Amends Rules Related to Satellite Earth Stations Mounted on Vessels, Vehicles and Aircraft, 27652-27674 [2017-12189]
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§ 60.5420a What are my notification,
reporting, and recordkeeping
requirements?
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(b) Reporting requirements. You must
submit annual reports containing the
information specified in paragraphs
(b)(1) through (8) and (12) of this section
and performance test reports as
specified in paragraph (b)(9) or (10) of
this section, if applicable, except as
provided in paragraph (b)(13) of this
section. You must submit annual reports
following the procedure specified in
paragraph (b)(11) of this section. The
initial annual report is due no later than
90 days after the end of the initial
compliance period as determined
according to § 60.5410a. Subsequent
annual reports are due no later than
same date each year as the initial annual
report. If you own or operate more than
one affected facility, you may submit
one report for multiple affected facilities
provided the report contains all of the
information required as specified in
paragraphs (b)(1) through (8) of this
section, except as provided in paragraph
(b)(13) of this section. Annual reports
may coincide with title V reports as long
as all the required elements of the
annual report are included. You may
arrange with the Administrator a
common schedule on which reports
required by this part may be submitted
as long as the schedule does not extend
the reporting period.
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(13) The collection of fugitive
emissions components at a well site (as
defined in § 60.5430a), the collection of
fugitive emissions components at a
compressor station (as defined in
§ 60.5430a), and pneumatic pump
affected facilities at a well site (as
defined in § 60.5365a(h)(2)) are not
subject to the requirements of paragraph
(b)(1) of this section until [DATE 2
YEARS AFTER PUBLICATION OF
FINAL RULE IN THE Federal Register].
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[FR Doc. 2017–12698 Filed 6–15–17; 8:45 am]
BILLING CODE 6560–50–P
In this document, the Federal
Communications Commission
(Commission) proposes to streamline,
consolidate, and harmonize rules
governing earth stations in motion
(ESIMs) used to provide satellite-based
services on ships, airplanes and vehicles
communicating with geostationarysatellite orbit (GSO), fixed-satellite
service (FSS) satellite systems.
DATES: Comments are due on or before
July 31, 2017. Reply comments are due
on or before August 30, 2017.
ADDRESSES: You may submit comments,
identified by IB Docket No. 17–95, by
any of the following methods:
• Federal Communications
Commission’s Web site: https://
apps.fcc.gov/ecfs. Follow the
instructions for submitting comments.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone: 202–418–0530 or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT:
Cindy Spiers, 202–418–1593.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking (NPRM), FCC 17–
56, adopted May 18, 2016, and released
May 19, 2017. The full text of the NPRM
is available at https://apps.fcc.gov/
edocs_public/attachmatch/FCC-1756A1.pdf. The NPRM is also available
for inspection and copying during
business hours in the FCC Reference
Information Center, Portals II, 445 12th
Street SW., Room CY–A257,
Washington, DC 20554. To request
materials in accessible formats for
people with disabilities, send an email
to FCC504@fcc.gov or call the Consumer
& Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (TTY).
SUMMARY:
Comment Filing Requirements
FEDERAL COMMUNICATIONS
COMMISSION
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47 CFR Parts 2 and 25
[IB Docket No. 17–95; FCC 17–56]
Amends Rules Related to Satellite
Earth Stations Mounted on Vessels,
Vehicles and Aircraft
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
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Interested parties may file comments
and reply comments on or before the
dates indicated in the DATES section
above. Comments may be filed using the
Commission’s Electronic Comment
Filing System (ECFS).
• Electronic Filers. Comments may be
filed electronically using the Internet by
accessing the ECFS, https://apps.fcc.gov/
ecfs.
• Paper Filers. Parties who file by
paper must include an original and four
copies of each filing.
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Filings may be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th Street SW., Room TW–A325,
Washington, DC 20554. All hand
deliveries must be held together with
rubber bands or fasteners. Any
envelopes must be disposed of before
entering the building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW.,
Washington DC 20554.
• Persons With Disabilities. To
request materials in accessible formats
for persons with disabilities (Braille,
large print, electronic files, audio
format), or to request reasonable
accommodations for filing comments
(accessible format documents, sign
language interpreters, CART, etc.), send
an email to fcc504@fcc.gov or call 202–
418–0530 (voice) or 202–418–0432
(TTY).
Ex Parte Presentations
We will treat this proceeding as a
‘‘permit-but-disclose’’ proceeding in
accordance with the Commission’s ex
parte rules. Persons making ex parte
presentations must file a copy of any
written presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
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numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with rule
1.1206(b). In proceedings governed by
rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
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Paperwork Reduction Act
This document contains proposed
new and modified information
collection requirements. The
Commission, as part of its continuing
effort to reduce paperwork burdens,
invites the general public and the Office
of Management and Budget to comment
on the information collection
requirements contained in this
document, as required by the Paperwork
Reduction Act of 1995. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, we seek
specific comment on how we might
further reduce the information
collection burden for small business
concerns with fewer than 25 employees.
Synopsis
In this Notice of Proposed
Rulemaking (NPRM), the Commission
seeks comment on two broad proposals
to facilitate the deployment of Earth
Stations in Motion (ESIMs) and reduce
the regulatory burdens on ESIMs. First,
we propose to reorganize and
consolidate the sections in part 25 of the
Commission’s rules, including technical
and operational as well as application
rules, for the three types of FixedSatellite Service (FSS) earth stations
that the Commission authorizes to
transmit while in motion: Earth Stations
on Vessels (ESVs), Vehicle-Mounted
Earth Stations (VMESs), and Earth
Stations Aboard Aircraft (ESAAs). We
will refer to these earth stations
collectively as ESIMs.
Second, we propose new rules to
allow the operation of ESIMs in the
conventional Ka-band. Specifically, our
proposals would apply to ESIMs
communicating with geostationary-orbit
(GSO) FSS space stations operating in
18.3–18.8 GHz and 19.7–20.2 GHz
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(space-to-Earth), and 28.35–28.6 GHz
and 29.25–30.0 GHz (Earth-to-space)
frequency bands.1 The proposed rule
changes for ESIMs in the conventional
Ka-band would promote innovative and
flexible use of satellite technology, and
provide new opportunities for a variety
of uses. The proposed rules would also
create regulatory equity by adopting a
regulatory regime for ESIM operations
in the conventional Ka-band similar to
that which currently exists in the
conventional C-band, the conventional
Ku-band, and in portions of the
extended Ku-band.2 We seek comment
on these proposals and solicit input on
other ideas for streamlining our rules
while providing flexibility moving
forward.
Proposal Overview
Part 25 of the Commission’s rules is
organized in the following manner:
Subpart A contains general rules
relating to scope and definitions;
Subpart B contains rules relating to
application filing requirements and
licensing procedures; Subpart C
provides technical standards for
licensing earth and space stations; and
Subpart D contains rules governing the
technical operations of earth and space
station operations.3 In this NPRM, we
propose to make revisions in each of
these subparts. Through this
proceeding, to the extent possible, we
1 While there currently are NGSO FSS ESIM
operations in portions of the 17.8–20.2 GHz and
27.5–30.0 GHz bands, authorized on a non-harmfulinterference basis, O3b Limited Radio Station
Authorization, IBFS File No. SES–LIC–20130528–
00455 (granted May 13, 2014), this NPRM will only
address the GSO FSS ESIM operations. O3b and
SES Americom request that we expand the scope
of this proceeding to cover NGSO ESIM operations.
See Letter from Suzanne Malloy, Vice President,
Regulatory Affairs, O3b Limited, and Petra A.
Vorwig, Senior Legal & Regulatory Counsel, SES
Americom, Inc. to Marlene H. Dortch, Secretary,
FCC, IB Docket No. 17–95 (filed May 12, 2017). O3b
and SES Americom’s request is premature. There is
an open proceeding addressing NGSO FSS licensing
and service rules and the Commission will be in a
better position to propose rules for ESIMs
communicating with NGSO satellites after the
resolution of technical rules in that proceeding. See
Update to Parts 2 and 25 Concerning NonGeostationary, Fixed-Satellite Service Systems and
Related Matters, IB Docket No. 16–408, Notice of
Proposed Rulemaking, 31 FCC Rcd 13651 (2016).
2 The ‘‘conventional C-band’’ refers to the 3700–
4200 MHz (space-to-Earth) and 5925–6425 MHz
(Earth-to-space) FSS frequency bands. See 47 CFR
25.103. The ‘‘conventional Ku-band’’ refers to the
11.7–12.2 GHz (space-to-Earth) and 14.0–14.5 GHz
(Earth-to-space) FSS frequency bands, and the
‘‘extended Ku-band’’ refers to the 10.95–11.2 GHz,
11.45–11.7 GHz, and 13.75–14.0 GHz bands.
3 In addition, Subpart E is reserved, Subpart F
relates to competitive bidding procedures for the
satellite digital audio radio service, Subparts G and
H are reserved, Subpart I relates to equal
employment opportunities, and Subpart J relates to
public interest obligations. We do not propose any
changes to Subparts E through J in this NPRM.
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propose to eliminate duplicative rule
provisions that apply to ESIMs on
specific vehicle types operating in
specific frequency bands and require
instead that ESIMs meet the same
requirements as fixed and temporary
fixed earth stations. We propose to
maintain those rule provisions that
ensure that FSS earth stations operating
while in motion do not cause more
interference than FSS earth stations at
fixed locations. We seek comment on
these proposals.
Definitions
In this NPRM, we propose to amend
current definitions and add new
definitions that will allow for greater
clarity regarding the operation of earth
stations in motion with GSO FSS space
stations. We seek comment on these
proposals.
Definition of ESIMs. We propose to
define Earth Stations in Motion (ESIMs)
in § 25.103 to mean a term that
collectively designates ESVs, VMESs
and ESAAs, which are already defined
in § 25.103.
Revised Definition of Blanket License.
We propose to amend the definition of
Blanket License in § 25.103.4 We
propose to change the designation of the
type of earth station in this definition,
i.e., fixed or mobile, to refer instead to
the type of satellite service in which the
earth station operates, i.e., FSS or MSS.
Changing the earth-station
categorization in this definition to FSS
and MSS better reflects the nature of
ESIM operations as proposed in this
NPRM. Additionally we propose minor
rewording of the second clause to more
directly mirror the first clause of the
definition. Specifically, the revised
definition of Blanket License, as
proposed, would read: ‘‘A license for:
(1) multiple earth stations in the FSS or
MSS, or for SDARS terrestrial repeaters,
that may be operated anywhere within
a geographic area specified in the
license, or (2) for multiple space stations
in non-geostationary-orbit.’’
Definition of Network Control and
Monitoring Center (NCMC). We propose
to add a definition of Network Control
and Monitoring Center to § 25.103. An
NCMC, as used in the part 25 rules, is
a facility that has the capability to
remotely control earth stations operating
4 The current definition of Blanket License states:
‘‘A license for multiple fixed or mobile earth
stations or SDARS terrestrial repeaters that may be
operated anywhere within a geographic area
specified in the license, or for multiple nongeostationary-orbit space stations.’’ 47 CFR 25.103.
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as any part of a satellite network or
system.5
Revised Definitions of VMES and
ESAA. Because we are proposing to
consolidate the current VMES and
ESAA operating requirements (now
codified in §§ 25.226 and 25.227,
respectively) into a new ESIM section
(proposed as § 25.228), §§ 25.226 and
25.227 would be deleted as a
consequence of that consolidation.
Similarly, any cross-references to those
deleted sections elsewhere in the rules
would need to be deleted as well. As
such cross-references appear in the
§ 25.103 definitions of VMES and
ESAA, we propose to revise these
definitions accordingly.6
Revised Definition of Routine
Processing. The current definition of
routine processing in § 25.103 includes
a cross-reference to § 25.138(a), which
we propose to consolidate into
§ 25.218(i). We propose to delete this
cross-reference, because the definition
already includes a cross-reference to
§ 25.218.
Revised Definition of Two-Degree
Compliant Space Station. The current
definition of a two-degree compliant
space station in § 25.103 contains a
cross-reference to § 25.138, which we
propose to consolidate with § 25.218,
and cross-references to §§ 25.221,
25.222, 25.226, and 25.227 in
connection with off-axis e.i.r.p. limits
that we also propose be included in
§ 25.218. We therefore propose to
update this definition to remove the
cross-references to §§ 25.138, 25.221,
25.222, 25.226, and 25.227.
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Incorporating § 25.138 Into § 25.218,
and Extending the Applicability of
§ 25.218 to the Conventional Ka-Band
and ESIMs
Section 25.218 contains off-axis
e.i.r.p. density envelopes for FSS earth
stations transmitting to GSO FSS space
stations in the conventional C-band,
extended C-band, conventional Kuband, or extended Ku-band.7 Earth
stations in these frequency bands that
comply with these envelopes are
considered ‘‘two-degree-spacing
compliant,’’ and the operators of their
target space stations are not required to
5 As such, an NCMC would constitute a ‘‘remote
control point’’ as that term is used in the Part 25
rules (see, e.g., 47 CFR 25.271(b), 25.272(d)(1)).
6 While we are also proposing to bring the section
25.221 and 25.222 operating requirements for ESVs
under the same umbrella that will cover VMESs and
ESAAs (i.e., the umbrella of the proposed section
25.228 for ESIMs), the section 25.103 definition of
ESVs would not need to be revised to eliminate any
outdated cross-references because it does not now
contain any cross-references.
7 We note that the rules do not currently provide
for ESIM operations in the extended C-band.
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coordinate their operations with
operators of nearby space stations.
25.138(a) contains similar provisions for
FSS earth stations transmitting to GSO
FSS space stations in the conventional
Ka-band. To improve the organizational
coherence of part 25, we propose to
move these provisions of § 25.138(a)
into § 25.218(i),8 and to extend the
applicability of § 25.218 to conventional
Ka-band GSO FSS earth stations.9
Section 25.138(b) states that operation
in the conventional Ka-band with offaxis e.i.r.p. density levels exceeding the
limits in § 25.138(a) are subject to
coordination under § 25.220. Current
§ 25.218(i) contains a similar
coordination provision governing
operations in the conventional C-band,
extended C-band, conventional Kuband, and extended Ku-band. To clarify
the rule in § 25.138(b), we propose to
amend § 25.218(i) so that it lists all of
the frequency bands included in the
revised § 25.218(a).10
Section 25.138(f) states that space
station operators may not transmit
communications to or from user
transceivers in the United States in the
conventional Ka-band unless such
communications are authorized under
an FCC earth station license. We
propose to make this a general
requirement applicable to space station
operators in all frequency bands, to
clarify the language of the requirement,
and to place this requirement in a new
section, § 25.289. We propose that this
requirement would be merged with
§ 25.287(d) that imposes the same
condition for mobile transmitters or
transceivers operating in some MobileSatellite Service frequencies. Section
25.287(d) could then be removed. The
new rule would state: ‘‘The holder of an
FCC blanket earth station license will be
responsible for operation of any earth
8 Table 3 lists the paragraphs of section 25.138
and the corresponding paragraphs of proposed
section 25.138(i). As a result of this insertion, we
propose to renumber paragraph (i) to (j) in section
25.218.
9 We do not propose to include the space station
pfd limit of section 25.138(a)(6) in section 25.218(i).
