Recognition of Pilot in Command Experience in the Military and in Part 121 Air Carrier Operations, 55791-55798 [2017-25358]
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Federal Register / Vol. 82, No. 225 / Friday, November 24, 2017 / Proposed Rules
For the Nuclear Regulatory Commission.
Patricia Holahan,
Director, Division of Rulemaking, Office of
Nuclear Material Safety and Safeguards.
[FR Doc. 2017–25341 Filed 11–22–17; 8:45 am]
BILLING CODE 7590–01–P
FEDERAL RESERVE SYSTEM
12 CFR Parts 211 and 238
[Docket No. R–1569]
RIN 7100–AE82
Large Financial Institution Rating
System; Regulations K and LL
Board of Governors of the
Federal Reserve System (Board).
ACTION: Notice of proposed rulemaking;
extension of comment period.
AGENCY:
On August 17, 2017, the
Board published in the Federal Register
a proposed new rating system for its
supervision of large financial
institutions. To facilitate effective
public comment on the proposal, the
Board previously extended the comment
period from October 16, 2017, to
November 30, 2017. The Board has
determined that a further extension of
the comment period until February 15,
2018, is appropriate. This action will
allow interested persons additional time
to analyze the proposal and prepare
their comments.
DATES: Comments on the proposed rule
published August 17, 2017, 82 FR
39049, are extended and must be
received on or before February 15, 2018.
ADDRESSES: You may submit comments
by any of the methods identified in the
proposal. Please submit your comments
using only one method.
FOR FURTHER INFORMATION CONTACT:
Richard Naylor, Associate Director,
(202) 728–5854, Vaishali Sack, Manager,
(202) 452–5221, April Snyder, Manager,
(202) 452–3099, Bill Charwat, Senior
Project Manager, (202) 452–3006,
Division of Supervision and Regulation,
Scott Tkacz, Senior Counsel, (202) 452–
2744, or Christopher Callanan, Senior
Attorney, (202) 452–3594, Legal
Division, Board of Governors of the
Federal Reserve System, 20th and C
Streets NW., Washington, DC 20551. For
the hearing impaired only,
Telecommunications Device for the Deaf
(TDD) users may contact (202) 263–
4869.
sradovich on DSK3GMQ082PROD with PROPOSALS
SUMMARY:
On August
17, 2017, the Board published in the
Federal Register a proposed new rating
system for its supervision of large
SUPPLEMENTARY INFORMATION:
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Jkt 244001
financial institutions.1 The proposed
‘‘Large Financial Institution Rating
System’’ is closely aligned with the
Federal Reserve’s new supervisory
program for large financial institutions.
The proposed rating system would
apply to all bank holding companies
with total consolidated assets of $50
billion or more; all non-insurance, noncommercial savings and loan holding
companies with total consolidated
assets of $50 billion or more; and U.S.
intermediate holding companies of
foreign banking organizations
established pursuant to the Federal
Reserve’s Regulation YY. The proposed
rating system includes a new rating
scale under which component ratings
would be assigned for capital planning
and positions, liquidity risk
management and positions, and
governance and controls. The Federal
Reserve proposes to assign initial ratings
under the new rating system during
2018. The Federal Reserve is also
seeking comment on proposed revisions
to existing provisions in Regulations K
and LL so they would remain consistent
with certain features of the proposed
rating system.
The proposal stated that the public
comment period would close on
October 16, 2017, which the Board
previously extended to November 30,
2017.2
An additional extension of the
comment period will provide an
opportunity for the public to comment
on the ratings framework and related
supervisory expectations as a whole.
Therefore, the Board is extending the
end of the comment period for the
proposal from November 30, 2017, to
February 15, 2018.
By order of the Board of Governors of the
Federal Reserve System, acting through the
Secretary of the Board under delegated
authority, November 17, 2017.
Ann E. Misback,
Secretary of the Board.
[FR Doc. 2017–25371 Filed 11–22–17; 8:45 am]
BILLING CODE 6210–01–P
1 See ‘‘Large Financial Institution Rating System;
Regulations K and LL,’’ 82 FR 39049 (August 17,
2017).
2 See ‘‘Large Financial Institution Rating System;
Regulations K and LL,’’ 82 FR 47164 (October 11,
2017).
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55791
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61 and 121
[Docket No.: FAA–2017–1106 Notice No. 17–
02]
RIN 2120–AL03
Recognition of Pilot in Command
Experience in the Military and in Part
121 Air Carrier Operations
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking.
AGENCY:
This notice of proposed
rulemaking (NPRM) would allow pilots
who obtained pilot in command (PIC)
experience prior to July 31, 2013, in
certain air carrier operations, to count
that time towards the 1,000 hours of air
carrier experience required to serve as a
PIC in air carrier operations today. This
would correct an inadvertent omission
in the Pilot Certification and
Qualification Requirements for Air
Carrier Operations final rule that
established the air carrier experience
requirement. It would also broaden the
existing 500-hour credit military pilots
of fixed-wing airplanes can use towards
the 1,000 hours of air carrier experience
by permitting pilots of select poweredlift aircraft operations to receive credit.
This NPRM would also allow credit for
select military time in a powered-lift
aircraft flown in horizontal flight
towards the 250 hours of airplane time
as PIC, or second in command (SIC)
performing the duties of PIC, required
for an airline transport pilot (ATP)
certificate.
SUMMARY:
Send comments on or before
January 23, 2018.
ADDRESSES: Send comments identified
by docket number FAA–2017–1106
using any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE., Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
DATES:
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Federal Register / Vol. 82, No. 225 / Friday, November 24, 2017 / Proposed Rules
Privacy: In accordance with 5 U.S.C.
553(c), DOT solicits comments from the
public to better inform its rulemaking
process. DOT posts these comments,
without edit, including any personal
information the commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
www.dot.gov/privacy.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or go to the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical questions concernig this
action, contact Barbara Adams, Air
Transportation Division, AFS–200,
Federal Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591; telephone (202)
267–8166; email barbara.adams@
faa.gov.
SUPPLEMENTARY INFORMATION:
sradovich on DSK3GMQ082PROD with PROPOSALS
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code (49 U.S.C.). Subtitle
I, Section 106 describes the authority of
the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the agency’s
authority.
This rulemaking is promulgated
under the authority described in 49
U.S.C. 106(f), which establishes the
authority of the Administrator to
promulgate regulations and rules; 49
U.S.C. 44701(a)(5), which requires the
Administrator to promulgate regulations
and minimum standards for other
practices, methods, and procedures
necessary for safety in air commerce and
national security; and 49 U.S.C.
44703(a), which requires the
Administrator to prescribe regulations
for the issuance of airman certificates
when the Administrator finds, after
investigation, that an individual is
qualified for, and physically able to
perform the duties related to, the
position authorized by the certificate.
This rulemaking would revise the
qualifications required to apply for an
airline transport pilot (ATP) certificate
and the qualifications required to serve
as pilot in command (PIC) in part 121
operations. For these reasons, this
rulemaking is within the scope of the
FAA’s authority.
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Table of Contents
I. Overview of Proposed Rule
II. Discussion of Proposal
A. ATP Aeronautical Experience
Requirements (§ 61.159)
B. Minimum of 1,000 Hours in Air Carrier
Operations To Serve as Pilot in
Command in Part 121 Operations
(§ 121.436)
1. Part 121 Experience Prior to July 31,
2013
2. Military Time
3. Miscellaneous Amendments
III. Regulatory Notices and Analyses
A. Regulatory Evaluation
B. Regulatory Flexibility Determination
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
IV. Executive Order Determinations
A. Executive Order 13132, Federalism
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
C. Executive Order 13609, International
Cooperation
V. Additional Information
A. Comments Invited
B. Availability of Rulemaking Documents
List of Abbreviations and Acronyms
Frequently Used in This Document
ATP Airline Transport Pilot
PIC Pilot in Command
SIC Second in Command
I. Overview of Proposed Rule
This rulemaking would provide relief
to military pilots of powered-lift aircraft
seeking to obtain an airline transport
pilot (ATP) certificate with an airplane
category rating. As discussed in section
II.A. of this preamble, the FAA is
proposing to allow military pilots to
credit flight time in a powered-lift
aircraft operated in horizontal flight
towards the 250-hour flight time
requirement in an airplane in
§ 61.159(a)(5). This proposed change
would assist military pilots of poweredlift aircraft in qualifying for an ATP
certificate in the airplane category.
This rulemaking would also include
changes to the 1,000-hour air carrier
experience requirement to serve as PIC
in part 121 operations. As discussed in
section II.B., this rulemaking would
allow pilots with part 121 PIC
experience acquired prior to July 31,
2013, to count that time towards the
1,000 hours of air carrier experience
required to serve as a PIC in part 121
today. Additionally, this rulemaking
would broaden the existing 500-hour
credit military pilots of fixed-wing
airplanes can take towards the 1,000hour air carrier experience requirement.
The proposed change to the existing
500-hour credit would accommodate
pilots of multiengine, turbine-powered,
powered-lift aircraft in operations where
more than one pilot is required.
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Because this rulemaking proposes to
amend two disparate regulations, the
FAA has provided the necessary
background information in the relevant
sections of the Discussion of the
Proposal.
II. Discussion of the Proposal
A. ATP Aeronautical Experience
Requirements (§ 61.159)
Since 1969, the FAA has required an
applicant for an ATP certificate with an
airplane category rating to have at least
1,500 hours of flight time as a pilot. (34
FR 17162). This requirement is found in
§ 61.159(a). As part of the 1,500 hours
of total time required, § 61.159(a)(5)
requires the applicant to have at least
250 hours of flight time in an airplane
as PIC, or as second in command (SIC)
performing the duties of PIC while
under the supervision of a PIC, or any
combination thereof.1 The 250 hours of
airplane time must include at least 100
hours of cross-country time and 25
hours of night time.2
Over the years, military pilots have
asked the FAA whether they may credit
their flight time in powered-lift aircraft
(when operated in horizontal flight)
towards the aeronautical experience
requirement of § 61.159(a)(5) for an
airplane category rating. Section
61.159(a)(5) requires the 250 hours of
flight time as PIC (or SIC performing the
duties of PIC while under the
supervision of a PIC) to be performed in
the category of aircraft for which the
rating is sought. In 1997, the FAA
established a separate category of
aircraft for powered-lift aircraft and
adopted § 61.163(a),3 which prescribes
the aeronautical experience required for
a powered-lift category rating.4 Because
the FAA established powered-lift as a
separate category of aircraft rather than
a class or type of airplane, the
regulations currently preclude a pilot
1 See Memorandum to John Duncan from Rebecca
MacPherson, Assistant Chief Counsel for
Regulations (Apr. 13, 2012)(interpreting the
provision of 14 CFR 61.159(a)(4) (2012), which at
the time stated ‘‘250 hours of flight time in an
airplane as pilot in command, or as second in
command performing the duties of pilot in
command while under the supervision of a pilot in
command’’).
