Metropolitan Planning Organization Coordination and Planning Area Reform, 56540-56545 [2017-25762]
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Federal Register / Vol. 82, No. 228 / Wednesday, November 29, 2017 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Background
This rulemaking rescinds
certain transportation planning
regulations pertaining to the
establishment of the metropolitan
planning area (MPA) boundaries, the
designation of metropolitan planning
organizations (MPO), and the
coordination among MPOs. The
amendments contained in this rule carry
out the statutory mandate to rescind the
final rule published on December 20,
2016, on this topic.
DATES: Effective on December 29, 2017.
FOR FURTHER INFORMATION CONTACT: For
FHWA: Mr. Harlan W. Miller, Planning
Oversight and Stewardship Team
(HEPP–10), (202) 366–0847; or Ms. Janet
Myers, Office of the Chief Counsel
(HCC–30), (202) 366–2019. For FTA:
Ms. Sherry Riklin, Office of Planning
and Environment, (202) 366–5407; Mr.
Dwayne Weeks, Office of Planning and
Environment, (202) 493–0316; or Mr.
Christopher Hall, Office of the Chief
Counsel, (202) 366–5218. Both agencies
are located at 1200 New Jersey Avenue
SE., Washington, DC 20590. Office
hours are from 8 a.m. to 4:30 p.m., ET
for FHWA, and 9 a.m. to 5:30 p.m., ET
for FTA, Monday through Friday, except
Federal holidays.
SUPPLEMENTARY INFORMATION:
Transportation planning is a
cooperative, performance-driven
process by which long and short-range
transportation improvement priorities
are determined. States, MPOs, and
transit operators conduct transportation
planning, with active involvement from
the traveling public, the business
community, community groups,
environmental organizations, and
freight operators. State governments,
MPOs, and transit operators are
essential partners in the management of
the Nation’s transportation system and
best suited to develop and implement a
continuing, cooperative, and
comprehensive, or ‘‘3–C,’’ planning
process for their States and metropolitan
regions.
On December 20, 2016, FHWA and
FTA promulgated a rule at 23 CFR part
450 and 49 CFR part 613 (81 FR 93448)
(December 2016 Final Rule), which
required MPOs to achieve compliance
with the statutory requirement that an
MPA include an entire urbanized area
(UZA) and the contiguous area expected
to become urbanized within a 20-year
forecast period through a range of
coordination options including:
Adjustment of their boundaries;
coordination with other MPOs within
their UZA to create unified planning
products for the MPA; mergers; or the
receipt of an exception from the
Secretary.
On May 12, 2017, the President
signed Public Law 115–33 (131 Stat.
845) repealing the December 2016 Final
Rule. The legislation provides that the
2016 Final Rule shall have no force or
effect, and any regulation revised by
that rule shall be applied as if that rule
had not been issued. As a result, the
amendments in this final rule carry out
that statutory instruction by revising the
regulations to read as if the December
2016 Final Rule had not been issued.
The FHWA and FTA will continue to
evaluate their regulations and guidance
to promote improvements to the
planning process in the least
burdensome manner.
Electronic Access and Filing
Discussion of the Changes
This document may be viewed online
through the Federal eRulemaking portal
at https://www.regulations.gov. Retrieval
help and guidelines are available on the
Web site. It is available 24 hours each
day, 365 days a year. An electronic copy
of this document may also be
downloaded from the Office of the
Federal Register home page at: https://
www.ofr.gov and the Government
Publishing Office Web page at: https://
www.gpo.gov.
This rulemaking removes the
revisions made by the December 2016
Final Rule, and restores the language
promulgated in the May 27, 2016,
rulemaking (81 FR 34050). Under the
Administrative Procedure Act (5 U.S.C.
553(b)), an agency may waive the
normal notice-and-comment procedure
if it finds, for good cause, that notice
and comment would be impracticable,
unnecessary, or contrary to the public
interest. The Agencies find good cause
Federal Highway Administration
23 CFR Part 450
Federal Transit Administration
49 CFR Part 613
[Docket No. FHWA–2017–0003]; FHWA RIN
2125–AF75; FTA RIN 2132–AB33]
Metropolitan Planning Organization
Coordination and Planning Area
Reform
Federal Highway
Administration (FHWA), Federal
Transit Administration (FTA); U.S.
Department of Transportation (DOT).
ACTION: Final rule.
AGENCY:
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SUMMARY:
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that notice and comment for this rule is
unnecessary due to the nature of the
revisions (i.e., the rule simply carries
out the statutory language found in
Public Law 115–33 without
interpretation to rescind the December
2016 Final Rule). The statutory language
does not require regulatory
interpretation to carry out its intent. The
regulatory amendments in this final rule
implement the statutory language, and
comments cannot alter the regulation
given the explicit mandate.
Accordingly, the Agencies find good
cause under 5 U.S.C. 553(b)(3)(B) to
waive notice and opportunity for
comment.
Rulemaking Analyses and Notices
Executive Order 12866 (Regulatory
Planning and Review), Executive Order
13563 (Improving Regulation and
Regulatory Review), Executive Order
13771 (Reducing Regulation and
Controlling Regulatory Costs), and DOT
Regulatory Policies and Procedures
The FHWA and FTA have determined
that this rulemaking is a significant
regulatory action within the meaning of
Executive Order (E.O.) 12866, and
within the meaning of DOT regulatory
policies and procedures. This action
complies with E.O.s 12866, 13563, and
13771 to improve regulation.
This final rule is considered an E.O.
13771 deregulatory action. This
rulemaking eliminates requirements that
MPOs achieve compliance with the
statutory requirement that an MPA
include an entire UZA and the
contiguous area expected to become
urbanized within a 20-year forecast
period for the metropolitan
transportation plan by implementing
one of several coordination options
including: By adjusting their
boundaries; by coordinating with other
MPOs within their UZA to create
unified planning products for the MPA;
by merging; or by receiving an exception
from the Secretary.
The FHWA and FTA have estimated
that modifying these requirements
would provide a maximum average
annual cost savings of $86.3 million
annually over 4 years and impose no
additional costs on MPOs and States.
This equates to a present value, using
end of period discounting, of $330.4
million at a 3 percent discount rate and
$312.8 million at a 7 percent discount
rate. An indefinite horizon (i.e.,
annuity) equivalent is approximated by
the calculation $330.4 * 0.03 = $9.9
million for a 3 percent discount rate and
$312.8 * 0.07 = $21.9 million for a 7
percent discount rate. This estimate is
consistent with the cost estimate the
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Agencies previously provided in which
FHWA and FTA estimated the total
costs for merging all 142 affected MPOs,
and the one-time cost of developing a
dispute resolution process would result
in an estimated maximum average
annual cost of this rule of $86.3 million
over 4 years. The FHWA and FTA do
not anticipate that this rule would
impose any additional costs for States
and MPOs to implement because it
allows these entities to follow the
procedures and protocols they had in
place as of December 2016.
This action complies with the
principles of E.O. 13563. After
evaluating the costs and benefits of the
rule, FHWA and FTA believe that the
cost savings from this rulemaking would
exceed the foregone benefits. These
changes are not anticipated to adversely
affect, in any material way, any sector
of the economy. In addition, these
changes will not create a serious
inconsistency with any other agency’s
action or materially alter the budgetary
impact of any entitlements, grants, user
fees, or loan programs.
Regulatory Flexibility Act
Since the Agencies find good cause
under 5 U.S.C. 553(b)(3)(B) to waive
notice and opportunity for comment for
this rule, the provisions of the
Regulatory Flexibility Act (Pub. L. 96–
354, 5 U.S.C. 601–612) do not apply.
However, the Agencies evaluated the
effects of this action on small entities
and determined the action would not
have a significant economic impact on
a substantial number of small entities.
The rule addresses the obligation of
Federal funds to State DOTs for Federalaid highway projects. The rule affects
two types of entities: State governments
and MPOs. State governments do not
meet the definition of a small entity
under 5 U.S.C. 601, which have a
population of less than 50,000.
The MPOs are considered
governmental jurisdictions, and to
qualify as a small entity, they need to
serve less than 50,000 people. The
MPOs serve UZAs with populations of
50,000 or more. Therefore, the MPOs
that might incur economic impacts
under this rule do not meet the
definition of a small entity.
The FHWA and FTA hereby certify
that this rule will not have a significant
economic impact on a substantial
number of small entities.
Unfunded Mandates Reform Act of 1995
The FHWA and FTA have determined
that this rule does not impose unfunded
mandates, as defined by the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4, March 22, 1995, 109 Stat. 48).