In 2015, we recodified this limit in section
25.140(a)(3)(iii) but inadvertently failed to make the
corresponding deletion to section 25.138. See
Comprehensive Review of Licensing and Operating
Rules for Satellite Services, IB Docket No. 12–267,
Second Report and Order, 30 FCC Rcd 14713,
14755, para. 115 (2015) (2015 Second Report and
Order). Including the limit in section 25.218(i)
would perpetuate this inadvertent duplication. In
contrast, deleting section 25.138(a)(6) and leaving
current section 25.140(a)(3)(iii) intact will conform
the rules to the form intended by the Commission’s
action in the 2015 Second Report and Order.
10 We propose to redesignate current section
25.218(i) as section 25.218(j), as a result of our
proposed insertion of the conventional Ka-band offaxis e.i.r.p. density limits currently contained in
section 25.138(a) into section 25.218 as paragraph
(i).
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station under that license. Operators of
satellite networks and systems must not
transmit communications to or from
such earth stations in the United States
unless such communications are
authorized under a service contract with
the holder of a pertinent FCC blanket
earth station license or under a service
contract with another party with
authority for such operation delegated
by such a blanket licensee.’’
We propose applying § 25.218 to all
applications for fixed and temporaryfixed FSS earth stations transmitting to
geostationary space stations in the
conventional or extended C-band or Kuband, or the conventional Ka-band, and
to all applications for ESIMs in the
conventional C-, Ku-, or Ka-band, except
for applications proposing transmission
of analog command signals at a band
edge with bandwidths greater than 1
MHz or transmission of any other type
of analog signals with bandwidths
greater than 200 kHz. We propose
modifying § 25.218(a)(1) accordingly.11
Reorganizing and Streamlining the
Technical and Operational and
Coordination Requirements of
§§ 25.221, 25.222, 25.226 and 25.227
Into § 25.228
We propose to bring all the technical,
operational and coordination
requirements for blanket licensed-ESV,
VMES and ESAA earth stations that are
linked to GSO FSS space stations—
currently arrayed in §§ 25.221, 25.222,
25.226 and 25.227 of our current rules—
under one new umbrella rule section
applicable to ESIMs generally: Proposed
§ 25.228. This current array of ESIM
rules would then be eliminated entirely,
as all the requirements therein would
either be subsumed by new § 25.228, or
will be consolidated in certain other
provisions described below.12 While we
do not think there will be any
significant costs associated with
reorganizing and consolidating these
rule sections, we invite comments that
will help estimate costs and benefits of
the proposals. Under the rules as they
now stand, the technical and
operational rules for each of these types
of ESIMs can be found primarily in the
paragraph (a) provisions of §§ 25.221,
25.222, 25.226 and 25.227, while the
coordination requirements are primarily
located in the paragraph (c) and (d)
11 We propose to retain the exception for analog
video earth station applications.
12 The discussion that follows lays out those
instances where ESIM requirements now appearing
in this array of four ESIM rule sections would be
consolidated in a rule other than the proposed
section 25.228, or where consolidation has
effectively occurred because the requirement in
question is duplicated in another existing rule.
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provisions of these same sections.
Broadly speaking, some of these rules
are the same regardless of the type of
ESIM, while others vary depending on
the vehicle type and frequency band at
issue. Accordingly, in crafting § 25.228
as an umbrella regulation that includes
both the provisions that apply to all
ESIMs and those that are tailored to
specific circumstances, we propose to
group ESIM requirements into the
following categories, the details of
which we discuss below: (1) Core rules
(i.e. those applicable to all ESIMs); (2)
vehicle-type specific rules that apply
across multiple frequency bands; (3)
frequency-band specific status and
coordination rules; and (4) vehicle-type
specific rules that apply to a single
frequency band.
Core Rules
In this NPRM, we seek comment on
streamlining the core ESIMs rules. In
this context, core rules refer to those
rules that are currently the same for
each type of ESIM and those that we
propose to amend in order to create
such uniformity. These rules are related
to the Commission’s GSO FSS twodegree orbital spacing policy, control of
operating ESIMs, operational reports,
and electromagnetic radiation safety.
With regard to revising requirements in
order to create additional uniformity,
we propose substantive changes to some
of the rules to eliminate unnecessary
variations across types of ESIMs,
eliminate unnecessary duplication of
rules across different rule sections, and
eliminate rules that are better served by
reliance on other sections of the
Commission’s rules. Specifically, we
propose substantive changes to the
following areas of our ESIM rules: (1)
Antenna pointing accuracy
requirements, (2) e.i.r.p. density limits,
(3) the self-monitoring (self-diagnostics)
requirement, (4) the network control
and monitoring center requirement, (5)
logging requirements, and (6) the
installation requirements related to
radiation safety.
Overview of Earth Station Licensing
Rules. The licensing rules in part 25 for
FSS earth stations transmitting digital
emissions provide two main options for
obtaining a license for an earth station
at a fixed location. The first option is to
demonstrate compliance with default
limits on emissions in directions other
than toward the target satellite, which
are referred to as off-axis e.i.r.p. density
limits.13 These limits were developed to
implement the Commission’s GSO FSS
13 The off-axis e.i.r.p. density limits are currently
set forth in 47 CFR 25.218 for the C- and Ku-bands
and in 47 CFR 25.138 for the Ka-band.
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space station two-degree orbital spacing
policy. They ensure earth station
compatibility with networks using
adjacent satellites in a two-degree
orbital spacing environment by
controlling the level of emissions from
an earth station that can be transmitted
toward adjacent satellite orbital
locations. The second option is to
demonstrate that the operations of the
earth stations in the satellite network
have been coordinated with operators of
networks using adjacent satellites that
would be affected by emissions of the
earth stations that exceed the default
off-axis e.i.r.p. density limits, under the
coordination requirements of § 25.220.
Under the first option, there are two
alternatives for showing compliance.
One alternative is to demonstrate that
the earth station antenna gain pattern
comports with the off-axis gain limits in
§ 25.209, and that the antenna input
power density comports with limits in
§ 25.212. However, this alternative is
not currently available for ESV, VMES,
or ESAA applications. The other
alternative is to demonstrate that the offaxis e.i.r.p. density of the earth station
emissions comports with the applicable
off-axis e.i.r.p. density limits. There are
provisions very similar to this
alternative for ESV, VMES, and ESAA
applications. In the following
paragraphs, we propose to continue to
make both options for obtaining a
license available for ESIMs while
changing our rules to allow ESIM
applicants to use both alternatives for
showing compliance under the first
option.
Antenna Pointing Accuracy
Requirement. The Commission’s current
rules for licensing ESVs, VMESs, and
ESAAs all contain antenna pointing
accuracy requirements. These
requirements were based on the premise
that highly directional earth station
antennas mounted on moving platforms
will have to accurately track the target
satellite to maintain communications
with that satellite and avoid interfering
with reception of signals by adjacent
satellites. The original ESV rules
adopted in 2005 contained the same
definition of off-axis angle, which the
Commission called q (theta) that was
used by the ITU in Resolution 902.
According to this definition, q is
measured from the axis of the main lobe
of the ESV antenna. In the 2009 ESV
Reconsideration Order, however, the
Commission changed the definition of q
to be consistent with a definition
adopted for fixed earth stations that it
adopted in the Part 25 Streamlining 8th
R&O. In the definition of q adopted in
2009, the off-axis angle is measured
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with respect to a line between the focal
point of the earth station antenna and
the location of the target satellite. This
definition of q anchors one end of the
reference line from which q is measured
to the location of the target satellite. For
a GSO FSS satellite, which is typically
authorized with a ± 0.05 degree
stationkeeping accuracy requirement,
the reference line thus remains within
0.05 degrees of the line from the earth
station to the assigned orbital location of
the target satellite. In contrast, under the
2005 off-axis angle definition, when the
axis of the main lobe of the earth station
antenna moves, off-axis e.i.r.p. density
limits tied to that axis would apply to
directions that also move around in
space. The 2009 definition of q is now
contained in the ESV, VMES, and ESAA
rules in §§ 25.221, 25.222, 25.226, and
25.227.14 This definition of q obviates
the need for an antenna pointing
accuracy requirement, because the limit
on off-axis e.i.r.p. toward adjacent
satellites is fixed regardless of the
direction in which the earth station
antenna is pointed.15 Therefore, the
ESIM rules we propose here eliminate
the antenna pointing accuracy
requirement. This will afford ESIM
operators more flexibility, because they
can meet the off-axis e.i.r.p. density
limits either by maintaining accurate
antenna pointing or by reducing the
radiated off-axis e.i.r.p. density when
the antenna is mispointed. We seek
comment on this proposal.
Off-Axis E.I.R.P. Density Limits.
Section 25.218, the off-axis e.i.r.p.
density limits rule, currently only
applies to applications for GSO FSS
earth stations at fixed locations, and
14 The definition of theta was revised by the 2015
Second Report and Order. The definition in section
25.221, 25.222, 25.226, and 25.227 paragraph
(a)(1)(i)(A) formerly read ‘‘theta (q) is the angle in
degrees from the line connecting the focal point of
the antenna to the orbital location of the target
satellite’’. The minor rewording of the definition
takes into account the fact that not all earth stations
use feedhorn-reflector type antennas with focal
points, and the fact that earth station antennas
pointed toward GSO FSS satellites are usually
pointed to the assigned location of the satellite, and
do not track the actual position of the target satellite
at any given time. The same definition of theta is
now used in section 25.209, 47 CFR 25.209.
15 This is the same as the approach taken by the
ITU in Resolution 156 (WRC–15), which prescribes
the operating conditions for ESIMs communicating
with FSS space stations in the 19.7–20.2 GHz and
29.5–30 GHz frequency bands. In that resolution,
the off-axis angle theta is defined as the angle ‘‘from
the vector from the earth station antenna to the
associated satellite’’. See Final Acts of WRC–15 at
248. Resolution 156 does not contain any antenna
pointing accuracy requirements, because its off-axis
e.i.r.p. density limits, like those in section 25.218
of the Commission’s rules, are independent of the
direction the ESIM antenna is pointed. We propose
to add footnotes 5.484B and 5.527A, which relate
to ESIM use and were adopted in WRC–15, to the
international table.
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specifically excepts applications for
ESVs, VMESs, and ESAAs. The
numerical e.i.r.p. density limits in
§ 25.218 over each specified angular
range are the same as those for the same
frequency bands in §§ 25.221, 25.222,
25.226, and 25.227. Furthermore, the
definition of q in § 25.218 is the same
as the one in §§ 25.221, 25.222, 25.226,
and 25.227.16 Thus, rather than
duplicating the off-axis e.i.r.p. density
limits in the proposed ESIMs rules, we
propose to cross-reference the off-axis
e.i.r.p. density limits that already exist
in § 25.218. More specifically,
paragraphs (a)(1)(i) of §§ 25.221, 25.222,
25.226, and 25.227 prescribe off-axis
e.i.r.p. spectral density limits for C- and
Ku-band ESVs, Ku-band VMESs, and
Ku-band ESAAs respectively, for
applicants proposing to comply with the
Commission’s off-axis e.i.r.p. density
limits. We propose to replace these
requirements with a requirement for
ESIM licensees to comply with the
applicable off-axis e.i.r.p. density limits
in § 25.218. To extend the ESIMs rules
to cover conventional Ka-band ESIMs,
we propose that this requirement
include the conventional Ka-band limits
currently in § 25.138, which we propose
to merge into § 25.218.
In the 2015 Second Report and Order,
the Commission adopted the same
definition of q as described in the
preceding paragraph in § 25.209, the offaxis antenna gain limits rule. Moreover,
the off-axis e.i.r.p. density limits in
§ 25.218, and those resulting from the
combination of antenna input power
density limits in § 25.212 and antenna
off-axis gain limits in § 25.209 are the
same as the off-axis e.i.r.p. density
limits in §§ 25.221, 25.222, 25.226, and
25.227. We thus propose to allow ESIM
applicants the option of certifying
compliance with the antenna pattern
requirements of § 25.209 and the
antenna input power density
requirements of § 25.212, in lieu of the
off-axis e.i.r.p. density limits in
§ 25.218. We seek comment on this
proposal.
Shutdown Requirements. Paragraphs
(a)(1)(iii) of §§ 25.221, 25.222, 25.226,
and 25.227 set forth cessation of
emission requirements for ESV, VMES,
and ESAA transmitters, based on
detection of antenna mispointing. We
propose to replace these requirements
with provisions in paragraphs (b) and
(c) of § 25.228 requiring cessation or
reduction of emissions in the event that
the ESIM or its associated network
control and monitoring system detects
16 The Commission adopted this definition of q in
section 25.218 in the 2008 Part 25 Streamlining 8th
R&O.
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that the ESIM has exceeded or is about
to exceed the off-axis e.i.r.p. density
limits. We also propose to include a
requirement in the ESIM application
rules in § 25.115 to demonstrate how
that requirement will be met.
Paragraphs (a)(2) of §§ 25.221, 25.222,
25.226, and 25.227 set forth
requirements for ESV, VMES, and ESAA
systems that operate with e.i.r.p.
spectral density levels above the levels
provided in paragraph (a)(1) or (a)(3) of
those sections. These provisions require
such ESIM systems to operate in
accordance with the off-axis e.i.r.p.
density levels that have been
coordinated by the operator of their
target satellite(s) with the operators of
adjacent satellites. The underlying
purpose of these paragraphs can be
satisfied by requiring ESIM operators
that plan to operate their systems with
off-axis e.i.r.p. density levels above the
limits currently codified in §§ 25.138
and 25.218 to have their operations
coordinated by their target satellite
operator(s) pursuant to § 25.220.
Specifically, we propose to include a
technical and operational requirement
in § 25.228(a) that would replace the
current provisions in §§ 25.211, 25.222,
25.226, and 25.227. Paragraphs (a)(2) of
§§ 25.221, 25.222, 25.226, and 25.227
also prescribe automatic cessation or
reduction of emissions requirements in
the event that an individual ESIM or
multiple ESIMs using variable power
density exceed the coordinated e.i.r.p.
density levels. We proposed moving
those requirements to § 25.228,
paragraphs (b) and (c), as discussed in
paragraph 25 supra.
The provisions in paragraphs (a)(3)
and (a)(3)(i) of §§ 25.221, 25.222, 25.226,
and 25.227 limit the aggregate off-axis
e.i.r.p. density levels for ESIM systems
that use variable power-density control
of individual simultaneously
transmitting co-frequency earth stations
in a target satellite receiving beam. The
2015 Second Report and Order adopted
new provisions in § 25.218,
subparagraph (4) of paragraphs (d) (Cband) and (f) (conventional Ku-band)
and in § 25.138(a)(5) that are
substantially the same as the provisions
applying to ESIMs in paragraph (a)(3)
and (a)(3)(i) of §§ 25.221, 25.222, 25.226,
and 25.227, thus warranting
consolidation of these provisions. As
discussed above, we have therefore
proposed to make § 25.218 applicable to
ESIMs, and to merge the conventional
Ka-band off-axis e.i.r.p. density limits in
§ 25.138 into § 25.218. Accordingly, we
do not propose to include a separate
requirement for this mode of ESIM
system operation in § 25.228. We do,
however, propose to codify cessation or
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reduction of emissions provisions
similar to those in paragraphs (a)(3)(ii)
and (iii) of §§ 25.221, 25.222, 25.226,
and 25.227 in § 25.228 paragraphs (b)
and (c), as we have proposed for the
similar provisions in paragraphs
(a)(1)(iii) and (a)(2) above.
