Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.1-E(c) Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates, 56290-56291 [2017-25691]
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56290
Federal Register / Vol. 82, No. 227 / Tuesday, November 28, 2017 / Notices
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–82149; File No. SR–
NYSEArca–2017–132]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend Rule 5.1–E(c)
Regarding the Requirements for the
Listing of Securities That Are Issued
by the Exchange or Any of Its Affiliates
November 22, 2017.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on
November 17, 2017, NYSE Arca, Inc.
(the ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rule 5.1–E(c) regarding the
requirements for the listing of securities
that are issued by the Exchange or any
of its affiliates. The proposed rule
change is available on the Exchange’s
Web site at www.nyse.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
ethrower on DSK3G9T082PROD with NOTICES
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
1 15
U.S.C. 78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.
VerDate Sep<11>2014
19:51 Nov 27, 2017
Jkt 244001
would continue to require that the
Quarterly Report be prepared for the
ROC and the Annual Report be
forwarded promptly to the ROC.
1. Purpose
The Exchange proposes to amend
Rule 5.1–E(c) (Listing of an Affiliate or
Entity that Operates and/or Owns a
Trading System or Facility of the
Exchange) regarding the requirements
for the listing of securities that are
issued by the Exchange or any of its
affiliates.
Paragraph (c) of 5.1–E(c) sets forth
certain monitoring requirements that
must be met throughout the continued
listing and trading of securities issued
by the Exchange’s ultimate parent,
Intercontinental Exchange, Inc. (‘‘ICE’’),
or its affiliates. More specifically,
paragraph (c)(1) and (2) of Rule 5.1–E(c)
provide that, throughout the continued
listing and trading of an Affiliate
Security 4 on the Exchange:
• The Exchange will prepare a
quarterly report on the Affiliate Security
(‘‘Quarterly Report’’) for the Exchange’s
Regulatory Oversight Committee
(‘‘ROC’’), and a copy of the Quarterly
Report will be forwarded promptly to
the Securities and Exchange
Commission (‘‘Commission’’); and
• once a year, an independent
accounting firm shall review the listing
standards for the Affiliate Security to
insure that the issuer is in compliance
with the listing requirements (‘‘Annual
Report’’), and a copy of the Annual
Report shall be forwarded promptly to
the ROC and the Commission.
The Exchange proposes to amend
paragraph (c) of Rule 5.1–E(c) to remove
the requirement that copies of the
Quarterly and Annual Reports be
forwarded to the Commission, by
deleting the final sentence of Rule 5.1–
E(c)(c)(1) and the text ‘‘and the
Commission’’ from the end of Rule 5.1–
E(c)(c)(2). In addition, because the
proposed deletions would remove the
definition of ‘‘Commission’’ currently in
Rule 5.1–E(c)(c)(1), the Exchange
proposes to add the definition to Rule
5.1–E(c)(c)(3).
No other changes would be made to
paragraph (c) of Rule 5.1–E(c), which
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b) of the Exchange Act 5 in
general, and Section 6(b)(5) 6 in
particular, in that it is designed to
prevent fraudulent and manipulative
acts and practices, to promote just and
equitable principles of trade, to foster
cooperation and coordination with
persons engaged in regulating, clearing,
settling, processing information with
respect to, and facilitating transactions
in securities, to remove impediments to,
and perfect the mechanism of a free and
open market and a national market
system and, in general, to protect
investors and the public interest.
The Exchange believes that the
proposed rule change is designed to
prevent fraudulent and manipulative
acts and practices, to foster cooperation
and coordination with persons engaged
in regulating, clearing, settling,
processing information with respect to,
and facilitating transactions in
securities, remove impediments to, and
perfect the mechanism of a free and
open market and a national market
system and, in general, to protect
investors and the public interest,
because the proposed changes would
reduce the paperwork received by the
Commission and ease the burden of
submitting the Quarterly and Annual
Reports, without changing the
information available to the
Commission. In discussions with the
Commission Staff regarding Rule 5.1–
E(c), it was determined that the
Exchange no longer needed to provide
copies of the Quarterly and Annual
Reports to the Commission. The
Quarterly and Annual Reports would
continue to be available to the
Commission, as they are subject to
Section 17A of the Act 7 and Rule 17a–
1 thereunder,8 pursuant to which the
Exchange is required to keep and
preserve copies of the Quarterly and
Annual Reports, and to promptly
furnish to the Commission copies of
such Reports upon request of any
representative of the Commission.