2 14 CFR 61.159(a)(5)(i) and (ii).
3 When the FAA established the powered-lift
category rating, some commenters suggested simply
requiring pilots to hold both an airplane category
and a rotorcraft category rating to operate poweredlift aircraft. Others suggested that the FAA establish
type ratings within an existing category of aircraft
for powered-lift aircraft. The FAA chose instead to
set powered-lift aircraft apart as a separate category
from both airplane and rotorcraft. 62 FR 16220
(Apr. 4, 1997).
4 Section 61.163(a)(3) requires a person who is
applying for an ATP certificate with a powered-lift
category rating to obtain the same 250 hours of
flight time in a powered-lift aircraft.
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from crediting flight time in a poweredlift category aircraft towards the
airplane-specific aeronautical
experience required for an airplane
category rating.5
In March 2015, the FAA received a
petition for exemption to permit a
military pilot to credit time in a
powered-lift aircraft toward the airplane
flight time requirements of
§ 61.159(a)(5).6 An additional petition
was received in January 2016 seeking
the same relief.7 The FAA has received
favorable public comment to the initial
petition for exemption from the Air Line
Pilots Association, International (ALPA)
in a letter dated September 6, 2016.8
ALPA supported the petitioner’s request
for relief from § 61.159(a)(5) by citing
the August 11, 1995, notice of proposed
rulemaking (NPRM) that proposed to
create the powered-lift category. (60 FR
41160). ALPA notes that in the
preamble to the NPRM, the FAA
acknowledged that the requirements for
an ATP certificate for powered-lift
aircraft would be similar to the airplane
requirements. ALPA also pointed to a
legal interpretation that was issued by
the Assistant Chief Counsel for the
Regulations Division on January 11,
2016,9 in which the FAA acknowledged
that powered-lift aircraft resemble
airplanes in many respects and that they
may fly at an airspeed that is consistent
with an airplane.
The FAA believes that any relief to
§ 61.159(a)(5) is most appropriately
achieved through notice and comment
rulemaking. The FAA notes that a
rulemaking change to § 61.159(a)(5)
enables the FAA to more generally
accommodate military pilots of
powered-lift aircraft. Consistent with
the types of military pilots who may
apply for pilot certificates and ratings
under § 61.73, the FAA’s proposal
accommodates military pilots and
former military pilots in the U.S. Armed
Forces, and military pilots in the Armed
Forces of a foreign contracting State to
the Convention on International Civil
Aviation provided those foreign military
pilots are assigned to pilot duties in the
U.S. Armed Forces for purposes other
than receiving flight training. In order to
5 In July 2013, the FAA published a final rule that
permits military pilots to obtain an ATP certificate
with 750 hours total time as a pilot as compared
with the 1,500 hours generally required to apply for
the certificate. 78 FR 42324 (July 15, 2013).
6 www.regulations.gov; Docket. No. FAA–2015–
0695.
7 www.regulations.gov; Docket No. FAA–2016–
2486.
8 www.regulations.gov; Docket No. FAA–2015–
0695.
9 Legal Interpretation to Major Daniel Fiust from
Lorelei Peter, Acting Assistant Chief Counsel for
Regulations (January 11, 2016).
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credit flight time in accordance with
proposed § 61.159(a)(5)(ii), U.S. military
pilots and former U.S. military pilots
would be required to provide the
documentation in accordance with
§ 61.73(b)(1), and military pilots in the
Armed Forces of a foreign contracting
State to the Convention on International
Civil Aviation would be required to
provide the documentation in
accordance with § 61.73(c)(1).10
The FAA recognizes that powered-lift
aircraft are predominantly operated in
the horizontal flight regime. When
operated in this mode, the FAA finds
that powered-lift aircraft are, for all
practical purposes, operated as
airplanes. As such, the FAA is
proposing to amend § 61.159(a)(5) to
allow military pilots to credit flight time
in powered-lift aircraft operated in
horizontal flight towards the 250-hour
airplane flight time requirement.
Accordingly, a military pilot would be
allowed to credit flight time obtained in
a powered-lift aircraft as PIC (or as SIC
performing the duties of PIC while
under the supervision of a PIC) towards
the aeronautical experience requirement
of § 61.159(a)(5). The proposed
allowance to credit military time in
powered-lift aircraft towards the 250
hours of airplane time would also
extend to the cross country time and
night time requirements of this
paragraph. The FAA proposes to amend
current § 61.159(a)(5) by moving current
paragraphs (a)(5)(i) and (a)(5)(ii), which
contain the cross country time and night
time requirements, to new paragraphs
(a)(5)(i)(A) and (a)(5)(i)(B) and by adding
new § 61.159(a)(5)(ii), which would
contain the proposed allowance for
military pilots of powered-lift aircraft.
This proposed change would provide
relief to military pilots of powered-lift
aircraft who are seeking to obtain an
ATP certificate with an airplane
category rating. The FAA notes that it is
not proposing a similar credit towards
the aeronautical experience required for
an ATP certificate with a rotorcraft
rating.
Under proposed § 61.159(a)(5)(ii), a
military pilot would be allowed to
credit flight time in a powered-lift
aircraft as PIC or as SIC performing the
duties of PIC (i.e., manipulating the
flight controls or serving as the flying
pilot) while under the supervision of a
PIC. This proposed provision would be
consistent with current § 61.159(a)(5)
and with the Memorandum to the Air
10 To facilitate readability, the FAA is hereinafter
using the term ‘‘military pilots’’ to refer to military
pilots and former military pilots in the U.S. Armed
Forces, and military pilots in the Armed Forces of
a foreign contracting State to the Convention on
International Civil Aviation.
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55793
Transportation Division from the
Assistant Chief Counsel for Regulations
dated April 13, 2012 (Memorandum).11
Current § 61.159(a)(5) states ‘‘250 hours
of flight time in an airplane as a pilot
in command, or as second in command
performing the duties of pilot in
command while under the supervision
of a pilot in command, or any
combination thereof[.]’’ 12 The
Memorandum explains that this
provision should not be confused with
§ 61.51(e)(1)(iv), which permits a pilot
who holds a commercial pilot certificate
or ATP certificate that is appropriate to
the category and class of aircraft to log
PIC time while performing ‘‘the duties
of pilot in command under the
supervision of a qualified pilot in
command’’ if, among other things, the
pilot is undergoing an approved PIC
training program. While these two
provisions contain similar language
regarding the performance of PIC duties
under the supervision of a PIC, they are
distinct provisions.
As evidenced by the Memorandum,
the SIC time that may be credited
towards the aeronautical experience
requirement of § 61.159(a)(5) is not
required to meet the PIC logging
requirements of § 61.51(e)(1)(iv).
Accordingly, a military pilot may count
the SIC time during which he or she
performs the duties of PIC under the
supervision of a PIC towards the 250
hour flight time requirement of
§ 61.159(a)(5) even if he or she cannot
log that SIC time as PIC time in
accordance with § 61.51(e)(1)(iv). The
SIC time used to meet § 61.159(a)(5)
would instead be logged as SIC time in
accordance with § 61.51(f). As such, the
SIC must be a required flightcrew
member by aircraft certification or the
regulation under which the flight is
conducted.
11 Memorandum to John Duncan, Manager, Air
Transportation Division, from Rebecca MacPherson,
Assistant Chief Counsel for Regulations (Apr. 13,
2012).
12 As stated in the Memorandum, this provision
was first introduced in the 1952 Civil Air
Regulations. CAR 21.16(a) stated that an applicant
for an ATP rating shall have ‘‘at least 250 hours of
flight time composed of time as pilot in command,
or time as copilot actually performing the duties
and functions of a pilot-in-command under the
surveillance of a pilot in command, or any
combination thereof.’’ The Civil Aeronautics Board
explained that ‘‘the experience and training gained
by copilots on air carrier aircraft together with flight
training experience in performing the duties and
functions of an aircraft commander in transport
type aircraft is equivalent to or greater than the
present requirement for pilot-in-command
experience which is often attained in small aircraft
under conditions entirely unrelated to air carrier
operations.’’ CAB Amendment No. 21–10,
Aeronautical Experience Requirement for Airline
Transport Pilot Rating.
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Federal Register / Vol. 82, No. 225 / Friday, November 24, 2017 / Proposed Rules
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The FAA is not proposing to limit the
amount of powered-lift time a pilot may
credit towards the 250 hours of airplane
time other than stating the time credited
must have been acquired in horizontal
flight. The FAA does not see a safety
risk in allowing this credit. A military
pilot receives training in an airplane
prior to transitioning to a powered-lift
aircraft and typically is able to obtain a
commercial pilot certificate in the
airplane category based on his or her
military experience.13 Furthermore, in
order to be eligible for the ATP
certificate with airplane category and
multiengine class ratings, a military
pilot would still be required to meet the
other aeronautical experience
requirements of § 61.159, including the
requirement to obtain at least 50 hours
of flight time in a multiengine land
airplane. The FAA also notes that while
using the military documentation in
§ 61.73 to credit the time, the military
pilot would still be required to complete
the training required by § 61.156 for a
multiengine airplane ATP certificate,
pass the single-engine or multiengine
ATP knowledge test, as appropriate, and
pass a practical test/evaluation event in
the appropriate class of airplane for the
desired ATP certificate.14
The FAA notes that it is not proposing
to make any changes to the ATP flight
time requirements. This rulemaking
would not reduce the amount of total
time as a pilot required for an ATP
certificate. Nor would it reduce the
amount of total time as a pilot required
for an ATP certificate with restricted
privileges. Furthermore, the FAA is not
proposing to reduce the categorical
minimum flight times (e.g., instrument
time, night time, etc.) required for an
ATP certificate.