Contention Protocols. Paragraphs
(a)(4) of §§ 25.226 and 25.227 require
VMES and ESAA applicants that plan to
use a contention protocol in the uplink
transmissions of their ESIMs to certify
that their use of the contention protocol
is reasonable. We propose not to include
such a requirement in § 25.228, because
§ 25.115(i) already contains this
requirement, and applies by its terms to
applications for ESIMs.17
Point of Contact in the United States.
Paragraphs (a)(4) of §§ 25.221 and
25.222 require that there be a point of
contact in the United States with the
authority and ability to cease all
emissions from ESVs. Paragraphs (a)(5)
of §§ 25.226 and 25.227 contain a
similar requirement. We propose to
consolidate such requirements in the
platform-specific rules for ESVs,
VMESs, and ESAAs in § 25.228.18
Data Logging Requirement.
Paragraphs (a)(5) of §§ 25.221 and
25.222 and paragraphs (a)(6) of
§§ 25.226 and 227 require that C- and
Ku-band ESV operators and Ku-band
VMES and ESAA operators log the
vehicle location, transmit frequency,
channel bandwidth, and target satellite
of ESIM transmissions. The required
maximum recording intervals are 20
minutes for ESVs, 5 minutes for VMESs,
and 1 minute for ESAAs. The ESIM
operator must make this data available
to a frequency coordinator, fixed system
operator, FSS operator, National
Telecommunications and Information
Administration (NTIA) (for Ku-band
ESIMs only), or the Commission within
24 hours after a request. The
Commission has never requested these
data from an ESIM operator, and we are
unaware of any other entity submitting
requests for such data. We seek
comment on whether the logging
requirement is still necessary and
useful, and if so, whether the existing
recording intervals should be
maintained or changed. We request that
parties who wish to assert that this
requirement should be maintained
provide specific examples of instances
in which the logging data has been
requested from ESIM operators and how
17 The current duplication would be eliminated
by deleting sections 25.226 and 25.227 in their
entireties, as proposed.
18 A list of the existing paragraphs in section
25.221, 25.222, 25.226, and 25.227 and the
corresponding proposed paragraphs in section
25.228 appears in Table 5.
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those data have been used to identify a
source of interference.
Remote Monitoring and Control
Requirement. § 25.227(a)(10) provides
the requirements for remote terminal
monitoring and control of ESAAs.
Specifically, the current rule states that
each remote terminal must be monitored
and controlled by a network control and
monitoring center (NCMC) or equivalent
facility. Each remote terminal must
comply with ‘‘disable transmission’’
commands from the NCMC. In addition,
the NCMC must monitor the operation
of each ESAA terminal in its network,
and transmit a ‘‘disable transmission’’
command to a remote terminal that
malfunctions in such a way as to cause
unacceptable interference to another
radiocommunication station. This
provision achieves the same goal of
ensuring the ability to remotely monitor
and disable earth stations as the
requirements included in paragraphs
(a)(2)(iii) and (a)(3)(iii) of §§ 25.221,
25.222, 25.226, and 25.227. We propose
to incorporate a remote monitoring and
control requirement in our proposed
§ 25.228(c), and make it applicable to all
types of ESIMs.
Self-Monitoring Requirement. Section
25.227(a)(11) requires that remote ESAA
terminals be self-monitoring and
capable of automatically ceasing
transmission. Section 25.227 paragraphs
(a)(1)(iii), (a)(2)(ii), and (a)(3)(ii), and
corresponding paragraphs in §§ 25.221,
25.222, and 25.226 contain similar selfmonitoring requirements. We propose to
make this requirement generally
applicable to all types of ESIMs and to
codify it in § 25.228(b).
Cessation of Uplink Transmissions
Upon Loss of Downlink Signal. Section
25.226(a)(9) states that each VMES
terminal must automatically cease
transmitting upon the loss of
synchronization or within 5 seconds
upon loss of reception of the satellite
downlink signal, whichever is the
shorter timeframe. Similarly,
§ 25.227(a)(9) states that each ESAA
terminal must automatically cease
transmitting within 100 milliseconds
upon loss of reception of the satellite
downlink signal or when it detects that
unintended satellite tracking has
happened or is about to happen. The
recently adopted § 25.271(g) states:
‘‘Licensees of transmitting earth stations
are prohibited from using remote earth
stations in their networks that are not
designed to stop transmission when
synchronization to signals from the
target satellite fails.’’ We propose
eliminating the rules specifically
applicable to VMES and ESAA as
redundant, because § 25.271(g) applies
by its terms to all types of ESIMs and
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loss of synchronization to signals from
the target satellite is general enough to
cover all situations of interest.
ESIM Installation Requirement for
Radiation Hazard Mitigation. The VMES
and ESAA application requirements in
§§ 25.226(b)(8) and 25.227(b)(8)
respectively include a requirement that
would be more appropriately located in
the technical and operational rules than
in the application rules. Specifically,
§§ 25.226(b)(8) and 25.227(b)(8) require,
in part, that all VMES and ESAA
licensees ensure installation of VMES or
ESAA terminals on vehicles by qualified
installers who have an understanding of
the antenna’s radiation environment
and use those measures best suited to
maximize protection of the general
public and persons operating the
vehicle and equipment. The rules
require that a VMES or ESAA terminal
exhibiting radiation exposure levels
exceeding 1.0 mW/cm2 in accessible
areas, such as at the exterior surface of
the radome, must have a label attached
to the surface of the terminal warning
about the radiation hazard and must
include thereon a diagram showing the
regions around the terminal where the
radiation levels could exceed 1.0 mW/
cm2. We propose extending this
requirement to ESVs operating in the
C-, Ku- and Ka-bands, because the same
basic rationale for the VMES and ESAA
requirement appears to apply equally to
ESVs—i.e., to ensure protection of
members of the public (including those
manning the vessels and operating the
equipment), who may be exposed to
hazardous radiation environments on
vessels as well as on or in the vicinity
of land vehicles and aircraft.
Accordingly, we propose to consolidate
the requirement that currently appears
in the VMES and ESAA rules, extend
this requirement to include ESVs, and
move it into paragraph (d) of the
proposed § 25.228. We also propose to
cross-reference § 1.1310 Table 1 of the
Commission’s rules, rather than
specifying the maximum permitted
radiation exposure level in § 25.228(d).
Vehicle-Type Specific Rules Applicable
Across Multiple Frequency Bands
Part 25 of the Commission’s rules
contain some rules for earth stations in
motion that are specific to the particular
type, i.e. ESVs, VMESs, or ESAAs,
across more than one frequency band. In
the following section, we propose
revisions and reorganization so that
vehicle-specific requirements are
minimized to the extent possible. Where
retention of vehicle-specific
requirements are necessary, we propose
reorganization to codify the
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requirements for each type of ESIM in
the proposed § 25.228.
ESV Requirements
There are currently two rule sections
that address specific requirements for
ESV operators. Both of these sections
were adopted to codify section 306 of
the Communications Act, which
provides that while section 301 of the
Act (which contains the licensing
requirement for radio communications)
does not apply to persons transmitting
from foreign ships that come within the
jurisdiction of the United States, radio
communications or signals from such
ships are subject to Commission
regulations designed to prevent
interference.
Vessels of Foreign Registry.
Paragraphs (a)(6) of §§ 25.221 and
25.222 require ESV operators licensed
by the FCC communicating with ESVs
on vessels registered outside the United
States to maintain detailed information
on each vessel’s country of registry and
a point of contact within the foreign
administration responsible for licensing
the ESV. The purpose of this rule is to
enable the Commission, if necessary, to
contact the administration responsible
for an ESV that causes interference to
U.S. stations, pursuant to our mandate
under section 306 of the
Communications Act. Because these
sections are statutorily based, we
propose to retain this requirement in
paragraph (e)(3) of our proposed new
§ 25.228.
ESV Hub Earth Stations. Paragraphs
(a)(7) of §§ 25.221 and 25.222 require
ESV operators to control ESVs using a
hub earth station located in the United
States, except that a U.S.-licensed ESV
may operate under control of a hub
earth station located outside the United
States provided that the ESV operator
maintains a point of contact in the
United States that can make the ESV
cease transmitting if necessary. This
provision is similar to that in paragraph
(a)(4) of §§ 25.221 and 25.222, except
paragraph (a)(4) is focused on the
remote ESV terminals, and paragraph
(a)(7) is focused on the hub earth station
with which the ESVs communicate. The
purpose of this rule is to enable the
Commission to prevent interference to
U.S. and foreign stations. We propose to
retain this requirement in paragraph
(e)(1) of our proposed § 25.228. We also
propose to update the language
regarding ESV hub operators and hub
earth stations for greater clarity.
Specifically, in our revised rules, we
propose to use the term ‘‘network
control and monitoring center’’
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(NCMC) 19 to better reflect the nature of
the functions performed by such
facilities.
VMES Requirements
There are currently no rules in part 25
of the Commission’s rules that apply to
VMES terminals in more than one
frequency band. The VMES rules
currently in part 25 only apply to Kuband VMESs. With the goal of
streamlining rules for all ESIM
operators, we do not propose any
VMES-specific rules that would apply
across all frequency bands.
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ESAA Requirements
Section 25.227(a)(12) provides that
ESAA applicants that comply with the
off-axis e.i.r.p. spectral-density limits in
paragraph (a)(1)(i) of this section may
request Permitted List authority. We
propose to eliminate this rule section,
because this flexibility is already
afforded to ESV, VMES, and ESAA
applicants by § 25.115(k)(1).
Section 25.227(a)(14) states that all
ESAA terminals operating in U.S.
airspace, whether on U.S.-registered
civil aircraft or non-U.S.-registered civil
aircraft, must be licensed by the
Commission. All ESAA terminals on
U.S.-registered civil aircraft operating
outside of U.S. airspace must be
licensed by the Commission, except as
provided by section 303(t) of the
Communications Act. We propose to
keep this requirement and extend it to
apply to all Ka-band ESAA terminals
operated in U.S. airspace. We also
propose moving this requirement into
the proposed § 25.228(g)(2).
Section 25.227(a)(15) states that for
ESAA systems operating over
international waters, ESAA operators
will certify that their target space station
operators have confirmed that proposed
ESAA operations are within coordinated
parameters for adjacent satellites up to
6 degrees away on the geostationary arc.
We do not propose to bring this
requirement into the proposed ESIM
rule section. In view of the provisions
of § 25.140 and § 25.220, which apply to
U.S. satellites and earth stations, and
§ 25.137, which also applies to foreignlicensed points of communication, we
find these requirements are redundant,
which redundancy will then be
eliminated with our deletion of § 25.227
in its entirety.
We propose to move the requirements
of § 25.227(a)(16) to new § 25.228(g)(3),
with a minor revision in the first
sentence. The first sentence of
19 We propose to add a definition of network
control and monitoring center (NCMC) in section
25.103.
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§ 25.227(a)(16) currently provides that
‘‘[p]rior to operations within the foreign
nation’s airspace, the ESAA operator
will ascertain whether the relevant
administration has operations that could
be affected by ESAA terminals, and will
determine whether that administration
has adopted specific requirements
concerning ESAA operations.’’
Specifically, we propose changing
‘‘will’’ to ‘‘must’’. We also propose
making the remaining sentences
currently contained in § 25.227(a)(16)
clearly imperative. As with several of
the other Ku-band ESAA specific rules,
we propose to apply this requirement to
Ka-band ESAA operators.
Frequency-Band Specific Status and
Coordination Rules
Currently, there are frequency-band
specific rules for ESVs, VMESs and
ESAAs in the conventional and
extended Ku-bands.20 We propose to
eliminate some of these requirements,
which are redundant with other
provisions in part 25, with the
exception of paragraphs (c) and (d) of
§§ 25.222, 25.226, and 25.227.
Specifically, §§ 25.226(a)(8) and
25.227(a)(8) provide that in the relevant
bands,21 VMES and ESAA terminals
receive protection from interference
caused by space stations other than the
target space station only to the degree to
which harmful interference would not
be expected to be caused to a
hypothetical earth station employing an
antenna conforming to the reference
patterns defined in §§ 25.209(a) and (b)
and stationary at the location at which
any interference occurred.22 This
requirement is redundant with
§ 25.209(c)(1).23 In view of this
20 There are Commission rules for ESIMs
operation in three bands: The conventional C-band
and the conventional and extended Ku-bands.
Under our proposed rules, ESIMS would also be
able to operate in the conventional Ka-band.
21 Specifically, VMES terminal receiving in the
10.95–11.2 GHz (space-to-Earth), 11.45–11.7 GHz
(space-to-Earth) and 11.7–12.2 GHz (space-to-Earth)
bands, and ESAA terminal receiving in the 11.7–
12.2 GHz (space-to-Earth) bands do not receive
protection from interference.
22 Although the provision that the hypothetical
earth station is stationary is not included in section
25.209(c), it is not relevant whether this earth
station is stationary or not because the interference
received by an earth station antenna is a function
of the antenna gain pattern and the direction in
which the antenna is pointed with respect to
sources of interference, not whether the earth
station is at a fixed location or in motion.
23 Section 25.209(c)(1) currently states: ‘‘An earth
station licensed for operation with an FSS space
station or registered for reception of transmissions
from such a space station pursuant to section
25.131(b) and (d) is not entitled to protection from
interference from authorized operations of other
stations that would not cause harmful interference
to that earth station if it were using an antenna with
receive-band gain patterns conforming to the levels
specified in paragraphs (a) and (b) of this section.’’
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redundancy, we propose to eliminate
the provisions in paragraphs (a)(8) of
§§ 25.226 and 25.227.
Similarly, §§ 25.222(a)(8), 25.226(a)(7)
and 25.227(a)(7) state that in the 10.95–
11.2 GHz (space-to-Earth) and 11.45–
11.7 GHz (space-to-Earth) frequency
bands ESVs, VMESs and ESAAs must
not claim protection from interference
from any authorized terrestrial stations
to which frequencies are either already
assigned, or may be assigned in the
future. These sections are redundant
with footnote NG52 to § 2.106 of the
Commission’s rules.24 In view of the
redundancy of these provisions, we
propose eliminating paragraph (a)(8) of
§ 25.222 and paragraph (a)(7) of
§§ 25.226 and 25.227.
Additionally, there are two sets of
coordination requirements for Ku-band
ESIMs, which are contained in
paragraphs (c) and (d) of §§ 25.222,
25.226 and 25.227. Paragraphs (c) in
these rule sections address the
coordination requirements related to the
protection of the NASA Tracking and
Data Relay Satellite System (TDRSS) in
the 14.0–14.2 GHz frequency band.
Paragraphs (d) address coordination
requirements designed to protect the
Radio Astronomy Service (RAS) in the
14.47–14.5 GHz frequency band. These
rule paragraphs, while covering the
same frequency bands and coordination
requirements to protect TDRSS and RAS
operations, are worded slightly
differently in each section. We propose
unifying language for the requirements
for all ESIMs to be included in
§ 25.228(j).
