Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the Gary Paxton Industrial Park Dock Modification Project, 34632-34646 [2017-15659]
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Federal Register / Vol. 82, No. 142 / Wednesday, July 26, 2017 / Notices
require importers to maintain a
certification at this time.7
Notification to the International Trade
Commission
As discussed in the Issues and
Decision Memorandum, because the
Department has determined, for
purposes of sections 781(d)(1) and (e) of
the Act, that the later-developed inquiry
merchandise does not incorporate a
significant technological advance or
significant alteration of an earlier
product, the Department did not notify
the International Trade Commission of
its proposed inclusion of the inquiry
merchandise within the Orders.
This affirmative anti-circumvention
determination is published in
accordance with section 781(d) of the
Act and 19 CFR 351.225.
Dated: July 20, 2017.
Gary Taverman,
Deputy Assistant Secretary for Antidumping
and Countervailing Duty Operations,
performing the non-exclusive functions and
duties of the Assistant Secretary for
Enforcement and Compliance.
Appendix
List of Topics Discussed in the Issues and
Decision Memorandum
I. Summary
II. Background
III. Scope of the Orders
IV. Merchandise Subject to the AntiCircumvention Inquiry
V. Discussion of the Issues
1. The Department’s Authority To Conduct
an Anti-Circumvention Inquiry
2. Later-Developed Merchandise and
Commercial Availability
3. Scope Exclusion
4. Country-Wide Ruling
5. Certification Requirement
6. Effective Cash Deposit Date
VI. Rescission of Minor Alterations AntiCircumvention Inquiry
VII. Recommendation
[FR Doc. 2017–15683 Filed 7–25–17; 8:45 am]
BILLING CODE 3510–DS–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
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RIN 0648–XF535
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the Gary Paxton
Industrial Park Dock Modification
Project
National Marine Fisheries
Service (NMFS), National Oceanic and
AGENCY:
7 See Issues and Decision Memorandum, at
Comment 4, for further detail.
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Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed incidental harassment
authorization; request for comments.
NMFS has received a request
from the City and Borough of Sitka
(CBS) for authorization to take marine
mammals incidental to modifying the
Gary Paxton Industrial Park (GPIP) dock
in Sawmill Cove, Alaska. Pursuant to
the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments
on its proposal to issue an incidental
harassment authorization (IHA) to
incidentally take marine mammals
during the specified activities.
DATES: Comments and information must
be received no later than August 25,
2017.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Physical
comments should be sent to 1315 EastWest Highway, Silver Spring, MD 20910
and electronic comments should be sent
to ITP.Daly@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments received
electronically, including all
attachments, must not exceed a 25megabyte file size. Attachments to
electronic comments will be accepted in
Microsoft Word or Excel or Adobe PDF
file formats only. All comments
received are a part of the public record
and will generally be posted online at
www.nmfs.noaa.gov/pr/permits/
incidental/construction.htm without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Jaclyn Daly, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the applications
and supporting documents, as well as a
list of the references cited in this
document, may be obtained online at:
www.nmfs.noaa.gov/pr/permits/
incidental/construction.htm. In case of
problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
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upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
impact on the species or stock(s), will
not have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (where
relevant), and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.
NMFS has defined ‘‘unmitigable
adverse impact’’ in 50 CFR 216.103 as
an impact resulting from the specified
activity:
(1) That is likely to reduce the
availability of the species to a level
insufficient for a harvest to meet
subsistence needs by: (i) Causing the
marine mammals to abandon or avoid
hunting areas; (ii) directly displacing
subsistence users; or (iii) placing
physical barriers between the marine
mammals and the subsistence hunters;
and
(2) That cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
The MMPA states that the term ‘‘take’’
means to harass, hunt, capture, kill or
attempt to harass, hunt, capture, or kill
any marine mammal.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: Any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
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National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action with respect to
environmental consequences on the
human environment.
Accordingly, NMFS has preliminarily
determined that the issuance of the
proposed IHA qualifies to be
categorically excluded from further
NEPA review. This action is consistent
with categories of activities identified in
CE B4 of the Companion Manual for
NOAA Administrative Order 216–6A,
which do not individually or
cumulatively have the potential for
significant impacts on the quality of the
human environment and for which we
have not identified any extraordinary
circumstances that would preclude this
categorical exclusion. We will review all
comments submitted in response to this
notice prior to concluding our NEPA
process and making a final decision on
the IHA request.
Summary of Request
On May 8, 2017, NMFS received a
request from CBS for an IHA to take
marine mammals incidental to the GPIP
dock modification project in Sawmill
Cove, Alaska. On May 26, 2017, NMFS
requested additional information and
CBS submitted a revised application on
June 21, 2017, which NMFS deemed
adequate and complete. CBS’s request is
for harassment only and NMFS concurs
that serious injury or mortality is not
expected to result from this activity.
Therefore, an IHA is appropriate.
CBS is requesting take, by Level A
and B harassment, of six species of
marine mammals incidental to pile
driving and removal within Sawmill
Cove, Alaska. Pile driving and removal
would occur for 16 days from October
1 through December 31, 2017. No
subsequent IHAs would be necessary to
complete the project.
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Description of Proposed Activity
Overview
CBS is modifying an existing marine
and commercial industrial site by
removing existing aging docks and
installing a new floating dock, small
craft float, and transfer bridge. To do so,
CBS must remove existing abandoned,
creosote-treated piles and install new
piles. Pile driving and pile removal
associated with this work may result in
auditory injury (Level A harassment)
and behavioral harassment (Level B
harassment). All pile driving and
removal would take place at the existing
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dock facility and occur for 16 days. The
purpose of the project is to provide deep
water port access, meet modern safety
standards, and promote marine
commerce in the region.
Dates and Duration
The proposed IHA would be valid
from October 1 through December 31,
2017. Removing old timber piles with a
vibratory hammer could occur for up to
5 hours per day for 6 days. Removing
the temporary template piles could
occur for up to 1 hour on 2 additional
days. Vibratory pile driving could occur
for up to 2 hours per day for 6 days to
install the permanent piles while impact
pile driving could occur for up to 10
minutes a day for proofing following
vibratory pile driving. In total, pile
activities are expected to occur for 16
days from October 1 through December
31, 2017.
Specified Geographic Region
Sawmill Cove is a small body of water
located near Sitka, Alaska at the mouth
of Silver Bay, which opens to the Sitka
Sound and Gulf of Alaska (see figures 1
and 2 in application). Bathymetry in
Sawmill Cove shows a fairly even
seafloor that gradually falls to a depth
of approximately 50 feet (ft) (15 meters
(m)). To the southeast, Silver Bay is
approximately 0.5 miles (mi) (0.8
kilometers (km)) wide, 5.5 mi (8.9 km)
long, and 150–250 ft (46–76 m) deep.
The bay is uniform with few rock
outcroppings or islands. To the
southwest, the Eastern Channel opens to
Sitka Sound, dropping off to depths of
400 ft (120 m) approximately 1.6 km (1
mi) southwest of the project site.
Sawmill Cove is an active marine
commercial and industrial area. The
dock footprint is previously disturbed
with abandoned dock structures
associated with the former Alaska Pulp
Mill. Silver Bay Seafoods’ processing
plant is located adjacent to the project
site. This plant processes herring and
salmon (primarily pink salmon).
Detailed Description of Specific
Activities
The purpose of the project is to
construct a multipurpose docking area
that will serve a wide variety of vessels,
provide deep water port access to the
GPIP, meet modern standards for safety,
and promote marine commerce in the
region. The proposed work includes
removing 280 abandoned creosotetreated piles located in shallow water,
installing a large floating deep-water
dock (a repurposed barge measuring 250
ft (76.2 m) × 74 ft (22.6 m) × 19 ft (5.8
m)), small craft float (12 ft (3.7 m) × 100
ft (30.5 m)), and v-shaped float (see
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Figure 4 and 5 in CBS’s application).
For access, CBS would also construct a
transfer bridge and gangway. To
stabilize the shoreline, CBS would
install an abutment and retaining wall.
Materials and equipment, including the
floating dock, would be transported to
the project site by barge. While work is
conducted in the water, anchored barges
would be used to stage construction
materials and equipment.
Pile removal and installation are the
only activities that may harass marine
mammals. To facilitate the work, CBS
would construct two dolphin structures
to support the floating dock. Each
dolphin requires 6 temporary 30-in steel
piles to act as a template for installing
the permanent piles, 2 permanent 30-in
steel batter piles (piles driven at an
angle with the vertical to resist a lateral
force) to act as the ‘‘legs’’ of the dolphin,
and a single 48-in vertical steel piles
which would constitute the center of the
dolphin structure. CBS would use an
ICE 44B vibratory hammer (12,450
pounds static weight) and a Delmag D46
diesel hammer (max energy 107,280 ftpounds) to install piles. The existing old
timber piles (12-in and 16-in timber)
associated with the old dock would be
removed by the vibratory hammer if
they cannot be pulled out mechanically.
The 12 temporary piles used for the
template would also be removed
following dock completion.
The six permanent piles (four 30-in
and two 48-in) would be driven through
approximately 60–70 ft (18–21 m) of
unconsolidated sand with a vibratory
hammer operated at a reduced energy
setting, impacted into bedrock, and then
anchored into 25–40 ft (7.6–12.2 m) of
bedrock with a rock anchor drill and
grout. To anchor the piles, a 10-inch
casing would be inserted in the center
of the pile and a 15.2 centimeter (cm) (6in) rock anchor drill would be lowered
into the casing and used to drill into
bedrock. Rock fragments would be
removed through the top of the casing.
Finally, the drill and casing would be
removed and the hole would be filled
with grout to secure the pile to bedrock.
The casing acts like a cofferdam and
would block noise; therefore, drilling is
not expected to result in harassment and
is not discussed further.
CBS would use only a vibratory
hammer to install the 12 temporary
template piles (i.e., no impact
hammering). Once the project is
complete, CBS would remove all 12
temporary piles with the vibratory
hammer.
The duration of pile driving and
removal varies by pile type (see Table 1
in CBS’s application). CBS would
remove up to 60 of the old timber piles
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Federal Register / Vol. 82, No. 142 / Wednesday, July 26, 2017 / Notices
per day with a vibratory hammer (5
minutes for each pile) if they cannot be
removed mechanically. In total,
removing the timber piles could require
using a vibratory hammer for up to 5
hours per day for 6 days. Installing each
of the 30-inch temporary piles used to
set the template would require 30
minutes of vibratory driving and CBS
anticipates installing up to 6 per day (3
hours total). Removing each of these
piles is anticipated to take 10 minutes
per pile for a total of 1 hour per day.
Installing the permanent 30-in piles
used to construct each dolphin would
require approximately 2 hours of
vibratory driving followed by 10
minutes (400 strikes) of impact
hammering; one 30-in pile would be
installed per day. The 48-in piles
require similar installation periods (a
maximum 2 hours of vibratory followed
by 10 minutes (400 strikes) of impact);
one pile would be installed per day. The
project schedule is set such that pile
driving would occur, at minimum, every
other day when the permanent piles are
installed (i.e., there would be at least
one day break between installing each
pile where other activities such as
welding would occur). CBS would do
the work from October 1 through
December 31, 2017.
CBS would carry out pile driving in
a manner designed to reduce impacts to
marine mammals. The proposed
mitigation, monitoring, and reporting
measures are described in detail later in
this document (please see ‘‘Proposed
Mitigation’’ and ‘‘Proposed Monitoring
and Reporting’’).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SAR;
www.nmfs.noaa.gov/pr/sars/) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
Web site (www.nmfs.noaa.gov/pr/
species/mammals/).
Table 1 lists all species with expected
potential for occurrence in Sawmill
Cove and Silver Bay and summarizes
information related to the population or
stock, including regulatory status under
the MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2016). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’s SARs). While no
mortality is anticipated or authorized
here, PBR and annual serious injury and
mortality from anthropogenic sources
are included here as gross indicators of
the status of the species and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. 2016 SARs (e.g., Muto et
al. 2017). All values presented in Table
1 are the most recent available at the
time of publication and are available in
the 2016 SARs (Muto et al., 2017).
NMFS identifies 14 species may
potentially occur in the action area:
humpback whale (Megaptera
novaeangliae), fin whale (Balaenoptera
physalis), North Pacific right whale
(Eubalaena japonica), gray whale
(Eschrichtius robustus), minke whale
(Balaenoptera acutorostrata), sperm
whale (Physeter macrophalus), killer
whale (Orcinus orca), Pacific whitesided dolphin (Lagenorhynchus
obliquidens), Cuvier’s beaked whale
(Ziphius cavirostris), harbor porpoise
(Phocoena phocoena), Dall’s porpoise
(P. dalli), Steller sea lion (Eumetopias
jubatus), Northern fur seal (Callorhinus
ursinus) and Pacific harbor seal (Phoca
vitulina). Of these, one pinniped
(Northern fur seal) and eight cetacean
species and are considered extralimital
species (i.e., those that do not normally
occur in a given area but for which there
are one or more occurrence records):
The North Pacific right whale, gray
whale, minke whale, fin whale, sperm
whale, Cuvier’s beaked whale, Pacific
white-sided dolphin, and Dall’s
porpoise (Straley and Pendall, 2017).
Given this, no take is requested for these
species and they are not considered
further in this proposed IHA.
TABLE 1—MARINE MAMMALS EXPECTED TO OCCUR WITHIN THE ACTION AREA, SITKA
Common name
Scientific name
ESA/MMPA
status;
strategic
(Y/N)T 1
MMPA Stock
Stock abundance Nbest,
(CV, Nmin, most recent
abundance survey) 2
Occurrence
PBR
Annual
M/SI 3
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenidae
Humpback whale ................
Megaptera novaeangliae ..
Central North Pacific ........
E, D,Y
10,103 (0.3, 7,890, 2006)
Frequent .....
83
21
23.4
1.96
5.9
1
0
0.6
2.4
1
8.9 5
34 5
Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae
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Killer whale .........................
Orcinus orca .....................
Alaska Resident ................
Northern Resident ............
Gulf of Alaska, Aleutian Islands, Bering Sea Transient.
West Coast Transient .......
-, N
-, N
-, N
2,347 (N/A, 2,347, 2012) 4
261 (N/A, 261, 2011) 4 ......
587 (N/A, 587, 2012) 4 ......
-, N
243 (N/A, 243, 2009) 4 ......
Infrequent ...
Family Phocoenidae
Harbor porpoise ..................
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Phocoena phocoena .........
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Southeast Alaska ..............
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-, Y
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975 (0.10, 896, 2012)5 .....
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Infrequent ...
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TABLE 1—MARINE MAMMALS EXPECTED TO OCCUR WITHIN THE ACTION AREA, SITKA—Continued
Common name
Scientific name
ESA/MMPA
status;
strategic
(Y/N)T 1
MMPA Stock
Stock abundance Nbest,
(CV, Nmin, most recent
abundance survey) 2
Occurrence
PBR
Annual
M/SI 3
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals and sea lions)
Steller sea lion ....................
Eumatopia jubatus ............
Western U.S. ....................
E, D; Y
Eastern U.S. .....................
-, D, Y
49,497 (N/A, 49,497,
2014).
60,131–74,448 ..................
(N/A, 36,551, 2013) ..........
Common .....
14,855 (-,13,212, 2011) ....
Common .....
297
233
1,645
92.3
555
77
Family Phocidae (earless seals)
Harbor seal .........................
......................................
Sitka/Chatham Straight .....
-, N
1 ESA
status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or which is determined to be
declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically designated under the MMPA
as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
min is the minimum estimate of stock
abundance. In some cases, CV is not applicable (N/A).
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike).
4 N is based on counts of individual animals identified from photo-identification catalogs.
5 In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska waters (these abundance estimates have not been corrected for g(0); therefore, they are likely conservative). The calculated PBR is considered unreliable for the entire stock because it
is based on estimates from surveys of only a portion (the inside waters of Southeast Alaska) of the range of this stock as currently designated. The Annual M/SI is for
the entire stock, including coastal waters.
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Pinnipeds
Steller Sea Lion
The Steller sea lion is the largest of
the eared seals, ranging along the North
Pacific Rim from northern Japan to
California, with centers of abundance
and distribution in the Gulf of Alaska
and Aleutian Islands. Steller sea lions
were listed as threatened range-wide
under the ESA on November 26, 1990
(55 FR 49204). Subsequently, NMFS
published a final rule designating
critical habitat for the species as a 20
nautical mile buffer around all major
haul-outs and rookeries, as well as
associated terrestrial, air and aquatic
zones, and three large offshore foraging
areas (58 FR 45269; August 27, 1993). In
1997, NMFS reclassified Steller sea
lions as two distinct population
segments (DPSs) based on genetic
studies and other information (62 FR
24345; May 5, 1997). Steller sea lion
populations that primarily occur west of
144° W. (Cape Suckling, Alaska)
comprise the western DPS (wDPS),
while all others comprise the eastern
DPS (eDPS); however, there is regular
movement of both DPSs across this
boundary (Jemison et al. 2013). Upon
this reclassification, the wDPS became
listed as endangered while the eDPS
remained as threatened (62 FR 24345;
May 5, 1997). In November 2013, the
eDPS was delisted (78 FR 66140). Based
on recent observations of branded
animals in Southeast Alaska, NMFS
estimates that 98 percent of Steller seas
lion occurring within the action area
belong to the eDPS, leaving 2 percent to
the wDPS (Suzie Teerlink, pers. comm,
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May 19, 2017). The current abundance
estimate for the eDPS in Alaska is
between 60,131–74,448, and 49,497
animals for the wDPS (Muto et al. 2017).