B. Minimum of 1,000 Hours in Air
Carrier Operations To Serve as Pilot in
Command in Part 121 Operations
(§ 121.436)
The Airline Safety and Federal
Aviation Administration Extension Act
of 2010 (Pub. L. 111–216, ‘‘the Act’’),
directed the FAA to conduct rulemaking
to improve the qualifications and
training for pilots serving in air carrier
operations. In support of the Act, the
FAA published the Pilot Certification
and Qualification Requirements for Air
Carrier Operations final rule on July 15,
2013. (78 FR 42324). The rule created
new certification and qualification
requirements for pilots in air carrier
operations, including § 121.436. Section
13 14
CFR 61.73.
61.159(a)(3) requires at least 50 hours
of flight time in the class of airplane for the rating
sought.
14 Section
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121.436 addresses pilot qualifications,
certificates, and experience
requirements to act as a PIC of an
aircraft (or SIC of an aircraft in a flag or
supplemental operation that requires
three or more pilots).
Specifically, § 121.436(a)(3) requires
pilots serving as PIC in part 121
operations to have, in addition to an
ATP certificate and an aircraft type
rating, at least 1,000 hours of air carrier
experience. The air carrier experience
may be a combination of time serving as
SIC in operations under part 121, or
serving as PIC in operations under
§ 91.1053(a)(2)(i) or § 135.243(a)(1).
Section 121.436(c) allows military pilots
to credit towards the 1,000-hour air
carrier experience requirement 500
hours of military time obtained as PIC
of a multiengine, turbine-powered,
fixed-wing airplane in an operation
requiring more than one pilot. As
discussed in the sections below, the
FAA is proposing to amend these
requirements to provide relief to pilots
who obtained part 121 PIC experience
prior to July 31, 2013, and to military
pilots of powered-lift aircraft.
1. Part 121 Experience Prior to July 31,
2013
As previously stated, § 121.436(a)(3)
requires a pilot to have 1,000 hours of
air carrier experience prior to serving as
PIC in part 121 operations.15 This
section does not apply to pilots
employed as PIC in part 121 operations
on July 31, 2013.
Under current § 121.436, a pilot may
not use any flight time obtained as PIC
in part 121 operations prior to July 31,
2013, to satisfy the 1,000-hour air carrier
experience requirement of
§ 121.436(a)(3). As evidenced by a legal
interpretation issued by the Assistant
Chief Counsel for Regulations on March
7, 2014,16 experience as a PIC in part
121 operations is addressed by
excepting those pilots employed as PIC
in part 121 operations on July 31, 2013,
from § 121.436(a)(3).
Since the adoption of § 121.436, the
FAA has granted petitions for
exemption from § 121.436(a)(3) to pilots
who had part 121 PIC experience prior
to July 31, 2013, but were not employed
15 The FAA notes that the introductory paragraph
in § 121.436(a) prohibits a pilot from serving as PIC
in an aircraft in part 121 operations and also
prohibits a certificate holder from using a pilot as
PIC in part 121 operations unless the pilot meets
all of the requirements in paragraphs (a)(l) through
(3). Accordingly, both pilots and certificate holders
are responsible for compliance with § 121.436(a).
16 Legal Interpretation to Mr. Zachary Kelley from
Mark W. Bury, Assistant Chief Counsel for
Regulations (Mar. 7, 2014).
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as a part 121 PIC on July 31, 2013.17
These exemptions allow pilots to count
their previously accrued part 121 PIC
time towards the 1,000-hour air carrier
experience requirement of
§ 121.436(a)(3). This allows them to
serve as PIC in part 121 operations
today and permits the part 119
certificate holder to employ them as
PIC.
The FAA is proposing to add new
§ 121.436(d) to allow a pilot’s
experience gained as PIC in part 121
operations prior to July 31, 2013, to
count towards the 1,000 hours of air
carrier experience required by
§ 121.436(a)(3). Proposed § 121.436(d)
would alleviate the need for pilots to
obtain exemptions from current
§ 121.436(a)(3) in order to receive credit
for part 121 PIC experience obtained
prior to July 31, 2013. For the reasons
discussed below, the FAA finds that
proposed § 121.436(d) is consistent with
the intent of § 121.436(a)(3).
A PIC in part 121 air carrier
operations is expected to possess
leadership and command abilities,
including aeronautical decision making
and the sound judgment necessary to
exercise operational control of the flight.
The intent of the 1,000-hour air carrier
experience requirement in
§ 121.436(a)(3) is to prevent two pilots
in part 121 operations with little or no
air carrier experience from being paired
together as a flightcrew in line
operations. In addition, the intent of this
rule is to ensure that pilots obtain at
least one full year of relevant air carrier
operational experience before assuming
the authority and responsibility of a PIC
in operations conducted in part 121
operations (78 FR 42355).
In the preamble to the final rule that
adopted § 121.436(a)(3), the FAA
determined that flight time acquired as
a PIC in operations under
§§ 91.1053(a)(2)(i) and 135.243(a)(1),
and flight time acquired as an SIC in
part 121 operations should count
towards the 1,000 hour air carrier
experience requirement. The FAA
explained that operations under
§ 91.1053(a)(2)(i) or § 135.243(a)(1)
require an ATP certificate, are
multicrew operations, and generally use
turbine aircraft and therefore are the
most applicable to part 121 operations.
(78 FR 42356).
Consistent with this rationale, the
FAA finds that a pilot who has obtained
PIC experience in part 121 operations
prior to July 31, 2013, has exercised the
privileges of an ATP certificate in a
17 Exemption No. 13993 (Docket No. FAA–2014–
0658); Exemption No. 15473 (FAA–2016–1287); and
Exemption No. 17177 (FAA–2016–9249).
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position where that certificate is
required by rule in the United States,
and the operation was in a turbinepowered aircraft in a multicrew
environment. Therefore, that time
served as a part 121 PIC should count
towards the air carrier experience
requirement. The FAA notes that all
PICs in part 121 operations complete the
air carrier’s FAA-approved training and
qualification program prior to serving as
PIC. This training and qualification
ensures every PIC is proficient in the air
carrier’s operations including, but not
limited to, standard operating
procedures, environments, kinds of
operations, operational authorizations
and the operation of its aircraft.
Accordingly, the FAA finds that
allowing PIC time acquired in part 121
operations prior to July 31, 2013, to
count towards the air carrier experience
requirement would not adversely
impact safety; it would support the
FAA’s goal of ensuring that a pilot
possesses sufficient experience to
assume the authority and responsibility
of PIC in part 121 operations.
2. Military Time
In the Pilot Certification and
Qualification Requirements for Air
Carrier Operations final rule, the FAA
recognized that many pilots in the
course of their military careers will
obtain significant multicrew experience
as PICs of transport category aircraft.
The FAA therefore adopted § 121.436(c)
to allow 500 hours of military flight
time accrued as PIC of a multiengine,
turbine-powered, fixed-wing airplane in
an operation requiring more than one
pilot to be credited towards the 1,000hour air carrier experience requirement.
Under current § 121.436(c), the
creditable military flight time is limited
to PIC time acquired in fixed-wing
airplanes. Since the adoption of
§ 121.436(c), the FAA has received
several inquiries and a petition for
exemption from a military pilot seeking
to credit military flight time as PIC in
multicrew, turbine-powered, poweredlift aircraft towards the 1,000-hour air
carrier experience requirement. The
petitioner explained that ‘‘[o]perational
complexity is experienced routinely in
the V–22, often with passengers of up to
twenty-four. In fact, operations in the
V–22 are some of the most complex
operations pilots will experience due to
its flexibility, range and operating
altitudes. Additionally, the V–22 is a
multi-crew, multi-engine, turbine
aircraft.’’ 18 The petitioner added that
the majority of flight time in the V–22
18 www.regulations.gov; Docket No. FAA–2016–
8875.
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is in ‘‘ ‘‘Airplane Mode’’ meaning
operations are nearly the same as
turbine airplane flight time.’’ The FAA
believes that any relief to § 121.436(c) is
most appropriately achieved through
notice and comment rulemaking. The
FAA notes that a rulemaking change to
§ 121.436(c) enables the FAA to more
generally accommodate military pilots
of multiengine, turbine-powered,
powered-lift aircraft.
The FAA has reconsidered the
military flight time that may be credited
towards the 1,000-hour air carrier
experience requirement. As previously
discussed in this preamble, the intent of
the 1,000-hour air carrier experience
provision is to prevent two pilots in part
121 operations with little or no air
carrier experience from being paired
together as a flightcrew in line
operations and to ensure that pilots
obtain at least one full year of relevant
air carrier operational experience before
assuming the authority and
responsibility of a PIC in operations
conducted in part 121 operations.
Further, a PIC in part 121 air carrier
operations is expected to possess
leadership and command abilities,
including aeronautical decision making
and the sound judgment necessary to
exercise operational control of the flight.
(78 FR42356).
Upon further reconsideration, the
FAA is proposing to amend § 121.436(c)
to also allow military flight time
accrued as PIC of a multiengine,
turbine-powered powered-lift aircraft to
be credited towards the 1,000-hour air
carrier experience requirement.
Consistent with the existing
requirement, the operation must also
require more than one pilot. The FAA
finds that military flight time obtained
as PIC of transport category powered-lift
aircraft provides significant multicrew
experience substantially similar to that
obtained in transport category fixedwing airplanes. The FAA also finds that
allowing a military-trained PIC of a
multiengine, turbine-powered, poweredlift aircraft to credit up to 500 hours
towards the 1,000-hour air carrier
experience requirement is consistent
with the intent of § 121.436. The FAA
has previously recognized the quality of
the military training and appreciates the
complexity of those kinds of transportlike operations. In addition, the FAA
has acknowledged that powered-lift
aircraft are predominantly operated in
the horizontal flight regime, much like
an airplane. The FAA maintains,
however, that while there is value in
this experience, these pilots operate in
a unique system that is different from a
part 121 air carrier environment and
military pilots would benefit from
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55795
spending some time serving as a
required crewmember in a civilian air
carrier operation before upgrading to
PIC. This time would prepare them for
operating in compliance with the U.S.
regulations that govern civil aviation,
the air carrier’s particular operating
specifications, and the airplane’s
operations manual.
