Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to a Geophysical Survey in the Central Pacific Ocean, 44565-44581 [2017-20362]
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[FR Doc. 2017–20386 Filed 9–22–17; 8:45 am]
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SUMMARY:
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[FR Doc. 2017–20374 Filed 9–22–17; 8:45 am]
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DEPARTMENT OF COMMERCE
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RIN 0648–XF330
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to a Geophysical
Survey in the Central Pacific Ocean
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
AGENCY:
Notice; Issuance of an Incidental
Harassment Authorization.
ACTION:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an incidental
harassment authorization (IHA) to the
University of Hawaii (UH) to
incidentally take, by Level A and Level
B harassment only, marine mammals
during a marine geophysical survey in
the Central Pacific Ocean.
SUMMARY:
This Authorization is valid from
September 14, 2017 through September
13, 2018.
DATES:
FOR FURTHER INFORMATION CONTACT:
Jordan Carduner, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at:
www.nmfs.noaa.gov/pr/permits/
incidental/research.htm. In case of
problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
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Federal Register / Vol. 82, No. 184 / Monday, September 25, 2017 / Notices
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (as delegated
to NMFS) to allow, upon request, the
incidental, but not intentional, taking of
small numbers of marine mammals by
U.S. citizens who engage in a specified
activity (other than commercial fishing)
within a specified geographical region if
certain findings are made and either
regulations are issued or, if the taking is
limited to harassment, a notice of a
proposed authorization is provided to
the public for review.
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
impact on the species or stock(s), will
not have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (where
relevant), and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.
The MMPA states that the term ‘‘take’’
means to harass, hunt, capture, kill or
attempt to harass, hunt, capture, or kill
any marine mammal.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: Any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
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National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
incidental harassment authorization)
with respect to potential impacts on the
human environment. Accordingly,
NMFS prepared an Environmental
Assessment (EA) to consider the
environmental impacts associated with
the issuance of the IHA to UH. We
reviewed all comments submitted in
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response to the Federal Register notice
for the proposed IHA (82 FR 34352; July
24, 2017) prior to concluding our NEPA
process and deciding whether or not to
issue a Finding of No Significant Impact
(FONSI). NMFS concluded that issuance
of an IHA to UH would not significantly
affect the quality of the human
environment and prepared and issued a
FONSI in accordance with NEPA and
NAO 216–6A. NMFS’ EA and FONSI for
this activity are available on our Web
site at: https://www.nmfs.noaa.gov/pr/
permits/incidental.
Summary of Request
On March 15, 2016, NMFS received a
request from the UH for an IHA to take
marine mammals incidental to
conducting a marine geophysical survey
in the central Pacific Ocean. On May 16,
2017, we deemed UH’s application for
authorization to be adequate and
complete. UH’s request is for take of a
small number of 24 species of marine
mammals by Level B harassment and
Level A harassment. Neither UH nor
NMFS expects mortality to result from
this activity, and, therefore, an IHA is
appropriate. The planned activity is not
expected to exceed one year, hence, we
do not expect subsequent MMPA
incidental harassment authorizations
would be issued for this particular
activity.
Description of Activity
Overview
UH, in collaboration with the Japan
Agency for Marine-Earth Science and
Technology (JAMSTEC), proposes to
conduct a marine seismic survey north
of Hawaii in the central Pacific Ocean
over the course of five and a half days
in September 2017. The survey would
occur north of the Hawaiian Islands, in
the approximate area 22.6–25.0° N and
153.5–157.4° W (See Figure 1 in IHA
application). The project area is partly
within the exclusive economic zone
(EEZ) of the United States and partly in
adjacent international waters. Water
depths in the area range from 4,000 to
5,000 meters (m). The survey would
involve one source vessel, the Japanflagged R/V (research vessel) Kairei. The
Kairei would deploy a 32-airgun array
with a total volume of ∼7800 cubic
inches (in3) as an energy source. A
detailed description of UH’s planned
activity is provided in the Federal
Register notice for the proposed IHA (82
FR 34352; July 24, 2017). Since that
time, no changes have been made to the
planned activities. Therefore, a detailed
description is not provided here. Please
refer to that Federal Register notice for
the description of the specific activity.
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Comments and Responses
NMFS published a notice of proposed
IHA in the Federal Register on July 24,
2017 (82 FR 34352; July 24, 2017).
During the 30-day public comment
period, NMFS received a comment letter
from the Marine Mammal Commission
(Commission) as well as one comment
from a member of the general public.
NMFS has posted the comments online
at: https://www.nmfs.noaa.gov/pr/
permits/incidental. NMFS addresses
any comments specific to UH’s
application related to the statutory and
regulatory requirements or findings that
NMFS must make under the MMPA in
order to issue an Authorization. The
following is a summary of the public
comments and NMFS’ responses.
Comment 1: The Commission
expressed concerns regarding UH’s
method to estimate the extent of the
Level A and B harassment zones and the
numbers of marine mammal takes. The
Commission stated that the model is not
the best available science because it
assumes spherical spreading, a constant
sound speed, and no bottom
interactions for surveys in deep water.
In light of their concerns, the
Commission recommended that NMFS
require UH, in collaboration with
Lamont-Doherty Earth Observatory of
Columbia University (LDEO) (which
performed the modeling of Level A and
Level B harassment zones and estimated
takes) to re-estimate the Level A and
Level B harassment zones and
associated takes of marine mammals
using both operational (including
number/type/spacing of airguns, tow
depth, source level/operating pressure,
operational volume) and site-specific
environmental (including sound speed
profiles, bathymetry, and sediment
characteristics at a minimum)
parameters. The Commission also
expressed concern that LDEO used a
high-pass filter for modeling the
unweighted peak sound pressure level
(SPLpeak) thresholds, and stated that use
of the full bandwidth is appropriate
given that the thresholds themselves
were based on responses of the animals
to the full frequency spectrum of the
airgun pulses, not a filtered bandwidth.
Response: NMFS acknowledges the
Commission’s concerns about LDEO’s
current modeling approach for
estimating Level A and Level B
harassment zones and takes. UH’s
application (LGL, 2017) and the Federal
Register notice for the proposed IHA (82
FR 34352; July 24, 2017) describe the
applicant’s approach to modeling Level
A and Level B harassment zones. The
model LDEO currently uses does not
allow for the consideration of
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environmental and site-specific
parameters as requested by the
Commission. NMFS continues to work
with LDEO to address the issue of
incorporating site-specific information
to further inform the analysis and
development of mitigation measures in
oceanic and coastal areas for future
seismic surveys. The use of models for
estimating the size of ensonified areas
and for developing take estimates is not
a requirement of the MMPA incidental
take authorization process, and NMFS
does not provide specific guidance on
model parameters nor prescribe a
specific model for applicants at this
time. We recognize that there is no
model or approach that is always the
most appropriate and that there may be
multiple approaches that may be
considered acceptable and, in this case,
LDEO’s current modeling approach
represents the best available information
to inform authorized take levels and
also NMFS’ determinations under the
MMPA. NMFS finds that the Level A
and Level B harassment zone
calculations conducted by LDEO are
reasonable for use in this particular
IHA. Further, the results of modeling
(e.g., take estimates) is just one
component of the analysis during the
MMPA authorization process as NMFS
also takes into consideration other
factors associated with the activity (e.g.,
geographic location, duration of
activities, context, sound source
intensity, etc.).
With regard to the Commission’s
concern regarding LDEO’s use of a highpass filter for modeling the unweighted
SPLpeak thresholds, NMFS has reviewed
the best available information and we
agree that the Commission’s concern is
valid. Since the thresholds were based
on responses of the animals to the full
frequency spectrum of the airgun
pulses, not a filtered bandwidth, we
agree that use of the full bandwidth is
appropriate. Therefore, we have revised
the modeled distances to the Level A
harassment threshold (SPLpeak) that we
rely on for estimating Level A takes,
from those described in the Federal
Register notice for the proposed IHA (82
FR 34352; July 24, 2017) to those shown
in Table 6 in this document, which have
no band pass filtering applied.
Comment 2: The Commission
expressed concern that the method used
to estimate the numbers of takes, which
summed fractions of takes for each
species across project days, does not
account for and negates the intent of
NMFS’ 24-hour reset policy.
NMFS Response: We appreciate the
Commission’s ongoing concern in this
matter. Calculating predicted takes is
not an exact science and there are
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arguments for taking different
mathematical approaches in different
situations, and for making qualitative
adjustments in other situations. We
believe, however, that the methodology
used for take calculation in this IHA
remains appropriate and is not at odds
with the 24-hour reset policy the
Commission references.
Comment 3: The Commission
questioned why NMFS did not propose
to prohibit the use of power downs and
recommended that NMFS use a
consistent approach for requiring all
geophysical survey operators to abide by
the same general mitigation measures,
including prohibiting UH from using
power downs during its survey.
NMFS Response: NMFS agrees with
the Commission that consistency in
mitigation measures across ITAs for
similar activities is a worthwhile goal,
to the extent practicable. NMFS also
agrees with the Commission that
limiting the use of power downs can be
beneficial in reducing the overall sound
input in the marine environment from
geophysical surveys; as such, NMFS is
requiring that power downs in this IHA
occur for no more than a maximum of
30 minutes at any time. The
requirement for a 30 minute maximum
for power downs represents a change to
the mitigation measures from those
proposed in the Federal Register notice
of the proposed IHA (82 FR 34352, July
24, 2017) and is reflected in the
mitigation measures in the issued IHA.
NMFS is still in the process of
determining best practice, via
solicitation of public comment, for the
use of power downs as a mitigation
measure in ITAs for geophysical
surveys. We will take into consideration
the Commission’s recommendation that
power downs be eliminated as a
mitigation measure as we work toward
a determination on best practices for the
use of power downs in IHAs for marine
geophysical surveys. We will also
review the comments received in
response to the Federal Register notice
for proposed IHAs for marine
geophysical surveys in the Atlantic
Ocean (82 FR 26244, June 6, 2017) to
help inform that determination; we are
still reviewing those comments at this
time. Ultimately our determination will
be based on the best available science
and will be communicated clearly to
ITA applicants.
Comment 4: The Commission
expressed concern that reporting of the
manner of taking and the numbers of
animals incidentally taken should
account for all animals in the various
survey areas, including those animals
directly on the trackline that are not
detected and how well animals are
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44567
detected based on the distance from the
observer (accounted for by g(0) and f(0)
values). The Commission has
recommended a method for estimating
the number of cetaceans in the vicinity
of geophysical surveys based on the
number of groups detected and
recommended that NMFS require UH to
use this method for estimating g(0) and
f(0) values to better estimate the
numbers of marine mammals taken by
Level A and Level B harassment.
NMFS response: NMFS agrees that
reporting of the manner of taking and
the numbers of animals incidentally
taken should account for all animals
taken, including those animals directly
on the trackline that are not detected
and how well animals are detected
based on the distance from the observer,
to the extent practicable. NMFS has
provided the Commission’s
recommended method for estimating
g(0) and f(0) values to previous
applicants for similar activities (i.e.,
research-based geophysical surveys). We
have received feedback in response that
those applicants are concerned with
some aspects of the Commission’s
method, including that the probability
values recommended by the
Commission’s recommended method
involve assumptions that are not met by
the surveys conducted aboard research
geophysical vessels and that, as such,
derived f(0) values for research
geophysical surveys would not be
suitable for refining the number of
cetaceans potentially taken incidentally
during these surveys. NMFS requires in
this IHA that takes reported in UH’s
monitoring report include an estimate
that accounts for all animals
incidentally taken, including those on
the trackline but not detected, but at this
time we do not prescribe a particular
method for accomplishing this task.
Description of Marine Mammals in the
Area of Specified Activities
Section 4 of the application
summarizes available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’ Stock
Assessment Reports (SAR;
www.nmfs.noaa.gov/pr/sars/), and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’
Web site (www.nmfs.noaa.gov/pr/
species/mammals/).
Table 1 lists all species with expected
potential for occurrence in the central
Pacific Ocean and summarizes
information related to the population or
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stock, including regulatory status under
the MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2016). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
mortality is anticipated or authorized
here, PBR and annual serious injury and
mortality from anthropogenic sources
are included here as gross indicators of
the status of the species and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Pacific SARs (e.g., Carretta
et al., 2017). All values presented in
Table 1 are the most recent available at
the time of publication and are available
in the 2016 SARs (Carretta et al., 2017),
available online at: www.nmfs.noaa.gov/
pr/sars, except where noted otherwise.
TABLE 1—MARINE MAMMALS THAT COULD OCCUR IN THE PROJECT AREA
Species
ESA/MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance 2
(CV, Nmin, most recent
abundance survey) 3
Relative occurrence
in project area
PBR 4
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family: Balaenopteridae
Humpback whale
(Megaptera
novaeangliae) 5.
Central North Pacific ..........
-/-; N
10,103 (0.300; 7,890;
2006).
83
Blue Whale (Balaenoptera
musculus).
Central North Pacific ..........
E/D; Y
81 (1.14; 38; 2010) ............
0.1
Fin whale (Balaenoptera
physalus.
Sei whale (Balaenoptera
borealis).
Hawaii ................................
E/D; Y
58 (1.12; 27; 2010) ............
0.1
Hawaii ................................
E/D; Y
178 (0.90; 93; 2010) ..........
0.2
Bryde’s whale
(Balaenoptera brydei/
edeni).
Hawaii ................................
-/-; N
798 (0.28; 633; 2010) ........
6.3
Minke whale (Balaenoptera
acutorostrata).
Hawaii ................................
-/-; N
n/a (n/a; n/a; 2010) ............
Undet.
Seasonal; throughout
known breeding grounds
during winter and spring
(most common November through April).
Seasonal; infrequent winter
migrant; few sightings,
mainly fall and winter;
considered rare.
Seasonal, mainly fall and
winter; considered rare.
Rare; limited sightings of
seasonal migrants that
feed at higher latitudes.
Uncommon; distributed
throughout the Hawaiian
Exclusive Economic
Zone.
Seasonal, mainly fall and
winter; considered rare.
Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family: Physeteridae
Sperm whale (Physeter
macrocephalus).
Hawaii ................................
E/D; Y
3,354 (0.34; 2,539; 2010) ..
10.2
Widely distributed year
round.
Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family: Kogiidae
Pygmy sperm whale 6
(Kogia breviceps).
Dwarf sperm whale 6 (Kogia
sima).
Hawaii ................................
-/-; N
7,139 (2.91; n/a; 2006) ......
Undet.
Hawaii ................................
-/-; N
17,519 (7.14; n/a; 2006) ....
Undet.
Widely distributed year
round.
Widely distributed year
round.
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Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family delphinidae
Killer whale (Orcinus orca)
Hawaii ................................
-/-; N
101 (1.00; 50; 2010) ..........
1
False killer whale
(Pseudorca crassidens).
Pygmy killer whale (Feresa
attenuata).
Hawaii Pelagic ...................
-/-; N
1,540 (0.66; 928; 2010) .....
9.3
Uncommon; infrequent
sightings.
Regular.
Hawaii ................................
-/-; N
3,433 (0.52; 2,274; 2010) ..
23
Year-round resident.
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TABLE 1—MARINE MAMMALS THAT COULD OCCUR IN THE PROJECT AREA—Continued
Species
ESA/MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance 2
(CV, Nmin, most recent
abundance survey) 3
Relative occurrence
in project area
PBR 4
Short-finned pilot whale
(Globicephala
macrorhynchus).
Hawaii ................................
-/-; N
12,422 (0.43; 8,872; 2010)
70
Melon headed whale
(Peponocephala electra).
Bottlenose dolphin
(Tursiops truncatus).
Pantropical spotted dolphin
(Stenella attenuata).
Hawaiian Islands ................
-/-; N
5,794 (0.20; 4,904; 2010) ..
4
Hawaii pelagic ....................
-/-; N
5,950 (0.59; 3,755; 2010) ..
38
Hawaii pelagic ....................
-/-; N
15,917 (0.40; 11,508;
2010).
115
Striped dolphin (Stenella
coeruleoala).
Hawaii ................................
-/-; N
20,650 (0.36; 15,391;
2010).
154
Spinner dolphin 6 (Stenella
longirostris).
Rough-toothed dolphin
(Steno bredanensis).
Hawaii pelagic ....................
-/-; N
3,351 (0.74; n/a; 2006) ......
Undet.
Hawaii ................................
-/-; N
6,288 (0.39; 4,581; 2010) ..
46
Fraser’s dolphin
(Lagenodelphis hosei).
Hawaii ................................
-/-; N
16,992 (0.66; 10,241;
2010).
Risso’s dolphin (Grampus
griseus).
Hawaii ................................
-/-; N
7,256 (0.41; 5,207; 2010) ..
102
42
Commonly observed
around Main Hawaiian
Islands and Northwestern Hawaiian Islands.
Regular.
Common in deep offshore
waters.
Common; primary occurrence between 100 and
4,000 m depth.
Occurs regularly year
round but infrequent
sighting during survey.
Common year-round in offshore waters.
Common throughout the
Main Hawaiian Islands
and Hawaiian Islands
EEZ.
Tropical species only recently documented within
Hawaiian Islands EEZ
(2002 survey).
Previously considered rare
but multiple sightings in
Hawaiian Islands EEZ
during various surveys
conducted from 2002–
2012.
Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family: Ziphiidae
Cuvier’s beaked whale
(Ziphius cavirostris).
Hawaii ................................
-/-; N
1,941 (n/a; 1,142; 2010) ....
11.4
Blainville’s beaked whale
Hawaii ................................
(Mesoplodon densirostris).
-/-; N
2,338 (1.13; 1,088; 2010) ..
11
Longman’s beaked whale
(Indopacetus pacificus).
-/-; N
4,571 (0.65; 2,773; 2010) ..
28
Hawaii ................................
Year-round occurrence but
difficult to detect due to
diving behavior.
Year-round occurrence but
difficult to detect due to
diving behavior.
Considered rare; however,
multiple sightings during
2010 survey.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is
not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct
human-caused mortality exceeds PBR (see footnote 3) or which is determined to be declining and likely to be listed under the ESA within the
foreseeable future. Any species or stock listed under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
2 Abundance estimates from Carretta et al. (2017) unless otherwise noted.
3 CV is coefficient of variation; N
min is the minimum estimate of stock abundance. In some cases, CV is not applicable. For certain stocks,
abundance estimates are actual counts of animals and there is no associated CV. The most recent abundance survey that is reflected in the
abundance estimate is presented; there may be more recent surveys that have not yet been incorporated into the estimate.
4 Potential biological removal (PBR), defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
5 Values for humpback whale are from the 2015 Alaska SAR (Muto et al., 2015).
6 Values for spinner dolphin, dwarf and pygmy sperm whale are from Barlow et al. (2006).
All species that could potentially
occur in the survey area are included in
Table 1. We have reviewed UH’s species
descriptions, including life history
information, distribution, regional
distribution, diving behavior, and
acoustics and hearing, for accuracy and
completeness. We refer the reader to
Section 4 of UH’s IHA application,
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rather than reprinting the information
here. A detailed description of the
species likely to be affected by UH’s
survey, including brief introductions to
the species and relevant stocks as well
as available information regarding
population trends and threats, and
information regarding local occurrence,
were provided in the Federal Register
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notice for the proposed IHA (82 FR
34352; July 24, 2017). Since that time,
we are not aware of any changes in the
status of these species and stocks;
therefore, detailed descriptions are not
provided here. Please refer to that
Federal Register notice for these
descriptions. Please also refer to NMFS’
Web site (www.nmfs.noaa.gov/pr/
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species/mammals/) for generalized
species accounts
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
The effects of underwater noise from
marine geophysical survey activities
have the potential to result in behavioral
harassment and, in a limited number of
instances, auditory injury (PTS) of
marine mammals in the vicinity of the
action area. The Federal Register notice
for the proposed IHA (82 FR 34352; July
24, 2017) included a discussion of the
effects of anthropogenic noise on marine
mammals and their habitat, therefore
that information is not repeated here;
please refer to the Federal Register
notice (82 FR 34352; July 24, 2017) for
that information. No instances of serious
injury or mortality are expected as a
result of UH’s survey activities.
Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through the IHA, which
informs both NMFS’ consideration of
whether the number of takes is ‘‘small’’
and the negligible impact
determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as: any act
of pursuit, torment, or annoyance which
(i) has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
Authorized takes would primarily be
by Level B harassment, as use of the
seismic airguns have the potential to
result in disruption of behavioral
patterns for individual marine
mammals. There is also some potential
for auditory injury (Level A harassment)
to result, primarily for mysticetes and
high frequency cetaceans (i.e., kogiidae
spp.), due to larger predicted auditory
injury zones for those functional hearing
groups. Auditory injury is unlikely to
occur for mid-frequency species given
very small modeled zones of injury for
those species. The mitigation and
monitoring measures are expected to
minimize the severity of such taking to
the extent practicable.
As described previously, no mortality
is anticipated or authorized for this
activity. Below we describe how the
take is estimated.
Described in the most basic way, we
estimate take by considering: (1)
Acoustic thresholds above which NMFS
believes the best available science
indicates marine mammals will be
behaviorally harassed or incur some
degree of permanent hearing
impairment; (2) the area or volume of
water that will be ensonified above
these levels in a day; (3) the density or
occurrence of marine mammals within
these ensonified areas; and (4) and the
number of days of activities. Below, we
describe these components in more
detail and present the exposure estimate
and associated numbers of take
authorized.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur permanent
threshold shift (PTS) of some degree
(equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2011). Based on
the best available science and the
practical need to use a threshold based
on a factor that is both predictable and
measurable for most activities, NMFS
uses a generalized acoustic threshold
based on received level to estimate the
onset of behavioral harassment. NMFS
predicts that marine mammals are likely
to be behaviorally harassed in a manner
we consider to fall under Level B
harassment when exposed to
underwater anthropogenic noise above
received levels of 120 decibels (dB) re
1 micropascal (mPa) root mean square
(rms) for continuous (e.g. vibratory piledriving, drilling) and above 160 dB re 1
mPa (rms) for non-explosive impulsive
(e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources. UH’s
activity includes the use of impulsive
seismic sources. Therefore, the 160 dB
re 1 mPa (rms) criteria is applicable for
analysis of level B harassment.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (NMFS, 2016)
identifies dual criteria to assess auditory
injury (Level A harassment) to five
different marine mammal groups (based
on hearing sensitivity) (Table 2) as a
result of exposure to noise from two
different types of sources (impulsive or
non-impulsive). The Technical
Guidance identifies the received levels,
or thresholds, above which individual
marine mammals are predicted to
experience changes in their hearing
sensitivity for all underwater
anthropogenic sound sources, reflects
the best available science, and better
predicts the potential for auditory injury
than does NMFS’ historical criteria.
TABLE 2—MARINE FUNCTIONAL MAMMAL HEARING GROUPS AND THEIR GENERALIZED HEARING RANGES
Generalized hearing
range *
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Hearing group
Low frequency (LF) cetaceans (baleen whales) .................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ......................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, cephalorhynchid, Lagenorhynchus cruciger and
L. australis).
Phocid pinnipeds (PW) (underwater) (true seals) ..............................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ..........................................................................................
7Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al., 2007) and PW pinniped (approximation).
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These thresholds were developed by
compiling and synthesizing the best
available science and soliciting input
multiple times from both the public and
peer reviewers to inform the final
product, and are provided in Table 3
below. The references, analysis, and
methodology used in the development
of the thresholds are described in NMFS
2016 Technical Guidance, which may
be accessed at: https://
www.nmfs.noaa.gov/pr/acoustics/
44571
guidelines.htm. As described above,
UH’s activity includes the use of
intermittent and impulsive seismic
sources.
TABLE 3—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT IN MARINE MAMMALS
PTS onset thresholds
Hearing Group
Impulsive *
Low-Frequency (LF) Cetaceans ..............................................................
Mid-Frequency (MF) Cetaceans .............................................................
High-Frequency (HF) Cetaceans ............................................................
Non-impulsive
Lpk,flat: 219 dB, LE,LF,24h: 183 dB ..
Lpk,flat: 230 dB, LE,MF,24h: 185 dB
Lpk,flat: 202 dB, LE,HF,24h: 155 dB ..
LE,LF,24h: 199 dB.
LE,MF,24h: 198 dB.
LE,HF,24h: 173 dB.
Note: * Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a nonimpulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds
should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into estimating the area
ensonified above the acoustic
thresholds.
The survey would entail use of a 32airgun array with a total discharge of
7,800 in3 at a tow depth of 10 m. The
distance to the predicted isopleth
corresponding to the threshold for Level
B harassment (160 dB re 1 mPa) was
calculated based on results of modeling
performed by LDEO. Received sound
levels were predicted by LDEO’s model
(Diebold et al. 2010) as a function of
distance from the full 32-airgun array as
well as for a single 100 in3 airgun,
which would be used during powerdowns. The LDEO modeling approach
uses ray tracing for the direct wave
traveling from the array to the receiver
and its associated source ghost
(reflection at the air-water interface in
the vicinity of the array), in a constantvelocity half-space (infinite
homogeneous ocean layer unbounded
by a seafloor). LDEO’s modeling
methodology is described in greater
detail in the IHA application (LGL 2017)
and we refer to the reader to that
document rather than repeating it here.
The estimated distances to the Level B
harassment isopleth for the Kairei’s full
airgun array and for the single 100-in3
airgun are shown in Table 4. The total
area estimated to be ensonified to the
Level B harassment threshold for the
entire survey is 24,408 square
kilometers (km2).
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TABLE 4—PREDICTED RADIAL DISTANCES FROM R/V KAIREI SEISMIC
SOURCE
TO
ISOPLETH
CORRESPONDING TO LEVEL B HARASSMENT THRESHOLD
Predicted
distance to
threshold
(160 dB re 1
μPa)
Source and volume
1 airgun, 100 in 3 ...................
4 strings, 32 airguns, 7800
in 3.
722 m.
9,289 m.
Predicted distances to Level A
harassment isopleths, which vary based
on marine mammal hearing groups
(Table 2), were calculated based on
modeling performed by LDEO using the
Nucleus software program and the
NMFS User Spreadsheet, described
below. The updated acoustic thresholds
for impulsive sounds (such as airguns)
contained in the Technical Guidance
(NMFS 2016) were presented as dual
metric acoustic thresholds using both
cumulative sound exposure level
(SELcum) and peak sound pressure
metrics. As dual metrics, NMFS
considers onset of PTS (Level A
harassment) to have occurred when
either one of the two metrics is
exceeded (i.e., metric resulting in the
largest isopleth). The SELcum metric
considers both level and duration of
exposure, as well as auditory weighting
functions by marine mammal hearing
group. In recognition of the fact that the
requirement to calculate Level A
harassment ensonified areas could be
more technically challenging to predict
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due to the duration component and the
use of weighting functions in the new
SELcum thresholds, NMFS developed an
optional User Spreadsheet that includes
tools to help predict a simple isopleth
that can be used in conjunction with
marine mammal density or occurrence
to facilitate the estimation of take
numbers.
The values for SELcum and peak SPL
for the Kairei airgun array were derived
from calculating the modified farfield
signature (Table 5). The farfield
signature is often used as a theoretical
representation of the source level. To
compute the farfield signature, the
source level is estimated at a large
distance below the array (e.g., 9 km),
and this level is back projected
mathematically to a notional distance of
1 m from the array’s geometrical center.
However, when the source is an array of
multiple airguns separated in space, the
source level from the theoretical farfield
signature is not necessarily the best
measurement of the source level that is
physically achieved at the source
(Tolstoy et al. 2009). Near the source (at
short ranges, distances <1 km), the
pulses of sound pressure from each
individual airgun in the source array do
not stack constructively, as they do for
the theoretical farfield signature. The
pulses from the different airguns spread
out in time such that the source levels
observed or modeled are the result of
the summation of pulses from a few
airguns, not the full array (Tolstoy et al.
2009). At larger distances, away from
the source array center, sound pressure
of all the airguns in the array stack
coherently, but not within one time
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sample, resulting in smaller source
levels (a few dB) than the source level
derived from the farfield signature.
Because the farfield signature does not
take into account the large array effect
near the source and is calculated as a
point source, the modified farfield
signature is a more appropriate measure
of the sound source level for distributed
sound sources, such as airgun arrays.
UH used the acoustic modeling
developed by LDEO (same as used for
Level B takes) with a small grid step of
1 m in both the inline and depth
directions (for example, see Figure 5 in
the IHA application). The propagation
modeling takes into account all airgun
interactions at short distances from the
source, including interactions between
subarrays which are modeled using the
NUCLEUS software to estimate the
notional signature and MATLAB
software to calculate the pressure signal
at each mesh point of a grid.
TABLE 5—MODELED SOURCE LEVELS FOR R/V KAIREI 7,800 IN3 AIRGUN ARRAY AND 100 IN3 AIRGUN BASED ON
MODIFIED FARFIELD SIGNATURE
7,800 in3
airgun array
(peak SPLflat)
Functional hearing group
Low frequency cetaceans (Lpk,flat: 219 dB; LE,LF,24h: 183 dB) ........................
Mid frequency cetaceans (Lpk,flat: 230 dB; LE,MF,24h: 185 dB) ........................
High frequency cetaceans (Lpk,flat: 202 dB; LE,HF,24h: 155 dB) ......................
In order to more realistically
incorporate the Technical Guidance’s
weighting functions over the seismic
array’s full acoustic band, unweighted
spectrum data for the Kairei’s airgun
array (modeled in 1 hertz (Hz) bands)
was used to make adjustments (dB) to
the unweighted spectrum levels, by
frequency, according to the weighting
functions for each relevant marine
mammal hearing group. These adjusted/
weighted spectrum levels were then
converted to pressures (micropascals) in
order to integrate them over the entire
broadband spectrum, resulting in
broadband weighted source levels by
hearing group that could be directly
incorporated within the User
Spreadsheet (i.e., to override the
Spreadsheet’s more simple weighting
factor adjustment). Using the User
Spreadsheet’s ‘‘safe distance’’
methodology for mobile sources
(described by Sivle et al., 2014) with the
hearing group-specific weighted source
levels, and inputs assuming spherical
spreading propagation, a source velocity
256.36 dB
245.59 dB
256.26 dB
of 2.315 meters/second, and shot
interval of 21.59 seconds (LGL 2017),
potential radial distances to auditory
injury zones were then calculated for
SELcum thresholds.
To estimate Peak SPL thresholds,
LDEO performed modeling for a single
shot and then a high pass filter was
applied for each hearing group. A high
pass filter is a type of band band-pass
filter, which pass frequencies within a
defined range without reducing
amplitude and attenuate frequencies
outside that defined range (Yost 2007).
In their IHA application (LGL 2017) UH
presented modeled distances to level A
isopleths (Peak SPL) both with and
without the high pass filter applied. In
the Federal Register notice for the
proposed IHA (82 FR 34352; July 24,
2017) NMFS presented distances to the
Level A harassment thresholds for Peak
SPL based on LDEO’s modeling,
including the application of the high
pass filter. At the time that Federal
Register notice was published, we
agreed that application of the high pass
7,800 in3
airgun array
(SELcum)
235.01 dB
235.12 dB
235.16 dB
100 in3 airgun
(peak SPLflat)
100 in3 airgun
(SELcum)
229.46 dB
229.47 dB
229.59 dB
208.41 dB.
208.44 dB.
209.01 dB.
filter was appropriate, and we accepted
LDEO’s modeling methodology and its
application for take estimation.
However, in response to feedback we
received in the form of public comments
submitted in response to that Federal
Register notice (see Comments and
Responses section) we have
subsequently determined that the
application of the high pass filter is, in
fact, not appropriate (see Comments and
Responses section for further discussion
of this issue). As such, the estimated
distances to Level A harassment
isopleths (for Peak SPL) shown in Table
6 have revised from those shown in the
Federal Register notice for the proposed
IHA (82 FR 34352; July 24, 2017) to
reflect no band pass filtering.
Inputs to the User Spreadsheet are
shown in Table 5; outputs from the User
Spreadsheet in the form of estimated
distances to Level A harassment
isopleths are shown in Table 6. The
User Spreadsheet used by UH is shown
in Table 3 of the IHA application.
TABLE 6—MODELED RADIAL DISTANCES FROM R/V KAIREI 7800 IN3 AIRGUN ARRAY AND 100 IN3 AIRGUN TO ISOPLETHS
CORRESPONDING TO LEVEL A HARASSMENT THRESHOLDS
7,800 in3
airgun array
(peak SPLflat)
Functional hearing group
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Low frequency cetaceans (Lpk,flat: 219 dB; LE,LF,24h: 183 dB) ........................
Mid frequency cetaceans (Lpk,flat: 230 dB; LE,MF,24h: 185 dB) ........................
High frequency cetaceans (Lpk,flat: 202 dB; LE,HF,24h: 155 dB) ......................
Note that because of some of the
assumptions included in the methods
used, isopleths produced may be
overestimates to some degree, which
will ultimately result in some degree of
overestimate of Level A take. However,
these tools offer the best way to predict
appropriate isopleths when more
sophisticated 3D modeling methods are
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73.8 m
6.0
516.5 m
not available, and NMFS continues to
develop ways to quantitatively refine
these tools and will qualitatively
address the output where appropriate.
For mobile sources, such as UH’s
survey, the User Spreadsheet predicts
the closest distance at which a
stationary animal would not incur PTS
if the sound source traveled by the
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7,800 in3
airgun array
(SELcum)
752.8 m
0.0 m
1.7 m
100 in3
airgun
(peak SPLflat)
3.3 m
0.9
24 m
100 in3
airgun
(SELcum)
4.48 m
n/a
n/a
animal in a straight line at a constant
speed.
Marine Mammal Occurrence
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
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The best available scientific
information was considered in
conducting marine mammal exposure
estimates (the basis for estimating take).
For most cetacean species, densities
calculated by Bradford et al. (2017) from
summer–fall vessel-based surveys that
are part of the Hawaiian Island Cetacean
Ecosystem Assessment Survey
(HICEAS) were used. The surveys were
conducted by NMFS’ Southwest
Fisheries Science Center (SWFSC) and
Pacific Islands Fisheries Science Center
(PIFSC) in 2010 using two NOAA
research vessels, one during August
13—December 1 and the other during
September 2—October 29. The densities
were estimated using a multiplecovariate line-transect approach
(Buckland et al. 2001; Marques and
Buckland 2004). Density estimates for
pygmy and dwarf sperm whales and
spinner dolphins, which were not
calculated from the 2010 surveys, were
derived from the ‘‘Outer EEZ stratum’’
of the vessel-based HICEAS survey
conducted in summer–fall 2002 by
SWFSC (Barlow 2006) using linetransect methodology (Buckland et al.
2001). The density estimate for the false
killer whale was based on the pelagic
stock density calculated by Bradford et
al. (2015) using line-transect
methodology (Buckland et al. 2001).
All densities were corrected for
trackline detection probability bias (f(0))
and availability (g(0)) bias by the
authors. Bradford et al. (2017) used g(0)
values estimated by Barlow (2015),
whose analysis indicated that g(0) had
previously been overestimated,
particularly for high sea states. Barlow
(2006) used earlier estimates of g(0), so
densities used here for pygmy and
dwarf sperm whales and spinner
dolphins likely are underestimates. The
density for the ‘‘Sei or Bryde’s whale’’
category identified by Bradford et al.
(2017) was allocated between sei and
Bryde’s whales according to their
proportionate densities. Density
estimates for humpback and minke
whales were not available.
There is some uncertainty related to
the estimated density data and the
assumptions used in their calculations,
as with all density data estimates.
However, the approach used is based on
the best available data.
Take Calculation and Estimation
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate. In
order to estimate the number of marine
mammals predicted to be exposed to
sound levels that would result in Level
B harassment or Level A harassment,
radial distances to predicted isopleths
corresponding to the Level A
harassment and Level B harassment
thresholds are calculated, as described
above. We then use those distances to
calculate the area(s) around the airgun
array predicted to be ensonified to
sound levels that exceed the Level A
and Level B harassment thresholds. The
total ensonified area for the survey is
then calculated, based on the areas
predicted to be ensonified around the
array and the trackline distance. The
marine mammals predicted to occur
within these respective areas, based on
estimated densities, are expected to be
incidentally taken by UH’s survey.
To summarize, the estimated density
of each marine mammal species within
an area (animals/km2) is multiplied by
the daily ensonified areas (km2) that
correspond to the Level A and Level B
harassment thresholds for the species.
The product (rounded) is the number of
instances of take for each species within
one day. The number of instances of
take for each species within one day is
then multiplied by the number of survey
days (plus 25 percent contingency, as
described below). The result is an
estimate of the number of instances that
marine mammals are predicted to be
exposed to airgun sounds above the
Level B harassment threshold and the
Level A harassment threshold over the
duration of the survey. Estimated takes
for all marine mammal species are
shown in Table 7.
The planned survey would occur both
within the U.S. EEZ and outside the
U.S. EEZ. We authorize incidental take
that is expected to occur as a result of
the survey both within and outside the
U.S. EEZ.
TABLE 7—NUMBERS OF INCIDENTAL TAKE OF MARINE MAMMALS AUTHORIZED
Estimated
density
(#/1,000 km2)
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Species
Estimated
and authorized
Level A
takes
0
0
0.97
0.22
0.06
0.05
1.86
0.30
3.11
1.89
29.6
8.99
23.3
0.83
25.0
21.0
4.74
3.54
4.35
0.60
0.06
7.97
3.19
0
0
2
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
7
Humpback whale 1 ...................................
Minke whale 1 ...........................................
Bryde’s whale ...........................................
Sei whale .................................................
Fin whale ..................................................
Blue whale 1 .............................................
Sperm whale ............................................
Cuvier’s beaked whale .............................
Longman’s beaked whale ........................
Blainville’s beaked whale .........................
Rough-toothed dolphin .............................
Bottlenose dolphin ...................................
Pantropical spotted dolphin .....................
Spinner dolphin 1 ......................................
Striped dolphin .........................................
Fraser’s dolphin .......................................
Risso’s dolphin .........................................
Melon-headed whale ................................
Pygmy killer whale ...................................
False killer whale .....................................
Killer whale 1 ............................................
Short-finned pilot whale ...........................
Pygmy sperm whale ................................
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Estimated
Level B
takes
Sfmt 4703
Authorized
Level B
takes
0
0
25
6
2
1
51
8
85
76
812
246
639
23
685
577
130
97
119
16
2
218
87
E:\FR\FM\25SEN1.SGM
2
1
25
6
2
3
51
8
85
76
812
246
639
32
685
577
130
97
119
16
5
218
87
25SEN1
Total
authorized
Level A and
Level B takes
2
1
27
6
2
3
51
8
85
76
812
246
639
32
685
577
130
97
119
16
5
218
94
Total
authorized
Level A and
Level B
takes as a
percentage
of population
<0.1
n/a
3.4
3.4
3.4
3.7
1.5
<0.1
1.9
3.3
12.9
4.1
4.0
0.9
3.3
3.4
1.8
1.7
3.5
1.0
4.9
1.8
7.4
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TABLE 7—NUMBERS OF INCIDENTAL TAKE OF MARINE MAMMALS AUTHORIZED—Continued
Estimated
density
(#/1,000 km2)
Species
Estimated
and authorized
Level A
takes
7.82
18
Dwarf sperm whale ..................................