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This rule does not include a Federal
mandate that may result in expenditures
of $155.1 million or more in any single
year (when adjusted for inflation) in
2012 dollars for either State, local, and
Tribal governments in the aggregate, or
by the private sector. In addition, the
definition of ‘‘Federal mandate’’ in the
Unfunded Mandates Reform Act
excludes financial assistance of the type
in which State, local, or Tribal
governments have authority to adjust
their participation in the program in
accordance with changes made in the
program by the Federal Government.
The Federal-aid highway program and
the Federal Transit Act permit this type
of flexibility.
Executive Order 13132 (Federalism
Assessment)
Executive Order 13132 requires
agencies to ensure meaningful and
timely input by State and local officials
in the development of regulatory
policies that may have a substantial,
direct effect on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. This action has
been analyzed in accordance with the
principles and criteria contained in E.O.
13132 dated August 4, 1999, and the
Agencies determined this action will
not have a substantial direct effect or
sufficient federalism implications on the
States. The Agencies also determined
this action will not preempt any State
law or regulation or affect the States’
ability to discharge traditional State
governmental functions.
Executive Order 12372
(Intergovernmental Review)
The regulations implementing E.O.
12372 regarding intergovernmental
consultation on Federal programs and
activities apply to this program. Local
entities should refer to the Catalog of
Federal Domestic Assistance Program
Number 20.205, Highway Planning and
Construction, for further information.
Paperwork Reduction Act
Federal agencies must obtain approval
from the Office of Management and
Budget (OMB) for each collection of
information they conduct, sponsor, or
require through regulations. The FHWA
and FTA have analyzed this rule under
the Paperwork Reduction Act (PRA),
and this rule does not impose additional
information collection requirements for
the purposes of the PRA above and
beyond existing information collection
clearances from OMB.
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56541
National Environmental Policy Act
Federal agencies are required to adopt
implementing procedures for the
National Environmental Policy Act
(NEPA) that establish specific criteria
for, and identification of, three classes
of actions: (1) Those that normally
require preparation of an Environmental
Impact Statement, (2) those that
normally require preparation of an
Environmental Assessment, and (3)
those that are categorically excluded
from further NEPA review (40 CFR
1507.3(b)). This rule qualifies for
categorical exclusions under 23 CFR
771.117(c)(20) (promulgation of rules,
regulations, and directives) and
771.117(c)(1) (activities that do not
involve or lead directly to construction)
for FHWA, and 23 CFR 771.118(c)(4)
(planning and administrative activities
that do not involve or lead directly to
construction) for FTA. The FHWA and
FTA have evaluated whether the rule
will involve unusual or extraordinary
circumstances and have determined that
it will not.
Executive Order 12630 (Taking of
Private Property)
The FHWA and FTA have analyzed
this rule under E.O. 12630,
Governmental Actions and Interference
with Constitutionally Protected Property
Rights. The FHWA and FTA do not
believe this rule affects a taking of
private property or otherwise has taking
implications under E.O. 12630.
Executive Order 12988 (Civil Justice
Reform)
This rule meets applicable standards
in sections 3(a) and 3(b)(2) of E.O.
12988, Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and
reduce burden.
Executive Order 13045 (Protection of
Children)
The FHWA and FTA have analyzed
this rule under E.O. 13045, Protection of
Children from Environmental Health
Risks and Safety Risks. The FHWA and
FTA certify that this action will not
cause an environmental risk to health or
safety that might disproportionately
affect children.
Executive Order 13175 (Tribal
Consultation)
The FHWA and FTA have analyzed
this rule under E.O. 13175, dated
November 6, 2000, and believe that it
will not have substantial direct effects
on one or more Indian tribes; will not
impose substantial direct compliance
costs on Indian Tribal governments; and
will not preempt Tribal laws. The rule
addresses obligations of Federal funds
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to State DOTs for Federal-aid highway
projects and will not impose any direct
compliance requirements on Indian
Tribal governments. Therefore, a Tribal
summary impact statement is not
required.
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Executive Order 13211 (Energy Effects)
The FHWA and FTA have analyzed
this action under E.O. 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. The FHWA and
FTA have determined that this action is
not a significant energy action under
that order and is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. Therefore,
a Statement of Energy Effects is not
required.
Executive Order 12898 (Environmental
Justice)
The E.O. 12898 (Federal Actions to
Address Environmental Justice in
Minority Populations and Low-Income
Populations) and DOT Order 5610.2(a)
(77 FR 27534, May 10, 2012) (available
online at https://www.fhwa.dot.gov/
environment/environmental_justice/
ej_at_dot/order_56102a/index.cfm)
require DOT agencies to achieve
environmental justice (EJ) as part of
their mission by identifying and
addressing, as appropriate,
disproportionately high and adverse
human health or environmental effects,
including interrelated social and
economic effects, of their programs,
policies, and activities on minority and
low-income populations. All DOT
agencies must address compliance with
E.O. 12898 and the DOT Order in all
rulemaking activities.
The FHWA and FTA have issued
additional documents relating to
administration of E.O. 12898 and the
DOT Order. On June 14, 2012, FHWA
issued an update to its EJ order, FHWA
Order 6640.23A (FHWA Actions to
Address Environmental Justice in
Minority Populations and Low Income
Populations (available online at https://
www.fhwa.dot.gov/legsregs/directives/
orders/664023a.htm)). On August 15,
2012, FTA’s Circular 4703.1 became
effective, which contains guidance for
States and MPOs to incorporate EJ into
their planning processes (available
online at https://www.fta.dot.gov/
documents/FTA_EJ_Circular_7.14-12_
FINAL.pdf).
The FHWA and FTA have evaluated
this action under the E.O., the DOT
Order, the FHWA Order, and the FTA
Circular. The EJ principles, in the
context of planning, should be
considered when the planning process
is being implemented at the State and
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local level. As part of their stewardship
and oversight of the federally aided
transportation planning process of the
States, MPOs, and operators of public
transportation, FHWA and FTA
encourage these entities to incorporate
EJ principles into the statewide and
metropolitan planning processes and
documents, as appropriate and
consistent with the applicable orders
and the FTA Circular. When FHWA and
FTA make a future funding or other
approval decision on a project basis,
they will consider EJ.
Nothing inherent in the rule will
disproportionately impact minority or
low-income populations. The rule
establishes procedures and other
requirements to guide future State and
local decisionmaking on programs and
projects. Neither the rule nor 23 U.S.C.
134 and 135 dictate the outcome of
those decisions. The FHWA and FTA
have determined that this action will
not cause disproportionately high and
adverse human health and
environmental effects on minority or
low-income populations.
Regulation Identifier Number
A Regulation Identifier Number (RIN)
is assigned to each regulatory action
listed in the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. The RIN number contained in the
heading of this document can be used
to cross-reference this rule with the
Unified Agenda.
List of Subjects
23 CFR Part 450
Grant programs—transportation,
Highway and roads, Mass
transportation, Reporting and
recordkeeping requirements.
49 CFR Part 613
Grant programs—transportation,
Highways and roads, Mass
transportation.
Issued in Washington, DC, on November
21, 2017 under authority delegated in 49 CFR
1.85.
Brandye L. Hendrickson,
Acting Administrator, Federal Highway
Administration.
K. Jane Williams,
Acting Administrator, Federal Transit
Administration.
In consideration of the foregoing,
FHWA and FTA amend title 23, Code of
Federal Regulations, part 450, and title
49, Code of Federal Regulations, part
613, as set forth below:
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Title 23—Highways
PART 450—PLANNING ASSISTANCE
AND STANDARDS
1. The authority citation for part 450
continues to read as follows:
■
Authority: 23 U.S.C. 134, 135, and 315; 42
U.S.C. 7410 et seq.; 49 U.S.C. 5303 and 5304;
49 CFR 1.85 and 1.90.
2. Amend § 450.104 by revising the
definitions for ‘‘Metropolitan planning
agreement’’, ‘‘Metropolitan planning
area (MPA)’’, ‘‘Metropolitan
transportation plan’’, and
‘‘Transportation improvement program
(TIP)’’ to read as follows:
■
§ 450.104
Definitions.
*
*
*
*
*
Metropolitan planning agreement
means a written agreement between the
MPO, the State(s), and the providers of
public transportation serving the
metropolitan planning area that
describes how they will work
cooperatively to meet their mutual
responsibilities in carrying out the
metropolitan transportation planning
process.
Metropolitan planning area (MPA)
means the geographic area determined
by agreement between the MPO for the
area and the Governor, in which the
metropolitan transportation planning
process is carried out.
*
*
*
*
*
Metropolitan transportation plan
means the official multimodal
transportation plan addressing no less
than a 20-year planning horizon that the
MPO develops, adopts, and updates
through the metropolitan transportation
planning process.
