Air Plan Approval; Illinois; Nonattainment Plans for the Lemont and Pekin SO2, 46434-46444 [2017-21371]
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Federal Register / Vol. 82, No. 192 / Thursday, October 5, 2017 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R05–OAR–2016–0138; FRL–9968–84Region 5]
Air Plan Approval; Illinois;
Nonattainment Plans for the Lemont
and Pekin SO2 Nonattainment Areas
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve
State Implementation Plan (SIP)
revisions, which Illinois submitted to
EPA on March 2, 2016, and
supplemented on August 8, 2016 and
May 4, 2017, for attaining the 2010 1hour sulfur dioxide (SO2) national
ambient air quality standard (NAAQS)
for the Lemont and Pekin areas. These
revisions (herein called the
nonattainment plans or plans) include
Illinois’ attainment demonstration and
other elements required under Clean Air
Act (CAA) for the two areas. In addition
to an attainment demonstration, the
plans address: The requirement for
meeting reasonable further progress
(RFP) toward attainment of the NAAQS;
reasonably available control measures
and reasonably available control
technology (RACM/RACT); emission
inventories; and contingency measures.
EPA further proposes to conclude that
Illinois has demonstrated that the plans’
provisions provide for attainment of the
2010 1-hour primary SO2 NAAQS in the
Lemont and Pekin areas by the
attainment date of October 4, 2018.
DATES: Comments must be received on
or before November 6, 2017.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R05–
OAR–2016–0138 at https://
www.regulations.gov, or via email to
aburano.douglas@epa.gov. For
comments submitted at Regulations.gov,
follow the online instructions for
submitting comments. Once submitted,
comments cannot be edited or removed
from Regulations.gov. For either manner
of submission, EPA may publish any
comment received to its public docket.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. EPA will generally not consider
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SUMMARY:
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comments or comment contents located
outside of the primary submission (i.e.
on the web, cloud, or other file sharing
system). For additional submission
methods, please contact the person
identified in the FOR FURTHER
INFORMATION CONTACT section. For the
full EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www2.epa.gov/dockets/
commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT: John
Summerhays, Environmental Scientist,
Attainment Planning and Maintenance
Section, Air Programs Branch (AR–18J),
Environmental Protection Agency,
Region 5, 77 West Jackson Boulevard,
Chicago, Illinois 60604, (312) 886–6067,
summerhays.john@epa.gov.
SUPPLEMENTARY INFORMATION:
This supplementary information
section is arranged as follows:
date of designation, which in this case
is October 4, 2018.
For a number of areas, EPA published
notice on March 18, 2016, that the
pertinent states had failed to submit the
required SO2 nonattainment plan by the
18-month submittal deadline. See 81 FR
14736. However, because Illinois had
submitted its SO2 nonattainment plans
before that date, EPA did not make such
a finding with respect to the Lemont
and Pekin areas.
Illinois submitted nonattainment
plans for the Lemont and Pekin areas on
March 2, 2016 and submitted
supplemental information on August 8,
2016 and May 4, 2017.1 The remainder
of this proposed rule describes the
requirements that nonattainment plans
must meet in order to obtain EPA
approval, provides a review of the
state’s plan with respect to these
requirements, and describes EPA’s
proposed action on the state’s plans.
I. Why was Illinois required to submit SO2
plans for the Lemont and Pekin areas?
II. Requirements for SO2 Nonattainment Area
Plans
III. Modeled Attainment Plans
IV. Review of Residual and Distillate Fuel Oil
Sulfur Content Limits
V. Review of Other Plan Requirements
VI. EPA’s Proposed Action
VII. Incorporation by Reference
VIII. Statutory and Executive Order Reviews
II. Requirements for SO2
Nonattainment Area Plans
I. Why was Illinois required to submit
SO2 plans for the Lemont and Pekin
areas?
On June 22, 2010, EPA promulgated a
new 1-hour primary SO2 NAAQS of 75
parts per billion (ppb), which is met at
an ambient air quality monitoring site
when the 3-year average of the annual
99th percentile of 1-hour daily
maximum concentrations does not
exceed 75 ppb, as determined in
accordance with appendix T of 40 CFR
part 50. See 75 FR 35520, codified at 40
CFR 50.17(a)–(b). On August 5, 2013,
EPA designated a first set of 29 areas of
the country as nonattainment for the
2010 SO2 NAAQS, including the
Lemont and Pekin areas within Illinois.
See 78 FR 47191, codified at 40 CFR
part 81, subpart C. These area
designations were effective October 4,
2013. Section 191 of the CAA directs
states to submit SIPs for areas
designated as nonattainment (also
referred to as nonattainment plans or
plans) for the SO2 NAAQS to EPA
within 18 months of the effective date
of the designation, i.e., by no later than
April 4, 2015, in this case. These plans
are required to demonstrate that their
respective areas will attain the NAAQS
as expeditiously as practicable, but no
later than five years from the effective
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Nonattainment plans must meet the
applicable requirements of the CAA,
specifically CAA sections 172, 191 and
192. On April 23, 2014, EPA issued
guidance for meeting these statutory
requirements, in a document entitled,
‘‘Guidance for 1-Hour SO2
Nonattainment Area SIP Submissions,’’
(2014 SO2 Guidance) available at
https://www.epa.gov/sites/production/
files/2016–06/documents/
20140423guidance_nonattainment_
sip.pdf. In the 2014 SO2 Guidance, EPA
described the statutory requirements for
a complete nonattainment area SIP
under the 2010 SO2 NAAQS, which
includes: An accurate emissions
inventory of current emissions for all
sources of SO2 within the
nonattainment area; an attainment
demonstration; demonstration of RFP;
implementation of RACM (including
RACT); a new source review (NSR)
permit program; and adequate
contingency measures for the affected
area.
In order for EPA to fully approve a
SIP as meeting the requirements of CAA
sections 172, 191 and 192, the SIP for
the affected area must demonstrate, to
EPA’s satisfaction, that each of the
aforementioned requirements are met.
In addition, the SIP must meet the
applicable regulatory procedural and
substantive requirements set forth in
EPA’s regulations at 40 CFR part 51.
Under CAA sections 110(l) and 193,
1 Illinois’ final rule amended other state
regulations that are not part of Illinois’
nonattainment plans for the 2010 SO2 NAAQS and
were not submitted to EPA as part of this action.
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EPA may not approve a SIP that would
interfere with any applicable
requirement concerning NAAQS
attainment and RFP, or any other
applicable requirement, and no
requirement in effect (or required to be
adopted by an order, settlement,
agreement, or plan in effect before
November 15, 1990) in any area that is
a nonattainment area for any air
pollutant may be modified in any
manner unless it insures equivalent or
greater emission reductions of such air
pollutant.
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A. Emissions Inventory
As required under CAA section
172(c)(3), the state must develop and
submit a comprehensive, accurate and
current inventory of actual emissions
from all sources of SO2 emissions in
each nonattainment area. This inventory
should be consistent with EPA’s most
recent emissions inventory data
requirements as codified at 40 CFR part
51, subpart A. The emissions inventory
serves as the foundation for modeling
and other analyses that enable states to:
(1) Estimate the degree to which
different sources within a
nonattainment area contribute to
violations within the affected area; (2)
assess the expected improvement in air
quality within the nonattainment area
due to the adoption and implementation
of control measures; and ultimately 3)
demonstrate that the adopted control
measures provide for attainment of the
SO2 standard by the attainment date.
B. Attainment Plan
CAA section 172(c)(1) directs states
with areas designated as nonattainment
to demonstrate that the submitted plan
provides for attainment of the NAAQS.
40 CFR part 51, subpart G further
delineates the control strategy
requirements that SIPs must meet. SO2
nonattainment plans must consist of
two components: (1) Emission limits
and other control measures that assure
implementation of permanent,
enforceable and necessary emission
controls; and (2) a modeling analysis
that meets the requirements of 40 CFR
part 51, appendix W which
demonstrates that these emission limits
and control measures provide for timely
attainment of the SO2 NAAQS as
expeditiously as practicable, but by no
later than the attainment date for the
affected area. The 2014 SO2 Guidance
advises that compliance deadlines for
these emission limits should be by, or
before, January 1, 2017, in order to
provide for air quality data at or below
the level of the standard for at least one
full calendar year before the attainment
deadline. In cases where the necessary
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emission limits have not previously
been made a part of the SIP, or have not
otherwise become federally enforceable,
the plan needs to include the necessary
enforceable limits in adopted form
suitable for incorporation into the SIP in
order for it to be approved by EPA. In
all cases, the emission limits and
control measures must be accompanied
by appropriate methods and conditions
to determine compliance with the
respective emission limits and control
measures, and must be fully
enforceable.
The 2014 SO2 Guidance recommends
that the emission limits be expressed as
short-term average limits not to exceed
the averaging time for the applicable
NAAQS that the limit is intended to
help maintain (e.g., addressing
emissions averaged over one or three
hours), but also describes the option to
utilize emission limits with longer
averaging times of up to 30 days so long
as the state meets various suggested
criteria. See 2014 SO2 guidance, pp. 22
to 39. The guidance recommends that—
should states utilize longer averaging
times for certain sources—the longer
term average limit should be set at an
adjusted level that reflects a stringency
comparable to the 1-hour average limit
at the critical emission value shown to
provide for attainment.
The 2014 SO2 Guidance provides an
extensive discussion of EPA’s rationale
for concluding that appropriately set,
comparably stringent limitations based
on averaging times as long as 30 days
can be found to provide for attainment
of the 2010 SO2 NAAQS. In evaluating
this conclusion, EPA considered the
nature of the standard, conducted
detailed analyses of the impact of use of
30-day average limits on the prospects
for attaining the standard, and carefully
reviewed how best to achieve an
appropriate balance among the various
factors that warrant consideration in
judging whether a state’s plan provides
for attainment. Id. at pp. 22 to 39, and
Appendices B, C and D.
As specified in 40 CFR 50.17(b), the
1-hour primary SO2 NAAQS is met at an
ambient air quality monitoring site
when the 3-year average of the annual
99th percentile of daily maximum 1hour concentrations is less than or equal
to 75 ppb. In a year with 365 days of
valid monitoring data, the 99th
percentile would be the fourth highest
daily maximum 1-hour value. The 2010
SO2 NAAQS, including this form of
determining compliance with the
standard, was upheld by the U.S. Court
of Appeals for the District of Columbia
Circuit in Nat’l Envt’l Dev. Ass’n’s Clean
Air Project v. EPA, 686 F.3d 803 (D.C.
Cir. 2012). Because the standard has this
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form, a single exceedance does not
create a violation of the standard.
Instead, at issue is whether a source
operating in compliance with a properly
set longer term average could cause
exceedances, and if so, the resulting
frequency and magnitude of such
exceedances, and whether EPA can have
reasonable confidence that a properly
set longer term average limit will
provide that the average fourth highest
daily maximum value will be at or
below 75 ppb. A synopsis of EPA’s
review of how to determine whether
such plans ‘‘provide for attainment,’’
based on modeling of projected
allowable emissions and in light of the
NAAQS’ form for determining
attainment at monitoring sites follows.
For SO2 nonattainment plans based
on 1-hour emission limits, the standard
approach is to conduct modeling using
fixed emission rates. The maximum
emission rate that would be modeled to
result in attainment (i.e., the emission
rate at which an ‘‘average year’’ 2 shows
only three, not four days with maximum
hourly levels exceeding 75 ppb) is
labeled the ‘‘critical emission value.’’
The modeling process for identifying
the critical emissions value inherently
considers the numerous variables that
affect ambient concentrations of SO2,
such as meteorological data, background
concentrations, and topography. In the
standard approach, the state would then
provide for attainment by setting a
continuously applicable 1-hour
emission limit at this critical emission
value.
EPA recognizes that some sources
have highly variable emissions due to,
for example, variations in fuel sulfur
content and operating rate that can
make it extremely difficult, even with a
well-designed control strategy, to ensure
in practice that emissions for any given
hour do not exceed the critical emission
value. EPA also acknowledges the
concern that longer term emission limits
may allow short periods with emissions
above the critical emissions value,
which in turn would create the
possibility of a NAAQS exceedance
occurring when it otherwise would not
if emissions were continuously
controlled at the level corresponding to
the critical emission value. However, for
several reasons, EPA believes that the
approach set forth in the 2014 SO2
Guidance addresses this concern. First,
2 An ‘‘average year’’ is used to mean a year with
average air quality. While 40 CFR 50 appendix T
provides for averaging three years of 99th percentile
daily maximum values (e.g., the fourth highest
maximum daily concentration in a year with 365
days with valid data), this discussion and an
example below uses a single ‘‘average year’’ in order
to simplify the illustration of relevant principles.
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from a practical perspective, EPA
expects the actual emission profile of a
source subject to an appropriately set
longer term average limit to be similar
to the emission profile of a source
subject to an analogous 1-hour average
limit. EPA expects this similarity
because the Agency has recommended
that the longer term average limit be set
at a level that is comparably stringent to
the otherwise applicable 1-hour limit
(reflecting a downward adjustment from
the critical emissions value) and that
takes the source’s emissions profile into
account. As a result, EPA expects either
form of emission limit to yield
comparable air quality when the
guidance is followed.
Second, from a more theoretical
perspective, EPA has compared the
likely air quality with a source having
maximum allowable emissions under an
appropriately set longer term limit, as
compared to the likely air quality with
the source having maximum allowable
emissions under the comparable 1-hour
limit. In this comparison, in the 1-hour
average limit scenario, the source is
presumed at all times to emit at the
critical emission level, and in the longer
term average limit scenario, the source
is presumed occasionally to emit more
than the critical emission value but on
average, and presumably at most times,
to emit well below the critical emission
value. In an ‘‘average year,’’ compliance
with the 1-hour limit is expected to
result in three exceedance days (i.e.,
three days with hourly values above 75
ppb) and a fourth day with a maximum
hourly value at 75 ppb. By comparison,
with the source complying with a longer
term limit, it is possible that additional
exceedances would occur that would
not occur in the 1-hour limit scenario (if
emissions exceed the critical emission
value at times when meteorology is
conducive to poor air quality). However,
this comparison must also factor in the
likelihood that exceedances that would
be expected in the 1-hour limit scenario
would not occur in the longer term limit
scenario. This result arises because the
longer term limit requires lower
emissions most of the time because the
limit is set well below the critical
emission value, so a source complying
with an appropriately set longer term
limit is likely to have lower emissions
at critical times than would be the case
if the source were emitting as allowed
with a 1-hour limit.
