National Emission Standards for Hazardous Air Pollutants: Nutritional Yeast Manufacturing Residual Risk and Technology Review, 48156-48187 [2017-21937]
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40 CFR Part 63
[EPA–HQ–OAR–2015–0730; FRL–9969–08–
OAR]
RIN 2060–AS93
National Emission Standards for
Hazardous Air Pollutants: Nutritional
Yeast Manufacturing Residual Risk
and Technology Review
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
This action finalizes the
residual risk and technology review
(RTR) conducted for the Manufacturing
of Nutritional Yeast source category
regulated under national emission
standards for hazardous air pollutants
(NESHAP). In addition, we are
finalizing other amendments, including
revisions to the form of the volatile
organic compounds (VOC) standards for
fermenters, removal of the option to
monitor brew ethanol, inclusion of
ongoing relative accuracy test audit
(RATA), and revisions to other
monitoring, reporting, and
recordkeeping requirements.
DATES: This final rule is effective on
October 16, 2017. The incorporation by
reference of certain publications listed
in the rule is approved by the Director
of the Federal Register as of October 16,
2017.
ADDRESSES: The Environmental
Protection Agency (EPA) has established
a docket for this action under Docket ID
No. EPA–HQ–OAR–2015–0730. All
documents in the docket are listed on
the https://www.regulations.gov Web
site. Although listed in the index, some
information is not publicly available,
e.g., confidential business information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
https://www.regulations.gov, or in hard
copy at the EPA Docket Center, EPA
WJC West Building, Room Number
3334, 1301 Constitution Ave. NW.,
Washington, DC. The Public Reading
Room hours of operation are 8:30 a.m.
to 4:30 p.m. Eastern Standard Time,
Monday through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the EPA
Docket Center is (202) 566–1742.
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SUMMARY:
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For
questions about this final action, contact
Allison Costa, Sector Policies and
Programs Division (Mail Code E143–03),
Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number: (919) 541–1322; fax number:
(919) 541–0516; and email address:
costa.allison@epa.gov. For specific
information regarding the risk modeling
methodology, contact Chris Sarsony,
Health and Environmental Impacts
Division (C539–02), Office of Air
Quality Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
4843; and email address: sarsony.chris@
epa.gov. For information about the
applicability of the NESHAP to a
particular entity, contact John Cox,
Office of Enforcement and Compliance
Assurance, U.S. Environmental
Protection Agency, EPA WJC South
Building (Mail Code 2227A), 1200
Pennsylvania Ave. NW., Washington,
DC 20460; telephone number: (919)
564–1395; and email address: cox.john@
epa.gov.
SUPPLEMENTARY INFORMATION:
Preamble acronyms and
abbreviations. We use multiple
acronyms and terms in this preamble.
While this list may not be exhaustive, to
ease the reading of this preamble and for
reference purposes, the EPA defines the
following terms and acronyms here:
RATA Relative accuracy test audit
REL Recommended exposure limit
RFA Regulatory Flexibility Act
RfC Reference concentration
RIN Regulatory Information Number
RTO Regenerative thermal oxidizer
RTR Risk and technology review
SSM Startup, shutdown, and malfunction
THC Total hydrocarbons
TOSHI Target organ-specific hazard index
UMRA Unfunded Mandates Reform Act
URE Unit risk estimate
VOC Volatile organic compound
BAE Batch-average concentration of brew
ethanol in fermenter liquid
BAVOC Batch-average concentration of
volatile organic compounds in fermenter
exhaust
CAA Clean Air Act
CDX Central Data Exchange
CEDRI Compliance and Emissions Data
Reporting Interface
CEMS Continuous emission monitoring
system
CFR Code of Federal Regulations
CPMS Continuous parameter monitoring
system
CRA Congressional Review Act
EPA Environmental Protection Agency
ERT Electronic Reporting Tool
FID Flame ionization detector
GC Gas chromatograph
HAP Hazardous air pollutant(s)
HQ Hazard quotient
ICR Information Collection Request
MACT Maximum achievable control
technology
NEI National Emissions Inventory
NESHAP National emission standards for
hazardous air pollutants
NTTAA National Technology Transfer and
Advancement Act
OMB Office of Management and Budget
ppmv Parts per million by volume
PRA Paperwork Reduction Act
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document
and other related information?
C. Judicial Review and Administrative
Reconsideration
II. Background
A. What is the statutory authority for this
action?
B. What is the Manufacturing of
Nutritional Yeast source category and
how does the NESHAP regulate HAP
emissions from this source category?
C. What changes did we propose for the
Manufacturing of Nutritional Yeast
source category in our December 28,
2016, proposal?
III. What is included in this final rule?
A. What are the final rule amendments
based on the risk review for the
Manufacturing of Nutritional Yeast
source category?
B. What are the final rule amendments
based on the technology review for the
Manufacturing of Nutritional Yeast
source category?
C. What are the final rule amendments
addressing emissions during periods of
startup, shutdown, and malfunction?
D. What other changes have been made to
the NESHAP?
E. What are the effective and compliance
dates of the standards?
FOR FURTHER INFORMATION CONTACT:
ENVIRONMENTAL PROTECTION
AGENCY
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Background information. On
December 28, 2016, the EPA issued a
proposed rulemaking presenting the
results of the RTR of the Manufacturing
of Nutritional Yeast NESHAP, as well as
proposing additional revisions to the
NESHAP. In this action, we are
finalizing decisions and revisions for
the rule. We summarize some of the
more significant comments we received
regarding the proposed rule and provide
our responses in this preamble. A
summary of all other public comments
on the proposal and the EPA’s responses
to those comments is available in the
document titled, ‘‘Nutritional Yeast
Manufacturing Risk and Technology
Review: Summary of Public Comments
and Responses,’’ which is in the docket
for this action (Docket ID No. EPA–HQ–
OAR–2015–0730). A ‘‘track changes’’
version of the regulatory language that
incorporates the changes in this action
is also available in the docket.
Organization of this document. The
information in this preamble is
organized as follows:
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F. What are the requirements for
submission of performance test data to
the EPA?
IV. What is the rationale for our final
decisions and amendments for the
Manufacturing of Nutritional Yeast
source category?
A. Residual Risk Review for the
Manufacturing of Nutritional Yeast
Source Category
B. Technology Review for the
Manufacturing of Nutritional Yeast
Source Category
C. Revised Form of the Fermenter VOC
Standard
D. Removal of the Option To Monitor Brew
Ethanol
E. Requirement To Conduct RATA
F. Requirement To Collect All Valid CEMS
Data
G. Compliance Dates for the Amendments
V. Summary of Cost, Environmental, and
Economic Impacts and Additional
Analyses Conducted
A. What are the affected facilities?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
F. What analysis of environmental justice
did we conduct?
G. What analysis of children’s
environmental health did we conduct?
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act
(UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
J. National Technology Transfer and
Advancement Act (NTTAA) and 1 CFR
Part 51
K. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
L. Congressional Review Act (CRA)
I. General Information
A. Does this action apply to me?
Regulated entities. Categories and
entities potentially regulated by this
action are shown in Table 1 of this
preamble.
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Section 307(d)(7)(B) of the CAA
TABLE 1—NESHAP AND INDUSTRIAL
SOURCE CATEGORIES AFFECTED BY further provides that only an objection
to a rule or procedure which was raised
THIS FINAL ACTION
NESHAP and Source Category
NAICS 1
Code
Manufacturing of Nutritional Yeast
311999
1 North
American
Industry
Classification
System.
Table 1 of this preamble is not
intended to be exhaustive, but rather to
provide a guide for readers regarding
entities likely to be affected by the final
action for the source category listed. To
determine whether your facility is
affected, you should examine the
applicability criteria in the final
Manufacturing of Nutritional Yeast
NESHAP (40 CFR part 63, subpart
CCCC). If you have any questions
regarding the applicability of any aspect
of this NESHAP, which we refer to as
‘‘subpart CCCC’’ in this preamble,
please contact the appropriate person
listed in the preceding FOR FURTHER
INFORMATION CONTACT section of this
preamble.
B. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of this final
action will also be available on the
Internet. Following signature by the
EPA Administrator, the EPA will post a
copy of this final action at: https://
www.epa.gov/stationary-sources-airpollution/manufacturing-nutritionalyeast-national-emission-standards.
Following publication in the Federal
Register, the EPA will post the Federal
Register version and key technical
documents at this same Web site.
Additional information is available on
the RTR Web site at https://
www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
This information includes an overview
of the RTR program, links to project
Web sites for the RTR source categories,
and detailed emissions and other data
we used as inputs to the risk
assessments.
C. Judicial Review and Administrative
Reconsideration
Under Clean Air Act (CAA) section
307(b)(1), judicial review of this final
action is available only by filing a
petition for review in the United States
Court of Appeals for the District of
Columbia by December 15, 2017. Under
CAA section 307(b)(2), the requirements
established by this final rule may not be
challenged separately in any civil or
criminal proceedings brought by the
EPA to enforce the requirements.
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with reasonable specificity during the
period for public comment (including
any public hearing) may be raised
during judicial review. This section also
provides a mechanism for the EPA to
reconsider the rule if the person raising
an objection can demonstrate to the
Administrator that it was impracticable
to raise such objection within the period
for public comment or if the grounds for
such objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule. Any person seeking
to make such a demonstration should
submit a Petition for Reconsideration to
the Office of the Administrator, U.S.
EPA, Room 3000, EPA WJC South
Building, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460, with a copy to
both the person(s) listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and the Associate
General Counsel for the Air and
Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA,
1200 Pennsylvania Ave. NW.,
Washington, DC 20460.
II. Background
A. What is the statutory authority for
this action?
Section 112 of the CAA establishes a
two-stage regulatory process to address
emissions of hazardous air pollutants
(HAP) from stationary sources. In the
first stage, we must identify categories
of sources emitting one or more of the
HAP listed in CAA section 112(b) and
then promulgate technology-based
NESHAP for those sources. ‘‘Major
sources’’ are those that emit, or have the
potential to emit, any single HAP at a
rate of 10 tons per year (tpy) or more,
or 25 tpy or more of any combination of
HAP. For major sources, these standards
are commonly referred to as maximum
achievable control technology (MACT)
standards and must reflect the
maximum degree of emission reductions
of HAP achievable (after considering
cost, energy requirements, and non-air
quality health and environmental
impacts). In developing MACT
standards, CAA section 112(d)(2) directs
the EPA to consider the application of
measures, processes, methods, systems,
or techniques, including but not limited
to those that reduce the volume of or
eliminate HAP emissions through
process changes, substitution of
materials, or other modifications;
enclose systems or processes to
eliminate emissions; collect, capture, or
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treat HAP when released from a process,
stack, storage, or fugitive emissions
point; are design, equipment, work
practice, or operational standards; or
any combination of the above.
For these MACT standards, the statute
specifies certain minimum stringency
requirements, which are referred to as
MACT floor requirements, and which
may not be based on cost
considerations. See CAA section
112(d)(3). For new sources, the MACT
floor cannot be less stringent than the
emission control achieved in practice by
the best-controlled similar source. The
MACT standards for existing sources
can be less stringent than floors for new
sources, but they cannot be less
stringent than the average emission
limitation achieved by the bestperforming 12 percent of existing
sources in the category or subcategory
(or the best-performing five sources for
categories or subcategories with fewer
than 30 sources). In developing MACT
standards, we must also consider
control options that are more stringent
than the floor under CAA section
112(d)(2). We may establish standards
more stringent than the floor, based on
the consideration of the cost of
achieving the emissions reductions, any
non-air quality health and
environmental impacts, and energy
requirements.
In the second stage of the regulatory
process, the CAA requires the EPA to
undertake two different analyses, which
we refer to as the technology review and
the residual risk review. Under the
technology review, we must review the
technology-based standards and revise
them ‘‘as necessary (taking into account
developments in practices, processes,
and control technologies)’’ no less
frequently than every 8 years, pursuant
to CAA section 112(d)(6). Under the
residual risk review, we must evaluate
the risk to public health remaining after
application of the technology-based
standards and revise the standards, if
necessary, to provide an ample margin
of safety to protect public health or to
prevent, taking into consideration costs,
energy, safety, and other relevant
factors, an adverse environmental effect.
The residual risk review is required
within 8 years after promulgation of the
technology-based standards, pursuant to
CAA section 112(f). In conducting the
residual risk review, if the EPA
determines that the current standards
provide an ample margin of safety to
protect public health, it is not necessary
to revise the MACT standards pursuant
to CAA section 112(f).1 For more
1 The U.S. Court of Appeals for the District of
Columbia Circuit has affirmed this approach of
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information on the statutory authority
for this rule, see the proposal published
on December 28, 2016 (81 FR 95810).
B. What is the Manufacturing of
Nutritional Yeast source category and
how does the NESHAP regulate HAP
emissions from this source category?
The EPA promulgated the
Manufacturing of Nutritional Yeast
NESHAP on May 21, 2001 (66 FR
27876). The standards are codified at 40
CFR part 63, subpart CCCC. The
manufacturing of nutritional yeast
industry consists of facilities that
manufacture yeast for the purpose of
becoming an ingredient in dough for
bread or any other yeast-raised baked
product, or for becoming a nutritional
food additive intended for consumption
by humans. Facilities that manufacture
nutritional yeast intended for
consumption by animals, such as an
additive for livestock feed, are not
included in the description of sources
covered by this subpart in 40 CFR
63.2131. In addition, subpart CCCC
clarifies that fermenters are not subject
to emission limitations during the
production of specialty yeast (e.g., yeast
for use in wine, champagne, whiskey, or
beer) in 40 CFR 63.2132. The source
category was originally defined as
Baker’s Yeast Manufacturing in 1992,
but was renamed Manufacturing of
Nutritional Yeast in 1998 to clarify the
scope of the source category. See the
preamble for the proposed rule for
additional background (81 FR 95814,
December 28, 2016). The source
category covered by subpart CCCC
currently includes four facilities.
The affected sources at nutritional
yeast manufacturing facilities are the
collection of equipment used to
manufacture Saccharomyces cerevisiae
yeast, including fermenters. The subpart
CCCC emission limitations apply to the
final three stages of the fermentation
process, which are often referred to as
stock (third-to-last stage), first
generation (second-to-last stage), and
trade (last stage) fermentation.
Currently, the fermenters are subject
to batch-average VOC (BAVOC)
emission limitations that differ for each
fermentation stage, and which must be
met for 98 percent of all batches in each
fermentation stage on a rolling 12month basis. The measurement of VOC
is used as a surrogate for the HAP of
interest, acetaldehyde. The BAVOC
limits are 300 parts per million by
implementing CAA section 112(f)(2)(A): NRDC v.
EPA, 529 F.3d 1077, 1083 (D.C. Cir. 2008) (‘‘If EPA
determines that the existing technology-based
standards provide an ’ample margin of safety,’ then
the Agency is free to readopt those standards during
the residual risk rulemaking.’’).
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volume (ppmv) for stock fermenters
(third-to-last stage), 200 ppmv for first
generation fermenters (second-to-last
stage), and 100 ppmv for trade
fermenters (last stage).
In the original subpart CCCC
requirements, facilities can
continuously monitor either the VOC
concentration in the fermenter exhaust
or the brew ethanol concentration in the
fermenter liquid to determine
compliance with the emission
limitations. If a facility monitors brew
ethanol concentration, it must conduct
an annual performance test to determine
the correlation between the brew
ethanol concentration in the fermenter
liquid and the VOC concentration in the
fermenter exhaust gas.
C. What changes did we propose for the
Manufacturing of Nutritional Yeast
source category in our December 28,
2016, proposal?
On December 28, 2016, the EPA
published a proposed rule in the
Federal Register for subpart CCCC, that
address the results of the RTR analyses
and proposed other amendments. In the
action, we proposed finding that the
risks from the Manufacturing of
Nutritional Yeast source category are
acceptable; that additional emissions
controls for the source category are not
necessary to provide an ample margin of
safety; and that there have been no
developments in practices, processes,
and control technologies that warrant
changes to the fermenter emission
limitations. Additionally, we proposed
several changes to the existing rule
(apart from the RTR process) that were
intended to promote consistency with
relevant statutory requirements and
goals. These changes included revising
the form of the VOC standards for
fermenters; removing the option to
monitor brew ethanol; including
requirements to conduct annual RATA;
removing gas chromatograph (GC)
continuous emission monitoring system
(CEMS) as an option to monitor VOC
concentration; collecting CEMS data at
all times during the batch monitoring
period; using Procedure 1 of Appendix
F to part 60 for VOC CEMS; requiring
electronic reporting; and revising
startup, shutdown, and malfunction
(SSM) provisions.
III. What is included in this final rule?
This action finalizes the EPA’s
determinations pursuant to the RTR
provisions of CAA section 112 for the
Manufacturing of Nutritional Yeast
source category. This action also
finalizes other changes to subpart CCCC,
including: Revising the form of the VOC
standards for fermenters; removing the
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option to monitor brew ethanol;
including requirements to conduct
ongoing RATA; using Procedure 1 of
Appendix F to part 60 for VOC CEMS;
removing GC CEMS as an option to
monitor VOC concentration; collecting
CEMS data at all times during the batch
monitoring period; requiring electronic
reporting; and revising SSM provisions.
A. What are the final rule amendments
based on the risk review for the
Manufacturing of Nutritional Yeast
source category?
The EPA proposed no changes to
subpart CCCC based on the risk review
conducted pursuant to CAA section
112(f). Specifically, as we proposed, we
are finalizing our determination that
risks from the nutritional yeast
manufacturing facilities are acceptable,
and that the standards provide an ample
margin of safety to protect public health.
The EPA received no new data or other
information during the public comment
period that changed that determination.
Therefore, we are not requiring
additional controls under CAA section
112(f)(2).
B. What are the final rule amendments
based on the technology review for the
Manufacturing of Nutritional Yeast
source category?
We determined that there are no
developments in practices, processes,
and control technologies that warrant
revisions to the MACT standards for this
source category. The EPA proposed no
changes to subpart CCCC based on the
technology review conducted pursuant
to CAA section 112(d)(6). The EPA
received no new data or other
information during the public comment
period that affected the technology
review determination. Therefore, we are
not finalizing revisions to the MACT
standards under CAA section 112(d)(6).
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C. What are the final rule amendments
addressing emissions during periods of
startup, shutdown, and malfunction?
In its 2008 decision in Sierra Club v.
EPA, 551 F.3d 1019 (D.C. Cir. 2008), the
United States Court of Appeals for the
District of Columbia Circuit vacated
portions of two provisions in the EPA’s
CAA section 112 regulations governing
the emissions of HAP during periods of
SSM. Specifically, the Court vacated the
SSM exemptions contained in 40 CFR
63.6(f)(1) and 40 CFR 63.6(h)(1), holding
that under section 302(k) of the CAA,
emissions standards or limitations must
be continuous in nature and that the
SSM exemption violates the CAA’s
requirement that some CAA section 112
standard apply continuously.
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Consistent with Sierra Club v. EPA,
the EPA has established standards in
this rule that apply at all times. We have
eliminated the malfunction exemption
in this rule, in addition to making other
changes to ensure that the rule’s
emission limitations apply continuously
(the latter changes are addressed in
sections III.D and IV.C of this preamble).
While, for simplicity, we refer
throughout this section to the SSM
exemption and the associated SSM plan
requirements, only the malfunction
exemption and its removal are relevant
to this action because periods of startup
and shutdown were never exempt from
emissions standards in this subpart. We
have revised Table 6 to subpart CCCC
(the General Provisions applicability
table) in several respects as is explained
in more detail below. For example, we
have eliminated the incorporation of the
General Provisions’ requirement that the
source develops an SSM plan. We have
also eliminated and revised certain
recordkeeping and reporting that is
related to the SSM exemption as
described in detail in the proposed rule
and summarized again here.
In establishing the standards in this
rule, the EPA has taken into account
startup and shutdown periods and, for
the reasons explained below, has not
established alternate standards for those
periods. Periods of startup, normal
operations, and shutdown are all
predictable and routine aspects of a
source’s operations. In this NESHAP,
owners or operators of nutritional yeast
manufacturing facilities employ process
controls to limit emissions. These
process controls are employed from the
time a fermenter starts production of a
batch of yeast and continue until the
fermenter is emptied of yeast.
Additionally, emissions are averaged
over the entire duration of each batch in
order to determine compliance with
emission limitations, so there was no
need to set separate limits for periods of
startup and shutdown in this rule.
Malfunctions, in contrast, are neither
predictable nor routine. Instead they are
by definition sudden, infrequent, and
not reasonably preventable failures of
emissions control, process, or
monitoring equipment. 40 CFR 63.2
(definition of malfunction). The EPA
interprets CAA section 112 as not
requiring emissions that occur during
periods of malfunction to be factored
into development of CAA section 112
standards and this reading has been
upheld as reasonable by the D.C.
Circuit. U.S. Sugar Corp. v. EPA, 830
F.3d 579, 606–610 (2016). Instead,
under CAA section 112, emissions
standards for new sources must be no
less stringent than the level ‘‘achieved’’
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48159
by the best controlled similar source
and for existing sources generally must
be no less stringent than the average
emission limitation ‘‘achieved’’ by the
best performing 12 percent of sources in
the category. There is nothing in CAA
section 112 that directs the Agency to
consider malfunctions in determining
the level ‘‘achieved’’ by the best
performing sources when setting
emission standards. As the D.C. Circuit
has recognized, the phrase ‘‘average
emissions limitation achieved by the
best performing 12 percent of ’’ sources
‘‘says nothing about how the
performance of the best units is to be
calculated.’’ Nat’l Ass’n of Clean Water
Agencies v. EPA, 734 F.3d 1115, 1141
(D.C. Cir. 2013). While the EPA
accounts for variability in setting
emissions standards, nothing in CAA
section 112 requires the Agency to
consider malfunctions as part of that
analysis. A malfunction should not be
treated in the same manner as the type
of variation in performance that occurs
during routine operations of a source. A
malfunction is a failure of the source to
perform in a ‘‘normal or usual manner’’
and no statutory language compels the
EPA to consider such events in setting
CAA section 112 standards. As the D.C.
Circuit recognized in U.S. Sugar Corp,
accounting for malfunctions in setting
emission standards would be difficult, if
not impossible, given the myriad
different types of malfunctions that can
occur across all sources in the category
and given the difficulties associated
with predicting or accounting for the
frequency, degree, and duration of
various malfunctions that might occur.
Id. at 608 (‘‘the EPA would have to
conceive of a standard that could apply
equally to the wide range of possible
boiler malfunctions, ranging from an
explosion to minor mechanical defects.
Any possible standard is likely to be
hopelessly generic to govern such a
wide array of circumstances.’’) As such,
the performance of units that are
malfunctioning is not ‘‘reasonably’’
foreseeable. See, e.g., Sierra Club v.
EPA, 167 F.3d 658, 662 (D.C. Cir. 1999)
(‘‘The EPA typically has wide latitude
in determining the extent of datagathering necessary to solve a problem.
We generally defer to an agency’s
decision to proceed on the basis of
imperfect scientific information, rather
than to ‘invest the resources to conduct
the perfect study.’ ’’) See also,
Weyerhaeuser v. Costle, 590 F.2d 1011,
1058 (D.C. Cir. 1978) (‘‘In the nature of
things, no general limit, individual
permit, or even any upset provision can
anticipate all upset situations. After a
certain point, the transgression of
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regulatory limits caused by
‘uncontrollable acts of third parties,’
such as strikes, sabotage, operator
intoxication or insanity, and a variety of
other eventualities, must be a matter for
the administrative exercise of case-bycase enforcement discretion, not for
specification in advance by
regulation.’’). In addition, emissions
during a malfunction event can be
significantly higher than emissions at
any other time of source operation. For
example, if an air pollution control
device with 99-percent removal goes offline as a result of a malfunction (as
might happen if, for example, the bags
in a baghouse catch fire) and the
emission unit is a steady state type unit
that would take days to shut down, the
source would go from 99-percent
control to zero control until the control
device was repaired. The source’s
emissions during the malfunction
would be 100 times higher than during
normal operations. As such, the
emissions over a 4-day malfunction
period would exceed the annual
emissions of the source during normal
operations. As this example illustrates,
accounting for malfunctions could lead
to standards that are not reflective of
(and significantly less stringent than)
levels that are achieved by a wellperforming non-malfunctioning source.
It is reasonable to interpret CAA section
112 to avoid such a result. The EPA’s
approach to malfunctions is consistent
with CAA section 112 and is a
reasonable interpretation of the statute.
In subpart CCCC, it is unlikely that a
malfunction would result in a violation
of the standards for fermenters. The rule
provides an option for owners or
operators to determine the average VOC
concentration for all batches within
each fermentation stage using data from
12-month periods. This option limits
the effect of malfunctions on the ability
of a facility to meet the emission
limitations because the averaging
effectively minimizes ‘‘spikes’’ in
emissions. Additionally, many of the
common malfunctions reported during
EPA site visits by owners or operators
of nutritional yeast manufacturing
facilities were malfunctions of the
emissions monitoring equipment. While
the equipment is unable to record
accurate data during periods of
malfunction, it does not impact actual
emissions because process controls
could still be used to limit emissions. In
the unlikely event that a source fails to
comply with the applicable CAA section
112(d) standards as a result of a
malfunction event, the EPA would
determine an appropriate response
based on, among other things, the good
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faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. The EPA would also
consider whether the source’s failure to
comply with the CAA section 112(d)
standard was, in fact, sudden,
infrequent, not reasonably preventable
and not instead caused in part by poor
maintenance or careless operation. 40
CFR 63.2 (definition of malfunction).
If the EPA determines in a particular
case that an enforcement action against
a source for violation of an emission
standard is warranted, the source can
raise any and all defenses in that
enforcement action and the federal
district court will determine what, if
any, relief is appropriate. The same is
true for citizen enforcement actions.
Similarly, the presiding officer in an
administrative proceeding can consider
any defense raised and determine
whether administrative penalties are
appropriate.
In summary, the EPA interpretation of
the CAA and, in particular, CAA section
112 is reasonable and encourages
practices that will avoid malfunctions.
Administrative and judicial procedures
for addressing exceedances of the
standards fully recognize that violations
may occur despite good faith efforts to
comply and can accommodate those
situations. U.S. Sugar Corp. v. EPA, 830
F.3d 579, 606–610 (D.C. Cir. 2016).
1. 40 CFR 63.2150 General Duty
We are revising the General
Provisions table (Table 6 to subpart
CCCC) entry for 40 CFR 63.6(e)(1)(i) to
specify that 40 CFR 63.6(e)(1)(i) does
not apply to subpart CCCC. Section
63.6(e)(1)(i) describes the general duty
to minimize emissions. Some of the
language in that section is no longer
necessary or appropriate in light of the
elimination of the SSM exemption. The
current language in 40 CFR 63.6(e)(1)(i)
characterizes what the general duty
entails during periods of SSM; with the
elimination of the SSM exemption,
there is no need to differentiate between
normal operations, startup and
shutdown, and malfunction events in
describing the general duty. Therefore,
we are adding instead general duty
regulatory text at 40 CFR 63.2150(d) that
reflects the general duty to minimize
emissions while eliminating the
reference to periods covered by an SSM
exemption.
We are also revising the General
Provisions table (Table 6 to subpart
CCCC) entry for 40 CFR 63.6(e)(1)(ii) to
specify that 40 CFR 63.6(e)(1)(ii) does
not apply to subpart CCCC. Section
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63.6(e)(1)(ii) imposes requirements that
are not necessary with the elimination
of the SSM exemption or are redundant
with the general duty requirement being
added at 40 CFR 63.2150.
2. SSM Plan
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.6(e)(3)
does not apply to subpart CCCC.
Generally, these paragraphs require
development of an SSM plan and
specify SSM recordkeeping and
reporting requirements related to the
SSM plan. As noted, the EPA is
removing the SSM exemptions.
Therefore, affected units will be subject
to an emission standard during such
events. The applicability of a standard
during such events will ensure that
sources have ample incentive to plan for
and achieve compliance and, thus, the
SSM plan requirements are no longer
necessary.
3. Compliance With Standards
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.6(f)(1)
does not apply to subpart CCCC. The
current language of 40 CFR 63.6(f)(1)
exempts sources from non-opacity
standards during periods of SSM. As
discussed above, the Court in Sierra
Club vacated the exemptions contained
in this provision and held that the CAA
requires that some CAA section 112
standard apply continuously. Consistent
with Sierra Club, the EPA is revising
standards in this rule to apply at all
times.
4. 40 CFR 63.2161 Performance
Testing
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.7(e)(1)
does not apply to subpart CCCC. Section
63.7(e)(1) describes performance testing
requirements. The EPA is instead
adding a performance testing
requirement at 40 CFR 63.2161(b). The
performance testing requirements we
are adding differ from the General
Provisions performance testing
provisions in several respects. The
regulatory text does not include the
language in 40 CFR 63.7(e)(1) that
restated the SSM exemption and
language that precluded startup and
shutdown periods from being
considered ‘‘representative’’ for
purposes of performance testing. As in
40 CFR 63.7(e)(1), performance tests
conducted under this subpart should
not be conducted during malfunctions
because conditions during malfunctions
are often not representative of normal
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operating conditions. The EPA is adding
language in 63.2161(b) that requires the
owner or operator to record the process
information that is necessary to
document operating conditions during
the test and include in such record an
explanation to support that such
conditions represent normal operation.
Section 63.7(e) requires that the owner
or operator make available to the
Administrator such records ‘‘as may be
necessary to determine the condition of
the performance test’’ available to the
Administrator upon request, but does
not specifically require the information
to be recorded. The regulatory text the
EPA is adding to subpart CCCC builds
on that requirement and makes explicit
the requirement to record the
information.
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5. Monitoring
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.8
(c)(1)(i) and (iii) do not apply to subpart
CCCC. The cross-references to the
general duty and SSM plan
requirements in those subparagraphs are
not necessary in light of other
requirements of 40 CFR 63.8 that require
good air pollution control practices (40
CFR 63.8(c)(1)) and that set out the
requirements of a quality control
program for monitoring equipment (40
CFR 63.8(d)).
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.8(d)(3)
does not apply to subpart CCCC. The
final sentence in 40 CFR 63.8(d)(3)
refers to the General Provisions’ SSM
plan requirement which is no longer
applicable. The EPA is adding to the
rule at 40 CFR 63.2182(c)(3) and
63.2183(e) text that contains the same
requirements as 40 CFR 63.8(d)(3),
except that we are requiring the program
of corrective action for a malfunctioning
monitoring system to be included in the
quality control program for a CEMS (as
described in 40 CFR 63.8(d)(2)) instead
of in the SSM plan.
6. 40 CFR 63.2182 Recordkeeping
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR
63.10(b)(2)(ii) does not apply to subpart
CCCC. Section 63.10(b)(2)(ii) describes
the recordkeeping requirements during
a malfunction. The EPA is adding such
requirements to 40 CFR 63.2182(a)(2)
and (c)(5). The regulatory text we are
adding differs from the text in the
General Provisions it is replacing in that
the General Provisions requires the
creation and retention of a record of the
occurrence and duration of each
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malfunction of process, air pollution
control, and monitoring equipment. The
EPA is now applying the recordkeeping
requirement to any failure to meet an
applicable standard and is requiring that
the source record the date, time, and
duration of the failure rather than the
‘‘occurrence.’’ The EPA is also adding to
40 CFR 63.2182(a)(2) and (c)(5) a
requirement that sources keep records
that include a list of the affected source
or equipment and actions taken to
minimize emissions, an estimate of the
quantity of each regulated pollutant
emitted over the standard for which the
source failed to meet the standard, and
a description of the method used to
estimate the emissions. Examples of
such methods would include productloss calculations, mass balance
calculations, measurements when
available, or engineering judgment
based on known process parameters.
The EPA is requiring that sources keep
records of this information to ensure
that there is adequate information to
allow the EPA to determine the severity
of any failure to meet a standard, and to
provide data that may document how
the source met the general duty to
minimize emissions when the source
has failed to meet an applicable
standard.
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR
63.10(b)(2)(iv) does not apply to subpart
CCCC. When applicable, the provision
requires sources to record actions taken
during SSM events when actions were
inconsistent with their SSM plan. The
requirement is no longer appropriate
because SSM plans will no longer be
required. The requirement previously
applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to
minimize emissions and record
corrective actions is now specified at 40
CFR 63.2182(a)(2) and (c)(5).
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR
63.10(b)(2)(v) does not apply to subpart
CCCC. When applicable, the provision
requires sources to record actions taken
during SSM events to show that actions
taken were consistent with their SSM
plan. The requirement is no longer
appropriate because SSM plans will no
longer be required.
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR
63.10(c)(15) does not apply to subpart
CCCC. The provision allows an owner
or operator to use the affected source’s
SSM plan or records kept to satisfy the
recordkeeping requirements of the SSM
plan to also satisfy the requirements of
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48161
40 CFR 63.10(c)(10) through (12)
concerning additional recordkeeping
requirements for sources with
continuous monitoring systems. The
EPA is eliminating this requirement
because SSM plans will no longer be
required, and, therefore, 40 CFR
63.10(c)(15) no longer serves any useful
purpose for affected units.
7. 40 CFR 63.2181 Reporting
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.10(d)(5)
does not apply to subpart CCCC. Section
63.10(d)(5) describes the reporting
requirements for startups, shutdowns,
and malfunctions. To replace the
General Provisions reporting
requirement, the EPA is adding
reporting requirements to 40 CFR
63.2181(c)(5) and (7). The replacement
language differs from the General
Provisions requirement in that it
eliminates periodic SSM reports as
stand-alone reports. We are
promulgating language that requires
sources that fail to meet an applicable
standard at any time to report the
information concerning such events in
the semiannual compliance report
already required under this rule in 40
CFR 63.2181. We are requiring that the
report must contain the number, date,
time, duration, and the cause of such
events (including unknown cause, if
applicable), a list of the affected source
or equipment, an estimate of the
quantity of each regulated pollutant
emitted over any emission limitation,
and a description of the method used to
estimate the emissions. Examples of
such methods would include productloss calculations, mass balance
calculations, measurements when
available, or engineering judgment
based on known process parameters.
The EPA is promulgating this
requirement to ensure that there is
adequate information to determine
compliance, to allow the EPA to
determine the severity of the failure to
meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
We will no longer require owners or
operators to determine whether actions
taken to correct a malfunction are
consistent with an SSM plan, because
plans will no longer be required. The
final amendments, therefore, eliminate
the cross reference to 40 CFR
63.10(d)(5)(i) that contains the
description of the previously required
SSM report format and submittal
schedule from this section. These
specifications are no longer necessary
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because the events will be reported in
otherwise required reports with similar
format and submittal requirements.
We are revising the General
Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR
63.10(d)(5)(ii) does not apply to subpart
CCCC. Section 63.10(d)(5)(ii) describes
an immediate report for startups,
shutdown, and malfunctions when a
source failed to meet an applicable
standard, but did not follow the SSM
plan. We will no longer require owners
or operators to report when actions
taken during a startup, shutdown, or
malfunction were not consistent with an
SSM plan, because such plans will no
longer be required.
D. What other changes have been made
to the NESHAP?
This rule finalizes revisions to several
other Manufacturing of Nutritional
Yeast NESHAP requirements. We
describe the revisions in the following
paragraphs.
We are finalizing the proposed
amendments to revise the form of the
fermenter VOC limits that require
facilities to demonstrate compliance
using either the Average Option or
Batch Option. In response to comments,
we are allowing facilities up to 1 year
to demonstrate compliance with the
revised form of the emission limitations.
The EPA originally proposed that
facilities would have to demonstrate
compliance immediately upon
promulgation of the final rule.
We are also finalizing the proposed
amendments to several testing,
monitoring, recordkeeping, and
reporting provisions. First, we are
finalizing amendments to require all
facilities to monitor VOC emissions
using VOC CEMS and to remove the
option to monitor brew ethanol in the
fermenter liquid and determine an
annual correlation to VOC concentration
in the fermenter exhaust in order to
demonstrate compliance with fermenter
VOC emission limitations. In reponse to
comments, we are allowing the affected
facility up to 3 years to comply with
these requirements. The EPA originally
proposed that the affected facility would
have 1 year to comply with these
requirements. We are also finalizing the
related revisions to the rule text that
corrected references to ‘‘brew ethanol
monitors’’ that had erroneously referred
to CEMS.
Second, we are finalizing the
proposed amendments to remove the
option to use GC CEMS to monitor VOC
emissions. The use of GC CEMS requires
facilities to identify specific VOC
species to monitor and no facilities are
currently using this method.
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Third, we are finalizing the proposed
amendments to require the collection of
all valid CEMS data during batch
monitoring periods and the reporting of
missing data as deviations. In response
to comments, we have added clarifying
language in the rule specifying a
minimum CEMS cycle time of 15
minutes and allowing a minimum of
two data points (representing 15-minute
periods) to constitute a valid hour of
data collection during periods of
calibration, quality assurance, or
maintenance activities; and modified
the recordkeeping requirements
accordingly (as stated in the General
Provisions).
Fourth, we are finalizing the proposed
amendments to require facilities to
conduct regular RATA using Procedure
1 of Appendix F to part 60 to evaluate
the ongoing performance of CEMS. In
response to comments, we are requiring
RATA to be conducted once every 3
years, instead of annually as proposed.
We are also adding language to the rule
to clarify that cylinder gas audits or
relative accuracy audits must be
conducted in the quarters that RATA are
not conducted, consistent with the
requirements of Procedure 1 of
Appendix F to part 60.
To increase the ease and efficiency of
data submittal and data accessibility, we
are finalizing, as proposed, a
requirement that owners or operators of
nutritional yeast manufacturing
facilities submit electronic copies of
certain required performance test or
evaluation reports through the EPA’s
Central Data Exchange (CDX) Web site
using the Electronic Reporting Tool
(ERT). This requirement to submit
performance test data or performance
evaluation information electronically to
the EPA applies only to those
performance tests or evaluations
conducted using test methods or
evaluations that are supported by the
ERT.
Lastly, we are finalizing the proposed
minor language changes throughout
subpart CCCC that clarify the existing
requirements and restate the
requirements in active voice. These
amendments do not change any existing
requirements, but are intended to
improve the readability of subpart
CCCC.
E. What are the effective and
compliance dates of the standards?
The revisions to the MACT standards
being promulgated in this action are
effective on October 16, 2017.
The compliance date for the removal
of GC CEMS, collection of all valid
CEMS data from the entire batch
monitoring period, requirement to
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conduct RATA, use of Procedure 1 of
Appendix F to part 60 for VOC CEMS,
revised SSM requirements, and the
electronic reporting requirements for
nutritional yeast manufacturing
facilities is October 16, 2017.
Existing facilities must comply with
the revised form of the fermenter VOC
emission limitations by October 16,
2018. Until October 16, 2018, facilities
must continue to demonstrate
compliance, either using the existing
form of the fermenter VOC emission
limitations or the revised form of the
fermenter VOC limits, in their
semiannual compliance reports. As
discussed in section IV.G of this
preamble, this timeframe was revised
from immediate compliance in the
proposed rule, based on public
comments, in order to allow facilities
time to train staff and update the
necessary recordkeeping and reporting
procedures.
Facilities that currently demonstrate
compliance by monitoring brew ethanol
concentration in the fermenter liquid
must install CEMS by October 16, 2020.
Until October 16, 2020, emissions data
must be collected for each batch, either
using the existing compliance method
(monitoring brew ethanol concentration)
or with CEMS, for use in the semiannual
compliance reports with the applicable
emission limitations. As discussed in
section IV.G of this preamble, this was
revised from the proposed 1-year
compliance period, based on public
comments, to allow facilities adequate
time to procure equipment; train staff;
and update operations and
maintenance, recordkeeping, and
reporting procedures.
Sources that are constructed or
reconstructed after promulgation of the
rule revisions must comply with the
emission limitations and compliance
requirements upon the effective date of
the rule, October 16, 2017, or upon
startup of the affected source, whichever
is later.
F. What are the requirements for
submission of performance test data to
the EPA?
The EPA is requiring owners or
operators of manufacturing of
nutritional yeast facilities to submit
electronic copies of certain required
performance test reports and
performance evaluation reports (e.g.,
RATAs that are supported by the EPA’s
ERT) at the time of the evaluation,
through the EPA’s CDX using the
Compliance and Emissions Data
Reporting Interface (CEDRI). The
electronic submittal will increase the
usefulness of the data contained in
those reports, is in keeping with current
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trends in data availability and
transparency, will further assist in the
protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements and by facilitating
the ability of delegated state, local,
tribal, and territorial air agencies and
the EPA to assess and determine
compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public.
The EPA Web site that stores the
submitted electronic data, WebFIRE,
provides a user-friendly interface
accessible to all stakeholders. By
making the records, data, and reports
addressed in this rulemaking readily
available, the EPA, the regulated
community, and the public will benefit
when the EPA conducts its CAArequired technology and risk-based
reviews. As a result of having reports
readily accessible, our ability to carry
out comprehensive reviews will be
increased and achieved within a shorter
period of time.
We anticipate fewer or less substantial
Information Collection Requests (ICRs)
in conjunction with prospective CAArequired technology and risk-based
reviews may be needed as a result of
electronic reporting, which results in a
decrease in time spent by industry to
respond to data collection requests. We
also expect the ICRs to contain less
extensive stack testing provisions, as we
will already have stack test data
electronically. Reduced testing
requirements would be a cost savings to
industry. The EPA should also be able
to conduct these required reviews more
quickly. Although the regulated
community may benefit from a reduced
burden of ICRs, the general public
benefits from the Agency’s ability to
provide these required reviews more
quickly, resulting in increased public
health and environmental protection.
Air agencies, as well as the EPA, can
benefit from more streamlined and
automated review of the electronically
submitted data. Standardizing report
formats allows air agencies to review
reports and data more quickly. Having
reports and associated data in electronic
format will facilitate review through the
use of software ‘‘search’’ options, as
well as the downloading and analyzing
of data in spreadsheet format.
Additionally, air agencies and the EPA
can access reports wherever and
whenever they want or need, as long as
they have access to the Internet. The
ability to access and review reports
electronically assists air agencies in
determining compliance with applicable
regulations more quickly and
accurately, potentially allowing a faster
response to violations which could
minimize harmful air emissions. This
benefits both air agencies and the
general public.
For a more thorough discussion of
electronic reporting required by this
rule, see the discussion in the preamble
of the proposal (81 FR 95829, December
28, 2016). In summary, in addition to
supporting regulation development,
control strategy development, and other
air pollution control activities, having
an electronic database populated with
performance test data will save
industry, air agencies, and the EPA
significant time, money, and effort
while improving the quality of emission
inventories and air quality regulations,
48163
and enhancing the public’s access to
this important information.
IV. What is the rationale for our final
decisions and amendments for the
Manufacturing of Nutritional Yeast
source category?
For each issue, this section provides
a description of what we proposed and
what we are finalizing, the EPA’s
rationale for the final decisions and
amendments, and a summary of key
comments and responses. For all
comments not discussed in this
preamble, comment summaries and the
EPA’s responses can be found in the
comment summary and response
document available in the docket for
this rulemaking (EPA–HQ–OAR–2015–
0730).
A. Residual Risk Review for the
Manufacturing of Nutritional Yeast
Source Category
1. What did we propose pursuant to
CAA section 112(f) for the
Manufacturing of Nutritional Yeast
source category?
Pursuant to CAA section 112(f), the
EPA conducted a residual risk review
and presented the results of this review,
along with our proposed decisions
regarding risk acceptability and ample
margin of safety, in the December 28,
2016, proposed rule for subpart CCCC
(81 FR 95825). The results of the risk
assessment for the proposal are
presented briefly below in Table 2 of
this preamble, and in more detail in the
proposal residual risk document,
‘‘Residual Risk Assessment for the
Manufacturing of Nutritional Yeast
Source Category in Support of the
December 2016 Risk and Technology
Review Proposed Rule,’’ which is
available in the docket for this
rulemaking.
TABLE 2—NUTRITIONAL YEAST MANUFACTURING INHALATION RISK ASSESSMENT RESULTS
Maximum individual cancer
risk
(in 1 million) 2
Number of
facilities 1
4 .................
Estimated population at
increased risk of cancer ≥
1-in-1 million
Estimated annual cancer
incidence (cases per year)
Maximum chronic
non-cancer TOSHI 3
Based on
actual
emissions
level 2
Based on
allowable
emissions
level
Based on
actual
emissions
level 2
Based on
allowable
emissions
level
Based on
actual
emissions
level 2
Based on
allowable
emissions
level
Based on
actual
emissions
level 2
Based on
allowable
emissions
level
Based on
actual
emissions
level 2
2
2
750
750
0.0009
0.0009
0.08
0.08
HQREL = 0.2
1 Number
Based on
allowable
emissions
level
HQREL =
0.2.
of facilities evaluated in the risk analysis.
individual excess lifetime cancer risk due to HAP emissions from the source category.
target organ-specific hazard index (TOSHI). The target organ with the highest TOSHI for the Manufacturing of Nutritional Yeast source category is the
respiratory system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of hazard quotient (HQ) values.
