Representation-Case Procedures, 58783-58790 [2017-26904]
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Federal Register / Vol. 82, No. 239 / Thursday, December 14, 2017 / Proposed Rules
burden of persuasion is on the person
requesting the hearing, to prove by a
preponderance of the evidence that the
Department improperly revoked the
passport or denied the passport
application, or cancelled the Consular
Report of Birth Abroad, based on the
facts and law in effect at the time such
action was taken.
■ 13. Revise § 51.72 to read as follows:
A qualified reporter, provided by the
Department, will make a complete
verbatim transcript of the hearing. The
person requesting the hearing or his or
her attorney may review and purchase
a copy of the transcript directly from the
reporter. The hearing transcript and all
the information and documents received
by the hearing officer, whether or not
deemed relevant, will constitute the
record of the hearing. The hearing
officer’s preliminary findings and
recommendations are deliberative, and
shall not be considered part of the
record unless adopted by the Deputy
Assistant Secretary for Passport
Services, or his or her designee.
■ 14. Revise § 51.73 to read as follows:
Privacy of hearing.
Only the person requesting the
hearing, his or her attorney, an
interpreter, the hearing officer, the
reporter transcribing the hearing, and
employees of the Department concerned
with the presentation of the case may be
present at the hearing. Witnesses may be
present only while actually giving
testimony or as otherwise directed by
the hearing officer.
■ 15. Revise § 51.74 to read as follows:
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§ 51.74
Final decision.
After reviewing the record of the
hearing and the preliminary findings of
fact and recommendations of the
hearing officer, and considering legal
and policy considerations he or she
deems relevant, the Deputy Assistant
Secretary for Passport Services, or his or
her designee, will decide whether to
uphold the denial or revocation of the
passport or cancellation of the Consular
Report of Birth Abroad. The Department
will promptly notify the person
requesting the hearing of the decision in
writing. If the decision is to uphold the
denial, revocation, or cancellation, the
notice will contain the reason(s) for the
decision. The decision is final and is not
subject to further administrative review.
Carl C. Risch,
Assistant Secretary of State for Consular
Affairs, Department of State.
[FR Doc. 2017–26751 Filed 12–13–17; 8:45 am]
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29 CFR Parts 101 and 102
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Representation-Case Procedures
AGENCY:
National Labor Relations
Board.
ACTION:
§ 51.72 Transcript and record of the
hearing.
§ 51.73
NATIONAL LABOR RELATIONS
BOARD
Request for information.
The National Labor Relations
Board (the Board) is seeking information
from the public regarding its
representation election regulations (the
Election Regulations), with a specific
focus on amendments to the Board’s
representation case procedures adopted
by the Board’s final rule published on
December 15, 2014 (the Election Rule or
Rule). As part of its ongoing efforts to
more effectively administer the National
Labor Relations Act (the Act or the
NLRA) and to further the purposes of
the Act, the Board has an interest in
reviewing the Election Rule to evaluate
whether the Rule should be: Retained
without change, retained with
modifications, or rescinded, possibly
while making changes to the prior
Election Regulations that were in place
before the Rule’s adoption. Regarding
these questions, the Board believes it
will be helpful to solicit and consider
public responses to this request for
information.
SUMMARY:
Responses to this request for
information must be received by the
Board on or before February 12, 2018.
No late responses will be accepted.
Responses are limited to 25 pages.
ADDRESSES: You may submit responses
by the following methods: Internet—
Electronic responses may be submitted
by going to www.nlrb.gov and following
the link to submit responses to this
request for information. The Board
encourages electronic filing. Delivery—If
you do not have the ability to submit
your response electronically, responses
may be submitted by mail to: Roxanne
Rothschild, Deputy Executive Secretary,
National Labor Relations Board, 1015
Half Street SE, Washington, DC 20570.
Because of security precautions, the
Board experiences delays in U.S. mail
delivery. You should take this into
consideration when preparing to meet
the deadline for submitting responses. It
is not necessary to submit responses by
mail if they have been filed
electronically on www.nlrb.gov. If you
submit responses by mail, the Board
recommends that you confirm receipt of
your delivered responses by checking
www.nlrb.gov to confirm that your
response is posted there (allowing time
DATES:
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for receipt by mail). Only responses
submitted as described above will be
accepted; ex parte communications
received by the Board will be made part
of the record and will be treated as
responses only insofar as appropriate.
The Board requests that responses
include full citations or internet links to
any authority relied upon. All responses
submitted to www.nlrb.gov will be
posted on the Agency’s public website
as soon after receipt as practicable
without making any changes to the
responses, including changes to
personal information provided. The
Board cautions responders not to
include in the body of their responses
personal information such as Social
Security numbers, personal addresses,
personal telephone numbers, and
personal email addresses, as such
submitted information will become
viewable by the public when the
responses are posted online. It is the
responders’ responsibility to safeguard
their information. The responders’ email
addresses will not be posted on the
Agency website unless they choose to
include that information as part of their
responses.
FOR FURTHER INFORMATION CONTACT:
Roxanne Rothschild, Deputy Executive
Secretary, National Labor Relations
Board, 1015 Half Street SE, Washington,
DC 20570, (202) 273–2917 (this is not a
toll-free number), 1–866–315–6572
(TTY/TDD).
SUPPLEMENTARY INFORMATION:
I. Background
On December 15, 2014, the Board
published the Election Rule, which
amended the Board’s prior Election
Regulations. 79 FR 74308 (December 15,
2014). The Election Rule was adopted
after public comment periods in which
tens of thousands of public comments
were received. The Rule was approved
by a three-member Board majority, with
two Board members expressing
dissenting views. Thereafter, the Rule
was submitted for review by Congress
pursuant to the Congressional Review
Act. In March 2015, majorities in both
houses of Congress voted in favor of a
joint resolution disapproving the
Board’s rule and declaring that it should
have no force or effect. President Obama
vetoed this resolution on March 31,
2015. The amendments adopted by the
final rule became effective on April 14,
2015, and have been applicable to all
representation cases filed on or after
that date. Multiple parties initiated
lawsuits challenging the facial validity
of the Election Rule, and those
challenges were rejected. See Associated
Builders & Contractors of Texas, Inc. v.
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NLRB, 826 F.3d 215 (5th Cir. 2015), affg.
No. 1–15–CV–026 RP, 2015 WL 3609116
(W.D. Tex. June 1, 2015); Chamber of
Commerce of U.S. v. NLRB, 118 F.
Supp. 3d 171 (D.D.C. 2015). These
rulings did not preclude the possibility
that the Election Rule might be invalid
as applied in particular cases.
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II. Authority Regarding Board Review
of the 2014 Election Rule Amendments
Agencies have the authority to
reconsider past decisions and rules and
to retain, revise, replace, and rescind
decisions and rules. See FCC v. Fox
Television Stations, Inc., 556 U.S. 502,
514–515 (2009); Motor Vehicle
Manufacturers Ass’n of U.S., Inc. v.
State Farm Mutual Automobile
Insurance Co., 463 U.S. 29, 42 (1983);
National Ass’n of Home Builders v.
EPA, 682 F.3d 1032, 1038–1039,1043
(DC Cir. 2012).
The Election Rule has been in effect
for more than 2 years. The current fivemember Board includes only two
members who participated in the 2014
rulemaking: Member Pearce, who joined
the majority vote to adopt the final rule,
and Chairman Miscimarra, who joined
former Member Johnson in dissent. In
addition to the proceedings described
above, and other congressional hearings
and proposed legislation, numerous
cases litigated before the Board have
presented significant issues concerning
application of the Election Rule. See,
e.g., UPS Ground Freight, Inc., 365
NLRB No. 113 (2017); European
Imports, Inc., 365 NLRB No. 41 (2017);
Yale University, 365 NLRB No. 40
(2017); Brunswick Bowling Products,
LLC, 364 NLRB No. 96 (2016).
III. Request for Information From the
Public
The Board invites information relating
to the following questions:
1. Should the 2014 Election Rule be
retained without change?
2. Should the 2014 Election Rule be
retained with modifications? If so, what
should be modified?
3. Should the 2014 Election Rule be
rescinded? If so, should the Board revert
to the Election Regulations that were in
effect prior to the 2014 Election Rule’s
adoption, or should the Board make
changes to the prior Election
Regulations? If the Board should make
changes to the prior Election
Regulations, what should be changed?
IV. Response to the Dissents
It is surprising that the Board lacks
unanimity about merely posing three
questions about the 2014 Election Rule,
when none of the questions suggests a
single change in the Board’s
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representation-election procedures.
Nonetheless, two dissenting colleagues
object to the request for information
regarding the Election Rule because,
among other things, they believe that (i)
the Election Rule has worked effectively
(or even, in Member Pearce’s estimation,
essentially flawlessly), (ii) any request
for information from the public about
the Rule is premature, (iii) merely
requesting information reveals a
predetermination on our part to revise
or rescind the Election Rule, and (iv)
future changes will be based on
‘‘alternative facts’’ and
‘‘manufactur[ed]’’ rationales.
It is the Board’s duty to periodically
conduct an objective and critical review
of the effectiveness and appropriateness
of our rules. In any event, our dissenting
colleagues would answer the above
Question 1 in the affirmative: They
believe the Election Rule should be
retained without change. That is their
opinion. However, the Board is seeking
the opinions of others: Unions,
employers, associations, labor-law
practitioners, academics, members of
Congress, and anyone from the general
public who wishes to provide
information relating to the questions
posed above. In addition, we welcome
the views of the General Counsel and
also the Regional Directors, whose
experience working with the 2014
Election Rule makes them a valuable
resource.
One thing is clear: Issuing the above
request for information is unlike the
process followed by the Board majority
that adopted the 2014 Election Rule.
The rulemaking process that culminated
in the 2014 Election Rule (like the
process followed prior to issuance of the
election rule adopted by Members
Pearce and Becker in 2011) started with
a lengthy proposed rule that outlined
dozens of changes in the Board’s
election procedures, without any prior
request for information from the public
regarding the Board’s election
procedures. By contrast, the above
request does not suggest even a single
specific change in current
representation-election procedures.
Again, the Board merely poses three
questions, two of which contemplate the
possible retention of the 2014 Election
Rule.1
1 Member McFerran contends that the Board’s
open-ended request ‘‘depart[s] from the norms of
rulemaking under the Administrative Procedure
Act.’’ Her contention is misplaced. The Board is
merely requesting information. We are not engaged
in rulemaking.
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V. Dissenting Views of Member Mark
Gaston Pearce and Member Lauren
McFerran
Member Pearce, dissenting.
I dissent from the Notice and Request
for Information, which should more
aptly be titled a ‘‘Notice and Quest for
Alternative Facts.’’ It ignores the Final
Rule’s success in improving the Board’s
representation-case procedures and
judicial rejection of dissenting Members
Miscimarra and Johnson’s legal
pronouncements about the Final Rule.
Some two and a half years ago, the
National Labor Relations Board
concluded lengthy rulemaking pursuant
to the Administrative Procedure Act to
reexamine our representation-case
procedures. We had proposed a number
of targeted solutions to discrete
problems identified with the Board’s
methods of processing petitions for
elections with a goal of removing
unnecessary barriers to the fair and
expeditious resolution of representation
cases. The rulemaking sought to
simplify representation-case procedures,
codify best practices, increase
transparency and uniformity across
regions, eliminate duplicative and
unnecessary litigation, and modernize
rules concerning documents and
communication in light of changing
technology. After a painstaking three
and a half year process, involving the
consideration of tens of thousands of
comments generated over two separate
comment periods totaling 141 days, and
4 days of hearings with live questioning
by the Board Members, we issued a final
rule that became effective on April 14,
2015. Representation-Case Procedures,
79 FR 74308 (Dec. 15, 2014).
The Final Rule was careful and
comprehensive—spanning over 100
pages of the Federal Register’s triplecolumn format in explaining the 25
changes ultimately made to the Board’s
rules and regulations. For each change,
the Final Rule identified the problem to
be ameliorated, catalogued every type of
substantive response from the public,
and set forth the Board’s analysis as to
why the proposed amendment was
either being adopted, discarded or
modified.1
1 See Associated Builders and Contractors of
Texas, Inc. v. NLRB, 826 F.3d 215, 229 (5th Cir.
2016) (noting that the Board ‘‘conducted an
exhaustive and lengthy review of the issues,
evidence, and testimony, responded to contrary
arguments, and offered factual and legal support for
its final conclusions’’); Chamber of Commerce of
the United States of America v. NLRB, 118
F.Supp.3d 171, 220 (D.D.C. 2015) (‘‘[T]he Board
engaged in a comprehensive analysis of a multitude
of issues relating to the need for and the propriety
of the Final Rule, and it directly addressed the
commenters’ many concerns[.]’’).
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Complying with the rulemaking
process, and dealing with the deluge of
public comments generated, was not an
easy task for our Agency. Thousands of
staff hours were expended; research and
training was required into statutes and
procedures with which we were
unfamiliar; expensive licensing was
purchased for software to sort, and
websites to house, the tens of thousands
of comments received; and
contributions were made from all
corners of the Agency. Through this
extensive process, the fundamental
questions were asked and answered.
The amended procedures have now
been in place for some two and a half
years, and my colleagues show no
serious justification for calling them
into question.
