Presidential Declaration of a Major Disaster for the State of West Virginia, 40613 [2017-18039]
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Federal Register / Vol. 82, No. 164 / Friday, August 25, 2017 / Notices
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transaction by the broker-dealer or
certain related persons (unless the
person receives certain materials from
the lender or broker-dealer which
contain the required information); and
(2) obtains from the person information
on the person’s financial situation and
needs, reasonably determines that the
transaction is suitable for the person,
and retains on file and makes available
to the person on request a written
statement setting forth the brokerdealer’s basis for determining that the
transaction was suitable. The collection
of information required by Rule 15c2–5
is necessary to execute the
Commission’s mandate under the
Exchange Act to prevent fraudulent,
manipulative, and deceptive acts and
practices by broker-dealers.
The Commission estimates that there
are approximately 50 respondents that
require an aggregate total of 600 hours
to comply with Rule 15c2–5.1 Each of
these approximately 50 registered
broker-dealers makes an estimated six
annual responses, for an aggregate total
of 300 responses per year.2 Each
response takes approximately two hours
to complete. Thus, the total compliance
burden per year is 600 burden hours.3
The approximate internal compliance
cost per hour is $57.00 for clerical
labor,4 resulting in a total internal
compliance cost of $34,200.5 These
reflect internal labor costs; there are no
external labor, capital, or start-up costs.
Although Rule 15c2–5 does not
specify a retention period or recordkeeping requirement under the rule,
broker-dealers are required to preserve
the records for a period no less than six
years pursuant to Rule 17a–4(c). The
information required under Rule 15c2–
5 is necessary for broker-dealers to
engage in the lending activities
prescribed in the Rule. Rule 15c2–5
does not assure confidentiality for the
information retained under the rule.6
1 50 respondents × 6 responses per year × 2 hours
per response = 600 hours per year.
2 50 respondents × 6 responses per year = 300
responses per year.
3 300 responses per year × 2 hours per response
= 600 hours per year.
4 Cost per hour for a clerk is from SIFMA’s Office
Salaries in the Securities Industry 2013, modified
by Commission staff to account for an 1800-hour
work-year and multiplied by 2.93 to account for
bonuses, firm size, employee benefits and overhead.
5 600 hours per year × $57.00 per hour = $34,200
per year.
6 The records required by Rule 15c2–5 would be
available only for examination purposes of the
Commission staff, state securities authorities, and
the self-regulatory organizations. Subject to the
provisions of the Freedom of Information Act, 5
U.S.C. 552, and the Commission’s rules thereunder
(17 CFR 200.80(b)(4)(iii)), the Commission does not
generally publish or make available information
contained in any reports, summaries, analyses,
VerDate Sep<11>2014
17:40 Aug 24, 2017
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An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following Web site:
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Pamela
Dyson, Director/Chief Information
Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon,
100 F Street NE., Washington, DC
20549, or by sending an email to: PRA_
Mailbox@sec.gov. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: August 22, 2017.
Eduardo A. Aleman,
Assistant Secretary.
40613
U.S. Small Business Administration,
409 3rd Street SW., Suite 6050,
Washington, DC 20416, (202) 205–6734.
Notice is
hereby given that as a result of the
President’s major disaster declaration on
08/18/2017, applications for disaster
loans may be filed at the address listed
above or other locally announced
locations. The following areas have been
determined to be adversely affected by
the disaster:
SUPPLEMENTARY INFORMATION:
Primary Counties (Physical Damage and
Economic Injury Loans): Harrison,
Marion, Marshall, Wetzel
Contiguous Counties (Economic Injury
Loans Only):
West Virginia: Barbour, Doddridge,
Lewis, Monongalia, Ohio, Taylor,
Tyler, Upshur.
Ohio: Belmont, Monroe
Pennsylvania: Greene, Washington
The Interest Rates are:
Percent
[FR Doc. 2017–18073 Filed 8–24–17; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #15255 and #15256;
WEST VIRGINIA Disaster Number WV–
00046]
Presidential Declaration of a Major
Disaster for the State of West Virginia
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
This is a Notice of the
Presidential declaration of a major
disaster for the State of West Virginia
(FEMA–4331–DR), dated 08/18/2017.