HQ values shown use the lowest available acute threshold value, which in most cases is the recommended exposure limit (REL). When HQ values exceed 1, we also
show HQ values using the next lowest available acute dose-response value. See section III.A.3 of the proposal preamble (81 FR 95816, December 28, 2016) for explanation of acute dose-response values.
2 Maximum
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Maximum screening acute
non-cancer HQ 4
3 Maximum
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Based on both actual and allowable
emissions for the Manufacturing of
Nutritional Yeast source category, the
maximum lifetime individual cancer
risk was estimated to be up to 2-in-1
million, the maximum chronic noncancer TOSHI value was estimated to be
up to 0.08, and the maximum off-facility
site acute HQ value was estimated to be
up to 0.2. The total estimated national
cancer incidence from these facilities
was 0.0009 excess cancer cases per year
or 1 case in every 1,100 years.
There are no persistent and
bioaccumulative HAP emitted by
facilities in this source category.
Therefore, we did not consider any
human health multi-pathway risks as a
result of emissions from this source
category.
We weighed all health risk factors,
including those shown in Table 2 of this
preamble, in our risk acceptability
determination, and proposed that the
residual risks from the Manufacturing of
Nutritional Yeast source category are
acceptable (section IV.B. of proposal
preamble, 81 FR 95825, December 28,
2016).
We then considered whether subpart
CCCC provides an ample margin of
safety to protect public health and
prevents, taking into consideration
costs, energy, safety, and other relevant
factors, an adverse environmental effect.
In considering whether the standards
should be tightened to provide an ample
margin of safety to protect public health,
we considered the same risk factors that
we considered for our acceptability
determination and also considered the
costs, technological feasibility, and
other relevant factors related to
emissions control options that might
reduce risk associated with emissions
from the source category. Two control
options were evaluated for further
reducing acetaldehyde emissions from
fermenters at nutritional yeast facilities:
thermal oxidizers and wet (packed bed)
scrubbers. Due to the additional
environmental impacts (increased
energy use and emissions of
approximately 89 tpy of nitrogen oxides
that would be imposed by the control
options and the low level of current
human health risk), along with the
substantial costs associated with these
control options, we proposed that
additional emissions controls for this
source category are not necessary to
provide an ample margin of safety
(section IV.B.2 of proposal preamble, 81
FR 95825, December 28, 2016).
In addition, none of the seven
pollutants identified by the EPA as
‘‘environmental HAP’’ (cadmium,
dioxins/furans, polycyclic organic
matter, mercury, lead compounds,
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hydrogen chloride, and hydrogen
fluoride), which are known to cause
adverse environmental effects, are
emitted; therefore, we did not conduct
a separate environmental risk analysis
for this source category (see section
III.A.6 of the proposal preamble (81 FR
95819, December 28, 2016)).
2. How did the risk review change for
the Manufacturing of Nutritional Yeast
source category?
During the public comment period,
the EPA received information that the
acetaldehyde emissions rate was tested
at the AB Mauri facility in 2017 and was
approximately 50 percent lower than
the rate used to estimate the total annual
emissions included in the residual risk
analysis. The residual risk analysis
performed for the proposed rule was
based on data reported in the 2011
National Emissions Inventory (NEI)
from all facilities. The new emissions
rate cannot be used to change
previously reported data from a facility
because there is no clear evidence or
test history to establish when the
emission rate decreased. Complete 2017
emissions data is not yet available for
AB Mauri, so the EPA could not repeat
the risk analysis using newer data for
this facility. Importantly, the risk review
had already found that the risks are
acceptable and the standards provide an
ample margin of safety using the higher
2011 NEI emissions data for this facility,
so it is possible that the residual risk
from the Manufacturing of Nutritional
Yeast source category has decreased
even farther. Since the EPA concluded
it was reasonable to not update the risk
review following proposal, we have
finalized the risk assessment report and
re-submitted it to the docket as
‘‘Residual Risk Assessment for the
Manufacturing of Nutritional Yeast
Source Category in Support of the
October, 2017 Risk and Technology
Review Final Rule.’’
3. What key comments did we receive
on the risk review and what are our
responses?
We received comments in support of
and against the proposed residual risk
review and our determination that no
revisions were warranted under CAA
section 112(f)(2). Generally, the
comments that were not supportive of
the determination from the risk review
suggested changes to the underlying risk
assessment methodology. After review
of these comments, we determined that
no changes were necessary. The
comments and our specific responses
can be found in the document,
‘‘Nutritional Yeast Manufacturing Risk
and Technology Review: Summary of
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Public Comments and Responses,’’
which is available in the docket for this
action.
4. What is the rationale for our final
approach and final decisions for the risk
review?
For the reasons explained in the
proposed rule, we determined that the
risks from the Manufacturing of
Nutritional Yeast source category are
acceptable, and the current standards
provide an ample margin of safety to
protect public health and prevent an
adverse environmental effect. Since
proposal, neither the risk assessment
nor our determinations regarding risk
acceptability, ample margin of safety, or
adverse environmental effects have
changed. Therefore, we are not revising
subpart CCCC to require additional
controls pursuant to CAA section
112(f)(2) based on the residual risk
review and are readopting the existing
standards under CAA section 112(f)(2).
B. Technology Review for the
Manufacturing of Nutritional Yeast
Source Category
1. What did we propose pursuant to
CAA section 112(d)(6) for the
Manufacturing of Nutritional Yeast
source category?
Pursuant to CAA section 112(d)(6),
the EPA conducted a technology review
and summarized the results of the
review in the proposed rule for subpart
CCCC (81 FR 95825, December 28,
2016). The results of the technology
review are briefly discussed below, and
in more detail in the memorandum,
‘‘Technology Review for the
Manufacturing of Nutritional Yeast
Source Category,’’ which is available in
the docket for this action (Docket ID No.
EPA–HQ–OAR–2015–0730–0016).
The technology review focused on
identifying and evaluating
developments in practices, processes,
and control technologies for the
Manufacturing of Nutritional Yeast
source category. We identified two
control technologies for further
evaluation that were technically feasible
for further reducing acetaldehyde
emissions from nutritional yeast
fermenters: thermal oxidizers, and wet
(packed bed) scrubbers. After
identifying the control technologies that
were technically feasible, we then
evaluated the costs and emissions
reductions associated with installing
regenerative thermal oxidizers (RTOs)
and packed bed scrubbers at each of the
four existing nutritional yeast facilities.
Considering the high cost per ton of
acetaldehyde reduced and potential
adverse environmental impacts
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associated with the installation of RTOs
or packed bed scrubbers, we did not
consider these technologies to be cost
effective for further reducing
acetaldehyde emissions from fermenters
at nutritional yeast manufacturing
facilities. In light of the results of the
technology review, we proposed to
conclude that changes to the fermenter
emission limitations were not warranted
pursuant to CAA section 112(d)(6) (81
FR 95825, December 28, 2016).
2. How did the technology review
change for the Manufacturing of
Nutritional Yeast source category?
The technology review for the
Manufacturing of Nutritional Yeast
source category has not changed since
proposal. As proposed, the EPA is not
making changes to the standards
pursuant to CAA section 112(d)(6).
3. What key comments did we receive
on the technology review and what are
our responses?
We received comments in support of
the proposed determination from the
technology review that no revisions
were warranted under CAA section
112(d)(6). We also received one
comment that asserted that cost
effectiveness should not be a
consideration when examining
standards under CAA section 112(d)(6).
We evaluated the comments and
determined that no changes regarding
our determination were needed. These
comments and our specific responses to
those comments can be found in the
comment summary and response
document titled, ‘‘Nutritional Yeast
Manufacturing Risk and Technology
Review: Summary of Public Comments
and Responses,’’ which is available in
the docket for this action.
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4. What is the rationale for our final
approach for the technology review?
For the reasons explained in the
preamble to the proposed rule, we
determined there were no new
developments in practices or processes,
nor were cost-effective control
technologies available to further reduce
acetaldehyde emissions from fermenters
at nutritional yeast manufacturing
facilities (81 FR 95825, December 28,
2016). Since proposal, neither the
technology review nor our
determination as a result of the
technology review has changed, and we
are not revising subpart CCCC pursuant
to CAA section 112(d)(6).
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C. Revised Form of the Fermenter VOC
Standard
1. What did we propose?
At proposal, the EPA explained that
the current form of the standards for
VOC limits on fermenters was in direct
conflict with the statutory requirement
that emission standards limit emissions
on a continuous basis, i.e., that some
emission limitation applies at all times,
and, therefore, proposed to establish a
revised form of the standards (‘‘Batch
Option’’) as well as an alternate
standard for compliance (‘‘Average
Option’’) in Table 1 to subpart CCCC (81
FR 95826, December 28, 2016). Under
the proposed Batch Option, each
individual batch manufactured must
meet the existing VOC emission limits
(300 ppmv for stock fermentation, 200
ppmv for first generation fermentation,
and 100 ppmv for trade fermentation).
Under the proposed Average Option, all
batch average VOC concentration data
for each fermentation stage in a 12month period must be averaged together
and not exceed certain VOC emission
limits, which are 5 percent lower than
the VOC emission limits established for
individual batches in 2001 for subpart
CCCC (285 ppmv for stock fermentation,
190 ppmv for first generation
fermentation, and 95 ppmv for trade
fermentation). We referred to this
reduction as a ‘‘discount factor,’’
consistent with our use of the term in
other MACT standards that allow
averaging of emissions data for
compliance.
Additionally, the proposed revisions
to the general compliance requirements
in 40 CFR 63.2150(a) and (c) that
remove the exemption for compliance
with emission limits during periods of
malfunction will also impact the
determination of compliance with
emission limits. The practical effect of
this change is that emissions from
batches of yeast produced during
periods of malfunction, other than
monitoring system malfunctions, must
now be included in calculations for
compliance purposes.
2. How did the requirements change
since proposal?
The EPA has not changed either the
form or the level of emission reductions
that would be required under either the
Batch or Average Option. We have,
however, revised our characterization of
which option represents the updated
form of the original MACT standard and
which can be used as the alternative
compliance method, as described in
section IV.C.3 of this preamble.
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3. What key comments did we receive
and what are our responses?
Comment: Two commenters stated
that the EPA improperly assumed a
need to change the fermenter VOC
standards based on the Sierra Club v.
EPA SSM policy ruling that standards
must apply at all times. One commenter
asserted that the EPA is confusing the
concept of continuous compliance as
opposed to relief from compliance. Both
commenters remarked that the existing
fermenter VOC standards apply at all
times and the facility must be in
continuous compliance with the
standard, meaning that VOC
concentration must be continuously
monitored to ensure that 98 percent of
all batches do not exceed the VOC
standards. A commenter also stated that
yeast manufacturers do continuously
comply with the existing fermenter VOC
standards, as calculated under the
statistical averaging approach set out in
the standard. The commenter continued
that the Sierra Club v. EPA SSM ruling
did not say that calculations embedded
into MACT standards must be
invalidated under the logic the Court
used to invalidate the EPA’s general
SSM policy.
The commenter stated that other
Court decisions addressing the EPA’s
SSM policy similarly have no bearing
on the Nutritional Yeast rule. For
example, the commenter remarked that
in NRDC v. EPA, the Court invalidated
the affirmative defense provision of the
Cement Kiln NESHAP that excused
Portland cement manufacturers if they
experienced a process malfunction. The
commenter stated the Nutritional Yeast
rule does not provide any affirmative
defense for non-compliance.
Response: We disagree that the
changes to the form of the standard are
unwarranted and that the Sierra Club v.
EPA decision is inapplicable in this
context because we disagree with the
commenters’ characterization of the
existing form of the standard as an
emission limitation that applies at all
times. A standard that allows up to 2
percent of batches to be produced
without any applicable limitation on
emissions does not provide continuous
emission reductions within the
meanings of CAA sections 112 and
302(k).
The existing form of the standard is
inconsistent with the D.C. Circuit’s
holding that CAA sections 112 and
302(k), when read together, require that
emission standards apply on a
continuous basis, and we are remedying
that inconsistency here. See Sierra Club
v. EPA, 551 F.3d at 1027. While the
Court was specifically addressing SSM
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requirements in that case, its analysis
was based on CAA section 302(k)’s
requirement that emission standards,
including those required under CAA
section 112(d)(2) and (3), ‘‘assure
continuous emission reduction.’’ Id. The
Court discussed the legislative history of
CAA section 302(k), noting that ‘‘the
committee has made clear that constant
or continuous means of reducing
emissions must be used to meet these
requirements. By the same token,
intermittent or supplemental controls or
other temporary, periodic, or limited
systems of control would not be
permitted as a final means of
compliance.’’ Id. (quoting H.R. Rep. 95–
294, at 92 (1977)). The Court’s
disposition of the SSM issue was based
on its determination that CAA section
302(k) does not allow the EPA ‘‘to relax
emission standards on a temporal
basis.’’ Id. at 1028 (citing NRDC v. EPA,
489 F.3d at 1364, 1374 (D.C. Cir. 2007)).
That same analysis—that some emission
standard must provide emission
reductions at all times—is directly
applicable to the emission standard at
issue here. The existing MACT standard
for yeast manufacturing allows up to 2
percent of batches to be produced
without any kind of emission reduction
requirement, which is in direct conflict
with CAA section 302(k) and Sierra
Club v. EPA.
We disagree with the commenter’s
overly narrow interpretation of Sierra
Club v. EPA as applying only to SSM
exemptions, as it ignores the underlying
determination that such exemptions are
illegal because they are inconsistent
with the requirement that emission
reductions must be continuous. The
existing form of the standard for yeast
manufacturing creates a limited or
intermittent system of control. The fact
that this exemption was originally built
into the standard does not excuse its
fundamental inconsistency with the
statutory requirements. We also disagree
that we are confusing continuous
compliance with relief from
compliance; again, the issue is broader
than just whether sources must comply
continuously with a standard—it is also,
according to the D.C. Circuit’s analysis,
whether that standard provides
continuous emission reductions.
The EPA acknowledges and
understands that, in the current
standard, nutritional yeast facilities
continuously monitor VOC
concentration during each batch. This is
done both to monitor emissions for
compliance purposes and also because
facilities use the data for process
control. However, continuous
monitoring is not equivalent to having
a continuous emission standard when
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the continuous monitoring is not
accompanied by an emission reduction
requirement. Critically, facilities may
currently exceed the VOC standards for
up to 2 percent of batches and these
batches are allowed to emit an
unlimited amount of HAP and VOC
emissions. The revised forms of the
standards, be it the Batch or Average
Option, require that all monitored batch
data are included to determine
compliance, which ensures that the
standards do not provide allowances for
some batches of yeast to emit an
unlimited amount of HAP and VOC
emissions.
The EPA also notes that nutritional
yeast facilities make hundreds to
thousands of batches of yeast within a
12-month period; therefore, the 2percent exemption allows a significant
number of batches to exceed the limits.
For example, if there are 1,000 batches
during a 12-month period, up to 20
batches may operate without emission
limits. Again, there is no cap on their
emissions and no penalty for these
exceedances, regardless of how much
they exceed the emission limit or the
cause of the excursion. This ‘‘time out’’
from application of the emission
standard is inconsistent with the
requirement that such standards provide
for continuous emission reductions.
Relatedly, we further clarify that,
separate from updating the form of the
standard so that an emission limitation
applies to all batches (i.e.,
continuously), we are also removing
cross-references to sections of the
General Provisions that allow for
exemptions from compliance during
periods of malfunction. These are two
separate issues in the context of this
rulemaking, both of which were
precipitated by the Sierra Club v. EPA
decision, as explained above. While
removal of the malfunction exemption
means that owners or operators of
nutritional yeast manufacturing
facilities must include data from every
batch when determining whether they
have complied with the standard, this
does not preclude the EPA from
appropriately addressing
noncompliance when it results from
emissions that occur during periods of
malfunction as defined in 40 CFR 63.2,
which is discussed in section III.C of
this preamble.
We did not include affirmative
defense language in the nutritional yeast
proposal and did not consider it for the
rule revisions. Thus, we agree that the
NRDC v. EPA decision is not relevant to
the revisions to the form of the
standards.
Comment: Two commenters stated
that allowing up to 2 percent of batches
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to exceed the fermenter VOC emission
limits is inherent in the standards to
account for the natural variability of the
yeast manufacturing process. One
commenter remarked that changing the
fermenter VOC standards would be to
reject the EPA’s prior determination that
the standards needed to reflect the
actual functioning of the yeast
fermentation process.
Response: The EPA disagrees that an
exemption from emission limitations is
the only option to address variability
within a standard. There are other
options for addressing variability
besides raising the level of the standard.
One such option is to express the
emission limitation as the average of
emissions from all batches. Our
proposed Average Option, where a
facility may average BAVOC emissions
from all batches within a given
fermentation stage together within a 12month period, provides flexibility for
individual batches to emit both below
and above the prescribed numerical
limits. Therefore, we disagree that
changing the form of the standard
rejects the EPA’s prior determination
that the standards needed to reflect the
actual functioning of the yeast
fermentation process.
Comment: Two commenters stated
that the Average Option could be
adopted if no discount factor were
applied because the Average Option
accounts for variability within the yeast
manufacturing process. One of the
commenters does not support the 5percent discount factor that is part of
the Average Option and suggested the
EPA would be required to re-open the
MACT standard and revisit the
administrative record that it established
in 2001 in order to justify such a
change.
Response: To address the requirement
that the emission standards must
provide for continuous emission
reductions, the EPA proposed to change
the current emissions standards in
subpart CCCC that allow 2 percent of
the batches to be exempted from the
otherwise applicable emission
limitation. The EPA proposed that the
‘‘Batch Option’’ would be the updated
form of the MACT standard and would
set emission limits for different
fermentation stages by simply
eliminating the exemption from the
otherwise applicable emission
limitation for up to 2 percent of batches.
However, we now recognize that
requiring 100 percent of batches to meet
the original emission limitations, as
opposed to 98 percent, is not what we
determined to be MACT in the 2001
rulemaking. That rulemaking
acknowledged that there is a degree of
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natural variance in the yeast
fermentation process, such that the
maximum degree of emissions reduction
achievable is the level represented by 98
percent of batches meeting the
applicable emission limits (66 FR
27880, May 21, 2001). Therefore, while
we are retaining the Batch Option as an
alternative compliance option, it does
not represent MACT.
The EPA also proposed the Average
Option for determining compliance with
the applicable emission limitations.
Because we formulated this option to
reflect the level of emission reductions
represented by the original MACT
standard, including the allowance for
variability built into that standard, we
are now determining that it is the
Average Option that actually represents
MACT. As the commenters
acknowledge, assessing compliance
based on a 12-month rolling average of
batch emissions serves the same
purpose of addressing batch variability
as the 2-percent exemption. We applied
a discount factor specifically because
averaging multiple batches inherently
provides more flexibility to emit above
such limits. We have also used discount
factors in conjunction with annual
average emission limitations in the
Boiler MACT, where a 10-percent
discount was applied for emissions
averaging. Allowing annual average
BAVOC emissions to meet the original
VOC concentration limits established as
MACT in 2001 (i.e., applying a 0percent discount factor) would actually
relax the standard, both due to the
inherent flexibility of an averaging
method and by potentially allowing
more than 2 percent of batches to
exceed the emission limitations set for
each fermentation stage. To ensure that
the annual averaging method will
maintain the level of emission
reductions represented by MACT, the
EPA is finalizing a 5-percent discount
factor in the VOC emission limit for
each fermentation stage, as described in
detail in the memorandum titled,
‘‘Average Option Analysis for the
Manufacturing of Nutritional Yeast
Source Category,’’ available in the
docket for this rulemaking. The EPA
believes that it is necessary to include
both components of the Average Option,
as the 12-month rolling average
provides for a degree of flexibility to
account for the natural variance in the
manufacturing process, while the 5percent discount factor maintains the
level of emission reductions consistent
with the MACT determination, which is
the level of emission reductions that
protect public health and prevent
adverse effects on the environment.
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As discussed previously in this
section, the changes to the form of the
standard were precipitated by the D.C.
Circuit’s 2008 ruling in Sierra Club v.
EPA that some emission standard must
apply at all times. 551 F.3d 1019, 1027–
28 (D.C. Cir. 2008). We did not re-open
the MACT calculation in this
rulemaking; the revised form must
continue to reflect the emission
reductions achieved by the best
performers as determined in the 2001
rule. The Average Option as finalized
meets these requirements.
Comment: One commenter stated the
EPA did not offer sufficient technical
support to justify that the proposed
fermenter VOC emission limits are
merely a change in the ‘‘form of the
standards’’ and not a change in the
standards themselves. The commenter
contended that the revised fermenter
VOC standards are not equivalent to the
existing standards and there is no legal
or technical basis for any changes to the
existing fermenter VOC standards. In
addition, the commenter maintained the
proposed revisions fundamentally alter
the standards, and their stringency, by
changing the formula used to assess
whether facilities are in compliance.
Response: The EPA disagrees that
there is no legal basis for changing the
form of the standard and that our
revision to the form of the standard
fundamentally alters the standard itself.
As discussed previously in this section,
we have not recalculated the MACT
floor or revisited the MACT
determination; however, we have
revised the current form of the standard
consistent with the D.C. Circuit’s Sierra
Club v. EPA decision. It is not possible,
strictly speaking, to demonstrate that
the revised form of the standard is
‘‘equivalent to’’ the existing form of the
standard because changing the form
necessarily makes a direct comparison
between the current standard and the
revised standard infeasible. However,
when revising the form, we have taken
a reasonable approach to make the
MACT standard apply continuously and
to ensure that the revised form remains
consistent with the level of emission
reductions we originally determined to
represent the MACT standard. That is,
we have attempted to ensure, to the
extent possible, that changing the form
of the standard does not fundamentally
alter the MACT standard that was
finalized in 2001.
The Average Option was developed to
maintain flexibility for the sources
subject to the rule and is expected to
maintain the level of emission
reductions represented by the existing
MACT standard. To support an alternate
form of emission limitations that would
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allow for emissions averaging and
would also represent the existing MACT
standard, we considered information
from the development of the original
MACT standard and analyzed more
recent emissions data from the facilities
currently subject to this rule. Multiple
years of individual BAVOC emissions
data were available for two facilities.
Summary BAVOC data were available
for three facilities. A detailed
description of the analysis of the
Average Option is available in the
memorandum, ‘‘Average Option
Analysis for the Manufacturing of
Nutritional Yeast Source Category,’’
which is available in the docket for this
rulemaking.
With the revision of the form of the
MACT standard, we retained certain
characteristics of the 2001 standard
(e.g., rolling 12-month calculation
periods) to reduce the changes to
ongoing operations and reporting and
recordkeeping procedures for affected
sources. We determined that an annual
averaging method was the most
appropriate form to maintain the
flexibility established in the 2001
MACT standard to account for the
variability in emissions and retain
elements of the reporting and
recordkeeping provisions. We
concluded, based on available data, that
we could use a normal (bell-curve)
distribution to simulate emissions from
the yeast manufacturing process for the
purposes of establishing annual average
emission limits.
The 2001 MACT standard did not set
the annual mean for the distribution of
BAVOC concentrations at 300 ppmv,
200 ppmv, and 100 ppmv for each of the
last three fermentation stages,
respectively. Rather, it established an
upper threshold that no more than 2
percent of individual batches could
exceed. As described in greater in the
memorandum, the emission limitations
established under the annual averaging
compliance method will necessarily be
lower than the upper threshold
established for the 98 percent of batches
with individual batch emission
limitations under the 2001 MACT
standard because the limitations
established under the annual averaging
method represent the mean of a normal
distribution instead of an upper
threshold.
The simulated distribution depends
on two parameters—mean and standard
deviation. Because the mean and
discount factor are directly related, we
utilized the standard deviation as the
key parameter for determining the
discount factor that would maintain
both flexibility for process variability
and the level of emission reduction
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established in the 2001 MACT standard.
To do this we used the available
BAVOC data from two facilities to
calculate the standard deviation for 12month rolling averages (65 total for each
fermentation stage). The lowest
observed standard deviations for each
fermentation stage were 7 ppmv for the
third-to-last stage, 5 ppmv for the
second-to-last stage, and 3 ppmv for the
last stage of yeast manufacturing.
Utilizing the least-variable 12-month
period to determine the average
emission limitation results in the lowest
discount factor and gives facilities the
ability to operate at the highest annual
average emission limit. Applying these
standard deviations results in discount
factors of 5 percent for the third-to-last
and second-to-last stage, and 6 percent
for the last stage. Instead of selecting
different discount factors for each stage,
we determined that a 5-percent discount
factor was appropriate to apply to the
2001 VOC concentration limitations to
express the existing MACT standard in
a new form.
In summary, the Average Option uses
an annual averaging methodology to
achieve the flexibility originally
accomplished by allowing 2 percent of
batches to exceed the established
emission limits (300 ppmv, 200 ppmv,
100 ppmv). The revised form of the
standard sets annual average emission
limitations that are 5 percent lower than
the 2001 upper threshold emission
limitations for individual batches to
maintain the level of emission
reductions represented by the original
form of the MACT standard.
Comment: Two commenters asserted
the EPA determined that only 98
percent of batches could reasonably be
expected to meet the emission limits
and, thus, this was the MACT floor (66
FR 27880, May 21, 2001). One of the
commenters also contended that if the
2001 fermenter VOC standards had been
computed based on all batches, rather
than 98 percent of the batches, the
standards would necessarily have been
set higher to accommodate process
variability or some type of emissions
averaging.
Response: We agree that in setting the
MACT floor in 2001, the EPA concluded
that MACT is the control of 98 percent
of the batches to either at or below the
VOC concentration limits. However, we
disagree that changing the form of the
standard rejects our acknowledgment of
the actual functioning of the yeast
fermentation process or, as discussed
previously in this section, the EPA’s
prior MACT floor determination. The
updated form of the standard, as
expressed in the ‘‘Average Option,’’
maintains the level of emission
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reductions represented by MACT. This
is a change from the proposal, which
presented the ‘‘Batch Option’’ as the
updated form of MACT. For further
discussion of the determination of the
Average Option as MACT, see the prior
response in this section.
The EPA disagrees that if the 2percent exemption were not included in
the original MACT limits, the standards
would necessarily have been set higher.
The numerical emission limits included
in the MACT standard were not set
based on the actual emissions levels
achieved by 98 percent of the batches
produced; rather they relied on the
existing concentration-based limits
included in two state rules, the state of
Wisconsin and the state of Maryland,
that were based on reasonably available
control technology (RACT) and that
were in place at the time (66 FR 27879,
May 21, 2001). However, some states
applied discretion concerning the
number of exceedances of those
emission limits that could occur before
finding a facility in violation of the
standards. For example, the state of
Maryland’s continuous emissions
monitoring policy allowed for one VOC
concentration limit exceedance per
facility per quarter. Consistent with this
policy, the EPA calculated the average
number of exceedances as a percent of
the total number of batches
manufactured at the five facilities
subject to RACT or RACT-derived
limitations during 1998 and calculated
the overall average exceedances (based
on dividing the average number of
exceedances for the facilities by the
average number of runs (where a run is
a fermentation of any stage) for the
facilities) to be 1.3 percent, noting that
one of the facilities reported an
unusually high number of exceedances
due to ‘‘shakedown’’ (testing) of a new
fermenter. Notably, one of the five yeast
manufacturing facilities analyzed
exceeded no concentration limits (66 FR
27880, May 21, 2001). Given that one of
the facilities did not exceed the limits,
that Maryland only allowed four batches
to exceed the limits each year, and that
the average number of exceedances
calculated using data from a facility
with an ‘‘unusually high number of
exceedances’’ was only 1.3 percent; as
well as the statements from a
commenter during promulgation of the
MACT floor that ‘‘most batches display
BAVOC below the . . . limits’’ (66 FR
27880, May 21, 2001), we disagree that
the limits would ‘‘necessarily have been
set higher’’ as the commenter contends.
Comment: One commenter stated the
Batch Option would never be preferred
from a compliance standpoint to the
Average Option, and, thus, considered
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the inclusion of the Batch Option as an
alternative to be illusory.
Response: We acknowledge the
comment. However, the EPA does not
support or prefer one option over
another (i.e., the Batch Option versus
the Average Option). As explained
above, while the EPA considered the
Batch Option to be the revised form of
the MACT standard at proposal, in light
of comments received, we have
determined that the Average Option is
the revised form of the MACT standard.
In recognition of information gathered
from the development of the original
rule and during the site visits conducted
for the RTR that some facilities may be
able to meet the current emission limits
for all batches manufactured during a
year, we have retained the Batch Option
as an alternative compliance option that
offers a more streamlined approach to
determining and reporting compliance.
4. What is the rationale for our final
approach?
For the reasons explained in the
preamble to the proposed rule (81 FR
95826, December 28, 2016) and in our
comment responses in section IV.C.3 of
this preamble, we are finalizing
revisions to the form of the fermenter
VOC standards in Tables 1 and 7 to
subpart CCCC. As noted above, since
proposal, the EPA’s determination of
which option, the Batch Option or the
Average Option, is the revised form of
the original MACT standard has
changed, and we now find that the
Average Option represents MACT.
However, we are finalizing both of the
revised forms of the standard with no
changes to the standards themselves,
and are also finalizing the requirement
that all sources must comply with one
of the two revised forms with the
changes related to frequency described
in section IV.C.2 of this preamble.
Additionally, we are finalizing revisions
to 40 CFR 63.2150 to remove the
emission limitation exemption during
periods of malfunction, with the result
that emissions from batches produced
during periods of malfunction, other
than monitoring system malfunctions,
must now be included in calculations
for compliance purposes.
D. Removal of the Option To Monitor
Brew Ethanol
1. What did we propose?
The EPA proposed to remove one of
two options for demonstrating ongoing
compliance in the 2001 rule, which
allowed facilities to monitor brew
ethanol concentration in the fermenter
liquid. Specifically, we proposed to
revise the requirements of 40 CFR
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63.2166 and 63.2171, and Tables 3 and
4 to subpart CCCC to remove the option
to monitor brew ethanol as a means of
demonstrating compliance. The method
for monitoring brew ethanol requires
facilities to develop an annual
correlation of brew ethanol
concentration to VOC concentration in
the fermenter exhaust and use the
correlation to determine compliance
with the emission limitations. This
method does not account for batchspecific characteristics affecting
emissions and we subsequently
determined it to be an unreliable
indicator of a facility’s compliance with
the standard. A detailed discussion is
available in the preamble to the
proposed rule (81 FR 95827, December
28, 2016) and the supporting analysis is
presented in the memorandum, ‘‘Brew
Ethanol Correlation Review for the
Manufacturing of Nutritional Yeast
Source Category Memo Correction,’’
which is available in the docket for this
action (Docket ID No. EPA–HQ–OAR–
2015–0730–0181). We proposed to
require facilities that monitor brew
ethanol to adopt the remaining
compliance demonstration option,
which involves the installation and use
of CEMS to monitor VOC emissions
directly in the fermenter exhaust.
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2. How did the requirements change
since proposal?
The EPA is making no changes to the
removal of the option to demonstrate
compliance by monitoring brew ethanol
in the fermenter liquid and is finalizing
this amendment as proposed. However,
as explained in section IV.G of this
preamble, in response to public
comments, the EPA has allowed 2
additional years for facilities to comply
with this amendment in addition to the
1 year that was proposed.
3. What key comments did we receive
and what are our responses?
Comment: One commenter challenged
the EPA’s technical analysis supporting
the proposed removal of the option to
monitor brew ethanol as a method to
demonstrate compliance with emission
limitations, and claimed that the
analysis was fundamentally flawed and
misleading. The commenter disagreed
with the EPA’s finding that brew
ethanol monitoring resulted in a high
level of inconsistency in the amount of
VOC emissions estimated for a
particular brew ethanol concentration
and requested that brew ethanol
monitoring be retained as a valid
parametric CEMS. The commenter also
suggested that the EPA erred by using
‘‘hypothetical’’ VOC concentrations
instead of the actual batch-average
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concentration values of brew ethanol in
the fermenter liquid (BAE) from one of
the performance tests to demonstrate the
potential for emission limitation
exceedances.
The commenter provided a report that
analyzed brew ethanol correlation
performance tests from 2007 through
2016 (see EPA–HQ–OAR–2015–0730–
0191–A2). The report presented the
conclusion that the combined 10 years
(2007–2016) of performance test data
demonstrated that when using the
actual BAE and maximum BAE results
for each fermentation stage over the 10year period and applying the results to
each year’s linear regression analysis,
there was not a single year where the
facility would have exceeded the
prescribed VOC emission limitations for
the tested batches. Furthermore, the
commenter stated that even when using
the highest BAE observed during one of
the performance tests over the last 10
years and applying the most unfavorable
linear regression analysis from those 10
years, there was no potential for the
facility to have exceeded the
corresponding VOC emission
limitations.
Response: The commenter has
provided no evidence to dispute the
EPA’s central conclusion that the
calculated brew ethanol linear
regression equations demonstrate an
unacceptable level of variability. The
EPA’s decision to disallow the brew
ethanol monitoring option rests on this
conclusion. The analysis of ‘‘higher
end’’ brew ethanol concentrations,
which the EPA believes remains
reasonable (as discussed below), was
utilized to illustrate the effect of relying
on the highly variable brew ethanol
linear regressions on compliance, and is
not the primary support for the EPA’s
decision to discontinue the brew
ethanol monitoring option.
The core point of the EPA’s analysis
is that the level of VOCs emitted for a
given percentage of brew ethanol
measured in a fermenter is different for
every batch that was tested in a given
fermentation stage between 2012 and
2016. The additional data submitted by
the commenter for the years 2007
through 2011 further support this
finding. Depending on which of the 10
performance test batches is evaluated,
the BAVOC value that would be
calculated for a BAE value of 0.14 from
a batch manufactured in the third-to-last
stage ranged from as low as 76 ppmv to
as high as 207 ppmv. Similar results
were reported for the second-to-last and
last fermentation stages. Our analysis of
the variability is provided in the
memorandum titled, ‘‘Brew Ethanol
Correlation Review for the
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Manufacturing of Nutritional Yeast
Source Category—Final Rule,’’ which
has been updated with the additional
data submitted by the commenter and is
available in the docket for this
rulemaking.
For many batches produced over the
course of a year, the variability between
annual correlation equations will not
affect the facility’s compliance status
because the batches are well under the
established emission limitations for
each of the correlation equations.
However, for those batches with higher
brew ethanol concentrations, the
variability may have a significant
impact on the resulting BAVOC value
calculated for those batches and the
overall compliance status of the yeast
manufacturing facility, depending on
the overall percentage of batches with
higher BAE values.
For the purposes of estimating
emissions, the current method does not
provide reliable information about the
thousands of batches that are not tested,
other than showing whether emissions
are rising or falling. In order for the
existing correlation method to be useful
for compliance purposes, it is necessary
that the relationship between BAE and
BAVOC be relatively constant between
batches for a given fermentation stage,
regardless of the point-in-time in which
they were tested. The manufacturing of
yeast is a biological process and some
degree of variation is expected.
However, emissions are also determined
by a few key process parameters,
including the amount of available
oxygen and the composition and
amount of the sugar and nutrient
mixture fed to the yeast in each batch.
The review of the data in the
memorandum titled, ‘‘Brew Ethanol
Correlation Review for the
Manufacturing of Nutritional Yeast
Source Category—Final Rule,’’ which is
available in the docket for this
rulemaking, shows that the relationship
between brew ethanol concentration
and VOC emissions is affected by some
combination of these or other process
parameters since the correlation is not
constant for each tested batch and each
fermentation stage. The inconsistent
correlations suggest that the brew-toexhaust correlation method does not
yield reliable emissions information for
batches of yeast other than those
specific batches used for the annual
performance tests.
The EPA disagrees that the use of
sample VOC concentrations other than
the BAE values measured during a
performance test with the corresponding
correlation equation to assess the brew
ethanol correlation method is
misleading. Rather, this is the process
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laid out in the rule for the facility to
determine compliance with the
emission limitations. Each year, the
facility is required to test only three
individual batches (one from each
fermentation stage) out of the thousands
of batches that are manufactured during
the year. The facility then estimates
BAVOC values for the thousands of
other batches using the correlations
obtained during the performance tests
that year. The EPA analyzed 5 years of
actual BAVOC values recorded by the
facility and used the corresponding
year’s correlation equations to calculate
a BAE value for every batch
manufactured during those 5 years. The
‘‘higher end’’ values used in the
memorandum, ‘‘Brew Ethanol
Correlation Review for the
Manufacturing of Nutritional Yeast
Source Category—Final Rule’’ were all
within the ranges of actual BAE values
measured during the corresponding
years by the facility. The commenter
also stated that none of the 30
individual batches that were used for an
annual performance test between 2007
and 2016 exceeded the prescribed VOC
emission limitations. The EPA agrees; in
fact, the linear regression must be
calculated from a batch that does not
exceed the emission limitations, as
required by 40 CFR 63.2161(d)(3). If the
commenter does not agree that the
correlation equation should be applied
to any BAE values other than those
directly tested, the commenter would
seem to be suggesting that a
performance test must be conducted on
each individual batch manufactured by
a facility, which would be costprohibitive and is not feasible for a
facility. To clarify, the EPA never stated
that the facility exceeded the NESHAP
emission limitations for any of the
batches monitored during a performance
test between 2011 and 2016. Rather, we
demonstrated that the relationship
between the concentration of VOC in
the fermenter exhaust and the percent of
brew ethanol in the fermenter liquid is
not consistent between batches.
Therefore, the use of the relationship
between VOC concentration and percent
of brew ethanol from one batch to
calculate emissions from all other
batches in the same fermentation stage
over an arbitrary period of time is
unreliable. While this could mean that
the facility under-reports emissions
from some batches, it also means that
the facility could over-report emissions
from some batches. This potential for
over-reporting is best illustrated with
the use of ‘‘higher end’’ BAE values. If
a particular correlation was established
one year for a batch that had an
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unusually high relationship between
VOC concentration and brew ethanol
percentage, the continued use of that
correlation for the period of that year
could conceivably cause the facility to
calculate BAVOC values over the
emission limitations for enough batches
that the facility would appear to be out
of compliance; such a circumstance
would cause the facility to incur
significant compliance costs, regardless
of what the actual emissions were since
actual emissions are not tested.
As a point of clarification, the
commenter refers to brew ethanol
monitoring as a ‘‘parametric CEMS.’’
The commenter is combining two
elements together that have different
regulatory meanings. A continuous
monitoring system can be a continuous
parameter monitoring system (CPMS) or
a CEMS, but a CPMS is not a CEMS.
CPMS and CEMS are defined separately
at 40 CFR 63.2, such that a CPMS is
‘‘used to sample, condition (if
applicable), analyze, and provide a
record of process or control system
parameters’’ and a CEMS is ‘‘used to
sample, condition (if applicable),
analyze, and provide a record of
emissions’’. The EPA revised the rule
language to use ‘‘brew ethanol monitor’’
instead of ‘‘CEMS’’ because a brew
ethanol monitor does not record VOC
emissions and, thus, is not a CEMS. A
brew ethanol monitor is used to
measure the brew ethanol concentration
in the fermenter liquid, which is then
used to estimate VOC emissions via the
brew ethanol correlation. The change in
terminology did not result in any
changes to the existing requirements.
Rather it ensured the existing language
was technically correct.
Comment: One commenter indicated
that multiple facilities use brew ethanol
monitoring to calculate VOC emissions
and, thus, brew ethanol monitoring
should not be eliminated as an
acceptable option. The commenter
described that one facility uses brew
ethanol monitoring as well as CEMS to
develop VOC emissions data, with the
brew ethanol monitoring serving as a
quality assurance step.
Response: Only one facility currently
uses brew ethanol monitoring to
demonstrate compliance; the other
facilities all utilize CEMS VOC data to
demonstrate compliance with the
standard. Use of brew ethanol
monitoring for quality assurance does
not prove its capability to provide
accurate and reliable data for a
compliance demonstration. The final
rule does not prohibit the use of other
methods of quality assurance for process
control in addition to the systems
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necessary to meet the requirements of
the rule.
Comment: Two commenters argued
that requiring facilities to install flame
ionization detection (FID) CEMS to
replace brew ethanol monitoring would
not provide emissions data that is more
reliable or less variable and that the EPA
has not shown that CEMS would result
in meaningful improvement to
compliance or regulatory outcomes. One
commenter cited a letter (see EPA–HQ–
OAR–2015–0730–0191–A54) that
commented on the accuracy of FID
CEMS; the letter stated that the presence
of oxygen, moisture, and hydrocarbons
in fermenter emissions have the
potential to interfere with FID CEMS
technology and cause variability in any
data collected using FID CEMS.
Response: The EPA disagrees that the
use of brew ethanol monitoring is
comparable to the use of FID CEMS to
monitor emissions from the
manufacturing of nutritional yeast. As
explained previously in this section and
the memorandum, ‘‘Brew Ethanol
Correlation Review for the
Manufacturing of Nutritional Yeast
Source Category—Final Rule,’’ which is
available in the docket for this
rulemaking, the brew ethanol method
does not account for batch-specific
variables affecting emissions. An FID
CEMS, on the other hand, does indicate
batch-specific emissions, which
increases confidence that reported
emissions are reliable. Additionally,
such data can help a facility avoid the
potential for erroneously determining
that it is out of compliance compared to
the scenario of using a batch with an
unusually high ratio of VOC emissions
to brew ethanol content for the annual
performance test and the subsequent
correlation calculation.
While it is true that the accuracy of an
FID CEMS can be affected by factors
such as moisture, the commenter does
not acknowledge the common
procedures in place to minimize these
effects (such as the use of heated sample
lines) or the difference between
monitoring system malfunctions and
day-to-day reliability of these systems.
Similarly, the letter discusses technical
issues with response factors. Response
factors are needed to establish the
relationships of different gases to the
one used as the calibration standard for
a measurement instrument. Since the
standard is expressed in terms of VOC
as propane and the FID CEMS are
calibrated with propane (as required by
40 CFR 63.2163 (d)), response factors
are not used and the commenter’s
argument is irrelevant.
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4. What is the rationale for our final
approach?
For the reasons explained in the
preamble to the proposed rule (81 FR
95827, December 28, 2016), in the
comment responses in section IV.D.3 of
this preamble, and in the memorandum,
‘‘Brew Ethanol Correlation Review for
the Manufacturing of Nutritional Yeast
Source Category—Final Rule,’’ which is
available in the docket for this
rulemaking, we are finalizing the
removal of the option to demonstrate
compliance by monitoring brew ethanol
in the fermenter liquid as proposed,
with the changes related to frequency
described in section IV.D.2 of this
preamble.
We finalized requirements at 40 CFR
63.2150(b) and 63.2166, and Tables 3, 4,
and 8 to subpart CCCC to remove the
option to monitor brew ethanol.
E. Requirement To Conduct RATA
1. What did we propose?
The EPA proposed a requirement in
40 CFR 63.2163 to conduct annual
RATA for all VOC CEMS, which were
previously exempt from this quality
assurance requirement. This proposed
requirement specified the use of
Procedure 1 of appendix F to part 60 to
evaluate the performance of the
installed VOC CEMS over an extended
period of time (81 FR 95829, December
28, 2016). The EPA also proposed to
replace an outdated reference with the
current version of the EPA’s traceability
protocol for use in quality assurance
procedures for CEMS.
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2. How did the requirements change
since proposal?
The EPA has maintained the proposed
requirement to conduct ongoing RATA;
however, in response to public
comments, we are revising the
frequency of the RATA. We are
finalizing a requirement for facilities to
conduct RATA for each CEMS at least
once every 3 years, instead of annually.
The EPA also corrected the proposed
rule language (see 40 CFR 63.2163(b)(3))
to clarify that the current version of the
EPA’s traceability protocol (EPA/600/R–
12/531) replaces citation 2 of Procedure
1 of appendix F to 40 CFR part 60; at
proposal, the EPA incorrectly cited
reference 2 of Performance Specification
8 of appendix B to 40 CFR part 60.
3. What key comments did we receive
and what are our responses?
Comment: A commenter did not
support the proposed requirement to
require annual RATA for all CEMS and
stated that it was a costly procedure that
would not enhance process control or
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achieve any valid regulatory goal. If
RATA are required, the commenter
suggested that RATA be conducted on a
3- to 5-year cycle, rather than annually.
The commenter also requested the final
rule clarify that RATA are not required
every time a CEMS is repaired or
replaced.
One commenter stated the more
stringent monitoring requirements were
not justified because it would not lead
to a reduction in emissions and would
unnecessarily increase cost.
