Product Change-First-Class Package Service Negotiated Service Agreement, 56280 [2017-25585]
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Federal Register / Vol. 82, No. 227 / Tuesday, November 28, 2017 / Notices
deadline(s) for each request appear in
section II.
SECURITIES AND EXCHANGE
COMMISSION
II. Docketed Proceeding(s)
[Release No. 34–82146; File No. 4–715]
1. Docket No(s).: MC2018–31 and
CP2018–61; Filing Title: USPS Request
to Add First-Class Package Service
Contract 85 to Competitive Product List
and Notice of Filing Materials Under
Seal; Filing Acceptance Date: November
21, 2017; Filing Authority: 39 U.S.C.
3642 and 39 CFR 3020.30 et seq.; Public
Representative: Timothy J. Schwuchow;
Comments Due: November 30, 2017.
This notice will be published in the
Federal Register.
Self-Regulatory Organizations; MIAX
PEARL, LLC; Notice of Filing of
Proposed Minor Rule Violation Plan
Stacy L. Ruble,
Secretary.
[FR Doc. 2017–25666 Filed 11–27–17; 8:45 am]
BILLING CODE 7710–FW–P
POSTAL SERVICE
Product Change—First-Class Package
Service Negotiated Service Agreement
AGENCY:
ACTION:
Postal ServiceTM.
Notice.
The Postal Service gives
notice of filing a request with the Postal
Regulatory Commission to add a
domestic shipping services contract to
the list of Negotiated Service
Agreements in the Mail Classification
Schedule’s Competitive Products List.
SUMMARY:
Date of notice required under 39
U.S.C. 3642(d)(1): November 28, 2017.
DATES:
FOR FURTHER INFORMATION CONTACT:
Elizabeth A. Reed, 202–268–3179.
The
United States Postal Service® hereby
gives notice that, pursuant to 39 U.S.C.
3642 and 3632(b)(3), on November 21,
2017, it filed with the Postal Regulatory
Commission a USPS Request to Add
First-Class Package Service Contract 85
to Competitive Product List. Documents
are available at www.prc.gov, Docket
Nos. MC2018–31, CP2018–61.
SUPPLEMENTARY INFORMATION:
Ruth B. Stevenson,
Attorney, Federal Compliance.
ethrower on DSK3G9T082PROD with NOTICES
[FR Doc. 2017–25585 Filed 11–27–17; 8:45 am]
BILLING CODE 7710–12–P
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19:51 Nov 27, 2017
Jkt 244001
November 22, 2017.
Pursuant to Section 19(d)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19d–1(c)(2)
thereunder,2 notice is hereby given that
on November 16, 2017, MIAX PEARL,
LLC (‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) a proposed minor rule
violation plan (‘‘MRVP’’) with sanctions
not exceeding $2,500 which would not
be subject to the provisions of Rule 19d–
1(c)(1) of the Act 3 requiring that a selfregulatory organization (‘‘SRO’’)
promptly file notice with the
Commission of any final disciplinary
action taken with respect to any person
or organization.4 In accordance with
Rule 19d–1(c)(2) under the Act,5 the
Exchange proposed to designate certain
specified rule violations as minor rule
violations, and requested that it be
relieved of the prompt reporting
requirements regarding such violations,
provided it gives notice of such
violations to the Commission on a
quarterly basis.
The Exchange proposes to include in
its MRVP the procedures and violations
currently included in Exchange Rule
1014 (‘‘Imposition of Fines for Minor
Rule Violations’’).6 According to the
Exchange’s MRVP, under Rule 1014, the
Exchange may impose a fine (not to
exceed $2,500) on any Member, or
person associated with or employed by
a Member, for any rule listed in Rule
1014(d).7 The Exchange shall serve the
1 15
U.S.C. 78s(d)(1).
CFR 240.19d–1(c)(2).
3 17 CFR 240.19d–1(c)(1).
