Reporting and Recordkeeping Requirements under OMB Review, 4720 [2018-01994]

Download as PDF sradovich on DSK3GMQ082PROD with NOTICES 4720 Federal Register / Vol. 83, No. 22 / Thursday, February 1, 2018 / Notices Exchange may obtain information regarding trading in the Shares from markets and other entities that are members of ISG or with which the Exchange has in place a comprehensive surveillance sharing agreement.31 (7) Prior to the commencement of trading, the Exchange will inform its ETP Holders in an Information Bulletin of the special characteristics and risks associated with trading the Shares. Specifically, the Information Bulletin will discuss the following: (1) The procedures for purchases and redemptions of Shares in Baskets (including noting that Shares are not individually redeemable); (2) NYSE Arca Rule 9.2–E(a), which imposes a duty of due diligence on its ETP Holders to learn the essential facts relating to every customer prior to trading the Shares; (3) how information regarding the IIV is disseminated; (4) the requirement that ETP Holders deliver a prospectus to investors purchasing newly issued Shares prior to or concurrently with the confirmation of a transaction; (5) the possibility that trading spreads and the resulting premium or discount on the Shares may widen as a result of reduced liquidity of gold trading during the Core and Late Trading Sessions after the close of the major world gold markets; and (6) trading information.32 (8) All statements and representations made in this filing regarding (a) the description of the portfolio, (b) limitations on portfolio holdings or reference assets, or (c) the applicability of Exchange listing rules specified in this rule filing shall constitute continued listing requirements for listing the Shares of the Trust on the Exchange.33 (9) The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Act, the Exchange will monitor for compliance with the continued listing requirements. If the Trust is not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under NYSE Arca Rule 5.5(m).34 This approval order is based on all of the Exchange’s representations— including those set forth above and in the Notice—and the Exchange’s description of the Trust. id. at 61606. id. at 61607. 33 See id. See also NYSE Arca Rule 8.201– E(e)(2)(vii). 34 See Notice, supra note 3, at 61607. For the foregoing reasons, the Commission finds that the proposed rule change is consistent with Sections 6(b)(5) and 11A(a)(1)(C)(iii) of the Act 35 and the rules and regulations thereunder applicable to a national securities exchange. IV. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Exchange Act,36 that the proposed rule change (SR– NYSEArca–2017–140), be, and it hereby is, approved. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.37 Robert W. Errett, Deputy Secretary. [FR Doc. 2018–01953 Filed 1–31–18; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION Reporting and Recordkeeping Requirements under OMB Review Small Business Administration. 30-Day notice. AGENCY: ACTION: The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA), which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments. DATES: Submit comments on or before March 5, 2018. ADDRESSES: Comments should refer to the information collection by name and/ or OMB Control Number and should be sent to: Agency Clearance Officer, Curtis Rich, Small Business Administration, 409 3rd Street, SW, 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Washington, DC 20503. FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, (202) 205–7030 curtis.rich@sba.gov. Copies: A copy of the Form OMB 83– 1, supporting statement, and other documents submitted to OMB for SUMMARY: 31 See 32 See VerDate Sep<11>2014 19:34 Jan 31, 2018 Jkt 244001 35 15 U.S.C. 78f(b)(5) and 15 U.S.C. 78k– 1(a)(1)(C)(iii), respectively. 36 15 U.S.C. 78s(b)(2). 37 17 CFR 200.30–3(a)(12). PO 00000 Frm 00091 Fmt 4703 Sfmt 4703 review may be obtained from the Agency Clearance Officer. SUPPLEMENTARY INFORMATION: Lenders requesting SBA to purchase the guaranty portion of a loan are required to supply the Agency with a certified transcript of the loan account. This form is uniform and convenient means for lenders to report and certify loan accounts to purchase by SBA. The Agency uses the information to determine date of loan default and whether Lender disbursed and serviced the loan according to Loan Guaranty agreement. Solicitation of Public Comments: Comments may be submitted on (a) whether the collection of information is necessary for the agency to properly perform its functions; (b) whether the burden estimates are accurate; (c) whether there are ways to minimize the burden, including through the use of automated techniques or other forms of information technology; and (d) whether there are ways to enhance the quality, utility, and clarity of the information. Summary of Information Collections: (1) Title: Lender’s Transcript of Account. Description of Respondents: SBA Lenders. Form Number: SBA Form 1149. Estimated Annual Respondents: 1,000. Estimated Annual Responses: 15,000. Estimated Annual Hour Burden: 30,000. Curtis B. Rich, Management Analyst. [FR Doc. 2018–01994 Filed 1–31–18; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION Reporting and Recordkeeping Requirements Under OMB Review Small Business Administration. 30-Day notice. AGENCY: ACTION: The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA),which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments. DATES: Submit comments on or before March 5, 2018. ADDRESSES: Comments should refer to the information collection by name and/ SUMMARY: E:\FR\FM\01FEN1.SGM 01FEN1

Agencies

[Federal Register Volume 83, Number 22 (Thursday, February 1, 2018)]
[Notices]
[Page 4720]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-01994]


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SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements under OMB Review

AGENCY: Small Business Administration.

ACTION: 30-Day notice.

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SUMMARY: The Small Business Administration (SBA) is publishing this 
notice to comply with requirements of the Paperwork Reduction Act 
(PRA), which requires agencies to submit proposed reporting and 
recordkeeping requirements to OMB for review and approval, and to 
publish a notice in the Federal Register notifying the public that the 
agency has made such a submission. This notice also allows an 
additional 30 days for public comments.

DATES: Submit comments on or before March 5, 2018.

ADDRESSES: Comments should refer to the information collection by name 
and/or OMB Control Number and should be sent to: Agency Clearance 
Officer, Curtis Rich, Small Business Administration, 409 3rd Street, 
SW, 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of 
Information and Regulatory Affairs, Office of Management and Budget, 
New Executive Office Building, Washington, DC 20503.

FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, 
(202) 205-7030 [email protected].
    Copies: A copy of the Form OMB 83-1, supporting statement, and 
other documents submitted to OMB for review may be obtained from the 
Agency Clearance Officer.

SUPPLEMENTARY INFORMATION: Lenders requesting SBA to purchase the 
guaranty portion of a loan are required to supply the Agency with a 
certified transcript of the loan account. This form is uniform and 
convenient means for lenders to report and certify loan accounts to 
purchase by SBA. The Agency uses the information to determine date of 
loan default and whether Lender disbursed and serviced the loan 
according to Loan Guaranty agreement.
    Solicitation of Public Comments: Comments may be submitted on (a) 
whether the collection of information is necessary for the agency to 
properly perform its functions; (b) whether the burden estimates are 
accurate; (c) whether there are ways to minimize the burden, including 
through the use of automated techniques or other forms of information 
technology; and (d) whether there are ways to enhance the quality, 
utility, and clarity of the information.
    Summary of Information Collections:
    (1) Title: Lender's Transcript of Account.
    Description of Respondents: SBA Lenders.
    Form Number: SBA Form 1149.
    Estimated Annual Respondents: 1,000.
    Estimated Annual Responses: 15,000.
    Estimated Annual Hour Burden: 30,000.

Curtis B. Rich,
Management Analyst.
[FR Doc. 2018-01994 Filed 1-31-18; 8:45 am]
 BILLING CODE 8025-01-P
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