Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Boost-Back and Landing of Falcon 9 Rockets, 60954-60967 [2017-27761]
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Federal Register / Vol. 82, No. 246 / Tuesday, December 26, 2017 / Notices
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[FR Doc. 2017–27748 Filed 12–22–17; 8:45 am]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XF507
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Boost-Back and
Landing of Falcon 9 Rockets
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an incidental
harassment authorization (IHA) to Space
Exploration Technology Corporation
(SpaceX) to incidentally harass, by
Level B harassment only, marine
mammals during boost-back and
landing of Falcon 9 rockets at
Vandenberg Air Force Base in
California, and at contingency landing
locations in the Pacific Ocean.
DATES: This Authorization is valid from
December 1, 2017, through November
30, 2018.
FOR FURTHER INFORMATION CONTACT:
Jordan Carduner, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at:
www.nmfs.noaa.gov/pr/permits/
incidental/research.htm. In case of
problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
impact on the species or stock(s), will
not have an unmitigable adverse impact
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on the availability of the species or
stock(s) for subsistence uses (where
relevant), and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.
The MMPA states that the term ‘‘take’’
means to harass, hunt, capture, kill or
attempt to harass, hunt, capture, or kill
any marine mammal.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: Any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
Summary of Request
NMFS received a request from SpaceX
for an IHA to take marine mammals
incidental to Falcon 9 First Stage
recovery activities, including in-air
boost-back maneuvers and landings of
the First Stage of the Falcon 9 rocket at
Vandenberg Air Force Base (VAFB) in
California, and at contingency landing
locations offshore. SpaceX’s request was
for harassment only and NMFS concurs
that mortality is not expected to result
from this activity. Therefore, an IHA is
appropriate.
SpaceX’s application for incidental
take authorization was received on July
11, 2017. SpaceX submitted a revised
version of the request on October 13,
2017. This revised version of the
application was deemed adequate and
complete. The planned activity may
exceed one year, hence subsequent
MMPA incidental harassment
authorizations may be requested for this
particular activity.
The planned activities include in-air
boost-back maneuvers and landings of
the First Stage of the Falcon 9 rocket.
The action may occur as many as 12
times and may occur at any time of year.
Species that are expected to be taken by
the planned activity include harbor seal,
California sea lion, Steller sea lion,
northern elephant seal, northern fur
seal, and Guadalupe fur seal. SpaceX’s
activities are expected to produce noise,
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in the form of sonic booms, that are
expected to result in harassment of
marine mammals that are hauled out of
the water. Take by Level B harassment
only is expected; no injury or mortality
of marine mammals is expected to result
from the activities.
This is the second IHA issued by
NMFS for this activity. SpaceX applied
for, and was granted, an IHA in 2016
that was valid from June 30, 2016
through June 29, 2017 (81 FR 34984;
June 30, 2016). SpaceX complied with
all the requirements (e.g., mitigation,
monitoring, and reporting) of the
previous IHA.
Description of Activity
The Falcon 9 is a two-stage rocket
designed and manufactured by SpaceX
for transport of satellites and SpaceX’s
Dragon spacecraft into orbit. SpaceX
currently operates the Falcon Launch
Vehicle Program at Space Launch
Complex 4E (SLC–4E) at VAFB. SpaceX
plans to conduct recovery of the Falcon
9 First Stage by returning the First Stage
to SLC–4 West (SLC–4W) at VAFB for
potential reuse, up to twelve times per
year. This includes performing in-air
boost-back maneuvers and landings of
the Falcon 9 First Stage on the pad at
SLC–4W. The reuse of the Falcon 9 First
Stage enables SpaceX to efficiently
conduct lower cost launch missions
from VAFB in support of commercial
and government clients.
Although SLC–4W is the preferred
landing location, SpaceX has identified
the need for contingency landing
locations should it not be feasible to
land the First Stage at SLC–4W. The
first contingency landing option is on a
barge located at least 27 nautical miles
(nm) (50 kilometers (km)) offshore of
VAFB. The second contingency landing
option is on a barge within the Iridium
Landing Area, an area approximately
33,153 square kilometers (km2) area that
is located approximately 122 nm (225
km) southwest of San Nicolas Island
and 133 nm (245 km) southwest of San
Clemente Island (see Figure 1–3 in the
IHA application).
During descent, a sonic boom
(overpressure of high-energy impulsive
sound) would be generated when the
First Stage reaches a rate of travel that
exceeds the speed of sound. Sonic
booms would occur in proximity to the
landing areas and may be heard during
or briefly after the boost-back and
landing, depending on the location of
the observer. Sound from the sonic
boom has the potential to result in
harassment of marine mammals, either
on the mainland at or near VAFB, or at
the Northern Channel Islands (NCI).
Based on model results, a boost-back
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and landing of the Falcon 9 First Stage
at SLC–4W would produce sonic booms
with overpressures that would
potentially be as high as 8.5 pounds per
square foot (psf) at VAFB and
potentially as high as 3.1 psf at the NCI.
Sonic boom modeling indicates that
landings that occur at either of the
proposed contingency landing locations
offshore would result in sonic booms
below 1.0 psf. Take of marine mammals
that are hauled out of the water are
expected to occur only when those
hauled out marine mammals experience
sonic booms greater than 1.0 psf (this is
discussed in greater detail below in the
section on Estimated Take). Therefore,
take of marine mammals may occur as
a result of landings that occur at VAFB;
however, take of marine mammals is not
expected to occur as a result of landings
that occur at either of the proposed
contingency landing locations offshore.
Sounds resulting from SpaceX’s
activities other than sonic booms, as
well as other aspects of SpaceX’s
activities such as unsuccessful landings,
are not expected to result in take of
marine mammals and are not discussed
further in this document.
The activities authorized in this IHA
are limited to Falcon 9 First Stage boostback maneuvers and landings.
Incidental take of marine mammals
resulting from Falcon 9 rocket launches
from VAFB is already authorized via
regulations (79 FR 10016; February 24,
2014) and a Letter of Authorization
(LOA) (79 FR 18528; April 2, 2014). As
such, NMFS does not authorize take of
marine mammals incidental to launches
of the Falcon 9 rocket in this IHA;
incidental take resulting from Falcon 9
rocket launches is therefore not
analyzed further in this document.
A detailed description of the planned
activities is provided in the Federal
Register notice of the proposed IHA (82
FR 49332; October 25, 2017). Since that
time, no changes have been made to the
planned activities. Therefore, a more
detailed description is not provided
here. Please refer to that Federal
Register notice for a more detailed
description of the specific activities.
Mitigation, monitoring, and reporting
measures are described in detail later in
this document (please see ‘‘Mitigation’’
and ‘‘Monitoring and Reporting’’).
Comments and Responses
NMFS published a notice of proposed
IHA in the Federal Register on October
25, 2017 (82 FR 49332). During the 30day public comment period, NMFS
received a comment letter from the
Marine Mammal Commission
(Commission). NMFS has posted the
comments online at: https://
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www.nmfs.noaa.gov/pr/permits/
incidental. The following is a summary
of the public comments received and
NMFS’s responses.
Comment 1: The Commission
recommended that NMFS include
Falcon 9 recovery activities as a
proposed amendment to the United
States Air Force’s (USAF) final rule (79
FR 10016; February 24, 2014) rather
than authorizing those activities in
separate IHAs until the rule expires in
2019, and that NMFS ultimately include
Falcon 9 recovery activities in the future
proposed rule that will cover all other
rocket activities conducted by USAF at
VAFB beginning in 2019. The
Commission also recommended that
NMFS issue the IHA, subject to
inclusion of the proposed mitigation,
monitoring, and reporting measures,
which are included as proposed in the
final IHA.
Response: NMFS agrees that
streamlining in the MMPA incidental
take authorization process is desirable
when possible and we will work with
the USAF to determine whether it is
practicable to incorporate Falcon 9
recovery activities in any future
regulations governing the take of marine
mammals incidental to rocket launch
activities that occur at VAFB.
Description of Marine Mammals in the
Area of Specified Activities
Section 4 of the IHA application
summarizes available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. We have reviewed
SpaceX’s species descriptions,
including life history information,
distribution, regional distribution, and
acoustics and hearing, for accuracy and
completeness, and we refer the reader to
Section 4 of the IHA application, rather
than reprinting the information here. A
detailed description of the species likely
to be affected by the specified activities,
including brief introductions to the
species and relevant stocks as well as
available information regarding
population trends and threats, and
information regarding local occurrence,
were provided in the Federal Register
notice of the proposed IHA (82 FR
49332; October 25, 2017). Since that
time, we are not aware of any changes
in the status of these species and stocks;
therefore, detailed descriptions are not
provided here. Please refer to that
Federal Register notice for these
descriptions. Please also refer to NMFS’
website (www.nmfs.noaa.gov/pr/
species/mammals/) for generalized
species accounts.
Table 1 lists all marine mammal
species with expected occurrence in the
project area (including at VAFB, on the
NCI, and in the waters surrounding
VAFB, the NCI and the contingency
landing location) that are expected to be
affected by the specified activities, and
summarizes information related to the
populations, including regulatory status
under the MMPA and Endangered
Species Act (ESA). There are an
additional 28 species of marine
mammals (all cetaceans) with expected
or possible occurrence in the project
area. However, we have determined that
sonic booms are the only potential
stressor associated with the activity that
could result in take of marine mammals,
and that sonic booms only have the
potential to result in harassment of
marine mammals that are hauled out of
the water. Therefore, we have
concluded that the likelihood of the
planned activities resulting in the
harassment of any cetacean to be so low
as to be discountable. As we have
concluded that the likelihood of any
cetacean being taken incidentally as a
result of SpaceX’s activities to be so low
as to be discountable, cetaceans are not
considered further in this document and
no take of cetaceans is authorized in the
IHA. Please see Table 3–1 in SpaceX’s
IHA application for a complete list of
species with expected or potential
occurrence in the project area.
All values presented in Table 1 are
the most recent available at the time of
publication and are available in NMFS’s
stock assessment reports (SAR) (e.g.,
Carretta et al., 2017; Muto et al., 2017).
Please see the SARs, available at
www.nmfs.noaa.gov/pr/sars, for more
detailed accounts of these stocks’ status
and abundance. Abundance estimates
presented in Table 1 represent the total
number of individuals that make up a
given stock or the total number
estimated within a particular study area.
NMFS’s stock abundance estimates for
most species represent the total estimate
of individuals within the geographic
area, if known, that comprises that
stock. For some species, this geographic
area may extend beyond U.S. waters.
PBR, defined by the MMPA as the
maximum number of animals, not
including natural mortalities, that may
be removed from a marine mammal
stock while allowing that stock to reach
or maintain its optimum sustainable
population, is considered in concert
with known sources of ongoing
anthropogenic mortality to assess the
population-level effects of the
anticipated mortality from a specific
project (as described in NMFS’s SARs).
While no mortality is anticipated or
authorized in this IHA, PBR and annual
serious injury and mortality are
included here as gross indicators of the
status of the species and other threats.
For taxonomy, we follow Committee on
Taxonomy (2017). For status of species,
we provide information regarding U.S.
regulatory status under the MMPA and
ESA.
TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA
Species
ESA/MMPA
status;
Strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most
recent abundance
survey) 2
Relative occurrence
in project area;
season of
occurrence
Annual
M/SI 4
PBR 3
Order Carnivora—Superfamily Pinnipedia
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Family Otariidae (eared seals and sea lions)
California sea lion
(Zalophus
californianus).
Northern fur seal
(Callorhinus
ursinus).
U.S. ...........................
-; N
296,750 (n/a;
153,337; 2011).
California ..................
-; N
Guadalupe fur seal
(Arctocephalus
philippii townsendi).
n/a .............................
T/D; Y
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389
Abundant; yearround.
14,050 (n/a; 7,524;
2013).
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9,200
451
1.8
20,000 (n/a; 15,830;
2010).
542
3.2
Abundant; yearround; peak occurrence during summer.
Rare; slightly more
common in summer.
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TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA—Continued
Species
ESA/MMPA
status;
Strategic
(Y/N) 1
Stock
Steller sea lion
(Eumetopias
jubatus).
Eastern U.S ..............
-; N
Stock abundance
(CV, Nmin, most
recent abundance
survey) 2
PBR 3
71,562 (n/a; 41,638;
2015).
Relative occurrence
in project area;
season of
occurrence
Annual
M/SI 4
2,498
108
1,641
43
4,882
8.8
Rare; year-round.
Family Phocidae (earless seals)
Harbor seal (Phoca
vitulina richardii).
Northern elephant
seal (Mirounga
angustirostris).
California ..................
-; N
California breeding ...
30,968 (n/a; 27,348;
2012).
179,000 (n/a; 81,368;
2010).
-; N
Abundant; yearround.
Abundant; yearround; peak occurrence during winter.
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1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
min is the minimum
estimate of stock abundance. In some cases, CV is not applicable.
3 Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be removed from a marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
4 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual mortality/serious injury (M/SI) often cannot be determined precisely and is in some cases presented as
a minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
Marine Mammal Hearing—Hearing is
the most important sensory modality for
marine mammals underwater, and
exposure to anthropogenic sound can
have deleterious effects. To
appropriately assess the potential effects
of exposure to sound, it is necessary to
understand the frequency ranges marine
mammals are able to hear. Current data
indicate that not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007) recommended that marine
mammals be divided into functional
hearing groups based on directly
measured or estimated hearing ranges
on the basis of available behavioral
response data, audiograms derived
using auditory evoked potential
techniques, anatomical modeling, and
other data. Subsequently, NMFS (2016)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibels
(dB) threshold from the normalized
composite audiograms. The relevant
functional groups and the associated
frequencies are indicated below (note
that these frequency ranges correspond
to the range for the composite group,
with the entire range not necessarily
reflecting the capabilities of every
species within that group):
• Pinnipeds in water; Phocidae (true
seals): generalized hearing is estimated
to occur between approximately 50
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hertz (Hz) to 86 kilohertz (kHz), with
best hearing between 1–50 kHz;
• Pinnipeds in water; Otariidae (eared
seals): generalized hearing is estimated
to occur between 60 Hz and 39 kHz,
with best hearing between 2–48 kHz.
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
¨
(Hemila et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
available information. Of the six marine
mammal species that may be affected by
the planned activities, four are classified
as otariids and two are classified as
phocids.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
The effects of noise from SpaceX’s
activities have the potential to result in
behavioral harassment of marine
mammals in the vicinity of the action
area. The Federal Register notice of
proposed IHA (82 FR 49332; October 25,
2017) included a discussion of the
effects of anthropogenic noise on marine
TABLE 2—RELEVANT MARINE MAMMAL mammals and their habitat, therefore
FUNCTIONAL HEARING GROUPS AND that information is not repeated here;
THEIR
GENERALIZED
HEARING please refer to that Federal Register
notice for that information. No instances
RANGES
of injury, serious injury or mortality are
expected as a result of SpaceX’s
Generalized
activities.
Hearing group
hearing
range*
Phocid pinnipeds (PW) (underwater) (true seals).
Otariid pinnipeds (OW) (underwater) (sea lions and fur
seals).
50 Hz to 86
kHz.
60 Hz to 39
kHz.
* Represents the generalized hearing range
for the entire group as a composite (i.e., all
species within the group), where individual
species’ hearing ranges are typically not as
broad. Generalized hearing range chosen
based on ∼65 dB threshold from normalized
composite audiogram, with the exception for
PW pinniped (approximation).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2016) for a review of
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Estimated Take by Incidental
Harassment
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which will
inform both NMFS’ consideration of
whether the number of takes is ‘‘small’’
and the negligible impact
determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as: any act
of pursuit, torment, or annoyance which
(i) has the potential to injure a marine
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receiving animals (hearing, motivation,
experience, demography, behavioral
context) and can be difficult to predict
(Southall et al., 2007, Ellison et al.,
2011). Based on what the available
science indicates and the practical need
to use a threshold based on a factor that
is both predictable and measurable for
most activities, NMFS typically uses a
generalized acoustic threshold based on
received level to estimate the onset of
behavioral harassment. For in-air
sounds, NMFS expects that harbor seals
exposed to sound above received levels
of 90 dB re 20 micro Pascals (mPa) (root
mean squared (rms)) will be
behaviorally harassed, and all other
species of pinnipeds exposed to sound
above received levels of 100 dB re 20
mPa (rms) will be behaviorally harassed
(Table 3).
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of sound above which exposed
marine mammals would be reasonably
expected to be behaviorally harassed
(equated to Level B harassment) or to
incur PTS of some degree (equated to
Level A harassment). As described
above, Level A harassment is not
expected to occur as a result of the
planned activities and we do not
authorize take by Level A harassment,
thus criteria and thresholds for Level A
harassment are not discussed further.
Thresholds have been developed
identifying the received level of in-air
sound above which exposed pinnipeds
would likely be behaviorally harassed.
