Data Collection Available for Public Comments, 2862-2863 [2018-00913]
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Federal Register / Vol. 83, No. 13 / Friday, January 19, 2018 / Notices
market may impose any burden on
competition is extremely limited.
In this instance, the proposed changes
to the credits available to members for
execution of securities in securities of
all three Tapes do not impose a burden
on competition because the Exchange’s
execution services are completely
voluntary and subject to extensive
competition both from other exchanges
and from off-exchange venues. The
Exchange is proposing to decrease the
amount of credit provided, increase the
qualification requirement to receive a
credit, eliminate a credit that has been
unsuccessful at improving market
quality significantly, and ease the
criteria of a credit in an effort to
improve market quality in the Nasdaq
Closing Cross. These changes are
reflective of the Exchange’s need to
balance the incentives that it provides
in return for the market improving
behavior it seeks to incentivize. As
discussed above, the Exchange has
limited funds to apply toward
incentives, and therefore must adjust
the amount of credit provided, change
credit tier qualification criteria, and in
some cases discontinue credits
altogether, to ensure that it has applied
those limited funds most efficiently.
In sum, if the changes proposed
herein are unattractive to market
participants, it is likely that the
Exchange will lose market share as a
result. Accordingly, the Exchange does
not believe that the proposed changes
will impair the ability of members or
competing order execution venues to
maintain their competitive standing in
the financial markets.
daltland on DSKBBV9HB2PROD with NOTICES
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A)(ii) of the Act.11
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is: (i) Necessary or appropriate in
the public interest; (ii) for the protection
of investors; or (iii) otherwise in
furtherance of the purposes of the Act.
If the Commission takes such action, the
Commission shall institute proceedings
11 15
U.S.C. 78s(b)(3)(A)(ii).
VerDate Sep<11>2014
17:05 Jan 18, 2018
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NASDAQ–2018–001 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NASDAQ–2018–001. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NASDAQ–2018–001, and
should be submitted on or before
February 9, 2018.
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For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–00850 Filed 1–18–18; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public
Comments
60-Day notice and request for
comments.
ACTION:
As required by the Paperwork
Reduction Act (PRA) the Small Business
Administration (SBA) announces its
intention to request approval from the
Office of Management and Budget
(OMB) of the reporting requirements
described below. Under the PRA federal
agencies are required to publish a notice
in the Federal Register concerning each
collection of information before it is
submitted to OMB for review and
approval, and to allow 60 days for
public comment on the notice. This
notice complies with that requirement.
DATES: Submit comments on or before
March 15, 2018.
ADDRESSES: Send all comments to
Michael Donadieu, Director, Office of
SBIC Examinations, Office of
Investment and Innovation, Small
Business Administration, 409 3rd Street,
6th Floor, Washington, DC 20416.
Email: michael.donadieu@sba.gov.
FOR FURTHER INFORMATION CONTACT:
Curtis B. Rich, Management Analyst,
202–205–7030, curtis.rich@sba.gov.
SUPPLEMENTARY INFORMATION: The Small
Business Investment Act of 1958, as
amended, requires SBA to examine
small business investment companies,
(‘‘SBICs’’ or ‘‘Licensees’’). The statute
requires examination at least every two
years; however, generally SBA aims to
examine SBICs more frequently.
Specifically, SBA’s goal is to examine
Leveraged licensees (SBICs with
outstanding leverage, commitments, or
earmarked assets) on a 12-month cycle
and Non-leveraged licensees on a 18month cycle. For newly licensed SBICs,
the initial examination generally is
conducted within six months of
licensing.
At the time SBA notifies the SBIC of
the pending examination, the agency
also identifies certain information the
SBIC will be required to submit at the
commencement of the examination
process to assist examiners in planning
the examination. Additionally, the
information will provide a basis for: (a)
SUMMARY:
E:\FR\FM\19JAN1.SGM
19JAN1
Federal Register / Vol. 83, No. 13 / Friday, January 19, 2018 / Notices
Determining SBIC compliance with the
Small Business Investment Act of 1958,
as amended (‘‘Act’’) and implementing
regulations; (b) assessing the financial
condition of SBICs and SBA’s
vulnerability; and (c) ensuring the
accuracy of information that SBICs
submit to SBA.