4 The Commission adopted amendments to
paragraph (c) of Rule 19d–1 to allow SROs to
submit for Commission approval plans for the
abbreviated reporting of minor disciplinary
infractions. See Securities Exchange Act Release
No. 21013 (June 1, 1984), 49 FR 23828 (June 8,
1984). Any disciplinary action taken by an SRO
against any person for violation of a rule of the SRO
which has been designated as a minor rule violation
pursuant to such a plan filed with and declared
effective by the Commission shall not be considered
‘‘final’’ for purposes of Section 19(d)(1) of the Act
if the sanction imposed consists of a fine not
exceeding $2,500 and the sanctioned person has not
sought an adjudication, including a hearing, or
otherwise exhausted his administrative remedies.
5 17 CFR 240.19d–1(c)(2).
6 The Exchange received its grant of registration
on December 13, 2016, which included approving
the rules that govern the Exchange. See Securities
Exchange Act Release No. 79543 (December 13,
2016), 81 FR 92901 (December 20, 2016).
7 While Rule 1014 allows the Exchange to
administer fines up to $5,000, the Exchange is only
2 17
PO 00000
Frm 00073
Fmt 4703
Sfmt 4703
person against whom a fine is imposed
with a written statement setting forth
the rule or rules violated, the act or
omission constituting each such
violation, the fine imposed, and the date
by which such determination becomes
final or by which such determination
must be contested. If the person against
whom the fine is imposed pays the fine,
such payment shall be deemed to be a
waiver of such person’s right to a
disciplinary proceeding and any review
of the matter under the Exchange rules.
Any person against whom a fine is
imposed may contest the Exchange’s
determination by filing with the
Exchange a written answer, at which
point the matter shall become a
disciplinary proceeding.
The Exchange proposes that, as set
forth in Exchange Rule 1014(d),
violations of the following rules would
be appropriate for disposition under the
MRVP: Rule 307 (Position Limits); Rule
803 (Focus Reports); Rule 804 (Requests
for Trade Data); Rule 520 (Order Entry);
Rule 605 (Execution of Orders in
Appointed Options); Rule 314
(Mandatory Systems Testing); Rule 700
(Exercise of Option Contracts); Rule 309
(Exercise Limits); Rule 310 (Reports
Related to Position Limits); Rule 403
(Trading in Restricted Classes); Rule 605
(Market Maker Quotations); and Rules
1301, 1302, and 1303 (Failure to Timely
File Amendments to Form U4, Form U5,
and Form BD). The Exchange notes that
it is specifically excluding Rule
1014(d)(4), Conduct and Decorum
Policies, from this filing.
Upon the Commission’s declaration of
effectiveness of the MRVP, the Exchange
will provide to the Commission a
quarterly report for any actions taken on
minor rule violations under the MRVP.
The quarterly report will include: The
disposition date, the name of the firm/
individual, the Exchange’s internal
enforcement number, the review period,
the nature of the violation type, the
number of the rule that was violated, the
number of instances the violation
occurred, and the sanction imposed.
The Exchange also proposes that,
going forward, to the extent that there
are any changes to the rules applicable
to the Exchange’s MRVP, the Exchange
requests that the Commission deem
such changes to be modifications to the
Exchange’s MRVP.
I. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
seeking relief from the reporting requirements of
paragraph (c)(1) of Rule 19d–1 for fines
administered under Rule 1014(d) that do not exceed
$2,500.
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]]>Agencies
[Federal Register Volume 82, Number 227 (Tuesday, November 28, 2017)]
[Notices]
[Page 56280]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-25585]
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POSTAL SERVICE
Product Change--First-Class Package Service Negotiated Service
Agreement
AGENCY: Postal ServiceTM.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Postal Service gives notice of filing a request with the
Postal Regulatory Commission to add a domestic shipping services
contract to the list of Negotiated Service Agreements in the Mail
Classification Schedule's Competitive Products List.
DATES: Date of notice required under 39 U.S.C. 3642(d)(1): November 28,
2017.
FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202-268-3179.
SUPPLEMENTARY INFORMATION: The United States Postal Service[supreg]
hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on
November 21, 2017, it filed with the Postal Regulatory Commission a
USPS Request to Add First-Class Package Service Contract 85 to
Competitive Product List. Documents are available at www.prc.gov,
Docket Nos. MC2018-31, CP2018-61.
Ruth B. Stevenson,
Attorney, Federal Compliance.
[FR Doc. 2017-25585 Filed 11-27-17; 8:45 am]
BILLING CODE 7710-12-P