Estimated
Level B
takes
Authorized
Level B
takes
214
214
Total
authorized
Level A and
Level B takes
232
Total
authorized
Level A and
Level B
takes as a
percentage
of population
7.8
1 The
asabaliauskas on DSKBBXCHB2PROD with NOTICES
number of authorized takes (Level B harassment only) for these species has been increased from the calculated take to mean group
size. Sources for mean group sizes are as follows: blue whale (Bradford et al. 2017); minke whale (Jackson et al. 2008); humpback whale
(Mobley et al. 2001); spinner dolphin (Barlow 2006); killer whale (Bradford et al. 2017).
Species with Take Estimates Less than
Mean Group Size: Using the approach
described above to estimate take, the
take estimates for the blue whale, killer
whale, and spinner dolphin (Table 7)
were less than the average group sizes
estimated for these species. However,
information on the social structures and
life histories of these species indicates
it is common for them to be encountered
in groups. As the results of take
calculations support the likelihood that
UH’s survey would be expected to
encounter and to incidentally take these
species, and we believe it is likely that
these species may be encountered in
groups, it is reasonable to conservatively
assume that one group of each of these
species will be taken during the survey.
We therefore propose to authorize the
take of the average (mean) group size for
the blue whale, killer whale, and
spinner dolphin to account for the
possibility that UH’s survey encounters
a group of any of these species (Table
7).
Species with No Available Density
Data: No density data were available for
humpback and minke whales. Both
species would typically be found further
north than the survey area during the
time of year that the survey is planned
to occur, based on sightings data around
the Hawaiian Islands (Carretta et al.
2017). However, based on input from
subject matter experts, we believe it is
reasonable to assume that both species
may be encountered by UH during the
survey. Humpback whales have
typically not been observed in the
project area in the fall (Carretta et al.
2017). However, there are increasing
anecdotal reports of confirmed sightings
of humpback whales from early
September through October in areas
near the planned project area (pers.
comm. E. Lyman, NOAA Office of
National Marine Sanctuaries, to J.
Carduner, NMFS, June 20, 2017). Like
humpback whales, sightings data does
not indicate that minke whales would
typically be expected to be present in
the project area in the fall (Carretta et al.
2017). However, detections of minke
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Jkt 241001
whales are common in passive acoustic
recordings from various locations
around the main Hawaiian Islands,
including during the fall (pers. comm. E.
Oleson, NOAA PIFSC, to J. Carduner,
NMFS, June 20, 2017). Additionally, as
minke whales in the North Pacific do
not have a visible blow, they can be
easily missed by visual observers,
suggesting a lack of sightings is likely
related to misidentification or low
detection capability in poor sighting
conditions (Rankin et al. 2007). Though
no density data are available, we believe
it is reasonable to conservatively assume
that UH’s survey may encounter and
incidentally take minke and humpback
whales. We therefore propose to
authorize the take of the average (mean)
group size (weighted by effort and
rounded up) for the humpback and
minke whale (Table 7).
It should be noted that the take
numbers shown in Table 7 are believed
to be conservative for several reasons.
First, in the calculations of estimated
take, 25 percent has been added in the
form of operational survey days
(equivalent to adding 25 percent to the
line km to be surveyed) to account for
the possibility of additional seismic
operations associated with airgun
testing, and repeat coverage of any areas
where initial data quality is substandard. Additionally, marine
mammals would be expected to move
away from a sound source that
represents an aversive stimulus.
However, the extent to which marine
mammals would move away from the
sound source is difficult to quantify and
is therefore not accounted for in take
estimates shown in Table 7.
Level A take estimates (Table 7) have
been revised from the take estimates
provided in the Federal Register notice
for the proposed IHA (82 FR 34352; July
24, 2017) based on our decision to rely
on modeled distances to Level A
harassment isopleths for Peak SPL
(Table 6) without band pass filtering
applied, as described above. The only
species for which Level A take numbers
were affected by this revision were the
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pygmy sperm whale and dwarf sperm
whale (Level A takes changed from 0 to
7 and from 0 to 18, respectively).
Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) the likelihood
of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
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of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
UH has reviewed mitigation measures
employed during seismic research
surveys authorized by NMFS under
previous incidental harassment
authorizations, as well as recommended
best practices in Richardson et al.
(1995), Pierson et al. (1998), Weir and
Dolman (2007), Nowacek et al. (2013),
Wright (2014), and Wright and
Cosentino (2015), and has incorporated
a suite of mitigation measures into their
project description based on the above
sources.
To reduce the potential for
disturbance from acoustic stimuli
associated with the activities, UH will
implement the following mitigation
measures for marine mammals:
(1) Vessel-based visual mitigation
monitoring;
(2) Vessel-based passive acoustic
monitoring;
(3) Establishment of an exclusion
zone;
(4) Power down procedures;
(5) Shutdown procedures;
(6) Ramp-up procedures; and
(7) Ship strike avoidance measures.
Vessel-Based Visual Mitigation
Monitoring
Protected Species Observer (PSO)
observations will take place during all
daytime airgun operations and
nighttime start ups (if applicable) of the
airguns. Airgun operations will be
suspended when marine mammals are
observed within, or about to enter,
designated Exclusion Zones (as
described below). PSOs will also watch
for marine mammals near the vessel for
at least 30 minutes prior to the planned
start of airgun operations. PSOs will
monitor the entire extent of the modeled
Level B harassment zone (Table 4) (or,
as far as they are able to see, if they
cannot see to the extent of the estimated
Level B harassment zone). Observations
will also be made during daytime
periods when the Kairei is underway
without seismic operations, such as
during transits, to allow for comparison
of sighting rates and behavior with and
without airgun operations and between
acquisition periods.
During seismic operations, a
minimum of four visual PSOs will be
based aboard the Kairei. PSOs will be
appointed by JAMSTEC with NMFS
approval. During the majority of seismic
operations, two PSOs will monitor for
marine mammals around the seismic
vessel. Use of two simultaneous
observers will increase the effectiveness
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of detecting marine mammals around
the source vessel. However, during meal
times, only one PSO may be on duty.
PSO(s) would be on duty in shifts of
duration no longer than 4 hours. Other
crew will also be instructed to assist in
detecting marine mammals and in
implementing mitigation requirements
(if practical). Before the start of the
seismic survey, the crew will be given
additional instruction in detecting
marine mammals and implementing
mitigation requirements. The Kairei is a
suitable platform for marine mammal
observations. When stationed on the
observation platform, PSOs will have a
good view around the entire vessel.
During daytime, the PSO(s) will scan
the area around the vessel
systematically with reticle binoculars
(e.g., 7×50 Fujinon), Big-eye binoculars
(25×150), and with the naked eye.
The PSOs must have no tasks other
than to conduct observational effort,
record observational data, and
communicate with and instruct relevant
vessel crew with regard to the presence
of marine mammals and mitigation
requirements. PSO resumes will be
provided to NMFS for approval. At least
two PSOs must have a minimum of 90
days at-sea experience working as PSOs
during a high energy seismic survey,
with no more than eighteen months
elapsed since the conclusion of the atsea experience. One ‘‘experienced’’
visual PSO will be designated as the
lead for the entire protected species
observation team. The lead will
coordinate duty schedules and roles for
the PSO team and serve as primary
point of contact for the vessel operator.
The lead PSO will devise the duty
schedule such that ‘‘experienced’’ PSOs
are on duty with those PSOs with
appropriate training but who have not
yet gained relevant experience, to the
maximum extent practicable.
The PSOs must have successfully
completed relevant training, including
completion of all required coursework
and passing a written and/or oral
examination developed for the training
program, and must have successfully
attained a bachelor’s degree from an
accredited college or university with a
major in one of the natural sciences and
a minimum of 30 semester hours or
equivalent in the biological sciences and
at least one undergraduate course in
math or statistics. The educational
requirements may be waived if the PSO
has acquired the relevant skills through
alternate training, including (1)
secondary education and/or experience
comparable to PSO duties; (2) previous
work experience conducting academic,
commercial, or government-sponsored
marine mammal surveys; or (3) previous
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44575
work experience as a PSO; the PSO
should demonstrate good standing and
consistently good performance of PSO
duties.
In summary, a typical daytime cruise
will have scheduled two observers
(visual) on duty from the observation
platform, and an acoustic observer on
the passive acoustic monitoring system.
Vessel-Based Passive Acoustic
Mitigation Monitoring
Passive acoustic monitoring (PAM)
will take place to complement the visual
monitoring program. Visual monitoring
typically is not effective during periods
of poor visibility or at night, and even
with good visibility, is unable to detect
marine mammals when they are below
the surface or beyond visual range.
Acoustic monitoring can be used in
addition to visual observations to
improve detection, identification, and
localization of cetaceans. The acoustic
monitoring will serve to alert visual
observers (if on duty) when vocalizing
cetaceans are detected. It is only useful
when marine mammals vocalize, but it
can be effective either by day or by night
and does not depend on good visibility.
It will be monitored in real time so that
visual observers can be alerted when
marine mammals are detected
acoustically.
The PAM system consists of hardware
(i.e., hydrophones) and software. The
‘‘wet end’’ of the system consists of a
towed hydrophone array that is
connected to the vessel by a tow cable.
A deck cable will connect the tow cable
to the electronics unit on board where
the acoustic station, signal conditioning,
and processing system would be
located. The acoustic signals received
by the hydrophones are amplified,
digitized, and then processed by the
software.
At least one acoustic PSO (in addition
to the four visual PSOs) will be on
board. The towed hydrophones would
be monitored 24 hours per day (either
by the acoustic PSO or by a visual PSO
trained in the PAM system if the
acoustic PSO is on break) while at the
seismic survey area during airgun
operations, and during most periods
when the Kairei is underway while the
airguns are not operating. However,
PAM may not be possible if damage
occurs to the array or back-up systems
during operations. One PSO will
monitor the acoustic detection system at
any one time, in shifts no longer than
six hours, by listening to the signals via
headphones and/or speakers and
watching the real-time spectrographic
display for frequency ranges produced
by cetaceans.
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When a vocalization is detected,
while visual observations are in
progress, the acoustic PSO will contact
the visual PSOs immediately, to alert
them to the presence of marine
mammals (if they have not already been
detected visually), in order to facilitate
a power down or shut down, if required.
The information regarding the marine
mammal acoustic detection will be
entered into a database.
Exclusion Zone and Buffer Zone
An exclusion zone (EZ) is a defined
area within which occurrence of a
marine mammal triggers mitigation
action intended to reduce the potential
for certain outcomes, e.g., auditory
injury, disruption of critical behaviors.
The PSOs will establish a minimum EZ
with a 500 m radius for the full array.
The 500 m EZ will be based on radial
distance from any element of the airgun
array (rather than being based on the
center of the array or around the vessel
itself). With certain exceptions
(described below), if a marine mammal
appears within, enters, or appears on a
course to enter this zone, the acoustic
source will be powered down (see
Power Down Procedures below). In
addition to the 500 m EZ for the full
array, a 100 m exclusion zone will be
established for the single 100 in3 airgun.
With certain exceptions (described
below), if a marine mammal appears
within, enters, or appears on a course to
enter this zone the acoustic source will
be shut down entirely (see Shutdown
Procedures below). Additionally, power
down of the full array will last no more
than 30 minutes maximum at any given
time; thus the array will be shut down
entirely if, after 30 minutes of power
down, a marine mammal remains inside
the 500 m EZ.
Potential radial distances to auditory
injury zones were calculated on the
basis of maximum peak pressure using
values provided by the applicant (Table
6). The 500 m radial distance of the
standard EZ is intended to be
precautionary in the sense that it would
be expected to contain sound exceeding
peak pressure injury criteria for all
cetacean hearing groups, while also
providing a consistent, reasonably
observable zone within which PSOs
would typically be able to conduct
effective observational effort. Although
significantly greater distances may be
observed from an elevated platform
under good conditions, we believe that
500 m is likely regularly attainable for
PSOs using the naked eye during typical
conditions.
An appropriate EZ based on
cumulative sound exposure level
(SELcum) criteria would be dependent on
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19:45 Sep 22, 2017
Jkt 241001
the animal’s applied hearing range and
how that overlaps with the frequencies
produced by the sound source of
interest (i.e., via marine mammal
auditory weighting functions) (NMFS,
2016), and may be larger in some cases
than the zones calculated on the basis
of the peak pressure thresholds (and
larger than 500 m) depending on the
species in question and the
characteristics of the specific airgun
array. In particular, the EZ radii would
be larger for low-frequency cetaceans,
because their most susceptible hearing
range overlaps the low frequencies
produced by airguns, but the zones
would remain very small for midfrequency cetaceans (i.e., including the
‘‘small delphinoids’’ described below),
whose range of best hearing largely does
not overlap with frequencies produced
by airguns.
Consideration of exclusion zone
distances is inherently an essentially
instantaneous proposition—a rule or set
of rules that requires mitigation action
upon detection of an animal. This
indicates that consideration of peak
pressure thresholds is most relevant, as
compared with cumulative sound
exposure level thresholds, as the latter
requires that an animal accumulate
some level of sound energy exposure
over some period of time (e.g., 24
hours). A PSO aboard a mobile source
will typically have no ability to monitor
an animal’s position relative to the
acoustic source over relevant time
periods for purposes of understanding
whether auditory injury is likely to
occur on the basis of cumulative sound
exposure and, therefore, whether action
should be taken to avoid such potential.
Therefore, definition of an exclusion
zone based on SELcum thresholds is of
questionable relevance given relative
motion of the source and receiver (i.e.,
the animal). Cumulative SEL thresholds
are likely more relevant for purposes of
modeling the potential for auditory
injury than they are for informing realtime mitigation. We recognize the
importance of the accumulation of
sound energy to an understanding of the
potential for auditory injury and that it
is likely that, at least for low-frequency
cetaceans, some potential auditory
injury is likely impossible to mitigate
and should be considered for
authorization.
In summary, our intent in prescribing
a standard exclusion zone distance is to
(1) encompass zones for most species
within which auditory injury could
occur on the basis of instantaneous
exposure; (2) provide additional
protection from the potential for more
severe behavioral reactions (e.g., panic,
antipredator response) for marine
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Sfmt 4703
mammals at relatively close range to the
acoustic source; (3) provide consistency
for PSOs, who need to monitor and
implement the exclusion zone; and (4)
to define a distance within which
detection probabilities are reasonably
high for most species under typical
conditions.
Our use of 500 m as the EZ is a
reasonable combination of factors. This
zone is expected to contain all potential
auditory injury for all cetaceans (highfrequency, mid-frequency and lowfrequency functional hearing groups) as
assessed against peak pressure
thresholds (NMFS, 2016) (Table 6), and
to contain all potential auditory injury
for high-frequency and mid-frequency
cetaceans as assessed against SELcum
thresholds (NMFS, 2016) (Table 6), It
has also proven to be practicable
through past implementation in seismic
surveys conducted for the oil and gas
industry in the Gulf of Mexico (as
regulated by BOEM pursuant to the
Outer Continental Shelf Lands Act
(OCSLA) (43 U.S.C. 1331–1356)). In
summary, a practicable criterion such as
this has the advantage of simplicity
while still providing in most cases a
zone larger than relevant auditory injury
zones, given realistic movement of
source and receiver.
The PSOs will also establish and
monitor a 1,000 m buffer zone. During
use of the acoustic source, occurrence of
marine mammals within the buffer zone
(but outside the exclusion zone) will be
communicated to the vessel operator to
prepare for potential power down or
shutdown of the acoustic source. The
buffer zone is discussed further under
Ramp Up Procedures below. PSOs will
monitor the entire extent of the modeled
Level B harassment zone (Table 4) (or,
as far as they are able to see, if they
cannot see to the extent of the estimated
Level B harassment zone).
Power Down Procedures
A power down involves decreasing
the number of airguns in use such that
the radius of the mitigation zone is
decreased to the extent that marine
mammals are no longer in, or about to
enter, the 500 m EZ. During a power
down, one 100-in3 airgun would be
operated. The continued operation of
one 100-in3 airgun is intended to alert
marine mammals to the presence of the
seismic vessel in the area, and to allow
them to leave the area of the seismic
vessel if they choose. In contrast, a
shutdown occurs when all airgun
activity is suspended (shutdown
procedures are discussed below). If a
marine mammal is detected outside the
500 m EZ but appears likely to enter the
500 m EZ, the airguns will be powered
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down before the animal is within the
500 m EZ. Likewise, if a mammal is
already within the 500 m EZ when first
detected, the airguns will be powered
down immediately. During a power
down of the airgun array, the 100-in3
airgun will be operated.
Following a power down, airgun
activity will not resume until the marine
mammal has cleared the 500 m EZ. The
animal will be considered to have
cleared the 500 m EZ if the following
conditions have been met:
• It is visually observed to have
departed the 500 m EZ, or
• it has not been seen within the 500 m
EZ for 15 min in the case of small
odontocetes, or
• it has not been seen within the 500 m
EZ for 30 min in the case of
mysticetes and large odontocetes,
including sperm, pygmy sperm, dwarf
sperm, and beaked whales.
This power down requirement will be
in place for all marine mammals, with
the exception of small delphinoids
under certain circumstances. As defined
here, the small delphinoid group is
intended to encompass those members
of the Family Delphinidae most likely to
voluntarily approach the source vessel
for purposes of interacting with the
vessel and/or airgun array (e.g., bow
riding). This exception to the power
down requirement will apply solely to
specific genera of small dolphins—
Steno, Tursiops, Stenella and
Lagenodelphis—and will only apply if
the animals were traveling, including
approaching the vessel. If, for example,
an animal or group of animals is
stationary for some reason (e.g., feeding)
and the source vessel approaches the
animals, the power down requirement
applies. An animal with sufficient
incentive to remain in an area rather
than avoid an otherwise aversive
stimulus could either incur auditory
injury or disruption of important
behavior. If there is uncertainty
regarding identification (i.e., whether
the observed animal(s) belongs to the
group described above) or whether the
animals are traveling, the power down
will be implemented.
We include this small delphinoid
exception because power-down/
shutdown requirements for small
delphinoids under all circumstances
represent practicability concerns
without likely commensurate benefits
for the animals in question. Small
delphinoids are generally the most
commonly observed marine mammals
in the specific geographic region and
would typically be the only marine
mammals likely to intentionally
approach the vessel. As described
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below, auditory injury is extremely
unlikely to occur for mid-frequency
cetaceans (e.g., delphinids), as this
group is relatively insensitive to sound
produced at the predominant
frequencies in an airgun pulse while
also having a relatively high threshold
for the onset of auditory injury (i.e.,
permanent threshold shift). Please see
Potential Effects of the Specified
Activity on Marine Mammals above for
further discussion of sound metrics and
thresholds and marine mammal hearing.
