Keith J. Pierce: Debarment Order, 60611-60612 [2017-27485]
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Federal Register / Vol. 82, No. 244 / Thursday, December 21, 2017 / Notices
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2017–N–1277]
Keith J. Pierce: Debarment Order
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
The U.S. Food and Drug
Administration (FDA or Agency) is
issuing an order under the Federal
Food, Drug, and Cosmetic Act (the
FD&C Act) debarring Dr. Keith J. Pierce
for a period of 5 years from providing
services in any capacity to a person that
has an approved or pending drug
product application. FDA bases this
order on a finding that Dr. Pierce was
convicted of a misdemeanor under
Federal law for conduct relating to the
development or approval, including the
process for development or approval, of
a drug product under the FD&C Act. Dr.
Pierce was given notice of the proposed
debarment and an opportunity to
request a hearing within the timeframe
prescribed by regulation. Dr. Pierce
failed to request a hearing. Dr. Pierce’s
failure to request a hearing constitutes a
waiver of his right to a hearing
concerning this action.
DATES: This order is applicable
December 21, 2017.
ADDRESSES: Submit applications for
special termination of debarment to the
Dockets Management Staff (HFA–305),
Food and Drug Administration, 5630
Fishers Lane, Rm. 1061, Rockville, MD
20852.
FOR FURTHER INFORMATION CONTACT:
Kenny Shade, Division of Enforcement,
Office of Enforcement and Import
Operations, Office of Regulatory Affairs
(ELEM 4144), Food and Drug
Administration, 12420 Parklawn Dr.,
Rockville, MD 20857, 301–796–4640.
SUPPLEMENTARY INFORMATION:
SUMMARY:
daltland on DSKBBV9HB2PROD with NOTICES
I. Background
Section 306(b)(2)(B) of the FD&C Act
(21 U.S.C. 335a(b)(2)(B)) permits
debarment of an individual if FDA finds
that the individual has been convicted
of a misdemeanor under Federal law for
conduct relating to the development or
approval, including the process for
development or approval, of any drug
product under the FD&C Act. On March
3, 2016, the U.S. District Court for the
Eastern District of Michigan entered
judgment against Dr. Pierce for one
count of failure to maintain records
required under section 505(i) of the
FD&C Act (21 U.S.C. 355(i)) and FDA’s
VerDate Sep<11>2014
20:57 Dec 20, 2017
Jkt 244001
regulations at § 312.62(b) (21 CFR
312.62(b)), a Federal misdemeanor
offense under the FD&C Act sections
301(e) and 303(a) (21 U.S.C. 331(e) and
333(a)(1)).
FDA’s finding that the debarment is
appropriate is based on the
misdemeanor conviction referenced
herein. The factual basis for this
conviction was as follows: At the time
the conduct underlying the conviction
occurred, Dr. Pierce was licensed to
practice medicine under the laws of
Michigan. In 2003, Aventis
Pharmaceuticals operated a clinical trial
for KETEK (telithromycin), investigating
its use as a drug to treat acute maxillary
sinusitis (AMS). This clinical trial was
conducted pursuant to an
investigational new drug application
(IND) held by Aventis Pharmaceuticals,
and was therefore subject to FDA’s
oversight and jurisdiction. (see section
505(i) of the FD&C Act and part 312 (21
CFR part 312)). Between approximately
April and July 2003, Dr. Pierce served
as an investigator under the IND by
conducting clinical testing of KETEK on
patients in his medical practice. FDA’s
regulations at part 312 require, among
other things, that clinical investigators
prepare and maintain adequate and
accurate case histories that record all
observations and other data pertinent to
the investigation on each individual
administered the investigational drug or
employed as a control in the
investigation. The failure to establish or
maintain any record required under
section 505(i) of the FD&C Act is a
prohibited act under sections 301(e) and
303(a) of the FD&C Act. Records
required under section 505(i) of the
FD&C Act include records required to be
kept under FDA’s regulations at
§ 312.62. Between approximately April
and July 2003, Dr. Pierce failed to
maintain adequate and accurate case
histories on each individual
administered the investigational drug or
employed as a control in the
investigation, as required by § 312.62. In
particular, Dr. Pierce failed to
adequately and accurately document
information about trial participants’
previous research participation and
relevant medical histories.