3. Miscellaneous Amendments
Current § 121.436(a)(3) excepts from
the requirements of paragraph (a)(3)
pilots who ‘‘are’’ employed as PIC in
part 121 operations on July 31, 2013.
Because the date referenced in
paragraph (a)(3) has since passed, the
FAA is proposing to revise the
statement to except pilots who ‘‘were’’
employed as PIC in part 121 operations
on July 31, 2013.
Current § 121.436(d) requires
compliance with the requirements of
§ 121.436 by August 1, 2013. This
paragraph states, however, that pilots
who are employed as SIC in part 121
operations on July 31, 2013, are not
required to comply with the type rating
requirement in § 121.436(b) until
January 1, 2016. Now that § 121.436 is
effective with no exceptions, the dates
in paragraph (d) are no longer relevant.
The FAA is, therefore, proposing to
remove current paragraph (d) from
§ 121.436.19
III. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 and
Executive Order 13563 direct that each
Federal agency shall propose or adopt a
regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
19 As previously discussed, the FAA is proposing
to add a new paragraph (d) to § 121.436.
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State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this Notice of
Proposed Rulemaking.
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
warrant a full evaluation, this order
permits that a statement to that effect
and the basis for it to be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this rule. Due to Executive Order (EO)
13771 requirements the FAA conducted
further analysis and determined this
rule is expected to be an EO 13771
deregulatory action as the regulatory
changes result in cost savings.
While the costs may be minimal to the
society, the proposed rule would be
relieving both to individuals and
corporations. The proposed rule change
is composed of two distinct parts: The
first part would modify the part 121 air
carrier experience requirement to serve
as a Pilot in Command (PIC) to allow
credit for experience as PIC if a pilot
held that position prior to July 31, 2013.
Currently such experience does not
count towards qualifying to be a PIC
without filing for an exemption. This
recognition of previous status and
qualification for part 121 PIC
employment service would relieve the
individual pilots, part 121 air carriers
that would employ those pilots, and the
Federal government of procedural costs
for developing, filing, and reviewing
petitions for exemption. The cost of an
exemption is about $1,500. The FAA
does not know how many pilots would
ask for such an exemption in the future.
The second part would allow 250 hours
of military PIC experience in poweredlift aircraft in horizontal flight to count
towards the PIC airplane time required
for an ATP certificate in the airplane
category. This rule would relieve these
military pilots seeking employment at a
part 121 air carrier of the offsetting
expense for accruing civilian flight time
in airplanes to meet the ATP airplane
minimum time requirements, which are
required in order to serve at a part 121
air carrier. At $150 an hour per flight
hour, the value of 250 flight hours is a
cost savings of $37,500. The FAA
requests comments on whether the
enactment of counting military
powered-lift time towards airplane PIC
time would change these pilots’ military
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retirement decisions. The FAA believes
the costs are minimal and cost-relieving.
FAA has, therefore, determined that
this rule is not a ‘‘significant regulatory
action’’ as defined in section 3(f) of
Executive Order 12866, and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures.
substantial number of small entities, the
head of the agency may so certify under
section 605(b) of the RFA. Therefore, as
provided in section 605(b), the head of
the FAA certifies that this rulemaking
will not result in a significant economic
impact on a substantial number of small
entities.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The proposed rule would be relieving
to pilots interested in part 121 operator
employment and not affect small
businesses. The rule would count PIC
status which occurred prior to July 31,
2013 toward PIC qualifications for part
121 PIC qualification. The rule would
also include allowance for counting
military powered-lift experience
towards part 121 PIC qualifications. As
this rule would be relieving to pilots
who are not small entities the FAA has
determined this rule would not impose
a significant economic impact on a
substantial number of small entities.
While the rule would be relieving the
direct impact would be to pilots
wanting to work for a Part 121 operator.
If an agency determines that a
rulemaking will not result in a
significant economic impact on a
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this rule and
determined that the rule will have the
same impact on international and
domestic flights and is a safety rule thus
is consistent with the Trade Agreements
Act.
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D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $155
million in lieu of $100 million. This
rule does not contain such a mandate;
therefore, the requirements of Title II of
the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public.
According to the 1995 amendments to
the Paperwork Reduction Act (5 CFR
1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
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information collection requirement
unless it displays a currently valid
Office of Management and Budget
(OMB) control number.
The FAA has determined that there
would be no new information collection
associated with the proposal to allow a
military pilot to use time as a PIC in
powered-lift aircraft towards the 250
hours of PIC airplane time required for
an ATP certificate. Approval to collect
such information previously was
approved by the Office of Management
and Budget (OMB) under the provisions
of the Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) and was assigned
OMB Control Number 2120–0021
The agency is soliciting comments
to—
(1) Evaluate whether the proposed
information requirement is necessary for
the proper performance of the functions
of the agency, including whether the
information will have practical utility;
(2) Evaluate the accuracy of the
agency’s estimate of the burden;
(3) Enhance the quality, utility, and
clarity of the information to be
collected; and
(4) Minimize the burden of collecting
information on those who are to
respond, including by using appropriate
automated, electronic, mechanical, or
other technological collection
techniques or other forms of information
technology.
Individuals and organizations may
send comments on the information
collection requirement to the address
listed in the ADDRESSES section at the
beginning of this preamble by January
23, 2018. Comments also should be
submitted to the Office of Management
and Budget, Office of Information and
Regulatory Affairs, Attention: Desk
Officer for FAA, New Executive
Building, Room 10202, 725 17th Street
NW., Washington, DC 20053.
F. International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these proposed regulations.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
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absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 5–6.6 and involves no
extraordinary circumstances.
IV. Executive Order Determinations
A. Executive Order 13771, Reducing
Regulation and Controlling Regulatory
Costs
Executive Order 13771 titled
‘‘Reducing Regulation and Controlling
Regulatory Costs,’’ directs that, unless
prohibited by law, whenever an
executive department or agency
publicly proposes for notice and
comment or otherwise promulgates a
new regulation, it shall identify at least
two existing regulations to be repealed.
In addition, any new incremental costs
associated with new regulations shall, to
the extent permitted by law, be offset by
the elimination of existing costs. Only
those rules deemed significant under
section 3(f) of Executive Order 12866,
‘‘Regulatory Planning and Review,’’ are
subject to these requirements.
This proposed rule is expected to be
an EO 13771 deregulatory action.
Details on the estimated costs savings of
this proposed rule can be found in the
rule’s economic analysis.
B. Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. The
agency has determined that this action
would not have a substantial direct
effect on the States, or the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, would not have Federalism
implications.
C. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it would not
be a ‘‘significant energy action’’ under
the executive order and would not be
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
D. Executive Order 13609, International
Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
promotes international regulatory
cooperation to meet shared challenges
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55797
involving health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
this action would have no effect on
international regulatory cooperation.
V. Additional Information
A. Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. The agency also invites
comments relating to the economic,
environmental, energy, or federalism
impacts that might result from adopting
the proposals in this document. The
most helpful comments reference a
specific portion of the proposal, explain
the reason for any recommended
change, and include supporting data. To
ensure the docket does not contain
duplicate comments, commenters
should send only one copy of written
comments, or if comments are filed
electronically, commenters should
submit only one time.
The FAA will file in the docket all
comments it receives, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposed rulemaking. Before acting
on this proposal, the FAA will consider
all comments it receives on or before the
closing date for comments. The FAA
will consider comments filed after the
comment period has closed if it is
possible to do so without incurring
expense or delay. The agency may
change this proposal in light of the
comments it receives.
B. Availability of Rulemaking
Documents
An electronic copy of rulemaking
documents may be obtained from the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpo.gov/fdsys/.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW., Washington, DC 20591, or
by calling (202) 267–9680. Commenters
must identify the docket or notice
number of this rulemaking.
All documents the FAA considered in
developing this proposed rule,
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including economic analyses and
technical reports, may be accessed from
the Internet through the Federal
eRulemaking Portal referenced in item
(1) above.
List of Subjects
14 CFR Part 61
Aircraft, Airmen, Aviation safety.
14 CFR Part 121
Air carriers, Aircraft, Airmen,
Aviation safety.
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend chapter I of title 14,
Code of Federal Regulations as follows:
PART 61—CERTIFICATION: PILOTS,
FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
1. The authority citation for part 61 is
revised to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40113,
44701–44703, 44707, 44709–44711, 44729,
44903, 45102–45103, 45301–45302, Pub. L.
111–216, 124 Stat. 2348 (49 U.S.C. 44701
note).
2. In § 61.159, revise paragraph (a)(5)
to read as follows:
■
§ 61.159 Aeronautical experience: Airplane
category rating.
sradovich on DSK3GMQ082PROD with PROPOSALS
(a) * * *
(5) 250 hours of flight time in an
airplane as a pilot in command, or as
second in command performing the
duties of pilot in command while under
the supervision of a pilot in command,
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or any combination thereof, subject to
the following:
(i) The flight time requirement must
include at least—
(A) 100 hours of cross-country flight
time; and
(B) 25 hours of night flight time.
(ii) Except for a person who has been
removed from flying status for lack of
proficiency or because of a disciplinary
action involving aircraft operations, a
U.S. military pilot or former U.S.
military pilot who meets the
requirements of § 61.73(b)(1), or a
military pilot in the Armed Forces of a
foreign contracting State to the
Convention on International Civil
Aviation who meets the requirements of
§ 61.73(c)(1), may credit flight time in a
powered-lift aircraft operated in
horizontal flight toward the flight time
requirement.
*
*
*
*
*
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
3. The authority citation for part 121
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40103,
40113, 40119, 41706, 42301 preceding note
added by Pub. L. 112–95, sec. 412, 126 Stat.
89, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44729,
44732; 46105; Pub. L. 111–216, 124 Stat.
2348 (49 U.S.C. 44701 note); Pub. L. 112–95
126 Stat 62 (49 U.S.C. 44732 note).
4. In § 121.436, revise paragraphs
(a)(3), (c), and (d) to read as follows:
■
§ 121.436 Pilot Qualification: Certificates
and experience requirements.
