Becton, Dickinson and Company and C. R. Bard; Analysis To Aid Public Comment, 61759-61762 [2017-28213]
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Federal Register / Vol. 82, No. 249 / Friday, December 29, 2017 / Notices
assets equal to $250 billion or more; (ii)
have total consolidated on-balance sheet
foreign exposure equal to $10 billion or
more; or (iii) have total consolidated
assets equal to $10 billion or more and
are a consolidated subsidiary of one of
the following: (A) a covered depository
61759
more; or (C) a company that has been
designated by the Financial Stability
Oversight Council for supervision by the
Federal Reserve Board.
Burden Estimate:
institution holding company or
depository institution that has total
assets equal to $250 billion or more; (B)
a covered depository institution holding
company or depository institution that
has total consolidated on-balance sheet
foreign exposure equal to $10 billion or
SUMMARY OF ANNUAL BURDEN
Obligation to
respond
Estimated
number of
respondents
Estimated
frequency of
responses
Estimated time
per response
Frequency of
response
Total annual
estimated
burden
Liquidity Coverage Ratio (LCR)—12
CFR 329.40(a), (b).
§ 329.40(a) Notification that liquidity
coverage ratio is less than minimum in § 329.10.
§ 329.40(b) Notification that liquidity
coverage ratio is less than minimum in § 329.10 for 3 consecutive days or otherwise noncompliant.
§ 329.40(b) Plan for achieving compliance.
§ 329.40(b)(4) Weekly report of
progress toward achieving compliance.
Liquidity Coverage Ratio (LCR)—12
CFR 329.22(a)(2), (5).
§ 329.22(a)(2) Policies that require
eligible HQLA to be under control
of liquidity risk management function.
§ 329.22(a)(5) Documented methodology providing consistent treatment for determining whether eligible HQLA meets operational requirements.
Reporting ...........
Mandatory ..........
........................
........................
........................
............................
........................
Reporting ...........
Mandatory ..........
2
12
0.25
On Occasion ......
6.00
Reporting ...........
Mandatory ..........
2
1
0.25
On Occasion ......
0.50
Recordkeeping ...
Mandatory ..........
2
1
100.00
On Occasion ......
200.00
Reporting ...........
Mandatory ..........
2
4
0.25
On Occasion ......
2.00
Recordkeeping ...
Mandatory ..........
........................
........................
........................
............................
........................
Recordkeeping ...
Mandatory ..........
2
1
10.00
On Occasion ......
20.00
Recordkeeping ...
Mandatory ..........
2
1
10.00
On Occasion ......
20.00
Total Hourly Burden ..................
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Type of burden
............................
............................
........................
........................
........................
............................
248.50
General Description of Collection: The
LCR rule implements a quantitative
liquidity requirement and contains
requirements subject to the PRA. The
reporting and recordkeeping
requirements are found in Sections
329.22 and 329.40. The requirement is
designed to promote the short-term
resilience of the liquidity risk profile of
large and internationally active banking
organizations, thereby improving the
banking sector’s ability to absorb shocks
arising from financial and economic
stress, and to further improve the
measurement and management of
liquidity risk. The LCR rule establishes
a quantitative minimum liquidity
coverage ratio that requires a company
subject to the rule to maintain an
amount of high-quality liquid assets (the
numerator of the ratio) that is no less
than 100 percent of its total net cash
outflows over a prospective 30 calendarday period (the denominator of the
ratio).
The FDIC has reviewed its previous
PRA submission and has updated its
methodology for calculating the burden
in order to be consistent with the Office
of the Controller of the Currency and the
Federal Reserve Board. The overall
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increase in burden hours is the result of
these changes.
Request for Comment
Comments are invited on: (a) Whether
the collections of information are
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collections,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collections of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology. All comments will become
a matter of public record.
Dated at Washington, DC, on December 22,
2017.
Federal Deposit Insurance Corporation.
Valerie J. Best,
Assistant Executive Secretary.
[FR Doc. 2017–28138 Filed 12–28–17; 8:45 am]
BILLING CODE 6714–01–P
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FEDERAL TRADE COMMISSION
[File No. 171 0140]
Becton, Dickinson and Company and
C. R. Bard; Analysis To Aid Public
Comment
Federal Trade Commission.
Proposed Consent Agreement.
AGENCY:
ACTION:
The consent agreement in this
matter settles alleged violations of
federal law prohibiting unfair methods
of competition. The attached Analysis to
Aid Public Comment describes both the
allegations in the complaint and the
terms of the consent orders—embodied
in the consent agreement—that would
settle these allegations.
DATES: Comments must be received on
or before January 23, 2018.
ADDRESSES: Interested parties may file a
comment online or on paper, by
following the instructions in the
Request for Comment part of the
SUPPLEMENTARY INFORMATION section
below. Write: ‘‘In the Matter of Becton
Dickinson and Co./Bard, Inc., File No.
171 0140’’ on your comment, and file
your comment online at https://
ftcpublic.commentworks.com/ftc/
SUMMARY:
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bectondickinsonconsent by following
the instructions on the web-based form.