The information to be collected
consists of documentation falling into
three broad categories: Portfolio
information, Licensee documents, and
accountant workpapers. Portfolio
information covers investments made by
the SBIC during the period covered by
the examination, including, but not
limited to, organizational and financial
information, schedules of balances and
repayments, and financing legal
documents. Licensee documents deal
with the SBIC’s organization and
operations, including, but not limited
to, banking and financial information,
corporate governance, and capital
documentation. Finally, accountant
workpapers relate to the engagement of
an independent public accountant,
including, but not limited to
engagement letters and management
representation letters.
Comments are invited on (a) whether
this reporting requirement is necessary
for the agency to properly perform its
functions; (b) whether the burden
estimates are accurate; (c) whether there
are ways to minimize the burden,
including through the use of automated
techniques or other forms of information
technology; and (d) whether there are
ways to enhance the quality, utility, and
clarity of the requested information.
Title: SBIC Examinations Notification
Letter Documentation.
Description of Respondents: Small
business investment companies
undergoing examination pursuant to the
Act.
OMB Control Number: [To be
determined; new collection].
Total Estimated number of
Respondents: 270.
Total Estimated Annual Responses:
270.
Estimated Time to Respond: 50 hours.
Total Estimated Annual Hour Burden:
13,500.
2863
DEPARTMENT OF STATE
DEPARTMENT OF STATE
[Public Notice 10278]
[Public Notice 10274]
Notice of Determinations; Culturally
Significant Objects Imported for
Exhibition Determinations: ‘‘Klimt and
Schiele: Drawn’’ Exhibition
Notice of Determinations; Additional
Culturally Significant Objects Imported
for Exhibition Determinations:
‘‘Eyewitness Views: Making History in
18th-Century Europe’’ Exhibition
Notice is hereby given of the
following determinations: I hereby
determine that certain objects to be
included in the exhibition ‘‘Klimt and
Schiele: Drawn,’’ imported from abroad
for temporary exhibition within the
United States, are of cultural
significance. The objects are imported
pursuant to a loan agreement with the
foreign owner or custodian. I also
determine that the exhibition or display
of the exhibit objects at the Museum of
Fine Arts, Boston, in Boston,
Massachusetts, from on or about
February 25, 2018, until on or about
May 28, 2018, and at possible additional
exhibitions or venues yet to be
determined, is in the national interest.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Elliot Chiu in the Office of the Legal
Adviser, U.S. Department of State
(telephone: 202–632–6471; email:
section2459@state.gov). The mailing
address is U.S. Department of State, L/
PD, SA–5, Suite 5H03, Washington, DC
20522–0505.
The
foregoing determinations were made
pursuant to the authority vested in me
by the Act of October 19, 1965 (79 Stat.
985; 22 U.S.C. 2459), E.O. 12047 of
March 27, 1978, the Foreign Affairs
Reform and Restructuring Act of 1998
(112 Stat. 2681, et seq.; 22 U.S.C. 6501
note, et seq.), Delegation of Authority
No. 234 of October 1, 1999, Delegation
of Authority No. 236–3 of August 28,
2000 (and, as appropriate, Delegation of
Authority No. 257–1 of December 11,
2015). I have ordered that Public Notice
of these determinations be published in
the Federal Register.
SUPPLEMENTARY INFORMATION:
Alyson Grunder,
Notice is hereby given of the
following determinations: I hereby
determine that certain additional objects
to be included in the exhibition
‘‘Eyewitness Views: Making History in
18th-Century Europe,’’ imported from
abroad for temporary exhibition within
the United States, are of cultural
significance. The additional objects are
imported pursuant to loan agreements
with the foreign owners or custodians.
I also determine that the exhibition or
display of the additional exhibit objects
at The Cleveland Museum of Art,
Cleveland, Ohio, from on or about
February 25, 2018, until on or about
May 20, 2018, and at possible additional
exhibitions or venues yet to be
determined, is in the national interest.
FOR FURTHER INFORMATION CONTACT:
Elliot Chiu in the Office of the Legal
Adviser, U.S. Department of State
(telephone: 202–632–6471; email:
section2459@state.gov). The mailing
address is U.S. Department of State, L/
PD, SA–5, Suite 5H03, Washington, DC
20522–0505.
SUPPLEMENTARY INFORMATION: The
foregoing determinations were made
pursuant to the authority vested in me
by the Act of October 19, 1965 (79 Stat.
985; 22 U.S.C. 2459), E.O. 12047 of
March 27, 1978, the Foreign Affairs
Reform and Restructuring Act of 1998
(112 Stat. 2681, et seq.; 22 U.S.C. 6501
note, et seq.), Delegation of Authority
No. 234 of October 1, 1999, Delegation
of Authority No. 236–3 of August 28,
2000 (and, as appropriate, Delegation of
Authority No. 257–1 of December 11,
2015). I have ordered that Public Notice
of these determinations be published in
the Federal Register.