(a) * * *
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(3) If serving as pilot in command in
part 121 operations, has 1,000 hours as
second in command in operations under
this part, pilot in command in
operations under § 91.1053(a)(2)(i) of
this chapter, pilot in command in
operations under § 135.243(a)(1) of this
chapter, or any combination thereof. For
those pilots who were employed as pilot
in command in part 121 operations on
July 31, 2013, compliance with the
requirements of this paragraph (a)(3) is
not required.
*
*
*
*
*
(c) For the purpose of satisfying the
flight hour requirement in paragraph
(a)(3) of this section, a pilot may credit
500 hours of military flight time
provided the flight time was obtained—
(1) As pilot in command in a
multiengine, turbine-powered, fixedwing airplane or powered-lift aircraft, or
any combination thereof; and
(2) In an operation requiring more
than one pilot.
(d) For the purpose of satisfying the
flight hour requirement in paragraph
(a)(3) of this section, a pilot may credit
flight time obtained as pilot in
command in operations under this part
prior to July 31, 2013.
Issued under authority provided by 49
U.S.C. 106(f), 44701(a), and 44703 in
Washington, DC, on November 9, 2017.
John Barbagallo,
Executive Deputy Director, Flight Standards
Service.
[FR Doc. 2017–25358 Filed 11–22–17; 8:45 am]
BILLING CODE 4910–13–P
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Agencies
[Federal Register Volume 82, Number 225 (Friday, November 24, 2017)]
[Proposed Rules]
[Pages 55791-55798]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-25358]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61 and 121
[Docket No.: FAA-2017-1106 Notice No. 17-02]
RIN 2120-AL03
Recognition of Pilot in Command Experience in the Military and in
Part 121 Air Carrier Operations
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: This notice of proposed rulemaking (NPRM) would allow pilots
who obtained pilot in command (PIC) experience prior to July 31, 2013,
in certain air carrier operations, to count that time towards the 1,000
hours of air carrier experience required to serve as a PIC in air
carrier operations today. This would correct an inadvertent omission in
the Pilot Certification and Qualification Requirements for Air Carrier
Operations final rule that established the air carrier experience
requirement. It would also broaden the existing 500-hour credit
military pilots of fixed-wing airplanes can use towards the 1,000 hours
of air carrier experience by permitting pilots of select powered-lift
aircraft operations to receive credit. This NPRM would also allow
credit for select military time in a powered-lift aircraft flown in
horizontal flight towards the 250 hours of airplane time as PIC, or
second in command (SIC) performing the duties of PIC, required for an
airline transport pilot (ATP) certificate.
DATES: Send comments on or before January 23, 2018.
ADDRESSES: Send comments identified by docket number FAA-2017-1106
using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation (DOT), 1200 New Jersey Avenue SE., Room
W12-140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
[[Page 55792]]
Privacy: In accordance with 5 U.S.C. 553(c), DOT solicits comments
from the public to better inform its rulemaking process. DOT posts
these comments, without edit, including any personal information the
commenter provides, to www.regulations.gov, as described in the system
of records notice (DOT/ALL-14 FDMS), which can be reviewed at
www.dot.gov/privacy.
Docket: Background documents or comments received may be read at
https://www.regulations.gov at any time. Follow the online instructions
for accessing the docket or go to the Docket Operations in Room W12-140
of the West Building Ground Floor at 1200 New Jersey Avenue SE.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions concernig this
action, contact Barbara Adams, Air Transportation Division, AFS-200,
Federal Aviation Administration, 800 Independence Avenue SW.,
Washington, DC 20591; telephone (202) 267-8166; email
barbara.adams@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code (49 U.S.C.). Subtitle I, Section 106
describes the authority of the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more detail the scope of the agency's
authority.
This rulemaking is promulgated under the authority described in 49
U.S.C. 106(f), which establishes the authority of the Administrator to
promulgate regulations and rules; 49 U.S.C. 44701(a)(5), which requires
the Administrator to promulgate regulations and minimum standards for
other practices, methods, and procedures necessary for safety in air
commerce and national security; and 49 U.S.C. 44703(a), which requires
the Administrator to prescribe regulations for the issuance of airman
certificates when the Administrator finds, after investigation, that an
individual is qualified for, and physically able to perform the duties
related to, the position authorized by the certificate. This rulemaking
would revise the qualifications required to apply for an airline
transport pilot (ATP) certificate and the qualifications required to
serve as pilot in command (PIC) in part 121 operations. For these
reasons, this rulemaking is within the scope of the FAA's authority.
Table of Contents
I. Overview of Proposed Rule
II. Discussion of Proposal
A. ATP Aeronautical Experience Requirements (Sec. 61.159)
B. Minimum of 1,000 Hours in Air Carrier Operations To Serve as
Pilot in Command in Part 121 Operations (Sec. 121.436)
1. Part 121 Experience Prior to July 31, 2013
2. Military Time
3. Miscellaneous Amendments
III. Regulatory Notices and Analyses
A. Regulatory Evaluation
B. Regulatory Flexibility Determination
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
IV. Executive Order Determinations
A. Executive Order 13132, Federalism
B. Executive Order 13211, Regulations That Significantly Affect
Energy Supply, Distribution, or Use
C. Executive Order 13609, International Cooperation
V. Additional Information
A. Comments Invited
B. Availability of Rulemaking Documents
List of Abbreviations and Acronyms Frequently Used in This Document
ATP Airline Transport Pilot
PIC Pilot in Command
SIC Second in Command
I. Overview of Proposed Rule
This rulemaking would provide relief to military pilots of powered-
lift aircraft seeking to obtain an airline transport pilot (ATP)
certificate with an airplane category rating. As discussed in section
II.A. of this preamble, the FAA is proposing to allow military pilots
to credit flight time in a powered-lift aircraft operated in horizontal
flight towards the 250-hour flight time requirement in an airplane in
Sec. 61.159(a)(5). This proposed change would assist military pilots
of powered-lift aircraft in qualifying for an ATP certificate in the
airplane category.
This rulemaking would also include changes to the 1,000-hour air
carrier experience requirement to serve as PIC in part 121 operations.
As discussed in section II.B., this rulemaking would allow pilots with
part 121 PIC experience acquired prior to July 31, 2013, to count that
time towards the 1,000 hours of air carrier experience required to
serve as a PIC in part 121 today. Additionally, this rulemaking would
broaden the existing 500-hour credit military pilots of fixed-wing
airplanes can take towards the 1,000-hour air carrier experience
requirement. The proposed change to the existing 500-hour credit would
accommodate pilots of multiengine, turbine-powered, powered-lift
aircraft in operations where more than one pilot is required.
Because this rulemaking proposes to amend two disparate
regulations, the FAA has provided the necessary background information
in the relevant sections of the Discussion of the Proposal.
II. Discussion of the Proposal
A. ATP Aeronautical Experience Requirements (Sec. 61.159)
Since 1969, the FAA has required an applicant for an ATP
certificate with an airplane category rating to have at least 1,500
hours of flight time as a pilot. (34 FR 17162). This requirement is
found in Sec. 61.159(a). As part of the 1,500 hours of total time
required, Sec. 61.159(a)(5) requires the applicant to have at least
250 hours of flight time in an airplane as PIC, or as second in command
(SIC) performing the duties of PIC while under the supervision of a
PIC, or any combination thereof.\1\ The 250 hours of airplane time must
include at least 100 hours of cross-country time and 25 hours of night
time.\2\
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\1\ See Memorandum to John Duncan from Rebecca MacPherson,
Assistant Chief Counsel for Regulations (Apr. 13, 2012)(interpreting
the provision of 14 CFR 61.159(a)(4) (2012), which at the time
stated ``250 hours of flight time in an airplane as pilot in
command, or as second in command performing the duties of pilot in
command while under the supervision of a pilot in command'').
\2\ 14 CFR 61.159(a)(5)(i) and (ii).
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Over the years, military pilots have asked the FAA whether they may
credit their flight time in powered-lift aircraft (when operated in
horizontal flight) towards the aeronautical experience requirement of
Sec. 61.159(a)(5) for an airplane category rating. Section
61.159(a)(5) requires the 250 hours of flight time as PIC (or SIC
performing the duties of PIC while under the supervision of a PIC) to
be performed in the category of aircraft for which the rating is
sought. In 1997, the FAA established a separate category of aircraft
for powered-lift aircraft and adopted Sec. 61.163(a),\3\ which
prescribes the aeronautical experience required for a powered-lift
category rating.\4\ Because the FAA established powered-lift as a
separate category of aircraft rather than a class or type of airplane,
the regulations currently preclude a pilot
[[Page 55793]]
from crediting flight time in a powered-lift category aircraft towards
the airplane-specific aeronautical experience required for an airplane
category rating.\5\
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\3\ When the FAA established the powered-lift category rating,
some commenters suggested simply requiring pilots to hold both an
airplane category and a rotorcraft category rating to operate
powered-lift aircraft. Others suggested that the FAA establish type
ratings within an existing category of aircraft for powered-lift
aircraft. The FAA chose instead to set powered-lift aircraft apart
as a separate category from both airplane and rotorcraft. 62 FR
16220 (Apr. 4, 1997).
\4\ Section 61.163(a)(3) requires a person who is applying for
an ATP certificate with a powered-lift category rating to obtain the
same 250 hours of flight time in a powered-lift aircraft.
\5\ In July 2013, the FAA published a final rule that permits
military pilots to obtain an ATP certificate with 750 hours total
time as a pilot as compared with the 1,500 hours generally required
to apply for the certificate. 78 FR 42324 (July 15, 2013).
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In March 2015, the FAA received a petition for exemption to permit
a military pilot to credit time in a powered-lift aircraft toward the
airplane flight time requirements of Sec. 61.159(a)(5).\6\ An
additional petition was received in January 2016 seeking the same
relief.\7\ The FAA has received favorable public comment to the initial
petition for exemption from the Air Line Pilots Association,
International (ALPA) in a letter dated September 6, 2016.\8\ ALPA
supported the petitioner's request for relief from Sec. 61.159(a)(5)
by citing the August 11, 1995, notice of proposed rulemaking (NPRM)
that proposed to create the powered-lift category. (60 FR 41160). ALPA
notes that in the preamble to the NPRM, the FAA acknowledged that the
requirements for an ATP certificate for powered-lift aircraft would be
similar to the airplane requirements. ALPA also pointed to a legal
interpretation that was issued by the Assistant Chief Counsel for the
Regulations Division on January 11, 2016,\9\ in which the FAA
acknowledged that powered-lift aircraft resemble airplanes in many
respects and that they may fly at an airspeed that is consistent with
an airplane.