As a hypothetical example to
illustrate these points, suppose a source
always emits 1000 pounds of SO2 per
hour, which causes air quality to be at
the level of the NAAQS (i.e., causes a
design value of 75 ppb). Suppose further
that in an ‘‘average year,’’ these
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emissions cause the five highest
maximum daily average 1-hour
concentrations to be 100 ppb, 90 ppb, 80
ppb, 75 ppb, and 70 ppb. Then suppose
that the source becomes subject to a 30day average emission limit of 700
pounds per hour. It is theoretically
possible for a source meeting this limit
to have emissions that occasionally
exceed 1000 pounds per hour, but with
a typical emissions profile emissions
would much more commonly be
between 600 and 800 pounds per hour.
In this simplified example, assume a
zero background concentration, which
allows one to assume a linear
relationship between emissions and air
quality. (A nonzero background
concentration would make the
mathematics more difficult but would
give similar results.) Air quality will
depend on what emissions happen on
what critical hours, but suppose that
emissions on these 5 days are 800
pounds per hour, 1100 pounds per hour,
500 pounds per hour, 900 pounds per
hour, and 1200 pounds per hour,
respectively. This is a conservative
example because the average of these
emissions, 900 pounds per hour, is well
over the 30-day average emission limit.
These emissions would result in daily
maximum 1-hour concentrations of 80
ppb, 99 ppb, 40 ppb, 67.5 ppb, and 84
ppb. In this example, the fifth day
would have an exceedance that would
not otherwise have occurred, but the
third and fourth days would not have
exceedances that otherwise would have
occurred. In this example, the fourth
highest maximum daily concentration
under the 30-day average would be 67.5
ppb.
This simplified example illustrates
the findings of a more complicated
statistical analysis that EPA conducted
using a range of scenarios using actual
plant data. As described in appendix B
of EPA’s 2014 SO2 Guidance, EPA found
that the requirement for lower average
emissions is highly likely to yield better
air quality than is required with a
comparably stringent 1-hour limit.
Based on analyses described in
appendix B of the 2014 SO2 Guidance,
EPA has concluded that an emission
profile with maximum allowable
emissions under an appropriately set
comparably stringent 30-day average
limit is likely to have the net effect of
having a lower number of exceedances
and better air quality than an emission
profile with maximum allowable
emissions under a 1-hour emission limit
at the critical emission value.
EPA must then evaluate whether this
approach—which is likely to produce a
lower number of overall exceedances
even though it may produce some
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unexpected exceedances above the
critical emission value—meets the
requirement in section 110(a)(1) and
172(c)(1) for state implementation plans
to ‘‘provide for attainment’’ of the
NAAQS. For SO2, as for other
pollutants, it is generally impossible to
design a nonattainment plan in the
present that will guarantee that
attainment will occur in the future. A
variety of factors can cause a welldesigned attainment plan to fail and
unexpectedly not result in attainment,
for example if meteorology occurs that
is more conducive to poor air quality
than was anticipated in the plan.
Therefore, in determining whether a
plan meets the requirement to provide
for attainment, EPA’s task is commonly
to determine not whether the plan
provides absolute certainty that
attainment will in fact occur, but rather
whether the plan provides an adequate
level of confidence of prospective
NAAQS attainment. From this
perspective, in evaluating use of a 30day average limit, EPA must weigh the
likely net effect on air quality. Such an
evaluation must consider the risk that
occasions with meteorology conducive
to high concentrations will have
elevated emissions leading to
exceedances that would not otherwise
have occurred, and must also weigh the
likelihood that the requirement for
lower emissions on average will result
in days not having exceedances that
would have been expected with
emissions at the critical emissions
value. Additional policy considerations,
such as the desirability of
accommodating real world emissions
variability without significant risk of
violations as in this case, are also
appropriate factors for EPA to weigh in
determining whether there is a
reasonable degree of confidence that the
plan will lead to attainment. Based on
these considerations, especially given
the high likelihood that a limit averaged
over as long as 30 days, determined in
accordance with EPA’s guidance,
should result in attainment, EPA
believes as a general matter that such
limits, if appropriately determined, can
reasonably be considered to provide for
attainment of the 2010 SO2 NAAQS.
The 2014 SO2 Guidance offers specific
recommendations for determining an
appropriate longer term average limit.
The recommended method starts with
determination of the 1-hour emission
limit that would provide for attainment
(i.e., the critical emission value), and
applies an adjustment factor to
determine the (lower) level of the longer
term average emission limit that would
be estimated to have a stringency
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comparable to the otherwise necessary
1-hour emission limit. This method uses
a database of continuous emission data
reflecting the type of control that the
source will be using to comply with the
SIP emission limits, which (if
compliance requires new controls) may
require use of an emission database
from another source. The recommended
method involves using these data to
compute a complete set of emission
averages, calculated according to the
averaging time and averaging
procedures of the prospective emission
limitation. In this recommended
method, the ratio of the 99th percentile
among these long term averages to the
99th percentile of the 1-hour values
represents an adjustment factor that may
be multiplied by the candidate 1-hour
emission limit to determine a longer
term average emission limit that may be
considered comparably stringent.3 The
guidance also addresses a variety of
related topics, such as the potential
utility of setting supplemental emission
limits, such as mass-based limits, to
reduce the likelihood and/or magnitude
of elevated emission levels that might
occur under the longer term emission
rate limit.
Preferred air quality models for use in
regulatory applications are described in
appendix A of EPA’s Guideline on Air
Quality Models (40 CFR part 51,
appendix W).4 In 2005, EPA
promulgated AERMOD as the Agency’s
preferred near-field dispersion modeling
for a wide range of regulatory
applications addressing stationary
sources (including estimating SO2
concentrations) in all types of terrain
based on extensive developmental and
performance evaluation. Supplemental
guidance on modeling for purposes of
demonstrating attainment of the SO2
standard is provided in appendix A to
the 2014 SO2 Guidance. Appendix A
provides extensive guidance on the
modeling domain, the source inputs,
assorted types of meteorological data,
and background concentrations.
Consistency with the recommendations
in this guidance is generally necessary
for the attainment demonstration to
offer adequately reliable assurance that
the plan provides for attainment.
As stated previously, attainment
demonstrations for the 2010 1-hour
primary SO2 NAAQS must demonstrate
future attainment and maintenance of
the NAAQS in the entire area
3 For example, if the critical emission value is
1000 pounds of SO2 per hour, and a suitable
adjustment factor is determined to be 70 percent,
the recommended longer term average limit would
be 700 pounds per hour.
4 EPA published revisions to the Guideline on Air
Quality Models on January 17, 2017.
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designated as nonattainment (i.e., not
just at the violating monitor) by using
air quality dispersion modeling (see
appendix W to 40 CFR part 51) to show
that the mix of sources and enforceable
control measures and emission rates in
an identified area will not lead to a
violation of the SO2 NAAQS. For a
short-term (i.e., 1-hour) standard, EPA
believes that dispersion modeling, using
allowable emissions and addressing
stationary sources in the affected area
(and in some cases those sources located
outside the nonattainment area which
may affect attainment in the area) is
technically appropriate, efficient and
effective in demonstrating attainment in
nonattainment areas because it takes
into consideration combinations of
meteorological and emission source
operating conditions that may
contribute to peak ground-level
concentrations of SO2.
The meteorological data used in the
analysis should generally be processed
with the most recent version of
AERMET. Estimated concentrations
should include ambient background
concentrations, follow the form of the
standard, and be calculated as described
in section 2.6.1.2 of the August 23,
2010, clarification memo on
‘‘Applicability of appendix W Modeling
Guidance for the 1-hr SO2 National
Ambient Air Quality Standard’’ (EPA,
2010).
C. RACM/RACT
To be approved by EPA, the SIP must
provide for attainment of the standard
based on SO2 emission reductions from
control measures that are permanent
and enforceable.5 At a minimum, states
must consider all RACM and RACT
measures that can be implemented in
light of the attainment needs for the
affected area(s), and include all
necessary measures in order to attain
the NAAQS.6 See ‘‘General Preamble for
the Implementation of Title I of the
Clean Air Act Amendments of 1990;
Proposed Rule,’’ 57 FR 13498, 13547
(Apr. 16, 1992) (‘‘General Preamble’’).
D. New Source Review (NSR)
Part D of title I of the CAA prescribes
the procedures and conditions under
which a new major stationary source or
major modification may obtain a
preconstruction permit in an area
5 See
section 110(a)(2)(A) of the CAA.
172(c)(1) of the CAA provides that
‘‘Such plan shall provide for the implementation of
all reasonably available control measures as
expeditiously as practicable (including such
reductions in emissions from existing sources in the
area as may be obtained through the adoption, at
a minimum, of reasonably available control
technology) and shall provide for attainment of the
national primary ambient air quality standards.’’
6 Section
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46437
designated nonattainment for any
criteria pollutant. The nonattainment
NSR permitting requirements in section
172(c)(5) and 173 of the CAA are among
‘‘the requirements of this part’’ to be
submitted to EPA as part of a revised
SIP for a nonattainment area within 18
months of the effective date of a
designation or redesignation to
nonattainment. Air agencies that already
have a nonattainment NSR permitting
program applicable to areas previously
designated nonattainment on the basis
of the previous SO2 NAAQS (annual,
24-hour or 3-hour averaging periods)
may be able to use that existing program
to authorize the construction and
modification of major stationary sources
of SO2 that would locate in a new 2010
SO2 nonattainment area.7 However,
because of the limited number of
nonattainment areas designated under
the previous SO2 NAAQS, and since
nonattainment NSR rules in some states
may not automatically address areas
designated nonattainment for newly
promulgated air quality standards, some
air agencies may not have
nonattainment NSR rules that apply
when new nonattainment areas for the
1-hour primary SO2 standard are
designated. In such cases, within 18
months of designation, such agencies
would need either to revise their
existing nonattainment NSR programs
or to develop new programs to enable
the permitting of any major stationary
source of SO2 locating in a
nonattainment area under the 2010 SO2
NAAQS.
E. RFP
Section 171(1) of the CAA defines
RFP as ‘‘such annual incremental
reductions in emissions of the relevant
air pollutant as are required by part D
or may reasonably be required by EPA
for the purpose of ensuring attainment
of the applicable NAAQS by the
applicable attainment date.’’ As EPA has
previously explained, this definition is
most appropriate for pollutants that are
emitted by numerous and diverse
sources, where the relationship between
any individual source and the overall
air quality is not explicitly quantified,
and where the emission reductions
necessary to attain the NAAQS are
inventory-wide. General Preamble, at
13547. EPA has also previously
7 The annual and 24-hour primary SO NAAQS
2
generally will remain in effect for 1 year following
the effective date of the initial area designations for
the new 1-hour 2010 SO2 NAAQS. However, the
annual and/or 24-hour SO2 NAAQS will remain in
place for a longer period of time for any current
nonattainment area for the annual or 24-hour SO2
NAAQS, and any area for which a state has not
fulfilled the requirements for a SIP call. See 40 CFR
50.4(e).
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explained that the definition is
generally less pertinent to pollutants
like SO2 that usually have a limited
number of sources affecting areas of air
quality that are relatively well defined,
and emissions control measures for such
sources result in swift and dramatic
improvement in air quality. Id. For SO2,
there is usually a single ‘‘step’’ between
pre-control nonattainment and postcontrol attainment. Therefore, for SO2,
with its discernible relationship
between emissions and air quality, and
significant and immediate air quality
improvements, RFP is best construed as
‘‘adherence to an ambitious compliance
schedule.’’ Id. This means that the state
must ensure that affected sources
implement appropriate control
measures as expeditiously as practicable
in order to ensure attainment of the
standard by the applicable attainment
date.
F. Contingency Measures
In accordance with section 172(c)(9)
of the CAA, SO2 nonattainment plans
must include contingency measures in
order to obtain EPA approval. These
measures must be fully adopted and
should contain trigger mechanisms and
an implementation schedule. In
addition, they should be included in the
SIP as measures that will take effect
without further action by the state or
EPA. Contingency measures are
implemented if RFP targets are not
achieved, or if the nonattainment area
has not reached attainment by the
applicable attainment date. Where an
area has already achieved attainment by
the attainment date, it has no need to
rely on contingency measures to come
into attainment or to make further
progress to attainment.
EPA has explained that planning for
SO2 poses special considerations. SO2
control measures are based on what is
directly and quantifiably necessary to
attain the NAAQS, and it would be
unlikely for an area to implement the
necessary emissions control yet fail to
attain the NAAQS. General Preamble at
13547. Therefore, for SO2 nonattainment
plans, EPA guidance also observes that
the contingency measures requirement
can be satisfied by the air agency having
a comprehensive program to identify
sources of violations of the SO2 NAAQS
and to undertake an ‘aggressive’ followup for compliance and enforcement.’’
Id. The 2014 SO2 Guidance provides
further explanation of the context in
which such an approach may be
appropriate for addressing section
172(c)(9) contingency measure
requirements for SO2. This approach for
meeting contingency measure
requirements does not preclude a state
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from requiring additional contingency
measures that are enforceable and
appropriate for a particular source or
source category. General Preamble at
13547.
III. Modeled Attainment Plans
The following discussion evaluates
various features of the modeling and
other elements of Illinois’
nonattainment plans for the Lemont and
Pekin areas.
A. Model Selection
Illinois’ attainment demonstrations
used AERMOD, the preferred model for
these applications. Illinois used version
14134 of this model, using regulatory
default mode, with no beta options. This
version of AERMOD was the
recommended version at the time the
state conducted its nonattainment
planning, and in any case the results of
this version are likely to be similar to
those that more recent versions would
provide, so EPA finds use of this version
of AERMOD to be acceptable.
Illinois performed an Auer’s land use
analysis which indicates that the
Lemont area is approximately 79
percent rural, and the Pekin area is
approximately 88 percent rural. A
technical support document provides
figures, taken from Illinois’ submittal,
that show the land use in the Lemont
and Pekin areas, respectively,
illustrating the areas that are
characterized as rural, not urban, in the
Auer classification system. EPA finds it
appropriate to model these areas as rural
areas.