SUMMARY:
Alyson Grunder,
Deputy Assistant Secretary for Policy, Bureau
of Educational and Cultural Affairs,
Department of State.
[FR Doc. 2018–00913 Filed 1–18–18; 8:45 am]
daltland on DSKBBV9HB2PROD with NOTICES
Curtis B. Rich,
Management Analyst.
Deputy Assistant Secretary for Policy, Bureau
of Educational and Cultural Affairs,
Department of State.
[FR Doc. 2018–00910 Filed 1–18–18; 8:45 am]
[FR Doc. 2018–00912 Filed 1–18–18; 8:45 am]
BILLING CODE 8025–01–P
BILLING CODE 4710–05–P
BILLING CODE 4710–05–P
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17:05 Jan 18, 2018
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19JAN1
Agencies
[Federal Register Volume 83, Number 13 (Friday, January 19, 2018)]
[Notices]
[Pages 2862-2863]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-00913]
=======================================================================
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
Data Collection Available for Public Comments
ACTION: 60-Day notice and request for comments.
-----------------------------------------------------------------------
SUMMARY: As required by the Paperwork Reduction Act (PRA) the Small
Business Administration (SBA) announces its intention to request
approval from the Office of Management and Budget (OMB) of the
reporting requirements described below. Under the PRA federal agencies
are required to publish a notice in the Federal Register concerning
each collection of information before it is submitted to OMB for review
and approval, and to allow 60 days for public comment on the notice.
This notice complies with that requirement.
DATES: Submit comments on or before March 15, 2018.
ADDRESSES: Send all comments to Michael Donadieu, Director, Office of
SBIC Examinations, Office of Investment and Innovation, Small Business
Administration, 409 3rd Street, 6th Floor, Washington, DC 20416. Email:
[email protected].
FOR FURTHER INFORMATION CONTACT: Curtis B. Rich, Management Analyst,
202-205-7030, [email protected].
SUPPLEMENTARY INFORMATION: The Small Business Investment Act of 1958,
as amended, requires SBA to examine small business investment
companies, (``SBICs'' or ``Licensees''). The statute requires
examination at least every two years; however, generally SBA aims to
examine SBICs more frequently. Specifically, SBA's goal is to examine
Leveraged licensees (SBICs with outstanding leverage, commitments, or
earmarked assets) on a 12-month cycle and Non-leveraged licensees on a
18-month cycle. For newly licensed SBICs, the initial examination
generally is conducted within six months of licensing.
At the time SBA notifies the SBIC of the pending examination, the
agency also identifies certain information the SBIC will be required to
submit at the commencement of the examination process to assist
examiners in planning the examination. Additionally, the information
will provide a basis for: (a)
[[Page 2863]]
Determining SBIC compliance with the Small Business Investment Act of
1958, as amended (``Act'') and implementing regulations; (b) assessing
the financial condition of SBICs and SBA's vulnerability; and (c)
ensuring the accuracy of information that SBICs submit to SBA.
The information to be collected consists of documentation falling
into three broad categories: Portfolio information, Licensee documents,
and accountant workpapers. Portfolio information covers investments
made by the SBIC during the period covered by the examination,
including, but not limited to, organizational and financial
information, schedules of balances and repayments, and financing legal
documents. Licensee documents deal with the SBIC's organization and
operations, including, but not limited to, banking and financial
information, corporate governance, and capital documentation. Finally,
accountant workpapers relate to the engagement of an independent public
accountant, including, but not limited to engagement letters and
management representation letters.
Comments are invited on (a) whether this reporting requirement is
necessary for the agency to properly perform its functions; (b) whether
the burden estimates are accurate; (c) whether there are ways to
minimize the burden, including through the use of automated techniques
or other forms of information technology; and (d) whether there are
ways to enhance the quality, utility, and clarity of the requested
information.
Title: SBIC Examinations Notification Letter Documentation.
Description of Respondents: Small business investment companies
undergoing examination pursuant to the Act.
OMB Control Number: [To be determined; new collection].
Total Estimated number of Respondents: 270.
Total Estimated Annual Responses: 270.
Estimated Time to Respond: 50 hours.
Total Estimated Annual Hour Burden: 13,500.
Curtis B. Rich,
Management Analyst.
[FR Doc. 2018-00913 Filed 1-18-18; 8:45 am]
BILLING CODE 8025-01-P