As a result of his conviction, on July
17, 2017, FDA sent Dr. Pierce a notice
by certified mail proposing to debar him
for a period of 5 years from providing
services in any capacity to a person that
has an approved or pending drug
product application. The proposal was
based on a finding, under section
306(b)(2)(B) of the FD&C Act, that Dr.
Pierce was convicted of a misdemeanor
under Federal law for conduct relating
to the development or approval,
PO 00000
Frm 00034
Fmt 4703
Sfmt 4703
60611
including the process for development
or approval, of any drug product under
the FD&C Act. FDA determined that Dr.
Pierce’s misdemeanor conviction was
for illegal conduct relating to the
development or approval of KETEK
(telithromycin) for the treatment of AMS
in that he failed to maintain adequate
and accurate case histories for
individuals in his clinical
investigations. FDA finds that Dr.
Pierce’s conduct undermined the
Agency’s ability to rely on clinical data
obtained in the process of developing
new drugs for approval and therefore
related to the development or approval
of a drug product under the FD&C Act.
The proposal also offered Dr. Pierce an
opportunity to request a hearing,
providing him 30 days from the date of
receipt of the letter in which to file the
request, and advised him that failure to
request a hearing constituted a waiver of
the opportunity for a hearing and of any
contentions concerning this action. The
proposal was received on July 24, 2017.
Dr. Pierce failed to respond within the
timeframe prescribed by regulation and
has, therefore, waived his opportunity
for a hearing and any contentions
concerning his debarment (21 CFR part
12).
II. Findings and Order
Therefore, the Director, Office of
Enforcement and Import Operations,
Office of Regulatory Affairs, under
section 306(b)(2)(B) of the FD&C Act,
under authority delegated to him (Staff
Manual Guide 1410.35), finds that Dr.
Keith J. Pierce has been convicted of a
misdemeanor under Federal law for
conduct relating to the development or
approval, including the process for
development or approval, of a drug
product under the FD&C Act.
As a result of the foregoing finding,
Dr. Keith J. Pierce is debarred for 5 years
from providing services in any capacity
to a person with an approved or
pending drug product application under
sections 505, 512, or 802 of the FD&C
Act (21 U.S.C. 355, 360b, or 382), or
under section 351 of the Public Health
Service Act (42 U.S.C. 262), effective
(see DATES) (see sections 201(dd),
306(c)(1)(B), and 306(c)(2)(A)(iii) of the
FD&C Act (21 U.S.C. 321(dd),
335a(c)(1)(B), and 335a(c)(2)(A)(iii)).
Any person with an approved or
pending drug product application who
knowingly employs or retains as a
consultant or contractor, or otherwise
uses the services of Dr. Pierce, in any
capacity during his debarment, will be
subject to civil money penalties (section
307(a)(6) of the FD&C Act (21 U.S.C.
335b(a)(6))). If Dr. Pierce provides
services in any capacity to a person with
E:\FR\FM\21DEN1.SGM
21DEN1
60612
Federal Register / Vol. 82, No. 244 / Thursday, December 21, 2017 / Notices
change to this notice. The matching
program will be conducted for an initial
term of 18 months (approximately
January 13, 2018 through July 13, 2019)
and within 3 months of expiration may
be renewed for up to 12 additional
months if the parties make no change to
the matching program and certify that
the program has been conducted in
compliance with the matching
agreement.
ADDRESSES: Interested parties may
submit written comments on this notice,
by mail or email, to Linda Boyer,
Director, Division of Federal Systems,
Office of Child Support Enforcement,
Administration for Children and
Families, by email at linda.boyer@
acf.hhs.gov, or by mail at Mary E.
Switzer Building, 330 C Street SW, 5th
Floor, Washington, DC 20201.
Comments received will be available for
public inspection at this address from
9:00 a.m. to 5:00 p.m. ET, Monday
Dated: December 14, 2017.
through Friday.
Leslie Kux,
FOR FURTHER INFORMATION CONTACT:
Associate Commissioner for Policy.
