Regulation Q; Regulatory Capital Rules: Risk-Based Capital Surcharges for Global Systemically Important Bank Holding Companies, 60014-60015 [2017-27161]
Download as PDF
60014
Federal Register / Vol. 82, No. 241 / Monday, December 18, 2017 / Notices
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2017–27158 Filed 12–15–17; 8:45 am]
BILLING CODE 6714–01–P
FEDERAL MARITIME COMMISSION
[Petition No. P4–17]
daltland on DSKBBV9HB2PROD with NOTICES
Petition of SM Line Corporation for an
Exemption; Notice of Filing and
Request for Comments
Notice is hereby given that SM Line
Corporation (‘‘Petitioner’’), has
petitioned the Commission pursuant to
46 CFR 502.92, 502.94, and 530.13(b) for
an exemption from the individual
service contract amendments provision
of 46 CFR 530.10.
Petitioner states that it will soon
merge with another Korean affiliated
corporation, Woobang E&C, and that the
‘‘merger will include about 769 service
contracts.’’ The Petitioner speculates the
merger will occur ‘‘on or about January
12, 2018 . . .’’ Petitioner states that both
itself and Woobang E&C will be ‘‘. . .
jointly and severally liable, so the
current corporation guarantees the
performance of the new corporation,
including its service contracts.’’
Petitioner claims ‘‘[it] would be an
undue burden on [itself] and its shipper
customers to identify those contracts not
assignable by notice and to prepare, sign
and file many individual amendments.’’
Petitioner claims ‘‘there will be no
reduction in competition, and the relief
will promote commerce by permitting
the orderly servicing of these service
contracts.’’
In order for the Commission to make
a thorough evaluation of the exemption
requested in the Petition, pursuant to 46
CFR 502.92, 502.94, and 530.13(b),
interested parties are requested to
submit views or arguments in reply to
the Petition no later than January 2,
2018. Replies shall be sent to the
Secretary by email to Secretary@fmc.gov
or by mail to Federal Maritime
Commission, 800 North Capitol Street
NW, Washington, DC 20573–0001, and
replies shall be served on Petitioners’
counsels, Robert B. Yoshitomi, NIXON
PEABODY LLP, 799 Ninth Street NW,
Ste. 500, Washington, DC 20001,
ryoshitomi@nixonpeabody.com, and
Eric C. Jeffrey, NIXON PEABODY LLP,
799 Ninth Street NW, Ste. 500,
Washington, DC 20001, ejeffrey@
nixonpeabody.com.
Non-confidential filings may be
submitted in hard copy to the Secretary
at the above address or by email as a
PDF attachment to Secretary@fmc.gov
VerDate Sep<11>2014
17:53 Dec 15, 2017
Jkt 244001
and include in the subject line: P4–17
(Commenter/Company). Confidential
filings should not be filed by email. A
confidential filing must be filed with the
Secretary in hard copy only, and be
accompanied by a transmittal letter that
identifies the filing as ‘‘ConfidentialRestricted’’ and describes the nature and
extent of the confidential treatment
requested. The Commission will
provide confidential treatment to the
extent allowed by law for confidential
submissions, or parts of submissions, for
which confidentiality has been
requested. When a confidential filing is
submitted, there must also be submitted
a public version of the filing. Such
public filing version shall exclude
confidential materials, and shall
indicate on the cover page and on each
affected page ‘‘Confidential materials
excluded.’’ Public versions of
confidential filings may be submitted by
email. The Petition will be posted on
the Commission’s website at https://
www.fmc.gov/P4-17. Replies filed in
response to the Petition will also be
posted on the Commission’s website at
this location.
Rachel E. Dickon,
Assistant Secretary.
[FR Doc. 2017–27135 Filed 12–15–17; 8:45 am]
BILLING CODE 6731–AA–P
FEDERAL RESERVE SYSTEM
[Docket No. R–1584]
RIN 7100 AE 89
Regulation Q; Regulatory Capital
Rules: Risk-Based Capital Surcharges
for Global Systemically Important Bank
Holding Companies
Board of Governors of the
Federal Reserve System (Board).
