Schedules of Controlled Substances: Temporary Placement of Fentanyl-Related Substances in Schedule I, 61700-61703 [2017-28114]
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Federal Register / Vol. 82, No. 249 / Friday, December 29, 2017 / Proposed Rules
1. On December 15, 2016, the
Commission issued a Notice of
Proposed Rulemaking (NOPR) in this
proceeding.1 For the reasons set forth
below, we are exercising our discretion
to withdraw the NOPR and terminate
this rulemaking proceeding.
2. In the NOPR, the Commission
preliminarily found that some existing
regional transmission organization/
independent system operator (RTO/ISO)
fast-start pricing practices, or lack of
fast-start pricing practices, may not
result in rates that are just and
reasonable.2 As a result, the
Commission proposed to require that
each RTO/ISO establish the following
set of requirements for its fast-start
pricing: (1) Apply fast-start pricing to
any resource committed by the RTO/ISO
that is able to start up within ten
minutes, has a minimum run time of
one hour or less, and that submits
economic energy offers to the market;
(2) incorporate commitment costs, i.e.,
start-up and no-load costs, of fast-start
resources in energy and operating
reserve prices; (3) modify fast-start
pricing to relax the economic minimum
operating limit of fast-start resources
and treat them as dispatchable from zero
to the economic maximum operating
limit for the purpose of calculating
prices; (4) if the RTO/ISO allows offline
fast-start resources to set prices for
addressing certain system needs, the
resource must be feasible and economic;
and (5) incorporate fast-start pricing in
both the day-ahead and real-time
markets. The Commission sought
comment on the proposed reforms.3
3. The Commission received a number
of comments in response to the
proposed reforms in the NOPR. Some
commenters expressed support for the
proposed reforms. Other commenters
raised concerns about the need for the
proposed reforms relative to the burden
of implementing changes. Additionally,
some commenters discussed the need
for regional flexibility to allow RTOs/
ISOs to implement fast-start pricing
practices that are appropriate for their
regions.
4. Upon further consideration and
after review of the comments received
in response to the NOPR, we will
withdraw the NOPR and terminate this
proceeding. We appreciate the feedback
received in response to the NOPR. We
continue to believe that improved faststart pricing practices have the potential
1 Fast-Start
Pricing in Markets Operated by
Regional Transmission Organizations and
Independent System Operators, 81 FR 96,391 (Dec.
30, 2016), FERC Stats. & Regs. ¶ 32,720 (2016).
2 NOPR, FERC Stats. & Regs. ¶ 32,720 at PP 36–
37.
3 NOPR, FERC Stats. & Regs. ¶ 32,720 at P 44.
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to achieve the goals outlined in the
NOPR; however, we are persuaded by
comments that question whether the
proposed reforms would bring sufficient
value in all RTOs/ISOs and argued for
regional flexibility. Having considered
these comments, we are persuaded to
not require a uniform set of fast-start
pricing requirements that would apply
to all RTOs/ISOs. Instead, we will
pursue the goals of the NOPR through
section 206 actions involving NYISO,
PJM, and SPP 4 focusing on specific
concerns with each RTO’s/ISO’s
implementation of fast-start pricing
consistent with the concerns outlined in
the NOPR.
5. The Commission therefore
withdraws the NOPR and terminates
this rulemaking proceeding.
By direction of the Commission.
Issued: December 21, 2017.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2017–28201 Filed 12–28–17; 8:45 am]
BILLING CODE 6717–01–P
Legal Authority
DEPARTMENT OF JUSTICE
Drug Enforcement Administration
21 CFR Part 1308
[Docket No. DEA–476]
Schedules of Controlled Substances:
Temporary Placement of FentanylRelated Substances in Schedule I
Drug Enforcement
Administration, Department of Justice.
ACTION: Proposed amendment; notice of
intent.
AGENCY:
The Administrator of the Drug
Enforcement Administration is
publishing this notice of intent to issue
an order temporarily scheduling
fentanyl-related substances that are not
currently listed in any schedule of the
Controlled Substances Act (CSA). The
temporary order will place these
substances in schedule I. This action is
based on a finding by the Administrator
that the placement of these synthetic
opioids in schedule I is necessary to
avoid an imminent hazard to the public
safety. When it is issued, the temporary
scheduling order will impose regulatory
requirements under the CSA on the
manufacture, distribution, reverse
distribution, possession, importation,
exportation, research, and conduct of
instructional activities, and chemical
SUMMARY:
4 New York Independent System Operator, Inc.,
161 FERC ¶ 61,294; PJM Interconnection, L.L.C., 161
FERC ¶ 61,295; and Southwest Power Pool, Inc., 161
FERC ¶ 61,296, (2017).
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analysis of these synthetic opioids, as
well as administrative, civil, and
criminal remedies with respect to
persons who fail to comply with such
requirements or otherwise violate the
CSA with respect to these substances.
DATES: December 29, 2017.
FOR FURTHER INFORMATION CONTACT:
Michael J. Lewis, Diversion Control
Division, Drug Enforcement
Administration; Mailing Address: 8701
Morrissette Drive, Springfield, Virginia
22152; Telephone: (202) 598–6812.
SUPPLEMENTARY INFORMATION: This
notice of intent is issued pursuant to the
temporary scheduling provisions of 21
U.S.C. 811(h). The Drug Enforcement
Administration (DEA) intends to issue a
temporary order (in the form of a
temporary amendment) placing
fentanyl-related substances in schedule
I of the Controlled Substances Act. The
temporary scheduling order will be
published in the Federal Register on or
after January 29, 2018.
