Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the San Francisco Ferry Terminal Expansion Project, South Basin Improvements Project, 29521-29535 [2017-13626]
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Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Notices
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Dated: June 23, 2017.
Jeffrey N. Lonergan,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
[FR Doc. 2017–13621 Filed 6–28–17; 8:45 am]
for review.
BILLING CODE 3510–22–P
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
DEPARTMENT OF COMMERCE
impact on the species or stock(s), will
National Oceanic and Atmospheric
not have an unmitigable adverse impact
Administration
on the availability of the species or
stock(s) for subsistence uses (where
RIN 0648–XF318
relevant), and if the permissible
Takes of Marine Mammals Incidental to methods of taking and requirements
pertaining to the mitigation, monitoring
Specified Activities; Taking Marine
and reporting of such takings are set
Mammals Incidental to the San
forth.
Francisco Ferry Terminal Expansion
NMFS has defined ‘‘negligible
Project, South Basin Improvements
impact’’ in 50 CFR 216.103 as an impact
Project
resulting from the specified activity that
AGENCY: National Marine Fisheries
cannot be reasonably expected to, and is
Service (NMFS), National Oceanic and
not reasonably likely to, adversely affect
Atmospheric Administration (NOAA),
the species or stock through effects on
Commerce.
annual rates of recruitment or survival.
The MMPA states that the term ‘‘take’’
ACTION: Notice; Issuance of an Incidental
means to harass, hunt, capture, kill or
Harassment Authorization.
attempt to harass, hunt, capture, or kill
SUMMARY: NMFS received a request from any marine mammal.
the San Francisco Bay Area Water
Except with respect to certain
Emergency Transportation Authority
activities not pertinent here, the MMPA
(WETA) for authorization to take marine defines ‘‘harassment’’ as: Any act of
mammals incidental to construction
pursuit, torment, or annoyance which (i)
activities as part of a ferry terminal
has the potential to injure a marine
expansion and improvements project.
mammal or marine mammal stock in the
Pursuant to the Marine Mammal
wild (Level A harassment); or (ii) has
Protection Act (MMPA), NMFS is
the potential to disturb a marine
announcing our issuance of an
mammal or marine mammal stock in the
incidental harassment authorization
wild by causing disruption of behavioral
(IHA) to WETA to incidentally take
patterns, including, but not limited to,
marine mammals, by Level B
migration, breathing, nursing, breeding,
harassment only, during the specified
feeding, or sheltering (Level B
activity.
harassment).
DATES: This Authorization is effective
National Environmental Policy Act
from June 1, 2017 through May 31,
To comply with the National
2018.
Environmental Policy Act of 1969
FOR FURTHER INFORMATION CONTACT:
(NEPA; 42 U.S.C. 4321 et seq.) and
Laura McCue, Office of Protected
NOAA Administrative Order (NAO)
Resources, NMFS, (301) 427–8401.
216–6A, NMFS must review our
Electronic copies of the applications
proposed action with respect to
and supporting documents, as well as a
environmental consequences on the
list of the references cited in this
human environment.
document, may be obtained online at:
NMFS published an Environmental
www.nmfs.noaa.gov/pr/permits/
Assessment (EA) in 2016 on WETA’s
incidental/construction.htm. In case of
ferry terminal construction activities.
problems accessing these documents,
NMFS found that there would be no
please call the contact listed above.
significant impacts to the human
SUPPLEMENTARY INFORMATION:
environment and signed a finding of no
significant impact (FONSI) on June 28,
Background
2016. Because the activities and analysis
Sections 101(a)(5)(A) and (D) of the
are the same as WETA’s 2016 activities,
MMPA (16 U.S.C. 1361 et seq.) direct
NMFS used the existing EA and signed
the Secretary of Commerce to allow,
a FONSI in May 2017 for WETA’s 2017
upon request, the incidental, but not
activities.
intentional, taking of small numbers of
Summary of Request
marine mammals by U.S. citizens who
NMFS received a request from WETA
engage in a specified activity (other than
for an IHA to take marine mammals
commercial fishing) within a specified
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29521
incidental to pile driving and removal
in association with the San Francisco
Ferry Terminal Expansion Project,
South Basin Improvements Project
(Project) in San Francisco Bay,
California. In-water work associated
with the project is expected to be
completed within 23 months. This IHA
is for the first phase of construction
activities (June 1, 2017–May 31, 2018).
The use of both vibratory and impact
pile driving and removal is expected to
produce underwater sound at levels that
have the potential to result in behavioral
harassment of marine mammals. Seven
species of marine mammals have the
potential to be affected by the specified
activities: Harbor seal (Phoca vitulina),
California sea lion (Zalophus
californianus), Northern elephant seal
(Mirounga angustirostris), Northern fur
seal (Callorhinus ursinus), harbor
porpoise (Phocoena phocoena), gray
whale (Eschrichtius robustus), and
bottlenose dolphin (Tursiops truncatus).
These species may occur year round in
the action area.
WETA received authorization for take
of marine mammals incidental to these
same activities in 2016 (81 FR 43993;
July 6, 2016); however construction
activities did not occur. Therefore, the
specified activities described in the
previous IHA are identical to the
activities described here. In addition,
similar construction and pile driving
activities in San Francisco Bay have
been authorized by NMFS in the past.
These projects include construction
activities at the Exploratorium (75 FR
66065; October 27, 2010), Pier 36 (77 FR
20361; April 4, 2012), and the San
Francisco-Oakland Bay Bridge (71 FR
26750; May 8, 2006, 72 FR 25748;
August 9, 2007, 74 FR 41684; August 18,
2009, 76 FR 7156; February 9, 2011, 78
FR 2371; January 11, 2013, 79 FR 2421;
January 14, 2014, and 80 FR 43710; July
23, 2015).
Description of the Specified Activity
Overview
The WETA is expanding berthing
capacity at the Downtown San
Francisco Ferry Terminal (Ferry
Terminal), located at the San Francisco
Ferry Building (Ferry Building), to
support existing and future planned
water transit services operated on San
Francisco Bay by WETA and WETA’s
emergency operations. A detailed
description of the planned construction
project is provided in the Federal
Register notice for the proposed IHA (82
FR 17799; April 13, 2017). Since that
time, no changes have been made to the
planned activities. Therefore, a detailed
description is not provided here. Please
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refer to that Federal Register notice for
the description of the specific activity.
Comments and Responses
A notice of NMFS’s proposal to issue
an IHA to WETA was published in the
Federal Register on April 13, 2017 (82
FR 17799). That notice described, in
detail, WETA’s activity, the marine
mammal species that may be affected by
the activity, and the anticipated effects
on marine mammals. During the 30-day
public comment period, NMFS received
comments from the Marine Mammal
Commission (Commission) and one
private citizen.
Comment 1: The Commission
recommends that NMFS consult with
both internal and external scientists and
acousticians to determine the
appropriate accumulation time that
action proponents should use to
determine the extent of the Level A
harassment zones based on the
associated Permanent Threshold Shift
(PTS) cumulative sound exposure level
(SELcum) thresholds for stationary
sound sources.
Response: NMFS will take the
Commission’s recommendation into
consideration and will consult with
internal scientists on this issue in the
future; however it does not change our
isopleths or the number of takes for this
specific action. We also welcome the
Commission and its Committee of
Scientific Advisors on Marine Mammals
to provide guidance on this issue.
Comment 2: One private citizen
requested clarification on Level B
harassment.
Response: NMFS defines Level B
harassment in the Background and
Estimated Take by Incidental
Harassment sections. Level B
harassment is defined, under the
MMPA, as any act of pursuit, torment,
or annoyance which has the potential to
disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
including, but not limited to, migration,
breathing, nursing, breeding, feeding, or
sheltering.
Description of Marine Mammals in the
Area of the Specified Activity
We have reviewed WETA’s species
information—which summarizes
available information regarding status
and trends, distribution and habitat
preferences, behavior and life history,
and auditory capabilities of the
potentially affected species—for
accuracy and completeness and refer the
reader to Sections 4 and 5 of the
applications, as well as to NMFS’s Stock
Assessment Reports (SAR;
www.nmfs.noaa.gov/pr/sars/), instead of
reprinting all of the information here.
Additional general information about
these species (e.g., physical and
behavioral descriptions) may be found
on NMFS’s Web site
www.nmfs.noaa.gov/pr/species/
mammals/. Table 1 lists all species with
expected potential for occurrence in San
Francisco Bay and summarizes
information related to the population or
stock, including potential biological
removal (PBR), where known. For
taxonomy, we follow Committee on
Taxonomy (2016). A detailed
description of the of the species likely
to be affected by WETA’s project,
including brief introductions to the
species and relevant stocks as well as
available information regarding
population trends and threats, and
information regarding local occurrence,
were provided in the Federal Register
notice for the proposed IHA (82 FR
17799; April 13, 2017); since that time,
we are not aware of any changes in the
status of these species and stocks;
therefore, detailed descriptions are not
provided here. Please refer to that
Federal Register notice for these
descriptions. Please also refer to NMFS’
Web site www.nmfs.noaa.gov/pr/
species/mammals/ for generalized
species accounts.
TABLE 1—MARINE MAMMALS POTENTIALLY PRESENT IN THE VICINITY OF SAN FRANCISCO FERRY TERMINAL
Species
ESA/MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
PBR 3
Relative occurrence in San
Francisco Bay;
season of occurrence
Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Phocoenidae (porpoises)
Harbor porpoise (Phocoena
phocoena).
San Francisco-Russian
River.
-; N
9,886 (0.51; 6,625; 2011) ..
66
Common
Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae (dolphins)
Bottlenose dolphin 4
(Tursiops truncatus).
California coastal ...............
-; N
453 (0.06; 346; 2011) ........
2.4
Rare
Order Cetartiodactyla—Cetacea—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Eschrichtiidae
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Gray whale (Eschrichtius
robustus).
Eastern N. Pacific ..............
-; N
20,990 (0.05; 20,125;
2011).
624
Rare
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenopteridae
Humpback whale
(Megaptera
novaeangliae).
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Washington stock ..............
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29523
TABLE 1—MARINE MAMMALS POTENTIALLY PRESENT IN THE VICINITY OF SAN FRANCISCO FERRY TERMINAL—Continued
Species
ESA/MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
PBR 3
Relative occurrence in San
Francisco Bay;
season of occurrence
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals and sea lions)
California sea lion
(Zalophus californianus).
Guadalupe fur seal 5 ...........
Arctocephalus philippii
townsendi).
Northern fur seal
(Callorhinus ursinus).
U.S. ....................................
-; N
Mexico to California ...........
T; S
296,750 (n/a; 153,337;
2011).
20,000 (n/a; 15,830; 2010)
California stock ..................
-; N
14,050 (n/a; 7,524; 2013) ..
9,200
Common
91
Unlikely
451
Unlikely
Family Phocidae (earless seals)
Harbor seal (Phoca vitulina)
California ............................
-; N
30,968 (n/a; 27,348; 2012)
1,641
Northern elephant seal
(Mirounga angustirostris).
California breeding stock ...
-; N
179,000 (n/a; 81,368;
2010).
4,882
Common; Year-round resident
Rare
1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR (see footnote 3) or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
2 CV is coefficient of variation; N
min is the minimum estimate of stock abundance. In some cases, CV is not applicable. For certain stocks,
abundance estimates are actual counts of animals and there is no associated CV. The most recent abundance survey that is reflected in the
abundance estimate is presented; there may be more recent surveys that have not yet been incorporated into the estimate.
3 Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be removed from a marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP).
4 Abundance estimates for these stocks are greater than eight years old and are, therefore, not considered current. PBR is considered undetermined for these stocks, as there is no current minimum abundance estimate for use in calculation. We nevertheless present the most recent
abundance estimates and PBR values, as these represent the best available information for use in this document.
5 The humpback whales considered under the MMPA to be part of this stock could be from any of three different DPSs. In CA, it would be expected to primarily be whales from the Mexico DPS but could also be whales from the Central America DPS.
Potential Effects of the Specified
Activity on Marine Mammals and Their
Habitat
The effects of underwater noise from
WETA’s pile-driving and removal
activities for the San Francisco Ferry
Terminal, South Basin Improvements
project have the potential to result in
behavioral harassment of marine
mammals in the vicinity of the action
area. The Federal Register notice for the
proposed IHA (82 FR 17799; April 13,
2017) included a discussion of the
effects of anthropogenic noise on marine
mammals, therefore that information is
not repeated here; please refer to that
Federal Register notice for that
information.
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Estimated Take by Incidental
Harassment
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which
informed both NMFS’ consideration of
whether the number of takes is ‘‘small’’
and the negligible impact
determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, Section 3(18) of the
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MMPA defines ‘‘harassment’’ as: Any
act of pursuit, torment, or annoyance
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes will be by Level B
harassment only, in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to vibratory and impact
pile driving and removal. Based on the
nature of the activity and the
anticipated effectiveness of the
mitigation measures (i.e., bubble
curtain, soft start, etc.—discussed in
detail below in Mitigation Measures
section), Level A harassment is neither
anticipated nor authorized. The death of
a marine mammal is also a type of
incidental take. However, as described
previously, no mortality is anticipated
or authorized for this activity. Below we
describe how the take is estimated.
Given the many uncertainties in
predicting the quantity and types of
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impacts of sound on marine mammals,
it is common practice to estimate how
many animals are likely to be present
within a particular distance of a given
activity, or exposed to a particular level
of sound. In practice, depending on the
amount of information available to
characterize daily and seasonal
movement and distribution of affected
marine mammals, it can be difficult to
distinguish between the number of
individuals harassed and the instances
of harassment and, when duration of the
activity is considered, it can result in a
take estimate that overestimates the
number of individuals harassed. In
particular, for stationary activities, it is
more likely that some smaller number of
individuals may accrue a number of
incidences of harassment per individual
than for each incidence to accrue to a
new individual, especially if those
individuals display some degree of
residency or site fidelity and the
impetus to use the site (e.g., because of
foraging opportunities) is stronger than
the deterrence presented by the
harassing activity.
The area where the ferry terminal is
located is not considered important
habitat for marine mammals, as it is a
highly industrial area with high levels
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of vessel traffic and background noise.
While there are harbor seal haul outs
within 2 miles of the construction
activity at Yerba Buena Island, and a
California sea lion haul out
approximately 1.5 miles away at Pier 39,
behavioral disturbances that could
result from anthropogenic sound
associated with these activities are
expected to affect only a relatively small
number of individual marine mammals
that may venture near the ferry terminal,
although those effects could be
recurring over the life of the project if
the same individuals remain in the
project vicinity. WETA has requested
authorization for the incidental taking of
small numbers of harbor seals, northern
elephant seals, northern fur seals,
California sea lions, harbor porpoise,
bottlenose dolphin, and gray whales
near the San Francisco Ferry Terminal
that may result from construction
activities associated with the project
described previously in this document.
In order to estimate the potential
instances of take that may occur
incidental to the specified activity, we
must first estimate the extent of the
sound field that may be produced by the
activity and then consider in
combination with information about
marine mammal density or abundance
in the project area. We first provide
information on applicable sound
thresholds for determining effects to
marine mammals before describing the
information used in estimating the
sound fields, the available marine
mammal density or abundance
information, and the method of
estimating instances of take.
Sound Thresholds
We use generic sound exposure
thresholds to determine when an
activity that produces sound might
result in impacts to a marine mammal
such that a take by Level B harassment
might occur. These thresholds (Table 2)
are used to estimate when harassment
may occur (i.e., when an animal is
exposed to levels equal to or exceeding
the relevant criterion) in specific
contexts; however, useful contextual
information that may inform our
assessment of effects is typically lacking
and we consider these thresholds as
step functions.
TABLE 2—CURRENT ACOUSTIC EXPOSURE CRITERIA
Criterion
Definition
Level B harassment (underwater) ...
Level B harassment (airborne) .......
Behavioral disruption .....................
Behavioral disruption .....................
On August 4, 2016, NMFS released its
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Guidance)
(NMFS 2016, 81 FR 51694). This new
Guidance established new thresholds
for predicting auditory injury, which
equates to Level A harassment under the
MMPA. WETA used this new Guidance
to determine sound exposure thresholds
Threshold
160 dB (impulsive source)/120 dB (continuous source) (rms).
90 dB (harbor seals)/100 dB (other pinnipeds) (unweighted).
to determine when an activity that
produces sound might result in impacts
to a marine mammal such that a take by
injury, in the form of permanent
threshold shift (PTS), might occur.