*
*
*
*
*
Transportation improvement program
(TIP) means a prioritized listing/
program of transportation projects
covering a period of 4 years that is
developed and formally adopted by an
MPO as part of the metropolitan
transportation planning process,
consistent with the metropolitan
transportation plan, and required for
projects to be eligible for funding under
title 23 U.S.C. and title 49 U.S.C.
chapter 53.
*
*
*
*
*
■ 3. Amend § 450.208 by revising
paragraph (a)(1) to read as follows:
§ 450.208 Coordination of planning
process activities.
(a) * * *
(1) Coordinate planning carried out
under this subpart with the
metropolitan transportation planning
activities carried out under subpart C of
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this part for metropolitan areas of the
State. The State is encouraged to rely on
information, studies, or analyses
provided by MPOs for portions of the
transportation system located in
metropolitan planning areas;
*
*
*
*
*
§ 450.218
[Amended]
4. Amend § 450.218(b) by removing
‘‘MPO(s)’’ and adding in its place
‘‘MPO’’ in both places it appears.
■
§ 450.226
§ 450.310 Metropolitan planning
organization designation and redesignation.
[Amended]
5. Amend § 450.226 by removing
paragraph (g).
■ 6. Amend § 450.300 as follows:
■ a. Revise paragraph (a); and
■ b. Remove from paragraph (b) the
word ‘‘Encourage’’ and add in its place
‘‘Encourages’’.
The revision reads as follows:
■
§ 450.300
Purpose.
*
*
*
*
*
(a) Set forth the national policy that
the MPO designated for each urbanized
area is to carry out a continuing,
cooperative, and comprehensive
performance-based multimodal
transportation planning process,
including the development of a
metropolitan transportation plan and a
TIP, that encourages and promotes the
safe and efficient development,
management, and operation of surface
transportation systems to serve the
mobility needs of people and freight
(including accessible pedestrian
walkways, bicycle transportation
facilities, and intermodal facilities that
support intercity transportation,
including intercity buses and intercity
bus facilities and commuter vanpool
providers) fosters economic growth and
development, and takes into
consideration resiliency needs, while
minimizing transportation-related fuel
consumption and air pollution; and
*
*
*
*
*
■ 7. Amend § 450.306 by removing
paragraph (d)(5) and revising paragraph
(i) to read as follows:
§ 450.306 Scope of the metropolitan
transportation planning process.
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*
*
*
*
*
(i) In an urbanized area not designated
as a TMA that is an air quality
attainment area, the MPO(s) may
propose and submit to the FHWA and
the FTA for approval a procedure for
developing an abbreviated metropolitan
transportation plan and TIP. In
developing proposed simplified
planning procedures, consideration
shall be given to whether the
abbreviated metropolitan transportation
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plan and TIP will achieve the purposes
of 23 U.S.C. 134, 49 U.S.C. 5303, and
this part, taking into account the
complexity of the transportation
problems in the area. The MPO shall
develop simplified procedures in
cooperation with the State(s) and public
transportation operator(s).
■ 8. Amend § 450.310 by revising
paragraphs (e) and (m) introductory text
to read as follows:
*
*
*
*
*
(e) To the extent possible, only one
MPO shall be designated for each
urbanized area or group of contiguous
urbanized areas. More than one MPO
may be designated to serve an urbanized
area only if the Governor(s) and the
existing MPO, if applicable, determine
that the size and complexity of the
urbanized area-make designation of
more than one MPO appropriate. In
those cases where two or more MPOs
serve the same urbanized area, the
MPOs shall establish official, written
agreements that clearly identify areas of
coordination, and the division of
transportation planning responsibilities
among the MPOs.
*
*
*
*
*
(m) Each Governor with responsibility
for a portion of a multistate
metropolitan area and the appropriate
MPOs shall, to the extent practicable,
provide coordinated transportation
planning for the entire MPA. The
consent of Congress is granted to any
two or more States to:
*
*
*
*
*
■ 9. Section 450.312 is revised to read
as follows:
§ 450.312 Metropolitan Planning Area
boundaries.
(a) The boundaries of a metropolitan
planning area (MPA) shall be
determined by agreement between the
MPO and the Governor.
(1) At a minimum, the MPA
boundaries shall encompass the entire
existing urbanized area (as defined by
the Bureau of the Census) plus the
contiguous area expected to become
urbanized within a 20-year forecast
period for the metropolitan
transportation plan.
(2) The MPA boundaries may be
further expanded to encompass the
entire metropolitan statistical area or
combined statistical area, as defined by
the Office of Management and Budget.
(b) An MPO that serves an urbanized
area designated as a nonattainment area
for ozone or carbon monoxide under the
Clean Air Act (42 U.S.C. 7401 et seq.)
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as of August 10, 2005, shall retain the
MPA boundary that existed on August
10, 2005. The MPA boundaries for such
MPOs may only be adjusted by
agreement of the Governor and the
affected MPO in accordance with the
redesignation procedures described in
§ 450.310(h). The MPA boundary for an
MPO that serves an urbanized area
designated as a nonattainment area for
ozone or carbon monoxide under the
Clean Air Act (42 U.S.C. 7401 et seq.)
after August 10, 2005, may be
established to coincide with the
designated boundaries of the ozone and/
or carbon monoxide nonattainment area,
in accordance with the requirements in
§ 450.310(b).
(c) An MPA boundary may encompass
more than one urbanized area.
(d) MPA boundaries may be
established to coincide with the
geography of regional economic
development and growth forecasting
areas.
(e) Identification of new urbanized
areas within an existing metropolitan
planning area by the Bureau of the
Census shall not require redesignation
of the existing MPO.
(f) Where the boundaries of the
urbanized area or MPA extend across
two or more States, the Governors with
responsibility for a portion of the
multistate area, the appropriate MPO(s),
and the public transportation operator(s)
are strongly encouraged to coordinate
transportation planning for the entire
multistate area.
(g) The MPA boundaries shall not
overlap with each other.
(h) Where part of an urbanized area
served by one MPO extends into an
adjacent MPA, the MPOs shall, at a
minimum, establish written agreements
that clearly identify areas of
coordination and the division of
transportation planning responsibilities
among and between the MPOs.
Alternatively, the MPOs may adjust
their existing boundaries so that the
entire urbanized area lies within only
one MPA. Boundary adjustments that
change the composition of the MPO may
require redesignation of one or more
such MPOs.
(i) The MPO (in cooperation with the
State and public transportation
operator(s)) shall review the MPA
boundaries after each Census to
determine if existing MPA boundaries
meet the minimum statutory
requirements for new and updated
urbanized area(s), and shall adjust them
as necessary. As appropriate, additional
adjustments should be made to reflect
the most comprehensive boundary to
foster an effective planning process that
ensures connectivity between modes,
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improves access to modal systems, and
promotes efficient overall transportation
investment strategies.
(j) Following MPA boundary approval
by the MPO and the Governor, the MPA
boundary descriptions shall be provided
for informational purposes to the FHWA
and the FTA. The MPA boundary
descriptions shall be submitted either as
a geo-spatial database or described in
sufficient detail to enable the
boundaries to be accurately delineated
on a map.
■ 10. Section 450.314 is revised to read
as follows:
pmangrum on DSK3GDR082PROD with RULES
§ 450.314 Metropolitan planning
agreements.
(a) The MPO, the State(s), and the
providers of public transportation shall
cooperatively determine their mutual
responsibilities in carrying out the
metropolitan transportation planning
process. These responsibilities shall be
clearly identified in written agreements
among the MPO, the State(s), and the
providers of public transportation
serving the MPA. To the extent possible,
a single agreement between all
responsible parties should be
developed. The written agreement(s)
shall include specific provisions for the
development of financial plans that
support the metropolitan transportation
plan (see § 450.324) and the
metropolitan TIP (see § 450.326), and
development of the annual listing of
obligated projects (see § 450.334).
(b) The MPO, the State(s), and the
providers of public transportation
should periodically review and update
the agreement, as appropriate, to reflect
effective changes.
(c) If the MPA does not include the
entire nonattainment or maintenance
area, there shall be a written agreement
among the State department of
transportation, State air quality agency,
affected local agencies, and the MPO
describing the process for cooperative
planning and analysis of all projects
outside the MPA within the
nonattainment or maintenance area. The
agreement must also indicate how the
total transportation-related emissions
for the nonattainment or maintenance
area, including areas outside the MPA,
will be treated for the purposes of
determining conformity in accordance
with the EPA’s transportation
conformity regulations (40 CFR part 93,
subpart A). The agreement shall address
policy mechanisms for resolving
conflicts concerning transportationrelated emissions that may arise
between the MPA and the portion of the
nonattainment or maintenance area
outside the MPA.
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(d) In nonattainment or maintenance
areas, if the MPO is not the designated
agency for air quality planning under
section 174 of the Clean Air Act (42
U.S.C. 7504), there shall be a written
agreement between the MPO and the
designated air quality planning agency
describing their respective roles and
responsibilities for air quality related
transportation planning.