Vehicle-Type Specific Rules Applicable
to a Single Frequency Band
Part 25 includes rules that are
particular to the type of ESIM in a
specific frequency band. For example,
C-band ESVs and Ku-band ESAAs have
requirements that are unique to the
combination of type of earth station and
the particular frequency band in which
it operates. The Commission has never
adopted rules for C-band VMES and
ESAA terminals, and we do not propose
to do so here.
24 Footnote NG52 states that: ‘‘Except as
otherwise provided for herein, use of the bands
10.7–11.7 GHz (space-to-Earth) and 12.75–13.25
GHz (Earth-to-space) by geostationary satellites in
the fixed-satellite service (FSS) must be limited to
international systems, i.e., other than domestic
systems. In the sub-bands 10.95–11.2 GHz and
11.45–11.7 GHz, Earth Stations on Vessels (ESV),
Vehicle-Mounted Earth Stations (VMES), and Earth
Stations Aboard Aircraft (ESAA) as regulated under
47 CFR part 25 may be authorized for the reception
of FSS emissions from geostationary satellites,
subject to the condition that these earth stations
must not claim protection from transmissions of
non-Federal stations in the fixed service.’’
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C-Band ESV Specific Requirements
Several requirements in § 25.221
address issues that are unique to ESVs
operating in the C-band. We propose to
retain most of these C-band ESV specific
requirements. Specifically, we propose
to retain paragraphs (a)(8), (a)(9), (a)(10),
(a)(12), and (a)(13) as written and move
them to the new § 25.228(h). Table 4
lists these paragraphs and the current
sub-paragraphs and the corresponding
sub-paragraphs of § 25.228(h) to which
we propose to relocate them.
Section 25.221(a)(11) states that ESVs
while in motion do not receive
protection in the downlink band.25
These rules were adopted in the 2005
ESV Order to protect FS and FSS
providers in the C-band while providing
maximum flexibility to ESV operators.
We propose to move this requirement to
§ 25.228(h)(4), while upgrading the
status of ESVs in the 3700–4200 MHz
(space-to-Earth) frequency band by
eliminating the provision in
§ 25.221(a)(11) that they may not claim
protection from harmful interference
from satellites transmitting in the 3700–
4200 MHz (space-to-Earth) frequency
band. We also propose to modify the
second sentence of Non-Federal
Government footnote NG180 of § 2.106,
consistent with our proposed change to
the text of the provision currently
codified in § 25.221(a)(11).
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Ku-Band ESAA Specific Requirements
Section 25.227(a)(13) sets out
requirements for ESAA providers
operating in the international airspace
within line-of-sight of the territory of a
foreign administration. We propose only
minor changes in the language
consistent with other ESIMs rules. The
requirements would be moved to the
proposed § 25.228(i).
Proposed Technical and Operational
Requirements for Ka-band ESIMs
We do not propose any specific
technical or operational requirements
for ESVs, VMESs, or ESAAs operating in
the conventional Ka-band. Such ESIMs
would be authorized subject to the
requirements in § 25.115(n), which
includes the requirement to comply
with the earth station off-axis e.i.r.p.
density limits in proposed § 25.218(i),
unless the ESIM operations are
coordinated under § 25.220. This is
similar to the current blanket-licensing
provisions for conventional Ka-band
25 Specifically, section 25.221(a)(11) currently
states: ‘‘ESVs while in motion shall not claim
protection from harmful interference from any
authorized terrestrial stations or lawfully operating
satellites to which frequencies are either already
assigned, or may be assigned in the future in the
3700–4200 MHz (space-to-Earth) frequency band.’’
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earth stations in § 25.138. Conventional
Ka-band ESVs would be required to
comply with the requirements in
proposed § 25.228(e), conventional Kaband VMESs would be required to
comply with the requirement in
proposed § 25.228(f), and conventional
Ka-band ESAAs would be required to
comply with the requirements in
proposed § 25.228(g). We seek comment
on any additional provisions that we
should adopt for the operation of
conventional Ka-band ESVs, VMESs, or
ESAAs, such as minimum separation
distances to protect the fixed and
mobile services from ESV emissions,
and/or power flux-density limits to
protect the fixed and mobile services
from ESAA emissions.
We propose to amend an existing
footnote to the Table of Allocations to
recognize the operation of ESIMs as an
application of the FSS with primary
status in the conventional Ka-band. We
seek comment on our belief that ESIMs
operating in the conventional Ka-band
in accordance with our proposed rules
would not pose more of a risk of
interference to, nor require more
protection from interference from other
radiocommunication systems than other
earth stations operating in the frequency
band on a primary basis today.26 The
Commission has taken similar steps to
clarify the primary status of C-band and
Ku-band ESIMs. Specifically, we
propose to amend footnote NG55, which
authorizes ESV, VMES, and ESAA use
in the Ku-band, to include a portion of
the Ka-band and to use the term
‘‘ESIMs.’’ The amended footnote would
state: ‘‘In the bands 11.7–12.2 GHz
(space-to-Earth), 14.0–14.5 GHz (Earthto-space), 18.3–18.8 GHz (space-toEarth), 19.7–20.2 GHz (space-to-Earth),
28.35–28.6 GHz (Earth-to-space), and
29.25–30.0 GHz (Earth-to-space), Earth
Stations in Motion (ESIMs), as regulated
under 47 CFR part 25, are applications
of the fixed-satellite service and may be
authorized to communicate with
geostationary satellites in the fixedsatellite service on a primary basis.’’ 27
Iridium has expressed concern with
respect to ESIM operations in the band
26 The Commission already blanket licenses
ubiquitously-deployed fixed earth stations in the
conventional Ka-band under section 25.138; under
the proposed rules ESIMs would have to comply
with regulations designed to ensure that they do not
cause more interference than fixed earth stations.
27 We also note that feeder links for the Iridium
NGSO MSS satellite system are operated in the
29.1–29.3 GHz band. See, e.g., Iridium Satellite LLC,
IBFS File No. SES–MOD–20060907–01680 (granted
Mar. 29, 2007). ESIM applicants and licensees
planning to conduct operations in the 29.25–29.3
GHz band would have to coordinate with Iridium
under 47 CFR 25.203(h) and 25.258 prior to
operating in those frequencies.
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29.25–29.3 GHz.28 Inmarsat, EchoStar,
and Hughes, collectively, and ViaSat
filed ex parte letters opposing Iridium
on the grounds that blanket-licensed
fixed earth stations are currently
authorized in this band.29 We seek
comment on whether inclusion of the
band 29.25–29.3 GHz would raise any
new issues with respect to potential
interference to NGSO FSS feeder links.
In addition, to the extent these
proposed rule changes may facilitate
increased deployment of ESIMs, we
invite comment on whether the changes
could unreasonably diminish future
opportunities to introduce additional
services into these bands or adjacent
bands on a shared basis. We also seek
comment on any possible effects that
these proposed rules may have on
existing or future services in adjacent
frequency bands, such as Upper
Microwave Flexible Use Service
(UMFUS) operations in the 27.5–28.35
GHz frequency band.
ESIMs Application Requirements
The earth station license application
requirements for ESVs, VMESs, and
ESAAs, are currently contained in
paragraph (b) of §§ 25.221, 25.222,
25.226, and 25.227. Application
requirements for FSS earth station
authorizations at fixed and temporaryfixed locations are in § 25.115. We
propose to move the ESIM application
requirements into § 25.115 for better
integration of the rules. Specifically, the
application requirements for a particular
frequency band for all types of ESIM
platforms 30 will be in paragraphs (l) (for
C-band), (m) (for Ku-band), and (n) (for
Ka-band) of § 25.115. The appropriate
introductory text will be in the opening
sub-paragraph of those three paragraphs.
As such, the introductory paragraphs in
§§ 25.221(b), 25.222(b), 25.226(b), and
25.227(b) become unnecessary.
Paragraphs (b)(1) of §§ 25.221, 25.222,
25.226, and 25.227 state that an ESIM
28 See Letter from Joseph A. Godles, Attorney,
Iridium Satellite LLC, to Marlene H. Dortch,
Secretary, FCC, IB Docket No. 17–95 (filed May 8,
2017). See also Letter from Joseph A. Godles,
Attorney, Iridium Satellite LLC, to Marlene H.
Dortch, Secretary, FCC, IB Docket No. 17–95 (filed
May 10, 2017); Letter from Joseph A. Godles,
Attorney, Iridium Satellite LLC, to Marlene H.
Dortch, Secretary, FCC, IB Docket No. 17–95 (filed
May 11, 2017).
29 See Letter from Giselle Creeser, Director,
Regulatory, M. Ethan Lucarelli, Director, Regulatory
& Public Policy, Inmarsat, Inc., and Jennifer
Manner, Senior Vice President, Regulatory Affairs,
EchoStar Satellite Operating Corporation, Hughes
Network Systems, LLC., to Marlene H. Dortch,
Secretary, FCC, IB Docket No. 17–95 (filed May 11,
2017). See also Letter from John Janka and Elizabeth
R. Park, Counsel, ViaSat Inc., to Marlene H. Dortch,
Secretary, FCC, IB Docket No. 17–95 (filed May 11,
2017).
30 I.e., VMESs, ESVs, and ESAAs.
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applicant proposing to implement a
transmitter under paragraph (a)(1) of
these sections must provide the
information required by § 25.115(g)(1).
In the proposed rules, an ESIM
applicant would follow the application
procedures set out under the provisions
in subparagraph (1) of §§ 25.115(l)
through (n), and showings regarding
antenna pointing accuracy would no
longer be required.
An applicant under the current ESIM
application requirements proposing to
meet the 0.2 degree antenna pointing
accuracy requirement must show how
that will be accomplished.31 As
discussed in paragraph 22 supra, we
propose to eliminate the pointing
accuracy requirement, because the offaxis angles in the e.i.r.p. density mask
in § 25.218 and the antenna gain pattern
mask in § 25.209 are both now defined
based on the line from the earth station
to the target satellite, not from the axis
of the main lobe of the antenna pattern.
In the proposed rules, the applicant
would have to show how it will detect
exceedance of the off-axis e.i.r.p.
density mask and reduce power or shut
down its transmitter, pursuant to
subparagraph (3)(i) of §§ 25.115(l)
through (n).
Further, in the existing ESIM rules, an
applicant proposing to operate with a
maximum pointing error greater than
0.2 degrees must declare its maximum
pointing error and show that at the
maximum mispointing, the e.i.r.p.
density limits are still met. Again,
because we are proposing to eliminate
the antenna pointing accuracy
requirement, the proposed rules will
provide applicants two options to
qualify for a license: Either comply with
the off-axis e.i.r.p. density limits, and
provide the information required by
§§ 25.115(l)–(n)(1), or coordinate, and
provide the information required by
§§ 25.115(l)–(n)(2).
Additionally, because we propose to
eliminate the antenna pointing accuracy
requirement, we propose to eliminate
the pointing accuracy certification
requirements of §§ 25.221(b)(1)(iii),
25.222(b)(1)(iii), 25.226(b)(1)(iii), and
25.227(b)(1)(iii)(A) and (B). Similarly,
we propose to eliminate the maximum
mispointing declaration requirements in
paragraphs (b)(1)(iv)(A) and the
cessation of transmissions upon
mispointing demonstration
requirements in paragraphs (b)(1)(iv)(B)
in §§ 25.221, 25.222, 25.226, and 25.227.
Paragraphs (b)(2), (b)(2)(i) and
(b)(2)(ii) of §§ 25.221, 25.222, 25.226,
and 25.227 state that an applicant
31 See paragraphs (b)(1)(iii) of sections 25.221,
25.222, 25.226, and 25.227.
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proposing to operate with off-axis
e.i.r.p. density in excess of the levels in
paragraph (a)(1)(i) or (a)(3)(i) of these
sections must provide the off-axis
e.i.r.p. density showing required by
§ 25.115(g)(1), and the coordination
certifications required by § 25.220(d). In
the proposed rules, such an applicant
would apply under the provisions in
subparagraph (2) of §§ 25.115(l)–(n),
which would contain substantially the
same requirements for exhibits to its
earth station application.
Paragraphs (b)(2)(iii) and (b)(2)(iv) of
§§ 25.221, 25.222, 25.226, and 25.227
require detailed showings that each
ESAA transmitter in the system will
automatically cease or reduce emissions
within 100 milliseconds after generating
e.i.r.p. density exceeding the applicable
limits. In the proposed rules in
§§ 25.115(l)–(n)(3)(i), the applicant
would have to show how the transmitter
will detect exceedance of the off-axis
e.i.r.p. density mask and reduce the
power of or shut down one or more
transmitters within 100 milliseconds of
receiving a command to do so from the
system’s network control and
monitoring center, if the aggregate offaxis e.i.r.p. spectral-densities of the
transmitter or transmitters exceed the
relevant off-axis e.i.r.p. spectral-density
limits.
Section 25.221(b)(3)(v) states that
certification that the ESV system will
operate in compliance with the power
limits in § 25.204(h) is required with an
application for a C-band ESV. We
propose to eliminate this requirement,
which we believe is no longer
necessary, because we do not require
applicants to certify that they will
comply with every part 25 rule, and we
typically include a licensing condition
stating this requirement in ESV license
documents.32
We propose to incorporate the
requirement to provide the off-axis
e.i.r.p. density data currently contained
in subparagraphs (b)(3)(i) of §§ 25.221,
25.222, 25.226, and 25.227 in subparagraphs (1) and (2) of proposed
§§ 25.115(l)–(n). In addition, we propose
to incorporate the requirement currently
contained in subparagraphs (b)(3)(iii) of
§§ 25.221, 25.222, 25.226, and 25.227 to
show that individual ESIM terminal is
self-monitoring and capable of
automatically ceasing or reducing
emissions within 100 milliseconds if the
ESIM transmitter exceeds the relevant
off-axis e.i.r.p. spectral-density limits in
sub-paragraphs (3)(i) of §§ 25.115(l)–(n).
32 We propose, however, to retain a technical and
operational requirement to meet the power limits
currently in section 25.204(h), which we propose to
redesignate as section 25.228(h)(7).
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We also propose to incorporate in those
sub-paragraphs the requirement
currently contained in subparagraphs
(b)(3)(iv) of §§ 25.221, 25.222, 25.226,
and 25.227 to show that one or more
transmitters in ESIM systems using
variable-power-density control of
individual ESIM transmitters are
capable of automatically ceasing or
reducing emissions within 100
milliseconds of receiving a command to
do so from the system’s network control
and monitoring center, if the aggregate
off-axis e.i.r.p. spectral-densities of the
transmitter or transmitters exceed the
relevant off-axis e.i.r.p. spectral-density
limits. We invite comment on whether
there should be a requirement that the
network control and monitoring center
be capable of detecting that the
aggregate off-axis e.i.r.p. density limits
are being exceeded within a specific
time limit, and if so, what that time
limit should be.
Paragraphs (b)(5) of §§ 25.226 and
25.227 state that any VMES or ESAA
applicant filing for a VMES or ESAA
terminal or system and planning to use
a contention protocol must include in
its application a certification that its
contention protocol use will be
reasonable, in compliance the
requirements of paragraph (a)(4) of those
sections. This requirement is
substantially the same as the
requirement in § 25.115(i), which we
construe as applying to applications for
ESIMs. Therefore, we do not propose
duplicating the language from
§§ 25.226(b)(5) and 25.227(b)(5) in the
ESIM rules we propose here.