If you prefer to file your comment on
paper, write ‘‘In the Matter of Becton
Dickinson and Co./Bard, Inc., File No.
171 0140’’ on your comment and on the
envelope, and mail your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
600 Pennsylvania Avenue NW, Suite
CC–5610 (Annex D), Washington, DC
20580, or deliver your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
Constitution Center, 400 7th Street SW,
5th Floor, Suite 5610 (Annex D),
Washington, DC 20024.
FOR FURTHER INFORMATION CONTACT:
Jared Nagley, Attorney, (212–607–2813)
and Geralyn Trujillo, Attorney, (212–
607–2806), Northeast Region, One
Bowling Green, Suite 318, New York,
New York 10004.
SUPPLEMENTARY INFORMATION: Pursuant
to Section 6(f) of the Federal Trade
Commission Act, 15 U.S.C. 46(f), and
FTC Rule 2.34, 16 CFR 2.34, notice is
hereby given that the above-captioned
consent agreement containing a consent
order to cease and desist, having been
filed with and accepted, subject to final
approval, by the Commission, has been
placed on the public record for a period
of thirty (30) days. The following
Analysis to Aid Public Comment
describes the terms of the consent
agreement, and the allegations in the
complaint. An electronic copy of the
full text of the consent agreement
package can be obtained from the FTC
Home Page (for December 22, 2017), on
the World Wide Web, at https://
www.ftc.gov/news-events/commissionactions.
You can file a comment online or on
paper. For the Commission to consider
your comment, we must receive it on or
before January 23, 2018. Write ‘‘In the
Matter of Becton Dickinson and Co./
Bard, Inc., File No. 171 0140’’ on your
comment. Your comment—including
your name and your state—will be
placed on the public record of this
proceeding, including, to the extent
practicable, on the public Commission
website, at https://www.ftc.gov/policy/
public-comments.
Postal mail addressed to the
Commission is subject to delay due to
heightened security screening. As a
result, we encourage you to submit your
comments online. To make sure that the
Commission considers your online
comment, you must file it at https://
ftcpublic.commentworks.com/ftc/
bectondickinsonconsent by following
the instructions on the web-based form.
If this Notice appears at https://
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www.regulations.gov/#!home, you also
may file a comment through that
website.
If you prefer to file your comment on
paper, write ‘‘In the Matter of Becton
Dickinson and Co./Bard, Inc., File No.
171 0140’’ on your comment and on the
envelope, and mail your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
600 Pennsylvania Avenue NW, Suite
CC–5610 (Annex D), Washington, DC
20580, or deliver your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
Constitution Center, 400 7th Street SW,
5th Floor, Suite 5610 (Annex D),
Washington, DC 20024. If possible,
submit your paper comment to the
Commission by courier or overnight
service.
Because your comment will be placed
on the publicly accessible FTC website
at https://www.ftc.gov, you are solely
responsible for making sure that your
comment does not include any sensitive
or confidential information. In
particular, your comment should not
include any sensitive personal
information, such as your or anyone
else’s Social Security number; date of
birth; driver’s license number or other
state identification number, or foreign
country equivalent; passport number;
financial account number; or credit or
debit card number. You are also solely
responsible for making sure that your
comment does not include any sensitive
health information, such as medical
records or other individually
identifiable health information. In
addition, your comment should not
include any ‘‘trade secret or any
commercial or financial information
which . . . is privileged or
confidential’’—as provided by Section
6(f) of the FTC Act, 15 U.S.C. 46(f), and
FTC Rule 4.10(a)(2), 16 CFR 4.10(a)(2)—
including in particular competitively
sensitive information such as costs,
sales statistics, inventories, formulas,
patterns, devices, manufacturing
processes, or customer names.
Comments containing material for
which confidential treatment is
requested must be filed in paper form,
must be clearly labeled ‘‘Confidential,’’
and must comply with FTC Rule 4.9(c).
In particular, the written request for
confidential treatment that accompanies
the comment must include the factual
and legal basis for the request, and must
identify the specific portions of the
comment to be withheld from the public
record. See FTC Rule 4.9(c). Your
comment will be kept confidential only
if the General Counsel grants your
request in accordance with the law and
the public interest. Once your comment
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has been posted on the public FTC
website—as legally required by FTC
Rule 4.9(b)—we cannot redact or
remove your comment from the FTC
website, unless you submit a
confidentiality request that meets the
requirements for such treatment under
FTC Rule 4.9(c), and the General
Counsel grants that request.
Visit the FTC website at https://
www.ftc.gov to read this Notice and the
news release describing it. The FTC Act
and other laws that the Commission
administers permit the collection of
public comments to consider and use in
this proceeding, as appropriate. The
Commission will consider all timely
and responsive public comments that it
receives on or before January 23, 2018.
For information on the Commission’s
privacy policy, including routine uses
permitted by the Privacy Act, see
https://www.ftc.gov/site-information/
privacy-policy.