General questions about the matching
[FR Doc. 2017–27485 Filed 12–20–17; 8:45 am]
program may be submitted to Linda
BILLING CODE 4164–01–P
Boyer, Director, Division of Federal
Systems, Office of Child Support
Enforcement, Administration for
DEPARTMENT OF HEALTH AND
Children and Families, by email at
HUMAN SERVICES
linda.boyer@acf.hhs.gov, by mail at
Privacy Act of 1974; Matching Program Mary E. Switzer Building, 330 C Street
SW, 5th Floor, Washington, DC 20201,
AGENCY: Administration for Children
or by telephone at 202–401–5410.
and Families, Department of Health and
SUPPLEMENTARY INFORMATION: The
Human Services.
Privacy Act of 1974, as amended (5
ACTION: Notice of a new matching
U.S.C. 552a), provides for certain
program.
protections for individuals applying for
SUMMARY: In accordance with subsection and receiving federal benefits. The law
governs the use of computer matching
(e)(12) of the Privacy Act of 1974, as
amended, the Department of Health and by federal agencies when records in a
system of records (meaning, records
Human Services, Administration for
about individual retrieved by personal
Children and Families, Office of Child
identifier) are matched with other
Support Enforcement (HHS/ACF/
federal or state agency records. The
OCSE), is providing notice of a rePrivacy Act requires agencies involved
established matching program between
in a matching program to:
OCSE and state workforce agencies
1. Enter into a written agreement,
(SWAs) administering the
which must be prepared in accordance
Unemployment Compensation (UC)
with the Privacy Act, approved by the
Program. The matching program will
Data Integrity Board of each
provide SWAs with new hire (i.e.,
participating federal agency, provided to
employment status) and quarterly wage
Congress and the Office of Management
information from OCSE’s National
and Budget (OMB), and made available
Directory of New Hires (NDNH) system
to the public, as required by 5 U.S.C.
of records, for the purpose of assisting
552a(o), (u)(3)(A), and (u)(4).
SWAs in preventing, detecting, and
2. Notify the individuals whose
addressing program violations and
information will be used in the
errors, and for related secondary
matching program that the information
purposes.
they provide is subject to verification
DATES: The deadline for comments on
through matching, as required by 5
this notice is January 22, 2018. The reU.S.C. 552a(o)(1)(D).
3. Verify match findings before
established matching program will
commence not sooner than 30 days after suspending, terminating, reducing, or
making a final denial of an individual’s
publication of this notice, provided no
benefits or payments or taking other
comments are received that warrant a
daltland on DSKBBV9HB2PROD with NOTICES
an approved or pending drug product
application during his period of
debarment he will be subject to civil
money penalties (section 307(a)(7) of the
FD&C Act). In addition, FDA will not
accept or review any abbreviated new
drug applications from Dr. Pierce during
his period of debarment (section
306(c)(1)(B) of the FD&C Act).
Any application by Dr. Pierce for
termination of debarment under section
306(d)(1) of the FD&C Act should be
identified with Docket No. FDA–2017–
N–1277 and sent to the Dockets
Management Staff (see ADDRESSES). All
such submissions are to be filed in four
copies. The public availability of
information in these submissions is
governed by § 10.20.
Publicly available submissions may
be seen in the Dockets Management
Staff (see ADDRESSES) between 9 a.m.
and 4 p.m., Monday through Friday.
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20:57 Dec 20, 2017
Jkt 244001
PO 00000
Frm 00035
Fmt 4703
Sfmt 4703
adverse action against the individual, as
required by 5 U.S.C. 552a(p).
4. Report the matching program to
Congress and the OMB, in advance and
annually, as required by 5 U.S.C.
552a(o) (2)(A)(i), (r), and (u)(3)(D).
5. Publish advance notice of the
matching program in the Federal
Register as required by 5 U.S.C.
552a(e)(12).
This matching program meets these
requirements.
Participating Agencies
Office of Child Support Enforcement
(OCSE) is the source agency, and state
workforce agencies (SWAs)
administering the Unemployment
Compensation (UC) Program are the
recipient agencies.