B. Meteorological Data
Illinois chose the Chicago O’Hare
surface station (WBAN #94846) and the
Davenport, Iowa upper air station
(WBAN #94982) as the most
representative meteorological stations
for the Lemont area. Illinois chose the
Peoria surface station (WBAN #14842)
and Lincoln upper air station (WBAN
#048233) as the most representative
meteorological stations for the Pekin
area. These are the closest National
Weather Service surface stations to each
respective area. The State determined
these stations to be the most
representative for the respective
modeling domains. The upper air
stations were chosen on the basis of
regional representativeness. EPA finds
Illinois’ choices of surface and upper air
meteorological stations appropriate
based on: (1) The suitability of
meteorological data for the study area;
and (2) the actual similarity of surface
conditions and surroundings at the
emissions source/receptor impact area
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compared to the locations of the
meteorological instrumentation towers.
C. Emissions Data
Illinois chose to include emissions
data from all permitted sources within
each modeling domain, which consists
of a 50 kilometer radius circumscribing
an area centered on the violating
monitor. Illinois chose not to evaluate
which sources would ‘‘cause a
significant concentration gradient’’ (40
CFR part 51, appendix W), because that
analysis would result in a greater
modeling burden, along with significant
subjectivity. The inclusion of all
permitted sources assures that Illinois’
modeled concentrations are
conservative, in that it adds impacts that
may also be represented in the
background concentration.
Except for the Powerton Generating
Station (Powerton) located in the Pekin
area, the emission limits for newly
limited sources, as outlined in Illinois’
attainment demonstration, correspond
to the revised sulfur limitations on a 1hour basis and are found in 35 Illinois
Administrative Code Part 214. The
applicable emission limit for Powerton
is established on a 30-day average basis
and is lower than the modeled 1-hour
attainment emission rate (the critical
emission value) by virtue of application
of an adjustment factor determined and
applied in accordance with the 2014
SO2 Guidance.
Specifically, as discussed further
below, the 30-day average limit is about
58 percent of the modeled 1-hour
emission rate, or, conversely, the
modeled emission rate (the critical
emission value) is about 74 percent
higher than the 30-day average limit.
The emission limits for sources in the
Lemont area are all on a 1-hour average
basis and equal the modeled emissions
rate. EPA finds Illinois’ choice of
included sources and modeled
emissions appropriate.
D. Emission Limits
An important prerequisite for
approval of an attainment plan is that
the emission limits that provide for
attainment be fully enforceable. The
revised limits for significant
contributing sources are codified in
Illinois’ sulfur limitations rule at 35
Illinois Administrative Code Part 214,
Subpart AA, titled ‘‘Requirements for
Certain SO2 Sources.’’ The rules also
include associated monitoring, testing,
and recordkeeping and reporting
requirements. A summary of the limits,
showing the sum of the allowable
hourly emissions for each plant, is
shown in Table 1. As shown in this
table, the emission limit for Powerton is
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expressed as a 30-day average limit.
Other limits in the rule are expressed as
1-hour average limits. EPA’s review of
Illinois’ nonattainment plan addresses
the use of these limits, both with respect
to the general suitability of using such
limits in attainment demonstrations,
and whether Illinois has demonstrated
that the particular limits included in the
plan provide for attainment.
TABLE 1—EMISSION LIMITS IN SUBMITTED ILLINOIS RULES
Sum of
allowable
emissions
(pounds/hour)
Facility
Averaging time
for limits
Limits for Sources in or near Lemont Area
Ingredion .............................................................................................................................................................
Midwest Generation Joliet ..................................................................................................................................
Midwest Generation Will County ........................................................................................................................
Owens Corning ...................................................................................................................................................
Oxbow Midwest Calcining ...................................................................................................................................
175.91
855.26
5,145.14
82.78
187.00
1-hour.
1-hour.
1-hour.
1-hour.
1-hour.
26.80
4,856
3,452
1-hour.
1-hour.
30-day.
Limits for Sources in or near Lemont Area
Aventine ..............................................................................................................................................................
Illinois Power E.D. Edwards ...............................................................................................................................
Midwest Generation Powerton ............................................................................................................................
Illinois also modeled a number of
other sources in its attainment
demonstration, basing allowable
emissions on limits established in state
permits. EPA addresses the
enforceability of the limits in the plans
and Illinois’ use of a 30-day average
emission limit for Powerton below.
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1. Enforceability
In preparing its plans, Illinois adopted
revisions to a previously approved state
regulation governing emissions of SO2.
These rule revisions were adopted by
the Illinois Pollution Control Board
following established, appropriate
public review procedures. In addition,
the rule revisions provide unambiguous,
permanent emission limits, expressed in
pounds per hour of allowable SO2
emissions, that, if exceeded by a source,
would be clear grounds for an
enforcement action.
In comments to the state, Sierra Club
requested that the rule being adopted by
Illinois ‘‘incorporate enforceable
restrictions for all sources for which
emissions reductions were included in
the modeling that demonstrated
attainment.’’ EPA’s 2014 SO2 Guidance
addresses the need for enforceability of
the limits necessary to provide for
attainment. The Guidance states, ‘‘An
approvable attainment demonstration
would . . . demonstrate that the
emission limits in the plan will suffice
to provide for timely attainment . . . In
cases where the necessary emission
limits have not previously been made a
part of the SIP, or have not otherwise
become federally enforceable, the plan
needs to include the necessary
enforceable limits in adopted form
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suitable for incorporation into the SIP.’’
See 2014 SO2 guidance, p. 9.
The most significant sources in and
near the designated nonattainment areas
are subject to new emission limits that
Illinois adopted as part of its part 214
rules. In particular, all of the sources
that needed to reduce emissions in
order for the nonattainment areas to
attain the standard or that needed a
reduced allowable emission level in
order for the areas to maintain
attainment of the standard are subject to
limits adopted as part of the rule. Thus,
the sources that are most critical to the
future success of the attainment plans
(including all of the significant units at
these sources) are subject to limitations
adopted in Illinois’ rule. Illinois did not
submit already federally enforceable
permits for incorporation into the SIP,
even if the modeling showing future
attainment accounted for such limits.
However, as previously discussed, all of
the emission reductions that Illinois
identified as necessary to bring the
Lemont and Pekin areas into attainment
are mandated by emission limits in the
rule. Those sources for which Illinois’
modeled emissions were based on
federally enforceable limits already
established in permits rather than in the
new rules are sources that are already
required to meet emission levels that
should, combined with the new rule
limits, provide for attainment of the
standard, so that no further emission
reductions are necessary for these
sources in order for the SIP to provide
for NAAQS attainment.
EPA reviewed the basis of the existing
emission limits for the most significant
of those sources not needing to reduce
emissions below existing levels. In
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general, for these sources, the limits that
underlie the allowable emission levels
that Illinois modeled were established
in federally enforceable construction
permits. In some cases, these permits
were to authorize major modifications
or major new sources, in accordance
with requirements for prevention of
significant deterioration (PSD). In other
cases, notably for the refineries, Illinois
issued these limits in federally
enforceable form in accordance with a
federal-state consent decree. For
example, the limits on emissions from
the primary emission sources at CITGO,
originally established by consent decree,
have been incorporated into PSD permit
number 05070003. The limits
established in such permits are federally
enforceable. In accordance with EPA’s
guidance on the use of federally
enforceable limits, EPA finds that these
limits are an appropriate estimate of the
maximum allowable emissions under
the plans, and so EPA finds that these
limits represent an appropriate basis for
modeling to determine whether Illinois’
nonattainment plan provides for
attainment.
Illinois has requested EPA to approve
revisions to emission limits for
significant sources within the Pekin and
Lemont areas in 35 Illinois
Administrative Code part 214, as part of
the SIP, and EPA proposes to approve
these new emission limits because they,
in combination with permit limits that
are already federally enforceable,
provide adequate enforceability of the
necessary emission limits for the
purposes of Illinois’ nonattainment
plans.
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2. Longer Term Average Limits
As noted above, the 2014 SO2
Guidance discusses the option to
establish limits with averaging times up
to 30 days in length that are comparably
stringent to the 1-hour average limit that
would otherwise have been set, and
recommends a detailed procedure for
determining such a comparably
stringent limit. The Guidance also notes
that it might be appropriate to establish
supplemental limits in order to limit the
magnitude and/or frequency of elevated
emissions, as a means of further
reducing the likelihood of elevated
emissions occurring on those occasions
when the meteorology is conducive to
high concentrations of SO2.
Based on the variability of emissions
at Powerton, Illinois opted to set the
emission limit for this facility on a 30day average basis. Illinois closely
followed the recommendations of the
2014 SO2 Guidance in determining an
appropriate level for this limit. As a first
step, Illinois conducted modeling which
determined that the 1-hour emission
limit that would provide for attainment
(the critical emissions value) would be
6,000 pounds of SO2 per hour. That is,
Illinois conducted a series of modeling
runs identifying baseline allowable air
quality (in absence of emission
reductions), evaluating the air quality
consequences of feasible emission
reductions, and ultimately identifying a
set of reduced allowable emission levels
that would provide for attainment. In
this attaining set of ‘‘critical emission
levels,’’ the ‘‘critical emission level’’ for
Powerton was 6,000 pounds per hour.
Illinois then used a database of hourly
SO2 emissions data from a source
comparable with Powerton to determine
the historical and expected future
relationship between 1-hour and 30-day
average actual emission levels of a
source using the control technology that
Powerton will employ. Illinois’
submittal notes that Powerton
(presumably for purposes of satisfying
the Mercury and Air Toxics Standards)
is expected to install ‘‘a trona injection
dry FGD system for the control of SO2
emissions before 2017, so historical data
from the units at the source would not
be appropriate’’ as a basis for
determining the prospective
relationship between 1-hour and 30-day
average emissions once the control is
installed. See Illinois submittal,
Technical Support Document, page 9.
‘‘As a substitute, [Illinois used] a data
set consisting of 42 months of emissions
data from the Potomac River Generating
Station, located in Alexandria, Virginia,
[which] are similar to the Powerton
units, and were operated with trona
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injection systems during the time this
data set was created.’’ Id. Using this data
set, Illinois determined the 99th
percentile of the historical 1-hour values
in this data set to be 1,107 pounds per
hour and the 99th percentile of the
historical 30-day average values
calculated from this data set to be 637
pounds per hour. Illinois used the ratio
between these two 99th percentile
values (i.e., approximately 58 percent)
as an adjustment factor to multiply by
the critical emissions value (the
otherwise applicable 1-hour emission
limit) of 6,000 pounds per hour to
determine a comparably stringent 30day average limit of 3,452 pounds per
hour. This adjustment factor is quite
similar to, and slightly more
conservative (i.e., it reflects a more
stringent long term limit) than, the
average adjustment factor discussed in
EPA’s 2014 SO2 Guidance for facilities
using dry scrubbers, an average
adjustment factor of 63 percent. See
appendix D of EPA’s 2014 Guidance.
As noted above, EPA’s 2014 SO2
Guidance notes the benefit of
supplementing long term average limits
with additional limits to reduce the
likelihood and/or the magnitude of
emission levels above the 1-hour critical
emission value. For this purpose,
Illinois’ rules supplement the 30-day
average limit for Powerton with a
requirement that emissions not exceed
6,000 pounds per hour more than 5
percent of the hours (as a 1-hour
average) during any 30-day averaging
period. By constraining the likelihood of
elevated emissions, and thereby
reducing the likelihood that elevated
emissions will occur at times when
meteorology is conducive to high SO2
concentrations, this supplemental limit
further strengthens the degree of
confidence that Illinois’ plan for the
Pekin area should result in attainment.
Based on a review of the state’s
submittal, the 3,452 pounds per hour
30-day average limit for Powerton,
supplemented with a limit on the
percentage of time that Powerton may
exceed the 6,000 pounds per hour
critical emission value, provides a
suitable alternative to establishing a
6,000 pounds per hour 1-hour average
emission limit for this source. The state
used a suitable database and then
applied an appropriate adjustment,
yielding an emission limit that has
comparable stringency to the 1-hour
average limit that the state determined
would otherwise have been necessary to
provide for attainment. While the 30day average limit allows for occasions in
which emissions are higher than the
level that would be allowed under the
1-hour limit, the state’s limit
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compensates by requiring average
emissions to be lower than the level that
would otherwise have been required by
a 1-hour average limit. Further, the
supplemental limit adopted by Illinois
ensures that elevated emissions will be
infrequent. Thus, the 30-day average
limit of 3,452 pounds per hour as
supplemented is comparably as
stringent as a 1-hour limit of 6,000
pounds per hour. Furthermore, Illinois’
modeling of 6,000 pounds per hour for
Powerton is an appropriate means of
assessing whether the 30-day average
limit of 3,452 pounds per hour plus
supplemental limit provides for
attainment.
Based on EPA’s review of this
information, the 30-day average limit for
Powerton, in combination with other
limitations in the state’s plan (most
notably the limits summarized in Table
1 above), should provide for attainment.
E. Background Concentrations
Illinois used seasonally varying
hourly background data. These values
were taken from an SO2 monitor in
Oglesby, Illinois, which is located
approximately half way between the
two areas. There were 24 hourly values
for each season, for a total of 96
monitored concentration values. Each of
these values represents a three-year
average (2011–2013) of the second
highest hourly concentration for each
season.8 The values that Illinois
determined range from 1.54 to 12.22
micrograms per cubic meter (mg/m3).
EPA has reviewed these background
concentrations and finds these values
appropriate as modeling inputs.
F. Review of Modeling Concerns
Addressed by Illinois
During preparation of its
nonattainment plans, Illinois received
and responded to a number of
comments by, among others, the Sierra
Club and the Environmental Law and
Policy Center that EPA believes warrant
further review and explanation. Sierra
Club noted that the nonattainment plans
provide only a relatively small margin
of attainment, and Sierra Club
commented (among other comments)
8 Since this 3-year period has 1,096 days, and the
data set for each hour of the day is divided into four
seasons of data sets, the data set for the
determination of each of the 96-hour and seasonspecific background concentration includes a
maximum of about 274 values. The selection of the
second highest value is considered to provide an
appropriate degree of conservatism in determining
the background concentration for each hour and
season. AERMOD then reports results that reflect
the addition of the appropriate background value;
for example, concentrations reported for an 8 a.m.
hour in springtime reflect the sum of the source
impacts for that hour plus the springtime 8 a.m.
background concentration.
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that in this context, various types of
emissions that Illinois does not account
for could result in these areas violating
the standard. EPA has reviewed the
comments that Sierra Club provided to
Illinois and the response that Illinois
provided in a document dated August
28, 2015. (These comments and
responses were included in Illinois’ SIP
submittal and thus are available in the
docket for this action).
First, Sierra Club expressed concerns
about emissions from modeled sources
that are not subject to Illinois
Administrative Code section 214.603.