(e) If more than one MPO has been
designated to serve an urbanized area
there shall be a written agreement
among the MPOs, the State(s), and the
public transportation operator(s)
describing how the metropolitan
transportation planning processes will
be coordinated to assure the
development of consistent metropolitan
transportation plans and TIPs across the
MPA boundaries, particularly in cases
in which a proposed transportation
investment extends across the
boundaries of more than one MPA. If
any part of the urbanized area is a
nonattainment or maintenance area, the
agreement also shall include State and
local air quality agencies. The
metropolitan transportation planning
processes for affected MPOs should, to
the maximum extent possible, reflect
coordinated data collection, analysis,
and planning assumptions across the
MPAs. Alternatively, a single
metropolitan transportation plan and/or
TIP for the entire urbanized area may be
developed jointly by the MPOs in
cooperation with their respective
planning partners. Coordination efforts
and outcomes shall be documented in
subsequent transmittals of the UPWP
and other planning products, including
the metropolitan transportation plan
and TIP, to the State(s), the FHWA, and
the FTA.
(f) Where the boundaries of the
urbanized area or MPA extend across
two or more States, the Governors with
responsibility for a portion of the
multistate area, the appropriate MPO(s),
and the public transportation operator(s)
shall coordinate transportation planning
for the entire multistate area. States
involved in such multistate
transportation planning may:
(1) Enter into agreements or compacts,
not in conflict with any law of the
United States, for cooperative efforts
and mutual assistance in support of
activities authorized under this section
as the activities pertain to interstate
areas and localities within the States;
and
(2) Establish such agencies, joint or
otherwise, as the States may determine
desirable for making the agreements and
compacts effective.
(g) If part of an urbanized area that
has been designated as a TMA overlaps
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Fmt 4700
Sfmt 4700
into an adjacent MPA serving an
urbanized area that is not designated as
a TMA, the adjacent urbanized area
shall not be treated as a TMA. However,
a written agreement shall be established
between the MPOs with MPA
boundaries, including a portion of the
TMA, which clearly identifies the roles
and responsibilities of each MPO in
meeting specific TMA requirements
(e.g., congestion management process,
Surface Transportation Program funds
suballocated to the urbanized area over
200,000 population, and project
selection).
(h)(1) The MPO(s), State(s), and the
providers of public transportation shall
jointly agree upon and develop specific
written provisions for cooperatively
developing and sharing information
related to transportation performance
data, the selection of performance
targets, the reporting of performance
targets, the reporting of performance to
be used in tracking progress toward
attainment of critical outcomes for the
region of the MPO (see § 450.306(d)),
and the collection of data for the State
asset management plan for the NHS for
each of the following circumstances:
(i) When one MPO serves an
urbanized area;
(ii) When more than one MPO serves
an urbanized area; and
(iii) When an urbanized area that has
been designated as a TMA overlaps into
an adjacent MPA serving an urbanized
area that is not a TMA.
(2) These provisions shall be
documented either:
(i) As part of the metropolitan
planning agreements required under
paragraphs (a), (e), and (g) of this
section; or
(ii) Documented in some other means
outside of the metropolitan planning
agreements as determined cooperatively
by the MPO(s), State(s), and providers of
public transportation.
§ 450.316
[Amended]
11. Amend § 450.316 in paragraphs (b)
introductory text, (c), and (d) by
removing ‘‘MPO(s)’’ and adding in its
place ‘‘MPO’’ wherever it occurs.
■
§ 450.324
[Amended]
12. Amend § 450.324 as follows:
a. In paragraph (a), remove ‘‘MPO(s)’’
and add in its place ‘‘MPO’’ wherever it
occurs;
■ b. Remove new paragraph (c);
■ c. Redesignate paragraphs (d) through
(n) as paragraphs (c) through (m),
respectively; and
■ d. In newly redesignated paragraphs
(c), (d), (e), (f)(10), (f)(11)(iv), (g)
introductory text, (j), (k), and (m),
■
■
E:\FR\FM\29NOR1.SGM
29NOR1
Federal Register / Vol. 82, No. 228 / Wednesday, November 29, 2017 / Rules and Regulations
§ 450.336
remove ‘‘MPO(s)’’ with and add in its
place ‘‘MPO’’ wherever it occurs.
■ 13. Amend § 450.326 as follows:
■ a. Revise paragraph (a); and
■ b. In paragraphs (b), (j), and (p),
remove ‘‘MPO(s)’’ and add in its place
‘‘MPO’’ wherever it occurs.
The revision reads as follows:
§ 450.340
(a) The MPO, in cooperation with the
State(s) and any affected public
transportation operator(s), shall develop
a TIP for the metropolitan planning
area. The TIP shall reflect the
investment priorities established in the
current metropolitan transportation plan
and shall cover a period of no less than
4 years, be updated at least every 4
years, and be approved by the MPO and
the Governor. However, if the TIP
covers more than 4 years, the FHWA
and the FTA will consider the projects
in the additional years as informational.
The MPO may update the TIP more
frequently, but the cycle for updating
the TIP must be compatible with the
STIP development and approval
process. The TIP expires when the
FHWA/FTA approval of the STIP
expires. Copies of any updated or
revised TIPs must be provided to the
FHWA and the FTA. In nonattainment
and maintenance areas subject to
transportation conformity requirements,
the FHWA and the FTA, as well as the
MPO, must make a conformity
determination on any updated or
amended TIP, in accordance with the
Clean Air Act requirements and the
EPA’s transportation conformity
regulations (40 CFR part 93, subpart A).
*
*
*
*
*
[Amended]
14. Amend § 450.328 by removing
‘‘MPO(s)’’ and adding in its place
‘‘MPO’’ wherever it occurs.
■
§ 450.330
[Amended]
15. Amend § 450.330 in paragraphs (a)
and (c) by removing ‘‘MPO(s)’’ and
adding in its place ‘‘MPO’’ wherever it
occurs.
■
§ 450.332
[Amended]
16. Amend § 450.332 in paragraphs (b)
and (c) by removing ‘‘MPO(s)’’ and
adding in its place ‘‘MPO’’ wherever it
occurs.
pmangrum on DSK3GDR082PROD with RULES
■
§ 450.334
[Amended]
17. Amend § 450.334 as follows:
a. In paragraph (a), remove ‘‘MPO(s)’’
and add in its place ‘‘MPO’’; and
■ b. In paragraph (c), remove ‘‘MPO(s)’’
and add in its place ‘‘MPO’s’’.
■
■
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15:16 Nov 28, 2017
Jkt 244001
[Amended]
19. Amend § 450.340 as follows:
a. In paragraph (a), remove ‘‘or MPOs’’
wherever it occurs; and
■ b. Remove paragraph (h).
■
■
§ 450.326 Development and content of the
transportation improvement program (TIP).
§ 450.328
[Amended]
18. Amend § 450.336 in paragraphs
(b)(1)(i) and (ii) and (b)(2) by removing
‘‘MPO(s)’’ and adding in its place
‘‘MPO’’ wherever it occurs.
■
Title 49—Transportation
PART 613—METROPOLITAN AND
STATEWIDE AND
NONMETROPOLITAN PLANNING
20. The authority citation for part 613
is revised to read as follows:
■
Authority: 23 U.S.C. 134, 135, and 217(g);
42 U.S.C. 3334, 4233, 4332, 7410 et seq.; 49
U.S.C. 5303–5306, 5323(k); and 49 CFR
1.91(a) and 21.7(a).
[FR Doc. 2017–25762 Filed 11–28–17; 8:45 am]
BILLING CODE 4910–22–P
DEPARTMENT OF LABOR
Employee Benefits Security
Administration
29 CFR Part 2550
[Application Number D–11712; D–11713;
D–11850]
ZRIN 1210–ZA27
18-Month Extension of Transition
Period and Delay of Applicability
Dates; Best Interest Contract
Exemption (PTE 2016–01); Class
Exemption for Principal Transactions
in Certain Assets Between Investment
Advice Fiduciaries and Employee
Benefit Plans and IRAs (PTE 2016–02);
Prohibited Transaction Exemption
84–24 for Certain Transactions
Involving Insurance Agents and
Brokers, Pension Consultants,
Insurance Companies, and Investment
Company Principal Underwriters (PTE
84–24)
Employee Benefits Security
Administration, Labor.
ACTION: Extension of the transition
period for PTE amendments.