These acoustic thresholds are presented
using dual metrics of cumulative sound
exposure level (SELcum) and peak sound
level (PK) (Table 3). The lower and/or
upper frequencies for some of these
functional hearing groups have been
modified from those designated by
Southall et al. (2007), and the revised
generalized hearing ranges are presented
in the new Guidance. The functional
hearing groups and the associated
frequencies are indicated in Table 3
below.
TABLE 3—SUMMARY OF PTS ONSET ACOUSTIC THRESHOLDS 1
PTS Onset acoustic thresholds *
(received level)
Hearing group
Impulsive
Low-frequency cetaceans .......................................................................
Mid-frequency cetaceans ........................................................................
High-frequency cetaceans .......................................................................
Phocid Pinnipeds (underwaters) .............................................................
Otariid Pinnipeds (underwater) ...............................................................
1 NMFS
219
dB;
Cell 2: LE,LF,24h: 199 dB.
230
dB;
Cell 4; LE,MF,24h: 198 dB.
202
dB;
Cell 6: LE,HF,24h: 173 dB.
218
dB;
Cell 8: LE,PW,24h: 201 dB.
232
dB;
Cell 10: LE,OW,24h: 219 dB.
2016.
Distance to Sound Thresholds
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Cell
1:
Lpk,flat:
LE,LF,24h: 183 dB.
Cell
3:
Lpk,flat:
LE,MF,24h: 185 dB.
Cell
5:
Lpk,flat:
LE,HF,24h: 155 dB.
Cell
7:
Lpk,flat:
LE,PW,24h: 185 dB.
Cell
9:
Lpk,flat:
LE,OW,24h: 203 dB.
Non-impulsive
Underwater Sound Propagation
Formula—Pile driving and removal
generates underwater noise that can
potentially result in disturbance to
marine mammals in the project area.
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
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frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * log10(R1/R2), where
R1 = the distance of the modeled sound
pressure level (SPL) from the driven pile,
and
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R2 = the distance from the driven pile of the
initial measurement.
This formula neglects loss due to
scattering and absorption, which is
assumed to be zero here. The degree to
which underwater sound propagates
away from a sound source is dependent
on a variety of factors, most notably the
water bathymetry and presence or
absence of reflective or absorptive
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conditions including in-water structures
and sediments. Spherical spreading
occurs in a perfectly unobstructed (freefield) environment not limited by depth
or water surface, resulting in a 6 dB
reduction in sound level for each
doubling of distance from the source
(20*log[range]). Cylindrical spreading
occurs in an environment in which
sound propagation is bounded by the
water surface and sea bottom, resulting
in a reduction of 3 dB in sound level for
each doubling of distance from the
source (10*log[range]). A practical
spreading value of 15 is often used
under conditions, such as at the San
Francisco Ferry Terminal, where water
increases with depth as the receiver
moves away from the shoreline,
resulting in an expected propagation
environment that would lie between
spherical and cylindrical spreading loss
conditions. Practical spreading loss (4.5
dB reduction in sound level for each
doubling of distance) is assumed here.
Underwater Sound—The intensity of
pile driving and removal sounds is
greatly influenced by factors such as the
type of piles, hammers, and the physical
environment in which the activity takes
place. A number of studies, primarily on
the west coast, have measured sound
produced during underwater pile
driving projects. These data are largely
for impact driving of steel pipe piles
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and concrete piles as well as vibratory
driving of steel pipe piles.
In order to determine reasonable SPLs
and their associated effects on marine
mammals that are likely to result from
vibratory or impact pile driving or
removal at the ferry terminal, we
considered existing measurements from
similar physical environments (e.g.
estuarine areas of soft substrate where
water depths are less than 16 feet).
Level A Thresholds (Table 4)
The values used to calculate distances
at which sound would be expected to
exceed the Level A thresholds for
impact driving of 24-inch (in) and 36-in
piles include peak values of 210 dB for
36-in piles and 207 dB for 24-in piles
(Caltrans 2015a). Anticipated SELs for
unattenuated impact pile-driving would
be 183 dB for 36-in pile driving and 178
dB for 24-in piles (Caltrans 2015a).
Bubble curtains will be used during the
installation of these piles, which is
expected to reduce noise levels by about
10 dB rms (Caltrans 2015a). Vibratory
driving source levels include 165 dB
RMS for 24-in piles and 175 dB RMS for
36-in piles (Caltrans 2015a). In the user
spreadsheet from NMFS’ Guidance,
1800 strikes per pile with 2 piles per
day was used for impact driving of 36in piles, and 1800 strikes per pile with
3 piles per day was used for impact
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29525
driving of 24-in piles. Total duration for
vibratory driving of 24-in or 36-in piles
is one hour. Both pile sizes are
analyzed, but only 36-in piles are used
to conservatively calculate take.
The values used to calculate distances
at which sound would be expected to
exceed the Level A thresholds for
impact driving of 14-in wood piles
include a peak value of 180 dB and SEL
value of 148 dB (Caltrans 2015a).
Vibratory driving source level is
assumed to be 150 dB RMS (Caltrans
2015a). In the user spreadsheet from
NMFS’ Guidance, 200 strikes per pile
and 6 piles per day were used. Total
duration for vibratory driving of 14-in
wood piles is one hour.
The most applicable noise values for
12- to 18- in wooden pile removal from
which to base estimates for the terminal
expansion project are derived from
measurements taken at the Port
Townsend dolphin pile removal in the
State of Washington. During vibratory
pile extraction associated with this
project, measured peak noise levels
were approximately 164 decibel (dB) at
16 m, and the root mean square (rms)
was approximately 150 dB (WSDOT
2011). In the user spreadsheet from
NMFS’ Guidance, activity duration is
estimated at 1.33 hours, pulse duration
of 1 second, and 1/repetition rate of 1
second.
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Wood Piles—Vibratory Extraction ..................
Concrete Piles—Vibratory Extraction .............
Steel Piles—Vibratory Driver 3* ......................
Steel Piles—Impact Driver (BCA) 2 3 ..............
Steel Piles—Vibratory Extraction ...................
Steel Piles—Vibratory Driver .........................
Steel Piles—Impact Driver (BCA) 2 ................
Wood Piles—Vibratory Driver ........................
Wood Piles—Impact Driver ............................
........................
........................
........................
2 207
........................
........................
2 210
........................
180
Peak 1
........................
........................
........................
2 178
........................
........................
2 183
........................
148
SEL
* 175
........................
175
175
........................
1 150
........................
1 150
1 150
RMS
Source levels at 10 meters (dB) 1
1.5
1.5
35.6
164.5
35.6
35.6
270.4
1.5
2.8
Phocids
0.1
0.1
2.5
12.0
2.5
2.5
19.7
0.1
0.2
Otariids
2.4
2.4
58.6
307.4
58.6
58.6
505.4
2.4
5.2
LF *
Cetaceans
0.2
0.2
5.2
10.9
5.2
5.2
18.0
0.2
0.2
MF *
Cetaceans
Distance to level A threshold in meters
3.6
3.6
86.6
366.1
86.6
86.6
602.0
3.6
6.2
HF *
Cetaceans
* Low frequency (LF) cetaceans, Mid frequency (MF) cetaceans, High frequency (HF) cetaceans.
1 All distances to the peak Level A thresholds are less than 33 feet (10 meters) except 18-in wood and concrete piles, which were measured at 16 feet.
2 Bubble curtain attenuation (BCA). A bubble curtain will be used for impact driving and is assumed to reduce the source level by 10dB. Therefore, source levels were reduced by this
amount for take calculations.
3 Either 24-in or 36-in piles will be used for the Embarcadero Plaza and East Bayside Promenade, but not both. Source levels used for 36-in piles using a vibratory hammer are also conservatively used for 24 in piles using a vibratory hammer.
18-In
18-In
24-In
24-In
36-In
36-In
36-In
14-In
14-In
Project element requiring pile installation
TABLE 4—EXPECTED PILE-DRIVING NOISE LEVELS AND DISTANCES OF LEVEL A THRESHOLD EXCEEDANCE WITH IMPACT AND VIBRATORY DRIVER
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Level B Thresholds (Table 5)
Impact Pile Driving
Measured source levels for 24- and
36-in steel piles using an impact
hammer were found in a summary table
for near-source unattenuated SPLs from
Caltrans (2015). The average SPL for 24in steel pipe piles was 178 dB SEL and
peak at 207 dB (Caltrans 2015). The
average SPL for 36-in steel pipe piles
was 183 dB and peak at 210 dB
(Caltrans 2015). Projects conducted
under similar circumstances with
similar piles were reviewed to
approximate the noise effects of the 14in wood piles. The best match for
estimated noise levels is from the
impact driving of timber piles at the
Port of Benicia. Noise levels produced
during this installation were an average
of 148 dB SEL and 180 dB peak at 33
feet (10 meters) from the pile (Caltrans
2015).
Vibratory Pile-Driving
Measured source levels for 36-in steel
piles using an impact hammer were
found in a summary table for nearsource unattenuated SPLs from Caltrans
(2015). Because there are no
representative 24-in steel pipe piles
installed with a vibratory hammer, the
36-in steel pipe piles were used as a
proxy. The average SPL for 36-in steel
pipe piles (and 24-in steel pipe piles)
was 175 dB rms (Caltrans 2015). This
value was also used for 36-in steel pipe
pile vibratory extraction.
Approximately 350 wood and
concrete piles, 12- to 18-in in diameter,
will be removed using a vibratory piledriver. With the vibratory hammer
activated, an upward force would be
applied to the pile to remove it from the
sediment. On average, 12 of these piles
will be extracted per work day.
Extraction time needed for each pile
may vary greatly, but could require
approximately 400 seconds
(approximately 7 minutes) from an APE
400B King Kong or similar driver. The
most applicable noise values for
wooden pile removal from which to
base estimates for the terminal
expansion project are derived from
measurements taken at the Port
Townsend dolphin pile removal in the
State of Washington. During vibratory
pile extraction associated with this
project, measured peak noise levels
were approximately 164 dB at 16 m, and
the rms was approximately 150 dB
(WSDOT 2011). Applicable sound
values for the removal of concrete piles
could not be located, but they are
expected to be similar to the levels
produced by wooden piles described
above, because they are similarly sized,
nonmetallic, and will be removed using
the same methods. These same values
will be used as a proxy for the vibratory
driving of 14-in wood piles. It is
estimated that an average of four of
these piles will be installed per day
with a vibratory hammer.
Tables 4 and 5 show the expected
underwater sound levels for pile driving
activities and the estimated distances to
the Level A (Table 4) and Level B (Table
5) thresholds.
TABLE 5—EXPECTED PILE-DRIVING NOISE LEVELS AND DISTANCES OF LEVEL B THRESHOLD EXCEEDANCE WITH IMPACT
AND VIBRATORY DRIVER
Source levels
at 10 meters
(dB rms)
Project element requiring pile installation
Distance to
level B threshold, in meters 1
160/120 dB
RMS (level
B) 2
Area of potential level B
threshold exceedance in
square kilometers 1
South Basin Pile Demolition and Removal
18-In Wood Piles—Vibratory Extraction ......................................................................................
18-In Concrete Piles—Vibratory Extraction .................................................................................
36-In Steel Piles—Vibratory Extraction .......................................................................................
* 150
* 150
175
1,600
1,600
46,416
2.98
2.98
115.27
175
4 194
46,416
341
46,416
398
115.27
0.18
115.27
0.23
* 150
165
1,600
22
2.98
0.002
Embarcadero Plaza and East Bayside Promenade 3
36-In
36-In
24-In
24-In
Steel
Steel
Steel
Steel
Piles—Vibratory Driver ..............................................................................................
Piles—Impact Driver (BCA) ......................................................................................
Piles—Vibratory Driver ..............................................................................................
Piles—Impact Driver (BCA) ......................................................................................
4 193
175
Fender Piles
14-In Wood Piles—Vibratory Driver ............................................................................................
14-In Wood Piles—Impact Driver ................................................................................................
sradovich on DSK3GMQ082PROD with NOTICES
* This value was measured at 16m (not 10m).
1 Where noise will not be blocked by land masses or other solid structures.
2 For underwater noise, the Level B harassment (disturbance) threshold is 160 dB for impulsive noise and 120 dB for continuous noise.
3 Either 24-in or 36-in piles will be used for the Embarcadero Plaza and East Bayside Promenade, but not both. To be conservative, 36-in piles
were used in the take estimation.
4 Bubble curtain attenuation (BCA). A bubble curtain will be used for impact driving and is expected to reduce the source level by 10dB.
Marine Mammal Densities
At-sea densities for marine mammal
species have been determined for harbor
seals and California sea lions in San
Francisco Bay based on marine mammal
monitoring by Caltrans for the San
Francisco-Oakland Bay Bridge Project
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from 2000 to 2015 (Caltrans 2016); all
other estimates here are determined by
using observational data taken during
marine mammal monitoring associated
with the Richmond-San Rafael Bridge
retrofit project, the San FranciscoOakland Bay Bridge (SFOBB), which
has been ongoing for the past 15 years,
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and anecdotal observational reports
from local entities.
Description of Take Calculation
All estimates are conservative and
include the following assumptions:
• All pilings installed at each site
would have an underwater noise
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disturbance equal to the piling that
causes the greatest noise disturbance
(i.e., the piling farthest from shore)
installed with the method that has the
largest zone of influence (ZOI). The
largest underwater disturbance (Level B)
ZOI would be produced by vibratory
driving steel piles; therefore take
estimates were calculated using the
vibratory pile-driving ZOIs. The ZOIs
for each threshold are not spherical and
are truncated by land masses on either
side of the channel which would
dissipate sound pressure waves.
• Exposures were based on estimated
total of 106 work days. Each activity
ranges in amount of days needed to be
completed.
• In absence of site specific
underwater acoustic propagation
modeling, the practical spreading loss
model was used to determine the ZOI.
• All marine mammal individuals
potentially available are assumed to be
present within the relevant area, and
thus incidentally taken;
• An individual can only be taken
once during a 24-hour period; and,
• Exposures to sound levels at or
above the relevant thresholds equate to
take, as defined by the MMPA.
The estimation of marine mammal
takes typically uses the following
calculation:
For harbor seals and California sea
lions: Level B exposure estimate = D
(density) * Area of ensonification) *
Number of days of noise generating
activities.
For all other marine mammal species:
Level B exposure estimate = N (number
of animals) in the area * Number of days
of noise generating activities.
To account for the increase in
California sea lion density due to El
˜
Nino, the daily take estimated from the
observed density has been increased by
a factor of 10 for each day that pile
driving or removal occurs.
There are a number of reasons why
estimates of potential instances of take
may be overestimates of the number of
individuals taken, assuming that
available density or abundance
estimates and estimated ZOI areas are
accurate. We assume, in the absence of
information supporting a more refined
conclusion, that the output of the
calculation represents the number of
individuals that may be taken by the
specified activity. In fact, in the context
of stationary activities such as pile
driving and in areas where resident
animals may be present, this number
represents the number of instances of
take that may accrue to a smaller
number of individuals, with some
number of animals being exposed more
than once per individual. While pile
driving and removal can occur any day
throughout the in-water work window,
and the analysis is conducted on a per
day basis, only a fraction of that time
(typically a matter of hours on any given
day) is actually spent pile driving/
removal. The potential effectiveness of
mitigation measures in reducing the
number of takes is typically not
quantified in the take estimation
process. For these reasons, these take
estimates may be conservative,
especially if each take is considered a
separate individual animal, and
especially for pinnipeds.
Table 6 lists the total estimated
instances of expected take.
TABLE 6—CALCULATIONS FOR INCIDENTAL TAKE ESTIMATION
Authorized take by level B harassment
Number
of driving
days
Pile type
Pile-driver type
Northern
elephant
seal 2
Harbor
porpoise 2
Gray
whale 2
Northern
fur seal 2
Wood/concrete pile
removal.
36-in dolphin pile removal.
Embarcadero Plaza
36-in steel piles.
14-in wood pile .......
Vibratory ................
30
74
80
NA .........
NA .........
NA ..........
NA .........
NA.
Vibratory ................
1
96
100
NA .........
NA .........
NA ..........
NA .........
NA.
Vibratory 3 ..............
65
6,219
6,743
NA .........
NA .........
NA ..........
NA .........
NA.
Vibratory 3 ..............
10
25
27
NA .........
NA .........
NA ..........
NA .........
NA.
Project Total
(2016) 4.
................................
106
6,414
6,950
26 ..........
9 ............
2 .............
10 ..........
30.
Harbor
seal
CA sea
lion 1
Bottlenose
dolphin 2
˜
account for potential El Nino conditions, take calculated from at-sea densities for California sea lion has been increased by a factor of 10.
is not calculated by activity type for these species with a low potential to occur, only a yearly total is given.