---------------------------------------------------------------------------
\6\ www.regulations.gov; Docket. No. FAA-2015-0695.
\7\ www.regulations.gov; Docket No. FAA-2016-2486.
\8\ www.regulations.gov; Docket No. FAA-2015-0695.
\9\ Legal Interpretation to Major Daniel Fiust from Lorelei
Peter, Acting Assistant Chief Counsel for Regulations (January 11,
2016).
---------------------------------------------------------------------------
The FAA believes that any relief to Sec. 61.159(a)(5) is most
appropriately achieved through notice and comment rulemaking. The FAA
notes that a rulemaking change to Sec. 61.159(a)(5) enables the FAA to
more generally accommodate military pilots of powered-lift aircraft.
Consistent with the types of military pilots who may apply for pilot
certificates and ratings under Sec. 61.73, the FAA's proposal
accommodates military pilots and former military pilots in the U.S.
Armed Forces, and military pilots in the Armed Forces of a foreign
contracting State to the Convention on International Civil Aviation
provided those foreign military pilots are assigned to pilot duties in
the U.S. Armed Forces for purposes other than receiving flight
training. In order to credit flight time in accordance with proposed
Sec. 61.159(a)(5)(ii), U.S. military pilots and former U.S. military
pilots would be required to provide the documentation in accordance
with Sec. 61.73(b)(1), and military pilots in the Armed Forces of a
foreign contracting State to the Convention on International Civil
Aviation would be required to provide the documentation in accordance
with Sec. 61.73(c)(1).\10\
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\10\ To facilitate readability, the FAA is hereinafter using the
term ``military pilots'' to refer to military pilots and former
military pilots in the U.S. Armed Forces, and military pilots in the
Armed Forces of a foreign contracting State to the Convention on
International Civil Aviation.
---------------------------------------------------------------------------
The FAA recognizes that powered-lift aircraft are predominantly
operated in the horizontal flight regime. When operated in this mode,
the FAA finds that powered-lift aircraft are, for all practical
purposes, operated as airplanes. As such, the FAA is proposing to amend
Sec. 61.159(a)(5) to allow military pilots to credit flight time in
powered-lift aircraft operated in horizontal flight towards the 250-
hour airplane flight time requirement. Accordingly, a military pilot
would be allowed to credit flight time obtained in a powered-lift
aircraft as PIC (or as SIC performing the duties of PIC while under the
supervision of a PIC) towards the aeronautical experience requirement
of Sec. 61.159(a)(5). The proposed allowance to credit military time
in powered-lift aircraft towards the 250 hours of airplane time would
also extend to the cross country time and night time requirements of
this paragraph. The FAA proposes to amend current Sec. 61.159(a)(5) by
moving current paragraphs (a)(5)(i) and (a)(5)(ii), which contain the
cross country time and night time requirements, to new paragraphs
(a)(5)(i)(A) and (a)(5)(i)(B) and by adding new Sec. 61.159(a)(5)(ii),
which would contain the proposed allowance for military pilots of
powered-lift aircraft.
This proposed change would provide relief to military pilots of
powered-lift aircraft who are seeking to obtain an ATP certificate with
an airplane category rating. The FAA notes that it is not proposing a
similar credit towards the aeronautical experience required for an ATP
certificate with a rotorcraft rating.
Under proposed Sec. 61.159(a)(5)(ii), a military pilot would be
allowed to credit flight time in a powered-lift aircraft as PIC or as
SIC performing the duties of PIC (i.e., manipulating the flight
controls or serving as the flying pilot) while under the supervision of
a PIC. This proposed provision would be consistent with current Sec.
61.159(a)(5) and with the Memorandum to the Air Transportation Division
from the Assistant Chief Counsel for Regulations dated April 13, 2012
(Memorandum).\11\ Current Sec. 61.159(a)(5) states ``250 hours of
flight time in an airplane as a pilot in command, or as second in
command performing the duties of pilot in command while under the
supervision of a pilot in command, or any combination thereof[.]'' \12\
The Memorandum explains that this provision should not be confused with
Sec. 61.51(e)(1)(iv), which permits a pilot who holds a commercial
pilot certificate or ATP certificate that is appropriate to the
category and class of aircraft to log PIC time while performing ``the
duties of pilot in command under the supervision of a qualified pilot
in command'' if, among other things, the pilot is undergoing an
approved PIC training program. While these two provisions contain
similar language regarding the performance of PIC duties under the
supervision of a PIC, they are distinct provisions.
---------------------------------------------------------------------------
\11\ Memorandum to John Duncan, Manager, Air Transportation
Division, from Rebecca MacPherson, Assistant Chief Counsel for
Regulations (Apr. 13, 2012).
\12\ As stated in the Memorandum, this provision was first
introduced in the 1952 Civil Air Regulations. CAR 21.16(a) stated
that an applicant for an ATP rating shall have ``at least 250 hours
of flight time composed of time as pilot in command, or time as
copilot actually performing the duties and functions of a pilot-in-
command under the surveillance of a pilot in command, or any
combination thereof.'' The Civil Aeronautics Board explained that
``the experience and training gained by copilots on air carrier
aircraft together with flight training experience in performing the
duties and functions of an aircraft commander in transport type
aircraft is equivalent to or greater than the present requirement
for pilot-in-command experience which is often attained in small
aircraft under conditions entirely unrelated to air carrier
operations.'' CAB Amendment No. 21-10, Aeronautical Experience
Requirement for Airline Transport Pilot Rating.
---------------------------------------------------------------------------
As evidenced by the Memorandum, the SIC time that may be credited
towards the aeronautical experience requirement of Sec. 61.159(a)(5)
is not required to meet the PIC logging requirements of Sec.
61.51(e)(1)(iv). Accordingly, a military pilot may count the SIC time
during which he or she performs the duties of PIC under the supervision
of a PIC towards the 250 hour flight time requirement of Sec.
61.159(a)(5) even if he or she cannot log that SIC time as PIC time in
accordance with Sec. 61.51(e)(1)(iv). The SIC time used to meet Sec.
61.159(a)(5) would instead be logged as SIC time in accordance with
Sec. 61.51(f). As such, the SIC must be a required flightcrew member
by aircraft certification or the regulation under which the flight is
conducted.
[[Page 55794]]
The FAA is not proposing to limit the amount of powered-lift time a
pilot may credit towards the 250 hours of airplane time other than
stating the time credited must have been acquired in horizontal flight.
The FAA does not see a safety risk in allowing this credit. A military
pilot receives training in an airplane prior to transitioning to a
powered-lift aircraft and typically is able to obtain a commercial
pilot certificate in the airplane category based on his or her military
experience.\13\ Furthermore, in order to be eligible for the ATP
certificate with airplane category and multiengine class ratings, a
military pilot would still be required to meet the other aeronautical
experience requirements of Sec. 61.159, including the requirement to
obtain at least 50 hours of flight time in a multiengine land airplane.
The FAA also notes that while using the military documentation in Sec.
61.73 to credit the time, the military pilot would still be required to
complete the training required by Sec. 61.156 for a multiengine
airplane ATP certificate, pass the single-engine or multiengine ATP
knowledge test, as appropriate, and pass a practical test/evaluation
event in the appropriate class of airplane for the desired ATP
certificate.\14\
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\13\ 14 CFR 61.73.
\14\ Section 61.159(a)(3) requires at least 50 hours of flight
time in the class of airplane for the rating sought.
---------------------------------------------------------------------------
The FAA notes that it is not proposing to make any changes to the
ATP flight time requirements. This rulemaking would not reduce the
amount of total time as a pilot required for an ATP certificate. Nor
would it reduce the amount of total time as a pilot required for an ATP
certificate with restricted privileges. Furthermore, the FAA is not
proposing to reduce the categorical minimum flight times (e.g.,
instrument time, night time, etc.) required for an ATP certificate.
B. Minimum of 1,000 Hours in Air Carrier Operations To Serve as Pilot
in Command in Part 121 Operations (Sec. 121.436)
The Airline Safety and Federal Aviation Administration Extension
Act of 2010 (Pub. L. 111-216, ``the Act''), directed the FAA to conduct
rulemaking to improve the qualifications and training for pilots
serving in air carrier operations. In support of the Act, the FAA
published the Pilot Certification and Qualification Requirements for
Air Carrier Operations final rule on July 15, 2013. (78 FR 42324). The
rule created new certification and qualification requirements for
pilots in air carrier operations, including Sec. 121.436. Section
121.436 addresses pilot qualifications, certificates, and experience
requirements to act as a PIC of an aircraft (or SIC of an aircraft in a
flag or supplemental operation that requires three or more pilots).
Specifically, Sec. 121.436(a)(3) requires pilots serving as PIC in
part 121 operations to have, in addition to an ATP certificate and an
aircraft type rating, at least 1,000 hours of air carrier experience.
The air carrier experience may be a combination of time serving as SIC
in operations under part 121, or serving as PIC in operations under
Sec. 91.1053(a)(2)(i) or Sec. 135.243(a)(1). Section 121.436(c)
allows military pilots to credit towards the 1,000-hour air carrier
experience requirement 500 hours of military time obtained as PIC of a
multiengine, turbine-powered, fixed-wing airplane in an operation
requiring more than one pilot. As discussed in the sections below, the
FAA is proposing to amend these requirements to provide relief to
pilots who obtained part 121 PIC experience prior to July 31, 2013, and
to military pilots of powered-lift aircraft.
1. Part 121 Experience Prior to July 31, 2013
As previously stated, Sec. 121.436(a)(3) requires a pilot to have
1,000 hours of air carrier experience prior to serving as PIC in part
121 operations.\15\ This section does not apply to pilots employed as
PIC in part 121 operations on July 31, 2013.
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\15\ The FAA notes that the introductory paragraph in Sec.