The Exchange believes that the
proposed non-substantive change
adding the definition of ‘‘Commission’’
to Rule 5.1–E(c)(c)(3) would promote
just and equitable principles of trade
4 Pursuant to Rule 5.1–E(c)(a), ‘‘Affiliate Security’’
means any security issued by an ICE Affiliate or any
Exchange-listed option on any such security, and
‘‘ICE Affiliate’’ means ICE and any entity that
directly or indirectly, through one or more
intermediaries, controls, is controlled by, or is
under common control with ICE, where ‘‘control’’
means that one entity possesses, directly or
indirectly, voting control of the other entity either
through ownership of capital stock or other equity
securities or through majority representation on the
board of directors or other management body of
such entity.
PO 00000
Frm 00083
Fmt 4703
Sfmt 4703
5 15
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
7 15 U.S.C. 78q.
8 17 CFR 240.17a–1.
6 15
E:\FR\FM\28NON1.SGM
28NON1
Federal Register / Vol. 82, No. 227 / Tuesday, November 28, 2017 / Notices
and remove impediments to a free and
open market by providing greater clarity
in the Exchange’s rules.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Exchange Act.
The proposed rule change is not
intended to address competitive issues
but rather to reduce the paperwork
received by the Commission and ease
the burden of submitting the Quarterly
and Annual Reports, without changing
the information available to the
Commission.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed
rule change pursuant to Section
19(b)(3)(A)(iii) of the Act 9 and Rule
19b–4(f)(6) thereunder.10 Because the
proposed rule change does not: (i)
Significantly affect the protection of
investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
prior to 30 days from the date on which
it was filed, or such shorter time as the
Commission may designate, if
consistent with the protection of
investors and the public interest, the
proposed rule change has become
effective pursuant to Section 19(b)(3)(A)
of the Act and Rule 19b–4(f)(6)(iii)
thereunder.11
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
ethrower on DSK3G9T082PROD with NOTICES
9 15
U.S.C. 78s(b)(3)(A)(iii).
CFR 240.19b–4(f)(6).
11 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.
10 17
VerDate Sep<11>2014
19:51 Nov 27, 2017
Jkt 244001
under Section 19(b)(2)(B) 12 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEArca–2017–132 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSEArca–2017–132. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSEArca–2017–132 and
12 15
PO 00000
U.S.C. 78s(b)(2)(B).
Frm 00084
Fmt 4703
Sfmt 4703
56291
should be submitted on or before
December 19, 2017.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–25691 Filed 11–27–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–82145; File No. 4–714]
Self-Regulatory Organizations; Miami
International Securities Exchange,
LLC; Notice of Filing of Proposed
Minor Rule Violation Plan
November 22, 2017.
Pursuant to Section 19(d)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19d–1(c)(2)
thereunder,2 notice is hereby given that
on November 16, 2017, Miami
International Securities Exchange, LLC
(‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) a proposed minor rule
violation plan (‘‘MRVP’’) with sanctions
not exceeding $2,500 which would not
be subject to the provisions of Rule 19d–
1(c)(1) of the Act 3 requiring that a selfregulatory organization (‘‘SRO’’)
promptly file notice with the
Commission of any final disciplinary
action taken with respect to any person
or organization.4 In accordance with
Rule 19d–1(c)(2) under the Act,5 the
Exchange proposed to designate certain
specified rule violations as minor rule
violations, and requested that it be
relieved of the prompt reporting
requirements regarding such violations,
provided it gives notice of such
violations to the Commission on a
quarterly basis.
The Exchange proposes to include in
its MRVP the procedures and violations
13 17
CFR 200.30–3(a)(12).
U.S.C. 78s(d)(1).
2 17 CFR 240.19d–1(c)(2).
3 17 CFR 240.19d–1(c)(1).