Analysis of Agreement Containing
Consent Orders To Aid Public Comment
I. Introduction
The Federal Trade Commission
(‘‘Commission’’) has accepted, subject to
final approval, an Agreement
Containing Consent Orders (‘‘Consent
Agreement’’) from Becton, Dickinson
and Company (‘‘BD’’) and C. R. Bard,
Inc. (‘‘Bard’’) (collectively, the
‘‘Respondents’’) that is designed to
remedy the anticompetitive effects that
would likely result from BD’s proposed
acquisition of Bard. The proposed
Decision and Order (‘‘Order’’) requires
the Respondents to divest all rights and
assets related to Bard’s tunneled home
drainage catheter business and BD’s soft
tissue core needle biopsy device
business to Merit Medical Systems, Inc.
(‘‘Merit’’). The Order To Maintain
Assets requires Respondents to maintain
the viability and competitiveness of the
businesses pending divestiture.
Pursuant to an Agreement and Plan of
Merger, dated as of April 23, 2017, BD
and Lambda Corp., a wholly-owned
subsidiary of BD, will acquire the issued
and outstanding shares of Bard by
means of a merger in exchange for cash
and stock valued at approximately $24
billion (the ‘‘Acquisition’’). The
Commission’s Complaint alleges that
the proposed Acquisition, if
consummated, would violate Section 7
of the Clayton Act, as amended, 15
U.S.C. 18, and Section 5 of the Federal
Trade Commission Act, as amended, 15
U.S.C. 45, by substantially lessening
competition in the U.S. markets for
tunneled home drainage catheter
systems and soft tissue core needle
biopsy devices. The Consent Agreement
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is designed to remedy the alleged
violations by preserving the competition
that otherwise would be lost in these
markets as a result of the proposed
Acquisition.
The Commission has placed the
Consent Agreement on the public record
for 30 days to solicit comments from
interested persons. Comments received
during this period will become part of
the public record. After 30 days, the
Commission will again review the
Consent Agreement, along with any
comments received, and decide whether
it should withdraw from the Consent
Agreement, modify the Consent
Agreement or Order, or make the Order
final.
II. The Respondents
BD, headquartered in Franklin Lakes,
New Jersey, is a medical technology
company that manufactures and sells a
broad range of medical supplies,
devices, laboratory equipment, and
diagnostic products throughout the
world. Its operations consist of two
business segments: BD Medical and BD
Life Sciences. BD Medical provides a
broad array of medical technologies and
devices to hospitals, clinics, physicians’
office practices, pharmacies,
pharmaceutical companies, and
healthcare workers.
Bard, headquartered in Murray Hill,
New Jersey, is a medical technology
company that manufactures medical,
surgical, diagnostic, and patient care
devices sold to hospitals, healthcare
professionals, extended care facilities,
and other medical facilities throughout
the world. Its operations consist of four
principal divisions: Bard Access
Systems, Inc., Bard Medical Division,
Bard Peripheral Vascular, Inc., and Bard
Biopsy Systems.
III. The Relevant Markets and
Structure of the Markets
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A. Tunneled Home Drainage Catheter
Systems
Tunneled home drainage catheter
systems are medical devices used to
treat recurrent fluid buildup in the
lungs and abdomen, conditions known
as pleural effusions and malignant
ascites, respectively. Patients suffering
from these conditions, often due to
cancer or other serious illnesses,
commonly require frequent fluid
drainage. Tunneled home drainage
catheter systems drain fluid from the
lungs (pleural drainage) or abdomen
(peritoneal drainage) through a
tunneled, indwelling catheter connected
to a disposable receptacle. After a
medical doctor places the indwelling
catheter, the device allows fluid
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drainage to take place conveniently in a
patient’s home or in a hospice setting
where the patient or a caregiver can
attach, remove, replace, and dispose of
the drainage receptacle as frequently as
needed. Although patients requiring
pleural or peritoneal drainage can
undergo an outpatient medical
procedure when fluid build-up becomes
severe, such procedures are not suitable
alternatives to tunneled home drainage
catheter systems, because they require a
patient to make repeated trips to a
healthcare facility to see a doctor.
Customers likely would not substitute
outpatient medical procedures in
response to a small but significant
increase in the price of tunneled home
drainage catheter systems.
BD and Bard are the two largest
manufacturers of tunneled home
drainage catheter systems in the United
States, with a combined market share of
approximately 98%. The remaining
market share is divided between Rocket
Medical plc (‘‘Rocket Medical’’) and B.
Braun Medical Inc. (‘‘B. Braun’’). Rocket
Medical is a new entrant to the U.S.
market, and both Rocket Medical and B.
Braun, in addition to having a much
smaller share of the market than BD and
Bard, have far less recognition among
U.S. customers.
B. Soft Tissue Core Needle Biopsy
Devices
Soft tissue core needle biopsy devices
are used by medical clinicians, typically
interventional radiologists or
oncologists, to remove small samples of
tissue from soft tissue organs for
examination and diagnosis. There are no
practical alternatives to soft tissue core
needle biopsy devices for clinicians
seeking to perform a soft tissue biopsy.