3 Piles of this type may also be installed with an impact hammer, which would reduce the estimated take.
4 This total assumes the more conservative use of 36-in steel piles used for the Embarcadero Plaza; however, an alternative would be to use
24-in steel piles, which would result in smaller take numbers.
1 To
2 Take
Description of Marine Mammals in the
Area of the Specified Activity
Harbor Seals
Monitoring of marine mammals in the
vicinity of the SFOBB has been ongoing
for 15 years; from those data, Caltrans
has produced at-sea density estimates
for Pacific harbor seal of 0.83 animals
per square kilometer for the fall season
(Caltrans 2016). Using this density, the
potential average daily take for the areas
over which the Level B harassment
thresholds may be exceeded are
estimated in Table 7.
sradovich on DSK3GMQ082PROD with NOTICES
TABLE 7—TAKE CALCULATION FOR HARBOR SEAL
Number of
days of
activity
Area
(km2)
Activity
Pile type
Density
Vibratory driving and extraction.
Vibratory extraction ................
36-in steel pile 1 ....................
0.83 animal/km2 ....................
115.27
65; 1
6,219; 96
18-in Wood and concrete
piles.
0.83 animal/km2 ....................
2.98
30
74
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TABLE 7—TAKE CALCULATION FOR HARBOR SEAL—Continued
Number of
days of
activity
Area
(km2)
Activity
Pile type
Density
Vibratory driving .....................
14-in Wood piles ...................
0.83 animal/km2 ....................
2.98
10
Take estimate
25
1 The
more conservative use of 36-in steel piles for the Embarcadero Plaza was used here; however, an alternative would be to use 24-in steel
piles, which would result in smaller take numbers (2,054 vs 4,668).
A total of 6,414 harbor seal takes are
estimated for 2017 (Table 6). This take
number changed from the proposed rule
based on changes to the source levels
used for equipment type. Level A take
is not expected for harbor seal based on
area of ensonification and density of the
animals in that area. While the Level A
zone is relatively large for this hearing
group (approximately 270 m), there will
be 2 MMOs monitoring the zone in the
most advantageous locations to spot
marine mammals. If a harbor seal (or
any other marine mammal) is seen
approaching the Level A zone, a
shutdown will be in place. We do not
anticipate that Level A harassment will
occur.
California Sea Lion
Monitoring of marine mammals in the
vicinity of the SFOBB has been ongoing
for 15 years; from those data, Caltrans
has produced at-sea density estimates
for California sea lion of 0.09 animal per
square kilometer for the post-breeding
season (Caltrans 2016). Using this
density, the potential average daily take
for the areas over which the Level B
harassment thresholds may be exceeded
is estimated in Table 8.
TABLE 8—TAKE CALCULATION FOR CALIFORNIA SEA LION
Number of
days of
activity
Area
(km2)
Activity
Pile type
Density
Vibratory driving and extraction.
Vibratory extraction ................
36-in steel pile 1 ....................
0. 09 animal/km2 ..................
115.27
65; 1
*6,743 ; *100
18-in Wood and concrete
piles.
14-in Wood piles ...................
0.09 animal/km2 ....................
2.98
30
*80
0.09 animal/km2 ....................
2.98
10
*27
Vibratory driving .....................
Take estimate
˜
* All California sea lion estimates were multiplied by 10 to account for the increased occurrence of this species due to El Nino.
1 The more conservative use of 36-in steel piles for the Embarcadero Plaza was used here; however, an alternative would be to use 24 in steel
piles, which would result in smaller take numbers (2,230 vs 5,060).
All California sea lion estimates were
multiplied by 10 to account for the
increased occurrence of this species due
˜
to El Nino. A total of 6,950 California
sea lion takes is estimated for 2017
(Table 6). This take number changed
from the proposed rule based on
changes to the source levels used for
equipment type. Level A take is not
expected for California sea lion based on
area of ensonification and density of the
animals in that area.
sradovich on DSK3GMQ082PROD with NOTICES
Northern Elephant Seal
Monitoring of marine mammals in the
vicinity of the SFOBB has been ongoing
for 15 years; from those data, Caltrans
has produced an estimated at-sea
density for northern elephant seal of
0.03 animal per square kilometer
(Caltrans, 2016). Most sightings of
northern elephant seal in San Francisco
Bay occur in spring or early summer,
and are less likely to occur during the
periods of in-water work for this project
(June through November). As a result,
densities during pile driving and
removal for the planned action would
be much lower. Therefore, we estimate
that it is possible that a lone northern
elephant seal may enter the Level B
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harassment area once per week during
pile driving or removal, for a total of 26
takes in 2017 (Table 6). Level A take of
Northern elephant seal is not requested,
nor is it authorized because although
one animal may approach the large
Level B zones, it is not expected that it
will continue in the area of
ensonification into the Level A zone.
Further, if the animal does approach the
Level A zone, construction will be shut
down. We do not anticipate that Level
A harassment will occur.
Northern Fur Seal
During the breeding season, the
majority of the worldwide population is
found on the Pribilof Islands in the
southern Bering Sea, with the remaining
animals spread throughout the North
Pacific Ocean. On the coast of
California, small breeding colonies are
present at San Miguel Island off
southern California, and the Farallon
Islands off central California (Carretta et
al., 2014). Northern fur seal are a pelagic
species and are rarely seen near the
shore away from breeding areas.
Juveniles of this species occasionally
strand in San Francisco Bay,
˜
particularly during El Nino events, for
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˜
example, during the 2006 El Nino event,
33 fur seals were admitted to the Marine
Mammal Center (TMMC 2016). Some of
these stranded animals were collected
from shorelines in San Francisco Bay.
˜
Due to the recent El Nino event,
northern fur seals were observed in San
Francisco bay more frequently, as well
as strandings all along the California
coast and inside San Francisco Bay
(TMMC, personal communication); a
trend that may continue this summer
˜
through winter if El Nino conditions
occur. Because sightings are normally
rare; instances recently have been
observed, but are not common, and
based on estimates from local
observations (TMMC, personal
communication), it is estimated that ten
northern fur seals will be taken in 2017
(Table 6). Level A take is not requested
or authorized for this species.
Harbor Porpoise
In the last six decades, harbor
porpoises were observed outside of San
Francisco Bay. The few harbor
porpoises that entered were not sighted
past central Bay close to the Golden
Gate Bridge. In recent years, however,
there have been increasingly common
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sradovich on DSK3GMQ082PROD with NOTICES
observations of harbor porpoises in
central, north, and south San Francisco
Bay. Porpoise activity inside San
Francisco Bay is thought to be related to
foraging and mating behaviors (Keener
2011; Duffy 2015). According to
observations by the Golden Gate
Cetacean Research team as part of their
multi-year assessment, over 100
porpoises may be seen at one time
entering San Francisco Bay; and over
600 individual animals are documented
in a photo-ID database. However,
sightings are concentrated in the
vicinity of the Golden Gate Bridge and
Angel Island, north of the project area,
with lesser numbers sighted south of
Alcatraz and west of Treasure Island
(Keener 2011). Harbor porpoise
generally travel individually or in small
groups of two or three (Sekiguchi 1995).
Monitoring of marine mammals in the
vicinity of the SFOBB has been ongoing
for 15 years. From those data, Caltrans
has produced an estimated at-sea
density for harbor porpoise of 0.021
animal per square kilometer (Caltrans
2016). However, this estimate would be
an overestimate of what would actually
be seen in the project area. In order to
estimate a more realistic take number,
we assume it is possible that a small
group of individuals (three harbor
porpoises) may enter the Level B
harassment area on as many as three
days of pile driving or removal, for a
total of nine harbor porpoise takes per
year (Table 6). It is possible that harbor
porpoise may enter the Level A
harassment zone for high frequency
cetaceans. However, two MMOs will be
monitoring the area and WETA will
implement a shutdown for the entire
zone if a harbor porpoise (or any other
marine mammal) approaches the Level
A zone, therefore, Level A take is not
being requested, nor authorized for this
species.
Gray Whale
Historically, gray whales were not
common in San Francisco Bay. The
Oceanic Society has tracked gray whale
sightings since they began returning to
San Francisco Bay regularly in the late
1990s. The Oceanic Society data show
that all age classes of gray whales are
entering San Francisco Bay, and that
they enter as singles or in groups of up
to five individuals. However, the data
do not distinguish between sightings of
gray whales and number of individual
whales (Winning 2008). Caltrans
Richmond-San Rafael Bridge project
monitors recorded 12 living and two
dead gray whales in the surveys
performed in 2012. All sightings were in
either the central or north Bay; and all
but two sightings occurred during the
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months of April and May. One gray
whale was sighted in June, and one in
October (the specific years were
unreported). It is estimated that two to
six gray whales enter San Francisco Bay
in any given year. Because construction
activities are only occurring during a
maximum of 106 days in 2017, it is
estimated that two gray whales may
potentially enter the area during the
construction period, for a total of 2 gray
whale takes in 2017 (Table 6).
Bottlenose Dolphin
˜
Since the 1982–83 El Nino, which
increased water temperatures off
California, bottlenose dolphins have
been consistently sighted along the
central California coast (Carretta et al.,
2008). The northern limit of their
regular range is currently the Pacific
coast off San Francisco and Marin
County, and they occasionally enter San
Francisco Bay, sometimes foraging for
fish in Fort Point Cove, just east of the
Golden Gate Bridge. In the summer of
2015, a lone bottlenose dolphin was
seen swimming in the Oyster Point area
of South San Francisco (GGCR 2016).
Members of this stock are transient and
make movements up and down the
coast, and into some estuaries,
throughout the year. Bottlenose
dolphins are being observed in San
Francisco bay more frequently in recent
years (TMMC, personal
communication). Groups with an
average group size of five animals enter
the bay and occur near Yerba Buena
Island once per week for a two week
stint and then depart the bay (TMMC,
personal communication). Assuming
groups of five individuals may enter San
Francisco Bay approximately three
times during the construction activities,
and may enter the ensonified area once
per week over the two week stint, we
estimate 30 takes of bottlenose dolphins
for 2017 (Table 6).
Mitigation Measures
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
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conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully balance two
primary factors: (1) The manner in
which, and the degree to which, the
successful implementation of the
measure(s) is expected to reduce
impacts to marine mammals, marine
mammal species or stocks, and their
habitat—which considers the nature of
the potential adverse impact being
mitigated (likelihood, scope, range), as
well as the likelihood that the measure
will be effective if implemented; and the
likelihood of effective implementation,
and; (2) the practicability of the
measures for applicant implementation,
which may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
Measurements from similar pile
driving events were coupled with
practical spreading loss to estimate
zones of influence (ZOI; see Estimated
Take by Incidental Harassment); these
values were used to develop mitigation
measures for pile driving and removal
activities at the ferry terminal. The ZOIs
effectively represent the mitigation zone
that will be established around each pile
to prevent Level A harassment to marine
mammals, while providing estimates of
the areas within which Level B
harassment might occur. In addition to
the specific measures described later in
this section, WETA will conduct
briefings between construction
supervisors and crews, marine mammal
monitoring team, and WETA staff prior
to the start of all pile driving activity,
and when new personnel join the work,
in order to explain responsibilities,
communication procedures, marine
mammal monitoring protocol, and
operational procedures.
Monitoring and Shutdown for
Construction Activities
The following measures will apply to
WETA’s mitigation through shutdown
and disturbance zones:
Shutdown Zone—For all pile driving
activities, WETA will establish a
shutdown zone intended to contain the
area in which SPLs equal or exceed the
auditory injury criteria for cetaceans
and pinnipeds. The purpose of a
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shutdown zone is to define an area
within which shutdown of activity will
occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area), thus
preventing injury of marine mammals
(as described previously under Potential
Effects of the Specified Activity on
Marine Mammals, serious injury or
death are unlikely outcomes even in the
absence of mitigation measures).
Modeled radial distances for shutdown
zones are shown in Table 4. However,
a minimum shutdown zone of 10 m will
be established during all pile driving
activities, regardless of the estimated
zone.
Disturbance Zone—Disturbance zones
are the areas in which SPLs equal or
exceed 160 and 120 dB rms (for impulse
and continuous sound, respectively).
Disturbance zones provide utility for
monitoring conducted for mitigation
purposes (i.e., shutdown zone
monitoring) by establishing monitoring
protocols for areas adjacent to the
shutdown zones. Monitoring of
disturbance zones enables observers to
be aware of and communicate the
presence of marine mammals in the
project area but outside the shutdown
zone and thus prepare for potential
shutdowns of activity. However, the
primary purpose of disturbance zone
monitoring is for documenting instances
of Level B harassment; disturbance zone
monitoring is discussed in greater detail
later (see Monitoring and Reporting).
Nominal radial distances for
disturbance zones are shown in Table 5.
Given the size of the disturbance zone
for vibratory pile driving, it is
impossible to guarantee that all animals
will be observed or to make
comprehensive observations of finescale behavioral reactions to sound, and
only a portion of the zone (e.g., what
may be reasonably observed by visual
observers stationed within the turning
basin) may be observed. In order to
document observed instances of
harassment, monitors record all marine
mammal observations, regardless of
location. The observer’s location, as
well as the location of the pile being
driven, is known from a GPS. The
location of the animal is estimated as a
distance from the observer, which is
then compared to the location from the
pile. It may then be estimated whether
the animal was exposed to sound levels
constituting incidental harassment on
the basis of predicted distances to
relevant thresholds in post-processing of
observational and acoustic data, and a
precise accounting of observed
incidences of harassment created. This
information may then be used to
extrapolate observed takes to reach an
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approximate understanding of actual
total takes.
Monitoring Protocols—Monitoring
will be conducted before, during, and
after pile driving and vibratory removal
activities. In addition, observers shall
record all instances of marine mammal
occurrence, regardless of distance from
activity, and shall document any
behavioral reactions in concert with
distance from piles being driven.
Observations made outside the
shutdown zone will not result in
shutdown; that pile segment would be
completed without cessation, unless the
animal approaches or enters the
shutdown zone, at which point all pile
driving activities will be halted.
Monitoring will take place from 15
minutes prior to initiation through
thirty minutes post-completion of pile
driving and removal activities. Pile
driving activities include the time to
install or remove a single pile or series
of piles, as long as the time elapsed
between uses of the pile driving
equipment is no more than 30 minutes.
Please see the Monitoring Plan
(www.nmfs.noaa.gov/pr/permits/
incidental/construction.htm), developed
by WETA in agreement with NMFS, for
full details of the monitoring protocols.
The following additional measures
apply to visual monitoring:
(1) Monitoring will be conducted by
qualified observers, who will be placed
at the best vantage point(s) practicable
to monitor for marine mammals and
implement shutdown/delay procedures
when applicable by calling for the
shutdown to the hammer operator. A
minimum of two observers will be
required for all pile driving/removal
activities. Marine Mammal Observer
(MMO) requirements for construction
actions are as follows:
(a) Independent observers (i.e., not
construction personnel) are required;
(b) At least one observer must have
prior experience working as an observer;
(c) Other observers (that do not have
prior experience) may substitute
education (undergraduate degree in
biological science or related field) or
training for experience;
(d) Where a team of three or more
observers are required, one observer
should be designated as lead observer or
monitoring coordinator. The lead
observer must have prior experience
working as an observer; and
(e) NMFS will require submission and
approval of observer CVs.
Qualified MMOs are trained
biologists, and need the following
additional minimum qualifications:
(a) Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
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water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
(b) Ability to conduct field
observations and collect data according
to assigned protocols;
(c) Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
(d) Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
(e) Writing skills sufficient to prepare
a report of observations including but
not limited to the number and species
of marine mammals observed; dates and
times when in-water construction
activities were conducted; dates and
times when in-water construction
activities were suspended to avoid
potential incidental injury from
construction sound of marine mammals
observed within a defined shutdown
zone; and marine mammal behavior;
and
(f) Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
(2) Prior to the start of pile driving
activity, the shutdown zone will be
monitored for thirty minutes to ensure
that it is clear of marine mammals. Pile
driving will only commence once
observers have declared the shutdown
zone clear of marine mammals; animals
will be allowed to remain in the
shutdown zone (i.e., must leave of their
own volition) and their behavior will be
monitored and documented. The
shutdown zone may only be declared
clear, and pile driving started, when the
entire shutdown zone is visible (i.e.,
when not obscured by dark, rain, fog,
etc.). In addition, if such conditions
should arise during impact pile driving
that is already underway, the activity
will be halted.
(3) If a marine mammal approaches or
enters the shutdown zone during the
course of pile driving operations, the
activity will be halted and delayed until
either the animal has voluntarily left
and been visually confirmed beyond the
shutdown zone or fifteen minutes have
passed without re-detection of small
cetaceans and pinnipeds, and thirty
minutes for gray whales. Monitoring
will be conducted throughout the time
required to drive a pile.
