Stage 5 Airplane Noise Standards, 46123-46132 [2017-21092]
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Rules and Regulations
Federal Register
Vol. 82, No. 191
Wednesday, October 4, 2017
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents.
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 36 and 91
[Docket No.: FAA–2015–3782; Amdt. Nos.
36–31; 91–349]
RIN 2120–AK52
Stage 5 Airplane Noise Standards
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
The FAA is adopting a new
noise standard for certain newly
certificated subsonic jet airplanes and
subsonic transport category large
airplanes. This noise standard, known
as Stage 5, applies to any person
submitting an application for a new
airplane type design with a maximum
certificated takeoff weight of 121,254
pounds (55,000 kg) or more on or after
December 31, 2017; or with maximum
certificated takeoff weight of less than
121,254 pounds (55,000 kg) on or after
December 31, 2020. This change will set
a lower noise limit for newly
certificated airplanes and harmonize the
noise certification standards for those
airplanes certificated in the United
States with those certificated under
international standards.
DATES: This rule is effective November
3, 2017. The incorporation by reference
of certain publications listed in the rule
is approved by the Director of the
Federal Register as of November 3, 2017.
ADDRESSES: For information on where to
obtain copies of rulemaking documents
and other information related to this
final rule, see ‘‘How To Obtain
Additional Information’’ in the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT:
Mehmet Marsan, Office of Environment
and Energy, AEE–100, Federal Aviation
Administration, 800 Independence
Avenue SW., Washington, DC 20591;
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SUMMARY:
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telephone (202) 267–7703; email
mehmet.marsan@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in title 49 of the
United States Code. Subtitle I, Section
106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Subpart III, Section
44715 Controlling aircraft noise and
sonic boom. Under that section, the
FAA is charged with prescribing
regulations to measure and abate aircraft
noise. This regulation is within the
scope of that authority since it would
establish stricter noise limits for certain
newly certificated airplanes. Applicants
for type certificates and changes in type
design made after the dates in this
rulemaking will be required to comply
with the new regulation.
I. Overview of Final Rule
This rulemaking adopts a new noise
standard for newly certificated subsonic
jet airplanes and subsonic transport
category large airplanes. By lowering the
noise limit, this standard requires
quieter designs and encourages
manufacturers to adopt the latest
available noise reduction technology
into their aircraft designs. This
rulemaking adopts new noise
certification standards for airplanes
certificated in the United States (known
as Stage 5) that are equivalent to the
International Civil Aviation
Organization (ICAO) Annex 16, Volume
I standard known as Chapter 14.
II. Background
In a Notice of Proposed Rulemaking
(NPRM) titled Stage 5 Airplane Noise
Standards, the FAA proposed a new
noise standard for certain aircraft to (81
FR 1923, January 14, 2016). A brief
history of the FAA’s regulation of
aircraft noise since 1969 was presented
in the preamble to that NPRM.
The new Stage 5 noise standard
applies to any person submitting an
application for a new airplane type
design that has a maximum certificated
takeoff weight (MTOW) of 121,254
pounds (maximum certificated takeoff
mass (MTOM) 55,000 kg) or more on or
after December 31, 2017; or that has a
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MTOW of less than 121,254 pounds
(MTOM less than 55,000 kg) on or after
December 31, 2020. This change reduces
the noise that may be produced by
newly certificated airplanes and
harmonizes the noise certification
standards for airplanes certificated in
the United States with the standard
adopted by the International Civil
Aviation Organization in Annex 16,
Volume 1 Chapter 14, effective July 14,
2014.
Much of the development of a Stage
5 noise standard took place in the
international arena through ICAO. The
Committee on Aviation Environmental
Protection (CAEP) is a technical
committee of the ICAO Council. The
CAEP assists the Council specifically in
formulating new policies and adopting
new standards for aircraft noise and
emissions, and more generally on
matters of the environmental impacts of
aviation. The development of ICAO
standards follows a structured,
transparent and multi-staged process
involving a number of technical and
non-technical working groups. These
working groups are either part of the
ICAO or closely associated with it. The
activities of the CAEP working groups
are guided by the CAEP Steering Group
as their oversight committee.
The United States is an active member
in CAEP, and has at least one member
on each of the five working groups of
CAEP. These working groups are named
for their focus areas: WG1 for Noise,
WG2 for Airports and Operations, WG3
for Emissions, MDG for Modeling and
Databases, and FESG for Forecast
Economic Analysis Support.
In 2010, the CAEP Working Group for
Noise (WG1) was tasked to develop
options that would further reduce
permissible airplane noise levels. The
group met several times over the
following two years. Representatives
from WG3, the MDG, and the FESG
participated in the WG1 meetings to
become familiar with the noise
stringency options that would be
considered when future noise standards
were set, and to assist WG1 in setting up
databases for comparing the options for
costs and benefits.
In coordination with the other
participating working groups, WG1
chose five options for reduced noise
limits that were more stringent than
Chapter 4. The group noted that the
stringencies of earlier Chapter 2 and
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Chapter 3 standards could be described
as based on the ‘‘traditional’’ concept of
specified reductions at each noise
certification measurement point
(flyover, lateral, and approach). Chapter
4, however, had adopted a ‘‘cumulative
margin’’ concept under which reduction
was expressed as a total and could be
spread across the three measurement
points as chosen by an applicant. The
stringency options presented to CAEP
for analysis continued to be based on
the ‘‘cumulative margin’’ concept of
Chapter 4. The options analyzed were
cumulatively 3, 5, 7, 9, and 11 decibels
lower than Chapter 4 levels. As the lead
technical working group, WG1 prepared
the results for the 2014 CAEP meeting.
In reaching a recommendation for a new
noise standard for subsonic jet and large
transport airplanes, the CAEP
considered estimates of comprehensive
costs and benefits associated with the
five options.
The activities of the working groups
were overseen by the CAEP Steering
Group. The Steering Group met in July
2012 to review the results of the
analyses prepared by the working
groups in order to formulate specific
recommendations on the new standard,
and on applicability options that were
forwarded to the full CAEP.
In February 2013, the comprehensive
costs and benefits analyses for the five
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stringency options that were prepared
by the working groups, as well as a
parallel analysis of the same five
options prepared by the United States,
were presented at the ninth meeting of
CAEP (CAEP9). After lengthy
discussion, the CAEP9 agreed to an
increase in stringency of 7 EPNdB 1
(cumulative) relative to Chapter 4 levels.
The new standard, known as Chapter
14,2 introduced a condition in addition
to the cumulative stringency
requirement, one that requires a margin
of not less than 1.0 dB below Chapter
3 3 limits at each certification point.
1 Effective Perceived Noise Level in decibels as
described in ICAO Annex 16, Volume 1, Appendix
2, Section 4 or section A36.4.1 of appendix A to
part 36.
2 The ICAO publishes its aircraft noise standards
in the Standards and Recommended Practices of
Annex 16, Volume 1. Each new ICAO standard is
published as a new chapter, and the chapter
number becomes the shorthand designation of the
new stringency. In the United States, the adoption
of a new standard in 14 CFR part 36 is identified
as the next ‘Stage’ number in sequence. Using this
system, the U.S. and ICAO stringency levels tracked
each other numerically, e.g., Stage 3 was the
equivalent of Chapter 3, and Stage 4 was the
equivalent of Chapter 4. However, ICAO had
already used Chapter 5 for a different standard, and
the next number available was Chapter 14.
Accordingly, while these noise stringency standards
are known as Chapter 14 by ICAO, they are being
adopted in the United States as Stage 5.
3 As discussed, while Chapter 4 increased
stringency, it did not contain a requirement for a
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Similar to Chapter 4 requirements, the
noise margins for Chapter 14 are
calculated by subtracting the measured
noise levels at the three microphone
locations from the three corresponding
noise limits in Chapter 3. However,
Chapter 14 includes a mandatory
minimum reduction in the noise limits
applicable to subsonic jet airplanes with
MTOM less than 8,618 kg (MTOW
19,000 pounds). Figure 1 is a graphical
representation of the reduction of noise
limits at MTOM lower than 8,618 kg for
each of the three measurement points.
The figure includes the modified
Chapter 3 noise limits that use the same
gradient of the limit line at lower
masses as the higher masses, and
transitions to a flat limit line for
airplanes with MTOM less than 2,000kg
(MTOW 4,409 pounds). This figure is
not included in the regulation since the
actual limits are calculated based on the
MTOM of the aircraft at certification.
This figure is an illustration of how the
noise limits compare for airplanes of
different weights under Chapter 14.
minimum reduction at any of the measurement
points; the gains could have been at one, two or all
three points. Chapter 14 includes a minimum
reduction of 1dB at each point (7dB overall), but
since it was not a requirement in Chapter 4, the
base level for decrease is referenced at Chapter 3
levels.
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In March 2014, the 201st Session of
the ICAO Council adopted the Chapter
14 noise standards for new airplane type
designs. Chapter 14 will apply to new
type certificates for airplanes with an
MTOM of 55,000 kg (MTOW of 121,254
pounds) or more for which applications
are submitted on and after December 31,
2017. For airplanes with an MTOM of
less than 55,000 kg (MTOW less than
121,254 pounds) the limits apply to
certification applications submitted on
and after December 31, 2020.
It was noted in the NPRM, and
restated for emphasis here, that the
adoption of the Stage 5 noise standard
for new airplane type designs does not
signal the start of any action by the FAA
to change the current operational noise
limits for any aircraft in the United
States. The current U.S. operating rules
require that jet aircraft meet at least
Stage 3 noise limits (see 14 CFR 91.853
and 91.881). The current noise limit
applicable to new type designs is Stage
4 (see § 36.103(c)). The adoption of the
Stage 5 noise standard for new airplane
type designs does not affect either of
these requirements. Changes to the
noise operating rules in the United
States would be subject to full notice
and comment rulemaking procedures,
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and have not been proposed. The
adoption of Stage 5 does not affect
either the operation of the current U.S.
fleet or new type designs submitted
before the applicable compliance date
for Stage 5.
A. Summary of the NPRM
On January 14, 2016, the FAA
proposed a new noise standard for
certain subsonic jet airplanes and
subsonic transport category large
airplanes, to be known as Stage 5. As
proposed, the new certification standard
would apply to any person submitting
an application for a new airplane type
design that has an MTOW of 121,254
pounds (MTOM 55,000 kg) or more on
and after December 31, 2017; or with an
MTOW of less than 121,254 pounds
(MTOM 55,000 kg) on and after
December 31, 2020. The change is
intended to reduce the noise produced
by new airplanes and harmonize the
noise certification standards for those
airplanes certificated in the United
States with the new Chapter 14 ICAO
noise standard that was effective July
14, 2014. Failure to harmonize the
standards could result in a certification
applicant having to show compliance
with two different standards,
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unnecessarily adding to the cost of noise
certification without any benefit.
The proposed rule also included a
change to appendix B to part 36, section
B36.1(b), which allows the use of Annex
16 standards as an alternative for noise
testing. The FAA found that the
regulation adopted in 2005
inadvertently omitted the phrase ‘‘to
paragraph (a) of this section’’ to
designate what the Annex was an
alternative to. This phrase is added into
section B36.1(b) in this rule so that
paragraph (b) and the new paragraph (c)
(the alternative for Stage 5) will read the
same.
The NPRM invited interested persons
to participate in the rulemaking by
submitting written comments, data, or
views. It also invited comments relating
to the economic, environmental, energy,
or federalism impacts that might result
from adopting the proposals in the
NPRM.
B. Response to Comments
The FAA received seven comments in
response to the NPRM. Two
commenters supported the rule as
proposed, four suggested changes to the
rule, and one identified a typographical
error in the NPRM.
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The Boeing Company and Airlines for
America (A4A), an association of U.S.
air carriers, supported all aspects of the
proposal, with A4A including extensive
comments supporting the process of
working with ICAO in setting noise
standards.
Two organizations, the Los Angeles
International Airport/Community
Roundtable (Roundtable) and the City of
Culver City, California requested that
the FAA include a phaseout of existing
Stage 3 airplanes as part of the adoption
of the new Stage 5 noise standards. The
Roundtable is a voluntary organization
with members from civil associations
and government that work to identify
and mitigate noise issues that affect the
residential communities surrounding
Los Angeles International Airport
(LAX). Culver City is a municipality in
close proximity to LAX.
Culver City considered the lack of a
phaseout for Stage 3 airplanes a notable
omission from the NPRM, stating that
the Airport Noise and Capacity Act of
1990 (ANCA) mandated the
implementation of Stage 3 technology
by the end of 1999 along with the phaseout of all Stage 2 aircraft over 75,000
pounds. Culver City requested that the
FAA promulgate a staged phaseout of
Stage 3 aircraft beginning
contemporaneously with the
implementation of Stage 5 regulations.