Steller sea lions forage in nearshore
and pelagic waters where they are
opportunistic predators. They feed
primarily on a wide variety of fishes and
cephalopods. Because the action area
contains a herring processing plant,
animals may linger in the area to feed
opportunistically. However, strong
residency time may be limited because
the plant does not operate from October
through March (when pile activities
would occur). Anecdotal evidence from
staff at the fish processing plant indicate
that multiple (up to 10) Steller sea lions
may reside in the area for multiple days
(pers. comm, Solstice, July 5, 2017).
Steller sea lions use terrestrial haulout
sites to rest and take refuge. They also
gather on well-defined, traditionally
used rookeries to pup and breed. These
habitats are typically gravel, rocky, or
sand beaches; ledges; or rocky reefs.
There are no established haul-outs in
the action area; however, individuals in
the action area may rest on rocks and
along the shoreline intermittently. No
critical habitat for this species is
designated in Southeast Alaska.
Steller sea lions are included in
Alaska subsistence harvests. Since
subsistence harvest surveys began in
1992, the number of households hunting
and harvesting sea lions has remained
relatively constant at low levels (Wolf et
al. 2013). In 2012, the community of
Sitka had an estimated subsistence take
of 1 Steller sea lion (Wolf et al. 2013).
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Harbor Seal
Harbor seals range from Baja
California north along the west coasts of
Washington, Oregon, California, British
Columbia, and Southeast Alaska; west
through the Gulf of Alaska, Prince
William Sound, and the Aleutian
Islands; and north in the Bering Sea to
Cape Newenham and the Pribilof
Islands. They haul out on rocks, reefs,
beaches, and drifting glacial ice, and
feed in marine, estuarine, and
occasionally fresh waters. Harbor seals
are generally non-migratory, with local
movements associated with such factors
as tides, weather, season, food
availability, and reproduction.
Harbor seals in Alaska are partitioned
into 12 separate stocks based largely on
genetic structure: (1) The Aleutian
Islands stock, (2) the Pribilof Islands
stock, (3) the Bristol Bay stock, (4) the
North Kodiak stock, (5) the South
Kodiak stock, (6) the Prince William
Sound stock, (7) the Cook Inlet/Shelikof
stock, (8) the Glacier Bay/Icy Strait
stock, (9) the Lynn Canal/Stephens
Passage stock, (10) the Sitka/Chatham
stock, (11) the Dixon/Cape Decision
stock, and (12) the Clarence Strait stock.
Only the Sitka/Chatham stock is
considered in this proposed IHA. The
range of this stock includes Cape
Bingham south to Cape Ommaney and
the adjacent coastal and inshore waters,
including the project area.
Within the action area, harbor seals
are present year round with peak
abundance February through April
(Straley and Pendell 2017). Monthly
group size ranges from 0–5 animals but
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in low numbers. Average group size is
1–2 individuals (Straley and Pendell
2017). Similar to Steller sea lions,
harbor seals may linger in the action
area for multiple days; however, no
designated haul-outs are within close
proximity.
Harbor seals are included in Alaska
subsistence harvests. Since subsistence
harvest surveys began in 1992, there
have been declines in the number of
households hunting and harvesting
seals in Southeast Alaska (Wolf et al.
2013). In 2012, the community of Sitka
had an estimated subsistence take of 49
harbor seals (Wolf et al. 2013).
Cetaceans
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Humpback Whale
The humpback whale is distributed
worldwide in all ocean basins. In
winter, most humpback whales occur in
the subtropical and tropical waters of
the Northern and Southern
Hemispheres, and migrate to high
latitudes in the summer to feed. The
historic summer feeding range of
humpback whales in the North Pacific
encompassed coastal and inland waters
around the Pacific Rim from Point
Conception, California, north to the Gulf
of Alaska and the Bering Sea, and west
along the Aleutian Islands to the
Kamchatka Peninsula and into the Sea
of Okhotsk and north of the Bering
Strait (Johnson and Wolman 1984).
Under the MMPA, there are three
stocks of humpback whales in the North
Pacific: (1) The California/Oregon/
Washington and Mexico stock,
consisting of winter/spring populations
in coastal Central America and coastal
Mexico which migrate to the coast of
California to southern British Columbia
in summer/fall; (2) the central North
Pacific stock, consisting of winter/
spring populations of the Hawaiian
Islands which migrate primarily to
northern British Columbia/Southeast
Alaska, the Gulf of Alaska, and the
Bering Sea/Aleutian Islands; and (3) the
western North Pacific stock, consisting
of winter/spring populations off Asia
which migrate primarily to Russia and
the Bering Sea/Aleutian Islands. The
central North Pacific stock is the only
stock that is found near the project
activities.
On September 8, 2016, NMFS
published a final rule dividing the
globally listed endangered species into
14 DPSs, removing the worldwide
species-level listing, and in its place
listing four DPSs as endangered and one
DPS as threatened (81 FR 62259;
effective October 11, 2016). Two DPSs
(Hawaii and Mexico) are potentially
present within the action area. The
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Hawaii DPS is not listed and the Mexico
DPS is listed as threatened under the
ESA. The Hawaii DPS is estimated to
contain 11,398 animals where the
Mexico DPS is estimated to contain
3,264 animals.
Within the action area, humpback
whales are seen most frequently from
September through February although
sighting may extend into April (Straley
and Pendell 2017). Survey data
indicates that the typical group size for
humpback whales in the area is between
2 and 4 whales, and approximately 2.18
whales occur in the area per day. The
maximum group size is unknown. When
present in the area, humpback whales
are foraging primarily on herring.
Killer Whale
Killer whales have been observed in
all oceans and seas of the world, but the
highest densities occur in colder and
more productive waters found at high
latitudes. Killer whales are found
throughout the North Pacific, and occur
along the entire Alaska coast, in British
Columbia and Washington inland
waterways, and along the outer coasts of
Washington, Oregon, and California
(Muto et al. 2017).
Based on data regarding association
patterns, acoustics, movements, and
genetic differences, eight killer whale
stocks are now recognized: (1) The
Alaska Resident stock; (2) the Northern
Resident stock; (3) the Southern
Resident stock; (4) the Gulf of Alaska,
Aleutian Islands, and Bering Sea
Transient stock; (5) the AT1 Transient
stock; (6) the West Coast transient stock,
occurring from California through
southeastern Alaska; and (7) the
Offshore stock, and (8) the Hawaiian
stock. Only the Alaska resident;
Northern resident; Gulf of Alaska,
Aleutian Islands, and Bering Sea
Transient (Gulf of Alaska transient); and
the West coast transient stocks are
considered in this application because
other stocks occur outside the
geographic area under consideration.
Any of these four stocks could be seen
in the action area; however, the
Northern resident stock is most likely to
occur in the area. The trend for the
Northern resident stock is an increasing
population with an average of 2.1
percent annual increase over a 36 year
time period. For all other stocks,
population trends are unknown.
In the action area, killer whales are
known to occur but there sightings are
unpredictable. Between 0 and 12 killer
whales can occur within the project area
with typical group size of between four
and eight whales with a maximum
group size of eight (Straley and Pendell
2017).
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Harbor Porpoise
The harbor porpoise inhabits
temporal, subarctic, and arctic waters.
In the eastern North Pacific, harbor
porpoises range from Point Barrow,
Alaska, to Point Conception, California.
Harbor porpoise primarily frequent
coastal waters and occur most
frequently in waters less than 100 m
deep (Hobbs and Waite 2010). They may
occasionally be found in deeper offshore
waters.
In Alaska, harbor porpoises are
currently divided into three stocks,
based primarily on geography: (1) The
Southeast Alaska stock—occurring from
the northern border of British Columbia
to Cape Suckling, Alaska, (2) the Gulf of
Alaska stock—occurring from Cape
Suckling to Unimak Pass, and (3) the
Bering Sea stock—occurring throughout
the Aleutian Islands and all waters
north of Unimak Pass. Only the
Southeast Alaska stock is considered in
this application because the other stocks
are not found in the geographic area
under consideration. The 2016 SAR for
this stock further delineated population
estimates (Muto et al. 2017). The total
estimated annual level of human-caused
mortality and serious injury for
Southeast Alaska harbor porpoise (n =
34) exceeds the calculated PBR of 8.9
porpoise. However, the calculated PBR
is considered unreliable for the entire
stock because it is based on estimates
from surveys of only a portion (the
inside 7 of Southeast Alaska) of the
range of this stock as currently
designated. Because the total stock
abundance estimates are more than 8
years old (with the exception of the
2010–2012 abundance estimates
provided for the inland waters of
Southeast Alaska) and the frequency of
incidental mortality and serious injury
in U.S. commercial fisheries throughout
Southeast Alaska is not known, the
Southeast Alaska stock of harbor
porpoise is classified as a strategic
stock. Population trends and status of
this stock relative to its Optimum
Sustainable Population are currently
unknown.
There are no subsistence use of this
species; however, as noted above,
entanglement in fishing gear contributes
to human-caused mortality and serious
injury. Muto et al. (2017) also reports
harbor porpoise are vulnerable to
physical modifications of nearshore
habitats resulting from urban and
industrial development (including
waste management and nonpoint source
runoff) and activities such as
construction of docks and other overwater structures, filling of shallow areas,
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dredging, and noise (Linnenschmidt et
al. 2013).
In the action area, harbor porpoises
are considered infrequent but could
occur during any month with average
group size of five individuals; maximum
group size is eight individuals (Straley
and Pendell 2017).
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Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To assess the
potential effects of exposure to sound, it
is necessary to understand the
frequency ranges marine mammals are
able to hear. Current data indicate that
not all marine mammal species have
equal hearing capabilities (e.g.,
Richardson et al. 1995; Wartzok and
Ketten 1999; Au and Hastings 2008). To
reflect this, Southall et al. (2007)
recommended that marine mammals be
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2016)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. The
functional groups and associated
frequencies along with likely best
hearing ranges are provided below (note
that these frequency ranges correspond
to the range for the composite group,
with the entire range not necessarily
reflecting the capabilities of every
species within that group). For more
detail concerning these groups and
associated frequency ranges, please see
NMFS (2016) for a review of available
information.
• Low-frequency cetaceans
(mysticetes): Generalized hearing is
estimated to occur between
approximately 7 Hz and 35 kHz;
• Mid-frequency cetaceans (larger
toothed whales, beaked whales, and
most delphinids): Generalized hearing is
estimated to occur between
approximately 150 Hz and 160 kHz;
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• High-frequency cetaceans
(porpoises, river dolphins, and members
of the genera Kogia and
Cephalorhynchus; including two
members of the genus Lagenorhynchus,
on the basis of recent echolocation data
and genetic data): Generalized hearing is
estimated to occur between
approximately 275 Hz and 160 kHz;
• Pinnipeds in water; Phocidae (true
seals): Generalized hearing is estimated
to occur between approximately 50 Hz
to 86 kHz; and
• Pinnipeds in water; Otariidae (eared
seals): Generalized hearing is estimated
to occur between 60 Hz and 39 kHz.
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
¨
(Hemila et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
Five marine mammal species (three
cetacean and two pinniped species)
have the reasonable potential to cooccur with the proposed survey
activities. Of the cetacean species that
may be present, the humpback whale is
classified as low-frequency cetaceans
(i.e., mysticete species), the killer whale
is classified as a mid-frequency cetacean
(i.e., all delphinid and ziphiid species
and the sperm whale), and the harbor
porpoise is classified as high-frequency
cetaceans (i.e., porpoises and Kogia
spp.). The Steller sea lion is classified
as an otariid while the harbor seal is
classified as a phocid.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
‘‘Estimated Take by Incidental
Harassment’’ section later in this
document will include a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The ‘‘Negligible Impact
Analysis and Determination’’ section
will consider the content of this section,
the ‘‘Estimated Take by Incidental
Harassment’’ section, and the ‘‘Proposed
Mitigation’’ section, to draw
conclusions regarding the likely impacts
of these activities on the reproductive
success or survivorship of individuals
and how those impacts on individuals
are likely to impact marine mammal
species or stocks.
Acoustic Effects
The ADOT’s construction work
involving in-water pile driving and pile
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34637
removal could effect marine mammals
by exposing them to elevated noise
levels in the vicinity of the activity area
leading to an auditory threshold shifts
(TS). NMFS defines a noise-induced TS
as ‘‘a change, usually an increase, in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level’’ (NMFS,
2016). The amount of threshold shift is
customarily expressed in dB (ANSI
1995, Yost 2007). A TS can be
permanent or temporary. As described
in NMFS (2016), there are numerous
factors to consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al. 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral). When
analyzing the auditory effects of noise
exposure, it is often helpful to broadly
categorize sound as either impulsive—
noise with high peak sound pressure,
short duration, fast rise-time, and broad
frequency content—or non-impulsive.
When considering auditory effects,
vibratory pile driving is considered to
be non-impulsive source while impact
pile driving is treated as an impulsive
source.
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS 2016). Available data from
humans and other terrestrial mammals
indicate that a 40 dB threshold shift
approximates PTS onset (see NMFS
2016 for review).
Temporary Threshold Shift (TTS)—
NMFS defines TTS as a temporary,
reversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2016). Based on data from
cetacean TTS measurements (see
Finneran 2014 for a review), a TTS of
6 dB is considered the minimum
threshold shift clearly larger than any
day-to-day or session-to-session
variation in a subject’s normal hearing
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ability (Schlundt et al. 2000; Finneran et
al. 2000; Finneran et al. 2002).
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Behavioral Harassment
Exposure to noise from pile driving
and removal also has the potential to
behavioral disturb marine mammals.
Disturbance may result in changing
durations of surfacing and dives,
number of blows per surfacing, moving
direction and/or speed, reduced/
increased vocal activities; changing/
cessation of certain behavioral activities
(such as socializing or feeding), visible
startle response or aggressive behavior
(such as tail/fluke slapping or jaw
clapping), avoidance of areas where
sound sources are located, and/or flight
responses. Pinnipeds may increase their
haul-out time, possibly to avoid inwater disturbance (Thorson and Reyff
2006). These potential behavioral
responses to sound are highly variable
and context-specific and reactions, if
any, depend on species, state of
maturity, experience, current activity,
reproductive state, auditory sensitivity,
time of day, and many other factors
(Richardson et al. 1995; Wartzok et al.
2003; Southall et al. 2007). For example,
animals that are resting may show
greater behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.,
1995; NRC 2003; Wartzok et al., 2003).
In 2016, Alaska DOT documented
observations of marine mammals during
construction activities (i.e., pile driving
and down-hole drilling) at the Kodiak
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Ferry Dock (see 80 FR 60636 for Final
IHA Federal Register notice). In the
marine mammal monitoring report for
that project (ABR 2016), 1,281 Steller
sea lions were observed within the
Level B disturbance zone during pile
driving or drilling (i.e., documented as
Level B take). Of these, 19 individuals
demonstrated an alert behavior, seven
were fleeing, and 19 swam away from
the project site. All other animals (98
percent) were engaged in activities such
as milling, foraging, or fighting and did
not change their behavior. In addition,
two sea lions approached within 20
meters of active vibratory pile driving
activities. Three harbor seals were
observed within the disturbance zone
during pile-driving activities; none of
them displayed disturbance behaviors.
Fifteen killer whales and three harbor
porpoise were also observed within the
Level B harassment zone during pile
driving. The killer whales were
travelling or milling while all harbor
porpoises were travelling. No signs of
disturbance were noted for either of
these species. Given the similarities in
activities and habitat and the fact the
same species are involved, we expect
similar behavioral responses of marine
mammals to the specified activity.
Marine Mammal Habitat Effects
The project would occur in an active
marine commercial and industrial area.
The dock footprint is previously
disturbed with abandoned dock
structures associate with the former
Alaska Pulp Mill in the area. Removing
the timber piles would likely benefit the
habitat by removing creosote-treated
wood. Construction activities at the
GPIP dock could have temporary
impacts on marine mammal habitat and
their prey as a result of elevated noise
levels from pile driving and removal;
however, any impacts are expected to be
minor or temporary. Impact pile driving,
the loudest noise source, would last for
only 10 minutes per day for six nonconsecutive days. No dredging or other
construction-related activities that could
increase turbidity beyond the localized
impacts from pile driving would occur.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of whether the number of
takes is ‘‘small’’ and the negligible
impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, Section 3(18) of the
MMPA defines ‘‘harassment’’ as: Any
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act of pursuit, torment, or annoyance
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would primarily be
by Level B harassment, as the use of pile
hammers has the potential to result in
disruption of behavioral patterns for
individual marine mammals. As
described above, TTS is also a form of
Level B harassment. There is some
potential for slight auditory injury
(Level A harassment) to result (e.g., PTS
onset), primarily for mysticetes and/or
high frequency species. Auditory injury
is unlikely to occur for mid-frequency
species and otariids (i.e., Steller sea
lions). The proposed mitigation and
monitoring measures are expected to
minimize the severity of such taking to
the extent practicable. As described
previously, no mortality is anticipated
or proposed to be authorized for this
activity. Below we describe how the
take is estimated.
Described in the most basic way, we
estimate take by considering: (1)
Acoustic thresholds above which NMFS
believes the best available science
indicates marine mammals will be
behaviorally harassed or incur some
degree of temporary or permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and (4) and the number of days of
activities. Below, we describe these
components in more detail and present
the proposed take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
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demography, behavioral context) and
can be difficult to predict (Southall et al.