In this case, we are concerned only with
in-air sound as the planned activities
are not expected to result in harassment
of marine mammals that are underwater.
Thus, only in-air thresholds are
discussed further.
ethrower on DSK3G9T082PROD with NOTICES
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
All authorized takes are by Level B
harassment only, in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to sounds associated
with the planned activities. Based on
the nature of the activity, Level A
harassment, serious injury, and
mortality are neither anticipated nor
authorized in this IHA.
Described in the most basic way, we
estimate take by considering: (1)
Acoustic thresholds above which NMFS
believes the best available science
indicates marine mammals will be
behaviorally harassed; (2) the area that
will be ensonified above these levels in
a day; (3) the density or occurrence of
marine mammals within these
ensonified areas; and (4) and number of
days of activities. Below, we describe
these components in more detail and
present the take estimate.
Typically, NMFS relies on the
acoustic criteria shown in Table 3 to
estimate take as a result of exposure to
airborne sound from a given activity.
However, in this case we have the
benefit of more than 20 years of
observational data on pinniped
responses to the stimuli associated with
the planned activity that we expect to
result in harassment (sonic booms) in
the particular geographic area of the
planned activity (VAFB and the NCI).
Therefore, we consider these data to be
the best available information in regard
to estimating take based on modeled
exposures among pinnipeds to sounds
associated with the planned activities.
These data suggest that pinniped
reactions to sonic booms are dependent
on the species and the intensity of the
sonic boom (Table 4).
The USAF has monitored pinniped
responses to rocket launches from VAFB
for over 20 years. Though rocket
launches are not part of the planned
activities (as described above), the
acoustic stimuli associated with
launches (e.g., sonic booms) is expected
to be substantially similar to those
expected to occur with Falcon 9 boostbacks and landings; therefore, we rely
on observational data on responses of
pinnipeds to sonic booms associated
with rocket launches from VAFB in
making assumptions about expected
pinniped responses to sonic booms
Level B Harassment for Non-Explosive
Sources
Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment, and the
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TABLE 3—RECOMMENDED CRITERIA
FOR PINNIPED HARASSMENT FROM
EXPOSURE TO AIRBORNE SOUND
Species
Harbor seals .................
All other pinniped species.
PO 00000
Frm 00011
Fmt 4703
Level B harassment
threshold
90 dB re 20 μPa.
100 dB re 20 μPa.
Sfmt 4703
associated with Falcon 9 boost-backs
and landings.
Observed reactions of pinnipeds at
the NCI and at VAFB to sonic booms
have ranged from no response to headsup alerts, from startle responses to some
movements on land, and from some
movements into the water to occasional
stampedes (especially involving
California sea lions on the NCI). We
therefore assume sonic booms generated
during the return flight of the Falcon 9
First Stage may elicit an alerting or
other short-term behavioral reaction,
including flushing into the water if
hauled out.
Data from launch monitoring by the
USAF has shown that pinniped
reactions to sonic booms are correlated
with the level of the sonic boom. Low
energy sonic booms (<1.0 psf have
resulted in little to no behavioral
responses, including head raising and
briefly alerting but returning to normal
behavior shortly after the stimulus
(Table 4). More powerful sonic booms
have resulted in pinnipeds flushing
from haulouts. No pinniped mortalities
have been associated with sonic booms.
No sustained decreases in numbers of
animals observed at haulouts have been
observed after the stimulus. Table 4
presents a summary of monitoring
efforts at the NCI from 1999 to 2014.
These data show that reactions to sonic
booms tend to be insignificant below 1.0
psf and that, even above 1.0 psf, only a
portion of the animals present have
reacted to the sonic boom. Time-lapse
video photography during four launch
events revealed that harbor seals that
reacted to the rocket launch noise but
did not leave the haul-out were all
adults.
Data from previous monitoring also
suggests that for those pinnipeds that
flush from haulouts in response to sonic
booms, the amount of time it takes for
those animals to begin returning to the
haulout site, and for numbers of animals
to return to pre-launch levels, is
correlated with sonic boom sound
levels. Pinnipeds may begin to return to
the haulout site within 2–55 minutes of
the launch disturbance, and the haulout
site usually returned to pre-launch
levels within 45–120 minutes.
Monitoring data has consistently
shown that reactions among pinnipeds
vary between species, with harbor seals
and California sea lions tending to be
more sensitive to disturbance than
northern elephant seals and northern fur
seals (Table 4). Because Steller sea lions
and Guadalupe fur seals occur in the
project area relatively infrequently, no
data has been recorded on their
reactions to sonic booms. At VAFB,
harbor seals generally alert to nearby
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launch noises, with some or all of the
animals going into the water. Usually
the animals haul out again from within
minutes to two hours or so of the
launch, provided rising tides or breakers
have not submerged the haul-out sites.
Post-launch surveys often indicate as
many or more animals hauled out than
were present at the time of the launch,
unless rising tides, breakers or other
disturbances are involved (SAIC 2012).
When launches occurred during high
tides at VAFB, no impacts have been
recorded because virtually all haulout
sites were submerged.
At the Channel Islands, California sea
lions have been observed to react
strongly to sonic booms relative to other
species present. California sea lion pups
have sometimes reacted more than
adults, either because they are more
easily frightened or because their
hearing is more acute. Harbor seals also
generally appear to be more sensitive to
sonic booms than most other pinnipeds,
often startling and fleeing into the
water. Northern fur seals generally show
little or no reaction. Northern elephant
seals generally exhibit no reaction at all,
except perhaps a heads-up response or
some stirring, especially if sea lions in
the same area or mingled with the
elephant seals react strongly to the
boom. Post-launch monitoring generally
reveals a return to normal patterns
within minutes up to an hour or two of
each launch, regardless of species (SAIC
2012).
Table 4 summarizes monitoring
efforts at San Miguel Island during
which acoustic measurements were
successfully recorded and during which
60959
pinnipeds were observed. During more
recent launches, night vision equipment
was used. The table shows only
monitoring data for launches during
which sonic booms were heard and
recorded. The table shows that little or
no reaction from the four species
usually occurs when overpressures are
below 1.0 psf. In general, as described
above, elephant seals do not react unless
other animals around them react
strongly or if the sonic boom is
extremely loud, and northern fur seals
seem to react similarly. Not enough data
exist to draw conclusions about harbor
seals at the NCI, but considering their
reactions to launch noise at VAFB, it is
likely that they are also sensitive to
sonic booms (SAIC 2012).
TABLE 4—OBSERVED PINNIPED RESPONSES TO SONIC BOOMS AT SAN MIGUEL ISLAND
Sonic boom
level
(psf)
Launch event
Monitoring
location
Species and associated reactions
California sea lion—866 alerted; 232 (27%) flushed into water.
Northern elephant seal—alerted but did not flush.
Northern fur seal—alerted but did not flush.
California sea lion—12 of 600 (2%) flushed into water.
Northern elephant seal—alerted but did not flush.
Northern fur seal—alerted but did not flush.
California sea lion—60 pups flushed into water; no reaction from focal
group.
Northern elephant seal—no reaction.
California sea lion (Group 1)—no reaction (1,200 animals).
California sea lion (Group 2)—no reaction (247 animals).
Northern elephant seal—no reaction.
Harbor seal—2 of 4 flushed into water.
California sea lion and northern fur seal—no reaction among 485 animals in 3 groups.
Northern elephant seal—no reaction among 424 animals in 2 groups.
California sea lion—approximately 40% alerted; several flushed to
water (number unknown—night launch).
Northern elephant seal—no reaction.
California sea lion—10% alerted (number unknown—night launch).
Northern elephant seal—no reaction (109 pups).
California sea lion—no reaction (784 animals).
1.0
Adams Cove ......
Athena II (September 24, 1999) ....
0.95
Point Bennett .....
Delta II 20 (November 20, 2000) ...
0.4
Point Bennett .....
Atlas II (September 8, 2001) ..........
0.75
Cardwell Point ...
Delta II (February 11, 2002) ..........
0.64
Point Bennett .....
Atlas II (December 2, 2003) ...........
0.88
Point Bennett .....
Delta II (July 15, 2004) ..................
Atlas V (March 13, 2008) ...............
Delta II (May 5, 2009) ....................
1.34
1.24
0.76
Atlas V (April 14, 2011) ..................
Atlas V (September 13, 2012) .......
1.01
2.10
Adams Cove ......
Cardwell Point ...
West of Judith
Rock.
Cuyler Harbor ....
Cardwell Point ...
Atlas V (April 3, 2014) ....................
Atlas V (December 12, 2014) ........
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Athena II (April 27, 1999) ...............
0.74
1.16
Cardwell Point ...
Point Bennett .....
As described above, data from launch
monitoring by the USAF on the NCI and
at VAFB have shown that pinniped
reactions to sonic booms are correlated
to the level of the sonic boom. Low
energy sonic booms (<1.0 psf) have
typically resulted in little to no
behavioral responses, including head
raising and briefly alerting but returning
to normal behavior shortly after the
stimulus. More powerful sonic booms
have flushed animals from haulouts (but
not resulted in any mortality or
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20:21 Dec 22, 2017
Jkt 244001
Northern elephant seal—no reaction (445 animals).
California sea lion—no reaction (460 animals).
Northern elephant seal—no reaction (68 animals).
Harbor seal—20 of 36 (56%) flushed into water.
Harbor seal—1 of ∼25 flushed into water; no reaction from others.
Calif. sea lion—5 of ∼225 alerted; none flushed.
sustained decreased in numbers after
the stimulus). Monitoring data from the
NCI and VAFB from 1999 to 2014 show
that reactions to sonic booms tend to be
insignificant below 1.0 psf and that,
even above 1.0 psf, only a portion of the
animals present react to the sonic boom
(Table 4). Therefore, for the purposes of
estimating the extent of take that is
likely to occur as a result of the planned
activities, we assume that Level B
harassment occurs when a pinniped (on
land) is exposed to a sonic boom at or
PO 00000
Frm 00012
Fmt 4703
Sfmt 4703
above 1.0 psf. Therefore, the number of
expected takes by Level B harassment is
based on estimates of the numbers of
animals that would be within the areas
exposed to sonic booms at levels at or
above 1.0 psf.
Ensonified Area
As described above, modeling was
performed to estimate overpressure
levels that would be created during
sonic booms that occur during the
return flight of the Falcon 9 First Stage.
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The predicted acoustic footprint of the
sonic boom was computed using the
computer program PCBoom (Plotkin and
Grandi 2002; Page et al. 2010). As
described above, the highest sound
generated by a sonic boom would
generally be focused on the area where
the Falcon 9 ultimately lands. Based on
model results, a boost-back and landing
of the Falcon 9 First Stage at SLC–4W
would produce a sonic boom with
overpressures as high as 8.5 psf at SLC–
4W, which would attenuate to levels
below 1.0 psf at approximately 15.90
mi. (25.59 km) from the landing area
(Figure 2–2 in the IHA application).
This estimate is based, in part, on actual
observations from Falcon 9 boost-back
and landing activities at Cape
Canaveral, Florida. A boost-back and
landing of the Falcon 9 First Stage at
SLC–4W would produce a sonic boom
with overpressures up to 3.1 psf on the
NCI, based on model results.
During a contingency barge landing
event, sonic boom overpressure would
be directed at the ocean surface while
the first-stage booster is supersonic.
Model results indicate that sonic booms
would not exceed 1.0 psf on any part of
the NCI during a boost-back and landing
of the Falcon 9 First Stage at the
contingency landing location at least 27
nm (50 km) offshore (Figure 2–6 and
Figure 2–7 in the IHA application).
Additionally, First Stage boost-backs
and landings within the Iridium
Landing Area would not likely produce
measurable overpressures at any land
surface (Figure 2–8 and Figure 2–9 in
the IHA application). Therefore, take of
marine mammals is not expected to
occur as a result of boost-back and
landing activities at the contingency
landing location at least 27 nm (50 km)
offshore, nor within the Iridium
Landing Area. Estimated takes are
therefore based on the possibility of
boost-back and landing activities
occurring at SLC–4W.
Marine Mammal Occurrence
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
Data collected from marine mammal
surveys, including monthly marine
mammal surveys conducted by the
USAF at VAFB as well as data collected
by NMFS, represent the best available
information on the occurrence of the six
pinniped species expected to occur in
the project area. The quality and amount
of information available on pinnipeds in
the project area varies depending on
species; some species are surveyed
regularly at VAFB and the NCI (e.g.,
California sea lion), while other species
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are surveyed less frequently (e.g.,
northern fur seals and Guadalupe fur
seals). However, the best available data
was used to estimate take numbers.
Take estimates for all species are shown
in Table 6.
Harbor Seal—Pacific harbor seals are
the most common marine mammal
inhabiting VAFB, congregating on
several rocky haulout sites along the
VAFB coastline. They also haul out,
breed, and pup in isolated beaches and
coves throughout the coasts of the NCI.
Harbor seals may be exposed to sonic
booms above 1.0 psf on the mainland
and the NCI. Take of harbor seals at
VAFB was estimated based on the
maximum count totals from monthly
surveys of VAFB haulout sites from
2013–2016 (ManTech SRS
Technologies, Inc., 2014, 2015, 2016;
VAFB, unpubl. data). Take of harbor
seals at the NCI and at Point Conception
was estimated based on the maximum
count totals from aerial survey data
collected from 2002 to 2012 by the
NMFS Southwest Fisheries Science
Center (SWFSC) (Lowry et al., 2017).
California sea lion— California sea
lions are common offshore of VAFB and
haul out on rocks and beaches along the
coastline of VAFB, though pupping
rarely occurs on the VAFB coastline.
They haul out in large numbers on the
NCI and rookeries exist on San Miguel
and Santa Cruz islands. California sea
lions may be exposed to sonic booms
above 1.0 psf on the mainland and the
NCI. Take of California sea lions at
VAFB was estimated based on the
maximum count totals from monthly
surveys of VAFB haulout sites from
2013–2016 (ManTech SRS
Technologies, Inc., 2014, 2015, 2016;
VAFB, unpubl. data). Take of California
sea lions at the NCI was estimated based
on the maximum count totals from
aerial survey data collected from 2002 to
2012 by the SWFSC (Lowry et al., 2017).
We note that in the Federal Register
notice of the proposed IHA (82 FR
49332; October 25, 2017) we estimated
takes of California sea lions on Santa
Cruz Island (811 takes of California sea
lions were estimated per boost-back and
landing activity). However, since the
notice of the proposed IHA was
published, we have reviewed the sonic
boom models presented in the IHA
application and determined that a sonic
boom of 1.0 psf or above is not expected
to impact Santa Cruz Island, and,
therefore, no takes of marine mammals
on Santa Cruz Island are expected to
occur as a result of the specified
activities. Therefore we do not authorize
any takes of California sea lions on
Santa Cruz Island in this IHA.
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Frm 00013
Fmt 4703
Sfmt 4703
Steller Sea Lion—Steller sea lions
occur in small numbers at VAFB and on
San Miguel Island. They have not been
observed on the Channel Islands other
than at San Miguel Island and they do
not currently have rookeries at VAFB or
the NCI. Steller sea lions may be
exposed to sonic booms above 1.0 psf on
the mainland and the NCI. Take of
Steller sea lions at VAFB was estimated
based on the largest count totals from
monthly surveys of VAFB haulout sites
from 2013–2016 (ManTech SRS
Technologies, Inc., 2014, 2015, 2016;
VAFB, unpubl. data). Steller sea lions
haul out in very small numbers on the
NCI, and comprehensive survey data for
Steller sea lions in the NCI is not
available. Take of Steller sea lions at the
NCI was estimated based on subject
matter expert input suggesting that as
many as four Steller sea lions have been
observed on San Miguel Island at a time
(pers. comm., S. Melin, NMFS Marine
Mammal Laboratory (MML), to J.
Carduner, NMFS, Feb 11, 2016).
Northern elephant seal—Northern
elephant seals haul out sporadically on
rocks and beaches along the coastline of
VAFB and at Point Conception and have
rookeries on San Miguel Island and
Santa Rosa Island and at one location at
VAFB. Northern elephant seals may be
exposed to sonic booms above 1.0 psf on
the mainland and the NCI. Take of
northern elephant seals at VAFB was
estimated based on the largest count
totals from monthly surveys of VAFB
haulout sites from 2013–2016 (ManTech
SRS Technologies, Inc., 2014, 2015,
2016; VAFB, unpubl. data). Take of
northern elephant seals at the NCI and
at Point Conception was estimated
based on the maximum count totals
from aerial survey data collected from
2002 to 2012 by the NMFS SWFSC
(Lowry et al., 2017).
Northern fur seal—Northern fur seals
have rookeries on San Miguel Island,
the only island in the NCI on which
they have been observed. No haulouts or
rookeries exist for northern fur seals on
the mainland coast, including VAFB,
thus they may be exposed to sonic
booms above 1.0 psf at the NCI but not
on the mainland. Comprehensive survey
data for northern fur seals in the project
area is not available. Estimated take of
northern fur seals was based on subject
matter expert input which suggested a
maximum of approximately 6,000–8,000
northern fur seals may be present on
San Miguel Island at the height of
breeding/pupping season (early July).