56545
Prohibited Transaction Exemption 84–
24 for the same period. The primary
purpose of the amendments is to give
the Department of Labor the time
necessary to consider public comments
under the criteria set forth in the
Presidential Memorandum of February
3, 2017, including whether possible
changes and alternatives to these
exemptions would be appropriate in
light of the current comment record and
potential input from, and action by, the
Securities and Exchange Commission
and state insurance commissioners. The
Department is granting the delay
because of its concern that, without a
delay in the applicability dates,
consumers may face significant
confusion, and regulated parties may
incur undue expense to comply with
conditions or requirements that the
Department ultimately determines to
revise or repeal. The former transition
period was from June 9, 2017, to January
1, 2018. The new transition period ends
on July 1, 2019, rather than on January
1, 2018. The amendments to these
exemptions affect participants and
beneficiaries of plans, IRA owners and
fiduciaries with respect to such plans
and IRAs.
DATES: This document extends the
special transition period under sections
II and IX of the Best Interest Contract
Exemption and section VII of the Class
Exemption for Principal Transactions in
Certain Assets between Investment
Advice Fiduciaries and Employee
Benefit Plans and IRAs (82 FR 16902) to
July 1, 2019, and delays the
applicability of certain amendments to
Prohibited Transaction Exemption 84–
24 from January 1, 2018 (82 FR 16902)
until July 1, 2019. See Section G of the
SUPPLEMENTARY INFORMATION section for
a list of dates for the amendments to the
prohibited transaction exemptions.
FOR FURTHER INFORMATION CONTACT:
Brian Shiker or Susan Wilker, telephone
(202) 693–8824, Office of Exemption
Determinations, Employee Benefits
Security Administration.
SUPPLEMENTARY INFORMATION:
AGENCY:
A. Procedural Background
This document extends the
special transition period under sections
II and IX of the Best Interest Contract
Exemption and section VII of the Class
Exemption for Principal Transactions in
Certain Assets between Investment
Advice Fiduciaries and Employee
Benefit Plans and IRAs for 18 months.
This document also delays the
applicability of certain amendments to
ERISA & the 1975 Regulation
Section 3(21)(A)(ii) of the Employee
Retirement Income Security Act of 1974,
as amended (ERISA), in relevant part
provides that a person is a fiduciary
with respect to a plan to the extent he
or she renders investment advice for a
fee or other compensation, direct or
indirect, with respect to any moneys or
other property of such plan, or has any
authority or responsibility to do so.
Section 4975(e)(3)(B) of the Internal
Revenue Code (‘‘Code’’) has a parallel
SUMMARY:
PO 00000
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Fmt 4700
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E:\FR\FM\29NOR1.SGM
29NOR1
Agencies
[Federal Register Volume 82, Number 228 (Wednesday, November 29, 2017)]
[Rules and Regulations]
[Pages 56540-56545]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-25762]
[[Page 56540]]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Part 450
Federal Transit Administration
49 CFR Part 613
[Docket No. FHWA-2017-0003]; FHWA RIN 2125-AF75; FTA RIN 2132-AB33]
Metropolitan Planning Organization Coordination and Planning Area
Reform
AGENCY: Federal Highway Administration (FHWA), Federal Transit
Administration (FTA); U.S. Department of Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This rulemaking rescinds certain transportation planning
regulations pertaining to the establishment of the metropolitan
planning area (MPA) boundaries, the designation of metropolitan
planning organizations (MPO), and the coordination among MPOs. The
amendments contained in this rule carry out the statutory mandate to
rescind the final rule published on December 20, 2016, on this topic.
DATES: Effective on December 29, 2017.
FOR FURTHER INFORMATION CONTACT: For FHWA: Mr. Harlan W. Miller,
Planning Oversight and Stewardship Team (HEPP-10), (202) 366-0847; or
Ms. Janet Myers, Office of the Chief Counsel (HCC-30), (202) 366-2019.
For FTA: Ms. Sherry Riklin, Office of Planning and Environment, (202)
366-5407; Mr. Dwayne Weeks, Office of Planning and Environment, (202)
493-0316; or Mr. Christopher Hall, Office of the Chief Counsel, (202)
366-5218. Both agencies are located at 1200 New Jersey Avenue SE.,
Washington, DC 20590. Office hours are from 8 a.m. to 4:30 p.m., ET for
FHWA, and 9 a.m. to 5:30 p.m., ET for FTA, Monday through Friday,
except Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access and Filing
This document may be viewed online through the Federal eRulemaking
portal at https://www.regulations.gov. Retrieval help and guidelines are
available on the Web site. It is available 24 hours each day, 365 days
a year. An electronic copy of this document may also be downloaded from
the Office of the Federal Register home page at: https://www.ofr.gov and
the Government Publishing Office Web page at: https://www.gpo.gov.
Background
Transportation planning is a cooperative, performance-driven
process by which long and short-range transportation improvement
priorities are determined. States, MPOs, and transit operators conduct
transportation planning, with active involvement from the traveling
public, the business community, community groups, environmental
organizations, and freight operators. State governments, MPOs, and
transit operators are essential partners in the management of the
Nation's transportation system and best suited to develop and implement
a continuing, cooperative, and comprehensive, or ``3-C,'' planning
process for their States and metropolitan regions.
On December 20, 2016, FHWA and FTA promulgated a rule at 23 CFR
part 450 and 49 CFR part 613 (81 FR 93448) (December 2016 Final Rule),
which required MPOs to achieve compliance with the statutory
requirement that an MPA include an entire urbanized area (UZA) and the
contiguous area expected to become urbanized within a 20-year forecast
period through a range of coordination options including: Adjustment of
their boundaries; coordination with other MPOs within their UZA to
create unified planning products for the MPA; mergers; or the receipt
of an exception from the Secretary.
On May 12, 2017, the President signed Public Law 115-33 (131 Stat.
845) repealing the December 2016 Final Rule. The legislation provides
that the 2016 Final Rule shall have no force or effect, and any
regulation revised by that rule shall be applied as if that rule had
not been issued. As a result, the amendments in this final rule carry
out that statutory instruction by revising the regulations to read as
if the December 2016 Final Rule had not been issued.
The FHWA and FTA will continue to evaluate their regulations and
guidance to promote improvements to the planning process in the least
burdensome manner.
Discussion of the Changes
This rulemaking removes the revisions made by the December 2016
Final Rule, and restores the language promulgated in the May 27, 2016,
rulemaking (81 FR 34050). Under the Administrative Procedure Act (5
U.S.C. 553(b)), an agency may waive the normal notice-and-comment
procedure if it finds, for good cause, that notice and comment would be
impracticable, unnecessary, or contrary to the public interest. The
Agencies find good cause that notice and comment for this rule is
unnecessary due to the nature of the revisions (i.e., the rule simply
carries out the statutory language found in Public Law 115-33 without
interpretation to rescind the December 2016 Final Rule). The statutory
language does not require regulatory interpretation to carry out its
intent. The regulatory amendments in this final rule implement the
statutory language, and comments cannot alter the regulation given the
explicit mandate. Accordingly, the Agencies find good cause under 5
U.S.C. 553(b)(3)(B) to waive notice and opportunity for comment.
Rulemaking Analyses and Notices
Executive Order 12866 (Regulatory Planning and Review), Executive Order
13563 (Improving Regulation and Regulatory Review), Executive Order
13771 (Reducing Regulation and Controlling Regulatory Costs), and DOT
Regulatory Policies and Procedures
The FHWA and FTA have determined that this rulemaking is a
significant regulatory action within the meaning of Executive Order
(E.O.) 12866, and within the meaning of DOT regulatory policies and
procedures. This action complies with E.O.s 12866, 13563, and 13771 to
improve regulation.
This final rule is considered an E.O. 13771 deregulatory action.
This rulemaking eliminates requirements that MPOs achieve compliance
with the statutory requirement that an MPA include an entire UZA and
the contiguous area expected to become urbanized within a 20-year
forecast period for the metropolitan transportation plan by
implementing one of several coordination options including: By
adjusting their boundaries; by coordinating with other MPOs within
their UZA to create unified planning products for the MPA; by merging;
or by receiving an exception from the Secretary.
The FHWA and FTA have estimated that modifying these requirements
would provide a maximum average annual cost savings of $86.3 million
annually over 4 years and impose no additional costs on MPOs and
States. This equates to a present value, using end of period
discounting, of $330.4 million at a 3 percent discount rate and $312.8
million at a 7 percent discount rate. An indefinite horizon (i.e.,
annuity) equivalent is approximated by the calculation $330.4 * 0.03 =
$9.9 million for a 3 percent discount rate and $312.8 * 0.07 = $21.9
million for a 7 percent discount rate. This estimate is consistent with
the cost estimate the
[[Page 56541]]
Agencies previously provided in which FHWA and FTA estimated the total
costs for merging all 142 affected MPOs, and the one-time cost of
developing a dispute resolution process would result in an estimated
maximum average annual cost of this rule of $86.3 million over 4 years.