Response: During the site visits
conducted for this rulemaking, it was
noted that many of the malfunctions
recorded by the facilities subject to this
rule were due to malfunctions of the
compliance monitoring systems. Regular
RATA ensure the CEMS continue to
produce valid data, which is necessary
for the owner or operator, as well as the
EPA, to ensure compliance. A RATA
assesses both the instrument accuracy in
measuring the target analyte in the
emission matrix (which daily
calibrations and audits using reference
gases do not) as well as the
representativeness of the CEMS
sampling location.
It is routine for the EPA to require
annual RATA of CEMS. While the
original rule did not require annual
RATA for FID CEMS, the EPA has
finalized revisions to require ongoing
quality assurance procedures (including
RATA) in many rules since 2001. For
example, ongoing quality assurance
procedures were included in the Metal
Coil Surface Coating, Miscellaneous
Coating Manufacturing, Plywood and
Composite Wood Products, and
Portland Cement Manufacturing MACT
standards, promulgated on June 10,
2002; December 11, 2003; July 30, 2004;
and February 12, 2013, respectively.
The addition of RATA procedures to the
Nutritional Yeast rule helps complete
this missing, but necessary, qualityassurance component.
However, to reduce burden, the EPA
is finalizing a requirement to conduct
RATA at least once every 3 years,
instead of annually, as proposed.
The EPA is not revising the rule
language to state that RATA are not
required in certain instances. In fact, the
replacement of a CEMS would require a
RATA to ensure accuracy of the
measured data.
4. What is the rationale for our final
approach?
For the reasons explained in the
preamble to the proposed rule (81 FR
95829, December 28, 2016) and in the
comment responses in section IV.E.3 of
this preamble, we are finalizing
requirements in 40 CFR 63.2163 to
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conduct RATA, as proposed, with the
changes related to frequency and the
traceability protocol citation described
in section IV.E.2 of this preamble.
F. Requirement To Collect All Valid
CEMS Data
1. What did we propose?
The EPA proposed a requirement to
collect CEMS data at all times during
each batch monitoring period, except for
periods of monitoring system
malfunctions, required monitoring
system quality assurance or quality
control activities, and any scheduled
maintenance (81 FR 95829, December
28, 2016). The requirements were
proposed at 40 CFR 63.2163, 63.2170,
63.2181(c)(8), and 63.2182(b)(9).
2. How did the requirements change
since proposal?
The EPA is finalizing, as proposed,
the requirement to collect all valid
CEMS data. In response to comments,
we have also finalized clarifications to
the rule text to reinstate 40 CFR
63.8(c)(4)(ii), (c)(7), and (g)(2) of the
General Provisions that specify the
minimum operation requirements for
CEMS (at least one cycle every 15
minutes), the definition and
requirements for ‘‘out of control’’ CEMS,
and the procedures for the reduction of
CEMS data to hourly averages.
3. What key comments did we receive
and what are our responses?
Comment: A commenter stated that
collecting CEMS data at all times,
instead of for 75 percent of the batch
hours, is an impossible bar that is not
achievable in practice. The commenter
stated that collecting data from 75
percent of batch hours is a reasonable
accommodation of the fact that
monitoring equipment cannot operate
perfectly or be calibrated 100 percent of
the time in an industrial plant. The
commenter suggested a monitoring
requirement of total CEMS uptime of 75
percent of fermentation time during
rolling 12-month periods. The
commenter also requested the EPA
clarify that ‘‘at all times’’ means logging
data once every 15 minutes.
The commenter stated that nothing in
the record supports the theory that more
stringent monitoring will add precision
to the measurement and that any such
precision would not be meaningful from
an operation or compliance standpoint.
The commenter noted the existing
monitoring requirements are sufficient
to determine the average VOC
concentration in a fermenter batch and
across numbers of batches. The
commenter was concerned that
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requiring more stringent monitoring
could subject facilities to enforcement
actions and citizen suits.
The commenter recommended three
alternative monitoring methods for
periods that CEMS are not available.
The commenter also requested the EPA
define expressly the procedures for
monitoring system out-of-calibration,
downtime, or missing data in the rule
language, rather than using cross
references to other EPA technical
procedures.
Response: We emphasize that the
proposed amendments specified that
data must be collected ‘‘at all times
during each batch monitoring period,
except for periods of monitoring system
malfunctions, required monitoring
system quality assurance or quality
control activities (including, as
applicable, calibration checks and
required zero and span adjustments),
and any scheduled maintenance.’’ We
disagree that a requirement to collect
CEMS data at all other times is an
impossible bar that is not achievable in
practice. As far back as 1994, the EPA’s
Office of Water reported that total
hydrocarbon (THC) CEMS, which are a
subset of VOC CEMS, along with other
analyzers necessary to correct values to
standard moisture and oxygen content,
were ‘‘. . . able to demonstrate a data
capture rate of 100 percent, based on
four measurements per minute.’’ 2
Electronically submitted data from
Portland cement source owners or
operators currently using VOC CEMS as
a compliance method also refutes the
commenter’s assertion. As shown from
a quick search of submissions to the
EPA’s ERT,3 at least five separate
facilities 4 report greater than 90-percent
uptime for their THC CEMS.5 Moreover,
none of the facilities reported an
inability to collect monitoring data at all
times that their units were operating
2 Available at https://cfpub.epa.gov/webfire/
index.cfm?action=fire.searchERTSubmission.
3 Available at https://cfpub.epa.gov/webfire/
index.cfm?action=fire.searchERTSubmission.
4 The facilities and periods over which THC
monitoring was reported include: Ash Grove
Cement in Durkee, Oregon, from July through
December 2016; Signal Mountain Cement Company
in Chattanooga, Tennessee, from September 2015
through December 2016; Cemex Construction
Materials Atlantic in Knoxville, Tennessee, from
February through December 2016; Holcim (US) in
Theodore, Alabama, from January through
December 2016; and Lehigh Ready Mix Cement in
Leeds, Alabama, from July through December 2016.
5 While the Portland cement manufacturing
emission reports only require CEMS downtime
greater than or equal to 90 percent to be reported
[see 40 CFR 63.1354(b)(10)], subject facilities—just
like as proposed for nutritional yeast
manufacturers—are required to conduct all
monitoring in continuous operation at all times that
the units are operating [see 40 CFR 63.1350(i) and
(m)(2)].
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and the commenter did not provide any
examples of the inability to collect data
other than monitor malfunctions or
quality assurance/quality control
activities.
We find that the commenter
misinterprets the requirement to collect
data at all times. The proposed rule does
not require the VOC CEMS to be
operating perfectly or calibrated for 100
percent of the time. In fact, the rule
specifically prohibits data collection
during periods of monitoring system
malfunction or of required monitoring
system quality assurance or control
activities—such as calibrations and
scheduled maintenance (see 40 CFR
63.2170(b)). Moreover, the rule allows
owners or operators to establish and
follow their own CEMS quality control
programs with site-specific performance
evaluation plans that cover items such
as initial and subsequent calibrations,
calibration drift specifications,
preventive maintenance, accuracy audit
procedures, and CEMS corrective action
procedures (see 40 CFR 63.8(d)(2)), as
referenced by Table 6 of the rule). The
commenter’s concern for practicality
regarding 100-percent data collection is
misplaced; while the rule requires
complete data collection from certain
periods, it does not require 100-percent
data collection. Moreover, in the event
that data are not collected as required
during certain periods, the occurrences
are specified as deviations, rather than
automatic violations, of the rule; such
deviations are to be reported by owners
or operators to regulatory authorities
who would take appropriate corrective
action as necessary (see 40 CFR
63.2170(d)). Finally, source owners or
operators are able to use the
aforementioned site-specific monitoring
plans to obtain approval from regulatory
authorities for replacement emissions
monitoring capabilities through
approaches such as redundant or
independent temporary systems prior to
their use. While we reasoned that a
facility may achieve enhanced process
control from the amendments to the
rule, this potential enhancement was
not the basis for requiring the collection
of CEMS data at all times. Given the
variability in emissions throughout the
process of manufacturing a batch of
yeast, it is necessary to collect data at all
times the CEMS are operational (given
the exemptions noted above) to
calculate accurate BAVOC values. The
goal of the revision is to ensure the
values collected and reported are
suitable for demonstrating compliance
with the rule. The enhanced monitoring
data will allow us, owners or operators,
and the public to have greater
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confidence in compliance
determinations based on those
measurements, and, therefore, greater
confidence that the expected health
benefits of the rule are achieved.
We disagree with the commenter’s
view that the monitoring is more
stringent or could subject facilities to an
increased number of enforcement
actions or citizen suits, as the rule
requires compliance with the emission
limitations at all times. Monitoring itself
does not affect a facility’s actual
compliance status and, as stated above,
monitoring downtime is characterized
as a deviation from, rather than
violation of, emission standards.
Regarding enforcement discretion, we
rely on our regulatory partners to assess
the individual, case-specific facts and to
take appropriate action when necessary
to correct problems. Owners or
operators can take steps under their own
control to reduce or eliminate any
compliance concerns through activities
such as increased attention to
emissions-causing processes; and
development, acceptance, and use of
redundant monitoring systems.
We agree with the commenter’s
suggestion to clarify in the rule a
minimum CEMS cycle time of 15
minutes, in which a value would be
collected and recorded. This
clarification was included by reinstating
the applicability of 40 CFR 63.8(c)(4)(ii)
of the General Provisions in Table 6.
Furthermore, we have reinstated the
applicability of 40 CFR 63.8(g)(2) of the
General Provisions in Table 6 that
allows a minimum of two data points
(each representing 15-minute periods)
or an arithmetic or integrated 1-hour
average of CEMS data to constitute a
valid hour of data collection during
periods of calibration, quality assurance,
or maintenance activities. These two
sections of the General Provisions were
not applicable to the 2001
Manufacturing of Nutritional Yeast,
because alternate definitions were
included in the rule. Now that the
CEMS requirements have been updated,
there is no need for separate
requirements for this source category
and the requirements from the General
Provisions can be applied.
We do not agree with suggestions to
write out monitoring system procedures
when those procedures already exist in
other applicable rules. Where relevant
procedures already exist in other rules,
our policy is to cross-reference those
procedures; cross-referencing eliminates
duplicative portions of rules and
ensures consistency. While we do not
see the need for alternative monitoring
methods for periods when VOC CEMS
are unavailable, since the
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aforementioned data on the use of
CEMS in other source categories from
the EPA’s ERT showed no periods of
VOC CEMS unavailability, the rule does
not prohibit owners or operators from
proposing—and from regulatory
authorities accepting—alternate means
for assessing emissions as part of
corrective action procedures for a
malfunctioning VOC CEMS as part of
the source’s quality control program.
Given the high level of variability in
emissions between batches that was
demonstrated by the data used to
analyze the brew ethanol monitoring
option, we would recommend owners or
operators seek other means—perhaps
redundant VOC CEMS—as better
alternatives for determining compliance
during periods when the primary VOC
CEMS is malfunctioning. Of course,
even with approval of other means for
assessing emissions, failure to provide
VOC CEMS data as required would
remain a deviation and constitute
monitor downtime, which must be
reported according to rule requirements
in 40 CFR 63.2181.
4. What is the rationale for our final
approach?
For the reasons explained in the
preamble to the proposed rule (81 FR
95829, December 28, 2016) and in the
comment responses in section IV.F.3 of
this preamble, we are finalizing
requirements to collect all valid CEMS
data, as proposed, with the additional
clarifications described in section IV.F.2
of this preamble. The final requirements
are specified at 40 CFR 63.2163,
63.2170, 63.2181(c)(8), and
63.2182(c)(5), and in Table 6 to subpart
CCCC.
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G. Compliance Dates for the
Amendments
1. What did we propose?
The EPA proposed that currently
operating facilities must immediately
comply with one of the two revised
forms of the fermenter VOC standards
upon the effective date of the final rule,
and that facilities that currently
demonstrate compliance by monitoring
brew ethanol in the fermenter have up
to 1 year to install CEMS. The EPA
proposed that currently operating
facilities must immediately comply with
the additional testing, monitoring,
reporting, and recordkeeping
requirements (i.e., the removal of GC
CEMS, collection of all valid CEMS data
from the entire batch monitoring period,
requirement to conduct RATA, use of
Procedure 1 of Appendix F to part 60 for
VOC CEMS, and the electronic reporting
requirements), as well as with the
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revised SSM requirements. The EPA
also proposed that sources that are
constructed or reconstructed after
promulgation of the rule revisions must
comply with all amendments upon
startup of the affected source (81 FR
95834, December 28, 2016).
2. How did the requirements change
since proposal?
Based on public comments, the EPA
has changed the compliance date for
existing sources to comply with the
revised form of the fermenter VOC
standards from immediate compliance
upon promulgation of the rule to 1 year
after the effective date of this rule. The
EPA has clarified language in 40 CFR
63.2181(c)(4) through (7) describing
facilities’ reporting obligations under
each of the three options for
demonstrating compliance. The
language, as finalized, allows facilities
transitioning between compliance
demonstration using the 98-Percent
Option and the Average Option to report
compliance in a semi-annual
compliance report under different
approaches for different 12-month
calculation periods, as appropriate. This
allows existing facilities the ability to
continue to demonstrate compliance
using the 98-Percent Option for all 12month calculation periods that end
before or on the compliance date for this
amendment. For example, if the
effective date of this final rule is
October 31, 2017, then the compliance
date for this amendment would be
October 31, 2018. If an existing facility
was scheduled to submit a semiannual
compliance report by January 31, 2019,
for the reporting period covering July 1,
2018, through December 31, 2018; the
facility could demonstrate compliance
for the 12-month calculation periods
ending on July 31, 2018, August 31,
2018, September 30, 2018, and October
31, 2018, using the 98-Percent Option
and for the 12-month calculation
periods ending on November 30, 2018,
and December 31, 2018, using the
Average Option. Facilites may
voluntarily choose to demonstrate
compliance using the revised form of
the emission limitations earlier, so that
all of the 12-month calculation periods
ending within the semiannual
compliance report demonstrate
compliance using the same form of the
emission limitations. Facilities that
choose to use the Batch Option to
demonstrate compliance with the
emission limitations must apply the
demonstration to all batches within a
semiannual reporting period; that is,
facilities cannot transition to
demonstrating compliance under the
Batch Option in the middle of a
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reporting period. Therefore, unless an
existing facility that is transitioning
from the 98-Percent Option to the Batch
Option is due to begin a new
semiannual reporting period in the
month following the compliance date
for this amendment, the facility has two
interim options for demonstrating
compliance. Assuming, for example
purposes, a reporting period of July 1,
2018, through December 31, 2018, and
a compliance date for the final rule on
October 31, 2018; the facility could
demonstrate compliance for the entire
reporting period using the Batch Option.
Alternately, the facility could
demonstrate compliance using the 98Percent Option for 12-month calculation
periods ending on July 31, August 31,
September 30, and October 31, and
demonstrate compliance for 12-month
calculation periods ending on
November 30 and December 31, 2018,
using the Average Option. The facility
could then begin demonstrating
compliance for the January 1, 2019,
through June 30, 2019, reporting period
using the Batch Option. A new table,
Table 7, has been added to the rule to
summarize when existing and new
affected sources must comply with the
different requirements for the form of
the emission limitations.
Facilities that currently demonstrate
compliance by monitoring brew ethanol
have up to 3 years after the effective
date of the rule to install CEMS, instead
of the proposed 1 year. A new table,
Table 8, has been added to the rule to
summarize when existing and new
affected sources must comply with the
different requirements for emissions
monitoring equipment.
3. What key comments did we receive
and what are our responses?
Comment: One commenter does not
support complying with the revised
form of the fermenter standards
immediately upon promulgation of the
rule, and requested a minimum of 2
years to demonstrate compliance. The
commenter stated it would take time for
facilities to convert to any new
methodology, especially as it relates to
recordkeeping and reporting. The
commenter remarked that immediate
compliance upon issuance of a final rule
is impracticable and unduly
burdensome; facilities will not know
when the EPA plans to issue the final
rule and will have no understanding in
advance of what the final rule will
require.
Response: We disagree that immediate
compliance would be impracticable for
certain reasons the commenter noted;
specifically, the commenter knows the
final rule will be issued by October 1,
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2017, due to the court-ordered deadline
for this rulemaking. Furthermore, it is
not accurate to say the commenter will
have ‘‘no understanding’’ of what the
final rule will require, given the nature
of notice-and-comment rulemaking. The
EPA notes that the emission limitations
are simply expressed in a revised format
and are not expected to result in any
changes in compliance status. However,
it is also reasonable to provide
additional time to demonstrate
continuous compliance with the revised
form of the emission standard for
facilities that are currently operating
because it will require a change in
recordkeeping and reporting
procedures. CAA section 112(i)(3)
requires that compliance dates for
existing sources require compliance
with any emission standard, limitation,
or regulation promulgated under section
112 ‘‘as expeditiously as practicable, but
in no event later than 3 years after the
effective date of such standard.’’ While
we believe, based on information
gathered during the site visits and
phone calls conducted prior to the
proposed rulemaking, that the facilities
have all of the data needed to
demonstrate continuous compliance
with the amended requirements
immediately, it is prudent to allow time
to train staff and establish long-term
procedures for the efficient management
of this data. Therefore, the EPA has
finalized amendments allowing the
facilities up to 1 year to demonstrate
continuous compliance with the revised
form of the emission limitations and the
associated reporting and recordkeeping
requirements. We believe that 1 year is
a sufficient period of time for facilities
to update recordkeeping systems and
train staff. The current emission
limitations require facilities to record
the emissions from each batch in a
rolling 12-month period, compare the
emissions from each batch with the
standard, and count how many of the
batches had emissions equal to or lower
than the limit. A facility then
determines the total number of batches
that were manufactured during the
rolling 12-month period and calculates
the percentage of batches in that period
that met the emission limitations. The
revised form of the standard is slightly
more streamlined in that facilities
simply average the emissions from each
batch produced in a given fermentation
stage over the 12-month period and
compare it to the emission limitation.
While this necessitates a change in the
overall calculation and reporting
procedures, it does not require
significant actions such as the selection,
installation, and testing of new
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equipment or changes to the yeast
manufacturing process that would
warrant 2 years to implement the
revisions. As specified in section III.E of
this preamble to the rule, facilities must
continue to demonstrate continuous
compliance with the existing emission
limitations and reporting and
recordkeeping requirements during the
time it takes them to transition to the
revised requirements. The revised
requirements are expected to be slightly
more streamlined than the existing
requirements and there is no prohibition
against facilities from demonstrating
compliance with the new form of the
emission limitations and associated
reporting and recordkeeping
requirements immediately.
Comment: Two commenters do not
support having only 1 year to install
CEMS if a facility currently monitors
brew ethanol. The commenters
requested a minimum of 3 years to
comply to allow for the purchase,
design, testing, and installation of new
CEMS equipment. The commenters
stated 3 years is consistent with the
approach for sources when the rule was
originally promulgated and the EPA has
authority to allow 3 years to comply
under CAA section 112(i)(3).
Response: The EPA has finalized
requirements allowing the one existing
facility that currently demonstrates
compliance by monitoring brew ethanol
up to 3 years to install CEMS to
demonstrate compliance. This facility
must continue to meet the performance
test and operation and maintenance
requirements of 40 CFR 63.2161 and 40
CFR 63.2164 during this time.
Additionally, we note that the facility
must comply with the revised form of
the emission limitations at the specified
time (within 1 year), regardless of the
monitoring method used.
4. What is the rationale for our final
approach?
For the reasons explained in the
comment responses in section IV.G.3 of
this preamble and in the response to
comments document in the docket for
this rulemaking, we are finalizing the
requirements related to the compliance
dates for the demonstration of
compliance with the revised form of the
fermenter VOC standards and the use of
CEMS for existing facilities with the
changes described in section IV.G.2 of
this preamble. We finalized revisions in
Table 7 and Table 8 to subpart CCCC to
specify the emission limitation and
monitoring system timelines. We
finalized the revisions requiring
immediate compliance for the
additional testing, monitoring,
reporting, and recordkeeping
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requirements (i.e., the removal of GC
CEMS in 40 CFR 63.2163(a), collection
of all valid CEMS data from the entire
batch monitoring period in 40 CFR
63.2163(h), requirement to conduct
RATA in 40 CFR 63.2163(b)(1), use of
Procedure 1 of Appendix F to part 60 for
VOC CEMS in 40 CFR 63.2163(b)(3),
and the electronic reporting
requirements in 40 CFR 63.2181(a)), as
well as with the revised SSM
requirements as proposed.
V. Summary of Cost, Environmental,
and Economic Impacts and Additional
Analyses Conducted
A. What are the affected facilities?
We anticipate that four nutritional
yeast facilities currently operating in the
United States will be affected by this
final rule.
B. What are the air quality impacts?
The amendments to this subpart will
have a positive impact on air quality.
While facilities will not need to install
additional controls to comply with the
fermenter emission limitations, the
revisions remove the exemption that
allowed up to 2 percent of the total
number of batches to be produced with
no limit on emissions (i.e., the revisions
apply the emission limitations
continuously). The rule revisions also
remove the exemption that allowed
emissions from batches produced
during periods of malfunction, other
than monitoring system malfunctions, to
be excluded when determining
compliance with emission limitations.
While the air quality impact of these
changes cannot easily be quantified due
to a current lack of data on the number
of and emissions from previously
exempted batches, the practical effect is
that production of all batches of
nutritional yeast at affected sources will
now be required to meet emission
limitations. The other revisions, which
affect testing, monitoring,
recordkeeping, and reporting
requirements, will ensure that emissions
monitoring equipment continues to
perform as expected and provides
reliable data from each facility to be
used in determining compliance. For
reference, the baseline emissions for
each facility are documented in the
memorandum, ‘‘Emissions Data and
Acute Risk Factor Used in Residual Risk
Modeling: Manufacturing of Nutritional
Yeast Source Category,’’ which is
available in the docket for this action
(Docket ID. No EPA–HQ–OAR–2015–
0730–0007).
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C. What are the cost impacts?
We have estimated compliance costs
for all existing sources to perform RATA
for VOC CEMS and for the single facility
currently monitoring brew ethanol to
install the necessary monitoring
equipment (i.e., VOC CEMS). We
estimated a total capital investment of
$511,000 and an average annual cost of
approximately $115,000. The details of
the cost estimates are documented in
the memorandum, ‘‘Costs for the
Manufacturing of Nutritional Yeast
Source Category—Final Rule,’’ which is
available in the docket for this action.
D. What are the economic impacts?
The economic analysis conducted for
this action is presented in the
memorandum, ‘‘Economic Impact
Analysis for the Manufacturing of
Nutritional Yeast Risk and Technology
Review (RTR),’’ which is available in
the docket for this action. The costs of
this action are associated with the
installation and maintenance of CEMS
at one facility, and ongoing RATA for
CEMS at all four facilities subject to
subpart CCCC. The equivalent
annualized net cost of this action is
approximately $86,000 under a 3percent discount rate, and $89,000
under a 7-percent discount rate.
This action is projected to affect four
facilities, and none of these facilities is
ultimately owned by a small entity. Of
the four facilities affected by this final
action, two are ultimately owned by the
same private entity. The remaining two
facilities are each ultimately owned by
different private entities. The equivalent
annualized net costs for each of the
three entities range from approximately
$8,600 to $65,000 under a 3-percent
discount rate, and from approximately
$8,300 to $70,000 under a 7-percent
discount rate. The equivalent
annualized net compliance costs for the
three entities are all estimated to be less
than 0.1 percent of sales for their
respective ultimate parent companies.
Therefore, we expect that this final
action will not have a significant
economic impact on the affected
entities.
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E. What are the benefits?
As discussed above, the amendments
to this subpart will have positive
impacts on air quality and may improve
air quality by removing the brew
ethanol monitoring option and the
exemption that allowed a portion of
batches to be produced without being
subject to emission limitations. The
changes to monitoring methods will
increase the reliability of emissions data
collected by facilities by requiring
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continued maintenance of emission
monitoring systems and monitoring of
actual emission measurements at all
times instead of allowing emission
estimates based on brew ethanol
correlations and collection of 100
percent of valid CEMS data (instead of
75 percent). These changes will allow
regulators to clearly assess whether the
standards for the protection of public
health and the environment are being
met. In particular, the demographics
analysis shows that increased risk levels
are concentrated around the facility that
is not currently using CEMS. The
amendments will directly benefit this
population, of which 100 percent are
definded as minority, by increasing the
accuracy of the emissions data that is
monitored and reported (see section V.F
of this preamble). Other amendments
will result in additional benefits, such
as streamlined reporting through
electronic methods for owners or
operators of nutritional yeast
manufacturing facilities and increased
access to emissions data by
stakeholders, as described in the
preamble to the proposed rule (81 FR
95834, December 28, 2016).
F. What analysis of environmental
justice did we conduct?
To examine the potential for any
environmental justice issues that might
be associated with emissions from this
source category, we performed a
demographic analysis of the population
close to the four affected facilities
(within 50 kilometers (km) and within
5 km). In this analysis, we evaluated the
distribution of HAP-related cancer risks
and non-cancer hazards from the four
nutritional yeast manufacturing
facilities across different social,
demographic, and economic groups
within the populations living near
facilities identified as having the highest
risks.
The analysis indicated that the
minority population living within 50
km (1,700,000 people, of which 41
percent are minority) and within 5 km
(131,567 people, of which 68 percent
are minority) of the four nutritional
yeast manufacturing facilities is greater
than the minority population found
nationwide (28 percent). The specific
demographics of the population within
5 and 50 km of the facilities indicate
potential disparities in certain
demographic groups, including the
‘‘African American,’’ ‘‘Below the
Poverty Level,’’ and ‘‘Over 25 and
without high school diploma’’ groups.
When examining the risk levels of
those exposed to emissions from the
four nutritional yeast manufacturing
facilities, we find approximately 750
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48175
persons around one facility are exposed
to a cancer risk greater than or equal to
1-in-1 million with the highest exposure
to these individuals of less than 2-in-1
million. Of these 750 persons, all are
defined as minority. When examining
the non-cancer risks surrounding these
facilities, no one is predicted to have a
chronic non-cancer TOSHI greater than
1. These findings are based on the level
of acetaldehyde emissions the facility
reported to the 2011 NEI. The facility
calculated these emissions by applying
acetaldehyde emissions rates (pounds of
acetaldehyde per batch) for each
fermentation stage determined from a
stack test conducted in 2000. During the
public comment period, the facility
performed additional testing and
determined that the acetaldehyde
emissions rates during the Februray
2017 test were approximately half of the
previous rates. Therefore, the facility
anticipates that future estimates of
annual emissions will be reduced.
Additionally, this facility currently
monitors brew ethanol to comply with
the emission limitations established in
this NESHAP. The final amendments
require the facility to install CEMS to
monitor emissions. We anticipate that
the use of CEMS will directly benefit
this population by increasing the
accuracy of the emissions data that are
monitored and reported because the
CEMS reflects batch-specific emission
characteristics that are not accounted for
with the brew ethanol correlation.
The EPA has determined that this rule
does not have disproportionately high
and adverse human health or
environmental effects on minority
populations, low-income populations,
and/or indigenous peoples because the
health risks based on actual emissions
are low (below 2-in-1 million), the
population exposed to risks greater than
1-in-1 million is relatively small (750
persons), and the rule maintains or
increases the level of environmental
protection for all affected populations.
The methodology and the results of
the demographic analysis are included
in the technical report, ‘‘Risk and
Technology Review—Analysis of SocioEconomic Factors for Populations
Living Near Nutritional Yeast
Manufacturing Facilities,’’ which is
available in the docket for this action
(Docket ID No. EPA–HQ–OAR–2015–
0730–0015).
G. What analysis of children’s
environmental health did we conduct?
The EPA assessed risks to infants and
children as part of the health and risk
assessments, as well as the proximity
analysis conducted for this action.
These analyses are documented in the
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memoranda, ‘‘Residual Risk Assessment
for the Manufacturing of Nutritional
Yeast Source Category in Support of the
October, 2017 Risk and Technology
Review Final Rule’’ and ‘‘Risk and
Technology Review—Analysis of SocioEconomic Factors for Populations
Living Near Nutritional Yeast
Manufacturing Facilities,’’ which are
available in the docket for this action.
The results of the proximity analysis
show that children 17 years and
younger as a percentage of the
population in close proximity to
nutritional yeast manufacturing
facilities and with an estimated cancer
risk greater than or equal to 1-in-1
million is similar to the percentage of
the national population in this age
group (25 percent versus 24 percent,
respectively). The difference in the
absolute number of percentage points of
the population 17 years old and younger
from the national average indicates a 1percent over-representation near
nutritional yeast manufacturing
facilities.
Consistent with the EPA’s Policy on
Evaluating Health Risks to Children,6
we conducted inhalation risk
assessments for the Manufacturing of
Nutritional Yeast source category,
considering risk to infants and children.
Children are exposed to chemicals
emitted to the atmosphere via two
primary routes: Directly via inhalation
or indirectly via ingestion or dermal
contact with various media that have
been contaminated with the emitted
chemicals. The EPA considers the
possibility that children might be more
sensitive than adults to toxic chemicals,
including chemical carcinogens. For
each carcinogenic HAP included in this
assessment that has a potency estimate
available, the EPA calculated individual
and population cancer risks by
multiplying the corresponding lifetime
average exposure estimate by the
appropriate unit risk estimate (URE).
This calculated cancer risk is defined as
the upper-bound probability of
developing cancer over a 70-year period
(i.e., the assumed human lifespan) at
that exposure. Because UREs for most
HAP are upper-bound estimates, actual
risks at a given exposure level may be
lower than predicted, and could be zero.
For the EPA’s list of carcinogenic HAP
that act by a mutagenic mode-of action,
we applied the EPA’s Supplemental
Guidance for Assessing Susceptibility
from Early-Life Exposure to
6 Policy
on Evaluating Health Risks to Children,
U.S. Environmental Protection Agency,
Washington, DC. May 2014. Available at https://
www2.epa.gov/sites/production/files/2014-05/
documents/1995_childrens_health_policy_
statement.pdf.
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Carcinogens.7 This guidance has the
effect of adjusting the URE by factors of
10 (for children aged 0–1), 3 (for
children aged 2–15), or 1.6 (for 70 years
of exposure beginning at birth), as
needed in risk assessments. In this case,
this has the effect of increasing the
estimated lifetime risks for these
pollutants by a factor of 1.6. With regard
to other carcinogenic pollutants for
which early-life susceptibility data are
lacking, it is the EPA’s long-standing
science policy position that use of the
linear low-dose extrapolation approach
(without further adjustment) provides
adequate public health conservatism in
the absence of chemical-specific data
indicating differential early-life
susceptibility or when the mode of
action is not mutagenicity. The basis for
this methodology is also provided in the
2005 Supplemental Guidance.
Unlike linear dose-response
assessments for cancer, non-cancer
health hazards generally are not
expressed as a probability of an adverse
occurrence. Instead, hazard of noncancer effects is expressed by comparing
an exposure to a reference level as a
ratio. The HQ is the estimated exposure
divided by a reference level (e.g., the
reference concentration, RfC). For a
given HAP, exposures at or below the
reference level (HQ≤1) are not likely to
cause adverse health effects. As
exposures increase above the reference
level (HQs increasingly greater than 1),
the potential for adverse effects
increases. For exposures predicted to be
above the RfC, the risk characterization
includes the degree of confidence
ascribed to the RfC values for the
compound(s) of concern (i.e., high,
medium, or low confidence) and
discusses the impact of this on possible
health interpretations. The reference
levels used to determine the HQs
incorporate generally conservative
uncertainty factors that account for
effects in the most susceptible
populations including all life stages
(e.g., infants and children).
The EPA concludes that the standards
provide an ample margin of safety to
protect public health of all demographic
groups, including children.
VI. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
7 Supplemental Guidance for Assessing
Susceptibility from Early-Life Exposure to
Carcinogens. Risk Assessment Forum, U.S.
Environmental Protection Agency, Washington, DC.
EPA/630/R–03/003F. March 2005. Available at
https://www.epa.gov/raf/publications/pdfs/
childrens_supplement_final.pdf.
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found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is a significant regulatory
action that was submitted to the Office
of Management and Budget (OMB) for
review. Any changes made in response
to OMB recommendations have been
documented in the docket. The EPA
prepared an economic analysis of the
potential costs and benefits associated
with this action. This analysis,
‘‘Economic Impact Analysis for the
Manufacturing of Nutritional Yeast Risk
and Technology Review (RTR),’’ is
available in the docket for this rule.
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
This rule is not subject to the
requirements of Executive Order 13771
because this rule results in no more than
de minimis costs.
C. Paperwork Reduction Act (PRA)
The information collection activities
in this rule have been submitted for
approval to OMB under the PRA. The
ICR document that the EPA prepared
has been assigned EPA ICR number
1886.03. You can find a copy of the ICR
in the docket for this rule, and it is
briefly summarized here. The
information collection requirements are
not enforceable until OMB approves
them.
Concurrent to the residual risk and
technology reviews for the NESHAP, the
EPA finalized amendments that change
the form of the current emission
limitations, require the use of VOC
CEMS, require valid CEMS data from
each hour of the batch monitoring
period, require ongoing tests to evaluate
the performance of the CEMS over time,
require electronic reporting, and remove
exemptions for malfunctions so that
affected facilities would be subject to
the emission standards at all times. This
information collection request
documents the recordkeeping and
reporting requirements and burden
imposed by the rule—both the
requirements that were previously
promulgated and retained, as well as the
final amendments.
Respondents/affected entities:
Manufacturers of nutritional yeast.
Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart
CCCC).
Estimated number of respondents:
Four facilities.
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Frequency of response: Initially and
semiannually.
Total estimated burden: 1,370 hours
(per year) for the responding facilities
and 175 hours (per year) for the Agency.
Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: $817,000 (per
year), which includes $695,000
annualized capital and operation and
maintenance costs for the responding
facilities and $9,500 (per year) for the
Agency to comply with all of the
requirements in this NESHAP.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9. When
OMB approves this ICR, the Agency will
announce that approval in the Federal
Register and publish a technical
amendment to 40 CFR part 9 to display
the OMB control number for the
approved information collection
activities contained in this final rule.
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D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements on small
entities.
This action is projected to affect four
facilities, and none of these facilities is
ultimately owned by a small entity.
Details of the associated analysis are
presented in the memorandum,
‘‘Economic Impact Analysis for the
Manufacturing of Nutritional Yeast Risk
and Technology Review (RTR),’’ which
is available in the docket for this action.
At the time of proposal for this action,
there was one entity which was
assumed to be a small business for the
purpose of the analysis, as the complex
ownership structure made it difficult to
clearly determine the entity’s size.
However, between proposal and
promulgation, this entity was sold to a
company that owns other nutritional
yeast manufacturing facilities, and
which is not a small business.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C.
1531–1538, and does not significantly or
uniquely affect small governments. The
action imposes no enforceable duty on
any state, local, or tribal governments.
The nationwide equivalent annualized
net cost of this action for affected
industrial sources is approximately
$86,000 under a 3 percent discount rate,
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and $89,000 under a 7 percent discount
rate. Details of the associated economic
analysis are presented in the
memorandum ‘‘Economic Impact
Analysis for the Manufacturing of
Nutritional Yeast Risk and Technology
Review (RTR),’’ which is available in
the docket for this action.
F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. No tribal facilities are
known to be engaged in the nutritional
yeast manufacturing industry that
would be affected by this action. Thus,
Executive Order 13175 does not apply
to this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 because it is not
economically significant as defined in
Executive Order 12866, and because the
EPA does not believe the environmental
health or safety risks addressed by this
action present a disproportionate risk to
children. This action’s health and risk
assessments are contained in sections
IV.A and V.G of this preamble.
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ because it is not likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
The action is not related to the energy
sector nor the supply, production, or
price of energy.
J. National Technology Transfer and
Advancement Act (NTTAA) and 1 CFR
Part 51
This action involves technical
standards that are reasonably available
and already widely used by industry.
The EPA conducted a search to identify
potentially applicable voluntary
consensus standards. However, the
Agency identified no available
standards that were practical for use as
alternates and none were brought to our
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48177
attention in comments. Therefore, the
EPA has decided to use EPA Method
25A of 40 CFR part 60, appendix A
(Method) and EPA/600/R–12/531, EPA
Traceability Protocol for Assay and
Certification of Gaseous Calibration
Standards (Protocol). The Method is
used to determine total gaseous organic
concentration using a flame ionization
analyzer. More information about the
Method is available at: https://
www.epa.gov/emc/method-25a-gaseousorganic-concentration-flame-ionization.
The Protocol is used to certify
calibration gases for continuous
emission monitors and specifies
methods for assaying gases and
establishing traceability to National
Institute of Standards and Technology
reference standards. The Protocol and
associated information is available at:
https://www.epa.gov/air-research/epatraceability-protocol-assay-andcertification-gaseous-calibrationstandards.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations, and/or indigenous
peoples, as specified in Executive Order
12898 (58 FR 7629, February 16, 1994).
The documentation for this decision
is contained in the proposal (81 FR
95824, December 28, 2016), section V.F
of this preamble, and the technical
report, ‘‘Risk and Technology Review—
Analysis of Socio-Economic Factors for
Populations Living Near Nutritional
Yeast Manufacturing Facilities,’’ which
is available in the docket for this action
(Docket ID No. EPA–HQ–OAR–2015–
0730–0015).
L. Congressional Review Act (CRA)
This action is subject to the CRA, and
the EPA will submit a rule report to
each House of the Congress and to the
Comptroller General of the United
States. This action is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 63
Environmental protection,
Administrative practice and procedures,
Air pollution control, Hazardous
substances, Incorporation by reference,
Intergovernmental relations, Reporting
and recordkeeping requirements.
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Dated: September 29, 2017.
E. Scott Pruitt,
Administrator.
For the reasons set forth in the
preamble, the Environmental Protection
Agency amends 40 CFR part 63 as
follows:
PART 63—NATIONAL EMISSION
STANDARDS FOR HAZARDOUS AIR
POLLUTANTS FOR SOURCE
CATEGORIES
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
2. Section 63.14 is amended by
redesignating paragraphs (m)(5) through
(m)(23) as (m)(6) through (m)(24),
respectively; and adding a new
paragraph (m)(5) to read as follows:
■
§ 63.14
Incorporations by reference.
*
*
*
*
*
(m) * * *
(5) EPA/600/R–12/531, EPA
Traceability Protocol for Assay and
Certification of Gaseous Calibration
Standards, May 2012, IBR approved for
§ 63.2163(b).
*
*
*
*
*
■ 3. Part 63 is amended by revising
subpart CCCC to read as follows:
Subpart CCCC—National Emission
Standards for Hazardous Air Pollutants:
Manufacturing of Nutritional Yeast
What This Subpart Covers
Sec.
63.2130 What is the purpose of this
subpart?
63.2131 Am I subject to this subpart?
63.2132 What parts of my plant does this
subpart cover?
63.2133 When do I have to comply with
this subpart?
Emission Limitations
63.2140 What emission limitations must I
meet?
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General Compliance Requirements
63.2150 What are my general requirements
for complying with this subpart?
Testing and Initial Compliance
Requirements
63.2160 By what date must I conduct an
initial compliance demonstration?
63.2161 What performance tests and other
procedures must I use if I monitor brew
ethanol?
63.2162 When must I conduct subsequent
performance tests if I monitor brew
ethanol?
63.2163 If I monitor fermenter exhaust,
what are my monitoring installation,
operation, and maintenance
requirements?
63.2164 If I monitor brew ethanol, what are
my monitoring installation, operation,
and maintenance requirements?
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63.2165 How do I demonstrate initial
compliance with the emission
limitations if I monitor fermenter
exhaust?
Continuous Compliance Requirements
63.2170 How do I monitor and collect data
to demonstrate continuous compliance?
63.2171 How do I demonstrate continuous
compliance with the emission
limitations?
Notification, Reports, and Records
63.2180 What notifications must I submit
and when?
63.2181 What reports must I submit and
when?
63.2182 What records must I keep?
63.2183 In what form and how long must I
keep my records?
Other Requirements and Information
63.2190 What parts of the General
Provisions apply to me?
63.2191 Who implements and enforces this
subpart?
63.2192 What definitions apply to this
subpart?
Table 1 to Subpart CCCC of Part 63—
Emission Limitations
Table 2 to Subpart CCCC of Part 63—
Requirements for Performance Tests If
You Monitor Brew Ethanol
Table 3 to Subpart CCCC of Part 63—Initial
Compliance With Emission Limitations
Table 4 to Subpart CCCC of Part 63—
Continuous Compliance With Emission
Limitations
Table 5 to Subpart CCCC of Part 63—
Requirements for Reports
Table 6 to Subpart CCCC of Part 63—
Applicability of General Provisions to
Subpart CCCC
Table 7 to Subpart CCCC of Part 63—
Emission Limitation Applicability
Timeline
Table 8 to Subpart CCCC of Part 63—
Monitoring System Requirements
Timeline
Subpart CCCC—National Emission
Standards for Hazardous Air
Pollutants: Manufacturing of
Nutritional Yeast
What This Subpart Covers
§ 63.2130
subpart?
What is the purpose of this
This subpart establishes national
emission limitations for hazardous air
pollutants (HAP) emitted from
manufacturers of nutritional yeast. This
subpart also establishes requirements to
demonstrate initial and continuous
compliance with the emission
limitations.
§ 63.2131
Am I subject to this subpart?
(a) You are subject to this subpart if
you own or operate a nutritional yeast
manufacturing facility that is, is located
at, or is part of a major source of HAP
emissions.
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(1) A manufacturer of nutritional
yeast is a facility that makes yeast for
the purpose of becoming an ingredient
in dough for bread or any other yeastraised baked product, or for becoming a
nutritional food additive intended for
consumption by humans. A
manufacturer of nutritional yeast does
not include production of yeast
intended for consumption by animals,
such as an additive for livestock feed.
(2) A major source of HAP emissions
is any stationary source or group of
stationary sources located within a
contiguous area and under common
control that emits or has the potential to
emit, considering controls, any single
HAP at a rate of 9.07 megagrams (10
tons) or more per year or any
combination of HAP at a rate of 22.68
megagrams (25 tons) or more per year.
(b) [Reserved]
§ 63.2132 What parts of my plant does this
subpart cover?
(a) This subpart applies to each new,
reconstructed, or existing ‘‘affected
source’’ that produces Saccharomyces
cerevisiae at a nutritional yeast
manufacturing facility.
(b) The affected source is the
collection of equipment used in the
manufacture of the nutritional yeast
species Saccharomyces cerevisiae. This
collection of equipment includes
fermentation vessels (fermenters), as
described in paragraph (c) of this
section. The collection of equipment
used in the manufacture of the
nutritional yeast species Candida utilis
(torula yeast) is not part of the affected
source.
(c) The emission limitations in this
subpart apply to fermenters in the
affected source that meet all of the
criteria listed in paragraphs (c)(1) and
(2) of this section.
(1) The fermenters are ‘‘fed-batch’’ as
defined in § 63.2192.
(2) The fermenters are used to support
one of the last three fermentation stages
in a production run (i.e., third-to-last
stage, second-to-last stage, and last
stage), which may be referred to as
‘‘stock, first generation, and trade,’’
‘‘seed, semi-seed, and commercial,’’ or
‘‘CB4, CB5, and CB6’’ stages.
(d) The emission limitations in this
subpart do not apply to flask, pureculture, yeasting-tank, or any other setbatch (as defined in § 63.2192)
fermentation, and they do not apply to
any operations after the last dewatering
operation, such as filtration.
(e) The emission limitations in Table
1 to this subpart do not apply to
fermenters during the production of
specialty yeast (defined in § 63.2192).
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Emission Limitations
Percent Option, you must follow the
procedures of § 63.2171(b).
(2) To demonstrate compliance with
emission limitations by using the
Average Option, you must follow the
procedures of § 63.2171(c).
(3) To demonstrate compliance with
emission limitations by using the Batch
Option, you must follow the procedures
of § 63.2171(d).
(b) You must monitor VOC
concentration continuously for each
batch by using the applicable
monitoring method in Table 8 to this
subpart.
(c) If the date upon which you must
demonstrate initial compliance as
specified in § 63.2160 falls after the
compliance date specified for your
affected source in § 63.2133, then you
must maintain a log detailing the
operation and maintenance of the
continuous emission monitoring
systems and the process and emissions
control equipment during the period
between those dates.
(d) At all times, you must operate and
maintain any affected source, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
you to make any further efforts to
reduce emissions if levels required by
the applicable standard have been
achieved. Determination of whether an
affected source is operating in
compliance with operation and
maintenance requirements will be based
on information available to the
Administrator that may include, but is
not limited to, monitoring results,
review of operation and maintenance
procedures, review of operation and
maintenance records, and inspection of
the affected source.
§ 63.2140
meet?
