Reporting and Recordkeeping Requirements Under OMB Review, 50477-50478 [2017-23614]

Download as PDF Federal Register / Vol. 82, No. 209 / Tuesday, October 31, 2017 / Notices SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 20549–2736. asabaliauskas on DSKBBXCHB2PROD with NOTICES Extension: Rule 15c2–1, SEC File No. 270–418, OMB Control No. 3235–0485 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the existing collection of information provided for in Rule 15c2–1, (17 CFR 240.15c2–1), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). The Commission plans to submit this existing collection of information to the Office of Management and Budget (‘‘OMB’’) for extension and approval. Rule 15c2–1 prohibits the commingling under the same lien of securities of margin customers (a) with other customers without their written consent, and (b) with the broker-dealer. The rule also prohibits the rehypothecation of customers’ margin securities for a sum in excess of the customer’s aggregate indebtedness. Pursuant to Rule 15c2–1, respondents must collect information necessary to prevent the re-hypothecation of customer securities in contravention of the rule, issue and retain copies of notices of hypothecation of customer securities in accordance with the rule, and collect written consents from customers in accordance with the rule. The information is necessary to ensure compliance with the rule, and to advise customers of the rule’s protections. There are approximately 79 respondents (i.e., broker-dealers that conducted business with the public, filed Part II or Part IICSE of the FOCUS Report, did not claim an exemption from the Rule 15c3–3 reserve formula computation, and reported that they had a bank loan during at least one quarter of the current year) that require an aggregate total of 1,778 hours to comply with the rule. Each of these approximately 79 registered brokerdealers makes an estimated 45 annual responses. Each response takes approximately 0.5 hours to complete. Thus, the total compliance burden per year is 1,778 burden hours. Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the VerDate Sep<11>2014 17:37 Oct 30, 2017 Jkt 244001 Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. Please direct your written comments to: Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington, DC 20549, or send an email to: PRA_ Mailbox@sec.gov. Dated: October 26, 2017. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–23657 Filed 10–30–17; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION Request for Comments on Small Business Administration Draft FY 2018–2022 Strategic Plan AGENCY: Small Business Administration (SBA). ACTION: Notice and request for comment. The Small Business Administration (SBA) is requesting comments on its draft Strategic Plan for fiscal years 2018–2022. The draft plan is available on SBA’s Web site at www.sba.gov/about-sba/sba_ performance/strategic_planning. DATES: Comments must be received on or before Thursday, November 30, 2017 to be assured for consideration. ADDRESSES: You may submit comments by the following methods (Please send comments by one method only): Email: Address to StrategicPlan@ SBA.gov. Include ‘‘Comments on SBA FY 2018–2022 Strategic Plan’’ in the email subject line. Mail: Address to Jason Bossie, Director, Office of Performance Management, US Small Business Administration, Office of Performance Management and the Chief Financial Officer, 409 3rd St. SW., Suite 6000, Washington, DC 20416 SUMMARY: PO 00000 Frm 00107 Fmt 4703 Sfmt 4703 50477 Hand/Delivery/Courier: Same as mail address. FOR FURTHER INFORMATION CONTACT: Luan Loerch-Wilson, Lead Performance Analyst, Small Business Administration at Luan.Loerch-Wilson@SBA.gov. SUPPLEMENTARY INFORMATION: The draft Small Business Administration FY 2018–2022 Strategic Plan is provided for public input as part of the strategic planning process under the Government Performance and Results Modernization Act of 2010 (GPRA–MA) (Pub. L. 111– 352) to ensure that the public and stakeholders are provided an opportunity to comment. This Strategic Plan provides a framework that will support greater efficiency, effectiveness, and accountability of SBA’s programs while leveraging partnerships across the government and private sector to maximize the tools small business owners and entrepreneurs need to strengthen our economy, drive American innovation, and increase global competitiveness. The SBA proposes four strategic goals for the next five years: (1) Support small business revenue and job growth; (2) Build healthy entrepreneurial ecosystems and create business-friendly environments; (3) Restore small businesses and communities after disasters; and, (4) Strengthen the SBA’s ability to serve small businesses. The draft SBA FY 2018–2022 Strategic Plan is available through the SBA’s Web site at www.sba.gov/about-sba/sba_ performance/strategic_planning. Tim Gribben, Chief Financial Officer and Associate Administrator for Performance Management. [FR Doc. 2017–23678 Filed 10–30–17; 8:45 am] BILLING CODE P SMALL BUSINESS ADMINISTRATION Reporting and Recordkeeping Requirements Under OMB Review Small Business Administration. 