After the height of the breeding/pupping
season, numbers fluctuate but decrease
as females go on foraging trips and
males begin to migrate in late July/
August. Numbers continue to decrease
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until November when most of the
population is absent from the island
until the following breeding/pupping
period (starting the following June)
(pers. comm., T. Orr, NMFS NMML, to
J. Carduner, NMFS OPR, February 27,
2016). It was therefore conservatively
estimated that numbers peak at 8,000
animals hauled out at any given time in
July and decrease to a minimum of
2,000 animals hauled out at any given
time in the winter, then increase again
until the following July. This results in
an average estimate of 5,000 northern
fur seals hauled out at San Miguel
Island at any given time over the course
of the entire year.
Guadalupe fur seal—There are
estimated to be approximately 20–25
individual Guadalupe fur seals that
have fidelity to San Miguel Island (pers.
comm. S. Mellin, NMFS NMML, to J.
Carduner, NMFS OPR, February 11,
2016). No haulouts or rookeries exist for
Guadalupe fur seals on the mainland
coast, including VAFB, thus they may
be exposed to sonic booms above 1.0 psf
at the NCI but not on the mainland.
Comprehensive survey data on
Guadalupe fur seals in the project area
is not readily available. Estimated take
of Guadalupe fur seals was based on the
maximum number of Guadalupe fur
seals observed at any one time on San
Miguel Island (13) (pers. comm., J.
LaBonte, ManTech SRS Technologies
Inc., to J. Carduner, NMFS, Feb. 29,
2016); it was therefore conservatively
assumed that 13 Guadalupe fur seals
may be hauled out at San Miguel Island
at any given time.
Take Calculation and Estimation
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate.
NMFS currently uses a three-tiered
scale to determine whether the response
of a pinniped on land to acoustic or
visual stimuli is considered an alert, a
movement, or a flush. NMFS considers
the behaviors that meet the definitions
of both movements and flushes to
qualify as behavioral harassment. Thus
a pinniped on land is considered by
NMFS to have been behaviorally
harassed if it moves greater than two
times its body length, or if the animal
is already moving and changes direction
and/or speed, or if the animal flushes
from land into the water. Animals that
become alert without such movements
are not considered harassed. See Table
5 for a summary of the pinniped
disturbance scale.
TABLE 5—LEVELS OF PINNIPED BEHAVIORAL DISTURBANCE ON LAND
Classified as
behavioral
harassment
by NMFS
Type of
response
Definition
1 .............................
Alert ........................
2 .............................
Movement ..............
3 .............................
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Level
Flush ......................
Head orientation or brief movement in response to disturbance, which may include turning head towards the disturbance, craning head and neck while
holding the body rigid in a u-shaped position, changing from a lying to a sitting position, or brief movement of less than twice the animal’s body length.
Movements in response to the source of disturbance, ranging from short withdrawals at least twice the animal’s body length to longer retreats over the
beach, or if already moving a change of direction of greater than 90 degrees.
All retreats (flushes) to the water ..........................................................................
As described above, the likelihood of
pinnipeds exhibiting responses to sonic
booms that would be considered
behavioral harassment (based on the
levels of pinniped disturbance as shown
in Table 5) is dependent on both the
species and on the intensity of the sonic
boom. Data from rocket launch
monitoring by the USAF at VAFB and
the NCI show that pinniped reactions to
sonic booms are correlated to the level
of the sonic boom, with low energy
sonic booms (<1.0 psf) typically
resulting in little to no behavioral
responses, and higher energy sonic
booms resulting in responses ranging
from no response to heads-up alerts,
startle responses, some movements on
land, and some movements into the
water (flushing). Based on model
results, a boost-back and landing of the
Falcon 9 First Stage at SLC–4W would
produce a sonic boom with greater
intensity at VAFB (overpressures
potentially as high as 8.5 psf) than at the
NCI (overpressures potentially as high
as 3.1 psf). Responses of pinnipeds to
sonic booms are also highly dependent
on species, with harbor seals, California
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sea lions and Steller sea lions generally
displaying greater sensitivity to sonic
booms than northern elephant seals and
northern fur seals (Table 4). We are not
aware of any data on Guadalupe fur seal
responses to sonic booms, but we
assume responses by Guadalupe fur seal
responses to be similar to those
observed in northern fur seals as the two
species are physiologically and
behaviorally very similar.
Take estimates were calculated by
overlaying the modeled acoustic
footprints of sonic booms from boostback and landing events at SLC–4W
with known pinniped haulouts on the
mainland (including those at VAFB) and
the NCI to determine the pinniped
haulouts that would potentially be
affected by sonic booms with
overpressures of 1.0 psf and above. Only
haulouts along northeastern San Miguel
Island and northern and northwestern
Santa Rosa Island would be expected to
experience overpressures greater than
1.0 psf during a boost-back and landing
at SLC–4W (Figures 2–3, 2–4, 2–5 and
2–6 in the IHA application). Take
estimates also account for the likely
PO 00000
Frm 00014
Fmt 4703
Sfmt 4703
No.
Yes.
Yes.
intensity of the sonic boom as well as
the relative sensitivity of the marine
mammal species present, based on
monitoring data as described above.
A boost-back and landing of the
Falcon 9 First Stage at SLC–4W that
results in a sonic boom of 1.0 psf and
above at VAFB was conservatively
estimated to result in behavioral
harassment of 100 percent of all species
hauled out at or near VAFB and Point
Conception (Table 6). A boost-back and
landing of the Falcon 9 First Stage at
SLC–4W that results in a sonic boom of
1.0 psf and above at the NCI was
estimated to result in the behavioral
harassment of 100 percent of California
sea lions, harbor seals, and Steller sea
lions that are hauled out at the NCI and
of five percent of northern elephant
seals, northern fur seals, and Guadalupe
fur seals that are hauled out at the NCI.
The five percent adjustment in the take
estimates for these species at the NCI is
also considered conservative, as launch
monitoring data shows that elephant
seals and fur seals sometimes alert to
sonic booms but have never been
observed flushing to the water or
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responding in a manner that would be
classified as behavioral harassment even
when sonic booms were measured at
>1.0 psf (see Table 4 for a summary of
launch monitoring data).
The take calculations presented in
Table 6 are based on the best available
information on marine mammal
populations in the project location and
responses among marine mammals to
the stimuli associated with the planned
activities.
TABLE 6—ESTIMATED NUMBERS OF MARINE MAMMALS, AND PERCENTAGE OF MARINE MAMMAL POPULATIONS,
POTENTIALLY TAKEN AS A RESULT OF THE PLANNED ACTIVITIES
Estimated
number of
level B
harassment
exposures
per event,
by location
Species
Geographic location
Pacific Harbor Seal 2 .........................
VAFB ................................................
Pt. Conception ..................................
San Miguel Island ............................
Santa Rosa Island ............................
Santa Cruz Island ............................
VAFB ................................................
Pt. Conception ..................................
San Miguel Island ............................
Santa Rosa Island ............................
Santa Cruz Island ............................
VAFB ................................................
Pt. Conception ..................................
San Miguel Island 3 ..........................
Santa Rosa Island 3 .........................
Santa Cruz Island ............................
VAFB ................................................
Pt. Conception ..................................
San Miguel Island ............................
Santa Rosa Island ............................
Santa Cruz Island ............................
VAFB ................................................
Pt. Conception ..................................
San Miguel Island 3 ....................
Santa Rosa Island ............................
Santa Cruz Island ............................
VAFB ................................................
Pt. Conception ..................................
San Miguel Island 3 ..........................
Santa Rosa Island ............................
Santa Cruz Island ............................
California Sea Lion ...........................
Northern Elephant Seal ....................
Steller Sea Lion ................................
Northern Fur Seal .............................
Guadalupe Fur Seal ..........................
Estimated
combined
number of
level B
harassment
exposures
per event
366
516
310
192
0
416
N/A
2,134
1,200
0
190
11
18
8
0
16
N/A
4
N/A
N/A
N/A
N/A
250
N/A
N/A
N/A
N/A
1
N/A
N/A
Total number
of takes by
level B
harassment
authorized 1
Takes by level
B harassment
authorized as
a percentage
of population
1,384
16,608
4.4
3,750
45,000
15.2
227
2,724
1.5
20
240
0.3
250
3,000
21.4
1
12
0.1
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1 Based on twelve boost-back and landing events. Total number of takes authorized represents incidences of harassment and not necessarily
individuals.
2 As the same individual harbor seals are likely to be taken repeatedly over the course of the specified activities, we use the estimate of 1,384
individual animals taken per Falcon 9 First Stage recovery activity for the purposes of estimating the percentage of stock abundance likely to be
taken over the course of the entire activity.
3 Number shown reflects five percent of total number of predicted potential exposures, i.e. five percent of animals exposed to sonic booms
above 1.0 psf at these locations are assumed to experience Level B harassment.
Take estimates are believed to be
conservative based on the assumption
that all twelve Falcon 9 First Stage
recovery activities would result in
landings at SLC–4W, with no landings
occurring at contingency landing
locations. However, some or all actual
landing events may ultimately occur at
the contingency landing locations; as
described above, landings at the
contingency landing locations would be
expected to result in no takes of marine
mammals. However, the number of
landings at each location is not known
in advance, therefore, we assume all
landings would occur at SLC–4W. In
addition, as described above, it is
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conservatively assumed that 100 percent
of any species of pinniped hauled out
on the mainland (VAFB and Point
Conception), and 100 percent of harbor
seals, California sea lions and Steller sea
lions hauled out at the NCI, would be
harassed (Level B harassment only) by
a Falcon 9 boost-back and landing event
at SLC–4W that results in a sonic boom
of >1.0 psf. However, it is possible that
less than this percentage of hauled out
pinnipeds will be behaviorally harassed
by a Falcon 9 boost-back and landing at
SLC–4W. While there may be some
limited behavioral harassment of
pinnipeds that occurs at psf levels <1.0,
we account for that in the overall
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conservativeness of the total take
number, as described above.
As described above, in the Federal
Register notice of the proposed IHA (82
FR 49332; October 25, 2017) we
estimated 811 takes of California sea
lions would occur at Santa Cruz Island
per boost-back and landing activity;
however, since the notice of the
proposed IHA was published, we have
reviewed the sonic boom models
presented in the IHA application and
determined that a sonic boom of 1.0 psf
or above is not expected to impact Santa
Cruz Island, and therefore no takes of
marine mammals on Santa Cruz Island
are expected to occur as a result of the
specified activities. Therefore, we do
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not authorize any takes of California sea
lions on Santa Cruz Island in this IHA.
We authorize a total of 45,000 takes of
California sea lions in this IHA (a total
of 54,732 takes of California sea lions
was proposed in the proposed IHA). We
also note that in the Federal Register
notice of the proposed IHA (82 FR
49332; October 25, 2017) we proposed
to authorize a total of 1,384 takes of
harbor seals. This was an error, as the
number 1,384 represents the estimated
number of takes of harbor seals per
boost-back and landing activity. We
intended to propose to authorize a total
of 16,608 takes of harbor seals, which
represents the number of estimated
takes per boost-back and landing
activity (1,384) times the number of
activities (12). We therefore authorize a
total of 16,608 takes of harbor seals in
this IHA. These revisions in the take
estimates have not changed any of our
determinations.
Given the many uncertainties in
predicting the quantity and types of
impacts of sound on marine mammals,
it is common practice to estimate how
many animals are likely to be present
within a particular distance of a given
activity, or exposed to a particular level
of sound. In practice, depending on the
amount of information available to
characterize daily and seasonal
movement and distribution of affected
marine mammals, it can be difficult to
distinguish between the number of
individuals harassed and the instances
of harassment and, when duration of the
activity is considered, it can result in a
take estimate that overestimates the
number of individuals harassed. For
instance, an individual animal may
accrue a number of incidences of
harassment over the duration of a
project, as opposed to each incident of
harassment accruing to a new
individual. This is especially likely if
individual animals display some degree
of residency or site fidelity and the
impetus to use the site is stronger than
the deterrence presented by the
harassing activity.
Take estimates shown in Table 6 are
considered reasonable estimates of the
number of instances of marine mammal
exposures to sound resulting in Level B
harassment that are likely to occur as a
result of the planned activities, and not
necessarily the number of individual
animals exposed.
Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
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species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable impact on species or
stocks and their habitat, as well as
subsistence uses where applicable, we
carefully balance two primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat—which
considers the nature of the potential
adverse impact being mitigated
(likelihood, scope, range), as well as the
likelihood that the measure will be
effective if implemented; and the
likelihood of effective implementation,
and; (2) the practicability of the
measures for applicant implementation,
which may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
Any mitigation measure(s) prescribed
by NMFS should be able to accomplish,
have a reasonable likelihood of
accomplishing (based on current
science), or contribute to the
accomplishment of one or more of the
general goals listed below.
1. Avoidance or minimization of
injury or death of marine mammals
wherever possible (goals 2, 3, and 4 may
contribute to this goal).
2. A reduction in the numbers of
marine mammals (total number or
number at biologically important time
or location) exposed to activities
expected to result in the take of marine
mammals (this goal may contribute to 1,
above, or to reducing harassment takes
only).
3. A reduction in the number of times
(total number or number at biologically
important time or location) individuals
would be exposed to activities expected
to result in the take of marine mammals
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60963
(this goal may contribute to 1, above, or
to reducing harassment takes only).
4. A reduction in the intensity of
exposures (either total number or
number at biologically important time
or location) to activities expected to
result in the take of marine mammals
(this goal may contribute to 1, above, or
to reducing the severity of harassment
takes only).
5. Avoidance or minimization of
adverse effects to marine mammal
habitat, paying special attention to the
food base, activities that block or limit
passage to or from biologically
important areas, permanent destruction
of habitat, or temporary destruction/
disturbance of habitat during a
biologically important time.
6. For monitoring directly related to
mitigation—an increase in the
probability of detecting marine
mammals, thus allowing for more
effective implementation of the
mitigation.
Mitigation for Marine Mammals and
Their Habitat
SpaceX’s IHA application contains
descriptions of the mitigation measures
proposed to be implemented during the
specified activities in order to effect the
least practicable adverse impact on the
affected marine mammal species and
stocks and their habitats.
It should be noted that it would not
be feasible to stop or divert an inbound
Falcon 9 First Stage booster. Once the
boost-back and landing sequence is
underway, there would be no way for
SpaceX to change the trajectory of the
Falcon 9 First Stage to avoid potential
impacts to marine mammals. The
proposed mitigation measures include
the following:
• Unless constrained by other factors
including human safety or national
security concerns, launches would be
scheduled to avoid boost-backs and
landings during the harbor seal pupping
season of March through June, when
practicable.
Based on our evaluation of SpaceX’s
proposed mitigation measures, NMFS
has determined that the mitigation
measures provide the means effecting
the least practicable impact on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth,
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
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50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the action area. Effective
reporting is critical both to compliance
as well as ensuring that the most value
is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
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Monitoring
SpaceX submitted a monitoring plan
as part of their IHA application.
SpaceX’s proposed marine mammal
monitoring plan was created with input
from NMFS and was based on similar
plans that have been successfully
implemented by other action
proponents under previous
authorizations for similar projects,
specifically the USAF’s monitoring of
rocket launches from VAFB.
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Marine Mammal Monitoring
SpaceX will determine a monitoring
location for each boost-back and landing
activity, taking into consideration
predictions of the areas likely to receive
the greatest sonic boom intensity as well
as current haulout locations and the
distribution of pinniped species and
their behavior. The selection of the
monitoring location will also be based
on what species (if any) have pups at
haulouts and which of those species
would be expected to be the most
reactive to sonic booms. SpaceX
prioritizes the selection of rookery
locations if they are expected to be
impacted by a sonic boom and
prioritizes the most reactive species if
there are multiple species that are
expected to be hauled out in the
modeled sonic boom impact area. For
instance, if harbor seals were pupping,
SpaceX will prioritize selection of a
harbor seal rookery for monitoring
because they tend to be the most
reactive species to sonic booms. There
is also thought given to the geography
and wind exposure of the specific
beaches that are predicted to be
impacted, to avoid inadvertently
selecting a portion of a beach that tends
to be abandoned by pinnipeds every
afternoon as a result high winds. As
VAFB is an active military base, the
selection of appropriate monitoring
locations must also take into account
security restrictions and human safety
as unexploded ordnance is present in
some areas
Marine mammal monitoring protocols
will vary based on modeled sonic boom
intensity, the location and the season.
As described above, sonic boom
modeling will be performed prior to all
boost-back and landing activities.
Although the same rockets will be used,
other parameters specific to each launch
will be incorporated into each model.