Other biopsy devices, such as bone or
bone marrow biopsy devices, are not
approved or intended to be used for soft
tissue biopsies. Soft tissue core needle
biopsy devices do not include, and are
distinguished from, vacuum-assisted
biopsy (‘‘VAB’’) devices which employ
a vacuum to remove larger tissue
samples. VAB devices are used for
breast biopsies involving lesions that are
difficult to locate and are not used to
perform biopsies of other soft tissues
and organs. VAB devices are more
complex devices that are sold at a
significantly higher price than soft
tissue core needle biopsy devices.
Accordingly, customers likely would
not switch to VAB devices in response
to a small but significant increase in the
price of soft tissue core needle biopsy
devices.
Bard and BD are the two largest
manufacturers of soft tissue core needle
biopsy devices in the United States,
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with a combined market share of 60%
or greater. Other participants in the
market include Cook Medical, Argon
Medical Devices, Inc., and Hologic, Inc.,
but each of these manufacturers has a
smaller market share than either Bard or
BD. In addition, there is a fringe of other
manufacturers with very small market
shares.
C. The Relevant Geographic Market
The relevant geographic market for
both tunneled home drainage catheter
systems and soft tissue core needle
biopsy devices is the United States.
These relevant products are medical
devices regulated by the U.S. Food and
Drug Administration (‘‘FDA’’). Medical
devices sold outside of the United
States, but not approved for sale in the
United States, are not viable competitive
alternatives for U.S. consumers.
IV. Competitive Effects of the
Transaction
The proposed Acquisition would
likely substantially lessen competition
in the U.S. markets for tunneled home
drainage catheter systems and soft tissue
core needle biopsy devices. The
Acquisition would combine the largest
and second-largest suppliers of both
products in the United States and would
substantially increase concentration in
already highly concentrated markets.
Under the Horizontal Merger
Guidelines, the Acquisition would
presumptively create or enhance market
power. By eliminating direct and
substantial competition between
Respondents, the proposed Acquisition
likely would allow the combined firm to
exercise market power unilaterally,
resulting in higher prices and/or
reduced innovation.
V. Entry
Entry in the relevant markets would
not be timely, likely, or sufficient in
magnitude, character, and scope to deter
or counteract the anticompetitive effects
of the proposed Acquisition. New entry
into the markets for each of these
devices is difficult, time-consuming,
and expensive, requiring a significant
investment of time and money for
product research and development,
regulatory approval by the FDA, and the
establishment of a sales and marketing
infrastructure sufficient to develop
customer awareness and acceptance of
the products.
VI. The Proposed Consent Agreement
The Consent Agreement remedies the
competitive concerns raised by the
proposed Acquisition by requiring the
Respondents to divest all of the assets,
facilities, and resources relating to
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Bard’s tunneled home drainage catheter
systems business and BD’s soft tissue
core needle biopsy devices business to
Merit. The provisions of the Consent
Agreement will enable Merit to become
an independent, viable, and effective
competitor in the respective relevant
markets and maintain the competition
that currently exists.
Merit, headquartered in South Jordan,
Utah, is a global company with 30 years
of experience in the development,
manufacture, and distribution of
medical devices used in interventional,
diagnostic, and therapeutic procedures.
Merit offers a portfolio of products that
is highly complementary to the
tunneled home drainage catheter
systems being acquired. Merit also
recently introduced its first soft tissue
core needle biopsy device product.
Merit possesses substantial industry
expertise in these product areas and
sells its products to similar customers as
BD and Bard. For these reasons, Merit
is well positioned to restore the benefits
of competition that would be lost due to
the Acquisition.
Pursuant to the Order, Merit will
receive all rights and assets related to
Bard’s tunneled home drainage catheter
system business and BD’s soft tissue
core needle biopsy device business,
including all of the confidential
business information used in those
businesses. Merit will own or receive a
license to all intellectual property
necessary to run the businesses. It will
also acquire the equipment used in the
manufacturing of the products and all
documentation and other information
related to the products. Respondents
will also contract manufacture products
for Merit until it is able to manufacture
them itself, and Respondents will
provide transitional services to Merit to
assist the company in establishing
manufacturing capabilities for the
divested products.
The Respondents must accomplish
the divestitures no later than 10 days
after the consummation of the proposed
Acquisition. If the Commission
determines that Merit is not an
acceptable acquirer, or that the manner
of the divestitures is not acceptable, the
proposed Order requires the
Respondents to unwind the sale of
assets to Merit and then divest the assets
to a Commission-approved acquirer(s)
within 180 days of the date the Order
becomes final. Pursuant to the Order To
Maintain Assets, Respondents must
maintain the businesses pending
divestiture.
The Commission has agreed to
appoint a Monitor to ensure that the
Respondents comply with all of their
obligations pursuant to the Consent
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Agreement and to keep the Commission
informed about the status of the transfer
of assets to Merit. The Commission has
appointed Mazars LLP as the Monitor in
this matter. The proposed Order further
allows the Commission to appoint a
trustee in the event the parties fail to
divest the products as required.