Sfmt 4702
Section 201 of the Controlled
Substances Act (CSA), 21 U.S.C. 811,
provides the Attorney General with the
authority to temporarily place a
substance in schedule I of the CSA for
two years without regard to the
requirements of 21 U.S.C. 811(b) if he
finds that such action is necessary to
avoid an imminent hazard to the public
safety. 21 U.S.C. 811(h)(1). In addition,
if proceedings to control a substance
permanently are initiated under 21
U.S.C. 811(a)(1) while the substance is
temporarily controlled under section
811(h), the Attorney General may
extend the temporary scheduling for up
to one year. 21 U.S.C. 811(h)(2).
Where the necessary findings are
made, a substance may be temporarily
scheduled if it is not listed in any other
schedule under section 202 of the CSA,
21 U.S.C. 812, or if there is no
exemption or approval in effect for the
substance under section 505 of the
Federal Food, Drug, and Cosmetic Act
(FD&C Act), 21 U.S.C. 355. 21 U.S.C.
811(h)(1). The Attorney General has
delegated scheduling authority under 21
U.S.C. 811 to the Administrator of the
DEA. 28 CFR 0.100.
Background
The Nature of the Problem and DEA’s
Approach To Correct It
It is well known that deaths
associated with the abuse of substances
structurally related to fentanyl 1 in the
1 As explained further below, in this document,
the term ‘‘fentanyl-related substances’’ is defined to
include substances structurally related to fentanyl
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United States are on the rise and have
already reached alarming levels. While
a number of factors appear to be
contributing to this public health crisis,
chief among the causes is the sharp
increase in recent years in the
availability of illicitly produced, potent
substances structurally related to
fentanyl. Fentanyl is approximately 100
times more potent than morphine, and
the substances structurally related to
fentanyl that DEA will be temporarily
controlling also tend to be potent
substances. Typically, these substances
are manufactured outside the United
States by clandestine manufacturers and
then smuggled into the United States.
Fentanyl is often mixed with heroin
and other substances (such as cocaine
and methamphetamine) or used in
counterfeit pharmaceutical prescription
drugs. As a consequence, users who buy
these substances on the illicit market are
often unaware of the specific substance
they are actually consuming and the
associated risk. According to the Centers
for Disease Control and Prevention
(CDC), drug overdose deaths involving
synthetic opioids (excluding
methadone), such as fentanyl and
tramadol, increased from 5,544 in 2014
to 9,580 in 2015. According to
provisional data released in August
2017 by the CDC, National Center for
Health Statistics (NCHS), an estimated
55 Americans are dying every day from
overdoses of synthetic opioids
(excluding methadone).2 Drug overdose
deaths involving synthetic opioids
excluding methadone for the 12-month
period ending in January of 2017
(20,145 deaths) more than doubled from
the corresponding data for the period
ending in January of 2016 (9,945
deaths).
DEA has responded to this crisis by
issuing six temporary scheduling orders
to control nine substances structurally
related to fentanyl since 2015 and
recently issued a notice of intent on
November 21, 2017 to temporarily
control another such substance.
However, this approach has not been
completely effective in preventing the
emergence of new substances
structurally related to fentanyl. This is
because when DEA temporarily controls
a given substance structurally related to
fentanyl, illicit manufacturers located
abroad begin producing new such
substances through other structural
modifications. Those new nonscheduled
substances then are smuggled into the
United States, where they are
distributed by traffickers in this country
as a purportedly ‘‘noncontrolled’’
substance.3 In this way, traffickers are
effectively circumventing the temporary
control mechanism that Congress
established under 21 U.S.C. 811(h) to
combat newly emerging dangerous
drugs. Post mortem toxicology and
medical examiner reports collected by
the DEA show mortality connected to
substances structurally related to
fentanyl. Control of these substances is
necessary to avoid an imminent hazard
to the public safety.
Given the gravity of the ongoing
fentanyl-related overdose crisis in the
United States, protection of the public
safety demands the utilization of 21
U.S.C. 811(h) in a manner that cannot be
readily circumvented by drug
traffickers. Specifically, in issuing the
upcoming temporary scheduling order,
DEA will exercise its authority to avoid
an imminent hazard to the public safety
by placing fentanyl-related substances,
as defined later in this document, in
schedule I. As explained below, these
fentanyl-related substances—including
those that have not yet been introduced
by traffickers into the U.S. market—
present a significant risk to the public
health and safety and need to be
controlled under section 811(h) to avoid
an imminent hazard to the public safety.
It should also be noted that none of the
substances that will be temporarily
controlled has an accepted medical use
in the United States; nor is any of the
substances the subject of an exemption
or approval under section 505 of the
FD&C Act. In accordance with section
811(h), if any exemption or approval is
in effect under section 505 of the FD&C
Act with respect to a substance that falls
within the definition of a fentanylrelated substance set forth in this
document, such substance will be
excluded from the temporary
scheduling order.
but which are not controlled under a separate
scheduling action (listed under another
Administration Controlled Substance Code
Number). Thus, all ‘‘fentanyl-related substances’’
are structurally related to fentanyl, but some
fentanyl-related substances are controlled under
separate scheduling actions.
2 Provisional synthetic opioid death overdose
counts are based on CDC data available for analysis
as of August 6, 2017, based on the 12-month
reporting period ending January 2017. See https://
www.cdc.gov/nchs/data/health_policy/monthlydrug-overdose-death-estimates.pdf accessed 09–06–
2017.