Indeed, it is with some irony that I am
reminded of the sentiment expressed in
dissent to the Final Rule in 2014 that
‘‘the countless number of hours spent by
Board personnel in rulemaking’’ would
be better spent expeditiously processing
cases. 79 FR at 74457. Yet, in the past
9 months, the Board’s case output has
fallen precipitously,2 and we face the
specter of budget cuts that could further
hamper our ability to perform our
statutory mission. Now, the majority
will burden the Agency with the
exercise of continued rulemaking in an
area that has already been thoroughly
addressed.
As a consequence, our attention will
be diverted from case processing to
explore the rollback of a Final Rule that
has provided a bounty of beneficial
changes, and which applies equally to
initial organizing campaigns and efforts
to decertify incumbent unions. A nonexhaustive list includes:
• Parties may now use modern
technology to electronically file and
serve petitions and other documents,
thereby saving time and money, and
affording non-filing parties the earliest
possible notice.
• Petitions and election objections
must be supported, and must be served
on other parties.
• Board procedures are more
transparent, and more meaningful
information is more widely available at
earlier stages of our proceedings.
2 Comparing the period February 1 through
October 2017, to the equivalent nine-month period
from 2016, the Board’s output of contested unfair
labor practice decisions and published
representation case decisions has been reduced by
approximately 45 percent (i.e., a drop in excess of
100 cases). Searches in the Board’s NxGen case
processing software show that from February 1,
2017, to October 31, 2017, the Board issued 136
decisions in contested unfair labor practice cases
and published representation cases, while from
February 1, 2016, to October 31, 2016, the Board
issued 247 such decisions.
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• Issues in dispute are clarified, and
parties are enabled to make more
informed judgments about whether to
enter into election agreements.
• Across regions, employees’ Section
7 rights are afforded more equal
treatment, the timing of hearings is more
predictable, and litigation is more
efficient and uniform.
• Parties are more often spared the
expense of litigating, and the Board is
more often spared the burden of
deciding, issues that are not necessary
to determine whether a question of
representation exists, and which may be
mooted by election results.
• The Board enjoys the benefit of a
regional director decision in all
representation cases.
• Board practice more closely adheres
to the statutory directive that requests
for review not stay any action of the
regional director unless specifically
ordered by the Board.
• Nonemployer parties are able to
communicate about election issues with
voters using modern means of
communication such as email, texts and
cell phones, and are less likely to
challenge voters out of ignorance.
• Notices of Election are more
informative, and more often
electronically disseminated.
• Employees voting subject to
challenge are more easily identified, and
the chances are lessened of their ballots
being comingled.
And all of this has been accomplished
while processing representation cases
more expeditiously from petition, to
election, to closure.
So why would the majority suggest
rescinding all of these benefits to the
Agency, employees, employers, and
unions? In evaluating that question, it is
worthwhile to remind ourselves of a
basic tenet of administrative law: while
an agency rule, once adopted, is not
frozen in place, the agency must offer
valid reasons for changing it and must
fairly account for the benefits lost as a
result of the change. Citizens Awareness
Network, Inc. v. U.S., 391 F.3d 338,
351–352 (1st Cir. 2004).
None of the reasons offered by today’s
majority constitutes a persuasive
justification for requesting information
from the public, let alone for rescinding
or modifying the Final Rule. The
majority notes that the Final Rule has
been in effect for more than two years.
But the fact that two years have
transpired since the Final Rule was
adopted hardly constitutes a reason for
rescinding or modifying it. The Board
has a wealth of casehandling
information that can be obtained
through an analysis of our own records.
And because the Board has access to all
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regional director pre- and post-election
decisions, and because parties may
request Board review of any action
taken by the regional directors, the
Board already is aware of the nature of
any complaints about how the Final
Rule has worked in particular cases. As
for reverting to the prior representation
rules, the public already had the
opportunity to comment on whether
they should be maintained or modified.
The majority next points to a change
in Board member composition, but by
itself, that is not a sufficient reason for
rescinding, modifying, or requesting
information from the public concerning
the Final Rule. The majority also cites
a grand total of four cases (out of the
many cases) applying the Final Rule,
but none provides any reason to invite
public comment on the Final Rule,
much less for the Board to reconsider it.
While the majority also cites
congressional efforts to overturn the
Final Rule, they did not succeed, and
cannot be used to demonstrate that the
Final Rule contravenes our governing
statute. As the courts have recognized,
‘‘It is well-established that ‘the view of
a later Congress cannot control the
interpretation of an earlier enacted
statute.’ ’’ Huffman v. OPM, 263 F.3d
1341, 1354 (Fed. Cir. 2001) (quoting
O’Gilvie v. United States, 519 U.S. 79,
90 (1996)). Finally, as the majority is
forced to concede, every legal challenge
to the Final Rule has been struck down
by the courts.
In evaluating the appropriateness of
the Notice and Request for Information,
it is also worth journeying back in time
to consider the pronouncements and
dire predictions voiced by thenMembers Miscimarra and Johnson about
the Final Rule when it issued. In
considering these matters, the reader
need not take my word, for the dissent
appears in the Federal Register.
Suffice it to say that the Final Rule’s
dissenters were so wrong about so
much. They did not simply disagree
with the Board’s judgments, but instead
claimed that the Final Rule violated the
NLRA, the APA, and the U.S.
Constitution.
The Final Rule dissent pronounced
that the Rule’s amendments
contradicted our statute and were
otherwise impermissibly arbitrary. 79
FR at 74431. It was wrong on both
counts. See Associated Builders and
Contractors of Texas, Inc. v. NLRB, 826
F.3d 215, 218 (5th Cir. 2016) (The ‘‘rule,
on its face, does not violate the National
Labor Relations Act or the
Administrative Procedure Act[.]’’);
Chamber of Commerce of the United
States of America v. NLRB, 118 F. Supp.
3d 171, 220 (D.D.C. 2015) (rejecting
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claims that the Final Rule contravenes
either the NLRA or the Constitution or
is arbitrary and capricious or an abuse
of the Board’s discretion).
The Final Rule dissent pronounced
that the Rule’s primary purpose and
effect was to shorten the time from the
filing of petition to the conduct of the
election, and that this violated the
NLRA and was otherwise arbitrary or
capricious. 79 FR at 74430, 74433–
74435. It was wrong on all three counts.
See ABC of Texas, 826 F.3d at 227–228
(noting that the Board properly
considered delay in scheduling
elections and that the Board also
reasoned that the final rule was
necessary to further ‘‘a variety of
additional permissible goals and
interests’’); Chamber of Commerce, 118
F.Supp.3d at 218–219 (rejecting claim
that the Rule promotes speed in holding
elections at the expense of all other
statutory goals and requirements, and
noting that many of the Rule’s
provisions do not relate to the length of
the election cycle).
The Final Rule dissent pronounced
that the Rule’s granting regional
directors discretion to defer litigation of
individual eligibility issues at the preelection hearing was contrary to the
statute and was arbitrary and capricious
in violation of the APA. 79 FR at 74430,
74436–74438, 74444–74446. The courts
rejected those arguments. See Chamber
of Commerce, 118 F. Supp. 3d at 181,
195–203 (‘‘Granting regional directors
the discretion to decline to hear
evidence on individual voter eligibility
and inclusion issues does not violate the
NLRA [and] is not arbitrary and
capricious.’’); ABC of Texas, 826 F.3d at
220–223. See also Associated Builders
and Contractors of Texas, Inc. v. NLRB,
2015 WL 3609116 * 2, *7 (W.D. Tex.
2015).
The Final Rule dissent pronounced
that the Rule violated the Act and the
Constitution by infringing on protected
speech and by providing an insufficient
time period for employees to
understand the issues before having to
vote, thereby compelling them to vote
now, understand later. (79 FR at 74430–
74431, 74436, 74438). But these claims
were also rejected by the courts. See
Chamber of Commerce, 118 F. Supp. 3d
at 181–182, 189, 206–208, 220 (‘‘The
elimination of the presumptive preelection waiting period does not violate
the NLRA or the First Amendment’’ and
‘‘[p]laintiffs have failed to show that the
Final Rule inhibits . . . debate in any
meaningful way.’’); ABC of Texas, 826
F.3d at 220, 226–227 (rejecting claim
that ‘‘the cumulative effect of the rule
change improperly shortens the overall
pre-election period in violation of the
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‘free speech’ provision of the Act’’ or
inhibits meaningful debate).
The Final Rule dissent pronounced
that the Rule ran afoul of the APA
because the Board failed to demonstrate
a need for the amendments. 79 FR
74431, 74434. Here again, the courts
rejected that contention. See, e.g.,
Chamber of Commerce, 118 F. Supp. 3d
at 219–220 (‘‘the Board has offered
grounds to show that the issues targeted
by the Final Rule were sufficiently
tangible to warrant action’’); ABC of
Texas, 826 F.3d at 227–229.
The Final Rule dissent pronounced
that the Rule’s accelerated deadlines
and hearing provisions violated
employers’ due process rights and the
NLRA’s appropriate hearing
requirement. 79 FR at 74431–74442,
74451. Wrong. See Chamber of
Commerce, 118 F.Supp.3d at 177, 205–
206 (due process challenge does ‘‘not
withstand close inspection’’ because,
among other reasons, it is ‘‘predicated
on mischaracterizations of what the
Final Rule actually provides’’);
Associated Builders and Contractors of
Texas, Inc. v. NLRB, 2015 WL 3609116
*2, *5-*7, affd, 826 F.3d at 220, 222–223
(‘‘the rule changes to the pre-election
hearing did not exceed the boundaries
of the Board’s statutory authority’’).
The Final Rule dissent pronounced
that the Rule’s provision making Board
review of regional director post-election
determinations discretionary
contravened the Board’s duty to oversee
the election process and was arbitrary
and capricious. 79 FR at 74431, 74449–
74451. Wrong again. See Chamber of
Commerce, 118 F. Supp. 3d at 215–218
(rejecting claims that ‘‘the Final Rule’s
‘elimination of mandatory Board review
of post-election disputes . . .
contravenes the Board’s ‘statutory
obligation to oversee the election
process’’’ and is arbitrary and
capricious).
The Final Rule dissent pronounced
that the Rule’s voter list provisions were
not rationally justified or consistent
with the Act, did not adequately address
privacy concerns, and imposed
unreasonable compliance burdens on
employers. 79 FR at 74452, 74455.
Wrong on all counts. See Chamber of
Commerce, 118 F. Supp. 3d at 209–215
(‘‘The Employee Information Disclosure
Requirement [in the Rule’s voter list
provisions] does not violate the NLRA,’’
and ‘‘is not arbitrary and capricious;’’
the Board did not act arbitrarily in
concluding that ‘‘the [r]equirement
ensures fair and free employee choice’’
and ‘‘facilitates the public interest;’’ and
‘‘the Board engaged in a lengthy and
thorough analysis of the privacy risks
and other concerns raised by the
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commenters before reaching its
conclusion that the Employee
Information Disclosure Requirement
was warranted.’’); ABC of Texas, 826
F.3d at 223–226 (rejecting claims that
the voter list provisions violate the
NLRA and conflict with federal laws
that protect employee privacy; that the
provisions ‘‘are arbitrary and capricious
under the APA because the rule
disregards employees’ privacy
concerns,’’ and ‘‘place an undue,
substantial burden on employers’’); see
also Associated Builders and
Contractors of Texas, Inc. v. NLRB, 2015
WL 3609116 *2, *8-*11.
Apart from their wrong-headed views
concerning the legal merits of the Rule,
the Final Rule dissenters made a
number of erroneous predictions
regarding how the Final Rule would
work in practice. But as far-fetched as I
found these speculations in 2014, one
can now see that these predictions are
refuted by the Board’s actual experience
administering the Final Rule. A quick
review of several published agency
statistics shows some of their most
notable speculations of dysfunction to
be completely unfounded.
The Final Rule dissenters speculated
that the changes made by the Rule
would drive down the Board’s
historically high rate of elections
conducted by agreement of the parties
either because the Final Rule does not
provide enough time to reach
agreement, 79 FR 74442, or because
parties can no longer stipulate to
mandatory Board review of postelection disputes, 79 FR 74450. They
argued, ‘‘[e]ven if the percentage of
election agreements decreases by a few
points, the resulting increase in pre- and
post-election litigation will likely negate
any reduction of purported delay due to
the Final Rule’s implementation.’’ 79 FR
at 74450. But they were wrong.
Following the Final Rule’s
implementation, the Board’s election
agreement rate has actually increased.3
Additionally, the Final Rule
dissenters claimed that the Rule would
do little to address those few
representation cases that in their view
involved too much delay, namely those
cases that take more than 56 days to
process from petition to election. 79 FR
at 74456–57.4 But, in fact, the
3 See Percentage of Elections Conducted Pursuant
to Election Agreements in FY2017, www.nlrb.gov/
news-outreach/graphs-data/petitions-and-elections
(reporting a post-Final Rule election agreement rate
of 91.7% in fiscal year (FY) 2017; past versions of
this chart reported a post-Final Rule election
agreement rate of 91.7% in FY 2016, and pre-Final
Rule election agreement rates of 91.1% for both FY
2014 and FY 2013).