ACTION: Notice.
AGENCY:
The Board is providing notice
of the aggregate global indicator
amounts for purposes of a calculation
for 2017, which is required under the
Board’s rule regarding risk-based capital
surcharges for global systemically
important bank holding companies
(GSIB surcharge rule).
DATES: Applicable: December 18, 2017.
FOR FURTHER INFORMATION CONTACT:
Elizabeth MacDonald, Manager, (202)
475–6316, or Holly Kirkpatrick,
Supervisory Financial Analyst, (202)
452–2796, Division of Supervision and
Regulation; or Mark Buresh, Senior
Attorney, (202) 452–5270, or Mary
Watkins, Attorney, (202) 452–3722,
Legal Division. Board of Governors of
the Federal Reserve System, 20th and C
SUMMARY:
PO 00000
Frm 00015
Fmt 4703
Sfmt 4703
Streets NW, Washington, DC 20551. For
the hearing impaired only,
Telecommunications Device for the Deaf
(TDD) users may contact (202) 263–
4869.
SUPPLEMENTARY INFORMATION: The
Board’s GSIB surcharge rule establishes
a methodology to identify global
systemically important bank holding
companies in the United States (GSIBs)
based on indicators that are correlated
with systemic importance.1 Under the
GSIB surcharge rule, a firm must
calculate its GSIB score using a specific
formula (Method 1). Method 1 uses five
equally weighted categories that are
correlated with systemic importance—
size, interconnectedness, crossjurisdictional activity, substitutability,
and complexity—and subdivided into
twelve systemic indicators. For each
indicator, a firm divides its own
measure of each systemic indicator by
an aggregate global indicator amount.
The firm’s Method 1 score is the sum of
its weighted systemic indicator scores
expressed in basis points. The GSIB
surcharge for the firm is then the higher
of the GSIB surcharge determined under
Method 1 and a second method that
weights size, interconnectedness, crossjurisdictional activity, complexity, and a
measure of a firm’s reliance on
wholesale funding (instead of
substitutability).2
The aggregate global indicator
amounts used in the score calculation
under Method 1 are based on data
collected by the Basel Committee on
Banking Supervision (BCBS). The BCBS
amounts are determined based on the
sum of the systemic indicator scores of
the 75 largest U.S. and foreign banking
organizations as measured by the BCBS,
and any other banking organization that
the BCBS includes in its sample total for
that year. The BCBS publicly releases
these values, denominated in euros,
each year. Pursuant to the GSIB
surcharge rule, the Board publishes the
aggregate global indicator amounts each
year as denominated in U.S. dollars
using the euro-dollar exchange rate
provided by the BCBS.3 Specifically, the
Board multiplied each of the eurodenominated indicator amounts made
publicly available by the BCBS by
1 See
12 CFR 217.402, 217.404.
second method (Method 2) uses similar
inputs to those used in Method 1, but replaces the
substitutability category with a measure of a firm’s
use of short-term wholesale funding. In addition,
Method 2 is calibrated differently from Method 1.
3 12 CFR 217.404(b)(1)(i)(B); 80 FR 49082, 49086–
87 (August 14, 2015). In addition, the Board
maintains the GSIB Framework Denominators on its
website, available at https://
www.federalreserve.gov/bankinforeg/basel/
denominators.htm.
2 The
E:\FR\FM\18DEN1.SGM
18DEN1
60015
Federal Register / Vol. 82, No. 241 / Monday, December 18, 2017 / Notices
1.0541, which was the daily euro to U.S.
dollar spot rate on December 30, 2016,
as published by the European Central
Bank (available at https://
www.ecb.europa.eu/stats/eurofxref/
index.en.html).