Authority for Conducting the Matching
Program
42 U.S.C. 653(j)(8).
Purpose(s)
The matching program provides each
SWA with new hire and quarterly wage
information from OCSE’s National
Directory of New Hires (NDNH) system
of records, pertaining to adult UC
applicants and recipients, resulting from
comparing client name and Social
Security number combinations in the
SWA’s files to data in NDNH. The
match results assist the SWAs in
establishing or verifying eligibility for
assistance, reducing payment errors,
and maintaining program integrity,
including determining whether
duplicate participation exists or if the
client resides in another state. The
SWAs may also use the NDNH
information for secondary purposes,
such as updating UC recipients’
reported participation in work activities,
updating recipients’ and their
employers’ contact information, and
administering the SWAs’ tax
compliance function.
Categories of Individuals
The categories of individuals whose
information is involved in the matching
program are adult members of
households who receive or have applied
for UC benefits.
Categories of Records
The categories of records involved in
the matching program are new hire and
quarterly wage information. The specific
data elements that will be provided to
OCSE in a SWA input file are:
• Submitting state code (2-digit FIPS
code)
• Date stamp (input file transmission
date)
E:\FR\FM\21DEN1.SGM
21DEN1
Agencies
[Federal Register Volume 82, Number 244 (Thursday, December 21, 2017)]
[Notices]
[Pages 60611-60612]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-27485]
[[Page 60611]]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA-2017-N-1277]
Keith J. Pierce: Debarment Order
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The U.S. Food and Drug Administration (FDA or Agency) is
issuing an order under the Federal Food, Drug, and Cosmetic Act (the
FD&C Act) debarring Dr. Keith J. Pierce for a period of 5 years from
providing services in any capacity to a person that has an approved or
pending drug product application. FDA bases this order on a finding
that Dr. Pierce was convicted of a misdemeanor under Federal law for
conduct relating to the development or approval, including the process
for development or approval, of a drug product under the FD&C Act. Dr.
Pierce was given notice of the proposed debarment and an opportunity to
request a hearing within the timeframe prescribed by regulation. Dr.
Pierce failed to request a hearing. Dr. Pierce's failure to request a
hearing constitutes a waiver of his right to a hearing concerning this
action.
DATES: This order is applicable December 21, 2017.
ADDRESSES: Submit applications for special termination of debarment to
the Dockets Management Staff (HFA-305), Food and Drug Administration,
5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Kenny Shade, Division of Enforcement,
Office of Enforcement and Import Operations, Office of Regulatory
Affairs (ELEM 4144), Food and Drug Administration, 12420 Parklawn Dr.,
Rockville, MD 20857, 301-796-4640.
SUPPLEMENTARY INFORMATION:
I. Background
Section 306(b)(2)(B) of the FD&C Act (21 U.S.C. 335a(b)(2)(B))
permits debarment of an individual if FDA finds that the individual has
been convicted of a misdemeanor under Federal law for conduct relating
to the development or approval, including the process for development
or approval, of any drug product under the FD&C Act. On March 3, 2016,
the U.S. District Court for the Eastern District of Michigan entered
judgment against Dr. Pierce for one count of failure to maintain
records required under section 505(i) of the FD&C Act (21 U.S.C.
355(i)) and FDA's regulations at Sec. 312.62(b) (21 CFR 312.62(b)), a
Federal misdemeanor offense under the FD&C Act sections 301(e) and
303(a) (21 U.S.C. 331(e) and 333(a)(1)).
FDA's finding that the debarment is appropriate is based on the
misdemeanor conviction referenced herein. The factual basis for this
conviction was as follows: At the time the conduct underlying the
conviction occurred, Dr. Pierce was licensed to practice medicine under
the laws of Michigan. In 2003, Aventis Pharmaceuticals operated a
clinical trial for KETEK (telithromycin), investigating its use as a
drug to treat acute maxillary sinusitis (AMS). This clinical trial was
conducted pursuant to an investigational new drug application (IND)
held by Aventis Pharmaceuticals, and was therefore subject to FDA's
oversight and jurisdiction. (see section 505(i) of the FD&C Act and
part 312 (21 CFR part 312)). Between approximately April and July 2003,
Dr. Pierce served as an investigator under the IND by conducting
clinical testing of KETEK on patients in his medical practice. FDA's
regulations at part 312 require, among other things, that clinical
investigators prepare and maintain adequate and accurate case histories
that record all observations and other data pertinent to the
investigation on each individual administered the investigational drug
or employed as a control in the investigation. The failure to establish
or maintain any record required under section 505(i) of the FD&C Act is
a prohibited act under sections 301(e) and 303(a) of the FD&C Act.