The Roundtable requested the same
action as Culver City, stating that a
phaseout would reduce aircraft noise in
a shorter time frame.
The FAA considers the requests to
initiate a phaseout of Stage 3 jet aircraft
to be beyond the scope of the proposed
rule. The NPRM indicated that the
proposed certification action was not to
be considered a harbinger of a new
operational standard. The previous
eliminations of Stage 2 jet operations in
the contiguous United States were
required under two separate statutory
provisions by Congress. For larger jets,
the phaseout and ultimate prohibition
on operation were mandated in ANCA.
For jets under 75,000 pounds, Congress
mandated a cessation of operations as of
January 1, 2015; that statutory ban did
not include a phaseout nor did it require
any action by the FAA other than to
enforce the operational prohibition. The
NPRM noted for this rule that the
proposal was limited to the adoption of
a Stage 5 certification standard, in part
to harmonize domestic U.S. certification
standards with those of ICAO. These
certification actions are sequential,
reflect advances in technology, and
serve to prevent backsliding by
manufacturers. An operational
phaseout, such as the one that took
place in the 1990’s following
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Congressional direction, is a significant
undertaking affecting a different
segment of the aviation industry. The
ANCA phaseout had no effect on the
noise certification basis of airplanes—
Stage 3 had been adopted as the noise
certification standard effective in 1975
(see § 36.106(b)) and was the standard
included by Congress in the 1990
statute. The comments suggesting a new
phaseout of Stage 3 jets did not address
the significant differences between
certification changes and operational
restrictions, the length of time any
suggested phaseout should take, nor did
they present any indication of the
significant costs and benefits that would
necessarily form the basis of such an
action. The proposed Stage 5 rule does
not provide any basis to attach an
operational restriction, and none is
included in the final rule.
An individual commenter suggested
five changes to the proposed rule. First,
the commenter suggested that section
B36.6 of appendix B to part 36 specify
that noise tradeoffs are available only
for Stage 1, 2 and 3 airplanes. The FAA
disagrees in part. For a Stage 1 airplane,
tradeoffs would be available only after
recertification to Stage 2 (or higher)
noise levels; there were no noise levels
established for Stage 1 airplanes from
which there could be tradeoffs. While
the FAA agrees that the notation might
be a helpful clarification for Stage 2 and
3 airplanes, the suggestion is outside the
scope of the changes proposed in the
NPRM. The FAA will keep note of the
comment as a suggested change for any
future cleanup rule for part 36.
The second suggestion, which was
also made by an anonymous
commenter, stated that regardless of the
applicable noise stringency level, part
36 should specify the latest versions of
referenced documents instead of one or
more earlier versions.
The FAA disagrees. There are legal
requirements attached to the use of nonFAA standards such as ICAO Annex 16.
These requirements for Incorporation by
Reference (IBR) allow for a specific
document to be incorporated, and it
must be submitted at the time IBR is
requested. It must be identifiable, dated,
and meet a certain level of availability.
This ensures that a standard can be
referenced as complete at the time a
regulation is adopted. The IBR rules of
the Office of the Federal Register do not
allow for a nebulous ‘‘current version’’
to be referenced, since it would then
depend on the time a person read a
regulation and would present a shifting
requirement. Changes to standards
based on incorporated documents, such
as a later version, can only be made by
rulemaking. While this final rule makes
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changes to the IBR section of part 36 as
discussed in the following section, no
changes have been made to the final
rule based on this comment. Persons
interested in how IBR works can learn
more by consulting the Office of the
Federal Register’s handbook that
explains the process at https://
www.archives.gov/federal-register/write/
handbook.
The third suggestion by the individual
commenter is to remove the proposed
requirement in § 36.106 to include a
Chapter 14 equivalency statement in an
Airplane Flight Manual (AFM). The
comment did not include any
justification for this suggested change,
nor state any reason it is inappropriate
or ineffective in U.S. regulations.
Starting with Stage 4, the equivalency
statement became standard in the AFM
pages. Over the years, noise-related
information in the AFM (including the
equivalency statements and other
supporting documents) developed into
an effective resource in demonstrating
certificated noise levels of a U.S.
registered aircraft operating outside the
United States. The FAA plans to keep
the equivalency statements for both
Stage 4 and 5. No change was made
based on this comment.
For reasons unrelated to this
comment, we are amending § 36.105 to
remove the reference to an IBR at the
end of the paragraph. The required
language for the flight manual, indicated
by quotes in the rule, is not itself an
IBR.
The fourth and fifth comments by the
individual commenter requested
changes to § 36.6, the IBR section for
part 36 for matters of ‘‘presentation’’
and identification of ICAO Annex 16.
The FAA is adopting a change to the
format of § 36.6 as required by the Office
of the Federal Register to update its use
as a centralized IBR section. As adopted,
the content of the IBR paragraph,
including the order of the material as
stated, complies with the publication
requirements of the Office of the Federal
Register. The FAA anticipates that the
required update of the section will
address the commenters concerns.
An anonymous commenter noted that
the Web site address given for the
availability of ICAO documents no
longer works. The FAA will replace the
Web site address in the final rule. The
updated address for the ICAO Web site
is: https://www.icao.int/publications/
Pages/default.aspx.
The same anonymous commenter
asked why Chapter 4 and Stage 4 (or
Chapter 14 and Stage 5) do not have the
same definitions in part 91, suggesting
that they should all be referenced ‘‘as
described in part 36 of this chapter.’’
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The U.S. regulations cannot be used
to determine what Chapter 4 or Chapter
14 contains or requires. Since the
standards are incorporated by reference,
their definitions necessarily cite back to
the official source in ICAO Annex 16.
Further, the FAA is not authorized to
make findings of legal compliance to
Chapter 4 or Chapter 14; it only
certificates aircraft to Stage 4 or 5 (for
example). This has led to the IBR
references and eventually to the
equivalency statements in AFMs since
the U.S. does not make findings under
ICAO standards. These equivalency
statements are meant to assist operators
of U.S.-certificated aircraft when they
operate in ICAO countries and need to
show the noise compliance of their
aircraft.
However, we did find that the
addition of the definition of Chapter 14
to part 91 is not necessary since part 91
is limited to domestic operating rules
and references aircraft by stage.
Accordingly, we are adding that
definition only to part 36.
Other than the corrections noted, no
changes are being made in this final rule
based on the comments received. The
rule is adopted as proposed.
C. Changes From the NPRM
The FAA was notified by the Office of
the Federal Register that the centralized
IBR section for part 36 (§ 36.6) needed
to be updated to the new format
published in 2016. Accordingly, this
final rule includes format changes to
§ 36.6 and to various sections of part 36
and its appendices that reference
incorporated documents. In no case is
the content or intent of any regulation
to be considered changed by this
reformatting. Any changes to the
substantive effect of any rule would be
preceded by full notice and comment
rulemaking.
In revising § 36.6 we discovered
materials that are no longer referenced
in the regulations and have removed
them from that section. Within the text
of regulations, we have reformatted the
identified documents, removed two IBR
references that were incorrect, updated
Web site references where available and
corrected other minor formatting errors
discovered on review.
Also, as part of this review, the FAA
discovered that § 36.5 contained an
outdated reference to statutory
authority. That section is amended to
replace the old citation to the authority
with the current one.
D. Incorporation by Reference
This final rule incorporates by
reference the aircraft noise standards for
Chapter 14 of the International Civil
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Aviation Organization (ICAO) Annex
16, Volume 1, Aircraft Noise, Seventh
Edition, July 2014, Amendment 11–B,
applicable January 1, 2015. These
standards are incorporated into § 36.6,
and are referenced in various sections as
noted in the amendments. As explained
in this document, these standards were
developed by the ICAO with the
participation of the United States.
Airplanes that meet Stage 5 noise
standards in the United States are
considered equivalent of airplanes that
meet the Chapter 14 standards.
The incorporated document is
available for purchase through the ICAO
Web site: https://www.icao.int/
publications/Pages/default.aspx.
Contact information for ICAO is also
available on that Web site. The
document may be inspected at FAA
Headquarters, Office of Environment
and Energy. Please contact the person
listed in FOR FURTHER INFORMATION
CONTACT in this document.
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 and
Executive Order 13563 direct that each
Federal agency shall propose or adopt a
regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) (Trade Act)
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, the Trade Act requires
agencies to consider international
standards and, where appropriate, that
they be the basis of U.S. standards.
Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104–4) requires
agencies to prepare a written assessment
of the costs, benefits, and other effects
of proposed or final rules that include
a Federal mandate likely to result in the
expenditure by State, local, or tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
annually (adjusted for inflation with the
base year of 1995).
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected impact is so minimal that a
proposed or final rule does not warrant
a full evaluation, this order permits that
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a statement to that effect and the basis
for it being included in the preamble if
a full regulatory evaluation of the costs
and benefits is not prepared. Such a
determination has been made for this
final rule. The reasoning for that that
determination follows.
Based on the requirements in
Executive Order (EO) 13771, the FAA
has completed a further analysis of this
rule and determined that this action is
expected to be an EO 13771
deregulatory action as it will result in
cost-savings. Without this rule, the
industry will have to show compliance
with two different noise standards—one
in the United States and the other in
EASA. This double noise certification
standard will require revising type
certification records, aircraft flight
manuals, airline operational
specifications that will generate
unnecessary costs for both industry and
the FAA.
This final rule will establish a new
Stage 5 noise standard for subsonic jet
airplanes and subsonic transport
category large airplanes. The final noise
standard will apply to new type designs
for applications made on or after
December 31, 2017, for airplanes with
an MTOW of 121,254 pounds (MTOM of
55,000 kilograms) or more; and after
December 31, 2020, for airplanes with
an MTOW of less than 121,254 pounds
(MTOM 55,000 kilograms).
The final noise standard will provide
more stringent noise certification
standards for Stage 5 airplanes
certificated in the United States and will
be consistent with those for airplanes
certificated under the new ICAO Annex
16 Chapter 14 noise standards.
Documents describing the development
of the new ICAO rule in more detail,
including cost analyses used by ICAO,
are available in the docket. These
documents include:
1. Cost-benefit Analysis of CAEP9 Noise
Stringency Options, presented by U.S.
CAEP Member, COMMITTEE ON
AVIATION ENVIRONMENTAL
PROTECTION (CAEP), NINTH
MEETING, Montreal, 4 to 15 February
2013.
2. Report of the Ninth Meeting, COMMITTEE
ON AVIATION ENVIRONMENTAL
PROTECTION (CAEP), NINTH
MEETING, Montreal, 4 to 15 February
2013.
Several airplanes currently in
production that have an MTOW of more
than 121,254 pounds already meet the
final Stage 5 noise limits. These
airplanes include the Airbus models A–
380 and A–350, and Boeing models
747–8 and 787. The FAA received a
comment from Boeing supporting the
proposed rule.
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The applicability date of December
31, 2020, for airplanes with an MTOW
of less than 121,254 pounds (MTOM
55,000 kg) was adopted by the ICAO to
accommodate the requests of the
manufacturers of lighter jet and
propeller-driven airplanes for more time
to meet the new requirements. For many
of the proposed airplane programs
announced prior to CAEP9 (2013),
analysis shows that such airplanes will
be able to meet the proposed Stage 5
standard without any additional cost.
Technological advances that decrease
noise are already being adopted on
airplanes in the lower weight class,
including the geared turbofan engine
and quieter control surfaces. These
technological advances support the FAA
expectation that all manufacturers will
be able to meet the new standards after
the December 31, 2020, date. This
expectation was crucial to the minimal
cost determination in the proposed rule,
and the FAA specifically requested
comments regarding whether existing
and expected technological
advancements would be sufficient to
achieve compliance with the provisions
after December 31, 2020. The FAA
received no comments on these
regulatory estimates for any size
airplanes. Accordingly, the FAA has
determined that the final rule will have
minimal cost and due to the reduced
requirements from a single accepted
noise certification standard, rather than
two standards, this rule will lower
industry and government costs. As these
cost savings are clearly evident, the cost
estimate of these future actions is too
uncertain to provide quantified
estimate.
B. Final Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objective of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration. The RFA
covers a wide range of small entities,
including small businesses, not-forprofit organizations and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
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the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA. However, if an agency determines
that a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
In either 2017 or 2020, depending on
the maximum certificated takeoff weight
of the airplane, when the more stringent
noise certification requirements in this
final rule become effective, all new type
design subsonic transport category jet
airplanes and transport category large
airplanes will be required to meet the
Stage 5 noise limits. In the proposed
rule, the FAA stated that all
manufacturers of subsonic transport
category jet airplanes and transport
category large airplanes would be able
to meet the new noise standards at
minimal cost. The FAA invited industry
comments on this determination and
requested that all comments be
accompanied with clear and detailed
supporting data. The FAA received no
responses to this request for comments
on this determination. Accordingly, the
FAA has determined that this rule will
result in minimal cost.