Section 214.603 includes the following
sources: Aventine Renewable Energy;
Illinois Power Holdings E.D. Edwards;
Ingredion Bedford Park; Midwest
Generation Joliet; Midwest Generation
Powerton; Midwest Generation Will
County; Owens Corning; and Oxbow
Midwest Calcining. Sierra Club
commented that emissions from startup, shutdown, and malfunction that
represent noncompliance could lead to
a violation of the NAAQS. Illinois
responded that maximum allowable
emissions for the sources were used,
and that these allowable emissions are
enforceable through emission
limitations in other regulations or
permit conditions. EPA agrees with
Illinois’ response, finding that while
emissions above allowable levels may
occasionally occur, excess emissions
that are prohibited by applicable
requirements (whether they are
occurring during start-up, shutdown, or
malfunctions or at other times) need not
be considered in evaluating whether a
plan provides for attainment. That is, if
a plan requires emissions to be
sufficiently low to achieve attainment,
EPA considers the plan to satisfy the
requirement to provide for attainment,
and the possibility of noncompliance
that causes violations is an enforcement
concern and not an indication that the
plan has failed to provide for
attainment.
Second, Sierra Club expressed
concern regarding emissions from minor
sources. Sierra Club expressed
particular concern about minor sources
being authorized by ‘‘permits by rule’’
that exempt the sources from review of
their impact on SO2 air quality. In
expressing this concern, Sierra Club did
not identify any permits by rule that had
been issued or that were under
consideration, or levels of emissions
that might arise from such
authorizations that may cause concern
about maintaining attainment of the
standard. Furthermore, Sierra Club did
not identify examples of source types
that might be minor enough to be
authorized by a permit by rule and yet
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significant enough to cause the potential
for violations of the SO2 standard.
Illinois responded that no such ‘‘permits
by rule’’ exist that exempt minor
sources with SO2 emissions from review
of air quality impacts. Illinois further
noted that, even in the hypothetical
situation that such a permit by rule
existed, new minor sources, and minor
modifications at major sources, in
general contribute very little to SO2
ambient concentrations, but in any case
that Illinois conducts additional
modeling in cases where the potential
for air quality problems exists. Illinois’
minor source permitting program
provides adequate protection against
minor sources and minor modifications
causing violations of the SO2 standard.
Third, Sierra Club contended that
while Illinois claims more than 99
percent emission reduction at many
sources, presumably based on the
requirement that Illinois has now
adopted rules requiring industrial
sources that burn diesel fuel or residual
oil to burn ultra-low sulfur fuel, these
requirements cannot achieve the 99
percent reduction at modeled sources
that Illinois claimed. It appears that
Illinois is claiming that the rules
reduced allowable emissions by more
than 99 percent, while Sierra Club is
asserting that there will be no such
percent reduction in actual emissions.
Illinois responded that the relevant
issue is whether the emission level
required by the rules is an appropriate
level consistent with attaining the
standard, not the percent reduction in
relation to prior actual or allowable
emissions. That is, the percent
reduction that results from Illinois’
rules, and whether it is calculated on
the basis of actual or allowable
emissions, is not germane to the
attainment demonstration, which is
designed to demonstrate that allowable
emissions are sufficiently low to
provide for attainment. EPA agrees that,
irrespective of the precise relationship
between current and required future
emissions, i.e., irrespective of what
emission reduction percentage the rule
requires relative to current emission
levels, the rules require emissions to be
at levels that provide for attainment.
Fourth, Sierra Club expressed concern
that the flares modeled by Illinois will
have ‘‘much higher’’ emissions during
routine operations, such as flaring off
gases during start-up, shutdown, and
malfunction events when compared to
pilot emissions, and that Illinois did not
model these higher emission rates.
Illinois responded that the flares have
limits on their allowable emissions
(which apply at all times, including
during the events of concern to the
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Sierra Club), and the flares were
modeled at their maximum allowable
emission rates. The most significant
flares in the Lemont area are at the
CITGO and Exxon-Mobil refineries;
these flares were addressed in a consent
decree,9 with terms and conditions
subsequently incorporated into federally
enforceable state permits requiring
compliance with new source
performance standards. The most
significant flare in the Pekin area, at
Aventine, is subject to emission limits
in the state rules submitted in Illinois’
plan. As noted above, these emission
limits are practically enforceable, and
the approach taken by Illinois in
modeling maximum allowable emission
rates is consistent with EPA
recommendations for attainment
demonstration modeling. EPA agrees
with Illinois’ rationale and conclusions
regarding Sierra Club’s concerns about
Illinois’ modeling analysis.
Finally, Sierra Club expressed
concern regarding the impacts of
possible emission ‘‘spikes’’ at Powerton,
i.e., occasions with elevated emissions
that would be permissible under the
3,452 pound per hour 30-day average
emission limit applicable to the facility.
Sierra Club in particular urged the
adoption of supplemental limits to
restrict the magnitude and frequency of
these emission spikes. As described
earlier, Illinois responded by adopting a
supplemental limit requiring that no
more than 5 percent of the hours in any
30-day averaging period may have
emissions in excess of 6,000 pounds per
hour, which is the modeled critical
emissions value. EPA believes this
supplemental limit appropriately
addresses Sierra Club’s concern.
G. Summary of Results
The final dispersion modeling results
submitted by Illinois show design value
concentrations of 190.9 and 196.2 mg/m3
for the Lemont and Pekin nonattainment
areas, respectively. Both of these design
value concentrations are below 75 ppb,
which corresponds to 196.4 mg/m3, and
therefore Illinois’ modeling analysis
demonstrates attainment of the 2010
SO2 NAAQS for the Lemont and Pekin
areas. EPA has reviewed Illinois’
attainment demonstrations, agrees with
Illinois’ submitted results, and proposes
to determine that Illinois’ plans provide
for attainment of the 2010 primary SO2
NAAQS in the Lemont and Pekin
nonattainment areas.
9 For example, for CITGO, see Civil Action
Number H–04–3883 entered January 26, 2005 in the
Southern District of Texas.
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IV. Review of Residual and Distillate
Fuel Oil Sulfur Content Limits
In conjunction with its adoption of
SO2 emission limits for major sources,
Illinois adopted rule revisions to limit
the sulfur content of distillate and
residual fuel oil combusted at stationary
sources throughout the state. Consistent
with trends toward increasing
availability and use of lower sulfur oil
of all kinds, these limits were intended
to assure that the considerable number
of generally smaller boilers that burn
these fuels use fuels with relatively low
sulfur content. The new limits adopted
by Illinois will help protect air quality
in the entire state, including the Lemont
and Pekin nonattainment areas. As a
result, EPA proposes to approve these
rule amendments as part of the SIP.
On and after January 1, 2017, the
sulfur content of residual fuel oil
combusted at stationary sources will be
limited to 1,000 parts per million (ppm),
and sulfur content of distillate fuel oil
will be limited to 15 ppm. These limits
apply to facilities that exclusively burn
liquid fuel. These limits were adopted
as part of Title 35 of Illinois
Administrative Code part 215 subparts
B and D, in sections 214.121, 214.122,
and 214.161. Section 214.121(b) sets
these limits for large sources (sources
with actual heat input greater than 73.2
megawatts (MW)), and section
214.122(b) sets these limits for small
sources (sources with actual heat input
smaller than, or equal to, 73.2 MW).
Section 214.161(c) and (d) set
exceptions from the sulfur content
limitations mentioned above for specific
sources. Section 214.161(c) lists
exceptions for Midwest Generation
Joliet, Powerton, Waukegan, and Will
County power stations or electric
generating units (EGUs). These sources
must comply with the following
limitations: (1) From January 1, 2016
through December 31, 2018, the sulfur
content of all distillate fuel oil
purchased for use by the listed EGUs
must not exceed 15 ppm; (2) from
January 1, 2017 through December 31,
2018, the sulfur content of all distillate
fuel oil used by the listed EGUs must
not exceed 500 ppm; and (3) on and
after January 1, 2019, the sulfur content
of all distillate fuel oil used by the listed
EGUs must not exceed 15 ppm. Section
214.161(d) sets an exception for
Caterpillar Montgomery, and sets the
following limit: On and after January 1,
2016, the sulfur content of all distillate
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fuel oil purchased for use by this source
must not exceed 15 ppm, and the sulfur
content of all distillate fuel oil used by
this source must not exceed 500 ppm.
These exemptions provide the listed
sources with additional time to burn
existing stocks of higher sulfur oils, but
ultimately require these sources to meet
the same sulfur content limits as apply
to other sources in the state.
For the sources to which these
alternate provisions apply that are in or
near the Lemont or Pekin areas, the
attainment modeling reflects the
emissions that are allowable as of
January 1, 2017, without regard to the
tighter limits that apply two years
thereafter. Thus, Illinois’ modeling
shows that these short term extensions
of the deadline for complying with the
generally applicable oil sulfur content
limits do not prevent timely attainment.
In addition, for the rest of the state,
these limits strengthen the SIP and help
improve air quality. For these reasons,
EPA proposes to approve these rule
amendments.
In the rulemaking adopting the above
elements of its Part 214 rules, Illinois
also adopted revisions to Part 225 and
217. However, Illinois’ Lemont and
Pekin nonattainment plans are not
contingent on any of the provisions of
these parts of Illinois administrative
code, and these rules were not
submitted as a part of this SIP revision
request. Thus, EPA is taking no action
with respect to those revisions as part of
this action.
V. Review of Other Plan Requirements
A. Emissions Inventory
The emissions inventory and source
emission rate data for an area serve as
the foundation for air quality modeling
and other analyses that enable states to:
(1) Estimate the degree to which
different sources within a
nonattainment area contribute to
violations within the affected area; and
(2) assess the expected improvement in
air quality within the nonattainment
area due to the adoption and
implementation of control measures. As
noted above, the state must develop and
submit to EPA a comprehensive,
accurate and current inventory of actual
emissions from all sources of SO2
emissions in each nonattainment area,
as well as any sources located outside
the nonattainment area which may
affect attainment in the area. See CAA
section 172(c)(3).
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Illinois provided a comprehensive,
accurate, and current inventory of
emissions of SO2 in and within 50
kilometers of the Lemont and Pekin
areas. By addressing sources to this
distance from the nonattainment areas,
Illinois has developed a thorough list of
the sources with any potential to cause
impacts that warrant including in the
areas’ attainment modeling. Illinois’
initial submittal provided inventories of
allowable emissions, and then Illinois
supplemented this information on May
4, 2017 with a submittal of inventories
of actual emissions.
As noted above, these inventories
addressed sources within 50 kilometers
of the Lemont and Pekin nonattainment
areas. These inventories addressed 425
sources in and near Lemont and 48
sources in and near Pekin. Once Illinois
compiled its inventory of current
allowable emissions, Illinois conducted
modeling to determine the degree to
which the applicable emission
limitations allowed violations of the
SO2 air quality standard. Illinois then
conducted a series of additional
modeling runs to determine a set of
emission limits that would provide for
attainment. In accordance with EPA
guidance, Illinois’ attainment
demonstration is based on modeling
using allowable emissions to
demonstrate that its plans provide for
attainment. This reflects Illinois’ intent
to ensure that emissions are required to
be sufficiently low as to achieve
attainment, i.e., that allowable
emissions will not cause violations.
Similarly, Illinois’ plans are designed to
meet the other part D requirements on
the basis of allowable emissions, for
example by setting allowable emissions
at a level that satisfy applicable
requirements for RACT/RACM and RFP.
Illinois did not use actual emissions in
this planning process. Accordingly,
Illinois initially provided an inventory
of allowable emissions, which served
the needs of the pertinent
nonattainment planning requirements.
Then, in its May 4, 2017, submittal,
Illinois also submitted a comprehensive,
accurate, current inventory of actual
emissions. Tables 1 and 2 summarize
actual emissions in 2014 for a subset of
these sources, namely those sources that
have actual SO2 emissions of at least
100 tons per year. Therefore, Illinois has
met the emission inventory requirement
of CAA section 172(c)(3) for the Pekin
and Lemont areas.
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46443
TABLE 2—ACTUAL 2014 SO2 EMISSIONS IN LEMONT AREA EXCEEDING 100 TONS PER YEAR
Actual SO2
(tpy)
Source name
Midwest Generations—Joliet Station 29 .............................................................................................................................................
Will County Generating Station ...........................................................................................................................................................
Ingredion Incorporated Argo Plant ......................................................................................................................................................
Exxon Mobil Oil Corp ...........................................................................................................................................................................
Koppers Inc ..........................................................................................................................................................................................
CITGO Petroleum Corp .......................................................................................................................................................................
Ardagh Glass Inc .................................................................................................................................................................................
12,800
10,478
1,671
1,562
867
346
145
TABLE 3—ACTUAL 2014 SO2 EMISSIONS IN PEKIN AREA EXCEEDING 100 TONS PER YEAR
Actual SO2
(tpy)
Source name
Midwest Generation LLC .....................................................................................................................................................................
Illinois Power Resources Generating LLC—Edwards Energy Ctr ......................................................................................................
Aventine Renewable Energy, Inc ........................................................................................................................................................
Illinois Power Resources Generating LLC—Duck Creek Energy .......................................................................................................
Keystone Steel & Wire Co ...................................................................................................................................................................
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B. RACM/RACT
Illinois’s plan reflects a number of
strategies to reduce emissions at various
facilities. In the Lemont area, the Joliet
power plant and Unit 3 of the Will
County power plant will cease burning
coal and will instead either burn natural
gas or ultra-low sulfur diesel. In the
Pekin area, substantial emission
reductions will result from conversion
of the Aventine facility switching from
burning coal to burning natural gas and
from implementation of emission
control equipment at the E.D. Edwards
and Powerton power plants. Both areas
will also benefit from statewide
requirements for boilers burning fuel oil
to burn low sulfur fuel.
In its August 8, 2016, supplemental
submittal, Illinois explained its
rationale for concluding that the plans
meet the RACM/RACT requirement in
accordance with EPA guidance.
Specifically, following EPA’s
interpretation that RACT and RACM
reflect ‘‘the level of emissions control
that is necessary to provide for
expeditious attainment of the NAAQS
within a nonattainment area,’’ Illinois
noted that its nonattainment plans
require permanent and enforceable
control measures that provide for timely
attainment. 35 Illinois Administrative
Code section 214.603 lists the
appropriate source-specific SO2
emission limits by unit, in pounds per
hour. Therefore, Illinois has satisfied the
RACM/RACT requirements for the
Lemont and Pekin areas.