A large body of anecdotal evidence
indicates that small delphinoids
commonly approach vessels and/or
towed arrays during active sound
production for purposes of bow riding,
with no apparent effect observed in
those delphinoids (e.g., Barkaszi et al.,
2012). The potential for increased
shutdowns resulting from such a
measure would require the Kairei to
revisit the missed track line to reacquire
data, resulting in an overall increase in
the total sound energy input to the
marine environment and an increase in
the total duration over which the survey
is active in a given area. Although other
mid-frequency hearing specialists (e.g.,
large delphinoids) are no more likely to
incur auditory injury than are small
delphinoids, they are much less likely
to approach vessels. Therefore, retaining
a power-down/shutdown requirement
for large delphinoids would not have
similar impacts in terms of either
practicability for the applicant or
corollary increase in sound energy
output and time on the water. We do
anticipate some benefit for a powerdown/shutdown requirement for large
delphinoids in that it simplifies
somewhat the total range of decisionmaking for PSOs and may preclude any
potential for physiological effects other
than to the auditory system as well as
some more severe behavioral reactions
for any such animals in close proximity
to the source vessel.
At any distance, power down of the
acoustic source will also be required
upon observation of a large whale (i.e.,
sperm whale or any baleen whale) with
a calf, or upon observation of an
aggregation of large whales of any
species (i.e., sperm whale or any baleen
whale) that does not appear to be
traveling (e.g., feeding, socializing, etc.).
These are the only two potential
situations that would require power
down of the array for marine mammals
observed beyond the 500 m EZ.
A power down could occur for no
more than 30 minutes maximum at any
given time. If, after 30 minutes of the
array being powered down, marine
mammals had not cleared the 500 m EZ
(as described above), a shutdown of the
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array will be implemented (see Shut
Down Procedures, below). Power down
is only allowed in response to the
presence of marine mammals within the
designated EZ. Thus, the single 100 in3
airgun, which will be operated during
power downs, may not be operated
continuously throughout the night or
during transits from one line to another.
Shut Down Procedures
The single 100-in3 operating airgun
will be shut down if a marine mammal
is seen within or approaching the 100 m
EZ for the single 100-in3 airgun.
Shutdown will be implemented if (1) an
animal enters the 100 m EZ of the single
100-in3 airgun after a power down has
been initiated, or (2) an animal is
initially seen within the 100 m EZ of the
single 100-in3 airgun when more than
one airgun (typically the full array) is
operating. Airgun activity will not
resume until the marine mammal has
cleared the 500 m EZ. Criteria for
judging that the animal has cleared the
EZ will be as described above. A
shutdown of the array will be
implemented if, after 30 minutes of the
array being powered down, marine
mammals have not cleared the 500 m EZ
(as described above).
The shutdown requirement, like the
power down requirement, will be
waived for dolphins of the following
genera: Steno, Tursiops, Stenella and
Lagenodelphis. The shutdown waiver
only applies if the animals are traveling,
including approaching the vessel. If
animals are stationary and the source
vessel approaches the animals, the
shutdown requirement would apply. If
there is uncertainty regarding
identification (i.e., whether the observed
animal(s) belongs to the group described
above) or whether the animals are
traveling, the shutdown would be
implemented. A shutdown will be
implemented if a North Pacific right
whale is sighted, regardless of the
distance from the Kairei. Ramp-up
procedures would not be initiated until
the right whale has not been seen at any
distance for 30 minutes.
Ramp-Up Procedures
Ramp-up of an acoustic source is
intended to provide a gradual increase
in sound levels following a power down
or shutdown, enabling animals to move
away from the source if the signal is
sufficiently aversive prior to its reaching
full intensity. The ramp-up procedure
involves a step-wise increase in the
number of airguns firing and total array
volume until all operational airguns are
activated and the full volume is
achieved. Ramp-up will be required
after the array is powered down or
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shutdown due to mitigation. If the
airgun array has been shut down for
reasons other than mitigation (e.g.,
mechanical difficulty) for a period of
less than 30 minutes, it may be activated
again without ramp-up if PSOs have
maintained constant visual and acoustic
observation and no visual detections of
any marine mammal have occurred
within the buffer zone and no acoustic
detections have occurred.
Ramp-up will begin by activating a
single airgun of the smallest volume in
the array and would continue in stages
by doubling the number of active
elements at the commencement of each
stage, with each stage of approximately
the same duration.
If airguns have been powered down or
shut down due to PSO detection of a
marine mammal within or approaching
the 500 m EZ, ramp-up will not be
initiated until all marine mammals have
cleared the EZ, during the day or night.
Visual and acoustic PSOs are required
to monitor during ramp-up. If a marine
mammal were detected by visual PSOs
within or approaching the 500 m EZ
during ramp-up, a power down (or shut
down if appropriate) would be
implemented as though the full array
were operational. Criteria for clearing
the EZ would be as described above.
Thirty minutes of pre-clearance
observation are required prior to rampup for any power down or shutdown of
longer than 30 minutes (i.e., if the array
were shut down during transit from one
line to another). This 30 minute preclearance period may occur during any
vessel activity (i.e., transit). If a marine
mammal is observed within or
approaching the 500 m EZ during this
pre-clearance period, ramp-up will not
be initiated until all marine mammals
have cleared the EZ. Criteria for clearing
the EZ will be as described above.
Ramp-up will be planned to occur
during periods of good visibility when
possible. However, ramp-up will be
allowed at night and during poor
visibility if the 500 m EZ and 1,000 m
buffer zone have been monitored by
visual PSOs for 30 minutes prior to
ramp-up and if acoustic monitoring has
occurred for 30 minutes prior to rampup with no acoustic detections during
that period.
The operator will be required to notify
a designated PSO of the planned start of
ramp-up as agreed-upon with the lead
PSO. A designated PSO must be notified
again immediately prior to initiating
ramp-up procedures and the operator
must receive confirmation from the PSO
to proceed. The operator must provide
information to PSOs documenting that
appropriate procedures were followed.
Following deactivation of the array for
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reasons other than mitigation, the
operator will be required to
communicate the near-term operational
plan to the lead PSO with justification
for any planned nighttime ramp-up.
Based on our evaluation of the
applicant’s proposed measures, NMFS
has determined that the mitigation
measures provide the means effecting
the least practicable impact on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth,
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the action area. Effective
reporting is critical both to compliance
as well as ensuring that the most value
is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density).
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas).
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors.
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks.
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• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat).
• Mitigation and monitoring
effectiveness.
UH submitted a marine mammal
monitoring and reporting plan in
section XIII of their IHA application.
Monitoring that is designed specifically
to facilitate mitigation measures, such as
monitoring of the EZ to inform potential
power downs or shutdowns of the
airgun array, are described above and
are not repeated here.
UH’s monitoring and reporting plan
includes the following measures:
Vessel-Based Visual Monitoring
As described above, PSO observations
will take place during daytime airgun
operations and nighttime start ups (if
applicable) of the airguns. During
seismic operations, at least four visual
PSOs would be based aboard the Kairei.
PSOs will be appointed by JAMSTEC
with NMFS approval. During the
majority of seismic operations, two
PSOs will monitor for marine mammals
around the seismic vessel. Use of two
simultaneous observers would increase
the effectiveness of detecting animals
around the source vessel. However,
during meal times, only one PSO may
be on duty. PSOs will be on duty in
shifts of duration no longer than 4
hours. Other crew will also be
instructed to assist in detecting marine
mammals and in implementing
mitigation requirements (if practical).
During daytime, PSOs will scan the area
around the vessel systematically with
reticle binoculars (e.g., 7×50 Fujinon),
Big-eye binoculars (25×150), and with
the naked eye.
PSOs will record data to estimate the
numbers of marine mammals exposed to
various received sound levels and to
document apparent disturbance
reactions or lack thereof. Data will be
used to estimate numbers of animals
potentially ‘taken’ by harassment (as
defined in the MMPA). They will also
provide information needed to order a
power down or shutdown of airguns
when a marine mammal is within or
near the EZ.
When a sighting is made, the
following information about the sighting
will be recorded:
1. Species, group size, age/size/sex
categories (if determinable), behavior
when first sighted and after initial
sighting, heading (if consistent), bearing
and distance from seismic vessel,
sighting cue, apparent reaction to the
airguns or vessel (e.g., none, avoidance,
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approach, paralleling, etc.), and
behavioral pace.
2. Time, location, heading, speed,
activity of the vessel, sea state,
visibility, and sun glare.
All observations and power downs or
shutdowns will be recorded in a
standardized format. Data will be
entered into an electronic database. The
accuracy of the data entry will be
verified by computerized data validity
checks as the data are entered and by
subsequent manual checking of the
database. These procedures will allow
initial summaries of data to be prepared
during and shortly after the field
program and will facilitate transfer of
the data to statistical, graphical, and
other programs for further processing
and archiving. The time, location,
heading, speed, activity of the vessel,
sea state, visibility, and sun glare will
also be recorded at the start and end of
each observation watch, and during a
watch whenever there is a change in one
or more of the variables.
Results from the vessel-based
observations will provide:
1. The basis for real-time mitigation
(airgun power down or shut down).
2. Information needed to estimate the
number of marine mammals potentially
taken by harassment, which must be
reported to NMFS.
3. Data on the occurrence,
distribution, and activities of marine
mammals and turtles in the area where
the seismic study is conducted.
4. Information to compare the
distance and distribution of marine
mammals and turtles relative to the
source vessel at times with and without
seismic activity.
5. Data on the behavior and
movement patterns of marine mammals
and turtles seen at times with and
without seismic activity.
Vessel-Based Passive Acoustic
Monitoring
PAM will take place to complement
the visual monitoring program as
described above. Please see the
Mitigation section above for a
description of the PAM system and the
acoustic PSO’s duties. The acoustic PSO
will record data collected via the PAM
system, including the following: An
acoustic encounter identification
number, whether it was linked with a
visual sighting, date, time when first
and last heard and whenever any
additional information was recorded,
position and water depth when first
detected, bearing if determinable,
species or species group (e.g.,
unidentified dolphin, sperm whale),
types and nature of sounds heard (e.g.,
clicks, continuous, sporadic, whistles,
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creaks, burst pulses, strength of signal,
etc.), and any other notable information.
Acoustic detections will also be
recorded for further analysis.
Reporting
A report will be submitted to NMFS
within 90 days after the end of the
cruise. The report will describe the
operations that were conducted and
sightings of marine mammals near the
operations. The report will provide full
documentation of methods, results, and
interpretation pertaining to all
monitoring. The 90-day report will
summarize the dates and locations of
seismic operations, and all marine
mammal sightings (dates, times,
locations, activities, associated seismic
survey activities). The report will also
include estimates of the number and
nature of exposures that occurred above
the harassment threshold based on PSO
observations.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, our analysis
applies to all the species listed in Table
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44579
1, given that NMFS expects the
anticipated effects of the planned
seismic survey to be similar in nature.
Where there are meaningful differences
between species or stocks, or groups of
species, in anticipated individual
responses to activities, impact of
expected take on the population due to
differences in population status, or
impacts on habitat, NMFS has identified
species-specific factors to inform the
analysis.
NMFS does not anticipate that serious
injury or mortality would occur as a
result of UH’s survey, even in the
absence of mitigation. Thus the
authorization does not authorize any
mortality. Non-auditory physical effects,
stranding, and vessel strike are not
expected to occur.
We authorize a limited number of
instances of Level A harassment of three
marine mammal species (Table 7).
However, we believe that any PTS
incurred in marine mammals as a result
of the activity would be in the form of
only a small degree of PTS and not total
deafness that would not be likely to
affect the fitness of any individuals,
because of the constant movement of
both the Kairei and of the marine
mammals in the project area, as well as
the fact that the vessel is not expected
to remain in any one area in which
individual marine mammals would be
expected to concentrate for an extended
period of time (i.e., since the duration of
exposure to loud sounds will be
relatively short). Also, as described
above, we expect that marine mammals
would be likely to move away from a
sound source that represents an aversive
stimulus, especially at levels that would
be expected to result in PTS, given
sufficient notice of the Kairei’s approach
due to the vessel’s relatively low speed
when conducting the survey. We expect
that the majority of takes would be in
the form of short-term Level B
behavioral harassment in the form of
temporary avoidance of the area or
decreased foraging (if such activity were
occurring), reactions that are considered
to be of low severity and with no lasting
biological consequences (e.g., Southall
et al., 2007).
Potential impacts to marine mammal
habitat were discussed in the Federal
Register noticed for the proposed IHA
(82 FR 34352; July 24, 2017) (see
Potential Effects of the Specified
Activity on Marine Mammals and their
Habitat). Marine mammal habitat may
be impacted by elevated sound levels,
but these impacts would be temporary.
Feeding behavior is not likely to be
significantly impacted, as marine
mammals appear to be less likely to
exhibit behavioral reactions or
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avoidance responses while engaged in
feeding activities (Richardson et al.,
1995). Prey species are mobile and are
broadly distributed throughout the
project area; therefore, marine mammals
that may be temporarily displaced
during survey activities are expected to
be able to resume foraging once they
have moved away from areas with
disturbing levels of underwater noise.
Because of the temporary nature of the
disturbance, the availability of similar
habitat and resources in the surrounding
area, and the lack of important or
unique marine mammal habitat, the
impacts to marine mammals and the
food sources that they utilize are not
expected to cause significant or longterm consequences for individual
marine mammals or their populations.
In addition, there are no mating or
calving areas known to be biologically
important to marine mammals within
the project area.
The activity is expected to impact a
very small percentage of all marine
mammal stocks that would be affected
by UH’s survey (less than two percent
for all marine mammal stocks).
Additionally, the acoustic ‘‘footprint’’ of
the survey would be very small relative
to the ranges of all marine mammals
that would potentially be affected.
Sound levels would increase in the
marine environment in a relatively
small area surrounding the vessel
compared to the range of the marine
mammals within the survey area. The
seismic array would be active 24 hours
per day throughout the duration of the
survey. However, the very brief overall
duration of the survey (5.5 days) would
further limit potential impacts that may
occur as a result of the activity.
The mitigation measures are expected
to reduce the number and/or severity of
takes by allowing for detection of
marine mammals in the vicinity of the
vessel by visual and acoustic observers,
and by minimizing the severity of any
potential exposures via power downs
and/or shutdowns of the airgun array.
Based on previous monitoring reports
for substantially similar activities that
have been previously authorized by
NMFS, we expect that the mitigation
will be effective in preventing at least
some extent of potential PTS in marine
mammals that may otherwise occur in
the absence of mitigation.
Of the marine mammal species under
our jurisdiction that are likely to occur
in the project area, the following species
are listed as endangered under the ESA:
blue, fin, sei, and sperm whales. There
are currently insufficient data to
determine population trends for blue,
fin, sei, and sperm whales (Carretta et
al., 2016); however, we are authorizing
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very small numbers of takes for these
species (Table 7), relative to their
population sizes, therefore we do not
expect population-level impacts to any
of these species. The other marine
mammal species that may be taken by
harassment during UH’s seismic survey
are not listed as threatened or
endangered under the ESA. There is no
designated critical habitat for any ESAlisted marine mammals within the
project area; and of the non-listed
marine mammals for which we propose
to authorize take, none are considered
‘‘depleted’’ or ‘‘strategic’’ by NMFS
under the MMPA.
NMFS concludes that exposures to
marine mammal species and stocks due
to UH’s seismic survey would result in
only short-term (temporary and short in
duration) effects to individuals exposed.
Animals may temporarily avoid the
immediate area, but are not expected to
permanently abandon the area. Major
shifts in habitat use, distribution, or
foraging success are not expected.
NMFS does not anticipate the take
estimates to impact annual rates of
recruitment or survival.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the marine
mammal species or stocks through
effects on annual rates of recruitment or
survival:
• No mortality is anticipated or
authorized;
• The anticipated impacts of the
activity on marine mammals would
primarily be temporary behavioral
changes due to avoidance of the area
around the survey vessel. The relatively
short duration of the survey (5.5 days)
would further limit the potential
impacts of any temporary behavioral
changes that would occur;
• PTS is only anticipated to occur for
one species and the number of instances
of PTS that may occur are expected to
be very small in number (Table 7).
Instances of PTS that are incurred in
marine mammals would be of a low
level, due to constant movement of the
vessel and of the marine mammals in
the area, and the nature of the survey
design (not concentrated in areas of high
marine mammal concentration);
• The availability of alternate areas of
similar habitat value for marine
mammals to temporarily vacate the
survey area during the survey to avoid
exposure to sounds from the activity;
• The project area does not contain
areas of significance for mating or
calving;
• The potential adverse effects on fish
or invertebrate species that serve as prey
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species for marine mammals from the
survey would be temporary and
spatially limited;
• The mitigation measures, including
visual and acoustic monitoring, powerdowns, and shutdowns, are expected to
minimize potential impacts to marine
mammals.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
monitoring and mitigation measures,
NMFS finds that the total marine
mammal take from the planned activity
will have a negligible impact on all
affected marine mammal species or
stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Section 101(a)(5)(D) of the MMPA
for specified activities other than
military readiness activities. The MMPA
does not define small numbers; so, in
practice, where estimated numbers are
available, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities. Table 7 provides numbers of
take by Level A harassment and Level
B harassment authorized. These are the
numbers we use for purposes of the
small numbers analysis.
The numbers of marine mammals that
we authorize to be taken, for all species
and stocks, would be considered small
relative to the relevant stocks or
populations (approximately 13 percent
for rough-toothed dolphin, and less than
8 percent for all other species and
stocks). For the blue whale, killer whale,
humpback whale, minke whale and
spinner dolphin we propose to
authorize take resulting from a single
exposure of one group of each species
or stock, as appropriate (using best
available information on mean group
size for these species or stocks). We
believe that a single incident of take of
one group of any of these species
represents take of small numbers for
that species
Based on the analysis contained
herein of the activity (including the
mitigation and monitoring measures)
and the anticipated take of marine
mammals, NMFS finds that small
numbers of marine mammals will be
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taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with the ESA Interagency
Cooperation Division, whenever we
propose to authorize take for
endangered or threatened species.
We (the NMFS OPR Permits and
Conservation Division) are authorizing
the incidental take of four species of
marine mammals which are listed under
the ESA: The sei, fin, blue and sperm
whale. Under Section 7 of the ESA, we
initiated consultation with the NMFS
OPR Interagency Cooperation Division
for the issuance of this IHA. In
September, 2017, the NMFS OPR
Interagency Cooperation Division issued
a Biological Opinion with an incidental
take statement, which concluded that
the issuance of the IHA was not likely
to jeopardize the continued existence of
sei, fin, blue and sperm whales. The
Biological Opinion also concluded that
the issuance of the IHA would not
destroy or adversely modify designated
critical habitat for these species.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Authorization
NMFS has issued an IHA to the
University of Hawaii for the potential
harassment of small numbers of 24
marine mammal species incidental to a
marine geophysical survey in the central
Pacific Ocean, provided the previously
mentioned mitigation, monitoring and
reporting requirements are incorporated.
Dated: September 19, 2017.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2017–20362 Filed 9–22–17; 8:45 am]
BILLING CODE 3510–22–P
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
Proposed Information Collection;
Comment Request; Alaska Pacific
Halibut Fisheries: Charter Permits
National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice.
AGENCY:
The Department of
Commerce, as part of its continuing
effort to reduce paperwork and
respondent burden, invites the general
public and other Federal agencies to
take this opportunity to comment on
proposed and/or continuing information
collections, as required by the
Paperwork Reduction Act of 1995.
DATES: Written comments must be
submitted on or before November 24,
2017.
ADDRESSES: Direct all written comments
to Jennifer Jessup, Departmental
Paperwork Clearance Officer,
Department of Commerce, Room 6616,
14th and Constitution Avenue NW.,
Washington, DC 20230 (or via the
Internet at pracomments@doc.gov).
