Agency Information Collection Activities Under OMB Review, 33069-33070 [2017-15091]
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Federal Register / Vol. 82, No. 137 / Wednesday, July 19, 2017 / Notices
Outreach, and Anecdotal (angler
reported) Data Collection.
The committee will review the
Fisherman’s Conservation Best Practices
Web page; and discuss any other
business.
Meeting Adjourns
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Technical Committee on Tuesday,
August 1, 2017 at: https://register
.gotowebinar.com/register/
2487568475712856322.
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meeting—2017–08’’.
Although other non-emergency issues
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Technical Committee for discussion, in
accordance with the Magnuson-Stevens
Fishery Conservation and Management
Act, those issues may not be the subject
of formal action during this meeting.
Actions of the Technical Committee will
be restricted to those issues specifically
identified in the agenda and any issues
arising after publication of this notice
that require emergency action under
section 305(c) of the Magnuson-Stevens
Fishery Conservation and Management
Act, provided the public has been
notified of the Council’s intent to take
action to address the emergency.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Special Accommodations
This meeting is physically accessible
to people with disabilities. Requests for
sign language interpretation or other
auxiliary aids should be directed to
Kathy Pereira at the Gulf Council Office
(see ADDRESSES), at least 5 working days
prior to the meeting.
Authority: 16 U.S.C. 1801 et seq.
Dated: July 14, 2017.
Tracey L. Thompson,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2017–15150 Filed 7–18–17; 8:45 am]
BILLING CODE 3510–22–P
VerDate Sep<11>2014
18:49 Jul 18, 2017
Jkt 241001
COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities Under OMB Review
Commodity Futures Trading
Commission.
ACTION: Notice of review.
AGENCY:
In compliance with the
Paperwork Reduction Act of 1995
(PRA), this notice announces that the
Information Collection Request (ICR)
abstracted below has been forwarded to
the Office of Management and Budget
(OMB) for review and comment. The
ICR describes the nature of the
information collection and its expected
costs and burden.
DATES: Comments must be submitted on
or before August 18, 2017.
ADDRESSES: Comments regarding the
burden estimated or any other aspect of
the information collection, including
suggestions for reducing the burden,
may be submitted directly to the Office
of Information and Regulatory Affairs
(OIRA) in OMB, within 30 days of the
notice’s publication, by email at
OIRAsubmissions@omb.eop.gov. Please
identify the comments by OMB Control
No. 3038–0103. Please provide the
Commission with a copy of all
submitted comments at the address
listed below. Please refer to OMB
Reference No. 3038–0103, found on
https://reginfo.gov. Comments may also
be mailed to the Office of Information
and Regulatory Affairs, Office of
Management and Budget, Attention:
Desk Officer for the Commodity Futures
Trading Commission, 725 17th Street,
NW., Washington, DC 20503, and to
Christopher Kirkpatrick, Secretary of the
Commission, Commodity Futures
Trading Commission, Three Lafayette
Centre, 1155 21st Street NW.,
Washington, DC 20581; or through the
Agency’s Web site at https://
comments.cftc.gov. Follow the
instructions for submitting comments
through the Web site.
A copy of the supporting statements
for the collection of information
discussed above may be obtained by
visiting https://reginfo.gov. All
comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to https://
www.cftc.gov.
FOR FURTHER INFORMATION CONTACT:
Richard Mo, Special Counsel, Division
of Market Oversight, at 202–418–7637 or
rmo@cftc.gov or David E. Aron, Special
Counsel, Division of Market Oversight,
at 202–418–6621 or daron@cftc.gov, and
refer to OMB Control No 3038–0103.
SUMMARY:
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33069
SUPPLEMENTARY INFORMATION:
Title: Ownership and Control Reports,
Forms 102/102S, 40/40S, and 71 (Trader
and Account Identification Reports)
(OMB Control No. 3038–0103). This is
a request for extension of a currently
approved information collection.
Abstract: The Ownership and Control
Reports (OCR) rules 1 created new
information collection requirements via
§§ 17.01, 18.04, 18.05, and 20.5.
Specifically, § 17.01 provides for the
filing of Form 102A, Form 102B and
Form 71, as follows:
• Pursuant to § 17.01(a), futures
commission merchants (‘‘FCMs’’),
clearing members, and foreign brokers
shall identify new special accounts to
the Commission on Form 102A;2
• pursuant to § 17.01(b), clearing
members shall identify volume
threshold accounts to the Commission
on Form 102B; and
• pursuant to § 17.01(c), omnibus
volume threshold account originators
and omnibus reportable sub-account
originators shall identify reportable subaccounts to the Commission on Form 71
when requested via a special call by the
Commission or its designee.