4 See also 79 FR at 74434 (The dissenters
highlighted pre-Final Rule fiscal year 2013 as a
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percentage of elections that were
conducted more than 56 days from
petition has decreased since the Final
Rule was adopted.5 Moreover, for
contested cases—the category which
consistently failed to meet the 56-day
target—the Final Rule has reduced the
median time from petition to election by
more than three weeks.6
The Final Rule dissent further
hypothesized that whatever timesavings might be achieved in processing
cases from petition to election, there
was a likelihood that ‘‘the overall time
needed to resolve post-election issues
will increase.’’ 79 FR at 74435. Here
again, the dissent was wrong. The
Agency’s 100-day closure rate—which
by definition takes into account a
representation case’s overall processing
time—is better than ever. In FY 2017,
the second fiscal year following the
Final Rule’s implementation, the
Agency achieved a historic high of
closing 89.9% of its representation cases
within 100 days of a petition’s filing.
And in FY 2016, the first fiscal year
following the Final Rule’s
implementation, the Agency’s
representation case closure rate of
87.6% outpaced all but one of the six
years preceding the Final Rule.7
All of the foregoing raises the
question: If the Final Rule dissent’s
claims of statutory infirmity have been
roundly rejected by the courts, and the
predictions that the Final Rule would
cause procedural dysfunction have been
undercut by agency experience, why is
period in which 94.3% of elections were conducted
within 56 days of the petition as a means of
concluding that ‘‘by the Board’s own measures, less
than 6% of elections were unduly ‘delayed.’ ’’). Of
course, as explained in the Final Rule, the Board
disagreed that only those cases taking more than 56
days were worthy of attention. 79 FR at 74317.
5 See Performance Accountability Reports, FYs
2013–2017, www.nlrb.gov/reports-guidance/reports
(reporting that, pre-Final Rule, the Agency
processed 94.3% of its representation cases from
petition to election in 56 days in FY 2013 and
95.7% in FY 2014, as compared to post-Final Rule
rates of 99.1% in FY 2016 and 98.5% in FY 2017).
6 See Median Days from Petition to Election,
www.nlrb.gov/news-outreach/graphs-data/petitionsand-elections (reporting post-Final Rule median
processing times for contested cases as 36 days in
FY 2017 and 35 days in FY 2016, as compared to
pre-Final Rule median processing times ranging
from 59 to 67 days in FYs 2008 to 2014). See also
Annual Review of Revised R-Case Rules,
www.nlrb.gov/news-outreach/news-story/annualreview-revised-r-case-rules (reporting that in the
first calendar year following the Final Rule’s
implementation, the median time to process
contested cases from petition to election fell from
64 to 34 days).
7 See Performance Accountability Reports, fiscal
years 2013–2017, www.nlrb.gov/reports-guidance/
reports (indicating the following representation case
100-day closure rates: FY 2017–89.9%, FY 2016–
87.6%, FY 2014–88.1%; FY 2013–87.4%; FY 2012–
84.5%; FY 2011–84.7%; FY 2010–86.3%; FY 2009–
84.4%).
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comment being solicited as to whether
the Final Rule should be further
amended or rescinded? The answer
would appear to be all too clear. When
the actual facts do not support the
current majority’s preferred outcome,
the new Members join Chairman
Miscimarra to look for ‘‘alternative
facts’’ to justify rolling back the
Agency’s progress in the representationcase arena.
It is indeed unfortunate that when
historians examine how our Agency
functioned during this tumultuous time,
they will have no choice but to
conclude that the Board abandoned its
role as an independent agency and
chose to cast aside reasoned
deliberation in pursuit of an arbitrary
exercise of power.
Accordingly, I dissent.
Member McFerran, dissenting.
On April 14, 2015—after thousands of
public comments submitted over two
periods spanning 141 days, four days of
public hearings, and over a hundred,
dense Federal Register pages of
analysis—a comprehensive update of
NLRB election rules and procedures
took effect. The Election Rule was
designed to simplify and modernize the
Board’s representation process, to
establish greater transparency and
consistency in administration, and to
better provide for the fair and
expeditious resolution of representation
cases. As stated in the Rule’s Federal
Register preamble:
While retaining the essentials of existing
representation case procedures, these
amendments remove unnecessary barriers to
the fair and expeditious resolution of
representation cases. They simplify
representation-case procedures, codify best
practices, and make them more transparent
and uniform across regions. Duplicative and
unnecessary litigation is eliminated.
Unnecessary delay is reduced. Procedures for
Board review are simplified. Rules about
documents and communications are
modernized in light of changing technology.
79 FR 74308 (Dec. 15, 2014).
During the short, two-and-a-half years
since the Rule’s implementation, there
has been nothing to suggest that the
Rule is either failing to accomplish
these objectives or that it is causing any
of the harms predicted by its critics. As
Member Pearce catalogs in his dissent,
by every available metric the Rule
appears to have met the Board’s
expectations, refuting predictions about
the Rule’s supposedly harmful
consequences. The majority makes no
effort to rebut Member Pearce’s
comprehensive analysis. The
preliminary available data thus
indicates that the rule is achieving its
intended goals—without altering the
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‘‘playing field’’ for unions or employers
in the election process.1 The validity of
the Rule, moreover, has been upheld in
every court where it has been
challenged.2 In short, the Rule appears
to be a success so far.
Nonetheless, today a new Board
majority issues a Request for
Information (RFI) seeking public
opinion about whether to retain, repeal,
or modify the Rule—and signaling its
own desire to reopen the Rule. Of
course, administrative agencies ought to
evaluate the effectiveness of their
actions, whether in the context of
rulemaking or adjudication, and public
input can serve an important role in
conducting such evaluations.3 But the
nature and timing of this RFI, along
with its faulty justifications, suggests
that the majority’s interest lies not in
acquiring objective data upon which to
gauge the early effectiveness of the Rule,
but instead in manufacturing a rationale
for a subsequent rollback of the Rule in
light of the change in the composition
of the Board. Because it seems as if the
RFI is a mere fig leaf to provide cover
for an unjustified attack on a years-long,
comprehensive effort to make the
Board’s election processes more
efficient and effective, I cannot support
it. I would remain open, however, to a
genuine effort to gather useful
information about the Rule’s
effectiveness to this point.
I. The RFI is premature, poorly
crafted, and unlikely to solicit
meaningful feedback.
Initially, it seems premature to seek
public comment on the Rule a mere
two-and-a-half years after the Rule’s
1 See NLRB, Annual Review of Revised R-Case
Rules, available at https://www.nlrb.gov/newsoutreach/news-story/annual-review-revised-r-caserules (showing, in comparison between pre- and
post-Rule representation cases, modest decrease in
time elapsed from petition to election, no
substantial change in party win-rates, and largely
stable number of elections agreed to by stipulation);
NLRB, Graphs and Data, Petitions and Elections,
available at https://www.nlrb.gov/news-outreach/
graphs-data/petitions-and-elections (showing
similar outcomes, based on fiscal-year data on
representation cases).
2 See Assoc. Builders and Contractors v. NLRB,
826 F.3d 215 (5th Cir. 2016) (rejecting multiple
facial challenges to Rule); Chamber of Commerce v.
NLRB, 118 F. Supp. 3d 171 (D.D.C. 2015) (same).
3 I have no objection at all to seeking public
participation in the Board’s policymaking, as
reflected in the Board’s standard practice of inviting
amicus briefs in major cases, including those where
the Board is reconsidering precedent. Ironically, the
new majority has now broken with that practice for
no good reason in reversing recent precedent. See,
e.g., UPMC, 365 NLRB No. 153 (2017) (Member
McFerran, dissenting). I hope this unfortunate
omission does not signal a permanent change to the
Board’s approach in seeking public input in major
cases.
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implementation.4 The Rule has been in
place for less time at this point than the
rulemaking process took from beginning
to end.5 Moreover, as noted, so far the
Rule appears to be achieving its stated
ends without producing the dire
consequences some purported to fear. In
short, there does not appear to be any
present basis or need for this RFI.
Nevertheless, as stated, I am not
opposed to genuine efforts to
meaningfully evaluate the Rule’s
performance to date. But I believe that
any useful request for information
would have to seek comprehensive
information on the precise effects of the
specific changes made by the Rule.6 In
my view, such detailed information is
essential to facilitating meaningful
analysis of the Rule’s effectiveness, and
to determining whether this or any
future request for information is
warranted. In fact, precisely because
agencies benefit most from receiving
specific rather than generalized
feedback, an agency’s typical request for
information (unlike this RFI) follows the
agency’s assessment and identification
of what particular information would be
useful in evaluating a rule’s
effectiveness.7 Indeed, other agencies’
4 I would be surprised if even the most ardent
advocates of regulatory review would support such
a short regulatory lookback period. Indeed, Section
610 of the Regulatory Flexibility Act, for example,
contemplates that agencies may take up to 10
years—significantly longer than our 2-plus years’
experience with the Rule—before they may
adequately assess a rule’s effectiveness. See 5 U.S.C.
610 (providing that agencies shall develop plan ‘‘for
the review of such rules adopted after the effective
date of this chapter within ten years of the
publication of such rules as the final rule’’).
5 The Board’s original notice of proposed
rulemaking was published on June 22, 2011. The
final rule upheld by the courts was published on
December 15, 2014, with an effective date of April
14, 2015.
6 For example, to assess the success of some of the
Rule’s intended new efficiencies, it would be useful
to have quantitative data on: Motions for extensions
and motions to file a document out-of-time; missed
deadlines; motions for stays of election or other
extraordinary relief; eligibility issues deferred until
after the election, and whether such issues were
mooted by the election results. This type of data
would be valuable not only to decision makers at
the Agency, but also to the public in determining
how to evaluate and comment on the effectiveness
of the Rule.
7 The majority states that it is the Board’s duty to
periodically review its rules. Without a doubt, the
Board must monitor its rules to be sure that they
are meeting their goals and to help the Board better
effectuate the statute. But choosing to reopen the
Election Rule now is highly dubious. The Board has
many longstanding rules—addressing issues from
industry jurisdiction to health care bargaining
units—which have never been reviewed after
promulgation. Yet the majority chooses the newlyminted Election Rule, among all others, for
attention—with no explanation for its choice. Given
the resources required of both the agency and
interested parties when the Board revisits a rule, the
Board’s periodic review should reflect the exercise
of reasoned judgment. In this case, the majority has
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requests for information have often
posed specific questions reflecting their
own considered analysis of what aspects
of rulemaking might require further
inquiry and are geared toward the
acquisition of concrete facts from the
public.8
The majority’s request is not framed
to solicit detailed data, or even informed
feedback. The broad questions it poses,
absent any empirical context, amount to
little more than an open-ended ‘‘raiseyour-hand-if-you-don’t-like-the-Rule’’
straw poll. That is hardly a sound
approach to gathering meaningful
feedback.
The irony, of course, is that, if the
majority were sincerely interested in
beginning to assess the Rule’s
effectiveness, the best initial source of
empirical, objective data lies within the
Agency itself. The Board’s regional
offices process and oversee the litigation
of every single election petition filed
under the Rule. All the majority needs
to do is ask the Board’s General Counsel
to prepare a comprehensive report
highlighting all relevant factual
elements of the processing of election
petitions over the past 2-plus years.9 If
the resulting data were to suggest that,
after such a short time on the books, the
Rule is in need of refinement, or that
additional public input could enhance
the Board’s understanding of the Rule’s
functioning, the Board might then craft
failed to identify any reasonable basis for seeking
public input on the Election Rule at this time. Nor
has the majority made any effort to obtain or
analyze easily available data that conceivably could
support issuing an RFI.
8 See, e.g., Dept. of the Treasury, Proprietary
Trading and Certain Interests in and Relationships
With Covered Funds (Volcker Rule); Request for
Public Input, 82 FR 36692, Aug 7, 2017
(enumerating lengthy list of specific, data-oriented
questions); Dept. of Labor, Employee Benefits
Security Admin., Request for Information Regarding
the Fiduciary Rule and Prohibited Transaction
Exemptions, 82 FR 31278, July 6, 2017 (same).
9 The majority makes the odd suggestion that the
RFI—a measure directed to the general public—is
somehow also the most effective way to obtain
information from the General Counsel. This is
nonsensical. The General Counsel supervises the
Board’s representation proceedings under a
delegation of authority from the Board, and the
Board is obviously able to direct the General
Counsel to provide whatever relevant information
it requests, without issuing an RFI or initiating a
rulemaking.
In any event, although I was not a participant in
the earlier rulemaking process, it is clear from the
Notice of Proposed Rulemaking that the Board
based its proposals on a thorough, pre-rulemaking
analysis of relevant data and agency experience that
enabled it to seek public comment on specific,
carefully-crafted policy proposals. In short, the
Board did its homework before seeking public
participation. The majority’s current effort is utterly
lacking the same foundation. The majority
curiously seems to view this as an attribute, rather
than a manifest departure from the norms of
rulemaking under the Administrative Procedure
Act.
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tailored questions designed to elicit
meaningful, constructive feedback.