What Will Be Controlled Under the
Temporary Scheduling Order
When the temporary scheduling order
is issued, fentanyl-related substances
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3 Such trafficking is actually illegal as persons
who do so can be prosecuted using the controlled
substance analogue provisions of the CSA. 21
U.S.C. 802(32), 813. However, prosecution under
the analogue provisions requires proof of additional
elements not required for prosecuting trafficking in
scheduled substances.
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will be placed in schedule I of the CSA
for two years. DEA may extend the
temporary scheduling for an additional
year (a total of three years) if
proceedings to permanently schedule
the substances are pending. DEA’s
intention is that the temporary
scheduling order will define fentanylrelated substances to include any
substance not otherwise controlled in
any schedule (i.e., not included under
any other Administration Controlled
Substance Code Number) that is
structurally related to fentanyl by one or
more of the following modifications:
(A) Replacement of the phenyl
portion of the phenethyl group by any
monocycle, whether or not further
substituted in or on the monocycle;
(B) substitution in or on the phenethyl
group with alkyl, alkenyl, alkoxyl,
hydroxyl, halo, haloalkyl, amino or
nitro groups;
(C) substitution in or on the
piperidine ring with alkyl, alkenyl,
alkoxyl, ester, ether, hydroxyl, halo,
haloalkyl, amino or nitro groups;
(D) replacement of the aniline ring
with any aromatic monocycle whether
or not further substituted in or on the
aromatic monocycle; and/or
(E) replacement of the N-propionyl
group by another acyl group.
How DEA Will Identify Individual
Fentanyl-Related Substances That Fall
Within This Temporary Scheduling
Order
As indicated, the temporary
scheduling order that is the subject of
this Notice of Intent will include all
substances that fall within the above
definition—even if such substances
have not yet emerged on the illicit
market in the United States. As a result,
DEA cannot currently specify the
chemical name of every potential
substance that might fall under this new
definition. In the future, if and when
DEA identifies a specific new substance
that falls under the definition, the
agency will publish in the Federal
Register, and on the agency website, the
chemical name of such substance. Thus,
the text of the definition of fentanylrelated substance will include language
indicating that it ‘‘includes, but is not
limited to, the following substances:’’ It
bears emphasis, however, that even in
the absence of a future publication by
DEA specifically identifying such a
substance, the substance will be
controlled by virtue of the temporary
scheduling order—at the time the
temporary scheduling order is
published—if it falls within the
definition of fentanyl-related substance.
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Notification to the Secretary of Health
and Human Services
Section 201(h)(4) of the CSA, 21
U.S.C. 811(h)(4), requires the
Administrator to notify the Secretary of
the Department of Health and Human
Services (HHS) of his intention to
temporarily place a substance in
schedule I of the CSA.4 On November 6,
2017, the Administrator transmitted
notice by letter to the Assistant
Secretary for Health of HHS of his intent
to place fentanyl-related substances,
unless listed in another schedule, in
schedule I on a temporary basis. The
Assistant Secretary responded by letter
dated November 29, 2017, and advised
that based on a review by the Food and
Drug Administration (FDA), they are not
aware of any investigational new drug
applications or approved new drug
applications for fentanyl-related
substances as defined above under
section 505 of the FD&C Act, 21 U.S.C.
355 and that HHS has no objection to
the temporary placement of these
substances into schedule I of the CSA.
As indicated, in accordance with
section 811(h), fentanyl-related
substances will be defined under the
temporary scheduling order to exclude
any substance for which an exemption
or approval is in effect under section
505 of the FD&C Act.
Grounds for Temporary Scheduling
Order
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To find that placing a substance
temporarily in schedule I of the CSA is
necessary to avoid an imminent hazard
to the public safety, the Administrator is
required to consider three of the eight
factors set forth in 21 U.S.C. 811(c): The
substance’s history and current pattern
of abuse; the scope, duration and
significance of abuse; and what, if any,
risk there is to the public health. 21
U.S.C. 811(h)(3). These factors include,
but are not limited to, actual abuse,
diversion from legitimate channels, and
clandestine importation, manufacture,
or distribution. Id. DEA has considered
these factors for fentanyl-related
substances, as defined above, and finds
that the information is consistent across
this class of substances. The DEA’s
three-factor analysis is available in its
entirety under ‘‘Supporting and Related
4 As discussed in a memorandum of
understanding entered into by the Food and Drug
Administration (FDA) and the National Institute on
Drug Abuse (NIDA), the FDA acts as the lead agency
within the HHS in carrying out the Secretary’s
scheduling responsibilities under the CSA, with the
concurrence of NIDA. 50 FR 9518, Mar. 8, 1985.
The Secretary of the HHS has delegated to the
Assistant Secretary for Health of the HHS the
authority to make domestic drug scheduling
recommendations. 58 FR 35460, July 1, 1993.
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Material’’ of the public docket for this
action at www.regulations.gov under
Docket Number DEA–476.