VII. Opportunity for Public Comment
The purpose of this analysis is to
facilitate public comment on the
Consent Agreement to aid the
Commission in determining whether it
should make the Order final. This
analysis is not intended to constitute an
official interpretation of the proposed
Consent Agreement and does not
modify its terms in any way.
By direction of the Commission.
April J. Tabor,
Acting Secretary.
[FR Doc. 2017–28213 Filed 12–28–17; 8:45 am]
BILLING CODE 6750–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
[Document Identifier: CMS–R–262]
Agency Information Collection
Activities: Submission for OMB
Review; Comment Request
Centers for Medicare &
Medicaid Services, HHS.
ACTION: Notice.
AGENCY:
The Centers for Medicare &
Medicaid Services (CMS) is announcing
an opportunity for the public to
comment on CMS’ intention to collect
information from the public. Under the
Paperwork Reduction Act of 1995
(PRA), federal agencies are required to
publish notice in the Federal Register
concerning each proposed collection of
information, including each proposed
extension or reinstatement of an existing
collection of information, and to allow
a second opportunity for public
comment on the notice. Interested
persons are invited to send comments
regarding the burden estimate or any
other aspect of this collection of
information, including the necessity and
utility of the proposed information
collection for the proper performance of
the agency’s functions, the accuracy of
the estimated burden, ways to enhance
the quality, utility, and clarity of the
information to be collected; and the use
of automated collection techniques or
other forms of information technology to
SUMMARY:
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minimize the information collection
burden.
DATES: Comments on the collection(s) of
information must be received by the
OMB desk officer by January 29, 2018.
ADDRESSES: When commenting on the
proposed information collections,
please reference the document identifier
or OMB control number. To be assured
consideration, comments and
recommendations must be received by
the OMB desk officer via one of the
following transmissions: OMB, Office of
Information and Regulatory Affairs,
Attention: CMS Desk Officer, Fax
Number: (202) 395–5806 OR, Email:
OIRA_submission@omb.eop.gov.
To obtain copies of a supporting
statement and any related forms for the
proposed collection(s) summarized in
this notice, you may make your request
using one of following:
1. Access CMS’ website address at
https://www.cms.gov/Regulations-andGuidance/Legislation/
PaperworkReductionActof1995/PRAListing.html.
2. Email your request, including your
address, phone number, OMB number,
and CMS document identifier, to
Paperwork@cms.hhs.gov.
3. Call the Reports Clearance Office at
(410) 786–1326.
FOR FURTHER INFORMATION CONTACT:
William Parham at (410) 786–4669.
SUPPLEMENTARY INFORMATION: Under the
Paperwork Reduction Act of 1995 (PRA)
(44 U.S.C. 3501–3520), federal agencies
must obtain approval from the Office of
Management and Budget (OMB) for each
collection of information they conduct
or sponsor. The term ‘‘collection of
information’’ is defined in 44 U.S.C.
3502(3) and 5 CFR 1320.3(c) and
includes agency requests or
requirements that members of the public
submit reports, keep records, or provide
information to a third party. Section
3506(c)(2)(A) of the PRA (44 U.S.C.
3506(c)(2)(A)) requires federal agencies
to publish a 30-day notice in the
Federal Register concerning each
proposed collection of information,
including each proposed extension or
reinstatement of an existing collection
of information, before submitting the
collection to OMB for approval. To
comply with this requirement, CMS is
publishing this notice that summarizes
the following proposed collection(s) of
information for public comment:
1. Type of Information Collection
Request: Revision of a currently
approved collection; Title of
Information Collection: Contract Year
2019 Plan Benefit Package (PBP)
Software and Formulary Submission;
Use: We require that Medicare
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Agencies
[Federal Register Volume 82, Number 249 (Friday, December 29, 2017)]
[Notices]
[Pages 61759-61762]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-28213]
=======================================================================
-----------------------------------------------------------------------
FEDERAL TRADE COMMISSION
[File No. 171 0140]
Becton, Dickinson and Company and C. R. Bard; Analysis To Aid
Public Comment
AGENCY: Federal Trade Commission.
ACTION: Proposed Consent Agreement.
-----------------------------------------------------------------------
SUMMARY: The consent agreement in this matter settles alleged
violations of federal law prohibiting unfair methods of competition.
The attached Analysis to Aid Public Comment describes both the
allegations in the complaint and the terms of the consent orders--
embodied in the consent agreement--that would settle these allegations.
DATES: Comments must be received on or before January 23, 2018.