Unfortunately, in addition to framing
a vague, unfounded inquiry that is
unlikely to solicit useful information,
the majority’s request also establishes an
unnecessarily rushed comment process
that is likely to frustrate those interested
parties who might actually hope to
provide meaningful input. To the extent
members of the public wish to provide
informed feedback on the Rule, they
will need information. In the absence of
a comprehensive analysis from the
General Counsel, outside parties are
likely to seek relevant data on the Rule’s
functioning through a Freedom of
Information Act (FOIA) request. The
public’s acquisition and analysis of such
data through the FOIA process will
involve the assembly and submission of
FOIA requests, which in turn may
require the agency to survey and
compile extensive data for each such
request. Thereafter parties will have to
take stock of any data acquired through
FOIA before being in a position to give
informed feedback on the Rule. This
process could take far more than the 60
days provided for comment by the RFI.
Indeed, during the 2014 rulemaking
process leading up to the Election Rule,
the Chamber of Commerce, well into the
60-day comment period, sought an
extension to give it more time to both
request and analyze FOIA data. While it
was ultimately determined that the
comment period should not be extended
under the circumstances at the time, the
Chamber’s effort highlights the
relevance of FOIA data and the timeintensiveness of parties’ analysis of such
data. My colleagues’ failure to allot time
to account for the parties’ informationgathering process only confirms that the
RFI is not designed to solicit and yield
well-informed responses that might
genuinely assist the Board’s evaluation
of the Rule.
II. The RFI is a transparent effort to
manufacture a justification for revising
the Rule.
As emphasized, I fully support the
notion that the Board should take care
to ensure that its rules and regulations
are serving their intended purposes. I
would welcome a genuine opportunity
to receive and review meaningful
information on the Rule’s performance
at an appropriate time. But this hurried
effort to solicit a ‘‘show of hands’’ of
public opinion without the benefit of
meaningful data (or even thoughtfully
framed points of inquiry) bears none of
the hallmarks of a genuine effort at
regulatory review.10 Gathering useful
10 The majority suggests that my view that the
rule has been a success thus far is just one
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information is demonstrably not the
purpose of this RFI. Instead, this RFI is
a transparent effort to manufacture a
justification for reopening the Rule. No
legitimate justification exists.
The Supreme Court has made clear
that, when an agency is considering
modifying or rescinding a valid existing
rule, it must treat the governing rule as
the status quo and must provide ‘‘good
reasons’’ to justify a departure from it.
See Federal Communications
Commission v. Fox Television, 556 U.S.
502, 515 (2009). Obviously, determining
whether there are ‘‘good reasons’’ for
departing from an existing policy
requires an agency to have a reasonable
understanding of the policy and how it
is functioning. Only with such an
understanding can the agency recognize
whether there is a good basis for taking
a new approach and explain why. Id. at
515–516. Indeed, even when an agency
is only beginning to explore possible
revisions to an existing rule, the
principles of reasoned decision-making
demand a deliberative approach,
informed by the agency’s own
experience administering the existing
rule.11
‘‘opinion,’’ and that they are merely soliciting a
wider range of opinions from the public to better
assess the Rule. But the fact that public opinion on
the Rule may be divided—as it was during and after
the rulemaking process—is not a reason for the
Board to revisit the Rule. Canvassing public opinion
might make sense if it were done in a manner that
first gathered and considered evidence on the
Rule’s functioning, and framed any questions in a
way that actually requested useful substantive
feedback on the agency’s own analysis.
But the open-ended solicitation we have here,
without the benefit of data or analysis, is not a
productive way to enlist public opinion. As the
dissenters to the Election Rule observed, including
Chairman Miscimarra, the rulemaking was of
‘‘immense scope and highly technical nature,’’ and
it generated ‘‘an unprecedented number of
comments, espousing widely divergent views.’’ 79
FR 74430, 74459. It is accurate to say that the Rule
is both comprehensive and technical, and that the
public holds polarized views thereon. Yet now the
majority broadly seeks public opinion on the fate
of the Rule without offering any data or analysis of
its own to provide a foundation for the public’s
assessment. Ultimately, they provide no persuasive
explanation of how soliciting public input in the
absence of any agency analysis or proposals—input
that, as noted, is tantamount to a ‘‘thumbs up or
thumbs down’’ movie review—will provide a
foundation for an effective rulemaking process.
11 See, e.g., Dept. of Labor, Wage and Hour Div.,
Request for Information on the Family and Medical
Leave Act of 1993, 71 FR 69504, 69505–06, Dec. 1,
2006 (‘‘[T]he subject matter areas [of this RFI] are
derived from comments at . . . stakeholder
meetings and also from (1) rulings of the Supreme
Court of the United States and other federal courts
over the past twelve years; (2) the Department’s
experience in administering the law; and (3) public
input presented in numerous Congressional
hearings and public comments filed with the Office
of Management and Budget . . . in connection with
three annual reports to Congress regarding the Costs
and Benefits of Federal regulations in 2001, 2002,
2004. . . . During this process, the Department has
heard a variety of concerns expressed about the
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If this RFI asked the public specific,
well-crafted questions geared toward a
neutral assessment of the Rule’s
functioning—and was based on a
foundation of internal evidence or
experience suggesting there was a
problem with the Rule’s implementation
thus far—there would be far less basis
to doubt the majority’s reasons for
revisiting it.12 Indeed, the majority’s
reticence to focus this inquiry on the
agency’s own data—the most
straightforward source of information
about how the Rule is working—is
puzzling. The majority’s failure to take
this basic step suggests that they would
rather not let objective facts get in the
way of an effort to find some basis to
justify reopening the Rule. Hence the
majority instead poses the vague
questions in this RFI, which belie any
‘‘good reasons’’ for revisiting the Rule.
Further, in the preamble to this RFI
the majority has failed to identify, much
less establish, any ‘‘good reasons’’ to
revisit or to consider reopening the Rule
at this time. The majority summarily
cites congressional votes, hearings, and
proposed (but never-passed) legislation
as reasons to issue this RFI. Although
such congressional actions might raise
concern over a rule’s actual
effectiveness in other circumstances,
here—where criticism was leveled in
the absence of any meaningful
experience under the Rule—they seem
to signify little more than partisan
FMLA.’’); cf. Dept. of Labor, Wage and Hour Div.,
Request for Information; Defining and Delimiting
the Exemptions for Executive, Administrative,
Professional, Outside Sales and Computer
Employees, 82 FR 34616, July 26, 2017 (rule
enjoined by court, and Department faced with legal
questions concerning its analysis and justification
for aspects of rule).
12 Indeed, if it were properly founded in objective
data indicating significant problems with the rule
in its implementation, I might well join such an
effort to assess the effectiveness of the Rule, as I
subscribe to the view that timely, informed public
input can be vital to making good public policy. In
contrast, my colleagues in the majority seem to take
the view that soliciting the views of the public is
good only when it furthers their predetermined
purposes. In a recent Board decision where public
input would have had a far greater likelihood of
aiding the Board’s decision-making process, they
nonetheless dismissed the possibility that such
input might be useful in order to more hastily issue
a decision reversing Board precedent. See UPMC,
365 NLRB No. 153 (2017). In that case, the public’s
own experiential data and legal and policy
arguments would have had immediate relevance;
yet the Board took the drastic step of reversing
precedent without the benefit of such. It seems clear
that they seek public input here, however
heedlessly, so that they can point to negative public
feedback about the rule as an (inadequate)
procedural precursor to justify reopening the
rulemaking process under the APA; whereas in
UPMC the adjudicative reversal of precedent did
not require the same procedural formality, and thus
they took a more expedient route to accomplish
their goal in that case.
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opposition to the Rule.13 Reasoned
decision-making is not a matter of
partisanship.
The majority also asserts that
‘‘numerous’’ cases litigated before the
Board have raised ‘‘significant’’ issues
concerning its application. Of course,
many issues concerning the proper
interpretation and application of the
Rule can and should be resolved in
adjudication, where they arise. In fact,
the four recent cases the majority cites
involved case-specific applications of
the Rule that offer little if any insight
into how well the Rule is working
overall.14 More broadly, as stated, all
legal challenges to the Rule have been
soundly rejected by the courts.
Last, although not mentioned by the
majority, no one has petitioned the
Board to revisit the Rule or for new
rulemaking on the Board’s election
processes. Perhaps the absence of such
a petition is attributable to all of the
13 Similarly, the unfounded criticism of the Rule
as it was adopted, both among its legal challengers
and the Board members who dissented from the
Rule, is not a sound basis for this RFI. As the United
States District Court for the District of Columbia
made clear in rejecting a challenge to the Rule:
‘‘[The Rule’s challengers’] dramatic
pronouncements are predicated on
mischaracterizations of what the Final Rule actually
provides and the disregard of provisions that
contradict plaintiffs’ narrative. And the claims that
the regulation contravenes the NLRA are largely
based upon statutory language or legislative history
that has been excerpted or paraphrased in a
misleading fashion. Ultimately, the statutory and
constitutional challenges do not withstand close
inspection.’’ Chamber of Commerce v. NLRB, supra,
118 F. Supp. 3d at 177. That court further pointed
out that rhetoric like ‘‘quickie election,’’ employed
by the Rule’s challengers and borrowed from the
Board members who dissented from the Rule, were
part of a vague, conclusory, and argumentative set
of attacks. Id. at 189.
14 If any conclusion can be gleaned from these
four cases, it is that they were processed in just the
manner contemplated by the Rule: Fostering
efficiency while preserving the fairness of the
proceedings. For example, in UPS Ground Freight,
365 NLRB No. 113 (2017), the employer complained
about the conduct and timing of a pre-election
hearing, but it did not establish any prejudice to its
ability to fully make its arguments. In other words,
the procedures under the Rule were prompt and
resulted in no unfairness. In Yale University, 365
NLRB No. 40 (2017), and European Imports, 365
NLRB No. 41 (2017), the Board refused to stay an
election, but allowed parties to preserve their preelection claims—thus leaving the substantive legal
claims intact, while making the process more
efficient by deferring resolution until after the
election, at which time the election results may
have mooted those claims. In Brunswick Bowling,
364 NLRB No. 96 (2016), the Board emphasized the
importance of position statements, which were
intended under the Rule to narrow the issues for
pre-election hearings, but also noted that a party’s
failure to file one did not affect a regional director’s
independent statutory duties with respect to
representation petitions.
In any event, a better measure of the Rule’s early
effectiveness, which I advocate for below, would be
a thorough internal Agency review of all the cases
processed under the Rule, including those that have
not come before the Board.
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circumstances described above. Perhaps
it is explained by the common-sense
notion that the Agency’s and the
public’s limited experience with the
Rule would make such a petition
glaringly premature. See 5 U.S.C.
553(e).15
The only remaining asserted
justification for considering revisiting
the Rule at this early stage is the
majority’s express reliance on the
change in the composition of the
Board.16 This certainly is not a ‘‘good
reason’’ for revisiting a past
administrative action, particularly in the
context of rulemaking. See generally
Motor Vehicles Manufacturers v. State
Farm, 463 U.S. 29 (1983). Yet, I fear this
is the origin of the RFI, and regrettably
so. The Board has long and consistently
rejected motions to reconsider its
decisions based on a change in the
composition of the Board. See, e.g.,
Brown & Root Power & Mfg., 2014 WL
4302554 (Aug. 29, 2014); Visiting Nurse
Health System, Inc., 338 NLRB 1074
(2003); Wagner Iron Works, 108 NLRB
1236 (1954). We should continue to
exercise such restraint with respect to
the Rule, unless and until a day comes
when we discover or are presented with
a legitimate basis for taking action.
Today, however, is manifestly not that
day.
As a result, it should come as no
surprise to the majority if a court called
upon to review any changes ultimately
made to the Rule looks back skeptically
at the origins of the rulemaking effort.
The RFI is easily viewed as simply a
scrim through which the majority is
attempting to project a distorted view of
the Rule’s current functioning and
thereby justify a partisan effort to roll it
back. Cf. United Steelworkers v.
Pendergrass, 819 F.2d 1263, 1268 (3d
Cir. 1987) (‘‘Some of the questions [in
an ANPRM] could hardly have been
posed with the serious intention of
obtaining meaningful information, since
the answers are self-evident.’’). Such
opportunism is wholly inconsistent
with the principles of reasoned Agency
decision-making. It is equally
15 Indeed, another argument to defer any
examination of the Rule’s effectiveness until a later
date is that a longer timeframe would yield a larger
body of cases that presumably would provide more
representative and meaningful insights into its
performance.
16 I reject the majority’s implied suggestion that
my joining the Board since the Rule was enacted
somehow supports today’s effort to revisit the Rule.
I begin with the proposition that the Rule,
promulgated under notice-and-comment and
upheld by the courts, is governing law—whether or
not particular Board members disagreed with its
adoption or would have disagreed, had they been
on the Board at the time. As explained, I would
support revisiting the Rule only if there were some
reasoned basis to do so.
VerDate Sep<11>2014
17:01 Dec 13, 2017
Jkt 244001
inconsistent with our shared
commitment to administer the Act in a
manner designed to fairly and faithfully
serve Congressional policy and to
protect the legitimate interests of the
employees, unions, and employers
covered by the Act. Whatever one thinks
of the Rule, the Agency, its staff, and the
public deserve better.
VI. Conclusion
The Board invites interested parties to
submit responses during the public
response period and welcomes pertinent
information regarding the above
questions.
Roxanne Rothschild,
Deputy Executive Secretary, National Labor
Relations Board.