These include direction and trajectory,
weight, length, engine thrust, engine
plume drag, position versus time from
initiating boost-back to additional
engine burns, among other aspects.
Various weather scenarios will be
analyzed from NOAA weather records
for the region, then run through the
model. Among other factors, these will
include the presence or absence of the
jet stream, and if present, its direction,
altitude and velocity. The type, altitude,
and density of clouds will also be
considered. From these data, the models
will predict peak amplitudes and
impact locations.
As described above, impacts to
pinnipeds on the NCI, including pups,
have been shown through more than
two decades of monitoring reports to be
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Sfmt 4703
minimal and temporary (MMCG and
SAIC 2012). Therefore monitoring
requirements at the NCI will be
dependent on modeled sonic boom
intensity and will be based on the
harbor seal pupping season, such that
monitoring requirements are greater
when pups are expected to be present.
When pups are present at haulouts, a
lower threshold is reasonable in that a
sonic boom could theoretically pose a
greater risk of abandonment of pups in
the event that mothers flush to the water
(we note, however, that pup
abandonment has never been
documented as a result of sonic booms
at the NCI). As pups grow older and are
more maneuverable, the risk of pup
abandonment diminishes. Thus, at the
height of the pupping season (between
March 1 and June 30) monitoring is
required if sonic boom model results
indicate a peak overpressure of 1.0 psf
or greater is likely to impact one of the
NCI. Between July 1 and September 30
monitoring is required if sonic boom
model results indicate a peak
overpressure of 1.5 psf or greater is
likely to impact one of the NCI. Between
October 1 and February 28, monitoring
is required if sonic boom model results
indicate a peak overpressure of 2.0 psf
or greater is likely to impact one of the
NCI.
Marine mammal monitoring
procedures will consist of the following:
• To conduct monitoring of Falcon 9
First Stage boost-back and landing
activities, SpaceX will designate
qualified (must be able to identify
pinnipeds to species, age class, and sex
when possible), on-site observers that
will be approved in advance by NMFS;
• If sonic boom model results
indicate a peak overpressure of 1.0 psf
or greater is likely to impact VAFB, then
acoustic and biological monitoring at
VAFB will be implemented;
• If sonic boom model results
indicate a peak overpressure of 1.0 psf
or greater is likely to impact one of the
NCI between March 1 and June 30; a
peak overpressure of greater than 1.5 psf
is likely to impact one of the NCI
between July 1 and September 30, or a
peak overpressure of greater than 2.0 psf
is likely to impact one of the NCI
between October 1 and February 28,
then monitoring of haulout sites on the
NCI will be implemented. Monitoring
will be conducted at the haulout site
closest to the area predicted to
experience the greatest sonic boom
intensity, at both VAFB and the NCI. If
multiple haulouts are located within the
area expected to experience the greatest
sonic boom intensity, selection of
monitoring locations will be based on
species (i.e., species known to be more
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reactive to sonic booms will be
prioritized) and pup presence (i.e.,
haulouts with pups will be prioritized);
• Monitoring will commence at least
72 hours prior to the boost-back and
continue until at least 48 hours after the
event;
• Monitors will conduct hourly
counts for six hours per day centered
around the scheduled launch time to the
extent possible. Monitors will be at the
monitoring location continuously for six
hours per day and will record pinniped
counts every hour during this period;
• If the activity occurs during
daylight hours then the six hourly
counts will be centered around the
scheduled launch time (such that there
are observations for 2–3 hours before
and after the event). If the activity
occurs during nighttime then hourly
counts will commence at daybreak and
proceed until six hours after daybreak
(counts taken during nighttime are not
accurate). Monitors would observe
pinniped reactions with night vision
binoculars for nighttime events;
• Monitoring will include multiple
surveys each day that record the
species; number of animals; general
behavior; presence of pups; age class;
gender; and reaction to noise associated
with Falcon 9 First Stage recovery
activities, sonic booms or other natural
or human caused disturbances, in
addition to recording environmental
conditions such as tide, wind speed, air
temperature, and swell;
• If the boost-back and landing is
scheduled during daylight hours, time
lapse photography or video recording
will be used to document the behavior
of marine mammals during Falcon 9
First Stage recovery activities;
• For Falcon 9 First Stage recovery
activities scheduled during harbor seal
pupping season (March through June),
follow-up surveys will be conducted
within two weeks of the boost-back and
landing;
• Newly documented northern
elephant seal pupping locations at
VAFB will be prioritized for monitoring
when landings occur at SLC–4W during
northern elephant seal pupping season
(January through February) when
practicable.
Acoustic Monitoring
Acoustic measurements of the sonic
boom created during boost-back at the
monitoring location will be recorded to
determine the overpressure level.
Typically this will entail use of a digital
audio tape (DAT) recorder and a high
quality microphone to monitor the
sound environment and measure the
sonic boom. This system will be
specially tailored for recording the low
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frequency sound associated with rocket
launches and sonic booms. The DAT
system will record the launch noise and
sonic boom digitally to tape, which will
allow for detailed post-analysis of the
frequency content, and the calculation
of other acoustic metrics, and will
record the ambient noise and sonic
boom. The DAT recorder will be placed
near the marine mammal monitoring
site when practicable.
Reporting
SpaceX will report data collected
during marine mammal monitoring and
acoustic monitoring as described above.
The monitoring report will include a
description of project related activities,
counts of marine mammals by species,
sex and age class, a summary of marine
mammal species/count data, and a
summary of observed marine mammal
responses to project-related activities.
A launch monitoring report will be
submitted by SpaceX to the NMFS
Office of Protected Resources and the
NMFS West Coast Region within 60
days after each Falcon 9 First Stage
recovery action. This report will contain
information on the date(s) and time(s) of
the Falcon 9 First Stage recovery action,
the design of the monitoring program;
and results of the monitoring program,
including, but not necessarily limited to
the following:
• Numbers of pinnipeds present on
the monitored haulout prior to the
Falcon 9 First Stage recovery;
• Numbers of pinnipeds that may
have been harassed (based on
observations of pinniped responses and
the pinniped disturbance scale as
shown in Table 4);
• The length of time pinnipeds
remained off the haulout or rookery for
pinnipeds estimated to have entered the
water as a result of Falcon 9 First Stage
recovery noise;
• Any other observed behavioral
modifications by pinnipeds that were
likely the result of Falcon 9 First Stage
recovery activities, including sonic
boom; and
• Results of acoustic monitoring
including comparisons of modeled
sonic booms with actual acoustic
recordings of sonic booms.
In addition, a final monitoring report
will be submitted by SpaceX to the
NMFS Office of Protected Resources. A
draft of the report will be submitted
within 90 days of the expiration of the
IHA, or, within 45 days of the requested
renewal of the IHA (if applicable). A
final version of the report will be
submitted within 30 days following
resolution of comments on the draft
report from NMFS. The report will
summarize the information from the 60-
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60965
day post-activity reports (as described
above), including but not necessarily
limited to the following:
• Date(s) and time(s) of the Falcon 9
First Stage recovery actions;
• Design of the monitoring program;
and
• Results of the monitoring program,
including the information components
contained in the 60-day launch reports,
as well as any documented cumulative
impacts on marine mammals as a result
of the activities, such as long term
reductions in the number of pinnipeds
at haulouts as a result of the activities.
In the unanticipated event that the
specified activity clearly causes the take
of a marine mammal in a manner not
authorized by the IHA, such as a Level
A harassment, or a take of a marine
mammal species other than those
authorized, SpaceX would immediately
cease the specified activities and
immediately report the incident to the
NMFS Office of Protected Resources.
The report would include the following
information:
• Time, date, and location (latitude/
longitude) of the incident;
• Description of the incident;
• Status of all Falcon 9 First Stage
recovery activities in the 48 hours
preceding the incident;
• Description of all marine mammal
observations in the 48 hours preceding
the incident;
• Species identification or
description of the animal(s) involved;
• Fate of the animal(s); and
• Photographs or video footage of the
animal(s) (if equipment is available).
Activities would not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS would work with SpaceX to
determine what is necessary to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. SpaceX would not be able
to resume their activities until notified
by NMFS via letter, email, or telephone.
In the event that SpaceX discovers an
injured or dead marine mammal, and
the lead observer determines the cause
of the injury or death is unknown and
the death is relatively recent (i.e., in less
than a moderate state of decomposition),
SpaceX would immediately report the
incident to mail to: The NMFS Office of
Protected Resources and the NMFS
West Coast Region Stranding
Coordinator. The report would include
the same information identified in the
paragraph above. Authorized activities
would be able to continue while NMFS
reviews the circumstances of the
incident. NMFS would work with
SpaceX to determine whether
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modifications in the activities are
appropriate.
In the event that SpaceX discovers an
injured or dead marine mammal, and
the lead MMO determines the injury or
death is not associated with or related
to the activities authorized in the IHA
(e.g., previously wounded animal,
carcass with moderate to advanced
decomposition, or scavenger damage),
SpaceX would report the incident to the
NMFS Office of Protected Resources and
NMFS West Coast Region Stranding
Coordinator, within 24 hours of the
discovery. SpaceX would provide
photographs or video footage (if
available) or other documentation of the
stranded animal sighting to NMFS and
the Marine Mammal Stranding Network.
This will be the second IHA issued to
SpaceX for the specified activity.
SpaceX did not perform any Falcon 9
boost-back and landing activities that
resulted in return flights to VAFB nor
that generated sonic booms that
impacted the NCI during the period of
validity for the prior IHA issued for the
same activity. SpaceX did perform
boost-back and landing activities at a
contingency landing location located
offshore during the period of validity for
the prior IHA, however the contingency
landing location was located so far
offshore that there were no impacts
predicted to marine mammals by sonic
boom modeling, thus marine mammal
monitoring was not required.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
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preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, the discussion of
our analyses applies to all the species
listed in Table 1, given that the
anticipated effects of this activity on
these different marine mammal species
are expected to be similar. Activities
associated with Falcon 9 First Stage
recovery, as outlined previously, have
the potential to disturb or displace
marine mammals. Specifically, the
specified activities may result in take, in
the form of Level B harassment
(behavioral disturbance) only, from
airborne sounds of sonic booms.
Potential takes could occur if marine
mammals are hauled out in areas where
a sonic boom above 1.0 psf occurs,
which is considered likely given the
modeled sonic booms of the planned
activities and the occurrence of
pinnipeds in the project area. Based on
the best available information, including
monitoring reports from similar
activities that have been authorized by
NMFS, behavioral responses will likely
be limited to reactions such as alerting
to the noise, with some animals possibly
moving toward or entering the water,
depending on the species and the
intensity of the sonic boom. Repeated
exposures of individuals to levels of
sound that may cause Level B
harassment are unlikely to result in
hearing impairment or to significantly
disrupt foraging behavior. Thus, even
repeated Level B harassment of some
small subset of an overall stock is
unlikely to result in any significant
realized decrease in fitness to those
individuals, and thus would not result
in any adverse impact to the stock as a
whole. Level B harassment would be
reduced to the level of least practicable
impact through use of mitigation
measures described above.
If a marine mammal responds to a
stimulus by changing its behavior (e.g.,
through relatively minor changes in
locomotion direction/speed), the
response may or may not constitute
taking at the individual level, and is
unlikely to affect the stock or the
species as a whole. However, if a sound
source displaces marine mammals from
an important feeding or breeding area
for a prolonged period, impacts on
animals or on the stock or species could
potentially be significant (e.g., Lusseau
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and Bejder, 2007; Weilgart, 2007).
Flushing of pinnipeds into the water has
the potential to result in mother-pup
separation, or could result in a
stampede, either of which could
potentially result in serious injury or
mortality and thereby could potentially
impact the stock or species. However,
based on the best available information,
including reports from over 20 years of
launch monitoring at VAFB and the
NCI, no serious injury or mortality of
marine mammals is anticipated as a
result of the planned activities.
Even in the instances of pinnipeds
being behaviorally disturbed by sonic
booms from rocket launches at VAFB,
no evidence has been presented of
abnormal behavior, injuries or
mortalities, or pup abandonment as a
result of sonic booms (SAIC 2013).
These findings came as a result of more
than two decades of surveys at VAFB
and the NCI (MMCG and SAIC, 2012).
Post-launch monitoring generally
reveals a return to normal behavioral
patterns within minutes up to an hour
or two of each launch, regardless of
species. For instance, a total of eight
Delta II and Taurus space vehicle
launches occurred from north VAFB,
near the Spur Road and Purisima Point
haulout sites, from February, 2009
through February, 2014. Of these eight
launches, three occurred during the
harbor seal pupping season. The
continued use by harbor seals of the
Spur Road and Purisima Point haulout
sites indicates that it is unlikely that
these rocket launches (and associated
sonic booms) resulted in long-term
disturbances of pinnipeds using the
haulout sites. San Miguel Island
represents the most important pinniped
rookery in the lower 48 states, and as
such extensive research has been
conducted there for decades. From this
research, as well as stock assessment
reports, it is clear that VAFB operations
(including associated sonic booms) have
not had any significant impacts on San
Miguel Island rookeries and haulouts
(SAIC 2012).
In summary, this negligible impact
analysis is founded on the following
factors:
• No injury, serious injury, or
mortality are anticipated or authorized;
• The anticipated incidences of Level
B harassment are expected to consist of,
at worst, temporary modifications in
behavior (i.e., short distance movements
and occasional flushing into the water
with return to haulouts within at most
two days), which are not expected to
adversely affect the fitness of any
individuals;
• The activities are expected to result
in no long-term changes in the use by
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pinnipeds of rookeries and haulouts in
the project area, based on over 20 years
of monitoring data; and
• The presumed efficacy of planned
mitigation measures in reducing the
effects of the specified activity to the
level of least practicable impact.
In combination, we believe that these
factors, as well as the available body of
evidence from other similar activities,
demonstrate that the potential effects of
the specified activity will be short-term
on individual animals. The specified
activity is not expected to impact rates
of recruitment or survival and will
therefore not result in population-level
impacts. Based on the analysis
contained herein of the likely effects of
the specified activity on marine
mammals and their habitat, and taking
into consideration the implementation
of the monitoring and mitigation
measures, NMFS finds that the total
marine mammal take from the planned
activity will have a negligible impact on
the affected marine mammal species or
stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Section 101(a)(5)(D) of the MMPA
for specified activities other than
military readiness activities. The MMPA
does not define small numbers and so,
in practice, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The numbers of authorized takes
would be considered small relative to
the relevant stocks or populations (less
than 22 percent for all species and
stocks). It is important to note that the
number of expected takes does not
necessarily represent of the number of
individual animals expected to be taken.
Our small numbers analysis accounts
for this fact. Multiple exposures to Level
B harassment can accrue to the same
individual animals over the course of an
activity that occurs multiple times in
the same area (such as SpaceX’s
planned activity). This is especially
likely in the case of species that have
limited ranges and that have site fidelity
to a location within the project area, as
is the case with harbor seals.
As described above, harbor seals are
non-migratory, rarely traveling more
than 50 km from their haulout sites.
Thus, while the estimated abundance of
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the California stock of Pacific harbor
seals is 30,968 (Carretta et al., 2017), a
substantially smaller number of
individual harbor seals is expected to
occur within the project area. We expect
that, because of harbor seals’
documented site fidelity to haulout
locations at VAFB and the NCI, and
because of their limited ranges, the same
individuals are likely to be taken
repeatedly over the course of the
specified activities (maximum of twelve
Falcon 9 First Stage recovery actions).
Therefore, the number of instances of
Level B harassment among harbor seals
over the course of the authorization (i.e.,
the total number of takes shown in
Table 6) is expected to accrue to a much
smaller number of individuals
encompassing a small portion of the
overall regional stock. The maximum
number of individual of harbor seals
expected to be taken by Level B
harassment, per Falcon 9 First Stage
recovery action, is 1,384. As we believe
the same individuals are likely to be
taken repeatedly over the course of the
specified activities, we use the estimate
of 1,384 individual animals taken per
Falcon 9 First Stage recovery activity for
the purposes of estimating the
percentage of the stock abundance likely
to be taken over the course of the entire
activity.
Based on the analysis contained
herein of the planned activity (including
the mitigation and monitoring
measures) and the anticipated take of
marine mammals, NMFS finds that
small numbers of marine mammals will
be taken relative to the population size
of the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action with respect to
potential impacts on the human
environment.
This action is consistent with
categories of activities identified in CE
B4 of the Companion Manual for NAO
216–6A, which do not individually or
cumulatively have the potential for
PO 00000
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60967
significant impacts on the quality of the
human environment and for which we
have not identified any extraordinary
circumstances that would preclude this
categorical exclusion. Accordingly,
NMFS has determined that the issuance
of the IHA qualifies to be categorically
excluded from further NEPA review.
