Performance Review Boards for Senior Executive Service, 48126-48127 [2017-22273]

Download as PDF 48126 Federal Register / Vol. 82, No. 198 / Monday, October 16, 2017 / Notices After issuing Revision 3, the Nuclear Energy Institute (NEI) submitted a letter to NRC stating that Revision 3 requires licensees to consider exposures received by employees during prior employment at a different facility when determining whether monitoring is required pursuant to section 10 CFR 20.1502, which was a change in agency position from: (1) The staff position that was in both Revisions 1 and 2 of Regulatory Guide 8.7, (2) the staff position that is in Regulatory Guide 8.34, and (3) over two decades of industry practice developed in accordance with these staff positions. In response, the NRC staff reassessed the requirements in 10 CFR part 20 and concluded that another revision to RG 8.7 was warranted. This revision contains essentially the staff position as set forth in Revisions 1 and 2 of RG 8.7. However, the staff is not rescinding Revision 3 because it allows a more conservative option for those licensees who want to consider prior occupational dose when making 10 CFR 20.1502 determinations. DG–8056 retains clarifying changes made in Revision 3. ethrower on DSK3G9T082PROD with NOTICES III. Use of NRC Forms 4 and 5 DG–8056 references NRC Form 4, ‘‘Cumulative Occupational Dose History (04–2015),’’ or its electronic equivalent, which is available for use by NRC licensees to record an individual’s cumulative occupational dose history. DG–8056 also references NRC Form 5, ‘‘Occupational Dose Record for a Monitoring Period (04–2015),’’ or its electronic equivalent, which is available for use by NRC licensees to record the occupational dose for any monitoring period beginning on or after January 1, 2016. As noted in the December 8, 2016 Federal Register notice for Revision 3, all NRC licensees should have begun using the updated NRC Form 5, ‘‘Occupational Dose Record for a Monitoring Period (04–2015),’’ or its equivalent, for any monitoring period beginning on or after January 1, 2017. Both forms are available online through the NRC Library on the NRC’s public Web site at https://www.nrc.gov/readingrm/doc-collections. IV. Backfitting This DG addresses compliance with the NRC’s requirements in 10 CFR part 20 to record and report an individual’s cumulative occupational dose history and the occupational dose received by an individual for a specific monitoring period. The NRC regards these requirements as constituting information collection and reporting requirements. The NRC has long taken VerDate Sep<11>2014 16:59 Oct 13, 2017 Jkt 244001 the position that information collection and reporting requirements are not subject to the NRC’s backfitting and issue finality regulations in 10 CFR 50.109, 10 CFR 70.76, 10 CFR 72.62, 10 CFR 76.76, and 10 CFR part 52 (e.g., ‘‘Material Control and Accounting Methods,’’ December 23, 2002 (67 FR 78130); and ‘‘Regulatory Improvements to the Nuclear Materials Management and Safeguards System,’’ June 9, 2008 (73 FR 32453)). Therefore, the NRC has determined that its backfitting and issue finality regulations would not apply to this DG, if ultimately issued as a RG, because the DG does not include any provisions within the scope of matters covered by the backfitting provisions in 10 CFR parts 50, 70, 72, or 76, or the issue finality provisions of 10 CFR part 52. Dated at Rockville, Maryland, this 10th day of October 2017. For the Nuclear Regulatory Commission. Thomas H. Boyce, Chief, Regulatory Guidance and Generic Issues Branch, Division of Engineering, Office of Nuclear Regulatory Research. [FR Doc. 2017–22289 Filed 10–13–17; 8:45 am] BILLING CODE 7590–01–P NUCLEAR REGULATORY COMMISSION [NRC–2017–0204] Performance Review Boards for Senior Executive Service Nuclear Regulatory Commission. ACTION: Appointments. AGENCY: The Nuclear Regulatory Commission (NRC) has announced appointments to the NRC Performance Review Board (PRB) responsible for making recommendations on performance appraisal ratings and performance awards for NRC Senior Executives and Senior Level System employees and appointments to the NRC PRB Panel responsible for making recommendations to the appointing and awarding authorities for NRC PRB members. DATES: October 16, 2017. ADDRESSES: Please refer to Docket ID NRC–2017–0204 when contacting the NRC about the availability of information regarding this document. You may obtain publicly-available information related to this document using any of the following methods: • Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC–2017–0204. Address questions about NRC dockets to Carol SUMMARY: PO 00000 Frm 00077 Fmt 4703 Sfmt 4703 Gallagher; telephone: 301–415–3463; email: Carol.Gallagher@nrc.gov. For technical questions, contact the individual listed in the FOR FURTHER INFORMATION CONTACT section of this document. • NRC’s Agencywide Documents Access and Management System (ADAMS): You may obtain publiclyavailable documents online in the ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/ adams.html. To begin the search, select ‘‘ADAMS Public Documents’’ and then select ‘‘Begin Web-based ADAMS Search.’’ For problems with ADAMS, please contact the NRC’s Public Document Room (PDR) reference staff at 1–800–397–4209, 301–415–4737, or by email to pdr.resource@nrc.gov. • NRC’s PDR: You may examine and purchase copies of public documents at the NRC’s PDR, Room O1–F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. FOR FURTHER INFORMATION CONTACT: Miriam L. Cohen, Secretary, Executive Resources Board, U.S. Nuclear Regulatory Commission, Washington, DC 20555–0001; telephone: 301–287– 0747, email: Miriam.Cohen@nrc.gov. SUPPLEMENTARY INFORMATION: The following individuals appointed as members of the NRC PRB are responsible for making recommendations to the appointing and awarding authorities on performance appraisal ratings and performance awards for Senior Executives and Senior Level System employees: Victor M. McCree, Executive Director for Operations Margaret M. Doane, General Counsel Frederick D. Brown, Deputy Executive Director for Materials, Waste, Research, State, Tribal, Compliance, Administration, and Human Capital Programs, Office of the Executive Director for Operations Catherine Haney, Regional Administrator, Region II Kimberly A. Howell, Director, Office of Investigations Michael R. Johnson, Deputy Executive Director for Reactor and Preparedness Programs, Office of the Executive Director for Operations David J. Nelson, Chief Information Officer Marc L. Dapas, Director, Office of Nuclear Material Safety and Safeguards Michael F. Weber, Director, Office of Nuclear Regulatory Research Brian E. Holian, Acting Director, Office of Nuclear Reactor Regulation Maureen E. Wylie, Chief Financial Officer E:\FR\FM\16OCN1.SGM 16OCN1 Federal Register / Vol. 82, No. 198 / Monday, October 16, 2017 / Notices The following individuals will serve as members of the NRC PRB Panel that was established to review appraisals and make recommendations to the appointing and awarding authorities for NRC PRB members: Brooke P. Clark, Director, Office of Commission Appellate Adjudication Daniel H. Dorman, Regional Administrator, Region I Andrea D. Veil, Executive Director, Advisory Committee on Reactor Safeguards All appointments are made pursuant to Section 4314 of Chapter 43 of Title 5 of the United States Code. Dated at Rockville, Maryland, this 5th day of October 2017. For the Nuclear Regulatory Commission. Miriam L. Cohen, Secretary, Executive Resources Board. [FR Doc. 2017–22273 Filed 10–13–17; 8:45 am] BILLING CODE 7590–01–P [Release No. 34–81842; File No. SR– NYSEArca–2017–87 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the JPMorgan Equity Long/Short ETF Under NYSE Arca Rule 8.600–E October 10, 2017. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (‘‘Act’’) 2 and Rule 19b–4 thereunder,3 notice is hereby given that, on September 26, 2017, NYSE Arca, Inc. (the ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. ethrower on DSK3G9T082PROD with NOTICES I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to list and trade shares of the following under NYSE Arca Equities 8.600–E (‘‘Managed Fund Shares’’): JPMorgan Equity Long/ Short ETF. The proposed change is available on the Exchange’s Web site at www.nyse.com, at the principal office of 1 15 U.S.C. 78s(b)(1). U.S.C. 78a. 3 17 CFR 240.19b–4. 2 15 16:59 Oct 13, 2017 II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose SECURITIES AND EXCHANGE COMMISSION VerDate Sep<11>2014 the Exchange, and at the Commission’s Public Reference Room. Jkt 244001 The Exchange proposes to list and trade shares (‘‘Shares’’) of the following under NYSE Arca Rule 8.600–E, which governs the listing and trading of Managed Fund Shares 4 on the Exchange: 5 JPMorgan Equity Long/ Short ETF (the ‘‘Fund’’).6 4 A Managed Fund Share is a security that represents an interest in an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a–1) (‘‘1940 Act’’) organized as an open-end investment company or similar entity that invests in a portfolio of securities selected by its investment adviser consistent with its investment objectives and policies. In contrast, an open-end investment company that issues Investment Company Units, listed and traded on the Exchange under NYSE Arca Rule 5.2–E(j)(3), seeks to provide investment results that correspond generally to the price and yield performance of a specific foreign or domestic stock index, fixed income securities index or combination thereof. 