C. NSR
EPA approved Illinois’ nonattainment
new source review rules on December
17, 1992 (57 FR 59928); September 27,
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17:29 Oct 04, 2017
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1995 (60 FR 49780) and May 13, 2003
(68 FR 25504). These rules provide for
appropriate new source review for SO2
sources undergoing construction or
major modification in the Lemont and
Pekin areas without need for
modification of the approved rules.
Although these rules predated
promulgation of the 2010 SO2 standards,
these rules are written in a manner such
that new sources within areas that
become designated nonattainment for
this new standard, such as the Lemont
and Pekin areas, become subject to these
nonattainment new source review
requirements. Therefore, this
requirement has been met for these
areas.
D. RFP
In its August 8, 2016, supplemental
submittal, Illinois explained its
rationale for concluding that the plans
met the requirement for RFP in
accordance with EPA guidance.
Specifically, Illinois’s rationale is based
on EPA guidance interpreting the RFP
requirement being satisfied for SO2 if
the plan requires ‘‘adherence to an
ambitious compliance schedule’’ that
‘‘implement[s] appropriate control
measures as expeditiously as
practicable.’’ Illinois noted that its
nonattainment plans provide for
attainment as expeditiously as
practicable, i.e., by January 1, 2017, and
finds that the plans thereby satisfy the
requirement for RFP. Therefore, Illinois
has satisfied the RFP requirements for
the Lemont and Pekin areas.
E. Contingency Measures
In its August 8, 2016, supplemental
submittal, Illinois explained its
rationale for concluding that the plans
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16,717
8,278
7,292
240
129
met the requirement for contingency
measures in accordance with EPA
guidance. Specifically, Illinois relies on
EPA’s guidance, noting the special
circumstances that apply to SO2 (as
discussed above), and explaining on
that basis why the contingency
requirement in CAA section 172(c)(9) is
met for SO2 by having a comprehensive
program to identify sources of violations
of the SO2 NAAQS and to undertake an
aggressive follow-up for compliance and
enforcement of applicable emissions
limitations. Illinois stated that it has
such an enforcement program pursuant
to Section 31 of the Illinois
Environmental Protection Act,
identifying violators and taking prompt,
appropriate enforcement action, and
concludes that Illinois’ nonattainment
plans satisfy contingency measure
requirements. Therefore, Illinois has
satisfied the contingency measure
requirements for the Lemont and Pekin
areas.
VI. EPA’s Proposed Action
EPA is proposing to approve Illinois’
submission as a SIP revision, which the
state submitted to EPA on March 2,
2016, and supplemented on August 8,
2016, and May 4, 2017, for attaining the
2010 1-hour SO2 NAAQS for the Lemont
and Pekin SO2 nonattainment areas.
These SO2 nonattainment plans
include Illinois’ attainment
demonstration for the Lemont and Pekin
SO2 nonattainment areas. These
nonattainment plans also address
requirements for emission inventories,
RACT/RACM, RFP, and contingency
measures. Illinois has previously
addressed requirements regarding
nonattainment area new source review.
EPA has determined that Illinois’ SO2
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Federal Register / Vol. 82, No. 192 / Thursday, October 5, 2017 / Proposed Rules
nonattainment plans meet the
applicable requirements of CAA
sections 172, 191, and 192. EPA is
taking public comments for thirty days
following the publication of this
proposed action in the Federal Register.
EPA will take all comments into
consideration in our final action.
VII. Incorporation by Reference
In this rule, EPA is proposing to
include in a final EPA rule regulatory
text that includes incorporation by
reference. In accordance with
requirements of 1 CFR 51.5, EPA is
proposing to incorporate by reference
Illinois Administrative Code, Title 35,
Subtitle B, Chapter I, Subchapter c, Part
214, Sections 214.121, 214.122, 214.161,
214.600, 214.601, 214.602, 214.603,
214.604, and 214.605, effective
December 7, 2015. EPA has made, and
will continue to make, these documents
generally available through
www.regulations.gov, and/or at the EPA
Region 5 Office (please contact the
person identified in the FOR FURTHER
INFORMATION CONTACT section of this
preamble for more information).
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VIII. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
CAA and applicable Federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this proposed
action merely approves state law as
meeting Federal requirements and does
not impose additional requirements
beyond those imposed by state law. For
that reason, this proposed action:
• Is not a significant regulatory action
subject to review by the Office of
Management and Budget under
Executive Orders 12866 (58 FR 51735,
October 4, 1993) and 13563 (76 FR 3821,
January 21, 2011);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
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17:29 Oct 04, 2017
Jkt 244001
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act;
and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, the SIP is not approved
to apply on any Indian reservation land
or in any other area where EPA or an
Indian tribe has demonstrated that a
tribe has jurisdiction. In those areas of
Indian country, the rule does not have
tribal implications and will not impose
substantial direct costs on tribal
governments or preempt tribal law as
specified by Executive Order 13175 (65
FR 67249, November 9, 2000).
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Reporting and recordkeeping
requirements, Sulfur oxides.
Dated: September 17, 2017.
Robert A. Kaplan,
Acting Regional Administrator, Region 5.
[FR Doc. 2017–21371 Filed 10–4–17; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2017–0377; FRL–9968–89–
Region 9]
Approval of Arizona Air Plan Revision;
San Manuel, Arizona; Second 10-Year
Sulfur Dioxide Maintenance Plan
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve
the second 10-year maintenance plan for
the San Manuel area in Arizona for the
1971 National Ambient Air Quality
SUMMARY:
PO 00000
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Standards (NAAQS or ‘‘standards’’) for
sulfur dioxide (SO2).
DATES: Any comments on this proposal
must arrive by November 6, 2017.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R09–
OAR–2017–0377 at https://
www.regulations.gov, or via email to
Ashley Graham, Air Planning Office at
graham.ashleyr@epa.gov. For comments
submitted at Regulations.gov, follow the
online instructions for submitting
comments. Once submitted, comments
cannot be removed or edited from
Regulations.gov. For either manner of
submission, the EPA may publish any
comment received to its public docket.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (e.g., audio or video) must
be accompanied by a written comment.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. The EPA will generally not
consider comments or comment
contents located outside of the primary
submission (i.e., on the Web, cloud, or
other file sharing system). For
additional submission methods, please
contact the person identified in the FOR
FURTHER INFORMATION CONTACT section.
For the full EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
Docket: The index to the docket for
this action is available electronically on
the www.regulations.gov Web site and
in hard copy at EPA Region IX, 75
Hawthorne Street, San Francisco,
California 94105. While all documents
in the docket are listed in the index,
some information may be publicly
available only at the hard copy location
(e.g., copyrighted material), and some
may not be publicly available at either
location (e.g., CBI). To inspect the hard
copy materials, please schedule an
appointment during normal business
hours with the contact listed in the FOR
FURTHER INFORMATION CONTACT section
below.
FOR FURTHER INFORMATION CONTACT:
Ashley Graham, EPA Region IX, (415)
972–3877, graham.ashleyr@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document, the words
‘‘we,’’ ‘‘us,’’ or ‘‘our’’ mean the EPA.
Table of Contents
I. Summary of Action
II. Background
E:\FR\FM\05OCP1.SGM
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Agencies
[Federal Register Volume 82, Number 192 (Thursday, October 5, 2017)]
[Proposed Rules]
[Pages 46434-46444]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-21371]
[[Page 46434]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R05-OAR-2016-0138; FRL-9968-84-Region 5]
Air Plan Approval; Illinois; Nonattainment Plans for the Lemont
and Pekin SO2 Nonattainment Areas
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing to
approve State Implementation Plan (SIP) revisions, which Illinois
submitted to EPA on March 2, 2016, and supplemented on August 8, 2016
and May 4, 2017, for attaining the 2010 1-hour sulfur dioxide
(SO2) national ambient air quality standard (NAAQS) for the
Lemont and Pekin areas. These revisions (herein called the
nonattainment plans or plans) include Illinois' attainment
demonstration and other elements required under Clean Air Act (CAA) for
the two areas. In addition to an attainment demonstration, the plans
address: The requirement for meeting reasonable further progress (RFP)
toward attainment of the NAAQS; reasonably available control measures
and reasonably available control technology (RACM/RACT); emission
inventories; and contingency measures. EPA further proposes to conclude
that Illinois has demonstrated that the plans' provisions provide for
attainment of the 2010 1-hour primary SO2 NAAQS in the
Lemont and Pekin areas by the attainment date of October 4, 2018.
DATES: Comments must be received on or before November 6, 2017.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R05-
OAR-2016-0138 at https://www.regulations.gov, or via email to
aburano.douglas@epa.gov. For comments submitted at Regulations.gov,
follow the online instructions for submitting comments. Once submitted,
comments cannot be edited or removed from Regulations.gov. For either
manner of submission, EPA may publish any comment received to its
public docket. Do not submit electronically any information you
consider to be Confidential Business Information (CBI) or other
information whose disclosure is restricted by statute. Multimedia
submissions (audio, video, etc.) must be accompanied by a written
comment. The written comment is considered the official comment and
should include discussion of all points you wish to make. EPA will
generally not consider comments or comment contents located outside of
the primary submission (i.e. on the web, cloud, or other file sharing
system). For additional submission methods, please contact the person
identified in the For Further Information Contact section. For the full
EPA public comment policy, information about CBI or multimedia
submissions, and general guidance on making effective comments, please
visit https://www2.epa.gov/dockets/commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT: John Summerhays, Environmental
Scientist, Attainment Planning and Maintenance Section, Air Programs
Branch (AR-18J), Environmental Protection Agency, Region 5, 77 West
Jackson Boulevard, Chicago, Illinois 60604, (312) 886-6067,
summerhays.john@epa.gov.
SUPPLEMENTARY INFORMATION:
This supplementary information section is arranged as follows:
I. Why was Illinois required to submit SO2 plans for the
Lemont and Pekin areas?
II. Requirements for SO2 Nonattainment Area Plans
III. Modeled Attainment Plans
IV. Review of Residual and Distillate Fuel Oil Sulfur Content Limits
V. Review of Other Plan Requirements
VI. EPA's Proposed Action
VII. Incorporation by Reference
VIII. Statutory and Executive Order Reviews
I. Why was Illinois required to submit SO2 plans for the
Lemont and Pekin areas?
On June 22, 2010, EPA promulgated a new 1-hour primary
SO2 NAAQS of 75 parts per billion (ppb), which is met at an
ambient air quality monitoring site when the 3-year average of the
annual 99th percentile of 1-hour daily maximum concentrations does not
exceed 75 ppb, as determined in accordance with appendix T of 40 CFR
part 50. See 75 FR 35520, codified at 40 CFR 50.17(a)-(b). On August 5,
2013, EPA designated a first set of 29 areas of the country as
nonattainment for the 2010 SO2 NAAQS, including the Lemont
and Pekin areas within Illinois. See 78 FR 47191, codified at 40 CFR
part 81, subpart C. These area designations were effective October 4,
2013. Section 191 of the CAA directs states to submit SIPs for areas
designated as nonattainment (also referred to as nonattainment plans or
plans) for the SO2 NAAQS to EPA within 18 months of the
effective date of the designation, i.e., by no later than April 4,
2015, in this case. These plans are required to demonstrate that their
respective areas will attain the NAAQS as expeditiously as practicable,
but no later than five years from the effective date of designation,
which in this case is October 4, 2018.
For a number of areas, EPA published notice on March 18, 2016, that
the pertinent states had failed to submit the required SO2
nonattainment plan by the 18-month submittal deadline. See 81 FR 14736.
However, because Illinois had submitted its SO2
nonattainment plans before that date, EPA did not make such a finding
with respect to the Lemont and Pekin areas.
Illinois submitted nonattainment plans for the Lemont and Pekin
areas on March 2, 2016 and submitted supplemental information on August
8, 2016 and May 4, 2017.\1\ The remainder of this proposed rule
describes the requirements that nonattainment plans must meet in order
to obtain EPA approval, provides a review of the state's plan with
respect to these requirements, and describes EPA's proposed action on
the state's plans.
---------------------------------------------------------------------------
\1\ Illinois' final rule amended other state regulations that
are not part of Illinois' nonattainment plans for the 2010
SO2 NAAQS and were not submitted to EPA as part of this
action.
---------------------------------------------------------------------------
II. Requirements for SO2 Nonattainment Area Plans
Nonattainment plans must meet the applicable requirements of the
CAA, specifically CAA sections 172, 191 and 192. On April 23, 2014, EPA
issued guidance for meeting these statutory requirements, in a document
entitled, ``Guidance for 1-Hour SO2 Nonattainment Area SIP
Submissions,'' (2014 SO2 Guidance) available at https://www.epa.gov/sites/production/files/2016-06/documents/20140423guidance_nonattainment_sip.pdf. In the 2014 SO2
Guidance, EPA described the statutory requirements for a complete
nonattainment area SIP under the 2010 SO2 NAAQS, which
includes: An accurate emissions inventory of current emissions for all
sources of SO2 within the nonattainment area; an attainment
demonstration; demonstration of RFP; implementation of RACM (including
RACT); a new source review (NSR) permit program; and adequate
contingency measures for the affected area.
In order for EPA to fully approve a SIP as meeting the requirements
of CAA sections 172, 191 and 192, the SIP for the affected area must
demonstrate, to EPA's satisfaction, that each of the aforementioned
requirements are met. In addition, the SIP must meet the applicable
regulatory procedural and substantive requirements set forth in EPA's
regulations at 40 CFR part 51. Under CAA sections 110(l) and 193,
[[Page 46435]]
EPA may not approve a SIP that would interfere with any applicable
requirement concerning NAAQS attainment and RFP, or any other
applicable requirement, and no requirement in effect (or required to be
adopted by an order, settlement, agreement, or plan in effect before
November 15, 1990) in any area that is a nonattainment area for any air
pollutant may be modified in any manner unless it insures equivalent or
greater emission reductions of such air pollutant.
A. Emissions Inventory
As required under CAA section 172(c)(3), the state must develop and
submit a comprehensive, accurate and current inventory of actual
emissions from all sources of SO2 emissions in each
nonattainment area. This inventory should be consistent with EPA's most
recent emissions inventory data requirements as codified at 40 CFR part
51, subpart A. The emissions inventory serves as the foundation for
modeling and other analyses that enable states to: (1) Estimate the
degree to which different sources within a nonattainment area
contribute to violations within the affected area; (2) assess the
expected improvement in air quality within the nonattainment area due
to the adoption and implementation of control measures; and ultimately
3) demonstrate that the adopted control measures provide for attainment
of the SO2 standard by the attainment date.