ADDRESSES: Interested parties may file a comment online or on paper, by
following the instructions in the Request for Comment part of the
SUPPLEMENTARY INFORMATION section below. Write: ``In the Matter of
Becton Dickinson and Co./Bard, Inc., File No. 171 0140'' on your
comment, and file your comment online at https://
ftcpublic.commentworks.com/ftc/
[[Page 61760]]
bectondickinsonconsent by following the instructions on the web-based
form. If you prefer to file your comment on paper, write ``In the
Matter of Becton Dickinson and Co./Bard, Inc., File No. 171 0140'' on
your comment and on the envelope, and mail your comment to the
following address: Federal Trade Commission, Office of the Secretary,
600 Pennsylvania Avenue NW, Suite CC-5610 (Annex D), Washington, DC
20580, or deliver your comment to the following address: Federal Trade
Commission, Office of the Secretary, Constitution Center, 400 7th
Street SW, 5th Floor, Suite 5610 (Annex D), Washington, DC 20024.
FOR FURTHER INFORMATION CONTACT: Jared Nagley, Attorney, (212-607-2813)
and Geralyn Trujillo, Attorney, (212-607-2806), Northeast Region, One
Bowling Green, Suite 318, New York, New York 10004.
SUPPLEMENTARY INFORMATION: Pursuant to Section 6(f) of the Federal
Trade Commission Act, 15 U.S.C. 46(f), and FTC Rule 2.34, 16 CFR 2.34,
notice is hereby given that the above-captioned consent agreement
containing a consent order to cease and desist, having been filed with
and accepted, subject to final approval, by the Commission, has been
placed on the public record for a period of thirty (30) days. The
following Analysis to Aid Public Comment describes the terms of the
consent agreement, and the allegations in the complaint. An electronic
copy of the full text of the consent agreement package can be obtained
from the FTC Home Page (for December 22, 2017), on the World Wide Web,
at https://www.ftc.gov/news-events/commission-actions.
You can file a comment online or on paper. For the Commission to
consider your comment, we must receive it on or before January 23,
2018. Write ``In the Matter of Becton Dickinson and Co./Bard, Inc.,
File No. 171 0140'' on your comment. Your comment--including your name
and your state--will be placed on the public record of this proceeding,
including, to the extent practicable, on the public Commission website,
at https://www.ftc.gov/policy/public-comments.
Postal mail addressed to the Commission is subject to delay due to
heightened security screening. As a result, we encourage you to submit
your comments online. To make sure that the Commission considers your
online comment, you must file it at https://ftcpublic.commentworks.com/ftc/bectondickinsonconsent by following the instructions on the web-
based form. If this Notice appears at https://www.regulations.gov/#!home, you also may file a comment through that website.
If you prefer to file your comment on paper, write ``In the Matter
of Becton Dickinson and Co./Bard, Inc., File No. 171 0140'' on your
comment and on the envelope, and mail your comment to the following
address: Federal Trade Commission, Office of the Secretary, 600
Pennsylvania Avenue NW, Suite CC-5610 (Annex D), Washington, DC 20580,
or deliver your comment to the following address: Federal Trade
Commission, Office of the Secretary, Constitution Center, 400 7th
Street SW, 5th Floor, Suite 5610 (Annex D), Washington, DC 20024. If
possible, submit your paper comment to the Commission by courier or
overnight service.
Because your comment will be placed on the publicly accessible FTC
website at https://www.ftc.gov, you are solely responsible for making
sure that your comment does not include any sensitive or confidential
information. In particular, your comment should not include any
sensitive personal information, such as your or anyone else's Social
Security number; date of birth; driver's license number or other state
identification number, or foreign country equivalent; passport number;
financial account number; or credit or debit card number. You are also
solely responsible for making sure that your comment does not include
any sensitive health information, such as medical records or other
individually identifiable health information. In addition, your comment
should not include any ``trade secret or any commercial or financial
information which . . . is privileged or confidential''--as provided by
Section 6(f) of the FTC Act, 15 U.S.C. 46(f), and FTC Rule 4.10(a)(2),
16 CFR 4.10(a)(2)--including in particular competitively sensitive
information such as costs, sales statistics, inventories, formulas,
patterns, devices, manufacturing processes, or customer names.
Comments containing material for which confidential treatment is
requested must be filed in paper form, must be clearly labeled
``Confidential,'' and must comply with FTC Rule 4.9(c). In particular,
the written request for confidential treatment that accompanies the
comment must include the factual and legal basis for the request, and
must identify the specific portions of the comment to be withheld from
the public record. See FTC Rule 4.9(c). Your comment will be kept
confidential only if the General Counsel grants your request in
accordance with the law and the public interest. Once your comment has
been posted on the public FTC website--as legally required by FTC Rule
4.9(b)--we cannot redact or remove your comment from the FTC website,
unless you submit a confidentiality request that meets the requirements
for such treatment under FTC Rule 4.9(c), and the General Counsel
grants that request.
Visit the FTC website at https://www.ftc.gov to read this Notice and
the news release describing it. The FTC Act and other laws that the
Commission administers permit the collection of public comments to
consider and use in this proceeding, as appropriate. The Commission
will consider all timely and responsive public comments that it
receives on or before January 23, 2018. For information on the
Commission's privacy policy, including routine uses permitted by the
Privacy Act, see https://www.ftc.gov/site-information/privacy-policy.