Testing and Initial Compliance
Requirements
(f) An affected source is a ‘‘new
affected source’’ if you commenced
construction of the affected source after
October 19, 1998, and you met the
applicability criteria in § 63.2131 at the
time you commenced construction.
(g) An affected source is
‘‘reconstructed’’ if it meets the criteria
for reconstruction as defined in § 63.2.
(h) An affected source is ‘‘existing’’ if
it is not new or reconstructed.
§ 63.2133 When do I have to comply with
this subpart?
(a) If you have a new or reconstructed
affected source, then you must comply
with paragraph (a)(1) or (2) of this
section.
(1) If you start up your affected source
before May 21, 2001, then you must
comply with this subpart no later than
May 21, 2001.
(2) If you start up your affected source
on or after May 21, 2001, then you must
comply with this subpart upon startup
of your affected source.
(b) If you have an existing affected
source, then you must comply with this
subpart no later than May 21, 2004.
(c) If you have an area source that
increases its emissions, or its potential
to emit, so that it becomes a major
source of HAP, then paragraphs (c)(1)
and (2) of this section apply.
(1) Any portion of the existing facility
that is a new affected source or a new
reconstructed source must be in
compliance with this subpart upon
startup.
(2) All other parts of the affected
source must be in compliance with this
subpart by no later than 1 year after it
becomes a major source.
(d) You must meet the notification
requirements in § 63.2180 according to
the schedule in § 63.2180 and in subpart
A of this part.
What emission limitations must I
You must meet the applicable
emission limitations in Table 1 to this
subpart, according to the timeline
provided in Table 7 to this subpart.
General Compliance Requirements
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§ 63.2150 What are my general
requirements for complying with this
subpart?
(a) You must be in compliance with
the applicable emission limitations in
Table 1 to this subpart at all times, and
demonstrate compliance according to
paragraphs (a)(1) through (3) of this
section.
(1) To demonstrate compliance with
emission limitations by using the 98-
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§ 63.2160 By what date must I conduct an
initial compliance demonstration?
(a) For each emission limitation in
Table 1 to this subpart for which you
demonstrate compliance using the
Average Option, you must demonstrate
initial compliance for the period ending
on the last day of the month that is 12
calendar months (or 11 calendar
months, if the compliance date for your
affected source is the first day of the
month) after the compliance date that is
specified for your affected source in
§ 63.2133.
(b) For each emission limitation in
Table 1 to this subpart for which you
demonstrate compliance using the Batch
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48179
Option, you must demonstrate initial
compliance for the period ending June
30 or December 31 (use whichever date
is the first date following the
compliance date that is specified for
your affected source in § 63.2133).
§ 63.2161 What performance tests and
other procedures must I use if I monitor
brew ethanol?
(a) You must conduct each
performance test in Table 2 to this
subpart that applies to you, as specified
in paragraphs (b) through (f) of this
section.
(b) You must conduct performance
tests under such conditions as the
Administrator specifies, based on
representative performance of the
affected source for the period being
tested, and under the specific
conditions that this subpart specifies in
Table 2 to this subpart and in
paragraphs (b)(1) through (4) of this
section. You must record the process
information that is necessary to
document operating conditions during
the test and include in such record an
explanation to support that such
conditions represent normal operation.
Upon request, you must make available
to the Administrator such records as
may be necessary to determine the
conditions of performance tests.
(1) You must conduct each
performance test concurrently with
brew ethanol monitoring to establish a
brew-to-exhaust correlation as specified
in paragraph (e) of this section.
(2) For each fermentation stage, you
must conduct one run of the EPA Test
Method 25A of 40 CFR part 60,
appendix A–7, over the entire length of
a batch. The three fermentation stages
do not have to be from the same
production run.
(3) You must obtain your test sample
at a point in the exhaust-gas stream
before you inject any dilution air. For
fermenters, dilution air is any air not
needed to control fermentation.
(4) You must record the results of the
test for each fermentation stage.
(c) You may not conduct performance
tests during periods of malfunction.
(d) You must collect data to correlate
the brew ethanol concentration to the
VOC concentration in the fermenter
exhaust according to paragraphs (d)(1)
through (3) of this section.
(1) You must collect a separate set of
brew ethanol concentration data for
each fed-batch fermentation stage while
manufacturing the product that
constitutes the largest percentage (by
mass) of average annual production.
(2) You must measure brew ethanol as
specified in § 63.2164 concurrently with
conducting a performance test for VOC
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(e) For each set of data that you
collected under paragraphs (b) and (d)
of this section, you must perform a
linear regression of brew ethanol
concentration (percent) on VOC
fermenter exhaust concentration (parts
per million by volume (ppmv) measured
as propane). You must ensure the
correlation between the brew ethanol
concentration, as measured by the brew
ethanol monitor, and the VOC fermenter
exhaust concentration, as measured by
EPA Test Method 25A of 40 CFR part
60, appendix A–7, is linear with a
correlation coefficient of at least 0.90.
(f) You must calculate the VOC
concentration in the fermenter exhaust
for each batch using the brew ethanol
concentration data according to
Equation 1 of this section, and using the
constants (CF and y) calculated by the
applicable linear regression performed
under paragraph (e) of this section.
Where:
BAVOC = Batch-average concentration of
VOC in fermenter exhaust (ppmv
measured as propane), calculated for
compliance demonstration
BAE = Batch-average concentration of brew
ethanol in fermenter liquid (percent),
measured by the brew ethanol monitor
CF = Constant established at performance test
and representing the slope of the
regression line
y = Constant established at performance test
and representing the y-intercept of the
regression line
procedures and requirements in
Performance Specification 8—
Performance Specifications for Volatile
Organic Compound Continuous
Emission Monitoring Systems in
Stationary Sources in appendix B to part
60 of this chapter.
(b) You must operate and maintain
your VOC CEMS according to the
procedures and requirements in
Procedure 1—Quality Assurance
Requirements for Gas Continuous
Emission Monitoring Systems Used for
Compliance Determination in appendix
F to part 60 of this chapter, except with
regard to provisions concerning relative
accuracy test audit (RATA), cylinder gas
audit (CGA), and relative accuracy audit
(RAA) frequencies; out of control period
definition; and CEMS data status during
out of control periods; which are instead
specified in this paragraph for
frequencies; and § 63.8(c)(7) for the
definition of and status of CEMS data
during out of control periods.
(1) You must conduct a RATA at least
once every 12 calendar quarters, in
accordance with sections 8 and 11, as
applicable, of Performance Specification
8.
(2) You must conduct a CGA or RAA
in the calendar quarters during which a
RATA is not conducted, but in no more
than 11 quarters in succession.
(3) As necessary, rather than relying
on citation 2 of Procedure 1 of appendix
F to 40 CFR part 60, you must rely on
EPA/600/R–12/531 (incorporated by
reference, see § 63.14).
(4) Your affected source must meet
the criteria of Performance Specification
8, section 13.2.
(c) You must use Method 25A in
appendix A–7 to part 60 of this chapter
as the Reference Method.
(d) You must calibrate your VOC
CEMS with propane.
(e) You must set your VOC CEMS
span at less than 5 times the relevant
VOC emission limitation given in Table
1 of this subpart. Note that the EPA
considers 1.5 to 2.5 times the relevant
VOC emission limitation to be the
optimum range, in general.
(f) You must complete the
performance evaluation and submit the
performance evaluation report before
the compliance date that is specified for
your affected source in § 63.2133.
(g) You must monitor VOC
concentration in fermenter exhaust at
any point prior to dilution of the
exhaust stream.
(h) You must collect data using the
VOC CEMS at all times during each
batch monitoring period, except for
periods of monitoring system
malfunctions, required monitoring
system quality assurance or quality
control activities (including, as
applicable, calibration checks and
required zero and span adjustments),
and any scheduled maintenance.
(i) For each CEMS, you must record
the results of each inspection,
calibration, and validation check.
(j) You must check the zero (lowlevel) and high-level calibration drifts
for each CEMS in accordance with the
applicable Performance Specification of
40 CFR part 60, appendix B. You must
adjust the zero (low-level) and highlevel calibration drifts, at a minimum,
whenever the zero (low-level) drift
exceeds 2 times the limits of the
applicable Performance Specification.
You must perform the calibration drift
checks at least once daily except under
the conditions of paragraphs (j)(1)
through (3) of this section.
(1) If a 24-hour calibration drift check
for your CEMS is performed
immediately prior to, or at the start of,
a batch monitoring period of a duration
exceeding 24 hours, then you are not
required to perform 24-hour-interval
calibration drift checks during that
batch monitoring period.
(2) If the 24-hour calibration drift
exceeds 2.5 percent of the span value in
fewer than 5 percent of the checks over
a 1-month period, and the 24-hour
§ 63.2162 When must I conduct
subsequent performance tests if I monitor
brew ethanol?
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(a) For each emission limitation in
Table 1 to this subpart for which
compliance is demonstrated by
monitoring brew ethanol concentration
and calculating VOC concentration in
the fermenter exhaust according to the
procedures in § 63.2161, you must
conduct an EPA Test Method 25A of 40
CFR part 60, appendix A–7,
performance test and establish a brewto-exhaust correlation according to the
procedures in Table 2 to this subpart
and in § 63.2161, at least once every
year.
(b) The first subsequent performance
test must be conducted no later than 365
calendar days after the initial
performance test conducted according
to § 63.2160. Each subsequent
performance test must be conducted no
later than 365 calendar days after the
previous performance test. You must
conduct a performance test for each 365
calendar day period during which you
demonstrate compliance using the brew
ethanol correlation developed according
to § 63.2161.
§ 63.2163 If I monitor fermenter exhaust,
what are my monitoring installation,
operation, and maintenance requirements?
(a) You must install and certify a
CEMS that generates a single combined
response value for VOC concentration
(VOC CEMS) according to the
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in fermenter exhaust as specified in
paragraph (b) of this section. You must
measure brew ethanol at least once
during each successive 30-minute
period over the entire period of the
performance test for VOC in fermenter
exhaust.
(3) You must keep a record of the
brew ethanol concentration data for
each fermentation stage over the period
of EPA Test Method 25A of 40 CFR part
60, appendix A–7, performance test.
Federal Register / Vol. 82, No. 198 / Monday, October 16, 2017 / Rules and Regulations
calibration drift never exceeds 7.5
percent of the span value, then you may
reduce the frequency of calibration drift
checks to at least weekly (once every 7
days).
(3) If, during two consecutive weekly
checks, the weekly calibration drift
exceeds 5 percent of the span value,
then you must resume a frequency of at
least 24-hour interval calibration checks
until the 24-hour calibration checks
meet the test of paragraph (j)(2) of this
section.
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§ 63.2164 If I monitor brew ethanol, what
are my monitoring installation, operation,
and maintenance requirements?
(a) You must install, operate, and
maintain each brew ethanol monitor
according to the manufacturer’s
specifications and in accordance with
§ 63.2150(d).
(b) Each of your brew ethanol
monitors must complete a minimum of
one cycle of operation (sampling,
analyzing, and data recording) for each
successive 30-minute period within
each batch monitoring period. Except as
specified in paragraph (c) of this
section, you must have a minimum of
two cycles of operation in a 1-hour
period to have a valid hour of data.
(c) You must reduce the brew ethanol
monitor data to arithmetic batch
averages computed from two or more
data points over each 1-hour period,
except during periods when calibration,
quality assurance, or maintenance
activities pursuant to provisions of this
part are being performed. During these
periods, a valid hour of data must
consist of at least one data point
representing a 30-minute period.
(d) You must have valid brew ethanol
monitor data from all operating hours
over the entire batch monitoring period.
(e) You must set the brew ethanol
monitor span to correspond to not
greater than 5 times the relevant
emission limitation; note that we
consider 1.5 to 2.5 times the relevant
emission limitation to be the optimum
range, in general. You must use the
brew-to-exhaust correlation equation
established under § 63.2161(f) to
determine the span value for your brew
ethanol monitor that corresponds to the
relevant emission limitation.
(f) For each brew ethanol monitor,
you must record the results of each
inspection, calibration, and validation
check.
(g) The gas chromatograph (GC) that
you use to calibrate your brew ethanol
monitor must meet the requirements of
paragraphs (g)(1) through (3) of this
section.
(1) You must calibrate the GC at least
daily, by analyzing standard solutions of
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ethanol in water (0.05 percent, 0.15
percent, and 0.3 percent).
(2) For use in calibrating the GC, you
must prepare the standard solutions of
ethanol using the procedures listed in
paragraphs (g)(2)(i) through (vi) of this
section.
(i) Starting with 100-percent ethanol,
you must dry the ethanol by adding a
small amount of anhydrous magnesium
sulfate (granular) to 15–20 milliliters
(ml) of ethanol.
(ii) You must place approximately 50
ml of water into a 100-ml volumetric
flask and place the flask on a balance.
You must tare the balance. You must
weigh 2.3670 grams of the dry
(anhydrous) ethanol into the volumetric
flask.
(iii) You must add the 100-ml
volumetric flask contents to a 1000-ml
volumetric flask. You must rinse the
100-ml volumetric flask with water into
the 1000-ml flask. You must bring the
volume to 1000 ml with water.
(iv) You must place an aliquot into a
sample bottle labeled ‘‘0.3% Ethanol.’’
(v) You must fill a 50-ml volumetric
flask from the contents of the 1000-ml
flask. You must add the contents of the
50-ml volumetric flask to a 100-ml
volumetric flask and rinse the 50-ml
flask into the 100-ml flask with water.
You must bring the volume to 100 ml
with water. You must place the contents
into a sample bottle labeled ‘‘0.15%
Ethanol.’’
(vi) With a 10-ml volumetric pipette,
you must add two 10.0-ml volumes of
water to a sample bottle labeled ‘‘0.05%
Ethanol.’’ With a 10.0-ml volumetric
pipette, you must pipette 10.0 ml of the
0.15 percent ethanol solution into the
sample bottle labeled ‘‘0.05% Ethanol.’’
(3) For use in calibrating the GC, you
must dispense samples of the standard
solutions of ethanol in water in aliquots
to appropriately labeled and dated glass
sample bottles fitted with caps having a
Teflon® seal. You may keep refrigerated
samples unopened for 1 month. You
must prepare new calibration standards
of ethanol in water at least monthly.
(h) You must calibrate the brew
ethanol monitor according to paragraphs
(h)(1) through (3) of this section.
(1) To calibrate the brew ethanol
monitor, you must inject a brew sample
into a calibrated GC and compare the
simultaneous ethanol value given by the
brew ethanol monitor to that given by
the GC. You must use either the
Porapak® Q, 80–100 mesh, 6′ x 1⁄8″,
stainless steel packed column; or the DB
Wax, 0.53 millimeter x 30 meter
capillary column.
(2) If a brew ethanol monitor value for
ethanol differs by 20 percent or more
from the corresponding GC ethanol
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48181
value, you must determine the brew
ethanol values throughout the rest of the
batch monitoring period by injecting
brew samples into the GC not less
frequently than once every 30 minutes.
From the time at which you detect a
difference of 20 percent or more until
the batch monitoring period ends, the
GC data will serve as the brew ethanol
monitor data.
(3) You must perform a calibration of
the brew ethanol monitor at least four
times per batch.
§ 63.2165 How do I demonstrate initial
compliance with the emission limitations if
I monitor fermenter exhaust?
(a) You must demonstrate initial
compliance with each emission
limitation in Table 1 to this subpart that
applies to you according to the methods
in Table 3 to this subpart.
(b) You must submit the Notification
of Compliance Status containing the
results of the initial compliance
demonstration according to the
requirements in § 63.2180(f).
Continuous Compliance Requirements
§ 63.2170 How do I monitor and collect
data to demonstrate continuous
compliance?
(a) You must monitor and collect data
according to this section and § 63.2163
or § 63.2164.
(b) Except for periods of monitoring
system malfunctions, required
monitoring system quality assurance or
control activities (including, as
applicable, calibration checks and
required zero and span adjustments),
and any scheduled maintenance, you
must collect data using the CEMS or
brew ethanol monitor, as applicable, at
all times during each batch monitoring
period.
(c) You may not use data recorded
during monitoring malfunctions,
associated repairs, and required quality
assurance or quality control activities in
data averages and calculations used to
report emission or operating levels, or to
fulfill a data collection requirement.
You must use all the data collected
during all other periods in assessing the
operation of the control system.
(d) Any hour during the batch
monitoring period for which qualityassured VOC CEMS data or brew
ethanol monitor data, as applicable, are
not obtained is a deviation from
monitoring requirements and is counted
as an hour of monitoring system
downtime.
§ 63.2171 How do I demonstrate
continuous compliance with the emission
limitations?
(a) You must demonstrate continuous
compliance with each emission
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limitation in Table 1 to this subpart that
applies to you according to the methods
specified in Table 4 to this subpart and
the applicable procedures of this
section.
(b) To demonstrate compliance with
emission limitations by using the 98Percent Option, you must calculate the
percentage of within-concentration
batches (as defined in § 63.2192) for
each 12-month calculation period by
following the procedures in this
paragraph and paragraphs (e)(1) and (2)
of this section. At the end of each
calendar month, you must determine
the percentage of batches that were in
compliance with the applicable
maximum concentration in the 12month calculation period. The total
number of batches in the calculation
period is the sum of the numbers of
batches of each fermentation stage for
which emission limitations apply. To
determine which batches are in the 12month calculation period, you must
include those batches for which the
batch monitoring period ended at or
after midnight on the first day of the
period and exclude those batches for
which the batch monitoring period did
not end before midnight on the last day
of the period.
(c) To demonstrate compliance with
emission limitations by using the
Average Option, you must follow the
procedures in this paragraph and
paragraphs (e)(1) and (2) of this section.
At the end of each calendar month, you
must determine the average VOC
concentration from all batches in each
fermentation stage in a 12-month
calculation period. To determine which
batches are in a 12-month calculation
period, you must include those batches
for which the batch monitoring period
ended at or after midnight on the first
day of the period and exclude those
batches for which the batch monitoring
period did not end before midnight on
the last day of the period.
(d) To demonstrate compliance with
emission limitations by using the Batch
Option, you must determine the average
VOC concentration in the fermenter
exhaust for each batch of each
fermentation stage in a semiannual
reporting period (i.e., January 1 through
June 30 or July 1 through December 31).
To determine which batches are in the
semiannual reporting period, you must
include those batches for which the
batch monitoring period ended at or
after midnight on the first day of the
period and exclude those batches for
which the batch monitoring period did
not end before midnight on the last day
of the period.
(e) To demonstrate compliance with
an emission limitation using a 12-month
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calculation period, you must follow the
procedures in paragraphs (e)(1) and (2)
of this section.
(1) The first 12-month calculation
period begins on the compliance date
that is specified for your affected source
in § 63.2133 and ends on the last day of
the month that includes the date 1 year
after your compliance date, unless the
compliance date for your affected source
is the first day of the month, in which
case the first 12-month calculation
period ends on the last day of the month
that is 11 calendar months after the
compliance date.
(2) The second 12-month calculation
period and each subsequent 12-month
calculation period begins on the first
day of the month following the first full
month of the previous 12-month
calculation period and ends on the last
day of the month 11 calendar months
later.
Notification, Reports, and Records
§ 63.2180 What notifications must I submit
and when?
(a) You must submit all of the
notifications in §§ 63.7(b) and (c);
63.8(e), (f)(4) and (6); and 63.9(b)
through (h) that apply to you by the
dates specified.
(b) If you start up your affected source
before May 21, 2001, you are not subject
to the initial notification requirements
of § 63.9(b)(2).
(c) If you are required to conduct a
performance test as specified in
§ 63.2161 to this subpart, you must
submit a notification of intent to
conduct a performance test at least 60
calendar days before the performance
test is scheduled to begin as required in
§ 63.7(b)(1).
(d) If you are required to conduct a
performance evaluation as specified in
§ 63.2163, you must submit a
notification of the date of the
performance evaluation at least 60 days
prior to the date the performance
evaluation is scheduled to begin as
required in § 63.8(e)(2).
(e) If you are required to conduct a
performance test as specified in Table 2
to this subpart, you must submit a
Notification of Compliance Status
according to § 63.9(h)(2)(ii).
(f) For each initial compliance
demonstration required in Table 3 to
this subpart, you must submit the
Notification of Compliance Status no
later than July 31 or January 31,
whichever date follows the initial
compliance period that is specified for
your affected source in § 63.2160(a) or
(b). The first compliance report,
described in § 63.2181(b)(1), serves as
the Notification of Compliance Status.
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§ 63.2181
when?
What reports must I submit and
(a) You must submit each report in
Table 5 to this subpart that applies to
you.
(1) On and after October 16, 2017, you
must also comply with reporting for
performance tests or for performance
evaluations as specified in paragraphs
(a)(1)(i) and (ii) of this section.
(i) Within 60 days after the date of
completing each performance test as
required by this subpart, you must
submit the results of the performance
test following the procedures specified
in paragraphs (a)(1)(i)(A) through (C) of
this section.
(A) For data collected using test
methods supported by the EPA’s
Electronic Reporting Tool (ERT) as
listed on the EPA’s ERT Web site
(https://www.epa.gov/electronicreporting-air-emissions/electronicreporting-tool-ert) at the time of the test,
you must submit the results of the
performance test to the EPA via the
Compliance and Emissions Data
Reporting Interface (CEDRI). (CEDRI can
be accessed through the EPA’s Central
Data Exchange (CDX) (https://
cdx.epa.gov/).) Performance test data
must be submitted in a file format
generated through the use of the EPA’s
ERT or an alternate electronic file
format consistent with the extensible
markup language (XML) schema listed
on the EPA’s ERT Web site.
(B) For data collected using test
methods that are not supported by the
EPA’s ERT as listed on the EPA’s ERT
Web site at the time of the test, you must
submit the results of the performance
test to the Administrator at the
appropriate address listed in § 63.13,
unless the Administrator agrees to or
specifies an alternate reporting method.
(C) If you claim that some of the
performance test information being
submitted under paragraph (a)(1)(i)(A)
of this section is confidential business
information (CBI), you must submit a
complete file generated through the use
of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT Web
site, including information claimed to
be CBI, on a compact disc, flash drive,
or other commonly used electronic
storage media to the EPA. The electronic
media must be clearly marked as CBI
and mailed to U.S. EPA/OAQPS/CORE
CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404–
02, 4930 Old Page Rd., Durham, NC
27703. The same ERT or alternate file
with the CBI omitted must be submitted
to the EPA via the EPA’s CDX as
described in paragraph (a)(1)(i)(A) of
this section.
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(ii) Within 60 days after the date of
completing each continuous monitoring
system performance evaluation (as
defined in § 63.2), you must submit the
results of the performance evaluation
following the procedures specified in
paragraphs (a)(1)(ii)(A) through (C) of
this section.
(A) For performance evaluations of
continuous monitoring systems
measuring RATA pollutants that are
supported by the EPA’s ERT as listed on
the EPA’s ERT Web site at the time of
the evaluation, you must submit the
results of the performance evaluation to
the EPA via the CEDRI. Performance
evaluation data must be submitted in a
file format generated through the use of
the EPA’s ERT or an alternate file format
consistent with the XML schema listed
on the EPA’s ERT Web site.
(B) For any performance evaluations
of continuous monitoring systems
measuring RATA pollutants that are not
supported by the EPA’s ERT as listed on
the EPA’s ERT Web site at the time of
the evaluation, you must submit the
results of the performance evaluation to
the Administrator at the appropriate
address listed in § 63.13, unless the
Administrator agrees to or specifies an
alternate reporting method.
(C) If you claim that some of the
performance evaluation information
being submitted is CBI, then you must
submit a complete file generated
through the use of the EPA’s ERT or an
alternate electronic file consistent with
the XML schema listed on the EPA’s
ERT Web site, including information
claimed to be CBI, on a compact disc,
flash drive or other commonly used
electronic storage media to the EPA. The
electronic storage media must be clearly
marked as CBI and mailed to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same ERT or
alternate file with the CBI omitted must
be submitted to the EPA via the EPA’s
CDX as described earlier in this
paragraph.
(b) Unless the Administrator has
approved a different schedule for
submission of reports under § 63.10(a),
you must submit each report according
to the schedule in Table 5 to this
subpart and according to paragraphs
(b)(1) through (5) of this section.
(1) The first compliance report must
include the information specified in
paragraph (c) of this section. If you are
demonstrating compliance with an
emission limitation using a 12-month
calculation period (e.g., the Average
Option), then the first compliance report
must cover the period beginning on the
compliance date that is specified for
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your affected source in § 63.2133 and
ending on either June 30 or December
31 (use whichever date is the first date
following the end of the first 12
calendar months after the compliance
date that is specified for your affected
source in § 63.2133). If you are
demonstrating compliance with an
emission limitation using the Batch
Option, then the first compliance report
must cover the period beginning on the
compliance date that is specified for
your affected source in § 63.2133 and
ending on either June 30 or December
31 (use whichever date is the first date
following the compliance date that is
specified for your affected source in
§ 63.2133).
(2) The first compliance report must
be postmarked or delivered no later than
July 31 or January 31, whichever date
follows the end of the first compliance
reporting period specified in paragraph
(b)(1) of this section.
(3) Each subsequent compliance
report must cover the semiannual
reporting period from January 1 through
June 30 or the semiannual reporting
period from July 1 through December
31. Each subsequent compliance report
must include the information specified
in paragraph (c) of this section.
(4) Each subsequent compliance
report must be postmarked or delivered
no later than July 31 or January 31,
whichever date is the first date
following the end of the semiannual
reporting period.
(5) For each affected source that is
subject to permitting regulations
pursuant to 40 CFR part 70 or part 71,
and if the permitting authority has
established dates for submitting
semiannual reports pursuant to 40 CFR
70.6(a)(3)(iii)(A) or 40 CFR
71.6(a)(3)(iii)(A), you may submit the
first and subsequent compliance reports
according to the dates the permitting
authority has established instead of
according to the dates in paragraphs
(b)(1) through (4) of this section.
(c) The compliance report must
contain the information listed in
paragraphs (c)(1) through (8) of this
section.
(1) Company name and address.
(2) Statement by a responsible official
with that official’s name, title, and
signature, certifying the accuracy of the
content of the report.
(3) Date of report and beginning and
ending dates of the reporting period.
(4) For each 12-month calculation
period ending on a calendar month that
falls within a reporting period for which
you are using the 98-Percent Option to
comply, the percentage of batches that
are within-concentration batches.
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(5) For each 12-month calculation
period ending on a calendar month that
falls within a reporting period for which
you are using the 98-Percent Option to
comply and your affected source fails to
meet an applicable standard, the
information for each batch for which
BAVOC exceeded the applicable
maximum VOC concentration in Table 1
to this subpart and whether the batch
was in production during a period of
malfunction or during another period.
(6) For each 12-month calculation
period ending on a calendar month that
falls within a reporting period for which
you are using the Average Option to
comply or for any reporting period for
which you are using the Batch Option
to comply, and your affected source
meets an applicable standard, the
information in paragraph (c)(6)(i) or (ii)
of this section, depending on the
compliance option selected from Table
1 to this subpart.
(i) If you are using the Average Option
to comply, the average BAVOC of all
batches in each fermentation stage for
each 12-month calculation period
ending on a calendar month that falls
within the reporting period that did not
exceed the applicable emission
limitation.
(ii) If you are using the Batch Option
to comply, a certification that BAVOC
for each batch manufactured during the
reporting period did not exceed
applicable emission limitations.
(7) For each 12-month calculation
period ending on a calendar month that
falls within a reporting period for which
you are using the Average Option to
comply or for any reporting period for
which you are using the Batch Option
to comply and your affected source fails
to meet an applicable standard, the
information in paragraph (c)(7)(i) or (ii)
of this section, depending on the
compliance option selected from Table
1 to this subpart.
(i) If you are using the Average Option
to comply, the average BAVOC of all
batches in each fermentation stage for
each 12-month calculation period that
failed to meet the applicable standard;
the fermenters that operated in each
fermentation stage that failed to meet
the applicable standard; the duration of
each failure; an estimate of the quantity
of VOC emitted over the emission
limitation; a description of the method
used to estimate the emissions; and the
actions taken to minimize emissions
and correct the failure.
(ii) If you are using the Batch Option
to comply, the fermenters and batches
that failed to meet the applicable
standard; the date, time, and duration of
each failure; an estimate of the quantity
of VOC emitted over the emission
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limitation; a description of the method
used to estimate the emissions; and the
actions taken to minimize emissions
and correct the failure.
(8) The total operating hours for each
fermenter, the total hours of monitoring
system operation for each CEMS or brew
ethanol monitor, and the total hours of
monitoring system downtime for each
CEMS or brew ethanol monitor.
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§ 63.2182
What records must I keep?
(a) You must keep the records listed
in paragraphs (a)(1) through (3) of this
section.
(1) A copy of each notification and
report that you submitted to comply
with this subpart, including all
documentation supporting any
Notification of Compliance Status and
compliance report that you submitted,
according to the requirements in
§ 63.10(b)(2)(xiv).
(2) Records of failures to meet a
standard, specified in § 63.2181(c)(5)
and (7).
(3) Records of performance tests and
performance evaluations as required in
§ 63.10(b)(2)(viii) and (ix).
(b) For each affected source that
monitors brew ethanol, you must keep
records demonstrating the calculation of
the brew-to-exhaust correlations
specified in § 63.2161.
(c) For each CEMS and brew ethanol
monitor, you must keep the records
listed in paragraphs (c)(1) through (5) of
this section.
(1) Records described in
§ 63.10(b)(2)(vi), (vii), (x), and (xi). The
CEMS must allow the amount of excess
zero (low-level) and high-level
calibration drift measured at the interval
checks to be quantified and recorded.
(2) Records described in § 63.10(c)(1)
through (6).
(3) Records of the quality control
program as specified in § 63.8(d),
including the program of corrective
action; the current version of the
performance evaluation test plan, as
specified in § 63.8(e)(3); and previous
(i.e., superseded) versions of the
performance evaluation test plan for a
period of 5 years after each revision to
the plan.
(4) Requests for alternatives to RATA
for CEMS as required in § 63.8(f)(6)(i).
(5) Records of each deviation from
monitoring requirements, including a
description of the time period during
which the deviation occurred, the
nature and cause of the deviation, the
corrective action taken or preventive
measures adopted, and the nature of
repairs or adjustments to the monitoring
system.
(d) You must keep the records
required to show continuous
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compliance with each emission
limitation that applies to you according
to the requirements in Table 4 to this
subpart.
(e) You must also keep the records
listed in paragraphs (e)(1) through (3) of
this section for each batch in your
affected source.
(1) Unique batch identification
number.
(2) Fermentation stage for which you
are using the fermenter.
(3) Unique CEMS equipment
identification number.
§ 63.2183 In what form and how long must
I keep my records?
(a) Your records must be in a form
suitable and readily available for
expeditious review, according to
§ 63.10(b)(1).
(b) As specified in § 63.10(b)(1), you
must keep each record for 5 years
following the date of each occurrence,
measurement, maintenance, corrective
action, report, or record.
(c) You must keep each record on site
for at least 2 years after the date of each
occurrence, measurement, maintenance,
corrective action, report, or record,
according to § 63.10(b)(1). You may
keep the records off site for the
remaining 3 years.
(d) Any records required to be
maintained by this part that are
submitted electronically via the EPA’s
CEDRI may be maintained in electronic
format. This ability to maintain
electronic copies does not affect the
requirement for facilities to make
records, data, and reports available
upon request to a delegated air agency
or the EPA as part of an on-site
compliance evaluation.
(e) You must keep written procedures
documenting the CEMS quality control
program on record for the life of the
affected source or until the affected
source is no longer subject to the
provisions of this part, to be made
available for inspection, upon request,
by the Administrator.
Other Requirements and Information
§ 63.2190 What parts of the General
Provisions apply to me?
Table 6 to this subpart shows which
parts of the General Provisions in
§§ 63.1 through 63.15 apply to you.
§ 63.2191 Who implements and enforces
this subpart?
(a) We, the U.S. EPA, or a delegated
authority such as your state, local, or
tribal agency, can implement and
enforce this subpart. If our
Administrator has delegated authority to
your state, local, or tribal agency, then
that agency has the authority to
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implement and enforce this subpart.
You should contact the U.S. EPA
Regional Office that serves you to find
out if this subpart is delegated to your
state, local, or tribal agency.
(b) In delegating implementation and
enforcement authority of this subpart to
a state, local, or tribal agency under 40
CFR part 63, subpart E, the authorities
contained in paragraph (c) of this
section are retained by our
Administrator and are not transferred to
the state, local, or tribal agency.
(c) The authorities that will not be
delegated to state, local, or tribal
agencies are listed in paragraphs (c)(1)
through (4) of this section.
(1) Approval of alternatives to the
non-opacity emission limitations in
§ 63.2140 under § 63.6(g).
(2) Approval of major alternatives to
test methods under § 63.7(e)(2)(ii) and
(f) and as defined in § 63.90.
(3) Approval of major alternatives to
monitoring under § 63.8(f) and as
defined in § 63.90.
(4) Approval of major alternatives to
recordkeeping and reporting under
§ 63.10(f) and as defined in § 63.90.
§ 63.2192
subpart?
What definitions apply to this
Terms used in this subpart are
defined in the Clean Air Act, in 40 CFR
63.2, in the General Provisions of this
part (§§ 63.1 through 63.15), and in this
section as follows:
Batch means a single fermentation
cycle in a single fermentation vessel
(fermenter).
Batch monitoring period means the
period that begins at the later of either
the start of aeration or the addition of
yeast to the fermenter; the period ends
at the earlier of either the end of
aeration or the point at which the yeast
has begun being emptied from the
fermenter.
BAVOC means the average VOC
concentration in the fermenter exhaust
over the duration of a batch (‘‘batchaverage VOC concentration’’).
Brew means the mixture of yeast and
additives in the fermenter.
Brew ethanol means the ethanol in
fermenter liquid.
Brew ethanol monitor means the
monitoring system that you use to
measure brew ethanol to demonstrate
compliance with this subpart. The
monitoring system includes a resistance
element used as an ethanol sensor, with
the measured resistance proportional to
the concentration of ethanol in the
brew.
Brew-to-exhaust correlation means
the correlation between the
concentration of ethanol in the brew
and the concentration of VOC in the
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fermenter exhaust. This correlation is
specific to each fed-batch fermentation
stage and is established while
manufacturing the product that
comprises the largest percentage (by
mass) of average annual production.
Emission limitation means any
emission limit or operating limit.
Fed-batch means the yeast is fed
carbohydrates and additives during
fermentation in the vessel.
Monitoring system malfunction means
any sudden, infrequent, and not
reasonably preventable failure of the
monitoring system to provide valid data.
Monitoring system failures that are
caused in part by poor maintenance or
careless operation are not malfunctions.
You are required to complete
monitoring system repairs in response
to monitoring system malfunctions and
to return the monitoring system to
operation as expeditiously as
practicable.
1-hour period means any successive
period commencing on the minute at
which the batch monitoring period
begins and continuing for 60 minutes,
except for the last period, which may be
less than 60 minutes.
Product means the yeast resulting
from the final stage in a production run.
48185
Products are distinguished by yeast
species, strain, and variety.
Responsible official means
responsible official as defined in 40 CFR
70.2.
Set-batch means the yeast is fed
carbohydrates and additives only at the
start of the batch.
Specialty yeast includes, but is not
limited to, yeast produced for use in
wine, champagne, whiskey, and beer.
Within-concentration batch means a
batch for which BAVOC is not higher
than the maximum concentration that is
allowed as part of the applicable
emission limitation.
TABLE 1 TO SUBPART CCCC OF PART 63—EMISSION LIMITATIONS
For each fed-batch fermenter producing yeast in the following fermentation stage . . .
Last stage ......................................
Second-to-last stage ......................
Third-to-last stage ..........................
a The
98-percent option: You must not
exceed the following VOC emission limitation a according to the
timeline in Table 7 to this subpart
. . .
Average option: You must not exceed the following VOC emission
limitation a according to the
timeline in Table 7 to this subpart
. . .
Batch option: You must not exceed the following VOC emission
limitation a according to the
timeline in Table 7 to this subpart
. . .
100 ppmv (measured as propane)
for BAVOC for at least 98 percent of all batches in each 12month calculation period described in § 63.2171(b) and (e).
200 ppmv (measured as propane)
for BAVOC for at least 98 percent of all batches in each 12month calculation period described in § 63.2171(b) and (e).
300 ppmv (measured as propane)
for BAVOC for at least 98 percent of all batches in each 12month calculation period described in § 63.2171(b) and (e).
95 ppmv (measured as propane)
for the average BAVOC of all
batches in this stage in each
12-month calculation period described in § 63.2171(c) and (e).
190 ppmv (measured as propane)
for the average BAVOC of all
batches in this stage in each
12-month calculation period described in § 63.2171(c) and (e).
285 ppmv (measured as propane)
for the average BAVOC of all
batches in this stage in each
12-month calculation period described in § 63.2171(c) and (e).
100 ppmv (measured as propane)
for BAVOC for each batch.
200 ppmv (measured as propane)
for BAVOC for each batch.
300 ppmv (measured as propane)
for BAVOC for each batch.
emission limitation does not apply during the production of specialty yeast.
TABLE 2 TO SUBPART CCCC OF PART 63—REQUIREMENTS FOR PERFORMANCE TESTS IF YOU MONITOR BREW ETHANOL
For each fed-batch fermenter for which compliance is determined by monitoring brew ethanol
concentration and calculating VOC concentration in the fermenter exhaust according to the
procedures in § 63.2161, you must . . .
Measure VOC as propane .................................
a EPA
b EPA
Using . . .
According to the following requirements . . .
Method 25A,a or an alternative validated by
EPA Method 301 b and approved by the Administrator.
You must measure the VOC concentration in
the fermenter exhaust at any point prior to
the dilution of the exhaust stream.
Test Method 25A is found in appendix A–7 of 40 CFR part 60.
Test Method 301 is found in appendix A of 40 CFR part 63.
TABLE 3 TO SUBPART CCCC OF PART 63—INITIAL COMPLIANCE WITH EMISSION LIMITATIONS
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For . . .
Average option: You have demonstrated initial
compliance if . . .
Batch option: You have demonstrated initial
compliance if . . .
Each fed-batch fermenter producing yeast in a
fermentation stage (last, second-to-last, or
third-to-last) for which compliance is determined by monitoring VOC concentration in
the fermenter exhaust.
The average BAVOC of all batches in each
fermentation stage during the initial compliance period described in § 63.2160(a) does
not exceed the applicable concentration in
Table 1 to this subpart.
BAVOC for each batch of each fermentation
stage during the initial compliance period
described in § 63.2160(b) does not exceed
the applicable concentration in Table 1 to
this subpart.
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TABLE 4 TO SUBPART CCCC OF PART 63—CONTINUOUS COMPLIANCE WITH EMISSION LIMITATIONS
98-percent option: You must demonstrate continuous compliance
by . . .
For . . .
1. Each fed-batch fermenter producing yeast in a fermentation
stage (last, second-to-last, or
third-to-last) for which compliance is determined by monitoring VOC concentration in the
fermenter exhaust.
2. Each fed-batch fermenter producing yeast in a fermentation
stage (last, second-to-last, or
third-to-last) for which compliance is determined by monitoring brew ethanol concentration and calculating VOC concentration in the fermenter exhaust according to the procedures in § 63.2161 a.
Average option: You must demonstrate continuous compliance
by . . .
Batch option: You must demonstrate continuous compliance
by . . .
Showing that BAVOC for at least
98 percent of the batches for
each 12-month calculation period ending within a semiannual
reporting period described in
§ 63.2181(b)(3) does not exceed the applicable maximum
concentration in Table 1 to this
subpart.
Showing that the average BAVOC
of all batches in each fermentation stage during each 12month calculation period ending
within a semiannual reporting
period
described
in
§ 63.2181(b)(3) does not exceed the applicable concentration in Table 1 to this subpart.
Showing that BAVOC for each
batch within a semiannual reporting period described in
§ 63.2181(b)(3) does not exceed the applicable concentration in Table 1 to this subpart.
a Monitoring brew ethanol concentration to demonstrate compliance is not allowed on and after October 16, 2020, as specified in Table 8 to
this subpart.
TABLE 5 TO SUBPART CCCC OF PART 63—REQUIREMENTS FOR REPORTS
You must submit a . . .
The report must contain . . .
You must submit the report . . .
1. Compliance report ...........
a. The information described in § 63.2181(c), as appropriate.
b. If you fail to meet an applicable standard during the
reporting period, then the compliance report must include the information in § 63.2181(c)(5) or (7).
The results of the performance test, including the information described in § 63.7(g).
The results of the performance evaluation, including information from the performance evaluation plan at
§ 63.8(e)(3).
Semiannually according
§ 63.2181(b).
Semiannually according
§ 63.2181(b).
2. Performance test report ...
3. Performance evaluation
report.
to
the
requirements
in
to
the
requirements
in
At least once every 365 calendar days and according
to the requirements in § 63.2181(a)(1)(i).
At least once every twelve calendar quarters and according to the requirements in §§ 63.2163(f) and
63.2181(a)(1)(ii).
TABLE 6 TO SUBPART CCCC OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART CCCC
Citation
Subject
Applicable to subpart CCCC?
.................
.................
.................
.................
.................
.................
Applicability ..............................................
Definitions ................................................
Units and Abbreviations ..........................
Prohibited Activities and Circumvention ..
Construction and Reconstruction ............
Compliance With Standards and Maintenance Requirements.
§ 63.7 .................
Performance Testing Requirements .......
§ 63.8 .................
Monitoring Requirements ........................
§ 63.9 .................
Notification Requirements .......................
§ 63.10 ...............
Recordkeeping and Reporting Requirements.
§ 63.11 ...............
§ 63.12 ...............
§ 63.13 ...............
Flares .......................................................
Delegation ...............................................
Addresses ................................................
Yes.
Yes.
Yes.
Yes.
Yes.
1. § 63.6(e)(1)(i) does not apply, instead specified in § 63.2150(d).
2. § 63.6(e)(1)(ii), (e)(3), (f)(1), and (h) do not apply.
3. Otherwise, all apply.
1. § 63.7(a)(1) and (2) do not apply, instead specified in § 63.2162.
2. § 63.7(e)(1) and (e)(3) do not apply, instead specified in § 63.2161(b).
3. Otherwise, all apply.
1. § 63.8(a)(2) is modified by § 63.2163.
2. § 63.8(d)(3) is modified by § 63.2182(c)(3) and § 63.2183(e).
3. § 63.8(a)(4), (c)(1)(i), (c)(1)(iii), (c)(4)(i), (c)(5), (e)(5)(ii), and (g)(5) do not apply.
4. § 63.8(c)(6), (c)(8), (e)(4), (g)(1), and (g)(3) do not apply, instead specified in
§§ 63.2163(b) and (j), 63.2164(c), and 63.2182(c)(1) and (5).
5. Otherwise, all apply.
1. § 63.9(b)(2) does not apply because rule omits requirements for initial notification for affected sources that start up prior to May 21, 2001.
2. § 63.9(f) does not apply.
3. Otherwise, all apply.
1. § 63.10(b)(2)(ii) does not apply, instead specified in § 63.2182(a)(2) and (c)(5).
2. § 63.10(b)(2)(i), (b)(2)(iv), (b)(2)(v), (c)(15), (d)(3), (e)(2)(ii), and (e)(3) and (4)
do not apply.
3. § 63.10(d)(5) does not apply, instead specified in § 63.2181(c)(5) and (7).
4. Otherwise, all apply.
No.
Yes.
Yes.
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§ 63.1
§ 63.2
§ 63.3
§ 63.4
§ 63.5
§ 63.6
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48187
TABLE 6 TO SUBPART CCCC OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART CCCC—Continued
Citation
Subject
Applicable to subpart CCCC?
§ 63.14 ...............
§ 63.15 ...............
Incorporation by Reference .....................
Availability of Information ........................
Yes.
Yes.
TABLE 7 TO SUBPART CCCC OF PART 63—EMISSION LIMITATION APPLICABILITY TIMELINE
For each . . .
During this time frame . . .
You must comply with the emission limitations
in Table 1 to this subpart using the . . .
Existing affected source .....................................
Before 10/16/2017 ...........................................
Between 10/16/2017 and October 16, 2018 ...
On and after October 16, 2018 .......................
New or reconstructed affected source that you
start up prior to 10/16/2017.
Before 10/16/2017 ...........................................
Between 10/16/2017 and October 16, 2018 ...
On and after October 16, 2018 .......................
New or reconstructed affected source that you
start up after 10/16/2017.
After 10/16/2017 ..............................................
98-Percent Option.
98-Percent Option, Average Option, or Batch
Option.
Average Option or Batch Option.
98-Percent Option.
98-Percent Option, Average Option, or Batch
Option.