Substances that are included in the
above-listed structural modifications
and any combination of these structural
modifications have been found to cause
pharmacological effects that are similar
to those of fentanyl. It therefore is
reasonable to expect that all such
substances, even if they have yet to
appear on the illicit market in the
United States, share the dangerous and
potentially lethal properties that have
caused the recent spike in fentanylrelated overdose deaths in the United
States. By temporarily placing these
fentanyl-related substances in schedule
I, it is DEA’s intention to deter the
production and introduction of these
substances into the United States that
traffickers might be considering—before
such activity ever begins—thereby
avoiding an imminent hazard to the
public safety. The alternative approach,
of only temporarily controlling
substances that have already appeared
in the illicit U.S. market, is beneficial
but has not eliminated the danger these
newly created substances pose and is
not as effective in preventing future
deaths and serious injuries associated
with these substances. In addition, by
controlling fentanyl-related substances,
the temporary scheduling order will
facilitate the development of
international, national, and local
prevention strategies that decrease
morbidity and mortality from overdoses
caused by or associated with fentanylrelated substances.
For these reasons, DEA has concluded
that issuing a temporary scheduling
order is necessary to avoid an imminent
hazard to the public safety.
Schedule I Classification
A substance meeting the statutory
requirements for temporary scheduling
may only be placed in schedule I. 21
U.S.C. 811(h)(1). Substances in schedule
I are those that have a high potential for
abuse, no currently accepted medical
use in treatment in the United States,
and a lack of accepted safety for use
under medical supervision. 21 U.S.C.
812(b)(1).
As indicated, DEA finds that the
fentanyl-related substances that will be
temporarily controlled have a high
potential for abuse. Information
provided by the Assistant Secretary of
HHS indicates that these fentanylrelated substances, as defined, have no
currently accepted medical use in
treatment in the United States, and lack
accepted safety for use under medical
supervision.
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Conclusion
This notice of intent provides the 30day notice pursuant to section 201(h) of
the CSA, 21 U.S.C. 811(h)(1), of DEA’s
intent to issue a temporary scheduling
order. The temporary placement of
fentanyl-related substances in schedule
I of the CSA will take effect pursuant to
a temporary scheduling order, which
will not be issued before January 29,
2018. Because the Administrator hereby
finds that it is necessary to temporarily
place fentanyl-related substances in
schedule I to avoid an imminent hazard
to the public safety, the temporary order
scheduling these substances will be
effective on the date that order is
published in the Federal Register, and
will be in effect for a period of two
years. DEA may extend the temporary
scheduling for an additional year (a total
of three years) if proceedings to
permanently schedule the substances
are pending. 21 U.S.C. 811(h)(1) and (2).
It is the intention of the Administrator
to issue a temporary scheduling order as
soon as possible after the expiration of
30 days from the date of publication of
this document. Upon publication of the
temporary order, fentanyl-related
substances, as defined in the order, will
be subject to the full range of regulatory,
civil, and criminal provisions of the
CSA that apply to schedule I controlled
substances.
Regulatory Matters
Section 201(h) of the CSA, 21 U.S.C.
811(h), provides for a temporary
scheduling action where such action is
necessary to avoid an imminent hazard
to the public safety. As provided in this
subsection, the Attorney General may,
by order, schedule a substance in
schedule I on a temporary basis. Such
an order may not be issued before the
expiration of 30 days from (1) the
publication of a notice in the Federal
Register of the intention to issue such
order and the grounds upon which such
order is to be issued and (2) the date that
notice of the proposed temporary
scheduling order is transmitted to the
Assistant Secretary of HHS. 21 U.S.C.
811(h)(1).
Inasmuch as section 201(h) of the
CSA directs that temporary scheduling
actions be issued by order and sets forth
the procedures by which such orders are
to be issued, the notice-and-comment
requirements of section 553 of the
Administrative Procedure Act (APA), 5
U.S.C. 553, do not apply to this notice
of intent. In the alternative, even if this
notice were subject to section 553 of the
APA, the Administrator would find that
there is good cause to forgo the noticeand-comment requirements of section
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553, as any further delays in the process
for issuance of temporary scheduling
orders would be contrary to the public
interest in view of the urgent need to
control fentanyl-related substances to
avoid an imminent hazard to the public
safety.
Since this notice of intent is not a
‘‘rule’’ as defined by 5 U.S.C. 601(2), it
is not subject to the requirements of the
Regulatory Flexibility Act (RFA). The
requirements for the preparation of an
initial regulatory flexibility analysis in 5
U.S.C. 603(a) are not applicable where,
as here, the DEA is not required by
section 553 of the APA or any other law
to publish a general notice of proposed
rulemaking.
Additionally, this action is not a
significant regulatory action as defined
by Executive Order 12866 (Regulatory
Planning and Review), section 3(f), and,
accordingly, this action has not been
reviewed by the Office of Management
and Budget.
This action will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, in
accordance with Executive Order 13132
(Federalism) it is determined that this
action does not have sufficient
federalism implications to warrant the
preparation of a Federalism Assessment.
List of Subjects in 21 CFR Part 1308
Administrative practice and
procedure, Drug traffic control,
Reporting and recordkeeping
requirements.
For the reasons set out above, the DEA
proposes to amend 21 CFR part 1308 as
follows:
PART 1308—SCHEDULES OF
CONTROLLED SUBSTANCES
1. The authority citation for part 1308
continues to read as follows:
■
Authority: 21 U.S.C. 811, 812, 871(b),
956(b), unless otherwise noted.