If an agency determines that a
rulemaking will not result in a
significant economic impact on a
substantial number of small entities, the
head of the agency may so certify under
section 605(b) of the RFA. Therefore, as
provided in section 605 (b), the head of
the FAA certifies that this rulemaking
will not result in a significant economic
impact on a substantial number of small
entities.
C. International Trade Impact
Assessment
The Trade Agreement Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
PO 00000
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Sfmt 4700
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this final rule and determined
that it will reduce impediments to
international trade by aligning United
States standards with ICAO standards.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $155
million in lieu of $100 million.
For the reasons stated above regarding
the expected minimal cost of complying
with these standards, this final rule does
not contain such a mandate. Therefore,
the requirements of Title II of the Act do
not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. The
more stringent noise requirements
adopted in this final rule will not
require any new collection of
information and none is associated with
this final rule. The FAA has determined
that there will be no new requirement
for information collection associated
with this final rule.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
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Federal Register / Vol. 82, No. 191 / Wednesday, October 4, 2017 / Rules and Regulations
VI. How To Obtain Additional
Information
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 5–6.6d of the Order and
involves no extraordinary
circumstances.
A. Rulemaking Documents
H. Regulations Affecting Intrastate
Aviation in Alaska
The agency did not receive any
comments, and has determined, based
on the administrative record of this
rulemaking, that there is no need to
make any regulatory distinctions
applicable to intrastate aviation in
Alaska.
V. Executive Order Determinations
A. Executive Order 13771, Reducing
Regulation and Controlling Regulatory
Costs
Executive Order (EO) 13771 titled
‘‘Reducing Regulation and Controlling
Regulatory Costs,’’ directs that, unless
prohibited by law, whenever an
executive department or agency
publicly proposes for notice and
comment or otherwise promulgates a
new regulation, it shall identify at least
two existing regulations to be repealed.
In addition, any new incremental costs
associated with new regulations shall, to
the extent permitted by law, be offset by
the elimination of existing costs. Only
those rules deemed significant under
section 3(f) of Executive Order 12866,
‘‘Regulatory Planning and Review,’’ are
subject to these requirements.
This rule is expected to be an EO
13771 deregulatory action. Details on
the estimated costs savings of this rule
can be found in the rule’s economic
analysis.
sradovich on DSK3GMQ082PROD with RULES
B. Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. The
agency determined that this action will
not have a substantial direct effect on
the States, or the relationship between
the Federal Government and the States,
or on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
does not have Federalism implications.
C. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it is not a
‘‘significant energy action’’ under the
executive order and it is not likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
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An electronic copy of a rulemaking
document may be obtained by using the
Internet—
1. Search the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visit the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/ or
3. Access the Government Printing
Office’s Web page at https://
www.gpo.gov/fdsys/.
Copies may also be obtained by
sending a request (identified by notice,
amendment, or docket number of this
rulemaking) to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9677.
B. Comments Submitted to the Docket
Comments received may be viewed by
going to https://www.regulations.gov and
following the online instructions to
search the docket number for this
action. Anyone is able to search the
electronic form of all comments
received into any of the FAA’s dockets
by the name of the individual
submitting the comment (or signing the
comment, if submitted on behalf of an
association, business, labor union, etc.).
C. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction.
A small entity with questions regarding
this document, may contact its local
FAA official, or the person listed under
the FOR FURTHER INFORMATION CONTACT
heading at the beginning of the
preamble. To find out more about
SBREFA on the Internet, visit https://
www.faa.gov/regulations_policies/
rulemaking/sbre_act/.
List of Subjects
14 CFR Part 36
Aircraft, Aviation safety,
Incorporation by reference, Life-limited
parts, Reporting and recordkeeping
requirements.
14 CFR Part 91
Aircraft, Aviation safety,
Incorporation by reference, Life-limited
parts, Reporting and recordkeeping
requirements.
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46129
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations as follows:
PART 36—NOISE STANDARDS:
AIRCRAFT TYPE AND
AIRWORTHINESS CERTIFICATION
1. The authority citation for part 36
continues to read as follows:
■
Authority: 42 U.S.C. 4321 et seq.; 49 U.S.C.
106(g), 40113, 44701–44702, 44704, 44715;
sec. 305, Public Law 96–193, 94 Stat. 50, 57;
E.O. 11514, 35 FR 4247, 3 CFR, 1966–1970
Comp., p. 902.
2. Amend § 36.1 by adding paragraphs
(f)(12) through (14) to read as follows:
■
§ 36.1
Applicability and definitions.
*
*
*
*
*
(f) * * *
(12) A ‘‘Stage 5 noise level’’ means a
noise level at or below the Stage 5 noise
limit prescribed in section B36.5(e) of
appendix B to this part.
(13) A ‘‘Stage 5 airplane’’ means an
airplane that has been shown under this
part not to exceed the Stage 5 noise
limit prescribed in section B36.5(e) of
appendix B to this part.
(14) A ‘‘Chapter 14 noise level’’ means
a noise level at or below the Chapter 14
maximum noise level prescribed in
Chapter 14 of the ICAO Annex 16,
Volume 1, Seventh Edition, Amendment
11–B (Incorporated by reference, see
§ 36.6).
*
*
*
*
*
§ 36.5
[Amended]
3. Amend § 36.5 by removing ‘‘49
U.S.C. 1431 (b)(4)’’ and adding ‘‘49
U.S.C. 44715’’ in its place.
■ 4. Revise § 36.6 to read as follows:
■
§ 36.6
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. All approved material is
available for inspection at the locations
in this paragraph (a) and may be
obtained from the sources detailed in
paragraphs (a)(1) through (12) of this
section.
(1) The U.S. Department of
Transportation, Docket Operations,
West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue SE.,
Washington, DC 20590.
(2) Federal Aviation Administration
New England Regional Headquarters, 12
New England Executive Park,
Burlington, MA 01801.
(3) Federal Aviation Administration
Eastern Region Headquarters, Federal
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Federal Register / Vol. 82, No. 191 / Wednesday, October 4, 2017 / Rules and Regulations
Building, John F. Kennedy International
Airport, Jamaica, NY 11430.
(4) Federal Aviation Administration
Southern Region Headquarters, 1701
Columbia Avenue, College Park, GA
30337.
(5) Federal Aviation Administration
Great Lakes Region Headquarters,
O’Hare Lake Office Center, 2300 East
Devon Avenue, Des Plaines, IL 60018.
(6) Federal Aviation Administration
Central Region Headquarters, Federal
Building, 601 East 12th Street, Kansas
City, MO 64106.
(7) Federal Aviation Administration
Southwest Region Headquarters, 2601
Meacham Boulevard, Fort Worth, TX
76137.
(8) Federal Aviation Administration
Northwest Mountain Region
Headquarters, 1601 Lind Avenue SW,
Renton, WA 98055.
(9) Federal Aviation Administration
Western Pacific Region Headquarters,
15000 Aviation Boulevard, Hawthorne,
CA 92007.
(10) Federal Aviation Administration
Alaskan Region Headquarters, 222 West
7th Avenue, #14, Anchorage, AK 99513.
(11) Federal Aviation Administration
European Office Headquarters, 15 Rue
de la Loi, Third Floor, B–1040, Brussels,
Belgium.
(12) The National Archives and
Records Administration (NARA). For
information on the availability of this
information at NARA, call 202–741–
6030 or go to https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html.
(b) International Civil Aviation
Organization (ICAO), Document Sales
Unit, 999 University Street, Montreal,
Quebec, H3C 5H7, Canada. https://
www.icao.int/publications/Pages/
default.aspx.
(1) International Standards and
Recommended Practices, Annex 16 to
the Convention on International Civil
Aviation, Environmental Protection,
Volume I, Aircraft Noise, Third Edition,
July 1993, Amendment 7 effective
March 21, 2002, IBR approved for
§ 36.1(f), and appendices A and B to
part 36.
(2) International Standards and
Recommended Practices, Annex 16 to
the Convention on International Civil
Aviation, Environmental Protection,
Volume I, Aircraft Noise, Seventh
Edition, July 2014, Amendment 11–B,
applicable January 1, 2015, IBR
approved for § 36.1(f) and appendices A
and B to part 36.
(c) International Electrotechnical
Commission (IEC) 3 Rue de Varembe,
Case Postale 131, 1211 Geneva 20,
Switzerland, https://www.iec.ch/
standardsdev/publications/?ref=menu.
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(1) Publication No. 179, Precision
Level Sound Meters, (IEC 179) 1973, IBR
approved for appendix F to part 36.
(2) Publication No. 561, Electroacoustical Measuring Equipment for
Aircraft Noise Certification, first edition,
1976, (IEC 561), IBR approved for
appendices G and J to part 36.
(3) Publication No. 651, Sound Level
Meters, first edition, 1979, (IEC 651),
IBR approved for appendices G and J to
part 36.
(4) Publication No. 804, Integratingaveraging Sound Level Meters, first
edition, 1985, (IEC 804), IBR approved
for appendix J to part 36.
(5) Publication No. 61094–3,
Measurement Microphones—Part 3:
Primary Method for Free-Field
Calibration of Laboratory Standard
Microphones by the Reciprocity
Technique, edition 1.0, 1995 (IEC
61094–3) IBR approved for appendix A
to part 36.
(6) Publication No. 61094–4,
Measurement Microphones—Part 4:
Specifications for Working Standard
Microphones, edition 1.0, 1995, (IEC
61094–4) IBR approved for appendix A
to part 36.
(7) Publication No. 61260,
Electroacoustics-Octave-Band and
Fractional-Octave-Band Filters, edition
1.0, 1995, (IEC 61260), IBR approved for
appendix A to part 36.
(8) Publication No, 60942,
Electroacoustics-Sound Calibrators,
edition 2.0, 1997, (IEC 60942) IBR
approved for appendix A to part 36.
(d) Society of Automotive Engineers,
Inc. (SAE), 400 Commonwealth Drive,
Warrentown, PA 15096, https://
www.sae.org/pubs/.
(1) ARP 866A, Standard Values at
Atmospheric Absorption as a Function
of Temperature and Humidity for use in
Evaluating Aircraft Flyover Noise,
March 15, 1975, IBR approved for
appendix H to part 36.
(2) [Reserved]
5. Amend § 36.7 by adding paragraph
(e)(5), revising paragraph (f), and adding
paragraph (g) to read as follows:
■
§ 36.7 Acoustical change: Transport
category large airplanes and jet airplanes.
*
*
*
*
*
(e) * * *
(5) If an airplane is a Stage 3 airplane
prior to a change in type design, and
becomes a Stage 5 airplane after the
change in type design, the airplane must
remain a Stage 5 airplane.
(f) Stage 4 airplanes. (1) If an airplane
is a Stage 4 airplane prior to a change
in type design, the airplane must remain
a Stage 4 airplane after the change in
type design.
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(2) If an airplane is a Stage 4 airplane
prior to a change in type design, and
becomes a Stage 5 airplane after the
change in type design, the airplane must
remain a Stage 5 airplane.
(g) Stage 5 airplanes. If an airplane is
a Stage 5 airplane prior to a change in
type design, the airplane must remain a
Stage 5 airplane after the change in type
design.
■ 6. Amend § 36.103 by revising
paragraph (c) and adding paragraphs (d)
and (e) to read as follows:
§ 36.103
Noise limits.
*
*
*
*
*
(c) Type certification applications
between January 1, 2006, and the date
specified in paragraph (d) or (e) of this
section, as applicable for airplane
weight. If application is made on or after
January 1, 2006, and before the date
specified in paragraph (d) or (e) of this
section (as applicable for airplane
weight), it must be shown that the noise
levels of the airplane are no greater than
the Stage 4 noise limit prescribed in
section B36.5(d) of appendix B of this
part. If an applicant chose to voluntarily
certificate an airplane to Stage 4 prior to
January 2006, then the requirements of
§ 36.7(f) apply to that airplane.
(d) For airplanes with a maximum
certificated takeoff weight of 121,254
pounds (55,000 kg) or more, type
certification applications on or after
December 31, 2017. If application is
made on or after December 31, 2017, it
must be shown that the noise levels of
the airplane are no greater than the
Stage 5 noise limit prescribed in section
B36.5(e) of appendix B of this part. Prior
to December 31, 2017, an applicant may
seek voluntary certification to Stage 5. If
Stage 5 certification is chosen, the
requirements of § 36.7(g) will apply.
(e) For airplanes with a maximum
certificated take-off weight of less than
121,254 pounds (55,000 kg), type
certification applications on or after
December 31, 2020. If application is
made on or after December 31, 2020, it
must be shown that the noise levels of
the airplane are no greater than the
Stage 5 noise limit prescribed in section
B36.5(e) of appendix B of this part. Prior
to December 31, 2020, an applicant may
seek voluntary certification to Stage 5. If
Stage 5 certification is chosen, the
requirements of § 36.7(g) will apply.