An electronic copy of the most recent
supporting statement for this
information collection is available from
https://www.cio.noaa.gov/itmanagement/
pdfs/0592ext14.pdf.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of the information collection
instrument and instructions should be
directed to Kurt Iverson (907) 586–7228
or kurt.iverson@noaa.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Abstract
This request is for an extension of a
currently approved information
collection.
The Alaska Pacific Halibut Charter
Program established Federal Charter
Halibut Permits (CHPs) for operators in
the charter halibut fishery in IPHC
regulatory Areas 2C (Southeast Alaska)
and 3A (Central Gulf of Alaska). Since
February 1, 2011, all vessel operators in
Areas 2C and 3A with charter anglers
onboard catching and retaining Pacific
halibut must have a valid CHP onboard
during every charter vessel fishing trip.
CHPs must be endorsed with the
appropriate regulatory area and number
of anglers.
The National Marine Fisheries Service
(NMFS) implemented this program
based on recommendations by the North
Pacific Fishery Management Council to
meet allocation objectives in the charter
PO 00000
Frm 00027
Fmt 4703
Sfmt 4703
44581
halibut fishery. This program provides
stability in the fishery by limiting the
number of charter vessels that may
participate in Areas 2C and 3A and
decreasing the overall number of
available CHPs over time. The program
goals are to increase the value of the
resource, limit boats to qualified active
participants in the guided sport halibut
sector, and enhance economic stability
in rural coastal communities.
II. Method of Collection
Methods of submittal include mail
and facsimile transmission of paper
forms. Fillable pdfs are available on the
NMFS Alaska Region Web page and
may be downloaded, completed, and
printed out prior to submission.
III. Data
OMB Control Number: 0648–0592.
Form Number: None.
Type of Review: Regular submission
(extension of a currently approved
collection).
Affected Public: Business or other forprofit organizations.
Estimated Number of Respondents:
68.
Estimated Time per Response: 2 hours
for Application for Transfer of Charter
Halibut Permit; 0.5 hours for
Application for Military Charter Permit;
2 hours for Application for Transfer
between IFQ and Guided Angler Fish
(GAF); and 4 hours for Appeals if an
Application for Transfer between IFQ
and GAF is denied by NMFS.
Estimated Total Annual Burden
Hours and Equivalent Labor Costs to the
Public: 98 hours and $3,626 per year
($37 per hour for preparing and
submitting applications and $125/hr for
preparing an appeal).
Estimated Total Annual Cost to
Public: $196 in recordkeeping/reporting
costs for photocopying, obtaining a
notarized signature, faxing, or mailing
applications.
IV. Request for Comments
Comments are invited on: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden
(including hours and cost) of the
proposed collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology.
E:\FR\FM\25SEN1.SGM
25SEN1
Agencies
[Federal Register Volume 82, Number 184 (Monday, September 25, 2017)]
[Notices]
[Pages 44565-44581]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-20362]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XF330
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to a Geophysical Survey in the Central
Pacific Ocean
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; Issuance of an Incidental Harassment Authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an incidental harassment authorization (IHA) to
the University of Hawaii (UH) to incidentally take, by Level A and
Level B harassment only, marine mammals during a marine geophysical
survey in the Central Pacific Ocean.
DATES: This Authorization is valid from September 14, 2017 through
September 13, 2018.
FOR FURTHER INFORMATION CONTACT: Jordan Carduner, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: www.nmfs.noaa.gov/pr/permits/incidental/research.htm. In case of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
[[Page 44566]]
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (as delegated to NMFS) to allow, upon
request, the incidental, but not intentional, taking of small numbers
of marine mammals by U.S. citizens who engage in a specified activity
(other than commercial fishing) within a specified geographical region
if certain findings are made and either regulations are issued or, if
the taking is limited to harassment, a notice of a proposed
authorization is provided to the public for review.
An authorization for incidental takings shall be granted if NMFS
finds that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.
The MMPA states that the term ``take'' means to harass, hunt,
capture, kill or attempt to harass, hunt, capture, or kill any marine
mammal.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as: Any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild (Level A harassment); or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an
incidental harassment authorization) with respect to potential impacts
on the human environment. Accordingly, NMFS prepared an Environmental
Assessment (EA) to consider the environmental impacts associated with
the issuance of the IHA to UH. We reviewed all comments submitted in
response to the Federal Register notice for the proposed IHA (82 FR
34352; July 24, 2017) prior to concluding our NEPA process and deciding
whether or not to issue a Finding of No Significant Impact (FONSI).
NMFS concluded that issuance of an IHA to UH would not significantly
affect the quality of the human environment and prepared and issued a
FONSI in accordance with NEPA and NAO 216-6A. NMFS' EA and FONSI for
this activity are available on our Web site at: https://www.nmfs.noaa.gov/pr/permits/incidental.
Summary of Request
On March 15, 2016, NMFS received a request from the UH for an IHA
to take marine mammals incidental to conducting a marine geophysical
survey in the central Pacific Ocean. On May 16, 2017, we deemed UH's
application for authorization to be adequate and complete. UH's request
is for take of a small number of 24 species of marine mammals by Level
B harassment and Level A harassment. Neither UH nor NMFS expects
mortality to result from this activity, and, therefore, an IHA is
appropriate. The planned activity is not expected to exceed one year,
hence, we do not expect subsequent MMPA incidental harassment
authorizations would be issued for this particular activity.
Description of Activity
Overview
UH, in collaboration with the Japan Agency for Marine-Earth Science
and Technology (JAMSTEC), proposes to conduct a marine seismic survey
north of Hawaii in the central Pacific Ocean over the course of five
and a half days in September 2017. The survey would occur north of the
Hawaiian Islands, in the approximate area 22.6-25.0[deg] N and 153.5-
157.4[deg] W (See Figure 1 in IHA application). The project area is
partly within the exclusive economic zone (EEZ) of the United States
and partly in adjacent international waters. Water depths in the area
range from 4,000 to 5,000 meters (m). The survey would involve one
source vessel, the Japan-flagged R/V (research vessel) Kairei. The
Kairei would deploy a 32-airgun array with a total volume of ~7800
cubic inches (in\3\) as an energy source. A detailed description of
UH's planned activity is provided in the Federal Register notice for
the proposed IHA (82 FR 34352; July 24, 2017). Since that time, no
changes have been made to the planned activities. Therefore, a detailed
description is not provided here. Please refer to that Federal Register
notice for the description of the specific activity.
Comments and Responses
NMFS published a notice of proposed IHA in the Federal Register on
July 24, 2017 (82 FR 34352; July 24, 2017). During the 30-day public
comment period, NMFS received a comment letter from the Marine Mammal
Commission (Commission) as well as one comment from a member of the
general public. NMFS has posted the comments online at: https://www.nmfs.noaa.gov/pr/permits/incidental. NMFS addresses any comments
specific to UH's application related to the statutory and regulatory
requirements or findings that NMFS must make under the MMPA in order to
issue an Authorization. The following is a summary of the public
comments and NMFS' responses.
Comment 1: The Commission expressed concerns regarding UH's method
to estimate the extent of the Level A and B harassment zones and the
numbers of marine mammal takes. The Commission stated that the model is
not the best available science because it assumes spherical spreading,
a constant sound speed, and no bottom interactions for surveys in deep
water. In light of their concerns, the Commission recommended that NMFS
require UH, in collaboration with Lamont-Doherty Earth Observatory of
Columbia University (LDEO) (which performed the modeling of Level A and
Level B harassment zones and estimated takes) to re-estimate the Level
A and Level B harassment zones and associated takes of marine mammals
using both operational (including number/type/spacing of airguns, tow
depth, source level/operating pressure, operational volume) and site-
specific environmental (including sound speed profiles, bathymetry, and
sediment characteristics at a minimum) parameters. The Commission also
expressed concern that LDEO used a high-pass filter for modeling the
unweighted peak sound pressure level (SPLpeak) thresholds,
and stated that use of the full bandwidth is appropriate given that the
thresholds themselves were based on responses of the animals to the
full frequency spectrum of the airgun pulses, not a filtered bandwidth.
Response: NMFS acknowledges the Commission's concerns about LDEO's
current modeling approach for estimating Level A and Level B harassment
zones and takes. UH's application (LGL, 2017) and the Federal Register
notice for the proposed IHA (82 FR 34352; July 24, 2017) describe the
applicant's approach to modeling Level A and Level B harassment zones.
The model LDEO currently uses does not allow for the consideration of
[[Page 44567]]
environmental and site-specific parameters as requested by the
Commission. NMFS continues to work with LDEO to address the issue of
incorporating site-specific information to further inform the analysis
and development of mitigation measures in oceanic and coastal areas for
future seismic surveys. The use of models for estimating the size of
ensonified areas and for developing take estimates is not a requirement
of the MMPA incidental take authorization process, and NMFS does not
provide specific guidance on model parameters nor prescribe a specific
model for applicants at this time. We recognize that there is no model
or approach that is always the most appropriate and that there may be
multiple approaches that may be considered acceptable and, in this
case, LDEO's current modeling approach represents the best available
information to inform authorized take levels and also NMFS'
determinations under the MMPA. NMFS finds that the Level A and Level B
harassment zone calculations conducted by LDEO are reasonable for use
in this particular IHA. Further, the results of modeling (e.g., take
estimates) is just one component of the analysis during the MMPA
authorization process as NMFS also takes into consideration other
factors associated with the activity (e.g., geographic location,
duration of activities, context, sound source intensity, etc.).
With regard to the Commission's concern regarding LDEO's use of a
high-pass filter for modeling the unweighted SPLpeak
thresholds, NMFS has reviewed the best available information and we
agree that the Commission's concern is valid. Since the thresholds were
based on responses of the animals to the full frequency spectrum of the
airgun pulses, not a filtered bandwidth, we agree that use of the full
bandwidth is appropriate. Therefore, we have revised the modeled
distances to the Level A harassment threshold (SPLpeak) that
we rely on for estimating Level A takes, from those described in the
Federal Register notice for the proposed IHA (82 FR 34352; July 24,
2017) to those shown in Table 6 in this document, which have no band
pass filtering applied.
Comment 2: The Commission expressed concern that the method used to
estimate the numbers of takes, which summed fractions of takes for each
species across project days, does not account for and negates the
intent of NMFS' 24-hour reset policy.
NMFS Response: We appreciate the Commission's ongoing concern in
this matter. Calculating predicted takes is not an exact science and
there are arguments for taking different mathematical approaches in
different situations, and for making qualitative adjustments in other
situations. We believe, however, that the methodology used for take
calculation in this IHA remains appropriate and is not at odds with the
24-hour reset policy the Commission references.
Comment 3: The Commission questioned why NMFS did not propose to
prohibit the use of power downs and recommended that NMFS use a
consistent approach for requiring all geophysical survey operators to
abide by the same general mitigation measures, including prohibiting UH
from using power downs during its survey.
NMFS Response: NMFS agrees with the Commission that consistency in
mitigation measures across ITAs for similar activities is a worthwhile
goal, to the extent practicable. NMFS also agrees with the Commission
that limiting the use of power downs can be beneficial in reducing the
overall sound input in the marine environment from geophysical surveys;
as such, NMFS is requiring that power downs in this IHA occur for no
more than a maximum of 30 minutes at any time. The requirement for a 30
minute maximum for power downs represents a change to the mitigation
measures from those proposed in the Federal Register notice of the
proposed IHA (82 FR 34352, July 24, 2017) and is reflected in the
mitigation measures in the issued IHA. NMFS is still in the process of
determining best practice, via solicitation of public comment, for the
use of power downs as a mitigation measure in ITAs for geophysical
surveys. We will take into consideration the Commission's
recommendation that power downs be eliminated as a mitigation measure
as we work toward a determination on best practices for the use of
power downs in IHAs for marine geophysical surveys. We will also review
the comments received in response to the Federal Register notice for
proposed IHAs for marine geophysical surveys in the Atlantic Ocean (82
FR 26244, June 6, 2017) to help inform that determination; we are still
reviewing those comments at this time. Ultimately our determination
will be based on the best available science and will be communicated
clearly to ITA applicants.
Comment 4: The Commission expressed concern that reporting of the
manner of taking and the numbers of animals incidentally taken should
account for all animals in the various survey areas, including those
animals directly on the trackline that are not detected and how well
animals are detected based on the distance from the observer (accounted
for by g(0) and f(0) values). The Commission has recommended a method
for estimating the number of cetaceans in the vicinity of geophysical
surveys based on the number of groups detected and recommended that
NMFS require UH to use this method for estimating g(0) and f(0) values
to better estimate the numbers of marine mammals taken by Level A and
Level B harassment.
NMFS response: NMFS agrees that reporting of the manner of taking
and the numbers of animals incidentally taken should account for all
animals taken, including those animals directly on the trackline that
are not detected and how well animals are detected based on the
distance from the observer, to the extent practicable. NMFS has
provided the Commission's recommended method for estimating g(0) and
f(0) values to previous applicants for similar activities (i.e.,
research-based geophysical surveys). We have received feedback in
response that those applicants are concerned with some aspects of the
Commission's method, including that the probability values recommended
by the Commission's recommended method involve assumptions that are not
met by the surveys conducted aboard research geophysical vessels and
that, as such, derived f(0) values for research geophysical surveys
would not be suitable for refining the number of cetaceans potentially
taken incidentally during these surveys. NMFS requires in this IHA that
takes reported in UH's monitoring report include an estimate that
accounts for all animals incidentally taken, including those on the
trackline but not detected, but at this time we do not prescribe a
particular method for accomplishing this task.
Description of Marine Mammals in the Area of Specified Activities
Section 4 of the application summarizes available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS' Stock Assessment Reports (SAR; www.nmfs.noaa.gov/pr/sars/), and more general information about these species (e.g.,
physical and behavioral descriptions) may be found on NMFS' Web site
(www.nmfs.noaa.gov/pr/species/mammals/).
Table 1 lists all species with expected potential for occurrence in
the central Pacific Ocean and summarizes information related to the
population or
[[Page 44568]]
stock, including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2016). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no mortality is anticipated or authorized here, PBR and
annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Pacific SARs (e.g., Carretta et al., 2017). All values
presented in Table 1 are the most recent available at the time of
publication and are available in the 2016 SARs (Carretta et al., 2017),
available online at: www.nmfs.noaa.gov/pr/sars, except where noted
otherwise.
Table 1--Marine Mammals That Could Occur in the Project Area
----------------------------------------------------------------------------------------------------------------
Stock abundance
ESA/MMPA \2\ (CV, Nmin, Relative
Species Stock status; most recent PBR \4\ occurrence in
strategic (Y/ abundance project area
N) \1\ survey) \3\
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
----------------------------------------------------------------------------------------------------------------
Family: Balaenopteridae
----------------------------------------------------------------------------------------------------------------
Humpback whale (Megaptera Central North -/-; N 10,103 (0.300; 83 Seasonal;
novaeangliae) \5\. Pacific. 7,890; 2006). throughout
known breeding
grounds during
winter and
spring (most
common November
through April).
Blue Whale (Balaenoptera Central North E/D; Y 81 (1.14; 38; 0.1 Seasonal;
musculus). Pacific. 2010). infrequent
winter migrant;
few sightings,
mainly fall and
winter;
considered
rare.
Fin whale (Balaenoptera Hawaii.......... E/D; Y 58 (1.12; 27; 0.1 Seasonal, mainly
physalus. 2010). fall and
winter;
considered
rare.
Sei whale (Balaenoptera Hawaii.......... E/D; Y 178 (0.90; 93; 0.2 Rare; limited
borealis). 2010). sightings of
seasonal
migrants that
feed at higher
latitudes.
Bryde's whale (Balaenoptera Hawaii.......... -/-; N 798 (0.28; 633; 6.3 Uncommon;
brydei/edeni). 2010). distributed
throughout the
Hawaiian
Exclusive
Economic Zone.
Minke whale (Balaenoptera Hawaii.......... -/-; N n/a (n/a; n/a; Undet. Seasonal, mainly
acutorostrata). 2010). fall and
winter;
considered
rare.
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
----------------------------------------------------------------------------------------------------------------
Family: Physeteridae
----------------------------------------------------------------------------------------------------------------
Sperm whale (Physeter Hawaii.......... E/D; Y 3,354 (0.34; 10.2 Widely
macrocephalus). 2,539; 2010). distributed
year round.
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
----------------------------------------------------------------------------------------------------------------
Family: Kogiidae
----------------------------------------------------------------------------------------------------------------
Pygmy sperm whale \6\ (Kogia Hawaii.......... -/-; N 7,139 (2.91; n/ Undet. Widely
breviceps). a; 2006). distributed
year round.
Dwarf sperm whale \6\ (Kogia Hawaii.......... -/-; N 17,519 (7.14; n/ Undet. Widely
sima). a; 2006). distributed
year round.
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
----------------------------------------------------------------------------------------------------------------
Family delphinidae
----------------------------------------------------------------------------------------------------------------
Killer whale (Orcinus orca)... Hawaii.......... -/-; N 101 (1.00; 50; 1 Uncommon;
2010). infrequent
sightings.
False killer whale (Pseudorca Hawaii Pelagic.. -/-; N 1,540 (0.66; 9.3 Regular.
crassidens). 928; 2010).
Pygmy killer whale (Feresa Hawaii.......... -/-; N 3,433 (0.52; 23 Year-round
attenuata). 2,274; 2010). resident.
[[Page 44569]]
Short-finned pilot whale Hawaii.......... -/-; N 12,422 (0.43; 70 Commonly
(Globicephala macrorhynchus). 8,872; 2010). observed around
Main Hawaiian
Islands and
Northwestern
Hawaiian
Islands.
Melon headed whale Hawaiian Islands -/-; N 5,794 (0.20; 4 Regular.
(Peponocephala electra). 4,904; 2010).
Bottlenose dolphin (Tursiops Hawaii pelagic.. -/-; N 5,950 (0.59; 38 Common in deep
truncatus). 3,755; 2010). offshore
waters.
Pantropical spotted dolphin Hawaii pelagic.. -/-; N 15,917 (0.40; 115 Common; primary
(Stenella attenuata). 11,508; 2010). occurrence
between 100 and
4,000 m depth.
Striped dolphin (Stenella Hawaii.......... -/-; N 20,650 (0.36; 154 Occurs regularly
coeruleoala). 15,391; 2010). year round but
infrequent
sighting during
survey.
Spinner dolphin \6\ (Stenella Hawaii pelagic.. -/-; N 3,351 (0.74; n/ Undet. Common year-
longirostris). a; 2006). round in
offshore
waters.
Rough-toothed dolphin (Steno Hawaii.......... -/-; N 6,288 (0.39; 46 Common
bredanensis). 4,581; 2010). throughout the
Main Hawaiian
Islands and
Hawaiian
Islands EEZ.
Fraser's dolphin Hawaii.......... -/-; N 16,992 (0.66; 102 Tropical species
(Lagenodelphis hosei). 10,241; 2010). only recently
documented
within Hawaiian
Islands EEZ
(2002 survey).
Risso's dolphin (Grampus Hawaii.......... -/-; N 7,256 (0.41; 42 Previously
griseus). 5,207; 2010). considered rare
but multiple
sightings in
Hawaiian
Islands EEZ
during various
surveys
conducted from
2002-2012.
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
----------------------------------------------------------------------------------------------------------------
Family: Ziphiidae
----------------------------------------------------------------------------------------------------------------
Cuvier's beaked whale (Ziphius Hawaii.......... -/-; N 1,941 (n/a; 11.4 Year-round
cavirostris). 1,142; 2010). occurrence but
difficult to
detect due to
diving
behavior.