B. Attainment Plan
CAA section 172(c)(1) directs states with areas designated as
nonattainment to demonstrate that the submitted plan provides for
attainment of the NAAQS. 40 CFR part 51, subpart G further delineates
the control strategy requirements that SIPs must meet. SO2
nonattainment plans must consist of two components: (1) Emission limits
and other control measures that assure implementation of permanent,
enforceable and necessary emission controls; and (2) a modeling
analysis that meets the requirements of 40 CFR part 51, appendix W
which demonstrates that these emission limits and control measures
provide for timely attainment of the SO2 NAAQS as
expeditiously as practicable, but by no later than the attainment date
for the affected area. The 2014 SO2 Guidance advises that
compliance deadlines for these emission limits should be by, or before,
January 1, 2017, in order to provide for air quality data at or below
the level of the standard for at least one full calendar year before
the attainment deadline. In cases where the necessary emission limits
have not previously been made a part of the SIP, or have not otherwise
become federally enforceable, the plan needs to include the necessary
enforceable limits in adopted form suitable for incorporation into the
SIP in order for it to be approved by EPA. In all cases, the emission
limits and control measures must be accompanied by appropriate methods
and conditions to determine compliance with the respective emission
limits and control measures, and must be fully enforceable.
The 2014 SO2 Guidance recommends that the emission
limits be expressed as short-term average limits not to exceed the
averaging time for the applicable NAAQS that the limit is intended to
help maintain (e.g., addressing emissions averaged over one or three
hours), but also describes the option to utilize emission limits with
longer averaging times of up to 30 days so long as the state meets
various suggested criteria. See 2014 SO2 guidance, pp. 22 to
39. The guidance recommends that--should states utilize longer
averaging times for certain sources--the longer term average limit
should be set at an adjusted level that reflects a stringency
comparable to the 1-hour average limit at the critical emission value
shown to provide for attainment.
The 2014 SO2 Guidance provides an extensive discussion
of EPA's rationale for concluding that appropriately set, comparably
stringent limitations based on averaging times as long as 30 days can
be found to provide for attainment of the 2010 SO2 NAAQS. In
evaluating this conclusion, EPA considered the nature of the standard,
conducted detailed analyses of the impact of use of 30-day average
limits on the prospects for attaining the standard, and carefully
reviewed how best to achieve an appropriate balance among the various
factors that warrant consideration in judging whether a state's plan
provides for attainment. Id. at pp. 22 to 39, and Appendices B, C and
D.
As specified in 40 CFR 50.17(b), the 1-hour primary SO2
NAAQS is met at an ambient air quality monitoring site when the 3-year
average of the annual 99th percentile of daily maximum 1-hour
concentrations is less than or equal to 75 ppb. In a year with 365 days
of valid monitoring data, the 99th percentile would be the fourth
highest daily maximum 1-hour value. The 2010 SO2 NAAQS,
including this form of determining compliance with the standard, was
upheld by the U.S. Court of Appeals for the District of Columbia
Circuit in Nat'l Envt'l Dev. Ass'n's Clean Air Project v. EPA, 686 F.3d
803 (D.C. Cir. 2012). Because the standard has this form, a single
exceedance does not create a violation of the standard. Instead, at
issue is whether a source operating in compliance with a properly set
longer term average could cause exceedances, and if so, the resulting
frequency and magnitude of such exceedances, and whether EPA can have
reasonable confidence that a properly set longer term average limit
will provide that the average fourth highest daily maximum value will
be at or below 75 ppb. A synopsis of EPA's review of how to determine
whether such plans ``provide for attainment,'' based on modeling of
projected allowable emissions and in light of the NAAQS' form for
determining attainment at monitoring sites follows.
For SO2 nonattainment plans based on 1-hour emission
limits, the standard approach is to conduct modeling using fixed
emission rates. The maximum emission rate that would be modeled to
result in attainment (i.e., the emission rate at which an ``average
year'' \2\ shows only three, not four days with maximum hourly levels
exceeding 75 ppb) is labeled the ``critical emission value.'' The
modeling process for identifying the critical emissions value
inherently considers the numerous variables that affect ambient
concentrations of SO2, such as meteorological data,
background concentrations, and topography. In the standard approach,
the state would then provide for attainment by setting a continuously
applicable 1-hour emission limit at this critical emission value.
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\2\ An ``average year'' is used to mean a year with average air
quality. While 40 CFR 50 appendix T provides for averaging three
years of 99th percentile daily maximum values (e.g., the fourth
highest maximum daily concentration in a year with 365 days with
valid data), this discussion and an example below uses a single
``average year'' in order to simplify the illustration of relevant
principles.
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EPA recognizes that some sources have highly variable emissions due
to, for example, variations in fuel sulfur content and operating rate
that can make it extremely difficult, even with a well-designed control
strategy, to ensure in practice that emissions for any given hour do
not exceed the critical emission value. EPA also acknowledges the
concern that longer term emission limits may allow short periods with
emissions above the critical emissions value, which in turn would
create the possibility of a NAAQS exceedance occurring when it
otherwise would not if emissions were continuously controlled at the
level corresponding to the critical emission value. However, for
several reasons, EPA believes that the approach set forth in the 2014
SO2 Guidance addresses this concern. First,
[[Page 46436]]
from a practical perspective, EPA expects the actual emission profile
of a source subject to an appropriately set longer term average limit
to be similar to the emission profile of a source subject to an
analogous 1-hour average limit. EPA expects this similarity because the
Agency has recommended that the longer term average limit be set at a
level that is comparably stringent to the otherwise applicable 1-hour
limit (reflecting a downward adjustment from the critical emissions
value) and that takes the source's emissions profile into account. As a
result, EPA expects either form of emission limit to yield comparable
air quality when the guidance is followed.
Second, from a more theoretical perspective, EPA has compared the
likely air quality with a source having maximum allowable emissions
under an appropriately set longer term limit, as compared to the likely
air quality with the source having maximum allowable emissions under
the comparable 1-hour limit. In this comparison, in the 1-hour average
limit scenario, the source is presumed at all times to emit at the
critical emission level, and in the longer term average limit scenario,
the source is presumed occasionally to emit more than the critical
emission value but on average, and presumably at most times, to emit
well below the critical emission value. In an ``average year,''
compliance with the 1-hour limit is expected to result in three
exceedance days (i.e., three days with hourly values above 75 ppb) and
a fourth day with a maximum hourly value at 75 ppb. By comparison, with
the source complying with a longer term limit, it is possible that
additional exceedances would occur that would not occur in the 1-hour
limit scenario (if emissions exceed the critical emission value at
times when meteorology is conducive to poor air quality). However, this
comparison must also factor in the likelihood that exceedances that
would be expected in the 1-hour limit scenario would not occur in the
longer term limit scenario. This result arises because the longer term
limit requires lower emissions most of the time because the limit is
set well below the critical emission value, so a source complying with
an appropriately set longer term limit is likely to have lower
emissions at critical times than would be the case if the source were
emitting as allowed with a 1-hour limit.
As a hypothetical example to illustrate these points, suppose a
source always emits 1000 pounds of SO2 per hour, which
causes air quality to be at the level of the NAAQS (i.e., causes a
design value of 75 ppb). Suppose further that in an ``average year,''
these emissions cause the five highest maximum daily average 1-hour
concentrations to be 100 ppb, 90 ppb, 80 ppb, 75 ppb, and 70 ppb. Then
suppose that the source becomes subject to a 30-day average emission
limit of 700 pounds per hour. It is theoretically possible for a source
meeting this limit to have emissions that occasionally exceed 1000
pounds per hour, but with a typical emissions profile emissions would
much more commonly be between 600 and 800 pounds per hour. In this
simplified example, assume a zero background concentration, which
allows one to assume a linear relationship between emissions and air
quality. (A nonzero background concentration would make the mathematics
more difficult but would give similar results.) Air quality will depend
on what emissions happen on what critical hours, but suppose that
emissions on these 5 days are 800 pounds per hour, 1100 pounds per
hour, 500 pounds per hour, 900 pounds per hour, and 1200 pounds per
hour, respectively. This is a conservative example because the average
of these emissions, 900 pounds per hour, is well over the 30-day
average emission limit. These emissions would result in daily maximum
1-hour concentrations of 80 ppb, 99 ppb, 40 ppb, 67.5 ppb, and 84 ppb.
In this example, the fifth day would have an exceedance that would not
otherwise have occurred, but the third and fourth days would not have
exceedances that otherwise would have occurred. In this example, the
fourth highest maximum daily concentration under the 30-day average
would be 67.5 ppb.
This simplified example illustrates the findings of a more
complicated statistical analysis that EPA conducted using a range of
scenarios using actual plant data. As described in appendix B of EPA's
2014 SO2 Guidance, EPA found that the requirement for lower
average emissions is highly likely to yield better air quality than is
required with a comparably stringent 1-hour limit.
Based on analyses described in appendix B of the 2014
SO2 Guidance, EPA has concluded that an emission profile
with maximum allowable emissions under an appropriately set comparably
stringent 30-day average limit is likely to have the net effect of
having a lower number of exceedances and better air quality than an
emission profile with maximum allowable emissions under a 1-hour
emission limit at the critical emission value.
EPA must then evaluate whether this approach--which is likely to
produce a lower number of overall exceedances even though it may
produce some unexpected exceedances above the critical emission value--
meets the requirement in section 110(a)(1) and 172(c)(1) for state
implementation plans to ``provide for attainment'' of the NAAQS. For
SO2, as for other pollutants, it is generally impossible to
design a nonattainment plan in the present that will guarantee that
attainment will occur in the future. A variety of factors can cause a
well-designed attainment plan to fail and unexpectedly not result in
attainment, for example if meteorology occurs that is more conducive to
poor air quality than was anticipated in the plan. Therefore, in
determining whether a plan meets the requirement to provide for
attainment, EPA's task is commonly to determine not whether the plan
provides absolute certainty that attainment will in fact occur, but
rather whether the plan provides an adequate level of confidence of
prospective NAAQS attainment. From this perspective, in evaluating use
of a 30-day average limit, EPA must weigh the likely net effect on air
quality. Such an evaluation must consider the risk that occasions with
meteorology conducive to high concentrations will have elevated
emissions leading to exceedances that would not otherwise have
occurred, and must also weigh the likelihood that the requirement for
lower emissions on average will result in days not having exceedances
that would have been expected with emissions at the critical emissions
value. Additional policy considerations, such as the desirability of
accommodating real world emissions variability without significant risk
of violations as in this case, are also appropriate factors for EPA to
weigh in determining whether there is a reasonable degree of confidence
that the plan will lead to attainment. Based on these considerations,
especially given the high likelihood that a limit averaged over as long
as 30 days, determined in accordance with EPA's guidance, should result
in attainment, EPA believes as a general matter that such limits, if
appropriately determined, can reasonably be considered to provide for
attainment of the 2010 SO2 NAAQS.
The 2014 SO2 Guidance offers specific recommendations
for determining an appropriate longer term average limit. The
recommended method starts with determination of the 1-hour emission
limit that would provide for attainment (i.e., the critical emission
value), and applies an adjustment factor to determine the (lower) level
of the longer term average emission limit that would be estimated to
have a stringency
[[Page 46437]]
comparable to the otherwise necessary 1-hour emission limit. This
method uses a database of continuous emission data reflecting the type
of control that the source will be using to comply with the SIP
emission limits, which (if compliance requires new controls) may
require use of an emission database from another source. The
recommended method involves using these data to compute a complete set
of emission averages, calculated according to the averaging time and
averaging procedures of the prospective emission limitation. In this
recommended method, the ratio of the 99th percentile among these long
term averages to the 99th percentile of the 1-hour values represents an
adjustment factor that may be multiplied by the candidate 1-hour
emission limit to determine a longer term average emission limit that
may be considered comparably stringent.\3\ The guidance also addresses
a variety of related topics, such as the potential utility of setting
supplemental emission limits, such as mass-based limits, to reduce the
likelihood and/or magnitude of elevated emission levels that might
occur under the longer term emission rate limit.
---------------------------------------------------------------------------
\3\ For example, if the critical emission value is 1000 pounds
of SO2 per hour, and a suitable adjustment factor is
determined to be 70 percent, the recommended longer term average
limit would be 700 pounds per hour.
---------------------------------------------------------------------------
Preferred air quality models for use in regulatory applications are
described in appendix A of EPA's Guideline on Air Quality Models (40
CFR part 51, appendix W).\4\ In 2005, EPA promulgated AERMOD as the
Agency's preferred near-field dispersion modeling for a wide range of
regulatory applications addressing stationary sources (including
estimating SO2 concentrations) in all types of terrain based
on extensive developmental and performance evaluation. Supplemental
guidance on modeling for purposes of demonstrating attainment of the
SO2 standard is provided in appendix A to the 2014
SO2 Guidance. Appendix A provides extensive guidance on the
modeling domain, the source inputs, assorted types of meteorological
data, and background concentrations. Consistency with the
recommendations in this guidance is generally necessary for the
attainment demonstration to offer adequately reliable assurance that
the plan provides for attainment.
---------------------------------------------------------------------------
\4\ EPA published revisions to the Guideline on Air Quality
Models on January 17, 2017.
---------------------------------------------------------------------------
As stated previously, attainment demonstrations for the 2010 1-hour
primary SO2 NAAQS must demonstrate future attainment and
maintenance of the NAAQS in the entire area designated as nonattainment
(i.e., not just at the violating monitor) by using air quality
dispersion modeling (see appendix W to 40 CFR part 51) to show that the
mix of sources and enforceable control measures and emission rates in
an identified area will not lead to a violation of the SO2
NAAQS. For a short-term (i.e., 1-hour) standard, EPA believes that
dispersion modeling, using allowable emissions and addressing
stationary sources in the affected area (and in some cases those
sources located outside the nonattainment area which may affect
attainment in the area) is technically appropriate, efficient and
effective in demonstrating attainment in nonattainment areas because it
takes into consideration combinations of meteorological and emission
source operating conditions that may contribute to peak ground-level
concentrations of SO2.
The meteorological data used in the analysis should generally be
processed with the most recent version of AERMET. Estimated
concentrations should include ambient background concentrations, follow
the form of the standard, and be calculated as described in section
2.6.1.2 of the August 23, 2010, clarification memo on ``Applicability
of appendix W Modeling Guidance for the 1-hr SO2 National
Ambient Air Quality Standard'' (EPA, 2010).