Average Option or Batch Option.
Average Option or Batch Option.
TABLE 8 TO SUBPART CCCC OF PART 63—MONITORING SYSTEM REQUIREMENTS TIMELINE
For each . . .
During this time frame . . .
You must monitor VOC concentration by . . .
Existing affected source .....................................
Before 10/16/2017 ...........................................
Monitoring fermenter exhaust using a CEMS
or by monitoring brew ethanol concentration
using a brew ethanol monitor.
Monitoring fermenter exhaust using a VOC
CEMS or by monitoring brew ethanol concentration using a brew ethanol monitor.
Monitoring fermenter exhaust using a VOC
CEMS.
Monitoring fermenter exhaust using a CEMS
or by monitoring brew ethanol concentration
using a brew ethanol monitor.
Monitoring fermenter exhaust using a VOC
CEMS or by monitoring brew ethanol concentration using a brew ethanol monitor.
Monitoring fermenter exhaust using a VOC
CEMS.
Monitoring fermenter exhaust using a VOC
CEMS.
Between 10/16/2017 and October 16, 2020 ...
On and after October 16, 2020 .......................
New or reconstructed affected source that you
start up prior to 10/16/2017.
Before 10/16/2017 ...........................................
Between 10/16/2017 and October 16, 2020 ...
On and after October 16, 2020 .......................
New or reconstructed affected source that you
start up after 10/16/2017.
After 10/16/2017 ..............................................
[FR Doc. 2017–21937 Filed 10–13–17; 8:45 am]
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Agencies
[Federal Register Volume 82, Number 198 (Monday, October 16, 2017)]
[Rules and Regulations]
[Pages 48156-48187]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-21937]
[[Page 48155]]
Vol. 82
Monday,
No. 198
October 16, 2017
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants: Nutritional
Yeast Manufacturing Residual Risk and Technology Review; Final Rule
Federal Register / Vol. 82 , No. 198 / Monday, October 16, 2017 /
Rules and Regulations
[[Page 48156]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2015-0730; FRL-9969-08-OAR]
RIN 2060-AS93
National Emission Standards for Hazardous Air Pollutants:
Nutritional Yeast Manufacturing Residual Risk and Technology Review
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action finalizes the residual risk and technology review
(RTR) conducted for the Manufacturing of Nutritional Yeast source
category regulated under national emission standards for hazardous air
pollutants (NESHAP). In addition, we are finalizing other amendments,
including revisions to the form of the volatile organic compounds (VOC)
standards for fermenters, removal of the option to monitor brew
ethanol, inclusion of ongoing relative accuracy test audit (RATA), and
revisions to other monitoring, reporting, and recordkeeping
requirements.
DATES: This final rule is effective on October 16, 2017. The
incorporation by reference of certain publications listed in the rule
is approved by the Director of the Federal Register as of October 16,
2017.
ADDRESSES: The Environmental Protection Agency (EPA) has established a
docket for this action under Docket ID No. EPA-HQ-OAR-2015-0730. All
documents in the docket are listed on the https://www.regulations.gov
Web site. Although listed in the index, some information is not
publicly available, e.g., confidential business information (CBI) or
other information whose disclosure is restricted by statute. Certain
other material, such as copyrighted material, is not placed on the
Internet and will be publicly available only in hard copy form.
Publicly available docket materials are available either electronically
through https://www.regulations.gov, or in hard copy at the EPA Docket
Center, EPA WJC West Building, Room Number 3334, 1301 Constitution Ave.
NW., Washington, DC. The Public Reading Room hours of operation are
8:30 a.m. to 4:30 p.m. Eastern Standard Time, Monday through Friday,
excluding legal holidays. The telephone number for the Public Reading
Room is (202) 566-1744, and the telephone number for the EPA Docket
Center is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: For questions about this final action,
contact Allison Costa, Sector Policies and Programs Division (Mail Code
E143-03), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-1322; fax number: (919) 541-0516;
and email address: costa.allison@epa.gov. For specific information
regarding the risk modeling methodology, contact Chris Sarsony, Health
and Environmental Impacts Division (C539-02), Office of Air Quality
Planning and Standards, U.S. Environmental Protection Agency, Research
Triangle Park, North Carolina 27711; telephone number: (919) 541-4843;
and email address: sarsony.chris@epa.gov. For information about the
applicability of the NESHAP to a particular entity, contact John Cox,
Office of Enforcement and Compliance Assurance, U.S. Environmental
Protection Agency, EPA WJC South Building (Mail Code 2227A), 1200
Pennsylvania Ave. NW., Washington, DC 20460; telephone number: (919)
564-1395; and email address: cox.john@epa.gov.
SUPPLEMENTARY INFORMATION:
Preamble acronyms and abbreviations. We use multiple acronyms and
terms in this preamble. While this list may not be exhaustive, to ease
the reading of this preamble and for reference purposes, the EPA
defines the following terms and acronyms here:
BAE Batch-average concentration of brew ethanol in fermenter liquid
BAVOC Batch-average concentration of volatile organic compounds in
fermenter exhaust
CAA Clean Air Act
CDX Central Data Exchange
CEDRI Compliance and Emissions Data Reporting Interface
CEMS Continuous emission monitoring system
CFR Code of Federal Regulations
CPMS Continuous parameter monitoring system
CRA Congressional Review Act
EPA Environmental Protection Agency
ERT Electronic Reporting Tool
FID Flame ionization detector
GC Gas chromatograph
HAP Hazardous air pollutant(s)
HQ Hazard quotient
ICR Information Collection Request
MACT Maximum achievable control technology
NEI National Emissions Inventory
NESHAP National emission standards for hazardous air pollutants
NTTAA National Technology Transfer and Advancement Act
OMB Office of Management and Budget
ppmv Parts per million by volume
PRA Paperwork Reduction Act
RATA Relative accuracy test audit
REL Recommended exposure limit
RFA Regulatory Flexibility Act
RfC Reference concentration
RIN Regulatory Information Number
RTO Regenerative thermal oxidizer
RTR Risk and technology review
SSM Startup, shutdown, and malfunction
THC Total hydrocarbons
TOSHI Target organ-specific hazard index
UMRA Unfunded Mandates Reform Act
URE Unit risk estimate
VOC Volatile organic compound
Background information. On December 28, 2016, the EPA issued a
proposed rulemaking presenting the results of the RTR of the
Manufacturing of Nutritional Yeast NESHAP, as well as proposing
additional revisions to the NESHAP. In this action, we are finalizing
decisions and revisions for the rule. We summarize some of the more
significant comments we received regarding the proposed rule and
provide our responses in this preamble. A summary of all other public
comments on the proposal and the EPA's responses to those comments is
available in the document titled, ``Nutritional Yeast Manufacturing
Risk and Technology Review: Summary of Public Comments and Responses,''
which is in the docket for this action (Docket ID No. EPA-HQ-OAR-2015-
0730). A ``track changes'' version of the regulatory language that
incorporates the changes in this action is also available in the
docket.
Organization of this document. The information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document and other related
information?
C. Judicial Review and Administrative Reconsideration
II. Background
A. What is the statutory authority for this action?
B. What is the Manufacturing of Nutritional Yeast source
category and how does the NESHAP regulate HAP emissions from this
source category?
C. What changes did we propose for the Manufacturing of
Nutritional Yeast source category in our December 28, 2016,
proposal?
III. What is included in this final rule?
A. What are the final rule amendments based on the risk review
for the Manufacturing of Nutritional Yeast source category?
B. What are the final rule amendments based on the technology
review for the Manufacturing of Nutritional Yeast source category?
C. What are the final rule amendments addressing emissions
during periods of startup, shutdown, and malfunction?
D. What other changes have been made to the NESHAP?
E. What are the effective and compliance dates of the standards?
[[Page 48157]]
F. What are the requirements for submission of performance test
data to the EPA?
IV. What is the rationale for our final decisions and amendments for
the Manufacturing of Nutritional Yeast source category?
A. Residual Risk Review for the Manufacturing of Nutritional
Yeast Source Category
B. Technology Review for the Manufacturing of Nutritional Yeast
Source Category
C. Revised Form of the Fermenter VOC Standard
D. Removal of the Option To Monitor Brew Ethanol
E. Requirement To Conduct RATA
F. Requirement To Collect All Valid CEMS Data
G. Compliance Dates for the Amendments
V. Summary of Cost, Environmental, and Economic Impacts and
Additional Analyses Conducted
A. What are the affected facilities?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
F. What analysis of environmental justice did we conduct?
G. What analysis of children's environmental health did we
conduct?
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act (UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
H. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
J. National Technology Transfer and Advancement Act (NTTAA) and
1 CFR Part 51
K. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
L. Congressional Review Act (CRA)
I. General Information
A. Does this action apply to me?
Regulated entities. Categories and entities potentially regulated
by this action are shown in Table 1 of this preamble.
Table 1--NESHAP and Industrial Source Categories Affected by This Final
Action
------------------------------------------------------------------------
NAICS \1\
NESHAP and Source Category Code
------------------------------------------------------------------------
Manufacturing of Nutritional Yeast.......................... 311999
------------------------------------------------------------------------
\1\ North American Industry Classification System.
Table 1 of this preamble is not intended to be exhaustive, but
rather to provide a guide for readers regarding entities likely to be
affected by the final action for the source category listed. To
determine whether your facility is affected, you should examine the
applicability criteria in the final Manufacturing of Nutritional Yeast
NESHAP (40 CFR part 63, subpart CCCC). If you have any questions
regarding the applicability of any aspect of this NESHAP, which we
refer to as ``subpart CCCC'' in this preamble, please contact the
appropriate person listed in the preceding FOR FURTHER INFORMATION
CONTACT section of this preamble.
B. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this final action will also be available on the Internet. Following
signature by the EPA Administrator, the EPA will post a copy of this
final action at: https://www.epa.gov/stationary-sources-air-pollution/manufacturing-nutritional-yeast-national-emission-standards. Following
publication in the Federal Register, the EPA will post the Federal
Register version and key technical documents at this same Web site.
Additional information is available on the RTR Web site at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html. This information includes an
overview of the RTR program, links to project Web sites for the RTR
source categories, and detailed emissions and other data we used as
inputs to the risk assessments.
C. Judicial Review and Administrative Reconsideration
Under Clean Air Act (CAA) section 307(b)(1), judicial review of
this final action is available only by filing a petition for review in
the United States Court of Appeals for the District of Columbia by
December 15, 2017. Under CAA section 307(b)(2), the requirements
established by this final rule may not be challenged separately in any
civil or criminal proceedings brought by the EPA to enforce the
requirements.
Section 307(d)(7)(B) of the CAA further provides that only an
objection to a rule or procedure which was raised with reasonable
specificity during the period for public comment (including any public
hearing) may be raised during judicial review. This section also
provides a mechanism for the EPA to reconsider the rule if the person
raising an objection can demonstrate to the Administrator that it was
impracticable to raise such objection within the period for public
comment or if the grounds for such objection arose after the period for
public comment (but within the time specified for judicial review) and
if such objection is of central relevance to the outcome of the rule.
Any person seeking to make such a demonstration should submit a
Petition for Reconsideration to the Office of the Administrator, U.S.
EPA, Room 3000, EPA WJC South Building, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460, with a copy to both the person(s) listed in the
preceding FOR FURTHER INFORMATION CONTACT section, and the Associate
General Counsel for the Air and Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460.
II. Background
A. What is the statutory authority for this action?
Section 112 of the CAA establishes a two-stage regulatory process
to address emissions of hazardous air pollutants (HAP) from stationary
sources. In the first stage, we must identify categories of sources
emitting one or more of the HAP listed in CAA section 112(b) and then
promulgate technology-based NESHAP for those sources. ``Major sources''
are those that emit, or have the potential to emit, any single HAP at a
rate of 10 tons per year (tpy) or more, or 25 tpy or more of any
combination of HAP. For major sources, these standards are commonly
referred to as maximum achievable control technology (MACT) standards
and must reflect the maximum degree of emission reductions of HAP
achievable (after considering cost, energy requirements, and non-air
quality health and environmental impacts). In developing MACT
standards, CAA section 112(d)(2) directs the EPA to consider the
application of measures, processes, methods, systems, or techniques,
including but not limited to those that reduce the volume of or
eliminate HAP emissions through process changes, substitution of
materials, or other modifications; enclose systems or processes to
eliminate emissions; collect, capture, or
[[Page 48158]]
treat HAP when released from a process, stack, storage, or fugitive
emissions point; are design, equipment, work practice, or operational
standards; or any combination of the above.
For these MACT standards, the statute specifies certain minimum
stringency requirements, which are referred to as MACT floor
requirements, and which may not be based on cost considerations. See
CAA section 112(d)(3). For new sources, the MACT floor cannot be less
stringent than the emission control achieved in practice by the best-
controlled similar source. The MACT standards for existing sources can
be less stringent than floors for new sources, but they cannot be less
stringent than the average emission limitation achieved by the best-
performing 12 percent of existing sources in the category or
subcategory (or the best-performing five sources for categories or
subcategories with fewer than 30 sources). In developing MACT
standards, we must also consider control options that are more
stringent than the floor under CAA section 112(d)(2). We may establish
standards more stringent than the floor, based on the consideration of
the cost of achieving the emissions reductions, any non-air quality
health and environmental impacts, and energy requirements.
In the second stage of the regulatory process, the CAA requires the
EPA to undertake two different analyses, which we refer to as the
technology review and the residual risk review. Under the technology
review, we must review the technology-based standards and revise them
``as necessary (taking into account developments in practices,
processes, and control technologies)'' no less frequently than every 8
years, pursuant to CAA section 112(d)(6). Under the residual risk
review, we must evaluate the risk to public health remaining after
application of the technology-based standards and revise the standards,
if necessary, to provide an ample margin of safety to protect public
health or to prevent, taking into consideration costs, energy, safety,
and other relevant factors, an adverse environmental effect. The
residual risk review is required within 8 years after promulgation of
the technology-based standards, pursuant to CAA section 112(f). In
conducting the residual risk review, if the EPA determines that the
current standards provide an ample margin of safety to protect public
health, it is not necessary to revise the MACT standards pursuant to
CAA section 112(f).\1\ For more information on the statutory authority
for this rule, see the proposal published on December 28, 2016 (81 FR
95810).
---------------------------------------------------------------------------
\1\ The U.S. Court of Appeals for the District of Columbia
Circuit has affirmed this approach of implementing CAA section
112(f)(2)(A): NRDC v. EPA, 529 F.3d 1077, 1083 (D.C. Cir. 2008)
(``If EPA determines that the existing technology-based standards
provide an 'ample margin of safety,' then the Agency is free to
readopt those standards during the residual risk rulemaking.'').
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B. What is the Manufacturing of Nutritional Yeast source category and
how does the NESHAP regulate HAP emissions from this source category?
The EPA promulgated the Manufacturing of Nutritional Yeast NESHAP
on May 21, 2001 (66 FR 27876). The standards are codified at 40 CFR
part 63, subpart CCCC. The manufacturing of nutritional yeast industry
consists of facilities that manufacture yeast for the purpose of
becoming an ingredient in dough for bread or any other yeast-raised
baked product, or for becoming a nutritional food additive intended for
consumption by humans. Facilities that manufacture nutritional yeast
intended for consumption by animals, such as an additive for livestock
feed, are not included in the description of sources covered by this
subpart in 40 CFR 63.2131. In addition, subpart CCCC clarifies that
fermenters are not subject to emission limitations during the
production of specialty yeast (e.g., yeast for use in wine, champagne,
whiskey, or beer) in 40 CFR 63.2132. The source category was originally
defined as Baker's Yeast Manufacturing in 1992, but was renamed
Manufacturing of Nutritional Yeast in 1998 to clarify the scope of the
source category. See the preamble for the proposed rule for additional
background (81 FR 95814, December 28, 2016). The source category
covered by subpart CCCC currently includes four facilities.
The affected sources at nutritional yeast manufacturing facilities
are the collection of equipment used to manufacture Saccharomyces
cerevisiae yeast, including fermenters. The subpart CCCC emission
limitations apply to the final three stages of the fermentation
process, which are often referred to as stock (third-to-last stage),
first generation (second-to-last stage), and trade (last stage)
fermentation.
Currently, the fermenters are subject to batch-average VOC (BAVOC)
emission limitations that differ for each fermentation stage, and which
must be met for 98 percent of all batches in each fermentation stage on
a rolling 12-month basis. The measurement of VOC is used as a surrogate
for the HAP of interest, acetaldehyde. The BAVOC limits are 300 parts
per million by volume (ppmv) for stock fermenters (third-to-last
stage), 200 ppmv for first generation fermenters (second-to-last
stage), and 100 ppmv for trade fermenters (last stage).
In the original subpart CCCC requirements, facilities can
continuously monitor either the VOC concentration in the fermenter
exhaust or the brew ethanol concentration in the fermenter liquid to
determine compliance with the emission limitations. If a facility
monitors brew ethanol concentration, it must conduct an annual
performance test to determine the correlation between the brew ethanol
concentration in the fermenter liquid and the VOC concentration in the
fermenter exhaust gas.
C. What changes did we propose for the Manufacturing of Nutritional
Yeast source category in our December 28, 2016, proposal?
On December 28, 2016, the EPA published a proposed rule in the
Federal Register for subpart CCCC, that address the results of the RTR
analyses and proposed other amendments. In the action, we proposed
finding that the risks from the Manufacturing of Nutritional Yeast
source category are acceptable; that additional emissions controls for
the source category are not necessary to provide an ample margin of
safety; and that there have been no developments in practices,
processes, and control technologies that warrant changes to the
fermenter emission limitations. Additionally, we proposed several
changes to the existing rule (apart from the RTR process) that were
intended to promote consistency with relevant statutory requirements
and goals. These changes included revising the form of the VOC
standards for fermenters; removing the option to monitor brew ethanol;
including requirements to conduct annual RATA; removing gas
chromatograph (GC) continuous emission monitoring system (CEMS) as an
option to monitor VOC concentration; collecting CEMS data at all times
during the batch monitoring period; using Procedure 1 of Appendix F to
part 60 for VOC CEMS; requiring electronic reporting; and revising
startup, shutdown, and malfunction (SSM) provisions.
III. What is included in this final rule?
This action finalizes the EPA's determinations pursuant to the RTR
provisions of CAA section 112 for the Manufacturing of Nutritional
Yeast source category. This action also finalizes other changes to
subpart CCCC, including: Revising the form of the VOC standards for
fermenters; removing the
[[Page 48159]]
option to monitor brew ethanol; including requirements to conduct
ongoing RATA; using Procedure 1 of Appendix F to part 60 for VOC CEMS;
removing GC CEMS as an option to monitor VOC concentration; collecting
CEMS data at all times during the batch monitoring period; requiring
electronic reporting; and revising SSM provisions.
A. What are the final rule amendments based on the risk review for the
Manufacturing of Nutritional Yeast source category?
The EPA proposed no changes to subpart CCCC based on the risk
review conducted pursuant to CAA section 112(f). Specifically, as we
proposed, we are finalizing our determination that risks from the
nutritional yeast manufacturing facilities are acceptable, and that the
standards provide an ample margin of safety to protect public health.
The EPA received no new data or other information during the public
comment period that changed that determination. Therefore, we are not
requiring additional controls under CAA section 112(f)(2).
B. What are the final rule amendments based on the technology review
for the Manufacturing of Nutritional Yeast source category?
We determined that there are no developments in practices,
processes, and control technologies that warrant revisions to the MACT
standards for this source category. The EPA proposed no changes to
subpart CCCC based on the technology review conducted pursuant to CAA
section 112(d)(6). The EPA received no new data or other information
during the public comment period that affected the technology review
determination. Therefore, we are not finalizing revisions to the MACT
standards under CAA section 112(d)(6).
C. What are the final rule amendments addressing emissions during
periods of startup, shutdown, and malfunction?
In its 2008 decision in Sierra Club v. EPA, 551 F.3d 1019 (D.C.
Cir. 2008), the United States Court of Appeals for the District of
Columbia Circuit vacated portions of two provisions in the EPA's CAA
section 112 regulations governing the emissions of HAP during periods
of SSM. Specifically, the Court vacated the SSM exemptions contained in
40 CFR 63.6(f)(1) and 40 CFR 63.6(h)(1), holding that under section
302(k) of the CAA, emissions standards or limitations must be
continuous in nature and that the SSM exemption violates the CAA's
requirement that some CAA section 112 standard apply continuously.
Consistent with Sierra Club v. EPA, the EPA has established
standards in this rule that apply at all times. We have eliminated the
malfunction exemption in this rule, in addition to making other changes
to ensure that the rule's emission limitations apply continuously (the
latter changes are addressed in sections III.D and IV.C of this
preamble). While, for simplicity, we refer throughout this section to
the SSM exemption and the associated SSM plan requirements, only the
malfunction exemption and its removal are relevant to this action
because periods of startup and shutdown were never exempt from
emissions standards in this subpart. We have revised Table 6 to subpart
CCCC (the General Provisions applicability table) in several respects
as is explained in more detail below. For example, we have eliminated
the incorporation of the General Provisions' requirement that the
source develops an SSM plan. We have also eliminated and revised
certain recordkeeping and reporting that is related to the SSM
exemption as described in detail in the proposed rule and summarized
again here.
In establishing the standards in this rule, the EPA has taken into
account startup and shutdown periods and, for the reasons explained
below, has not established alternate standards for those periods.
Periods of startup, normal operations, and shutdown are all predictable
and routine aspects of a source's operations. In this NESHAP, owners or
operators of nutritional yeast manufacturing facilities employ process
controls to limit emissions. These process controls are employed from
the time a fermenter starts production of a batch of yeast and continue
until the fermenter is emptied of yeast. Additionally, emissions are
averaged over the entire duration of each batch in order to determine
compliance with emission limitations, so there was no need to set
separate limits for periods of startup and shutdown in this rule.
Malfunctions, in contrast, are neither predictable nor routine.
Instead they are by definition sudden, infrequent, and not reasonably
preventable failures of emissions control, process, or monitoring
equipment. 40 CFR 63.2 (definition of malfunction). The EPA interprets
CAA section 112 as not requiring emissions that occur during periods of
malfunction to be factored into development of CAA section 112
standards and this reading has been upheld as reasonable by the D.C.
Circuit. U.S. Sugar Corp. v. EPA, 830 F.3d 579, 606-610 (2016).
Instead, under CAA section 112, emissions standards for new sources
must be no less stringent than the level ``achieved'' by the best
controlled similar source and for existing sources generally must be no
less stringent than the average emission limitation ``achieved'' by the
best performing 12 percent of sources in the category. There is nothing
in CAA section 112 that directs the Agency to consider malfunctions in
determining the level ``achieved'' by the best performing sources when
setting emission standards. As the D.C. Circuit has recognized, the
phrase ``average emissions limitation achieved by the best performing
12 percent of '' sources ``says nothing about how the performance of
the best units is to be calculated.'' Nat'l Ass'n of Clean Water
Agencies v. EPA, 734 F.3d 1115, 1141 (D.C. Cir. 2013). While the EPA
accounts for variability in setting emissions standards, nothing in CAA
section 112 requires the Agency to consider malfunctions as part of
that analysis. A malfunction should not be treated in the same manner
as the type of variation in performance that occurs during routine
operations of a source. A malfunction is a failure of the source to
perform in a ``normal or usual manner'' and no statutory language
compels the EPA to consider such events in setting CAA section 112
standards. As the D.C. Circuit recognized in U.S. Sugar Corp,
accounting for malfunctions in setting emission standards would be
difficult, if not impossible, given the myriad different types of
malfunctions that can occur across all sources in the category and
given the difficulties associated with predicting or accounting for the
frequency, degree, and duration of various malfunctions that might
occur. Id. at 608 (``the EPA would have to conceive of a standard that
could apply equally to the wide range of possible boiler malfunctions,
ranging from an explosion to minor mechanical defects. Any possible
standard is likely to be hopelessly generic to govern such a wide array
of circumstances.'') As such, the performance of units that are
malfunctioning is not ``reasonably'' foreseeable. See, e.g., Sierra
Club v. EPA, 167 F.3d 658, 662 (D.C. Cir. 1999) (``The EPA typically
has wide latitude in determining the extent of data-gathering necessary
to solve a problem. We generally defer to an agency's decision to
proceed on the basis of imperfect scientific information, rather than
to `invest the resources to conduct the perfect study.' '') See also,
Weyerhaeuser v. Costle, 590 F.2d 1011, 1058 (D.C. Cir. 1978) (``In the
nature of things, no general limit, individual permit, or even any
upset provision can anticipate all upset situations. After a certain
point, the transgression of
[[Page 48160]]
regulatory limits caused by `uncontrollable acts of third parties,'
such as strikes, sabotage, operator intoxication or insanity, and a
variety of other eventualities, must be a matter for the administrative
exercise of case-by-case enforcement discretion, not for specification
in advance by regulation.''). In addition, emissions during a
malfunction event can be significantly higher than emissions at any
other time of source operation. For example, if an air pollution
control device with 99-percent removal goes off-line as a result of a
malfunction (as might happen if, for example, the bags in a baghouse
catch fire) and the emission unit is a steady state type unit that
would take days to shut down, the source would go from 99-percent
control to zero control until the control device was repaired. The
source's emissions during the malfunction would be 100 times higher
than during normal operations. As such, the emissions over a 4-day
malfunction period would exceed the annual emissions of the source
during normal operations. As this example illustrates, accounting for
malfunctions could lead to standards that are not reflective of (and
significantly less stringent than) levels that are achieved by a well-
performing non-malfunctioning source. It is reasonable to interpret CAA
section 112 to avoid such a result. The EPA's approach to malfunctions
is consistent with CAA section 112 and is a reasonable interpretation
of the statute.
In subpart CCCC, it is unlikely that a malfunction would result in
a violation of the standards for fermenters. The rule provides an
option for owners or operators to determine the average VOC
concentration for all batches within each fermentation stage using data
from 12-month periods. This option limits the effect of malfunctions on
the ability of a facility to meet the emission limitations because the
averaging effectively minimizes ``spikes'' in emissions. Additionally,
many of the common malfunctions reported during EPA site visits by
owners or operators of nutritional yeast manufacturing facilities were
malfunctions of the emissions monitoring equipment. While the equipment
is unable to record accurate data during periods of malfunction, it
does not impact actual emissions because process controls could still
be used to limit emissions. In the unlikely event that a source fails
to comply with the applicable CAA section 112(d) standards as a result
of a malfunction event, the EPA would determine an appropriate response
based on, among other things, the good faith efforts of the source to
minimize emissions during malfunction periods, including preventative
and corrective actions, as well as root cause analyses to ascertain and
rectify excess emissions. The EPA would also consider whether the
source's failure to comply with the CAA section 112(d) standard was, in
fact, sudden, infrequent, not reasonably preventable and not instead
caused in part by poor maintenance or careless operation. 40 CFR 63.2
(definition of malfunction).
If the EPA determines in a particular case that an enforcement
action against a source for violation of an emission standard is
warranted, the source can raise any and all defenses in that
enforcement action and the federal district court will determine what,
if any, relief is appropriate. The same is true for citizen enforcement
actions. Similarly, the presiding officer in an administrative
proceeding can consider any defense raised and determine whether
administrative penalties are appropriate.
In summary, the EPA interpretation of the CAA and, in particular,
CAA section 112 is reasonable and encourages practices that will avoid
malfunctions. Administrative and judicial procedures for addressing
exceedances of the standards fully recognize that violations may occur
despite good faith efforts to comply and can accommodate those
situations. U.S. Sugar Corp. v. EPA, 830 F.3d 579, 606-610 (D.C. Cir.
2016).
1. 40 CFR 63.2150 General Duty
We are revising the General Provisions table (Table 6 to subpart
CCCC) entry for 40 CFR 63.6(e)(1)(i) to specify that 40 CFR
63.6(e)(1)(i) does not apply to subpart CCCC. Section 63.6(e)(1)(i)
describes the general duty to minimize emissions. Some of the language
in that section is no longer necessary or appropriate in light of the
elimination of the SSM exemption. The current language in 40 CFR
63.6(e)(1)(i) characterizes what the general duty entails during
periods of SSM; with the elimination of the SSM exemption, there is no
need to differentiate between normal operations, startup and shutdown,
and malfunction events in describing the general duty. Therefore, we
are adding instead general duty regulatory text at 40 CFR 63.2150(d)
that reflects the general duty to minimize emissions while eliminating
the reference to periods covered by an SSM exemption.
We are also revising the General Provisions table (Table 6 to
subpart CCCC) entry for 40 CFR 63.6(e)(1)(ii) to specify that 40 CFR
63.6(e)(1)(ii) does not apply to subpart CCCC. Section 63.6(e)(1)(ii)
imposes requirements that are not necessary with the elimination of the
SSM exemption or are redundant with the general duty requirement being
added at 40 CFR 63.2150.
2. SSM Plan
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.6(e)(3) does not apply to subpart CCCC.
Generally, these paragraphs require development of an SSM plan and
specify SSM recordkeeping and reporting requirements related to the SSM
plan. As noted, the EPA is removing the SSM exemptions. Therefore,
affected units will be subject to an emission standard during such
events. The applicability of a standard during such events will ensure
that sources have ample incentive to plan for and achieve compliance
and, thus, the SSM plan requirements are no longer necessary.
3. Compliance With Standards
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.6(f)(1) does not apply to subpart CCCC.
The current language of 40 CFR 63.6(f)(1) exempts sources from non-
opacity standards during periods of SSM. As discussed above, the Court
in Sierra Club vacated the exemptions contained in this provision and
held that the CAA requires that some CAA section 112 standard apply
continuously. Consistent with Sierra Club, the EPA is revising
standards in this rule to apply at all times.
4. 40 CFR 63.2161 Performance Testing
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.7(e)(1) does not apply to subpart CCCC.
Section 63.7(e)(1) describes performance testing requirements. The EPA
is instead adding a performance testing requirement at 40 CFR
63.2161(b). The performance testing requirements we are adding differ
from the General Provisions performance testing provisions in several
respects. The regulatory text does not include the language in 40 CFR
63.7(e)(1) that restated the SSM exemption and language that precluded
startup and shutdown periods from being considered ``representative''
for purposes of performance testing. As in 40 CFR 63.7(e)(1),
performance tests conducted under this subpart should not be conducted
during malfunctions because conditions during malfunctions are often
not representative of normal
[[Page 48161]]
operating conditions. The EPA is adding language in 63.2161(b) that
requires the owner or operator to record the process information that
is necessary to document operating conditions during the test and
include in such record an explanation to support that such conditions
represent normal operation. Section 63.7(e) requires that the owner or
operator make available to the Administrator such records ``as may be
necessary to determine the condition of the performance test''
available to the Administrator upon request, but does not specifically
require the information to be recorded. The regulatory text the EPA is
adding to subpart CCCC builds on that requirement and makes explicit
the requirement to record the information.
5. Monitoring
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.8 (c)(1)(i) and (iii) do not apply to
subpart CCCC. The cross-references to the general duty and SSM plan
requirements in those subparagraphs are not necessary in light of other
requirements of 40 CFR 63.8 that require good air pollution control
practices (40 CFR 63.8(c)(1)) and that set out the requirements of a
quality control program for monitoring equipment (40 CFR 63.8(d)).
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.8(d)(3) does not apply to subpart CCCC.
The final sentence in 40 CFR 63.8(d)(3) refers to the General
Provisions' SSM plan requirement which is no longer applicable. The EPA
is adding to the rule at 40 CFR 63.2182(c)(3) and 63.2183(e) text that
contains the same requirements as 40 CFR 63.8(d)(3), except that we are
requiring the program of corrective action for a malfunctioning
monitoring system to be included in the quality control program for a
CEMS (as described in 40 CFR 63.8(d)(2)) instead of in the SSM plan.
6. 40 CFR 63.2182 Recordkeeping
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.10(b)(2)(ii) does not apply to subpart
CCCC. Section 63.10(b)(2)(ii) describes the recordkeeping requirements
during a malfunction. The EPA is adding such requirements to 40 CFR
63.2182(a)(2) and (c)(5). The regulatory text we are adding differs
from the text in the General Provisions it is replacing in that the
General Provisions requires the creation and retention of a record of
the occurrence and duration of each malfunction of process, air
pollution control, and monitoring equipment. The EPA is now applying
the recordkeeping requirement to any failure to meet an applicable
standard and is requiring that the source record the date, time, and
duration of the failure rather than the ``occurrence.'' The EPA is also
adding to 40 CFR 63.2182(a)(2) and (c)(5) a requirement that sources
keep records that include a list of the affected source or equipment
and actions taken to minimize emissions, an estimate of the quantity of
each regulated pollutant emitted over the standard for which the source
failed to meet the standard, and a description of the method used to
estimate the emissions. Examples of such methods would include product-
loss calculations, mass balance calculations, measurements when
available, or engineering judgment based on known process parameters.
The EPA is requiring that sources keep records of this information to
ensure that there is adequate information to allow the EPA to determine
the severity of any failure to meet a standard, and to provide data
that may document how the source met the general duty to minimize
emissions when the source has failed to meet an applicable standard.
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.10(b)(2)(iv) does not apply to subpart
CCCC. When applicable, the provision requires sources to record actions
taken during SSM events when actions were inconsistent with their SSM
plan. The requirement is no longer appropriate because SSM plans will
no longer be required. The requirement previously applicable under 40
CFR 63.10(b)(2)(iv)(B) to record actions to minimize emissions and
record corrective actions is now specified at 40 CFR 63.2182(a)(2) and
(c)(5).
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.10(b)(2)(v) does not apply to subpart
CCCC. When applicable, the provision requires sources to record actions
taken during SSM events to show that actions taken were consistent with
their SSM plan. The requirement is no longer appropriate because SSM
plans will no longer be required.
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.10(c)(15) does not apply to subpart
CCCC. The provision allows an owner or operator to use the affected
source's SSM plan or records kept to satisfy the recordkeeping
requirements of the SSM plan to also satisfy the requirements of 40 CFR
63.10(c)(10) through (12) concerning additional recordkeeping
requirements for sources with continuous monitoring systems. The EPA is
eliminating this requirement because SSM plans will no longer be
required, and, therefore, 40 CFR 63.10(c)(15) no longer serves any
useful purpose for affected units.
7. 40 CFR 63.2181 Reporting
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.10(d)(5) does not apply to subpart
CCCC. Section 63.10(d)(5) describes the reporting requirements for
startups, shutdowns, and malfunctions. To replace the General
Provisions reporting requirement, the EPA is adding reporting
requirements to 40 CFR 63.2181(c)(5) and (7). The replacement language
differs from the General Provisions requirement in that it eliminates
periodic SSM reports as stand-alone reports. We are promulgating
language that requires sources that fail to meet an applicable standard
at any time to report the information concerning such events in the
semiannual compliance report already required under this rule in 40 CFR
63.2181. We are requiring that the report must contain the number,
date, time, duration, and the cause of such events (including unknown
cause, if applicable), a list of the affected source or equipment, an
estimate of the quantity of each regulated pollutant emitted over any
emission limitation, and a description of the method used to estimate
the emissions. Examples of such methods would include product-loss
calculations, mass balance calculations, measurements when available,
or engineering judgment based on known process parameters. The EPA is
promulgating this requirement to ensure that there is adequate
information to determine compliance, to allow the EPA to determine the
severity of the failure to meet an applicable standard, and to provide
data that may document how the source met the general duty to minimize
emissions during a failure to meet an applicable standard.
We will no longer require owners or operators to determine whether
actions taken to correct a malfunction are consistent with an SSM plan,
because plans will no longer be required. The final amendments,
therefore, eliminate the cross reference to 40 CFR 63.10(d)(5)(i) that
contains the description of the previously required SSM report format
and submittal schedule from this section. These specifications are no
longer necessary
[[Page 48162]]
because the events will be reported in otherwise required reports with
similar format and submittal requirements.
We are revising the General Provisions table (Table 6 to subpart
CCCC) to specify that 40 CFR 63.10(d)(5)(ii) does not apply to subpart
CCCC. Section 63.10(d)(5)(ii) describes an immediate report for
startups, shutdown, and malfunctions when a source failed to meet an
applicable standard, but did not follow the SSM plan. We will no longer
require owners or operators to report when actions taken during a
startup, shutdown, or malfunction were not consistent with an SSM plan,
because such plans will no longer be required.
D. What other changes have been made to the NESHAP?
This rule finalizes revisions to several other Manufacturing of
Nutritional Yeast NESHAP requirements. We describe the revisions in the
following paragraphs.
We are finalizing the proposed amendments to revise the form of the
fermenter VOC limits that require facilities to demonstrate compliance
using either the Average Option or Batch Option. In response to
comments, we are allowing facilities up to 1 year to demonstrate
compliance with the revised form of the emission limitations. The EPA
originally proposed that facilities would have to demonstrate
compliance immediately upon promulgation of the final rule.
We are also finalizing the proposed amendments to several testing,
monitoring, recordkeeping, and reporting provisions. First, we are
finalizing amendments to require all facilities to monitor VOC
emissions using VOC CEMS and to remove the option to monitor brew
ethanol in the fermenter liquid and determine an annual correlation to
VOC concentration in the fermenter exhaust in order to demonstrate
compliance with fermenter VOC emission limitations. In reponse to
comments, we are allowing the affected facility up to 3 years to comply
with these requirements. The EPA originally proposed that the affected
facility would have 1 year to comply with these requirements. We are
also finalizing the related revisions to the rule text that corrected
references to ``brew ethanol monitors'' that had erroneously referred
to CEMS.
Second, we are finalizing the proposed amendments to remove the
option to use GC CEMS to monitor VOC emissions. The use of GC CEMS
requires facilities to identify specific VOC species to monitor and no
facilities are currently using this method.
Third, we are finalizing the proposed amendments to require the
collection of all valid CEMS data during batch monitoring periods and
the reporting of missing data as deviations. In response to comments,
we have added clarifying language in the rule specifying a minimum CEMS
cycle time of 15 minutes and allowing a minimum of two data points
(representing 15-minute periods) to constitute a valid hour of data
collection during periods of calibration, quality assurance, or
maintenance activities; and modified the recordkeeping requirements
accordingly (as stated in the General Provisions).
Fourth, we are finalizing the proposed amendments to require
facilities to conduct regular RATA using Procedure 1 of Appendix F to
part 60 to evaluate the ongoing performance of CEMS. In response to
comments, we are requiring RATA to be conducted once every 3 years,
instead of annually as proposed. We are also adding language to the
rule to clarify that cylinder gas audits or relative accuracy audits
must be conducted in the quarters that RATA are not conducted,
consistent with the requirements of Procedure 1 of Appendix F to part
60.
To increase the ease and efficiency of data submittal and data
accessibility, we are finalizing, as proposed, a requirement that
owners or operators of nutritional yeast manufacturing facilities
submit electronic copies of certain required performance test or
evaluation reports through the EPA's Central Data Exchange (CDX) Web
site using the Electronic Reporting Tool (ERT). This requirement to
submit performance test data or performance evaluation information
electronically to the EPA applies only to those performance tests or
evaluations conducted using test methods or evaluations that are
supported by the ERT.
Lastly, we are finalizing the proposed minor language changes
throughout subpart CCCC that clarify the existing requirements and
restate the requirements in active voice. These amendments do not
change any existing requirements, but are intended to improve the
readability of subpart CCCC.
E. What are the effective and compliance dates of the standards?
The revisions to the MACT standards being promulgated in this
action are effective on October 16, 2017.
The compliance date for the removal of GC CEMS, collection of all
valid CEMS data from the entire batch monitoring period, requirement to
conduct RATA, use of Procedure 1 of Appendix F to part 60 for VOC CEMS,
revised SSM requirements, and the electronic reporting requirements for
nutritional yeast manufacturing facilities is October 16, 2017.
Existing facilities must comply with the revised form of the
fermenter VOC emission limitations by October 16, 2018. Until October
16, 2018, facilities must continue to demonstrate compliance, either
using the existing form of the fermenter VOC emission limitations or
the revised form of the fermenter VOC limits, in their semiannual
compliance reports. As discussed in section IV.G of this preamble, this
timeframe was revised from immediate compliance in the proposed rule,
based on public comments, in order to allow facilities time to train
staff and update the necessary recordkeeping and reporting procedures.
Facilities that currently demonstrate compliance by monitoring brew
ethanol concentration in the fermenter liquid must install CEMS by
October 16, 2020. Until October 16, 2020, emissions data must be
collected for each batch, either using the existing compliance method
(monitoring brew ethanol concentration) or with CEMS, for use in the
semiannual compliance reports with the applicable emission limitations.
As discussed in section IV.G of this preamble, this was revised from
the proposed 1-year compliance period, based on public comments, to
allow facilities adequate time to procure equipment; train staff; and
update operations and maintenance, recordkeeping, and reporting
procedures.
Sources that are constructed or reconstructed after promulgation of
the rule revisions must comply with the emission limitations and
compliance requirements upon the effective date of the rule, October
16, 2017, or upon startup of the affected source, whichever is later.
F. What are the requirements for submission of performance test data to
the EPA?
The EPA is requiring owners or operators of manufacturing of
nutritional yeast facilities to submit electronic copies of certain
required performance test reports and performance evaluation reports
(e.g., RATAs that are supported by the EPA's ERT) at the time of the
evaluation, through the EPA's CDX using the Compliance and Emissions
Data Reporting Interface (CEDRI). The electronic submittal will
increase the usefulness of the data contained in those reports, is in
keeping with current
[[Page 48163]]
trends in data availability and transparency, will further assist in
the protection of public health and the environment, will improve
compliance by facilitating the ability of regulated facilities to
demonstrate compliance with requirements and by facilitating the
ability of delegated state, local, tribal, and territorial air agencies
and the EPA to assess and determine compliance, and will ultimately
reduce burden on regulated facilities, delegated air agencies, and the
EPA. Electronic reporting also eliminates paper-based, manual
processes, thereby saving time and resources, simplifying data entry,
eliminating redundancies, minimizing data reporting errors, and
providing data quickly and accurately to the affected facilities, air
agencies, the EPA, and the public.
The EPA Web site that stores the submitted electronic data,
WebFIRE, provides a user-friendly interface accessible to all
stakeholders. By making the records, data, and reports addressed in
this rulemaking readily available, the EPA, the regulated community,
and the public will benefit when the EPA conducts its CAA-required
technology and risk-based reviews. As a result of having reports
readily accessible, our ability to carry out comprehensive reviews will
be increased and achieved within a shorter period of time.
We anticipate fewer or less substantial Information Collection
Requests (ICRs) in conjunction with prospective CAA-required technology
and risk-based reviews may be needed as a result of electronic
reporting, which results in a decrease in time spent by industry to
respond to data collection requests. We also expect the ICRs to contain
less extensive stack testing provisions, as we will already have stack
test data electronically. Reduced testing requirements would be a cost
savings to industry. The EPA should also be able to conduct these
required reviews more quickly. Although the regulated community may
benefit from a reduced burden of ICRs, the general public benefits from
the Agency's ability to provide these required reviews more quickly,
resulting in increased public health and environmental protection.
Air agencies, as well as the EPA, can benefit from more streamlined
and automated review of the electronically submitted data.
Standardizing report formats allows air agencies to review reports and
data more quickly. Having reports and associated data in electronic
format will facilitate review through the use of software ``search''
options, as well as the downloading and analyzing of data in
spreadsheet format. Additionally, air agencies and the EPA can access
reports wherever and whenever they want or need, as long as they have
access to the Internet. The ability to access and review reports
electronically assists air agencies in determining compliance with
applicable regulations more quickly and accurately, potentially
allowing a faster response to violations which could minimize harmful
air emissions. This benefits both air agencies and the general public.
For a more thorough discussion of electronic reporting required by
this rule, see the discussion in the preamble of the proposal (81 FR
95829, December 28, 2016). In summary, in addition to supporting
regulation development, control strategy development, and other air
pollution control activities, having an electronic database populated
with performance test data will save industry, air agencies, and the
EPA significant time, money, and effort while improving the quality of
emission inventories and air quality regulations, and enhancing the
public's access to this important information.
IV. What is the rationale for our final decisions and amendments for
the Manufacturing of Nutritional Yeast source category?
For each issue, this section provides a description of what we
proposed and what we are finalizing, the EPA's rationale for the final
decisions and amendments, and a summary of key comments and responses.
For all comments not discussed in this preamble, comment summaries and
the EPA's responses can be found in the comment summary and response
document available in the docket for this rulemaking (EPA-HQ-OAR-2015-
0730).
A. Residual Risk Review for the Manufacturing of Nutritional Yeast
Source Category
1. What did we propose pursuant to CAA section 112(f) for the
Manufacturing of Nutritional Yeast source category?