§ 36.105
[Amended]
7. Amend § 36.105 by removing
‘‘[Incorporated by reference, see
§ 36.6].’’ from the end of the paragraph.
■
8. Add § 36.106 to subpart B to read
as follows:
■
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§ 36.106 Flight Manual statement of
Chapter 14 noise level equivalency.
For each airplane that meets the
requirements for Stage 5 certification,
the Airplane Flight Manual or
operations manual must include the
following statement: ‘‘The following
noise levels comply with part 36,
appendix B, Stage 5 maximum noise
level requirements and were obtained
by analysis of approved data from noise
tests conducted under the provisions of
part 36, Amendment [insert part 36
amendment number to which the
airplane was certificated]. The noise
measurement and evaluation procedures
used to obtain these noise levels are
considered by the FAA to be equivalent
to the Chapter 14 noise levels required
by the International Civil Aviation
Organization (ICAO) in Annex 16,
Volume 1, Aircraft Noise, Seventh
Edition, July 2014, Amendment 11–B,
applicable January 1, 2015.’’
9. Amend appendix A by revising
paragraph A36.1.4, adding paragraph
A36.1.5, and revising paragraphs
A36.3.1.3. A36.3.7.3, and A36.3.8.1 to
read as follows:
■
Appendix A to Part 36—Aircraft Noise
Measurement and Evaluation Under
§ 36.101
*
*
*
Section A36.1
*
*
*
*
*
Introduction
*
*
A36.1.4 For Stage 4 airplanes, an
acceptable alternative for noise measurement
and evaluation is Appendix 2 to ICAO Annex
16, Volume I, Amendment 7 (incorporated by
reference, see § 36.6).
A36.1.5 For Stage 5 airplanes, an
acceptable alternative for noise measurement
and evaluation is Appendix 2 to ICAO Annex
16, Volume 1, Amendment 11–B
(incorporated by reference, see § 36.6).
*
*
*
*
*
Section A36.3 Measurement of Airplane
Noise Received on the Ground
*
*
*
*
*
A36.3.1.3 Sound incidence angle means in
degrees, an angle between the principal axis
of the microphone, as defined in IEC 61094–
3 and IEC 61094–4, as amended and a line
from the sound source to the center of the
diaphragm of the microphone (incorporated
by reference, see § 36.6).
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*
*
*
*
*
A36.3.7.3 The minimum standard for the
one-third octave band analysis system is the
class 2 electrical performance requirements
of IEC 61260 as amended, over the range of
one-third octave nominal midband
frequencies from 50 Hz through 10 kHz
inclusive (incorporated by reference, see
§ 36.6).
Note: IEC 61260 specifies procedures for
testing of one-third octave band analysis
systems for relative attenuation, anti-aliasing
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filters, real time operation, level linearity,
and filter integrated response (effective
bandwidth).
(b) The characteristics of the system must
comply with the recommendations in IEC
179 (incorporated by reference, see § 36.6).
*
*
*
A36.3.8
*
*
*
A36.3.8.1 The acoustical sensitivity of the
measurement system must be determined
using a sound calibrator generating a known
sound pressure level at a known frequency.
The minimum standard for the sound
calibrator is the class 1L requirements of IEC
60942 as amended (incorporated by
reference, see § 36.6).
*
*
*
*
*
10. In appendix B:
■ a. Amend section B36.1 by revising
paragraph (b) and adding paragraph (c);
and
■ b. Amend section B36.5 by adding
paragraph (e).
The revision and additions read as
follows:
■
Appendix B to Part 36—Noise Levels
for Transport Category and Jet
Airplanes Under § 36.103
*
*
*
Section B36.1
Evaluation
*
*
*
*
*
Noise Measurement and
*
*
(b) For Stage 4 airplanes, an acceptable
alternative to paragraph (a) of this section for
noise measurement and evaluation is
Appendix 2 to ICAO Annex 16, Volume I,
Amendment 7 (Incorporated by reference, see
§ 36.6).
(c) For Stage 5 airplanes, an acceptable
alternative to paragraph (a) of this section for
noise measurement and evaluation is
Appendix 2 to ICAO Annex 16, Volume 1,
Amendment 11–B (Incorporated by reference,
see § 36.6).
*
*
*
*
*
*
*
*
12. In appendix G, amend section
G36.105 by revising paragraphs (b), (c),
and (e) to read as follows:
■
Calibration Systems
*
Appendix G to Part 36—Takeoff Noise
Requirements for Propeller-Driven
Small Airplane and Propeller-Driven
Commuter Category Airplane
Certification Tests On or After
December 22, 1988
*
*
*
*
*
Section G36.105 Sensing, Recording and
Reproducing Equipment
*
*
*
*
*
(b) The characteristics of the complete
system must comply with the requirements
in IEC 651 and IEC 561 (incorporated by
reference, see § 36.6). Sound level meters
must comply with the requirements for Type
1 sound level meters as specified in IEC 651.
(c) The response of the complete system to
a sensibly plane progressive sinusoidal wave
of constant amplitude must be within the
tolerance limits specified in IEC 651, over the
frequency range 45 to 11,200 Hz.
*
*
*
*
*
(e) The output noise signal must be read
through an ‘‘A’’ filter with dynamic
characteristics designated ‘‘slow’’ as defined
in IEC 651. A graphic recorder, sound level
meter, or digital equipment may be used.
*
*
*
*
*
13. In appendix H, amend section
H36.113 by revising paragraph (b) to
read as follows:
■
Appendix H to Part 36—Noise
Requirements for Helicopters Under
Subpart H
*
*
*
*
*
Section B36.5 Maximum Noise Levels
Section H36.113
of Sound
Atmospheric Attenuation
*
*
*
*
*
*
*
(e) For any Stage 5 airplane, the flyover,
lateral, and approach maximum noise levels
are prescribed in Chapter 14, Paragraph 14.4,
Maximum Noise Levels of ICAO Annex 16,
Volume I, Amendment 11–B (Incorporated by
reference, see § 36.6).
*
*
*
*
*
11. In appendix F, amend section
F36.105 by revising paragraph (b) to
read as follows:
■
Appendix F to Part 36—Flyover Noise
Requirements for Propeller-Driven
Small Airplane and Propeller-Driven
Commuter Category Airplane
Certification Tests Prior to December
22, 1988
*
*
*
(b) Attenuation rates. The procedure for
determining the atmospheric attenuation
rates of sound with distance for each onethird octave bands must be determined in
accordance with SAE ARP 866A
(Incorporated by reference, see § 36.6). The
atmospheric attenuation equations are
provided in both the International and
English systems of units in section A36.7 of
appendix A to this part.
*
*
*
*
*
14. In appendix J, amend section
J36.109 by revising paragraphs (d)(1)(i)
through (iv) and by adding reserved
paragraph (d)(2) to read as follows:
■
Section F36.105 Sensing, Recording and
Reproducing Equipment
Appendix J to Part 36—Alternative
Noise Certification Procedure for
Helicopters Under Subpart H Having a
Maximum Certificated Takeoff Weight
of Not More Than 7,000 Pounds
*
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46132
Federal Register / Vol. 82, No. 191 / Wednesday, October 4, 2017 / Rules and Regulations
Section J36.109 Measurement of Helicopter
Noise Received on the Ground
§ 91.853 Final compliance: Civil subsonic
airplanes.
*
Except as provided in § 91.873, after
December 31, 1999, no person shall
operate to or from any airport in the
contiguous United States any airplane
subject to § 91.801(c), unless that
airplane has been shown to comply with
Stage 3, Stage 4, or Stage 5 noise levels.
*
*
*
*
(d) * * *
(1) * * *
(i) The SEL values from each flyover test
may be directly determined from an
integrating sound level meter complying with
the standards of IEC 804 (Incorporated by
reference, see § 36.6) for a Type 1 instrument
set at ‘‘slow’’ response.
(ii) The acoustic signal from the helicopter,
along with the calibration signals specified
under paragraph (e) of this section and the
background noise signal required under
paragraph (f) of this section, may be recorded
on a magnetic tape recorder for subsequent
analysis for an integrating sound level meter
identified in paragraph (d)(1)(i) of this
section. The record/playback system
(including the audio tape) of the tape
recorder must conform to the requirements
prescribed in section A36.3.6 of appendix A
to this part. The tape recorder shall comply
with the specifications of IEC 561
(Incorporated by reference, see § 36.6).
(iii) The characteristics of the complete
system shall comply with the
recommendations given in IEC 651
(Incorporated by reference, see § 36.6) with
regard to the specifications concerning
microphone, amplifier, and indicating
instrument characteristics.
(iv) The response of the complete system
to a sensibly plane progressive wave of
constant amplitude shall lie within the
tolerance limits specified in Table IV and
Table V for Type 1 instruments in IEC 651
for weighting curve ‘‘A’’ over the frequency
range of 45 Hz to 11500 Hz.
(2) [Reserved]
PART 91—GENERAL OPERATING AND
FLIGHT RULES
15. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 1155,
40103, 40113, 40120, 44101, 44111, 44701,
44704, 44709, 44711, 44712, 44715, 44716,
44717, 44722, 46306, 46315, 46316, 46504,
46506–46507, 47122, 47508, 47528–47531,
47534, articles 12 and 29 of the Convention
on International Civil Aviation (61 Stat.
1180), (126 Stat. 11).
16. Amend § 91.851 by adding in
alphabetical order definitions for the
terms ‘‘Stage 5 airplane’’ and ‘‘Stage 5
noise level’’ to read as follows:
■
§ 91.851
Definitions.
sradovich on DSK3GMQ082PROD with RULES
*
*
*
*
*
Stage 5 airplane means an airplane
that has been shown not to exceed the
Stage 5 noise limit prescribed in part 36
of this chapter. A Stage 5 airplane
complies with all of the noise operating
rules of this part.
Stage 5 noise level means a noise level
at or below the Stage 5 noise limit
prescribed in part 36 of this chapter.
■ 17. Revise § 91.853 to read as follows:
VerDate Sep<11>2014
17:39 Oct 03, 2017
Jkt 244001
Issued under authority of 49 U.S.C. 106(f),
44701(a), and 44715 in Washington, DC, on
September 11, 2017.
Michael P. Huerta,
Administrator.
[FR Doc. 2017–21092 Filed 10–3–17; 8:45 am]
BILLING CODE 4910–13–P
18. Amend § 91.855 by revising
paragraph (a) to read as follows:
DEPARTMENT OF HOMELAND
SECURITY
§ 91.855
Coast Guard
■
Entry and nonaddition rule.
*
*
*
*
*
(a) The airplane complies with Stage
3, Stage 4, or Stage 5 noise levels.
*
*
*
*
*
19. Amend § 91.858 by revising
paragraph (a)(2) to read as follows:
■
§ 91.858 Special flight authorizations for
non-revenue Stage 2 operations.
(a) * * *
(2) Obtain modifications to meet Stage
3, Stage 4, or Stage 5 noise levels.
*
*
*
*
*
■
20. Revise § 91.859 to read as follows:
§ 91.859 Modification to meet Stage 3,
Stage 4, or Stage 5 noise levels.
For an airplane subject to § 91.801(c)
of this subpart and otherwise prohibited
from operation to or from an airport in
the contiguous United States by
§ 91.855, any person may apply for a
special flight authorization for that
airplane to operate in the contiguous
United States for the purpose of
obtaining modifications to meet Stage 3,
Stage 4, or Stage 5 noise levels.
■
21. Revise § 91.881 to read as follows:
§ 91.881 Final compliance: Civil subsonic
jet airplanes weighing 75,000 pounds or
less.
Except as provided in § 91.883, after
December 31, 2015, a person may not
operate to or from an airport in the
contiguous United States a civil
subsonic jet airplane subject to
§ 91.801(e) of this subpart that weighs
less than 75,000 pounds unless that
airplane has been shown to comply with
Stage 3, Stage 4, or Stage 5 noise levels.
22. Amend § 91.883 by revising
paragraph (a)(3) to read as follows:
■
§ 91.883 Special flight authorizations for
jet airplanes weighing 75,000 pounds or
less.
(a) * * *
(3) To obtain modifications to the
airplane to meet Stage 3, Stage 4, or
Stage 5 noise levels.
*
*
*
*
*
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33 CFR Part 165
[Docket Number USCG–2017–0585]
RIN 1625–AA00
Safety Zone; Upper Mississippi River,
Crystal City, MO
Coast Guard, DHS.
Final rule.