121.436(a) prohibits a pilot from serving as PIC in an aircraft in
part 121 operations and also prohibits a certificate holder from
using a pilot as PIC in part 121 operations unless the pilot meets
all of the requirements in paragraphs (a)(l) through (3).
Accordingly, both pilots and certificate holders are responsible for
compliance with Sec. 121.436(a).
---------------------------------------------------------------------------
Under current Sec. 121.436, a pilot may not use any flight time
obtained as PIC in part 121 operations prior to July 31, 2013, to
satisfy the 1,000-hour air carrier experience requirement of Sec.
121.436(a)(3). As evidenced by a legal interpretation issued by the
Assistant Chief Counsel for Regulations on March 7, 2014,\16\
experience as a PIC in part 121 operations is addressed by excepting
those pilots employed as PIC in part 121 operations on July 31, 2013,
from Sec. 121.436(a)(3).
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\16\ Legal Interpretation to Mr. Zachary Kelley from Mark W.
Bury, Assistant Chief Counsel for Regulations (Mar. 7, 2014).
---------------------------------------------------------------------------
Since the adoption of Sec. 121.436, the FAA has granted petitions
for exemption from Sec. 121.436(a)(3) to pilots who had part 121 PIC
experience prior to July 31, 2013, but were not employed as a part 121
PIC on July 31, 2013.\17\ These exemptions allow pilots to count their
previously accrued part 121 PIC time towards the 1,000-hour air carrier
experience requirement of Sec. 121.436(a)(3). This allows them to
serve as PIC in part 121 operations today and permits the part 119
certificate holder to employ them as PIC.
---------------------------------------------------------------------------
\17\ Exemption No. 13993 (Docket No. FAA-2014-0658); Exemption
No. 15473 (FAA-2016-1287); and Exemption No. 17177 (FAA-2016-9249).
---------------------------------------------------------------------------
The FAA is proposing to add new Sec. 121.436(d) to allow a pilot's
experience gained as PIC in part 121 operations prior to July 31, 2013,
to count towards the 1,000 hours of air carrier experience required by
Sec. 121.436(a)(3). Proposed Sec. 121.436(d) would alleviate the need
for pilots to obtain exemptions from current Sec. 121.436(a)(3) in
order to receive credit for part 121 PIC experience obtained prior to
July 31, 2013. For the reasons discussed below, the FAA finds that
proposed Sec. 121.436(d) is consistent with the intent of Sec.
121.436(a)(3).
A PIC in part 121 air carrier operations is expected to possess
leadership and command abilities, including aeronautical decision
making and the sound judgment necessary to exercise operational control
of the flight. The intent of the 1,000-hour air carrier experience
requirement in Sec. 121.436(a)(3) is to prevent two pilots in part 121
operations with little or no air carrier experience from being paired
together as a flightcrew in line operations. In addition, the intent of
this rule is to ensure that pilots obtain at least one full year of
relevant air carrier operational experience before assuming the
authority and responsibility of a PIC in operations conducted in part
121 operations (78 FR 42355).
In the preamble to the final rule that adopted Sec. 121.436(a)(3),
the FAA determined that flight time acquired as a PIC in operations
under Sec. Sec. 91.1053(a)(2)(i) and 135.243(a)(1), and flight time
acquired as an SIC in part 121 operations should count towards the
1,000 hour air carrier experience requirement. The FAA explained that
operations under Sec. 91.1053(a)(2)(i) or Sec. 135.243(a)(1) require
an ATP certificate, are multicrew operations, and generally use turbine
aircraft and therefore are the most applicable to part 121 operations.
(78 FR 42356).
Consistent with this rationale, the FAA finds that a pilot who has
obtained PIC experience in part 121 operations prior to July 31, 2013,
has exercised the privileges of an ATP certificate in a
[[Page 55795]]
position where that certificate is required by rule in the United
States, and the operation was in a turbine-powered aircraft in a
multicrew environment. Therefore, that time served as a part 121 PIC
should count towards the air carrier experience requirement. The FAA
notes that all PICs in part 121 operations complete the air carrier's
FAA-approved training and qualification program prior to serving as
PIC. This training and qualification ensures every PIC is proficient in
the air carrier's operations including, but not limited to, standard
operating procedures, environments, kinds of operations, operational
authorizations and the operation of its aircraft. Accordingly, the FAA
finds that allowing PIC time acquired in part 121 operations prior to
July 31, 2013, to count towards the air carrier experience requirement
would not adversely impact safety; it would support the FAA's goal of
ensuring that a pilot possesses sufficient experience to assume the
authority and responsibility of PIC in part 121 operations.
2. Military Time
In the Pilot Certification and Qualification Requirements for Air
Carrier Operations final rule, the FAA recognized that many pilots in
the course of their military careers will obtain significant multicrew
experience as PICs of transport category aircraft. The FAA therefore
adopted Sec. 121.436(c) to allow 500 hours of military flight time
accrued as PIC of a multiengine, turbine-powered, fixed-wing airplane
in an operation requiring more than one pilot to be credited towards
the 1,000-hour air carrier experience requirement.
Under current Sec. 121.436(c), the creditable military flight time
is limited to PIC time acquired in fixed-wing airplanes. Since the
adoption of Sec. 121.436(c), the FAA has received several inquiries
and a petition for exemption from a military pilot seeking to credit
military flight time as PIC in multicrew, turbine-powered, powered-lift
aircraft towards the 1,000-hour air carrier experience requirement. The
petitioner explained that ``[o]perational complexity is experienced
routinely in the V-22, often with passengers of up to twenty-four. In
fact, operations in the V-22 are some of the most complex operations
pilots will experience due to its flexibility, range and operating
altitudes. Additionally, the V-22 is a multi-crew, multi-engine,
turbine aircraft.'' \18\ The petitioner added that the majority of
flight time in the V-22 is in `` ``Airplane Mode'' meaning operations
are nearly the same as turbine airplane flight time.'' The FAA believes
that any relief to Sec. 121.436(c) is most appropriately achieved
through notice and comment rulemaking. The FAA notes that a rulemaking
change to Sec. 121.436(c) enables the FAA to more generally
accommodate military pilots of multiengine, turbine-powered, powered-
lift aircraft.
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\18\ www.regulations.gov; Docket No. FAA-2016-8875.
---------------------------------------------------------------------------
The FAA has reconsidered the military flight time that may be
credited towards the 1,000-hour air carrier experience requirement. As
previously discussed in this preamble, the intent of the 1,000-hour air
carrier experience provision is to prevent two pilots in part 121
operations with little or no air carrier experience from being paired
together as a flightcrew in line operations and to ensure that pilots
obtain at least one full year of relevant air carrier operational
experience before assuming the authority and responsibility of a PIC in
operations conducted in part 121 operations. Further, a PIC in part 121
air carrier operations is expected to possess leadership and command
abilities, including aeronautical decision making and the sound
judgment necessary to exercise operational control of the flight. (78
FR42356).
Upon further reconsideration, the FAA is proposing to amend Sec.
121.436(c) to also allow military flight time accrued as PIC of a
multiengine, turbine-powered powered-lift aircraft to be credited
towards the 1,000-hour air carrier experience requirement. Consistent
with the existing requirement, the operation must also require more
than one pilot. The FAA finds that military flight time obtained as PIC
of transport category powered-lift aircraft provides significant
multicrew experience substantially similar to that obtained in
transport category fixed-wing airplanes. The FAA also finds that
allowing a military-trained PIC of a multiengine, turbine-powered,
powered-lift aircraft to credit up to 500 hours towards the 1,000-hour
air carrier experience requirement is consistent with the intent of
Sec. 121.436. The FAA has previously recognized the quality of the
military training and appreciates the complexity of those kinds of
transport-like operations. In addition, the FAA has acknowledged that
powered-lift aircraft are predominantly operated in the horizontal
flight regime, much like an airplane. The FAA maintains, however, that
while there is value in this experience, these pilots operate in a
unique system that is different from a part 121 air carrier environment
and military pilots would benefit from spending some time serving as a
required crewmember in a civilian air carrier operation before
upgrading to PIC. This time would prepare them for operating in
compliance with the U.S. regulations that govern civil aviation, the
air carrier's particular operating specifications, and the airplane's
operations manual.
3. Miscellaneous Amendments
Current Sec. 121.436(a)(3) excepts from the requirements of
paragraph (a)(3) pilots who ``are'' employed as PIC in part 121
operations on July 31, 2013. Because the date referenced in paragraph
(a)(3) has since passed, the FAA is proposing to revise the statement
to except pilots who ``were'' employed as PIC in part 121 operations on
July 31, 2013.
Current Sec. 121.436(d) requires compliance with the requirements
of Sec. 121.436 by August 1, 2013. This paragraph states, however,
that pilots who are employed as SIC in part 121 operations on July 31,
2013, are not required to comply with the type rating requirement in
Sec. 121.436(b) until January 1, 2016. Now that Sec. 121.436 is
effective with no exceptions, the dates in paragraph (d) are no longer
relevant. The FAA is, therefore, proposing to remove current paragraph
(d) from Sec. 121.436.\19\
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\19\ As previously discussed, the FAA is proposing to add a new
paragraph (d) to Sec. 121.436.
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III. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 and Executive Order 13563 direct
that each Federal agency shall propose or adopt a regulation only upon
a reasoned determination that the benefits of the intended regulation
justify its costs. Second, the Regulatory Flexibility Act of 1980 (Pub.
L. 96-354) requires agencies to analyze the economic impact of
regulatory changes on small entities. Third, the Trade Agreements Act
(Pub. L. 96-39) prohibits agencies from setting standards that create
unnecessary obstacles to the foreign commerce of the United States. In
developing U.S. standards, the Trade Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4) requires agencies to prepare a written assessment of
the costs, benefits, and other effects of proposed or final rules that
include a Federal mandate likely to result in the expenditure by
[[Page 55796]]
State, local, or tribal governments, in the aggregate, or by the
private sector, of $100 million or more annually (adjusted for
inflation with base year of 1995). This portion of the preamble
summarizes the FAA's analysis of the economic impacts of this Notice of
Proposed Rulemaking.
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a proposed or final rule
does not warrant a full evaluation, this order permits that a statement
to that effect and the basis for it to be included in the preamble if a
full regulatory evaluation of the cost and benefits is not prepared.