5 The Commission has previously approved listing and trading on the Exchange of other series of the Trust that are actively managed funds under Rule 8.600–E. See, e.g., Securities Exchange Act Release Nos. 79683 (December 23, 2016) (SR– NYSEArca–2016–82) (order approving a proposed rule change to list and trade shares of the JPMorgan Diversified Event Driven ETF under NYSE Arca Equities Rule 8.600); 77904 (May 25, 2016) (SR– NYSEArca–2016–17) (order approving a proposed rule change to list and trade of shares of the JPMorgan Diversified Alternatives ETF under NYSE Arca Equities Rule 8.600). 6 The Trust is registered under the 1940 Act. On July 18, 2017, the Trust filed with the Commission an amendment to its registration statement on Form N–1A under the Securities Act of 1933 (15 U.S.C. 77a) (‘‘Securities Act’’) and the 1940 Act relating to the Fund (File Nos. 333–191837 and 811–22903) (the ‘‘Registration Statement’’). The description of the operation of the Trust and the Fund herein is based, in part, on the Registration Statement. In addition, the Commission has issued an order granting certain exemptive relief to the Trust under the 1940 Act. See Investment Company Act Release No. 31990 (February 9, 2016) (‘‘Exemptive Order’’). Investments made by the Fund will comply with the conditions set forth in the Exemptive Order. PO 00000 Frm 00078 Fmt 4703 Sfmt 4703 48127 The Fund is a series of J.P. Morgan Exchange-Traded Fund Trust (‘‘Trust’’), a Delaware statutory trust. J.P. Morgan Investment Management Inc. (‘‘Adviser’’ or ‘‘Administrator’’) will be the investment adviser to the Fund and also provide administrative services for and oversee the other service providers for the Fund. The Adviser is a whollyowned subsidiary of JPMorgan Asset Management Holdings Inc., which is an indirect, wholly-owned subsidiary of JPMorgan Chase & Co. (‘‘JPMorgan Chase’’), a bank holding company. JPMorgan Distribution Services, Inc. (‘‘Distributor’’) will be the distributor of the Fund’s Shares. Commentary .06 to Rule 8.600–E provides that, if the investment adviser to the investment company issuing Managed Fund Shares is affiliated with a broker-dealer, such investment adviser shall erect a ‘‘fire wall’’ between the investment adviser and the brokerdealer with respect to access to information concerning the composition and/or changes to such investment company portfolio.7 In addition, Commentary .06 further requires that personnel who make decisions on the open-end fund’s portfolio composition must be subject to procedures designed to prevent the use and dissemination of material nonpublic information regarding the open-end fund’s portfolio. The Adviser is not registered as a broker-dealer but is affiliated with a broker-dealer and has implemented and will maintain a fire wall with respect to such broker-dealer affiliate regarding access to information concerning the composition and/or changes to the portfolio. In the event (a) the Adviser becomes registered as a broker-dealer or 7 An investment adviser to an open-end fund is required to be registered under the Investment Advisers Act of 1940 (the ‘‘Advisers Act’’). As a result, the Adviser and its related personnel are subject to the provisions of Rule 204A–1 under the Advisers Act relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects the fiduciary nature of the relationship to clients as well as compliance with other applicable securities laws. Accordingly, procedures designed to prevent the communication and misuse of non-public information by an investment adviser must be consistent with Rule 204A–1 under the Advisers Act. In addition, Rule 206(4)–7 under the Advisers Act makes it unlawful for an investment adviser to provide investment advice to clients unless such investment adviser has (i) adopted and implemented written policies and procedures reasonably designed to prevent violation, by the investment adviser and its supervised persons, of the Advisers Act and the Commission rules adopted thereunder; (ii) implemented, at a minimum, an annual review regarding the adequacy of the policies and procedures established pursuant to subparagraph (i) above and the effectiveness of their implementation; and (iii) designated an individual (who is a supervised person) responsible for administering the policies and procedures adopted under subparagraph (i) above. E:\FR\FM\16OCN1.SGM 16OCN1