AGENCY:
ACTION:
The Coast Guard is
establishing a safety zone for all
navigable waters on the Upper
Mississippi River between mile marker
(MM) 147.5 and MM 148.5. This action
is necessary to provide for the safety of
life, vessels and property on these
navigable waters near Crystal City, MO
while construction work is completed
on new power lines extending across
the river. Entry of vessels or persons
into this safety zone is prohibited unless
authorized by the Captain of the Port
Sector Upper Mississippi River (COTP)
or a designated representative.
DATES: This rule is effective from 7:30
a.m. on October, 17, 2017 through 6:30
p.m. on November 1, 2017.
ADDRESSES: To view documents
mentioned in this preamble as being
available in the docket, go to https://
www.regulations.gov, type USCG–2017–
0585 in the ‘‘SEARCH’’ box and click
‘‘SEARCH.’’ Click on Open Docket
Folder on the line associated with this
rule.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, call or
email LCDR Sean Peterson, Chief of
Prevention, U.S. Coast Guard; telephone
314–269–2332, email Sean.M.Peterson@
uscg.mil.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Table of Abbreviations
CFR Code of Federal Regulations
COTP Captain of the Port Sector Upper
Mississippi River
DHS Department of Homeland Security
FR Federal Register
NPRM Notice of proposed rulemaking
§ Section
U.S.C. United States Code
E:\FR\FM\04OCR1.SGM
04OCR1
Agencies
[Federal Register Volume 82, Number 191 (Wednesday, October 4, 2017)]
[Rules and Regulations]
[Pages 46123-46132]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-21092]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
========================================================================
Federal Register / Vol. 82, No. 191 / Wednesday, October 4, 2017 /
Rules and Regulations
[[Page 46123]]
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 36 and 91
[Docket No.: FAA-2015-3782; Amdt. Nos. 36-31; 91-349]
RIN 2120-AK52
Stage 5 Airplane Noise Standards
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The FAA is adopting a new noise standard for certain newly
certificated subsonic jet airplanes and subsonic transport category
large airplanes. This noise standard, known as Stage 5, applies to any
person submitting an application for a new airplane type design with a
maximum certificated takeoff weight of 121,254 pounds (55,000 kg) or
more on or after December 31, 2017; or with maximum certificated
takeoff weight of less than 121,254 pounds (55,000 kg) on or after
December 31, 2020. This change will set a lower noise limit for newly
certificated airplanes and harmonize the noise certification standards
for those airplanes certificated in the United States with those
certificated under international standards.
DATES: This rule is effective November 3, 2017. The incorporation by
reference of certain publications listed in the rule is approved by the
Director of the Federal Register as of November 3, 2017.
ADDRESSES: For information on where to obtain copies of rulemaking
documents and other information related to this final rule, see ``How
To Obtain Additional Information'' in the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT: Mehmet Marsan, Office of Environment
and Energy, AEE-100, Federal Aviation Administration, 800 Independence
Avenue SW., Washington, DC 20591; telephone (202) 267-7703; email
mehmet.marsan@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
title 49 of the United States Code. Subtitle I, Section 106 describes
the authority of the FAA Administrator. Subtitle VII, Aviation
Programs, describes in more detail the scope of the agency's authority.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, Subpart III, Section 44715 Controlling aircraft
noise and sonic boom. Under that section, the FAA is charged with
prescribing regulations to measure and abate aircraft noise. This
regulation is within the scope of that authority since it would
establish stricter noise limits for certain newly certificated
airplanes. Applicants for type certificates and changes in type design
made after the dates in this rulemaking will be required to comply with
the new regulation.
I. Overview of Final Rule
This rulemaking adopts a new noise standard for newly certificated
subsonic jet airplanes and subsonic transport category large airplanes.
By lowering the noise limit, this standard requires quieter designs and
encourages manufacturers to adopt the latest available noise reduction
technology into their aircraft designs. This rulemaking adopts new
noise certification standards for airplanes certificated in the United
States (known as Stage 5) that are equivalent to the International
Civil Aviation Organization (ICAO) Annex 16, Volume I standard known as
Chapter 14.
II. Background
In a Notice of Proposed Rulemaking (NPRM) titled Stage 5 Airplane
Noise Standards, the FAA proposed a new noise standard for certain
aircraft to (81 FR 1923, January 14, 2016). A brief history of the
FAA's regulation of aircraft noise since 1969 was presented in the
preamble to that NPRM.
The new Stage 5 noise standard applies to any person submitting an
application for a new airplane type design that has a maximum
certificated takeoff weight (MTOW) of 121,254 pounds (maximum
certificated takeoff mass (MTOM) 55,000 kg) or more on or after
December 31, 2017; or that has a MTOW of less than 121,254 pounds (MTOM
less than 55,000 kg) on or after December 31, 2020. This change reduces
the noise that may be produced by newly certificated airplanes and
harmonizes the noise certification standards for airplanes certificated
in the United States with the standard adopted by the International
Civil Aviation Organization in Annex 16, Volume 1 Chapter 14, effective
July 14, 2014.
Much of the development of a Stage 5 noise standard took place in
the international arena through ICAO. The Committee on Aviation
Environmental Protection (CAEP) is a technical committee of the ICAO
Council. The CAEP assists the Council specifically in formulating new
policies and adopting new standards for aircraft noise and emissions,
and more generally on matters of the environmental impacts of aviation.
The development of ICAO standards follows a structured, transparent and
multi-staged process involving a number of technical and non-technical
working groups. These working groups are either part of the ICAO or
closely associated with it. The activities of the CAEP working groups
are guided by the CAEP Steering Group as their oversight committee.
The United States is an active member in CAEP, and has at least one
member on each of the five working groups of CAEP. These working groups
are named for their focus areas: WG1 for Noise, WG2 for Airports and
Operations, WG3 for Emissions, MDG for Modeling and Databases, and FESG
for Forecast Economic Analysis Support.
In 2010, the CAEP Working Group for Noise (WG1) was tasked to
develop options that would further reduce permissible airplane noise
levels. The group met several times over the following two years.
Representatives from WG3, the MDG, and the FESG participated in the WG1
meetings to become familiar with the noise stringency options that
would be considered when future noise standards were set, and to assist
WG1 in setting up databases for comparing the options for costs and
benefits.
In coordination with the other participating working groups, WG1
chose five options for reduced noise limits that were more stringent
than Chapter 4. The group noted that the stringencies of earlier
Chapter 2 and
[[Page 46124]]
Chapter 3 standards could be described as based on the ``traditional''
concept of specified reductions at each noise certification measurement
point (flyover, lateral, and approach). Chapter 4, however, had adopted
a ``cumulative margin'' concept under which reduction was expressed as
a total and could be spread across the three measurement points as
chosen by an applicant. The stringency options presented to CAEP for
analysis continued to be based on the ``cumulative margin'' concept of
Chapter 4. The options analyzed were cumulatively 3, 5, 7, 9, and 11
decibels lower than Chapter 4 levels. As the lead technical working
group, WG1 prepared the results for the 2014 CAEP meeting. In reaching
a recommendation for a new noise standard for subsonic jet and large
transport airplanes, the CAEP considered estimates of comprehensive
costs and benefits associated with the five options.
The activities of the working groups were overseen by the CAEP
Steering Group. The Steering Group met in July 2012 to review the
results of the analyses prepared by the working groups in order to
formulate specific recommendations on the new standard, and on
applicability options that were forwarded to the full CAEP.
In February 2013, the comprehensive costs and benefits analyses for
the five stringency options that were prepared by the working groups,
as well as a parallel analysis of the same five options prepared by the
United States, were presented at the ninth meeting of CAEP (CAEP9).
After lengthy discussion, the CAEP9 agreed to an increase in stringency
of 7 EPNdB \1\ (cumulative) relative to Chapter 4 levels. The new
standard, known as Chapter 14,\2\ introduced a condition in addition to
the cumulative stringency requirement, one that requires a margin of
not less than 1.0 dB below Chapter 3 \3\ limits at each certification
point.
---------------------------------------------------------------------------
\1\ Effective Perceived Noise Level in decibels as described in
ICAO Annex 16, Volume 1, Appendix 2, Section 4 or section A36.4.1 of
appendix A to part 36.
\2\ The ICAO publishes its aircraft noise standards in the
Standards and Recommended Practices of Annex 16, Volume 1. Each new
ICAO standard is published as a new chapter, and the chapter number
becomes the shorthand designation of the new stringency. In the
United States, the adoption of a new standard in 14 CFR part 36 is
identified as the next `Stage' number in sequence. Using this
system, the U.S. and ICAO stringency levels tracked each other
numerically, e.g., Stage 3 was the equivalent of Chapter 3, and
Stage 4 was the equivalent of Chapter 4. However, ICAO had already
used Chapter 5 for a different standard, and the next number
available was Chapter 14. Accordingly, while these noise stringency
standards are known as Chapter 14 by ICAO, they are being adopted in
the United States as Stage 5.
\3\ As discussed, while Chapter 4 increased stringency, it did
not contain a requirement for a minimum reduction at any of the
measurement points; the gains could have been at one, two or all
three points. Chapter 14 includes a minimum reduction of 1dB at each
point (7dB overall), but since it was not a requirement in Chapter
4, the base level for decrease is referenced at Chapter 3 levels.
---------------------------------------------------------------------------
Similar to Chapter 4 requirements, the noise margins for Chapter 14
are calculated by subtracting the measured noise levels at the three
microphone locations from the three corresponding noise limits in
Chapter 3. However, Chapter 14 includes a mandatory minimum reduction
in the noise limits applicable to subsonic jet airplanes with MTOM less
than 8,618 kg (MTOW 19,000 pounds). Figure 1 is a graphical
representation of the reduction of noise limits at MTOM lower than
8,618 kg for each of the three measurement points. The figure includes
the modified Chapter 3 noise limits that use the same gradient of the
limit line at lower masses as the higher masses, and transitions to a
flat limit line for airplanes with MTOM less than 2,000kg (MTOW 4,409
pounds). This figure is not included in the regulation since the actual
limits are calculated based on the MTOM of the aircraft at
certification. This figure is an illustration of how the noise limits
compare for airplanes of different weights under Chapter 14.
[[Page 46125]]
[GRAPHIC] [TIFF OMITTED] TR04OC17.009
In March 2014, the 201st Session of the ICAO Council adopted the
Chapter 14 noise standards for new airplane type designs. Chapter 14
will apply to new type certificates for airplanes with an MTOM of
55,000 kg (MTOW of 121,254 pounds) or more for which applications are
submitted on and after December 31, 2017. For airplanes with an MTOM of
less than 55,000 kg (MTOW less than 121,254 pounds) the limits apply to
certification applications submitted on and after December 31, 2020.
It was noted in the NPRM, and restated for emphasis here, that the
adoption of the Stage 5 noise standard for new airplane type designs
does not signal the start of any action by the FAA to change the
current operational noise limits for any aircraft in the United States.
The current U.S. operating rules require that jet aircraft meet at
least Stage 3 noise limits (see 14 CFR 91.853 and 91.881). The current
noise limit applicable to new type designs is Stage 4 (see Sec.
36.103(c)). The adoption of the Stage 5 noise standard for new airplane
type designs does not affect either of these requirements. Changes to
the noise operating rules in the United States would be subject to full
notice and comment rulemaking procedures, and have not been proposed.
The adoption of Stage 5 does not affect either the operation of the
current U.S. fleet or new type designs submitted before the applicable
compliance date for Stage 5.
A. Summary of the NPRM
On January 14, 2016, the FAA proposed a new noise standard for
certain subsonic jet airplanes and subsonic transport category large
airplanes, to be known as Stage 5. As proposed, the new certification
standard would apply to any person submitting an application for a new
airplane type design that has an MTOW of 121,254 pounds (MTOM 55,000
kg) or more on and after December 31, 2017; or with an MTOW of less
than 121,254 pounds (MTOM 55,000 kg) on and after December 31, 2020.
The change is intended to reduce the noise produced by new airplanes
and harmonize the noise certification standards for those airplanes
certificated in the United States with the new Chapter 14 ICAO noise
standard that was effective July 14, 2014. Failure to harmonize the
standards could result in a certification applicant having to show
compliance with two different standards, unnecessarily adding to the
cost of noise certification without any benefit.
The proposed rule also included a change to appendix B to part 36,
section B36.1(b), which allows the use of Annex 16 standards as an
alternative for noise testing. The FAA found that the regulation
adopted in 2005 inadvertently omitted the phrase ``to paragraph (a) of
this section'' to designate what the Annex was an alternative to. This
phrase is added into section B36.1(b) in this rule so that paragraph
(b) and the new paragraph (c) (the alternative for Stage 5) will read
the same.
The NPRM invited interested persons to participate in the
rulemaking by submitting written comments, data, or views. It also
invited comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in the
NPRM.
B. Response to Comments
The FAA received seven comments in response to the NPRM. Two
commenters supported the rule as proposed, four suggested changes to
the rule, and one identified a typographical error in the NPRM.