2007, Ellison et al. 2011). Based on what
the available science indicates and the
practical need to use a threshold based
on a factor that is both predictable and
measurable for most activities, NMFS
uses a generalized acoustic threshold
based on received level to estimate the
onset of behavioral harassment. NMFS
predicts that marine mammals are likely
to be behaviorally harassed in a manner
we consider Level B harassment when
exposed to underwater anthropogenic
noise above received levels of 120 dB re
1 mPa (rms) for continuous (e.g.
vibratory pile-driving) and above 160 dB
re 1 mPa (rms) for non-explosive
impulsive (e.g., impact pile driving)
sources. CBS’s proposed activity
includes the use of continuous
(vibratory hammer) and impulsive
(impact hammer) sources, and therefore
the 120 and 160 dB re 1 mPa (rms) are
applicable.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (Technical Guidance,
2016) identifies dual criteria to assess
auditory injury (Level A harassment) to
five different marine mammal groups
(based on hearing sensitivity) as a result
34639
of exposure to noise from two different
types of sources (impulsive or nonimpulsive).
These thresholds were developed by
compiling and synthesizing the best
available science and soliciting input
multiple times from both the public and
peer reviewers to inform the final
technical guidance, and are provided in
Table 2. The references, analysis, and
methodology used in the development
of the thresholds are described in NMFS
2016 Technical Guidance, which may
be accessed at: https://
www.nmfs.noaa.gov/pr/acoustics/
guidelines.htm.
TABLE 2—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS Onset acoustic thresholds * (received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans .............................................
Mid-Frequency (MF) Cetaceans .............................................
High-Frequency (HF) Cetaceans ............................................
Phocid Pinnipeds (PW) (Underwater) .....................................
Otariid Pinnipeds (OW) (Underwater) .....................................
Non-impulsive
Cell 1 .....................................................
Lpk,flat: 219 dB ........................................
LE,LF,24h: 183 dB ....................................
Cell 3 .....................................................
Lpk,flat: 230 dB ........................................
LE,MF,24h: 185 dB ...................................
Cell 5 .....................................................
Lp,flat: 202 dB .........................................
LE,HF,24h: 155 dB ...................................
Cell 7 .....................................................
Lpk,flat: 218 dB ........................................
LE,PW,24h: 185 dB ..................................
Cell 9 .....................................................
Lpk,flat: 232 dB ........................................
LE,OW,24h: 203 dB ..................................
Cell 2
LE,LF,24h: 199 dB
Cell 4
LE,MF,24h: 198 dB
Cell 6
LE,HF,24H: 173 dB
Cell 8
LE,PW,24h: 201 dB
Cell 10
LE,OW,24h: 219 dB
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
* Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate pak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
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Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds.
When NMFS Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
component (i.e., accumulation of
energy) in the new thresholds as well as
the weighting functions, we developed
an optional User Spreadsheet that
includes tools to help predict a simple
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isopleth that can be used in conjunction
with marine mammal density or
occurrence to help predict takes. We
note that because of some of the
assumptions included in the methods
used for these tools, we anticipate that
isopleths produced are typically going
to be overestimates of some degree,
which will result in some degree of
overestimate of Level A take. However,
these tools offer the best way to predict
appropriate isopleths when more
sophisticated 3D modeling methods are
not available, and NMFS continues to
develop ways to quantitatively refine
these tools, and will qualitatively
address the output where appropriate.
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We consider the calculated isopleths in
conjunction with other operational or
biological information to arrive at
reasonable estimates of potential Level
A harassment. For stationary sources
such as pile driving, NMFS User
Spreadsheet predicts the closest
distance at which, if a marine mammal
remained at that distance the whole
duration of the activity (i.e.,
accumulated all energy output by the
activity in a 24-hr period), it would
incur some degree of PTS. Inputs used
in the User Spreadsheet and the
resulting isopleths are provided in Table
3.
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TABLE 3—TECHNICAL GUIDANCE USER SPREADSHEET INPUTS
User Spreadsheet Input
Vibratory Hammer
Spreadsheet Tab Used .............................................................................................
A. Non-Impulse-Stat-Cont .....
Source Level (Single Strike/shot SEL) .....................................................................
E.1. Impact pile driving
See Table 4
Weighting Factor Adjustment (kHz) ..........................................................................
a) Number of strikes per pile ....................................................................................
a) Number of piles per day .......................................................................................
Activity Duration (hours) within 24-h period .............................................................
Propagation (xLogR) .................................................................................................
Distance of source level measurement (meters) .....................................................
Distances to Level A and Level B
thresholds were calculated based on
various source levels for a given activity
and pile type (e.g., impact hammering
48 in pile, vibratory removal of timber
piles) and, for Level A harassment,
accounted for the maximum duration of
Impact Hammer
2.5 .........................................
N/A ........................................
N/A ........................................
See Table 4 ..........................
15 ..........................................
10 ..........................................
2.0
400
1
N/A
15
10
ensonified area was calculated. For all
Level B and some Level A thresholds,
land was a limiting factor in
determining area. Table 4 contains all
calculated distances to Level A and B
harassment thresholds.
that activity per day using the
spreadsheet tool developed by NMFS.
For Level B harassment areas, distances
were calculated using a practical
spreading loss constant (15 log R) and
source level. Once the distances to
thresholds were calculated, total
TABLE 4—DISTANCES TO LEVEL A AND B THRESHOLDS AND RESULTING ENSONIFIED AREA
Distance (m) to Level A and Level B Thresholds
Estimated
source level at
10 meters
(dB) 1
Source activity and
duration
Level A 2
Highfrequency
cetaceans
(m)
Level B
all species
Low-frequency
cetaceans
(m)
Mid-frequency
cetaceans
(m)
155
8.0
0.7
11.8
4.8
0.3
2,154
166
30.6
2.7
45.3
18.6
1.3
3 11,659
166
14.7
1.3
21.8
8.9
0.6
3 11,659
166
23.4
2.1
34.5
14.2
1.0
3 11,659
168.2
32.7
2.9
48.4
19.9
1.4
3 16,343
196
859.2
30.6
1,023.5
459.8
33.5
859.2
198.6
1,280.7
45.5
1,525.5
685.4
49.9
1,280.7
Phocid
(m)
Otariid
(m)
Vibratory Pile Driving
12 and 16-inch wood removal (5
hours per day) ..........................
30-inch steel temporary installation (3 hours per day) ...............
30-inch steel temporary removal
(1 hour per day) .......................
30-inch steel permanent installation (2 hours per day) ...............
48-inch steel permanent installation (2 hours per day) ...............
Impact Pile Driving
30-inch steel permanent installation (10 minutes per day) .........
48-inch steel permanent installation (10 minutes per day) .........
1 Source levels (SLs) are derived from the Port of Anchorage test pile project (Austin et al. 2016, CH2M 2016) and Alaska Department of
Transportation hydroacoustic studies (Denes et al. 2016). 30″ pile driving SLs were used as a proxy for pile removal.
2 The values provided here represent the distances at which an animal may incur PTS if that animal remained at that distance for the entire
duration of the activity. For example, a humpback whale (low frequency cetacean) would have to remain 8 meters from timber piles being removed for 5 hours for PTS to occur.
3 These represent calculated distances based on practical spreading model; however, land at the end of Silver Bay obstructs underwater
sound transmission at approximately 9,500 m from the source.
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Marine Mammal Occurrence
In this section, we provide the
information about the presence, density,
or group structure of marine mammals
that will inform the take calculations.
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Data on marine mammals in the
project area is limited. Land-based
surveys conducted at Sitka’s Whale Park
occurred from September through May,
annually, from 1994 to 2000 (Straley
and Pendell, 2017). From 2000 to 2016,
Straley also collected marine mammal
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data from small vessels throughout the
year. There are no density data
available; therefore, probability of
occurrence based on group sightings
and typical group sizes were used in
take calculations (Table 5).
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TABLE 5—MARINE MAMMAL DATA FROM LAND-BASED SURVEYS AT SITKA’S WHALE PARK FROM SEPTEMBER THROUGH
MAY, ANNUALLY, FROM 1994–2000
Common name
Months sighted
Avg. count per
month
(Oct, Nov, Dec)
Typical
group size
Max group
size
Humpback whale ..............................................
Killer whale .......................................................
Harbor porpoise ................................................
Steller sea lion ..................................................
Harbor seal .......................................................
September–April ...............................................
October–March .................................................
September, March, April ...................................
September–April ...............................................
September–April ...............................................
50, 116, 101 ..........
12, 12, 4 ................
7, 0, 0 ....................
10, 12, 107 ............
1, 1, 0 ....................
2–4 ...........
4–8 ...........
5 ...............
1–2 ...........
1–2 ...........
unknown
8
8
100
2
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1 Only
months when the project would occur are included here. For full counts, please see section 4 in CBS’s application.
Take Calculation and Estimation
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate.
Because density data are not available
for this area, we used group sighting
data as an indicator of how often marine
mammals may be present during the 16
days of pile driving/removing activity in
consideration of the Level A and B
harassment zones. We also considered
typical group size to determine how
many animals may be present on any
given day. For all species, we used the
following equation to estimate the
number of animals, by species,
potentially taken from exposure to pile
driving and removing noise: Estimated
Take = Number of animals × number of
days animals are expected during pile
activity by type (Table 6).
The Sitka Whale Park surveys found
humpback whale groups may include
up to four individuals. Based on
sighting frequency which indicates this
species is present more often during
winter months when the project would
occur, we conservatively estimate that a
group of 4 humpback whales may occur
within the Level A harassment zone
(1,210 m and 1,803 m for 30-in and 48in pile driving respectively) on any two
of the six days of impact pile driving
and in the Level B harassment zone on
any of the 16 days of pile activities.
Therefore, Level A take equals 4 whales
times 2 days while Level B take equals
4 whales times 16 days.
For killer whales, it is assumed eight
killer whales could be present within
the Level B harassment zone on any two
days of pile activity; therefore, we are
proposing to authorize 16 takes. No
Level A take is anticipated due to
proposed shut down mitigation
measures (see Mitigation section).
Harbor porpoise typically travel in
groups of five and we anticipate a group
could enter the Level A zone on two of
the six days of impact pile driving and
another group could be present within
the Level B zone on two days of the
project. Therefore, we anticipate ten
Level A takes (five animals × two days)
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and ten Level B takes (five animals ×
two days) of harbor porpoise.
Steller sea lions are common in the
area during the proposed work with one
to ten animals present on any given day
of work. We assume that on any day of
the 16 days of pile driving, 10 Steller
sea lions could be present within
Sawmill Cove and another group of 4
Steller sea lions could be present in the
farther reaches of the disturbance zone,
for a combined Level B exposure of 14
Steller sea lions on each day of pile
driving. Therefore, over the course of 16
days of pile driving, we anticipate 224
sea lions may be taken (14 animals × 16
days); however, as described above, this
is likely representative of the number of
exposures, not individuals taken. No
Level A takes of Steller sea lions are
anticipated from impact pile driving
due to the small harassment zone and
mitigation shut down measures (see
Mitigation section).
Harbor seals are found in the action
area throughout the year but in low
numbers. Group size is typically one to
two animals. It is anticipated that two
harbor seals could be present within the
Level A zone every other day of the 6
days of impact pile driving. It is also
assumed that a group of 2 harbor seals
could be encountered in the Level B
disturbance zone during the 16 days of
pile driving. Therefore, we anticipate 6
Level A takes (2 animals × 3 days) and
32 Level B takes (2 animals × 16 days)
of harbor seals.
Duration is a strong driver in
identifying distances to Level A
thresholds and this must be balanced
with expected animal movement.
Although the Technical Guidance user
spreadsheet identified Level A
harassment distances from vibratory
pile driving and removal, these
distances are incredibly close to the
source and an animal would have to
remain that close for extended durations
(1–5 hours). In contrast, impact
threshold distances are much larger and
consider only 10 minutes (400 strikes)
of activity, making a Level A take more
probabilistic. The CBS proposed to shut
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down operations should a marine
mammal enter the Level A zone (0.3 to
48.4 m depending on pile type and if
activity is vibratory pile driving or
removing) to avoid Level A take.
Because we do not expect a marine
mammal to remain at these close
distances for long periods of time, we do
not believe the potential for Level A
take exists and; therefore we are not
authorizing Level A take from vibratory
pile activities and we are not requiring
CBS shut down during any activities
involving a vibratory hammer unless an
animal comes within 10 m which is a
zone established to prevent nonauditory physical injury.
For harbor seals and Steller sea lions,
the number of animals potentially
present likely reflects the same
individuals occurring over multiple
days; therefore the number of takes
likely represents exposures versus
individuals. For all cetacean species, it
is likely the calculated takes do reflect
the number of individuals exposed
because they would be expected to be
transiting through the action area, not
lingering like pinnipeds.
For purposes of ESA consultation, we
looked at probability of Steller sea lions
and humpback whales from each DPS
that may be found in the action area. For
Steller sea lions, we determined the
probability of an animal being from the
wDPS to be 2 percent while the
remaining animals would be from the
eDPS (see Description of Marine
Mammals section). We also calculated
the number of humpback whales that
could be from the Mexico and Hawaii
DPS. Wade et al. (2016) analyzed
humpback whale movements
throughout the North Pacific Ocean
between winter breeding areas and
summer feeding areas, using a
comprehensive photo-identification
study of humpback whales in 2004–
2006 during the SPLASH project
(Structure of Populations, Levels of
Abundance and Status of Humpbacks).
The analysis found that humpback
whales off Southeast Alaska are most
likely to be from the Hawaii DPS (93.9%
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probability) while the Mexico DPS
whales have a 6.1 percent probability of
occurrence.
TABLE 6—ESTIMATED TAKE OF MARINE MAMMALS, BY STOCK, INCIDENTAL TO PILE REMOVAL AND PILE DRIVING
Common name
Stock/DPS (Nbest)
Level A
Level B
Humpback whale ..............................
Hawaii DPS (11,398) ....................................................
Mexico DPS (3,264) ......................................................
Alaska Resident (2,347) ...............................................
Northern Resident (261) ...............................................
Gulf of Alaska, Aleutian Islands, Bering Sea (587) ......
West Coast Transient (243) ..........................................
Southeast Alaska (975) ................................................
Western U.S. (36,551) ..................................................
Eastern U.S. (49,497) ...................................................
Sitka/Chatham Straight (14,855) ..................................
7
1
0
........................
........................
........................
10
0
0
6
60
4
16
........................
........................
........................
10
5
219
32
Killer whale .......................................
Harbor porpoise ...............................
Steller sea lion .................................
Harbor seal .......................................
Percent of
stock
(Level B)
0.5
0.12
* 0.68
* 6.1
* 2.7
* 6.5
1.0
0.14
0.44
0.22
* These percentages assume all 16 takes comes from any given stock.
mstockstill on DSK30JT082PROD with NOTICES
Proposed Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, ‘‘and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking’’ for
certain subsistence uses. NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation can
ensure the least practicable adverse
impact on species or stocks and their
habitat, as well as subsistence uses
where applicable, we carefully balance
two primary factors: (1) The manner in
which, and the degree to which, the
successful implementation of the
measure(s) is expected to reduce
impacts to marine mammals, marine
mammal species or stocks, and their
habitat—which considers the nature of
the potential adverse impact being
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mitigated (likelihood, scope, range), as
well as the likelihood that the measure
will be effective if implemented; and the
likelihood of effective implementation,
and; (2) the practicability of the
measures for applicant implementation,
which may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
The following mitigation measures,
designed to minimize noise exposure,
would be included in the IHA:
• CBS will first attempt to direct pull
old, abandoned piles that would
minimize noise input into the marine
environment; if those efforts prove to be
ineffective, they may proceed with a
vibratory hammer.
• CBS will operate the vibratory
hammer at a reduced energy setting (30
to 50 percent of its rated energy).
• CBS will use a softening material
(e.g., high-density polyethylene (HDPE)
or ultra-high-molecular-weight
polyethylene on all templates to
eliminate steel on steel noise generation.
• A ‘‘soft start’’ technique will be
used at the beginning of each pile
installation to allow any marine
mammal that may be in the immediate
area to leave before hammering at full
energy. CBS is proposing to initiate
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noise from vibratory hammers for 15
seconds at reduced energy followed by
1-minute waiting period. The procedure
will be repeated two additional times. If
an impact hammer is used, CBS will be
required to provide an initial set of three
strikes from the impact hammer at 40
percent energy, followed by a one
minute waiting period, then two
subsequent 3-strike sets. If any marine
mammal is sighted within a shut-down
zone during the 30 minute survey prior
to pile driving, or during the soft start,
CBS will delay pile-driving until the
animal is confirmed to have moved
outside and on a path away from the
area or if 15 minutes (for pinnipeds or
small cetaceans) or 30 minutes (for large
cetaceans) have elapsed since the last
sighting of the marine mammal within
the shut-downzone. This soft-start will
be applied prior to beginning pile
driving activities each day or when pile
driving hammers have been idle for
more than 30 minutes.
• CBS will drive all piles with a
vibratory hammer to the maximum
extent possible (i.e., until a desired
depth is achieved or to refusal) prior to
using an impact hammer. CBS will also
use the minimum impact hammer
energy needed to safely install the piles.
• CBS will implement the shut-down
zones identified in Table 7 to minimize
harassment.