Endangered Species Act
There is one marine mammal species
(Guadalupe fur seal) listed under the
ESA with confirmed occurrence in the
area expected to be impacted by the
planned activities. The NMFS West
Coast Region has determined that NMFS
OPR’s issuance of the IHA to SpaceX for
the take of marine mammals incidental
to Falcon 9 First Stage recovery
activities is not likely to adversely affect
the Guadalupe fur seal. Therefore,
formal ESA section 7 consultation on
this IHA is not required.
Authorization
NMFS has issued an IHA to SpaceX
for the potential harassment of small
numbers of six marine mammal species
incidental to Falcon 9 First Stage
recovery activities in California and at
contingency landing locations offshore,
provided the previously mentioned
mitigation, monitoring and reporting
requirements are incorporated.
Dated: December 20, 2017.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2017–27761 Filed 12–22–17; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XF909
Marine Mammals; File No. 21386
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; receipt of application.
AGENCY:
Notice is hereby given that
North Slope Borough Department of
Wildlife Management (Responsible
Party: Taqulik Hepa), P.O. Box 69,
Barrow, AK 99723, has applied in due
form for a permit to collect, receive,
import, and export marine mammal
parts for scientific research.
DATES: Written, telefaxed, or email
comments must be received on or before
January 25, 2018.
ADDRESSES: The application and related
documents are available for review by
SUMMARY:
E:\FR\FM\26DEN1.SGM
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Agencies
[Federal Register Volume 82, Number 246 (Tuesday, December 26, 2017)]
[Notices]
[Pages 60954-60967]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-27761]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XF507
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Boost-Back and Landing of Falcon 9
Rockets
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an incidental harassment authorization (IHA) to
Space Exploration Technology Corporation (SpaceX) to incidentally
harass, by Level B harassment only, marine mammals during boost-back
and landing of Falcon 9 rockets at Vandenberg Air Force Base in
California, and at contingency landing locations in the Pacific Ocean.
DATES: This Authorization is valid from December 1, 2017, through
November 30, 2018.
FOR FURTHER INFORMATION CONTACT: Jordan Carduner, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: www.nmfs.noaa.gov/pr/permits/incidental/research.htm. In case of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
An authorization for incidental takings shall be granted if NMFS
finds that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact
[[Page 60955]]
on the availability of the species or stock(s) for subsistence uses
(where relevant), and if the permissible methods of taking and
requirements pertaining to the mitigation, monitoring and reporting of
such takings are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.
The MMPA states that the term ``take'' means to harass, hunt,
capture, kill or attempt to harass, hunt, capture, or kill any marine
mammal.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as: Any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild (Level A harassment); or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
Summary of Request
NMFS received a request from SpaceX for an IHA to take marine
mammals incidental to Falcon 9 First Stage recovery activities,
including in-air boost-back maneuvers and landings of the First Stage
of the Falcon 9 rocket at Vandenberg Air Force Base (VAFB) in
California, and at contingency landing locations offshore. SpaceX's
request was for harassment only and NMFS concurs that mortality is not
expected to result from this activity. Therefore, an IHA is
appropriate.
SpaceX's application for incidental take authorization was received
on July 11, 2017. SpaceX submitted a revised version of the request on
October 13, 2017. This revised version of the application was deemed
adequate and complete. The planned activity may exceed one year, hence
subsequent MMPA incidental harassment authorizations may be requested
for this particular activity.
The planned activities include in-air boost-back maneuvers and
landings of the First Stage of the Falcon 9 rocket. The action may
occur as many as 12 times and may occur at any time of year. Species
that are expected to be taken by the planned activity include harbor
seal, California sea lion, Steller sea lion, northern elephant seal,
northern fur seal, and Guadalupe fur seal. SpaceX's activities are
expected to produce noise, in the form of sonic booms, that are
expected to result in harassment of marine mammals that are hauled out
of the water. Take by Level B harassment only is expected; no injury or
mortality of marine mammals is expected to result from the activities.
This is the second IHA issued by NMFS for this activity. SpaceX
applied for, and was granted, an IHA in 2016 that was valid from June
30, 2016 through June 29, 2017 (81 FR 34984; June 30, 2016). SpaceX
complied with all the requirements (e.g., mitigation, monitoring, and
reporting) of the previous IHA.
Description of Activity
The Falcon 9 is a two-stage rocket designed and manufactured by
SpaceX for transport of satellites and SpaceX's Dragon spacecraft into
orbit. SpaceX currently operates the Falcon Launch Vehicle Program at
Space Launch Complex 4E (SLC-4E) at VAFB. SpaceX plans to conduct
recovery of the Falcon 9 First Stage by returning the First Stage to
SLC-4 West (SLC-4W) at VAFB for potential reuse, up to twelve times per
year. This includes performing in-air boost-back maneuvers and landings
of the Falcon 9 First Stage on the pad at SLC-4W. The reuse of the
Falcon 9 First Stage enables SpaceX to efficiently conduct lower cost
launch missions from VAFB in support of commercial and government
clients.
Although SLC-4W is the preferred landing location, SpaceX has
identified the need for contingency landing locations should it not be
feasible to land the First Stage at SLC-4W. The first contingency
landing option is on a barge located at least 27 nautical miles (nm)
(50 kilometers (km)) offshore of VAFB. The second contingency landing
option is on a barge within the Iridium Landing Area, an area
approximately 33,153 square kilometers (km\2\) area that is located
approximately 122 nm (225 km) southwest of San Nicolas Island and 133
nm (245 km) southwest of San Clemente Island (see Figure 1-3 in the IHA
application).
During descent, a sonic boom (overpressure of high-energy impulsive
sound) would be generated when the First Stage reaches a rate of travel
that exceeds the speed of sound. Sonic booms would occur in proximity
to the landing areas and may be heard during or briefly after the
boost-back and landing, depending on the location of the observer.
Sound from the sonic boom has the potential to result in harassment of
marine mammals, either on the mainland at or near VAFB, or at the
Northern Channel Islands (NCI). Based on model results, a boost-back
and landing of the Falcon 9 First Stage at SLC-4W would produce sonic
booms with overpressures that would potentially be as high as 8.5
pounds per square foot (psf) at VAFB and potentially as high as 3.1 psf
at the NCI. Sonic boom modeling indicates that landings that occur at
either of the proposed contingency landing locations offshore would
result in sonic booms below 1.0 psf. Take of marine mammals that are
hauled out of the water are expected to occur only when those hauled
out marine mammals experience sonic booms greater than 1.0 psf (this is
discussed in greater detail below in the section on Estimated Take).
Therefore, take of marine mammals may occur as a result of landings
that occur at VAFB; however, take of marine mammals is not expected to
occur as a result of landings that occur at either of the proposed
contingency landing locations offshore. Sounds resulting from SpaceX's
activities other than sonic booms, as well as other aspects of SpaceX's
activities such as unsuccessful landings, are not expected to result in
take of marine mammals and are not discussed further in this document.
The activities authorized in this IHA are limited to Falcon 9 First
Stage boost-back maneuvers and landings. Incidental take of marine
mammals resulting from Falcon 9 rocket launches from VAFB is already
authorized via regulations (79 FR 10016; February 24, 2014) and a
Letter of Authorization (LOA) (79 FR 18528; April 2, 2014). As such,
NMFS does not authorize take of marine mammals incidental to launches
of the Falcon 9 rocket in this IHA; incidental take resulting from
Falcon 9 rocket launches is therefore not analyzed further in this
document.
A detailed description of the planned activities is provided in the
Federal Register notice of the proposed IHA (82 FR 49332; October 25,
2017). Since that time, no changes have been made to the planned
activities. Therefore, a more detailed description is not provided
here. Please refer to that Federal Register notice for a more detailed
description of the specific activities. Mitigation, monitoring, and
reporting measures are described in detail later in this document
(please see ``Mitigation'' and ``Monitoring and Reporting'').
Comments and Responses
NMFS published a notice of proposed IHA in the Federal Register on
October 25, 2017 (82 FR 49332). During the 30-day public comment
period, NMFS received a comment letter from the Marine Mammal
Commission (Commission). NMFS has posted the comments online at: http:/
/
[[Page 60956]]
www.nmfs.noaa.gov/pr/permits/incidental. The following is a summary of
the public comments received and NMFS's responses.
Comment 1: The Commission recommended that NMFS include Falcon 9
recovery activities as a proposed amendment to the United States Air
Force's (USAF) final rule (79 FR 10016; February 24, 2014) rather than
authorizing those activities in separate IHAs until the rule expires in
2019, and that NMFS ultimately include Falcon 9 recovery activities in
the future proposed rule that will cover all other rocket activities
conducted by USAF at VAFB beginning in 2019. The Commission also
recommended that NMFS issue the IHA, subject to inclusion of the
proposed mitigation, monitoring, and reporting measures, which are
included as proposed in the final IHA.
Response: NMFS agrees that streamlining in the MMPA incidental take
authorization process is desirable when possible and we will work with
the USAF to determine whether it is practicable to incorporate Falcon 9
recovery activities in any future regulations governing the take of
marine mammals incidental to rocket launch activities that occur at
VAFB.
Description of Marine Mammals in the Area of Specified Activities
Section 4 of the IHA application summarizes available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. We have
reviewed SpaceX's species descriptions, including life history
information, distribution, regional distribution, and acoustics and
hearing, for accuracy and completeness, and we refer the reader to
Section 4 of the IHA application, rather than reprinting the
information here. A detailed description of the species likely to be
affected by the specified activities, including brief introductions to
the species and relevant stocks as well as available information
regarding population trends and threats, and information regarding
local occurrence, were provided in the Federal Register notice of the
proposed IHA (82 FR 49332; October 25, 2017). Since that time, we are
not aware of any changes in the status of these species and stocks;
therefore, detailed descriptions are not provided here. Please refer to
that Federal Register notice for these descriptions. Please also refer
to NMFS' website (www.nmfs.noaa.gov/pr/species/mammals/) for
generalized species accounts.
Table 1 lists all marine mammal species with expected occurrence in
the project area (including at VAFB, on the NCI, and in the waters
surrounding VAFB, the NCI and the contingency landing location) that
are expected to be affected by the specified activities, and summarizes
information related to the populations, including regulatory status
under the MMPA and Endangered Species Act (ESA). There are an
additional 28 species of marine mammals (all cetaceans) with expected
or possible occurrence in the project area. However, we have determined
that sonic booms are the only potential stressor associated with the
activity that could result in take of marine mammals, and that sonic
booms only have the potential to result in harassment of marine mammals
that are hauled out of the water. Therefore, we have concluded that the
likelihood of the planned activities resulting in the harassment of any
cetacean to be so low as to be discountable. As we have concluded that
the likelihood of any cetacean being taken incidentally as a result of
SpaceX's activities to be so low as to be discountable, cetaceans are
not considered further in this document and no take of cetaceans is
authorized in the IHA. Please see Table 3-1 in SpaceX's IHA application
for a complete list of species with expected or potential occurrence in
the project area.
All values presented in Table 1 are the most recent available at
the time of publication and are available in NMFS's stock assessment
reports (SAR) (e.g., Carretta et al., 2017; Muto et al., 2017). Please
see the SARs, available at www.nmfs.noaa.gov/pr/sars, for more detailed
accounts of these stocks' status and abundance. Abundance estimates
presented in Table 1 represent the total number of individuals that
make up a given stock or the total number estimated within a particular
study area. NMFS's stock abundance estimates for most species represent
the total estimate of individuals within the geographic area, if known,
that comprises that stock. For some species, this geographic area may
extend beyond U.S. waters. PBR, defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population, is considered in
concert with known sources of ongoing anthropogenic mortality to assess
the population-level effects of the anticipated mortality from a
specific project (as described in NMFS's SARs). While no mortality is
anticipated or authorized in this IHA, PBR and annual serious injury
and mortality are included here as gross indicators of the status of
the species and other threats. For taxonomy, we follow Committee on
Taxonomy (2017). For status of species, we provide information
regarding U.S. regulatory status under the MMPA and ESA.
Table 1--Marine Mammal Species Potentially Present in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stock abundance Relative occurrence
ESA/MMPA status; (CV, Nmin, most Annual M/SI in project area;
Species Stock Strategic (Y/N) \1\ recent abundance PBR \3\ \4\ season of
survey) \2\ occurrence
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and sea lions)
--------------------------------------------------------------------------------------------------------------------------------------------------------
California sea lion (Zalophus U.S................. -; N 296,750 (n/a; 9,200 389 Abundant; year-
californianus). 153,337; 2011). round.
Northern fur seal (Callorhinus California.......... -; N 14,050 (n/a; 7,524; 451 1.8 Abundant; year-
ursinus). 2013). round; peak
occurrence during
summer.
Guadalupe fur seal (Arctocephalus n/a................. T/D; Y 20,000 (n/a; 542 3.2 Rare; slightly more
philippii townsendi). 15,830; 2010). common in summer.
[[Page 60957]]
Steller sea lion (Eumetopias Eastern U.S......... -; N 71,562 (n/a; 2,498 108 Rare; year-round.
jubatus). 41,638; 2015).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor seal (Phoca vitulina California.......... -; N 30,968 (n/a; 1,641 43 Abundant; year-
richardii). 27,348; 2012). round.
Northern elephant seal (Mirounga California breeding. -; N 179,000 (n/a; 4,882 8.8 Abundant; year-
angustirostris). 81,368; 2010). round; peak
occurrence during
winter.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable.
\3\ Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be removed from a
marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual mortality/serious injury (M/SI) often cannot be determined precisely and is in some cases presented as a
minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
Marine Mammal Hearing--Hearing is the most important sensory
modality for marine mammals underwater, and exposure to anthropogenic
sound can have deleterious effects. To appropriately assess the
potential effects of exposure to sound, it is necessary to understand
the frequency ranges marine mammals are able to hear. Current data
indicate that not all marine mammal species have equal hearing
capabilities (e.g., Richardson et al., 1995; Wartzok and Ketten, 1999;
Au and Hastings, 2008). To reflect this, Southall et al. (2007)
recommended that marine mammals be divided into functional hearing
groups based on directly measured or estimated hearing ranges on the
basis of available behavioral response data, audiograms derived using
auditory evoked potential techniques, anatomical modeling, and other
data. Subsequently, NMFS (2016) described generalized hearing ranges
for these marine mammal hearing groups. Generalized hearing ranges were
chosen based on the approximately 65 decibels (dB) threshold from the
normalized composite audiograms. The relevant functional groups and the
associated frequencies are indicated below (note that these frequency
ranges correspond to the range for the composite group, with the entire
range not necessarily reflecting the capabilities of every species
within that group):
Pinnipeds in water; Phocidae (true seals): generalized
hearing is estimated to occur between approximately 50 hertz (Hz) to 86
kilohertz (kHz), with best hearing between 1-50 kHz;
Pinnipeds in water; Otariidae (eared seals): generalized
hearing is estimated to occur between 60 Hz and 39 kHz, with best
hearing between 2-48 kHz.
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
Table 2--Relevant Marine Mammal Functional Hearing Groups and Their
Generalized Hearing Ranges
------------------------------------------------------------------------
Hearing group Generalized hearing range*
------------------------------------------------------------------------
Phocid pinnipeds (PW) (underwater) (true 50 Hz to 86 kHz.
seals).
Otariid pinnipeds (OW) (underwater) (sea 60 Hz to 39 kHz.
lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for PW pinniped
(approximation).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2016) for a review of available information.
Of the six marine mammal species that may be affected by the planned
activities, four are classified as otariids and two are classified as
phocids.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The effects of noise from SpaceX's activities have the potential to
result in behavioral harassment of marine mammals in the vicinity of
the action area. The Federal Register notice of proposed IHA (82 FR
49332; October 25, 2017) included a discussion of the effects of
anthropogenic noise on marine mammals and their habitat, therefore that
information is not repeated here; please refer to that Federal Register
notice for that information. No instances of injury, serious injury or
mortality are expected as a result of SpaceX's activities.
Estimated Take by Incidental Harassment
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of whether the number of takes is ``small'' and the negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as: any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine
[[Page 60958]]
mammal or marine mammal stock in the wild (Level A harassment); or (ii)
has the potential to disturb a marine mammal or marine mammal stock in
the wild by causing disruption of behavioral patterns, including, but
not limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
All authorized takes are by Level B harassment only, in the form of
disruption of behavioral patterns for individual marine mammals
resulting from exposure to sounds associated with the planned
activities. Based on the nature of the activity, Level A harassment,
serious injury, and mortality are neither anticipated nor authorized in
this IHA.
Described in the most basic way, we estimate take by considering:
(1) Acoustic thresholds above which NMFS believes the best available
science indicates marine mammals will be behaviorally harassed; (2) the
area that will be ensonified above these levels in a day; (3) the
density or occurrence of marine mammals within these ensonified areas;
and (4) and number of days of activities. Below, we describe these
components in more detail and present the take estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of sound above which
exposed marine mammals would be reasonably expected to be behaviorally
harassed (equated to Level B harassment) or to incur PTS of some degree
(equated to Level A harassment). As described above, Level A harassment
is not expected to occur as a result of the planned activities and we
do not authorize take by Level A harassment, thus criteria and
thresholds for Level A harassment are not discussed further. Thresholds
have been developed identifying the received level of in-air sound
above which exposed pinnipeds would likely be behaviorally harassed. In
this case, we are concerned only with in-air sound as the planned
activities are not expected to result in harassment of marine mammals
that are underwater. Thus, only in-air thresholds are discussed
further.