[[Page 46126]]
The Boeing Company and Airlines for America (A4A), an association
of U.S. air carriers, supported all aspects of the proposal, with A4A
including extensive comments supporting the process of working with
ICAO in setting noise standards.
Two organizations, the Los Angeles International Airport/Community
Roundtable (Roundtable) and the City of Culver City, California
requested that the FAA include a phaseout of existing Stage 3 airplanes
as part of the adoption of the new Stage 5 noise standards. The
Roundtable is a voluntary organization with members from civil
associations and government that work to identify and mitigate noise
issues that affect the residential communities surrounding Los Angeles
International Airport (LAX). Culver City is a municipality in close
proximity to LAX.
Culver City considered the lack of a phaseout for Stage 3 airplanes
a notable omission from the NPRM, stating that the Airport Noise and
Capacity Act of 1990 (ANCA) mandated the implementation of Stage 3
technology by the end of 1999 along with the phase-out of all Stage 2
aircraft over 75,000 pounds. Culver City requested that the FAA
promulgate a staged phaseout of Stage 3 aircraft beginning
contemporaneously with the implementation of Stage 5 regulations.
The Roundtable requested the same action as Culver City, stating
that a phaseout would reduce aircraft noise in a shorter time frame.
The FAA considers the requests to initiate a phaseout of Stage 3
jet aircraft to be beyond the scope of the proposed rule. The NPRM
indicated that the proposed certification action was not to be
considered a harbinger of a new operational standard. The previous
eliminations of Stage 2 jet operations in the contiguous United States
were required under two separate statutory provisions by Congress. For
larger jets, the phaseout and ultimate prohibition on operation were
mandated in ANCA. For jets under 75,000 pounds, Congress mandated a
cessation of operations as of January 1, 2015; that statutory ban did
not include a phaseout nor did it require any action by the FAA other
than to enforce the operational prohibition. The NPRM noted for this
rule that the proposal was limited to the adoption of a Stage 5
certification standard, in part to harmonize domestic U.S.
certification standards with those of ICAO. These certification actions
are sequential, reflect advances in technology, and serve to prevent
backsliding by manufacturers. An operational phaseout, such as the one
that took place in the 1990's following Congressional direction, is a
significant undertaking affecting a different segment of the aviation
industry. The ANCA phaseout had no effect on the noise certification
basis of airplanes--Stage 3 had been adopted as the noise certification
standard effective in 1975 (see Sec. 36.106(b)) and was the standard
included by Congress in the 1990 statute. The comments suggesting a new
phaseout of Stage 3 jets did not address the significant differences
between certification changes and operational restrictions, the length
of time any suggested phaseout should take, nor did they present any
indication of the significant costs and benefits that would necessarily
form the basis of such an action. The proposed Stage 5 rule does not
provide any basis to attach an operational restriction, and none is
included in the final rule.
An individual commenter suggested five changes to the proposed
rule. First, the commenter suggested that section B36.6 of appendix B
to part 36 specify that noise tradeoffs are available only for Stage 1,
2 and 3 airplanes. The FAA disagrees in part. For a Stage 1 airplane,
tradeoffs would be available only after recertification to Stage 2 (or
higher) noise levels; there were no noise levels established for Stage
1 airplanes from which there could be tradeoffs. While the FAA agrees
that the notation might be a helpful clarification for Stage 2 and 3
airplanes, the suggestion is outside the scope of the changes proposed
in the NPRM. The FAA will keep note of the comment as a suggested
change for any future cleanup rule for part 36.
The second suggestion, which was also made by an anonymous
commenter, stated that regardless of the applicable noise stringency
level, part 36 should specify the latest versions of referenced
documents instead of one or more earlier versions.
The FAA disagrees. There are legal requirements attached to the use
of non-FAA standards such as ICAO Annex 16. These requirements for
Incorporation by Reference (IBR) allow for a specific document to be
incorporated, and it must be submitted at the time IBR is requested. It
must be identifiable, dated, and meet a certain level of availability.
This ensures that a standard can be referenced as complete at the time
a regulation is adopted. The IBR rules of the Office of the Federal
Register do not allow for a nebulous ``current version'' to be
referenced, since it would then depend on the time a person read a
regulation and would present a shifting requirement. Changes to
standards based on incorporated documents, such as a later version, can
only be made by rulemaking. While this final rule makes changes to the
IBR section of part 36 as discussed in the following section, no
changes have been made to the final rule based on this comment. Persons
interested in how IBR works can learn more by consulting the Office of
the Federal Register's handbook that explains the process at https://www.archives.gov/federal-register/write/handbook.
The third suggestion by the individual commenter is to remove the
proposed requirement in Sec. 36.106 to include a Chapter 14
equivalency statement in an Airplane Flight Manual (AFM). The comment
did not include any justification for this suggested change, nor state
any reason it is inappropriate or ineffective in U.S. regulations.
Starting with Stage 4, the equivalency statement became standard in the
AFM pages. Over the years, noise-related information in the AFM
(including the equivalency statements and other supporting documents)
developed into an effective resource in demonstrating certificated
noise levels of a U.S. registered aircraft operating outside the United
States. The FAA plans to keep the equivalency statements for both Stage
4 and 5. No change was made based on this comment.
For reasons unrelated to this comment, we are amending Sec. 36.105
to remove the reference to an IBR at the end of the paragraph. The
required language for the flight manual, indicated by quotes in the
rule, is not itself an IBR.
The fourth and fifth comments by the individual commenter requested
changes to Sec. 36.6, the IBR section for part 36 for matters of
``presentation'' and identification of ICAO Annex 16. The FAA is
adopting a change to the format of Sec. 36.6 as required by the Office
of the Federal Register to update its use as a centralized IBR section.
As adopted, the content of the IBR paragraph, including the order of
the material as stated, complies with the publication requirements of
the Office of the Federal Register. The FAA anticipates that the
required update of the section will address the commenters concerns.
An anonymous commenter noted that the Web site address given for
the availability of ICAO documents no longer works. The FAA will
replace the Web site address in the final rule. The updated address for
the ICAO Web site is: https://www.icao.int/publications/Pages/default.aspx.
The same anonymous commenter asked why Chapter 4 and Stage 4 (or
Chapter 14 and Stage 5) do not have the same definitions in part 91,
suggesting that they should all be referenced ``as described in part 36
of this chapter.''
[[Page 46127]]
The U.S. regulations cannot be used to determine what Chapter 4 or
Chapter 14 contains or requires. Since the standards are incorporated
by reference, their definitions necessarily cite back to the official
source in ICAO Annex 16. Further, the FAA is not authorized to make
findings of legal compliance to Chapter 4 or Chapter 14; it only
certificates aircraft to Stage 4 or 5 (for example). This has led to
the IBR references and eventually to the equivalency statements in AFMs
since the U.S. does not make findings under ICAO standards. These
equivalency statements are meant to assist operators of U.S.-
certificated aircraft when they operate in ICAO countries and need to
show the noise compliance of their aircraft.
However, we did find that the addition of the definition of Chapter
14 to part 91 is not necessary since part 91 is limited to domestic
operating rules and references aircraft by stage. Accordingly, we are
adding that definition only to part 36.
Other than the corrections noted, no changes are being made in this
final rule based on the comments received. The rule is adopted as
proposed.
C. Changes From the NPRM
The FAA was notified by the Office of the Federal Register that the
centralized IBR section for part 36 (Sec. 36.6) needed to be updated
to the new format published in 2016. Accordingly, this final rule
includes format changes to Sec. 36.6 and to various sections of part
36 and its appendices that reference incorporated documents. In no case
is the content or intent of any regulation to be considered changed by
this reformatting. Any changes to the substantive effect of any rule
would be preceded by full notice and comment rulemaking.
In revising Sec. 36.6 we discovered materials that are no longer
referenced in the regulations and have removed them from that section.
Within the text of regulations, we have reformatted the identified
documents, removed two IBR references that were incorrect, updated Web
site references where available and corrected other minor formatting
errors discovered on review.
Also, as part of this review, the FAA discovered that Sec. 36.5
contained an outdated reference to statutory authority. That section is
amended to replace the old citation to the authority with the current
one.
D. Incorporation by Reference
This final rule incorporates by reference the aircraft noise
standards for Chapter 14 of the International Civil Aviation
Organization (ICAO) Annex 16, Volume 1, Aircraft Noise, Seventh
Edition, July 2014, Amendment 11-B, applicable January 1, 2015. These
standards are incorporated into Sec. 36.6, and are referenced in
various sections as noted in the amendments. As explained in this
document, these standards were developed by the ICAO with the
participation of the United States. Airplanes that meet Stage 5 noise
standards in the United States are considered equivalent of airplanes
that meet the Chapter 14 standards.
The incorporated document is available for purchase through the
ICAO Web site: https://www.icao.int/publications/Pages/default.aspx.
Contact information for ICAO is also available on that Web site. The
document may be inspected at FAA Headquarters, Office of Environment
and Energy. Please contact the person listed in FOR FURTHER INFORMATION
CONTACT in this document.
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 and Executive Order 13563 direct
that each Federal agency shall propose or adopt a regulation only upon
a reasoned determination that the benefits of the intended regulation
justify its costs. Second, the Regulatory Flexibility Act of 1980 (Pub.
L. 96-354) requires agencies to analyze the economic impact of
regulatory changes on small entities. Third, the Trade Agreements Act
(Pub. L. 96-39) (Trade Act) prohibits agencies from setting standards
that create unnecessary obstacles to the foreign commerce of the United
States. In developing U.S. standards, the Trade Act requires agencies
to consider international standards and, where appropriate, that they
be the basis of U.S. standards. Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104-4) requires agencies to prepare a written
assessment of the costs, benefits, and other effects of proposed or
final rules that include a Federal mandate likely to result in the
expenditure by State, local, or tribal governments, in the aggregate,
or by the private sector, of $100 million or more annually (adjusted
for inflation with the base year of 1995).
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected impact is so minimal that a proposed or final rule does
not warrant a full evaluation, this order permits that a statement to
that effect and the basis for it being included in the preamble if a
full regulatory evaluation of the costs and benefits is not prepared.
Such a determination has been made for this final rule. The reasoning
for that that determination follows.
Based on the requirements in Executive Order (EO) 13771, the FAA
has completed a further analysis of this rule and determined that this
action is expected to be an EO 13771 deregulatory action as it will
result in cost-savings. Without this rule, the industry will have to
show compliance with two different noise standards--one in the United
States and the other in EASA. This double noise certification standard
will require revising type certification records, aircraft flight
manuals, airline operational specifications that will generate
unnecessary costs for both industry and the FAA.
This final rule will establish a new Stage 5 noise standard for
subsonic jet airplanes and subsonic transport category large airplanes.
The final noise standard will apply to new type designs for
applications made on or after December 31, 2017, for airplanes with an
MTOW of 121,254 pounds (MTOM of 55,000 kilograms) or more; and after
December 31, 2020, for airplanes with an MTOW of less than 121,254
pounds (MTOM 55,000 kilograms).
The final noise standard will provide more stringent noise
certification standards for Stage 5 airplanes certificated in the
United States and will be consistent with those for airplanes
certificated under the new ICAO Annex 16 Chapter 14 noise standards.
Documents describing the development of the new ICAO rule in more
detail, including cost analyses used by ICAO, are available in the
docket. These documents include:
1. Cost-benefit Analysis of CAEP9 Noise Stringency Options,
presented by U.S. CAEP Member, COMMITTEE ON AVIATION ENVIRONMENTAL
PROTECTION (CAEP), NINTH MEETING, Montreal, 4 to 15 February 2013.
2. Report of the Ninth Meeting, COMMITTEE ON AVIATION ENVIRONMENTAL
PROTECTION (CAEP), NINTH MEETING, Montreal, 4 to 15 February 2013.
Several airplanes currently in production that have an MTOW of more
than 121,254 pounds already meet the final Stage 5 noise limits. These
airplanes include the Airbus models A-380 and A-350, and Boeing models
747-8 and 787. The FAA received a comment from Boeing supporting the
proposed rule.
[[Page 46128]]
The applicability date of December 31, 2020, for airplanes with an
MTOW of less than 121,254 pounds (MTOM 55,000 kg) was adopted by the
ICAO to accommodate the requests of the manufacturers of lighter jet
and propeller-driven airplanes for more time to meet the new
requirements. For many of the proposed airplane programs announced
prior to CAEP9 (2013), analysis shows that such airplanes will be able
to meet the proposed Stage 5 standard without any additional cost.