(4) Using delay and shut-down
procedures, if a species for which
authorization has not been granted
(including but not limited to Guadalupe
fur seals and humpback whales) or if a
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species for which authorization has
been granted but the authorized takes
are met, approaches or is observed
within the Level B harassment zone,
activities will shut down immediately
and not restart until the animals have
been confirmed to have left the area.
Soft Start
The use of a soft start procedure is
believed to provide additional
protection to marine mammals by
warning or providing a chance to leave
the area prior to the hammer operating
at full capacity, and typically involves
a requirement to initiate sound from the
hammer at reduced energy followed by
a waiting period. This procedure is
repeated two additional times. It is
difficult to specify the reduction in
energy for any given hammer because of
variation across drivers and, for impact
hammers, the actual number of strikes at
reduced energy will vary because
operating the hammer at less than full
power results in ‘‘bouncing’’ of the
hammer as it strikes the pile, resulting
in multiple ‘‘strikes.’’ For impact
driving, we require an initial set of three
strikes from the impact hammer at
reduced energy, followed by a thirtysecond waiting period, then two
subsequent three strike sets. Soft start
will be required at the beginning of each
day’s impact pile driving work and at
any time following a cessation of impact
pile driving of thirty minutes or longer.
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Sound Attenuation Devices
Two types of sound attenuation
devices will be used during impact piledriving: Bubble curtains and pile
cushions. WETA will employ the use of
a bubble curtain during impact piledriving, which is assumed to reduce the
source level by 10 dB. Bubble curtains
will not be used during impact driving
of wood piles because the sound levels
produced would be significantly less
than those from steel piles. WETA will
also employ the use of 12-in-thick wood
cushion block on impact hammers to
attenuate underwater sound levels.
We have carefully evaluated WETA’s
planned mitigation measures and
considered their effectiveness in past
implementation to determine whether
they are likely to effect the least
practicable impact on the affected
marine mammal species and stocks and
their habitat.
Any mitigation measure(s) we
prescribe should be able to accomplish,
have a reasonable likelihood of
accomplishing (based on current
science), or contribute to the
accomplishment of one or more of the
general goals listed below:
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(1) Avoidance or minimization of
injury or death of marine mammals
wherever possible (goals 2, 3, and 4 may
contribute to this goal);
(2) A reduction in the number (total
number or number at biologically
important time or location) of
individual marine mammals exposed to
stimuli expected to result in incidental
take (this goal may contribute to 1,
above, or to reducing takes by
behavioral harassment only);
(3) A reduction in the number (total
number or number at biologically
important time or location) of times any
individual marine mammal would be
exposed to stimuli expected to result in
incidental take (this goal may contribute
to 1, above, or to reducing takes by
behavioral harassment only);
(4) A reduction in the intensity of
exposure to stimuli expected to result in
incidental take (this goal may contribute
to 1, above, or to reducing the severity
of behavioral harassment only);
(5) Avoidance or minimization of
adverse effects to marine mammal
habitat, paying particular attention to
the prey base, blockage or limitation of
passage to or from biologically
important areas, permanent destruction
of habitat, or temporary disturbance of
habitat during a biologically important
time; and
(6) For monitoring directly related to
mitigation, an increase in the
probability of detecting marine
mammals, thus allowing for more
effective implementation of the
mitigation.
Based on our evaluation of WETA’s
planned measures, as well as any other
potential measures that may be relevant
to the specified activity, we have
determined that the mitigation measures
provide the means of effecting the least
practicable impact on marine mammal
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the action area. Effective
reporting is critical both to compliance
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as well as to ensure that the most value
is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species in action area (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) population,
species, or stock;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
WETA’s monitoring and reporting
measures are also described in their
Marine Mammal Monitoring Plan,
online at www.nmfs.noaa.gov/pr/
permits/incidental/construction.htm.
Hydroacousting Monitoring
Hydroacoustic monitoring will be
conducted in consultation with the
California Department of Fish and
Wildlife (CDFW) during a minimum of
ten percent of all pile driving activities.
The monitoring will be done in
accordance with the methodology
outlined in this Hydroacoustic
Monitoring Plan (see WETA’s
Hydroacoustic Monitoring Plan online
at www.nmfs.noaa.gov/pr/permits/
incidental/construction.htm for more
information on this plan, including the
methodology, equipment, and reporting
information). The monitoring will be
conducted based on the following:
• Be based on the dual metric criteria
(Popper et al., 2006) and the
accumulated SEL;
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• Establish field locations that will be
used to document the extent of the area
experiencing 187 dB SEL accumulated;
• Establish the distance to the Marine
Mammal Level A and Level B shutdown
and Harassment zones;
• Describe the methods necessary to
continuously measure underwater noise
on a real-time basis, including details on
the number, location, distance and
depth of hydrophones, and associated
monitoring equipment;
• Provide a means of recording the
time and number of pile strikes, the
peak sound energy per strike, and
interval between strikes; and
• Provide all monitoring data to the
CDFW and NMFS.
Visual Marine Mammal Observations
WETA will collect sighting data and
behavioral responses to construction for
marine mammal species observed in the
region of activity during the period of
activity. All marine mammal observers
(MMOs) will be trained in marine
mammal identification and behaviors
and are required to have no other
construction-related tasks while
conducting monitoring. A minimum of
two MMOs will be required for all pile
driving/removal activities. WETA will
monitor the shutdown zone and
disturbance zone before, during, and
after pile driving, with observers located
at the best practicable vantage points.
Based on our requirements, WETA will
implement the following procedures for
pile driving and removal:
• MMOs will be located at the best
vantage point(s) in order to properly see
the entire shutdown zone and as much
of the disturbance zone as possible;
• During all observation periods,
observers will use binoculars and the
naked eye to search continuously for
marine mammals;
• If the shutdown zones are obscured
by fog or poor lighting conditions, pile
driving at that location will not be
initiated until that zone is visible.
Should such conditions arise while
impact driving is underway, the activity
will be halted; and
• The shutdown and disturbance
zones around the pile will be monitored
for the presence of marine mammals
before, during, and after any pile driving
or removal activity.
Individuals implementing the
monitoring protocol will assess its
effectiveness using an adaptive
approach. The monitoring biologists
will use their best professional
judgment throughout implementation
and seek improvements to these
methods when deemed appropriate.
Any modifications to protocol will be
coordinated between NMFS and WETA.
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In additions, the MMO(s) will survey
the potential Level A and nearby Level
B harassment zones (areas within
approximately 2,000 feet of the piledriving area observable from the shore)
on 2 separate days—no earlier than 7
days before the first day of
construction—to establish baseline
observations. Monitoring will be timed
to occur during various tides (preferably
low and high tides) during daylight
hours from locations that are publicly
accessible (e.g., Pier 14 or the Ferry
Plaza). The information collected from
baseline monitoring will be used for
comparison with results of monitoring
during pile-driving activities.
Data Collection
We require that observers use
approved data forms. Among other
pieces of information, WETA will
record detailed information about any
implementation of shutdowns,
including the distance of animals to the
pile and description of specific actions
that ensued and resulting behavior of
the animal, if any. In addition, WETA
will attempt to distinguish between the
number of individual animals taken and
the number of incidences of take. We
require that, at a minimum, the
following information be collected on
the sighting forms:
• Date and time that monitored
activity begins or ends;
• Construction activities occurring
during each observation period;
• Weather parameters (e.g., percent
cover, visibility);
• Water conditions (e.g., sea state,
tide state);
• Species, numbers, and, if possible,
sex and age class of marine mammals;
• Description of any observable
marine mammal behavior patterns,
including bearing and direction of
travel, and if possible, the correlation to
SPLs;
• Distance from pile driving or
removal activities to marine mammals
and distance from the marine mammals
to the observation point;
• Description of implementation of
mitigation measures (e.g., shutdown or
delay);
• Locations of all marine mammal
observations; and
• Other human activity in the area.
Hydroacousting Monitoring
Hydroacoustic monitoring will be
conducted in consultation with the
CDFW during a minimum of ten percent
of all pile driving activities (i.e., the first
two piles of the 24-in and 36-in piles).
The monitoring will be done in
accordance with the methodology
outlined in this Hydroacoustic
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Monitoring Plan. The monitoring will be
conducted based on the following:
• Be based on the dual metric criteria
(Popper et al., 2006) and the
accumulated SEL;
• Establish field locations that will be
used to document the extent of the area
experiencing 187 dB SEL accumulated;
• Establish the distance to the Marine
Mammal Level A and Level B shutdown
and Harassment zones;
• Describe the methods necessary to
continuously measure underwater noise
on a real-time basis, including details on
the number, location, distance and
depth of hydrophones, and associated
monitoring equipment;
• Provide a means of recording the
time and number of pile strikes, the
peak sound energy per strike, and
interval between strikes; and
• Provide all monitoring data to the
CDFW and NMFS.
Reporting
A draft report will be submitted to
NMFS within 90 days of the completion
of marine mammal monitoring, or sixty
days prior to the requested date of
issuance of any future IHA for projects
at the same location, whichever comes
first. The report will include marine
mammal observations pre-activity,
during-activity, and post-activity during
pile driving and removal days, and will
also provide descriptions of any
behavioral responses to construction
activities by marine mammals and a
complete description of all mitigation
shutdowns and the results of those
actions and an extrapolated total take
estimate based on the number of marine
mammals observed during the course of
construction. A final report must be
submitted within 30 days following
resolution of comments on the draft
report.
Analyses and Determinations
Negligible Impact Analysis
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
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other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
Pile driving and removal activities
associated with the ferry terminal
construction project, as outlined
previously, have the potential to disturb
or displace marine mammals.
Specifically, the specified activities may
result in take, in the form of Level B
harassment (behavioral disturbance)
only, from underwater sounds generated
from pile driving and removal. Potential
takes could occur if individuals of these
species are present in the ensonified
zone when pile driving and removal
occurs.
No injury, serious injury, or mortality
is anticipated given the nature of the
activities and measures designed to
minimize the possibility of injury to
marine mammals. The potential for
these outcomes is minimized through
the construction method and the
implementation of the planned
mitigation measures. Specifically,
vibratory hammers will be the primary
method of installation (impact driving is
included only as a contingency). Impact
pile driving produces short, sharp
pulses with higher peak levels and
much sharper rise time to reach those
peaks. If impact driving is necessary,
implementation of soft start and
shutdown zones significantly reduces
any possibility of injury. Given
sufficient ‘‘notice’’ through use of soft
start (for impact driving), marine
mammals are expected to move away
from a sound source that is annoying
prior to it becoming potentially
injurious. WETA will also employ the
use of 12-in-thick wood cushion block
on impact hammers, and a bubble
curtain as sound attenuation devices.
Environmental conditions in San
Francisco Ferry Terminal mean that
marine mammal detection ability by
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trained observers is high, enabling a
high rate of success in implementation
of shutdowns to avoid injury.
WETA’s activities are localized and of
relatively short duration (a maximum of
106 days for pile driving and removal in
the first year). The entire project area is
limited to the San Francisco ferry
terminal area and its immediate
surroundings. These localized and
short-term noise exposures may cause
short-term behavioral modifications in
harbor seals, northern fur seals,
northern elephant seals, California sea
lions, harbor porpoises, bottlenose
dolphins, and gray whales. Moreover,
the planned mitigation and monitoring
measures are expected to reduce the
likelihood of injury and behavior
exposures. Additionally, no important
feeding and/or reproductive areas for
marine mammals are known to be
within the ensonified area during the
construction time frame.
The project also is not expected to
have significant adverse effects on
affected marine mammals’ habitat. The
project activities will not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause some fish to leave
the area of disturbance, thus temporarily
impacting marine mammals’ foraging
opportunities in a limited portion of the
foraging range; but, because of the short
duration of the activities and the
relatively small area of the habitat that
may be affected, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
Effects on individuals that are taken
by Level B harassment, on the basis of
reports in the literature as well as
monitoring from other similar activities,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were occurring)
(e.g., Thorson and Reyff 2006; Lerma
2014). Most likely, individuals will
simply move away from the sound
source and be temporarily displaced
from the areas of pile driving, although
even this reaction has been observed
primarily only in association with
impact pile driving. Thus, even repeated
Level B harassment of some small
subset of the overall stock is unlikely to
result in any significant realized
decrease in fitness for the affected
individuals, and thus will not result in
any adverse impact to the stock as a
whole.
In summary and as described above,
the following factors primarily support
our determination that the impacts
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resulting from this activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
• No mortality or serious injury is
anticipated or authorized;
• Injurious takes are not expected due
to the presumed efficacy of the planned
mitigation measures in reducing the
effects of the specified activity to the
level of least practicable impact;
• Level B harassment may consist of,
at worst, temporary modifications in
behavior (e.g., temporary avoidance of
habitat or changes in behavior);
• The lack of important feeding,
pupping, or other areas in the action
area;
• The high level of ambient noise
already in the ferry terminal area; and
• The small percentage of the stock
that may be affected by project activities
(<21 percent for all species).
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
planned monitoring and mitigation
measures, NMFS finds that the total
marine mammal take from WETA’s ferry
terminal construction activities will
have a negligible impact on the affected
marine mammal species or stocks.
Small Numbers Analysis
Table 9 details the number of
instances that animals could be exposed
to received noise levels that could cause
Level B behavioral harassment for the
planned work at the ferry terminal
project site relative to the total stock
abundance. The numbers of animals
authorized to be taken for all species are
considered small relative to the relevant
stocks or populations even if each
estimated instance of take occurred to a
new individual—an extremely unlikely
scenario. The total percent of the
population (if each instance was a
separate individual) for which take is
requested is approximately 21 percent
for harbor seals, approximately 7
percent for bottlenose dolphins, less
than 3 percent for California sea lions,
and less than 1 percent for all other
species (Table 9). For pinnipeds,
especially harbor seals occurring in the
vicinity of the ferry terminal, there will
almost certainly be some overlap in
individuals present day-to-day, and the
number of individuals taken is expected
to be notably lower. We find that small
numbers of marine mammals will be
taken relative to the populations of the
affected species or stocks.
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TABLE 9—ESTIMATED NUMBERS AND PERCENTAGE OF STOCK THAT MAY BE EXPOSED TO LEVEL B HARASSMENT
Authorized
takes
Species
Harbor Seal (Phoca vitulina) California stock .............................................................................
California sea lion (Zalophus californianus) U.S. Stock ..............................................................
Northern elephant seal (Mirounga angustirostris) California breeding stock ..............................
Northern fur seal (Callorhinus ursinus) California stock .............................................................
Harbor Porpoise (Phocoena phocoena) San Francisco-Russian River Stock ...........................
Gray whale (Eschrichtius robustus) Eastern North Pacific stock ................................................
Bottlenose dolphin (Tursiops truncatus) California coastal stock ...............................................
1 All
Percentage of
total stock
(%)
30,968
296,750
179,000
14,050
9,886
20,990
453
20.7
2.34
0.015
0.07
0.09
0.01
6.6
stock abundance estimates presented here are from the 2015 Pacific Stock Assessment Report.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks will not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
No incidental take of ESA-listed
marine mammal species is authorized or
expected to result from these activities.
Therefore, NMFS has determined that
formal consultation under Section 7 of
the ESA is not required for this action.
National Environmental Policy Act
(NEPA)
NMFS published an EA in 2016 on
WETA’s ferry terminal construction
activities. NMFS found that there would
be no significant impacts to the human
environment and signed a finding of no
significant impact (FONSI) on June 28,
2016. Because the activities and analysis
are the same as WETA’s 2016 activities,
NMFS determined that a new or
supplemental EA is not required for
WETA’s 2017 activities.
Authorization
sradovich on DSK3GMQ082PROD with NOTICES
6,414
6,950
26
10
9
2
30
Stock(s)
abundance
estimate 1
NMFS has issued an IHA to WETA for
the potential harassment of small
numbers of seven species of marine
mammals incidental to the San
Francisco Ferry Terminal, South Basin
Improvements Project in San Francisco,
CA, provided the previously mentioned
mitigation, monitoring, and reporting.
Dated: June 26, 2017.
Catherine Marzin,
Acting Deputy Director, Office of Protected
Resources, National Marine Fisheries Service.
[FR Doc. 2017–13626 Filed 6–28–17; 8:45 am]
BILLING CODE 3510–22–P
VerDate Sep<11>2014
18:29 Jun 28, 2017
Jkt 241001
DEPARTMENT OF COMMERCE
United States Patent and Trademark
Office
[Docket No. PTO–T–2017–0027]
Notice of Roundtable Related to
Fraudulent Solicitations
United States Patent and
Trademark Office, Department of
Commerce.