Pursuant to CAA section 112(f), the EPA conducted a residual risk
review and presented the results of this review, along with our
proposed decisions regarding risk acceptability and ample margin of
safety, in the December 28, 2016, proposed rule for subpart CCCC (81 FR
95825). The results of the risk assessment for the proposal are
presented briefly below in Table 2 of this preamble, and in more detail
in the proposal residual risk document, ``Residual Risk Assessment for
the Manufacturing of Nutritional Yeast Source Category in Support of
the December 2016 Risk and Technology Review Proposed Rule,'' which is
available in the docket for this rulemaking.
Table 2--Nutritional Yeast Manufacturing Inhalation Risk Assessment Results
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Maximum individual cancer Estimated population at Estimated annual cancer Maximum chronic non-cancer Maximum screening acute non-cancer HQ \4\
risk (in 1 million) \2\ increased risk of cancer incidence (cases per year) TOSHI \3\ -----------------------------------------------------
---------------------------- >= 1-in-1 million --------------------------------------------------------
----------------------------
Number of facilities \1\ Based on Based on Based on Based on Based on Based on Based on Based on Based on actual emissions Based on allowable
actual allowable actual allowable actual allowable actual allowable level \2\ emissions level
emissions emissions emissions emissions emissions emissions emissions emissions
level \2\ level level \2\ level level \2\ level level \2\ level
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
4......................... 2 2 750 750 0.0009 0.0009 0.08 0.08 HQREL = 0.2.............. HQREL = 0.2.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Number of facilities evaluated in the risk analysis.
\2\ Maximum individual excess lifetime cancer risk due to HAP emissions from the source category.
\3\ Maximum target organ-specific hazard index (TOSHI). The target organ with the highest TOSHI for the Manufacturing of Nutritional Yeast source category is the respiratory system.
\4\ The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of hazard quotient (HQ) values. HQ values shown use the lowest
available acute threshold value, which in most cases is the recommended exposure limit (REL). When HQ values exceed 1, we also show HQ values using the next lowest available acute dose-
response value. See section III.A.3 of the proposal preamble (81 FR 95816, December 28, 2016) for explanation of acute dose-response values.
[[Page 48164]]
Based on both actual and allowable emissions for the Manufacturing
of Nutritional Yeast source category, the maximum lifetime individual
cancer risk was estimated to be up to 2-in-1 million, the maximum
chronic non-cancer TOSHI value was estimated to be up to 0.08, and the
maximum off-facility site acute HQ value was estimated to be up to 0.2.
The total estimated national cancer incidence from these facilities was
0.0009 excess cancer cases per year or 1 case in every 1,100 years.
There are no persistent and bioaccumulative HAP emitted by
facilities in this source category. Therefore, we did not consider any
human health multi-pathway risks as a result of emissions from this
source category.
We weighed all health risk factors, including those shown in Table
2 of this preamble, in our risk acceptability determination, and
proposed that the residual risks from the Manufacturing of Nutritional
Yeast source category are acceptable (section IV.B. of proposal
preamble, 81 FR 95825, December 28, 2016).
We then considered whether subpart CCCC provides an ample margin of
safety to protect public health and prevents, taking into consideration
costs, energy, safety, and other relevant factors, an adverse
environmental effect. In considering whether the standards should be
tightened to provide an ample margin of safety to protect public
health, we considered the same risk factors that we considered for our
acceptability determination and also considered the costs,
technological feasibility, and other relevant factors related to
emissions control options that might reduce risk associated with
emissions from the source category. Two control options were evaluated
for further reducing acetaldehyde emissions from fermenters at
nutritional yeast facilities: thermal oxidizers and wet (packed bed)
scrubbers. Due to the additional environmental impacts (increased
energy use and emissions of approximately 89 tpy of nitrogen oxides
that would be imposed by the control options and the low level of
current human health risk), along with the substantial costs associated
with these control options, we proposed that additional emissions
controls for this source category are not necessary to provide an ample
margin of safety (section IV.B.2 of proposal preamble, 81 FR 95825,
December 28, 2016).
In addition, none of the seven pollutants identified by the EPA as
``environmental HAP'' (cadmium, dioxins/furans, polycyclic organic
matter, mercury, lead compounds, hydrogen chloride, and hydrogen
fluoride), which are known to cause adverse environmental effects, are
emitted; therefore, we did not conduct a separate environmental risk
analysis for this source category (see section III.A.6 of the proposal
preamble (81 FR 95819, December 28, 2016)).
2. How did the risk review change for the Manufacturing of Nutritional
Yeast source category?
During the public comment period, the EPA received information that
the acetaldehyde emissions rate was tested at the AB Mauri facility in
2017 and was approximately 50 percent lower than the rate used to
estimate the total annual emissions included in the residual risk
analysis. The residual risk analysis performed for the proposed rule
was based on data reported in the 2011 National Emissions Inventory
(NEI) from all facilities. The new emissions rate cannot be used to
change previously reported data from a facility because there is no
clear evidence or test history to establish when the emission rate
decreased. Complete 2017 emissions data is not yet available for AB
Mauri, so the EPA could not repeat the risk analysis using newer data
for this facility. Importantly, the risk review had already found that
the risks are acceptable and the standards provide an ample margin of
safety using the higher 2011 NEI emissions data for this facility, so
it is possible that the residual risk from the Manufacturing of
Nutritional Yeast source category has decreased even farther. Since the
EPA concluded it was reasonable to not update the risk review following
proposal, we have finalized the risk assessment report and re-submitted
it to the docket as ``Residual Risk Assessment for the Manufacturing of
Nutritional Yeast Source Category in Support of the October, 2017 Risk
and Technology Review Final Rule.''
3. What key comments did we receive on the risk review and what are our
responses?
We received comments in support of and against the proposed
residual risk review and our determination that no revisions were
warranted under CAA section 112(f)(2). Generally, the comments that
were not supportive of the determination from the risk review suggested
changes to the underlying risk assessment methodology. After review of
these comments, we determined that no changes were necessary. The
comments and our specific responses can be found in the document,
``Nutritional Yeast Manufacturing Risk and Technology Review: Summary
of Public Comments and Responses,'' which is available in the docket
for this action.
4. What is the rationale for our final approach and final decisions for
the risk review?
For the reasons explained in the proposed rule, we determined that
the risks from the Manufacturing of Nutritional Yeast source category
are acceptable, and the current standards provide an ample margin of
safety to protect public health and prevent an adverse environmental
effect. Since proposal, neither the risk assessment nor our
determinations regarding risk acceptability, ample margin of safety, or
adverse environmental effects have changed. Therefore, we are not
revising subpart CCCC to require additional controls pursuant to CAA
section 112(f)(2) based on the residual risk review and are readopting
the existing standards under CAA section 112(f)(2).
B. Technology Review for the Manufacturing of Nutritional Yeast Source
Category
1. What did we propose pursuant to CAA section 112(d)(6) for the
Manufacturing of Nutritional Yeast source category?
Pursuant to CAA section 112(d)(6), the EPA conducted a technology
review and summarized the results of the review in the proposed rule
for subpart CCCC (81 FR 95825, December 28, 2016). The results of the
technology review are briefly discussed below, and in more detail in
the memorandum, ``Technology Review for the Manufacturing of
Nutritional Yeast Source Category,'' which is available in the docket
for this action (Docket ID No. EPA-HQ-OAR-2015-0730-0016).
The technology review focused on identifying and evaluating
developments in practices, processes, and control technologies for the
Manufacturing of Nutritional Yeast source category. We identified two
control technologies for further evaluation that were technically
feasible for further reducing acetaldehyde emissions from nutritional
yeast fermenters: thermal oxidizers, and wet (packed bed) scrubbers.
After identifying the control technologies that were technically
feasible, we then evaluated the costs and emissions reductions
associated with installing regenerative thermal oxidizers (RTOs) and
packed bed scrubbers at each of the four existing nutritional yeast
facilities. Considering the high cost per ton of acetaldehyde reduced
and potential adverse environmental impacts
[[Page 48165]]
associated with the installation of RTOs or packed bed scrubbers, we
did not consider these technologies to be cost effective for further
reducing acetaldehyde emissions from fermenters at nutritional yeast
manufacturing facilities. In light of the results of the technology
review, we proposed to conclude that changes to the fermenter emission
limitations were not warranted pursuant to CAA section 112(d)(6) (81 FR
95825, December 28, 2016).
2. How did the technology review change for the Manufacturing of
Nutritional Yeast source category?
The technology review for the Manufacturing of Nutritional Yeast
source category has not changed since proposal. As proposed, the EPA is
not making changes to the standards pursuant to CAA section 112(d)(6).
3. What key comments did we receive on the technology review and what
are our responses?
We received comments in support of the proposed determination from
the technology review that no revisions were warranted under CAA
section 112(d)(6). We also received one comment that asserted that cost
effectiveness should not be a consideration when examining standards
under CAA section 112(d)(6). We evaluated the comments and determined
that no changes regarding our determination were needed. These comments
and our specific responses to those comments can be found in the
comment summary and response document titled, ``Nutritional Yeast
Manufacturing Risk and Technology Review: Summary of Public Comments
and Responses,'' which is available in the docket for this action.
4. What is the rationale for our final approach for the technology
review?
For the reasons explained in the preamble to the proposed rule, we
determined there were no new developments in practices or processes,
nor were cost-effective control technologies available to further
reduce acetaldehyde emissions from fermenters at nutritional yeast
manufacturing facilities (81 FR 95825, December 28, 2016). Since
proposal, neither the technology review nor our determination as a
result of the technology review has changed, and we are not revising
subpart CCCC pursuant to CAA section 112(d)(6).
C. Revised Form of the Fermenter VOC Standard
1. What did we propose?
At proposal, the EPA explained that the current form of the
standards for VOC limits on fermenters was in direct conflict with the
statutory requirement that emission standards limit emissions on a
continuous basis, i.e., that some emission limitation applies at all
times, and, therefore, proposed to establish a revised form of the
standards (``Batch Option'') as well as an alternate standard for
compliance (``Average Option'') in Table 1 to subpart CCCC (81 FR
95826, December 28, 2016). Under the proposed Batch Option, each
individual batch manufactured must meet the existing VOC emission
limits (300 ppmv for stock fermentation, 200 ppmv for first generation
fermentation, and 100 ppmv for trade fermentation). Under the proposed
Average Option, all batch average VOC concentration data for each
fermentation stage in a 12-month period must be averaged together and
not exceed certain VOC emission limits, which are 5 percent lower than
the VOC emission limits established for individual batches in 2001 for
subpart CCCC (285 ppmv for stock fermentation, 190 ppmv for first
generation fermentation, and 95 ppmv for trade fermentation). We
referred to this reduction as a ``discount factor,'' consistent with
our use of the term in other MACT standards that allow averaging of
emissions data for compliance.
Additionally, the proposed revisions to the general compliance
requirements in 40 CFR 63.2150(a) and (c) that remove the exemption for
compliance with emission limits during periods of malfunction will also
impact the determination of compliance with emission limits. The
practical effect of this change is that emissions from batches of yeast
produced during periods of malfunction, other than monitoring system
malfunctions, must now be included in calculations for compliance
purposes.
2. How did the requirements change since proposal?
The EPA has not changed either the form or the level of emission
reductions that would be required under either the Batch or Average
Option. We have, however, revised our characterization of which option
represents the updated form of the original MACT standard and which can
be used as the alternative compliance method, as described in section
IV.C.3 of this preamble.
3. What key comments did we receive and what are our responses?
Comment: Two commenters stated that the EPA improperly assumed a
need to change the fermenter VOC standards based on the Sierra Club v.
EPA SSM policy ruling that standards must apply at all times. One
commenter asserted that the EPA is confusing the concept of continuous
compliance as opposed to relief from compliance. Both commenters
remarked that the existing fermenter VOC standards apply at all times
and the facility must be in continuous compliance with the standard,
meaning that VOC concentration must be continuously monitored to ensure
that 98 percent of all batches do not exceed the VOC standards. A
commenter also stated that yeast manufacturers do continuously comply
with the existing fermenter VOC standards, as calculated under the
statistical averaging approach set out in the standard. The commenter
continued that the Sierra Club v. EPA SSM ruling did not say that
calculations embedded into MACT standards must be invalidated under the
logic the Court used to invalidate the EPA's general SSM policy.
The commenter stated that other Court decisions addressing the
EPA's SSM policy similarly have no bearing on the Nutritional Yeast
rule. For example, the commenter remarked that in NRDC v. EPA, the
Court invalidated the affirmative defense provision of the Cement Kiln
NESHAP that excused Portland cement manufacturers if they experienced a
process malfunction. The commenter stated the Nutritional Yeast rule
does not provide any affirmative defense for non-compliance.
Response: We disagree that the changes to the form of the standard
are unwarranted and that the Sierra Club v. EPA decision is
inapplicable in this context because we disagree with the commenters'
characterization of the existing form of the standard as an emission
limitation that applies at all times. A standard that allows up to 2
percent of batches to be produced without any applicable limitation on
emissions does not provide continuous emission reductions within the
meanings of CAA sections 112 and 302(k).
The existing form of the standard is inconsistent with the D.C.
Circuit's holding that CAA sections 112 and 302(k), when read together,
require that emission standards apply on a continuous basis, and we are
remedying that inconsistency here. See Sierra Club v. EPA, 551 F.3d at
1027. While the Court was specifically addressing SSM
[[Page 48166]]
requirements in that case, its analysis was based on CAA section
302(k)'s requirement that emission standards, including those required
under CAA section 112(d)(2) and (3), ``assure continuous emission
reduction.'' Id. The Court discussed the legislative history of CAA
section 302(k), noting that ``the committee has made clear that
constant or continuous means of reducing emissions must be used to meet
these requirements. By the same token, intermittent or supplemental
controls or other temporary, periodic, or limited systems of control
would not be permitted as a final means of compliance.'' Id. (quoting
H.R. Rep. 95-294, at 92 (1977)). The Court's disposition of the SSM
issue was based on its determination that CAA section 302(k) does not
allow the EPA ``to relax emission standards on a temporal basis.'' Id.
at 1028 (citing NRDC v. EPA, 489 F.3d at 1364, 1374 (D.C. Cir. 2007)).
That same analysis--that some emission standard must provide emission
reductions at all times--is directly applicable to the emission
standard at issue here. The existing MACT standard for yeast
manufacturing allows up to 2 percent of batches to be produced without
any kind of emission reduction requirement, which is in direct conflict
with CAA section 302(k) and Sierra Club v. EPA.
We disagree with the commenter's overly narrow interpretation of
Sierra Club v. EPA as applying only to SSM exemptions, as it ignores
the underlying determination that such exemptions are illegal because
they are inconsistent with the requirement that emission reductions
must be continuous. The existing form of the standard for yeast
manufacturing creates a limited or intermittent system of control. The
fact that this exemption was originally built into the standard does
not excuse its fundamental inconsistency with the statutory
requirements. We also disagree that we are confusing continuous
compliance with relief from compliance; again, the issue is broader
than just whether sources must comply continuously with a standard--it
is also, according to the D.C. Circuit's analysis, whether that
standard provides continuous emission reductions.
The EPA acknowledges and understands that, in the current standard,
nutritional yeast facilities continuously monitor VOC concentration
during each batch. This is done both to monitor emissions for
compliance purposes and also because facilities use the data for
process control. However, continuous monitoring is not equivalent to
having a continuous emission standard when the continuous monitoring is
not accompanied by an emission reduction requirement. Critically,
facilities may currently exceed the VOC standards for up to 2 percent
of batches and these batches are allowed to emit an unlimited amount of
HAP and VOC emissions. The revised forms of the standards, be it the
Batch or Average Option, require that all monitored batch data are
included to determine compliance, which ensures that the standards do
not provide allowances for some batches of yeast to emit an unlimited
amount of HAP and VOC emissions.
The EPA also notes that nutritional yeast facilities make hundreds
to thousands of batches of yeast within a 12-month period; therefore,
the 2-percent exemption allows a significant number of batches to
exceed the limits. For example, if there are 1,000 batches during a 12-
month period, up to 20 batches may operate without emission limits.
Again, there is no cap on their emissions and no penalty for these
exceedances, regardless of how much they exceed the emission limit or
the cause of the excursion. This ``time out'' from application of the
emission standard is inconsistent with the requirement that such
standards provide for continuous emission reductions.
Relatedly, we further clarify that, separate from updating the form
of the standard so that an emission limitation applies to all batches
(i.e., continuously), we are also removing cross-references to sections
of the General Provisions that allow for exemptions from compliance
during periods of malfunction. These are two separate issues in the
context of this rulemaking, both of which were precipitated by the
Sierra Club v. EPA decision, as explained above. While removal of the
malfunction exemption means that owners or operators of nutritional
yeast manufacturing facilities must include data from every batch when
determining whether they have complied with the standard, this does not
preclude the EPA from appropriately addressing noncompliance when it
results from emissions that occur during periods of malfunction as
defined in 40 CFR 63.2, which is discussed in section III.C of this
preamble.
We did not include affirmative defense language in the nutritional
yeast proposal and did not consider it for the rule revisions. Thus, we
agree that the NRDC v. EPA decision is not relevant to the revisions to
the form of the standards.
Comment: Two commenters stated that allowing up to 2 percent of
batches to exceed the fermenter VOC emission limits is inherent in the
standards to account for the natural variability of the yeast
manufacturing process. One commenter remarked that changing the
fermenter VOC standards would be to reject the EPA's prior
determination that the standards needed to reflect the actual
functioning of the yeast fermentation process.
Response: The EPA disagrees that an exemption from emission
limitations is the only option to address variability within a
standard. There are other options for addressing variability besides
raising the level of the standard. One such option is to express the
emission limitation as the average of emissions from all batches. Our
proposed Average Option, where a facility may average BAVOC emissions
from all batches within a given fermentation stage together within a
12-month period, provides flexibility for individual batches to emit
both below and above the prescribed numerical limits. Therefore, we
disagree that changing the form of the standard rejects the EPA's prior
determination that the standards needed to reflect the actual
functioning of the yeast fermentation process.
Comment: Two commenters stated that the Average Option could be
adopted if no discount factor were applied because the Average Option
accounts for variability within the yeast manufacturing process. One of
the commenters does not support the 5-percent discount factor that is
part of the Average Option and suggested the EPA would be required to
re-open the MACT standard and revisit the administrative record that it
established in 2001 in order to justify such a change.
Response: To address the requirement that the emission standards
must provide for continuous emission reductions, the EPA proposed to
change the current emissions standards in subpart CCCC that allow 2
percent of the batches to be exempted from the otherwise applicable
emission limitation. The EPA proposed that the ``Batch Option'' would
be the updated form of the MACT standard and would set emission limits
for different fermentation stages by simply eliminating the exemption
from the otherwise applicable emission limitation for up to 2 percent
of batches. However, we now recognize that requiring 100 percent of
batches to meet the original emission limitations, as opposed to 98
percent, is not what we determined to be MACT in the 2001 rulemaking.
That rulemaking acknowledged that there is a degree of
[[Page 48167]]
natural variance in the yeast fermentation process, such that the
maximum degree of emissions reduction achievable is the level
represented by 98 percent of batches meeting the applicable emission
limits (66 FR 27880, May 21, 2001). Therefore, while we are retaining
the Batch Option as an alternative compliance option, it does not
represent MACT.
The EPA also proposed the Average Option for determining compliance
with the applicable emission limitations. Because we formulated this
option to reflect the level of emission reductions represented by the
original MACT standard, including the allowance for variability built
into that standard, we are now determining that it is the Average
Option that actually represents MACT. As the commenters acknowledge,
assessing compliance based on a 12-month rolling average of batch
emissions serves the same purpose of addressing batch variability as
the 2-percent exemption. We applied a discount factor specifically
because averaging multiple batches inherently provides more flexibility
to emit above such limits. We have also used discount factors in
conjunction with annual average emission limitations in the Boiler
MACT, where a 10-percent discount was applied for emissions averaging.
Allowing annual average BAVOC emissions to meet the original VOC
concentration limits established as MACT in 2001 (i.e., applying a 0-
percent discount factor) would actually relax the standard, both due to
the inherent flexibility of an averaging method and by potentially
allowing more than 2 percent of batches to exceed the emission
limitations set for each fermentation stage. To ensure that the annual
averaging method will maintain the level of emission reductions
represented by MACT, the EPA is finalizing a 5-percent discount factor
in the VOC emission limit for each fermentation stage, as described in
detail in the memorandum titled, ``Average Option Analysis for the
Manufacturing of Nutritional Yeast Source Category,'' available in the
docket for this rulemaking. The EPA believes that it is necessary to
include both components of the Average Option, as the 12-month rolling
average provides for a degree of flexibility to account for the natural
variance in the manufacturing process, while the 5-percent discount
factor maintains the level of emission reductions consistent with the
MACT determination, which is the level of emission reductions that
protect public health and prevent adverse effects on the environment.
As discussed previously in this section, the changes to the form of
the standard were precipitated by the D.C. Circuit's 2008 ruling in
Sierra Club v. EPA that some emission standard must apply at all times.
551 F.3d 1019, 1027-28 (D.C. Cir. 2008). We did not re-open the MACT
calculation in this rulemaking; the revised form must continue to
reflect the emission reductions achieved by the best performers as
determined in the 2001 rule. The Average Option as finalized meets
these requirements.
Comment: One commenter stated the EPA did not offer sufficient
technical support to justify that the proposed fermenter VOC emission
limits are merely a change in the ``form of the standards'' and not a
change in the standards themselves. The commenter contended that the
revised fermenter VOC standards are not equivalent to the existing
standards and there is no legal or technical basis for any changes to
the existing fermenter VOC standards. In addition, the commenter
maintained the proposed revisions fundamentally alter the standards,
and their stringency, by changing the formula used to assess whether
facilities are in compliance.
Response: The EPA disagrees that there is no legal basis for
changing the form of the standard and that our revision to the form of
the standard fundamentally alters the standard itself. As discussed
previously in this section, we have not recalculated the MACT floor or
revisited the MACT determination; however, we have revised the current
form of the standard consistent with the D.C. Circuit's Sierra Club v.
EPA decision. It is not possible, strictly speaking, to demonstrate
that the revised form of the standard is ``equivalent to'' the existing
form of the standard because changing the form necessarily makes a
direct comparison between the current standard and the revised standard
infeasible. However, when revising the form, we have taken a reasonable
approach to make the MACT standard apply continuously and to ensure
that the revised form remains consistent with the level of emission
reductions we originally determined to represent the MACT standard.
That is, we have attempted to ensure, to the extent possible, that
changing the form of the standard does not fundamentally alter the MACT
standard that was finalized in 2001.
The Average Option was developed to maintain flexibility for the
sources subject to the rule and is expected to maintain the level of
emission reductions represented by the existing MACT standard. To
support an alternate form of emission limitations that would allow for
emissions averaging and would also represent the existing MACT
standard, we considered information from the development of the
original MACT standard and analyzed more recent emissions data from the
facilities currently subject to this rule. Multiple years of individual
BAVOC emissions data were available for two facilities. Summary BAVOC
data were available for three facilities. A detailed description of the
analysis of the Average Option is available in the memorandum,
``Average Option Analysis for the Manufacturing of Nutritional Yeast
Source Category,'' which is available in the docket for this
rulemaking.
With the revision of the form of the MACT standard, we retained
certain characteristics of the 2001 standard (e.g., rolling 12-month
calculation periods) to reduce the changes to ongoing operations and
reporting and recordkeeping procedures for affected sources. We
determined that an annual averaging method was the most appropriate
form to maintain the flexibility established in the 2001 MACT standard
to account for the variability in emissions and retain elements of the
reporting and recordkeeping provisions. We concluded, based on
available data, that we could use a normal (bell-curve) distribution to
simulate emissions from the yeast manufacturing process for the
purposes of establishing annual average emission limits.
The 2001 MACT standard did not set the annual mean for the
distribution of BAVOC concentrations at 300 ppmv, 200 ppmv, and 100
ppmv for each of the last three fermentation stages, respectively.
Rather, it established an upper threshold that no more than 2 percent
of individual batches could exceed. As described in greater in the
memorandum, the emission limitations established under the annual
averaging compliance method will necessarily be lower than the upper
threshold established for the 98 percent of batches with individual
batch emission limitations under the 2001 MACT standard because the
limitations established under the annual averaging method represent the
mean of a normal distribution instead of an upper threshold.
The simulated distribution depends on two parameters--mean and
standard deviation. Because the mean and discount factor are directly
related, we utilized the standard deviation as the key parameter for
determining the discount factor that would maintain both flexibility
for process variability and the level of emission reduction
[[Page 48168]]
established in the 2001 MACT standard. To do this we used the available
BAVOC data from two facilities to calculate the standard deviation for
12-month rolling averages (65 total for each fermentation stage). The
lowest observed standard deviations for each fermentation stage were 7
ppmv for the third-to-last stage, 5 ppmv for the second-to-last stage,
and 3 ppmv for the last stage of yeast manufacturing. Utilizing the
least-variable 12-month period to determine the average emission
limitation results in the lowest discount factor and gives facilities
the ability to operate at the highest annual average emission limit.
Applying these standard deviations results in discount factors of 5
percent for the third-to-last and second-to-last stage, and 6 percent
for the last stage. Instead of selecting different discount factors for
each stage, we determined that a 5-percent discount factor was
appropriate to apply to the 2001 VOC concentration limitations to
express the existing MACT standard in a new form.
In summary, the Average Option uses an annual averaging methodology
to achieve the flexibility originally accomplished by allowing 2
percent of batches to exceed the established emission limits (300 ppmv,
200 ppmv, 100 ppmv). The revised form of the standard sets annual
average emission limitations that are 5 percent lower than the 2001
upper threshold emission limitations for individual batches to maintain
the level of emission reductions represented by the original form of
the MACT standard.
Comment: Two commenters asserted the EPA determined that only 98
percent of batches could reasonably be expected to meet the emission
limits and, thus, this was the MACT floor (66 FR 27880, May 21, 2001).
One of the commenters also contended that if the 2001 fermenter VOC
standards had been computed based on all batches, rather than 98
percent of the batches, the standards would necessarily have been set
higher to accommodate process variability or some type of emissions
averaging.
Response: We agree that in setting the MACT floor in 2001, the EPA
concluded that MACT is the control of 98 percent of the batches to
either at or below the VOC concentration limits. However, we disagree
that changing the form of the standard rejects our acknowledgment of
the actual functioning of the yeast fermentation process or, as
discussed previously in this section, the EPA's prior MACT floor
determination. The updated form of the standard, as expressed in the
``Average Option,'' maintains the level of emission reductions
represented by MACT. This is a change from the proposal, which
presented the ``Batch Option'' as the updated form of MACT. For further
discussion of the determination of the Average Option as MACT, see the
prior response in this section.
The EPA disagrees that if the 2-percent exemption were not included
in the original MACT limits, the standards would necessarily have been
set higher. The numerical emission limits included in the MACT standard
were not set based on the actual emissions levels achieved by 98
percent of the batches produced; rather they relied on the existing
concentration-based limits included in two state rules, the state of
Wisconsin and the state of Maryland, that were based on reasonably
available control technology (RACT) and that were in place at the time
(66 FR 27879, May 21, 2001). However, some states applied discretion
concerning the number of exceedances of those emission limits that
could occur before finding a facility in violation of the standards.
For example, the state of Maryland's continuous emissions monitoring
policy allowed for one VOC concentration limit exceedance per facility
per quarter. Consistent with this policy, the EPA calculated the
average number of exceedances as a percent of the total number of
batches manufactured at the five facilities subject to RACT or RACT-
derived limitations during 1998 and calculated the overall average
exceedances (based on dividing the average number of exceedances for
the facilities by the average number of runs (where a run is a
fermentation of any stage) for the facilities) to be 1.3 percent,
noting that one of the facilities reported an unusually high number of
exceedances due to ``shakedown'' (testing) of a new fermenter. Notably,
one of the five yeast manufacturing facilities analyzed exceeded no
concentration limits (66 FR 27880, May 21, 2001). Given that one of the
facilities did not exceed the limits, that Maryland only allowed four
batches to exceed the limits each year, and that the average number of
exceedances calculated using data from a facility with an ``unusually
high number of exceedances'' was only 1.3 percent; as well as the
statements from a commenter during promulgation of the MACT floor that
``most batches display BAVOC below the . . . limits'' (66 FR 27880, May
21, 2001), we disagree that the limits would ``necessarily have been
set higher'' as the commenter contends.
Comment: One commenter stated the Batch Option would never be
preferred from a compliance standpoint to the Average Option, and,
thus, considered the inclusion of the Batch Option as an alternative to
be illusory.
Response: We acknowledge the comment. However, the EPA does not
support or prefer one option over another (i.e., the Batch Option
versus the Average Option). As explained above, while the EPA
considered the Batch Option to be the revised form of the MACT standard
at proposal, in light of comments received, we have determined that the
Average Option is the revised form of the MACT standard. In recognition
of information gathered from the development of the original rule and
during the site visits conducted for the RTR that some facilities may
be able to meet the current emission limits for all batches
manufactured during a year, we have retained the Batch Option as an
alternative compliance option that offers a more streamlined approach
to determining and reporting compliance.
4. What is the rationale for our final approach?
For the reasons explained in the preamble to the proposed rule (81
FR 95826, December 28, 2016) and in our comment responses in section
IV.C.3 of this preamble, we are finalizing revisions to the form of the
fermenter VOC standards in Tables 1 and 7 to subpart CCCC. As noted
above, since proposal, the EPA's determination of which option, the
Batch Option or the Average Option, is the revised form of the original
MACT standard has changed, and we now find that the Average Option
represents MACT. However, we are finalizing both of the revised forms
of the standard with no changes to the standards themselves, and are
also finalizing the requirement that all sources must comply with one
of the two revised forms with the changes related to frequency
described in section IV.C.2 of this preamble. Additionally, we are
finalizing revisions to 40 CFR 63.2150 to remove the emission
limitation exemption during periods of malfunction, with the result
that emissions from batches produced during periods of malfunction,
other than monitoring system malfunctions, must now be included in
calculations for compliance purposes.
D. Removal of the Option To Monitor Brew Ethanol
1. What did we propose?
The EPA proposed to remove one of two options for demonstrating
ongoing compliance in the 2001 rule, which allowed facilities to
monitor brew ethanol concentration in the fermenter liquid.
Specifically, we proposed to revise the requirements of 40 CFR
[[Page 48169]]
63.2166 and 63.2171, and Tables 3 and 4 to subpart CCCC to remove the
option to monitor brew ethanol as a means of demonstrating compliance.
The method for monitoring brew ethanol requires facilities to develop
an annual correlation of brew ethanol concentration to VOC
concentration in the fermenter exhaust and use the correlation to
determine compliance with the emission limitations. This method does
not account for batch-specific characteristics affecting emissions and
we subsequently determined it to be an unreliable indicator of a
facility's compliance with the standard. A detailed discussion is
available in the preamble to the proposed rule (81 FR 95827, December
28, 2016) and the supporting analysis is presented in the memorandum,
``Brew Ethanol Correlation Review for the Manufacturing of Nutritional
Yeast Source Category Memo Correction,'' which is available in the
docket for this action (Docket ID No. EPA-HQ-OAR-2015-0730-0181). We
proposed to require facilities that monitor brew ethanol to adopt the
remaining compliance demonstration option, which involves the
installation and use of CEMS to monitor VOC emissions directly in the
fermenter exhaust.
2. How did the requirements change since proposal?
The EPA is making no changes to the removal of the option to
demonstrate compliance by monitoring brew ethanol in the fermenter
liquid and is finalizing this amendment as proposed. However, as
explained in section IV.G of this preamble, in response to public
comments, the EPA has allowed 2 additional years for facilities to
comply with this amendment in addition to the 1 year that was proposed.
3. What key comments did we receive and what are our responses?
Comment: One commenter challenged the EPA's technical analysis
supporting the proposed removal of the option to monitor brew ethanol
as a method to demonstrate compliance with emission limitations, and
claimed that the analysis was fundamentally flawed and misleading. The
commenter disagreed with the EPA's finding that brew ethanol monitoring
resulted in a high level of inconsistency in the amount of VOC
emissions estimated for a particular brew ethanol concentration and
requested that brew ethanol monitoring be retained as a valid
parametric CEMS. The commenter also suggested that the EPA erred by
using ``hypothetical'' VOC concentrations instead of the actual batch-
average concentration values of brew ethanol in the fermenter liquid
(BAE) from one of the performance tests to demonstrate the potential
for emission limitation exceedances.
The commenter provided a report that analyzed brew ethanol
correlation performance tests from 2007 through 2016 (see EPA-HQ-OAR-
2015-0730-0191-A2). The report presented the conclusion that the
combined 10 years (2007-2016) of performance test data demonstrated
that when using the actual BAE and maximum BAE results for each
fermentation stage over the 10-year period and applying the results to
each year's linear regression analysis, there was not a single year
where the facility would have exceeded the prescribed VOC emission
limitations for the tested batches. Furthermore, the commenter stated
that even when using the highest BAE observed during one of the
performance tests over the last 10 years and applying the most
unfavorable linear regression analysis from those 10 years, there was
no potential for the facility to have exceeded the corresponding VOC
emission limitations.
Response: The commenter has provided no evidence to dispute the
EPA's central conclusion that the calculated brew ethanol linear
regression equations demonstrate an unacceptable level of variability.
The EPA's decision to disallow the brew ethanol monitoring option rests
on this conclusion. The analysis of ``higher end'' brew ethanol
concentrations, which the EPA believes remains reasonable (as discussed
below), was utilized to illustrate the effect of relying on the highly
variable brew ethanol linear regressions on compliance, and is not the
primary support for the EPA's decision to discontinue the brew ethanol
monitoring option.
The core point of the EPA's analysis is that the level of VOCs
emitted for a given percentage of brew ethanol measured in a fermenter
is different for every batch that was tested in a given fermentation
stage between 2012 and 2016. The additional data submitted by the
commenter for the years 2007 through 2011 further support this finding.
Depending on which of the 10 performance test batches is evaluated, the
BAVOC value that would be calculated for a BAE value of 0.14 from a
batch manufactured in the third-to-last stage ranged from as low as 76
ppmv to as high as 207 ppmv. Similar results were reported for the
second-to-last and last fermentation stages. Our analysis of the
variability is provided in the memorandum titled, ``Brew Ethanol
Correlation Review for the Manufacturing of Nutritional Yeast Source
Category--Final Rule,'' which has been updated with the additional data
submitted by the commenter and is available in the docket for this
rulemaking.
For many batches produced over the course of a year, the
variability between annual correlation equations will not affect the
facility's compliance status because the batches are well under the
established emission limitations for each of the correlation equations.
However, for those batches with higher brew ethanol concentrations, the
variability may have a significant impact on the resulting BAVOC value
calculated for those batches and the overall compliance status of the
yeast manufacturing facility, depending on the overall percentage of
batches with higher BAE values.
For the purposes of estimating emissions, the current method does
not provide reliable information about the thousands of batches that
are not tested, other than showing whether emissions are rising or
falling. In order for the existing correlation method to be useful for
compliance purposes, it is necessary that the relationship between BAE
and BAVOC be relatively constant between batches for a given
fermentation stage, regardless of the point-in-time in which they were
tested. The manufacturing of yeast is a biological process and some
degree of variation is expected. However, emissions are also determined
by a few key process parameters, including the amount of available
oxygen and the composition and amount of the sugar and nutrient mixture
fed to the yeast in each batch. The review of the data in the
memorandum titled, ``Brew Ethanol Correlation Review for the
Manufacturing of Nutritional Yeast Source Category--Final Rule,'' which
is available in the docket for this rulemaking, shows that the
relationship between brew ethanol concentration and VOC emissions is
affected by some combination of these or other process parameters since
the correlation is not constant for each tested batch and each
fermentation stage. The inconsistent correlations suggest that the
brew-to-exhaust correlation method does not yield reliable emissions
information for batches of yeast other than those specific batches used
for the annual performance tests.
The EPA disagrees that the use of sample VOC concentrations other
than the BAE values measured during a performance test with the
corresponding correlation equation to assess the brew ethanol
correlation method is misleading. Rather, this is the process
[[Page 48170]]
laid out in the rule for the facility to determine compliance with the
emission limitations. Each year, the facility is required to test only
three individual batches (one from each fermentation stage) out of the
thousands of batches that are manufactured during the year. The
facility then estimates BAVOC values for the thousands of other batches
using the correlations obtained during the performance tests that year.
The EPA analyzed 5 years of actual BAVOC values recorded by the
facility and used the corresponding year's correlation equations to
calculate a BAE value for every batch manufactured during those 5
years. The ``higher end'' values used in the memorandum, ``Brew Ethanol
Correlation Review for the Manufacturing of Nutritional Yeast Source
Category--Final Rule'' were all within the ranges of actual BAE values
measured during the corresponding years by the facility. The commenter
also stated that none of the 30 individual batches that were used for
an annual performance test between 2007 and 2016 exceeded the
prescribed VOC emission limitations. The EPA agrees; in fact, the
linear regression must be calculated from a batch that does not exceed
the emission limitations, as required by 40 CFR 63.2161(d)(3). If the
commenter does not agree that the correlation equation should be
applied to any BAE values other than those directly tested, the
commenter would seem to be suggesting that a performance test must be
conducted on each individual batch manufactured by a facility, which
would be cost-prohibitive and is not feasible for a facility. To
clarify, the EPA never stated that the facility exceeded the NESHAP
emission limitations for any of the batches monitored during a
performance test between 2011 and 2016. Rather, we demonstrated that
the relationship between the concentration of VOC in the fermenter
exhaust and the percent of brew ethanol in the fermenter liquid is not
consistent between batches. Therefore, the use of the relationship
between VOC concentration and percent of brew ethanol from one batch to
calculate emissions from all other batches in the same fermentation
stage over an arbitrary period of time is unreliable. While this could
mean that the facility under-reports emissions from some batches, it
also means that the facility could over-report emissions from some
batches. This potential for over-reporting is best illustrated with the
use of ``higher end'' BAE values. If a particular correlation was
established one year for a batch that had an unusually high
relationship between VOC concentration and brew ethanol percentage, the
continued use of that correlation for the period of that year could
conceivably cause the facility to calculate BAVOC values over the
emission limitations for enough batches that the facility would appear
to be out of compliance; such a circumstance would cause the facility
to incur significant compliance costs, regardless of what the actual
emissions were since actual emissions are not tested.
As a point of clarification, the commenter refers to brew ethanol
monitoring as a ``parametric CEMS.'' The commenter is combining two
elements together that have different regulatory meanings. A continuous
monitoring system can be a continuous parameter monitoring system
(CPMS) or a CEMS, but a CPMS is not a CEMS. CPMS and CEMS are defined
separately at 40 CFR 63.2, such that a CPMS is ``used to sample,
condition (if applicable), analyze, and provide a record of process or
control system parameters'' and a CEMS is ``used to sample, condition
(if applicable), analyze, and provide a record of emissions''. The EPA
revised the rule language to use ``brew ethanol monitor'' instead of
``CEMS'' because a brew ethanol monitor does not record VOC emissions
and, thus, is not a CEMS. A brew ethanol monitor is used to measure the
brew ethanol concentration in the fermenter liquid, which is then used
to estimate VOC emissions via the brew ethanol correlation. The change
in terminology did not result in any changes to the existing
requirements. Rather it ensured the existing language was technically
correct.
Comment: One commenter indicated that multiple facilities use brew
ethanol monitoring to calculate VOC emissions and, thus, brew ethanol
monitoring should not be eliminated as an acceptable option. The
commenter described that one facility uses brew ethanol monitoring as
well as CEMS to develop VOC emissions data, with the brew ethanol
monitoring serving as a quality assurance step.
Response: Only one facility currently uses brew ethanol monitoring
to demonstrate compliance; the other facilities all utilize CEMS VOC
data to demonstrate compliance with the standard. Use of brew ethanol
monitoring for quality assurance does not prove its capability to
provide accurate and reliable data for a compliance demonstration. The
final rule does not prohibit the use of other methods of quality
assurance for process control in addition to the systems necessary to
meet the requirements of the rule.
Comment: Two commenters argued that requiring facilities to install
flame ionization detection (FID) CEMS to replace brew ethanol
monitoring would not provide emissions data that is more reliable or
less variable and that the EPA has not shown that CEMS would result in
meaningful improvement to compliance or regulatory outcomes. One
commenter cited a letter (see EPA-HQ-OAR-2015-0730-0191-A54) that
commented on the accuracy of FID CEMS; the letter stated that the
presence of oxygen, moisture, and hydrocarbons in fermenter emissions
have the potential to interfere with FID CEMS technology and cause
variability in any data collected using FID CEMS.
Response: The EPA disagrees that the use of brew ethanol monitoring
is comparable to the use of FID CEMS to monitor emissions from the
manufacturing of nutritional yeast. As explained previously in this
section and the memorandum, ``Brew Ethanol Correlation Review for the
Manufacturing of Nutritional Yeast Source Category--Final Rule,'' which
is available in the docket for this rulemaking, the brew ethanol method
does not account for batch-specific variables affecting emissions. An
FID CEMS, on the other hand, does indicate batch-specific emissions,
which increases confidence that reported emissions are reliable.
Additionally, such data can help a facility avoid the potential for
erroneously determining that it is out of compliance compared to the
scenario of using a batch with an unusually high ratio of VOC emissions
to brew ethanol content for the annual performance test and the
subsequent correlation calculation.
While it is true that the accuracy of an FID CEMS can be affected
by factors such as moisture, the commenter does not acknowledge the
common procedures in place to minimize these effects (such as the use
of heated sample lines) or the difference between monitoring system
malfunctions and day-to-day reliability of these systems. Similarly,
the letter discusses technical issues with response factors. Response
factors are needed to establish the relationships of different gases to
the one used as the calibration standard for a measurement instrument.
Since the standard is expressed in terms of VOC as propane and the FID
CEMS are calibrated with propane (as required by 40 CFR 63.2163 (d)),
response factors are not used and the commenter's argument is
irrelevant.
[[Page 48171]]
4. What is the rationale for our final approach?
For the reasons explained in the preamble to the proposed rule (81
FR 95827, December 28, 2016), in the comment responses in section
IV.D.3 of this preamble, and in the memorandum, ``Brew Ethanol
Correlation Review for the Manufacturing of Nutritional Yeast Source
Category--Final Rule,'' which is available in the docket for this
rulemaking, we are finalizing the removal of the option to demonstrate
compliance by monitoring brew ethanol in the fermenter liquid as
proposed, with the changes related to frequency described in section
IV.D.2 of this preamble.
We finalized requirements at 40 CFR 63.2150(b) and 63.2166, and
Tables 3, 4, and 8 to subpart CCCC to remove the option to monitor brew
ethanol.
E. Requirement To Conduct RATA
1. What did we propose?
The EPA proposed a requirement in 40 CFR 63.2163 to conduct annual
RATA for all VOC CEMS, which were previously exempt from this quality
assurance requirement. This proposed requirement specified the use of
Procedure 1 of appendix F to part 60 to evaluate the performance of the
installed VOC CEMS over an extended period of time (81 FR 95829,
December 28, 2016). The EPA also proposed to replace an outdated
reference with the current version of the EPA's traceability protocol
for use in quality assurance procedures for CEMS.
2. How did the requirements change since proposal?
The EPA has maintained the proposed requirement to conduct ongoing
RATA; however, in response to public comments, we are revising the
frequency of the RATA. We are finalizing a requirement for facilities
to conduct RATA for each CEMS at least once every 3 years, instead of
annually. The EPA also corrected the proposed rule language (see 40 CFR
63.2163(b)(3)) to clarify that the current version of the EPA's
traceability protocol (EPA/600/R-12/531) replaces citation 2 of
Procedure 1 of appendix F to 40 CFR part 60; at proposal, the EPA
incorrectly cited reference 2 of Performance Specification 8 of
appendix B to 40 CFR part 60.
3. What key comments did we receive and what are our responses?
Comment: A commenter did not support the proposed requirement to
require annual RATA for all CEMS and stated that it was a costly
procedure that would not enhance process control or achieve any valid
regulatory goal. If RATA are required, the commenter suggested that
RATA be conducted on a 3- to 5-year cycle, rather than annually. The
commenter also requested the final rule clarify that RATA are not
required every time a CEMS is repaired or replaced.
One commenter stated the more stringent monitoring requirements
were not justified because it would not lead to a reduction in
emissions and would unnecessarily increase cost.
Response: During the site visits conducted for this rulemaking, it
was noted that many of the malfunctions recorded by the facilities
subject to this rule were due to malfunctions of the compliance
monitoring systems. Regular RATA ensure the CEMS continue to produce
valid data, which is necessary for the owner or operator, as well as
the EPA, to ensure compliance. A RATA assesses both the instrument
accuracy in measuring the target analyte in the emission matrix (which
daily calibrations and audits using reference gases do not) as well as
the representativeness of the CEMS sampling location.