Technological advances that decrease noise are already being
adopted on airplanes in the lower weight class, including the geared
turbofan engine and quieter control surfaces. These technological
advances support the FAA expectation that all manufacturers will be
able to meet the new standards after the December 31, 2020, date. This
expectation was crucial to the minimal cost determination in the
proposed rule, and the FAA specifically requested comments regarding
whether existing and expected technological advancements would be
sufficient to achieve compliance with the provisions after December 31,
2020. The FAA received no comments on these regulatory estimates for
any size airplanes. Accordingly, the FAA has determined that the final
rule will have minimal cost and due to the reduced requirements from a
single accepted noise certification standard, rather than two
standards, this rule will lower industry and government costs. As these
cost savings are clearly evident, the cost estimate of these future
actions is too uncertain to provide quantified estimate.
B. Final Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objective of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the business, organizations, and governmental jurisdictions subject
to regulation.'' To achieve this principle, agencies are required to
solicit and consider flexible regulatory proposals and to explain the
rationale for their actions to assure that such proposals are given
serious consideration. The RFA covers a wide range of small entities,
including small businesses, not-for-profit organizations and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to have a
significant economic impact on a substantial number of small entities,
section 605(b) of the RFA provides that the head of the agency may so
certify and a regulatory flexibility analysis is not required. The
certification must include a statement providing the factual basis for
this determination, and the reasoning should be clear.
In either 2017 or 2020, depending on the maximum certificated
takeoff weight of the airplane, when the more stringent noise
certification requirements in this final rule become effective, all new
type design subsonic transport category jet airplanes and transport
category large airplanes will be required to meet the Stage 5 noise
limits. In the proposed rule, the FAA stated that all manufacturers of
subsonic transport category jet airplanes and transport category large
airplanes would be able to meet the new noise standards at minimal
cost. The FAA invited industry comments on this determination and
requested that all comments be accompanied with clear and detailed
supporting data. The FAA received no responses to this request for
comments on this determination. Accordingly, the FAA has determined
that this rule will result in minimal cost.
If an agency determines that a rulemaking will not result in a
significant economic impact on a substantial number of small entities,
the head of the agency may so certify under section 605(b) of the RFA.
Therefore, as provided in section 605 (b), the head of the FAA
certifies that this rulemaking will not result in a significant
economic impact on a substantial number of small entities.
C. International Trade Impact Assessment
The Trade Agreement Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has assessed the potential effect of this final rule and
determined that it will reduce impediments to international trade by
aligning United States standards with ICAO standards.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $155 million in lieu of $100
million.
For the reasons stated above regarding the expected minimal cost of
complying with these standards, this final rule does not contain such a
mandate. Therefore, the requirements of Title II of the Act do not
apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. The more stringent noise
requirements adopted in this final rule will not require any new
collection of information and none is associated with this final rule.
The FAA has determined that there will be no new requirement for
information collection associated with this final rule.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these regulations.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this
[[Page 46129]]
rulemaking action qualifies for the categorical exclusion identified in
paragraph 5-6.6d of the Order and involves no extraordinary
circumstances.
H. Regulations Affecting Intrastate Aviation in Alaska
The agency did not receive any comments, and has determined, based
on the administrative record of this rulemaking, that there is no need
to make any regulatory distinctions applicable to intrastate aviation
in Alaska.
V. Executive Order Determinations
A. Executive Order 13771, Reducing Regulation and Controlling
Regulatory Costs
Executive Order (EO) 13771 titled ``Reducing Regulation and
Controlling Regulatory Costs,'' directs that, unless prohibited by law,
whenever an executive department or agency publicly proposes for notice
and comment or otherwise promulgates a new regulation, it shall
identify at least two existing regulations to be repealed. In addition,
any new incremental costs associated with new regulations shall, to the
extent permitted by law, be offset by the elimination of existing
costs. Only those rules deemed significant under section 3(f) of
Executive Order 12866, ``Regulatory Planning and Review,'' are subject
to these requirements.
This rule is expected to be an EO 13771 deregulatory action.
Details on the estimated costs savings of this rule can be found in the
rule's economic analysis.
B. Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. The agency determined
that this action will not have a substantial direct effect on the
States, or the relationship between the Federal Government and the
States, or on the distribution of power and responsibilities among the
various levels of government, and, therefore, does not have Federalism
implications.
C. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
is not a ``significant energy action'' under the executive order and it
is not likely to have a significant adverse effect on the supply,
distribution, or use of energy.
VI. How To Obtain Additional Information
A. Rulemaking Documents
An electronic copy of a rulemaking document may be obtained by
using the Internet--
1. Search the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visit the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies/ or
3. Access the Government Printing Office's Web page at https://www.gpo.gov/fdsys/.
Copies may also be obtained by sending a request (identified by
notice, amendment, or docket number of this rulemaking) to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9677.
B. Comments Submitted to the Docket
Comments received may be viewed by going to https://www.regulations.gov and following the online instructions to search the
docket number for this action. Anyone is able to search the electronic
form of all comments received into any of the FAA's dockets by the name
of the individual submitting the comment (or signing the comment, if
submitted on behalf of an association, business, labor union, etc.).
C. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. A small entity with questions regarding this document,
may contact its local FAA official, or the person listed under the FOR
FURTHER INFORMATION CONTACT heading at the beginning of the preamble.
To find out more about SBREFA on the Internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects
14 CFR Part 36
Aircraft, Aviation safety, Incorporation by reference, Life-limited
parts, Reporting and recordkeeping requirements.
14 CFR Part 91
Aircraft, Aviation safety, Incorporation by reference, Life-limited
parts, Reporting and recordkeeping requirements.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations as follows:
PART 36--NOISE STANDARDS: AIRCRAFT TYPE AND AIRWORTHINESS
CERTIFICATION
0
1. The authority citation for part 36 continues to read as follows:
Authority: 42 U.S.C. 4321 et seq.; 49 U.S.C. 106(g), 40113,
44701-44702, 44704, 44715; sec. 305, Public Law 96-193, 94 Stat. 50,
57; E.O. 11514, 35 FR 4247, 3 CFR, 1966-1970 Comp., p. 902.
0
2. Amend Sec. 36.1 by adding paragraphs (f)(12) through (14) to read
as follows:
Sec. 36.1 Applicability and definitions.
* * * * *
(f) * * *
(12) A ``Stage 5 noise level'' means a noise level at or below the
Stage 5 noise limit prescribed in section B36.5(e) of appendix B to
this part.
(13) A ``Stage 5 airplane'' means an airplane that has been shown
under this part not to exceed the Stage 5 noise limit prescribed in
section B36.5(e) of appendix B to this part.
(14) A ``Chapter 14 noise level'' means a noise level at or below
the Chapter 14 maximum noise level prescribed in Chapter 14 of the ICAO
Annex 16, Volume 1, Seventh Edition, Amendment 11-B (Incorporated by
reference, see Sec. 36.6).
* * * * *
Sec. 36.5 [Amended]
0
3. Amend Sec. 36.5 by removing ``49 U.S.C. 1431 (b)(4)'' and adding
``49 U.S.C. 44715'' in its place.
0
4. Revise Sec. 36.6 to read as follows:
Sec. 36.6 Incorporation by reference.
(a) Certain material is incorporated by reference into this part
with the approval of the Director of the Federal Register under 5
U.S.C. 552(a) and 1 CFR part 51. All approved material is available for
inspection at the locations in this paragraph (a) and may be obtained
from the sources detailed in paragraphs (a)(1) through (12) of this
section.
(1) The U.S. Department of Transportation, Docket Operations, West
Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE.,
Washington, DC 20590.
(2) Federal Aviation Administration New England Regional
Headquarters, 12 New England Executive Park, Burlington, MA 01801.
(3) Federal Aviation Administration Eastern Region Headquarters,
Federal
[[Page 46130]]
Building, John F. Kennedy International Airport, Jamaica, NY 11430.
(4) Federal Aviation Administration Southern Region Headquarters,
1701 Columbia Avenue, College Park, GA 30337.
(5) Federal Aviation Administration Great Lakes Region
Headquarters, O'Hare Lake Office Center, 2300 East Devon Avenue, Des
Plaines, IL 60018.
(6) Federal Aviation Administration Central Region Headquarters,
Federal Building, 601 East 12th Street, Kansas City, MO 64106.
(7) Federal Aviation Administration Southwest Region Headquarters,
2601 Meacham Boulevard, Fort Worth, TX 76137.
(8) Federal Aviation Administration Northwest Mountain Region
Headquarters, 1601 Lind Avenue SW, Renton, WA 98055.
(9) Federal Aviation Administration Western Pacific Region
Headquarters, 15000 Aviation Boulevard, Hawthorne, CA 92007.
(10) Federal Aviation Administration Alaskan Region Headquarters,
222 West 7th Avenue, #14, Anchorage, AK 99513.
(11) Federal Aviation Administration European Office Headquarters,
15 Rue de la Loi, Third Floor, B-1040, Brussels, Belgium.
(12) The National Archives and Records Administration (NARA). For
information on the availability of this information at NARA, call 202-
741-6030 or go to https://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
(b) International Civil Aviation Organization (ICAO), Document
Sales Unit, 999 University Street, Montreal, Quebec, H3C 5H7, Canada.
https://www.icao.int/publications/Pages/default.aspx.
(1) International Standards and Recommended Practices, Annex 16 to
the Convention on International Civil Aviation, Environmental
Protection, Volume I, Aircraft Noise, Third Edition, July 1993,
Amendment 7 effective March 21, 2002, IBR approved for Sec. 36.1(f),
and appendices A and B to part 36.
(2) International Standards and Recommended Practices, Annex 16 to
the Convention on International Civil Aviation, Environmental
Protection, Volume I, Aircraft Noise, Seventh Edition, July 2014,
Amendment 11-B, applicable January 1, 2015, IBR approved for Sec.
36.1(f) and appendices A and B to part 36.
(c) International Electrotechnical Commission (IEC) 3 Rue de
Varembe, Case Postale 131, 1211 Geneva 20, Switzerland, https://www.iec.ch/standardsdev/publications/?ref=menu.
(1) Publication No. 179, Precision Level Sound Meters, (IEC 179)
1973, IBR approved for appendix F to part 36.
(2) Publication No. 561, Electro-acoustical Measuring Equipment for
Aircraft Noise Certification, first edition, 1976, (IEC 561), IBR
approved for appendices G and J to part 36.
(3) Publication No. 651, Sound Level Meters, first edition, 1979,
(IEC 651), IBR approved for appendices G and J to part 36.
(4) Publication No. 804, Integrating-averaging Sound Level Meters,
first edition, 1985, (IEC 804), IBR approved for appendix J to part 36.
(5) Publication No. 61094-3, Measurement Microphones--Part 3:
Primary Method for Free-Field Calibration of Laboratory Standard
Microphones by the Reciprocity Technique, edition 1.0, 1995 (IEC 61094-
3) IBR approved for appendix A to part 36.
(6) Publication No. 61094-4, Measurement Microphones--Part 4:
Specifications for Working Standard Microphones, edition 1.0, 1995,
(IEC 61094-4) IBR approved for appendix A to part 36.
(7) Publication No. 61260, Electroacoustics-Octave-Band and
Fractional-Octave-Band Filters, edition 1.0, 1995, (IEC 61260), IBR
approved for appendix A to part 36.
(8) Publication No, 60942, Electroacoustics-Sound Calibrators,
edition 2.0, 1997, (IEC 60942) IBR approved for appendix A to part 36.
(d) Society of Automotive Engineers, Inc. (SAE), 400 Commonwealth
Drive, Warrentown, PA 15096, https://www.sae.org/pubs/.
(1) ARP 866A, Standard Values at Atmospheric Absorption as a
Function of Temperature and Humidity for use in Evaluating Aircraft
Flyover Noise, March 15, 1975, IBR approved for appendix H to part 36.
(2) [Reserved]
0
5. Amend Sec. 36.7 by adding paragraph (e)(5), revising paragraph (f),
and adding paragraph (g) to read as follows:
Sec. 36.7 Acoustical change: Transport category large airplanes and
jet airplanes.
* * * * *
(e) * * *
(5) If an airplane is a Stage 3 airplane prior to a change in type
design, and becomes a Stage 5 airplane after the change in type design,
the airplane must remain a Stage 5 airplane.
(f) Stage 4 airplanes. (1) If an airplane is a Stage 4 airplane
prior to a change in type design, the airplane must remain a Stage 4
airplane after the change in type design.
(2) If an airplane is a Stage 4 airplane prior to a change in type
design, and becomes a Stage 5 airplane after the change in type design,
the airplane must remain a Stage 5 airplane.
(g) Stage 5 airplanes. If an airplane is a Stage 5 airplane prior
to a change in type design, the airplane must remain a Stage 5 airplane
after the change in type design.
0
6. Amend Sec. 36.103 by revising paragraph (c) and adding paragraphs
(d) and (e) to read as follows:
Sec. 36.103 Noise limits.