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TABLE 7—PROPOSED PILE DRIVING SHUT DOWN ZONES DESIGNED TO MINIMIZE LEVEL A TAKE
Shutdown zones in meters
Low-frequency
cetaceans
(humpback
whale)
Source
Mid-frequency
cetaceans
(killer whale)
High-frequency
cetaceans
(harbor
porpoise)
Phocid
pinnipeds
(harbor seal)
Otariid
pinnipeds
(Steller sea
lion)
Vibratory Pile Driving
All .....................................................................................
10 m
Impact Pile Driving
30-inch steel (installation) ................................................
48-inch steel (installation) ................................................
1 200
1 200
1 200
1 150
1 200
50
100
1 150
50
50
1 Indicates a shutdown zone that does not encompass the entire Level A zone. The CBS is requesting Level A take of humpback whales, harbor porpoises, and harbor seals associated with impact pile driving.
mstockstill on DSK30JT082PROD with NOTICES
Based on our evaluation of the
applicant’s proposed measures, NMFS
has preliminarily determined that the
proposed mitigation measures provide
the means effecting the least practicable
impact on the affected species or stocks
and their habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth,
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ The MMPA implementing
regulations at 50 CFR 216.104(a)(13)
indicate that requests for authorizations
must include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the proposed
action area. Effective reporting is critical
to both compliance as well as ensuring
that the most value is obtained from the
required monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density).
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
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context of exposure (e.g., age, calving or
feeding areas).
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors.
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks.
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat).
• Mitigation and monitoring
effectiveness.
Monitoring Protocols—Monitoring
would be conducted before, during, and
after pile driving and removal activities.
Monitoring will initiate 30 minutes
prior to pile driving through 30 minutes
post-completion of pile driving
activities. Pile driving activities include
the time to install or remove a single
pile or series of piles, as long as the time
elapsed between uses of the pile driving
equipment is no more than thirty
minutes.
One land-based protected species
observer (PSO) will be present during
all pile activity; during impact pile
driving, a secondary boat-based PSO
will be on watch. The land-based PSO
will be located at the GPIP construction
site and will be able to view the area
across Silver Bay to the west and east of
Sugarloaf Point and monitor the mouth
of Silver Bay to determine whether
marine mammals enter the action area
from East Channel of Sitka Sound (the
entrance monitoring zone). The PSO
will have no other primary duties than
watching for and reporting on events
related to marine mammals. The PSO
will scan the monitoring zone for the
presence of listed species for 30 minutes
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before any pile driving or removal
activities take place. Each day prior to
commencing in-water work the PSO
will conduct a radio check with the
construction foreman or superintendent.
The PSO will brief the foreman or
supervisor as to the shutdown
procedures if any marine mammals are
observed likely to enter or within a
shutdown zone, and will have the
foreman brief the crew, requesting that
the crew notify the PSO when a marine
mammal is spotted. CBS proposed the
PSO will work in shifts lasting no longer
than 4 hours with at least a 1-hour break
between shifts, and will not perform
duties as an PSO for more than 12 hours
in a 24-hr period (to reduce PSO
fatigue). The PSO will remain onsite
each day until all in-water pile driving/
removal is completed.
No less than 30 minutes prior to any
pile driving, the boat-based PSO will
begin monitoring the Level A and B
harassment zones A boat-based PSO is
not required during timber pile removal
due to limited harassment zones. This
PSO will transit to the head of Silver
Bay to ensure that there are no marine
mammals for which take is not
authorized or to document species for
which take is authorized. The boatbased PSO will communicate with the
construction foreman or superintendent
once the area is determined to be clear
and pile driving activities can begin.
The boat-based PSO will then transit
back to the construction site and spend
the rest of the pile driving time
monitoring the area from the boat (see
Figure 3 in CBS’s application).
If any marine mammals are present
within a shutdown zone, pile driving
and removal activities will not begin
until the animal(s) has left the
shutdown zone or no marine mammals
have been observed in the shutdown
zone for 15 minutes (for pinnipeds) or
30 minutes (for cetaceans). The boat-
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based PSO will remain near the mouth
of Sawmill Cove for the duration of pile
driving to monitor for any animals
approaching the area.
The following measures also apply to
visual monitoring:
(1) Monitoring will be conducted by
independent (i.e., not construction
personnel) qualified observers, who will
be placed at the best vantage point(s)
practicable to monitor for marine
mammals and implement shutdown/
delay procedures when applicable by
calling for the shutdown to the hammer
operator. At least one observer must
have prior experience working as an
observer. Other observers may substitute
education (undergraduate degree in
biological science or related field) or
training for experience. In addition, all
PSOs must have:
(a) Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
(b) Advanced education in biological
science or related field (undergraduate
degree or higher required);
(c) Experience and ability to conduct
field observations and collect data
according to assigned protocols (this
may include academic experience);
(d) Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
(e) Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
(f) Writing skills sufficient to prepare
a report of observations including but
not limited to the number and species
of marine mammals observed; dates and
times when in-water construction
activities were conducted; dates and
times when in-water construction
activities were suspended to avoid
potential incidental injury from
construction sound of marine mammals
observed within a defined shutdown
zone; and marine mammal behavior;
and
(g) Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
In addition, CBS must submit to
NMFS OPR the curriculum vitae (CV) of
all observers prior to monitoring.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as ‘‘an impact resulting from the
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specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival’’
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
Pile driving and removal would result
in the harassment of marine mammals
within the designated harassment zones
due to increased noise levels during 16
days. Six days of work are dedicated to
removing 280 old piles, which would
emit low levels of noise into the aquatic
environment if removed via a vibratory
hammer. Vibratory pile driving, which
also has relatively low source levels,
would occur for only 2 hours per day
and there would be at least one day in
between pile driving activity when
installing the permanent piles. Impact
pile driving would result in the loudest
sound levels; however, CBS would
install only 6 piles with an impact
hammer (four 30-in and two 48-in piles)
to proof the pile after driving it with a
vibratory hammer. Proofing a pile is
relatively short-term activity with 400
strikes occurring over 10 minutes per
pile. Considering this and the fact only
one pile would be installed per day, if
PTS occurs, it is likely slight PTS (e.g.,
PTS onset). Due to the brief duration of
expected exposure, any Level B
harassment would be temporary and
any behavioral changes as a result are
expected to be minor.
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In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect the
species or stock through effects on
annual rates of recruitment or survival:
• No mortality is anticipated or
authorized.
• The number of piles in the design
has been reduced to the lowest amount
practicable (other designs required more
piles); therefore, the amount of pile
activity is minimal at 16 days over the
course of 3 months.
• Extremely limited impact pile
driving would occur (ten minutes per
day for six non-consecutive days).
• The project and ensonified areas
include a cove and dead-end bay (Silver
Bay) with no significant marine
mammal habitat.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Section 101(a)(5)(D) of the MMPA
for specified activities other than
military readiness activities. The MMPA
does not define small numbers and so,
in practice, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals.
NMFS is proposing to authorize a
very small amount of Level A takes of
marine mammals. Level B takes are
more numerous and still only constitute
between 0.12 and 6.5 percent of a given
stock (Table 7). For pinnipeds, the
number of takes likely represents
repeated exposures of a smaller number
of animals; therefore, the percent of
stock taken is likely even smaller.
Finally, the area where these takes may
occur represents a negligible area with
respect to each stock’s range; therefore,
it is unlikely a larger percentage of a
stock’s population would move through
the action area.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
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NMFS preliminarily finds that small
numbers of marine mammals will be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
Alaska Natives have traditionally
harvested subsistence resources,
including sea lions and harbor seals. In
2012 (the most recent year for which
information is available), the
community of Sitka had an estimated
subsistence take of 49 harbor seals and
1 Steller sea lion (Wolf et al. 2013). CBS
contacted the Alaska Harbor Seal
Commission, the Alaska Sea Otter and
Steller Sea Lion Commission, and the
Sitka Tribe of Alaska and these
organizations expressed no concerns
about the project. Therefore, NMFS has
determined that the total taking of
affected species or stocks would not
have an unmitigable adverse impact on
the availability of such species or stocks
for taking for subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with the Alaska Regional Office,
whenever we propose to authorize take
for endangered or threatened species.
NMFS is proposing to authorize take
of the wDPS of Steller sea lions and the
humpback whale Mexico DPS, which
are listed under the ESA. As such, the
Permit and Conservation Division has
requested initiation of Section 7
consultation with the NMFS Alaska
Regional Office for the issuance of this
IHA. NMFS will conclude the ESA
consultation prior to reaching a
determination regarding the proposed
issuance of the authorization.
mstockstill on DSK30JT082PROD with NOTICES
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to CBS for conducting pile
driving and removal, Sitka, from
October 1, 2017–December 31, 2017,
provided the previously mentioned
mitigation, monitoring, and reporting
requirements are incorporated. This
section contains the conditions that
would be included in the IHA itself. The
wording contained in this section is
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proposed for inclusion in the IHA (if
issued).
1. This IHA is valid only for takes of
marine mammals incidental to pile
driving and pile removal associated
with the Gary Paxton Industrial Park
Dock Modification Project in Sawmill
Cove, Alaska.
2. General Conditions
(a) A copy of this IHA must be in the
possession of the CBS, its designees,
and work crew personnel operating
under the authority of this IHA.
(b) The species authorized for taking
are the humpback whale (Megaptera
novaeangliae), killer whale (Orcinus
orca), harbor porpoise (Phocoena
phocoena), harbor seal (Phoca vitulina),
and Steller sea lion (Eumetopias
jubatus)
(c) The taking, by Level A and B
harassment is authorized for humpback
whales, harbor porpoises, and harbor
seal. Take, by Level B harassment only,
is authorized for killer whales and
Steller sea lions.
(d) The taking by serious injury or
death of any of the species listed in
condition 2(b) of the Authorization or
any taking of any other species of
marine mammal is prohibited and may
result in the modification, suspension,
or revocation of this IHA.
(e) The take, by Level A harassment,
of killer whales and Steller sea lions is
prohibited and may result in the
modification, suspension, or revocation
of this IHA.
(f) The CBS shall conduct briefings
between construction supervisors and
crews, marine mammal monitoring team
prior to the start of all pile activities,
and when new personnel join the work,
in order to explain responsibilities,
communication procedures, marine
mammal monitoring protocol, and
operational procedures.
3. Mitigation Measures
The holder of this Authorization is
required to implement the following
mitigation measures:
(a) CBS will first attempt to direct pull
old, abandoned piles; if those efforts
prove to be ineffective, they may
proceed with a vibratory hammer.
(b) CBS will operate the vibratory
hammer during pile driving at a reduced
energy setting (30–50 percent).
(c) CBS will use a will use a softening
material (e.g., high-density polyethylene
(HDPE) or ultra-high-molecular-weight
polyethylene (UHMW)) on all templates
to eliminate steel on steel noise
generation.
(d) A ‘‘soft start’’ technique will be
used at the beginning of each pile
installation to allow any marine
mammal that may be in the immediate
area to leave before hammering at full
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34645
energy. The soft start requires CBS to
initiate noise from vibratory hammers
for 15 seconds at reduced energy
followed by 1-minute waiting period.
The procedure will be repeated two
additional times. If an impact hammer
is used, CBS will be required to provide
an initial set of three strikes from the
impact hammer at 40 percent energy,
followed by a one minute waiting
period, then two subsequent 3–strike
sets. This soft-start will be applied prior
to beginning pile driving activities each
day or when pile driving hammers have
been idle for more than 30 minutes.
(e) If any marine mammal is sighted
within a shut-down zone prior to piledriving, or during the soft start, CBS
will delay pile-driving until the animal
is confirmed to have moved outside and
on a path away from the area or if 15
minutes (for pinnipeds or small
cetaceans) or 30 minutes (for large
cetaceans) have elapsed since the last
sighting of the marine mammal within
the safety zone.
(f) CBS will drive all piles with a
vibratory hammer until a desired depth
is achieved or to refusal prior to using
an impact hammer. CBS will also use
the minimum impact hammer energy
needed to safely install the piles.
(g) For all pile driving and pile
removal activities, the entity shall
implement a minimum shutdown zone
of 10 m radius around the pile. If a
marine mammal comes within or
approaches the shutdown zone, such
operations shall cease. For impact pile
driving, CBS shall implement a
shutdown zone based on species
observed (See Table 2 for minimum
radial distances required for shutdown
zones).
4. Monitoring
The holder of this Authorization is
required to conduct marine mammal
monitoring during all pile driving and
pile removal activities. Monitoring and
reporting shall be conducted in
accordance with the application.
(a) One land-based PSO and one boatbased PSO will be used to monitor the
area during all pile driving and
removing the temporary piles (no boatbased PSO is required during timber
pile removal). The land-based PSO will
be located at the GPIP construction site.
(b) The land-based PSO will scan the
monitoring zone for the presence of
listed species for 30 minutes before,
during, and 30 minutes after any pile
driving or removal activities take place.
(c) The land-based PSO will work in
shifts lasting no longer than 4 hours
with at least a 1-hour break between
shifts, and will not perform duties as a
PSO for more than 12 hours in a 24-hr
period. The PSO will remain onsite each
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day until all in-water pile driving/
removal is completed.
(d) No less than 30 minutes prior to
any pile driving, the boat-based PSO
will begin monitoring the Level B
harassment zone. Note a boat-based PSO
is not required during timber pile
removal. This PSO will transit to the
head of Silver Bay to ensure there are
no marine mammals for which take is
not authorized or to document species
for which take is authorized. The boatbased PSO will communicate with the
construction foreman or superintendent
once the area is determined to be clear
and pile driving activities can begin.
The boat-based PSO will then transit
back to the mouth of Sawmill Cove and
spend the rest of the pile driving time
monitoring the area from the boat.
(e) Monitoring will be conducted by
independent (i.e., not construction
personnel) qualified observers, who will
be placed at the best vantage point(s)
practicable to monitor for marine
mammals and implement shutdown/
delay procedures when applicable by
calling for the shutdown to the hammer
operator. At least one observer must
have prior experience working as an
observer. Other observers may substitute
education (undergraduate degree in
biological science or related field) or
training for experience. In addition, all
PSOs must have:
(i) Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
(ii) Advanced education in biological
science or related field (undergraduate
degree or higher required);
(iii) Experience and ability to conduct
field observations and collect data
according to assigned protocols (this
may include academic experience);
(iv) Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
(v) Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
(vi) Writing skills sufficient to prepare
a report of observations including but
not limited to the number and species
of marine mammals observed; dates and
times when in-water construction
activities were conducted; dates and
times when in-water construction
activities were suspended to avoid
potential incidental injury from
construction sound of marine mammals
observed within a defined shutdown
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zone; and marine mammal behavior;
and
(vii) Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
(f) In addition, CBS must submit to
NMFS the curriculum vitae (CV) of all
observers prior to monitoring.
5. Reporting
The holder of this Authorization is
required to:
(a) Submit a draft report to NMFS on
all monitoring conducted under the IHA
within 90 calendar days of the
completion of marine mammal
monitoring or sixty days prior to the
issuance of any subsequent IHA for this
project, whichever comes first. A final
report shall be prepared and submitted
to NMFS within thirty days following
resolution of comments on the draft
report from NMFS. This report shall
include details within the Monitoring
Plan and the following:
(i) The amount, by species, of Level A
and B takes documented. Total Level B
take should be corrected for any area
unobserved.
(ii) Detailed information about any
implementation of shutdowns,
including the distance of animals to the
pile driving and removal activities and
description of specific actions that
ensued and resulting behavior of the
animal, if any.
(iii) Description of attempts to
distinguish between the number of
individual animals taken and the
number of incidences of take, such as
ability to track groups or individuals.
(b) Reporting injured or dead marine
mammals:
(i) In the unanticipated event that the
specified activity clearly causes the take
of a marine mammal in a manner
prohibited by this IHA, such as a serious
injury, or mortality, CBS shall
immediately cease the specified
activities and report the incident to the
Office of Protected Resources, NMFS,
and the Alaska Stranding Coordinator,
NMFS. The report must include the
following information:
1. Time and date of the incident;
2. Description of the incident;
3. Environmental conditions (e.g.,
wind speed and direction, Beaufort sea
state, cloud cover, and visibility);
4. Description of all marine mammal
observations and active sound source
use in the 24 hours preceding the
incident;
5. Species identification or
description of the animal(s) involved;
6. Fate of the animal(s); and
7. Photographs or video footage of the
animal(s).
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Activities shall not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS will work with CBS to determine
what measures are necessary to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. CBS may not resume their
activities until notified by NMFS.
(ii) In the event that CBS discovers an
injured or dead marine mammal, and
the PSO determines that the cause of the
injury or death is unknown and the
death is relatively recent (e.g., in less
than a moderate state of decomposition),
CBS shall immediately report the
incident to the Office of Protected
Resources, NMFS, and the Alaska
Stranding Coordinator, NMFS.
The report must include the same
information identified in 5(b)(i) of this
IHA. Activities may continue while
NMFS reviews the circumstances of the
incident. NMFS will work with CBS to
determine whether additional
mitigation measures or modifications to
the activities are appropriate.
(iii) In the event that CBS discovers an
injured or dead marine mammal, and
the lead observer determines that the
injury or death is not associated with or
related to the activities authorized in the
IHA (e.g., previously wounded animal,
carcass with moderate to advanced
decomposition, or scavenger damage),
CBS shall report the incident to the
Office of Protected Resources, NMFS,
and the Alaska Stranding Coordinator,
NMFS, within 24 hours of the
discovery. CBS shall provide
photographs or video footage or other
documentation of the stranded animal
sighting to NMFS.