The aggregate global indicator
amounts for purposes of the 2017
Method 1 score calculation under
§ 217.404(b)(1)(i)(B) of the GSIB
surcharge rule are:
AGGREGATE GLOBAL INDICATOR AMOUNTS IN U.S. DOLLARS (USD) FOR 2017
Aggregate global
indicator amount
(in USD)
Category
Systemic indicator
Size ...................................................
Interconnectedness ..........................
Total exposures ..........................................................................................
Intra-financial system assets ......................................................................
Intra-financial system liabilities ...................................................................
Securities outstanding ................................................................................
Payments activity ........................................................................................
Assets under custody .................................................................................
Underwritten transactions in debt and equity markets ...............................
Notional amount of over-the-counter (OTC) derivatives ............................
Trading and available-for-sale (AFS) securities .........................................
Level 3 assets ............................................................................................
Cross-jurisdictional claims ..........................................................................
Cross-jurisdictional liabilities .......................................................................
Substitutability ..................................
Complexity ........................................
Cross-jurisdictional activity ...............
Authority: 12 U.S.C. 248(a), 321–338a,
481–486, 1462a, 1467a, 1818, 1828, 1831n,
1831o, 1831p–l, 1831w, 1835, 1844(b), 1851,
3904, 3906–3909, 4808, 5365, 5368, 5371.
By order of the Board of Governors of the
Federal Reserve System, acting through the
Director of the Division of Supervision and
Regulation under delegated authority.
Ann E. Misback,
Secretary of the Board.
[FR Doc. 2017–27161 Filed 12–15–17; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
daltland on DSKBBV9HB2PROD with NOTICES
Change in Bank Control Notices;
Acquisitions of Shares of a Bank or
Bank Holding Company
The notificants listed below have
applied under the Change in Bank
Control Act (12 U.S.C. 1817(j)) and
§ 225.41 of the Board’s Regulation Y (12
CFR 225.41) to acquire shares of a bank
or bank holding company. The factors
that are considered in acting on the
notices are set forth in paragraph 7 of
the Act (12 U.S.C. 1817(j)(7)).
The notices are available for
immediate inspection at the Federal
Reserve Bank indicated. The notices
also will be available for inspection at
the offices of the Board of Governors.
Interested persons may express their
views in writing to the Reserve Bank
indicated for that notice or to the offices
of the Board of Governors. Comments
must be received not later than January
5, 2018.
A. Federal Reserve Bank of Cleveland
(Nadine Wallman, Vice President) 1455
East Sixth Street, Cleveland, Ohio
44101–2566. Comments can also
be sent electronically to
Comments.applications@clev.frb.org:
VerDate Sep<11>2014
17:53 Dec 15, 2017
Jkt 244001
1. The Bruey Family Control Group,
consisting of Paul and Marjorie Bruey,
Yorkshire, Ohio; Barbara and Roger
Kremer, Celina, Ohio; Beatrice and
Delbert Balster, Tipp City, Ohio; Beverly
and Dennis Balster, Vandalia, Ohio;
Bridget and John Anthony, Cincinnati,
Ohio; Elizabeth and Robert
Poeppelman, Osgood, Ohio; and Eric
Eyink, Maria Stein, Ohio: to retain
voting shares of OSB Bancorp, Inc., and
thereby indirectly retain shares of
Osgood State Bank, both of Osgood,
Ohio.
B. Federal Reserve Bank of Kansas
City (Dennis Denney, Assistant Vice
President) 1 Memorial Drive, Kansas
City, Missouri 64198–0001:
1. Allison M. Grace, Wichita, Kansas,
and the Allison M. Grace Trust
Agreement dated April 7, 2005; to
acquire voting shares of Andover
Financial Corporation, Andover,
Kansas, and thereby indirectly acquire
shares of Andover State Bank, Andover,
Kansas.
2. Kathy Fowler, Memphis, Texas; to
retain voting shares of First Altus
Bancorp, Inc., and thereby retain shares
of Frazer Bank, both of Altus,
Oklahoma.