Level B Harassment for Non-Explosive Sources
Though significantly driven by received level, the onset of
behavioral disturbance from anthropogenic noise exposure is also
informed to varying degrees by other factors related to the source
(e.g., frequency, predictability, duty cycle), the environment, and the
receiving animals (hearing, motivation, experience, demography,
behavioral context) and can be difficult to predict (Southall et al.,
2007, Ellison et al., 2011). Based on what the available science
indicates and the practical need to use a threshold based on a factor
that is both predictable and measurable for most activities, NMFS
typically uses a generalized acoustic threshold based on received level
to estimate the onset of behavioral harassment. For in-air sounds, NMFS
expects that harbor seals exposed to sound above received levels of 90
dB re 20 micro Pascals ([mu]Pa) (root mean squared (rms)) will be
behaviorally harassed, and all other species of pinnipeds exposed to
sound above received levels of 100 dB re 20 [mu]Pa (rms) will be
behaviorally harassed (Table 3).
Table 3--Recommended Criteria for Pinniped Harassment From Exposure to
Airborne Sound
------------------------------------------------------------------------
Species Level B harassment threshold
------------------------------------------------------------------------
Harbor seals......................... 90 dB re 20 [mu]Pa.
All other pinniped species........... 100 dB re 20 [mu]Pa.
------------------------------------------------------------------------
Typically, NMFS relies on the acoustic criteria shown in Table 3 to
estimate take as a result of exposure to airborne sound from a given
activity. However, in this case we have the benefit of more than 20
years of observational data on pinniped responses to the stimuli
associated with the planned activity that we expect to result in
harassment (sonic booms) in the particular geographic area of the
planned activity (VAFB and the NCI). Therefore, we consider these data
to be the best available information in regard to estimating take based
on modeled exposures among pinnipeds to sounds associated with the
planned activities. These data suggest that pinniped reactions to sonic
booms are dependent on the species and the intensity of the sonic boom
(Table 4).
The USAF has monitored pinniped responses to rocket launches from
VAFB for over 20 years. Though rocket launches are not part of the
planned activities (as described above), the acoustic stimuli
associated with launches (e.g., sonic booms) is expected to be
substantially similar to those expected to occur with Falcon 9 boost-
backs and landings; therefore, we rely on observational data on
responses of pinnipeds to sonic booms associated with rocket launches
from VAFB in making assumptions about expected pinniped responses to
sonic booms associated with Falcon 9 boost-backs and landings.
Observed reactions of pinnipeds at the NCI and at VAFB to sonic
booms have ranged from no response to heads-up alerts, from startle
responses to some movements on land, and from some movements into the
water to occasional stampedes (especially involving California sea
lions on the NCI). We therefore assume sonic booms generated during the
return flight of the Falcon 9 First Stage may elicit an alerting or
other short-term behavioral reaction, including flushing into the water
if hauled out.
Data from launch monitoring by the USAF has shown that pinniped
reactions to sonic booms are correlated with the level of the sonic
boom. Low energy sonic booms (<1.0 psf have resulted in little to no
behavioral responses, including head raising and briefly alerting but
returning to normal behavior shortly after the stimulus (Table 4). More
powerful sonic booms have resulted in pinnipeds flushing from haulouts.
No pinniped mortalities have been associated with sonic booms. No
sustained decreases in numbers of animals observed at haulouts have
been observed after the stimulus. Table 4 presents a summary of
monitoring efforts at the NCI from 1999 to 2014. These data show that
reactions to sonic booms tend to be insignificant below 1.0 psf and
that, even above 1.0 psf, only a portion of the animals present have
reacted to the sonic boom. Time-lapse video photography during four
launch events revealed that harbor seals that reacted to the rocket
launch noise but did not leave the haul-out were all adults.
Data from previous monitoring also suggests that for those
pinnipeds that flush from haulouts in response to sonic booms, the
amount of time it takes for those animals to begin returning to the
haulout site, and for numbers of animals to return to pre-launch
levels, is correlated with sonic boom sound levels. Pinnipeds may begin
to return to the haulout site within 2-55 minutes of the launch
disturbance, and the haulout site usually returned to pre-launch levels
within 45-120 minutes.
Monitoring data has consistently shown that reactions among
pinnipeds vary between species, with harbor seals and California sea
lions tending to be more sensitive to disturbance than northern
elephant seals and northern fur seals (Table 4). Because Steller sea
lions and Guadalupe fur seals occur in the project area relatively
infrequently, no data has been recorded on their reactions to sonic
booms. At VAFB, harbor seals generally alert to nearby
[[Page 60959]]
launch noises, with some or all of the animals going into the water.
Usually the animals haul out again from within minutes to two hours or
so of the launch, provided rising tides or breakers have not submerged
the haul-out sites. Post-launch surveys often indicate as many or more
animals hauled out than were present at the time of the launch, unless
rising tides, breakers or other disturbances are involved (SAIC 2012).
When launches occurred during high tides at VAFB, no impacts have been
recorded because virtually all haulout sites were submerged.
At the Channel Islands, California sea lions have been observed to
react strongly to sonic booms relative to other species present.
California sea lion pups have sometimes reacted more than adults,
either because they are more easily frightened or because their hearing
is more acute. Harbor seals also generally appear to be more sensitive
to sonic booms than most other pinnipeds, often startling and fleeing
into the water. Northern fur seals generally show little or no
reaction. Northern elephant seals generally exhibit no reaction at all,
except perhaps a heads-up response or some stirring, especially if sea
lions in the same area or mingled with the elephant seals react
strongly to the boom. Post-launch monitoring generally reveals a return
to normal patterns within minutes up to an hour or two of each launch,
regardless of species (SAIC 2012).
Table 4 summarizes monitoring efforts at San Miguel Island during
which acoustic measurements were successfully recorded and during which
pinnipeds were observed. During more recent launches, night vision
equipment was used. The table shows only monitoring data for launches
during which sonic booms were heard and recorded. The table shows that
little or no reaction from the four species usually occurs when
overpressures are below 1.0 psf. In general, as described above,
elephant seals do not react unless other animals around them react
strongly or if the sonic boom is extremely loud, and northern fur seals
seem to react similarly. Not enough data exist to draw conclusions
about harbor seals at the NCI, but considering their reactions to
launch noise at VAFB, it is likely that they are also sensitive to
sonic booms (SAIC 2012).
Table 4--Observed Pinniped Responses to Sonic Booms at San Miguel Island
----------------------------------------------------------------------------------------------------------------
Sonic boom Species and associated
Launch event level (psf) Monitoring location reactions
----------------------------------------------------------------------------------------------------------------
Athena II (April 27, 1999)............ 1.0 Adams Cove............... California sea lion--866
alerted; 232 (27%) flushed
into water.
Northern elephant seal--
alerted but did not flush.
Northern fur seal--alerted
but did not flush.
Athena II (September 24, 1999)........ 0.95 Point Bennett............ California sea lion--12 of
600 (2%) flushed into water.
Northern elephant seal--
alerted but did not flush.
Northern fur seal--alerted
but did not flush.
Delta II 20 (November 20, 2000)....... 0.4 Point Bennett............ California sea lion--60 pups
flushed into water; no
reaction from focal group.
Northern elephant seal--no
reaction.
Atlas II (September 8, 2001).......... 0.75 Cardwell Point........... California sea lion (Group
1)--no reaction (1,200
animals).
California sea lion (Group
2)--no reaction (247
animals).
Northern elephant seal--no
reaction.
Harbor seal--2 of 4 flushed
into water.
Delta II (February 11, 2002).......... 0.64 Point Bennett............ California sea lion and
northern fur seal--no
reaction among 485 animals
in 3 groups.
Northern elephant seal--no
reaction among 424 animals
in 2 groups.
Atlas II (December 2, 2003)........... 0.88 Point Bennett............ California sea lion--
approximately 40% alerted;
several flushed to water
(number unknown--night
launch).
Northern elephant seal--no
reaction.
Delta II (July 15, 2004).............. 1.34 Adams Cove............... California sea lion--10%
alerted (number unknown--
night launch).
Atlas V (March 13, 2008).............. 1.24 Cardwell Point........... Northern elephant seal--no
reaction (109 pups).
Delta II (May 5, 2009)................ 0.76 West of Judith Rock...... California sea lion--no
reaction (784 animals).
Atlas V (April 14, 2011).............. 1.01 Cuyler Harbor............ Northern elephant seal--no
reaction (445 animals).
Atlas V (September 13, 2012).......... 2.10 Cardwell Point........... California sea lion--no
reaction (460 animals).
Northern elephant seal--no
reaction (68 animals).
Harbor seal--20 of 36 (56%)
flushed into water.
Atlas V (April 3, 2014)............... 0.74 Cardwell Point........... Harbor seal--1 of ~25 flushed
into water; no reaction from
others.
Atlas V (December 12, 2014)........... 1.16 Point Bennett............ Calif. sea lion--5 of ~225
alerted; none flushed.
----------------------------------------------------------------------------------------------------------------
As described above, data from launch monitoring by the USAF on the
NCI and at VAFB have shown that pinniped reactions to sonic booms are
correlated to the level of the sonic boom. Low energy sonic booms (<1.0
psf) have typically resulted in little to no behavioral responses,
including head raising and briefly alerting but returning to normal
behavior shortly after the stimulus. More powerful sonic booms have
flushed animals from haulouts (but not resulted in any mortality or
sustained decreased in numbers after the stimulus). Monitoring data
from the NCI and VAFB from 1999 to 2014 show that reactions to sonic
booms tend to be insignificant below 1.0 psf and that, even above 1.0
psf, only a portion of the animals present react to the sonic boom
(Table 4). Therefore, for the purposes of estimating the extent of take
that is likely to occur as a result of the planned activities, we
assume that Level B harassment occurs when a pinniped (on land) is
exposed to a sonic boom at or above 1.0 psf. Therefore, the number of
expected takes by Level B harassment is based on estimates of the
numbers of animals that would be within the areas exposed to sonic
booms at levels at or above 1.0 psf.
Ensonified Area
As described above, modeling was performed to estimate overpressure
levels that would be created during sonic booms that occur during the
return flight of the Falcon 9 First Stage.
[[Page 60960]]
The predicted acoustic footprint of the sonic boom was computed using
the computer program PCBoom (Plotkin and Grandi 2002; Page et al.
2010). As described above, the highest sound generated by a sonic boom
would generally be focused on the area where the Falcon 9 ultimately
lands. Based on model results, a boost-back and landing of the Falcon 9
First Stage at SLC-4W would produce a sonic boom with overpressures as
high as 8.5 psf at SLC-4W, which would attenuate to levels below 1.0
psf at approximately 15.90 mi. (25.59 km) from the landing area (Figure
2-2 in the IHA application). This estimate is based, in part, on actual
observations from Falcon 9 boost-back and landing activities at Cape
Canaveral, Florida. A boost-back and landing of the Falcon 9 First
Stage at SLC-4W would produce a sonic boom with overpressures up to 3.1
psf on the NCI, based on model results.
During a contingency barge landing event, sonic boom overpressure
would be directed at the ocean surface while the first-stage booster is
supersonic. Model results indicate that sonic booms would not exceed
1.0 psf on any part of the NCI during a boost-back and landing of the
Falcon 9 First Stage at the contingency landing location at least 27 nm
(50 km) offshore (Figure 2-6 and Figure 2-7 in the IHA application).
Additionally, First Stage boost-backs and landings within the Iridium
Landing Area would not likely produce measurable overpressures at any
land surface (Figure 2-8 and Figure 2-9 in the IHA application).
Therefore, take of marine mammals is not expected to occur as a result
of boost-back and landing activities at the contingency landing
location at least 27 nm (50 km) offshore, nor within the Iridium
Landing Area. Estimated takes are therefore based on the possibility of
boost-back and landing activities occurring at SLC-4W.
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations. Data collected from marine mammal surveys, including
monthly marine mammal surveys conducted by the USAF at VAFB as well as
data collected by NMFS, represent the best available information on the
occurrence of the six pinniped species expected to occur in the project
area. The quality and amount of information available on pinnipeds in
the project area varies depending on species; some species are surveyed
regularly at VAFB and the NCI (e.g., California sea lion), while other
species are surveyed less frequently (e.g., northern fur seals and
Guadalupe fur seals). However, the best available data was used to
estimate take numbers. Take estimates for all species are shown in
Table 6.
Harbor Seal--Pacific harbor seals are the most common marine mammal
inhabiting VAFB, congregating on several rocky haulout sites along the
VAFB coastline. They also haul out, breed, and pup in isolated beaches
and coves throughout the coasts of the NCI. Harbor seals may be exposed
to sonic booms above 1.0 psf on the mainland and the NCI. Take of
harbor seals at VAFB was estimated based on the maximum count totals
from monthly surveys of VAFB haulout sites from 2013-2016 (ManTech SRS
Technologies, Inc., 2014, 2015, 2016; VAFB, unpubl. data). Take of
harbor seals at the NCI and at Point Conception was estimated based on
the maximum count totals from aerial survey data collected from 2002 to
2012 by the NMFS Southwest Fisheries Science Center (SWFSC) (Lowry et
al., 2017).
California sea lion-- California sea lions are common offshore of
VAFB and haul out on rocks and beaches along the coastline of VAFB,
though pupping rarely occurs on the VAFB coastline. They haul out in
large numbers on the NCI and rookeries exist on San Miguel and Santa
Cruz islands. California sea lions may be exposed to sonic booms above
1.0 psf on the mainland and the NCI. Take of California sea lions at
VAFB was estimated based on the maximum count totals from monthly
surveys of VAFB haulout sites from 2013-2016 (ManTech SRS Technologies,
Inc., 2014, 2015, 2016; VAFB, unpubl. data). Take of California sea
lions at the NCI was estimated based on the maximum count totals from
aerial survey data collected from 2002 to 2012 by the SWFSC (Lowry et
al., 2017). We note that in the Federal Register notice of the proposed
IHA (82 FR 49332; October 25, 2017) we estimated takes of California
sea lions on Santa Cruz Island (811 takes of California sea lions were
estimated per boost-back and landing activity). However, since the
notice of the proposed IHA was published, we have reviewed the sonic
boom models presented in the IHA application and determined that a
sonic boom of 1.0 psf or above is not expected to impact Santa Cruz
Island, and, therefore, no takes of marine mammals on Santa Cruz Island
are expected to occur as a result of the specified activities.
Therefore we do not authorize any takes of California sea lions on
Santa Cruz Island in this IHA.
Steller Sea Lion--Steller sea lions occur in small numbers at VAFB
and on San Miguel Island. They have not been observed on the Channel
Islands other than at San Miguel Island and they do not currently have
rookeries at VAFB or the NCI. Steller sea lions may be exposed to sonic
booms above 1.0 psf on the mainland and the NCI. Take of Steller sea
lions at VAFB was estimated based on the largest count totals from
monthly surveys of VAFB haulout sites from 2013-2016 (ManTech SRS
Technologies, Inc., 2014, 2015, 2016; VAFB, unpubl. data). Steller sea
lions haul out in very small numbers on the NCI, and comprehensive
survey data for Steller sea lions in the NCI is not available. Take of
Steller sea lions at the NCI was estimated based on subject matter
expert input suggesting that as many as four Steller sea lions have
been observed on San Miguel Island at a time (pers. comm., S. Melin,
NMFS Marine Mammal Laboratory (MML), to J. Carduner, NMFS, Feb 11,
2016).
Northern elephant seal--Northern elephant seals haul out
sporadically on rocks and beaches along the coastline of VAFB and at
Point Conception and have rookeries on San Miguel Island and Santa Rosa
Island and at one location at VAFB. Northern elephant seals may be
exposed to sonic booms above 1.0 psf on the mainland and the NCI. Take
of northern elephant seals at VAFB was estimated based on the largest
count totals from monthly surveys of VAFB haulout sites from 2013-2016
(ManTech SRS Technologies, Inc., 2014, 2015, 2016; VAFB, unpubl. data).
Take of northern elephant seals at the NCI and at Point Conception was
estimated based on the maximum count totals from aerial survey data
collected from 2002 to 2012 by the NMFS SWFSC (Lowry et al., 2017).