ACTION: Notice of public roundtable
regarding fraudulent solicitations to
trademark owners.
AGENCY:
The United States Patent and
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Trademark Public Advisory Committee
will host a free public roundtable on
fraudulent and misleading solicitations
that are directed to trademark holders,
to further public awareness of the
problem, to provide U.S. Government
officials with more information about its
scope, and to facilitate a discussion
among members of the public about
how to address the problem.
DATES: The public roundtable will be
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p.m. (EDT). Individuals wishing to
speak at the roundtable must complete
the on-line registration no later than
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ADDRESSES: The public roundtable will
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75202.
Roundtable Registration: To register
to attend the roundtable, please go to
the USPTO Web site (https://
SUMMARY:
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Frm 00062
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www.uspto.gov/learning-and-resources/
ip-policy/fraudulent-solicitationstrademark-owners). The agenda will be
available a week before the meeting at
the same URL. Attendees may also
register at the door one half-hour prior
to the beginning of the meeting.
Roundtable Speaker Registration: To
register to speak at the roundtable,
please go to the USPTO Web site
(https://www.uspto.gov/learning-andresources/ip-policy/fraudulentsolicitations-trademark-owners).
All members of the public are
encouraged to submit written feedback
regarding fraudulent solicitations by
electronic mail message via the Internet
addressed to tmpolicy@uspto.gov.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information
regarding registration should be directed
to the attention of Hollis Robinson, by
telephone at 571–272–9300, or by email
at hollis.robinson@uspto.gov. Requests
for additional information regarding the
topics for discussion at the Fraudulent
Solicitations to Trademark Owners
Roundtable should be directed to Leigh
Lowry, by telephone at 571–272–9300,
by email at tmpolicy@uspto.gov, or by
postal mail addressed to: Mail Stop
OPIA, United States Patent and
Trademark Office, P.O. Box 1450,
Alexandria, VA 22313–1450, ATTN:
Leigh Lowry or Hollis Robinson. Please
direct all media inquiries to the Office
of the Chief Communications Officer,
USPTO, at (571) 272–8400.
Numerous
owners of U.S. trademark registrations,
as well as applicants for such
registrations, have been targeted by
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performed in an incorrect manner that
puts the registration at risk of
SUPPLEMENTARY INFORMATION:
E:\FR\FM\29JNN1.SGM
29JNN1
Agencies
[Federal Register Volume 82, Number 124 (Thursday, June 29, 2017)]
[Notices]
[Pages 29521-29535]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-13626]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XF318
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to the San Francisco Ferry Terminal
Expansion Project, South Basin Improvements Project
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; Issuance of an Incidental Harassment Authorization.
-----------------------------------------------------------------------
SUMMARY: NMFS received a request from the San Francisco Bay Area Water
Emergency Transportation Authority (WETA) for authorization to take
marine mammals incidental to construction activities as part of a ferry
terminal expansion and improvements project. Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS is announcing our issuance of an
incidental harassment authorization (IHA) to WETA to incidentally take
marine mammals, by Level B harassment only, during the specified
activity.
DATES: This Authorization is effective from June 1, 2017 through May
31, 2018.
FOR FURTHER INFORMATION CONTACT: Laura McCue, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the applications
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: www.nmfs.noaa.gov/pr/permits/incidental/construction.htm. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
An authorization for incidental takings shall be granted if NMFS
finds that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.
The MMPA states that the term ``take'' means to harass, hunt,
capture, kill or attempt to harass, hunt, capture, or kill any marine
mammal.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as: Any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild (Level A harassment); or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action with respect to environmental
consequences on the human environment.
NMFS published an Environmental Assessment (EA) in 2016 on WETA's
ferry terminal construction activities. NMFS found that there would be
no significant impacts to the human environment and signed a finding of
no significant impact (FONSI) on June 28, 2016. Because the activities
and analysis are the same as WETA's 2016 activities, NMFS used the
existing EA and signed a FONSI in May 2017 for WETA's 2017 activities.
Summary of Request
NMFS received a request from WETA for an IHA to take marine mammals
incidental to pile driving and removal in association with the San
Francisco Ferry Terminal Expansion Project, South Basin Improvements
Project (Project) in San Francisco Bay, California. In-water work
associated with the project is expected to be completed within 23
months. This IHA is for the first phase of construction activities
(June 1, 2017-May 31, 2018).
The use of both vibratory and impact pile driving and removal is
expected to produce underwater sound at levels that have the potential
to result in behavioral harassment of marine mammals. Seven species of
marine mammals have the potential to be affected by the specified
activities: Harbor seal (Phoca vitulina), California sea lion (Zalophus
californianus), Northern elephant seal (Mirounga angustirostris),
Northern fur seal (Callorhinus ursinus), harbor porpoise (Phocoena
phocoena), gray whale (Eschrichtius robustus), and bottlenose dolphin
(Tursiops truncatus). These species may occur year round in the action
area.
WETA received authorization for take of marine mammals incidental
to these same activities in 2016 (81 FR 43993; July 6, 2016); however
construction activities did not occur. Therefore, the specified
activities described in the previous IHA are identical to the
activities described here. In addition, similar construction and pile
driving activities in San Francisco Bay have been authorized by NMFS in
the past. These projects include construction activities at the
Exploratorium (75 FR 66065; October 27, 2010), Pier 36 (77 FR 20361;
April 4, 2012), and the San Francisco-Oakland Bay Bridge (71 FR 26750;
May 8, 2006, 72 FR 25748; August 9, 2007, 74 FR 41684; August 18, 2009,
76 FR 7156; February 9, 2011, 78 FR 2371; January 11, 2013, 79 FR 2421;
January 14, 2014, and 80 FR 43710; July 23, 2015).
Description of the Specified Activity
Overview
The WETA is expanding berthing capacity at the Downtown San
Francisco Ferry Terminal (Ferry Terminal), located at the San Francisco
Ferry Building (Ferry Building), to support existing and future planned
water transit services operated on San Francisco Bay by WETA and WETA's
emergency operations. A detailed description of the planned
construction project is provided in the Federal Register notice for the
proposed IHA (82 FR 17799; April 13, 2017). Since that time, no changes
have been made to the planned activities. Therefore, a detailed
description is not provided here. Please
[[Page 29522]]
refer to that Federal Register notice for the description of the
specific activity.
Comments and Responses
A notice of NMFS's proposal to issue an IHA to WETA was published
in the Federal Register on April 13, 2017 (82 FR 17799). That notice
described, in detail, WETA's activity, the marine mammal species that
may be affected by the activity, and the anticipated effects on marine
mammals. During the 30-day public comment period, NMFS received
comments from the Marine Mammal Commission (Commission) and one private
citizen.
Comment 1: The Commission recommends that NMFS consult with both
internal and external scientists and acousticians to determine the
appropriate accumulation time that action proponents should use to
determine the extent of the Level A harassment zones based on the
associated Permanent Threshold Shift (PTS) cumulative sound exposure
level (SELcum) thresholds for stationary sound sources.
Response: NMFS will take the Commission's recommendation into
consideration and will consult with internal scientists on this issue
in the future; however it does not change our isopleths or the number
of takes for this specific action. We also welcome the Commission and
its Committee of Scientific Advisors on Marine Mammals to provide
guidance on this issue.
Comment 2: One private citizen requested clarification on Level B
harassment.
Response: NMFS defines Level B harassment in the Background and
Estimated Take by Incidental Harassment sections. Level B harassment is
defined, under the MMPA, as any act of pursuit, torment, or annoyance
which has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering.
Description of Marine Mammals in the Area of the Specified Activity
We have reviewed WETA's species information--which summarizes
available information regarding status and trends, distribution and
habitat preferences, behavior and life history, and auditory
capabilities of the potentially affected species--for accuracy and
completeness and refer the reader to Sections 4 and 5 of the
applications, as well as to NMFS's Stock Assessment Reports (SAR;
www.nmfs.noaa.gov/pr/sars/), instead of reprinting all of the
information here. Additional general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's Web
site www.nmfs.noaa.gov/pr/species/mammals/. Table 1 lists all species
with expected potential for occurrence in San Francisco Bay and
summarizes information related to the population or stock, including
potential biological removal (PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2016). A detailed description of the of
the species likely to be affected by WETA's project, including brief
introductions to the species and relevant stocks as well as available
information regarding population trends and threats, and information
regarding local occurrence, were provided in the Federal Register
notice for the proposed IHA (82 FR 17799; April 13, 2017); since that
time, we are not aware of any changes in the status of these species
and stocks; therefore, detailed descriptions are not provided here.
Please refer to that Federal Register notice for these descriptions.
Please also refer to NMFS' Web site www.nmfs.noaa.gov/pr/species/mammals/ for generalized species accounts.
Table 1--Marine Mammals Potentially Present in the Vicinity of San Francisco Ferry Terminal
----------------------------------------------------------------------------------------------------------------
Stock abundance Relative
ESA/MMPA (CV, Nmin, most occurrence in
Species Stock status; recent abundance PBR \3\ San Francisco
strategic (Y/N) survey) \2\ Bay; season of
\1\ occurrence
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
----------------------------------------------------------------------------------------------------------------
Family Phocoenidae (porpoises)
----------------------------------------------------------------------------------------------------------------
Harbor porpoise (Phocoena San Francisco- -; N 9,886 (0.51; 66 Common
phocoena). Russian River. 6,625; 2011).
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
----------------------------------------------------------------------------------------------------------------
Family Delphinidae (dolphins)
----------------------------------------------------------------------------------------------------------------
Bottlenose dolphin \4\ California -; N 453 (0.06; 346; 2.4 Rare
(Tursiops truncatus). coastal. 2011).
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
----------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae
----------------------------------------------------------------------------------------------------------------
Gray whale (Eschrichtius Eastern N. -; N 20,990 (0.05; 624 Rare
robustus). Pacific. 20,125; 2011).
----------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
----------------------------------------------------------------------------------------------------------------
Family Balaenopteridae
----------------------------------------------------------------------------------------------------------------
Humpback whale (Megaptera California/ T \5\; S 1,918 (0.05; 11 Unlikely
novaeangliae). Oregon/. 1,876; 2014).
Washington stock
----------------------------------------------------------------------------------------------------------------
[[Page 29523]]
Order Carnivora--Superfamily Pinnipedia
----------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and sea lions)
----------------------------------------------------------------------------------------------------------------
California sea lion (Zalophus U.S............. -; N 296,750 (n/a; 9,200 Common
californianus). 153,337; 2011).
Guadalupe fur seal \5\........ Mexico to T; S 20,000 (n/a; 91 Unlikely
Arctocephalus philippii California. 15,830; 2010).
townsendi).
Northern fur seal (Callorhinus California stock -; N 14,050 (n/a; 451 Unlikely
ursinus). 7,524; 2013).
----------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals)
----------------------------------------------------------------------------------------------------------------
Harbor seal (Phoca vitulina).. California...... -; N 30,968 (n/a; 1,641 Common; Year-
27,348; 2012). round resident
Northern elephant seal California -; N 179,000 (n/a; 4,882 Rare
(Mirounga angustirostris). breeding stock. 81,368; 2010).
----------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species
is not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one
for which the level of direct human-caused mortality exceeds PBR (see footnote 3) or which is determined to be
declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not
applicable. For certain stocks, abundance estimates are actual counts of animals and there is no associated
CV. The most recent abundance survey that is reflected in the abundance estimate is presented; there may be
more recent surveys that have not yet been incorporated into the estimate.
\3\ Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural
mortalities, that may be removed from a marine mammal stock while allowing that stock to reach or maintain its
optimum sustainable population size (OSP).
\4\ Abundance estimates for these stocks are greater than eight years old and are, therefore, not considered
current. PBR is considered undetermined for these stocks, as there is no current minimum abundance estimate
for use in calculation. We nevertheless present the most recent abundance estimates and PBR values, as these
represent the best available information for use in this document.
\5\ The humpback whales considered under the MMPA to be part of this stock could be from any of three different
DPSs. In CA, it would be expected to primarily be whales from the Mexico DPS but could also be whales from the
Central America DPS.
Potential Effects of the Specified Activity on Marine Mammals and Their
Habitat
The effects of underwater noise from WETA's pile-driving and
removal activities for the San Francisco Ferry Terminal, South Basin
Improvements project have the potential to result in behavioral
harassment of marine mammals in the vicinity of the action area. The
Federal Register notice for the proposed IHA (82 FR 17799; April 13,
2017) included a discussion of the effects of anthropogenic noise on
marine mammals, therefore that information is not repeated here; please
refer to that Federal Register notice for that information.
Estimated Take by Incidental Harassment
This section provides an estimate of the number of incidental takes
authorized through this IHA, which informed both NMFS' consideration of
whether the number of takes is ``small'' and the negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, Section 3(18) of the MMPA defines ``harassment'' as: Any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes will be by Level B harassment only, in the form of
disruption of behavioral patterns for individual marine mammals
resulting from exposure to vibratory and impact pile driving and
removal. Based on the nature of the activity and the anticipated
effectiveness of the mitigation measures (i.e., bubble curtain, soft
start, etc.--discussed in detail below in Mitigation Measures section),
Level A harassment is neither anticipated nor authorized. The death of
a marine mammal is also a type of incidental take. However, as
described previously, no mortality is anticipated or authorized for
this activity. Below we describe how the take is estimated.
Given the many uncertainties in predicting the quantity and types
of impacts of sound on marine mammals, it is common practice to
estimate how many animals are likely to be present within a particular
distance of a given activity, or exposed to a particular level of
sound. In practice, depending on the amount of information available to
characterize daily and seasonal movement and distribution of affected
marine mammals, it can be difficult to distinguish between the number
of individuals harassed and the instances of harassment and, when
duration of the activity is considered, it can result in a take
estimate that overestimates the number of individuals harassed. In
particular, for stationary activities, it is more likely that some
smaller number of individuals may accrue a number of incidences of
harassment per individual than for each incidence to accrue to a new
individual, especially if those individuals display some degree of
residency or site fidelity and the impetus to use the site (e.g.,
because of foraging opportunities) is stronger than the deterrence
presented by the harassing activity.
The area where the ferry terminal is located is not considered
important habitat for marine mammals, as it is a highly industrial area
with high levels
[[Page 29524]]
of vessel traffic and background noise. While there are harbor seal
haul outs within 2 miles of the construction activity at Yerba Buena
Island, and a California sea lion haul out approximately 1.5 miles away
at Pier 39, behavioral disturbances that could result from
anthropogenic sound associated with these activities are expected to
affect only a relatively small number of individual marine mammals that
may venture near the ferry terminal, although those effects could be
recurring over the life of the project if the same individuals remain
in the project vicinity. WETA has requested authorization for the
incidental taking of small numbers of harbor seals, northern elephant
seals, northern fur seals, California sea lions, harbor porpoise,
bottlenose dolphin, and gray whales near the San Francisco Ferry
Terminal that may result from construction activities associated with
the project described previously in this document.
In order to estimate the potential instances of take that may occur
incidental to the specified activity, we must first estimate the extent
of the sound field that may be produced by the activity and then
consider in combination with information about marine mammal density or
abundance in the project area. We first provide information on
applicable sound thresholds for determining effects to marine mammals
before describing the information used in estimating the sound fields,
the available marine mammal density or abundance information, and the
method of estimating instances of take.
Sound Thresholds
We use generic sound exposure thresholds to determine when an
activity that produces sound might result in impacts to a marine mammal
such that a take by Level B harassment might occur. These thresholds
(Table 2) are used to estimate when harassment may occur (i.e., when an
animal is exposed to levels equal to or exceeding the relevant
criterion) in specific contexts; however, useful contextual information
that may inform our assessment of effects is typically lacking and we
consider these thresholds as step functions.
Table 2--Current Acoustic Exposure Criteria
------------------------------------------------------------------------
Criterion Definition Threshold
------------------------------------------------------------------------
Level B harassment Behavioral 160 dB (impulsive
(underwater). disruption. source)/120 dB
(continuous source)
(rms).
Level B harassment (airborne). Behavioral 90 dB (harbor seals)/
disruption. 100 dB (other
pinnipeds)
(unweighted).
------------------------------------------------------------------------
On August 4, 2016, NMFS released its Technical Guidance for
Assessing the Effects of Anthropogenic Sound on Marine Mammal Hearing
(Guidance) (NMFS 2016, 81 FR 51694). This new Guidance established new
thresholds for predicting auditory injury, which equates to Level A
harassment under the MMPA. WETA used this new Guidance to determine
sound exposure thresholds to determine when an activity that produces
sound might result in impacts to a marine mammal such that a take by
injury, in the form of permanent threshold shift (PTS), might occur.