Analysis of Agreement Containing Consent Orders To Aid Public Comment
I. Introduction
The Federal Trade Commission (``Commission'') has accepted, subject
to final approval, an Agreement Containing Consent Orders (``Consent
Agreement'') from Becton, Dickinson and Company (``BD'') and C. R.
Bard, Inc. (``Bard'') (collectively, the ``Respondents'') that is
designed to remedy the anticompetitive effects that would likely result
from BD's proposed acquisition of Bard. The proposed Decision and Order
(``Order'') requires the Respondents to divest all rights and assets
related to Bard's tunneled home drainage catheter business and BD's
soft tissue core needle biopsy device business to Merit Medical
Systems, Inc. (``Merit''). The Order To Maintain Assets requires
Respondents to maintain the viability and competitiveness of the
businesses pending divestiture.
Pursuant to an Agreement and Plan of Merger, dated as of April 23,
2017, BD and Lambda Corp., a wholly-owned subsidiary of BD, will
acquire the issued and outstanding shares of Bard by means of a merger
in exchange for cash and stock valued at approximately $24 billion (the
``Acquisition''). The Commission's Complaint alleges that the proposed
Acquisition, if consummated, would violate Section 7 of the Clayton
Act, as amended, 15 U.S.C. 18, and Section 5 of the Federal Trade
Commission Act, as amended, 15 U.S.C. 45, by substantially lessening
competition in the U.S. markets for tunneled home drainage catheter
systems and soft tissue core needle biopsy devices. The Consent
Agreement
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is designed to remedy the alleged violations by preserving the
competition that otherwise would be lost in these markets as a result
of the proposed Acquisition.
The Commission has placed the Consent Agreement on the public
record for 30 days to solicit comments from interested persons.
Comments received during this period will become part of the public
record. After 30 days, the Commission will again review the Consent
Agreement, along with any comments received, and decide whether it
should withdraw from the Consent Agreement, modify the Consent
Agreement or Order, or make the Order final.
II. The Respondents
BD, headquartered in Franklin Lakes, New Jersey, is a medical
technology company that manufactures and sells a broad range of medical
supplies, devices, laboratory equipment, and diagnostic products
throughout the world. Its operations consist of two business segments:
BD Medical and BD Life Sciences. BD Medical provides a broad array of
medical technologies and devices to hospitals, clinics, physicians'
office practices, pharmacies, pharmaceutical companies, and healthcare
workers.
Bard, headquartered in Murray Hill, New Jersey, is a medical
technology company that manufactures medical, surgical, diagnostic, and
patient care devices sold to hospitals, healthcare professionals,
extended care facilities, and other medical facilities throughout the
world. Its operations consist of four principal divisions: Bard Access
Systems, Inc., Bard Medical Division, Bard Peripheral Vascular, Inc.,
and Bard Biopsy Systems.
III. The Relevant Markets and Structure of the Markets
A. Tunneled Home Drainage Catheter Systems
Tunneled home drainage catheter systems are medical devices used to
treat recurrent fluid buildup in the lungs and abdomen, conditions
known as pleural effusions and malignant ascites, respectively.
Patients suffering from these conditions, often due to cancer or other
serious illnesses, commonly require frequent fluid drainage. Tunneled
home drainage catheter systems drain fluid from the lungs (pleural
drainage) or abdomen (peritoneal drainage) through a tunneled,
indwelling catheter connected to a disposable receptacle. After a
medical doctor places the indwelling catheter, the device allows fluid
drainage to take place conveniently in a patient's home or in a hospice
setting where the patient or a caregiver can attach, remove, replace,
and dispose of the drainage receptacle as frequently as needed.
Although patients requiring pleural or peritoneal drainage can undergo
an outpatient medical procedure when fluid build-up becomes severe,
such procedures are not suitable alternatives to tunneled home drainage
catheter systems, because they require a patient to make repeated trips
to a healthcare facility to see a doctor. Customers likely would not
substitute outpatient medical procedures in response to a small but
significant increase in the price of tunneled home drainage catheter
systems.
BD and Bard are the two largest manufacturers of tunneled home
drainage catheter systems in the United States, with a combined market
share of approximately 98%. The remaining market share is divided
between Rocket Medical plc (``Rocket Medical'') and B. Braun Medical
Inc. (``B. Braun''). Rocket Medical is a new entrant to the U.S.
market, and both Rocket Medical and B. Braun, in addition to having a
much smaller share of the market than BD and Bard, have far less
recognition among U.S. customers.
B. Soft Tissue Core Needle Biopsy Devices
Soft tissue core needle biopsy devices are used by medical
clinicians, typically interventional radiologists or oncologists, to
remove small samples of tissue from soft tissue organs for examination
and diagnosis. There are no practical alternatives to soft tissue core
needle biopsy devices for clinicians seeking to perform a soft tissue
biopsy. Other biopsy devices, such as bone or bone marrow biopsy
devices, are not approved or intended to be used for soft tissue
biopsies. Soft tissue core needle biopsy devices do not include, and
are distinguished from, vacuum-assisted biopsy (``VAB'') devices which
employ a vacuum to remove larger tissue samples. VAB devices are used
for breast biopsies involving lesions that are difficult to locate and
are not used to perform biopsies of other soft tissues and organs. VAB
devices are more complex devices that are sold at a significantly
higher price than soft tissue core needle biopsy devices. Accordingly,
customers likely would not switch to VAB devices in response to a small
but significant increase in the price of soft tissue core needle biopsy
devices.