* * * * *
(c) Type certification applications between January 1, 2006, and
the date specified in paragraph (d) or (e) of this section, as
applicable for airplane weight. If application is made on or after
January 1, 2006, and before the date specified in paragraph (d) or (e)
of this section (as applicable for airplane weight), it must be shown
that the noise levels of the airplane are no greater than the Stage 4
noise limit prescribed in section B36.5(d) of appendix B of this part.
If an applicant chose to voluntarily certificate an airplane to Stage 4
prior to January 2006, then the requirements of Sec. 36.7(f) apply to
that airplane.
(d) For airplanes with a maximum certificated takeoff weight of
121,254 pounds (55,000 kg) or more, type certification applications on
or after December 31, 2017. If application is made on or after December
31, 2017, it must be shown that the noise levels of the airplane are no
greater than the Stage 5 noise limit prescribed in section B36.5(e) of
appendix B of this part. Prior to December 31, 2017, an applicant may
seek voluntary certification to Stage 5. If Stage 5 certification is
chosen, the requirements of Sec. 36.7(g) will apply.
(e) For airplanes with a maximum certificated take[hyphen]off
weight of less than 121,254 pounds (55,000 kg), type certification
applications on or after December 31, 2020. If application is made on
or after December 31, 2020, it must be shown that the noise levels of
the airplane are no greater than the Stage 5 noise limit prescribed in
section B36.5(e) of appendix B of this part. Prior to December 31,
2020, an applicant may seek voluntary certification to Stage 5. If
Stage 5 certification is chosen, the requirements of Sec. 36.7(g) will
apply.
Sec. 36.105 [Amended]
0
7. Amend Sec. 36.105 by removing ``[Incorporated by reference, see
Sec. 36.6].'' from the end of the paragraph.
0
8. Add Sec. 36.106 to subpart B to read as follows:
[[Page 46131]]
Sec. 36.106 Flight Manual statement of Chapter 14 noise level
equivalency.
For each airplane that meets the requirements for Stage 5
certification, the Airplane Flight Manual or operations manual must
include the following statement: ``The following noise levels comply
with part 36, appendix B, Stage 5 maximum noise level requirements and
were obtained by analysis of approved data from noise tests conducted
under the provisions of part 36, Amendment [insert part 36 amendment
number to which the airplane was certificated]. The noise measurement
and evaluation procedures used to obtain these noise levels are
considered by the FAA to be equivalent to the Chapter 14 noise levels
required by the International Civil Aviation Organization (ICAO) in
Annex 16, Volume 1, Aircraft Noise, Seventh Edition, July 2014,
Amendment 11-B, applicable January 1, 2015.''
0
9. Amend appendix A by revising paragraph A36.1.4, adding paragraph
A36.1.5, and revising paragraphs A36.3.1.3. A36.3.7.3, and A36.3.8.1 to
read as follows:
Appendix A to Part 36--Aircraft Noise Measurement and Evaluation Under
Sec. 36.101
* * * * *
Section A36.1 Introduction
* * * * *
A36.1.4 For Stage 4 airplanes, an acceptable alternative for
noise measurement and evaluation is Appendix 2 to ICAO Annex 16,
Volume I, Amendment 7 (incorporated by reference, see Sec. 36.6).
A36.1.5 For Stage 5 airplanes, an acceptable alternative for
noise measurement and evaluation is Appendix 2 to ICAO Annex 16,
Volume 1, Amendment 11-B (incorporated by reference, see Sec.
36.6).
* * * * *
Section A36.3 Measurement of Airplane Noise Received on the Ground
* * * * *
A36.3.1.3 Sound incidence angle means in degrees, an angle
between the principal axis of the microphone, as defined in IEC
61094-3 and IEC 61094-4, as amended and a line from the sound source
to the center of the diaphragm of the microphone (incorporated by
reference, see Sec. 36.6).
* * * * *
A36.3.7.3 The minimum standard for the one-third octave band
analysis system is the class 2 electrical performance requirements
of IEC 61260 as amended, over the range of one-third octave nominal
midband frequencies from 50 Hz through 10 kHz inclusive
(incorporated by reference, see Sec. 36.6).
Note: IEC 61260 specifies procedures for testing of one-third
octave band analysis systems for relative attenuation, anti-aliasing
filters, real time operation, level linearity, and filter integrated
response (effective bandwidth).
* * * * *
A36.3.8 Calibration Systems
A36.3.8.1 The acoustical sensitivity of the measurement system
must be determined using a sound calibrator generating a known sound
pressure level at a known frequency. The minimum standard for the
sound calibrator is the class 1L requirements of IEC 60942 as
amended (incorporated by reference, see Sec. 36.6).
* * * * *
0
10. In appendix B:
0
a. Amend section B36.1 by revising paragraph (b) and adding paragraph
(c); and
0
b. Amend section B36.5 by adding paragraph (e).
The revision and additions read as follows:
Appendix B to Part 36--Noise Levels for Transport Category and Jet
Airplanes Under Sec. 36.103
* * * * *
Section B36.1 Noise Measurement and Evaluation
* * * * *
(b) For Stage 4 airplanes, an acceptable alternative to
paragraph (a) of this section for noise measurement and evaluation
is Appendix 2 to ICAO Annex 16, Volume I, Amendment 7 (Incorporated
by reference, see Sec. 36.6).
(c) For Stage 5 airplanes, an acceptable alternative to
paragraph (a) of this section for noise measurement and evaluation
is Appendix 2 to ICAO Annex 16, Volume 1, Amendment 11-B
(Incorporated by reference, see Sec. 36.6).
* * * * *
Section B36.5 Maximum Noise Levels
* * * * *
(e) For any Stage 5 airplane, the flyover, lateral, and approach
maximum noise levels are prescribed in Chapter 14, Paragraph 14.4,
Maximum Noise Levels of ICAO Annex 16, Volume I, Amendment 11-B
(Incorporated by reference, see Sec. 36.6).
* * * * *
0
11. In appendix F, amend section F36.105 by revising paragraph (b) to
read as follows:
Appendix F to Part 36--Flyover Noise Requirements for Propeller-Driven
Small Airplane and Propeller-Driven Commuter Category Airplane
Certification Tests Prior to December 22, 1988
* * * * *
Section F36.105 Sensing, Recording and Reproducing Equipment
* * * * *
(b) The characteristics of the system must comply with the
recommendations in IEC 179 (incorporated by reference, see Sec.
36.6).
* * * * *
0
12. In appendix G, amend section G36.105 by revising paragraphs (b),
(c), and (e) to read as follows:
Appendix G to Part 36--Takeoff Noise Requirements for Propeller-Driven
Small Airplane and Propeller-Driven Commuter Category Airplane
Certification Tests On or After December 22, 1988
* * * * *
Section G36.105 Sensing, Recording and Reproducing Equipment
* * * * *
(b) The characteristics of the complete system must comply with
the requirements in IEC 651 and IEC 561 (incorporated by reference,
see Sec. 36.6). Sound level meters must comply with the
requirements for Type 1 sound level meters as specified in IEC 651.
(c) The response of the complete system to a sensibly plane
progressive sinusoidal wave of constant amplitude must be within the
tolerance limits specified in IEC 651, over the frequency range 45
to 11,200 Hz.
* * * * *
(e) The output noise signal must be read through an ``A'' filter
with dynamic characteristics designated ``slow'' as defined in IEC
651. A graphic recorder, sound level meter, or digital equipment may
be used.
* * * * *
0
13. In appendix H, amend section H36.113 by revising paragraph (b) to
read as follows:
Appendix H to Part 36--Noise Requirements for Helicopters Under Subpart
H
* * * * *
Section H36.113 Atmospheric Attenuation of Sound
* * * * *
(b) Attenuation rates. The procedure for determining the
atmospheric attenuation rates of sound with distance for each one-
third octave bands must be determined in accordance with SAE ARP
866A (Incorporated by reference, see Sec. 36.6). The atmospheric
attenuation equations are provided in both the International and
English systems of units in section A36.7 of appendix A to this
part.
* * * * *
0
14. In appendix J, amend section J36.109 by revising paragraphs
(d)(1)(i) through (iv) and by adding reserved paragraph (d)(2) to read
as follows:
Appendix J to Part 36--Alternative Noise Certification Procedure for
Helicopters Under Subpart H Having a Maximum Certificated Takeoff
Weight of Not More Than 7,000 Pounds
* * * * *
[[Page 46132]]
Section J36.109 Measurement of Helicopter Noise Received on the
Ground
* * * * *
(d) * * *
(1) * * *
(i) The SEL values from each flyover test may be directly
determined from an integrating sound level meter complying with the
standards of IEC 804 (Incorporated by reference, see Sec. 36.6) for
a Type 1 instrument set at ``slow'' response.
(ii) The acoustic signal from the helicopter, along with the
calibration signals specified under paragraph (e) of this section
and the background noise signal required under paragraph (f) of this
section, may be recorded on a magnetic tape recorder for subsequent
analysis for an integrating sound level meter identified in
paragraph (d)(1)(i) of this section. The record/playback system
(including the audio tape) of the tape recorder must conform to the
requirements prescribed in section A36.3.6 of appendix A to this
part. The tape recorder shall comply with the specifications of IEC
561 (Incorporated by reference, see Sec. 36.6).
(iii) The characteristics of the complete system shall comply
with the recommendations given in IEC 651 (Incorporated by
reference, see Sec. 36.6) with regard to the specifications
concerning microphone, amplifier, and indicating instrument
characteristics.
(iv) The response of the complete system to a sensibly plane
progressive wave of constant amplitude shall lie within the
tolerance limits specified in Table IV and Table V for Type 1
instruments in IEC 651 for weighting curve ``A'' over the frequency
range of 45 Hz to 11500 Hz.
(2) [Reserved]
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
15. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 1155, 40103, 40113, 40120,
44101, 44111, 44701, 44704, 44709, 44711, 44712, 44715, 44716,
44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 47122, 47508,
47528-47531, 47534, articles 12 and 29 of the Convention on
International Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
16. Amend Sec. 91.851 by adding in alphabetical order definitions for
the terms ``Stage 5 airplane'' and ``Stage 5 noise level'' to read as
follows:
Sec. 91.851 Definitions.
* * * * *
Stage 5 airplane means an airplane that has been shown not to
exceed the Stage 5 noise limit prescribed in part 36 of this chapter. A
Stage 5 airplane complies with all of the noise operating rules of this
part.
Stage 5 noise level means a noise level at or below the Stage 5
noise limit prescribed in part 36 of this chapter.
0
17. Revise Sec. 91.853 to read as follows:
Sec. 91.853 Final compliance: Civil subsonic airplanes.
Except as provided in Sec. 91.873, after December 31, 1999, no
person shall operate to or from any airport in the contiguous United
States any airplane subject to Sec. 91.801(c), unless that airplane
has been shown to comply with Stage 3, Stage 4, or Stage 5 noise
levels.
0
18. Amend Sec. 91.855 by revising paragraph (a) to read as follows:
Sec. 91.855 Entry and nonaddition rule.
* * * * *
(a) The airplane complies with Stage 3, Stage 4, or Stage 5 noise
levels.
* * * * *
0
19. Amend Sec. 91.858 by revising paragraph (a)(2) to read as follows:
Sec. 91.858 Special flight authorizations for non-revenue Stage 2
operations.
(a) * * *
(2) Obtain modifications to meet Stage 3, Stage 4, or Stage 5 noise
levels.
* * * * *
0
20. Revise Sec. 91.859 to read as follows:
Sec. 91.859 Modification to meet Stage 3, Stage 4, or Stage 5 noise
levels.
For an airplane subject to Sec. 91.801(c) of this subpart and
otherwise prohibited from operation to or from an airport in the
contiguous United States by Sec. 91.855, any person may apply for a
special flight authorization for that airplane to operate in the
contiguous United States for the purpose of obtaining modifications to
meet Stage 3, Stage 4, or Stage 5 noise levels.
0
21. Revise Sec. 91.881 to read as follows:
Sec. 91.881 Final compliance: Civil subsonic jet airplanes weighing
75,000 pounds or less.
Except as provided in Sec. 91.883, after December 31, 2015, a
person may not operate to or from an airport in the contiguous United
States a civil subsonic jet airplane subject to Sec. 91.801(e) of this
subpart that weighs less than 75,000 pounds unless that airplane has
been shown to comply with Stage 3, Stage 4, or Stage 5 noise levels.
0
22. Amend Sec. 91.883 by revising paragraph (a)(3) to read as follows:
Sec. 91.883 Special flight authorizations for jet airplanes weighing
75,000 pounds or less.
(a) * * *
(3) To obtain modifications to the airplane to meet Stage 3, Stage
4, or Stage 5 noise levels.
* * * * *
Issued under authority of 49 U.S.C. 106(f), 44701(a), and 44715
in Washington, DC, on September 11, 2017.
Michael P. Huerta,
Administrator.
[FR Doc. 2017-21092 Filed 10-3-17; 8:45 am]
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