Blainville's beaked whale Hawaii.......... -/-; N 2,338 (1.13; 11 Year-round
(Mesoplodon densirostris). 1,088; 2010). occurrence but
difficult to
detect due to
diving
behavior.
Longman's beaked whale Hawaii.......... -/-; N 4,571 (0.65; 28 Considered rare;
(Indopacetus pacificus). 2,773; 2010). however,
multiple
sightings
during 2010
survey.
----------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-)
indicates that the species is not listed under the ESA or designated as depleted under the MMPA. Under the
MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR (see footnote
3) or which is determined to be declining and likely to be listed under the ESA within the foreseeable future.
Any species or stock listed under the ESA is automatically designated under the MMPA as depleted and as a
strategic stock.
\2\ Abundance estimates from Carretta et al. (2017) unless otherwise noted.
\3\ CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not
applicable. For certain stocks, abundance estimates are actual counts of animals and there is no associated
CV. The most recent abundance survey that is reflected in the abundance estimate is presented; there may be
more recent surveys that have not yet been incorporated into the estimate.
\4\ Potential biological removal (PBR), defined by the MMPA as the maximum number of animals, not including
natural mortalities, that may be removed from a marine mammal stock while allowing that stock to reach or
maintain its optimum sustainable population size (OSP).
\5\ Values for humpback whale are from the 2015 Alaska SAR (Muto et al., 2015).
\6\ Values for spinner dolphin, dwarf and pygmy sperm whale are from Barlow et al. (2006).
All species that could potentially occur in the survey area are
included in Table 1. We have reviewed UH's species descriptions,
including life history information, distribution, regional
distribution, diving behavior, and acoustics and hearing, for accuracy
and completeness. We refer the reader to Section 4 of UH's IHA
application, rather than reprinting the information here. A detailed
description of the species likely to be affected by UH's survey,
including brief introductions to the species and relevant stocks as
well as available information regarding population trends and threats,
and information regarding local occurrence, were provided in the
Federal Register notice for the proposed IHA (82 FR 34352; July 24,
2017). Since that time, we are not aware of any changes in the status
of these species and stocks; therefore, detailed descriptions are not
provided here. Please refer to that Federal Register notice for these
descriptions. Please also refer to NMFS' Web site (www.nmfs.noaa.gov/
pr/
[[Page 44570]]
species/mammals/) for generalized species accounts
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The effects of underwater noise from marine geophysical survey
activities have the potential to result in behavioral harassment and,
in a limited number of instances, auditory injury (PTS) of marine
mammals in the vicinity of the action area. The Federal Register notice
for the proposed IHA (82 FR 34352; July 24, 2017) included a discussion
of the effects of anthropogenic noise on marine mammals and their
habitat, therefore that information is not repeated here; please refer
to the Federal Register notice (82 FR 34352; July 24, 2017) for that
information. No instances of serious injury or mortality are expected
as a result of UH's survey activities.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through the IHA, which informs both NMFS' consideration of
whether the number of takes is ``small'' and the negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as: any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as use
of the seismic airguns have the potential to result in disruption of
behavioral patterns for individual marine mammals. There is also some
potential for auditory injury (Level A harassment) to result, primarily
for mysticetes and high frequency cetaceans (i.e., kogiidae spp.), due
to larger predicted auditory injury zones for those functional hearing
groups. Auditory injury is unlikely to occur for mid-frequency species
given very small modeled zones of injury for those species. The
mitigation and monitoring measures are expected to minimize the
severity of such taking to the extent practicable.
As described previously, no mortality is anticipated or authorized
for this activity. Below we describe how the take is estimated.
Described in the most basic way, we estimate take by considering:
(1) Acoustic thresholds above which NMFS believes the best available
science indicates marine mammals will be behaviorally harassed or incur
some degree of permanent hearing impairment; (2) the area or volume of
water that will be ensonified above these levels in a day; (3) the
density or occurrence of marine mammals within these ensonified areas;
and (4) and the number of days of activities. Below, we describe these
components in more detail and present the exposure estimate and
associated numbers of take authorized.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur
permanent threshold shift (PTS) of some degree (equated to Level A
harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007,
Ellison et al., 2011). Based on the best available science and the
practical need to use a threshold based on a factor that is both
predictable and measurable for most activities, NMFS uses a generalized
acoustic threshold based on received level to estimate the onset of
behavioral harassment. NMFS predicts that marine mammals are likely to
be behaviorally harassed in a manner we consider to fall under Level B
harassment when exposed to underwater anthropogenic noise above
received levels of 120 decibels (dB) re 1 micropascal ([mu]Pa) root
mean square (rms) for continuous (e.g. vibratory pile-driving,
drilling) and above 160 dB re 1 [mu]Pa (rms) for non-explosive
impulsive (e.g., seismic airguns) or intermittent (e.g., scientific
sonar) sources. UH's activity includes the use of impulsive seismic
sources. Therefore, the 160 dB re 1 [mu]Pa (rms) criteria is applicable
for analysis of level B harassment.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (NMFS, 2016) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) (Table 2) as a result of exposure to
noise from two different types of sources (impulsive or non-impulsive).
The Technical Guidance identifies the received levels, or thresholds,
above which individual marine mammals are predicted to experience
changes in their hearing sensitivity for all underwater anthropogenic
sound sources, reflects the best available science, and better predicts
the potential for auditory injury than does NMFS' historical criteria.
Table 2--Marine Functional Mammal Hearing Groups and Their Generalized
Hearing Ranges
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low frequency (LF) cetaceans 7Hz to 35 kHz.
(baleen whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz.
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans 275 Hz to 160 kHz.
(true porpoises, Kogia, river
dolphins, cephalorhynchid,
Lagenorhynchus cruciger and L.
australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz.
(true seals).
Otariid pinnipeds (OW) 60 Hz to 39 kHz.
(underwater) (sea lions and fur
seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al., 2007) and PW pinniped (approximation).
[[Page 44571]]
These thresholds were developed by compiling and synthesizing the
best available science and soliciting input multiple times from both
the public and peer reviewers to inform the final product, and are
provided in Table 3 below. The references, analysis, and methodology
used in the development of the thresholds are described in NMFS 2016
Technical Guidance, which may be accessed at: https://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm. As described above, UH's activity includes
the use of intermittent and impulsive seismic sources.
Table 3--Thresholds Identifying the Onset of Permanent Threshold Shift
in Marine Mammals
------------------------------------------------------------------------
PTS onset thresholds
Hearing Group ---------------------------------------
Impulsive * Non-impulsive
------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans.... Lpk,flat: 219 dB, LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans.... Lpk,flat: 230 dB, LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans... Lpk,flat: 202 dB, LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
------------------------------------------------------------------------
Note: * Dual metric acoustic thresholds for impulsive sounds: Use
whichever results in the largest isopleth for calculating PTS onset.
If a non-impulsive sound has the potential of exceeding the peak sound
pressure level thresholds associated with impulsive sounds, these
thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and
cumulative sound exposure level (LE) has a reference value of
1[mu]Pa2s. In this Table, thresholds are abbreviated to reflect
American National Standards Institute standards (ANSI 2013). However,
peak sound pressure is defined by ANSI as incorporating frequency
weighting, which is not the intent for this Technical Guidance. Hence,
the subscript ``flat'' is being included to indicate peak sound
pressure should be flat weighted or unweighted within the generalized
hearing range. The subscript associated with cumulative sound exposure
level thresholds indicates the designated marine mammal auditory
weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The
cumulative sound exposure level thresholds could be exceeded in a
multitude of ways (i.e., varying exposure levels and durations, duty
cycle). When possible, it is valuable for action proponents to
indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into estimating the area ensonified above the
acoustic thresholds.
The survey would entail use of a 32-airgun array with a total
discharge of 7,800 in\3\ at a tow depth of 10 m. The distance to the
predicted isopleth corresponding to the threshold for Level B
harassment (160 dB re 1 [mu]Pa) was calculated based on results of
modeling performed by LDEO. Received sound levels were predicted by
LDEO's model (Diebold et al. 2010) as a function of distance from the
full 32-airgun array as well as for a single 100 in\3\ airgun, which
would be used during power-downs. The LDEO modeling approach uses ray
tracing for the direct wave traveling from the array to the receiver
and its associated source ghost (reflection at the air-water interface
in the vicinity of the array), in a constant-velocity half-space
(infinite homogeneous ocean layer unbounded by a seafloor). LDEO's
modeling methodology is described in greater detail in the IHA
application (LGL 2017) and we refer to the reader to that document
rather than repeating it here. The estimated distances to the Level B
harassment isopleth for the Kairei's full airgun array and for the
single 100-in\3\ airgun are shown in Table 4. The total area estimated
to be ensonified to the Level B harassment threshold for the entire
survey is 24,408 square kilometers (km\2\).
Table 4--Predicted Radial Distances From R/V Kairei Seismic Source to
Isopleth Corresponding to Level B Harassment Threshold
------------------------------------------------------------------------
Predicted distance to
Source and volume threshold (160 dB re 1
[mu]Pa)
------------------------------------------------------------------------
1 airgun, 100 in \3\...................... 722 m.
4 strings, 32 airguns, 7800 in \3\........ 9,289 m.
------------------------------------------------------------------------
Predicted distances to Level A harassment isopleths, which vary
based on marine mammal hearing groups (Table 2), were calculated based
on modeling performed by LDEO using the Nucleus software program and
the NMFS User Spreadsheet, described below. The updated acoustic
thresholds for impulsive sounds (such as airguns) contained in the
Technical Guidance (NMFS 2016) were presented as dual metric acoustic
thresholds using both cumulative sound exposure level
(SELcum) and peak sound pressure metrics. As dual metrics,
NMFS considers onset of PTS (Level A harassment) to have occurred when
either one of the two metrics is exceeded (i.e., metric resulting in
the largest isopleth). The SELcum metric considers both
level and duration of exposure, as well as auditory weighting functions
by marine mammal hearing group. In recognition of the fact that the
requirement to calculate Level A harassment ensonified areas could be
more technically challenging to predict due to the duration component
and the use of weighting functions in the new SELcum
thresholds, NMFS developed an optional User Spreadsheet that includes
tools to help predict a simple isopleth that can be used in conjunction
with marine mammal density or occurrence to facilitate the estimation
of take numbers.
The values for SELcum and peak SPL for the Kairei airgun
array were derived from calculating the modified farfield signature
(Table 5). The farfield signature is often used as a theoretical
representation of the source level. To compute the farfield signature,
the source level is estimated at a large distance below the array
(e.g., 9 km), and this level is back projected mathematically to a
notional distance of 1 m from the array's geometrical center. However,
when the source is an array of multiple airguns separated in space, the
source level from the theoretical farfield signature is not necessarily
the best measurement of the source level that is physically achieved at
the source (Tolstoy et al. 2009). Near the source (at short ranges,
distances <1 km), the pulses of sound pressure from each individual
airgun in the source array do not stack constructively, as they do for
the theoretical farfield signature. The pulses from the different
airguns spread out in time such that the source levels observed or
modeled are the result of the summation of pulses from a few airguns,
not the full array (Tolstoy et al. 2009). At larger distances, away
from the source array center, sound pressure of all the airguns in the
array stack coherently, but not within one time
[[Page 44572]]
sample, resulting in smaller source levels (a few dB) than the source
level derived from the farfield signature. Because the farfield
signature does not take into account the large array effect near the
source and is calculated as a point source, the modified farfield
signature is a more appropriate measure of the sound source level for
distributed sound sources, such as airgun arrays. UH used the acoustic
modeling developed by LDEO (same as used for Level B takes) with a
small grid step of 1 m in both the inline and depth directions (for
example, see Figure 5 in the IHA application). The propagation modeling
takes into account all airgun interactions at short distances from the
source, including interactions between subarrays which are modeled
using the NUCLEUS software to estimate the notional signature and
MATLAB software to calculate the pressure signal at each mesh point of
a grid.
Table 5--Modeled Source Levels for R/V Kairei 7,800 in\3\ Airgun Array and 100 in\3\ Airgun Based on Modified
Farfield Signature
----------------------------------------------------------------------------------------------------------------
7,800 in\3\
airgun array 7,800 in\3\ 100 in\3\ 100 in\3\
Functional hearing group (peak SPLflat) airgun array airgun (peak airgun
(SELcum) SPLflat) (SELcum)
----------------------------------------------------------------------------------------------------------------
Low frequency cetaceans (Lpk,flat: 219 dB; 256.36 dB 235.01 dB 229.46 dB 208.41 dB.
LE,LF,24h: 183 dB).............................
Mid frequency cetaceans (Lpk,flat: 230 dB; 245.59 dB 235.12 dB 229.47 dB 208.44 dB.
LE,MF,24h: 185 dB).............................
High frequency cetaceans (Lpk,flat: 202 dB; 256.26 dB 235.16 dB 229.59 dB 209.01 dB.
LE,HF,24h: 155 dB).............................
----------------------------------------------------------------------------------------------------------------
In order to more realistically incorporate the Technical Guidance's
weighting functions over the seismic array's full acoustic band,
unweighted spectrum data for the Kairei's airgun array (modeled in 1
hertz (Hz) bands) was used to make adjustments (dB) to the unweighted
spectrum levels, by frequency, according to the weighting functions for
each relevant marine mammal hearing group. These adjusted/weighted
spectrum levels were then converted to pressures (micropascals) in
order to integrate them over the entire broadband spectrum, resulting
in broadband weighted source levels by hearing group that could be
directly incorporated within the User Spreadsheet (i.e., to override
the Spreadsheet's more simple weighting factor adjustment). Using the
User Spreadsheet's ``safe distance'' methodology for mobile sources
(described by Sivle et al., 2014) with the hearing group-specific
weighted source levels, and inputs assuming spherical spreading
propagation, a source velocity of 2.315 meters/second, and shot
interval of 21.59 seconds (LGL 2017), potential radial distances to
auditory injury zones were then calculated for SELcum
thresholds.
To estimate Peak SPL thresholds, LDEO performed modeling for a
single shot and then a high pass filter was applied for each hearing
group. A high pass filter is a type of band band-pass filter, which
pass frequencies within a defined range without reducing amplitude and
attenuate frequencies outside that defined range (Yost 2007). In their
IHA application (LGL 2017) UH presented modeled distances to level A
isopleths (Peak SPL) both with and without the high pass filter
applied. In the Federal Register notice for the proposed IHA (82 FR
34352; July 24, 2017) NMFS presented distances to the Level A
harassment thresholds for Peak SPL based on LDEO's modeling, including
the application of the high pass filter. At the time that Federal
Register notice was published, we agreed that application of the high
pass filter was appropriate, and we accepted LDEO's modeling
methodology and its application for take estimation. However, in
response to feedback we received in the form of public comments
submitted in response to that Federal Register notice (see Comments and
Responses section) we have subsequently determined that the application
of the high pass filter is, in fact, not appropriate (see Comments and
Responses section for further discussion of this issue). As such, the
estimated distances to Level A harassment isopleths (for Peak SPL)
shown in Table 6 have revised from those shown in the Federal Register
notice for the proposed IHA (82 FR 34352; July 24, 2017) to reflect no
band pass filtering.
Inputs to the User Spreadsheet are shown in Table 5; outputs from
the User Spreadsheet in the form of estimated distances to Level A
harassment isopleths are shown in Table 6. The User Spreadsheet used by
UH is shown in Table 3 of the IHA application.
Table 6--Modeled Radial Distances From R/V Kairei 7800 in\3\ Airgun Array and 100 in\3\ Airgun to Isopleths
Corresponding to Level A Harassment Thresholds
----------------------------------------------------------------------------------------------------------------
7,800 in\3\
airgun array 7,800 in\3\ 100 in\3\ 100 in\3\
Functional hearing group (peak SPLflat) airgun array airgun (peak airgun
(SELcum) SPLflat) (SELcum)
----------------------------------------------------------------------------------------------------------------
Low frequency cetaceans (Lpk,flat: 219 dB; 73.8 m 752.8 m 3.3 m 4.48 m
LE,LF,24h: 183 dB).............................
Mid frequency cetaceans (Lpk,flat: 230 dB; 6.0 0.0 m 0.9 n/a
LE,MF,24h: 185 dB).............................
High frequency cetaceans (Lpk,flat: 202 dB; 516.5 m 1.7 m 24 m n/a
LE,HF,24h: 155 dB).............................
----------------------------------------------------------------------------------------------------------------
Note that because of some of the assumptions included in the
methods used, isopleths produced may be overestimates to some degree,
which will ultimately result in some degree of overestimate of Level A
take. However, these tools offer the best way to predict appropriate
isopleths when more sophisticated 3D modeling methods are not
available, and NMFS continues to develop ways to quantitatively refine
these tools and will qualitatively address the output where
appropriate. For mobile sources, such as UH's survey, the User
Spreadsheet predicts the closest distance at which a stationary animal
would not incur PTS if the sound source traveled by the animal in a
straight line at a constant speed.
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations.
[[Page 44573]]
The best available scientific information was considered in
conducting marine mammal exposure estimates (the basis for estimating
take). For most cetacean species, densities calculated by Bradford et
al. (2017) from summer-fall vessel-based surveys that are part of the
Hawaiian Island Cetacean Ecosystem Assessment Survey (HICEAS) were
used. The surveys were conducted by NMFS' Southwest Fisheries Science
Center (SWFSC) and Pacific Islands Fisheries Science Center (PIFSC) in
2010 using two NOAA research vessels, one during August 13--December 1
and the other during September 2--October 29. The densities were
estimated using a multiple-covariate line-transect approach (Buckland
et al. 2001; Marques and Buckland 2004). Density estimates for pygmy
and dwarf sperm whales and spinner dolphins, which were not calculated
from the 2010 surveys, were derived from the ``Outer EEZ stratum'' of
the vessel-based HICEAS survey conducted in summer-fall 2002 by SWFSC
(Barlow 2006) using line-transect methodology (Buckland et al. 2001).
The density estimate for the false killer whale was based on the
pelagic stock density calculated by Bradford et al. (2015) using line-
transect methodology (Buckland et al. 2001).
All densities were corrected for trackline detection probability
bias (f(0)) and availability (g(0)) bias by the authors. Bradford et
al. (2017) used g(0) values estimated by Barlow (2015), whose analysis
indicated that g(0) had previously been overestimated, particularly for
high sea states. Barlow (2006) used earlier estimates of g(0), so
densities used here for pygmy and dwarf sperm whales and spinner
dolphins likely are underestimates. The density for the ``Sei or
Bryde's whale'' category identified by Bradford et al. (2017) was
allocated between sei and Bryde's whales according to their
proportionate densities. Density estimates for humpback and minke
whales were not available.
There is some uncertainty related to the estimated density data and
the assumptions used in their calculations, as with all density data
estimates. However, the approach used is based on the best available
data.
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate. In order to estimate
the number of marine mammals predicted to be exposed to sound levels
that would result in Level B harassment or Level A harassment, radial
distances to predicted isopleths corresponding to the Level A
harassment and Level B harassment thresholds are calculated, as
described above. We then use those distances to calculate the area(s)
around the airgun array predicted to be ensonified to sound levels that
exceed the Level A and Level B harassment thresholds. The total
ensonified area for the survey is then calculated, based on the areas
predicted to be ensonified around the array and the trackline distance.
The marine mammals predicted to occur within these respective areas,
based on estimated densities, are expected to be incidentally taken by
UH's survey.