4 The Commission adopted amendments to
paragraph (c) of Rule 19d–1 to allow SROs to
submit for Commission approval plans for the
abbreviated reporting of minor disciplinary
infractions. See Securities Exchange Act Release
No. 21013 (June 1, 1984), 49 FR 23828 (June 8,
1984). Any disciplinary action taken by an SRO
against any person for violation of a rule of the SRO
which has been designated as a minor rule violation
pursuant to such a plan filed with and declared
effective by the Commission shall not be considered
‘‘final’’ for purposes of Section 19(d)(1) of the Act
if the sanction imposed consists of a fine not
exceeding $2,500 and the sanctioned person has not
sought an adjudication, including a hearing, or
otherwise exhausted his administrative remedies.
5 17 CFR 240.19d–1(c)(2).
1 15
E:\FR\FM\28NON1.SGM
28NON1
Agencies
[Federal Register Volume 82, Number 227 (Tuesday, November 28, 2017)]
[Notices]
[Pages 56290-56291]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-25691]
[[Page 56290]]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-82149; File No. SR-NYSEArca-2017-132]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing
and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.1-
E(c) Regarding the Requirements for the Listing of Securities That Are
Issued by the Exchange or Any of Its Affiliates
November 22, 2017.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby
given that, on November 17, 2017, NYSE Arca, Inc. (the ``Exchange'' or
``NYSE Arca'') filed with the Securities and Exchange Commission (the
``Commission'') the proposed rule change as described in Items I, II,
and III below, which Items have been prepared by the self-regulatory
organization. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 15 U.S.C. 78a.
\3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend Rule 5.1-E(c) regarding the
requirements for the listing of securities that are issued by the
Exchange or any of its affiliates. The proposed rule change is
available on the Exchange's Web site at www.nyse.com, at the principal
office of the Exchange, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to amend Rule 5.1-E(c) (Listing of an
Affiliate or Entity that Operates and/or Owns a Trading System or
Facility of the Exchange) regarding the requirements for the listing of
securities that are issued by the Exchange or any of its affiliates.
Paragraph (c) of 5.1-E(c) sets forth certain monitoring
requirements that must be met throughout the continued listing and
trading of securities issued by the Exchange's ultimate parent,
Intercontinental Exchange, Inc. (``ICE''), or its affiliates. More
specifically, paragraph (c)(1) and (2) of Rule 5.1-E(c) provide that,
throughout the continued listing and trading of an Affiliate Security
\4\ on the Exchange:
---------------------------------------------------------------------------
\4\ Pursuant to Rule 5.1-E(c)(a), ``Affiliate Security'' means
any security issued by an ICE Affiliate or any Exchange-listed
option on any such security, and ``ICE Affiliate'' means ICE and any
entity that directly or indirectly, through one or more
intermediaries, controls, is controlled by, or is under common
control with ICE, where ``control'' means that one entity possesses,
directly or indirectly, voting control of the other entity either
through ownership of capital stock or other equity securities or
through majority representation on the board of directors or other
management body of such entity.
---------------------------------------------------------------------------
The Exchange will prepare a quarterly report on the
Affiliate Security (``Quarterly Report'') for the Exchange's Regulatory
Oversight Committee (``ROC''), and a copy of the Quarterly Report will
be forwarded promptly to the Securities and Exchange Commission
(``Commission''); and
once a year, an independent accounting firm shall review
the listing standards for the Affiliate Security to insure that the
issuer is in compliance with the listing requirements (``Annual
Report''), and a copy of the Annual Report shall be forwarded promptly
to the ROC and the Commission.
The Exchange proposes to amend paragraph (c) of Rule 5.1-E(c) to
remove the requirement that copies of the Quarterly and Annual Reports
be forwarded to the Commission, by deleting the final sentence of Rule
5.1-E(c)(c)(1) and the text ``and the Commission'' from the end of Rule
5.1-E(c)(c)(2). In addition, because the proposed deletions would
remove the definition of ``Commission'' currently in Rule 5.1-
E(c)(c)(1), the Exchange proposes to add the definition to Rule 5.1-
E(c)(c)(3).