Northern fur seal--Northern fur seals have rookeries on San Miguel
Island, the only island in the NCI on which they have been observed. No
haulouts or rookeries exist for northern fur seals on the mainland
coast, including VAFB, thus they may be exposed to sonic booms above
1.0 psf at the NCI but not on the mainland. Comprehensive survey data
for northern fur seals in the project area is not available. Estimated
take of northern fur seals was based on subject matter expert input
which suggested a maximum of approximately 6,000-8,000 northern fur
seals may be present on San Miguel Island at the height of breeding/
pupping season (early July). After the height of the breeding/pupping
season, numbers fluctuate but decrease as females go on foraging trips
and males begin to migrate in late July/August. Numbers continue to
decrease
[[Page 60961]]
until November when most of the population is absent from the island
until the following breeding/pupping period (starting the following
June) (pers. comm., T. Orr, NMFS NMML, to J. Carduner, NMFS OPR,
February 27, 2016). It was therefore conservatively estimated that
numbers peak at 8,000 animals hauled out at any given time in July and
decrease to a minimum of 2,000 animals hauled out at any given time in
the winter, then increase again until the following July. This results
in an average estimate of 5,000 northern fur seals hauled out at San
Miguel Island at any given time over the course of the entire year.
Guadalupe fur seal--There are estimated to be approximately 20-25
individual Guadalupe fur seals that have fidelity to San Miguel Island
(pers. comm. S. Mellin, NMFS NMML, to J. Carduner, NMFS OPR, February
11, 2016). No haulouts or rookeries exist for Guadalupe fur seals on
the mainland coast, including VAFB, thus they may be exposed to sonic
booms above 1.0 psf at the NCI but not on the mainland. Comprehensive
survey data on Guadalupe fur seals in the project area is not readily
available. Estimated take of Guadalupe fur seals was based on the
maximum number of Guadalupe fur seals observed at any one time on San
Miguel Island (13) (pers. comm., J. LaBonte, ManTech SRS Technologies
Inc., to J. Carduner, NMFS, Feb. 29, 2016); it was therefore
conservatively assumed that 13 Guadalupe fur seals may be hauled out at
San Miguel Island at any given time.
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate.
NMFS currently uses a three-tiered scale to determine whether the
response of a pinniped on land to acoustic or visual stimuli is
considered an alert, a movement, or a flush. NMFS considers the
behaviors that meet the definitions of both movements and flushes to
qualify as behavioral harassment. Thus a pinniped on land is considered
by NMFS to have been behaviorally harassed if it moves greater than two
times its body length, or if the animal is already moving and changes
direction and/or speed, or if the animal flushes from land into the
water. Animals that become alert without such movements are not
considered harassed. See Table 5 for a summary of the pinniped
disturbance scale.
Table 5--Levels of Pinniped Behavioral Disturbance on Land
----------------------------------------------------------------------------------------------------------------
Classified as behavioral
Level Type of response Definition harassment by NMFS
----------------------------------------------------------------------------------------------------------------
1................................. Alert................ Head orientation or brief No.
movement in response to
disturbance, which may
include turning head
towards the disturbance,
craning head and neck
while holding the body
rigid in a u-shaped
position, changing from
a lying to a sitting
position, or brief
movement of less than
twice the animal's body
length.
2................................. Movement............. Movements in response to Yes.
the source of
disturbance, ranging
from short withdrawals
at least twice the
animal's body length to
longer retreats over the
beach, or if already
moving a change of
direction of greater
than 90 degrees.
3................................. Flush................ All retreats (flushes) to Yes.
the water.
----------------------------------------------------------------------------------------------------------------
As described above, the likelihood of pinnipeds exhibiting
responses to sonic booms that would be considered behavioral harassment
(based on the levels of pinniped disturbance as shown in Table 5) is
dependent on both the species and on the intensity of the sonic boom.
Data from rocket launch monitoring by the USAF at VAFB and the NCI show
that pinniped reactions to sonic booms are correlated to the level of
the sonic boom, with low energy sonic booms (<1.0 psf) typically
resulting in little to no behavioral responses, and higher energy sonic
booms resulting in responses ranging from no response to heads-up
alerts, startle responses, some movements on land, and some movements
into the water (flushing). Based on model results, a boost-back and
landing of the Falcon 9 First Stage at SLC-4W would produce a sonic
boom with greater intensity at VAFB (overpressures potentially as high
as 8.5 psf) than at the NCI (overpressures potentially as high as 3.1
psf). Responses of pinnipeds to sonic booms are also highly dependent
on species, with harbor seals, California sea lions and Steller sea
lions generally displaying greater sensitivity to sonic booms than
northern elephant seals and northern fur seals (Table 4). We are not
aware of any data on Guadalupe fur seal responses to sonic booms, but
we assume responses by Guadalupe fur seal responses to be similar to
those observed in northern fur seals as the two species are
physiologically and behaviorally very similar.
Take estimates were calculated by overlaying the modeled acoustic
footprints of sonic booms from boost-back and landing events at SLC-4W
with known pinniped haulouts on the mainland (including those at VAFB)
and the NCI to determine the pinniped haulouts that would potentially
be affected by sonic booms with overpressures of 1.0 psf and above.
Only haulouts along northeastern San Miguel Island and northern and
northwestern Santa Rosa Island would be expected to experience
overpressures greater than 1.0 psf during a boost-back and landing at
SLC-4W (Figures 2-3, 2-4, 2-5 and 2-6 in the IHA application). Take
estimates also account for the likely intensity of the sonic boom as
well as the relative sensitivity of the marine mammal species present,
based on monitoring data as described above.
A boost-back and landing of the Falcon 9 First Stage at SLC-4W that
results in a sonic boom of 1.0 psf and above at VAFB was conservatively
estimated to result in behavioral harassment of 100 percent of all
species hauled out at or near VAFB and Point Conception (Table 6). A
boost-back and landing of the Falcon 9 First Stage at SLC-4W that
results in a sonic boom of 1.0 psf and above at the NCI was estimated
to result in the behavioral harassment of 100 percent of California sea
lions, harbor seals, and Steller sea lions that are hauled out at the
NCI and of five percent of northern elephant seals, northern fur seals,
and Guadalupe fur seals that are hauled out at the NCI. The five
percent adjustment in the take estimates for these species at the NCI
is also considered conservative, as launch monitoring data shows that
elephant seals and fur seals sometimes alert to sonic booms but have
never been observed flushing to the water or
[[Page 60962]]
responding in a manner that would be classified as behavioral
harassment even when sonic booms were measured at >1.0 psf (see Table 4
for a summary of launch monitoring data).
The take calculations presented in Table 6 are based on the best
available information on marine mammal populations in the project
location and responses among marine mammals to the stimuli associated
with the planned activities.
Table 6--Estimated Numbers of Marine Mammals, and Percentage of Marine Mammal Populations, Potentially Taken as
a Result of the Planned Activities
----------------------------------------------------------------------------------------------------------------
Estimated Estimated
number of combined Total number Takes by level
level B number of of takes by B harassment
Species Geographic harassment level B level B authorized as
location exposures per harassment harassment a percentage
event, by exposures per authorized \1\ of population
location event
----------------------------------------------------------------------------------------------------------------
Pacific Harbor Seal \2\....... VAFB............ 366 1,384 16,608 4.4
Pt. Conception.. 516
San Miguel 310
Island.
Santa Rosa 192
Island.
Santa Cruz 0
Island.
California Sea Lion........... VAFB............ 416 3,750 45,000 15.2
Pt. Conception.. N/A
San Miguel 2,134
Island.
Santa Rosa 1,200
Island.
Santa Cruz 0
Island.
Northern Elephant Seal........ VAFB............ 190 227 2,724 1.5
Pt. Conception.. 11
San Miguel 18
Island \3\.
Santa Rosa 8
Island \3\.
Santa Cruz 0
Island.
Steller Sea Lion.............. VAFB............ 16 20 240 0.3
Pt. Conception.. N/A
San Miguel 4
Island.
Santa Rosa N/A
Island.
Santa Cruz N/A
Island.
Northern Fur Seal............. VAFB............ N/A 250 3,000 21.4
Pt. Conception.. N/A
San Miguel 250
Island \ 3\.
Santa Rosa N/A
Island.
Santa Cruz N/A
Island.
Guadalupe Fur Seal............ VAFB............ N/A 1 12 0.1
Pt. Conception.. N/A
San Miguel 1
Island \3\.
Santa Rosa N/A
Island.
Santa Cruz N/A
Island.
----------------------------------------------------------------------------------------------------------------
\1\ Based on twelve boost-back and landing events. Total number of takes authorized represents incidences of
harassment and not necessarily individuals.
\2\ As the same individual harbor seals are likely to be taken repeatedly over the course of the specified
activities, we use the estimate of 1,384 individual animals taken per Falcon 9 First Stage recovery activity
for the purposes of estimating the percentage of stock abundance likely to be taken over the course of the
entire activity.
\3\ Number shown reflects five percent of total number of predicted potential exposures, i.e. five percent of
animals exposed to sonic booms above 1.0 psf at these locations are assumed to experience Level B harassment.
Take estimates are believed to be conservative based on the
assumption that all twelve Falcon 9 First Stage recovery activities
would result in landings at SLC-4W, with no landings occurring at
contingency landing locations. However, some or all actual landing
events may ultimately occur at the contingency landing locations; as
described above, landings at the contingency landing locations would be
expected to result in no takes of marine mammals. However, the number
of landings at each location is not known in advance, therefore, we
assume all landings would occur at SLC-4W. In addition, as described
above, it is conservatively assumed that 100 percent of any species of
pinniped hauled out on the mainland (VAFB and Point Conception), and
100 percent of harbor seals, California sea lions and Steller sea lions
hauled out at the NCI, would be harassed (Level B harassment only) by a
Falcon 9 boost-back and landing event at SLC-4W that results in a sonic
boom of >1.0 psf. However, it is possible that less than this
percentage of hauled out pinnipeds will be behaviorally harassed by a
Falcon 9 boost-back and landing at SLC-4W. While there may be some
limited behavioral harassment of pinnipeds that occurs at psf levels
<1.0, we account for that in the overall conservativeness of the total
take number, as described above.
As described above, in the Federal Register notice of the proposed
IHA (82 FR 49332; October 25, 2017) we estimated 811 takes of
California sea lions would occur at Santa Cruz Island per boost-back
and landing activity; however, since the notice of the proposed IHA was
published, we have reviewed the sonic boom models presented in the IHA
application and determined that a sonic boom of 1.0 psf or above is not
expected to impact Santa Cruz Island, and therefore no takes of marine
mammals on Santa Cruz Island are expected to occur as a result of the
specified activities. Therefore, we do
[[Page 60963]]
not authorize any takes of California sea lions on Santa Cruz Island in
this IHA. We authorize a total of 45,000 takes of California sea lions
in this IHA (a total of 54,732 takes of California sea lions was
proposed in the proposed IHA). We also note that in the Federal
Register notice of the proposed IHA (82 FR 49332; October 25, 2017) we
proposed to authorize a total of 1,384 takes of harbor seals. This was
an error, as the number 1,384 represents the estimated number of takes
of harbor seals per boost-back and landing activity. We intended to
propose to authorize a total of 16,608 takes of harbor seals, which
represents the number of estimated takes per boost-back and landing
activity (1,384) times the number of activities (12). We therefore
authorize a total of 16,608 takes of harbor seals in this IHA. These
revisions in the take estimates have not changed any of our
determinations.
Given the many uncertainties in predicting the quantity and types
of impacts of sound on marine mammals, it is common practice to
estimate how many animals are likely to be present within a particular
distance of a given activity, or exposed to a particular level of
sound. In practice, depending on the amount of information available to
characterize daily and seasonal movement and distribution of affected
marine mammals, it can be difficult to distinguish between the number
of individuals harassed and the instances of harassment and, when
duration of the activity is considered, it can result in a take
estimate that overestimates the number of individuals harassed. For
instance, an individual animal may accrue a number of incidences of
harassment over the duration of a project, as opposed to each incident
of harassment accruing to a new individual. This is especially likely
if individual animals display some degree of residency or site fidelity
and the impetus to use the site is stronger than the deterrence
presented by the harassing activity.
Take estimates shown in Table 6 are considered reasonable estimates
of the number of instances of marine mammal exposures to sound
resulting in Level B harassment that are likely to occur as a result of
the planned activities, and not necessarily the number of individual
animals exposed.
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable impact on species or stocks and their
habitat, as well as subsistence uses where applicable, we carefully
balance two primary factors: (1) The manner in which, and the degree to
which, the successful implementation of the measure(s) is expected to
reduce impacts to marine mammals, marine mammal species or stocks, and
their habitat--which considers the nature of the potential adverse
impact being mitigated (likelihood, scope, range), as well as the
likelihood that the measure will be effective if implemented; and the
likelihood of effective implementation, and; (2) the practicability of
the measures for applicant implementation, which may consider such
things as cost, impact on operations, and, in the case of a military
readiness activity, personnel safety, practicality of implementation,
and impact on the effectiveness of the military readiness activity.
Any mitigation measure(s) prescribed by NMFS should be able to
accomplish, have a reasonable likelihood of accomplishing (based on
current science), or contribute to the accomplishment of one or more of
the general goals listed below.
1. Avoidance or minimization of injury or death of marine mammals
wherever possible (goals 2, 3, and 4 may contribute to this goal).
2. A reduction in the numbers of marine mammals (total number or
number at biologically important time or location) exposed to
activities expected to result in the take of marine mammals (this goal
may contribute to 1, above, or to reducing harassment takes only).
3. A reduction in the number of times (total number or number at
biologically important time or location) individuals would be exposed
to activities expected to result in the take of marine mammals (this
goal may contribute to 1, above, or to reducing harassment takes only).
4. A reduction in the intensity of exposures (either total number
or number at biologically important time or location) to activities
expected to result in the take of marine mammals (this goal may
contribute to 1, above, or to reducing the severity of harassment takes
only).
5. Avoidance or minimization of adverse effects to marine mammal
habitat, paying special attention to the food base, activities that
block or limit passage to or from biologically important areas,
permanent destruction of habitat, or temporary destruction/disturbance
of habitat during a biologically important time.
6. For monitoring directly related to mitigation--an increase in
the probability of detecting marine mammals, thus allowing for more
effective implementation of the mitigation.
Mitigation for Marine Mammals and Their Habitat
SpaceX's IHA application contains descriptions of the mitigation
measures proposed to be implemented during the specified activities in
order to effect the least practicable adverse impact on the affected
marine mammal species and stocks and their habitats.
It should be noted that it would not be feasible to stop or divert
an inbound Falcon 9 First Stage booster. Once the boost-back and
landing sequence is underway, there would be no way for SpaceX to
change the trajectory of the Falcon 9 First Stage to avoid potential
impacts to marine mammals. The proposed mitigation measures include the
following:
Unless constrained by other factors including human safety
or national security concerns, launches would be scheduled to avoid
boost-backs and landings during the harbor seal pupping season of March
through June, when practicable.
Based on our evaluation of SpaceX's proposed mitigation measures,
NMFS has determined that the mitigation measures provide the means
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, requirements pertaining to
the monitoring and reporting of such taking. The MMPA implementing
regulations at
[[Page 60964]]
50 CFR 216.104 (a)(13) indicate that requests for authorizations must
include the suggested means of accomplishing the necessary monitoring
and reporting that will result in increased knowledge of the species
and of the level of taking or impacts on populations of marine mammals
that are expected to be present in the action area. Effective reporting
is critical both to compliance as well as ensuring that the most value
is obtained from the required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Monitoring
SpaceX submitted a monitoring plan as part of their IHA
application. SpaceX's proposed marine mammal monitoring plan was
created with input from NMFS and was based on similar plans that have
been successfully implemented by other action proponents under previous
authorizations for similar projects, specifically the USAF's monitoring
of rocket launches from VAFB.
Marine Mammal Monitoring
SpaceX will determine a monitoring location for each boost-back and
landing activity, taking into consideration predictions of the areas
likely to receive the greatest sonic boom intensity as well as current
haulout locations and the distribution of pinniped species and their
behavior. The selection of the monitoring location will also be based
on what species (if any) have pups at haulouts and which of those
species would be expected to be the most reactive to sonic booms.
SpaceX prioritizes the selection of rookery locations if they are
expected to be impacted by a sonic boom and prioritizes the most
reactive species if there are multiple species that are expected to be
hauled out in the modeled sonic boom impact area. For instance, if
harbor seals were pupping, SpaceX will prioritize selection of a harbor
seal rookery for monitoring because they tend to be the most reactive
species to sonic booms. There is also thought given to the geography
and wind exposure of the specific beaches that are predicted to be
impacted, to avoid inadvertently selecting a portion of a beach that
tends to be abandoned by pinnipeds every afternoon as a result high
winds. As VAFB is an active military base, the selection of appropriate
monitoring locations must also take into account security restrictions
and human safety as unexploded ordnance is present in some areas
Marine mammal monitoring protocols will vary based on modeled sonic
boom intensity, the location and the season. As described above, sonic
boom modeling will be performed prior to all boost-back and landing
activities. Although the same rockets will be used, other parameters
specific to each launch will be incorporated into each model. These
include direction and trajectory, weight, length, engine thrust, engine
plume drag, position versus time from initiating boost-back to
additional engine burns, among other aspects. Various weather scenarios
will be analyzed from NOAA weather records for the region, then run
through the model. Among other factors, these will include the presence
or absence of the jet stream, and if present, its direction, altitude
and velocity. The type, altitude, and density of clouds will also be
considered. From these data, the models will predict peak amplitudes
and impact locations.