To summarize, the estimated density of each marine mammal species
within an area (animals/km\2\) is multiplied by the daily ensonified
areas (km\2\) that correspond to the Level A and Level B harassment
thresholds for the species. The product (rounded) is the number of
instances of take for each species within one day. The number of
instances of take for each species within one day is then multiplied by
the number of survey days (plus 25 percent contingency, as described
below). The result is an estimate of the number of instances that
marine mammals are predicted to be exposed to airgun sounds above the
Level B harassment threshold and the Level A harassment threshold over
the duration of the survey. Estimated takes for all marine mammal
species are shown in Table 7.
The planned survey would occur both within the U.S. EEZ and outside
the U.S. EEZ. We authorize incidental take that is expected to occur as
a result of the survey both within and outside the U.S. EEZ.
Table 7--Numbers of Incidental Take of Marine Mammals Authorized
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total
authorized
Estimated Estimated and Total Level A and
Species density (#/ authorized Estimated Authorized authorized Level B takes
1,000 km2) Level A takes Level B takes Level B takes Level A and as a
Level B takes percentage of
population
--------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale \1\...................................... 0 0 0 2 2 <0.1
Minke whale \1\......................................... 0 0 0 1 1 n/a
Bryde's whale........................................... 0.97 2 25 25 27 3.4
Sei whale............................................... 0.22 0 6 6 6 3.4
Fin whale............................................... 0.06 0 2 2 2 3.4
Blue whale \1\.......................................... 0.05 0 1 3 3 3.7
Sperm whale............................................. 1.86 0 51 51 51 1.5
Cuvier's beaked whale................................... 0.30 0 8 8 8 <0.1
Longman's beaked whale.................................. 3.11 0 85 85 85 1.9
Blainville's beaked whale............................... 1.89 0 76 76 76 3.3
Rough-toothed dolphin................................... 29.6 0 812 812 812 12.9
Bottlenose dolphin...................................... 8.99 0 246 246 246 4.1
Pantropical spotted dolphin............................. 23.3 0 639 639 639 4.0
Spinner dolphin \1\..................................... 0.83 0 23 32 32 0.9
Striped dolphin......................................... 25.0 0 685 685 685 3.3
Fraser's dolphin........................................ 21.0 0 577 577 577 3.4
Risso's dolphin......................................... 4.74 0 130 130 130 1.8
Melon-headed whale...................................... 3.54 0 97 97 97 1.7
Pygmy killer whale...................................... 4.35 0 119 119 119 3.5
False killer whale...................................... 0.60 0 16 16 16 1.0
Killer whale \1\........................................ 0.06 0 2 5 5 4.9
Short-finned pilot whale................................ 7.97 0 218 218 218 1.8
Pygmy sperm whale....................................... 3.19 7 87 87 94 7.4
[[Page 44574]]
Dwarf sperm whale....................................... 7.82 18 214 214 232 7.8
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The number of authorized takes (Level B harassment only) for these species has been increased from the calculated take to mean group size. Sources
for mean group sizes are as follows: blue whale (Bradford et al. 2017); minke whale (Jackson et al. 2008); humpback whale (Mobley et al. 2001);
spinner dolphin (Barlow 2006); killer whale (Bradford et al. 2017).
Species with Take Estimates Less than Mean Group Size: Using the
approach described above to estimate take, the take estimates for the
blue whale, killer whale, and spinner dolphin (Table 7) were less than
the average group sizes estimated for these species. However,
information on the social structures and life histories of these
species indicates it is common for them to be encountered in groups. As
the results of take calculations support the likelihood that UH's
survey would be expected to encounter and to incidentally take these
species, and we believe it is likely that these species may be
encountered in groups, it is reasonable to conservatively assume that
one group of each of these species will be taken during the survey. We
therefore propose to authorize the take of the average (mean) group
size for the blue whale, killer whale, and spinner dolphin to account
for the possibility that UH's survey encounters a group of any of these
species (Table 7).
Species with No Available Density Data: No density data were
available for humpback and minke whales. Both species would typically
be found further north than the survey area during the time of year
that the survey is planned to occur, based on sightings data around the
Hawaiian Islands (Carretta et al. 2017). However, based on input from
subject matter experts, we believe it is reasonable to assume that both
species may be encountered by UH during the survey. Humpback whales
have typically not been observed in the project area in the fall
(Carretta et al. 2017). However, there are increasing anecdotal reports
of confirmed sightings of humpback whales from early September through
October in areas near the planned project area (pers. comm. E. Lyman,
NOAA Office of National Marine Sanctuaries, to J. Carduner, NMFS, June
20, 2017). Like humpback whales, sightings data does not indicate that
minke whales would typically be expected to be present in the project
area in the fall (Carretta et al. 2017). However, detections of minke
whales are common in passive acoustic recordings from various locations
around the main Hawaiian Islands, including during the fall (pers.
comm. E. Oleson, NOAA PIFSC, to J. Carduner, NMFS, June 20, 2017).
Additionally, as minke whales in the North Pacific do not have a
visible blow, they can be easily missed by visual observers, suggesting
a lack of sightings is likely related to misidentification or low
detection capability in poor sighting conditions (Rankin et al. 2007).
Though no density data are available, we believe it is reasonable to
conservatively assume that UH's survey may encounter and incidentally
take minke and humpback whales. We therefore propose to authorize the
take of the average (mean) group size (weighted by effort and rounded
up) for the humpback and minke whale (Table 7).
It should be noted that the take numbers shown in Table 7 are
believed to be conservative for several reasons. First, in the
calculations of estimated take, 25 percent has been added in the form
of operational survey days (equivalent to adding 25 percent to the line
km to be surveyed) to account for the possibility of additional seismic
operations associated with airgun testing, and repeat coverage of any
areas where initial data quality is sub-standard. Additionally, marine
mammals would be expected to move away from a sound source that
represents an aversive stimulus. However, the extent to which marine
mammals would move away from the sound source is difficult to quantify
and is therefore not accounted for in take estimates shown in Table 7.
Level A take estimates (Table 7) have been revised from the take
estimates provided in the Federal Register notice for the proposed IHA
(82 FR 34352; July 24, 2017) based on our decision to rely on modeled
distances to Level A harassment isopleths for Peak SPL (Table 6)
without band pass filtering applied, as described above. The only
species for which Level A take numbers were affected by this revision
were the pygmy sperm whale and dwarf sperm whale (Level A takes changed
from 0 to 7 and from 0 to 18, respectively).
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case
[[Page 44575]]
of a military readiness activity, personnel safety, practicality of
implementation, and impact on the effectiveness of the military
readiness activity.
UH has reviewed mitigation measures employed during seismic
research surveys authorized by NMFS under previous incidental
harassment authorizations, as well as recommended best practices in
Richardson et al. (1995), Pierson et al. (1998), Weir and Dolman
(2007), Nowacek et al. (2013), Wright (2014), and Wright and Cosentino
(2015), and has incorporated a suite of mitigation measures into their
project description based on the above sources.
To reduce the potential for disturbance from acoustic stimuli
associated with the activities, UH will implement the following
mitigation measures for marine mammals:
(1) Vessel-based visual mitigation monitoring;
(2) Vessel-based passive acoustic monitoring;
(3) Establishment of an exclusion zone;
(4) Power down procedures;
(5) Shutdown procedures;
(6) Ramp-up procedures; and
(7) Ship strike avoidance measures.
Vessel-Based Visual Mitigation Monitoring
Protected Species Observer (PSO) observations will take place
during all daytime airgun operations and nighttime start ups (if
applicable) of the airguns. Airgun operations will be suspended when
marine mammals are observed within, or about to enter, designated
Exclusion Zones (as described below). PSOs will also watch for marine
mammals near the vessel for at least 30 minutes prior to the planned
start of airgun operations. PSOs will monitor the entire extent of the
modeled Level B harassment zone (Table 4) (or, as far as they are able
to see, if they cannot see to the extent of the estimated Level B
harassment zone). Observations will also be made during daytime periods
when the Kairei is underway without seismic operations, such as during
transits, to allow for comparison of sighting rates and behavior with
and without airgun operations and between acquisition periods.
During seismic operations, a minimum of four visual PSOs will be
based aboard the Kairei. PSOs will be appointed by JAMSTEC with NMFS
approval. During the majority of seismic operations, two PSOs will
monitor for marine mammals around the seismic vessel. Use of two
simultaneous observers will increase the effectiveness of detecting
marine mammals around the source vessel. However, during meal times,
only one PSO may be on duty. PSO(s) would be on duty in shifts of
duration no longer than 4 hours. Other crew will also be instructed to
assist in detecting marine mammals and in implementing mitigation
requirements (if practical). Before the start of the seismic survey,
the crew will be given additional instruction in detecting marine
mammals and implementing mitigation requirements. The Kairei is a
suitable platform for marine mammal observations. When stationed on the
observation platform, PSOs will have a good view around the entire
vessel. During daytime, the PSO(s) will scan the area around the vessel
systematically with reticle binoculars (e.g., 7x50 Fujinon), Big-eye
binoculars (25x150), and with the naked eye.
The PSOs must have no tasks other than to conduct observational
effort, record observational data, and communicate with and instruct
relevant vessel crew with regard to the presence of marine mammals and
mitigation requirements. PSO resumes will be provided to NMFS for
approval. At least two PSOs must have a minimum of 90 days at-sea
experience working as PSOs during a high energy seismic survey, with no
more than eighteen months elapsed since the conclusion of the at-sea
experience. One ``experienced'' visual PSO will be designated as the
lead for the entire protected species observation team. The lead will
coordinate duty schedules and roles for the PSO team and serve as
primary point of contact for the vessel operator. The lead PSO will
devise the duty schedule such that ``experienced'' PSOs are on duty
with those PSOs with appropriate training but who have not yet gained
relevant experience, to the maximum extent practicable.
The PSOs must have successfully completed relevant training,
including completion of all required coursework and passing a written
and/or oral examination developed for the training program, and must
have successfully attained a bachelor's degree from an accredited
college or university with a major in one of the natural sciences and a
minimum of 30 semester hours or equivalent in the biological sciences
and at least one undergraduate course in math or statistics. The
educational requirements may be waived if the PSO has acquired the
relevant skills through alternate training, including (1) secondary
education and/or experience comparable to PSO duties; (2) previous work
experience conducting academic, commercial, or government-sponsored
marine mammal surveys; or (3) previous work experience as a PSO; the
PSO should demonstrate good standing and consistently good performance
of PSO duties.
In summary, a typical daytime cruise will have scheduled two
observers (visual) on duty from the observation platform, and an
acoustic observer on the passive acoustic monitoring system.
Vessel-Based Passive Acoustic Mitigation Monitoring
Passive acoustic monitoring (PAM) will take place to complement the
visual monitoring program. Visual monitoring typically is not effective
during periods of poor visibility or at night, and even with good
visibility, is unable to detect marine mammals when they are below the
surface or beyond visual range. Acoustic monitoring can be used in
addition to visual observations to improve detection, identification,
and localization of cetaceans. The acoustic monitoring will serve to
alert visual observers (if on duty) when vocalizing cetaceans are
detected. It is only useful when marine mammals vocalize, but it can be
effective either by day or by night and does not depend on good
visibility. It will be monitored in real time so that visual observers
can be alerted when marine mammals are detected acoustically.
The PAM system consists of hardware (i.e., hydrophones) and
software. The ``wet end'' of the system consists of a towed hydrophone
array that is connected to the vessel by a tow cable. A deck cable will
connect the tow cable to the electronics unit on board where the
acoustic station, signal conditioning, and processing system would be
located. The acoustic signals received by the hydrophones are
amplified, digitized, and then processed by the software.
At least one acoustic PSO (in addition to the four visual PSOs)
will be on board. The towed hydrophones would be monitored 24 hours per
day (either by the acoustic PSO or by a visual PSO trained in the PAM
system if the acoustic PSO is on break) while at the seismic survey
area during airgun operations, and during most periods when the Kairei
is underway while the airguns are not operating. However, PAM may not
be possible if damage occurs to the array or back-up systems during
operations. One PSO will monitor the acoustic detection system at any
one time, in shifts no longer than six hours, by listening to the
signals via headphones and/or speakers and watching the real-time
spectrographic display for frequency ranges produced by cetaceans.
[[Page 44576]]
When a vocalization is detected, while visual observations are in
progress, the acoustic PSO will contact the visual PSOs immediately, to
alert them to the presence of marine mammals (if they have not already
been detected visually), in order to facilitate a power down or shut
down, if required. The information regarding the marine mammal acoustic
detection will be entered into a database.
Exclusion Zone and Buffer Zone
An exclusion zone (EZ) is a defined area within which occurrence of
a marine mammal triggers mitigation action intended to reduce the
potential for certain outcomes, e.g., auditory injury, disruption of
critical behaviors. The PSOs will establish a minimum EZ with a 500 m
radius for the full array. The 500 m EZ will be based on radial
distance from any element of the airgun array (rather than being based
on the center of the array or around the vessel itself). With certain
exceptions (described below), if a marine mammal appears within,
enters, or appears on a course to enter this zone, the acoustic source
will be powered down (see Power Down Procedures below). In addition to
the 500 m EZ for the full array, a 100 m exclusion zone will be
established for the single 100 in\3\ airgun. With certain exceptions
(described below), if a marine mammal appears within, enters, or
appears on a course to enter this zone the acoustic source will be shut
down entirely (see Shutdown Procedures below). Additionally, power down
of the full array will last no more than 30 minutes maximum at any
given time; thus the array will be shut down entirely if, after 30
minutes of power down, a marine mammal remains inside the 500 m EZ.
Potential radial distances to auditory injury zones were calculated
on the basis of maximum peak pressure using values provided by the
applicant (Table 6). The 500 m radial distance of the standard EZ is
intended to be precautionary in the sense that it would be expected to
contain sound exceeding peak pressure injury criteria for all cetacean
hearing groups, while also providing a consistent, reasonably
observable zone within which PSOs would typically be able to conduct
effective observational effort. Although significantly greater
distances may be observed from an elevated platform under good
conditions, we believe that 500 m is likely regularly attainable for
PSOs using the naked eye during typical conditions.
An appropriate EZ based on cumulative sound exposure level
(SELcum) criteria would be dependent on the animal's applied
hearing range and how that overlaps with the frequencies produced by
the sound source of interest (i.e., via marine mammal auditory
weighting functions) (NMFS, 2016), and may be larger in some cases than
the zones calculated on the basis of the peak pressure thresholds (and
larger than 500 m) depending on the species in question and the
characteristics of the specific airgun array. In particular, the EZ
radii would be larger for low-frequency cetaceans, because their most
susceptible hearing range overlaps the low frequencies produced by
airguns, but the zones would remain very small for mid-frequency
cetaceans (i.e., including the ``small delphinoids'' described below),
whose range of best hearing largely does not overlap with frequencies
produced by airguns.
Consideration of exclusion zone distances is inherently an
essentially instantaneous proposition--a rule or set of rules that
requires mitigation action upon detection of an animal. This indicates
that consideration of peak pressure thresholds is most relevant, as
compared with cumulative sound exposure level thresholds, as the latter
requires that an animal accumulate some level of sound energy exposure
over some period of time (e.g., 24 hours). A PSO aboard a mobile source
will typically have no ability to monitor an animal's position relative
to the acoustic source over relevant time periods for purposes of
understanding whether auditory injury is likely to occur on the basis
of cumulative sound exposure and, therefore, whether action should be
taken to avoid such potential. Therefore, definition of an exclusion
zone based on SELcum thresholds is of questionable relevance
given relative motion of the source and receiver (i.e., the animal).
Cumulative SEL thresholds are likely more relevant for purposes of
modeling the potential for auditory injury than they are for informing
real-time mitigation. We recognize the importance of the accumulation
of sound energy to an understanding of the potential for auditory
injury and that it is likely that, at least for low-frequency
cetaceans, some potential auditory injury is likely impossible to
mitigate and should be considered for authorization.
In summary, our intent in prescribing a standard exclusion zone
distance is to (1) encompass zones for most species within which
auditory injury could occur on the basis of instantaneous exposure; (2)
provide additional protection from the potential for more severe
behavioral reactions (e.g., panic, antipredator response) for marine
mammals at relatively close range to the acoustic source; (3) provide
consistency for PSOs, who need to monitor and implement the exclusion
zone; and (4) to define a distance within which detection probabilities
are reasonably high for most species under typical conditions.
Our use of 500 m as the EZ is a reasonable combination of factors.
This zone is expected to contain all potential auditory injury for all
cetaceans (high-frequency, mid-frequency and low-frequency functional
hearing groups) as assessed against peak pressure thresholds (NMFS,
2016) (Table 6), and to contain all potential auditory injury for high-
frequency and mid-frequency cetaceans as assessed against
SELcum thresholds (NMFS, 2016) (Table 6), It has also proven
to be practicable through past implementation in seismic surveys
conducted for the oil and gas industry in the Gulf of Mexico (as
regulated by BOEM pursuant to the Outer Continental Shelf Lands Act
(OCSLA) (43 U.S.C. 1331-1356)). In summary, a practicable criterion
such as this has the advantage of simplicity while still providing in
most cases a zone larger than relevant auditory injury zones, given
realistic movement of source and receiver.
The PSOs will also establish and monitor a 1,000 m buffer zone.
During use of the acoustic source, occurrence of marine mammals within
the buffer zone (but outside the exclusion zone) will be communicated
to the vessel operator to prepare for potential power down or shutdown
of the acoustic source. The buffer zone is discussed further under Ramp
Up Procedures below. PSOs will monitor the entire extent of the modeled
Level B harassment zone (Table 4) (or, as far as they are able to see,
if they cannot see to the extent of the estimated Level B harassment
zone).
Power Down Procedures
A power down involves decreasing the number of airguns in use such
that the radius of the mitigation zone is decreased to the extent that
marine mammals are no longer in, or about to enter, the 500 m EZ.
During a power down, one 100-in\3\ airgun would be operated. The
continued operation of one 100-in\3\ airgun is intended to alert marine
mammals to the presence of the seismic vessel in the area, and to allow
them to leave the area of the seismic vessel if they choose. In
contrast, a shutdown occurs when all airgun activity is suspended
(shutdown procedures are discussed below). If a marine mammal is
detected outside the 500 m EZ but appears likely to enter the 500 m EZ,
the airguns will be powered
[[Page 44577]]
down before the animal is within the 500 m EZ. Likewise, if a mammal is
already within the 500 m EZ when first detected, the airguns will be
powered down immediately. During a power down of the airgun array, the
100-in\3\ airgun will be operated.
Following a power down, airgun activity will not resume until the
marine mammal has cleared the 500 m EZ. The animal will be considered
to have cleared the 500 m EZ if the following conditions have been met:
It is visually observed to have departed the 500 m EZ, or
it has not been seen within the 500 m EZ for 15 min in the
case of small odontocetes, or
it has not been seen within the 500 m EZ for 30 min in the
case of mysticetes and large odontocetes, including sperm, pygmy sperm,
dwarf sperm, and beaked whales.
This power down requirement will be in place for all marine
mammals, with the exception of small delphinoids under certain
circumstances. As defined here, the small delphinoid group is intended
to encompass those members of the Family Delphinidae most likely to
voluntarily approach the source vessel for purposes of interacting with
the vessel and/or airgun array (e.g., bow riding). This exception to
the power down requirement will apply solely to specific genera of
small dolphins--Steno, Tursiops, Stenella and Lagenodelphis--and will
only apply if the animals were traveling, including approaching the
vessel. If, for example, an animal or group of animals is stationary
for some reason (e.g., feeding) and the source vessel approaches the
animals, the power down requirement applies. An animal with sufficient
incentive to remain in an area rather than avoid an otherwise aversive
stimulus could either incur auditory injury or disruption of important
behavior. If there is uncertainty regarding identification (i.e.,
whether the observed animal(s) belongs to the group described above) or
whether the animals are traveling, the power down will be implemented.