Records required under section 505(i) of the FD&C Act include records
required to be kept under FDA's regulations at Sec. 312.62. Between
approximately April and July 2003, Dr. Pierce failed to maintain
adequate and accurate case histories on each individual administered
the investigational drug or employed as a control in the investigation,
as required by Sec. 312.62. In particular, Dr. Pierce failed to
adequately and accurately document information about trial
participants' previous research participation and relevant medical
histories.
As a result of his conviction, on July 17, 2017, FDA sent Dr.
Pierce a notice by certified mail proposing to debar him for a period
of 5 years from providing services in any capacity to a person that has
an approved or pending drug product application. The proposal was based
on a finding, under section 306(b)(2)(B) of the FD&C Act, that Dr.
Pierce was convicted of a misdemeanor under Federal law for conduct
relating to the development or approval, including the process for
development or approval, of any drug product under the FD&C Act. FDA
determined that Dr. Pierce's misdemeanor conviction was for illegal
conduct relating to the development or approval of KETEK
(telithromycin) for the treatment of AMS in that he failed to maintain
adequate and accurate case histories for individuals in his clinical
investigations. FDA finds that Dr. Pierce's conduct undermined the
Agency's ability to rely on clinical data obtained in the process of
developing new drugs for approval and therefore related to the
development or approval of a drug product under the FD&C Act. The
proposal also offered Dr. Pierce an opportunity to request a hearing,
providing him 30 days from the date of receipt of the letter in which
to file the request, and advised him that failure to request a hearing
constituted a waiver of the opportunity for a hearing and of any
contentions concerning this action. The proposal was received on July
24, 2017. Dr. Pierce failed to respond within the timeframe prescribed
by regulation and has, therefore, waived his opportunity for a hearing
and any contentions concerning his debarment (21 CFR part 12).
II. Findings and Order
Therefore, the Director, Office of Enforcement and Import
Operations, Office of Regulatory Affairs, under section 306(b)(2)(B) of
the FD&C Act, under authority delegated to him (Staff Manual Guide
1410.35), finds that Dr. Keith J. Pierce has been convicted of a
misdemeanor under Federal law for conduct relating to the development
or approval, including the process for development or approval, of a
drug product under the FD&C Act.
As a result of the foregoing finding, Dr. Keith J. Pierce is
debarred for 5 years from providing services in any capacity to a
person with an approved or pending drug product application under
sections 505, 512, or 802 of the FD&C Act (21 U.S.C. 355, 360b, or
382), or under section 351 of the Public Health Service Act (42 U.S.C.
262), effective (see DATES) (see sections 201(dd), 306(c)(1)(B), and
306(c)(2)(A)(iii) of the FD&C Act (21 U.S.C. 321(dd), 335a(c)(1)(B),
and 335a(c)(2)(A)(iii)). Any person with an approved or pending drug
product application who knowingly employs or retains as a consultant or
contractor, or otherwise uses the services of Dr. Pierce, in any
capacity during his debarment, will be subject to civil money penalties
(section 307(a)(6) of the FD&C Act (21 U.S.C. 335b(a)(6))). If Dr.
Pierce provides services in any capacity to a person with
[[Page 60612]]
an approved or pending drug product application during his period of
debarment he will be subject to civil money penalties (section
307(a)(7) of the FD&C Act). In addition, FDA will not accept or review
any abbreviated new drug applications from Dr. Pierce during his period
of debarment (section 306(c)(1)(B) of the FD&C Act).
Any application by Dr. Pierce for termination of debarment under
section 306(d)(1) of the FD&C Act should be identified with Docket No.
FDA-2017-N-1277 and sent to the Dockets Management Staff (see
ADDRESSES). All such submissions are to be filed in four copies. The
public availability of information in these submissions is governed by
Sec. 10.20.
Publicly available submissions may be seen in the Dockets
Management Staff (see ADDRESSES) between 9 a.m. and 4 p.m., Monday
through Friday.
Dated: December 14, 2017.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2017-27485 Filed 12-20-17; 8:45 am]
BILLING CODE 4164-01-P