The FHWA and FTA do not anticipate that this rule would impose any
additional costs for States and MPOs to implement because it allows
these entities to follow the procedures and protocols they had in place
as of December 2016.
This action complies with the principles of E.O. 13563. After
evaluating the costs and benefits of the rule, FHWA and FTA believe
that the cost savings from this rulemaking would exceed the foregone
benefits. These changes are not anticipated to adversely affect, in any
material way, any sector of the economy. In addition, these changes
will not create a serious inconsistency with any other agency's action
or materially alter the budgetary impact of any entitlements, grants,
user fees, or loan programs.
Regulatory Flexibility Act
Since the Agencies find good cause under 5 U.S.C. 553(b)(3)(B) to
waive notice and opportunity for comment for this rule, the provisions
of the Regulatory Flexibility Act (Pub. L. 96-354, 5 U.S.C. 601-612) do
not apply. However, the Agencies evaluated the effects of this action
on small entities and determined the action would not have a
significant economic impact on a substantial number of small entities.
The rule addresses the obligation of Federal funds to State DOTs for
Federal-aid highway projects. The rule affects two types of entities:
State governments and MPOs. State governments do not meet the
definition of a small entity under 5 U.S.C. 601, which have a
population of less than 50,000.
The MPOs are considered governmental jurisdictions, and to qualify
as a small entity, they need to serve less than 50,000 people. The MPOs
serve UZAs with populations of 50,000 or more. Therefore, the MPOs that
might incur economic impacts under this rule do not meet the definition
of a small entity.
The FHWA and FTA hereby certify that this rule will not have a
significant economic impact on a substantial number of small entities.
Unfunded Mandates Reform Act of 1995
The FHWA and FTA have determined that this rule does not impose
unfunded mandates, as defined by the Unfunded Mandates Reform Act of
1995 (Pub. L. 104-4, March 22, 1995, 109 Stat. 48). This rule does not
include a Federal mandate that may result in expenditures of $155.1
million or more in any single year (when adjusted for inflation) in
2012 dollars for either State, local, and Tribal governments in the
aggregate, or by the private sector. In addition, the definition of
``Federal mandate'' in the Unfunded Mandates Reform Act excludes
financial assistance of the type in which State, local, or Tribal
governments have authority to adjust their participation in the program
in accordance with changes made in the program by the Federal
Government. The Federal-aid highway program and the Federal Transit Act
permit this type of flexibility.
Executive Order 13132 (Federalism Assessment)
Executive Order 13132 requires agencies to ensure meaningful and
timely input by State and local officials in the development of
regulatory policies that may have a substantial, direct effect on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government. This action has been analyzed in
accordance with the principles and criteria contained in E.O. 13132
dated August 4, 1999, and the Agencies determined this action will not
have a substantial direct effect or sufficient federalism implications
on the States. The Agencies also determined this action will not
preempt any State law or regulation or affect the States' ability to
discharge traditional State governmental functions.
Executive Order 12372 (Intergovernmental Review)
The regulations implementing E.O. 12372 regarding intergovernmental
consultation on Federal programs and activities apply to this program.
Local entities should refer to the Catalog of Federal Domestic
Assistance Program Number 20.205, Highway Planning and Construction,
for further information.
Paperwork Reduction Act
Federal agencies must obtain approval from the Office of Management
and Budget (OMB) for each collection of information they conduct,
sponsor, or require through regulations. The FHWA and FTA have analyzed
this rule under the Paperwork Reduction Act (PRA), and this rule does
not impose additional information collection requirements for the
purposes of the PRA above and beyond existing information collection
clearances from OMB.
National Environmental Policy Act
Federal agencies are required to adopt implementing procedures for
the National Environmental Policy Act (NEPA) that establish specific
criteria for, and identification of, three classes of actions: (1)
Those that normally require preparation of an Environmental Impact
Statement, (2) those that normally require preparation of an
Environmental Assessment, and (3) those that are categorically excluded
from further NEPA review (40 CFR 1507.3(b)). This rule qualifies for
categorical exclusions under 23 CFR 771.117(c)(20) (promulgation of
rules, regulations, and directives) and 771.117(c)(1) (activities that
do not involve or lead directly to construction) for FHWA, and 23 CFR
771.118(c)(4) (planning and administrative activities that do not
involve or lead directly to construction) for FTA. The FHWA and FTA
have evaluated whether the rule will involve unusual or extraordinary
circumstances and have determined that it will not.
Executive Order 12630 (Taking of Private Property)
The FHWA and FTA have analyzed this rule under E.O. 12630,
Governmental Actions and Interference with Constitutionally Protected
Property Rights. The FHWA and FTA do not believe this rule affects a
taking of private property or otherwise has taking implications under
E.O. 12630.
Executive Order 12988 (Civil Justice Reform)
This rule meets applicable standards in sections 3(a) and 3(b)(2)
of E.O. 12988, Civil Justice Reform, to minimize litigation, eliminate
ambiguity, and reduce burden.
Executive Order 13045 (Protection of Children)
The FHWA and FTA have analyzed this rule under E.O. 13045,
Protection of Children from Environmental Health Risks and Safety
Risks. The FHWA and FTA certify that this action will not cause an
environmental risk to health or safety that might disproportionately
affect children.
Executive Order 13175 (Tribal Consultation)
The FHWA and FTA have analyzed this rule under E.O. 13175, dated
November 6, 2000, and believe that it will not have substantial direct
effects on one or more Indian tribes; will not impose substantial
direct compliance costs on Indian Tribal governments; and will not
preempt Tribal laws. The rule addresses obligations of Federal funds
[[Page 56542]]
to State DOTs for Federal-aid highway projects and will not impose any
direct compliance requirements on Indian Tribal governments. Therefore,
a Tribal summary impact statement is not required.
Executive Order 13211 (Energy Effects)
The FHWA and FTA have analyzed this action under E.O. 13211,
Actions Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. The FHWA and FTA have determined that this action
is not a significant energy action under that order and is not likely
to have a significant adverse effect on the supply, distribution, or
use of energy. Therefore, a Statement of Energy Effects is not
required.
Executive Order 12898 (Environmental Justice)
The E.O. 12898 (Federal Actions to Address Environmental Justice in
Minority Populations and Low-Income Populations) and DOT Order
5610.2(a) (77 FR 27534, May 10, 2012) (available online at https://www.fhwa.dot.gov/environment/environmental_justice/ej_at_dot/order_56102a/index.cfm) require DOT agencies to achieve environmental
justice (EJ) as part of their mission by identifying and addressing, as
appropriate, disproportionately high and adverse human health or
environmental effects, including interrelated social and economic
effects, of their programs, policies, and activities on minority and
low-income populations. All DOT agencies must address compliance with
E.O. 12898 and the DOT Order in all rulemaking activities.
The FHWA and FTA have issued additional documents relating to
administration of E.O. 12898 and the DOT Order. On June 14, 2012, FHWA
issued an update to its EJ order, FHWA Order 6640.23A (FHWA Actions to
Address Environmental Justice in Minority Populations and Low Income
Populations (available online at https://www.fhwa.dot.gov/legsregs/directives/orders/664023a.htm)). On August 15, 2012, FTA's Circular
4703.1 became effective, which contains guidance for States and MPOs to
incorporate EJ into their planning processes (available online at
https://www.fta.dot.gov/documents/FTA_EJ_Circular_7.14-12_FINAL.pdf).
The FHWA and FTA have evaluated this action under the E.O., the DOT
Order, the FHWA Order, and the FTA Circular. The EJ principles, in the
context of planning, should be considered when the planning process is
being implemented at the State and local level. As part of their
stewardship and oversight of the federally aided transportation
planning process of the States, MPOs, and operators of public
transportation, FHWA and FTA encourage these entities to incorporate EJ
principles into the statewide and metropolitan planning processes and
documents, as appropriate and consistent with the applicable orders and
the FTA Circular. When FHWA and FTA make a future funding or other
approval decision on a project basis, they will consider EJ.
Nothing inherent in the rule will disproportionately impact
minority or low-income populations. The rule establishes procedures and
other requirements to guide future State and local decisionmaking on
programs and projects. Neither the rule nor 23 U.S.C. 134 and 135
dictate the outcome of those decisions. The FHWA and FTA have
determined that this action will not cause disproportionately high and
adverse human health and environmental effects on minority or low-
income populations.
Regulation Identifier Number
A Regulation Identifier Number (RIN) is assigned to each regulatory
action listed in the Unified Agenda of Federal Regulations. The
Regulatory Information Service Center publishes the Unified Agenda in
April and October of each year. The RIN number contained in the heading
of this document can be used to cross-reference this rule with the
Unified Agenda.