2. In § 1308.11, add paragraph (h)(30),
to read as follows:
■
§ 1308.11
Schedule I
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*
*
*
*
*
(h) * * *
(30) Fentanyl-related substances, their
isomers, esters, ethers, salts and salts of
isomers, esters and ethers . . . 9850
(i) Fentanyl-related substance means
any substance not otherwise listed
under another Administration
Controlled Substance Code Number,
and for which no exemption or approval
is in effect under section 505 of the
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Federal Food, Drug, and Cosmetic Act
[21 U.S.C. 355], that is structurally
related to fentanyl by one or more of the
following modifications:
(A) Replacement of the phenyl
portion of the phenethyl group by any
monocycle, whether or not further
substituted in or on the monocycle;
(B) Substitution in or on the
phenethyl group with alkyl, alkenyl,
alkoxyl, hydroxyl, halo, haloalkyl,
amino or nitro groups;
(C) Substitution in or on the
piperidine ring with alkyl, alkenyl,
alkoxyl, ester, ether, hydroxyl, halo,
haloalkyl, amino or nitro groups;
(D) Replacement of the aniline ring
with any aromatic monocycle whether
or not further substituted in or on the
aromatic monocycle; and/or
(E) Replacement of the N-propionyl
group by another acyl group.
(ii) This definition includes, but is not
limited to, the following substances:
[Reserved]
*
*
*
*
*
Dated: December 21, 2017.
Robert W. Patterson,
Acting Administrator.
[FR Doc. 2017–28114 Filed 12–28–17; 8:45 am]
BILLING CODE 4410–09–P
DEPARTMENT OF THE INTERIOR
Bureau of Safety and Environmental
Enforcement
30 CFR Part 250
[Docket ID: BSEE–2017–0008; 189E1700D2
ET1SF0000.PSB000 EEEE500000]
RIN 1014–AA37
Oil and Gas and Sulphur Operations
on the Outer Continental Shelf—Oil
and Gas Production Safety Systems—
Revisions
Bureau of Safety and
Environmental Enforcement, Interior.
ACTION: Proposed rule.
AGENCY:
The Bureau of Safety and
Environmental Enforcement (BSEE)
proposes to amend the regulations
regarding oil and natural gas production
to reduce certain unnecessary regulatory
burdens imposed under the existing
regulations, while correcting errors and
clarifying current requirements.
Accordingly, after thoroughly
reexamining the current regulations,
and based on experiences from the
implementation process, and BSEE
policy, BSEE proposes to amend, revise,
or remove current regulatory provisions
that create unnecessary burdens on
SUMMARY:
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61703
stakeholders while maintaining or
advancing the level of safety and
environmental protection.
DATES: Submit comments by January 29,
2018. BSEE may not fully consider
comments received after this date. You
may submit comments to the Office of
Management and Budget (OMB) on the
information collection burden in this
proposed rule by January 29, 2018. The
deadline for comments on the
information collection burden does not
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comment to BSEE on the proposed
regulations.
ADDRESSES: You may submit comments
on the rulemaking by any of the
following methods. Please use the
Regulation Identifier Number (RIN)
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0008, then click search. Follow the
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and view supporting and related
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The BSEE may post all submitted
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• Mail or hand-carry comments to the
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E:\FR\FM\29DEP1.SGM
29DEP1
Agencies
[Federal Register Volume 82, Number 249 (Friday, December 29, 2017)]
[Proposed Rules]
[Pages 61700-61703]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-28114]
=======================================================================
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DEPARTMENT OF JUSTICE
Drug Enforcement Administration
21 CFR Part 1308
[Docket No. DEA-476]
Schedules of Controlled Substances: Temporary Placement of
Fentanyl-Related Substances in Schedule I
AGENCY: Drug Enforcement Administration, Department of Justice.
ACTION: Proposed amendment; notice of intent.
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SUMMARY: The Administrator of the Drug Enforcement Administration is
publishing this notice of intent to issue an order temporarily
scheduling fentanyl-related substances that are not currently listed in
any schedule of the Controlled Substances Act (CSA). The temporary
order will place these substances in schedule I. This action is based
on a finding by the Administrator that the placement of these synthetic
opioids in schedule I is necessary to avoid an imminent hazard to the
public safety. When it is issued, the temporary scheduling order will
impose regulatory requirements under the CSA on the manufacture,
distribution, reverse distribution, possession, importation,
exportation, research, and conduct of instructional activities, and
chemical analysis of these synthetic opioids, as well as
administrative, civil, and criminal remedies with respect to persons
who fail to comply with such requirements or otherwise violate the CSA
with respect to these substances.
DATES: December 29, 2017.
FOR FURTHER INFORMATION CONTACT: Michael J. Lewis, Diversion Control
Division, Drug Enforcement Administration; Mailing Address: 8701
Morrissette Drive, Springfield, Virginia 22152; Telephone: (202) 598-
6812.
SUPPLEMENTARY INFORMATION: This notice of intent is issued pursuant to
the temporary scheduling provisions of 21 U.S.C. 811(h). The Drug
Enforcement Administration (DEA) intends to issue a temporary order (in
the form of a temporary amendment) placing fentanyl-related substances
in schedule I of the Controlled Substances Act. The temporary
scheduling order will be published in the Federal Register on or after
January 29, 2018.
Legal Authority
Section 201 of the Controlled Substances Act (CSA), 21 U.S.C. 811,
provides the Attorney General with the authority to temporarily place a
substance in schedule I of the CSA for two years without regard to the
requirements of 21 U.S.C. 811(b) if he finds that such action is
necessary to avoid an imminent hazard to the public safety. 21 U.S.C.
811(h)(1). In addition, if proceedings to control a substance
permanently are initiated under 21 U.S.C. 811(a)(1) while the substance
is temporarily controlled under section 811(h), the Attorney General
may extend the temporary scheduling for up to one year. 21 U.S.C.
811(h)(2).