We include this small delphinoid exception because power-down/
shutdown requirements for small delphinoids under all circumstances
represent practicability concerns without likely commensurate benefits
for the animals in question. Small delphinoids are generally the most
commonly observed marine mammals in the specific geographic region and
would typically be the only marine mammals likely to intentionally
approach the vessel. As described below, auditory injury is extremely
unlikely to occur for mid-frequency cetaceans (e.g., delphinids), as
this group is relatively insensitive to sound produced at the
predominant frequencies in an airgun pulse while also having a
relatively high threshold for the onset of auditory injury (i.e.,
permanent threshold shift). Please see Potential Effects of the
Specified Activity on Marine Mammals above for further discussion of
sound metrics and thresholds and marine mammal hearing.
A large body of anecdotal evidence indicates that small delphinoids
commonly approach vessels and/or towed arrays during active sound
production for purposes of bow riding, with no apparent effect observed
in those delphinoids (e.g., Barkaszi et al., 2012). The potential for
increased shutdowns resulting from such a measure would require the
Kairei to revisit the missed track line to reacquire data, resulting in
an overall increase in the total sound energy input to the marine
environment and an increase in the total duration over which the survey
is active in a given area. Although other mid-frequency hearing
specialists (e.g., large delphinoids) are no more likely to incur
auditory injury than are small delphinoids, they are much less likely
to approach vessels. Therefore, retaining a power-down/shutdown
requirement for large delphinoids would not have similar impacts in
terms of either practicability for the applicant or corollary increase
in sound energy output and time on the water. We do anticipate some
benefit for a power-down/shutdown requirement for large delphinoids in
that it simplifies somewhat the total range of decision-making for PSOs
and may preclude any potential for physiological effects other than to
the auditory system as well as some more severe behavioral reactions
for any such animals in close proximity to the source vessel.
At any distance, power down of the acoustic source will also be
required upon observation of a large whale (i.e., sperm whale or any
baleen whale) with a calf, or upon observation of an aggregation of
large whales of any species (i.e., sperm whale or any baleen whale)
that does not appear to be traveling (e.g., feeding, socializing,
etc.). These are the only two potential situations that would require
power down of the array for marine mammals observed beyond the 500 m
EZ.
A power down could occur for no more than 30 minutes maximum at any
given time. If, after 30 minutes of the array being powered down,
marine mammals had not cleared the 500 m EZ (as described above), a
shutdown of the array will be implemented (see Shut Down Procedures,
below). Power down is only allowed in response to the presence of
marine mammals within the designated EZ. Thus, the single 100 in\3\
airgun, which will be operated during power downs, may not be operated
continuously throughout the night or during transits from one line to
another.
Shut Down Procedures
The single 100-in\3\ operating airgun will be shut down if a marine
mammal is seen within or approaching the 100 m EZ for the single 100-
in\3\ airgun. Shutdown will be implemented if (1) an animal enters the
100 m EZ of the single 100-in\3\ airgun after a power down has been
initiated, or (2) an animal is initially seen within the 100 m EZ of
the single 100-in\3\ airgun when more than one airgun (typically the
full array) is operating. Airgun activity will not resume until the
marine mammal has cleared the 500 m EZ. Criteria for judging that the
animal has cleared the EZ will be as described above. A shutdown of the
array will be implemented if, after 30 minutes of the array being
powered down, marine mammals have not cleared the 500 m EZ (as
described above).
The shutdown requirement, like the power down requirement, will be
waived for dolphins of the following genera: Steno, Tursiops, Stenella
and Lagenodelphis. The shutdown waiver only applies if the animals are
traveling, including approaching the vessel. If animals are stationary
and the source vessel approaches the animals, the shutdown requirement
would apply. If there is uncertainty regarding identification (i.e.,
whether the observed animal(s) belongs to the group described above) or
whether the animals are traveling, the shutdown would be implemented. A
shutdown will be implemented if a North Pacific right whale is sighted,
regardless of the distance from the Kairei. Ramp-up procedures would
not be initiated until the right whale has not been seen at any
distance for 30 minutes.
Ramp-Up Procedures
Ramp-up of an acoustic source is intended to provide a gradual
increase in sound levels following a power down or shutdown, enabling
animals to move away from the source if the signal is sufficiently
aversive prior to its reaching full intensity. The ramp-up procedure
involves a step-wise increase in the number of airguns firing and total
array volume until all operational airguns are activated and the full
volume is achieved. Ramp-up will be required after the array is powered
down or
[[Page 44578]]
shutdown due to mitigation. If the airgun array has been shut down for
reasons other than mitigation (e.g., mechanical difficulty) for a
period of less than 30 minutes, it may be activated again without ramp-
up if PSOs have maintained constant visual and acoustic observation and
no visual detections of any marine mammal have occurred within the
buffer zone and no acoustic detections have occurred.
Ramp-up will begin by activating a single airgun of the smallest
volume in the array and would continue in stages by doubling the number
of active elements at the commencement of each stage, with each stage
of approximately the same duration.
If airguns have been powered down or shut down due to PSO detection
of a marine mammal within or approaching the 500 m EZ, ramp-up will not
be initiated until all marine mammals have cleared the EZ, during the
day or night. Visual and acoustic PSOs are required to monitor during
ramp-up. If a marine mammal were detected by visual PSOs within or
approaching the 500 m EZ during ramp-up, a power down (or shut down if
appropriate) would be implemented as though the full array were
operational. Criteria for clearing the EZ would be as described above.
Thirty minutes of pre-clearance observation are required prior to
ramp-up for any power down or shutdown of longer than 30 minutes (i.e.,
if the array were shut down during transit from one line to another).
This 30 minute pre-clearance period may occur during any vessel
activity (i.e., transit). If a marine mammal is observed within or
approaching the 500 m EZ during this pre-clearance period, ramp-up will
not be initiated until all marine mammals have cleared the EZ. Criteria
for clearing the EZ will be as described above.
Ramp-up will be planned to occur during periods of good visibility
when possible. However, ramp-up will be allowed at night and during
poor visibility if the 500 m EZ and 1,000 m buffer zone have been
monitored by visual PSOs for 30 minutes prior to ramp-up and if
acoustic monitoring has occurred for 30 minutes prior to ramp-up with
no acoustic detections during that period.
The operator will be required to notify a designated PSO of the
planned start of ramp-up as agreed-upon with the lead PSO. A designated
PSO must be notified again immediately prior to initiating ramp-up
procedures and the operator must receive confirmation from the PSO to
proceed. The operator must provide information to PSOs documenting that
appropriate procedures were followed. Following deactivation of the
array for reasons other than mitigation, the operator will be required
to communicate the near-term operational plan to the lead PSO with
justification for any planned nighttime ramp-up.
Based on our evaluation of the applicant's proposed measures, NMFS
has determined that the mitigation measures provide the means effecting
the least practicable impact on the affected species or stocks and
their habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, requirements pertaining to
the monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
action area. Effective reporting is critical both to compliance as well
as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat).
Mitigation and monitoring effectiveness.
UH submitted a marine mammal monitoring and reporting plan in
section XIII of their IHA application. Monitoring that is designed
specifically to facilitate mitigation measures, such as monitoring of
the EZ to inform potential power downs or shutdowns of the airgun
array, are described above and are not repeated here.
UH's monitoring and reporting plan includes the following measures:
Vessel-Based Visual Monitoring
As described above, PSO observations will take place during daytime
airgun operations and nighttime start ups (if applicable) of the
airguns. During seismic operations, at least four visual PSOs would be
based aboard the Kairei. PSOs will be appointed by JAMSTEC with NMFS
approval. During the majority of seismic operations, two PSOs will
monitor for marine mammals around the seismic vessel. Use of two
simultaneous observers would increase the effectiveness of detecting
animals around the source vessel. However, during meal times, only one
PSO may be on duty. PSOs will be on duty in shifts of duration no
longer than 4 hours. Other crew will also be instructed to assist in
detecting marine mammals and in implementing mitigation requirements
(if practical). During daytime, PSOs will scan the area around the
vessel systematically with reticle binoculars (e.g., 7x50 Fujinon),
Big-eye binoculars (25x150), and with the naked eye.
PSOs will record data to estimate the numbers of marine mammals
exposed to various received sound levels and to document apparent
disturbance reactions or lack thereof. Data will be used to estimate
numbers of animals potentially `taken' by harassment (as defined in the
MMPA). They will also provide information needed to order a power down
or shutdown of airguns when a marine mammal is within or near the EZ.
When a sighting is made, the following information about the
sighting will be recorded:
1. Species, group size, age/size/sex categories (if determinable),
behavior when first sighted and after initial sighting, heading (if
consistent), bearing and distance from seismic vessel, sighting cue,
apparent reaction to the airguns or vessel (e.g., none, avoidance,
[[Page 44579]]
approach, paralleling, etc.), and behavioral pace.
2. Time, location, heading, speed, activity of the vessel, sea
state, visibility, and sun glare.
All observations and power downs or shutdowns will be recorded in a
standardized format. Data will be entered into an electronic database.
The accuracy of the data entry will be verified by computerized data
validity checks as the data are entered and by subsequent manual
checking of the database. These procedures will allow initial summaries
of data to be prepared during and shortly after the field program and
will facilitate transfer of the data to statistical, graphical, and
other programs for further processing and archiving. The time,
location, heading, speed, activity of the vessel, sea state,
visibility, and sun glare will also be recorded at the start and end of
each observation watch, and during a watch whenever there is a change
in one or more of the variables.
Results from the vessel-based observations will provide:
1. The basis for real-time mitigation (airgun power down or shut
down).
2. Information needed to estimate the number of marine mammals
potentially taken by harassment, which must be reported to NMFS.
3. Data on the occurrence, distribution, and activities of marine
mammals and turtles in the area where the seismic study is conducted.
4. Information to compare the distance and distribution of marine
mammals and turtles relative to the source vessel at times with and
without seismic activity.
5. Data on the behavior and movement patterns of marine mammals and
turtles seen at times with and without seismic activity.
Vessel-Based Passive Acoustic Monitoring
PAM will take place to complement the visual monitoring program as
described above. Please see the Mitigation section above for a
description of the PAM system and the acoustic PSO's duties. The
acoustic PSO will record data collected via the PAM system, including
the following: An acoustic encounter identification number, whether it
was linked with a visual sighting, date, time when first and last heard
and whenever any additional information was recorded, position and
water depth when first detected, bearing if determinable, species or
species group (e.g., unidentified dolphin, sperm whale), types and
nature of sounds heard (e.g., clicks, continuous, sporadic, whistles,
creaks, burst pulses, strength of signal, etc.), and any other notable
information. Acoustic detections will also be recorded for further
analysis.
Reporting
A report will be submitted to NMFS within 90 days after the end of
the cruise. The report will describe the operations that were conducted
and sightings of marine mammals near the operations. The report will
provide full documentation of methods, results, and interpretation
pertaining to all monitoring. The 90-day report will summarize the
dates and locations of seismic operations, and all marine mammal
sightings (dates, times, locations, activities, associated seismic
survey activities). The report will also include estimates of the
number and nature of exposures that occurred above the harassment
threshold based on PSO observations.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS' implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, our analysis applies to all the species listed
in Table 1, given that NMFS expects the anticipated effects of the
planned seismic survey to be similar in nature. Where there are
meaningful differences between species or stocks, or groups of species,
in anticipated individual responses to activities, impact of expected
take on the population due to differences in population status, or
impacts on habitat, NMFS has identified species-specific factors to
inform the analysis.
NMFS does not anticipate that serious injury or mortality would
occur as a result of UH's survey, even in the absence of mitigation.
Thus the authorization does not authorize any mortality. Non-auditory
physical effects, stranding, and vessel strike are not expected to
occur.
We authorize a limited number of instances of Level A harassment of
three marine mammal species (Table 7). However, we believe that any PTS
incurred in marine mammals as a result of the activity would be in the
form of only a small degree of PTS and not total deafness that would
not be likely to affect the fitness of any individuals, because of the
constant movement of both the Kairei and of the marine mammals in the
project area, as well as the fact that the vessel is not expected to
remain in any one area in which individual marine mammals would be
expected to concentrate for an extended period of time (i.e., since the
duration of exposure to loud sounds will be relatively short). Also, as
described above, we expect that marine mammals would be likely to move
away from a sound source that represents an aversive stimulus,
especially at levels that would be expected to result in PTS, given
sufficient notice of the Kairei's approach due to the vessel's
relatively low speed when conducting the survey. We expect that the
majority of takes would be in the form of short-term Level B behavioral
harassment in the form of temporary avoidance of the area or decreased
foraging (if such activity were occurring), reactions that are
considered to be of low severity and with no lasting biological
consequences (e.g., Southall et al., 2007).
Potential impacts to marine mammal habitat were discussed in the
Federal Register noticed for the proposed IHA (82 FR 34352; July 24,
2017) (see Potential Effects of the Specified Activity on Marine
Mammals and their Habitat). Marine mammal habitat may be impacted by
elevated sound levels, but these impacts would be temporary. Feeding
behavior is not likely to be significantly impacted, as marine mammals
appear to be less likely to exhibit behavioral reactions or
[[Page 44580]]
avoidance responses while engaged in feeding activities (Richardson et
al., 1995). Prey species are mobile and are broadly distributed
throughout the project area; therefore, marine mammals that may be
temporarily displaced during survey activities are expected to be able
to resume foraging once they have moved away from areas with disturbing
levels of underwater noise. Because of the temporary nature of the
disturbance, the availability of similar habitat and resources in the
surrounding area, and the lack of important or unique marine mammal
habitat, the impacts to marine mammals and the food sources that they
utilize are not expected to cause significant or long-term consequences
for individual marine mammals or their populations. In addition, there
are no mating or calving areas known to be biologically important to
marine mammals within the project area.
The activity is expected to impact a very small percentage of all
marine mammal stocks that would be affected by UH's survey (less than
two percent for all marine mammal stocks). Additionally, the acoustic
``footprint'' of the survey would be very small relative to the ranges
of all marine mammals that would potentially be affected. Sound levels
would increase in the marine environment in a relatively small area
surrounding the vessel compared to the range of the marine mammals
within the survey area. The seismic array would be active 24 hours per
day throughout the duration of the survey. However, the very brief
overall duration of the survey (5.5 days) would further limit potential
impacts that may occur as a result of the activity.
The mitigation measures are expected to reduce the number and/or
severity of takes by allowing for detection of marine mammals in the
vicinity of the vessel by visual and acoustic observers, and by
minimizing the severity of any potential exposures via power downs and/
or shutdowns of the airgun array. Based on previous monitoring reports
for substantially similar activities that have been previously
authorized by NMFS, we expect that the mitigation will be effective in
preventing at least some extent of potential PTS in marine mammals that
may otherwise occur in the absence of mitigation.
Of the marine mammal species under our jurisdiction that are likely
to occur in the project area, the following species are listed as
endangered under the ESA: blue, fin, sei, and sperm whales. There are
currently insufficient data to determine population trends for blue,
fin, sei, and sperm whales (Carretta et al., 2016); however, we are
authorizing very small numbers of takes for these species (Table 7),
relative to their population sizes, therefore we do not expect
population-level impacts to any of these species. The other marine
mammal species that may be taken by harassment during UH's seismic
survey are not listed as threatened or endangered under the ESA. There
is no designated critical habitat for any ESA-listed marine mammals
within the project area; and of the non-listed marine mammals for which
we propose to authorize take, none are considered ``depleted'' or
``strategic'' by NMFS under the MMPA.
NMFS concludes that exposures to marine mammal species and stocks
due to UH's seismic survey would result in only short-term (temporary
and short in duration) effects to individuals exposed. Animals may
temporarily avoid the immediate area, but are not expected to
permanently abandon the area. Major shifts in habitat use,
distribution, or foraging success are not expected. NMFS does not
anticipate the take estimates to impact annual rates of recruitment or
survival.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the marine mammal species or
stocks through effects on annual rates of recruitment or survival:
No mortality is anticipated or authorized;
The anticipated impacts of the activity on marine mammals
would primarily be temporary behavioral changes due to avoidance of the
area around the survey vessel. The relatively short duration of the
survey (5.5 days) would further limit the potential impacts of any
temporary behavioral changes that would occur;
PTS is only anticipated to occur for one species and the
number of instances of PTS that may occur are expected to be very small
in number (Table 7). Instances of PTS that are incurred in marine
mammals would be of a low level, due to constant movement of the vessel
and of the marine mammals in the area, and the nature of the survey
design (not concentrated in areas of high marine mammal concentration);
The availability of alternate areas of similar habitat
value for marine mammals to temporarily vacate the survey area during
the survey to avoid exposure to sounds from the activity;
The project area does not contain areas of significance
for mating or calving;
The potential adverse effects on fish or invertebrate
species that serve as prey species for marine mammals from the survey
would be temporary and spatially limited;
The mitigation measures, including visual and acoustic
monitoring, power-downs, and shutdowns, are expected to minimize
potential impacts to marine mammals.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS finds that the total marine mammal take from the planned
activity will have a negligible impact on all affected marine mammal
species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Section 101(a)(5)(D) of the MMPA for specified
activities other than military readiness activities. The MMPA does not
define small numbers; so, in practice, where estimated numbers are
available, NMFS compares the number of individuals taken to the most
appropriate estimation of abundance of the relevant species or stock in
our determination of whether an authorization is limited to small
numbers of marine mammals. Additionally, other qualitative factors may
be considered in the analysis, such as the temporal or spatial scale of
the activities. Table 7 provides numbers of take by Level A harassment
and Level B harassment authorized. These are the numbers we use for
purposes of the small numbers analysis.
The numbers of marine mammals that we authorize to be taken, for
all species and stocks, would be considered small relative to the
relevant stocks or populations (approximately 13 percent for rough-
toothed dolphin, and less than 8 percent for all other species and
stocks). For the blue whale, killer whale, humpback whale, minke whale
and spinner dolphin we propose to authorize take resulting from a
single exposure of one group of each species or stock, as appropriate
(using best available information on mean group size for these species
or stocks). We believe that a single incident of take of one group of
any of these species represents take of small numbers for that species
Based on the analysis contained herein of the activity (including
the mitigation and monitoring measures) and the anticipated take of
marine mammals, NMFS finds that small numbers of marine mammals will be
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taken relative to the population size of the affected species or
stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally, in this case with the ESA Interagency
Cooperation Division, whenever we propose to authorize take for
endangered or threatened species.
We (the NMFS OPR Permits and Conservation Division) are authorizing
the incidental take of four species of marine mammals which are listed
under the ESA: The sei, fin, blue and sperm whale. Under Section 7 of
the ESA, we initiated consultation with the NMFS OPR Interagency
Cooperation Division for the issuance of this IHA. In September, 2017,
the NMFS OPR Interagency Cooperation Division issued a Biological
Opinion with an incidental take statement, which concluded that the
issuance of the IHA was not likely to jeopardize the continued
existence of sei, fin, blue and sperm whales. The Biological Opinion
also concluded that the issuance of the IHA would not destroy or
adversely modify designated critical habitat for these species.
Authorization
NMFS has issued an IHA to the University of Hawaii for the
potential harassment of small numbers of 24 marine mammal species
incidental to a marine geophysical survey in the central Pacific Ocean,
provided the previously mentioned mitigation, monitoring and reporting
requirements are incorporated.
Dated: September 19, 2017.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2017-20362 Filed 9-22-17; 8:45 am]
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