Paragraphs (b)(8) of §§ 25.226 and
25.227 also state that VMES and ESAA
applicants must submit a radio
frequency hazard analysis determining
via calculation, simulation, or field
measurement, whether ESAA terminals,
or classes of terminals, will produce
power densities that will exceed the
Commission’s radio frequency exposure
criteria. Section 1.1307(b) of the
Commission’s rules requires applicants
to prepare an Environmental
Assessment if a transmitter would cause
human exposure to levels of
radiofrequency radiation in excess of
the Maximum Permissible Exposure
limits in 47 CFR 1.1310 Table 1. This
rule also requires earth station
applications to contain a statement
confirming compliance with those
limits. Thus we propose not to retain
these provisions in paragraphs (b)(8) of
§§ 25.226 and 25.227, which are
unnecessary in view of the requirements
in § 1.1307(b). Paragraphs (b)(7) of
§§ 25.221 and 25.222 and § 25.226(b)(9)
state that except for ESV or VMES
systems operating pursuant to paragraph
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(a)(2) of those sections, which are
systems that propose to exceed the
prescribed off-axis e.i.r.p. density limits,
systems authorized pursuant to those
sections will be eligible for a license
that lists Permitted List as an authorized
point of communication. We propose to
delete this provision as duplicative of
the provision that already exists in
§ 25.115(k)(1), which we construe as
applicable to ESIM applications.
Currently, paragraphs (b)(7) of
§§ 25.226 and 25.227 require that any
VMES or ESAA applicant must include
in its application a certification that it
will comply with the requirements of
paragraphs (a)(6) of those sections, and
paragraphs (a)(9), (a)(10), and (a)(11) of
§ 25.227. We invite comment as to
whether the certification requirement
serves a useful purpose, or whether we
should eliminate it, because
Commission licensees are required to
comply with all applicable Commission
rules.
Sections 25.226(b)(8) states that all
VMES applicants must demonstrate that
their VMES terminals are capable of
automatically ceasing transmissions
upon the loss of synchronization or
within 5 seconds upon loss of reception
of the satellite downlink signal,
whichever is the shorter timeframe.
§ 25.271(g) requires that licensees of
transmitting earth stations are
prohibited from using remote earth
stations in their networks that are not
designed to stop transmission when
synchronization to signals from the
target satellite fails. We propose to
eliminate the provision in § 25.226(b)(8)
as redundant.
We propose to retain the requirements
in paragraphs (b)(4) of §§ 25.221, 25.222,
25.222, 25.226, and 25.227,33 in
paragraphs (b)(5) of §§ 25.221 and
25.222 and (b)(6) of §§ 25.226 and
25.227,34 and in paragraphs (b)(6) of
§§ 25.221 and 25.222 and (b)(8) of
§§ 25.226 and 25.227,35 and move those
requirements into paragraphs (l)–(n) of
§ 25.115. Table 5 shows how these
paragraphs would be redesignated. We
seek comment on these proposals.
nlaroche on DSK30NT082PROD with PROPOSALS
Merging Sections 25.130 and 25.131
Into Section 25.115
We propose to move the requirements
in § 25.130, with minor revisions, into
33 Paragraphs (b)(4) of sections 25.221, 25.222,
25.222, 25.226, and 25.227 contain the requirement
to identify the area(s) of operation of the ESIM
terminals.
34 Paragraphs (b)(5) of sections 25.221 and 25.222
and (b)(6) of sections 25.226 and 25.227 contain the
point-of-contact identification requirement.
35 Paragraphs (b)(6) of sections 25.221 and 25.222
and (b)(8) of sections 25.226 and 25.227 contain the
requirement to provide a radiation safety hazard
analysis.
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§ 25.115(a)(5) through (10). In addition
to the minor changes, the last sentence
of § 25.130(a) currently states that
‘‘applicants that are not required to
submit applications on Form 312EZ’’
must submit the information in
subparagraphs (1) through (5) of this
paragraph as an attachment to their
applications. Because the use of Form
312EZ is not mandatory, but just an
option available to applicants, we
propose to change the word ‘‘required’’
to ‘‘permitted’’. We would then reserve
§ 25.130. Cross-references to this section
would be redirected to the appropriate
paragraphs in § 25.115.
Currently, § 25.131 covers the
application requirements for receiveonly earth stations. We propose to move
all of these requirements, with minor
revisions, into § 25.115(b).36 We would
then reserve § 25.131. Cross-references
to this section would be redirected to
the appropriate paragraphs in § 25.115.
Other Miscellaneous Changes to Section
25.115
We propose to remove and reserve
§ 25.115(a)(4), which currently contains
instructions regarding electronically
filing. We propose to incorporate this
language in § 25.115(a)(1) instead.
We note that § 25.115(c)(1) retains
language differentiating between
domestic and international services.
Because that distinction was eliminated
in the DISCO II proceedings, we propose
to eliminate the vestige in this rule.
Currently, § 25.115(k)(1) states that
applicants for Fixed-Satellite Service
earth stations that qualify for routine
processing in the conventional C-band,
the conventional Ku-band, and in
portions of the extended Ku-band, may
designate the Permitted Space Station
List as a point of communication.37 We
propose to revise the references within
§ 25.115(k)(1) to §§ 25.221, 25.226, and
25.227 to refer instead to the proposed
paragraphs (l) through (n) of § 25.115,
consistent with the unifying of the
application requirements into § 25.115.
Similarly, we propose changes to
§ 25.115(k)(2) that do not substantively
alter the requirements of that section.
Specifically, we propose to adopt the
following revised language:
Notwithstanding paragraph (k)(1) of this
section, an earth station that would
receive signals in the 17.8–20.2 GHz
36 A list of the existing paragraphs in section
25.131 and the corresponding proposed paragraphs
in section 25.115 appears in Table 2.
37 These applications include ESV applications
filed pursuant to sections 25.222(a)(1) or (a)(3),
VMES applications filed pursuant to sections
25.226(a)(1) or (a)(3), and ESAA applications filed
pursuant to sections 25.227(a)(1) or (a)(3). See 47
CFR 25.222(a)(1) and (a)(3), 25.226(a)(1) and (a)(3),
and 25.227(a)(1) and (a)(3).
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band may not communicate with a
space station on the Permitted Space
Station List in that band until the space
station operator has completed
coordination under footnote US334 to
§ 2.106 of this chapter.
Changes Required in Additional
Sections of the Commission’s Rules:
Sections 25.133, 25.140, 25.202, 25.204,
25.209, and 25.258 and Notes to the
Table of Allocations, Section 2.106
We propose several additional
changes in other sections of part 25 to
harmonize the various rule sections
involving ESIMs.
Section 25.133(d) contains a crossreference to § 25.131, the relevant
portions of which we propose to move
to § 25.115(b). We propose to update
this cross-reference.
Section 25.140(a)(3)(iii) contains a
cross-reference to § 25.138(a). We
propose to update this cross-reference to
point to § 25.218(i), which would
contain the off-axis e.i.r.p. density limits
currently contained in § 25.138(a).
We propose revising § 25.202(a)(8) to
eliminate the references to the
individual ESIM sections, §§ 25.221,
25.222, 25.226 and 25.227, which we
propose to eliminate.
Section 25.204 contains limits on the
e.i.r.p. and e.i.r.p. density that ESVs,
VMESs, and ESAAs may transmit
toward the horizon. To improve the
organizational coherence of the ESIMs
rules, we propose to relocate those
requirements to § 25.228. Specifically,
we propose to relocate the requirements
in § 25.204(h) to § 25.228(h)(7), and to
consolidate the requirements in
paragraphs (i)–(k) of § 25.204 into
§ 25.228(j)(2).38
As previously noted, § 25.209(c)(1)
cross-references §§ 25.130 and 25.131.
We propose to update these crossreferences to refer to §§ 25.115(b)(2) and
(4), where the requirements would be
located.
Section 25.209(f) states that an earth
station with an antenna not conforming
to relevant standards in paragraphs (a)
and (b) of that section will be authorized
only if the applicant demonstrates that
the antenna will not cause unacceptable
interference. In order to reflect the other
proposed changes for ESIMs, we
propose eliminating the references to
the rule sections currently containing
the ESIMs rules within that paragraph.
We further propose revising the
reference to §§ 25.138, 25.221, 25.222,
25.226, and 25.227 to refer instead to
§ 25.218, and making other clarifying
changes to § 25.209(f).
38 A list of the existing paragraphs in section
25.204 and the corresponding proposed paragraphs
in section 25.228 appears in Table 6.
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Section 25.258(b) states that operation
of ubiquitously deployed GSO FSS earth
stations in the 29.25–29.5 GHz
frequency band shall conform to the
rules contained in § 25.138. Consistent
with our proposed relocation of the
requirements of § 25.138 to § 25.218(i),
we propose to update this crossreference to point to the latter section.
Footnote NG52 of the Table of
Frequency Allocations authorizes ESVs,
VMESs, and ESAA in portions of the
Ku-band. To be consistent with the
terminology used in the proposed
revision of footnote NG55, we propose
to modify this footnote to refer to ESIMs
instead of ESVs, VMESs, and ESAA.
Footnote US133 of the Table of
Frequency Allocations, § 2.106, contains
cross-references to sub-paragraphs of
§§ 25.226 and 25.227, which we propose
to eliminate. We propose to update
those cross-references to point to the
appropriate sub-paragraphs of proposed
§ 25.228.
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Initial Regulatory Flexibility Analysis
As required by the Regulatory
Flexibility Act (RFA), the Commission
has prepared this Initial Regulatory
Flexibility Analysis (IRFA) of the
possible significant economic impact on
a substantial number of small entities by
the policies and rules proposed in this
document. We request written public
comments on this IRFA. Commenters
must identify their comments as
responses to the IRFA and must file the
comments by the deadlines for
comments on the proposed rule
provided above in Section V.D. The
Commission will send a copy of the
proposed rule, including this IRFA, to
the Chief Counsel for Advocacy of the
Small Business Administration. In
addition, the proposed rule and IRFA
(or summaries thereof) will be
published in the Federal Register.
A. Need for, and Objectives of, the
Proposed Rules
The Notice of Proposed Rulemaking
seeks comment on a variety of proposals
relating to part 25 of the Commission’s
rules, which governs licensing and
operation of space stations and earth
stations for the provision of satellite
communication services. Adoption of
the proposed changes would, among
other things, provide additional
operational flexibility to applicants for
Earth Stations on Vessels, VehicleMounted Earth Stations, and Earth
Stations Aboard Aircraft, collectively
referred to as Earth Stations in Motion
(ESIMs), simplify requirements for
applications for routine licensing of
ESIMs, expand the availability of
routine licensing of ESIMs to include
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the 18.3–18.8 GHz, 19.7–20.2 GHz,
28.35–28.6 GHz, and 29.25–30 GHz
frequency bands, and consolidate and
harmonize the application, technical,
and operational rules for ESIMs. The
NPRM proposes several changes to part
25 of the rules. Specifically, it proposes
to:
(1) Expand the frequency bands for
which routine licensing of ESIMs is
available to include the 18.3–18.8 GHz,
19.7–20.2 GHz, 28.35–28.6 GHz, and
29.25–30 GHz frequency bands,
(2) Eliminate the antenna pointing
accuracy requirement for ESIMs,
(3) Allow ESIM applicants to certify
compliance with the antenna gain
pattern masks in § 25.209 and the
antenna input power density limits in
§ 25.212 in lieu of providing off-axis
e.i.r.p. data,
(4) Consolidate the technical and
operational rules for all types of ESIMs,
currently spread over four rule sections,
into one rule section,
(5) Consolidate the application rules
for all types of ESIMs, currently spread
over four rule sections, into § 25.115,
the general earth station application rule
section,
(6) Cross-reference certain rules
governing the application, technical, or
operating requirements for all GSO FSS
earth stations instead of duplicating
those provisions in the rules pertaining
specifically to ESIMs,
(7) Clarify the requirements for
blanket-licensed earth station licensees
to be responsible for the operation of all
earth stations operating under their
licenses,
(8) Update and improve definitions.
B. Legal Basis
The proposed action is authorized
under sections 4(i), 7(a), 303(c), 303(f),
303(g), and 303(r) of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 157(a),
303(c), 303(f), 303(g), and 303(r).
C. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules May Apply
The RFA directs agencies to provide
a description of, and, where feasible, an
estimate of, the number of small entities
that may be affected by the proposed
rules, if adopted. The RFA generally
defines the term ‘‘small entity’’ as
having the same meaning as the terms
‘‘small business,’’ ‘‘small organization,’’
and ‘‘small governmental jurisdiction.’’
In addition, the term ‘‘small business’’
has the same meaning as the term
‘‘small business concern’’ under the
Small Business Act. A small business
concern is one which: (1) Is
independently owned and operated; (2)
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Fmt 4702
Sfmt 4702
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA).
Satellite Telecommunications. This
category comprises firms ‘‘primarily
engaged in providing
telecommunications services to other
establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications.’’ The category has
a small business size standard of $32.5
million or less in average annual
receipts, under SBA rules. For this
category, Census Bureau data for 2012
show that there were a total of 333 firms
that operated for the entire year. Of this
total, 299 firms had annual receipts of
less than $25 million. Consequently, we
estimate that the majority of satellite
telecommunications providers are small
entities.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
The NPRM proposes a number of rule
changes that will affect reporting,
recordkeeping and other compliance
requirements for earth station operators.
Most proposed changes, as described
below, would decrease the burden for
all businesses operators, especially
firms that hold licenses to operate earth
stations.
The NPRM seeks comment on
revisions to simplify information
collections in applications for Earth
Stations on Vessels, Vehicle-Mounted
Earth Stations, and Earth Stations
Aboard Aircraft, collectively known as
Earth Stations in Motion (ESIMs). For
example, the NPRM proposes
eliminating the antenna pointing
accuracy requirement and associated
demonstrations that are currently
required in all ESIM applications. The
NPRM also seeks comment on extending
eligibility for routine processing to
applications for ESIMs operating in the
18.3–18.8 GHz, 19.7–20.2 GHz, 28.35–
28.6 GHz, and 29.25–30 GHz frequency
bands. In addition, the NPRM proposes
to consolidate the technical and
operational rules for ESIMs into a single
rule section to reduce repetition of
provisions across multiple rule sections,
and to consolidate the application rules
for ESIMs into the general earth station
application rule section of part 25.
E. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
The RFA requires an agency to
describe any significant, specifically
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small business, alternatives that it has
considered in reaching its proposed
approach, which may include the
following four alternatives (among
others): ‘‘(1) the establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rules for such small entities;
(3) the use of performance rather than
design standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for such small entities.’’
The NPRM seeks comment from all
interested parties on revisions to
simplify information collections in
applications for ESIMs. In this NPRM,
the Commission considers rule revisions
to reflect changes and advances in the
satellite industry. The NPRM proposes
to eliminate unnecessary technical and
information filing requirements, and
reorganize and simplify existing
requirements. All of these proposals
could lessen the burden of compliance
on small entities with more limited
resources than larger entities.
The Commission is aware that some
of the proposals under consideration
may impact small entities. Small
entities are encouraged to bring to the
Commission’s attention any specific
concerns they may have with the
proposals outlined in the document.
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The Commission expects to consider the
economic impact on small entities, as
identified in comments filed in response
to the proposed rule, in reaching its
final conclusions and taking action in
this proceeding.