Where the necessary findings are made, a substance may be
temporarily scheduled if it is not listed in any other schedule under
section 202 of the CSA, 21 U.S.C. 812, or if there is no exemption or
approval in effect for the substance under section 505 of the Federal
Food, Drug, and Cosmetic Act (FD&C Act), 21 U.S.C. 355. 21 U.S.C.
811(h)(1). The Attorney General has delegated scheduling authority
under 21 U.S.C. 811 to the Administrator of the DEA. 28 CFR 0.100.
Background
The Nature of the Problem and DEA's Approach To Correct It
It is well known that deaths associated with the abuse of
substances structurally related to fentanyl \1\ in the
[[Page 61701]]
United States are on the rise and have already reached alarming levels.
While a number of factors appear to be contributing to this public
health crisis, chief among the causes is the sharp increase in recent
years in the availability of illicitly produced, potent substances
structurally related to fentanyl. Fentanyl is approximately 100 times
more potent than morphine, and the substances structurally related to
fentanyl that DEA will be temporarily controlling also tend to be
potent substances. Typically, these substances are manufactured outside
the United States by clandestine manufacturers and then smuggled into
the United States.
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\1\ As explained further below, in this document, the term
``fentanyl-related substances'' is defined to include substances
structurally related to fentanyl but which are not controlled under
a separate scheduling action (listed under another Administration
Controlled Substance Code Number). Thus, all ``fentanyl-related
substances'' are structurally related to fentanyl, but some
fentanyl-related substances are controlled under separate scheduling
actions.
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Fentanyl is often mixed with heroin and other substances (such as
cocaine and methamphetamine) or used in counterfeit pharmaceutical
prescription drugs. As a consequence, users who buy these substances on
the illicit market are often unaware of the specific substance they are
actually consuming and the associated risk. According to the Centers
for Disease Control and Prevention (CDC), drug overdose deaths
involving synthetic opioids (excluding methadone), such as fentanyl and
tramadol, increased from 5,544 in 2014 to 9,580 in 2015. According to
provisional data released in August 2017 by the CDC, National Center
for Health Statistics (NCHS), an estimated 55 Americans are dying every
day from overdoses of synthetic opioids (excluding methadone).\2\ Drug
overdose deaths involving synthetic opioids excluding methadone for the
12-month period ending in January of 2017 (20,145 deaths) more than
doubled from the corresponding data for the period ending in January of
2016 (9,945 deaths).
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\2\ Provisional synthetic opioid death overdose counts are based
on CDC data available for analysis as of August 6, 2017, based on
the 12-month reporting period ending January 2017. See https://www.cdc.gov/nchs/data/health_policy/monthly-drug-overdose-death-estimates.pdf accessed 09-06-2017.
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DEA has responded to this crisis by issuing six temporary
scheduling orders to control nine substances structurally related to
fentanyl since 2015 and recently issued a notice of intent on November
21, 2017 to temporarily control another such substance. However, this
approach has not been completely effective in preventing the emergence
of new substances structurally related to fentanyl. This is because
when DEA temporarily controls a given substance structurally related to
fentanyl, illicit manufacturers located abroad begin producing new such
substances through other structural modifications. Those new
nonscheduled substances then are smuggled into the United States, where
they are distributed by traffickers in this country as a purportedly
``noncontrolled'' substance.\3\ In this way, traffickers are
effectively circumventing the temporary control mechanism that Congress
established under 21 U.S.C. 811(h) to combat newly emerging dangerous
drugs. Post mortem toxicology and medical examiner reports collected by
the DEA show mortality connected to substances structurally related to
fentanyl. Control of these substances is necessary to avoid an imminent
hazard to the public safety.
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\3\ Such trafficking is actually illegal as persons who do so
can be prosecuted using the controlled substance analogue provisions
of the CSA. 21 U.S.C. 802(32), 813. However, prosecution under the
analogue provisions requires proof of additional elements not
required for prosecuting trafficking in scheduled substances.
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Given the gravity of the ongoing fentanyl-related overdose crisis
in the United States, protection of the public safety demands the
utilization of 21 U.S.C. 811(h) in a manner that cannot be readily
circumvented by drug traffickers. Specifically, in issuing the upcoming
temporary scheduling order, DEA will exercise its authority to avoid an
imminent hazard to the public safety by placing fentanyl-related
substances, as defined later in this document, in schedule I. As
explained below, these fentanyl-related substances--including those
that have not yet been introduced by traffickers into the U.S. market--
present a significant risk to the public health and safety and need to
be controlled under section 811(h) to avoid an imminent hazard to the
public safety. It should also be noted that none of the substances that
will be temporarily controlled has an accepted medical use in the
United States; nor is any of the substances the subject of an exemption
or approval under section 505 of the FD&C Act. In accordance with
section 811(h), if any exemption or approval is in effect under section
505 of the FD&C Act with respect to a substance that falls within the
definition of a fentanyl-related substance set forth in this document,
such substance will be excluded from the temporary scheduling order.