C. RACM/RACT
To be approved by EPA, the SIP must provide for attainment of the
standard based on SO2 emission reductions from control
measures that are permanent and enforceable.\5\ At a minimum, states
must consider all RACM and RACT measures that can be implemented in
light of the attainment needs for the affected area(s), and include all
necessary measures in order to attain the NAAQS.\6\ See ``General
Preamble for the Implementation of Title I of the Clean Air Act
Amendments of 1990; Proposed Rule,'' 57 FR 13498, 13547 (Apr. 16, 1992)
(``General Preamble'').
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\5\ See section 110(a)(2)(A) of the CAA.
\6\ Section 172(c)(1) of the CAA provides that ``Such plan shall
provide for the implementation of all reasonably available control
measures as expeditiously as practicable (including such reductions
in emissions from existing sources in the area as may be obtained
through the adoption, at a minimum, of reasonably available control
technology) and shall provide for attainment of the national primary
ambient air quality standards.''
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D. New Source Review (NSR)
Part D of title I of the CAA prescribes the procedures and
conditions under which a new major stationary source or major
modification may obtain a preconstruction permit in an area designated
nonattainment for any criteria pollutant. The nonattainment NSR
permitting requirements in section 172(c)(5) and 173 of the CAA are
among ``the requirements of this part'' to be submitted to EPA as part
of a revised SIP for a nonattainment area within 18 months of the
effective date of a designation or redesignation to nonattainment. Air
agencies that already have a nonattainment NSR permitting program
applicable to areas previously designated nonattainment on the basis of
the previous SO2 NAAQS (annual, 24-hour or 3-hour averaging
periods) may be able to use that existing program to authorize the
construction and modification of major stationary sources of
SO2 that would locate in a new 2010 SO2
nonattainment area.\7\ However, because of the limited number of
nonattainment areas designated under the previous SO2 NAAQS,
and since nonattainment NSR rules in some states may not automatically
address areas designated nonattainment for newly promulgated air
quality standards, some air agencies may not have nonattainment NSR
rules that apply when new nonattainment areas for the 1-hour primary
SO2 standard are designated. In such cases, within 18 months
of designation, such agencies would need either to revise their
existing nonattainment NSR programs or to develop new programs to
enable the permitting of any major stationary source of SO2
locating in a nonattainment area under the 2010 SO2 NAAQS.
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\7\ The annual and 24-hour primary SO2 NAAQS
generally will remain in effect for 1 year following the effective
date of the initial area designations for the new 1-hour 2010
SO2 NAAQS. However, the annual and/or 24-hour
SO2 NAAQS will remain in place for a longer period of
time for any current nonattainment area for the annual or 24-hour
SO2 NAAQS, and any area for which a state has not
fulfilled the requirements for a SIP call. See 40 CFR 50.4(e).
---------------------------------------------------------------------------
E. RFP
Section 171(1) of the CAA defines RFP as ``such annual incremental
reductions in emissions of the relevant air pollutant as are required
by part D or may reasonably be required by EPA for the purpose of
ensuring attainment of the applicable NAAQS by the applicable
attainment date.'' As EPA has previously explained, this definition is
most appropriate for pollutants that are emitted by numerous and
diverse sources, where the relationship between any individual source
and the overall air quality is not explicitly quantified, and where the
emission reductions necessary to attain the NAAQS are inventory-wide.
General Preamble, at 13547. EPA has also previously
[[Page 46438]]
explained that the definition is generally less pertinent to pollutants
like SO2 that usually have a limited number of sources
affecting areas of air quality that are relatively well defined, and
emissions control measures for such sources result in swift and
dramatic improvement in air quality. Id. For SO2, there is
usually a single ``step'' between pre-control nonattainment and post-
control attainment. Therefore, for SO2, with its discernible
relationship between emissions and air quality, and significant and
immediate air quality improvements, RFP is best construed as
``adherence to an ambitious compliance schedule.'' Id. This means that
the state must ensure that affected sources implement appropriate
control measures as expeditiously as practicable in order to ensure
attainment of the standard by the applicable attainment date.
F. Contingency Measures
In accordance with section 172(c)(9) of the CAA, SO2
nonattainment plans must include contingency measures in order to
obtain EPA approval. These measures must be fully adopted and should
contain trigger mechanisms and an implementation schedule. In addition,
they should be included in the SIP as measures that will take effect
without further action by the state or EPA. Contingency measures are
implemented if RFP targets are not achieved, or if the nonattainment
area has not reached attainment by the applicable attainment date.
Where an area has already achieved attainment by the attainment date,
it has no need to rely on contingency measures to come into attainment
or to make further progress to attainment.
EPA has explained that planning for SO2 poses special
considerations. SO2 control measures are based on what is
directly and quantifiably necessary to attain the NAAQS, and it would
be unlikely for an area to implement the necessary emissions control
yet fail to attain the NAAQS. General Preamble at 13547. Therefore, for
SO2 nonattainment plans, EPA guidance also observes that the
contingency measures requirement can be satisfied by the air agency
having a comprehensive program to identify sources of violations of the
SO2 NAAQS and to undertake an `aggressive' follow-up for
compliance and enforcement.'' Id. The 2014 SO2 Guidance
provides further explanation of the context in which such an approach
may be appropriate for addressing section 172(c)(9) contingency measure
requirements for SO2. This approach for meeting contingency
measure requirements does not preclude a state from requiring
additional contingency measures that are enforceable and appropriate
for a particular source or source category. General Preamble at 13547.
III. Modeled Attainment Plans
The following discussion evaluates various features of the modeling
and other elements of Illinois' nonattainment plans for the Lemont and
Pekin areas.
A. Model Selection
Illinois' attainment demonstrations used AERMOD, the preferred
model for these applications. Illinois used version 14134 of this
model, using regulatory default mode, with no beta options. This
version of AERMOD was the recommended version at the time the state
conducted its nonattainment planning, and in any case the results of
this version are likely to be similar to those that more recent
versions would provide, so EPA finds use of this version of AERMOD to
be acceptable.
Illinois performed an Auer's land use analysis which indicates that
the Lemont area is approximately 79 percent rural, and the Pekin area
is approximately 88 percent rural. A technical support document
provides figures, taken from Illinois' submittal, that show the land
use in the Lemont and Pekin areas, respectively, illustrating the areas
that are characterized as rural, not urban, in the Auer classification
system. EPA finds it appropriate to model these areas as rural areas.
B. Meteorological Data
Illinois chose the Chicago O'Hare surface station (WBAN #94846) and
the Davenport, Iowa upper air station (WBAN #94982) as the most
representative meteorological stations for the Lemont area. Illinois
chose the Peoria surface station (WBAN #14842) and Lincoln upper air
station (WBAN #048233) as the most representative meteorological
stations for the Pekin area. These are the closest National Weather
Service surface stations to each respective area. The State determined
these stations to be the most representative for the respective
modeling domains. The upper air stations were chosen on the basis of
regional representativeness. EPA finds Illinois' choices of surface and
upper air meteorological stations appropriate based on: (1) The
suitability of meteorological data for the study area; and (2) the
actual similarity of surface conditions and surroundings at the
emissions source/receptor impact area compared to the locations of the
meteorological instrumentation towers.
C. Emissions Data
Illinois chose to include emissions data from all permitted sources
within each modeling domain, which consists of a 50 kilometer radius
circumscribing an area centered on the violating monitor. Illinois
chose not to evaluate which sources would ``cause a significant
concentration gradient'' (40 CFR part 51, appendix W), because that
analysis would result in a greater modeling burden, along with
significant subjectivity. The inclusion of all permitted sources
assures that Illinois' modeled concentrations are conservative, in that
it adds impacts that may also be represented in the background
concentration.
Except for the Powerton Generating Station (Powerton) located in
the Pekin area, the emission limits for newly limited sources, as
outlined in Illinois' attainment demonstration, correspond to the
revised sulfur limitations on a 1-hour basis and are found in 35
Illinois Administrative Code Part 214. The applicable emission limit
for Powerton is established on a 30-day average basis and is lower than
the modeled 1-hour attainment emission rate (the critical emission
value) by virtue of application of an adjustment factor determined and
applied in accordance with the 2014 SO2 Guidance.
Specifically, as discussed further below, the 30-day average limit
is about 58 percent of the modeled 1-hour emission rate, or,
conversely, the modeled emission rate (the critical emission value) is
about 74 percent higher than the 30-day average limit. The emission
limits for sources in the Lemont area are all on a 1-hour average basis
and equal the modeled emissions rate. EPA finds Illinois' choice of
included sources and modeled emissions appropriate.
D. Emission Limits
An important prerequisite for approval of an attainment plan is
that the emission limits that provide for attainment be fully
enforceable. The revised limits for significant contributing sources
are codified in Illinois' sulfur limitations rule at 35 Illinois
Administrative Code Part 214, Subpart AA, titled ``Requirements for
Certain SO2 Sources.'' The rules also include associated
monitoring, testing, and recordkeeping and reporting requirements. A
summary of the limits, showing the sum of the allowable hourly
emissions for each plant, is shown in Table 1. As shown in this table,
the emission limit for Powerton is
[[Page 46439]]
expressed as a 30-day average limit. Other limits in the rule are
expressed as 1-hour average limits. EPA's review of Illinois'
nonattainment plan addresses the use of these limits, both with respect
to the general suitability of using such limits in attainment
demonstrations, and whether Illinois has demonstrated that the
particular limits included in the plan provide for attainment.
Table 1--Emission Limits in Submitted Illinois Rules
------------------------------------------------------------------------
Sum of
allowable Averaging time for
Facility emissions limits
(pounds/hour)
------------------------------------------------------------------------
Limits for Sources in or near Lemont Area
------------------------------------------------------------------------
Ingredion...................... 175.91 1-hour.
Midwest Generation Joliet...... 855.26 1-hour.
Midwest Generation Will County. 5,145.14 1-hour.
Owens Corning.................. 82.78 1-hour.
Oxbow Midwest Calcining........ 187.00 1-hour.
------------------------------------------------------------------------
Limits for Sources in or near Lemont Area
------------------------------------------------------------------------
Aventine....................... 26.80 1-hour.
Illinois Power E.D. Edwards.... 4,856 1-hour.
Midwest Generation Powerton.... 3,452 30-day.
------------------------------------------------------------------------
Illinois also modeled a number of other sources in its attainment
demonstration, basing allowable emissions on limits established in
state permits. EPA addresses the enforceability of the limits in the
plans and Illinois' use of a 30-day average emission limit for Powerton
below.
1. Enforceability
In preparing its plans, Illinois adopted revisions to a previously
approved state regulation governing emissions of SO2. These
rule revisions were adopted by the Illinois Pollution Control Board
following established, appropriate public review procedures. In
addition, the rule revisions provide unambiguous, permanent emission
limits, expressed in pounds per hour of allowable SO2
emissions, that, if exceeded by a source, would be clear grounds for an
enforcement action.
In comments to the state, Sierra Club requested that the rule being
adopted by Illinois ``incorporate enforceable restrictions for all
sources for which emissions reductions were included in the modeling
that demonstrated attainment.'' EPA's 2014 SO2 Guidance
addresses the need for enforceability of the limits necessary to
provide for attainment. The Guidance states, ``An approvable attainment
demonstration would . . . demonstrate that the emission limits in the
plan will suffice to provide for timely attainment . . . In cases where
the necessary emission limits have not previously been made a part of
the SIP, or have not otherwise become federally enforceable, the plan
needs to include the necessary enforceable limits in adopted form
suitable for incorporation into the SIP.'' See 2014 SO2
guidance, p. 9.
The most significant sources in and near the designated
nonattainment areas are subject to new emission limits that Illinois
adopted as part of its part 214 rules. In particular, all of the
sources that needed to reduce emissions in order for the nonattainment
areas to attain the standard or that needed a reduced allowable
emission level in order for the areas to maintain attainment of the
standard are subject to limits adopted as part of the rule. Thus, the
sources that are most critical to the future success of the attainment
plans (including all of the significant units at these sources) are
subject to limitations adopted in Illinois' rule. Illinois did not
submit already federally enforceable permits for incorporation into the
SIP, even if the modeling showing future attainment accounted for such
limits. However, as previously discussed, all of the emission
reductions that Illinois identified as necessary to bring the Lemont
and Pekin areas into attainment are mandated by emission limits in the
rule. Those sources for which Illinois' modeled emissions were based on
federally enforceable limits already established in permits rather than
in the new rules are sources that are already required to meet emission
levels that should, combined with the new rule limits, provide for
attainment of the standard, so that no further emission reductions are
necessary for these sources in order for the SIP to provide for NAAQS
attainment.
EPA reviewed the basis of the existing emission limits for the most
significant of those sources not needing to reduce emissions below
existing levels. In general, for these sources, the limits that
underlie the allowable emission levels that Illinois modeled were
established in federally enforceable construction permits. In some
cases, these permits were to authorize major modifications or major new
sources, in accordance with requirements for prevention of significant
deterioration (PSD). In other cases, notably for the refineries,
Illinois issued these limits in federally enforceable form in
accordance with a federal-state consent decree. For example, the limits
on emissions from the primary emission sources at CITGO, originally
established by consent decree, have been incorporated into PSD permit
number 05070003. The limits established in such permits are federally
enforceable. In accordance with EPA's guidance on the use of federally
enforceable limits, EPA finds that these limits are an appropriate
estimate of the maximum allowable emissions under the plans, and so EPA
finds that these limits represent an appropriate basis for modeling to
determine whether Illinois' nonattainment plan provides for attainment.
Illinois has requested EPA to approve revisions to emission limits
for significant sources within the Pekin and Lemont areas in 35
Illinois Administrative Code part 214, as part of the SIP, and EPA
proposes to approve these new emission limits because they, in
combination with permit limits that are already federally enforceable,
provide adequate enforceability of the necessary emission limits for
the purposes of Illinois' nonattainment plans.
[[Page 46440]]
2. Longer Term Average Limits
As noted above, the 2014 SO2 Guidance discusses the
option to establish limits with averaging times up to 30 days in length
that are comparably stringent to the 1-hour average limit that would
otherwise have been set, and recommends a detailed procedure for
determining such a comparably stringent limit. The Guidance also notes
that it might be appropriate to establish supplemental limits in order
to limit the magnitude and/or frequency of elevated emissions, as a
means of further reducing the likelihood of elevated emissions
occurring on those occasions when the meteorology is conducive to high
concentrations of SO2.