Board of Governors of the Federal Reserve
System, December 13, 2017.
Ann E. Misback,
Secretary of the Board.
[FR Doc. 2017–27184 Filed 12–15–17; 8:45 am]
BILLING CODE P
PO 00000
Frm 00016
Fmt 4703
Sfmt 4703
$80,007,062,645,840
8,257,981,060,346
9,326,026,596,609
14,058,608,335,249
2,273,665,800,113,670
147,506,550,618,745
6,323,673,403,888
559,101,108,830,245
3,628,156,457,081
528,537,101,614
19,688,183,709,288
17,261,218,426,372
FEDERAL TRADE COMMISSION
Agency Information Collection
Activities; Submission for OMB
Review; Comment Request
Federal Trade Commission
(‘‘FTC’’ or ‘‘Commission’’).
ACTION: Notice.
AGENCY:
The information collection
requirements described below will be
submitted to the Office of Management
and Budget (‘‘OMB’’) for review, as
required by the Paperwork Reduction
Act (‘‘PRA’’). The FTC is seeking public
comments on its proposal to extend for
an additional three years its OMB
clearance for the information collection
requirements contained in the
Commission’s Business Opportunity
Rule (‘‘Rule’’). That clearance expires on
January 31, 2018.
DATES: Comments must be submitted on
or before January 17, 2018.
ADDRESSES: Interested parties may file a
comment online or on paper, by
following the instructions in the
Request for Comment part of the
SUPPLEMENTARY INFORMATION section
below. Write ‘‘Business Opportunity
Rule Paperwork Comment, FTC File No.
P114408’’ on your comment, and file
your comment online at https://
ftcpublic.commentworks.com/ftc/
BusinessOptionRulePRA2 by following
the instructions on the web-based form.
If you prefer to file your comment on
paper, mail your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
600 Pennsylvania Avenue NW, Suite
CC–5610 (Annex J), Washington, DC
20580, or deliver your comment to the
following address: Federal Trade
SUMMARY:
E:\FR\FM\18DEN1.SGM
18DEN1
Agencies
[Federal Register Volume 82, Number 241 (Monday, December 18, 2017)]
[Notices]
[Pages 60014-60015]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-27161]
=======================================================================
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
[Docket No. R-1584]
RIN 7100 AE 89
Regulation Q; Regulatory Capital Rules: Risk-Based Capital
Surcharges for Global Systemically Important Bank Holding Companies
AGENCY: Board of Governors of the Federal Reserve System (Board).
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Board is providing notice of the aggregate global
indicator amounts for purposes of a calculation for 2017, which is
required under the Board's rule regarding risk-based capital surcharges
for global systemically important bank holding companies (GSIB
surcharge rule).
DATES: Applicable: December 18, 2017.
FOR FURTHER INFORMATION CONTACT: Elizabeth MacDonald, Manager, (202)
475-6316, or Holly Kirkpatrick, Supervisory Financial Analyst, (202)
452-2796, Division of Supervision and Regulation; or Mark Buresh,
Senior Attorney, (202) 452-5270, or Mary Watkins, Attorney, (202) 452-
3722, Legal Division. Board of Governors of the Federal Reserve System,
20th and C Streets NW, Washington, DC 20551. For the hearing impaired
only, Telecommunications Device for the Deaf (TDD) users may contact
(202) 263-4869.
SUPPLEMENTARY INFORMATION: The Board's GSIB surcharge rule establishes
a methodology to identify global systemically important bank holding
companies in the United States (GSIBs) based on indicators that are
correlated with systemic importance.\1\ Under the GSIB surcharge rule,
a firm must calculate its GSIB score using a specific formula (Method
1). Method 1 uses five equally weighted categories that are correlated
with systemic importance--size, interconnectedness, cross-
jurisdictional activity, substitutability, and complexity--and
subdivided into twelve systemic indicators. For each indicator, a firm
divides its own measure of each systemic indicator by an aggregate
global indicator amount. The firm's Method 1 score is the sum of its
weighted systemic indicator scores expressed in basis points. The GSIB
surcharge for the firm is then the higher of the GSIB surcharge
determined under Method 1 and a second method that weights size,
interconnectedness, cross-jurisdictional activity, complexity, and a
measure of a firm's reliance on wholesale funding (instead of
substitutability).\2\
---------------------------------------------------------------------------
\1\ See 12 CFR 217.402, 217.404.