It is routine for the EPA to require annual RATA of CEMS. While the
original rule did not require annual RATA for FID CEMS, the EPA has
finalized revisions to require ongoing quality assurance procedures
(including RATA) in many rules since 2001. For example, ongoing quality
assurance procedures were included in the Metal Coil Surface Coating,
Miscellaneous Coating Manufacturing, Plywood and Composite Wood
Products, and Portland Cement Manufacturing MACT standards, promulgated
on June 10, 2002; December 11, 2003; July 30, 2004; and February 12,
2013, respectively. The addition of RATA procedures to the Nutritional
Yeast rule helps complete this missing, but necessary, quality-
assurance component.
However, to reduce burden, the EPA is finalizing a requirement to
conduct RATA at least once every 3 years, instead of annually, as
proposed.
The EPA is not revising the rule language to state that RATA are
not required in certain instances. In fact, the replacement of a CEMS
would require a RATA to ensure accuracy of the measured data.
4. What is the rationale for our final approach?
For the reasons explained in the preamble to the proposed rule (81
FR 95829, December 28, 2016) and in the comment responses in section
IV.E.3 of this preamble, we are finalizing requirements in 40 CFR
63.2163 to conduct RATA, as proposed, with the changes related to
frequency and the traceability protocol citation described in section
IV.E.2 of this preamble.
F. Requirement To Collect All Valid CEMS Data
1. What did we propose?
The EPA proposed a requirement to collect CEMS data at all times
during each batch monitoring period, except for periods of monitoring
system malfunctions, required monitoring system quality assurance or
quality control activities, and any scheduled maintenance (81 FR 95829,
December 28, 2016). The requirements were proposed at 40 CFR 63.2163,
63.2170, 63.2181(c)(8), and 63.2182(b)(9).
2. How did the requirements change since proposal?
The EPA is finalizing, as proposed, the requirement to collect all
valid CEMS data. In response to comments, we have also finalized
clarifications to the rule text to reinstate 40 CFR 63.8(c)(4)(ii),
(c)(7), and (g)(2) of the General Provisions that specify the minimum
operation requirements for CEMS (at least one cycle every 15 minutes),
the definition and requirements for ``out of control'' CEMS, and the
procedures for the reduction of CEMS data to hourly averages.
3. What key comments did we receive and what are our responses?
Comment: A commenter stated that collecting CEMS data at all times,
instead of for 75 percent of the batch hours, is an impossible bar that
is not achievable in practice. The commenter stated that collecting
data from 75 percent of batch hours is a reasonable accommodation of
the fact that monitoring equipment cannot operate perfectly or be
calibrated 100 percent of the time in an industrial plant. The
commenter suggested a monitoring requirement of total CEMS uptime of 75
percent of fermentation time during rolling 12-month periods. The
commenter also requested the EPA clarify that ``at all times'' means
logging data once every 15 minutes.
The commenter stated that nothing in the record supports the theory
that more stringent monitoring will add precision to the measurement
and that any such precision would not be meaningful from an operation
or compliance standpoint. The commenter noted the existing monitoring
requirements are sufficient to determine the average VOC concentration
in a fermenter batch and across numbers of batches. The commenter was
concerned that
[[Page 48172]]
requiring more stringent monitoring could subject facilities to
enforcement actions and citizen suits.
The commenter recommended three alternative monitoring methods for
periods that CEMS are not available. The commenter also requested the
EPA define expressly the procedures for monitoring system out-of-
calibration, downtime, or missing data in the rule language, rather
than using cross references to other EPA technical procedures.
Response: We emphasize that the proposed amendments specified that
data must be collected ``at all times during each batch monitoring
period, except for periods of monitoring system malfunctions, required
monitoring system quality assurance or quality control activities
(including, as applicable, calibration checks and required zero and
span adjustments), and any scheduled maintenance.'' We disagree that a
requirement to collect CEMS data at all other times is an impossible
bar that is not achievable in practice. As far back as 1994, the EPA's
Office of Water reported that total hydrocarbon (THC) CEMS, which are a
subset of VOC CEMS, along with other analyzers necessary to correct
values to standard moisture and oxygen content, were ``. . . able to
demonstrate a data capture rate of 100 percent, based on four
measurements per minute.'' \2\ Electronically submitted data from
Portland cement source owners or operators currently using VOC CEMS as
a compliance method also refutes the commenter's assertion. As shown
from a quick search of submissions to the EPA's ERT,\3\ at least five
separate facilities \4\ report greater than 90-percent uptime for their
THC CEMS.\5\ Moreover, none of the facilities reported an inability to
collect monitoring data at all times that their units were operating
and the commenter did not provide any examples of the inability to
collect data other than monitor malfunctions or quality assurance/
quality control activities.
---------------------------------------------------------------------------
\2\ Available at https://cfpub.epa.gov/webfire/index.cfm?action=fire.searchERTSubmission.
\3\ Available at https://cfpub.epa.gov/webfire/index.cfm?action=fire.searchERTSubmission.
\4\ The facilities and periods over which THC monitoring was
reported include: Ash Grove Cement in Durkee, Oregon, from July
through December 2016; Signal Mountain Cement Company in
Chattanooga, Tennessee, from September 2015 through December 2016;
Cemex Construction Materials Atlantic in Knoxville, Tennessee, from
February through December 2016; Holcim (US) in Theodore, Alabama,
from January through December 2016; and Lehigh Ready Mix Cement in
Leeds, Alabama, from July through December 2016.
\5\ While the Portland cement manufacturing emission reports
only require CEMS downtime greater than or equal to 90 percent to be
reported [see 40 CFR 63.1354(b)(10)], subject facilities--just like
as proposed for nutritional yeast manufacturers--are required to
conduct all monitoring in continuous operation at all times that the
units are operating [see 40 CFR 63.1350(i) and (m)(2)].
---------------------------------------------------------------------------
We find that the commenter misinterprets the requirement to collect
data at all times. The proposed rule does not require the VOC CEMS to
be operating perfectly or calibrated for 100 percent of the time. In
fact, the rule specifically prohibits data collection during periods of
monitoring system malfunction or of required monitoring system quality
assurance or control activities--such as calibrations and scheduled
maintenance (see 40 CFR 63.2170(b)). Moreover, the rule allows owners
or operators to establish and follow their own CEMS quality control
programs with site-specific performance evaluation plans that cover
items such as initial and subsequent calibrations, calibration drift
specifications, preventive maintenance, accuracy audit procedures, and
CEMS corrective action procedures (see 40 CFR 63.8(d)(2)), as
referenced by Table 6 of the rule). The commenter's concern for
practicality regarding 100-percent data collection is misplaced; while
the rule requires complete data collection from certain periods, it
does not require 100-percent data collection. Moreover, in the event
that data are not collected as required during certain periods, the
occurrences are specified as deviations, rather than automatic
violations, of the rule; such deviations are to be reported by owners
or operators to regulatory authorities who would take appropriate
corrective action as necessary (see 40 CFR 63.2170(d)). Finally, source
owners or operators are able to use the aforementioned site-specific
monitoring plans to obtain approval from regulatory authorities for
replacement emissions monitoring capabilities through approaches such
as redundant or independent temporary systems prior to their use. While
we reasoned that a facility may achieve enhanced process control from
the amendments to the rule, this potential enhancement was not the
basis for requiring the collection of CEMS data at all times. Given the
variability in emissions throughout the process of manufacturing a
batch of yeast, it is necessary to collect data at all times the CEMS
are operational (given the exemptions noted above) to calculate
accurate BAVOC values. The goal of the revision is to ensure the values
collected and reported are suitable for demonstrating compliance with
the rule. The enhanced monitoring data will allow us, owners or
operators, and the public to have greater confidence in compliance
determinations based on those measurements, and, therefore, greater
confidence that the expected health benefits of the rule are achieved.
We disagree with the commenter's view that the monitoring is more
stringent or could subject facilities to an increased number of
enforcement actions or citizen suits, as the rule requires compliance
with the emission limitations at all times. Monitoring itself does not
affect a facility's actual compliance status and, as stated above,
monitoring downtime is characterized as a deviation from, rather than
violation of, emission standards. Regarding enforcement discretion, we
rely on our regulatory partners to assess the individual, case-specific
facts and to take appropriate action when necessary to correct
problems. Owners or operators can take steps under their own control to
reduce or eliminate any compliance concerns through activities such as
increased attention to emissions-causing processes; and development,
acceptance, and use of redundant monitoring systems.
We agree with the commenter's suggestion to clarify in the rule a
minimum CEMS cycle time of 15 minutes, in which a value would be
collected and recorded. This clarification was included by reinstating
the applicability of 40 CFR 63.8(c)(4)(ii) of the General Provisions in
Table 6. Furthermore, we have reinstated the applicability of 40 CFR
63.8(g)(2) of the General Provisions in Table 6 that allows a minimum
of two data points (each representing 15-minute periods) or an
arithmetic or integrated 1-hour average of CEMS data to constitute a
valid hour of data collection during periods of calibration, quality
assurance, or maintenance activities. These two sections of the General
Provisions were not applicable to the 2001 Manufacturing of Nutritional
Yeast, because alternate definitions were included in the rule. Now
that the CEMS requirements have been updated, there is no need for
separate requirements for this source category and the requirements
from the General Provisions can be applied.
We do not agree with suggestions to write out monitoring system
procedures when those procedures already exist in other applicable
rules. Where relevant procedures already exist in other rules, our
policy is to cross-reference those procedures; cross-referencing
eliminates duplicative portions of rules and ensures consistency. While
we do not see the need for alternative monitoring methods for periods
when VOC CEMS are unavailable, since the
[[Page 48173]]
aforementioned data on the use of CEMS in other source categories from
the EPA's ERT showed no periods of VOC CEMS unavailability, the rule
does not prohibit owners or operators from proposing--and from
regulatory authorities accepting--alternate means for assessing
emissions as part of corrective action procedures for a malfunctioning
VOC CEMS as part of the source's quality control program. Given the
high level of variability in emissions between batches that was
demonstrated by the data used to analyze the brew ethanol monitoring
option, we would recommend owners or operators seek other means--
perhaps redundant VOC CEMS--as better alternatives for determining
compliance during periods when the primary VOC CEMS is malfunctioning.
Of course, even with approval of other means for assessing emissions,
failure to provide VOC CEMS data as required would remain a deviation
and constitute monitor downtime, which must be reported according to
rule requirements in 40 CFR 63.2181.
4. What is the rationale for our final approach?
For the reasons explained in the preamble to the proposed rule (81
FR 95829, December 28, 2016) and in the comment responses in section
IV.F.3 of this preamble, we are finalizing requirements to collect all
valid CEMS data, as proposed, with the additional clarifications
described in section IV.F.2 of this preamble. The final requirements
are specified at 40 CFR 63.2163, 63.2170, 63.2181(c)(8), and
63.2182(c)(5), and in Table 6 to subpart CCCC.
G. Compliance Dates for the Amendments
1. What did we propose?
The EPA proposed that currently operating facilities must
immediately comply with one of the two revised forms of the fermenter
VOC standards upon the effective date of the final rule, and that
facilities that currently demonstrate compliance by monitoring brew
ethanol in the fermenter have up to 1 year to install CEMS. The EPA
proposed that currently operating facilities must immediately comply
with the additional testing, monitoring, reporting, and recordkeeping
requirements (i.e., the removal of GC CEMS, collection of all valid
CEMS data from the entire batch monitoring period, requirement to
conduct RATA, use of Procedure 1 of Appendix F to part 60 for VOC CEMS,
and the electronic reporting requirements), as well as with the revised
SSM requirements. The EPA also proposed that sources that are
constructed or reconstructed after promulgation of the rule revisions
must comply with all amendments upon startup of the affected source (81
FR 95834, December 28, 2016).
2. How did the requirements change since proposal?
Based on public comments, the EPA has changed the compliance date
for existing sources to comply with the revised form of the fermenter
VOC standards from immediate compliance upon promulgation of the rule
to 1 year after the effective date of this rule. The EPA has clarified
language in 40 CFR 63.2181(c)(4) through (7) describing facilities'
reporting obligations under each of the three options for demonstrating
compliance. The language, as finalized, allows facilities transitioning
between compliance demonstration using the 98-Percent Option and the
Average Option to report compliance in a semi-annual compliance report
under different approaches for different 12-month calculation periods,
as appropriate. This allows existing facilities the ability to continue
to demonstrate compliance using the 98-Percent Option for all 12-month
calculation periods that end before or on the compliance date for this
amendment. For example, if the effective date of this final rule is
October 31, 2017, then the compliance date for this amendment would be
October 31, 2018. If an existing facility was scheduled to submit a
semiannual compliance report by January 31, 2019, for the reporting
period covering July 1, 2018, through December 31, 2018; the facility
could demonstrate compliance for the 12-month calculation periods
ending on July 31, 2018, August 31, 2018, September 30, 2018, and
October 31, 2018, using the 98-Percent Option and for the 12-month
calculation periods ending on November 30, 2018, and December 31, 2018,
using the Average Option. Facilites may voluntarily choose to
demonstrate compliance using the revised form of the emission
limitations earlier, so that all of the 12-month calculation periods
ending within the semiannual compliance report demonstrate compliance
using the same form of the emission limitations. Facilities that choose
to use the Batch Option to demonstrate compliance with the emission
limitations must apply the demonstration to all batches within a
semiannual reporting period; that is, facilities cannot transition to
demonstrating compliance under the Batch Option in the middle of a
reporting period. Therefore, unless an existing facility that is
transitioning from the 98-Percent Option to the Batch Option is due to
begin a new semiannual reporting period in the month following the
compliance date for this amendment, the facility has two interim
options for demonstrating compliance. Assuming, for example purposes, a
reporting period of July 1, 2018, through December 31, 2018, and a
compliance date for the final rule on October 31, 2018; the facility
could demonstrate compliance for the entire reporting period using the
Batch Option. Alternately, the facility could demonstrate compliance
using the 98-Percent Option for 12-month calculation periods ending on
July 31, August 31, September 30, and October 31, and demonstrate
compliance for 12-month calculation periods ending on November 30 and
December 31, 2018, using the Average Option. The facility could then
begin demonstrating compliance for the January 1, 2019, through June
30, 2019, reporting period using the Batch Option. A new table, Table
7, has been added to the rule to summarize when existing and new
affected sources must comply with the different requirements for the
form of the emission limitations.
Facilities that currently demonstrate compliance by monitoring brew
ethanol have up to 3 years after the effective date of the rule to
install CEMS, instead of the proposed 1 year. A new table, Table 8, has
been added to the rule to summarize when existing and new affected
sources must comply with the different requirements for emissions
monitoring equipment.
3. What key comments did we receive and what are our responses?
Comment: One commenter does not support complying with the revised
form of the fermenter standards immediately upon promulgation of the
rule, and requested a minimum of 2 years to demonstrate compliance. The
commenter stated it would take time for facilities to convert to any
new methodology, especially as it relates to recordkeeping and
reporting. The commenter remarked that immediate compliance upon
issuance of a final rule is impracticable and unduly burdensome;
facilities will not know when the EPA plans to issue the final rule and
will have no understanding in advance of what the final rule will
require.
Response: We disagree that immediate compliance would be
impracticable for certain reasons the commenter noted; specifically,
the commenter knows the final rule will be issued by October 1,
[[Page 48174]]
2017, due to the court-ordered deadline for this rulemaking.
Furthermore, it is not accurate to say the commenter will have ``no
understanding'' of what the final rule will require, given the nature
of notice-and-comment rulemaking. The EPA notes that the emission
limitations are simply expressed in a revised format and are not
expected to result in any changes in compliance status. However, it is
also reasonable to provide additional time to demonstrate continuous
compliance with the revised form of the emission standard for
facilities that are currently operating because it will require a
change in recordkeeping and reporting procedures. CAA section 112(i)(3)
requires that compliance dates for existing sources require compliance
with any emission standard, limitation, or regulation promulgated under
section 112 ``as expeditiously as practicable, but in no event later
than 3 years after the effective date of such standard.'' While we
believe, based on information gathered during the site visits and phone
calls conducted prior to the proposed rulemaking, that the facilities
have all of the data needed to demonstrate continuous compliance with
the amended requirements immediately, it is prudent to allow time to
train staff and establish long-term procedures for the efficient
management of this data. Therefore, the EPA has finalized amendments
allowing the facilities up to 1 year to demonstrate continuous
compliance with the revised form of the emission limitations and the
associated reporting and recordkeeping requirements. We believe that 1
year is a sufficient period of time for facilities to update
recordkeeping systems and train staff. The current emission limitations
require facilities to record the emissions from each batch in a rolling
12-month period, compare the emissions from each batch with the
standard, and count how many of the batches had emissions equal to or
lower than the limit. A facility then determines the total number of
batches that were manufactured during the rolling 12-month period and
calculates the percentage of batches in that period that met the
emission limitations. The revised form of the standard is slightly more
streamlined in that facilities simply average the emissions from each
batch produced in a given fermentation stage over the 12-month period
and compare it to the emission limitation. While this necessitates a
change in the overall calculation and reporting procedures, it does not
require significant actions such as the selection, installation, and
testing of new equipment or changes to the yeast manufacturing process
that would warrant 2 years to implement the revisions. As specified in
section III.E of this preamble to the rule, facilities must continue to
demonstrate continuous compliance with the existing emission
limitations and reporting and recordkeeping requirements during the
time it takes them to transition to the revised requirements. The
revised requirements are expected to be slightly more streamlined than
the existing requirements and there is no prohibition against
facilities from demonstrating compliance with the new form of the
emission limitations and associated reporting and recordkeeping
requirements immediately.
Comment: Two commenters do not support having only 1 year to
install CEMS if a facility currently monitors brew ethanol. The
commenters requested a minimum of 3 years to comply to allow for the
purchase, design, testing, and installation of new CEMS equipment. The
commenters stated 3 years is consistent with the approach for sources
when the rule was originally promulgated and the EPA has authority to
allow 3 years to comply under CAA section 112(i)(3).
Response: The EPA has finalized requirements allowing the one
existing facility that currently demonstrates compliance by monitoring
brew ethanol up to 3 years to install CEMS to demonstrate compliance.
This facility must continue to meet the performance test and operation
and maintenance requirements of 40 CFR 63.2161 and 40 CFR 63.2164
during this time. Additionally, we note that the facility must comply
with the revised form of the emission limitations at the specified time
(within 1 year), regardless of the monitoring method used.
4. What is the rationale for our final approach?
For the reasons explained in the comment responses in section
IV.G.3 of this preamble and in the response to comments document in the
docket for this rulemaking, we are finalizing the requirements related
to the compliance dates for the demonstration of compliance with the
revised form of the fermenter VOC standards and the use of CEMS for
existing facilities with the changes described in section IV.G.2 of
this preamble. We finalized revisions in Table 7 and Table 8 to subpart
CCCC to specify the emission limitation and monitoring system
timelines. We finalized the revisions requiring immediate compliance
for the additional testing, monitoring, reporting, and recordkeeping
requirements (i.e., the removal of GC CEMS in 40 CFR 63.2163(a),
collection of all valid CEMS data from the entire batch monitoring
period in 40 CFR 63.2163(h), requirement to conduct RATA in 40 CFR
63.2163(b)(1), use of Procedure 1 of Appendix F to part 60 for VOC CEMS
in 40 CFR 63.2163(b)(3), and the electronic reporting requirements in
40 CFR 63.2181(a)), as well as with the revised SSM requirements as
proposed.
V. Summary of Cost, Environmental, and Economic Impacts and Additional
Analyses Conducted
A. What are the affected facilities?
We anticipate that four nutritional yeast facilities currently
operating in the United States will be affected by this final rule.
B. What are the air quality impacts?
The amendments to this subpart will have a positive impact on air
quality. While facilities will not need to install additional controls
to comply with the fermenter emission limitations, the revisions remove
the exemption that allowed up to 2 percent of the total number of
batches to be produced with no limit on emissions (i.e., the revisions
apply the emission limitations continuously). The rule revisions also
remove the exemption that allowed emissions from batches produced
during periods of malfunction, other than monitoring system
malfunctions, to be excluded when determining compliance with emission
limitations. While the air quality impact of these changes cannot
easily be quantified due to a current lack of data on the number of and
emissions from previously exempted batches, the practical effect is
that production of all batches of nutritional yeast at affected sources
will now be required to meet emission limitations. The other revisions,
which affect testing, monitoring, recordkeeping, and reporting
requirements, will ensure that emissions monitoring equipment continues
to perform as expected and provides reliable data from each facility to
be used in determining compliance. For reference, the baseline
emissions for each facility are documented in the memorandum,
``Emissions Data and Acute Risk Factor Used in Residual Risk Modeling:
Manufacturing of Nutritional Yeast Source Category,'' which is
available in the docket for this action (Docket ID. No EPA-HQ-OAR-2015-
0730-0007).
[[Page 48175]]
C. What are the cost impacts?
We have estimated compliance costs for all existing sources to
perform RATA for VOC CEMS and for the single facility currently
monitoring brew ethanol to install the necessary monitoring equipment
(i.e., VOC CEMS). We estimated a total capital investment of $511,000
and an average annual cost of approximately $115,000. The details of
the cost estimates are documented in the memorandum, ``Costs for the
Manufacturing of Nutritional Yeast Source Category--Final Rule,'' which
is available in the docket for this action.
D. What are the economic impacts?
The economic analysis conducted for this action is presented in the
memorandum, ``Economic Impact Analysis for the Manufacturing of
Nutritional Yeast Risk and Technology Review (RTR),'' which is
available in the docket for this action. The costs of this action are
associated with the installation and maintenance of CEMS at one
facility, and ongoing RATA for CEMS at all four facilities subject to
subpart CCCC. The equivalent annualized net cost of this action is
approximately $86,000 under a 3-percent discount rate, and $89,000
under a 7-percent discount rate.
This action is projected to affect four facilities, and none of
these facilities is ultimately owned by a small entity. Of the four
facilities affected by this final action, two are ultimately owned by
the same private entity. The remaining two facilities are each
ultimately owned by different private entities. The equivalent
annualized net costs for each of the three entities range from
approximately $8,600 to $65,000 under a 3-percent discount rate, and
from approximately $8,300 to $70,000 under a 7-percent discount rate.
The equivalent annualized net compliance costs for the three entities
are all estimated to be less than 0.1 percent of sales for their
respective ultimate parent companies. Therefore, we expect that this
final action will not have a significant economic impact on the
affected entities.
E. What are the benefits?
As discussed above, the amendments to this subpart will have
positive impacts on air quality and may improve air quality by removing
the brew ethanol monitoring option and the exemption that allowed a
portion of batches to be produced without being subject to emission
limitations. The changes to monitoring methods will increase the
reliability of emissions data collected by facilities by requiring
continued maintenance of emission monitoring systems and monitoring of
actual emission measurements at all times instead of allowing emission
estimates based on brew ethanol correlations and collection of 100
percent of valid CEMS data (instead of 75 percent). These changes will
allow regulators to clearly assess whether the standards for the
protection of public health and the environment are being met. In
particular, the demographics analysis shows that increased risk levels
are concentrated around the facility that is not currently using CEMS.
The amendments will directly benefit this population, of which 100
percent are definded as minority, by increasing the accuracy of the
emissions data that is monitored and reported (see section V.F of this
preamble). Other amendments will result in additional benefits, such as
streamlined reporting through electronic methods for owners or
operators of nutritional yeast manufacturing facilities and increased
access to emissions data by stakeholders, as described in the preamble
to the proposed rule (81 FR 95834, December 28, 2016).
F. What analysis of environmental justice did we conduct?
To examine the potential for any environmental justice issues that
might be associated with emissions from this source category, we
performed a demographic analysis of the population close to the four
affected facilities (within 50 kilometers (km) and within 5 km). In
this analysis, we evaluated the distribution of HAP-related cancer
risks and non-cancer hazards from the four nutritional yeast
manufacturing facilities across different social, demographic, and
economic groups within the populations living near facilities
identified as having the highest risks.
The analysis indicated that the minority population living within
50 km (1,700,000 people, of which 41 percent are minority) and within 5
km (131,567 people, of which 68 percent are minority) of the four
nutritional yeast manufacturing facilities is greater than the minority
population found nationwide (28 percent). The specific demographics of
the population within 5 and 50 km of the facilities indicate potential
disparities in certain demographic groups, including the ``African
American,'' ``Below the Poverty Level,'' and ``Over 25 and without high
school diploma'' groups.
When examining the risk levels of those exposed to emissions from
the four nutritional yeast manufacturing facilities, we find
approximately 750 persons around one facility are exposed to a cancer
risk greater than or equal to 1-in-1 million with the highest exposure
to these individuals of less than 2-in-1 million. Of these 750 persons,
all are defined as minority. When examining the non-cancer risks
surrounding these facilities, no one is predicted to have a chronic
non-cancer TOSHI greater than 1. These findings are based on the level
of acetaldehyde emissions the facility reported to the 2011 NEI. The
facility calculated these emissions by applying acetaldehyde emissions
rates (pounds of acetaldehyde per batch) for each fermentation stage
determined from a stack test conducted in 2000. During the public
comment period, the facility performed additional testing and
determined that the acetaldehyde emissions rates during the Februray
2017 test were approximately half of the previous rates. Therefore, the
facility anticipates that future estimates of annual emissions will be
reduced. Additionally, this facility currently monitors brew ethanol to
comply with the emission limitations established in this NESHAP. The
final amendments require the facility to install CEMS to monitor
emissions. We anticipate that the use of CEMS will directly benefit
this population by increasing the accuracy of the emissions data that
are monitored and reported because the CEMS reflects batch-specific
emission characteristics that are not accounted for with the brew
ethanol correlation.
The EPA has determined that this rule does not have
disproportionately high and adverse human health or environmental
effects on minority populations, low-income populations, and/or
indigenous peoples because the health risks based on actual emissions
are low (below 2-in-1 million), the population exposed to risks greater
than 1-in-1 million is relatively small (750 persons), and the rule
maintains or increases the level of environmental protection for all
affected populations.
The methodology and the results of the demographic analysis are
included in the technical report, ``Risk and Technology Review--
Analysis of Socio-Economic Factors for Populations Living Near
Nutritional Yeast Manufacturing Facilities,'' which is available in the
docket for this action (Docket ID No. EPA-HQ-OAR-2015-0730-0015).
G. What analysis of children's environmental health did we conduct?
The EPA assessed risks to infants and children as part of the
health and risk assessments, as well as the proximity analysis
conducted for this action. These analyses are documented in the
[[Page 48176]]
memoranda, ``Residual Risk Assessment for the Manufacturing of
Nutritional Yeast Source Category in Support of the October, 2017 Risk
and Technology Review Final Rule'' and ``Risk and Technology Review--
Analysis of Socio-Economic Factors for Populations Living Near
Nutritional Yeast Manufacturing Facilities,'' which are available in
the docket for this action.
The results of the proximity analysis show that children 17 years
and younger as a percentage of the population in close proximity to
nutritional yeast manufacturing facilities and with an estimated cancer
risk greater than or equal to 1-in-1 million is similar to the
percentage of the national population in this age group (25 percent
versus 24 percent, respectively). The difference in the absolute number
of percentage points of the population 17 years old and younger from
the national average indicates a 1-percent over-representation near
nutritional yeast manufacturing facilities.
Consistent with the EPA's Policy on Evaluating Health Risks to
Children,\6\ we conducted inhalation risk assessments for the
Manufacturing of Nutritional Yeast source category, considering risk to
infants and children. Children are exposed to chemicals emitted to the
atmosphere via two primary routes: Directly via inhalation or
indirectly via ingestion or dermal contact with various media that have
been contaminated with the emitted chemicals. The EPA considers the
possibility that children might be more sensitive than adults to toxic
chemicals, including chemical carcinogens. For each carcinogenic HAP
included in this assessment that has a potency estimate available, the
EPA calculated individual and population cancer risks by multiplying
the corresponding lifetime average exposure estimate by the appropriate
unit risk estimate (URE). This calculated cancer risk is defined as the
upper-bound probability of developing cancer over a 70-year period
(i.e., the assumed human lifespan) at that exposure. Because UREs for
most HAP are upper-bound estimates, actual risks at a given exposure
level may be lower than predicted, and could be zero. For the EPA's
list of carcinogenic HAP that act by a mutagenic mode-of action, we
applied the EPA's Supplemental Guidance for Assessing Susceptibility
from Early-Life Exposure to Carcinogens.\7\ This guidance has the
effect of adjusting the URE by factors of 10 (for children aged 0-1), 3
(for children aged 2-15), or 1.6 (for 70 years of exposure beginning at
birth), as needed in risk assessments. In this case, this has the
effect of increasing the estimated lifetime risks for these pollutants
by a factor of 1.6. With regard to other carcinogenic pollutants for
which early-life susceptibility data are lacking, it is the EPA's long-
standing science policy position that use of the linear low-dose
extrapolation approach (without further adjustment) provides adequate
public health conservatism in the absence of chemical-specific data
indicating differential early-life susceptibility or when the mode of
action is not mutagenicity. The basis for this methodology is also
provided in the 2005 Supplemental Guidance.
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\6\ Policy on Evaluating Health Risks to Children, U.S.
Environmental Protection Agency, Washington, DC. May 2014. Available
at https://www2.epa.gov/sites/production/files/2014-05/documents/1995_childrens_health_policy_statement.pdf.
\7\ Supplemental Guidance for Assessing Susceptibility from
Early-Life Exposure to Carcinogens. Risk Assessment Forum, U.S.
Environmental Protection Agency, Washington, DC. EPA/630/R-03/003F.
March 2005. Available at https://www.epa.gov/raf/publications/pdfs/childrens_supplement_final.pdf.
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Unlike linear dose-response assessments for cancer, non-cancer
health hazards generally are not expressed as a probability of an
adverse occurrence. Instead, hazard of non-cancer effects is expressed
by comparing an exposure to a reference level as a ratio. The HQ is the
estimated exposure divided by a reference level (e.g., the reference
concentration, RfC). For a given HAP, exposures at or below the
reference level (HQ<=1) are not likely to cause adverse health effects.
As exposures increase above the reference level (HQs increasingly
greater than 1), the potential for adverse effects increases. For
exposures predicted to be above the RfC, the risk characterization
includes the degree of confidence ascribed to the RfC values for the
compound(s) of concern (i.e., high, medium, or low confidence) and
discusses the impact of this on possible health interpretations. The
reference levels used to determine the HQs incorporate generally
conservative uncertainty factors that account for effects in the most
susceptible populations including all life stages (e.g., infants and
children).
The EPA concludes that the standards provide an ample margin of
safety to protect public health of all demographic groups, including
children.
VI. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is a significant regulatory action that was submitted
to the Office of Management and Budget (OMB) for review. Any changes
made in response to OMB recommendations have been documented in the
docket. The EPA prepared an economic analysis of the potential costs
and benefits associated with this action. This analysis, ``Economic
Impact Analysis for the Manufacturing of Nutritional Yeast Risk and
Technology Review (RTR),'' is available in the docket for this rule.
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
This rule is not subject to the requirements of Executive Order
13771 because this rule results in no more than de minimis costs.
C. Paperwork Reduction Act (PRA)
The information collection activities in this rule have been
submitted for approval to OMB under the PRA. The ICR document that the
EPA prepared has been assigned EPA ICR number 1886.03. You can find a
copy of the ICR in the docket for this rule, and it is briefly
summarized here. The information collection requirements are not
enforceable until OMB approves them.
Concurrent to the residual risk and technology reviews for the
NESHAP, the EPA finalized amendments that change the form of the
current emission limitations, require the use of VOC CEMS, require
valid CEMS data from each hour of the batch monitoring period, require
ongoing tests to evaluate the performance of the CEMS over time,
require electronic reporting, and remove exemptions for malfunctions so
that affected facilities would be subject to the emission standards at
all times. This information collection request documents the
recordkeeping and reporting requirements and burden imposed by the
rule--both the requirements that were previously promulgated and
retained, as well as the final amendments.
Respondents/affected entities: Manufacturers of nutritional yeast.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart CCCC).
Estimated number of respondents: Four facilities.
[[Page 48177]]
Frequency of response: Initially and semiannually.
Total estimated burden: 1,370 hours (per year) for the responding
facilities and 175 hours (per year) for the Agency. Burden is defined
at 5 CFR 1320.3(b).
Total estimated cost: $817,000 (per year), which includes $695,000
annualized capital and operation and maintenance costs for the
responding facilities and $9,500 (per year) for the Agency to comply
with all of the requirements in this NESHAP.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9. When OMB
approves this ICR, the Agency will announce that approval in the
Federal Register and publish a technical amendment to 40 CFR part 9 to
display the OMB control number for the approved information collection
activities contained in this final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements on small entities.
This action is projected to affect four facilities, and none of
these facilities is ultimately owned by a small entity. Details of the
associated analysis are presented in the memorandum, ``Economic Impact
Analysis for the Manufacturing of Nutritional Yeast Risk and Technology
Review (RTR),'' which is available in the docket for this action. At
the time of proposal for this action, there was one entity which was
assumed to be a small business for the purpose of the analysis, as the
complex ownership structure made it difficult to clearly determine the
entity's size. However, between proposal and promulgation, this entity
was sold to a company that owns other nutritional yeast manufacturing
facilities, and which is not a small business.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C. 1531-1538, and does not
significantly or uniquely affect small governments. The action imposes
no enforceable duty on any state, local, or tribal governments. The
nationwide equivalent annualized net cost of this action for affected
industrial sources is approximately $86,000 under a 3 percent discount
rate, and $89,000 under a 7 percent discount rate. Details of the
associated economic analysis are presented in the memorandum ``Economic
Impact Analysis for the Manufacturing of Nutritional Yeast Risk and
Technology Review (RTR),'' which is available in the docket for this
action.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. No tribal facilities are known to be engaged in
the nutritional yeast manufacturing industry that would be affected by
this action. Thus, Executive Order 13175 does not apply to this action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 because it is
not economically significant as defined in Executive Order 12866, and
because the EPA does not believe the environmental health or safety
risks addressed by this action present a disproportionate risk to
children. This action's health and risk assessments are contained in
sections IV.A and V.G of this preamble.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not a ``significant energy action'' because it is
not likely to have a significant adverse effect on the supply,
distribution, or use of energy. The action is not related to the energy
sector nor the supply, production, or price of energy.
J. National Technology Transfer and Advancement Act (NTTAA) and 1 CFR
Part 51
This action involves technical standards that are reasonably
available and already widely used by industry. The EPA conducted a
search to identify potentially applicable voluntary consensus
standards. However, the Agency identified no available standards that
were practical for use as alternates and none were brought to our
attention in comments. Therefore, the EPA has decided to use EPA Method
25A of 40 CFR part 60, appendix A (Method) and EPA/600/R-12/531, EPA
Traceability Protocol for Assay and Certification of Gaseous
Calibration Standards (Protocol). The Method is used to determine total
gaseous organic concentration using a flame ionization analyzer. More
information about the Method is available at: https://www.epa.gov/emc/method-25a-gaseous-organic-concentration-flame-ionization. The Protocol
is used to certify calibration gases for continuous emission monitors
and specifies methods for assaying gases and establishing traceability
to National Institute of Standards and Technology reference standards.
The Protocol and associated information is available at: https://www.epa.gov/air-research/epa-traceability-protocol-assay-and-certification-gaseous-calibration-standards.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations, and/or indigenous peoples, as
specified in Executive Order 12898 (58 FR 7629, February 16, 1994).
The documentation for this decision is contained in the proposal
(81 FR 95824, December 28, 2016), section V.F of this preamble, and the
technical report, ``Risk and Technology Review--Analysis of Socio-
Economic Factors for Populations Living Near Nutritional Yeast
Manufacturing Facilities,'' which is available in the docket for this
action (Docket ID No. EPA-HQ-OAR-2015-0730-0015).
L. Congressional Review Act (CRA)
This action is subject to the CRA, and the EPA will submit a rule
report to each House of the Congress and to the Comptroller General of
the United States. This action is not a ``major rule'' as defined by 5
U.S.C. 804(2).
List of Subjects in 40 CFR Part 63
Environmental protection, Administrative practice and procedures,
Air pollution control, Hazardous substances, Incorporation by
reference, Intergovernmental relations, Reporting and recordkeeping
requirements.
[[Page 48178]]
Dated: September 29, 2017.
E. Scott Pruitt,
Administrator.
For the reasons set forth in the preamble, the Environmental
Protection Agency amends 40 CFR part 63 as follows:
PART 63--NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS
FOR SOURCE CATEGORIES
0
1. The authority citation for part 63 continues to read as follows:
Authority: 42 U.S.C. 7401, et seq.
0
2. Section 63.14 is amended by redesignating paragraphs (m)(5) through
(m)(23) as (m)(6) through (m)(24), respectively; and adding a new
paragraph (m)(5) to read as follows:
Sec. 63.14 Incorporations by reference.
* * * * *
(m) * * *
(5) EPA/600/R-12/531, EPA Traceability Protocol for Assay and
Certification of Gaseous Calibration Standards, May 2012, IBR approved
for Sec. 63.2163(b).
* * * * *
0
3. Part 63 is amended by revising subpart CCCC to read as follows:
Subpart CCCC--National Emission Standards for Hazardous Air Pollutants:
Manufacturing of Nutritional Yeast
What This Subpart Covers
Sec.
63.2130 What is the purpose of this subpart?
63.2131 Am I subject to this subpart?
63.2132 What parts of my plant does this subpart cover?
63.2133 When do I have to comply with this subpart?
Emission Limitations
63.2140 What emission limitations must I meet?
General Compliance Requirements
63.2150 What are my general requirements for complying with this
subpart?
Testing and Initial Compliance Requirements
63.2160 By what date must I conduct an initial compliance
demonstration?
63.2161 What performance tests and other procedures must I use if I
monitor brew ethanol?
63.2162 When must I conduct subsequent performance tests if I
monitor brew ethanol?
63.2163 If I monitor fermenter exhaust, what are my monitoring
installation, operation, and maintenance requirements?
63.2164 If I monitor brew ethanol, what are my monitoring
installation, operation, and maintenance requirements?
63.2165 How do I demonstrate initial compliance with the emission
limitations if I monitor fermenter exhaust?
Continuous Compliance Requirements
63.2170 How do I monitor and collect data to demonstrate continuous
compliance?
63.2171 How do I demonstrate continuous compliance with the emission
limitations?
Notification, Reports, and Records
63.2180 What notifications must I submit and when?
63.2181 What reports must I submit and when?
63.2182 What records must I keep?
63.2183 In what form and how long must I keep my records?
Other Requirements and Information
63.2190 What parts of the General Provisions apply to me?
63.2191 Who implements and enforces this subpart?
63.2192 What definitions apply to this subpart?
Table 1 to Subpart CCCC of Part 63--Emission Limitations
Table 2 to Subpart CCCC of Part 63--Requirements for Performance
Tests If You Monitor Brew Ethanol
Table 3 to Subpart CCCC of Part 63--Initial Compliance With Emission
Limitations
Table 4 to Subpart CCCC of Part 63--Continuous Compliance With
Emission Limitations
Table 5 to Subpart CCCC of Part 63--Requirements for Reports
Table 6 to Subpart CCCC of Part 63--Applicability of General
Provisions to Subpart CCCC
Table 7 to Subpart CCCC of Part 63--Emission Limitation
Applicability Timeline
Table 8 to Subpart CCCC of Part 63--Monitoring System Requirements
Timeline
Subpart CCCC--National Emission Standards for Hazardous Air
Pollutants: Manufacturing of Nutritional Yeast
What This Subpart Covers
Sec. 63.2130 What is the purpose of this subpart?
This subpart establishes national emission limitations for
hazardous air pollutants (HAP) emitted from manufacturers of
nutritional yeast. This subpart also establishes requirements to
demonstrate initial and continuous compliance with the emission
limitations.
Sec. 63.2131 Am I subject to this subpart?
(a) You are subject to this subpart if you own or operate a
nutritional yeast manufacturing facility that is, is located at, or is
part of a major source of HAP emissions.
(1) A manufacturer of nutritional yeast is a facility that makes
yeast for the purpose of becoming an ingredient in dough for bread or
any other yeast-raised baked product, or for becoming a nutritional
food additive intended for consumption by humans. A manufacturer of
nutritional yeast does not include production of yeast intended for
consumption by animals, such as an additive for livestock feed.
(2) A major source of HAP emissions is any stationary source or
group of stationary sources located within a contiguous area and under
common control that emits or has the potential to emit, considering
controls, any single HAP at a rate of 9.07 megagrams (10 tons) or more
per year or any combination of HAP at a rate of 22.68 megagrams (25
tons) or more per year.
(b) [Reserved]
Sec. 63.2132 What parts of my plant does this subpart cover?
(a) This subpart applies to each new, reconstructed, or existing
``affected source'' that produces Saccharomyces cerevisiae at a
nutritional yeast manufacturing facility.
(b) The affected source is the collection of equipment used in the
manufacture of the nutritional yeast species Saccharomyces cerevisiae.
This collection of equipment includes fermentation vessels
(fermenters), as described in paragraph (c) of this section. The
collection of equipment used in the manufacture of the nutritional
yeast species Candida utilis (torula yeast) is not part of the affected
source.
(c) The emission limitations in this subpart apply to fermenters in
the affected source that meet all of the criteria listed in paragraphs
(c)(1) and (2) of this section.
(1) The fermenters are ``fed-batch'' as defined in Sec. 63.2192.
(2) The fermenters are used to support one of the last three
fermentation stages in a production run (i.e., third-to-last stage,
second-to-last stage, and last stage), which may be referred to as
``stock, first generation, and trade,'' ``seed, semi-seed, and
commercial,'' or ``CB4, CB5, and CB6'' stages.
(d) The emission limitations in this subpart do not apply to flask,
pure-culture, yeasting-tank, or any other set-batch (as defined in
Sec. 63.2192) fermentation, and they do not apply to any operations
after the last dewatering operation, such as filtration.
(e) The emission limitations in Table 1 to this subpart do not
apply to fermenters during the production of specialty yeast (defined
in Sec. 63.2192).
[[Page 48179]]
(f) An affected source is a ``new affected source'' if you
commenced construction of the affected source after October 19, 1998,
and you met the applicability criteria in Sec. 63.2131 at the time you
commenced construction.
(g) An affected source is ``reconstructed'' if it meets the
criteria for reconstruction as defined in Sec. 63.2.
(h) An affected source is ``existing'' if it is not new or
reconstructed.
Sec. 63.2133 When do I have to comply with this subpart?
(a) If you have a new or reconstructed affected source, then you
must comply with paragraph (a)(1) or (2) of this section.
(1) If you start up your affected source before May 21, 2001, then
you must comply with this subpart no later than May 21, 2001.
(2) If you start up your affected source on or after May 21, 2001,
then you must comply with this subpart upon startup of your affected
source.
(b) If you have an existing affected source, then you must comply
with this subpart no later than May 21, 2004.
(c) If you have an area source that increases its emissions, or its
potential to emit, so that it becomes a major source of HAP, then
paragraphs (c)(1) and (2) of this section apply.
(1) Any portion of the existing facility that is a new affected
source or a new reconstructed source must be in compliance with this
subpart upon startup.
(2) All other parts of the affected source must be in compliance
with this subpart by no later than 1 year after it becomes a major
source.
(d) You must meet the notification requirements in Sec. 63.2180
according to the schedule in Sec. 63.2180 and in subpart A of this
part.
Emission Limitations
Sec. 63.2140 What emission limitations must I meet?
You must meet the applicable emission limitations in Table 1 to
this subpart, according to the timeline provided in Table 7 to this
subpart.
General Compliance Requirements
Sec. 63.2150 What are my general requirements for complying with
this subpart?
(a) You must be in compliance with the applicable emission
limitations in Table 1 to this subpart at all times, and demonstrate
compliance according to paragraphs (a)(1) through (3) of this section.
(1) To demonstrate compliance with emission limitations by using
the 98-Percent Option, you must follow the procedures of Sec.
63.2171(b).
(2) To demonstrate compliance with emission limitations by using
the Average Option, you must follow the procedures of Sec. 63.2171(c).
(3) To demonstrate compliance with emission limitations by using
the Batch Option, you must follow the procedures of Sec. 63.2171(d).
(b) You must monitor VOC concentration continuously for each batch
by using the applicable monitoring method in Table 8 to this subpart.
(c) If the date upon which you must demonstrate initial compliance
as specified in Sec. 63.2160 falls after the compliance date specified
for your affected source in Sec. 63.2133, then you must maintain a log
detailing the operation and maintenance of the continuous emission
monitoring systems and the process and emissions control equipment
during the period between those dates.