The proposed changes for earth
station licensing would clarify
requirements for routine licensing and
expand applicability of routine
licensing standards. Each of these
changes could lessen the burden in the
licensing process. Specifically, this
NPRM proposes revisions to provide
alternatives for filing requirements,
reduce filing requirements and clarify
ESIM license application requirements
in such a way that applicant burden
should be reduced. Thus, the
Commission anticipates that the
proposed revisions would ultimately
lead to benefits for small earth station
operators in the long-term.
F. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
None.
List of Subjects
47 CFR Part 2
Radio, Table of frequency allocations.
47 CFR Part 25
Administrative practice and
procedure, Earth stations, Satellites.
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27663
Federal Communications Commission.
Marlene H Dortch,
Secretary.
Proposed Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
parts 2 and 25 as follows:
PART 2—FREQUENCY ALLOCATIONS
AND RADIO TREATY MATTERS;
GENERAL RULES AND REGULATIONS
1. The authority citation for part 2
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, and
336, unless otherwise noted.
2. Section 2.106, the Table of
Frequency Allocations, is amended as
follows:
■ a. Pages 52 and 55 are revised.
■ b. In the list of International
Footnotes, footnotes 5.484B and 5.527A
are added.
■ c. In the list of United States (US)
Footnotes, footnote US133 is revised.
■ d. In the list of non-Federal
Government (NG) Footnotes, footnotes
NG52, NG55, and NG180 are revised.
■
§ 2.106
Table of Frequency Allocations.
The revisions and additions read as
follows:
*
*
*
*
*
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17.8-18.3
FIXED
18.1-18.4
FIXED
FIXED-SATELLITE (space-to-Earth) 5.484A 5.516B (Earth-to-space) 5.520
MOBILE
US519
18.3-18.6
FIXED-SATELLITE (space-toEarth) US334 G117
US334 US519
18.3-18.6
FIXED-SATELLITE (space-to-Earth)
NG164 NG55
US139
18.6-18.8
EARTH EXPLORATIONSATELLITE (passive)
FIXED-SATELLITE (space-toEarth) US255 US334 G117
SPACE RESEARCH (passive)
US139 US334
18.6-18.8
EARTH EXPLORATIONSATELLITE (passive)
FIXED-SATELLITE (space-to-Earth)
US255 NG164 NG55
SPACE RESEARCH (passive)
US139 US254
18.8-20.2
FIXED-SATELLITE (space-toEarth) US334 G117
US139 US254 US334
18.8-19.3
FIXED-SATELLITE (space-to-Earth)
NG165
5.519 5.521
18.4-18.6
FIXED
FIXED-SATELLITE (space-to-Earth) 5.484A 5.516B
MOBILE
18.6-18.8
18.6-18.8
EARTH EXPLORATIONEARTH EXPLORATIONSATELLITE (passive)
SATELLITE (passive)
FIXED
FIXED
FIXED-SATELLITE (space-to-Earth)
FIXED-SATELLITE
(space-to-Earth) 5.522B
5.516B 5.522B
MOBILE except aeronautical mobile MOBILE except aeronautical mobile
Space research (passive)
SPACE RESEARCH (passive)
18.6-18.8
EARTH EXPLORATIONSATELLITE (passive)
FIXED
FIXED-SATELLITE (space-to-Earth)
5.522B
MOBILE except aeronautical mobile
Space research (passive)
Sfmt 4725
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5.522A 5.522C
5.522A
5.522A
18.8-19.3
FIXED
FIXED-SATELLITE (space-to-Earth) 5.516B 5.523A
MOBILE
19.3-19.7
FIXED
FIXED-SATELLITE (space-to-Earth) (Earth-to-space) 5.523B 5.523C 5.523D 5.523E
MOBILE
19.7-20.1
FIXED-SATELLITE (space-to-Earth)
5.484A 5.484B 5.516B 5.527A
Mobile-satellite (space-to-Earth)
5.524
19.7-20.1
FIXED-SATELLITE (space-to-Earth)
5.484A 5.484B 5.516B 5.527A
MOBILE-SATELLITE (space-toEarth)
US139 US334
19.3-19.7
FIXED
FIXED-SATELLITE (space-to-Earth)
NG166
US334
19.7-20.2
FIXED-SATELLITE (space-to-Earth)
NG55
MOBILE-SATELLITE (space-toEarth)
19.7-20.1
FIXED-SATELLITE (space-to-Earth)
5.484A 5.484B 5.516B 5.527A
Mobile-satellite (space-to-Earth)
5.524
Satellite
Communications (25)
Satellite
Communications (25)
TV Broadcast Auxiliary
(74F)
Cable TV Relay (78)
Fixed Microwave (1 01)
Satellite
Communications (25)
16JNP1
5.524 5.525 5.526 5.527 5.528
5.529
20.1-20.2
FIXED-SATELLITE (space-to-Earth) 5.484A 5.484B 5.516B 5.527A
MOBILE-SATELLITE (space-to-Earth)
5.524 5.525 5.526 5.527 5.528
20.2-21.2
FIXED-SATELLITE (space-to-Earth)
MOBILE-SATELLITE (space-to-Earth)
Standard frequency and time signal-satellite (space-to-Earth)
US139
20.2-21.2
FIXED-SATELLITE
(space-to-Earth)
MOBILE-SATELLITE
(space-to-Earth)
Standard frequency and time
signal-satellite (space-to-Earth)
5.524
EP16JN17.000
TV Broadcast Auxiliary
(74F)
Cable TV Relay (78)
Fixed Microwave (1 01)
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17.8-18.3
FIXED-SATELLITE (space-toEarth) US334 G117
27664
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FIXED
FIXED-SATELLITE (space-to-Earth)
5.484A (Earth-to-space) 5.516
MOBILE
5.519
G117
5.525 5.526 5.527 5.528 5.529
US334
20.2-21.2
Standard frequency and time
signal-satellite (space-to-Earth)
Page 52
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Region 1 Table
27-27.5
FIXED
INTER-SATELLITE 5.536
MOBILE
27-34.7 GHz SHF/EHF)
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International Table
Region 2 Table
27-27.5
FIXED
FIXED-SATELLITE (Earth-to-space)
INTER-SATELLITE 5.536 5.537
MOBILE
Region 3 Table
27.5-28.5
FIXED 5.537 A
FIXED-SATELLITE (Earth-to-space) 5.484A 5.516B 5.539
MOBILE
Federal Table
27-27.5
FIXED
INTER-SATELLITE 5.536
MOBILE
27.5-30
Page 55
United States Table
Non-Federal Table
27-27.5
lnter-satell~e 5.536
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FIXED
FIXED-SATELLITE (Earth-to-space)
NG55
MOBILE
Frm 00041
5.538 5.540
28.5-29.1
FIXED
FIXED-SATELLITE (Earth-to-space) 5.484A 5.516B 5.523A 5.539
MOBILE
Earth exploration-satellite (Earth-to-space) 5.541
FCC Rule Part( s)
RF Devices (15)
RF Devices (15)
Satellite
Communications (25)
Upper Microwave Flexible
Use (30)
Fixed Microwave (1 01)
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5.540
29.1-29.5
FIXED
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MOBILE
Earth exploration-satellite (Earth-to-space) 5.541
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5.540
29.5-29.9
FIXED-SATELLITE (Earth-to-space)
5.484A 5.484B 5.516B 5.527A
5.539
Earth exploration-satellite
(Earth-to-space) 5.541
Mobile-satellite (Earth-to-space)
29.5-29.9
FIXED-SATELLITE (Earth-to-space)
5.484A 5.484B 5.516B 5.527A
5.539
MOBILE-SATELLITE
(Earth-to-space)
Earth exploration-satellite
(Earth-to-space) 5.541
29.5-29.9
FIXED-SATELLITE (Earth-to-space)
5.484A 5.484B 5.516B 5.527A
5.539
Earth exploration-satellite
(Earth-to-space) 5.541
Mobile-satellite (Earth-to-spaoe)
29.5-30
FIXED-SATELLITE (Earth-to-space)
NG55
MOBILE-SATELLITE
(Earth-to-space)
16JNP1
5.540 5.542
.525 5.526 5.527 5.529 5.5405
5.540 5.542
29.9-30
FIXED-sATELLITE (Earth-to-space) 5.484A 5.484B 5.516B 5.527A 5.539
MOBILE-SATELLITE (Earth-to-space)
Earth exploration-satell~e (Earth-to-space) 5.541 5.543
5.525 5.526 5.527 5.538 5.540 5.542
30-31
FIXED-sATELLITE (Earth-to-space) 5.338A
MOBILE-SATELLITE (Earth-to-space)
Standard frequency and time signal-satellite (space-to-Earth)
5.525 5.526 5.527 5.529 5.543
30-31
30-31
FIXED-SATEL LITE (Earth-to-space) Standard frequency and time
MOBILE-SATELLITE (Earth-to-space signal-satellite (space-to-Earth)
Standard frequency and time
signal-satellite (space-to-Earth)
5.542
Satellite
Communications (25)
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Table of Frequency Allocations
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International Footnotes
*
*
*
*
*
5.484B Resolution 155 (WRC–15)
shall apply. (WRC–15)
*
*
*
*
*
5.527A The operation of earth stations
in motion communicating with the FSS
is subject to Resolution 156 (WRC–15).
(WRC–15)
*
*
*
*
*
United States (U.S.) Footnotes
*
*
*
*
*
US133 In the bands 14–14.2 GHz and
14.47–14.5 GHz, the following
provisions shall apply to the operations
of Earth Stations Aboard Aircraft
(ESAA):
(a) In the band 14–14.2 GHz, ESAA
licensees proposing to operate within
radio line-of-sight of the coordinates
specified in 47 CFR 25.228(j)(1) are
subject to prior coordination with NTIA
in order to minimize harmful
interference to the ground terminals of
NASA’s Tracking and Data Relay
Satellite System (TDRSS).
(b) In the band 14.47–14.5 GHz,
operations within radio line-of-sight of
the radio astronomy stations specified
in 47 CFR 25.228(j)(3) are subject to
coordination with the National Science
Foundation in accordance with 47 CFR
25.228(j)(3).
*
*
*
*
*
Non-Federal Government (NG)
Footnotes
nlaroche on DSK30NT082PROD with PROPOSALS
*
*
*
*
*
NG52 Except as otherwise provided
for herein, use of the bands 10.7–11.7
GHz (space-to-Earth) and 12.75–13.25
GHz (Earth-to-space) by geostationary
satellites in the fixed-satellite service
(FSS) shall be limited to international
systems, i.e., other than domestic
systems. In the sub-bands 10.95–11.2
GHz and 11.45–11.7 GHz, Earth Stations
in Motion (ESIMs), as regulated under
47 CFR part 25, may be authorized for
the reception of FSS emissions from
geostationary satellites, subject to the
condition that these earth stations shall
not claim protection from transmissions
of non-Federal stations in the fixed
service.
*
*
*
*
*
NG55 In the bands 11.7–12.2 GHz
(space-to-Earth), 14.0–14.5 GHz (Earthto-space), 18.3–18.8 GHz (space-toEarth), 19.7–20.2 GHz (space-to-Earth),
28.35–28.6 GHz (Earth-to-space), and
29.25–30.0 GHz (Earth-to-space), Earth
Stations in Motion (ESIMs), as regulated
under 47 CFR part 25, are applications
of the fixed-satellite service and may be
authorized to communicate with
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geostationary satellites in the fixedsatellite service on a primary basis.
*
*
*
*
*
NG180 In the band 3700–4200 MHz
(space-to-Earth) earth stations on vessels
(ESVs) may be authorized to
communicate with space stations of the
fixed-satellite service and, while
docked, may be coordinated for up to
180 days, renewable. ESVs in motion
have the same status as other operations
in the FSS, but must operate on a
secondary basis with respect to nonFederal stations in the fixed service.
*
*
*
*
*
■ 3. Amend § 25.103 by revising the
definitions of ‘‘Blanket license,’’ and
‘‘Earth Stations Aboard Aircraft
(ESAA),’’ adding in alphabetical order
the definitions of ‘‘Earth Stations in
Motion (ESIMs)’’ and ‘‘Network Control
and Monitoring Center (NCMC),’’ and
revising the definitions of ‘‘Routine
processing or licensing,’’ ‘‘Two-degree
compliant space station,’’ and ‘‘VehicleMounted Earth Station’’ to read as
follows:
§ 25.103
Definitions.
*
*
*
*
*
Blanket license. A license for:
(1) Multiple earth stations in the FSS
or MSS, or for SDARS terrestrial
repeaters, that may be operated
anywhere within a geographic area
specified in the license; or
(2) For multiple space stations in nongeostationary-orbit.
*
*
*
*
*
Earth Station Aboard Aircraft (ESAA).
An earth station operating aboard an
aircraft that receives from and transmits
to geostationary-orbit Fixed-Satellite
Service space stations.
*
*
*
*
*
Earth Station in Motion (ESIM). A
term that collectively designates ESV,
VMES and ESAA earth stations, as
defined in this section.
*
*
*
*
*
Network Control and Monitoring
Center (NCMC). An NCMC, as used in
Part 25, is a facility that has the
capability to remotely control earth
stations operating as part of a satellite
network or system.
*
*
*
*
*
Routine processing or licensing.
Expedited processing of unopposed
applications for earth stations in the
FSS communicating with GSO space
stations that satisfy the criteria in
§ 25.211(d), § 25.212(c), § 25.212(d),
§ 25.212(e), § 25.212(f), § 25.218, or
§ 25.223(b), include all required
information, are consistent with all
Commission rules, and do not raise any
policy issues. Some, but not all, routine
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Sfmt 4702
earth station applications are eligible for
an autogrant procedure under
§ 25.115(a)(3).
*
*
*
*
*
Two-degree-compliant space station.
A GSO FSS space station operating in
the conventional or extended C-bands,
the conventional or extended Ku-bands,
or the conventional Ka-band within the
limits on downlink e.i.r.p. density or
PFD specified in § 25.140(a)(3) and
communicating only with earth stations
operating in conformance with routine
uplink parameters specified in
§ 25.211(d), § 25.212(c), (d), (e), or (f), or
§ 25.218.
Vehicle-Mounted Earth Station
(VMES). An earth station, operating
from a motorized vehicle that travels
primarily on land, that receives from
and transmits to geostationary orbit
Fixed-Satellite Service space stations
and operates within the United States.
■ 4. Amend § 25.115 by:
■ a. Revising paragraphs (a)(1) and
(a)(2)(iii);
■ b. Removing and reserving paragraph
(a)(4);
■ c. Adding paragraphs (a)(5) through
(10);
■ d. Revising paragraph (b);
■ e. Revising paragraphs (c)(1)
introductory text, (c)(1)(i)(A),
(c)(3)(i)(B), (c)(3)(ii), (e), (g)(1)(vii), and
(k)(1) and (2); and
■ f. Adding paragraphs (l), (m), and (n).
The revisions and additions read as
follows:
§ 25.115 Applications for earth station
authorizations.
(a)(1) Transmitting earth stations.
Commission authorization must be
obtained for authority to operate a
transmitting earth station. Applications
for transmitting earth stations must be
filed electronically through the
International Bureau Filing System
(IBFS) in accordance with the
applicable provisions of part 1, subpart
Y of this chapter. Applications must be
filed electronically on FCC Form 312,
Main Form and Schedule B, and include
the information specified in this section,
except as set forth in paragraph (a)(2) of
this section.