What Will Be Controlled Under the Temporary Scheduling Order
When the temporary scheduling order is issued, fentanyl-related
substances will be placed in schedule I of the CSA for two years. DEA
may extend the temporary scheduling for an additional year (a total of
three years) if proceedings to permanently schedule the substances are
pending. DEA's intention is that the temporary scheduling order will
define fentanyl-related substances to include any substance not
otherwise controlled in any schedule (i.e., not included under any
other Administration Controlled Substance Code Number) that is
structurally related to fentanyl by one or more of the following
modifications:
(A) Replacement of the phenyl portion of the phenethyl group by any
monocycle, whether or not further substituted in or on the monocycle;
(B) substitution in or on the phenethyl group with alkyl, alkenyl,
alkoxyl, hydroxyl, halo, haloalkyl, amino or nitro groups;
(C) substitution in or on the piperidine ring with alkyl, alkenyl,
alkoxyl, ester, ether, hydroxyl, halo, haloalkyl, amino or nitro
groups;
(D) replacement of the aniline ring with any aromatic monocycle
whether or not further substituted in or on the aromatic monocycle;
and/or
(E) replacement of the N-propionyl group by another acyl group.
How DEA Will Identify Individual Fentanyl-Related Substances That Fall
Within This Temporary Scheduling Order
As indicated, the temporary scheduling order that is the subject of
this Notice of Intent will include all substances that fall within the
above definition--even if such substances have not yet emerged on the
illicit market in the United States. As a result, DEA cannot currently
specify the chemical name of every potential substance that might fall
under this new definition. In the future, if and when DEA identifies a
specific new substance that falls under the definition, the agency will
publish in the Federal Register, and on the agency website, the
chemical name of such substance. Thus, the text of the definition of
fentanyl-related substance will include language indicating that it
``includes, but is not limited to, the following substances:'' It bears
emphasis, however, that even in the absence of a future publication by
DEA specifically identifying such a substance, the substance will be
controlled by virtue of the temporary scheduling order--at the time the
temporary scheduling order is published--if it falls within the
definition of fentanyl-related substance.
[[Page 61702]]
Notification to the Secretary of Health and Human Services
Section 201(h)(4) of the CSA, 21 U.S.C. 811(h)(4), requires the
Administrator to notify the Secretary of the Department of Health and
Human Services (HHS) of his intention to temporarily place a substance
in schedule I of the CSA.\4\ On November 6, 2017, the Administrator
transmitted notice by letter to the Assistant Secretary for Health of
HHS of his intent to place fentanyl-related substances, unless listed
in another schedule, in schedule I on a temporary basis. The Assistant
Secretary responded by letter dated November 29, 2017, and advised that
based on a review by the Food and Drug Administration (FDA), they are
not aware of any investigational new drug applications or approved new
drug applications for fentanyl-related substances as defined above
under section 505 of the FD&C Act, 21 U.S.C. 355 and that HHS has no
objection to the temporary placement of these substances into schedule
I of the CSA. As indicated, in accordance with section 811(h),
fentanyl-related substances will be defined under the temporary
scheduling order to exclude any substance for which an exemption or
approval is in effect under section 505 of the FD&C Act.
---------------------------------------------------------------------------
\4\ As discussed in a memorandum of understanding entered into
by the Food and Drug Administration (FDA) and the National Institute
on Drug Abuse (NIDA), the FDA acts as the lead agency within the HHS
in carrying out the Secretary's scheduling responsibilities under
the CSA, with the concurrence of NIDA. 50 FR 9518, Mar. 8, 1985. The
Secretary of the HHS has delegated to the Assistant Secretary for
Health of the HHS the authority to make domestic drug scheduling
recommendations. 58 FR 35460, July 1, 1993.
---------------------------------------------------------------------------
Grounds for Temporary Scheduling Order
To find that placing a substance temporarily in schedule I of the
CSA is necessary to avoid an imminent hazard to the public safety, the
Administrator is required to consider three of the eight factors set
forth in 21 U.S.C. 811(c): The substance's history and current pattern
of abuse; the scope, duration and significance of abuse; and what, if
any, risk there is to the public health. 21 U.S.C. 811(h)(3). These
factors include, but are not limited to, actual abuse, diversion from
legitimate channels, and clandestine importation, manufacture, or
distribution. Id. DEA has considered these factors for fentanyl-related
substances, as defined above, and finds that the information is
consistent across this class of substances. The DEA's three-factor
analysis is available in its entirety under ``Supporting and Related
Material'' of the public docket for this action at www.regulations.gov
under Docket Number DEA-476.
Substances that are included in the above-listed structural
modifications and any combination of these structural modifications
have been found to cause pharmacological effects that are similar to
those of fentanyl. It therefore is reasonable to expect that all such
substances, even if they have yet to appear on the illicit market in
the United States, share the dangerous and potentially lethal
properties that have caused the recent spike in fentanyl-related
overdose deaths in the United States. By temporarily placing these
fentanyl-related substances in schedule I, it is DEA's intention to
deter the production and introduction of these substances into the
United States that traffickers might be considering--before such
activity ever begins--thereby avoiding an imminent hazard to the public
safety. The alternative approach, of only temporarily controlling
substances that have already appeared in the illicit U.S. market, is
beneficial but has not eliminated the danger these newly created
substances pose and is not as effective in preventing future deaths and
serious injuries associated with these substances. In addition, by
controlling fentanyl-related substances, the temporary scheduling order
will facilitate the development of international, national, and local
prevention strategies that decrease morbidity and mortality from
overdoses caused by or associated with fentanyl-related substances.
For these reasons, DEA has concluded that issuing a temporary
scheduling order is necessary to avoid an imminent hazard to the public
safety.
Schedule I Classification
A substance meeting the statutory requirements for temporary
scheduling may only be placed in schedule I. 21 U.S.C. 811(h)(1).
Substances in schedule I are those that have a high potential for
abuse, no currently accepted medical use in treatment in the United
States, and a lack of accepted safety for use under medical
supervision. 21 U.S.C. 812(b)(1).