No other changes would be made to paragraph (c) of Rule 5.1-E(c),
which would continue to require that the Quarterly Report be prepared
for the ROC and the Annual Report be forwarded promptly to the ROC.
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with Section 6(b) of the Exchange Act \5\ in general, and Section
6(b)(5) \6\ in particular, in that it is designed to prevent fraudulent
and manipulative acts and practices, to promote just and equitable
principles of trade, to foster cooperation and coordination with
persons engaged in regulating, clearing, settling, processing
information with respect to, and facilitating transactions in
securities, to remove impediments to, and perfect the mechanism of a
free and open market and a national market system and, in general, to
protect investors and the public interest.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78f(b).
\6\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
The Exchange believes that the proposed rule change is designed to
prevent fraudulent and manipulative acts and practices, to foster
cooperation and coordination with persons engaged in regulating,
clearing, settling, processing information with respect to, and
facilitating transactions in securities, remove impediments to, and
perfect the mechanism of a free and open market and a national market
system and, in general, to protect investors and the public interest,
because the proposed changes would reduce the paperwork received by the
Commission and ease the burden of submitting the Quarterly and Annual
Reports, without changing the information available to the Commission.
In discussions with the Commission Staff regarding Rule 5.1-E(c), it
was determined that the Exchange no longer needed to provide copies of
the Quarterly and Annual Reports to the Commission. The Quarterly and
Annual Reports would continue to be available to the Commission, as
they are subject to Section 17A of the Act \7\ and Rule 17a-1
thereunder,\8\ pursuant to which the Exchange is required to keep and
preserve copies of the Quarterly and Annual Reports, and to promptly
furnish to the Commission copies of such Reports upon request of any
representative of the Commission.
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78q.
\8\ 17 CFR 240.17a-1.
---------------------------------------------------------------------------
The Exchange believes that the proposed non-substantive change
adding the definition of ``Commission'' to Rule 5.1-E(c)(c)(3) would
promote just and equitable principles of trade
[[Page 56291]]
and remove impediments to a free and open market by providing greater
clarity in the Exchange's rules.
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Exchange Act. The proposed rule
change is not intended to address competitive issues but rather to
reduce the paperwork received by the Commission and ease the burden of
submitting the Quarterly and Annual Reports, without changing the
information available to the Commission.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed rule change pursuant to Section
19(b)(3)(A)(iii) of the Act \9\ and Rule 19b-4(f)(6) thereunder.\10\
Because the proposed rule change does not: (i) Significantly affect the
protection of investors or the public interest; (ii) impose any
significant burden on competition; and (iii) become operative prior to
30 days from the date on which it was filed, or such shorter time as
the Commission may designate, if consistent with the protection of
investors and the public interest, the proposed rule change has become
effective pursuant to Section 19(b)(3)(A) of the Act and Rule 19b-
4(f)(6)(iii) thereunder.\11\
---------------------------------------------------------------------------
\9\ 15 U.S.C. 78s(b)(3)(A)(iii).
\10\ 17 CFR 240.19b-4(f)(6).
\11\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)
requires a self-regulatory organization to give the Commission
written notice of its intent to file the proposed rule change at
least five business days prior to the date of filing of the proposed
rule change, or such shorter time as designated by the Commission.
The Exchange has satisfied this requirement.
---------------------------------------------------------------------------
At any time within 60 days of the filing of such proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings under
Section 19(b)(2)(B) \12\ of the Act to determine whether the proposed
rule change should be approved or disapproved.
---------------------------------------------------------------------------
\12\ 15 U.S.C. 78s(b)(2)(B).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-NYSEArca-2017-132 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSEArca-2017-132. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549 on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing also will be available
for inspection and copying at the principal office of the Exchange. All
comments received will be posted without change. Persons submitting
comments are cautioned that we do not redact or edit personal
identifying information from comment submissions. You should submit
only information that you wish to make available publicly. All
submissions should refer to File Number SR-NYSEArca-2017-132 and should
be submitted on or before December 19, 2017.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\13\
---------------------------------------------------------------------------
\13\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-25691 Filed 11-27-17; 8:45 am]
BILLING CODE 8011-01-P