6. This Authorization may be
modified, suspended or withdrawn if
the holder fails to abide by the
conditions prescribed herein, or if
NMFS determines the authorized taking
is having more than a negligible impact
on the species or stock of affected
marine mammals.
Request for Public Comments
We request comment on our analyses,
the draft authorization, and any other
aspect of this Notice of Proposed IHA
for the proposed pile driving and
removal. Please include with your
comments any supporting data or
literature citations to help inform our
final decision on the request for MMPA
authorization.
Dated: July 20, 2017.
Catherine Marzin,
Acting Deputy Director, Office of Protected
Resources, National Marine Fisheries Service.
[FR Doc. 2017–15659 Filed 7–25–17; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 82, Number 142 (Wednesday, July 26, 2017)]
[Notices]
[Pages 34632-34646]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-15659]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XF535
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to the Gary Paxton Industrial Park
Dock Modification Project
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed incidental harassment authorization; request for
comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the City and Borough of Sitka
(CBS) for authorization to take marine mammals incidental to modifying
the Gary Paxton Industrial Park (GPIP) dock in Sawmill Cove, Alaska.
Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting
comments on its proposal to issue an incidental harassment
authorization (IHA) to incidentally take marine mammals during the
specified activities.
DATES: Comments and information must be received no later than August
25, 2017.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service. Physical comments should be sent to
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments
should be sent to ITP.Daly@noaa.gov.
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments received electronically, including
all attachments, must not exceed a 25-megabyte file size. Attachments
to electronic comments will be accepted in Microsoft Word or Excel or
Adobe PDF file formats only. All comments received are a part of the
public record and will generally be posted online at www.nmfs.noaa.gov/pr/permits/incidental/construction.htm without change. All personal
identifying information (e.g., name, address) voluntarily submitted by
the commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Jaclyn Daly, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the applications
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: www.nmfs.noaa.gov/pr/permits/incidental/construction.htm. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
An authorization for incidental takings shall be granted if NMFS
finds that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.
NMFS has defined ``unmitigable adverse impact'' in 50 CFR 216.103
as an impact resulting from the specified activity:
(1) That is likely to reduce the availability of the species to a
level insufficient for a harvest to meet subsistence needs by: (i)
Causing the marine mammals to abandon or avoid hunting areas; (ii)
directly displacing subsistence users; or (iii) placing physical
barriers between the marine mammals and the subsistence hunters; and
(2) That cannot be sufficiently mitigated by other measures to
increase the availability of marine mammals to allow subsistence needs
to be met.
The MMPA states that the term ``take'' means to harass, hunt,
capture, kill or attempt to harass, hunt, capture, or kill any marine
mammal.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as: Any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild (Level A harassment); or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
[[Page 34633]]
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action with respect to environmental
consequences on the human environment.
Accordingly, NMFS has preliminarily determined that the issuance of
the proposed IHA qualifies to be categorically excluded from further
NEPA review. This action is consistent with categories of activities
identified in CE B4 of the Companion Manual for NOAA Administrative
Order 216-6A, which do not individually or cumulatively have the
potential for significant impacts on the quality of the human
environment and for which we have not identified any extraordinary
circumstances that would preclude this categorical exclusion. We will
review all comments submitted in response to this notice prior to
concluding our NEPA process and making a final decision on the IHA
request.
Summary of Request
On May 8, 2017, NMFS received a request from CBS for an IHA to take
marine mammals incidental to the GPIP dock modification project in
Sawmill Cove, Alaska. On May 26, 2017, NMFS requested additional
information and CBS submitted a revised application on June 21, 2017,
which NMFS deemed adequate and complete. CBS's request is for
harassment only and NMFS concurs that serious injury or mortality is
not expected to result from this activity. Therefore, an IHA is
appropriate.
CBS is requesting take, by Level A and B harassment, of six species
of marine mammals incidental to pile driving and removal within Sawmill
Cove, Alaska. Pile driving and removal would occur for 16 days from
October 1 through December 31, 2017. No subsequent IHAs would be
necessary to complete the project.
Description of Proposed Activity
Overview
CBS is modifying an existing marine and commercial industrial site
by removing existing aging docks and installing a new floating dock,
small craft float, and transfer bridge. To do so, CBS must remove
existing abandoned, creosote-treated piles and install new piles. Pile
driving and pile removal associated with this work may result in
auditory injury (Level A harassment) and behavioral harassment (Level B
harassment). All pile driving and removal would take place at the
existing dock facility and occur for 16 days. The purpose of the
project is to provide deep water port access, meet modern safety
standards, and promote marine commerce in the region.
Dates and Duration
The proposed IHA would be valid from October 1 through December 31,
2017. Removing old timber piles with a vibratory hammer could occur for
up to 5 hours per day for 6 days. Removing the temporary template piles
could occur for up to 1 hour on 2 additional days. Vibratory pile
driving could occur for up to 2 hours per day for 6 days to install the
permanent piles while impact pile driving could occur for up to 10
minutes a day for proofing following vibratory pile driving. In total,
pile activities are expected to occur for 16 days from October 1
through December 31, 2017.
Specified Geographic Region
Sawmill Cove is a small body of water located near Sitka, Alaska at
the mouth of Silver Bay, which opens to the Sitka Sound and Gulf of
Alaska (see figures 1 and 2 in application). Bathymetry in Sawmill Cove
shows a fairly even seafloor that gradually falls to a depth of
approximately 50 feet (ft) (15 meters (m)). To the southeast, Silver
Bay is approximately 0.5 miles (mi) (0.8 kilometers (km)) wide, 5.5 mi
(8.9 km) long, and 150-250 ft (46-76 m) deep. The bay is uniform with
few rock outcroppings or islands. To the southwest, the Eastern Channel
opens to Sitka Sound, dropping off to depths of 400 ft (120 m)
approximately 1.6 km (1 mi) southwest of the project site.
Sawmill Cove is an active marine commercial and industrial area.
The dock footprint is previously disturbed with abandoned dock
structures associated with the former Alaska Pulp Mill. Silver Bay
Seafoods' processing plant is located adjacent to the project site.
This plant processes herring and salmon (primarily pink salmon).
Detailed Description of Specific Activities
The purpose of the project is to construct a multipurpose docking
area that will serve a wide variety of vessels, provide deep water port
access to the GPIP, meet modern standards for safety, and promote
marine commerce in the region. The proposed work includes removing 280
abandoned creosote-treated piles located in shallow water, installing a
large floating deep-water dock (a repurposed barge measuring 250 ft
(76.2 m) x 74 ft (22.6 m) x 19 ft (5.8 m)), small craft float (12 ft
(3.7 m) x 100 ft (30.5 m)), and v-shaped float (see Figure 4 and 5 in
CBS's application). For access, CBS would also construct a transfer
bridge and gangway. To stabilize the shoreline, CBS would install an
abutment and retaining wall. Materials and equipment, including the
floating dock, would be transported to the project site by barge. While
work is conducted in the water, anchored barges would be used to stage
construction materials and equipment.
Pile removal and installation are the only activities that may
harass marine mammals. To facilitate the work, CBS would construct two
dolphin structures to support the floating dock. Each dolphin requires
6 temporary 30-in steel piles to act as a template for installing the
permanent piles, 2 permanent 30-in steel batter piles (piles driven at
an angle with the vertical to resist a lateral force) to act as the
``legs'' of the dolphin, and a single 48-in vertical steel piles which
would constitute the center of the dolphin structure. CBS would use an
ICE 44B vibratory hammer (12,450 pounds static weight) and a Delmag D46
diesel hammer (max energy 107,280 ft-pounds) to install piles. The
existing old timber piles (12-in and 16-in timber) associated with the
old dock would be removed by the vibratory hammer if they cannot be
pulled out mechanically. The 12 temporary piles used for the template
would also be removed following dock completion.
The six permanent piles (four 30-in and two 48-in) would be driven
through approximately 60-70 ft (18-21 m) of unconsolidated sand with a
vibratory hammer operated at a reduced energy setting, impacted into
bedrock, and then anchored into 25-40 ft (7.6-12.2 m) of bedrock with a
rock anchor drill and grout. To anchor the piles, a 10-inch casing
would be inserted in the center of the pile and a 15.2 centimeter (cm)
(6-in) rock anchor drill would be lowered into the casing and used to
drill into bedrock. Rock fragments would be removed through the top of
the casing. Finally, the drill and casing would be removed and the hole
would be filled with grout to secure the pile to bedrock. The casing
acts like a cofferdam and would block noise; therefore, drilling is not
expected to result in harassment and is not discussed further.
CBS would use only a vibratory hammer to install the 12 temporary
template piles (i.e., no impact hammering). Once the project is
complete, CBS would remove all 12 temporary piles with the vibratory
hammer.
The duration of pile driving and removal varies by pile type (see
Table 1 in CBS's application). CBS would remove up to 60 of the old
timber piles
[[Page 34634]]
per day with a vibratory hammer (5 minutes for each pile) if they
cannot be removed mechanically. In total, removing the timber piles
could require using a vibratory hammer for up to 5 hours per day for 6
days. Installing each of the 30-inch temporary piles used to set the
template would require 30 minutes of vibratory driving and CBS
anticipates installing up to 6 per day (3 hours total). Removing each
of these piles is anticipated to take 10 minutes per pile for a total
of 1 hour per day. Installing the permanent 30-in piles used to
construct each dolphin would require approximately 2 hours of vibratory
driving followed by 10 minutes (400 strikes) of impact hammering; one
30-in pile would be installed per day. The 48-in piles require similar
installation periods (a maximum 2 hours of vibratory followed by 10
minutes (400 strikes) of impact); one pile would be installed per day.
The project schedule is set such that pile driving would occur, at
minimum, every other day when the permanent piles are installed (i.e.,
there would be at least one day break between installing each pile
where other activities such as welding would occur). CBS would do the
work from October 1 through December 31, 2017.
CBS would carry out pile driving in a manner designed to reduce
impacts to marine mammals. The proposed mitigation, monitoring, and
reporting measures are described in detail later in this document
(please see ``Proposed Mitigation'' and ``Proposed Monitoring and
Reporting'').
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SAR; www.nmfs.noaa.gov/pr/sars/) and more general information about these species (e.g., physical
and behavioral descriptions) may be found on NMFS's Web site
(www.nmfs.noaa.gov/pr/species/mammals/).
Table 1 lists all species with expected potential for occurrence in
Sawmill Cove and Silver Bay and summarizes information related to the
population or stock, including regulatory status under the MMPA and ESA
and potential biological removal (PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2016). PBR is defined by the MMPA as the
maximum number of animals, not including natural mortalities, that may
be removed from a marine mammal stock while allowing that stock to
reach or maintain its optimum sustainable population (as described in
NMFS's SARs). While no mortality is anticipated or authorized here, PBR
and annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. 2016 SARs (e.g., Muto et al. 2017). All values presented in
Table 1 are the most recent available at the time of publication and
are available in the 2016 SARs (Muto et al., 2017).
NMFS identifies 14 species may potentially occur in the action
area: humpback whale (Megaptera novaeangliae), fin whale (Balaenoptera
physalis), North Pacific right whale (Eubalaena japonica), gray whale
(Eschrichtius robustus), minke whale (Balaenoptera acutorostrata),
sperm whale (Physeter macrophalus), killer whale (Orcinus orca),
Pacific white-sided dolphin (Lagenorhynchus obliquidens), Cuvier's
beaked whale (Ziphius cavirostris), harbor porpoise (Phocoena
phocoena), Dall's porpoise (P. dalli), Steller sea lion (Eumetopias
jubatus), Northern fur seal (Callorhinus ursinus) and Pacific harbor
seal (Phoca vitulina). Of these, one pinniped (Northern fur seal) and
eight cetacean species and are considered extralimital species (i.e.,
those that do not normally occur in a given area but for which there
are one or more occurrence records): The North Pacific right whale,
gray whale, minke whale, fin whale, sperm whale, Cuvier's beaked whale,
Pacific white-sided dolphin, and Dall's porpoise (Straley and Pendall,
2017). Given this, no take is requested for these species and they are
not considered further in this proposed IHA.
Table 1--Marine Mammals Expected To Occur Within the Action Area, Sitka
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stock abundance
ESA/MMPA status; Nbest, (CV, Nmin, Annual
Common name Scientific name MMPA Stock strategic (Y/ most recent Occurrence PBR M/SI
N)T \1\ abundance survey) \3\
\2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale................... Megaptera Central North E, D,Y 10,103 (0.3, 7,890, Frequent......... 83 21
novaeangliae. Pacific. 2006).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Killer whale..................... Orcinus orca....... Alaska Resident.... -, N 2,347 (N/A, 2,347, Infrequent....... 23.4 1
2012) \4\.
Northern Resident.. -, N 261 (N/A, 261, 1.96 0
2011) \4\.
Gulf of Alaska, -, N 587 (N/A, 587, 5.9 0.6
Aleutian Islands, 2012) \4\.
Bering Sea
Transient.
West Coast -, N 243 (N/A, 243, 2.4 1
Transient. 2009) \4\.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocoenidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor porpoise.................. Phocoena phocoena.. Southeast Alaska... -, Y 975 (0.10, 896, Infrequent....... 8.9 \5\ 34 \5\
2012)\5\.
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 34635]]
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and sea lions)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Steller sea lion................. Eumatopia jubatus.. Western U.S........ E, D; Y 49,497 (N/A, Common........... 297 233
49,497, 2014).
Eastern U.S........ -, D, Y 60,131-74,448...... 1,645 92.3
(N/A, 36,551, 2013)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor seal...................... ................... Sitka/Chatham -, N 14,855 (-,13,212, Common........... 555 77
Straight. 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable (N/A).
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike).
\4\ N is based on counts of individual animals identified from photo-identification catalogs.
\5\ In the SAR for harbor porpoise (NMFS 2017), NMFS identified population estimates and PBR for porpoises within inland Southeast Alaska waters (these
abundance estimates have not been corrected for g(0); therefore, they are likely conservative). The calculated PBR is considered unreliable for the
entire stock because it is based on estimates from surveys of only a portion (the inside waters of Southeast Alaska) of the range of this stock as
currently designated. The Annual M/SI is for the entire stock, including coastal waters.
Pinnipeds
Steller Sea Lion
The Steller sea lion is the largest of the eared seals, ranging
along the North Pacific Rim from northern Japan to California, with
centers of abundance and distribution in the Gulf of Alaska and
Aleutian Islands. Steller sea lions were listed as threatened range-
wide under the ESA on November 26, 1990 (55 FR 49204). Subsequently,
NMFS published a final rule designating critical habitat for the
species as a 20 nautical mile buffer around all major haul-outs and
rookeries, as well as associated terrestrial, air and aquatic zones,
and three large offshore foraging areas (58 FR 45269; August 27, 1993).
In 1997, NMFS reclassified Steller sea lions as two distinct population
segments (DPSs) based on genetic studies and other information (62 FR
24345; May 5, 1997). Steller sea lion populations that primarily occur
west of 144[deg] W. (Cape Suckling, Alaska) comprise the western DPS
(wDPS), while all others comprise the eastern DPS (eDPS); however,
there is regular movement of both DPSs across this boundary (Jemison et
al. 2013). Upon this reclassification, the wDPS became listed as
endangered while the eDPS remained as threatened (62 FR 24345; May 5,
1997). In November 2013, the eDPS was delisted (78 FR 66140). Based on
recent observations of branded animals in Southeast Alaska, NMFS
estimates that 98 percent of Steller seas lion occurring within the
action area belong to the eDPS, leaving 2 percent to the wDPS (Suzie
Teerlink, pers. comm, May 19, 2017). The current abundance estimate for
the eDPS in Alaska is between 60,131-74,448, and 49,497 animals for the
wDPS (Muto et al. 2017).
Steller sea lions forage in nearshore and pelagic waters where they
are opportunistic predators. They feed primarily on a wide variety of
fishes and cephalopods. Because the action area contains a herring
processing plant, animals may linger in the area to feed
opportunistically. However, strong residency time may be limited
because the plant does not operate from October through March (when
pile activities would occur). Anecdotal evidence from staff at the fish
processing plant indicate that multiple (up to 10) Steller sea lions
may reside in the area for multiple days (pers. comm, Solstice, July 5,
2017).
Steller sea lions use terrestrial haulout sites to rest and take
refuge. They also gather on well-defined, traditionally used rookeries
to pup and breed. These habitats are typically gravel, rocky, or sand
beaches; ledges; or rocky reefs. There are no established haul-outs in
the action area; however, individuals in the action area may rest on
rocks and along the shoreline intermittently. No critical habitat for
this species is designated in Southeast Alaska.
Steller sea lions are included in Alaska subsistence harvests.
Since subsistence harvest surveys began in 1992, the number of
households hunting and harvesting sea lions has remained relatively
constant at low levels (Wolf et al. 2013). In 2012, the community of
Sitka had an estimated subsistence take of 1 Steller sea lion (Wolf et
al. 2013).
Harbor Seal
Harbor seals range from Baja California north along the west coasts
of Washington, Oregon, California, British Columbia, and Southeast
Alaska; west through the Gulf of Alaska, Prince William Sound, and the
Aleutian Islands; and north in the Bering Sea to Cape Newenham and the
Pribilof Islands. They haul out on rocks, reefs, beaches, and drifting
glacial ice, and feed in marine, estuarine, and occasionally fresh
waters. Harbor seals are generally non-migratory, with local movements
associated with such factors as tides, weather, season, food
availability, and reproduction.