These acoustic thresholds are presented using dual metrics of
cumulative sound exposure level (SELcum) and peak sound
level (PK) (Table 3). The lower and/or upper frequencies for some of
these functional hearing groups have been modified from those
designated by Southall et al. (2007), and the revised generalized
hearing ranges are presented in the new Guidance. The functional
hearing groups and the associated frequencies are indicated in Table 3
below.
Table 3--Summary of PTS Onset Acoustic Thresholds \1\
------------------------------------------------------------------------
PTS Onset acoustic thresholds *
(received level)
Hearing group ---------------------------------------
Impulsive Non-impulsive
------------------------------------------------------------------------
Low-frequency cetaceans......... Cell 1: Lpk,flat: Cell 2: LE,LF,24h:
219 dB; 199 dB.
LE,LF,24h: 183 dB.
Mid-frequency cetaceans......... Cell 3: Lpk,flat: Cell 4; LE,MF,24h:
230 dB; 198 dB.
LE,MF,24h: 185 dB.
High-frequency cetaceans........ Cell 5: Lpk,flat: Cell 6: LE,HF,24h:
202 dB; 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (underwaters).. Cell 7: Lpk,flat: Cell 8: LE,PW,24h:
218 dB; 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (underwater).. Cell 9: Lpk,flat: Cell 10:
232 dB; LE,OW,24h: 219
LE,OW,24h: 203 dB. dB.
------------------------------------------------------------------------
\1\ NMFS 2016.
Distance to Sound Thresholds
Underwater Sound Propagation Formula--Pile driving and removal
generates underwater noise that can potentially result in disturbance
to marine mammals in the project area. Transmission loss (TL) is the
decrease in acoustic intensity as an acoustic pressure wave propagates
out from a source. TL parameters vary with frequency, temperature, sea
conditions, current, source and receiver depth, water depth, water
chemistry, and bottom composition and topography. The general formula
for underwater TL is:
TL = B * log10(R1/R2), where
R1 = the distance of the modeled sound pressure level
(SPL) from the driven pile, and
R2 = the distance from the driven pile of the initial
measurement.
This formula neglects loss due to scattering and absorption, which
is assumed to be zero here. The degree to which underwater sound
propagates away from a sound source is dependent on a variety of
factors, most notably the water bathymetry and presence or absence of
reflective or absorptive
[[Page 29525]]
conditions including in-water structures and sediments. Spherical
spreading occurs in a perfectly unobstructed (free-field) environment
not limited by depth or water surface, resulting in a 6 dB reduction in
sound level for each doubling of distance from the source
(20*log[range]). Cylindrical spreading occurs in an environment in
which sound propagation is bounded by the water surface and sea bottom,
resulting in a reduction of 3 dB in sound level for each doubling of
distance from the source (10*log[range]). A practical spreading value
of 15 is often used under conditions, such as at the San Francisco
Ferry Terminal, where water increases with depth as the receiver moves
away from the shoreline, resulting in an expected propagation
environment that would lie between spherical and cylindrical spreading
loss conditions. Practical spreading loss (4.5 dB reduction in sound
level for each doubling of distance) is assumed here.
Underwater Sound--The intensity of pile driving and removal sounds
is greatly influenced by factors such as the type of piles, hammers,
and the physical environment in which the activity takes place. A
number of studies, primarily on the west coast, have measured sound
produced during underwater pile driving projects. These data are
largely for impact driving of steel pipe piles and concrete piles as
well as vibratory driving of steel pipe piles.
In order to determine reasonable SPLs and their associated effects
on marine mammals that are likely to result from vibratory or impact
pile driving or removal at the ferry terminal, we considered existing
measurements from similar physical environments (e.g. estuarine areas
of soft substrate where water depths are less than 16 feet).
Level A Thresholds (Table 4)
The values used to calculate distances at which sound would be
expected to exceed the Level A thresholds for impact driving of 24-inch
(in) and 36-in piles include peak values of 210 dB for 36-in piles and
207 dB for 24-in piles (Caltrans 2015a). Anticipated SELs for
unattenuated impact pile-driving would be 183 dB for 36-in pile driving
and 178 dB for 24-in piles (Caltrans 2015a). Bubble curtains will be
used during the installation of these piles, which is expected to
reduce noise levels by about 10 dB rms (Caltrans 2015a). Vibratory
driving source levels include 165 dB RMS for 24-in piles and 175 dB RMS
for 36-in piles (Caltrans 2015a). In the user spreadsheet from NMFS'
Guidance, 1800 strikes per pile with 2 piles per day was used for
impact driving of 36-in piles, and 1800 strikes per pile with 3 piles
per day was used for impact driving of 24-in piles. Total duration for
vibratory driving of 24-in or 36-in piles is one hour. Both pile sizes
are analyzed, but only 36-in piles are used to conservatively calculate
take.
The values used to calculate distances at which sound would be
expected to exceed the Level A thresholds for impact driving of 14-in
wood piles include a peak value of 180 dB and SEL value of 148 dB
(Caltrans 2015a). Vibratory driving source level is assumed to be 150
dB RMS (Caltrans 2015a). In the user spreadsheet from NMFS' Guidance,
200 strikes per pile and 6 piles per day were used. Total duration for
vibratory driving of 14-in wood piles is one hour.
The most applicable noise values for 12- to 18- in wooden pile
removal from which to base estimates for the terminal expansion project
are derived from measurements taken at the Port Townsend dolphin pile
removal in the State of Washington. During vibratory pile extraction
associated with this project, measured peak noise levels were
approximately 164 decibel (dB) at 16 m, and the root mean square (rms)
was approximately 150 dB (WSDOT 2011). In the user spreadsheet from
NMFS' Guidance, activity duration is estimated at 1.33 hours, pulse
duration of 1 second, and 1/repetition rate of 1 second.
[[Page 29526]]
Table 4--Expected Pile-Driving Noise Levels and Distances of Level A Threshold Exceedance With Impact and Vibratory Driver
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Source levels at 10 meters (dB) \1\ Distance to level A threshold in meters
Project element requiring pile installation -------------------------------------------------------------------------------------------------------------------------------
Peak \1\ SEL RMS Phocids Otariids LF * Cetaceans MF * Cetaceans HF * Cetaceans
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
18-In Wood Piles--Vibratory Extraction.......................... .............. .............. \1\ 150 1.5 0.1 2.4 0.2 3.6
18-In Concrete Piles--Vibratory Extraction...................... .............. .............. \1\ 150 1.5 0.1 2.4 0.2 3.6
24-In Steel Piles--Vibratory Driver \3\*........................ .............. .............. * 175 35.6 2.5 58.6 5.2 86.6
24-In Steel Piles--Impact Driver (BCA) \2\ \3\.................. \2\ 207 \2\ 178 .............. 164.5 12.0 307.4 10.9 366.1
36-In Steel Piles--Vibratory Extraction......................... .............. .............. 175 35.6 2.5 58.6 5.2 86.6
36-In Steel Piles--Vibratory Driver............................. .............. .............. 175 35.6 2.5 58.6 5.2 86.6
36-In Steel Piles--Impact Driver (BCA) \2\...................... \2\ 210 \2\ 183 .............. 270.4 19.7 505.4 18.0 602.0
14-In Wood Piles--Vibratory Driver.............................. .............. .............. \1\ 150 1.5 0.1 2.4 0.2 3.6
14-In Wood Piles--Impact Driver................................. 180 148 .............. 2.8 0.2 5.2 0.2 6.2
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
* Low frequency (LF) cetaceans, Mid frequency (MF) cetaceans, High frequency (HF) cetaceans.
\1\ All distances to the peak Level A thresholds are less than 33 feet (10 meters) except 18-in wood and concrete piles, which were measured at 16 feet.
\2\ Bubble curtain attenuation (BCA). A bubble curtain will be used for impact driving and is assumed to reduce the source level by 10dB. Therefore, source levels were reduced by this amount
for take calculations.
\3\ Either 24-in or 36-in piles will be used for the Embarcadero Plaza and East Bayside Promenade, but not both. Source levels used for 36-in piles using a vibratory hammer are also
conservatively used for 24 in piles using a vibratory hammer.
[[Page 29527]]
Level B Thresholds (Table 5)
Impact Pile Driving
Measured source levels for 24- and 36-in steel piles using an
impact hammer were found in a summary table for near-source
unattenuated SPLs from Caltrans (2015). The average SPL for 24-in steel
pipe piles was 178 dB SEL and peak at 207 dB (Caltrans 2015). The
average SPL for 36-in steel pipe piles was 183 dB and peak at 210 dB
(Caltrans 2015). Projects conducted under similar circumstances with
similar piles were reviewed to approximate the noise effects of the 14-
in wood piles. The best match for estimated noise levels is from the
impact driving of timber piles at the Port of Benicia. Noise levels
produced during this installation were an average of 148 dB SEL and 180
dB peak at 33 feet (10 meters) from the pile (Caltrans 2015).
Vibratory Pile-Driving
Measured source levels for 36-in steel piles using an impact hammer
were found in a summary table for near-source unattenuated SPLs from
Caltrans (2015). Because there are no representative 24-in steel pipe
piles installed with a vibratory hammer, the 36-in steel pipe piles
were used as a proxy. The average SPL for 36-in steel pipe piles (and
24-in steel pipe piles) was 175 dB rms (Caltrans 2015). This value was
also used for 36-in steel pipe pile vibratory extraction.
Approximately 350 wood and concrete piles, 12- to 18-in in
diameter, will be removed using a vibratory pile-driver. With the
vibratory hammer activated, an upward force would be applied to the
pile to remove it from the sediment. On average, 12 of these piles will
be extracted per work day. Extraction time needed for each pile may
vary greatly, but could require approximately 400 seconds
(approximately 7 minutes) from an APE 400B King Kong or similar driver.
The most applicable noise values for wooden pile removal from which to
base estimates for the terminal expansion project are derived from
measurements taken at the Port Townsend dolphin pile removal in the
State of Washington. During vibratory pile extraction associated with
this project, measured peak noise levels were approximately 164 dB at
16 m, and the rms was approximately 150 dB (WSDOT 2011). Applicable
sound values for the removal of concrete piles could not be located,
but they are expected to be similar to the levels produced by wooden
piles described above, because they are similarly sized, nonmetallic,
and will be removed using the same methods. These same values will be
used as a proxy for the vibratory driving of 14-in wood piles. It is
estimated that an average of four of these piles will be installed per
day with a vibratory hammer.
Tables 4 and 5 show the expected underwater sound levels for pile
driving activities and the estimated distances to the Level A (Table 4)
and Level B (Table 5) thresholds.
Table 5--Expected Pile-Driving Noise Levels and Distances of Level B Threshold Exceedance With Impact and
Vibratory Driver
----------------------------------------------------------------------------------------------------------------
Distance to Area of
level B potential
threshold, in level B
Source levels meters \1\ threshold
Project element requiring pile installation at 10 meters ---------------- exceedance in
(dB rms) square
160/120 dB RMS kilometers \
(level B) \2\ 1\
----------------------------------------------------------------------------------------------------------------
South Basin Pile Demolition and Removal
----------------------------------------------------------------------------------------------------------------
18-In Wood Piles--Vibratory Extraction.......................... * 150 1,600 2.98
18-In Concrete Piles--Vibratory Extraction...................... * 150 1,600 2.98
36-In Steel Piles--Vibratory Extraction......................... 175 46,416 115.27
----------------------------------------------------------------------------------------------------------------
Embarcadero Plaza and East Bayside Promenade \3\
----------------------------------------------------------------------------------------------------------------
36-In Steel Piles--Vibratory Driver............................. 175 46,416 115.27
36-In Steel Piles--Impact Driver (BCA).......................... \4\ 193 341 0.18
24-In Steel Piles--Vibratory Driver............................. 175 46,416 115.27
24-In Steel Piles--Impact Driver (BCA).......................... \4\ 194 398 0.23
----------------------------------------------------------------------------------------------------------------
Fender Piles
----------------------------------------------------------------------------------------------------------------
14-In Wood Piles--Vibratory Driver.............................. * 150 1,600 2.98
14-In Wood Piles--Impact Driver................................. 165 22 0.002
----------------------------------------------------------------------------------------------------------------
* This value was measured at 16m (not 10m).
\1\ Where noise will not be blocked by land masses or other solid structures.
\2\ For underwater noise, the Level B harassment (disturbance) threshold is 160 dB for impulsive noise and 120
dB for continuous noise.
\3\ Either 24-in or 36-in piles will be used for the Embarcadero Plaza and East Bayside Promenade, but not both.
To be conservative, 36-in piles were used in the take estimation.
\4\ Bubble curtain attenuation (BCA). A bubble curtain will be used for impact driving and is expected to reduce
the source level by 10dB.
Marine Mammal Densities
At-sea densities for marine mammal species have been determined for
harbor seals and California sea lions in San Francisco Bay based on
marine mammal monitoring by Caltrans for the San Francisco-Oakland Bay
Bridge Project from 2000 to 2015 (Caltrans 2016); all other estimates
here are determined by using observational data taken during marine
mammal monitoring associated with the Richmond-San Rafael Bridge
retrofit project, the San Francisco-Oakland Bay Bridge (SFOBB), which
has been ongoing for the past 15 years, and anecdotal observational
reports from local entities.
Description of Take Calculation
All estimates are conservative and include the following
assumptions:
All pilings installed at each site would have an
underwater noise
[[Page 29528]]
disturbance equal to the piling that causes the greatest noise
disturbance (i.e., the piling farthest from shore) installed with the
method that has the largest zone of influence (ZOI). The largest
underwater disturbance (Level B) ZOI would be produced by vibratory
driving steel piles; therefore take estimates were calculated using the
vibratory pile-driving ZOIs. The ZOIs for each threshold are not
spherical and are truncated by land masses on either side of the
channel which would dissipate sound pressure waves.
Exposures were based on estimated total of 106 work days.
Each activity ranges in amount of days needed to be completed.
In absence of site specific underwater acoustic
propagation modeling, the practical spreading loss model was used to
determine the ZOI.
All marine mammal individuals potentially available are
assumed to be present within the relevant area, and thus incidentally
taken;
An individual can only be taken once during a 24-hour
period; and,
Exposures to sound levels at or above the relevant
thresholds equate to take, as defined by the MMPA.
The estimation of marine mammal takes typically uses the following
calculation:
For harbor seals and California sea lions: Level B exposure
estimate = D (density) * Area of ensonification) * Number of days of
noise generating activities.
For all other marine mammal species: Level B exposure estimate = N
(number of animals) in the area * Number of days of noise generating
activities.
To account for the increase in California sea lion density due to
El Ni[ntilde]o, the daily take estimated from the observed density has
been increased by a factor of 10 for each day that pile driving or
removal occurs.
There are a number of reasons why estimates of potential instances
of take may be overestimates of the number of individuals taken,
assuming that available density or abundance estimates and estimated
ZOI areas are accurate. We assume, in the absence of information
supporting a more refined conclusion, that the output of the
calculation represents the number of individuals that may be taken by
the specified activity. In fact, in the context of stationary
activities such as pile driving and in areas where resident animals may
be present, this number represents the number of instances of take that
may accrue to a smaller number of individuals, with some number of
animals being exposed more than once per individual. While pile driving
and removal can occur any day throughout the in-water work window, and
the analysis is conducted on a per day basis, only a fraction of that
time (typically a matter of hours on any given day) is actually spent
pile driving/removal. The potential effectiveness of mitigation
measures in reducing the number of takes is typically not quantified in
the take estimation process. For these reasons, these take estimates
may be conservative, especially if each take is considered a separate
individual animal, and especially for pinnipeds.
Table 6 lists the total estimated instances of expected take.
Table 6--Calculations for Incidental Take Estimation
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Authorized take by level B harassment
Number of ------------------------------------------------------------------------------------------------------------------------------
Pile type Pile-driver type driving Harbor CA sea Northern elephant Northern fur seal Bottlenose dolphin
days seal lion \1\ seal \2\ Harbor porpoise \2\ Gray whale \2\ \2\ \2\
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Wood/concrete pile removal....... Vibratory.......... 30 74 80 NA................. NA................. NA................. NA................. NA.
36-in dolphin pile removal....... Vibratory.......... 1 96 100 NA................. NA................. NA................. NA................. NA.
Embarcadero Plaza 36-in steel Vibratory \3\...... 65 6,219 6,743 NA................. NA................. NA................. NA................. NA.
piles.
14-in wood pile.................. Vibratory \3\...... 10 25 27 NA................. NA................. NA................. NA................. NA.