\2\ The second method (Method 2) uses similar inputs to those
used in Method 1, but replaces the substitutability category with a
measure of a firm's use of short-term wholesale funding. In
addition, Method 2 is calibrated differently from Method 1.
---------------------------------------------------------------------------
The aggregate global indicator amounts used in the score
calculation under Method 1 are based on data collected by the Basel
Committee on Banking Supervision (BCBS). The BCBS amounts are
determined based on the sum of the systemic indicator scores of the 75
largest U.S. and foreign banking organizations as measured by the BCBS,
and any other banking organization that the BCBS includes in its sample
total for that year. The BCBS publicly releases these values,
denominated in euros, each year. Pursuant to the GSIB surcharge rule,
the Board publishes the aggregate global indicator amounts each year as
denominated in U.S. dollars using the euro-dollar exchange rate
provided by the BCBS.\3\ Specifically, the Board multiplied each of the
euro-denominated indicator amounts made publicly available by the BCBS
by
[[Page 60015]]
1.0541, which was the daily euro to U.S. dollar spot rate on December
30, 2016, as published by the European Central Bank (available at
https://www.ecb.europa.eu/stats/eurofxref/index.en.html).
---------------------------------------------------------------------------
\3\ 12 CFR 217.404(b)(1)(i)(B); 80 FR 49082, 49086-87 (August
14, 2015). In addition, the Board maintains the GSIB Framework
Denominators on its website, available at https://www.federalreserve.gov/bankinforeg/basel/denominators.htm.
---------------------------------------------------------------------------
The aggregate global indicator amounts for purposes of the 2017
Method 1 score calculation under Sec. 217.404(b)(1)(i)(B) of the GSIB
surcharge rule are:
Aggregate Global Indicator Amounts in U.S. Dollars (USD) for 2017
----------------------------------------------------------------------------------------------------------------
Aggregate global indicator
Category Systemic indicator amount (in USD)
----------------------------------------------------------------------------------------------------------------
Size........................................... Total exposures.................. $80,007,062,645,840
Interconnectedness............................. Intra-financial system assets.... 8,257,981,060,346
Intra-financial system 9,326,026,596,609
liabilities.
Securities outstanding........... 14,058,608,335,249
Substitutability............................... Payments activity................ 2,273,665,800,113,670
Assets under custody............. 147,506,550,618,745
Underwritten transactions in debt 6,323,673,403,888
and equity markets.
Complexity..................................... Notional amount of over-the- 559,101,108,830,245
counter (OTC) derivatives.
Trading and available-for-sale 3,628,156,457,081
(AFS) securities.
Level 3 assets................... 528,537,101,614
Cross-jurisdictional activity.................. Cross-jurisdictional claims...... 19,688,183,709,288
Cross-jurisdictional liabilities. 17,261,218,426,372
----------------------------------------------------------------------------------------------------------------
Authority: 12 U.S.C. 248(a), 321-338a, 481-486, 1462a, 1467a,
1818, 1828, 1831n, 1831o, 1831p-l, 1831w, 1835, 1844(b), 1851, 3904,
3906-3909, 4808, 5365, 5368, 5371.
By order of the Board of Governors of the Federal Reserve
System, acting through the Director of the Division of Supervision
and Regulation under delegated authority.
Ann E. Misback,
Secretary of the Board.
[FR Doc. 2017-27161 Filed 12-15-17; 8:45 am]
BILLING CODE 6210-01-P