Harbor seals in Alaska are partitioned into 12 separate stocks
based largely on genetic structure: (1) The Aleutian Islands stock, (2)
the Pribilof Islands stock, (3) the Bristol Bay stock, (4) the North
Kodiak stock, (5) the South Kodiak stock, (6) the Prince William Sound
stock, (7) the Cook Inlet/Shelikof stock, (8) the Glacier Bay/Icy
Strait stock, (9) the Lynn Canal/Stephens Passage stock, (10) the
Sitka/Chatham stock, (11) the Dixon/Cape Decision stock, and (12) the
Clarence Strait stock. Only the Sitka/Chatham stock is considered in
this proposed IHA. The range of this stock includes Cape Bingham south
to Cape Ommaney and the adjacent coastal and inshore waters, including
the project area.
Within the action area, harbor seals are present year round with
peak abundance February through April (Straley and Pendell 2017).
Monthly group size ranges from 0-5 animals but
[[Page 34636]]
in low numbers. Average group size is 1-2 individuals (Straley and
Pendell 2017). Similar to Steller sea lions, harbor seals may linger in
the action area for multiple days; however, no designated haul-outs are
within close proximity.
Harbor seals are included in Alaska subsistence harvests. Since
subsistence harvest surveys began in 1992, there have been declines in
the number of households hunting and harvesting seals in Southeast
Alaska (Wolf et al. 2013). In 2012, the community of Sitka had an
estimated subsistence take of 49 harbor seals (Wolf et al. 2013).
Cetaceans
Humpback Whale
The humpback whale is distributed worldwide in all ocean basins. In
winter, most humpback whales occur in the subtropical and tropical
waters of the Northern and Southern Hemispheres, and migrate to high
latitudes in the summer to feed. The historic summer feeding range of
humpback whales in the North Pacific encompassed coastal and inland
waters around the Pacific Rim from Point Conception, California, north
to the Gulf of Alaska and the Bering Sea, and west along the Aleutian
Islands to the Kamchatka Peninsula and into the Sea of Okhotsk and
north of the Bering Strait (Johnson and Wolman 1984).
Under the MMPA, there are three stocks of humpback whales in the
North Pacific: (1) The California/Oregon/Washington and Mexico stock,
consisting of winter/spring populations in coastal Central America and
coastal Mexico which migrate to the coast of California to southern
British Columbia in summer/fall; (2) the central North Pacific stock,
consisting of winter/spring populations of the Hawaiian Islands which
migrate primarily to northern British Columbia/Southeast Alaska, the
Gulf of Alaska, and the Bering Sea/Aleutian Islands; and (3) the
western North Pacific stock, consisting of winter/spring populations
off Asia which migrate primarily to Russia and the Bering Sea/Aleutian
Islands. The central North Pacific stock is the only stock that is
found near the project activities.
On September 8, 2016, NMFS published a final rule dividing the
globally listed endangered species into 14 DPSs, removing the worldwide
species-level listing, and in its place listing four DPSs as endangered
and one DPS as threatened (81 FR 62259; effective October 11, 2016).
Two DPSs (Hawaii and Mexico) are potentially present within the action
area. The Hawaii DPS is not listed and the Mexico DPS is listed as
threatened under the ESA. The Hawaii DPS is estimated to contain 11,398
animals where the Mexico DPS is estimated to contain 3,264 animals.
Within the action area, humpback whales are seen most frequently
from September through February although sighting may extend into April
(Straley and Pendell 2017). Survey data indicates that the typical
group size for humpback whales in the area is between 2 and 4 whales,
and approximately 2.18 whales occur in the area per day. The maximum
group size is unknown. When present in the area, humpback whales are
foraging primarily on herring.
Killer Whale
Killer whales have been observed in all oceans and seas of the
world, but the highest densities occur in colder and more productive
waters found at high latitudes. Killer whales are found throughout the
North Pacific, and occur along the entire Alaska coast, in British
Columbia and Washington inland waterways, and along the outer coasts of
Washington, Oregon, and California (Muto et al. 2017).
Based on data regarding association patterns, acoustics, movements,
and genetic differences, eight killer whale stocks are now recognized:
(1) The Alaska Resident stock; (2) the Northern Resident stock; (3) the
Southern Resident stock; (4) the Gulf of Alaska, Aleutian Islands, and
Bering Sea Transient stock; (5) the AT1 Transient stock; (6) the West
Coast transient stock, occurring from California through southeastern
Alaska; and (7) the Offshore stock, and (8) the Hawaiian stock. Only
the Alaska resident; Northern resident; Gulf of Alaska, Aleutian
Islands, and Bering Sea Transient (Gulf of Alaska transient); and the
West coast transient stocks are considered in this application because
other stocks occur outside the geographic area under consideration. Any
of these four stocks could be seen in the action area; however, the
Northern resident stock is most likely to occur in the area. The trend
for the Northern resident stock is an increasing population with an
average of 2.1 percent annual increase over a 36 year time period. For
all other stocks, population trends are unknown.
In the action area, killer whales are known to occur but there
sightings are unpredictable. Between 0 and 12 killer whales can occur
within the project area with typical group size of between four and
eight whales with a maximum group size of eight (Straley and Pendell
2017).
Harbor Porpoise
The harbor porpoise inhabits temporal, subarctic, and arctic
waters. In the eastern North Pacific, harbor porpoises range from Point
Barrow, Alaska, to Point Conception, California. Harbor porpoise
primarily frequent coastal waters and occur most frequently in waters
less than 100 m deep (Hobbs and Waite 2010). They may occasionally be
found in deeper offshore waters.
In Alaska, harbor porpoises are currently divided into three
stocks, based primarily on geography: (1) The Southeast Alaska stock--
occurring from the northern border of British Columbia to Cape
Suckling, Alaska, (2) the Gulf of Alaska stock--occurring from Cape
Suckling to Unimak Pass, and (3) the Bering Sea stock--occurring
throughout the Aleutian Islands and all waters north of Unimak Pass.
Only the Southeast Alaska stock is considered in this application
because the other stocks are not found in the geographic area under
consideration. The 2016 SAR for this stock further delineated
population estimates (Muto et al. 2017). The total estimated annual
level of human-caused mortality and serious injury for Southeast Alaska
harbor porpoise (n = 34) exceeds the calculated PBR of 8.9 porpoise.
However, the calculated PBR is considered unreliable for the entire
stock because it is based on estimates from surveys of only a portion
(the inside 7 of Southeast Alaska) of the range of this stock as
currently designated. Because the total stock abundance estimates are
more than 8 years old (with the exception of the 2010-2012 abundance
estimates provided for the inland waters of Southeast Alaska) and the
frequency of incidental mortality and serious injury in U.S. commercial
fisheries throughout Southeast Alaska is not known, the Southeast
Alaska stock of harbor porpoise is classified as a strategic stock.
Population trends and status of this stock relative to its Optimum
Sustainable Population are currently unknown.
There are no subsistence use of this species; however, as noted
above, entanglement in fishing gear contributes to human-caused
mortality and serious injury. Muto et al. (2017) also reports harbor
porpoise are vulnerable to physical modifications of nearshore habitats
resulting from urban and industrial development (including waste
management and nonpoint source runoff) and activities such as
construction of docks and other over-water structures, filling of
shallow areas,
[[Page 34637]]
dredging, and noise (Linnenschmidt et al. 2013).
In the action area, harbor porpoises are considered infrequent but
could occur during any month with average group size of five
individuals; maximum group size is eight individuals (Straley and
Pendell 2017).
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To assess the potential effects of exposure to sound, it is
necessary to understand the frequency ranges marine mammals are able to
hear. Current data indicate that not all marine mammal species have
equal hearing capabilities (e.g., Richardson et al. 1995; Wartzok and
Ketten 1999; Au and Hastings 2008). To reflect this, Southall et al.
(2007) recommended that marine mammals be divided into functional
hearing groups based on directly measured or estimated hearing ranges
on the basis of available behavioral response data, audiograms derived
using auditory evoked potential techniques, anatomical modeling, and
other data. Note that no direct measurements of hearing ability have
been successfully completed for mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2016) described generalized hearing
ranges for these marine mammal hearing groups. Generalized hearing
ranges were chosen based on the approximately 65 decibel (dB) threshold
from the normalized composite audiograms, with the exception for lower
limits for low-frequency cetaceans where the lower bound was deemed to
be biologically implausible and the lower bound from Southall et al.
(2007) retained. The functional groups and associated frequencies along
with likely best hearing ranges are provided below (note that these
frequency ranges correspond to the range for the composite group, with
the entire range not necessarily reflecting the capabilities of every
species within that group). For more detail concerning these groups and
associated frequency ranges, please see NMFS (2016) for a review of
available information.
Low-frequency cetaceans (mysticetes): Generalized hearing
is estimated to occur between approximately 7 Hz and 35 kHz;
Mid-frequency cetaceans (larger toothed whales, beaked
whales, and most delphinids): Generalized hearing is estimated to occur
between approximately 150 Hz and 160 kHz;
High-frequency cetaceans (porpoises, river dolphins, and
members of the genera Kogia and Cephalorhynchus; including two members
of the genus Lagenorhynchus, on the basis of recent echolocation data
and genetic data): Generalized hearing is estimated to occur between
approximately 275 Hz and 160 kHz;
Pinnipeds in water; Phocidae (true seals): Generalized
hearing is estimated to occur between approximately 50 Hz to 86 kHz;
and
Pinnipeds in water; Otariidae (eared seals): Generalized
hearing is estimated to occur between 60 Hz and 39 kHz.
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
Five marine mammal species (three cetacean and two pinniped
species) have the reasonable potential to co-occur with the proposed
survey activities. Of the cetacean species that may be present, the
humpback whale is classified as low-frequency cetaceans (i.e.,
mysticete species), the killer whale is classified as a mid-frequency
cetacean (i.e., all delphinid and ziphiid species and the sperm whale),
and the harbor porpoise is classified as high-frequency cetaceans
(i.e., porpoises and Kogia spp.). The Steller sea lion is classified as
an otariid while the harbor seal is classified as a phocid.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The ``Estimated Take by Incidental Harassment'' section
later in this document will include a quantitative analysis of the
number of individuals that are expected to be taken by this activity.
The ``Negligible Impact Analysis and Determination'' section will
consider the content of this section, the ``Estimated Take by
Incidental Harassment'' section, and the ``Proposed Mitigation''
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and how those impacts on individuals are likely to impact marine mammal
species or stocks.
Acoustic Effects
The ADOT's construction work involving in-water pile driving and
pile removal could effect marine mammals by exposing them to elevated
noise levels in the vicinity of the activity area leading to an
auditory threshold shifts (TS). NMFS defines a noise-induced TS as ``a
change, usually an increase, in the threshold of audibility at a
specified frequency or portion of an individual's hearing range above a
previously established reference level'' (NMFS, 2016). The amount of
threshold shift is customarily expressed in dB (ANSI 1995, Yost 2007).
A TS can be permanent or temporary. As described in NMFS (2016), there
are numerous factors to consider when examining the consequence of TS,
including, but not limited to, the signal temporal pattern (e.g.,
impulsive or non-impulsive), likelihood an individual would be exposed
for a long enough duration or to a high enough level to induce a TS,
the magnitude of the TS, time to recovery (seconds to minutes or hours
to days), the frequency range of the exposure (i.e., spectral content),
the hearing and vocalization frequency range of the exposed species
relative to the signal's frequency spectrum (i.e., how animal uses
sound within the frequency band of the signal; e.g., Kastelein et al.
2014), and the overlap between the animal and the source (e.g.,
spatial, temporal, and spectral). When analyzing the auditory effects
of noise exposure, it is often helpful to broadly categorize sound as
either impulsive--noise with high peak sound pressure, short duration,
fast rise-time, and broad frequency content--or non-impulsive. When
considering auditory effects, vibratory pile driving is considered to
be non-impulsive source while impact pile driving is treated as an
impulsive source.
Permanent Threshold Shift (PTS)-- NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS 2016). Available data from
humans and other terrestrial mammals indicate that a 40 dB threshold
shift approximates PTS onset (see NMFS 2016 for review).
Temporary Threshold Shift (TTS)--NMFS defines TTS as a temporary,
reversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2016). Based on data from
cetacean TTS measurements (see Finneran 2014 for a review), a TTS of 6
dB is considered the minimum threshold shift clearly larger than any
day-to-day or session-to-session variation in a subject's normal
hearing
[[Page 34638]]
ability (Schlundt et al. 2000; Finneran et al. 2000; Finneran et al.
2002).
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Behavioral Harassment
Exposure to noise from pile driving and removal also has the
potential to behavioral disturb marine mammals. Disturbance may result
in changing durations of surfacing and dives, number of blows per
surfacing, moving direction and/or speed, reduced/increased vocal
activities; changing/cessation of certain behavioral activities (such
as socializing or feeding), visible startle response or aggressive
behavior (such as tail/fluke slapping or jaw clapping), avoidance of
areas where sound sources are located, and/or flight responses.
Pinnipeds may increase their haul-out time, possibly to avoid in-water
disturbance (Thorson and Reyff 2006). These potential behavioral
responses to sound are highly variable and context-specific and
reactions, if any, depend on species, state of maturity, experience,
current activity, reproductive state, auditory sensitivity, time of
day, and many other factors (Richardson et al. 1995; Wartzok et al.
2003; Southall et al. 2007). For example, animals that are resting may
show greater behavioral change in response to disturbing sound levels
than animals that are highly motivated to remain in an area for feeding
(Richardson et al., 1995; NRC 2003; Wartzok et al., 2003).
In 2016, Alaska DOT documented observations of marine mammals
during construction activities (i.e., pile driving and down-hole
drilling) at the Kodiak Ferry Dock (see 80 FR 60636 for Final IHA
Federal Register notice). In the marine mammal monitoring report for
that project (ABR 2016), 1,281 Steller sea lions were observed within
the Level B disturbance zone during pile driving or drilling (i.e.,
documented as Level B take). Of these, 19 individuals demonstrated an
alert behavior, seven were fleeing, and 19 swam away from the project
site. All other animals (98 percent) were engaged in activities such as
milling, foraging, or fighting and did not change their behavior. In
addition, two sea lions approached within 20 meters of active vibratory
pile driving activities. Three harbor seals were observed within the
disturbance zone during pile-driving activities; none of them displayed
disturbance behaviors. Fifteen killer whales and three harbor porpoise
were also observed within the Level B harassment zone during pile
driving. The killer whales were travelling or milling while all harbor
porpoises were travelling. No signs of disturbance were noted for
either of these species. Given the similarities in activities and
habitat and the fact the same species are involved, we expect similar
behavioral responses of marine mammals to the specified activity.
Marine Mammal Habitat Effects
The project would occur in an active marine commercial and
industrial area. The dock footprint is previously disturbed with
abandoned dock structures associate with the former Alaska Pulp Mill in
the area. Removing the timber piles would likely benefit the habitat by
removing creosote-treated wood. Construction activities at the GPIP
dock could have temporary impacts on marine mammal habitat and their
prey as a result of elevated noise levels from pile driving and
removal; however, any impacts are expected to be minor or temporary.
Impact pile driving, the loudest noise source, would last for only 10
minutes per day for six non-consecutive days. No dredging or other
construction-related activities that could increase turbidity beyond
the localized impacts from pile driving would occur.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of whether the number of takes is ``small'' and the
negligible impact determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, Section 3(18) of the MMPA defines ``harassment'' as: Any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as the
use of pile hammers has the potential to result in disruption of
behavioral patterns for individual marine mammals. As described above,
TTS is also a form of Level B harassment. There is some potential for
slight auditory injury (Level A harassment) to result (e.g., PTS
onset), primarily for mysticetes and/or high frequency species.
Auditory injury is unlikely to occur for mid-frequency species and
otariids (i.e., Steller sea lions). The proposed mitigation and
monitoring measures are expected to minimize the severity of such
taking to the extent practicable. As described previously, no mortality
is anticipated or proposed to be authorized for this activity. Below we
describe how the take is estimated.
Described in the most basic way, we estimate take by considering:
(1) Acoustic thresholds above which NMFS believes the best available
science indicates marine mammals will be behaviorally harassed or incur
some degree of temporary or permanent hearing impairment; (2) the area
or volume of water that will be ensonified above these levels in a day;
(3) the density or occurrence of marine mammals within these ensonified
areas; and (4) and the number of days of activities. Below, we describe
these components in more detail and present the proposed take estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience,
[[Page 34639]]
demography, behavioral context) and can be difficult to predict
(Southall et al. 2007, Ellison et al. 2011). Based on what the
available science indicates and the practical need to use a threshold
based on a factor that is both predictable and measurable for most
activities, NMFS uses a generalized acoustic threshold based on
received level to estimate the onset of behavioral harassment. NMFS
predicts that marine mammals are likely to be behaviorally harassed in
a manner we consider Level B harassment when exposed to underwater
anthropogenic noise above received levels of 120 dB re 1 [mu]Pa (rms)
for continuous (e.g. vibratory pile-driving) and above 160 dB re 1
[mu]Pa (rms) for non-explosive impulsive (e.g., impact pile driving)
sources. CBS's proposed activity includes the use of continuous
(vibratory hammer) and impulsive (impact hammer) sources, and therefore
the 120 and 160 dB re 1 [mu]Pa (rms) are applicable.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (Technical Guidance, 2016) identifies dual criteria to
assess auditory injury (Level A harassment) to five different marine
mammal groups (based on hearing sensitivity) as a result of exposure to
noise from two different types of sources (impulsive or non-impulsive).