[FR Doc. 2017–26904 Filed 12–12–17; 4:15 pm]
BILLING CODE P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R04–OAR–2017–0500; FRL–9971–71–
Region 4]
Air Plan Approval; Florida; Stationary
Sources Emissions Monitoring;
Reopening of Comment Period
Environmental Protection
Agency (EPA).
ACTION: Proposed rule; reopening of
public comment period.
AGENCY:
The Environmental Protection
Agency (EPA) is reopening the comment
period for a proposed rulemaking notice
published in the Federal Register on
October 13, 2017, which accompanied a
direct final rulemaking published on the
same date. The direct final rulemaking
has been withdrawn due to the receipt
of an adverse comment. In the October
13, 2017, proposed rulemaking, EPA
proposed to approve a portion of a State
Implementation Plan (SIP) revision
submitted by the State of Florida,
through the Florida Department of
Environmental Protection (FDEP) on
February 1, 2017, for the purpose of
revising Florida’s requirements and
procedures for emissions monitoring at
stationary sources. Additionally, the
October 13, 2017, document included a
proposed correction to remove a Florida
Administrative Code (F.A.C.) rule that
was previously approved for removal
from the SIP in a separate action but
was never removed. It was brought to
EPA’s attention that the February 1,
2017, state submittals and related
materials were not accessible to the
public through the electronic docket.
SUMMARY:
PO 00000
Frm 00027
Fmt 4702
Sfmt 4702
The materials are now accessible in the
electronic docket. EPA is reopening the
comment period for an additional 30
days.
The comment period for the
proposed rule published October 13,
2017 (82 FR 47662), reopened.
Comments must be received on or
before January 16, 2018. In a future final
action based on the proposed rule, EPA
will address all public comments
received, including the adverse
comment received on the direct final
rule.
DATES:
Submit your comments,
identified by Docket ID No. EPA–R04–
OAR–2017–0500 at https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from Regulations.gov.
EPA may publish any comment received
to its public docket. Do not submit
electronically any information you
consider to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. EPA will generally
not consider comments or comment
contents located outside of the primary
submission (i.e., on the web, cloud, or
other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www2.epa.gov/dockets/
commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT:
Andres Febres, Air Regulatory
Management Section, Air Planning and
Implementation Branch, Air, Pesticides
and Toxics Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street SW, Atlanta,
Georgia 30303–8960. Mr. Febres can be
reached via telephone at (404) 562–8966
or via electronic mail at febresmartinez.andres@epa.gov.
SUPPLEMENTARY INFORMATION: EPA
published a proposed rulemaking on
October 13, 2017 (82 FR 47662), which
accompanied a direct final rulemaking
published on the same date (82 FR
47636). The proposed revision includes
amendments to three F.A.C. rule
sections, as well as the removal of one
F.A.C. rule section from the Florida SIP,
in order to eliminate redundant
language and make updates to the
requirements for emissions monitoring
ADDRESSES:
E:\FR\FM\14DEP1.SGM
14DEP1
Agencies
[Federal Register Volume 82, Number 239 (Thursday, December 14, 2017)]
[Proposed Rules]
[Pages 58783-58790]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-26904]
=======================================================================
-----------------------------------------------------------------------
NATIONAL LABOR RELATIONS BOARD
29 CFR Parts 101 and 102
RIN 3142-AA12
Representation-Case Procedures
AGENCY: National Labor Relations Board.
ACTION: Request for information.
-----------------------------------------------------------------------
SUMMARY: The National Labor Relations Board (the Board) is seeking
information from the public regarding its representation election
regulations (the Election Regulations), with a specific focus on
amendments to the Board's representation case procedures adopted by the
Board's final rule published on December 15, 2014 (the Election Rule or
Rule). As part of its ongoing efforts to more effectively administer
the National Labor Relations Act (the Act or the NLRA) and to further
the purposes of the Act, the Board has an interest in reviewing the
Election Rule to evaluate whether the Rule should be: Retained without
change, retained with modifications, or rescinded, possibly while
making changes to the prior Election Regulations that were in place
before the Rule's adoption. Regarding these questions, the Board
believes it will be helpful to solicit and consider public responses to
this request for information.
DATES: Responses to this request for information must be received by
the Board on or before February 12, 2018. No late responses will be
accepted. Responses are limited to 25 pages.
ADDRESSES: You may submit responses by the following methods:
Internet--Electronic responses may be submitted by going to
www.nlrb.gov and following the link to submit responses to this request
for information. The Board encourages electronic filing. Delivery--If
you do not have the ability to submit your response electronically,
responses may be submitted by mail to: Roxanne Rothschild, Deputy
Executive Secretary, National Labor Relations Board, 1015 Half Street
SE, Washington, DC 20570. Because of security precautions, the Board
experiences delays in U.S. mail delivery. You should take this into
consideration when preparing to meet the deadline for submitting
responses. It is not necessary to submit responses by mail if they have
been filed electronically on www.nlrb.gov. If you submit responses by
mail, the Board recommends that you confirm receipt of your delivered
responses by checking www.nlrb.gov to confirm that your response is
posted there (allowing time for receipt by mail). Only responses
submitted as described above will be accepted; ex parte communications
received by the Board will be made part of the record and will be
treated as responses only insofar as appropriate.
The Board requests that responses include full citations or
internet links to any authority relied upon. All responses submitted to
www.nlrb.gov will be posted on the Agency's public website as soon
after receipt as practicable without making any changes to the
responses, including changes to personal information provided. The
Board cautions responders not to include in the body of their responses
personal information such as Social Security numbers, personal
addresses, personal telephone numbers, and personal email addresses, as
such submitted information will become viewable by the public when the
responses are posted online. It is the responders' responsibility to
safeguard their information. The responders' email addresses will not
be posted on the Agency website unless they choose to include that
information as part of their responses.
FOR FURTHER INFORMATION CONTACT: Roxanne Rothschild, Deputy Executive
Secretary, National Labor Relations Board, 1015 Half Street SE,
Washington, DC 20570, (202) 273-2917 (this is not a toll-free number),
1-866-315-6572 (TTY/TDD).
SUPPLEMENTARY INFORMATION:
I. Background
On December 15, 2014, the Board published the Election Rule, which
amended the Board's prior Election Regulations. 79 FR 74308 (December
15, 2014). The Election Rule was adopted after public comment periods
in which tens of thousands of public comments were received. The Rule
was approved by a three-member Board majority, with two Board members
expressing dissenting views. Thereafter, the Rule was submitted for
review by Congress pursuant to the Congressional Review Act. In March
2015, majorities in both houses of Congress voted in favor of a joint
resolution disapproving the Board's rule and declaring that it should
have no force or effect. President Obama vetoed this resolution on
March 31, 2015. The amendments adopted by the final rule became
effective on April 14, 2015, and have been applicable to all
representation cases filed on or after that date. Multiple parties
initiated lawsuits challenging the facial validity of the Election
Rule, and those challenges were rejected. See Associated Builders &
Contractors of Texas, Inc. v.
[[Page 58784]]
NLRB, 826 F.3d 215 (5th Cir. 2015), affg. No. 1-15-CV-026 RP, 2015 WL
3609116 (W.D. Tex. June 1, 2015); Chamber of Commerce of U.S. v. NLRB,
118 F. Supp. 3d 171 (D.D.C. 2015). These rulings did not preclude the
possibility that the Election Rule might be invalid as applied in
particular cases.
II. Authority Regarding Board Review of the 2014 Election Rule
Amendments
Agencies have the authority to reconsider past decisions and rules
and to retain, revise, replace, and rescind decisions and rules. See
FCC v. Fox Television Stations, Inc., 556 U.S. 502, 514-515 (2009);
Motor Vehicle Manufacturers Ass'n of U.S., Inc. v. State Farm Mutual
Automobile Insurance Co., 463 U.S. 29, 42 (1983); National Ass'n of
Home Builders v. EPA, 682 F.3d 1032, 1038-1039,1043 (DC Cir. 2012).
The Election Rule has been in effect for more than 2 years. The
current five-member Board includes only two members who participated in
the 2014 rulemaking: Member Pearce, who joined the majority vote to
adopt the final rule, and Chairman Miscimarra, who joined former Member
Johnson in dissent. In addition to the proceedings described above, and
other congressional hearings and proposed legislation, numerous cases
litigated before the Board have presented significant issues concerning
application of the Election Rule. See, e.g., UPS Ground Freight, Inc.,
365 NLRB No. 113 (2017); European Imports, Inc., 365 NLRB No. 41
(2017); Yale University, 365 NLRB No. 40 (2017); Brunswick Bowling
Products, LLC, 364 NLRB No. 96 (2016).
III. Request for Information From the Public
The Board invites information relating to the following questions:
1. Should the 2014 Election Rule be retained without change?
2. Should the 2014 Election Rule be retained with modifications? If
so, what should be modified?
3. Should the 2014 Election Rule be rescinded? If so, should the
Board revert to the Election Regulations that were in effect prior to
the 2014 Election Rule's adoption, or should the Board make changes to
the prior Election Regulations? If the Board should make changes to the
prior Election Regulations, what should be changed?
IV. Response to the Dissents
It is surprising that the Board lacks unanimity about merely posing
three questions about the 2014 Election Rule, when none of the
questions suggests a single change in the Board's representation-
election procedures. Nonetheless, two dissenting colleagues object to
the request for information regarding the Election Rule because, among
other things, they believe that (i) the Election Rule has worked
effectively (or even, in Member Pearce's estimation, essentially
flawlessly), (ii) any request for information from the public about the
Rule is premature, (iii) merely requesting information reveals a
predetermination on our part to revise or rescind the Election Rule,
and (iv) future changes will be based on ``alternative facts'' and
``manufactur[ed]'' rationales.
It is the Board's duty to periodically conduct an objective and
critical review of the effectiveness and appropriateness of our rules.
In any event, our dissenting colleagues would answer the above Question
1 in the affirmative: They believe the Election Rule should be retained
without change. That is their opinion. However, the Board is seeking
the opinions of others: Unions, employers, associations, labor-law
practitioners, academics, members of Congress, and anyone from the
general public who wishes to provide information relating to the
questions posed above. In addition, we welcome the views of the General
Counsel and also the Regional Directors, whose experience working with
the 2014 Election Rule makes them a valuable resource.
One thing is clear: Issuing the above request for information is
unlike the process followed by the Board majority that adopted the 2014
Election Rule. The rulemaking process that culminated in the 2014
Election Rule (like the process followed prior to issuance of the
election rule adopted by Members Pearce and Becker in 2011) started
with a lengthy proposed rule that outlined dozens of changes in the
Board's election procedures, without any prior request for information
from the public regarding the Board's election procedures. By contrast,
the above request does not suggest even a single specific change in
current representation-election procedures. Again, the Board merely
poses three questions, two of which contemplate the possible retention
of the 2014 Election Rule.\1\
---------------------------------------------------------------------------
\1\ Member McFerran contends that the Board's open-ended request
``depart[s] from the norms of rulemaking under the Administrative
Procedure Act.'' Her contention is misplaced. The Board is merely
requesting information. We are not engaged in rulemaking.
---------------------------------------------------------------------------
V. Dissenting Views of Member Mark Gaston Pearce and Member Lauren
McFerran
Member Pearce, dissenting.
I dissent from the Notice and Request for Information, which should
more aptly be titled a ``Notice and Quest for Alternative Facts.'' It
ignores the Final Rule's success in improving the Board's
representation-case procedures and judicial rejection of dissenting
Members Miscimarra and Johnson's legal pronouncements about the Final
Rule.
Some two and a half years ago, the National Labor Relations Board
concluded lengthy rulemaking pursuant to the Administrative Procedure
Act to reexamine our representation-case procedures. We had proposed a
number of targeted solutions to discrete problems identified with the
Board's methods of processing petitions for elections with a goal of
removing unnecessary barriers to the fair and expeditious resolution of
representation cases. The rulemaking sought to simplify representation-
case procedures, codify best practices, increase transparency and
uniformity across regions, eliminate duplicative and unnecessary
litigation, and modernize rules concerning documents and communication
in light of changing technology. After a painstaking three and a half
year process, involving the consideration of tens of thousands of
comments generated over two separate comment periods totaling 141 days,
and 4 days of hearings with live questioning by the Board Members, we
issued a final rule that became effective on April 14, 2015.
Representation-Case Procedures, 79 FR 74308 (Dec. 15, 2014).
The Final Rule was careful and comprehensive--spanning over 100
pages of the Federal Register's triple-column format in explaining the
25 changes ultimately made to the Board's rules and regulations. For
each change, the Final Rule identified the problem to be ameliorated,
catalogued every type of substantive response from the public, and set
forth the Board's analysis as to why the proposed amendment was either
being adopted, discarded or modified.\1\
---------------------------------------------------------------------------
\1\ See Associated Builders and Contractors of Texas, Inc. v.
NLRB, 826 F.3d 215, 229 (5th Cir. 2016) (noting that the Board
``conducted an exhaustive and lengthy review of the issues,
evidence, and testimony, responded to contrary arguments, and
offered factual and legal support for its final conclusions'');
Chamber of Commerce of the United States of America v. NLRB, 118
F.Supp.3d 171, 220 (D.D.C. 2015) (``[T]he Board engaged in a
comprehensive analysis of a multitude of issues relating to the need
for and the propriety of the Final Rule, and it directly addressed
the commenters' many concerns[.]'').