Bard and BD are the two largest manufacturers of soft tissue core
needle biopsy devices in the United States, with a combined market
share of 60% or greater. Other participants in the market include Cook
Medical, Argon Medical Devices, Inc., and Hologic, Inc., but each of
these manufacturers has a smaller market share than either Bard or BD.
In addition, there is a fringe of other manufacturers with very small
market shares.
C. The Relevant Geographic Market
The relevant geographic market for both tunneled home drainage
catheter systems and soft tissue core needle biopsy devices is the
United States. These relevant products are medical devices regulated by
the U.S. Food and Drug Administration (``FDA''). Medical devices sold
outside of the United States, but not approved for sale in the United
States, are not viable competitive alternatives for U.S. consumers.
IV. Competitive Effects of the Transaction
The proposed Acquisition would likely substantially lessen
competition in the U.S. markets for tunneled home drainage catheter
systems and soft tissue core needle biopsy devices. The Acquisition
would combine the largest and second-largest suppliers of both products
in the United States and would substantially increase concentration in
already highly concentrated markets. Under the Horizontal Merger
Guidelines, the Acquisition would presumptively create or enhance
market power. By eliminating direct and substantial competition between
Respondents, the proposed Acquisition likely would allow the combined
firm to exercise market power unilaterally, resulting in higher prices
and/or reduced innovation.
V. Entry
Entry in the relevant markets would not be timely, likely, or
sufficient in magnitude, character, and scope to deter or counteract
the anticompetitive effects of the proposed Acquisition. New entry into
the markets for each of these devices is difficult, time-consuming, and
expensive, requiring a significant investment of time and money for
product research and development, regulatory approval by the FDA, and
the establishment of a sales and marketing infrastructure sufficient to
develop customer awareness and acceptance of the products.
VI. The Proposed Consent Agreement
The Consent Agreement remedies the competitive concerns raised by
the proposed Acquisition by requiring the Respondents to divest all of
the assets, facilities, and resources relating to
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Bard's tunneled home drainage catheter systems business and BD's soft
tissue core needle biopsy devices business to Merit. The provisions of
the Consent Agreement will enable Merit to become an independent,
viable, and effective competitor in the respective relevant markets and
maintain the competition that currently exists.
Merit, headquartered in South Jordan, Utah, is a global company
with 30 years of experience in the development, manufacture, and
distribution of medical devices used in interventional, diagnostic, and
therapeutic procedures. Merit offers a portfolio of products that is
highly complementary to the tunneled home drainage catheter systems
being acquired. Merit also recently introduced its first soft tissue
core needle biopsy device product. Merit possesses substantial industry
expertise in these product areas and sells its products to similar
customers as BD and Bard. For these reasons, Merit is well positioned
to restore the benefits of competition that would be lost due to the
Acquisition.
Pursuant to the Order, Merit will receive all rights and assets
related to Bard's tunneled home drainage catheter system business and
BD's soft tissue core needle biopsy device business, including all of
the confidential business information used in those businesses. Merit
will own or receive a license to all intellectual property necessary to
run the businesses. It will also acquire the equipment used in the
manufacturing of the products and all documentation and other
information related to the products. Respondents will also contract
manufacture products for Merit until it is able to manufacture them
itself, and Respondents will provide transitional services to Merit to
assist the company in establishing manufacturing capabilities for the
divested products.
The Respondents must accomplish the divestitures no later than 10
days after the consummation of the proposed Acquisition. If the
Commission determines that Merit is not an acceptable acquirer, or that
the manner of the divestitures is not acceptable, the proposed Order
requires the Respondents to unwind the sale of assets to Merit and then
divest the assets to a Commission-approved acquirer(s) within 180 days
of the date the Order becomes final. Pursuant to the Order To Maintain
Assets, Respondents must maintain the businesses pending divestiture.
The Commission has agreed to appoint a Monitor to ensure that the
Respondents comply with all of their obligations pursuant to the
Consent Agreement and to keep the Commission informed about the status
of the transfer of assets to Merit. The Commission has appointed Mazars
LLP as the Monitor in this matter. The proposed Order further allows
the Commission to appoint a trustee in the event the parties fail to
divest the products as required.
VII. Opportunity for Public Comment
The purpose of this analysis is to facilitate public comment on the
Consent Agreement to aid the Commission in determining whether it
should make the Order final. This analysis is not intended to
constitute an official interpretation of the proposed Consent Agreement
and does not modify its terms in any way.
By direction of the Commission.
April J. Tabor,
Acting Secretary.
[FR Doc. 2017-28213 Filed 12-28-17; 8:45 am]
BILLING CODE 6750-01-P