(2) * * *
(iii) The application meets all relevant
criteria in §§ 25.211 or 25.212 or
includes information filed pursuant to
paragraph (g)(1) of this section
indicating that off-axis e.i.r.p. density
from the proposed earth stations will
not exceed relevant levels specified in
§ 25.218; and
*
*
*
*
*
(5) Applicants that are not permitted
to submit applications under paragraph
(a)(2) of this section on Form 312EZ,
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must submit, as an attachment to their
application, the following information
to be used as an ‘‘informative’’ in the
public notice issued under § 25.151:
(i) A detailed description of the
service to be provided, including
frequency bands and satellites to be
used. The applicant must identify either
the specific satellite(s) with which it
plans to operate, or the eastern and
western boundaries of the arc it plans to
coordinate.
(ii) The diameter or equivalent
diameter of the antenna.
(iii) Proposed power and power
density levels.
(iv) Identification of any random
access technique, if applicable.
(v) Identification of a specific rule or
rules for which a waiver is requested.
(6) A frequency coordination analysis
in accordance with § 25.203 (b) must be
provided for earth stations transmitting
in the frequency bands shared with
equal rights between terrestrial and
space services, except applications for
user transceiver units associated with
the NVNG MSS, which must instead
provide the information required by
§ 25.135, and applications for 1.6/2.4
GHz MSS user transceivers, which must
demonstrate that the transceivers will
operate in compliance with relevant
requirements in § 25.213. Also,
applications for transmitting earth
stations must include any notification or
demonstration required by any other
relevant provision in § 25.203.
(7) In those cases where an applicant
is filing a number of essentially similar
applications, showings of a general
nature applicable to all of the proposed
stations may be submitted in the initial
application and incorporated by
reference in subsequent applications.
(8) Transmissions of signals or
programming to non-U.S. licensed
satellites, and to and/or from foreign
points by means of U.S.-licensed fixed
satellites may be subject to restrictions
as a result of international agreements or
treaties. The Commission will maintain
public information on the status of any
such agreements.
(9) Applicants seeking to operate in a
shared government/non-government
band must provide the half-power beam
width of their proposed earth station
antenna, as an attachment to their
applications.
(10) Parties may apply, either in an
initial application or an application for
modification of license, for operating
authority for multiple transmitting FSS
earth stations that are not eligible for
blanket or network licensing under
another section of this part in the
following circumstances:
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(i) The antennas would transmit in
frequency bands shared with terrestrial
services on a co-primary basis and the
antennas would be sited within an area
bounded by 1 second of latitude and 1
second of longitude.
(ii) The antennas would transmit in
frequency bands allocated to FSS on a
primary basis and there is no co-primary
allocation for terrestrial services, and
the antennas would be sited within an
area bounded by 10 seconds of latitude
and 10 seconds of longitude.
Note To Paragraph (a)(10): This paragraph
does not apply to applications for blanketlicensed earth station networks filed
pursuant to paragraph (c) of this section or
§ 25.218; applications for conventional Kaband hub stations filed pursuant to paragraph
(e) of this section; applications for NGSO FSS
gateway earth stations filed pursuant to
paragraph (f) of this section; applications for
ESIMs filed pursuant to paragraphs (l)
through (n) of this section; or applications for
29 GHz NGSO MSS feeder-link stations in a
complex as defined in § 25.257.
(b) Receive-only earth stations. Except
as provided in paragraphs (b)(1) and (8)
of this section, applications for licenses
for receive-only earth stations must be
submitted on FCC Form 312, Main Form
and Schedule B, accompanied by any
required exhibits and the information
described in paragraphs (a)(5)(i) through
(v) of this section. Such applications
must be filed electronically through the
International Bureau Filing System
(IBFS) in accordance with the
applicable provisions of part 1, subpart
Y of this chapter.
(1) Receive-only earth stations in the
FSS that operate with U.S.-licensed
space stations, or with non-U.S.licensed space stations that have been
duly approved for U.S. market access,
may be registered with the Commission
in order to protect them from
interference from terrestrial microwave
stations in bands shared co-equally with
the Fixed Service in accordance with
the procedures of §§ 25.203 and 25.251,
subject to the stricture in § 25.209(c).
(2) Licensing or registration of
receive-only earth stations with the
Commission confers no authority to
receive and use signals or programming
received from satellites. See section 705
of the Communications Act. 47 U.S.C.
605.
(3) Applications for registration must
be accompanied by the coordination
exhibit required by § 25.203 and any
other required exhibits.
(4) Complete applications for
registration will be placed on public
notice for 30 days and automatically
granted if no objection is submitted to
the Commission and served on the
applicant. Additional pleadings are
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authorized in accordance with § 1.45 of
this chapter.
(5) The registration of a receive-only
earth station results in the listing of an
authorized frequency band at the
location specified in the registration.
Interference protection levels are those
agreed to during coordination.
(6) Reception of signals or
programming from non-U.S. satellites
may be subject to restrictions as a result
of international agreements or treaties.
The Commission will maintain public
information on the status of any such
agreements.
(7) Registration term: Registrations for
receive-only earth stations governed by
this section will be issued for a period
of 15 years from the date on which the
application was filed. Applications for
renewals of registrations must be
submitted on FCC Form 312R
(Application for Renewal of Radio
Station License in Specified Services)
no earlier than 90 days and no later than
30 days before the expiration date of the
registration.
(8) Applications for modification of
license or registration of receive-only
earth stations must be made in
conformance with §§ 25.117 and 25.118.
In addition, registrants are required to
notify the Commission when a receiveonly earth station is no longer
operational or when it has not been
used to provide any service during any
6-month period.
(9)(i) Except as set forth in paragraph
(9)(ii) of this section, receive-only earth
stations operating with non-U.S.
licensed space stations must file an FCC
Form 312 requesting a license or
modification to operate such station.
(ii) Operators of receive-only earth
stations need not apply for a license to
receive transmissions from non-U.S.licensed space stations that have been
duly approved for U.S. market access,
provided the space station operator and
earth station operator comply with all
applicable rules in this chapter and with
applicable conditions in the Permitted
Space Station List or market-access
grant.
(c) * * *
(1) Networks of earth stations
operating in the 11.7–12.2 GHz and
14.0–14.5 GHz bands with U.S.-licensed
or non-U.S.-licensed space stations.
Applications to license networks of
earth stations operating in any portion
of the 11.7–12.2 GHz and 14.0–14.5 GHz
bands under blanket operating authority
may be filed on FCC Form 312 or Form
312EZ, with a Schedule B for each large
(5 meters or larger) hub station antenna
and each representative type of small
antenna (less than 5 meters) operating
within the network.
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(i) * * *
(A) No more than three geostationary
satellites to be accessed;
*
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*
*
*
(3) * * *
(i) * * *
(B) The application includes
information filed pursuant to paragraph
(g)(1) of this section indicating that offaxis e.i.r.p. density from the proposed
earth stations will not exceed relevant
routine levels specified in § 25.218(i).
(ii) Applications to license networks
of earth stations operating in the 28.35–
28.6 GHz and/or 29.25–30.0 GHz bands
under blanket operating authority that
do not meet the requirements of
§§ 25.212(e) or 25.218(i) must comply
with the requirements in § 25.220 and
must be filed on FCC Form 312 with a
Schedule B for each large (5 meters or
larger) hub station antenna and each
representative type of small antenna
(less than 5 meters) operating within the
network.
*
*
*
*
*
(e) License applications for earth
station operation in any portion of the
18.3–20.2 GHz and 28.35–30.0 GHz
bands not filed on FCC Form 312EZ
pursuant to paragraph (a)(2) of this
section must be filed on FCC Form 312,
Main Form and Schedule B, and must
include any information required by
paragraphs (a)(5)–(10), (g), or (j) of this
section. An applicant may request
authority for operation of GSO FSS
earth stations in the conventional Kaband, or for operation of NGSO FSS
earth stations in the 18.8–19.3 GHz
(space-to-Earth) and 28.6–29.1 (Earth-tospace) bands, without specifying the
location of user terminals but must
specify the geographic area(s) in which
they will operate and the location of
hub and/or gateway stations.
*
*
*
*
*
(g) * * *
(1) * * *
(vii) The relevant off-axis e.i.r.p.
density envelopes in § 25.218 or
§ 25.223 must be superimposed on plots
submitted pursuant to paragraphs
(g)(1)(i) through (vi) of this section.
*
*
*
*
*
(k)(1) Applicants for FSS earth
stations that qualify for routine
processing in the conventional or
extended C-bands, the conventional or
extended Ku-bands, the conventional
Ka-band, or the 24.75–25.25 GHz band,
including ESV applications filed
pursuant to paragraph (m)(1) or (n)(1) of
this section, VMES applications filed
pursuant to paragraph (m)(1) or (n)(1) of
this section, and ESAA applications
filed pursuant to paragraph (m)(1) or
(n)(1) of this section, may designate the
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Permitted Space Station List as a point
of communication. Once such an
application is granted, the earth station
operator may communicate with any
space station on the Permitted Space
Station List, provided that the operation
is consistent with the technical
parameters and conditions in the earth
station license and any limitations
placed on the space station
authorization or noted in the Permitted
Space Station List.
(2) Notwithstanding paragraph (k)(1)
of this section, an earth station that
would receive signals in the 17.8–20.2
GHz band may not communicate with a
space station on the Permitted Space
Station List in that band until the space
station operator has completed
coordination under Footnote US334 to
§ 2.106 of this chapter.
(l) The requirements of this paragraph
apply to applications for ESV operation
in the 5925–6425 MHz (Earth-to-space)
band with GSO satellites in the FixedSatellite Service, in addition to the
requirements in paragraphs (a)(1), (a)(5),
(a)(6), and (i) of this section:
(1) Applications where any necessary
frequency coordination has been
satisfactorily completed, and the
proposed earth station transmissions
comport with the applicable provisions
in § 25.212(d) or the applicable off-axis
e.i.r.p. density limits in § 25.218(d) will
be routinely processed. Such
applications must include the relevant
information specified by paragraph (g)
of this section. Applicants for ESIMs
operating in a network using variable
power density control of earth stations
transmitting simultaneously in shared
frequencies to the same target satellite
receiving beam must also provide the
certification required by section
25.212(g) or 25.218(d)(4), whichever is
applicable.
(2) Applications where the proposed
earth station transmissions do not
comport with the applicable provisions
in § 25.212(d) or the applicable off-axis
e.i.r.p. density limits in § 25.218(d) must
include the information specified by
paragraph (g)(1) of this section, and are
subject to the requirements of § 25.220.
(3) Applications must include the
following information:
(i) A demonstration that the ESV
system is capable of detecting and
automatically ceasing emissions within
100 milliseconds when the transmitter
exceeds the off-axis EIRP spectraldensity limits specified in § 25.218(d),
or the limits provided to the target
satellite operator for operation under
§ 25.220. ESV applicants must provide a
detailed showing that an individual ESV
terminal is self-monitoring and capable
of automatically ceasing or reducing
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emissions within 100 milliseconds if the
ESV transmitter exceeds the relevant
off-axis e.i.r.p. spectral-density limits.
Variable-power ESV applicants must
provide a detailed showing that one or
more transmitters are capable of
automatically ceasing or reducing
emissions within 100 milliseconds of
receiving a command to do so from the
system’s network control and
monitoring center, if the aggregate offaxis e.i.r.p. spectral-densities of the
transmitter or transmitters exceed the
relevant off-axis e.i.r.p. spectral-density
limits.
(ii) An exhibit describing the
geographic area(s) in which the ESVs
will operate.
(iii) The point of contact information
referred to in § 25.228(e)(2).
(iv) Applicants for ESVs that will
exceed the guidelines in § 1.1310 of this
chapter for radio frequency radiation
exposure must provide, with their
environmental assessment, a plan for
mitigation of radiation exposure to the
extent required to meet those
guidelines.
(m) The requirements of this
paragraph apply to applications for
ESIM operation in the 14.0–14.5 GHz
(Earth-to-space) band with GSO
satellites in the Fixed-Satellite Service,
in addition to the requirements in
paragraphs (a)(1), (a)(5), and (i) of this
section:
(1) Applications where any necessary
frequency coordination has been
satisfactorily completed, and the
proposed earth station transmissions
comport with the applicable provisions
in § 25.212(d) or the applicable off-axis
e.i.r.p. density limits in § 25.218(f) will
be routinely processed. Such
applications must include the relevant
information specified by paragraph (g)
of this section. Applicants for ESIMs
operating in a network using variable
power density control of earth stations
transmitting simultaneously in shared
frequencies to the same target satellite
receiving beam must also provide the
certification required by section
25.212(g) or section 25.218(f)(4),
whichever is applicable.
(2) Applications where the proposed
earth station transmissions do not
comport with the applicable provisions
in § 25.212(d) or the applicable off-axis
e.i.r.p. density limits in § 25.218(f) must
include the information specified by
paragraph (g)(1) of this section, and are
subject to the requirements of § 25.220.
(3) Applications must include the
following information:
(i) A demonstration that the ESIM
system is capable of detecting and
automatically ceasing emissions within
100 milliseconds when the transmitter
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exceeds the off-axis e.i.r.p. spectraldensity limits specified in § 25.218(f), or
the limits provided to the target satellite
operator for operation under § 25.220.
ESIM applicants must provide a
detailed showing that an individual
ESIM terminal is self-monitoring and
capable of automatically ceasing or
reducing emissions within 100
milliseconds if the ESIM transmitter
exceeds the relevant off-axis e.i.r.p.
spectral-density limits. Variable-power
ESIM applicants must provide a
detailed showing that one or more
transmitters are capable of automatically
ceasing or reducing emissions within
100 milliseconds of receiving a
command to do so from the system’s
network control and monitoring center,
if the aggregate off-axis e.i.r.p. spectraldensities of the transmitter or
transmitters exceed the relevant off-axis
e.i.r.p. spectral-density limits.
(ii) An exhibit describing the
geographic area(s) in which the ESIMs
will operate.
(iii) The point of contact information
referred to in § 25.228(e)(2), (f), or (g)(1)
as appropriate.
(iv) Applicants for ESIMs that will
exceed the guidelines in § 1.1310 of this
chapter for radio frequency radiation
exposure must provide, with their
environmental assessment, a plan for
mitigation of radiation exposure to the
extent required to meet those
guidelines.
(n) The requirements of this
paragraph apply to applications for
ESIM operation in the 28.35–28.6 GHz
or 29.25–30.0 GHz (Earth-to-space) band
with GSO satellites in the FixedSatellite Service, in addition to the
requirements in paragraphs (a)(1), (a)(5),
and (i) of this section:
(1) Applications where any necessary
frequency coordination has been
satisfactorily completed, and the
proposed earth station transmissions
comport with the applicable provisions
in § 25.212(e) or the applicable off-axis
e.i.r.p. density limits in § 25.218(i) will
be routinely processed. Such
applications must include the relevant
information specified by paragraph (g)
of this section. Applicants for ESIMs
operating in a network using variable
power density control of earth stations
transmitting simultaneously in shared
frequencies to the same target satellite
receiving beam must also provide the
certification required by section
25.212(g) or section 25.218(i)(5),
whichever is applicable.