As indicated, DEA finds that the fentanyl-related substances that
will be temporarily controlled have a high potential for abuse.
Information provided by the Assistant Secretary of HHS indicates that
these fentanyl-related substances, as defined, have no currently
accepted medical use in treatment in the United States, and lack
accepted safety for use under medical supervision.
Conclusion
This notice of intent provides the 30-day notice pursuant to
section 201(h) of the CSA, 21 U.S.C. 811(h)(1), of DEA's intent to
issue a temporary scheduling order. The temporary placement of
fentanyl-related substances in schedule I of the CSA will take effect
pursuant to a temporary scheduling order, which will not be issued
before January 29, 2018. Because the Administrator hereby finds that it
is necessary to temporarily place fentanyl-related substances in
schedule I to avoid an imminent hazard to the public safety, the
temporary order scheduling these substances will be effective on the
date that order is published in the Federal Register, and will be in
effect for a period of two years. DEA may extend the temporary
scheduling for an additional year (a total of three years) if
proceedings to permanently schedule the substances are pending. 21
U.S.C. 811(h)(1) and (2). It is the intention of the Administrator to
issue a temporary scheduling order as soon as possible after the
expiration of 30 days from the date of publication of this document.
Upon publication of the temporary order, fentanyl-related substances,
as defined in the order, will be subject to the full range of
regulatory, civil, and criminal provisions of the CSA that apply to
schedule I controlled substances.
Regulatory Matters
Section 201(h) of the CSA, 21 U.S.C. 811(h), provides for a
temporary scheduling action where such action is necessary to avoid an
imminent hazard to the public safety. As provided in this subsection,
the Attorney General may, by order, schedule a substance in schedule I
on a temporary basis. Such an order may not be issued before the
expiration of 30 days from (1) the publication of a notice in the
Federal Register of the intention to issue such order and the grounds
upon which such order is to be issued and (2) the date that notice of
the proposed temporary scheduling order is transmitted to the Assistant
Secretary of HHS. 21 U.S.C. 811(h)(1).
Inasmuch as section 201(h) of the CSA directs that temporary
scheduling actions be issued by order and sets forth the procedures by
which such orders are to be issued, the notice-and-comment requirements
of section 553 of the Administrative Procedure Act (APA), 5 U.S.C. 553,
do not apply to this notice of intent. In the alternative, even if this
notice were subject to section 553 of the APA, the Administrator would
find that there is good cause to forgo the notice-and-comment
requirements of section
[[Page 61703]]
553, as any further delays in the process for issuance of temporary
scheduling orders would be contrary to the public interest in view of
the urgent need to control fentanyl-related substances to avoid an
imminent hazard to the public safety.
Since this notice of intent is not a ``rule'' as defined by 5
U.S.C. 601(2), it is not subject to the requirements of the Regulatory
Flexibility Act (RFA). The requirements for the preparation of an
initial regulatory flexibility analysis in 5 U.S.C. 603(a) are not
applicable where, as here, the DEA is not required by section 553 of
the APA or any other law to publish a general notice of proposed
rulemaking.
Additionally, this action is not a significant regulatory action as
defined by Executive Order 12866 (Regulatory Planning and Review),
section 3(f), and, accordingly, this action has not been reviewed by
the Office of Management and Budget.
This action will not have substantial direct effects on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government. Therefore, in accordance with Executive Order
13132 (Federalism) it is determined that this action does not have
sufficient federalism implications to warrant the preparation of a
Federalism Assessment.
List of Subjects in 21 CFR Part 1308
Administrative practice and procedure, Drug traffic control,
Reporting and recordkeeping requirements.
For the reasons set out above, the DEA proposes to amend 21 CFR
part 1308 as follows:
PART 1308--SCHEDULES OF CONTROLLED SUBSTANCES
0
1. The authority citation for part 1308 continues to read as follows:
Authority: 21 U.S.C. 811, 812, 871(b), 956(b), unless otherwise
noted.
0
2. In Sec. 1308.11, add paragraph (h)(30), to read as follows:
Sec. 1308.11 Schedule I
* * * * *
(h) * * *
(30) Fentanyl-related substances, their isomers, esters, ethers,
salts and salts of isomers, esters and ethers . . . 9850
(i) Fentanyl-related substance means any substance not otherwise
listed under another Administration Controlled Substance Code Number,
and for which no exemption or approval is in effect under section 505
of the Federal Food, Drug, and Cosmetic Act [21 U.S.C. 355], that is
structurally related to fentanyl by one or more of the following
modifications:
(A) Replacement of the phenyl portion of the phenethyl group by any
monocycle, whether or not further substituted in or on the monocycle;
(B) Substitution in or on the phenethyl group with alkyl, alkenyl,
alkoxyl, hydroxyl, halo, haloalkyl, amino or nitro groups;
(C) Substitution in or on the piperidine ring with alkyl, alkenyl,
alkoxyl, ester, ether, hydroxyl, halo, haloalkyl, amino or nitro
groups;
(D) Replacement of the aniline ring with any aromatic monocycle
whether or not further substituted in or on the aromatic monocycle;
and/or
(E) Replacement of the N-propionyl group by another acyl group.
(ii) This definition includes, but is not limited to, the following
substances:
[Reserved]
* * * * *
Dated: December 21, 2017.
Robert W. Patterson,
Acting Administrator.
[FR Doc. 2017-28114 Filed 12-28-17; 8:45 am]
BILLING CODE 4410-09-P