Additional reporting requirements
arise from § 18.04, which results in the
collection of information via Form 40
from and regarding traders who own,
hold, or control reportable positions;
volume threshold account controllers;
persons who own volume threshold
accounts; reportable sub-account
controllers; and persons who own
reportable sub-accounts.
Reporting requirements also arise
from § 20.5(a), which requires 102S
reporting entities to submit Form 102S
for swap counterparty or customer
consolidated accounts with reportable
positions. In addition, § 20.5(b) requires
every person subject to books or records
under current § 20.6 to complete a 40S
filing after a special call upon such
person by the Commission.
In addition to the reporting
requirements summarized above,
§ 18.05 imposes recordkeeping
requirements upon: (1) Traders who
own, hold, or control a reportable
futures or options on futures position;
(2) volume threshold account
1 See Commission, Final Rule: Ownership and
Control Reports, Forms 102/102S, 40/40S, and 71,
78 FR 69178 (November 18, 2013). Terms used
herein and not otherwise defined herein shall have
the meaning assigned to such terms in the OCR
rules or in the Commission’s regulations.
2 Form 102A is an updated version of old Form
102, which was titled ‘‘Identification of Special
Accounts.’’ Form 102A collects information with
respect to position-based special accounts in the
futures market. Form 102A also requires clearing
members to identify the individual trading accounts
underlying these special accounts.
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33070
Federal Register / Vol. 82, No. 137 / Wednesday, July 19, 2017 / Notices
controllers; (3) persons who own
volume threshold accounts; (4)
reportable sub-account controllers; and
(5) persons who own reportable subaccounts.
A 60-day notice of intent to renew
collection 3038–0103 (the ‘‘60-Day
Notice’’) was published in the Federal
Register at 82 FR 12944 (March 8, 2017).
In response to the 60-day Notice, the
Commission received four comment
letters from four entities, namely (a) the
National Rural Electric Cooperative
Association; (b) the Commercial Energy
Working Group; (c) the International
Energy Credit Association; and (d)
Capital Confirmation, Inc. (nonsubstantive comment). The comment
letters are available through the
Number of
reporting
parties per
year
Type of respondent
Annualized
burden per
reporting party
(hours)
Commission’s Web site at: https://
comments.cftc.gov/PublicComments/
CommentList.aspx?id=1781.
Burden Statement: The Commission
is updating its burden estimates in
response to comment letters received.
The Commission estimates the burden
of this collection of information as
follows:
Total annual
industry
burden
(hours)
Estimated
wage rate
Annual
industry costs
Form 102A
FCMs, clearing members, and foreign brokers ...................
260
Form 102B
Clearing members ................................................................
106
$75.13
$2,070,583
106
18,550
$75.13
$1,393,662
8
6,096
$75.13
$457,992
5
26,250
$75.13
$1,972,163
5
94,600
$75.13
$7,107,298
106
4,134
$75.13
$310,587
5
12,540
$75.13
$942,130
5
175
27,560
265
$75.13
$19,909
Form 71
Originators of omnibus volume threshold accounts or omnibus reportable sub-accounts .........................................
762
Form 40 (arising from Form 102A)
Special account owners and controllers ..............................
5,250
Form 40 (arising from Form 102B and Form 71)
Volume threshold account controllers and owners, reportable sub-account controllers and owners ........................
18,920
Form 102S
Clearing members and swap dealers ..................................
39
Form 40S
Persons subject to books and records requirements under
§ 20.6 ................................................................................
2,508
§ 18.05 Recordkeeping Burden
Volume threshold account controllers and owners, reportable sub-account controllers and owners, and traders
who own, hold, or control reportable futures or option
positions ...........................................................................
Authority: 44 U.S.C. 3501 et seq.
[FR Doc. 2017–15091 Filed 7–18–17; 8:45 am]
asabaliauskas on DSKBBXCHB2PROD with NOTICES
BILLING CODE 6351–01–P
BUREAU OF CONSUMER FINANCIAL
PROTECTION
[Docket No. CFPB–2017–0019]
Agency Information Collection
Activities: Comment Request
18:49 Jul 18, 2017
Jkt 241001
Written comments are
encouraged and must be received on or
before September 18, 2017 to be assured
of consideration.