---------------------------------------------------------------------------
[[Page 58785]]
Complying with the rulemaking process, and dealing with the deluge
of public comments generated, was not an easy task for our Agency.
Thousands of staff hours were expended; research and training was
required into statutes and procedures with which we were unfamiliar;
expensive licensing was purchased for software to sort, and websites to
house, the tens of thousands of comments received; and contributions
were made from all corners of the Agency. Through this extensive
process, the fundamental questions were asked and answered. The amended
procedures have now been in place for some two and a half years, and my
colleagues show no serious justification for calling them into
question.
Indeed, it is with some irony that I am reminded of the sentiment
expressed in dissent to the Final Rule in 2014 that ``the countless
number of hours spent by Board personnel in rulemaking'' would be
better spent expeditiously processing cases. 79 FR at 74457. Yet, in
the past 9 months, the Board's case output has fallen precipitously,\2\
and we face the specter of budget cuts that could further hamper our
ability to perform our statutory mission. Now, the majority will burden
the Agency with the exercise of continued rulemaking in an area that
has already been thoroughly addressed.
---------------------------------------------------------------------------
\2\ Comparing the period February 1 through October 2017, to the
equivalent nine-month period from 2016, the Board's output of
contested unfair labor practice decisions and published
representation case decisions has been reduced by approximately 45
percent (i.e., a drop in excess of 100 cases). Searches in the
Board's NxGen case processing software show that from February 1,
2017, to October 31, 2017, the Board issued 136 decisions in
contested unfair labor practice cases and published representation
cases, while from February 1, 2016, to October 31, 2016, the Board
issued 247 such decisions.
---------------------------------------------------------------------------
As a consequence, our attention will be diverted from case
processing to explore the rollback of a Final Rule that has provided a
bounty of beneficial changes, and which applies equally to initial
organizing campaigns and efforts to decertify incumbent unions. A non-
exhaustive list includes:
Parties may now use modern technology to electronically
file and serve petitions and other documents, thereby saving time and
money, and affording non-filing parties the earliest possible notice.
Petitions and election objections must be supported, and
must be served on other parties.
Board procedures are more transparent, and more meaningful
information is more widely available at earlier stages of our
proceedings.
Issues in dispute are clarified, and parties are enabled
to make more informed judgments about whether to enter into election
agreements.
Across regions, employees' Section 7 rights are afforded
more equal treatment, the timing of hearings is more predictable, and
litigation is more efficient and uniform.
Parties are more often spared the expense of litigating,
and the Board is more often spared the burden of deciding, issues that
are not necessary to determine whether a question of representation
exists, and which may be mooted by election results.
The Board enjoys the benefit of a regional director
decision in all representation cases.
Board practice more closely adheres to the statutory
directive that requests for review not stay any action of the regional
director unless specifically ordered by the Board.
Nonemployer parties are able to communicate about election
issues with voters using modern means of communication such as email,
texts and cell phones, and are less likely to challenge voters out of
ignorance.
Notices of Election are more informative, and more often
electronically disseminated.
Employees voting subject to challenge are more easily
identified, and the chances are lessened of their ballots being
comingled.
And all of this has been accomplished while processing
representation cases more expeditiously from petition, to election, to
closure.
So why would the majority suggest rescinding all of these benefits
to the Agency, employees, employers, and unions? In evaluating that
question, it is worthwhile to remind ourselves of a basic tenet of
administrative law: while an agency rule, once adopted, is not frozen
in place, the agency must offer valid reasons for changing it and must
fairly account for the benefits lost as a result of the change.
Citizens Awareness Network, Inc. v. U.S., 391 F.3d 338, 351-352 (1st
Cir. 2004).
None of the reasons offered by today's majority constitutes a
persuasive justification for requesting information from the public,
let alone for rescinding or modifying the Final Rule. The majority
notes that the Final Rule has been in effect for more than two years.
But the fact that two years have transpired since the Final Rule was
adopted hardly constitutes a reason for rescinding or modifying it. The
Board has a wealth of casehandling information that can be obtained
through an analysis of our own records. And because the Board has
access to all regional director pre- and post-election decisions, and
because parties may request Board review of any action taken by the
regional directors, the Board already is aware of the nature of any
complaints about how the Final Rule has worked in particular cases. As
for reverting to the prior representation rules, the public already had
the opportunity to comment on whether they should be maintained or
modified.
The majority next points to a change in Board member composition,
but by itself, that is not a sufficient reason for rescinding,
modifying, or requesting information from the public concerning the
Final Rule. The majority also cites a grand total of four cases (out of
the many cases) applying the Final Rule, but none provides any reason
to invite public comment on the Final Rule, much less for the Board to
reconsider it. While the majority also cites congressional efforts to
overturn the Final Rule, they did not succeed, and cannot be used to
demonstrate that the Final Rule contravenes our governing statute. As
the courts have recognized, ``It is well-established that `the view of
a later Congress cannot control the interpretation of an earlier
enacted statute.' '' Huffman v. OPM, 263 F.3d 1341, 1354 (Fed. Cir.
2001) (quoting O'Gilvie v. United States, 519 U.S. 79, 90 (1996)).
Finally, as the majority is forced to concede, every legal challenge to
the Final Rule has been struck down by the courts.
In evaluating the appropriateness of the Notice and Request for
Information, it is also worth journeying back in time to consider the
pronouncements and dire predictions voiced by then-Members Miscimarra
and Johnson about the Final Rule when it issued. In considering these
matters, the reader need not take my word, for the dissent appears in
the Federal Register.
Suffice it to say that the Final Rule's dissenters were so wrong
about so much. They did not simply disagree with the Board's judgments,
but instead claimed that the Final Rule violated the NLRA, the APA, and
the U.S. Constitution.
The Final Rule dissent pronounced that the Rule's amendments
contradicted our statute and were otherwise impermissibly arbitrary. 79
FR at 74431. It was wrong on both counts. See Associated Builders and
Contractors of Texas, Inc. v. NLRB, 826 F.3d 215, 218 (5th Cir. 2016)
(The ``rule, on its face, does not violate the National Labor Relations
Act or the Administrative Procedure Act[.]''); Chamber of Commerce of
the United States of America v. NLRB, 118 F. Supp. 3d 171, 220 (D.D.C.
2015) (rejecting
[[Page 58786]]
claims that the Final Rule contravenes either the NLRA or the
Constitution or is arbitrary and capricious or an abuse of the Board's
discretion).
The Final Rule dissent pronounced that the Rule's primary purpose
and effect was to shorten the time from the filing of petition to the
conduct of the election, and that this violated the NLRA and was
otherwise arbitrary or capricious. 79 FR at 74430, 74433-74435. It was
wrong on all three counts. See ABC of Texas, 826 F.3d at 227-228
(noting that the Board properly considered delay in scheduling
elections and that the Board also reasoned that the final rule was
necessary to further ``a variety of additional permissible goals and
interests''); Chamber of Commerce, 118 F.Supp.3d at 218-219 (rejecting
claim that the Rule promotes speed in holding elections at the expense
of all other statutory goals and requirements, and noting that many of
the Rule's provisions do not relate to the length of the election
cycle).
The Final Rule dissent pronounced that the Rule's granting regional
directors discretion to defer litigation of individual eligibility
issues at the pre-election hearing was contrary to the statute and was
arbitrary and capricious in violation of the APA. 79 FR at 74430,
74436-74438, 74444-74446. The courts rejected those arguments. See
Chamber of Commerce, 118 F. Supp. 3d at 181, 195-203 (``Granting
regional directors the discretion to decline to hear evidence on
individual voter eligibility and inclusion issues does not violate the
NLRA [and] is not arbitrary and capricious.''); ABC of Texas, 826 F.3d
at 220-223. See also Associated Builders and Contractors of Texas, Inc.
v. NLRB, 2015 WL 3609116 * 2, *7 (W.D. Tex. 2015).
The Final Rule dissent pronounced that the Rule violated the Act
and the Constitution by infringing on protected speech and by providing
an insufficient time period for employees to understand the issues
before having to vote, thereby compelling them to vote now, understand
later. (79 FR at 74430-74431, 74436, 74438). But these claims were also
rejected by the courts. See Chamber of Commerce, 118 F. Supp. 3d at
181-182, 189, 206-208, 220 (``The elimination of the presumptive pre-
election waiting period does not violate the NLRA or the First
Amendment'' and ``[p]laintiffs have failed to show that the Final Rule
inhibits . . . debate in any meaningful way.''); ABC of Texas, 826 F.3d
at 220, 226-227 (rejecting claim that ``the cumulative effect of the
rule change improperly shortens the overall pre-election period in
violation of the `free speech' provision of the Act'' or inhibits
meaningful debate).
The Final Rule dissent pronounced that the Rule ran afoul of the
APA because the Board failed to demonstrate a need for the amendments.
79 FR 74431, 74434. Here again, the courts rejected that contention.
See, e.g., Chamber of Commerce, 118 F. Supp. 3d at 219-220 (``the Board
has offered grounds to show that the issues targeted by the Final Rule
were sufficiently tangible to warrant action''); ABC of Texas, 826 F.3d
at 227-229.
The Final Rule dissent pronounced that the Rule's accelerated
deadlines and hearing provisions violated employers' due process rights
and the NLRA's appropriate hearing requirement. 79 FR at 74431-74442,
74451. Wrong. See Chamber of Commerce, 118 F.Supp.3d at 177, 205-206
(due process challenge does ``not withstand close inspection'' because,
among other reasons, it is ``predicated on mischaracterizations of what
the Final Rule actually provides''); Associated Builders and
Contractors of Texas, Inc. v. NLRB, 2015 WL 3609116 *2, *5-*7, affd,
826 F.3d at 220, 222-223 (``the rule changes to the pre-election
hearing did not exceed the boundaries of the Board's statutory
authority'').
The Final Rule dissent pronounced that the Rule's provision making
Board review of regional director post-election determinations
discretionary contravened the Board's duty to oversee the election
process and was arbitrary and capricious. 79 FR at 74431, 74449-74451.
Wrong again. See Chamber of Commerce, 118 F. Supp. 3d at 215-218
(rejecting claims that ``the Final Rule's `elimination of mandatory
Board review of post-election disputes . . . contravenes the Board's
`statutory obligation to oversee the election process''' and is
arbitrary and capricious).
The Final Rule dissent pronounced that the Rule's voter list
provisions were not rationally justified or consistent with the Act,
did not adequately address privacy concerns, and imposed unreasonable
compliance burdens on employers. 79 FR at 74452, 74455. Wrong on all
counts. See Chamber of Commerce, 118 F. Supp. 3d at 209-215 (``The
Employee Information Disclosure Requirement [in the Rule's voter list
provisions] does not violate the NLRA,'' and ``is not arbitrary and
capricious;'' the Board did not act arbitrarily in concluding that
``the [r]equirement ensures fair and free employee choice'' and
``facilitates the public interest;'' and ``the Board engaged in a
lengthy and thorough analysis of the privacy risks and other concerns
raised by the commenters before reaching its conclusion that the
Employee Information Disclosure Requirement was warranted.''); ABC of
Texas, 826 F.3d at 223-226 (rejecting claims that the voter list
provisions violate the NLRA and conflict with federal laws that protect
employee privacy; that the provisions ``are arbitrary and capricious
under the APA because the rule disregards employees' privacy
concerns,'' and ``place an undue, substantial burden on employers'');
see also Associated Builders and Contractors of Texas, Inc. v. NLRB,
2015 WL 3609116 *2, *8-*11.
Apart from their wrong-headed views concerning the legal merits of
the Rule, the Final Rule dissenters made a number of erroneous
predictions regarding how the Final Rule would work in practice. But as
far-fetched as I found these speculations in 2014, one can now see that
these predictions are refuted by the Board's actual experience
administering the Final Rule. A quick review of several published
agency statistics shows some of their most notable speculations of
dysfunction to be completely unfounded.
The Final Rule dissenters speculated that the changes made by the
Rule would drive down the Board's historically high rate of elections
conducted by agreement of the parties either because the Final Rule
does not provide enough time to reach agreement, 79 FR 74442, or
because parties can no longer stipulate to mandatory Board review of
post-election disputes, 79 FR 74450. They argued, ``[e]ven if the
percentage of election agreements decreases by a few points, the
resulting increase in pre- and post-election litigation will likely
negate any reduction of purported delay due to the Final Rule's
implementation.'' 79 FR at 74450. But they were wrong. Following the
Final Rule's implementation, the Board's election agreement rate has
actually increased.\3\
---------------------------------------------------------------------------
\3\ See Percentage of Elections Conducted Pursuant to Election
Agreements in FY2017, www.nlrb.gov/news-outreach/graphs-data/petitions-and-elections (reporting a post-Final Rule election
agreement rate of 91.7% in fiscal year (FY) 2017; past versions of
this chart reported a post-Final Rule election agreement rate of
91.7% in FY 2016, and pre-Final Rule election agreement rates of
91.1% for both FY 2014 and FY 2013).