These thresholds were developed by compiling and synthesizing the
best available science and soliciting input multiple times from both
the public and peer reviewers to inform the final technical guidance,
and are provided in Table 2. The references, analysis, and methodology
used in the development of the thresholds are described in NMFS 2016
Technical Guidance, which may be accessed at: https://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
Table 2--Thresholds Identifying the Onset of Permanent Threshold Shift
------------------------------------------------------------------------
PTS Onset acoustic thresholds *
(received level)
Hearing group ---------------------------------------
Impulsive Non-impulsive
------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans.... Cell 1............ Cell 2
Lpk,flat: 219 dB.. LE,LF,24h: 199 dB
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans.... Cell 3............ Cell 4
Lpk,flat: 230 dB.. LE,MF,24h: 198 dB
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans... Cell 5............ Cell 6
Lp,flat: 202 dB... LE,HF,24H: 173 dB
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) Cell 7............ Cell 8
(Underwater). Lpk,flat: 218 dB.. LE,PW,24h: 201 dB
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) Cell 9............ Cell 10
(Underwater). Lpk,flat: 232 dB.. LE,OW,24h: 219 dB
LE,OW,24h: 203 dB.
------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever
results in the largest isopleth for calculating PTS onset. If a non-
impulsive sound has the potential of exceeding the peak sound pressure
level thresholds associated with impulsive sounds, these thresholds
should also be considered.
* Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and
cumulative sound exposure level (LE) has a reference value of
1[mu]Pa\2\s. In this Table, thresholds are abbreviated to reflect
American National Standards Institute standards (ANSI 2013). However,
peak sound pressure is defined by ANSI as incorporating frequency
weighting, which is not the intent for this Technical Guidance. Hence,
the subscript ``flat'' is being included to indicate pak sound
pressure should be flat weighted or unweighted within the generalized
hearing range. The subscript associated with cumulative sound exposure
level thresholds indicates the designated marine mammal auditory
weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The
cumulative sound exposure level thresholds could be exceeded in a
multitude of ways (i.e., varying exposure levels and durations, duty
cycle). When possible, it is valuable for action proponents to
indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds.
When NMFS Technical Guidance (2016) was published, in recognition
of the fact that ensonified area/volume could be more technically
challenging to predict because of the duration component (i.e.,
accumulation of energy) in the new thresholds as well as the weighting
functions, we developed an optional User Spreadsheet that includes
tools to help predict a simple isopleth that can be used in conjunction
with marine mammal density or occurrence to help predict takes. We note
that because of some of the assumptions included in the methods used
for these tools, we anticipate that isopleths produced are typically
going to be overestimates of some degree, which will result in some
degree of overestimate of Level A take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. We consider the calculated isopleths in
conjunction with other operational or biological information to arrive
at reasonable estimates of potential Level A harassment. For stationary
sources such as pile driving, NMFS User Spreadsheet predicts the
closest distance at which, if a marine mammal remained at that distance
the whole duration of the activity (i.e., accumulated all energy output
by the activity in a 24-hr period), it would incur some degree of PTS.
Inputs used in the User Spreadsheet and the resulting isopleths are
provided in Table 3.
[[Page 34640]]
Table 3--Technical Guidance User Spreadsheet Inputs
------------------------------------------------------------------------
User Spreadsheet Input Vibratory Hammer Impact Hammer
------------------------------------------------------------------------
Spreadsheet Tab Used............. A. Non-Impulse- E.1. Impact pile
Stat-Cont. driving
--------------------------------------
Source Level (Single Strike/shot See Table 4
SEL).
--------------------------------------
Weighting Factor Adjustment (kHz) 2.5............... 2.0
a) Number of strikes per pile.... N/A............... 400
a) Number of piles per day....... N/A............... 1
Activity Duration (hours) within See Table 4....... N/A
24-h period.
Propagation (xLogR).............. 15................ 15
Distance of source level 10................ 10
measurement (meters).
------------------------------------------------------------------------
Distances to Level A and Level B thresholds were calculated based
on various source levels for a given activity and pile type (e.g.,
impact hammering 48 in pile, vibratory removal of timber piles) and,
for Level A harassment, accounted for the maximum duration of that
activity per day using the spreadsheet tool developed by NMFS. For
Level B harassment areas, distances were calculated using a practical
spreading loss constant (15 log R) and source level. Once the distances
to thresholds were calculated, total ensonified area was calculated.
For all Level B and some Level A thresholds, land was a limiting factor
in determining area. Table 4 contains all calculated distances to Level
A and B harassment thresholds.
Table 4--Distances to Level A and B Thresholds and Resulting Ensonified Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distance (m) to Level A and Level B Thresholds
-----------------------------------------------------------------------------------
Estimated Level A \2\
source level -----------------------------------------------------------------------
Source activity and duration at 10 meters High- Level B all
(dB) \1\ Low-frequency Mid-frequency frequency species
cetaceans (m) cetaceans (m) cetaceans Phocid (m) Otariid (m)
(m)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
12 and 16-inch wood removal (5 hours per day)....... 155 8.0 0.7 11.8 4.8 0.3 2,154
30-inch steel temporary installation (3 hours per 166 30.6 2.7 45.3 18.6 1.3 \3\ 11,659
day)...............................................
30-inch steel temporary removal (1 hour per day).... 166 14.7 1.3 21.8 8.9 0.6 \3\ 11,659
30-inch steel permanent installation (2 hours per 166 23.4 2.1 34.5 14.2 1.0 \3\ 11,659
day)...............................................
48-inch steel permanent installation (2 hours per 168.2 32.7 2.9 48.4 19.9 1.4 \3\ 16,343
day)...............................................
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
30-inch steel permanent installation (10 minutes per 196 859.2 30.6 1,023.5 459.8 33.5 859.2
day)...............................................
48-inch steel permanent installation (10 minutes per 198.6 1,280.7 45.5 1,525.5 685.4 49.9 1,280.7
day)...............................................
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Source levels (SLs) are derived from the Port of Anchorage test pile project (Austin et al. 2016, CH2M 2016) and Alaska Department of Transportation
hydroacoustic studies (Denes et al. 2016). 30'' pile driving SLs were used as a proxy for pile removal.
\2\ The values provided here represent the distances at which an animal may incur PTS if that animal remained at that distance for the entire duration
of the activity. For example, a humpback whale (low frequency cetacean) would have to remain 8 meters from timber piles being removed for 5 hours for
PTS to occur.
\3\ These represent calculated distances based on practical spreading model; however, land at the end of Silver Bay obstructs underwater sound
transmission at approximately 9,500 m from the source.
Marine Mammal Occurrence
In this section, we provide the information about the presence,
density, or group structure of marine mammals that will inform the take
calculations.
Data on marine mammals in the project area is limited. Land-based
surveys conducted at Sitka's Whale Park occurred from September through
May, annually, from 1994 to 2000 (Straley and Pendell, 2017). From 2000
to 2016, Straley also collected marine mammal data from small vessels
throughout the year. There are no density data available; therefore,
probability of occurrence based on group sightings and typical group
sizes were used in take calculations (Table 5).
[[Page 34641]]
Table 5--Marine Mammal Data From Land-Based Surveys at Sitka's Whale Park From September Through May, Annually,
From 1994-2000
----------------------------------------------------------------------------------------------------------------
Avg. count per month Typical group
Common name Months sighted (Oct, Nov, Dec) size Max group size
----------------------------------------------------------------------------------------------------------------
Humpback whale................. September-April... 50, 116, 101............. 2-4............ unknown
Killer whale................... October-March..... 12, 12, 4................ 4-8............ 8
Harbor porpoise................ September, March, 7, 0, 0.................. 5.............. 8
April.
Steller sea lion............... September-April... 10, 12, 107.............. 1-2............ 100
Harbor seal.................... September-April... 1, 1, 0.................. 1-2............ 2
----------------------------------------------------------------------------------------------------------------
\1\ Only months when the project would occur are included here. For full counts, please see section 4 in CBS's
application.
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate.
Because density data are not available for this area, we used group
sighting data as an indicator of how often marine mammals may be
present during the 16 days of pile driving/removing activity in
consideration of the Level A and B harassment zones. We also considered
typical group size to determine how many animals may be present on any
given day. For all species, we used the following equation to estimate
the number of animals, by species, potentially taken from exposure to
pile driving and removing noise: Estimated Take = Number of animals x
number of days animals are expected during pile activity by type (Table
6).
The Sitka Whale Park surveys found humpback whale groups may
include up to four individuals. Based on sighting frequency which
indicates this species is present more often during winter months when
the project would occur, we conservatively estimate that a group of 4
humpback whales may occur within the Level A harassment zone (1,210 m
and 1,803 m for 30-in and 48-in pile driving respectively) on any two
of the six days of impact pile driving and in the Level B harassment
zone on any of the 16 days of pile activities. Therefore, Level A take
equals 4 whales times 2 days while Level B take equals 4 whales times
16 days.
For killer whales, it is assumed eight killer whales could be
present within the Level B harassment zone on any two days of pile
activity; therefore, we are proposing to authorize 16 takes. No Level A
take is anticipated due to proposed shut down mitigation measures (see
Mitigation section).
Harbor porpoise typically travel in groups of five and we
anticipate a group could enter the Level A zone on two of the six days
of impact pile driving and another group could be present within the
Level B zone on two days of the project. Therefore, we anticipate ten
Level A takes (five animals x two days) and ten Level B takes (five
animals x two days) of harbor porpoise.
Steller sea lions are common in the area during the proposed work
with one to ten animals present on any given day of work. We assume
that on any day of the 16 days of pile driving, 10 Steller sea lions
could be present within Sawmill Cove and another group of 4 Steller sea
lions could be present in the farther reaches of the disturbance zone,
for a combined Level B exposure of 14 Steller sea lions on each day of
pile driving. Therefore, over the course of 16 days of pile driving, we
anticipate 224 sea lions may be taken (14 animals x 16 days); however,
as described above, this is likely representative of the number of
exposures, not individuals taken. No Level A takes of Steller sea lions
are anticipated from impact pile driving due to the small harassment
zone and mitigation shut down measures (see Mitigation section).
Harbor seals are found in the action area throughout the year but
in low numbers. Group size is typically one to two animals. It is
anticipated that two harbor seals could be present within the Level A
zone every other day of the 6 days of impact pile driving. It is also
assumed that a group of 2 harbor seals could be encountered in the
Level B disturbance zone during the 16 days of pile driving. Therefore,
we anticipate 6 Level A takes (2 animals x 3 days) and 32 Level B takes
(2 animals x 16 days) of harbor seals.
Duration is a strong driver in identifying distances to Level A
thresholds and this must be balanced with expected animal movement.
Although the Technical Guidance user spreadsheet identified Level A
harassment distances from vibratory pile driving and removal, these
distances are incredibly close to the source and an animal would have
to remain that close for extended durations (1-5 hours). In contrast,
impact threshold distances are much larger and consider only 10 minutes
(400 strikes) of activity, making a Level A take more probabilistic.
The CBS proposed to shut down operations should a marine mammal enter
the Level A zone (0.3 to 48.4 m depending on pile type and if activity
is vibratory pile driving or removing) to avoid Level A take. Because
we do not expect a marine mammal to remain at these close distances for
long periods of time, we do not believe the potential for Level A take
exists and; therefore we are not authorizing Level A take from
vibratory pile activities and we are not requiring CBS shut down during
any activities involving a vibratory hammer unless an animal comes
within 10 m which is a zone established to prevent non-auditory
physical injury.
For harbor seals and Steller sea lions, the number of animals
potentially present likely reflects the same individuals occurring over
multiple days; therefore the number of takes likely represents
exposures versus individuals. For all cetacean species, it is likely
the calculated takes do reflect the number of individuals exposed
because they would be expected to be transiting through the action
area, not lingering like pinnipeds.
For purposes of ESA consultation, we looked at probability of
Steller sea lions and humpback whales from each DPS that may be found
in the action area. For Steller sea lions, we determined the
probability of an animal being from the wDPS to be 2 percent while the
remaining animals would be from the eDPS (see Description of Marine
Mammals section). We also calculated the number of humpback whales that
could be from the Mexico and Hawaii DPS. Wade et al. (2016) analyzed
humpback whale movements throughout the North Pacific Ocean between
winter breeding areas and summer feeding areas, using a comprehensive
photo-identification study of humpback whales in 2004-2006 during the
SPLASH project (Structure of Populations, Levels of Abundance and
Status of Humpbacks). The analysis found that humpback whales off
Southeast Alaska are most likely to be from the Hawaii DPS (93.9%
[[Page 34642]]
probability) while the Mexico DPS whales have a 6.1 percent probability
of occurrence.
Table 6--Estimated Take of Marine Mammals, by Stock, Incidental to Pile Removal and Pile Driving
----------------------------------------------------------------------------------------------------------------
Percent of
Common name Stock/DPS (Nbest) Level A Level B stock (Level
B)
----------------------------------------------------------------------------------------------------------------
Humpback whale........................ Hawaii DPS (11,398)..... 7 60 0.5
Mexico DPS (3,264)...... 1 4 0.12
Killer whale.......................... Alaska Resident (2,347). 0 16 * 0.68
Northern Resident (261). .............. .............. * 6.1
Gulf of Alaska, Aleutian .............. .............. * 2.7
Islands, Bering Sea
(587).
West Coast Transient .............. .............. * 6.5
(243).
Harbor porpoise....................... Southeast Alaska (975).. 10 10 1.0
Steller sea lion...................... Western U.S. (36,551)... 0 5 0.14
Eastern U.S. (49,497)... 0 219 0.44
Harbor seal........................... Sitka/Chatham Straight 6 32 0.22
(14,855).
----------------------------------------------------------------------------------------------------------------
* These percentages assume all 16 takes comes from any given stock.
Proposed Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, ``and other means of effecting the least practicable impact
on such species or stock and its habitat, paying particular attention
to rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking'' for certain
subsistence uses. NMFS regulations require applicants for incidental
take authorizations to include information about the availability and
feasibility (economic and technological) of equipment, methods, and
manner of conducting such activity or other means of effecting the
least practicable adverse impact upon the affected species or stocks
and their habitat (50 CFR 216.104(a)(11)).
In evaluating how mitigation can ensure the least practicable
adverse impact on species or stocks and their habitat, as well as
subsistence uses where applicable, we carefully balance two primary
factors: (1) The manner in which, and the degree to which, the
successful implementation of the measure(s) is expected to reduce
impacts to marine mammals, marine mammal species or stocks, and their
habitat--which considers the nature of the potential adverse impact
being mitigated (likelihood, scope, range), as well as the likelihood
that the measure will be effective if implemented; and the likelihood
of effective implementation, and; (2) the practicability of the
measures for applicant implementation, which may consider such things
as cost, impact on operations, and, in the case of a military readiness
activity, personnel safety, practicality of implementation, and impact
on the effectiveness of the military readiness activity.
The following mitigation measures, designed to minimize noise
exposure, would be included in the IHA:
CBS will first attempt to direct pull old, abandoned piles
that would minimize noise input into the marine environment; if those
efforts prove to be ineffective, they may proceed with a vibratory
hammer.
CBS will operate the vibratory hammer at a reduced energy
setting (30 to 50 percent of its rated energy).
CBS will use a softening material (e.g., high-density
polyethylene (HDPE) or ultra-high-molecular-weight polyethylene on all
templates to eliminate steel on steel noise generation.
A ``soft start'' technique will be used at the beginning
of each pile installation to allow any marine mammal that may be in the
immediate area to leave before hammering at full energy. CBS is
proposing to initiate noise from vibratory hammers for 15 seconds at
reduced energy followed by 1-minute waiting period. The procedure will
be repeated two additional times. If an impact hammer is used, CBS will
be required to provide an initial set of three strikes from the impact
hammer at 40 percent energy, followed by a one minute waiting period,
then two subsequent 3-strike sets. If any marine mammal is sighted
within a shut-down zone during the 30 minute survey prior to pile
driving, or during the soft start, CBS will delay pile-driving until
the animal is confirmed to have moved outside and on a path away from
the area or if 15 minutes (for pinnipeds or small cetaceans) or 30
minutes (for large cetaceans) have elapsed since the last sighting of
the marine mammal within the shut-downzone. This soft-start will be
applied prior to beginning pile driving activities each day or when
pile driving hammers have been idle for more than 30 minutes.
CBS will drive all piles with a vibratory hammer to the
maximum extent possible (i.e., until a desired depth is achieved or to
refusal) prior to using an impact hammer. CBS will also use the minimum
impact hammer energy needed to safely install the piles.
CBS will implement the shut-down zones identified in Table
7 to minimize harassment.