-----------------------------------------------------------------------------------------------------------------------------------------
Project Total (2016) \4\..... ................... 106 6,414 6,950 26................. 9.................. 2.................. 10................. 30.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ To account for potential El Ni[ntilde]o conditions, take calculated from at-sea densities for California sea lion has been increased by a factor of 10.
\2\ Take is not calculated by activity type for these species with a low potential to occur, only a yearly total is given.
\3\ Piles of this type may also be installed with an impact hammer, which would reduce the estimated take.
\4\ This total assumes the more conservative use of 36-in steel piles used for the Embarcadero Plaza; however, an alternative would be to use 24-in steel piles, which would result in smaller
take numbers.
Description of Marine Mammals in the Area of the Specified Activity
Harbor Seals
Monitoring of marine mammals in the vicinity of the SFOBB has been
ongoing for 15 years; from those data, Caltrans has produced at-sea
density estimates for Pacific harbor seal of 0.83 animals per square
kilometer for the fall season (Caltrans 2016). Using this density, the
potential average daily take for the areas over which the Level B
harassment thresholds may be exceeded are estimated in Table 7.
Table 7--Take Calculation for Harbor Seal
----------------------------------------------------------------------------------------------------------------
Number of days
Activity Pile type Density Area (km\2\) of activity Take estimate
----------------------------------------------------------------------------------------------------------------
Vibratory driving and 36-in steel pile 0.83 animal/ 115.27 65; 1 6,219; 96
extraction. \1\. km\2\.
Vibratory extraction......... 18-in Wood and 0.83 animal/ 2.98 30 74
concrete piles. km\2\.
[[Page 29529]]
Vibratory driving............ 14-in Wood piles 0.83 animal/ 2.98 10 25
km\2\.
----------------------------------------------------------------------------------------------------------------
\1\ The more conservative use of 36-in steel piles for the Embarcadero Plaza was used here; however, an
alternative would be to use 24-in steel piles, which would result in smaller take numbers (2,054 vs 4,668).
A total of 6,414 harbor seal takes are estimated for 2017 (Table
6). This take number changed from the proposed rule based on changes to
the source levels used for equipment type. Level A take is not expected
for harbor seal based on area of ensonification and density of the
animals in that area. While the Level A zone is relatively large for
this hearing group (approximately 270 m), there will be 2 MMOs
monitoring the zone in the most advantageous locations to spot marine
mammals. If a harbor seal (or any other marine mammal) is seen
approaching the Level A zone, a shutdown will be in place. We do not
anticipate that Level A harassment will occur.
California Sea Lion
Monitoring of marine mammals in the vicinity of the SFOBB has been
ongoing for 15 years; from those data, Caltrans has produced at-sea
density estimates for California sea lion of 0.09 animal per square
kilometer for the post-breeding season (Caltrans 2016). Using this
density, the potential average daily take for the areas over which the
Level B harassment thresholds may be exceeded is estimated in Table 8.
Table 8--Take Calculation for California Sea Lion
----------------------------------------------------------------------------------------------------------------
Number of days
Activity Pile type Density Area (km\2\) of activity Take estimate
----------------------------------------------------------------------------------------------------------------
Vibratory driving and 36-in steel pile 0. 09 animal/ 115.27 65; 1 *6,743 ; *100
extraction. \1\. km\2\.
Vibratory extraction......... 18-in Wood and 0.09 animal/ 2.98 30 *80
concrete piles. km\2\.
Vibratory driving............ 14-in Wood piles 0.09 animal/ 2.98 10 *27
km\2\.
----------------------------------------------------------------------------------------------------------------
* All California sea lion estimates were multiplied by 10 to account for the increased occurrence of this
species due to El Ni[ntilde]o.
\1\ The more conservative use of 36-in steel piles for the Embarcadero Plaza was used here; however, an
alternative would be to use 24 in steel piles, which would result in smaller take numbers (2,230 vs 5,060).
All California sea lion estimates were multiplied by 10 to account
for the increased occurrence of this species due to El Ni[ntilde]o. A
total of 6,950 California sea lion takes is estimated for 2017 (Table
6). This take number changed from the proposed rule based on changes to
the source levels used for equipment type. Level A take is not expected
for California sea lion based on area of ensonification and density of
the animals in that area.
Northern Elephant Seal
Monitoring of marine mammals in the vicinity of the SFOBB has been
ongoing for 15 years; from those data, Caltrans has produced an
estimated at-sea density for northern elephant seal of 0.03 animal per
square kilometer (Caltrans, 2016). Most sightings of northern elephant
seal in San Francisco Bay occur in spring or early summer, and are less
likely to occur during the periods of in-water work for this project
(June through November). As a result, densities during pile driving and
removal for the planned action would be much lower. Therefore, we
estimate that it is possible that a lone northern elephant seal may
enter the Level B harassment area once per week during pile driving or
removal, for a total of 26 takes in 2017 (Table 6). Level A take of
Northern elephant seal is not requested, nor is it authorized because
although one animal may approach the large Level B zones, it is not
expected that it will continue in the area of ensonification into the
Level A zone. Further, if the animal does approach the Level A zone,
construction will be shut down. We do not anticipate that Level A
harassment will occur.
Northern Fur Seal
During the breeding season, the majority of the worldwide
population is found on the Pribilof Islands in the southern Bering Sea,
with the remaining animals spread throughout the North Pacific Ocean.
On the coast of California, small breeding colonies are present at San
Miguel Island off southern California, and the Farallon Islands off
central California (Carretta et al., 2014). Northern fur seal are a
pelagic species and are rarely seen near the shore away from breeding
areas. Juveniles of this species occasionally strand in San Francisco
Bay, particularly during El Ni[ntilde]o events, for example, during the
2006 El Ni[ntilde]o event, 33 fur seals were admitted to the Marine
Mammal Center (TMMC 2016). Some of these stranded animals were
collected from shorelines in San Francisco Bay. Due to the recent El
Ni[ntilde]o event, northern fur seals were observed in San Francisco
bay more frequently, as well as strandings all along the California
coast and inside San Francisco Bay (TMMC, personal communication); a
trend that may continue this summer through winter if El Ni[ntilde]o
conditions occur. Because sightings are normally rare; instances
recently have been observed, but are not common, and based on estimates
from local observations (TMMC, personal communication), it is estimated
that ten northern fur seals will be taken in 2017 (Table 6). Level A
take is not requested or authorized for this species.
Harbor Porpoise
In the last six decades, harbor porpoises were observed outside of
San Francisco Bay. The few harbor porpoises that entered were not
sighted past central Bay close to the Golden Gate Bridge. In recent
years, however, there have been increasingly common
[[Page 29530]]
observations of harbor porpoises in central, north, and south San
Francisco Bay. Porpoise activity inside San Francisco Bay is thought to
be related to foraging and mating behaviors (Keener 2011; Duffy 2015).
According to observations by the Golden Gate Cetacean Research team as
part of their multi-year assessment, over 100 porpoises may be seen at
one time entering San Francisco Bay; and over 600 individual animals
are documented in a photo-ID database. However, sightings are
concentrated in the vicinity of the Golden Gate Bridge and Angel
Island, north of the project area, with lesser numbers sighted south of
Alcatraz and west of Treasure Island (Keener 2011). Harbor porpoise
generally travel individually or in small groups of two or three
(Sekiguchi 1995).
Monitoring of marine mammals in the vicinity of the SFOBB has been
ongoing for 15 years. From those data, Caltrans has produced an
estimated at-sea density for harbor porpoise of 0.021 animal per square
kilometer (Caltrans 2016). However, this estimate would be an
overestimate of what would actually be seen in the project area. In
order to estimate a more realistic take number, we assume it is
possible that a small group of individuals (three harbor porpoises) may
enter the Level B harassment area on as many as three days of pile
driving or removal, for a total of nine harbor porpoise takes per year
(Table 6). It is possible that harbor porpoise may enter the Level A
harassment zone for high frequency cetaceans. However, two MMOs will be
monitoring the area and WETA will implement a shutdown for the entire
zone if a harbor porpoise (or any other marine mammal) approaches the
Level A zone, therefore, Level A take is not being requested, nor
authorized for this species.
Gray Whale
Historically, gray whales were not common in San Francisco Bay. The
Oceanic Society has tracked gray whale sightings since they began
returning to San Francisco Bay regularly in the late 1990s. The Oceanic
Society data show that all age classes of gray whales are entering San
Francisco Bay, and that they enter as singles or in groups of up to
five individuals. However, the data do not distinguish between
sightings of gray whales and number of individual whales (Winning
2008). Caltrans Richmond-San Rafael Bridge project monitors recorded 12
living and two dead gray whales in the surveys performed in 2012. All
sightings were in either the central or north Bay; and all but two
sightings occurred during the months of April and May. One gray whale
was sighted in June, and one in October (the specific years were
unreported). It is estimated that two to six gray whales enter San
Francisco Bay in any given year. Because construction activities are
only occurring during a maximum of 106 days in 2017, it is estimated
that two gray whales may potentially enter the area during the
construction period, for a total of 2 gray whale takes in 2017 (Table
6).
Bottlenose Dolphin
Since the 1982-83 El Ni[ntilde]o, which increased water
temperatures off California, bottlenose dolphins have been consistently
sighted along the central California coast (Carretta et al., 2008). The
northern limit of their regular range is currently the Pacific coast
off San Francisco and Marin County, and they occasionally enter San
Francisco Bay, sometimes foraging for fish in Fort Point Cove, just
east of the Golden Gate Bridge. In the summer of 2015, a lone
bottlenose dolphin was seen swimming in the Oyster Point area of South
San Francisco (GGCR 2016). Members of this stock are transient and make
movements up and down the coast, and into some estuaries, throughout
the year. Bottlenose dolphins are being observed in San Francisco bay
more frequently in recent years (TMMC, personal communication). Groups
with an average group size of five animals enter the bay and occur near
Yerba Buena Island once per week for a two week stint and then depart
the bay (TMMC, personal communication). Assuming groups of five
individuals may enter San Francisco Bay approximately three times
during the construction activities, and may enter the ensonified area
once per week over the two week stint, we estimate 30 takes of
bottlenose dolphins for 2017 (Table 6).
Mitigation Measures
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully balance two primary factors: (1) The manner in which, and the
degree to which, the successful implementation of the measure(s) is
expected to reduce impacts to marine mammals, marine mammal species or
stocks, and their habitat--which considers the nature of the potential
adverse impact being mitigated (likelihood, scope, range), as well as
the likelihood that the measure will be effective if implemented; and
the likelihood of effective implementation, and; (2) the practicability
of the measures for applicant implementation, which may consider such
things as cost, impact on operations, and, in the case of a military
readiness activity, personnel safety, practicality of implementation,
and impact on the effectiveness of the military readiness activity.
Measurements from similar pile driving events were coupled with
practical spreading loss to estimate zones of influence (ZOI; see
Estimated Take by Incidental Harassment); these values were used to
develop mitigation measures for pile driving and removal activities at
the ferry terminal. The ZOIs effectively represent the mitigation zone
that will be established around each pile to prevent Level A harassment
to marine mammals, while providing estimates of the areas within which
Level B harassment might occur. In addition to the specific measures
described later in this section, WETA will conduct briefings between
construction supervisors and crews, marine mammal monitoring team, and
WETA staff prior to the start of all pile driving activity, and when
new personnel join the work, in order to explain responsibilities,
communication procedures, marine mammal monitoring protocol, and
operational procedures.
Monitoring and Shutdown for Construction Activities
The following measures will apply to WETA's mitigation through
shutdown and disturbance zones:
Shutdown Zone--For all pile driving activities, WETA will establish
a shutdown zone intended to contain the area in which SPLs equal or
exceed the auditory injury criteria for cetaceans and pinnipeds. The
purpose of a
[[Page 29531]]
shutdown zone is to define an area within which shutdown of activity
will occur upon sighting of a marine mammal (or in anticipation of an
animal entering the defined area), thus preventing injury of marine
mammals (as described previously under Potential Effects of the
Specified Activity on Marine Mammals, serious injury or death are
unlikely outcomes even in the absence of mitigation measures). Modeled
radial distances for shutdown zones are shown in Table 4. However, a
minimum shutdown zone of 10 m will be established during all pile
driving activities, regardless of the estimated zone.
Disturbance Zone--Disturbance zones are the areas in which SPLs
equal or exceed 160 and 120 dB rms (for impulse and continuous sound,
respectively). Disturbance zones provide utility for monitoring
conducted for mitigation purposes (i.e., shutdown zone monitoring) by
establishing monitoring protocols for areas adjacent to the shutdown
zones. Monitoring of disturbance zones enables observers to be aware of
and communicate the presence of marine mammals in the project area but
outside the shutdown zone and thus prepare for potential shutdowns of
activity. However, the primary purpose of disturbance zone monitoring
is for documenting instances of Level B harassment; disturbance zone
monitoring is discussed in greater detail later (see Monitoring and
Reporting). Nominal radial distances for disturbance zones are shown in
Table 5.
Given the size of the disturbance zone for vibratory pile driving,
it is impossible to guarantee that all animals will be observed or to
make comprehensive observations of fine-scale behavioral reactions to
sound, and only a portion of the zone (e.g., what may be reasonably
observed by visual observers stationed within the turning basin) may be
observed. In order to document observed instances of harassment,
monitors record all marine mammal observations, regardless of location.
The observer's location, as well as the location of the pile being
driven, is known from a GPS. The location of the animal is estimated as
a distance from the observer, which is then compared to the location
from the pile. It may then be estimated whether the animal was exposed
to sound levels constituting incidental harassment on the basis of
predicted distances to relevant thresholds in post-processing of
observational and acoustic data, and a precise accounting of observed
incidences of harassment created. This information may then be used to
extrapolate observed takes to reach an approximate understanding of
actual total takes.
Monitoring Protocols--Monitoring will be conducted before, during,
and after pile driving and vibratory removal activities. In addition,
observers shall record all instances of marine mammal occurrence,
regardless of distance from activity, and shall document any behavioral
reactions in concert with distance from piles being driven.
Observations made outside the shutdown zone will not result in
shutdown; that pile segment would be completed without cessation,
unless the animal approaches or enters the shutdown zone, at which
point all pile driving activities will be halted. Monitoring will take
place from 15 minutes prior to initiation through thirty minutes post-
completion of pile driving and removal activities. Pile driving
activities include the time to install or remove a single pile or
series of piles, as long as the time elapsed between uses of the pile
driving equipment is no more than 30 minutes. Please see the Monitoring
Plan (www.nmfs.noaa.gov/pr/permits/incidental/construction.htm),
developed by WETA in agreement with NMFS, for full details of the
monitoring protocols.
The following additional measures apply to visual monitoring:
(1) Monitoring will be conducted by qualified observers, who will
be placed at the best vantage point(s) practicable to monitor for
marine mammals and implement shutdown/delay procedures when applicable
by calling for the shutdown to the hammer operator. A minimum of two
observers will be required for all pile driving/removal activities.
Marine Mammal Observer (MMO) requirements for construction actions are
as follows:
(a) Independent observers (i.e., not construction personnel) are
required;
(b) At least one observer must have prior experience working as an
observer;
(c) Other observers (that do not have prior experience) may
substitute education (undergraduate degree in biological science or
related field) or training for experience;
(d) Where a team of three or more observers are required, one
observer should be designated as lead observer or monitoring
coordinator. The lead observer must have prior experience working as an
observer; and
(e) NMFS will require submission and approval of observer CVs.
Qualified MMOs are trained biologists, and need the following
additional minimum qualifications:
(a) Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
(b) Ability to conduct field observations and collect data
according to assigned protocols;
(c) Experience or training in the field identification of marine
mammals, including the identification of behaviors;
(d) Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
(e) Writing skills sufficient to prepare a report of observations
including but not limited to the number and species of marine mammals
observed; dates and times when in-water construction activities were
conducted; dates and times when in-water construction activities were
suspended to avoid potential incidental injury from construction sound
of marine mammals observed within a defined shutdown zone; and marine
mammal behavior; and
(f) Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
(2) Prior to the start of pile driving activity, the shutdown zone
will be monitored for thirty minutes to ensure that it is clear of
marine mammals. Pile driving will only commence once observers have
declared the shutdown zone clear of marine mammals; animals will be
allowed to remain in the shutdown zone (i.e., must leave of their own
volition) and their behavior will be monitored and documented. The
shutdown zone may only be declared clear, and pile driving started,
when the entire shutdown zone is visible (i.e., when not obscured by
dark, rain, fog, etc.). In addition, if such conditions should arise
during impact pile driving that is already underway, the activity will
be halted.