(d) At all times, you must operate and maintain any affected
source, including associated air pollution control equipment and
monitoring equipment, in a manner consistent with safety and good air
pollution control practices for minimizing emissions. The general duty
to minimize emissions does not require you to make any further efforts
to reduce emissions if levels required by the applicable standard have
been achieved. Determination of whether an affected source is operating
in compliance with operation and maintenance requirements will be based
on information available to the Administrator that may include, but is
not limited to, monitoring results, review of operation and maintenance
procedures, review of operation and maintenance records, and inspection
of the affected source.
Testing and Initial Compliance Requirements
Sec. 63.2160 By what date must I conduct an initial compliance
demonstration?
(a) For each emission limitation in Table 1 to this subpart for
which you demonstrate compliance using the Average Option, you must
demonstrate initial compliance for the period ending on the last day of
the month that is 12 calendar months (or 11 calendar months, if the
compliance date for your affected source is the first day of the month)
after the compliance date that is specified for your affected source in
Sec. 63.2133.
(b) For each emission limitation in Table 1 to this subpart for
which you demonstrate compliance using the Batch Option, you must
demonstrate initial compliance for the period ending June 30 or
December 31 (use whichever date is the first date following the
compliance date that is specified for your affected source in Sec.
63.2133).
Sec. 63.2161 What performance tests and other procedures must I use
if I monitor brew ethanol?
(a) You must conduct each performance test in Table 2 to this
subpart that applies to you, as specified in paragraphs (b) through (f)
of this section.
(b) You must conduct performance tests under such conditions as the
Administrator specifies, based on representative performance of the
affected source for the period being tested, and under the specific
conditions that this subpart specifies in Table 2 to this subpart and
in paragraphs (b)(1) through (4) of this section. You must record the
process information that is necessary to document operating conditions
during the test and include in such record an explanation to support
that such conditions represent normal operation. Upon request, you must
make available to the Administrator such records as may be necessary to
determine the conditions of performance tests.
(1) You must conduct each performance test concurrently with brew
ethanol monitoring to establish a brew-to-exhaust correlation as
specified in paragraph (e) of this section.
(2) For each fermentation stage, you must conduct one run of the
EPA Test Method 25A of 40 CFR part 60, appendix A-7, over the entire
length of a batch. The three fermentation stages do not have to be from
the same production run.
(3) You must obtain your test sample at a point in the exhaust-gas
stream before you inject any dilution air. For fermenters, dilution air
is any air not needed to control fermentation.
(4) You must record the results of the test for each fermentation
stage.
(c) You may not conduct performance tests during periods of
malfunction.
(d) You must collect data to correlate the brew ethanol
concentration to the VOC concentration in the fermenter exhaust
according to paragraphs (d)(1) through (3) of this section.
(1) You must collect a separate set of brew ethanol concentration
data for each fed-batch fermentation stage while manufacturing the
product that constitutes the largest percentage (by mass) of average
annual production.
(2) You must measure brew ethanol as specified in Sec. 63.2164
concurrently with conducting a performance test for VOC
[[Page 48180]]
in fermenter exhaust as specified in paragraph (b) of this section. You
must measure brew ethanol at least once during each successive 30-
minute period over the entire period of the performance test for VOC in
fermenter exhaust.
(3) You must keep a record of the brew ethanol concentration data
for each fermentation stage over the period of EPA Test Method 25A of
40 CFR part 60, appendix A-7, performance test.
(e) For each set of data that you collected under paragraphs (b)
and (d) of this section, you must perform a linear regression of brew
ethanol concentration (percent) on VOC fermenter exhaust concentration
(parts per million by volume (ppmv) measured as propane). You must
ensure the correlation between the brew ethanol concentration, as
measured by the brew ethanol monitor, and the VOC fermenter exhaust
concentration, as measured by EPA Test Method 25A of 40 CFR part 60,
appendix A-7, is linear with a correlation coefficient of at least
0.90.
(f) You must calculate the VOC concentration in the fermenter
exhaust for each batch using the brew ethanol concentration data
according to Equation 1 of this section, and using the constants (CF
and y) calculated by the applicable linear regression performed under
paragraph (e) of this section.
[GRAPHIC] [TIFF OMITTED] TR16OC17.000
Where:
BAVOC = Batch-average concentration of VOC in fermenter exhaust
(ppmv measured as propane), calculated for compliance demonstration
BAE = Batch-average concentration of brew ethanol in fermenter
liquid (percent), measured by the brew ethanol monitor
CF = Constant established at performance test and representing the
slope of the regression line
y = Constant established at performance test and representing the y-
intercept of the regression line
Sec. 63.2162 When must I conduct subsequent performance tests if I
monitor brew ethanol?
(a) For each emission limitation in Table 1 to this subpart for
which compliance is demonstrated by monitoring brew ethanol
concentration and calculating VOC concentration in the fermenter
exhaust according to the procedures in Sec. 63.2161, you must conduct
an EPA Test Method 25A of 40 CFR part 60, appendix A-7, performance
test and establish a brew-to-exhaust correlation according to the
procedures in Table 2 to this subpart and in Sec. 63.2161, at least
once every year.
(b) The first subsequent performance test must be conducted no
later than 365 calendar days after the initial performance test
conducted according to Sec. 63.2160. Each subsequent performance test
must be conducted no later than 365 calendar days after the previous
performance test. You must conduct a performance test for each 365
calendar day period during which you demonstrate compliance using the
brew ethanol correlation developed according to Sec. 63.2161.
Sec. 63.2163 If I monitor fermenter exhaust, what are my monitoring
installation, operation, and maintenance requirements?
(a) You must install and certify a CEMS that generates a single
combined response value for VOC concentration (VOC CEMS) according to
the procedures and requirements in Performance Specification 8--
Performance Specifications for Volatile Organic Compound Continuous
Emission Monitoring Systems in Stationary Sources in appendix B to part
60 of this chapter.
(b) You must operate and maintain your VOC CEMS according to the
procedures and requirements in Procedure 1--Quality Assurance
Requirements for Gas Continuous Emission Monitoring Systems Used for
Compliance Determination in appendix F to part 60 of this chapter,
except with regard to provisions concerning relative accuracy test
audit (RATA), cylinder gas audit (CGA), and relative accuracy audit
(RAA) frequencies; out of control period definition; and CEMS data
status during out of control periods; which are instead specified in
this paragraph for frequencies; and Sec. 63.8(c)(7) for the definition
of and status of CEMS data during out of control periods.
(1) You must conduct a RATA at least once every 12 calendar
quarters, in accordance with sections 8 and 11, as applicable, of
Performance Specification 8.
(2) You must conduct a CGA or RAA in the calendar quarters during
which a RATA is not conducted, but in no more than 11 quarters in
succession.
(3) As necessary, rather than relying on citation 2 of Procedure 1
of appendix F to 40 CFR part 60, you must rely on EPA/600/R-12/531
(incorporated by reference, see Sec. 63.14).
(4) Your affected source must meet the criteria of Performance
Specification 8, section 13.2.
(c) You must use Method 25A in appendix A-7 to part 60 of this
chapter as the Reference Method.
(d) You must calibrate your VOC CEMS with propane.
(e) You must set your VOC CEMS span at less than 5 times the
relevant VOC emission limitation given in Table 1 of this subpart. Note
that the EPA considers 1.5 to 2.5 times the relevant VOC emission
limitation to be the optimum range, in general.
(f) You must complete the performance evaluation and submit the
performance evaluation report before the compliance date that is
specified for your affected source in Sec. 63.2133.
(g) You must monitor VOC concentration in fermenter exhaust at any
point prior to dilution of the exhaust stream.
(h) You must collect data using the VOC CEMS at all times during
each batch monitoring period, except for periods of monitoring system
malfunctions, required monitoring system quality assurance or quality
control activities (including, as applicable, calibration checks and
required zero and span adjustments), and any scheduled maintenance.
(i) For each CEMS, you must record the results of each inspection,
calibration, and validation check.
(j) You must check the zero (low-level) and high-level calibration
drifts for each CEMS in accordance with the applicable Performance
Specification of 40 CFR part 60, appendix B. You must adjust the zero
(low-level) and high-level calibration drifts, at a minimum, whenever
the zero (low-level) drift exceeds 2 times the limits of the applicable
Performance Specification. You must perform the calibration drift
checks at least once daily except under the conditions of paragraphs
(j)(1) through (3) of this section.
(1) If a 24-hour calibration drift check for your CEMS is performed
immediately prior to, or at the start of, a batch monitoring period of
a duration exceeding 24 hours, then you are not required to perform 24-
hour-interval calibration drift checks during that batch monitoring
period.
(2) If the 24-hour calibration drift exceeds 2.5 percent of the
span value in fewer than 5 percent of the checks over a 1-month period,
and the 24-hour
[[Page 48181]]
calibration drift never exceeds 7.5 percent of the span value, then you
may reduce the frequency of calibration drift checks to at least weekly
(once every 7 days).
(3) If, during two consecutive weekly checks, the weekly
calibration drift exceeds 5 percent of the span value, then you must
resume a frequency of at least 24-hour interval calibration checks
until the 24-hour calibration checks meet the test of paragraph (j)(2)
of this section.
Sec. 63.2164 If I monitor brew ethanol, what are my monitoring
installation, operation, and maintenance requirements?
(a) You must install, operate, and maintain each brew ethanol
monitor according to the manufacturer's specifications and in
accordance with Sec. 63.2150(d).
(b) Each of your brew ethanol monitors must complete a minimum of
one cycle of operation (sampling, analyzing, and data recording) for
each successive 30-minute period within each batch monitoring period.
Except as specified in paragraph (c) of this section, you must have a
minimum of two cycles of operation in a 1-hour period to have a valid
hour of data.
(c) You must reduce the brew ethanol monitor data to arithmetic
batch averages computed from two or more data points over each 1-hour
period, except during periods when calibration, quality assurance, or
maintenance activities pursuant to provisions of this part are being
performed. During these periods, a valid hour of data must consist of
at least one data point representing a 30-minute period.
(d) You must have valid brew ethanol monitor data from all
operating hours over the entire batch monitoring period.
(e) You must set the brew ethanol monitor span to correspond to not
greater than 5 times the relevant emission limitation; note that we
consider 1.5 to 2.5 times the relevant emission limitation to be the
optimum range, in general. You must use the brew-to-exhaust correlation
equation established under Sec. 63.2161(f) to determine the span value
for your brew ethanol monitor that corresponds to the relevant emission
limitation.
(f) For each brew ethanol monitor, you must record the results of
each inspection, calibration, and validation check.
(g) The gas chromatograph (GC) that you use to calibrate your brew
ethanol monitor must meet the requirements of paragraphs (g)(1) through
(3) of this section.
(1) You must calibrate the GC at least daily, by analyzing standard
solutions of ethanol in water (0.05 percent, 0.15 percent, and 0.3
percent).
(2) For use in calibrating the GC, you must prepare the standard
solutions of ethanol using the procedures listed in paragraphs
(g)(2)(i) through (vi) of this section.
(i) Starting with 100-percent ethanol, you must dry the ethanol by
adding a small amount of anhydrous magnesium sulfate (granular) to 15-
20 milliliters (ml) of ethanol.
(ii) You must place approximately 50 ml of water into a 100-ml
volumetric flask and place the flask on a balance. You must tare the
balance. You must weigh 2.3670 grams of the dry (anhydrous) ethanol
into the volumetric flask.
(iii) You must add the 100-ml volumetric flask contents to a 1000-
ml volumetric flask. You must rinse the 100-ml volumetric flask with
water into the 1000-ml flask. You must bring the volume to 1000 ml with
water.
(iv) You must place an aliquot into a sample bottle labeled ``0.3%
Ethanol.''
(v) You must fill a 50-ml volumetric flask from the contents of the
1000-ml flask. You must add the contents of the 50-ml volumetric flask
to a 100-ml volumetric flask and rinse the 50-ml flask into the 100-ml
flask with water. You must bring the volume to 100 ml with water. You
must place the contents into a sample bottle labeled ``0.15% Ethanol.''
(vi) With a 10-ml volumetric pipette, you must add two 10.0-ml
volumes of water to a sample bottle labeled ``0.05% Ethanol.'' With a
10.0-ml volumetric pipette, you must pipette 10.0 ml of the 0.15
percent ethanol solution into the sample bottle labeled ``0.05%
Ethanol.''
(3) For use in calibrating the GC, you must dispense samples of the
standard solutions of ethanol in water in aliquots to appropriately
labeled and dated glass sample bottles fitted with caps having a
Teflon[supreg] seal. You may keep refrigerated samples unopened for 1
month. You must prepare new calibration standards of ethanol in water
at least monthly.
(h) You must calibrate the brew ethanol monitor according to
paragraphs (h)(1) through (3) of this section.
(1) To calibrate the brew ethanol monitor, you must inject a brew
sample into a calibrated GC and compare the simultaneous ethanol value
given by the brew ethanol monitor to that given by the GC. You must use
either the Porapak[supreg] Q, 80-100 mesh, 6' x \1/8\'', stainless
steel packed column; or the DB Wax, 0.53 millimeter x 30 meter
capillary column.
(2) If a brew ethanol monitor value for ethanol differs by 20
percent or more from the corresponding GC ethanol value, you must
determine the brew ethanol values throughout the rest of the batch
monitoring period by injecting brew samples into the GC not less
frequently than once every 30 minutes. From the time at which you
detect a difference of 20 percent or more until the batch monitoring
period ends, the GC data will serve as the brew ethanol monitor data.
(3) You must perform a calibration of the brew ethanol monitor at
least four times per batch.
Sec. 63.2165 How do I demonstrate initial compliance with the
emission limitations if I monitor fermenter exhaust?
(a) You must demonstrate initial compliance with each emission
limitation in Table 1 to this subpart that applies to you according to
the methods in Table 3 to this subpart.
(b) You must submit the Notification of Compliance Status
containing the results of the initial compliance demonstration
according to the requirements in Sec. 63.2180(f).
Continuous Compliance Requirements
Sec. 63.2170 How do I monitor and collect data to demonstrate
continuous compliance?
(a) You must monitor and collect data according to this section and
Sec. 63.2163 or Sec. 63.2164.
(b) Except for periods of monitoring system malfunctions, required
monitoring system quality assurance or control activities (including,
as applicable, calibration checks and required zero and span
adjustments), and any scheduled maintenance, you must collect data
using the CEMS or brew ethanol monitor, as applicable, at all times
during each batch monitoring period.
(c) You may not use data recorded during monitoring malfunctions,
associated repairs, and required quality assurance or quality control
activities in data averages and calculations used to report emission or
operating levels, or to fulfill a data collection requirement. You must
use all the data collected during all other periods in assessing the
operation of the control system.
(d) Any hour during the batch monitoring period for which quality-
assured VOC CEMS data or brew ethanol monitor data, as applicable, are
not obtained is a deviation from monitoring requirements and is counted
as an hour of monitoring system downtime.
Sec. 63.2171 How do I demonstrate continuous compliance with the
emission limitations?
(a) You must demonstrate continuous compliance with each emission
[[Page 48182]]
limitation in Table 1 to this subpart that applies to you according to
the methods specified in Table 4 to this subpart and the applicable
procedures of this section.
(b) To demonstrate compliance with emission limitations by using
the 98-Percent Option, you must calculate the percentage of within-
concentration batches (as defined in Sec. 63.2192) for each 12-month
calculation period by following the procedures in this paragraph and
paragraphs (e)(1) and (2) of this section. At the end of each calendar
month, you must determine the percentage of batches that were in
compliance with the applicable maximum concentration in the 12-month
calculation period. The total number of batches in the calculation
period is the sum of the numbers of batches of each fermentation stage
for which emission limitations apply. To determine which batches are in
the 12-month calculation period, you must include those batches for
which the batch monitoring period ended at or after midnight on the
first day of the period and exclude those batches for which the batch
monitoring period did not end before midnight on the last day of the
period.
(c) To demonstrate compliance with emission limitations by using
the Average Option, you must follow the procedures in this paragraph
and paragraphs (e)(1) and (2) of this section. At the end of each
calendar month, you must determine the average VOC concentration from
all batches in each fermentation stage in a 12-month calculation
period. To determine which batches are in a 12-month calculation
period, you must include those batches for which the batch monitoring
period ended at or after midnight on the first day of the period and
exclude those batches for which the batch monitoring period did not end
before midnight on the last day of the period.
(d) To demonstrate compliance with emission limitations by using
the Batch Option, you must determine the average VOC concentration in
the fermenter exhaust for each batch of each fermentation stage in a
semiannual reporting period (i.e., January 1 through June 30 or July 1
through December 31). To determine which batches are in the semiannual
reporting period, you must include those batches for which the batch
monitoring period ended at or after midnight on the first day of the
period and exclude those batches for which the batch monitoring period
did not end before midnight on the last day of the period.
(e) To demonstrate compliance with an emission limitation using a
12-month calculation period, you must follow the procedures in
paragraphs (e)(1) and (2) of this section.
(1) The first 12-month calculation period begins on the compliance
date that is specified for your affected source in Sec. 63.2133 and
ends on the last day of the month that includes the date 1 year after
your compliance date, unless the compliance date for your affected
source is the first day of the month, in which case the first 12-month
calculation period ends on the last day of the month that is 11
calendar months after the compliance date.
(2) The second 12-month calculation period and each subsequent 12-
month calculation period begins on the first day of the month following
the first full month of the previous 12-month calculation period and
ends on the last day of the month 11 calendar months later.
Notification, Reports, and Records
Sec. 63.2180 What notifications must I submit and when?
(a) You must submit all of the notifications in Sec. Sec. 63.7(b)
and (c); 63.8(e), (f)(4) and (6); and 63.9(b) through (h) that apply to
you by the dates specified.
(b) If you start up your affected source before May 21, 2001, you
are not subject to the initial notification requirements of Sec.
63.9(b)(2).
(c) If you are required to conduct a performance test as specified
in Sec. 63.2161 to this subpart, you must submit a notification of
intent to conduct a performance test at least 60 calendar days before
the performance test is scheduled to begin as required in Sec.
63.7(b)(1).
(d) If you are required to conduct a performance evaluation as
specified in Sec. 63.2163, you must submit a notification of the date
of the performance evaluation at least 60 days prior to the date the
performance evaluation is scheduled to begin as required in Sec.
63.8(e)(2).
(e) If you are required to conduct a performance test as specified
in Table 2 to this subpart, you must submit a Notification of
Compliance Status according to Sec. 63.9(h)(2)(ii).
(f) For each initial compliance demonstration required in Table 3
to this subpart, you must submit the Notification of Compliance Status
no later than July 31 or January 31, whichever date follows the initial
compliance period that is specified for your affected source in Sec.
63.2160(a) or (b). The first compliance report, described in Sec.
63.2181(b)(1), serves as the Notification of Compliance Status.
Sec. 63.2181 What reports must I submit and when?
(a) You must submit each report in Table 5 to this subpart that
applies to you.
(1) On and after October 16, 2017, you must also comply with
reporting for performance tests or for performance evaluations as
specified in paragraphs (a)(1)(i) and (ii) of this section.
(i) Within 60 days after the date of completing each performance
test as required by this subpart, you must submit the results of the
performance test following the procedures specified in paragraphs
(a)(1)(i)(A) through (C) of this section.
(A) For data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT Web site
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test, you must submit the
results of the performance test to the EPA via the Compliance and
Emissions Data Reporting Interface (CEDRI). (CEDRI can be accessed
through the EPA's Central Data Exchange (CDX) (https://cdx.epa.gov/).)
Performance test data must be submitted in a file format generated
through the use of the EPA's ERT or an alternate electronic file format
consistent with the extensible markup language (XML) schema listed on
the EPA's ERT Web site.
(B) For data collected using test methods that are not supported by
the EPA's ERT as listed on the EPA's ERT Web site at the time of the
test, you must submit the results of the performance test to the
Administrator at the appropriate address listed in Sec. 63.13, unless
the Administrator agrees to or specifies an alternate reporting method.
(C) If you claim that some of the performance test information
being submitted under paragraph (a)(1)(i)(A) of this section is
confidential business information (CBI), you must submit a complete
file generated through the use of the EPA's ERT or an alternate
electronic file consistent with the XML schema listed on the EPA's ERT
Web site, including information claimed to be CBI, on a compact disc,
flash drive, or other commonly used electronic storage media to the
EPA. The electronic media must be clearly marked as CBI and mailed to
U.S. EPA/OAQPS/CORE CBI Office, Attention: Group Leader, Measurement
Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same
ERT or alternate file with the CBI omitted must be submitted to the EPA
via the EPA's CDX as described in paragraph (a)(1)(i)(A) of this
section.
[[Page 48183]]
(ii) Within 60 days after the date of completing each continuous
monitoring system performance evaluation (as defined in Sec. 63.2),
you must submit the results of the performance evaluation following the
procedures specified in paragraphs (a)(1)(ii)(A) through (C) of this
section.
(A) For performance evaluations of continuous monitoring systems
measuring RATA pollutants that are supported by the EPA's ERT as listed
on the EPA's ERT Web site at the time of the evaluation, you must
submit the results of the performance evaluation to the EPA via the
CEDRI. Performance evaluation data must be submitted in a file format
generated through the use of the EPA's ERT or an alternate file format
consistent with the XML schema listed on the EPA's ERT Web site.
(B) For any performance evaluations of continuous monitoring
systems measuring RATA pollutants that are not supported by the EPA's
ERT as listed on the EPA's ERT Web site at the time of the evaluation,
you must submit the results of the performance evaluation to the
Administrator at the appropriate address listed in Sec. 63.13, unless
the Administrator agrees to or specifies an alternate reporting method.
(C) If you claim that some of the performance evaluation
information being submitted is CBI, then you must submit a complete
file generated through the use of the EPA's ERT or an alternate
electronic file consistent with the XML schema listed on the EPA's ERT
Web site, including information claimed to be CBI, on a compact disc,
flash drive or other commonly used electronic storage media to the EPA.
The electronic storage media must be clearly marked as CBI and mailed
to U.S. EPA/OAQPS/CORE CBI Office, Attention: Group Leader, Measurement
Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same
ERT or alternate file with the CBI omitted must be submitted to the EPA
via the EPA's CDX as described earlier in this paragraph.
(b) Unless the Administrator has approved a different schedule for
submission of reports under Sec. 63.10(a), you must submit each report
according to the schedule in Table 5 to this subpart and according to
paragraphs (b)(1) through (5) of this section.
(1) The first compliance report must include the information
specified in paragraph (c) of this section. If you are demonstrating
compliance with an emission limitation using a 12-month calculation
period (e.g., the Average Option), then the first compliance report
must cover the period beginning on the compliance date that is
specified for your affected source in Sec. 63.2133 and ending on
either June 30 or December 31 (use whichever date is the first date
following the end of the first 12 calendar months after the compliance
date that is specified for your affected source in Sec. 63.2133). If
you are demonstrating compliance with an emission limitation using the
Batch Option, then the first compliance report must cover the period
beginning on the compliance date that is specified for your affected
source in Sec. 63.2133 and ending on either June 30 or December 31
(use whichever date is the first date following the compliance date
that is specified for your affected source in Sec. 63.2133).
(2) The first compliance report must be postmarked or delivered no
later than July 31 or January 31, whichever date follows the end of the
first compliance reporting period specified in paragraph (b)(1) of this
section.
(3) Each subsequent compliance report must cover the semiannual
reporting period from January 1 through June 30 or the semiannual
reporting period from July 1 through December 31. Each subsequent
compliance report must include the information specified in paragraph
(c) of this section.
(4) Each subsequent compliance report must be postmarked or
delivered no later than July 31 or January 31, whichever date is the
first date following the end of the semiannual reporting period.
(5) For each affected source that is subject to permitting
regulations pursuant to 40 CFR part 70 or part 71, and if the
permitting authority has established dates for submitting semiannual
reports pursuant to 40 CFR 70.6(a)(3)(iii)(A) or 40 CFR
71.6(a)(3)(iii)(A), you may submit the first and subsequent compliance
reports according to the dates the permitting authority has established
instead of according to the dates in paragraphs (b)(1) through (4) of
this section.
(c) The compliance report must contain the information listed in
paragraphs (c)(1) through (8) of this section.
(1) Company name and address.
(2) Statement by a responsible official with that official's name,
title, and signature, certifying the accuracy of the content of the
report.
(3) Date of report and beginning and ending dates of the reporting
period.
(4) For each 12-month calculation period ending on a calendar month
that falls within a reporting period for which you are using the 98-
Percent Option to comply, the percentage of batches that are within-
concentration batches.
(5) For each 12-month calculation period ending on a calendar month
that falls within a reporting period for which you are using the 98-
Percent Option to comply and your affected source fails to meet an
applicable standard, the information for each batch for which BAVOC
exceeded the applicable maximum VOC concentration in Table 1 to this
subpart and whether the batch was in production during a period of
malfunction or during another period.
(6) For each 12-month calculation period ending on a calendar month
that falls within a reporting period for which you are using the
Average Option to comply or for any reporting period for which you are
using the Batch Option to comply, and your affected source meets an
applicable standard, the information in paragraph (c)(6)(i) or (ii) of
this section, depending on the compliance option selected from Table 1
to this subpart.
(i) If you are using the Average Option to comply, the average
BAVOC of all batches in each fermentation stage for each 12-month
calculation period ending on a calendar month that falls within the
reporting period that did not exceed the applicable emission
limitation.
(ii) If you are using the Batch Option to comply, a certification
that BAVOC for each batch manufactured during the reporting period did
not exceed applicable emission limitations.
(7) For each 12-month calculation period ending on a calendar month
that falls within a reporting period for which you are using the
Average Option to comply or for any reporting period for which you are
using the Batch Option to comply and your affected source fails to meet
an applicable standard, the information in paragraph (c)(7)(i) or (ii)
of this section, depending on the compliance option selected from Table
1 to this subpart.
(i) If you are using the Average Option to comply, the average
BAVOC of all batches in each fermentation stage for each 12-month
calculation period that failed to meet the applicable standard; the
fermenters that operated in each fermentation stage that failed to meet
the applicable standard; the duration of each failure; an estimate of
the quantity of VOC emitted over the emission limitation; a description
of the method used to estimate the emissions; and the actions taken to
minimize emissions and correct the failure.
(ii) If you are using the Batch Option to comply, the fermenters
and batches that failed to meet the applicable standard; the date,
time, and duration of each failure; an estimate of the quantity of VOC
emitted over the emission
[[Page 48184]]
limitation; a description of the method used to estimate the emissions;
and the actions taken to minimize emissions and correct the failure.
(8) The total operating hours for each fermenter, the total hours
of monitoring system operation for each CEMS or brew ethanol monitor,
and the total hours of monitoring system downtime for each CEMS or brew
ethanol monitor.
Sec. 63.2182 What records must I keep?
(a) You must keep the records listed in paragraphs (a)(1) through
(3) of this section.
(1) A copy of each notification and report that you submitted to
comply with this subpart, including all documentation supporting any
Notification of Compliance Status and compliance report that you
submitted, according to the requirements in Sec. 63.10(b)(2)(xiv).
(2) Records of failures to meet a standard, specified in Sec.
63.2181(c)(5) and (7).
(3) Records of performance tests and performance evaluations as
required in Sec. 63.10(b)(2)(viii) and (ix).
(b) For each affected source that monitors brew ethanol, you must
keep records demonstrating the calculation of the brew-to-exhaust
correlations specified in Sec. 63.2161.
(c) For each CEMS and brew ethanol monitor, you must keep the
records listed in paragraphs (c)(1) through (5) of this section.
(1) Records described in Sec. 63.10(b)(2)(vi), (vii), (x), and
(xi). The CEMS must allow the amount of excess zero (low-level) and
high-level calibration drift measured at the interval checks to be
quantified and recorded.
(2) Records described in Sec. 63.10(c)(1) through (6).
(3) Records of the quality control program as specified in Sec.
63.8(d), including the program of corrective action; the current
version of the performance evaluation test plan, as specified in Sec.
63.8(e)(3); and previous (i.e., superseded) versions of the performance
evaluation test plan for a period of 5 years after each revision to the
plan.
(4) Requests for alternatives to RATA for CEMS as required in Sec.
63.8(f)(6)(i).
(5) Records of each deviation from monitoring requirements,
including a description of the time period during which the deviation
occurred, the nature and cause of the deviation, the corrective action
taken or preventive measures adopted, and the nature of repairs or
adjustments to the monitoring system.
(d) You must keep the records required to show continuous
compliance with each emission limitation that applies to you according
to the requirements in Table 4 to this subpart.
(e) You must also keep the records listed in paragraphs (e)(1)
through (3) of this section for each batch in your affected source.
(1) Unique batch identification number.
(2) Fermentation stage for which you are using the fermenter.
(3) Unique CEMS equipment identification number.
Sec. 63.2183 In what form and how long must I keep my records?
(a) Your records must be in a form suitable and readily available
for expeditious review, according to Sec. 63.10(b)(1).
(b) As specified in Sec. 63.10(b)(1), you must keep each record
for 5 years following the date of each occurrence, measurement,
maintenance, corrective action, report, or record.
(c) You must keep each record on site for at least 2 years after
the date of each occurrence, measurement, maintenance, corrective
action, report, or record, according to Sec. 63.10(b)(1). You may keep
the records off site for the remaining 3 years.
(d) Any records required to be maintained by this part that are
submitted electronically via the EPA's CEDRI may be maintained in
electronic format. This ability to maintain electronic copies does not
affect the requirement for facilities to make records, data, and
reports available upon request to a delegated air agency or the EPA as
part of an on-site compliance evaluation.
(e) You must keep written procedures documenting the CEMS quality
control program on record for the life of the affected source or until
the affected source is no longer subject to the provisions of this
part, to be made available for inspection, upon request, by the
Administrator.
Other Requirements and Information
Sec. 63.2190 What parts of the General Provisions apply to me?
Table 6 to this subpart shows which parts of the General Provisions
in Sec. Sec. 63.1 through 63.15 apply to you.
Sec. 63.2191 Who implements and enforces this subpart?
(a) We, the U.S. EPA, or a delegated authority such as your state,
local, or tribal agency, can implement and enforce this subpart. If our
Administrator has delegated authority to your state, local, or tribal
agency, then that agency has the authority to implement and enforce
this subpart. You should contact the U.S. EPA Regional Office that
serves you to find out if this subpart is delegated to your state,
local, or tribal agency.
(b) In delegating implementation and enforcement authority of this
subpart to a state, local, or tribal agency under 40 CFR part 63,
subpart E, the authorities contained in paragraph (c) of this section
are retained by our Administrator and are not transferred to the state,
local, or tribal agency.
(c) The authorities that will not be delegated to state, local, or
tribal agencies are listed in paragraphs (c)(1) through (4) of this
section.
(1) Approval of alternatives to the non-opacity emission
limitations in Sec. 63.2140 under Sec. 63.6(g).
(2) Approval of major alternatives to test methods under Sec.
63.7(e)(2)(ii) and (f) and as defined in Sec. 63.90.
(3) Approval of major alternatives to monitoring under Sec.
63.8(f) and as defined in Sec. 63.90.
(4) Approval of major alternatives to recordkeeping and reporting
under Sec. 63.10(f) and as defined in Sec. 63.90.
Sec. 63.2192 What definitions apply to this subpart?
Terms used in this subpart are defined in the Clean Air Act, in 40
CFR 63.2, in the General Provisions of this part (Sec. Sec. 63.1
through 63.15), and in this section as follows:
Batch means a single fermentation cycle in a single fermentation
vessel (fermenter).
Batch monitoring period means the period that begins at the later
of either the start of aeration or the addition of yeast to the
fermenter; the period ends at the earlier of either the end of aeration
or the point at which the yeast has begun being emptied from the
fermenter.
BAVOC means the average VOC concentration in the fermenter exhaust
over the duration of a batch (``batch-average VOC concentration'').
Brew means the mixture of yeast and additives in the fermenter.
Brew ethanol means the ethanol in fermenter liquid.
Brew ethanol monitor means the monitoring system that you use to
measure brew ethanol to demonstrate compliance with this subpart. The
monitoring system includes a resistance element used as an ethanol
sensor, with the measured resistance proportional to the concentration
of ethanol in the brew.
Brew-to-exhaust correlation means the correlation between the
concentration of ethanol in the brew and the concentration of VOC in
the
[[Page 48185]]
fermenter exhaust. This correlation is specific to each fed-batch
fermentation stage and is established while manufacturing the product
that comprises the largest percentage (by mass) of average annual
production.
Emission limitation means any emission limit or operating limit.
Fed-batch means the yeast is fed carbohydrates and additives during
fermentation in the vessel.
Monitoring system malfunction means any sudden, infrequent, and not
reasonably preventable failure of the monitoring system to provide
valid data. Monitoring system failures that are caused in part by poor
maintenance or careless operation are not malfunctions. You are
required to complete monitoring system repairs in response to
monitoring system malfunctions and to return the monitoring system to
operation as expeditiously as practicable.
1-hour period means any successive period commencing on the minute
at which the batch monitoring period begins and continuing for 60
minutes, except for the last period, which may be less than 60 minutes.
Product means the yeast resulting from the final stage in a
production run. Products are distinguished by yeast species, strain,
and variety.
Responsible official means responsible official as defined in 40
CFR 70.2.
Set-batch means the yeast is fed carbohydrates and additives only
at the start of the batch.
Specialty yeast includes, but is not limited to, yeast produced for
use in wine, champagne, whiskey, and beer.
Within-concentration batch means a batch for which BAVOC is not
higher than the maximum concentration that is allowed as part of the
applicable emission limitation.
Table 1 to Subpart CCCC of Part 63--Emission Limitations
----------------------------------------------------------------------------------------------------------------
98-percent option: You Average option: You Batch option: You must
must not exceed the must not exceed the not exceed the
For each fed-batch fermenter following VOC emission following VOC emission following VOC emission
producing yeast in the following limitation \a\ limitation \a\ limitation \a\
fermentation stage . . . according to the according to the according to the
timeline in Table 7 to timeline in Table 7 to timeline in Table 7 to
this subpart . . . this subpart . . . this subpart . . .
----------------------------------------------------------------------------------------------------------------
Last stage........................... 100 ppmv (measured as 95 ppmv (measured as 100 ppmv (measured as
propane) for BAVOC for propane) for the propane) for BAVOC for
at least 98 percent of average BAVOC of all each batch.
all batches in each 12- batches in this stage
month calculation in each 12-month
period described in calculation period
Sec. 63.2171(b) and described in Sec.
(e). 63.2171(c) and (e).
Second-to-last stage................. 200 ppmv (measured as 190 ppmv (measured as 200 ppmv (measured as
propane) for BAVOC for propane) for the propane) for BAVOC for
at least 98 percent of average BAVOC of all each batch.
all batches in each 12- batches in this stage
month calculation in each 12-month
period described in calculation period
Sec. 63.2171(b) and described in Sec.
(e). 63.2171(c) and (e).
Third-to-last stage.................. 300 ppmv (measured as 285 ppmv (measured as 300 ppmv (measured as
propane) for BAVOC for propane) for the propane) for BAVOC for
at least 98 percent of average BAVOC of all each batch.
all batches in each 12- batches in this stage
month calculation in each 12-month
period described in calculation period
Sec. 63.2171(b) and described in Sec.
(e). 63.2171(c) and (e).
----------------------------------------------------------------------------------------------------------------
\a\ The emission limitation does not apply during the production of specialty yeast.
Table 2 to Subpart CCCC of Part 63--Requirements for Performance Tests
If You Monitor Brew Ethanol
------------------------------------------------------------------------
For each fed-batch fermenter
for which compliance is
determined by monitoring
brew ethanol concentration
and calculating VOC According to the
concentration in the Using . . . following
fermenter exhaust according requirements . . .
to the procedures in Sec.
63.2161, you must . . .
------------------------------------------------------------------------
Measure VOC as propane...... Method 25A,\a\ or an You must measure the
alternative VOC concentration
validated by EPA in the fermenter
Method 301 \b\ and exhaust at any
approved by the point prior to the
Administrator. dilution of the
exhaust stream.
------------------------------------------------------------------------
\a\ EPA Test Method 25A is found in appendix A-7 of 40 CFR part 60.
\b\ EPA Test Method 301 is found in appendix A of 40 CFR part 63.
Table 3 to Subpart CCCC of Part 63--Initial Compliance With Emission
Limitations
------------------------------------------------------------------------
Average option: You Batch option: You
have demonstrated have demonstrated
For . . . initial compliance initial compliance
if . . . if . . .
------------------------------------------------------------------------
Each fed-batch fermenter The average BAVOC of BAVOC for each batch
producing yeast in a all batches in each of each
fermentation stage (last, fermentation stage fermentation stage
second-to-last, or third-to- during the initial during the initial
last) for which compliance compliance period compliance period
is determined by monitoring described in Sec. described in Sec.
VOC concentration in the 63.2160(a) does not 63.2160(b) does not
fermenter exhaust. exceed the exceed the
applicable applicable
concentration in concentration in
Table 1 to this Table 1 to this
subpart. subpart.
------------------------------------------------------------------------
[[Page 48186]]
Table 4 to Subpart CCCC of Part 63--Continuous Compliance With Emission Limitations
----------------------------------------------------------------------------------------------------------------
98-percent option: You Average option: You
must demonstrate must demonstrate Batch option: You must
For . . . continuous compliance continuous compliance demonstrate continuous
by . . . by . . . compliance by . . .
----------------------------------------------------------------------------------------------------------------
1. Each fed-batch fermenter producing Showing that BAVOC for Showing that the Showing that BAVOC for
yeast in a fermentation stage (last, at least 98 percent of average BAVOC of all each batch within a
second-to-last, or third-to-last) the batches for each batches in each semiannual reporting
for which compliance is determined 12-month calculation fermentation stage period described in
by monitoring VOC concentration in period ending within a during each 12-month Sec. 63.2181(b)(3)
the fermenter exhaust. semiannual reporting calculation period does not exceed the
2. Each fed-batch fermenter producing period described in ending within a applicable
yeast in a fermentation stage (last, Sec. 63.2181(b)(3) semiannual reporting concentration in Table
second-to-last, or third-to-last) does not exceed the period described in 1 to this subpart.
for which compliance is determined applicable maximum Sec. 63.2181(b)(3)
by monitoring brew ethanol concentration in Table does not exceed the
concentration and calculating VOC 1 to this subpart. applicable
concentration in the fermenter concentration in Table
exhaust according to the procedures 1 to this subpart.
in Sec. 63.2161 \a\.
----------------------------------------------------------------------------------------------------------------
\a\ Monitoring brew ethanol concentration to demonstrate compliance is not allowed on and after October 16,
2020, as specified in Table 8 to this subpart.
Table 5 to Subpart CCCC of Part 63--Requirements for Reports
------------------------------------------------------------------------
The report must You must submit the
You must submit a . . . contain . . . report . . .
------------------------------------------------------------------------
1. Compliance report........ a. The information Semiannually
described in Sec. according to the
63.2181(c), as requirements in
appropriate. Sec. 63.2181(b).
b. If you fail to Semiannually
meet an applicable according to the
standard during the requirements in
reporting period, Sec. 63.2181(b).
then the compliance
report must include
the information in
Sec.
63.2181(c)(5) or
(7).
2. Performance test report.. The results of the At least once every
performance test, 365 calendar days
including the and according to
information the requirements in
described in Sec. Sec.
63.7(g). 63.2181(a)(1)(i).
3. Performance evaluation The results of the At least once every
report. performance twelve calendar
evaluation, quarters and
including according to the
information from requirements in
the performance Sec. Sec.
evaluation plan at 63.2163(f) and
Sec. 63.8(e)(3). 63.2181(a)(1)(ii).
------------------------------------------------------------------------
Table 6 to Subpart CCCC of Part 63--Applicability of General Provisions
to Subpart CCCC
------------------------------------------------------------------------
Applicable to subpart
Citation Subject CCCC?
------------------------------------------------------------------------
Sec. 63.1.............. Applicability...... Yes.
Sec. 63.2.............. Definitions........ Yes.
Sec. 63.3.............. Units and Yes.
Abbreviations.
Sec. 63.4.............. Prohibited Yes.
Activities and
Circumvention.
Sec. 63.5.............. Construction and Yes.
Reconstruction.
Sec. 63.6.............. Compliance With 1. Sec. 63.6(e)(1)(i)
Standards and does not apply, instead
Maintenance specified in Sec.
Requirements. 63.2150(d).
2. Sec.
63.6(e)(1)(ii), (e)(3),
(f)(1), and (h) do not
apply.
3. Otherwise, all apply.
Sec. 63.7.............. Performance Testing 1. Sec. 63.7(a)(1) and
Requirements. (2) do not apply,
instead specified in
Sec. 63.2162.
2. Sec. 63.7(e)(1) and
(e)(3) do not apply,
instead specified in
Sec. 63.2161(b).
3. Otherwise, all apply.
Sec. 63.8.............. Monitoring 1. Sec. 63.8(a)(2) is
Requirements. modified by Sec.
63.2163.
2. Sec. 63.8(d)(3) is
modified by Sec.
63.2182(c)(3) and Sec.
63.2183(e).
3. Sec. 63.8(a)(4),
(c)(1)(i), (c)(1)(iii),
(c)(4)(i), (c)(5),
(e)(5)(ii), and (g)(5)
do not apply.
4. Sec. 63.8(c)(6),
(c)(8), (e)(4), (g)(1),
and (g)(3) do not
apply, instead
specified in Sec. Sec.
63.2163(b) and (j),
63.2164(c), and
63.2182(c)(1) and (5).
5. Otherwise, all apply.
Sec. 63.9.............. Notification 1. Sec. 63.9(b)(2)
Requirements. does not apply because
rule omits requirements
for initial
notification for
affected sources that
start up prior to May
21, 2001.
2. Sec. 63.9(f) does
not apply.
3. Otherwise, all apply.
Sec. 63.10............. Recordkeeping and 1. Sec.
Reporting 63.10(b)(2)(ii) does
Requirements. not apply, instead
specified in Sec.
63.2182(a)(2) and
(c)(5).
2. Sec.
63.10(b)(2)(i),
(b)(2)(iv), (b)(2)(v),
(c)(15), (d)(3),
(e)(2)(ii), and (e)(3)
and (4) do not apply.
3. Sec. 63.10(d)(5)
does not apply, instead
specified in Sec.
63.2181(c)(5) and (7).
4. Otherwise, all apply.
Sec. 63.11............. Flares............. No.
Sec. 63.12............. Delegation......... Yes.
Sec. 63.13............. Addresses.......... Yes.
[[Page 48187]]
Sec. 63.14............. Incorporation by Yes.
Reference.
Sec. 63.15............. Availability of Yes.
Information.
------------------------------------------------------------------------
Table 7 to Subpart CCCC of Part 63--Emission Limitation Applicability
Timeline
------------------------------------------------------------------------
You must comply with
the emission
For each . . . During this time limitations in Table
frame . . . 1 to this subpart
using the . . .
------------------------------------------------------------------------
Existing affected source.... Before 10/16/2017... 98-Percent Option.
Between 10/16/2017 98-Percent Option,
and October 16, Average Option, or
2018. Batch Option.
On and after October Average Option or
16, 2018. Batch Option.
New or reconstructed Before 10/16/2017... 98-Percent Option.
affected source that you Between 10/16/2017 98-Percent Option,
start up prior to 10/16/ and October 16, Average Option, or
2017. 2018. Batch Option.
On and after October Average Option or
16, 2018. Batch Option.
New or reconstructed After 10/16/2017.... Average Option or
affected source that you Batch Option.
start up after 10/16/2017.
------------------------------------------------------------------------
Table 8 to Subpart CCCC of Part 63--Monitoring System Requirements
Timeline
------------------------------------------------------------------------
You must monitor VOC
For each . . . During this time concentration by . .
frame . . . .
------------------------------------------------------------------------
Existing affected source.... Before 10/16/2017... Monitoring fermenter
exhaust using a
CEMS or by
monitoring brew
ethanol
concentration using
a brew ethanol
monitor.
Between 10/16/2017 Monitoring fermenter
and October 16, exhaust using a VOC
2020. CEMS or by
monitoring brew
ethanol
concentration using
a brew ethanol
monitor.
On and after October Monitoring fermenter
16, 2020. exhaust using a VOC
CEMS.
New or reconstructed Before 10/16/2017... Monitoring fermenter
affected source that you exhaust using a
start up prior to 10/16/ CEMS or by
2017. monitoring brew
ethanol
concentration using
a brew ethanol
monitor.
Between 10/16/2017 Monitoring fermenter
and October 16, exhaust using a VOC
2020. CEMS or by
monitoring brew
ethanol
concentration using
a brew ethanol
monitor.
On and after October Monitoring fermenter
16, 2020. exhaust using a VOC
CEMS.
New or reconstructed After 10/16/2017.... Monitoring fermenter
affected source that you exhaust using a VOC
start up after 10/16/2017. CEMS.
------------------------------------------------------------------------
[FR Doc. 2017-21937 Filed 10-13-17; 8:45 am]
BILLING CODE 6560-50-P