Senior Executive Service-Performance Review Board, 47254 [2017-21923]
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47254
Federal Register / Vol. 82, No. 195 / Wednesday, October 11, 2017 / Notices
OFFICE OF PERSONNEL
MANAGEMENT
SECURITIES AND EXCHANGE
COMMISSION
Senior Executive Service-Performance
Review Board
[Release No. 34–81814; File No. SR–Phlx–
2017–75]
Office of Personnel
Management.
AGENCY:
ACTION:
Notice.
Notice is hereby given of the
appointment of members of the OPM
Performance Review Board.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Carmen Garcia, Employee Services—
OPM Human Resources, Office of
Personnel Management, 1900 E Street
NW., Washington, DC 20415, (202) 606–
1048.
Section
4314(c) (1) through (5) of Title 5, U.S.C.,
requires each agency to establish, in
accordance with regulations prescribed
by the Office of Personnel Management,
one or more SES performance review
boards. The board reviews and evaluates
the initial appraisal of a senior
executive’s performance by the
supervisor, and considers
recommendations to the appointing
authority regarding the performance of
the senior executive.
SUPPLEMENTARY INFORMATION:
Office of Personnel Management.
Kathleen M. McGettigan,
Acting Director.
The following have been designated
as members of the Performance Review
Board of the U.S. Office of Personnel
Management:
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Mark Reinhold, Associate Director for
Employee Services and Chief Human
Capital Officer
Jason Simmons, Chief of Staff
Dennis Coleman, Chief Financial Officer
Charles Phalen, National Background
Investigations Bureau Director
Kenneth Zawodny, Associate Director for
Retirement Services
Mark Lambert, Associate Director for Merit,
Systems, Accountability, and Compliance
Joseph Kennedy, Associate Director for
Human Resources Solutions
Andrea Bright, Deputy Chief Human Capital
Officer—Executive Secretariat
[FR Doc. 2017–21923 Filed 10–10–17; 8:45 am]
BILLING CODE 6325–45–P
Self-Regulatory Organizations;
NASDAQ PHLX LLC; Notice of Filing of
Proposed Rule Change To Amend Rule
1009 To Modify the Criteria for Listing
an Option on an Underlying Covered
Security
October 4, 2017.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on
September 27, 2017, NASDAQ PHLX
LLC (‘‘Phlx’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III, below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Commentary .01 to Rule 1009 to modify
the criteria for listing an option on an
underlying covered security.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://nasdaqphlx.cchwallstreet.
com/, at the principal office of the
Exchange, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
1 15
2 17
VerDate Sep<11>2014
21:41 Oct 10, 2017
Jkt 244001
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00084
Fmt 4703
Sfmt 4703
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of the proposed rule
change is to amend Commentary .01 to
Rule 1009 to modify the criteria for
listing options on an underlying
security as defined in Section
18(b)(1)(A) of the Securities Act of 1933
(hereinafter ‘‘covered security’’ or
‘‘covered securities’’). In particular, the
Exchange proposes to modify Rule 1009,
Commentary .01(4)(i) to permit the
listing of an option on an underlying
covered security that has a market price
of at least $3.00 per share for the
previous three consecutive business
days preceding the date on which the
Exchange submits a certificate to the
Options Clearing Corporation (‘‘OCC’’)
for listing and trading. The Exchange
does not intend to amend any other
criteria for listing options on an
underlying security in Rule 1009 and
accompanying Commentary.
Currently the underlying covered
security must have a closing market
price of $3.00 per share for the previous
five consecutive business days
preceding the date on which the
Exchange submits a listing certificate to
OCC. In the proposed amendment, the
market price will still be measured by
the closing price reported in the primary
market in which the underlying covered
security is traded, but the measurement
will be the price over the prior three
consecutive business day period
preceding the submission of the listing
certificate to OCC, instead of the prior
five business day period.
The Exchange acknowledges that the
Options Listing Procedures Plan 3
requires that the listing certificate be
provided to OCC no earlier than 12:01
a.m. and no later than 11:00 a.m.
(Chicago time) on the trading day prior
to the day on which trading is to begin.4
3 The Plan for the Purpose of Developing and
Implementing Procedures Designed to Facilitate the
Listing and Trading of Standardized Options
Submitted Pursuant to Section 11a(2)(3)(B) of the
Securities Exchange Act of 1934 (a/k/a the Options
Listing Procedures Plan (‘‘OLPP’’)) is a national
market system plan that, among other things, set
forth procedures governing the listing of new
options series. See Securities Exchange Act Release
No. 44521 (July 6, 2001), 66 FR 36809 (July 13,
2001) (Order approving OLPP). The sponsors of
OLPP include Phlx; OCC; BATS Exchange, Inc.;
BOX Options Exchange LLC; C2 Options Exchange,
Incorporated; Chicago Board Options Exchange,
Incorporated; EDGX Exchange, Inc; Miami
International Securities Exchange, LLC; MIAX
PEARL LLC; The NASDAQ Stock Market LLC;
NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq
ISE, LLC; Nasdaq MRX, LLC; NYSE American, LLC;
and NYSE Arca, Inc.
4 See OLPP at page 3.
E:\FR\FM\11OCN1.SGM
11OCN1
Agencies
[Federal Register Volume 82, Number 195 (Wednesday, October 11, 2017)]
[Notices]
[Page 47254]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-21923]
[[Page 47254]]
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OFFICE OF PERSONNEL MANAGEMENT
Senior Executive Service-Performance Review Board
AGENCY: Office of Personnel Management.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: Notice is hereby given of the appointment of members of the
OPM Performance Review Board.
FOR FURTHER INFORMATION CONTACT: Carmen Garcia, Employee Services--OPM
Human Resources, Office of Personnel Management, 1900 E Street NW.,
Washington, DC 20415, (202) 606-1048.
SUPPLEMENTARY INFORMATION: Section 4314(c) (1) through (5) of Title 5,
U.S.C., requires each agency to establish, in accordance with
regulations prescribed by the Office of Personnel Management, one or
more SES performance review boards. The board reviews and evaluates the
initial appraisal of a senior executive's performance by the
supervisor, and considers recommendations to the appointing authority
regarding the performance of the senior executive.
Office of Personnel Management.
Kathleen M. McGettigan,
Acting Director.
The following have been designated as members of the Performance
Review Board of the U.S. Office of Personnel Management:
Mark Reinhold, Associate Director for Employee Services and Chief
Human Capital Officer
Jason Simmons, Chief of Staff
Dennis Coleman, Chief Financial Officer
Charles Phalen, National Background Investigations Bureau Director
Kenneth Zawodny, Associate Director for Retirement Services
Mark Lambert, Associate Director for Merit, Systems, Accountability,
and Compliance
Joseph Kennedy, Associate Director for Human Resources Solutions
Andrea Bright, Deputy Chief Human Capital Officer--Executive
Secretariat
[FR Doc. 2017-21923 Filed 10-10-17; 8:45 am]
BILLING CODE 6325-45-P