List of Subjects
23 CFR Part 450
Grant programs--transportation, Highway and roads, Mass
transportation, Reporting and recordkeeping requirements.
49 CFR Part 613
Grant programs--transportation, Highways and roads, Mass
transportation.
Issued in Washington, DC, on November 21, 2017 under authority
delegated in 49 CFR 1.85.
Brandye L. Hendrickson,
Acting Administrator, Federal Highway Administration.
K. Jane Williams,
Acting Administrator, Federal Transit Administration.
In consideration of the foregoing, FHWA and FTA amend title 23,
Code of Federal Regulations, part 450, and title 49, Code of Federal
Regulations, part 613, as set forth below:
Title 23--Highways
PART 450--PLANNING ASSISTANCE AND STANDARDS
0
1. The authority citation for part 450 continues to read as follows:
Authority: 23 U.S.C. 134, 135, and 315; 42 U.S.C. 7410 et seq.;
49 U.S.C. 5303 and 5304; 49 CFR 1.85 and 1.90.
0
2. Amend Sec. 450.104 by revising the definitions for ``Metropolitan
planning agreement'', ``Metropolitan planning area (MPA)'',
``Metropolitan transportation plan'', and ``Transportation improvement
program (TIP)'' to read as follows:
Sec. 450.104 Definitions.
* * * * *
Metropolitan planning agreement means a written agreement between
the MPO, the State(s), and the providers of public transportation
serving the metropolitan planning area that describes how they will
work cooperatively to meet their mutual responsibilities in carrying
out the metropolitan transportation planning process.
Metropolitan planning area (MPA) means the geographic area
determined by agreement between the MPO for the area and the Governor,
in which the metropolitan transportation planning process is carried
out.
* * * * *
Metropolitan transportation plan means the official multimodal
transportation plan addressing no less than a 20-year planning horizon
that the MPO develops, adopts, and updates through the metropolitan
transportation planning process.
* * * * *
Transportation improvement program (TIP) means a prioritized
listing/program of transportation projects covering a period of 4 years
that is developed and formally adopted by an MPO as part of the
metropolitan transportation planning process, consistent with the
metropolitan transportation plan, and required for projects to be
eligible for funding under title 23 U.S.C. and title 49 U.S.C. chapter
53.
* * * * *
0
3. Amend Sec. 450.208 by revising paragraph (a)(1) to read as follows:
Sec. 450.208 Coordination of planning process activities.
(a) * * *
(1) Coordinate planning carried out under this subpart with the
metropolitan transportation planning activities carried out under
subpart C of
[[Page 56543]]
this part for metropolitan areas of the State. The State is encouraged
to rely on information, studies, or analyses provided by MPOs for
portions of the transportation system located in metropolitan planning
areas;
* * * * *
Sec. 450.218 [Amended]
0
4. Amend Sec. 450.218(b) by removing ``MPO(s)'' and adding in its
place ``MPO'' in both places it appears.
Sec. 450.226 [Amended]
0
5. Amend Sec. 450.226 by removing paragraph (g).
0
6. Amend Sec. 450.300 as follows:
0
a. Revise paragraph (a); and
0
b. Remove from paragraph (b) the word ``Encourage'' and add in its
place ``Encourages''.
The revision reads as follows:
Sec. 450.300 Purpose.
* * * * *
(a) Set forth the national policy that the MPO designated for each
urbanized area is to carry out a continuing, cooperative, and
comprehensive performance-based multimodal transportation planning
process, including the development of a metropolitan transportation
plan and a TIP, that encourages and promotes the safe and efficient
development, management, and operation of surface transportation
systems to serve the mobility needs of people and freight (including
accessible pedestrian walkways, bicycle transportation facilities, and
intermodal facilities that support intercity transportation, including
intercity buses and intercity bus facilities and commuter vanpool
providers) fosters economic growth and development, and takes into
consideration resiliency needs, while minimizing transportation-related
fuel consumption and air pollution; and
* * * * *
0
7. Amend Sec. 450.306 by removing paragraph (d)(5) and revising
paragraph (i) to read as follows:
Sec. 450.306 Scope of the metropolitan transportation planning
process.
* * * * *
(i) In an urbanized area not designated as a TMA that is an air
quality attainment area, the MPO(s) may propose and submit to the FHWA
and the FTA for approval a procedure for developing an abbreviated
metropolitan transportation plan and TIP. In developing proposed
simplified planning procedures, consideration shall be given to whether
the abbreviated metropolitan transportation plan and TIP will achieve
the purposes of 23 U.S.C. 134, 49 U.S.C. 5303, and this part, taking
into account the complexity of the transportation problems in the area.
The MPO shall develop simplified procedures in cooperation with the
State(s) and public transportation operator(s).
0
8. Amend Sec. 450.310 by revising paragraphs (e) and (m) introductory
text to read as follows:
Sec. 450.310 Metropolitan planning organization designation and
redesignation.
* * * * *
(e) To the extent possible, only one MPO shall be designated for
each urbanized area or group of contiguous urbanized areas. More than
one MPO may be designated to serve an urbanized area only if the
Governor(s) and the existing MPO, if applicable, determine that the
size and complexity of the urbanized area-make designation of more than
one MPO appropriate. In those cases where two or more MPOs serve the
same urbanized area, the MPOs shall establish official, written
agreements that clearly identify areas of coordination, and the
division of transportation planning responsibilities among the MPOs.
* * * * *
(m) Each Governor with responsibility for a portion of a multistate
metropolitan area and the appropriate MPOs shall, to the extent
practicable, provide coordinated transportation planning for the entire
MPA. The consent of Congress is granted to any two or more States to:
* * * * *
0
9. Section 450.312 is revised to read as follows:
Sec. 450.312 Metropolitan Planning Area boundaries.
(a) The boundaries of a metropolitan planning area (MPA) shall be
determined by agreement between the MPO and the Governor.
(1) At a minimum, the MPA boundaries shall encompass the entire
existing urbanized area (as defined by the Bureau of the Census) plus
the contiguous area expected to become urbanized within a 20-year
forecast period for the metropolitan transportation plan.
(2) The MPA boundaries may be further expanded to encompass the
entire metropolitan statistical area or combined statistical area, as
defined by the Office of Management and Budget.
(b) An MPO that serves an urbanized area designated as a
nonattainment area for ozone or carbon monoxide under the Clean Air Act
(42 U.S.C. 7401 et seq.) as of August 10, 2005, shall retain the MPA
boundary that existed on August 10, 2005. The MPA boundaries for such
MPOs may only be adjusted by agreement of the Governor and the affected
MPO in accordance with the redesignation procedures described in Sec.
450.310(h). The MPA boundary for an MPO that serves an urbanized area
designated as a nonattainment area for ozone or carbon monoxide under
the Clean Air Act (42 U.S.C. 7401 et seq.) after August 10, 2005, may
be established to coincide with the designated boundaries of the ozone
and/or carbon monoxide nonattainment area, in accordance with the
requirements in Sec. 450.310(b).
(c) An MPA boundary may encompass more than one urbanized area.
(d) MPA boundaries may be established to coincide with the
geography of regional economic development and growth forecasting
areas.
(e) Identification of new urbanized areas within an existing
metropolitan planning area by the Bureau of the Census shall not
require redesignation of the existing MPO.
(f) Where the boundaries of the urbanized area or MPA extend across
two or more States, the Governors with responsibility for a portion of
the multistate area, the appropriate MPO(s), and the public
transportation operator(s) are strongly encouraged to coordinate
transportation planning for the entire multistate area.
(g) The MPA boundaries shall not overlap with each other.
(h) Where part of an urbanized area served by one MPO extends into
an adjacent MPA, the MPOs shall, at a minimum, establish written
agreements that clearly identify areas of coordination and the division
of transportation planning responsibilities among and between the MPOs.
Alternatively, the MPOs may adjust their existing boundaries so that
the entire urbanized area lies within only one MPA. Boundary
adjustments that change the composition of the MPO may require
redesignation of one or more such MPOs.
(i) The MPO (in cooperation with the State and public
transportation operator(s)) shall review the MPA boundaries after each
Census to determine if existing MPA boundaries meet the minimum
statutory requirements for new and updated urbanized area(s), and shall
adjust them as necessary. As appropriate, additional adjustments should
be made to reflect the most comprehensive boundary to foster an
effective planning process that ensures connectivity between modes,
[[Page 56544]]
improves access to modal systems, and promotes efficient overall
transportation investment strategies.
(j) Following MPA boundary approval by the MPO and the Governor,
the MPA boundary descriptions shall be provided for informational
purposes to the FHWA and the FTA. The MPA boundary descriptions shall
be submitted either as a geo-spatial database or described in
sufficient detail to enable the boundaries to be accurately delineated
on a map.