Incident: Severe Storms, Flooding,
Landslides, and Mudslides.
Incident Period: 07/28/2017 through
07/29/2017.
DATES: Issued on 08/18/2017.
Physical Loan Application Deadline
Date: 10/17/2017.
Economic Injury (EIDL) Loan
Application Deadline Date: 05/18/2018.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
SUMMARY:
For Physical Damage:
Homeowners with Credit Available Elsewhere ......................
Homeowners without Credit
Available Elsewhere ..............
Businesses with Credit Available Elsewhere ......................
Businesses
without
Credit
Available Elsewhere ..............
Non-Profit Organizations with
Credit Available Elsewhere ...
Non-Profit Organizations without Credit Available Elsewhere .....................................
For Economic Injury:
Businesses & Small Agricultural
Cooperatives without Credit
Available Elsewhere ..............
Non-Profit Organizations Without Credit Available Elsewhere .....................................
The number assigned to this
disaster for physical damage
is 152556 and for economic
injury is 152560..
(Catalog of Federal Domestic Assistance
Number 59008)
James E. Rivera,
Associate Administrator for Disaster
Assistance.
[FR Doc. 2017–18039 Filed 8–24–17; 8:45 am]
BILLING CODE 8025–01–P
letters, or memoranda arising out of, in anticipation
of, or in connection with an examination or
inspection of the books and records of any person
or any other investigation.
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3.500
1.750
6.610
3.305
2.500
2.500
3.305
2.500
]]>Agencies
[Federal Register Volume 82, Number 164 (Friday, August 25, 2017)]
[Notices]
[Page 40613]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-18039]
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #15255 and #15256; WEST VIRGINIA Disaster Number
WV-00046]
Presidential Declaration of a Major Disaster for the State of
West Virginia
AGENCY: U.S. Small Business Administration.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This is a Notice of the Presidential declaration of a major
disaster for the State of West Virginia (FEMA-4331-DR), dated 08/18/
2017.
Incident: Severe Storms, Flooding, Landslides, and Mudslides.
Incident Period: 07/28/2017 through 07/29/2017.
DATES: Issued on 08/18/2017.
Physical Loan Application Deadline Date: 10/17/2017.
Economic Injury (EIDL) Loan Application Deadline Date: 05/18/2018.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street SW.,
Suite 6050, Washington, DC 20416, (202) 205-6734.
SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of
the President's major disaster declaration on 08/18/2017, applications
for disaster loans may be filed at the address listed above or other
locally announced locations. The following areas have been determined
to be adversely affected by the disaster:
Primary Counties (Physical Damage and Economic Injury Loans): Harrison,
Marion, Marshall, Wetzel
Contiguous Counties (Economic Injury Loans Only):
West Virginia: Barbour, Doddridge, Lewis, Monongalia, Ohio, Taylor,
Tyler, Upshur.
Ohio: Belmont, Monroe
Pennsylvania: Greene, Washington
The Interest Rates are:
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
For Physical Damage:
Homeowners with Credit Available Elsewhere................. 3.500
Homeowners without Credit Available Elsewhere.............. 1.750
Businesses with Credit Available Elsewhere................. 6.610
Businesses without Credit Available Elsewhere.............. 3.305
Non-Profit Organizations with Credit Available Elsewhere... 2.500
Non-Profit Organizations without Credit Available Elsewhere 2.500
For Economic Injury:
Businesses & Small Agricultural Cooperatives without Credit 3.305
Available Elsewhere.......................................
Non-Profit Organizations Without Credit Available Elsewhere 2.500
The number assigned to this disaster for physical damage is
152556 and for economic injury is 152560..................
------------------------------------------------------------------------
(Catalog of Federal Domestic Assistance Number 59008)
James E. Rivera,
Associate Administrator for Disaster Assistance.
[FR Doc. 2017-18039 Filed 8-24-17; 8:45 am]
BILLING CODE 8025-01-P