(3) If a marine mammal approaches or enters the shutdown zone
during the course of pile driving operations, the activity will be
halted and delayed until either the animal has voluntarily left and
been visually confirmed beyond the shutdown zone or fifteen minutes
have passed without re-detection of small cetaceans and pinnipeds, and
thirty minutes for gray whales. Monitoring will be conducted throughout
the time required to drive a pile.
(4) Using delay and shut-down procedures, if a species for which
authorization has not been granted (including but not limited to
Guadalupe fur seals and humpback whales) or if a
[[Page 29532]]
species for which authorization has been granted but the authorized
takes are met, approaches or is observed within the Level B harassment
zone, activities will shut down immediately and not restart until the
animals have been confirmed to have left the area.
Soft Start
The use of a soft start procedure is believed to provide additional
protection to marine mammals by warning or providing a chance to leave
the area prior to the hammer operating at full capacity, and typically
involves a requirement to initiate sound from the hammer at reduced
energy followed by a waiting period. This procedure is repeated two
additional times. It is difficult to specify the reduction in energy
for any given hammer because of variation across drivers and, for
impact hammers, the actual number of strikes at reduced energy will
vary because operating the hammer at less than full power results in
``bouncing'' of the hammer as it strikes the pile, resulting in
multiple ``strikes.'' For impact driving, we require an initial set of
three strikes from the impact hammer at reduced energy, followed by a
thirty-second waiting period, then two subsequent three strike sets.
Soft start will be required at the beginning of each day's impact pile
driving work and at any time following a cessation of impact pile
driving of thirty minutes or longer.
Sound Attenuation Devices
Two types of sound attenuation devices will be used during impact
pile-driving: Bubble curtains and pile cushions. WETA will employ the
use of a bubble curtain during impact pile-driving, which is assumed to
reduce the source level by 10 dB. Bubble curtains will not be used
during impact driving of wood piles because the sound levels produced
would be significantly less than those from steel piles. WETA will also
employ the use of 12-in-thick wood cushion block on impact hammers to
attenuate underwater sound levels.
We have carefully evaluated WETA's planned mitigation measures and
considered their effectiveness in past implementation to determine
whether they are likely to effect the least practicable impact on the
affected marine mammal species and stocks and their habitat.
Any mitigation measure(s) we prescribe should be able to
accomplish, have a reasonable likelihood of accomplishing (based on
current science), or contribute to the accomplishment of one or more of
the general goals listed below:
(1) Avoidance or minimization of injury or death of marine mammals
wherever possible (goals 2, 3, and 4 may contribute to this goal);
(2) A reduction in the number (total number or number at
biologically important time or location) of individual marine mammals
exposed to stimuli expected to result in incidental take (this goal may
contribute to 1, above, or to reducing takes by behavioral harassment
only);
(3) A reduction in the number (total number or number at
biologically important time or location) of times any individual marine
mammal would be exposed to stimuli expected to result in incidental
take (this goal may contribute to 1, above, or to reducing takes by
behavioral harassment only);
(4) A reduction in the intensity of exposure to stimuli expected to
result in incidental take (this goal may contribute to 1, above, or to
reducing the severity of behavioral harassment only);
(5) Avoidance or minimization of adverse effects to marine mammal
habitat, paying particular attention to the prey base, blockage or
limitation of passage to or from biologically important areas,
permanent destruction of habitat, or temporary disturbance of habitat
during a biologically important time; and
(6) For monitoring directly related to mitigation, an increase in
the probability of detecting marine mammals, thus allowing for more
effective implementation of the mitigation.
Based on our evaluation of WETA's planned measures, as well as any
other potential measures that may be relevant to the specified
activity, we have determined that the mitigation measures provide the
means of effecting the least practicable impact on marine mammal
species or stocks and their habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
action area. Effective reporting is critical both to compliance as well
as to ensure that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species in action area (e.g.,
presence, abundance, distribution, density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
population, species, or stock;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
WETA's monitoring and reporting measures are also described in
their Marine Mammal Monitoring Plan, online at www.nmfs.noaa.gov/pr/permits/incidental/construction.htm.
Hydroacousting Monitoring
Hydroacoustic monitoring will be conducted in consultation with the
California Department of Fish and Wildlife (CDFW) during a minimum of
ten percent of all pile driving activities. The monitoring will be done
in accordance with the methodology outlined in this Hydroacoustic
Monitoring Plan (see WETA's Hydroacoustic Monitoring Plan online at
www.nmfs.noaa.gov/pr/permits/incidental/construction.htm for more
information on this plan, including the methodology, equipment, and
reporting information). The monitoring will be conducted based on the
following:
Be based on the dual metric criteria (Popper et al., 2006)
and the accumulated SEL;
[[Page 29533]]
Establish field locations that will be used to document
the extent of the area experiencing 187 dB SEL accumulated;
Establish the distance to the Marine Mammal Level A and
Level B shutdown and Harassment zones;
Describe the methods necessary to continuously measure
underwater noise on a real-time basis, including details on the number,
location, distance and depth of hydrophones, and associated monitoring
equipment;
Provide a means of recording the time and number of pile
strikes, the peak sound energy per strike, and interval between
strikes; and
Provide all monitoring data to the CDFW and NMFS.
Visual Marine Mammal Observations
WETA will collect sighting data and behavioral responses to
construction for marine mammal species observed in the region of
activity during the period of activity. All marine mammal observers
(MMOs) will be trained in marine mammal identification and behaviors
and are required to have no other construction-related tasks while
conducting monitoring. A minimum of two MMOs will be required for all
pile driving/removal activities. WETA will monitor the shutdown zone
and disturbance zone before, during, and after pile driving, with
observers located at the best practicable vantage points. Based on our
requirements, WETA will implement the following procedures for pile
driving and removal:
MMOs will be located at the best vantage point(s) in order
to properly see the entire shutdown zone and as much of the disturbance
zone as possible;
During all observation periods, observers will use
binoculars and the naked eye to search continuously for marine mammals;
If the shutdown zones are obscured by fog or poor lighting
conditions, pile driving at that location will not be initiated until
that zone is visible. Should such conditions arise while impact driving
is underway, the activity will be halted; and
The shutdown and disturbance zones around the pile will be
monitored for the presence of marine mammals before, during, and after
any pile driving or removal activity.
Individuals implementing the monitoring protocol will assess its
effectiveness using an adaptive approach. The monitoring biologists
will use their best professional judgment throughout implementation and
seek improvements to these methods when deemed appropriate. Any
modifications to protocol will be coordinated between NMFS and WETA.
In additions, the MMO(s) will survey the potential Level A and
nearby Level B harassment zones (areas within approximately 2,000 feet
of the pile-driving area observable from the shore) on 2 separate
days--no earlier than 7 days before the first day of construction--to
establish baseline observations. Monitoring will be timed to occur
during various tides (preferably low and high tides) during daylight
hours from locations that are publicly accessible (e.g., Pier 14 or the
Ferry Plaza). The information collected from baseline monitoring will
be used for comparison with results of monitoring during pile-driving
activities.
Data Collection
We require that observers use approved data forms. Among other
pieces of information, WETA will record detailed information about any
implementation of shutdowns, including the distance of animals to the
pile and description of specific actions that ensued and resulting
behavior of the animal, if any. In addition, WETA will attempt to
distinguish between the number of individual animals taken and the
number of incidences of take. We require that, at a minimum, the
following information be collected on the sighting forms:
Date and time that monitored activity begins or ends;
Construction activities occurring during each observation
period;
Weather parameters (e.g., percent cover, visibility);
Water conditions (e.g., sea state, tide state);
Species, numbers, and, if possible, sex and age class of
marine mammals;
Description of any observable marine mammal behavior
patterns, including bearing and direction of travel, and if possible,
the correlation to SPLs;
Distance from pile driving or removal activities to marine
mammals and distance from the marine mammals to the observation point;
Description of implementation of mitigation measures
(e.g., shutdown or delay);
Locations of all marine mammal observations; and
Other human activity in the area.
Hydroacousting Monitoring
Hydroacoustic monitoring will be conducted in consultation with the
CDFW during a minimum of ten percent of all pile driving activities
(i.e., the first two piles of the 24-in and 36-in piles). The
monitoring will be done in accordance with the methodology outlined in
this Hydroacoustic Monitoring Plan. The monitoring will be conducted
based on the following:
Be based on the dual metric criteria (Popper et al., 2006)
and the accumulated SEL;
Establish field locations that will be used to document
the extent of the area experiencing 187 dB SEL accumulated;
Establish the distance to the Marine Mammal Level A and
Level B shutdown and Harassment zones;
Describe the methods necessary to continuously measure
underwater noise on a real-time basis, including details on the number,
location, distance and depth of hydrophones, and associated monitoring
equipment;
Provide a means of recording the time and number of pile
strikes, the peak sound energy per strike, and interval between
strikes; and
Provide all monitoring data to the CDFW and NMFS.
Reporting
A draft report will be submitted to NMFS within 90 days of the
completion of marine mammal monitoring, or sixty days prior to the
requested date of issuance of any future IHA for projects at the same
location, whichever comes first. The report will include marine mammal
observations pre-activity, during-activity, and post-activity during
pile driving and removal days, and will also provide descriptions of
any behavioral responses to construction activities by marine mammals
and a complete description of all mitigation shutdowns and the results
of those actions and an extrapolated total take estimate based on the
number of marine mammals observed during the course of construction. A
final report must be submitted within 30 days following resolution of
comments on the draft report.
Analyses and Determinations
Negligible Impact Analysis
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers
[[Page 29534]]
other factors, such as the likely nature of any responses (e.g.,
intensity, duration), the context of any responses (e.g., critical
reproductive time or location, migration), as well as effects on
habitat, and the likely effectiveness of the mitigation. We also assess
the number, intensity, and context of estimated takes by evaluating
this information relative to population status. Consistent with the
1989 preamble for NMFS's implementing regulations (54 FR 40338;
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the environmental baseline (e.g., as reflected in the
regulatory status of the species, population size and growth rate where
known, ongoing sources of human-caused mortality, or ambient noise
levels).
Pile driving and removal activities associated with the ferry
terminal construction project, as outlined previously, have the
potential to disturb or displace marine mammals. Specifically, the
specified activities may result in take, in the form of Level B
harassment (behavioral disturbance) only, from underwater sounds
generated from pile driving and removal. Potential takes could occur if
individuals of these species are present in the ensonified zone when
pile driving and removal occurs.
No injury, serious injury, or mortality is anticipated given the
nature of the activities and measures designed to minimize the
possibility of injury to marine mammals. The potential for these
outcomes is minimized through the construction method and the
implementation of the planned mitigation measures. Specifically,
vibratory hammers will be the primary method of installation (impact
driving is included only as a contingency). Impact pile driving
produces short, sharp pulses with higher peak levels and much sharper
rise time to reach those peaks. If impact driving is necessary,
implementation of soft start and shutdown zones significantly reduces
any possibility of injury. Given sufficient ``notice'' through use of
soft start (for impact driving), marine mammals are expected to move
away from a sound source that is annoying prior to it becoming
potentially injurious. WETA will also employ the use of 12-in-thick
wood cushion block on impact hammers, and a bubble curtain as sound
attenuation devices. Environmental conditions in San Francisco Ferry
Terminal mean that marine mammal detection ability by trained observers
is high, enabling a high rate of success in implementation of shutdowns
to avoid injury.
WETA's activities are localized and of relatively short duration (a
maximum of 106 days for pile driving and removal in the first year).
The entire project area is limited to the San Francisco ferry terminal
area and its immediate surroundings. These localized and short-term
noise exposures may cause short-term behavioral modifications in harbor
seals, northern fur seals, northern elephant seals, California sea
lions, harbor porpoises, bottlenose dolphins, and gray whales.
Moreover, the planned mitigation and monitoring measures are expected
to reduce the likelihood of injury and behavior exposures.
Additionally, no important feeding and/or reproductive areas for marine
mammals are known to be within the ensonified area during the
construction time frame.
The project also is not expected to have significant adverse
effects on affected marine mammals' habitat. The project activities
will not modify existing marine mammal habitat for a significant amount
of time. The activities may cause some fish to leave the area of
disturbance, thus temporarily impacting marine mammals' foraging
opportunities in a limited portion of the foraging range; but, because
of the short duration of the activities and the relatively small area
of the habitat that may be affected, the impacts to marine mammal
habitat are not expected to cause significant or long-term negative
consequences.
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from other
similar activities, will likely be limited to reactions such as
increased swimming speeds, increased surfacing time, or decreased
foraging (if such activity were occurring) (e.g., Thorson and Reyff
2006; Lerma 2014). Most likely, individuals will simply move away from
the sound source and be temporarily displaced from the areas of pile
driving, although even this reaction has been observed primarily only
in association with impact pile driving. Thus, even repeated Level B
harassment of some small subset of the overall stock is unlikely to
result in any significant realized decrease in fitness for the affected
individuals, and thus will not result in any adverse impact to the
stock as a whole.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
No mortality or serious injury is anticipated or
authorized;
Injurious takes are not expected due to the presumed
efficacy of the planned mitigation measures in reducing the effects of
the specified activity to the level of least practicable impact;
Level B harassment may consist of, at worst, temporary
modifications in behavior (e.g., temporary avoidance of habitat or
changes in behavior);
The lack of important feeding, pupping, or other areas in
the action area;
The high level of ambient noise already in the ferry
terminal area; and
The small percentage of the stock that may be affected by
project activities (<21 percent for all species).
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the planned monitoring and
mitigation measures, NMFS finds that the total marine mammal take from
WETA's ferry terminal construction activities will have a negligible
impact on the affected marine mammal species or stocks.
Small Numbers Analysis
Table 9 details the number of instances that animals could be
exposed to received noise levels that could cause Level B behavioral
harassment for the planned work at the ferry terminal project site
relative to the total stock abundance. The numbers of animals
authorized to be taken for all species are considered small relative to
the relevant stocks or populations even if each estimated instance of
take occurred to a new individual--an extremely unlikely scenario. The
total percent of the population (if each instance was a separate
individual) for which take is requested is approximately 21 percent for
harbor seals, approximately 7 percent for bottlenose dolphins, less
than 3 percent for California sea lions, and less than 1 percent for
all other species (Table 9). For pinnipeds, especially harbor seals
occurring in the vicinity of the ferry terminal, there will almost
certainly be some overlap in individuals present day-to-day, and the
number of individuals taken is expected to be notably lower. We find
that small numbers of marine mammals will be taken relative to the
populations of the affected species or stocks.
[[Page 29535]]
Table 9--Estimated Numbers and Percentage of Stock That May Be Exposed to Level B Harassment
----------------------------------------------------------------------------------------------------------------
Stock(s) Percentage of
Species Authorized abundance total stock
takes estimate 1 (%)
----------------------------------------------------------------------------------------------------------------
Harbor Seal (Phoca vitulina) California stock................... 6,414 30,968 20.7
California sea lion (Zalophus californianus) U.S. Stock......... 6,950 296,750 2.34
Northern elephant seal (Mirounga angustirostris) California 26 179,000 0.015
breeding stock.................................................
Northern fur seal (Callorhinus ursinus) California stock........ 10 14,050 0.07
Harbor Porpoise (Phocoena phocoena) San Francisco-Russian River 9 9,886 0.09
Stock..........................................................
Gray whale (Eschrichtius robustus) Eastern North Pacific stock.. 2 20,990 0.01
Bottlenose dolphin (Tursiops truncatus) California coastal stock 30 453 6.6
----------------------------------------------------------------------------------------------------------------
1 All stock abundance estimates presented here are from the 2015 Pacific Stock Assessment Report.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks will not
have an unmitigable adverse impact on the availability of such species
or stocks for taking for subsistence purposes.
Endangered Species Act (ESA)
No incidental take of ESA-listed marine mammal species is
authorized or expected to result from these activities. Therefore, NMFS
has determined that formal consultation under Section 7 of the ESA is
not required for this action.
National Environmental Policy Act (NEPA)
NMFS published an EA in 2016 on WETA's ferry terminal construction
activities. NMFS found that there would be no significant impacts to
the human environment and signed a finding of no significant impact
(FONSI) on June 28, 2016. Because the activities and analysis are the
same as WETA's 2016 activities, NMFS determined that a new or
supplemental EA is not required for WETA's 2017 activities.
Authorization
NMFS has issued an IHA to WETA for the potential harassment of
small numbers of seven species of marine mammals incidental to the San
Francisco Ferry Terminal, South Basin Improvements Project in San
Francisco, CA, provided the previously mentioned mitigation,
monitoring, and reporting.
Dated: June 26, 2017.
Catherine Marzin,
Acting Deputy Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2017-13626 Filed 6-28-17; 8:45 am]
BILLING CODE 3510-22-P