DATES:
You may submit comments,
identified by the title of the information
collection, OMB Control Number (see
below), and docket number (see above),
by any of the following methods:
ADDRESSES:
Bureau of Consumer Financial
Protection.
ACTION: Notice and request for comment.
VerDate Sep<11>2014
In accordance with the
Paperwork Reduction Act of 1995
(PRA), the Bureau of Consumer
Financial Protection (Bureau) is
requesting to renew the Office of
Management and Budget (OMB)
approval for an existing information
collection titled, ‘‘CFPB’s Consumer
Response Intake Form.’’
SUMMARY:
Dated: July 12, 2017.
Robert N. Sidman,
Deputy Secretary of the Commission.
AGENCY:
53
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Fmt 4703
Sfmt 4703
• Electronic: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Consumer Financial
Protection Bureau (Attention: PRA
Office), 1700 G Street, NW.,
Washington, DC 20552.
• Hand Delivery/Courier: Consumer
Financial Protection Bureau (Attention:
PRA Office), 1275 First Street NE.,
Washington, DC 20002.
Please note that comments submitted
after the comment period will not be
accepted. In general, all comments
received will become public records,
including any personal information
provided. Sensitive personal
information, such as account numbers
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]]>Agencies
[Federal Register Volume 82, Number 137 (Wednesday, July 19, 2017)]
[Notices]
[Pages 33069-33070]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-15091]
=======================================================================
-----------------------------------------------------------------------
COMMODITY FUTURES TRADING COMMISSION
Agency Information Collection Activities Under OMB Review
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice of review.
-----------------------------------------------------------------------
SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (PRA),
this notice announces that the Information Collection Request (ICR)
abstracted below has been forwarded to the Office of Management and
Budget (OMB) for review and comment. The ICR describes the nature of
the information collection and its expected costs and burden.
DATES: Comments must be submitted on or before August 18, 2017.
ADDRESSES: Comments regarding the burden estimated or any other aspect
of the information collection, including suggestions for reducing the
burden, may be submitted directly to the Office of Information and
Regulatory Affairs (OIRA) in OMB, within 30 days of the notice's
publication, by email at OIRAsubmissions@omb.eop.gov. Please identify
the comments by OMB Control No. 3038-0103. Please provide the
Commission with a copy of all submitted comments at the address listed
below. Please refer to OMB Reference No. 3038-0103, found on https://reginfo.gov. Comments may also be mailed to the Office of Information
and Regulatory Affairs, Office of Management and Budget, Attention:
Desk Officer for the Commodity Futures Trading Commission, 725 17th
Street, NW., Washington, DC 20503, and to Christopher Kirkpatrick,
Secretary of the Commission, Commodity Futures Trading Commission,
Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581; or
through the Agency's Web site at https://comments.cftc.gov. Follow the
instructions for submitting comments through the Web site.
A copy of the supporting statements for the collection of
information discussed above may be obtained by visiting https://reginfo.gov. All comments must be submitted in English, or if not,
accompanied by an English translation. Comments will be posted as
received to https://www.cftc.gov.
FOR FURTHER INFORMATION CONTACT: Richard Mo, Special Counsel, Division
of Market Oversight, at 202-418-7637 or rmo@cftc.gov or David E. Aron,
Special Counsel, Division of Market Oversight, at 202-418-6621 or
daron@cftc.gov, and refer to OMB Control No 3038-0103.
SUPPLEMENTARY INFORMATION:
Title: Ownership and Control Reports, Forms 102/102S, 40/40S, and
71 (Trader and Account Identification Reports) (OMB Control No. 3038-
0103). This is a request for extension of a currently approved
information collection.
Abstract: The Ownership and Control Reports (OCR) rules \1\ created
new information collection requirements via Sec. Sec. 17.01, 18.04,
18.05, and 20.5. Specifically, Sec. 17.01 provides for the filing of
Form 102A, Form 102B and Form 71, as follows:
---------------------------------------------------------------------------
\1\ See Commission, Final Rule: Ownership and Control Reports,
Forms 102/102S, 40/40S, and 71, 78 FR 69178 (November 18, 2013).
Terms used herein and not otherwise defined herein shall have the
meaning assigned to such terms in the OCR rules or in the
Commission's regulations.
---------------------------------------------------------------------------
Pursuant to Sec. 17.01(a), futures commission merchants
(``FCMs''), clearing members, and foreign brokers shall identify new
special accounts to the Commission on Form 102A;\2\
---------------------------------------------------------------------------
\2\ Form 102A is an updated version of old Form 102, which was
titled ``Identification of Special Accounts.'' Form 102A collects
information with respect to position-based special accounts in the
futures market. Form 102A also requires clearing members to identify
the individual trading accounts underlying these special accounts.