30-Day notice. AGENCY: ACTION: The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA), which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments. DATES: Submit comments on or before November 30, 2017. SUMMARY: E:\FR\FM\31OCN1.SGM 31OCN1 50478 Federal Register / Vol. 82, No. 209 / Tuesday, October 31, 2017 / Notices Comments should refer to the information collection by name and/ or OMB Control Number and should be sent to: Agency Clearance Officer, Curtis Rich, Small Business Administration, 409 3rd Street SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Washington, DC 20503. ADDRESSES: FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, (202) 205–7030 curtis.rich@sba.gov. A copy of the Form OMB 83– 1, supporting statement, and other documents submitted to OMB for review may be obtained from the Agency Clearance Officer. COPIES: To obtain the information needed to carry out its oversight responsibilities under the Small Business Investment Act, the Small Business Administration (SBA) requires Small Business Investment Companies (SBICs) to submit financial statements and supplementary information on SBA Form 468. SBA uses this information to monitor SBIC financial condition and regulatory compliance, for credit analysis when considering SBIC leverage applications, and to evaluate financial risk and economic impact for individual SBICs and the program as a whole. Solicitation of Public Comments: Comments may be submitted on (a) whether the collection of information is necessary for the agency to properly perform its functions; (b) whether the burden estimates are accurate; (c) whether there are ways to minimize the burden, including through the use of automated techniques or other forms of information technology; and (d) whether there are ways to enhance the quality, utility, and clarity of the information. Summary of Information Collections: Title: SBIC Financial Reports. Frequency: On Occasion. SBA Form Numbers: 468.1, 468.2, 468.3, 468.4. Description of Respondents: Small Business Investment Companies and Small Businesses. Responses: 1,189. Annual Burden: 29,041. asabaliauskas on DSKBBXCHB2PROD with NOTICES SUPPLEMENTARY INFORMATION: Curtis B. Rich, Management Analyst. [FR Doc. 2017–23614 Filed 10–30–17; 8:45 am] BILLING CODE 8025–01–P VerDate Sep<11>2014 17:37 Oct 30, 2017 Jkt 244001 SMALL BUSINESS ADMINISTRATION Reporting and Recordkeeping Requirements Under OMB Review Small Business Administration. 30-Day notice. AGENCY: ACTION: The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA), which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments. DATES: Submit comments on or before November 30, 2017. ADDRESSES: Comments should refer to the information collection by name and/ or OMB Control Number and should be sent to: Agency Clearance Officer, Curtis Rich, Small Business Administration, 409 3rd Street SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Washington, DC 20503. FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, (202) 205–7030 curtis.rich@sba.gov. COPIES: A copy of the Form OMB 83– 1, supporting statement, and other documents submitted to OMB for review may be obtained from the Agency Clearance Officer. SUPPLEMENTARY INFORMATION: A small business determined to be nonresponsible for award of a specific prime Government contract by a Government contracting office has the right to appeal that decision through the Small Business Administration (SBA). The information contained on this form, as well as, other information developed by SBA, is used in determining whether the decision by the Contracting Officer should be overturned. Solicitation of Public Comments: Comments may be submitted on (a) whether the collection of information is necessary for the agency to properly perform its functions; (b) whether the burden estimates are accurate; (c) whether there are ways to minimize the burden, including through the use of automated techniques or other forms of information technology; and (d) whether there are ways to enhance the quality, utility, and clarity of the information. Summary of Information Collections: SUMMARY: PO 00000 Frm 00108 Fmt 4703 Sfmt 4703 (1) Title: Small Business Administration Application for Certificate of Competency. Description of Respondents: Small Businesses. Form Number: SBA Form 1531. Estimated Annual Respondents: 300. Estimated Annual Responses: 300. Estimated Annual Hour Burden: 2,400. Curtis B. Rich, Management Analyst. [FR Doc. 2017–23620 Filed 10–30–17; 8:45 am] BILLING CODE 8025–01–P DEPARTMENT OF STATE [Public Notice: 10180] Additional Designation of North Korean Entities Pursuant to E.O. 13382 Department of State. Additional identifying information concerning the designated entities Namchongang Trading Corporation and Korea Tangun Trading Corporation, pursuant to E.O. 13382. AGENCY: ACTION: Pursuant to the authority in section 1(a)(ii) of Executive Order 13382, ‘‘Blocking Property of Weapons of Mass Destruction Proliferators and Their Supporters’’, the Secretary of State, in consultation with the Secretary of the Treasury and the Attorney General, has determined that the Korea Kuryonggang Trading Corporation is an alias of Korea Tangun Trading Corporation, and that the Korea Taeryonggang Trading Corporation is an alias of Namchongang Trading Corporation, both of which have previously been designated pursuant to Executive Order 13382. DATES: The designation of and additional identifying information for the entities identified in this notice pursuant to Executive Order 13382 is effective upon publication of this notice. FOR FURTHER INFORMATION CONTACT: Philip Foley, Director, Office of Counterproliferation Initiatives, Bureau of International Security and Nonproliferation, Department of State, Washington, DC 20520, tel.: 202–647– 5193. Background: On June 28, 2005, the President, invoking the authority, inter alia, of the International Emergency Economic Powers Act (50 U.S.C. 1701– 1706) (‘‘IEEPA’’), issued Executive Order 13382 (70 FR 38567, July 1, 2005) (the ‘‘Order’’), effective at 12:01 a.m. eastern daylight time on June 30, 2005. In the Order the President took additional steps with respect to the SUMMARY: E:\FR\FM\31OCN1.SGM 31OCN1