Such a determination has been made for this rule. Due to Executive
Order (EO) 13771 requirements the FAA conducted further analysis and
determined this rule is expected to be an EO 13771 deregulatory action
as the regulatory changes result in cost savings.
While the costs may be minimal to the society, the proposed rule
would be relieving both to individuals and corporations. The proposed
rule change is composed of two distinct parts: The first part would
modify the part 121 air carrier experience requirement to serve as a
Pilot in Command (PIC) to allow credit for experience as PIC if a pilot
held that position prior to July 31, 2013. Currently such experience
does not count towards qualifying to be a PIC without filing for an
exemption. This recognition of previous status and qualification for
part 121 PIC employment service would relieve the individual pilots,
part 121 air carriers that would employ those pilots, and the Federal
government of procedural costs for developing, filing, and reviewing
petitions for exemption. The cost of an exemption is about $1,500. The
FAA does not know how many pilots would ask for such an exemption in
the future. The second part would allow 250 hours of military PIC
experience in powered-lift aircraft in horizontal flight to count
towards the PIC airplane time required for an ATP certificate in the
airplane category. This rule would relieve these military pilots
seeking employment at a part 121 air carrier of the offsetting expense
for accruing civilian flight time in airplanes to meet the ATP airplane
minimum time requirements, which are required in order to serve at a
part 121 air carrier. At $150 an hour per flight hour, the value of 250
flight hours is a cost savings of $37,500. The FAA requests comments on
whether the enactment of counting military powered-lift time towards
airplane PIC time would change these pilots' military retirement
decisions. The FAA believes the costs are minimal and cost-relieving.
FAA has, therefore, determined that this rule is not a
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation.'' To achieve this principle, agencies are
required to solicit and consider flexible regulatory proposals and to
explain the rationale for their actions to assure that such proposals
are given serious consideration.'' The RFA covers a wide-range of small
entities, including small businesses, not-for-profit organizations, and
small governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
The proposed rule would be relieving to pilots interested in part
121 operator employment and not affect small businesses. The rule would
count PIC status which occurred prior to July 31, 2013 toward PIC
qualifications for part 121 PIC qualification. The rule would also
include allowance for counting military powered-lift experience towards
part 121 PIC qualifications. As this rule would be relieving to pilots
who are not small entities the FAA has determined this rule would not
impose a significant economic impact on a substantial number of small
entities. While the rule would be relieving the direct impact would be
to pilots wanting to work for a Part 121 operator.
If an agency determines that a rulemaking will not result in a
significant economic impact on a substantial number of small entities,
the head of the agency may so certify under section 605(b) of the RFA.
Therefore, as provided in section 605(b), the head of the FAA certifies
that this rulemaking will not result in a significant economic impact
on a substantial number of small entities.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards. The FAA has
assessed the potential effect of this rule and determined that the rule
will have the same impact on international and domestic flights and is
a safety rule thus is consistent with the Trade Agreements Act.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $155 million in lieu of $100
million. This rule does not contain such a mandate; therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. According to the 1995
amendments to the Paperwork Reduction Act (5 CFR 1320.8(b)(2)(vi)), an
agency may not collect or sponsor the collection of information, nor
may it impose an
[[Page 55797]]
information collection requirement unless it displays a currently valid
Office of Management and Budget (OMB) control number.
The FAA has determined that there would be no new information
collection associated with the proposal to allow a military pilot to
use time as a PIC in powered-lift aircraft towards the 250 hours of PIC
airplane time required for an ATP certificate. Approval to collect such
information previously was approved by the Office of Management and
Budget (OMB) under the provisions of the Paperwork Reduction Act of
1995 (44 U.S.C. 3507(d)) and was assigned OMB Control Number 2120-0021
The agency is soliciting comments to--
(1) Evaluate whether the proposed information requirement is
necessary for the proper performance of the functions of the agency,
including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden;
(3) Enhance the quality, utility, and clarity of the information to
be collected; and
(4) Minimize the burden of collecting information on those who are
to respond, including by using appropriate automated, electronic,
mechanical, or other technological collection techniques or other forms
of information technology.
Individuals and organizations may send comments on the information
collection requirement to the address listed in the ADDRESSES section
at the beginning of this preamble by January 23, 2018. Comments also
should be submitted to the Office of Management and Budget, Office of
Information and Regulatory Affairs, Attention: Desk Officer for FAA,
New Executive Building, Room 10202, 725 17th Street NW., Washington, DC
20053.
F. International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these proposed regulations.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 5-6.6 and involves no extraordinary
circumstances.
IV. Executive Order Determinations
A. Executive Order 13771, Reducing Regulation and Controlling
Regulatory Costs
Executive Order 13771 titled ``Reducing Regulation and Controlling
Regulatory Costs,'' directs that, unless prohibited by law, whenever an
executive department or agency publicly proposes for notice and comment
or otherwise promulgates a new regulation, it shall identify at least
two existing regulations to be repealed. In addition, any new
incremental costs associated with new regulations shall, to the extent
permitted by law, be offset by the elimination of existing costs. Only
those rules deemed significant under section 3(f) of Executive Order
12866, ``Regulatory Planning and Review,'' are subject to these
requirements.
This proposed rule is expected to be an EO 13771 deregulatory
action. Details on the estimated costs savings of this proposed rule
can be found in the rule's economic analysis.
B. Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. The agency has
determined that this action would not have a substantial direct effect
on the States, or the relationship between the Federal Government and
the States, or on the distribution of power and responsibilities among
the various levels of government, and, therefore, would not have
Federalism implications.
C. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this proposed rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
would not be a ``significant energy action'' under the executive order
and would not be likely to have a significant adverse effect on the
supply, distribution, or use of energy.
D. Executive Order 13609, International Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, promotes international regulatory cooperation to meet
shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609, and has determined that this action would have
no effect on international regulatory cooperation.
V. Additional Information
A. Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. The agency
also invites comments relating to the economic, environmental, energy,
or federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, commenters should send only one copy of written
comments, or if comments are filed electronically, commenters should
submit only one time.
The FAA will file in the docket all comments it receives, as well
as a report summarizing each substantive public contact with FAA
personnel concerning this proposed rulemaking. Before acting on this
proposal, the FAA will consider all comments it receives on or before
the closing date for comments. The FAA will consider comments filed
after the comment period has closed if it is possible to do so without
incurring expense or delay. The agency may change this proposal in
light of the comments it receives.
B. Availability of Rulemaking Documents
An electronic copy of rulemaking documents may be obtained from the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies or
3. Accessing the Government Printing Office's Web page at https://www.gpo.gov/fdsys/.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680.
Commenters must identify the docket or notice number of this
rulemaking.
All documents the FAA considered in developing this proposed rule,
[[Page 55798]]
including economic analyses and technical reports, may be accessed from
the Internet through the Federal eRulemaking Portal referenced in item
(1) above.
List of Subjects
14 CFR Part 61
Aircraft, Airmen, Aviation safety.
14 CFR Part 121
Air carriers, Aircraft, Airmen, Aviation safety.
The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend chapter I of title 14, Code of Federal
Regulations as follows:
PART 61--CERTIFICATION: PILOTS, FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
0
1. The authority citation for part 61 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40113, 44701-44703, 44707,
44709-44711, 44729, 44903, 45102-45103, 45301-45302, Pub. L. 111-
216, 124 Stat. 2348 (49 U.S.C. 44701 note).
0
2. In Sec. 61.159, revise paragraph (a)(5) to read as follows:
Sec. 61.159 Aeronautical experience: Airplane category rating.
(a) * * *
(5) 250 hours of flight time in an airplane as a pilot in command,
or as second in command performing the duties of pilot in command while
under the supervision of a pilot in command, or any combination
thereof, subject to the following:
(i) The flight time requirement must include at least--
(A) 100 hours of cross-country flight time; and
(B) 25 hours of night flight time.
(ii) Except for a person who has been removed from flying status
for lack of proficiency or because of a disciplinary action involving
aircraft operations, a U.S. military pilot or former U.S. military
pilot who meets the requirements of Sec. 61.73(b)(1), or a military
pilot in the Armed Forces of a foreign contracting State to the
Convention on International Civil Aviation who meets the requirements
of Sec. 61.73(c)(1), may credit flight time in a powered-lift aircraft
operated in horizontal flight toward the flight time requirement.
* * * * *
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
0
3. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40103, 40113, 40119, 41706,
42301 preceding note added by Pub. L. 112-95, sec. 412, 126 Stat.
89, 44101, 44701-44702, 44705, 44709-44711, 44713, 44716-44717,
44722, 44729, 44732; 46105; Pub. L. 111-216, 124 Stat. 2348 (49
U.S.C. 44701 note); Pub. L. 112-95 126 Stat 62 (49 U.S.C. 44732
note).
0
4. In Sec. 121.436, revise paragraphs (a)(3), (c), and (d) to read as
follows:
Sec. 121.436 Pilot Qualification: Certificates and experience
requirements.
(a) * * *
(3) If serving as pilot in command in part 121 operations, has
1,000 hours as second in command in operations under this part, pilot
in command in operations under Sec. 91.1053(a)(2)(i) of this chapter,
pilot in command in operations under Sec. 135.243(a)(1) of this
chapter, or any combination thereof. For those pilots who were employed
as pilot in command in part 121 operations on July 31, 2013, compliance
with the requirements of this paragraph (a)(3) is not required.
* * * * *
(c) For the purpose of satisfying the flight hour requirement in
paragraph (a)(3) of this section, a pilot may credit 500 hours of
military flight time provided the flight time was obtained--
(1) As pilot in command in a multiengine, turbine-powered, fixed-
wing airplane or powered-lift aircraft, or any combination thereof; and
(2) In an operation requiring more than one pilot.
(d) For the purpose of satisfying the flight hour requirement in
paragraph (a)(3) of this section, a pilot may credit flight time
obtained as pilot in command in operations under this part prior to
July 31, 2013.
Issued under authority provided by 49 U.S.C. 106(f), 44701(a),
and 44703 in Washington, DC, on November 9, 2017.
John Barbagallo,
Executive Deputy Director, Flight Standards Service.
[FR Doc. 2017-25358 Filed 11-22-17; 8:45 am]
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