---------------------------------------------------------------------------
pursuant to Sec. 17.01(b), clearing members shall
identify volume threshold accounts to the Commission on Form 102B; and
pursuant to Sec. 17.01(c), omnibus volume threshold
account originators and omnibus reportable sub-account originators
shall identify reportable sub-accounts to the Commission on Form 71
when requested via a special call by the Commission or its designee.
Additional reporting requirements arise from Sec. 18.04, which
results in the collection of information via Form 40 from and regarding
traders who own, hold, or control reportable positions; volume
threshold account controllers; persons who own volume threshold
accounts; reportable sub-account controllers; and persons who own
reportable sub-accounts.
Reporting requirements also arise from Sec. 20.5(a), which
requires 102S reporting entities to submit Form 102S for swap
counterparty or customer consolidated accounts with reportable
positions. In addition, Sec. 20.5(b) requires every person subject to
books or records under current Sec. 20.6 to complete a 40S filing
after a special call upon such person by the Commission.
In addition to the reporting requirements summarized above, Sec.
18.05 imposes recordkeeping requirements upon: (1) Traders who own,
hold, or control a reportable futures or options on futures position;
(2) volume threshold account
[[Page 33070]]
controllers; (3) persons who own volume threshold accounts; (4)
reportable sub-account controllers; and (5) persons who own reportable
sub-accounts.
A 60-day notice of intent to renew collection 3038-0103 (the ``60-
Day Notice'') was published in the Federal Register at 82 FR 12944
(March 8, 2017). In response to the 60-day Notice, the Commission
received four comment letters from four entities, namely (a) the
National Rural Electric Cooperative Association; (b) the Commercial
Energy Working Group; (c) the International Energy Credit Association;
and (d) Capital Confirmation, Inc. (non-substantive comment). The
comment letters are available through the Commission's Web site at:
https://comments.cftc.gov/PublicComments/CommentList.aspx?id=1781.
Burden Statement: The Commission is updating its burden estimates
in response to comment letters received. The Commission estimates the
burden of this collection of information as follows:
----------------------------------------------------------------------------------------------------------------
Number of Annualized Total annual
reporting burden per industry Estimated wage Annual
Type of respondent parties per reporting burden rate industry costs
year party (hours) (hours)
----------------------------------------------------------------------------------------------------------------
Form 102A
----------------------------------------------------------------------------------------------------------------
FCMs, clearing members, and 260 106 27,560 $75.13 $2,070,583
foreign brokers................
Form 102B
----------------------------------------------------------------------------------------------------------------
Clearing members................ 175 106 18,550 $75.13 $1,393,662
----------------------------------------------------------------------------------------------------------------
Form 71
----------------------------------------------------------------------------------------------------------------
Originators of omnibus volume 762 8 6,096 $75.13 $457,992
threshold accounts or omnibus
reportable sub-accounts........
----------------------------------------------------------------------------------------------------------------
Form 40 (arising from Form 102A)
----------------------------------------------------------------------------------------------------------------
Special account owners and 5,250 5 26,250 $75.13 $1,972,163
controllers....................
----------------------------------------------------------------------------------------------------------------
Form 40 (arising from Form 102B and Form 71)
----------------------------------------------------------------------------------------------------------------
Volume threshold account 18,920 5 94,600 $75.13 $7,107,298
controllers and owners,
reportable sub-account
controllers and owners.........
----------------------------------------------------------------------------------------------------------------
Form 102S
----------------------------------------------------------------------------------------------------------------
Clearing members and swap 39 106 4,134 $75.13 $310,587
dealers........................
----------------------------------------------------------------------------------------------------------------
Form 40S
----------------------------------------------------------------------------------------------------------------
Persons subject to books and 2,508 5 12,540 $75.13 $942,130
records requirements under Sec.
20.6.........................
----------------------------------------------------------------------------------------------------------------
Sec. 18.05 Recordkeeping Burden
----------------------------------------------------------------------------------------------------------------
Volume threshold account 53 5 265 $75.13 $19,909
controllers and owners,
reportable sub-account
controllers and owners, and
traders who own, hold, or
control reportable futures or
option positions...............
----------------------------------------------------------------------------------------------------------------
Authority: 44 U.S.C. 3501 et seq.
Dated: July 12, 2017.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2017-15091 Filed 7-18-17; 8:45 am]
BILLING CODE 6351-01-P