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Additionally, the Final Rule dissenters claimed that the Rule would
do little to address those few representation cases that in their view
involved too much delay, namely those cases that take more than 56 days
to process from petition to election. 79 FR at 74456-57.\4\ But, in
fact, the
[[Page 58787]]
percentage of elections that were conducted more than 56 days from
petition has decreased since the Final Rule was adopted.\5\ Moreover,
for contested cases--the category which consistently failed to meet the
56-day target--the Final Rule has reduced the median time from petition
to election by more than three weeks.\6\
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\4\ See also 79 FR at 74434 (The dissenters highlighted pre-
Final Rule fiscal year 2013 as a period in which 94.3% of elections
were conducted within 56 days of the petition as a means of
concluding that ``by the Board's own measures, less than 6% of
elections were unduly `delayed.' ''). Of course, as explained in the
Final Rule, the Board disagreed that only those cases taking more
than 56 days were worthy of attention. 79 FR at 74317.
\5\ See Performance Accountability Reports, FYs 2013-2017,
www.nlrb.gov/reports-guidance/reports (reporting that, pre-Final
Rule, the Agency processed 94.3% of its representation cases from
petition to election in 56 days in FY 2013 and 95.7% in FY 2014, as
compared to post-Final Rule rates of 99.1% in FY 2016 and 98.5% in
FY 2017).
\6\ See Median Days from Petition to Election, www.nlrb.gov/news-outreach/graphs-data/petitions-and-elections (reporting post-
Final Rule median processing times for contested cases as 36 days in
FY 2017 and 35 days in FY 2016, as compared to pre-Final Rule median
processing times ranging from 59 to 67 days in FYs 2008 to 2014).
See also Annual Review of Revised R-Case Rules, www.nlrb.gov/news-outreach/news-story/annual-review-revised-r-case-rules (reporting
that in the first calendar year following the Final Rule's
implementation, the median time to process contested cases from
petition to election fell from 64 to 34 days).
---------------------------------------------------------------------------
The Final Rule dissent further hypothesized that whatever time-
savings might be achieved in processing cases from petition to
election, there was a likelihood that ``the overall time needed to
resolve post-election issues will increase.'' 79 FR at 74435. Here
again, the dissent was wrong. The Agency's 100-day closure rate--which
by definition takes into account a representation case's overall
processing time--is better than ever. In FY 2017, the second fiscal
year following the Final Rule's implementation, the Agency achieved a
historic high of closing 89.9% of its representation cases within 100
days of a petition's filing. And in FY 2016, the first fiscal year
following the Final Rule's implementation, the Agency's representation
case closure rate of 87.6% outpaced all but one of the six years
preceding the Final Rule.\7\
---------------------------------------------------------------------------
\7\ See Performance Accountability Reports, fiscal years 2013-
2017, www.nlrb.gov/reports-guidance/reports (indicating the
following representation case 100-day closure rates: FY 2017-89.9%,
FY 2016-87.6%, FY 2014-88.1%; FY 2013-87.4%; FY 2012-84.5%; FY 2011-
84.7%; FY 2010-86.3%; FY 2009-84.4%).
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All of the foregoing raises the question: If the Final Rule
dissent's claims of statutory infirmity have been roundly rejected by
the courts, and the predictions that the Final Rule would cause
procedural dysfunction have been undercut by agency experience, why is
comment being solicited as to whether the Final Rule should be further
amended or rescinded? The answer would appear to be all too clear. When
the actual facts do not support the current majority's preferred
outcome, the new Members join Chairman Miscimarra to look for
``alternative facts'' to justify rolling back the Agency's progress in
the representation-case arena.
It is indeed unfortunate that when historians examine how our
Agency functioned during this tumultuous time, they will have no choice
but to conclude that the Board abandoned its role as an independent
agency and chose to cast aside reasoned deliberation in pursuit of an
arbitrary exercise of power.
Accordingly, I dissent.
Member McFerran, dissenting.
On April 14, 2015--after thousands of public comments submitted
over two periods spanning 141 days, four days of public hearings, and
over a hundred, dense Federal Register pages of analysis--a
comprehensive update of NLRB election rules and procedures took effect.
The Election Rule was designed to simplify and modernize the Board's
representation process, to establish greater transparency and
consistency in administration, and to better provide for the fair and
expeditious resolution of representation cases. As stated in the Rule's
Federal Register preamble:
While retaining the essentials of existing representation case
procedures, these amendments remove unnecessary barriers to the fair
and expeditious resolution of representation cases. They simplify
representation-case procedures, codify best practices, and make them
more transparent and uniform across regions. Duplicative and
unnecessary litigation is eliminated. Unnecessary delay is reduced.
Procedures for Board review are simplified. Rules about documents
and communications are modernized in light of changing technology.
79 FR 74308 (Dec. 15, 2014).
During the short, two-and-a-half years since the Rule's
implementation, there has been nothing to suggest that the Rule is
either failing to accomplish these objectives or that it is causing any
of the harms predicted by its critics. As Member Pearce catalogs in his
dissent, by every available metric the Rule appears to have met the
Board's expectations, refuting predictions about the Rule's supposedly
harmful consequences. The majority makes no effort to rebut Member
Pearce's comprehensive analysis. The preliminary available data thus
indicates that the rule is achieving its intended goals--without
altering the ``playing field'' for unions or employers in the election
process.\1\ The validity of the Rule, moreover, has been upheld in
every court where it has been challenged.\2\ In short, the Rule appears
to be a success so far.
---------------------------------------------------------------------------
\1\ See NLRB, Annual Review of Revised R-Case Rules, available
at https://www.nlrb.gov/news-outreach/news-story/annual-review-revised-r-case-rules (showing, in comparison between pre- and post-
Rule representation cases, modest decrease in time elapsed from
petition to election, no substantial change in party win-rates, and
largely stable number of elections agreed to by stipulation); NLRB,
Graphs and Data, Petitions and Elections, available at https://www.nlrb.gov/news-outreach/graphs-data/petitions-and-elections
(showing similar outcomes, based on fiscal-year data on
representation cases).
\2\ See Assoc. Builders and Contractors v. NLRB, 826 F.3d 215
(5th Cir. 2016) (rejecting multiple facial challenges to Rule);
Chamber of Commerce v. NLRB, 118 F. Supp. 3d 171 (D.D.C. 2015)
(same).
---------------------------------------------------------------------------
Nonetheless, today a new Board majority issues a Request for
Information (RFI) seeking public opinion about whether to retain,
repeal, or modify the Rule--and signaling its own desire to reopen the
Rule. Of course, administrative agencies ought to evaluate the
effectiveness of their actions, whether in the context of rulemaking or
adjudication, and public input can serve an important role in
conducting such evaluations.\3\ But the nature and timing of this RFI,
along with its faulty justifications, suggests that the majority's
interest lies not in acquiring objective data upon which to gauge the
early effectiveness of the Rule, but instead in manufacturing a
rationale for a subsequent rollback of the Rule in light of the change
in the composition of the Board. Because it seems as if the RFI is a
mere fig leaf to provide cover for an unjustified attack on a years-
long, comprehensive effort to make the Board's election processes more
efficient and effective, I cannot support it. I would remain open,
however, to a genuine effort to gather useful information about the
Rule's effectiveness to this point.
---------------------------------------------------------------------------
\3\ I have no objection at all to seeking public participation
in the Board's policymaking, as reflected in the Board's standard
practice of inviting amicus briefs in major cases, including those
where the Board is reconsidering precedent. Ironically, the new
majority has now broken with that practice for no good reason in
reversing recent precedent. See, e.g., UPMC, 365 NLRB No. 153 (2017)
(Member McFerran, dissenting). I hope this unfortunate omission does
not signal a permanent change to the Board's approach in seeking
public input in major cases.
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I. The RFI is premature, poorly crafted, and unlikely to solicit
meaningful feedback.
Initially, it seems premature to seek public comment on the Rule a
mere two-and-a-half years after the Rule's
[[Page 58788]]
implementation.\4\ The Rule has been in place for less time at this
point than the rulemaking process took from beginning to end.\5\
Moreover, as noted, so far the Rule appears to be achieving its stated
ends without producing the dire consequences some purported to fear. In
short, there does not appear to be any present basis or need for this
RFI.
---------------------------------------------------------------------------
\4\ I would be surprised if even the most ardent advocates of
regulatory review would support such a short regulatory lookback
period. Indeed, Section 610 of the Regulatory Flexibility Act, for
example, contemplates that agencies may take up to 10 years--
significantly longer than our 2-plus years' experience with the
Rule--before they may adequately assess a rule's effectiveness. See
5 U.S.C. 610 (providing that agencies shall develop plan ``for the
review of such rules adopted after the effective date of this
chapter within ten years of the publication of such rules as the
final rule'').
\5\ The Board's original notice of proposed rulemaking was
published on June 22, 2011. The final rule upheld by the courts was
published on December 15, 2014, with an effective date of April 14,
2015.
---------------------------------------------------------------------------
Nevertheless, as stated, I am not opposed to genuine efforts to
meaningfully evaluate the Rule's performance to date. But I believe
that any useful request for information would have to seek
comprehensive information on the precise effects of the specific
changes made by the Rule.\6\ In my view, such detailed information is
essential to facilitating meaningful analysis of the Rule's
effectiveness, and to determining whether this or any future request
for information is warranted. In fact, precisely because agencies
benefit most from receiving specific rather than generalized feedback,
an agency's typical request for information (unlike this RFI) follows
the agency's assessment and identification of what particular
information would be useful in evaluating a rule's effectiveness.\7\
Indeed, other agencies' requests for information have often posed
specific questions reflecting their own considered analysis of what
aspects of rulemaking might require further inquiry and are geared
toward the acquisition of concrete facts from the public.\8\
---------------------------------------------------------------------------
\6\ For example, to assess the success of some of the Rule's
intended new efficiencies, it would be useful to have quantitative
data on: Motions for extensions and motions to file a document out-
of-time; missed deadlines; motions for stays of election or other
extraordinary relief; eligibility issues deferred until after the
election, and whether such issues were mooted by the election
results. This type of data would be valuable not only to decision
makers at the Agency, but also to the public in determining how to
evaluate and comment on the effectiveness of the Rule.
\7\ The majority states that it is the Board's duty to
periodically review its rules. Without a doubt, the Board must
monitor its rules to be sure that they are meeting their goals and
to help the Board better effectuate the statute. But choosing to
reopen the Election Rule now is highly dubious. The Board has many
longstanding rules--addressing issues from industry jurisdiction to
health care bargaining units--which have never been reviewed after
promulgation. Yet the majority chooses the newly-minted Election
Rule, among all others, for attention--with no explanation for its
choice. Given the resources required of both the agency and
interested parties when the Board revisits a rule, the Board's
periodic review should reflect the exercise of reasoned judgment. In
this case, the majority has failed to identify any reasonable basis
for seeking public input on the Election Rule at this time. Nor has
the majority made any effort to obtain or analyze easily available
data that conceivably could support issuing an RFI.
\8\ See, e.g., Dept. of the Treasury, Proprietary Trading and
Certain Interests in and Relationships With Covered Funds (Volcker
Rule); Request for Public Input, 82 FR 36692, Aug 7, 2017
(enumerating lengthy list of specific, data-oriented questions);
Dept. of Labor, Employee Benefits Security Admin., Request for
Information Regarding the Fiduciary Rule and Prohibited Transaction
Exemptions, 82 FR 31278, July 6, 2017 (same).
---------------------------------------------------------------------------
The majority's request is not framed to solicit detailed data, or
even informed feedback. The broad questions it poses, absent any
empirical context, amount to little more than an open-ended ``raise-
your-hand-if-you-don't-like-the-Rule'' straw poll. That is hardly a
sound approach to gathering meaningful feedback.
The irony, of course, is that, if the majority were sincerely
interested in beginning to assess the Rule's effectiveness, the best
initial source of empirical, objective data lies within the Agency
itself. The Board's regional offices process and oversee the litigation
of every single election petition filed under the Rule. All the
majority needs to do is ask the Board's General Counsel to prepare a
comprehensive report highlighting all relevant factual elements of the
processing of election petitions over the past 2-plus years.\9\ If the
resulting data were to suggest that, after such a short time on the
books, the Rule is in need of refinement, or that additional public
input could enhance the Board's understanding of the Rule's
functioning, the Board might then craft tailored questions designed to
elicit meaningful, constructive feedback.
---------------------------------------------------------------------------
\9\ The majority makes the odd suggestion that the RFI--a
measure directed to the general public--is somehow also the most
effective way to obtain information from the General Counsel. This
is nonsensical. The General Counsel supervises the Board's
representation proceedings under a delegation of authority from the
Board, and the Board is obviously able to direct the General Counsel
to provide whatever relevant information it requests, without
issuing an RFI or initiating a rulemaking.
In any event, although I was not a participant in the earlier
rulemaking process, it is clear from the Notice of Proposed
Rulemaking that the Board based its proposals on a thorough, pre-
rulemaking analysis of relevant data and agency experience that
enabled it to seek public comment on specific, carefully-crafted
policy proposals. In short, the Board did its homework before
seeking public participation. The majority's current effort is
utterly lacking the same foundation. The majority curiously seems to
view this as an attribute, rather than a manifest departure from the
norms of rulemaking under the Administrative Procedure Act.