Agencies

[Federal Register Volume 82, Number 209 (Tuesday, October 31, 2017)]
[Notices]
[Pages 50477-50478]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-23614]


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SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements Under OMB Review

AGENCY: Small Business Administration.

ACTION: 30-Day notice.

-----------------------------------------------------------------------

SUMMARY: The Small Business Administration (SBA) is publishing this 
notice to comply with requirements of the Paperwork Reduction Act 
(PRA), which requires agencies to submit proposed reporting and 
recordkeeping requirements to OMB for review and approval, and to 
publish a notice in the Federal Register notifying the public that the 
agency has made such a submission. This notice also allows an 
additional 30 days for public comments.

DATES: Submit comments on or before November 30, 2017.

[[Page 50478]]


ADDRESSES: Comments should refer to the information collection by name 
and/or OMB Control Number and should be sent to: Agency Clearance 
Officer, Curtis Rich, Small Business Administration, 409 3rd Street 
SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of 
Information and Regulatory Affairs, Office of Management and Budget, 
New Executive Office Building, Washington, DC 20503.

FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, 
(202) 205-7030 [email protected].

COPIES:  A copy of the Form OMB 83-1, supporting statement, and other 
documents submitted to OMB for review may be obtained from the Agency 
Clearance Officer.

SUPPLEMENTARY INFORMATION:  To obtain the information needed to carry 
out its oversight responsibilities under the Small Business Investment 
Act, the Small Business Administration (SBA) requires Small Business 
Investment Companies (SBICs) to submit financial statements and 
supplementary information on SBA Form 468. SBA uses this information to 
monitor SBIC financial condition and regulatory compliance, for credit 
analysis when considering SBIC leverage applications, and to evaluate 
financial risk and economic impact for individual SBICs and the program 
as a whole.
    Solicitation of Public Comments: Comments may be submitted on (a) 
whether the collection of information is necessary for the agency to 
properly perform its functions; (b) whether the burden estimates are 
accurate; (c) whether there are ways to minimize the burden, including 
through the use of automated techniques or other forms of information 
technology; and (d) whether there are ways to enhance the quality, 
utility, and clarity of the information.
    Summary of Information Collections:
    Title: SBIC Financial Reports.
    Frequency: On Occasion.
    SBA Form Numbers: 468.1, 468.2, 468.3, 468.4.
    Description of Respondents: Small Business Investment Companies and 
Small Businesses.
    Responses: 1,189.
    Annual Burden: 29,041.

Curtis B. Rich,
Management Analyst.
[FR Doc. 2017-23614 Filed 10-30-17; 8:45 am]
 BILLING CODE 8025-01-P
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