As described above, impacts to pinnipeds on the NCI, including
pups, have been shown through more than two decades of monitoring
reports to be minimal and temporary (MMCG and SAIC 2012). Therefore
monitoring requirements at the NCI will be dependent on modeled sonic
boom intensity and will be based on the harbor seal pupping season,
such that monitoring requirements are greater when pups are expected to
be present. When pups are present at haulouts, a lower threshold is
reasonable in that a sonic boom could theoretically pose a greater risk
of abandonment of pups in the event that mothers flush to the water (we
note, however, that pup abandonment has never been documented as a
result of sonic booms at the NCI). As pups grow older and are more
maneuverable, the risk of pup abandonment diminishes. Thus, at the
height of the pupping season (between March 1 and June 30) monitoring
is required if sonic boom model results indicate a peak overpressure of
1.0 psf or greater is likely to impact one of the NCI. Between July 1
and September 30 monitoring is required if sonic boom model results
indicate a peak overpressure of 1.5 psf or greater is likely to impact
one of the NCI. Between October 1 and February 28, monitoring is
required if sonic boom model results indicate a peak overpressure of
2.0 psf or greater is likely to impact one of the NCI.
Marine mammal monitoring procedures will consist of the following:
To conduct monitoring of Falcon 9 First Stage boost-back
and landing activities, SpaceX will designate qualified (must be able
to identify pinnipeds to species, age class, and sex when possible),
on-site observers that will be approved in advance by NMFS;
If sonic boom model results indicate a peak overpressure
of 1.0 psf or greater is likely to impact VAFB, then acoustic and
biological monitoring at VAFB will be implemented;
If sonic boom model results indicate a peak overpressure
of 1.0 psf or greater is likely to impact one of the NCI between March
1 and June 30; a peak overpressure of greater than 1.5 psf is likely to
impact one of the NCI between July 1 and September 30, or a peak
overpressure of greater than 2.0 psf is likely to impact one of the NCI
between October 1 and February 28, then monitoring of haulout sites on
the NCI will be implemented. Monitoring will be conducted at the
haulout site closest to the area predicted to experience the greatest
sonic boom intensity, at both VAFB and the NCI. If multiple haulouts
are located within the area expected to experience the greatest sonic
boom intensity, selection of monitoring locations will be based on
species (i.e., species known to be more
[[Page 60965]]
reactive to sonic booms will be prioritized) and pup presence (i.e.,
haulouts with pups will be prioritized);
Monitoring will commence at least 72 hours prior to the
boost-back and continue until at least 48 hours after the event;
Monitors will conduct hourly counts for six hours per day
centered around the scheduled launch time to the extent possible.
Monitors will be at the monitoring location continuously for six hours
per day and will record pinniped counts every hour during this period;
If the activity occurs during daylight hours then the six
hourly counts will be centered around the scheduled launch time (such
that there are observations for 2-3 hours before and after the event).
If the activity occurs during nighttime then hourly counts will
commence at daybreak and proceed until six hours after daybreak (counts
taken during nighttime are not accurate). Monitors would observe
pinniped reactions with night vision binoculars for nighttime events;
Monitoring will include multiple surveys each day that
record the species; number of animals; general behavior; presence of
pups; age class; gender; and reaction to noise associated with Falcon 9
First Stage recovery activities, sonic booms or other natural or human
caused disturbances, in addition to recording environmental conditions
such as tide, wind speed, air temperature, and swell;
If the boost-back and landing is scheduled during daylight
hours, time lapse photography or video recording will be used to
document the behavior of marine mammals during Falcon 9 First Stage
recovery activities;
For Falcon 9 First Stage recovery activities scheduled
during harbor seal pupping season (March through June), follow-up
surveys will be conducted within two weeks of the boost-back and
landing;
Newly documented northern elephant seal pupping locations
at VAFB will be prioritized for monitoring when landings occur at SLC-
4W during northern elephant seal pupping season (January through
February) when practicable.
Acoustic Monitoring
Acoustic measurements of the sonic boom created during boost-back
at the monitoring location will be recorded to determine the
overpressure level. Typically this will entail use of a digital audio
tape (DAT) recorder and a high quality microphone to monitor the sound
environment and measure the sonic boom. This system will be specially
tailored for recording the low frequency sound associated with rocket
launches and sonic booms. The DAT system will record the launch noise
and sonic boom digitally to tape, which will allow for detailed
post[hyphen]analysis of the frequency content, and the calculation of
other acoustic metrics, and will record the ambient noise and sonic
boom. The DAT recorder will be placed near the marine mammal monitoring
site when practicable.
Reporting
SpaceX will report data collected during marine mammal monitoring
and acoustic monitoring as described above. The monitoring report will
include a description of project related activities, counts of marine
mammals by species, sex and age class, a summary of marine mammal
species/count data, and a summary of observed marine mammal responses
to project-related activities.
A launch monitoring report will be submitted by SpaceX to the NMFS
Office of Protected Resources and the NMFS West Coast Region within 60
days after each Falcon 9 First Stage recovery action. This report will
contain information on the date(s) and time(s) of the Falcon 9 First
Stage recovery action, the design of the monitoring program; and
results of the monitoring program, including, but not necessarily
limited to the following:
Numbers of pinnipeds present on the monitored haulout
prior to the Falcon 9 First Stage recovery;
Numbers of pinnipeds that may have been harassed (based on
observations of pinniped responses and the pinniped disturbance scale
as shown in Table 4);
The length of time pinnipeds remained off the haulout or
rookery for pinnipeds estimated to have entered the water as a result
of Falcon 9 First Stage recovery noise;
Any other observed behavioral modifications by pinnipeds
that were likely the result of Falcon 9 First Stage recovery
activities, including sonic boom; and
Results of acoustic monitoring including comparisons of
modeled sonic booms with actual acoustic recordings of sonic booms.
In addition, a final monitoring report will be submitted by SpaceX
to the NMFS Office of Protected Resources. A draft of the report will
be submitted within 90 days of the expiration of the IHA, or, within 45
days of the requested renewal of the IHA (if applicable). A final
version of the report will be submitted within 30 days following
resolution of comments on the draft report from NMFS. The report will
summarize the information from the 60-day post-activity reports (as
described above), including but not necessarily limited to the
following:
Date(s) and time(s) of the Falcon 9 First Stage recovery
actions;
Design of the monitoring program; and
Results of the monitoring program, including the
information components contained in the 60-day launch reports, as well
as any documented cumulative impacts on marine mammals as a result of
the activities, such as long term reductions in the number of pinnipeds
at haulouts as a result of the activities.
In the unanticipated event that the specified activity clearly
causes the take of a marine mammal in a manner not authorized by the
IHA, such as a Level A harassment, or a take of a marine mammal species
other than those authorized, SpaceX would immediately cease the
specified activities and immediately report the incident to the NMFS
Office of Protected Resources. The report would include the following
information:
Time, date, and location (latitude/longitude) of the
incident;
Description of the incident;
Status of all Falcon 9 First Stage recovery activities in
the 48 hours preceding the incident;
Description of all marine mammal observations in the 48
hours preceding the incident;
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Activities would not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS would work with SpaceX to
determine what is necessary to minimize the likelihood of further
prohibited take and ensure MMPA compliance. SpaceX would not be able to
resume their activities until notified by NMFS via letter, email, or
telephone.
In the event that SpaceX discovers an injured or dead marine
mammal, and the lead observer determines the cause of the injury or
death is unknown and the death is relatively recent (i.e., in less than
a moderate state of decomposition), SpaceX would immediately report the
incident to mail to: The NMFS Office of Protected Resources and the
NMFS West Coast Region Stranding Coordinator. The report would include
the same information identified in the paragraph above. Authorized
activities would be able to continue while NMFS reviews the
circumstances of the incident. NMFS would work with SpaceX to determine
whether
[[Page 60966]]
modifications in the activities are appropriate.
In the event that SpaceX discovers an injured or dead marine
mammal, and the lead MMO determines the injury or death is not
associated with or related to the activities authorized in the IHA
(e.g., previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), SpaceX would report the incident
to the NMFS Office of Protected Resources and NMFS West Coast Region
Stranding Coordinator, within 24 hours of the discovery. SpaceX would
provide photographs or video footage (if available) or other
documentation of the stranded animal sighting to NMFS and the Marine
Mammal Stranding Network.
This will be the second IHA issued to SpaceX for the specified
activity. SpaceX did not perform any Falcon 9 boost-back and landing
activities that resulted in return flights to VAFB nor that generated
sonic booms that impacted the NCI during the period of validity for the
prior IHA issued for the same activity. SpaceX did perform boost-back
and landing activities at a contingency landing location located
offshore during the period of validity for the prior IHA, however the
contingency landing location was located so far offshore that there
were no impacts predicted to marine mammals by sonic boom modeling,
thus marine mammal monitoring was not required.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, the discussion of our analyses applies to all
the species listed in Table 1, given that the anticipated effects of
this activity on these different marine mammal species are expected to
be similar. Activities associated with Falcon 9 First Stage recovery,
as outlined previously, have the potential to disturb or displace
marine mammals. Specifically, the specified activities may result in
take, in the form of Level B harassment (behavioral disturbance) only,
from airborne sounds of sonic booms. Potential takes could occur if
marine mammals are hauled out in areas where a sonic boom above 1.0 psf
occurs, which is considered likely given the modeled sonic booms of the
planned activities and the occurrence of pinnipeds in the project area.
Based on the best available information, including monitoring reports
from similar activities that have been authorized by NMFS, behavioral
responses will likely be limited to reactions such as alerting to the
noise, with some animals possibly moving toward or entering the water,
depending on the species and the intensity of the sonic boom. Repeated
exposures of individuals to levels of sound that may cause Level B
harassment are unlikely to result in hearing impairment or to
significantly disrupt foraging behavior. Thus, even repeated Level B
harassment of some small subset of an overall stock is unlikely to
result in any significant realized decrease in fitness to those
individuals, and thus would not result in any adverse impact to the
stock as a whole. Level B harassment would be reduced to the level of
least practicable impact through use of mitigation measures described
above.
If a marine mammal responds to a stimulus by changing its behavior
(e.g., through relatively minor changes in locomotion direction/speed),
the response may or may not constitute taking at the individual level,
and is unlikely to affect the stock or the species as a whole. However,
if a sound source displaces marine mammals from an important feeding or
breeding area for a prolonged period, impacts on animals or on the
stock or species could potentially be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007). Flushing of pinnipeds into the water has
the potential to result in mother-pup separation, or could result in a
stampede, either of which could potentially result in serious injury or
mortality and thereby could potentially impact the stock or species.
However, based on the best available information, including reports
from over 20 years of launch monitoring at VAFB and the NCI, no serious
injury or mortality of marine mammals is anticipated as a result of the
planned activities.
Even in the instances of pinnipeds being behaviorally disturbed by
sonic booms from rocket launches at VAFB, no evidence has been
presented of abnormal behavior, injuries or mortalities, or pup
abandonment as a result of sonic booms (SAIC 2013). These findings came
as a result of more than two decades of surveys at VAFB and the NCI
(MMCG and SAIC, 2012). Post-launch monitoring generally reveals a
return to normal behavioral patterns within minutes up to an hour or
two of each launch, regardless of species. For instance, a total of
eight Delta II and Taurus space vehicle launches occurred from north
VAFB, near the Spur Road and Purisima Point haulout sites, from
February, 2009 through February, 2014. Of these eight launches, three
occurred during the harbor seal pupping season. The continued use by
harbor seals of the Spur Road and Purisima Point haulout sites
indicates that it is unlikely that these rocket launches (and
associated sonic booms) resulted in long-term disturbances of pinnipeds
using the haulout sites. San Miguel Island represents the most
important pinniped rookery in the lower 48 states, and as such
extensive research has been conducted there for decades. From this
research, as well as stock assessment reports, it is clear that VAFB
operations (including associated sonic booms) have not had any
significant impacts on San Miguel Island rookeries and haulouts (SAIC
2012).
In summary, this negligible impact analysis is founded on the
following factors:
No injury, serious injury, or mortality are anticipated or
authorized;
The anticipated incidences of Level B harassment are
expected to consist of, at worst, temporary modifications in behavior
(i.e., short distance movements and occasional flushing into the water
with return to haulouts within at most two days), which are not
expected to adversely affect the fitness of any individuals;
The activities are expected to result in no long-term
changes in the use by
[[Page 60967]]
pinnipeds of rookeries and haulouts in the project area, based on over
20 years of monitoring data; and
The presumed efficacy of planned mitigation measures in
reducing the effects of the specified activity to the level of least
practicable impact.
In combination, we believe that these factors, as well as the
available body of evidence from other similar activities, demonstrate
that the potential effects of the specified activity will be short-term
on individual animals. The specified activity is not expected to impact
rates of recruitment or survival and will therefore not result in
population-level impacts. Based on the analysis contained herein of the
likely effects of the specified activity on marine mammals and their
habitat, and taking into consideration the implementation of the
monitoring and mitigation measures, NMFS finds that the total marine
mammal take from the planned activity will have a negligible impact on
the affected marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Section 101(a)(5)(D) of the MMPA for specified
activities other than military readiness activities. The MMPA does not
define small numbers and so, in practice, NMFS compares the number of
individuals taken to the most appropriate estimation of abundance of
the relevant species or stock in our determination of whether an
authorization is limited to small numbers of marine mammals.
Additionally, other qualitative factors may be considered in the
analysis, such as the temporal or spatial scale of the activities.
The numbers of authorized takes would be considered small relative
to the relevant stocks or populations (less than 22 percent for all
species and stocks). It is important to note that the number of
expected takes does not necessarily represent of the number of
individual animals expected to be taken. Our small numbers analysis
accounts for this fact. Multiple exposures to Level B harassment can
accrue to the same individual animals over the course of an activity
that occurs multiple times in the same area (such as SpaceX's planned
activity). This is especially likely in the case of species that have
limited ranges and that have site fidelity to a location within the
project area, as is the case with harbor seals.
As described above, harbor seals are non-migratory, rarely
traveling more than 50 km from their haulout sites. Thus, while the
estimated abundance of the California stock of Pacific harbor seals is
30,968 (Carretta et al., 2017), a substantially smaller number of
individual harbor seals is expected to occur within the project area.
We expect that, because of harbor seals' documented site fidelity to
haulout locations at VAFB and the NCI, and because of their limited
ranges, the same individuals are likely to be taken repeatedly over the
course of the specified activities (maximum of twelve Falcon 9 First
Stage recovery actions). Therefore, the number of instances of Level B
harassment among harbor seals over the course of the authorization
(i.e., the total number of takes shown in Table 6) is expected to
accrue to a much smaller number of individuals encompassing a small
portion of the overall regional stock. The maximum number of individual
of harbor seals expected to be taken by Level B harassment, per Falcon
9 First Stage recovery action, is 1,384. As we believe the same
individuals are likely to be taken repeatedly over the course of the
specified activities, we use the estimate of 1,384 individual animals
taken per Falcon 9 First Stage recovery activity for the purposes of
estimating the percentage of the stock abundance likely to be taken
over the course of the entire activity.
Based on the analysis contained herein of the planned activity
(including the mitigation and monitoring measures) and the anticipated
take of marine mammals, NMFS finds that small numbers of marine mammals
will be taken relative to the population size of the affected species
or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action with respect to potential impacts
on the human environment.
This action is consistent with categories of activities identified
in CE B4 of the Companion Manual for NAO 216-6A, which do not
individually or cumulatively have the potential for significant impacts
on the quality of the human environment and for which we have not
identified any extraordinary circumstances that would preclude this
categorical exclusion. Accordingly, NMFS has determined that the
issuance of the IHA qualifies to be categorically excluded from further
NEPA review.
Endangered Species Act
There is one marine mammal species (Guadalupe fur seal) listed
under the ESA with confirmed occurrence in the area expected to be
impacted by the planned activities. The NMFS West Coast Region has
determined that NMFS OPR's issuance of the IHA to SpaceX for the take
of marine mammals incidental to Falcon 9 First Stage recovery
activities is not likely to adversely affect the Guadalupe fur seal.
Therefore, formal ESA section 7 consultation on this IHA is not
required.
Authorization
NMFS has issued an IHA to SpaceX for the potential harassment of
small numbers of six marine mammal species incidental to Falcon 9 First
Stage recovery activities in California and at contingency landing
locations offshore, provided the previously mentioned mitigation,
monitoring and reporting requirements are incorporated.
Dated: December 20, 2017.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2017-27761 Filed 12-22-17; 8:45 am]
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