Based on the variability of emissions at Powerton, Illinois opted
to set the emission limit for this facility on a 30-day average basis.
Illinois closely followed the recommendations of the 2014
SO2 Guidance in determining an appropriate level for this
limit. As a first step, Illinois conducted modeling which determined
that the 1-hour emission limit that would provide for attainment (the
critical emissions value) would be 6,000 pounds of SO2 per
hour. That is, Illinois conducted a series of modeling runs identifying
baseline allowable air quality (in absence of emission reductions),
evaluating the air quality consequences of feasible emission
reductions, and ultimately identifying a set of reduced allowable
emission levels that would provide for attainment. In this attaining
set of ``critical emission levels,'' the ``critical emission level''
for Powerton was 6,000 pounds per hour.
Illinois then used a database of hourly SO2 emissions
data from a source comparable with Powerton to determine the historical
and expected future relationship between 1-hour and 30-day average
actual emission levels of a source using the control technology that
Powerton will employ. Illinois' submittal notes that Powerton
(presumably for purposes of satisfying the Mercury and Air Toxics
Standards) is expected to install ``a trona injection dry FGD system
for the control of SO2 emissions before 2017, so historical
data from the units at the source would not be appropriate'' as a basis
for determining the prospective relationship between 1-hour and 30-day
average emissions once the control is installed. See Illinois
submittal, Technical Support Document, page 9. ``As a substitute,
[Illinois used] a data set consisting of 42 months of emissions data
from the Potomac River Generating Station, located in Alexandria,
Virginia, [which] are similar to the Powerton units, and were operated
with trona injection systems during the time this data set was
created.'' Id. Using this data set, Illinois determined the 99th
percentile of the historical 1-hour values in this data set to be 1,107
pounds per hour and the 99th percentile of the historical 30-day
average values calculated from this data set to be 637 pounds per hour.
Illinois used the ratio between these two 99th percentile values (i.e.,
approximately 58 percent) as an adjustment factor to multiply by the
critical emissions value (the otherwise applicable 1-hour emission
limit) of 6,000 pounds per hour to determine a comparably stringent 30-
day average limit of 3,452 pounds per hour. This adjustment factor is
quite similar to, and slightly more conservative (i.e., it reflects a
more stringent long term limit) than, the average adjustment factor
discussed in EPA's 2014 SO2 Guidance for facilities using
dry scrubbers, an average adjustment factor of 63 percent. See appendix
D of EPA's 2014 Guidance.
As noted above, EPA's 2014 SO2 Guidance notes the
benefit of supplementing long term average limits with additional
limits to reduce the likelihood and/or the magnitude of emission levels
above the 1-hour critical emission value. For this purpose, Illinois'
rules supplement the 30-day average limit for Powerton with a
requirement that emissions not exceed 6,000 pounds per hour more than 5
percent of the hours (as a 1-hour average) during any 30-day averaging
period. By constraining the likelihood of elevated emissions, and
thereby reducing the likelihood that elevated emissions will occur at
times when meteorology is conducive to high SO2
concentrations, this supplemental limit further strengthens the degree
of confidence that Illinois' plan for the Pekin area should result in
attainment.
Based on a review of the state's submittal, the 3,452 pounds per
hour 30-day average limit for Powerton, supplemented with a limit on
the percentage of time that Powerton may exceed the 6,000 pounds per
hour critical emission value, provides a suitable alternative to
establishing a 6,000 pounds per hour 1-hour average emission limit for
this source. The state used a suitable database and then applied an
appropriate adjustment, yielding an emission limit that has comparable
stringency to the 1-hour average limit that the state determined would
otherwise have been necessary to provide for attainment. While the 30-
day average limit allows for occasions in which emissions are higher
than the level that would be allowed under the 1-hour limit, the
state's limit compensates by requiring average emissions to be lower
than the level that would otherwise have been required by a 1-hour
average limit. Further, the supplemental limit adopted by Illinois
ensures that elevated emissions will be infrequent. Thus, the 30-day
average limit of 3,452 pounds per hour as supplemented is comparably as
stringent as a 1-hour limit of 6,000 pounds per hour. Furthermore,
Illinois' modeling of 6,000 pounds per hour for Powerton is an
appropriate means of assessing whether the 30-day average limit of
3,452 pounds per hour plus supplemental limit provides for attainment.
Based on EPA's review of this information, the 30-day average limit
for Powerton, in combination with other limitations in the state's plan
(most notably the limits summarized in Table 1 above), should provide
for attainment.
E. Background Concentrations
Illinois used seasonally varying hourly background data. These
values were taken from an SO2 monitor in Oglesby, Illinois,
which is located approximately half way between the two areas. There
were 24 hourly values for each season, for a total of 96 monitored
concentration values. Each of these values represents a three-year
average (2011-2013) of the second highest hourly concentration for each
season.\8\ The values that Illinois determined range from 1.54 to 12.22
micrograms per cubic meter ([mu]g/m\3\). EPA has reviewed these
background concentrations and finds these values appropriate as
modeling inputs.
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\8\ Since this 3-year period has 1,096 days, and the data set
for each hour of the day is divided into four seasons of data sets,
the data set for the determination of each of the 96-hour and
season-specific background concentration includes a maximum of about
274 values. The selection of the second highest value is considered
to provide an appropriate degree of conservatism in determining the
background concentration for each hour and season. AERMOD then
reports results that reflect the addition of the appropriate
background value; for example, concentrations reported for an 8 a.m.
hour in springtime reflect the sum of the source impacts for that
hour plus the springtime 8 a.m. background concentration.
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F. Review of Modeling Concerns Addressed by Illinois
During preparation of its nonattainment plans, Illinois received
and responded to a number of comments by, among others, the Sierra Club
and the Environmental Law and Policy Center that EPA believes warrant
further review and explanation. Sierra Club noted that the
nonattainment plans provide only a relatively small margin of
attainment, and Sierra Club commented (among other comments)
[[Page 46441]]
that in this context, various types of emissions that Illinois does not
account for could result in these areas violating the standard. EPA has
reviewed the comments that Sierra Club provided to Illinois and the
response that Illinois provided in a document dated August 28, 2015.
(These comments and responses were included in Illinois' SIP submittal
and thus are available in the docket for this action).
First, Sierra Club expressed concerns about emissions from modeled
sources that are not subject to Illinois Administrative Code section
214.603. Section 214.603 includes the following sources: Aventine
Renewable Energy; Illinois Power Holdings E.D. Edwards; Ingredion
Bedford Park; Midwest Generation Joliet; Midwest Generation Powerton;
Midwest Generation Will County; Owens Corning; and Oxbow Midwest
Calcining. Sierra Club commented that emissions from start-up,
shutdown, and malfunction that represent noncompliance could lead to a
violation of the NAAQS. Illinois responded that maximum allowable
emissions for the sources were used, and that these allowable emissions
are enforceable through emission limitations in other regulations or
permit conditions. EPA agrees with Illinois' response, finding that
while emissions above allowable levels may occasionally occur, excess
emissions that are prohibited by applicable requirements (whether they
are occurring during start-up, shutdown, or malfunctions or at other
times) need not be considered in evaluating whether a plan provides for
attainment. That is, if a plan requires emissions to be sufficiently
low to achieve attainment, EPA considers the plan to satisfy the
requirement to provide for attainment, and the possibility of
noncompliance that causes violations is an enforcement concern and not
an indication that the plan has failed to provide for attainment.
Second, Sierra Club expressed concern regarding emissions from
minor sources. Sierra Club expressed particular concern about minor
sources being authorized by ``permits by rule'' that exempt the sources
from review of their impact on SO2 air quality. In
expressing this concern, Sierra Club did not identify any permits by
rule that had been issued or that were under consideration, or levels
of emissions that might arise from such authorizations that may cause
concern about maintaining attainment of the standard. Furthermore,
Sierra Club did not identify examples of source types that might be
minor enough to be authorized by a permit by rule and yet significant
enough to cause the potential for violations of the SO2
standard. Illinois responded that no such ``permits by rule'' exist
that exempt minor sources with SO2 emissions from review of
air quality impacts. Illinois further noted that, even in the
hypothetical situation that such a permit by rule existed, new minor
sources, and minor modifications at major sources, in general
contribute very little to SO2 ambient concentrations, but in
any case that Illinois conducts additional modeling in cases where the
potential for air quality problems exists. Illinois' minor source
permitting program provides adequate protection against minor sources
and minor modifications causing violations of the SO2
standard.
Third, Sierra Club contended that while Illinois claims more than
99 percent emission reduction at many sources, presumably based on the
requirement that Illinois has now adopted rules requiring industrial
sources that burn diesel fuel or residual oil to burn ultra-low sulfur
fuel, these requirements cannot achieve the 99 percent reduction at
modeled sources that Illinois claimed. It appears that Illinois is
claiming that the rules reduced allowable emissions by more than 99
percent, while Sierra Club is asserting that there will be no such
percent reduction in actual emissions. Illinois responded that the
relevant issue is whether the emission level required by the rules is
an appropriate level consistent with attaining the standard, not the
percent reduction in relation to prior actual or allowable emissions.
That is, the percent reduction that results from Illinois' rules, and
whether it is calculated on the basis of actual or allowable emissions,
is not germane to the attainment demonstration, which is designed to
demonstrate that allowable emissions are sufficiently low to provide
for attainment. EPA agrees that, irrespective of the precise
relationship between current and required future emissions, i.e.,
irrespective of what emission reduction percentage the rule requires
relative to current emission levels, the rules require emissions to be
at levels that provide for attainment.
Fourth, Sierra Club expressed concern that the flares modeled by
Illinois will have ``much higher'' emissions during routine operations,
such as flaring off gases during start-up, shutdown, and malfunction
events when compared to pilot emissions, and that Illinois did not
model these higher emission rates. Illinois responded that the flares
have limits on their allowable emissions (which apply at all times,
including during the events of concern to the Sierra Club), and the
flares were modeled at their maximum allowable emission rates. The most
significant flares in the Lemont area are at the CITGO and Exxon-Mobil
refineries; these flares were addressed in a consent decree,\9\ with
terms and conditions subsequently incorporated into federally
enforceable state permits requiring compliance with new source
performance standards. The most significant flare in the Pekin area, at
Aventine, is subject to emission limits in the state rules submitted in
Illinois' plan. As noted above, these emission limits are practically
enforceable, and the approach taken by Illinois in modeling maximum
allowable emission rates is consistent with EPA recommendations for
attainment demonstration modeling. EPA agrees with Illinois' rationale
and conclusions regarding Sierra Club's concerns about Illinois'
modeling analysis.
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\9\ For example, for CITGO, see Civil Action Number H-04-3883
entered January 26, 2005 in the Southern District of Texas.
---------------------------------------------------------------------------
Finally, Sierra Club expressed concern regarding the impacts of
possible emission ``spikes'' at Powerton, i.e., occasions with elevated
emissions that would be permissible under the 3,452 pound per hour 30-
day average emission limit applicable to the facility. Sierra Club in
particular urged the adoption of supplemental limits to restrict the
magnitude and frequency of these emission spikes. As described earlier,
Illinois responded by adopting a supplemental limit requiring that no
more than 5 percent of the hours in any 30-day averaging period may
have emissions in excess of 6,000 pounds per hour, which is the modeled
critical emissions value. EPA believes this supplemental limit
appropriately addresses Sierra Club's concern.
G. Summary of Results
The final dispersion modeling results submitted by Illinois show
design value concentrations of 190.9 and 196.2 [mu]g/m\3\ for the
Lemont and Pekin nonattainment areas, respectively. Both of these
design value concentrations are below 75 ppb, which corresponds to
196.4 [mu]g/m\3\, and therefore Illinois' modeling analysis
demonstrates attainment of the 2010 SO2 NAAQS for the Lemont
and Pekin areas. EPA has reviewed Illinois' attainment demonstrations,
agrees with Illinois' submitted results, and proposes to determine that
Illinois' plans provide for attainment of the 2010 primary
SO2 NAAQS in the Lemont and Pekin nonattainment areas.
[[Page 46442]]
IV. Review of Residual and Distillate Fuel Oil Sulfur Content Limits
In conjunction with its adoption of SO2 emission limits
for major sources, Illinois adopted rule revisions to limit the sulfur
content of distillate and residual fuel oil combusted at stationary
sources throughout the state. Consistent with trends toward increasing
availability and use of lower sulfur oil of all kinds, these limits
were intended to assure that the considerable number of generally
smaller boilers that burn these fuels use fuels with relatively low
sulfur content. The new limits adopted by Illinois will help protect
air quality in the entire state, including the Lemont and Pekin
nonattainment areas. As a result, EPA proposes to approve these rule
amendments as part of the SIP.
On and after January 1, 2017, the sulfur content of residual fuel
oil combusted at stationary sources will be limited to 1,000 parts per
million (ppm), and sulfur content of distillate fuel oil will be
limited to 15 ppm. These limits apply to facilities that exclusively
burn liquid fuel. These limits were adopted as part of Title 35 of
Illinois Administrative Code part 215 subparts B and D, in sections
214.121, 214.122, and 214.161. Section 214.121(b) sets these limits for
large sources (sources with actual heat input greater than 73.2
megawatts (MW)), and section 214.122(b) sets these limits for small
sources (sources with actual heat input smaller than, or equal to, 73.2
MW).
Section 214.161(c) and (d) set exceptions from the sulfur content
limitations mentioned above for specific sources. Section 214.161(c)
lists exceptions for Midwest Generation Joliet, Powerton, Waukegan, and
Will County power stations or electric generating units (EGUs). These
sources must comply with the following limitations: (1) From January 1,
2016 through December 31, 2018, the sulfur content of all distillate
fuel oil purchased for use by the listed EGUs must not exceed 15 ppm;
(2) from January 1, 2017 through December 31, 2018, the sulfur content
of all distillate fuel oil used by the listed EGUs must not exceed 500
ppm; and (3) on and after January 1, 2019, the sulfur content of all
distillate fuel oil used by the listed EGUs must not exceed 15 ppm.
Section 214.161(d) sets an exception for Caterpillar Montgomery, and
sets the following limit: On and after January 1, 2016, the sulfur
content of all distillate fuel oil purchased for use by this source
must not exceed 15 ppm, and the sulfur content of all distillate fuel
oil used by this source must not exceed 500 ppm. These exemptions
provide t