---------------------------------------------------------------------------
Unfortunately, in addition to framing a vague, unfounded inquiry
that is unlikely to solicit useful information, the majority's request
also establishes an unnecessarily rushed comment process that is likely
to frustrate those interested parties who might actually hope to
provide meaningful input. To the extent members of the public wish to
provide informed feedback on the Rule, they will need information. In
the absence of a comprehensive analysis from the General Counsel,
outside parties are likely to seek relevant data on the Rule's
functioning through a Freedom of Information Act (FOIA) request. The
public's acquisition and analysis of such data through the FOIA process
will involve the assembly and submission of FOIA requests, which in
turn may require the agency to survey and compile extensive data for
each such request. Thereafter parties will have to take stock of any
data acquired through FOIA before being in a position to give informed
feedback on the Rule. This process could take far more than the 60 days
provided for comment by the RFI. Indeed, during the 2014 rulemaking
process leading up to the Election Rule, the Chamber of Commerce, well
into the 60-day comment period, sought an extension to give it more
time to both request and analyze FOIA data. While it was ultimately
determined that the comment period should not be extended under the
circumstances at the time, the Chamber's effort highlights the
relevance of FOIA data and the time-intensiveness of parties' analysis
of such data. My colleagues' failure to allot time to account for the
parties' information-gathering process only confirms that the RFI is
not designed to solicit and yield well-informed responses that might
genuinely assist the Board's evaluation of the Rule.
II. The RFI is a transparent effort to manufacture a justification
for revising the Rule.
As emphasized, I fully support the notion that the Board should
take care to ensure that its rules and regulations are serving their
intended purposes. I would welcome a genuine opportunity to receive and
review meaningful information on the Rule's performance at an
appropriate time. But this hurried effort to solicit a ``show of
hands'' of public opinion without the benefit of meaningful data (or
even thoughtfully framed points of inquiry) bears none of the hallmarks
of a genuine effort at regulatory review.\10\ Gathering useful
[[Page 58789]]
information is demonstrably not the purpose of this RFI. Instead, this
RFI is a transparent effort to manufacture a justification for
reopening the Rule. No legitimate justification exists.
---------------------------------------------------------------------------
\10\ The majority suggests that my view that the rule has been a
success thus far is just one ``opinion,'' and that they are merely
soliciting a wider range of opinions from the public to better
assess the Rule. But the fact that public opinion on the Rule may be
divided--as it was during and after the rulemaking process--is not a
reason for the Board to revisit the Rule. Canvassing public opinion
might make sense if it were done in a manner that first gathered and
considered evidence on the Rule's functioning, and framed any
questions in a way that actually requested useful substantive
feedback on the agency's own analysis.
But the open-ended solicitation we have here, without the
benefit of data or analysis, is not a productive way to enlist
public opinion. As the dissenters to the Election Rule observed,
including Chairman Miscimarra, the rulemaking was of ``immense scope
and highly technical nature,'' and it generated ``an unprecedented
number of comments, espousing widely divergent views.'' 79 FR 74430,
74459. It is accurate to say that the Rule is both comprehensive and
technical, and that the public holds polarized views thereon. Yet
now the majority broadly seeks public opinion on the fate of the
Rule without offering any data or analysis of its own to provide a
foundation for the public's assessment. Ultimately, they provide no
persuasive explanation of how soliciting public input in the absence
of any agency analysis or proposals--input that, as noted, is
tantamount to a ``thumbs up or thumbs down'' movie review--will
provide a foundation for an effective rulemaking process.
---------------------------------------------------------------------------
The Supreme Court has made clear that, when an agency is
considering modifying or rescinding a valid existing rule, it must
treat the governing rule as the status quo and must provide ``good
reasons'' to justify a departure from it. See Federal Communications
Commission v. Fox Television, 556 U.S. 502, 515 (2009). Obviously,
determining whether there are ``good reasons'' for departing from an
existing policy requires an agency to have a reasonable understanding
of the policy and how it is functioning. Only with such an
understanding can the agency recognize whether there is a good basis
for taking a new approach and explain why. Id. at 515-516. Indeed, even
when an agency is only beginning to explore possible revisions to an
existing rule, the principles of reasoned decision-making demand a
deliberative approach, informed by the agency's own experience
administering the existing rule.\11\
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\11\ See, e.g., Dept. of Labor, Wage and Hour Div., Request for
Information on the Family and Medical Leave Act of 1993, 71 FR
69504, 69505-06, Dec. 1, 2006 (``[T]he subject matter areas [of this
RFI] are derived from comments at . . . stakeholder meetings and
also from (1) rulings of the Supreme Court of the United States and
other federal courts over the past twelve years; (2) the
Department's experience in administering the law; and (3) public
input presented in numerous Congressional hearings and public
comments filed with the Office of Management and Budget . . . in
connection with three annual reports to Congress regarding the Costs
and Benefits of Federal regulations in 2001, 2002, 2004. . . .
During this process, the Department has heard a variety of concerns
expressed about the FMLA.''); cf. Dept. of Labor, Wage and Hour
Div., Request for Information; Defining and Delimiting the
Exemptions for Executive, Administrative, Professional, Outside
Sales and Computer Employees, 82 FR 34616, July 26, 2017 (rule
enjoined by court, and Department faced with legal questions
concerning its analysis and justification for aspects of rule).
---------------------------------------------------------------------------
If this RFI asked the public specific, well-crafted questions
geared toward a neutral assessment of the Rule's functioning--and was
based on a foundation of internal evidence or experience suggesting
there was a problem with the Rule's implementation thus far--there
would be far less basis to doubt the majority's reasons for revisiting
it.\12\ Indeed, the majority's reticence to focus this inquiry on the
agency's own data--the most straightforward source of information about
how the Rule is working--is puzzling. The majority's failure to take
this basic step suggests that they would rather not let objective facts
get in the way of an effort to find some basis to justify reopening the
Rule. Hence the majority instead poses the vague questions in this RFI,
which belie any ``good reasons'' for revisiting the Rule.
---------------------------------------------------------------------------
\12\ Indeed, if it were properly founded in objective data
indicating significant problems with the rule in its implementation,
I might well join such an effort to assess the effectiveness of the
Rule, as I subscribe to the view that timely, informed public input
can be vital to making good public policy. In contrast, my
colleagues in the majority seem to take the view that soliciting the
views of the public is good only when it furthers their
predetermined purposes. In a recent Board decision where public
input would have had a far greater likelihood of aiding the Board's
decision-making process, they nonetheless dismissed the possibility
that such input might be useful in order to more hastily issue a
decision reversing Board precedent. See UPMC, 365 NLRB No. 153
(2017). In that case, the public's own experiential data and legal
and policy arguments would have had immediate relevance; yet the
Board took the drastic step of reversing precedent without the
benefit of such. It seems clear that they seek public input here,
however heedlessly, so that they can point to negative public
feedback about the rule as an (inadequate) procedural precursor to
justify reopening the rulemaking process under the APA; whereas in
UPMC the adjudicative reversal of precedent did not require the same
procedural formality, and thus they took a more expedient route to
accomplish their goal in that case.
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Further, in the preamble to this RFI the majority has failed to
identify, much less establish, any ``good reasons'' to revisit or to
consider reopening the Rule at this time. The majority summarily cites
congressional votes, hearings, and proposed (but never-passed)
legislation as reasons to issue this RFI. Although such congressional
actions might raise concern over a rule's actual effectiveness in other
circumstances, here--where criticism was leveled in the absence of any
meaningful experience under the Rule--they seem to signify little more
than partisan opposition to the Rule.\13\ Reasoned decision-making is
not a matter of partisanship.
---------------------------------------------------------------------------
\13\ Similarly, the unfounded criticism of the Rule as it was
adopted, both among its legal challengers and the Board members who
dissented from the Rule, is not a sound basis for this RFI. As the
United States District Court for the District of Columbia made clear
in rejecting a challenge to the Rule: ``[The Rule's challengers']
dramatic pronouncements are predicated on mischaracterizations of
what the Final Rule actually provides and the disregard of
provisions that contradict plaintiffs' narrative. And the claims
that the regulation contravenes the NLRA are largely based upon
statutory language or legislative history that has been excerpted or
paraphrased in a misleading fashion. Ultimately, the statutory and
constitutional challenges do not withstand close inspection.''
Chamber of Commerce v. NLRB, supra, 118 F. Supp. 3d at 177. That
court further pointed out that rhetoric like ``quickie election,''
employed by the Rule's challengers and borrowed from the Board
members who dissented from the Rule, were part of a vague,
conclusory, and argumentative set of attacks. Id. at 189.
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The majority also asserts that ``numerous'' cases litigated before
the Board have raised ``significant'' issues concerning its
application. Of course, many issues concerning the proper
interpretation and application of the Rule can and should be resolved
in adjudication, where they arise. In fact, the four recent cases the
majority cites involved case-specific applications of the Rule that
offer little if any insight into how well the Rule is working
overall.\14\ More broadly, as stated, all legal challenges to the Rule
have been soundly rejected by the courts.
---------------------------------------------------------------------------
\14\ If any conclusion can be gleaned from these four cases, it
is that they were processed in just the manner contemplated by the
Rule: Fostering efficiency while preserving the fairness of the
proceedings. For example, in UPS Ground Freight, 365 NLRB No. 113
(2017), the employer complained about the conduct and timing of a
pre-election hearing, but it did not establish any prejudice to its
ability to fully make its arguments. In other words, the procedures
under the Rule were prompt and resulted in no unfairness. In Yale
University, 365 NLRB No. 40 (2017), and European Imports, 365 NLRB
No. 41 (2017), the Board refused to stay an election, but allowed
parties to preserve their pre-election claims--thus leaving the
substantive legal claims intact, while making the process more
efficient by deferring resolution until after the election, at which
time the election results may have mooted those claims. In Brunswick
Bowling, 364 NLRB No. 96 (2016), the Board emphasized the importance
of position statements, which were intended under the Rule to narrow
the issues for pre-election hearings, but also noted that a party's
failure to file one did not affect a regional director's independent
statutory duties with respect to representation petitions.
In any event, a better measure of the Rule's early
effectiveness, which I advocate for below, would be a thorough
internal Agency review of all the cases processed under the Rule,
including those that have not come before the Board.
---------------------------------------------------------------------------
Last, although not mentioned by the majority, no one has petitioned
the Board to revisit the Rule or for new rulemaking on the Board's
election processes. Perhaps the absence of such a petition is
attributable to all of the
[[Page 58790]]
circumstances described above. Perhaps it is explained by the common-
sense notion that the Agency's and the public's limited experience with
the Rule would make such a petition glaringly premature. See 5 U.S.C.
553(e).\15\
---------------------------------------------------------------------------
\15\ Indeed, another argument to defer any examination of the
Rule's effectiveness until a later date is that a longer timeframe
would yield a larger body of cases that presumably would provide
more representative and meaningful insights into its performance.
---------------------------------------------------------------------------
The only remaining asserted justification for considering
revisiting the Rule at this early stage is the majority's express
reliance on the change in the composition of the Board.\16\ This
certainly is not a ``good reason'' for revisiting a past administrative
action, particularly in the context of rulemaking. See generally Motor
Vehicles Manufacturers v. State Farm, 463 U.S. 29 (1983). Yet, I fear
this is the origin of the RFI, and regrettably so. The Board has long
and consistently rejected motions to reconsider its decisions based on
a change in the composition of the Board. See, e.g., Brown & Root Power
& Mfg., 2014 WL 4302554 (Aug. 29, 2014); Visiting Nurse Health System,
Inc., 338 NLRB 1074 (2003); Wagner Iron Works, 108 NLRB 1236 (1954). We
should continue to exercise such restraint with respect to the Rule,
unless and until a day comes when we discover or are presented with a
legitimate basis for taking action. Today, however, is manifestly not
that day.
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\16\ I reject the majority's implied suggestion that my joining
the Board since the Rule was enacted somehow supports today's effort
to revisit the Rule. I begin with the proposition that the Rule,
promulgated under notice-and-comment and upheld by the courts, is
governing law--whether or not particular Board members disagreed
with its adoption or would have disagreed, had they been on the
Board at the time. As explained, I would support revisiting the Rule
only if there were some reasoned basis to do so.
---------------------------------------------------------------------------
As a result, it should come as no surprise to the majority if a
court called upon to review any changes ultimately made to the Rule
looks back skeptically at the origins of the rulemaking effort. The RFI
is easily viewed as simply a scrim through which the majority is
attempting to project a distorted view of the Rule's current
functioning and thereby justify a partisan effort to roll it back. Cf.
United Steelworkers v. Pendergrass, 819 F.2d 1263, 1268 (3d Cir. 1987)
(``Some of the questions [in an ANPRM] could hardly have been posed
with the serious intention of obtaining meaningful information, since
the answers are self-evident.''). Such opportunism is wholly
inconsistent with the principles of reasoned Agency decision-making. It
is equally inconsistent with our shared commitment to administer the
Act in a manner designed to fairly and faithfully serve Congressional
policy and to protect the legitimate interests of the employees,
unions, and employers covered by the Act. Whatever one thinks of the
Rule, the Agency, its staff, and the public deserve better.
VI. Conclusion
The Board invites interested parties to submit responses during the
public response period and welcomes pertinent information regarding the
above questions.
Roxanne Rothschild,
Deputy Executive Secretary, National Labor Relations Board.
[FR Doc. 2017-26904 Filed 12-12-17; 4:15 pm]
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