[[Page 34643]]
Table 7--Proposed Pile Driving Shut Down Zones Designed To Minimize Level A Take
----------------------------------------------------------------------------------------------------------------
Shutdown zones in meters
---------------------------------------------------------------------------------
Low-frequency High-frequency Otariid
Source cetaceans Mid-frequency cetaceans Phocid pinnipeds
(humpback cetaceans (harbor pinnipeds (Steller sea
whale) (killer whale) porpoise) (harbor seal) lion)
----------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving
----------------------------------------------------------------------------------------------------------------
All........................... 10 m
----------------------------------------------------------------------------------------------------------------
Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
30-inch steel (installation).. \1\ 200 50 \1\ 200 \1\ 150 50
48-inch steel (installation).. \1\ 200 100 \1\ 200 \1\ 150 50
----------------------------------------------------------------------------------------------------------------
\1\ Indicates a shutdown zone that does not encompass the entire Level A zone. The CBS is requesting Level A
take of humpback whales, harbor porpoises, and harbor seals associated with impact pile driving.
Based on our evaluation of the applicant's proposed measures, NMFS
has preliminarily determined that the proposed mitigation measures
provide the means effecting the least practicable impact on the
affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, ``requirements pertaining to
the monitoring and reporting of such taking.'' The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
proposed action area. Effective reporting is critical to both
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat).
Mitigation and monitoring effectiveness.
Monitoring Protocols--Monitoring would be conducted before, during,
and after pile driving and removal activities. Monitoring will initiate
30 minutes prior to pile driving through 30 minutes post-completion of
pile driving activities. Pile driving activities include the time to
install or remove a single pile or series of piles, as long as the time
elapsed between uses of the pile driving equipment is no more than
thirty minutes.
One land-based protected species observer (PSO) will be present
during all pile activity; during impact pile driving, a secondary boat-
based PSO will be on watch. The land-based PSO will be located at the
GPIP construction site and will be able to view the area across Silver
Bay to the west and east of Sugarloaf Point and monitor the mouth of
Silver Bay to determine whether marine mammals enter the action area
from East Channel of Sitka Sound (the entrance monitoring zone). The
PSO will have no other primary duties than watching for and reporting
on events related to marine mammals. The PSO will scan the monitoring
zone for the presence of listed species for 30 minutes before any pile
driving or removal activities take place. Each day prior to commencing
in-water work the PSO will conduct a radio check with the construction
foreman or superintendent. The PSO will brief the foreman or supervisor
as to the shutdown procedures if any marine mammals are observed likely
to enter or within a shutdown zone, and will have the foreman brief the
crew, requesting that the crew notify the PSO when a marine mammal is
spotted. CBS proposed the PSO will work in shifts lasting no longer
than 4 hours with at least a 1-hour break between shifts, and will not
perform duties as an PSO for more than 12 hours in a 24[hyphen]hr
period (to reduce PSO fatigue). The PSO will remain onsite each day
until all in-water pile driving/removal is completed.
No less than 30 minutes prior to any pile driving, the boat-based
PSO will begin monitoring the Level A and B harassment zones A boat-
based PSO is not required during timber pile removal due to limited
harassment zones. This PSO will transit to the head of Silver Bay to
ensure that there are no marine mammals for which take is not
authorized or to document species for which take is authorized. The
boat-based PSO will communicate with the construction foreman or
superintendent once the area is determined to be clear and pile driving
activities can begin. The boat-based PSO will then transit back to the
construction site and spend the rest of the pile driving time
monitoring the area from the boat (see Figure 3 in CBS's application).
If any marine mammals are present within a shutdown zone, pile
driving and removal activities will not begin until the animal(s) has
left the shutdown zone or no marine mammals have been observed in the
shutdown zone for 15 minutes (for pinnipeds) or 30 minutes (for
cetaceans). The boat-
[[Page 34644]]
based PSO will remain near the mouth of Sawmill Cove for the duration
of pile driving to monitor for any animals approaching the area.
The following measures also apply to visual monitoring:
(1) Monitoring will be conducted by independent (i.e., not
construction personnel) qualified observers, who will be placed at the
best vantage point(s) practicable to monitor for marine mammals and
implement shutdown/delay procedures when applicable by calling for the
shutdown to the hammer operator. At least one observer must have prior
experience working as an observer. Other observers may substitute
education (undergraduate degree in biological science or related field)
or training for experience. In addition, all PSOs must have:
(a) Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
(b) Advanced education in biological science or related field
(undergraduate degree or higher required);
(c) Experience and ability to conduct field observations and
collect data according to assigned protocols (this may include academic
experience);
(d) Experience or training in the field identification of marine
mammals, including the identification of behaviors;
(e) Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
(f) Writing skills sufficient to prepare a report of observations
including but not limited to the number and species of marine mammals
observed; dates and times when in-water construction activities were
conducted; dates and times when in-water construction activities were
suspended to avoid potential incidental injury from construction sound
of marine mammals observed within a defined shutdown zone; and marine
mammal behavior; and
(g) Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
In addition, CBS must submit to NMFS OPR the curriculum vitae (CV)
of all observers prior to monitoring.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as ``an impact resulting from
the specified activity that cannot be reasonably expected to, and is
not reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival'' (50 CFR 216.103).
A negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
Pile driving and removal would result in the harassment of marine
mammals within the designated harassment zones due to increased noise
levels during 16 days. Six days of work are dedicated to removing 280
old piles, which would emit low levels of noise into the aquatic
environment if removed via a vibratory hammer. Vibratory pile driving,
which also has relatively low source levels, would occur for only 2
hours per day and there would be at least one day in between pile
driving activity when installing the permanent piles. Impact pile
driving would result in the loudest sound levels; however, CBS would
install only 6 piles with an impact hammer (four 30-in and two 48-in
piles) to proof the pile after driving it with a vibratory hammer.
Proofing a pile is relatively short-term activity with 400 strikes
occurring over 10 minutes per pile. Considering this and the fact only
one pile would be installed per day, if PTS occurs, it is likely slight
PTS (e.g., PTS onset). Due to the brief duration of expected exposure,
any Level B harassment would be temporary and any behavioral changes as
a result are expected to be minor.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect the species or stock
through effects on annual rates of recruitment or survival:
No mortality is anticipated or authorized.
The number of piles in the design has been reduced to the
lowest amount practicable (other designs required more piles);
therefore, the amount of pile activity is minimal at 16 days over the
course of 3 months.
Extremely limited impact pile driving would occur (ten
minutes per day for six non-consecutive days).
The project and ensonified areas include a cove and dead-
end bay (Silver Bay) with no significant marine mammal habitat.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Section 101(a)(5)(D) of the MMPA for specified
activities other than military readiness activities. The MMPA does not
define small numbers and so, in practice, NMFS compares the number of
individuals taken to the most appropriate estimation of abundance of
the relevant species or stock in our determination of whether an
authorization is limited to small numbers of marine mammals.
NMFS is proposing to authorize a very small amount of Level A takes
of marine mammals. Level B takes are more numerous and still only
constitute between 0.12 and 6.5 percent of a given stock (Table 7). For
pinnipeds, the number of takes likely represents repeated exposures of
a smaller number of animals; therefore, the percent of stock taken is
likely even smaller. Finally, the area where these takes may occur
represents a negligible area with respect to each stock's range;
therefore, it is unlikely a larger percentage of a stock's population
would move through the action area.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals,
[[Page 34645]]
NMFS preliminarily finds that small numbers of marine mammals will be
taken relative to the population size of the affected species or
stocks.
Unmitigable Adverse Impact Analysis and Determination
Alaska Natives have traditionally harvested subsistence resources,
including sea lions and harbor seals. In 2012 (the most recent year for
which information is available), the community of Sitka had an
estimated subsistence take of 49 harbor seals and 1 Steller sea lion
(Wolf et al. 2013). CBS contacted the Alaska Harbor Seal Commission,
the Alaska Sea Otter and Steller Sea Lion Commission, and the Sitka
Tribe of Alaska and these organizations expressed no concerns about the
project. Therefore, NMFS has determined that the total taking of
affected species or stocks would not have an unmitigable adverse impact
on the availability of such species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally, in this case with the Alaska Regional Office,
whenever we propose to authorize take for endangered or threatened
species.
NMFS is proposing to authorize take of the wDPS of Steller sea
lions and the humpback whale Mexico DPS, which are listed under the
ESA. As such, the Permit and Conservation Division has requested
initiation of Section 7 consultation with the NMFS Alaska Regional
Office for the issuance of this IHA. NMFS will conclude the ESA
consultation prior to reaching a determination regarding the proposed
issuance of the authorization.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to CBS for conducting pile driving and removal, Sitka,
from October 1, 2017-December 31, 2017, provided the previously
mentioned mitigation, monitoring, and reporting requirements are
incorporated. This section contains the conditions that would be
included in the IHA itself. The wording contained in this section is
proposed for inclusion in the IHA (if issued).
1. This IHA is valid only for takes of marine mammals incidental to
pile driving and pile removal associated with the Gary Paxton
Industrial Park Dock Modification Project in Sawmill Cove, Alaska.
2. General Conditions
(a) A copy of this IHA must be in the possession of the CBS, its
designees, and work crew personnel operating under the authority of
this IHA.
(b) The species authorized for taking are the humpback whale
(Megaptera novaeangliae), killer whale (Orcinus orca), harbor porpoise
(Phocoena phocoena), harbor seal (Phoca vitulina), and Steller sea lion
(Eumetopias jubatus)
(c) The taking, by Level A and B harassment is authorized for
humpback whales, harbor porpoises, and harbor seal. Take, by Level B
harassment only, is authorized for killer whales and Steller sea lions.
(d) The taking by serious injury or death of any of the species
listed in condition 2(b) of the Authorization or any taking of any
other species of marine mammal is prohibited and may result in the
modification, suspension, or revocation of this IHA.
(e) The take, by Level A harassment, of killer whales and Steller
sea lions is prohibited and may result in the modification, suspension,
or revocation of this IHA.
(f) The CBS shall conduct briefings between construction
supervisors and crews, marine mammal monitoring team prior to the start
of all pile activities, and when new personnel join the work, in order
to explain responsibilities, communication procedures, marine mammal
monitoring protocol, and operational procedures.
3. Mitigation Measures
The holder of this Authorization is required to implement the
following mitigation measures:
(a) CBS will first attempt to direct pull old, abandoned piles; if
those efforts prove to be ineffective, they may proceed with a
vibratory hammer.
(b) CBS will operate the vibratory hammer during pile driving at a
reduced energy setting (30-50 percent).
(c) CBS will use a will use a softening material (e.g., high-
density polyethylene (HDPE) or ultra-high-molecular-weight polyethylene
(UHMW)) on all templates to eliminate steel on steel noise generation.
(d) A ``soft start'' technique will be used at the beginning of
each pile installation to allow any marine mammal that may be in the
immediate area to leave before hammering at full energy. The soft start
requires CBS to initiate noise from vibratory hammers for 15 seconds at
reduced energy followed by 1-minute waiting period. The procedure will
be repeated two additional times. If an impact hammer is used, CBS will
be required to provide an initial set of three strikes from the impact
hammer at 40 percent energy, followed by a one minute waiting period,
then two subsequent 3-strike sets. This soft-start will be applied
prior to beginning pile driving activities each day or when pile
driving hammers have been idle for more than 30 minutes.
(e) If any marine mammal is sighted within a shut-down zone prior
to pile-driving, or during the soft start, CBS will delay pile-driving
until the animal is confirmed to have moved outside and on a path away
from the area or if 15 minutes (for pinnipeds or small cetaceans) or 30
minutes (for large cetaceans) have elapsed since the last sighting of
the marine mammal within the safety zone.
(f) CBS will drive all piles with a vibratory hammer until a
desired depth is achieved or to refusal prior to using an impact
hammer. CBS will also use the minimum impact hammer energy needed to
safely install the piles.
(g) For all pile driving and pile removal activities, the entity
shall implement a minimum shutdown zone of 10 m radius around the pile.
If a marine mammal comes within or approaches the shutdown zone, such
operations shall cease. For impact pile driving, CBS shall implement a
shutdown zone based on species observed (See Table 2 for minimum radial
distances required for shutdown zones).
4. Monitoring
The holder of this Authorization is required to conduct marine
mammal monitoring during all pile driving and pile removal activities.
Monitoring and reporting shall be conducted in accordance with the
application.
(a) One land-based PSO and one boat-based PSO will be used to
monitor the area during all pile driving and removing the temporary
piles (no boat-based PSO is required during timber pile removal). The
land-based PSO will be located at the GPIP construction site.
(b) The land-based PSO will scan the monitoring zone for the
presence of listed species for 30 minutes before, during, and 30
minutes after any pile driving or removal activities take place.
(c) The land-based PSO will work in shifts lasting no longer than 4
hours with at least a 1-hour break between shifts, and will not perform
duties as a PSO for more than 12 hours in a 24-hr period. The PSO will
remain onsite each
[[Page 34646]]
day until all in-water pile driving/removal is completed.
(d) No less than 30 minutes prior to any pile driving, the boat-
based PSO will begin monitoring the Level B harassment zone. Note a
boat-based PSO is not required during timber pile removal. This PSO
will transit to the head of Silver Bay to ensure there are no marine
mammals for which take is not authorized or to document species for
which take is authorized. The boat-based PSO will communicate with the
construction foreman or superintendent once the area is determined to
be clear and pile driving activities can begin. The boat-based PSO will
then transit back to the mouth of Sawmill Cove and spend the rest of
the pile driving time monitoring the area from the boat.
(e) Monitoring will be conducted by independent (i.e., not
construction personnel) qualified observers, who will be placed at the
best vantage point(s) practicable to monitor for marine mammals and
implement shutdown/delay procedures when applicable by calling for the
shutdown to the hammer operator. At least one observer must have prior
experience working as an observer. Other observers may substitute
education (undergraduate degree in biological science or related field)
or training for experience. In addition, all PSOs must have:
(i) Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
(ii) Advanced education in biological science or related field
(undergraduate degree or higher required);
(iii) Experience and ability to conduct field observations and
collect data according to assigned protocols (this may include academic
experience);
(iv) Experience or training in the field identification of marine
mammals, including the identification of behaviors;
(v) Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
(vi) Writing skills sufficient to prepare a report of observations
including but not limited to the number and species of marine mammals
observed; dates and times when in-water construction activities were
conducted; dates and times when in-water construction activities were
suspended to avoid potential incidental injury from construction sound
of marine mammals observed within a defined shutdown zone; and marine
mammal behavior; and
(vii) Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
(f) In addition, CBS must submit to NMFS the curriculum vitae (CV)
of all observers prior to monitoring.
5. Reporting
The holder of this Authorization is required to:
(a) Submit a draft report to NMFS on all monitoring conducted under
the IHA within 90 calendar days of the completion of marine mammal
monitoring or sixty days prior to the issuance of any subsequent IHA
for this project, whichever comes first. A final report shall be
prepared and submitted to NMFS within thirty days following resolution
of comments on the draft report from NMFS. This report shall include
details within the Monitoring Plan and the following:
(i) The amount, by species, of Level A and B takes documented.
Total Level B take should be corrected for any area unobserved.
(ii) Detailed information about any implementation of shutdowns,
including the distance of animals to the pile driving and removal
activities and description of specific actions that ensued and
resulting behavior of the animal, if any.
(iii) Description of attempts to distinguish between the number of
individual animals taken and the number of incidences of take, such as
ability to track groups or individuals.
(b) Reporting injured or dead marine mammals:
(i) In the unanticipated event that the specified activity clearly
causes the take of a marine mammal in a manner prohibited by this IHA,
such as a serious injury, or mortality, CBS shall immediately cease the
specified activities and report the incident to the Office of Protected
Resources, NMFS, and the Alaska Stranding Coordinator, NMFS. The report
must include the following information:
1. Time and date of the incident;
2. Description of the incident;
3. Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, and visibility);
4. Description of all marine mammal observations and active sound
source use in the 24 hours preceding the incident;
5. Species identification or description of the animal(s) involved;
6. Fate of the animal(s); and
7. Photographs or video footage of the animal(s).
Activities shall not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS will work with CBS to
determine what measures are necessary to minimize the likelihood of
further prohibited take and ensure MMPA compliance. CBS may not resume
their activities until notified by NMFS.
(ii) In the event that CBS discovers an injured or dead marine
mammal, and the PSO determines that the cause of the injury or death is
unknown and the death is relatively recent (e.g., in less than a
moderate state of decomposition), CBS shall immediately report the
incident to the Office of Protected Resources, NMFS, and the Alaska
Stranding Coordinator, NMFS.
The report must include the same information identified in 5(b)(i)
of this IHA. Activities may continue while NMFS reviews the
circumstances of the incident. NMFS will work with CBS to determine
whether additional mitigation measures or modifications to the
activities are appropriate.
(iii) In the event that CBS discovers an injured or dead marine
mammal, and the lead observer determines that the injury or death is
not associated with or related to the activities authorized in the IHA
(e.g., previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), CBS shall report the incident to
the Office of Protected Resources, NMFS, and the Alaska Stranding
Coordinator, NMFS, within 24 hours of the discovery. CBS shall provide
photographs or video footage or other documentation of the stranded
animal sighting to NMFS.
6. This Authorization may be modified, suspended or withdrawn if
the holder fails to abide by the conditions prescribed herein, or if
NMFS determines the authorized taking is having more than a negligible
impact on the species or stock of affected marine mammals.
Request for Public Comments
We request comment on our analyses, the draft authorization, and
any other aspect of this Notice of Proposed IHA for the proposed pile
driving and removal. Please include with your comments any supporting
data or literature citations to help inform our final decision on the
request for MMPA authorization.
Dated: July 20, 2017.
Catherine Marzin,
Acting Deputy Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2017-15659 Filed 7-25-17; 8:45 am]
BILLING CODE 3510-22-P