0
10. Section 450.314 is revised to read as follows:
Sec. 450.314 Metropolitan planning agreements.
(a) The MPO, the State(s), and the providers of public
transportation shall cooperatively determine their mutual
responsibilities in carrying out the metropolitan transportation
planning process. These responsibilities shall be clearly identified in
written agreements among the MPO, the State(s), and the providers of
public transportation serving the MPA. To the extent possible, a single
agreement between all responsible parties should be developed. The
written agreement(s) shall include specific provisions for the
development of financial plans that support the metropolitan
transportation plan (see Sec. 450.324) and the metropolitan TIP (see
Sec. 450.326), and development of the annual listing of obligated
projects (see Sec. 450.334).
(b) The MPO, the State(s), and the providers of public
transportation should periodically review and update the agreement, as
appropriate, to reflect effective changes.
(c) If the MPA does not include the entire nonattainment or
maintenance area, there shall be a written agreement among the State
department of transportation, State air quality agency, affected local
agencies, and the MPO describing the process for cooperative planning
and analysis of all projects outside the MPA within the nonattainment
or maintenance area. The agreement must also indicate how the total
transportation-related emissions for the nonattainment or maintenance
area, including areas outside the MPA, will be treated for the purposes
of determining conformity in accordance with the EPA's transportation
conformity regulations (40 CFR part 93, subpart A). The agreement shall
address policy mechanisms for resolving conflicts concerning
transportation-related emissions that may arise between the MPA and the
portion of the nonattainment or maintenance area outside the MPA.
(d) In nonattainment or maintenance areas, if the MPO is not the
designated agency for air quality planning under section 174 of the
Clean Air Act (42 U.S.C. 7504), there shall be a written agreement
between the MPO and the designated air quality planning agency
describing their respective roles and responsibilities for air quality
related transportation planning.
(e) If more than one MPO has been designated to serve an urbanized
area there shall be a written agreement among the MPOs, the State(s),
and the public transportation operator(s) describing how the
metropolitan transportation planning processes will be coordinated to
assure the development of consistent metropolitan transportation plans
and TIPs across the MPA boundaries, particularly in cases in which a
proposed transportation investment extends across the boundaries of
more than one MPA. If any part of the urbanized area is a nonattainment
or maintenance area, the agreement also shall include State and local
air quality agencies. The metropolitan transportation planning
processes for affected MPOs should, to the maximum extent possible,
reflect coordinated data collection, analysis, and planning assumptions
across the MPAs. Alternatively, a single metropolitan transportation
plan and/or TIP for the entire urbanized area may be developed jointly
by the MPOs in cooperation with their respective planning partners.
Coordination efforts and outcomes shall be documented in subsequent
transmittals of the UPWP and other planning products, including the
metropolitan transportation plan and TIP, to the State(s), the FHWA,
and the FTA.
(f) Where the boundaries of the urbanized area or MPA extend across
two or more States, the Governors with responsibility for a portion of
the multistate area, the appropriate MPO(s), and the public
transportation operator(s) shall coordinate transportation planning for
the entire multistate area. States involved in such multistate
transportation planning may:
(1) Enter into agreements or compacts, not in conflict with any law
of the United States, for cooperative efforts and mutual assistance in
support of activities authorized under this section as the activities
pertain to interstate areas and localities within the States; and
(2) Establish such agencies, joint or otherwise, as the States may
determine desirable for making the agreements and compacts effective.
(g) If part of an urbanized area that has been designated as a TMA
overlaps into an adjacent MPA serving an urbanized area that is not
designated as a TMA, the adjacent urbanized area shall not be treated
as a TMA. However, a written agreement shall be established between the
MPOs with MPA boundaries, including a portion of the TMA, which clearly
identifies the roles and responsibilities of each MPO in meeting
specific TMA requirements (e.g., congestion management process, Surface
Transportation Program funds suballocated to the urbanized area over
200,000 population, and project selection).
(h)(1) The MPO(s), State(s), and the providers of public
transportation shall jointly agree upon and develop specific written
provisions for cooperatively developing and sharing information related
to transportation performance data, the selection of performance
targets, the reporting of performance targets, the reporting of
performance to be used in tracking progress toward attainment of
critical outcomes for the region of the MPO (see Sec. 450.306(d)), and
the collection of data for the State asset management plan for the NHS
for each of the following circumstances:
(i) When one MPO serves an urbanized area;
(ii) When more than one MPO serves an urbanized area; and
(iii) When an urbanized area that has been designated as a TMA
overlaps into an adjacent MPA serving an urbanized area that is not a
TMA.
(2) These provisions shall be documented either:
(i) As part of the metropolitan planning agreements required under
paragraphs (a), (e), and (g) of this section; or
(ii) Documented in some other means outside of the metropolitan
planning agreements as determined cooperatively by the MPO(s),
State(s), and providers of public transportation.
Sec. 450.316 [Amended]
0
11. Amend Sec. 450.316 in paragraphs (b) introductory text, (c), and
(d) by removing ``MPO(s)'' and adding in its place ``MPO'' wherever it
occurs.
Sec. 450.324 [Amended]
0
12. Amend Sec. 450.324 as follows:
0
a. In paragraph (a), remove ``MPO(s)'' and add in its place ``MPO''
wherever it occurs;
0
b. Remove new paragraph (c);
0
c. Redesignate paragraphs (d) through (n) as paragraphs (c) through
(m), respectively; and
0
d. In newly redesignated paragraphs (c), (d), (e), (f)(10),
(f)(11)(iv), (g) introductory text, (j), (k), and (m),
[[Page 56545]]
remove ``MPO(s)'' with and add in its place ``MPO'' wherever it occurs.
0
13. Amend Sec. 450.326 as follows:
0
a. Revise paragraph (a); and
0
b. In paragraphs (b), (j), and (p), remove ``MPO(s)'' and add in its
place ``MPO'' wherever it occurs.
The revision reads as follows:
Sec. 450.326 Development and content of the transportation
improvement program (TIP).
(a) The MPO, in cooperation with the State(s) and any affected
public transportation operator(s), shall develop a TIP for the
metropolitan planning area. The TIP shall reflect the investment
priorities established in the current metropolitan transportation plan
and shall cover a period of no less than 4 years, be updated at least
every 4 years, and be approved by the MPO and the Governor. However, if
the TIP covers more than 4 years, the FHWA and the FTA will consider
the projects in the additional years as informational. The MPO may
update the TIP more frequently, but the cycle for updating the TIP must
be compatible with the STIP development and approval process. The TIP
expires when the FHWA/FTA approval of the STIP expires. Copies of any
updated or revised TIPs must be provided to the FHWA and the FTA. In
nonattainment and maintenance areas subject to transportation
conformity requirements, the FHWA and the FTA, as well as the MPO, must
make a conformity determination on any updated or amended TIP, in
accordance with the Clean Air Act requirements and the EPA's
transportation conformity regulations (40 CFR part 93, subpart A).
* * * * *
Sec. 450.328 [Amended]
0
14. Amend Sec. 450.328 by removing ``MPO(s)'' and adding in its place
``MPO'' wherever it occurs.
Sec. 450.330 [Amended]
0
15. Amend Sec. 450.330 in paragraphs (a) and (c) by removing
``MPO(s)'' and adding in its place ``MPO'' wherever it occurs.
Sec. 450.332 [Amended]
0
16. Amend Sec. 450.332 in paragraphs (b) and (c) by removing
``MPO(s)'' and adding in its place ``MPO'' wherever it occurs.
Sec. 450.334 [Amended]
0
17. Amend Sec. 450.334 as follows:
0
a. In paragraph (a), remove ``MPO(s)'' and add in its place ``MPO'';
and
0
b. In paragraph (c), remove ``MPO(s)'' and add in its place ``MPO's''.
Sec. 450.336 [Amended]
0
18. Amend Sec. 450.336 in paragraphs (b)(1)(i) and (ii) and (b)(2) by
removing ``MPO(s)'' and adding in its place ``MPO'' wherever it occurs.
Sec. 450.340 [Amended]
0
19. Amend Sec. 450.340 as follows:
0
a. In paragraph (a), remove ``or MPOs'' wherever it occurs; and
0
b. Remove paragraph (h).
Title 49--Transportation
PART 613--METROPOLITAN AND STATEWIDE AND NONMETROPOLITAN PLANNING
0
20. The authority citation for part 613 is revised to read as follows:
Authority: 23 U.S.C. 134, 135, and 217(g); 42 U.S.C. 3334,
4233, 4332, 7410 et seq.; 49 U.S.C. 5303-5306, 5323(k); and 49 CFR
1.91(a) and 21.7(a).
[FR Doc. 2017-25762 Filed 11-28-17; 8:45 am]
BILLING CODE 4910-22-P