Agencies

[Federal Register Volume 82, Number 198 (Monday, October 16, 2017)]
[Notices]
[Pages 48126-48127]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-22273]


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NUCLEAR REGULATORY COMMISSION

[NRC-2017-0204]


Performance Review Boards for Senior Executive Service

AGENCY: Nuclear Regulatory Commission.

ACTION: Appointments.

-----------------------------------------------------------------------

SUMMARY: The Nuclear Regulatory Commission (NRC) has announced 
appointments to the NRC Performance Review Board (PRB) responsible for 
making recommendations on performance appraisal ratings and performance 
awards for NRC Senior Executives and Senior Level System employees and 
appointments to the NRC PRB Panel responsible for making 
recommendations to the appointing and awarding authorities for NRC PRB 
members.

DATES: October 16, 2017.

ADDRESSES: Please refer to Docket ID NRC-2017-0204 when contacting the 
NRC about the availability of information regarding this document. You 
may obtain publicly-available information related to this document 
using any of the following methods:
     Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2017-0204. Address 
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: Carol.Gallagher@nrc.gov. For technical questions, contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to pdr.resource@nrc.gov.
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

FOR FURTHER INFORMATION CONTACT: Miriam L. Cohen, Secretary, Executive 
Resources Board, U.S. Nuclear Regulatory Commission, Washington, DC 
20555-0001; telephone: 301-287-0747, email: Miriam.Cohen@nrc.gov.

SUPPLEMENTARY INFORMATION: The following individuals appointed as 
members of the NRC PRB are responsible for making recommendations to 
the appointing and awarding authorities on performance appraisal 
ratings and performance awards for Senior Executives and Senior Level 
System employees:

Victor M. McCree, Executive Director for Operations
Margaret M. Doane, General Counsel
Frederick D. Brown, Deputy Executive Director for Materials, Waste, 
Research, State, Tribal, Compliance, Administration, and Human Capital 
Programs, Office of the Executive Director for Operations
Catherine Haney, Regional Administrator, Region II
Kimberly A. Howell, Director, Office of Investigations
Michael R. Johnson, Deputy Executive Director for Reactor and 
Preparedness
Programs, Office of the Executive Director for Operations
David J. Nelson, Chief Information Officer
Marc L. Dapas, Director, Office of Nuclear Material Safety and 
Safeguards
Michael F. Weber, Director, Office of Nuclear Regulatory Research
Brian E. Holian, Acting Director, Office of Nuclear Reactor Regulation
Maureen E. Wylie, Chief Financial Officer

[[Page 48127]]

    The following individuals will serve as members of the NRC PRB 
Panel that was established to review appraisals and make 
recommendations to the appointing and awarding authorities for NRC PRB 
members:

Brooke P. Clark, Director, Office of Commission Appellate Adjudication
Daniel H. Dorman, Regional Administrator, Region I
Andrea D. Veil, Executive Director, Advisory Committee on Reactor 
Safeguards

    All appointments are made pursuant to Section 4314 of Chapter 43 of 
Title 5 of the United States Code.

    Dated at Rockville, Maryland, this 5th day of October 2017.
    For the Nuclear Regulatory Commission.
Miriam L. Cohen,
Secretary, Executive Resources Board.

[FR Doc. 2017-22273 Filed 10-13-17; 8:45 am]
 BILLING CODE 7590-01-P
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