(2) Applications where the proposed
earth station transmissions do not
comport with the applicable provisions
in § 25.212(e) or the applicable off-axis
e.i.r.p. density limits in § 25.218(i) must
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include the information specified by
paragraph (g)(1) of this section, and are
subject to the requirements of § 25.220.
(3) Applications must include the
following information:
(i) A demonstration that the ESIM
system is capable of detecting and
automatically ceasing emissions within
100 milliseconds when the transmitter
exceeds the off-axis e.i.r.p. spectraldensity limits specified in § 25.218(i), or
the limits provided to the target satellite
operator for operation under § 25.220.
ESIM applicants must provide a
detailed showing that an individual
ESIM terminal is self-monitoring and
capable of automatically ceasing or
reducing emissions within 100
milliseconds if the ESIM transmitter
exceeds the relevant off-axis e.i.r.p.
spectral-density limits. Variable-power
ESIM applicants must provide a
detailed showing that one or more
transmitters are capable of automatically
ceasing or reducing emissions within
100 milliseconds of receiving a
command to do so from the system’s
network control and monitoring center,
if the aggregate off-axis e.i.r.p. spectraldensities of the transmitter or
transmitters exceed the relevant off-axis
e.i.r.p. spectral-density limits.
(ii) An exhibit describing the
geographic area(s) in which the ESIM s
will operate.
(iii) The point of contact information
referred to in § 25.228(e)(2), (f), or (g)(1)
as appropriate.
(iv) Applicants for ESIMs that will
exceed the guidelines in § 1.1310 of this
chapter for radio frequency radiation
exposure must provide, with their
environmental assessment, a plan for
mitigation of radiation exposure to the
extent required to meet those
guidelines.
§ 25.130
■
[Removed and Reserved]
5. Remove and reserve § 25.130.
§ 25.131
[Removed and Reserved]
6. Remove and reserve § 25.131.
7. Amend § 25.132 by revising
paragraph (d) to read as follows:
■
■
§ 25.132 Verification of earth station
antenna performance.
*
*
*
*
*
(d) For each new or modified
transmitting antenna over 3 meters in
diameter, the following on-site
verification measurements must be
completed at one frequency on an
available transponder in each frequency
band of interest and submitted to the
Commission.
*
*
*
*
*
■ 8. Amend § 25.133 by revising
paragraph (d) to read as follows:
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§ 25.133 Period of construction;
certification of commencement of
operation.
*
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*
*
(d) Each receiving earth station
licensed or registered pursuant to
§ 25.115(b) must be constructed and
placed into service within 6 months
after coordination has been completed.
Each licensee or registrant must file
with the Commission a certification that
the facility is completed and operating
as provided in paragraph (b) of this
section, with the exception of
certification of antenna patterns.
§ 25.138
[Removed and Reserved]
9. Remove and reserve § 25.138.
10. Amend § 25.140 by revising
paragraphs (a)(3)(iii) and (d)(1) to read
as follows:
■
■
§ 25.140 Further requirements for license
applications for GSO space station
operation in the FSS and the 17/24 GHz
BSS.
(a) * * *
(3) * * *
(iii) With respect to proposed
operation in the conventional Ka-band,
a certification that the proposed space
station will not generate power fluxdensity at the Earth’s surface in excess
of ¥118 dBW/m2/MHz and that
associated uplink operation will not
exceed applicable e.i.r.p. density
envelopes in § 25.218(i) unless the nonroutine uplink and/or downlink
operation is coordinated with operators
of authorized co-frequency space
stations at assigned locations within six
degrees of the orbital location and
except as provided in paragraph (d) of
this section.
*
*
*
*
*
(d) * * *
(1) The letter notification must
include the downlink off-axis e.i.r.p.
density levels or power flux density
levels and/or uplink off-axis e.i.r.p.
density levels, specified per frequency
range and space station antenna beam,
that exceed the relevant routine limits
set forth in paragraphs (a)(3)(i) through
(iii) of this section and § 25.218.
*
*
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*
*
■ 11. Amend § 25.202 by revising
paragraphs (a)(8), (10), and (11) to read
as follows:
§ 25.202 Frequencies, frequency tolerance,
and emission limits.
(a) * * *
(8) The following frequencies are
available for use by ESVs:
3700–4200 MHz (space-to-Earth)
5925–6425 MHz (Earth-to-space)
10.95–11.2 GHz (space-to-Earth)
11.45–11.7 GHz (space-to-Earth)
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(c)(1) An earth station licensed for
operation with a GSO FSS space station
or registered for reception of
transmissions from such a space station
pursuant to §§ 25.115(b)(1) and (3) is not
entitled to protection from interference
from authorized operation of other
stations that would not cause harmful
interference to that earth station if it
were using an antenna with receiveband gain patterns conforming to the
levels specified in paragraphs (a) and (b)
of this section.
*
*
*
*
*
(f) A GSO FSS earth station with an
antenna that does not conform to the
applicable standards in paragraphs (a)
and (b) of this section will be authorized
only if the applicant demonstrates that
the antenna will not cause unacceptable
interference. This demonstration must
show that the transmissions of the earth
station comport with the requirements
in § 25.218 or § 25.223, or the applicant
must demonstrate that the operations of
the earth station have been coordinated
under § 25.220.
■ 14. Amend § 25.212 by revising
paragraphs (c), (d), (g), and (h) to read
as follows:
11.7–12.2 GHz (space-to-Earth)
14.0–14.5 GHz (Earth-to-space)
18.3–18.8 GHz (space-to-Earth)
19.7–20.2 GHz (space-to-Earth)
28.35–28.6 GHz (Earth-to-space)
29.25–30.0 GHz (Earth-to-space)
*
*
*
*
*
(10) The following frequencies are
available for use by Vehicle-Mounted
Earth Stations (VMESs):
10.95–11.2 GHz (space-to-Earth)
11.45–11.7 GHz (space-to-Earth)
11.7–12.2 GHz (space-to-Earth)
14.0–14.5 GHz (Earth-to-space)
18.3–18.8 GHz (space-to-Earth)
19.7–20.2 GHz (space-to-Earth)
28.35–28.6 GHz (Earth-to-space)
29.25–30.0 GHz (Earth-to-space)
(11) The following frequencies are
available for use by Earth Stations
Aboard Aircraft (ESAAs):
10.95–11.2 GHz (space-to-Earth)
11.45–11.7 GHz (space-to-Earth)
11.7–12.2 GHz (space-to-Earth)
14.0–14.5 GHz (Earth-to-space)
18.3–18.8 GHz (space-to-Earth)
19.7–20.2 GHz (space-to-Earth)
28.35–28.6 GHz (Earth-to-space)
29.25–30.0 GHz (Earth-to-space)
*
*
*
*
*
■ 12. Amend § 25.204 by revising
paragraph (e)(3) and removing
paragraphs (h) through (k).
The revision reads as follows:
§ 25.204
*
Power limits for earth stations.
*
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§ 25.212 Narrowband analog
transmissions and digital transmissions in
the GSO Fixed Satellite Service.
*
*
*
*
(e) * * *
(3) FSS earth stations transmitting to
geostationary space stations in the
28.35–28.6 GHz and/or 29.25–30.0 GHz
bands may employ uplink adaptive
power control or other methods of fade
compensation. For stations employing
uplink power control, the values in
paragraphs (i)(1), (i)(2), and (i)(4) of
§ 25.218 may be exceeded by up to 20
dB under conditions of uplink fading
due to precipitation. The amount of
such increase in excess of the actual
amount of monitored excess attenuation
over clear sky propagation conditions
must not exceed 1.5 dB or 15 percent of
the actual amount of monitored excess
attenuation in dB, whichever is larger,
with a confidence level of 90 percent
except over transient periods accounting
for no more than 0.5 percent of the time
during which the excess is no more than
4.0 dB.
*
*
*
*
*
■ 13. Amend § 25.209 by revising
paragraphs (c)(1) and (f) to read as
follows:
§ 25.209 Earth station antenna
performance standards.
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*
(c)(1) An earth station, other than an
ESIM, may be routinely licensed for
analog transmissions in the
conventional Ku-band or the extended
Ku-band with bandwidths up to 200
kHz (or up to 1 MHz for command
carriers at the band edge) if the input
power spectral density into the antenna
will not exceed ¥8 dBW/4 kHz, and the
application includes certification
pursuant to § 25.132(a)(1) of
conformance with the antenna gain
performance requirements in § 25.209(a)
and (b).
(2) An earth station may be routinely
licensed for digital transmission,
including digital video transmission, in
the conventional Ku-band, or, except for
an ESIM, in the extended Ku-band, if
input power spectral density into the
antenna will not exceed ¥14 dBW/4
kHz and the application includes
certification pursuant to § 25.132(a)(1)
of conformance with the antenna gain
performance requirements in § 25.209(a)
and (b).
(d) An individual earth station may be
routinely licensed for digital
transmission in the conventional C-band
or, except for an ESIM, in the extended
C-band, if the applicant certifies
conformance with relevant antenna
performance standards in § 25.209(a)
and (b), and power density into the
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antenna will not exceed ¥2.7 dBW/4
kHz. An individual earth station, other
than an ESIM, may be routinely licensed
for analog transmission with carrier
bandwidths up to 200 kHz (or up to 1
MHz for command carriers at the band
edge) in the conventional C-band or the
extended C-band, if the applicant
certifies conformance with relevant
antenna performance standards in
§ 25.209(a) and (b), and power density
into the antenna will not exceed +0.5
dBW/4 kHz.
*
*
*
*
*
(g) A license application for earth
station operation in a network using
variable power density control of earth
stations transmitting simultaneously in
shared frequencies to the same target
satellite receiving beam may be
routinely processed if the applicant
certifies that the aggregate off-axis EIRP
density from all co-frequency earth
stations transmitting simultaneously to
the same target satellite receiving beam,
not resulting from colliding data bursts
transmitted pursuant to a contention
protocol, will not exceed the applicable
off-axis EIRP density limits permissible
for a single earth station, as specified in
§ 25.218.
(h) Applications for authority for
fixed earth station operation in the
conventional C-band, the extended Cband, the conventional Ku-band, the
extended Ku-band or the conventional
Ka-band that do not qualify for routine
processing under relevant criteria in this
section, § 25.211, or § 25.218 are subject
to the requirements in § 25.220.
■ 15. Amend § 25.218 by revising
paragraphs (a), (b) introductory text, and
(i), and adding paragraph (j) to read as
follows:
§ 25.218 Off-axis e.i.r.p. density envelopes
for FSS earth stations transmitting in
certain frequency bands.
(a) This section applies to
applications for fixed and temporaryfixed FSS earth stations transmitting to
geostationary space stations in the
conventional C-band, extended C-band,
conventional Ku-band, extended Kuband, or conventional Ka-band, and
applications for ESIMs transmitting in
the conventional C-band, conventional
Ku-band, or conventional Ka-band,
except for applications proposing
transmission of analog command signals
at a band edge with bandwidths greater
than 1 MHz or transmission of any other
type of analog signal with bandwidths
greater than 200 kHz.
(b) Earth station applications subject
to this section may be routinely
processed if they meet the applicable
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off-axis e.i.r.p. density envelopes set
forth in this section.
*
*
*
*
*
32.5–25log(q) .........................................
11.5 ........................................................
35.5–25log(q) .........................................
3.5 ..........................................................
(i) Digital earth station operation in
the conventional Ka-band. (1) For co-
dBW/MHz
dBW/MHz
dBW/MHz
dBW/MHz
Where q is as defined in paragraph (c)(1)
of this section.
35.5–25log(q) .........................................
14.4 ........................................................
38.5–25log(q) .........................................
6.5 ..........................................................
22.5–25log(q) .........................................
nlaroche on DSK30NT082PROD with PROPOSALS
§ 25.220 Non-conforming transmit/receive
earth station operations.
(a) The requirements in this section
apply to applications for, and operation
of, earth stations transmitting in the
conventional or extended C-bands, the
conventional or extended Ku-bands, or
the conventional Ka-band that do not
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2.0° ≤ q ≤ 7°
7° ≤ q ≤ 9.2°
9.2° ≤ q ≤ 19.1°
19.1° < q ≤ 180°
for
for
for
for
..............................................
..............................................
..............................................
..............................................
for values of q > 7°, over 10% of the
range of theta (q) angles from 7–180° on
each side of the line from the earth
station to the target satellite.
■
■
[Removed]
19. Remove § 25.226.
§ 25.227
■
■
[Removed]
18. Remove § 25.222.
§ 25.226
■
[Removed]
17. Remove § 25.221.
§ 25.222
[Removed]
20. Remove § 25.227.
21. Add § 25.228 to read as follows:
§ 25.228 Operating and coordination
requirements for earth stations in motion
(ESIMs).
(a) ESIM transmissions must comport
with the applicable e.i.r.p. density
limits in § 25.218, unless coordinated
pursuant to the requirements in
§ 25.220.
(b) Each ESIM must be selfmonitoring and, should a condition
occur that would cause the ESIM to
exceed its authorized off-axis e.i.r.p.
density limits, the ESIM must
automatically cease transmissions
within 100 milliseconds, and not
resume transmissions until the
condition that caused the ESIM to
exceed those limits is corrected.
(c) Each ESIM must be monitored and
controlled by a network control and
monitoring center (NCMC) or equivalent
facility. Each ESIM must comply with
‘‘disable transmission’’ commands from
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Sfmt 4702
(4) For cross-polarized transmissions
in the plane tangent to the GSO arc and
in the plane perpendicular to the GSO
arc:
2.0° < q ≤ 7.0°
for
qualify for routine licensing under
relevant criteria in §§ 25.211, 25.212, or
25.218.
*
*
*
*
*
§ 25.221
3.5° ≤ q ≤ 7°
7° < q ≤ 9.2°
9.2° < q ≤ 19.1°
19.1° < q ≤ 180°
for
for
for
for
dBW/MHz ..............................................
Where q is as defined in paragraph (c)(1)
of this section.
(5) A license application for earth
station operation in a network using
variable power density control of earth
stations transmitting simultaneously in
shared frequencies to the same target
satellite receiving beam may be
routinely processed if the applicant
certifies that the aggregate off-axis
e.i.r.p. density from all co-frequency
earth stations transmitting
simultaneously to the same target
satellite receiving beam, not resulting
from colliding data bursts transmitted
pursuant to a contention protocol, will
not exceed the off-axis e.i.r.p. density
limits permissible for a single earth
station, as specified in paragraphs (i)(1)
through (4) of this section.
(j) Applications for authority for fixed
earth station operation in the
conventional C-band, extended C-band,
conventional Ku-band, extended Kuband, or conventional Ka-band that do
not qualify for routine processing under
relevant criteria in this section, § 25.211,
or § 25.212 are subject to the
requirements in § 25.220.
■ 16. Amend § 25.220 revising
paragraph (a) to read as follows:
polarized transmissions in the plane
tangent to the GSO arc:
(2) For co-polarized transmissions in
the plane perpendicular to the GSO arc:
dBW/MHz
dBW/MHz
dBW/MHz
dBW/MHz
Where q is as defined in paragraph (c)(1)
of this section.
(3) The e.i.r.p. density levels specified
in paragraphs (i)(1) and (2) of this
section may be exceeded by up to 3 dB,
..............................................
..............................................
..............................................
..............................................
27671
the NCMC. In addition, the NCMC must
monitor the operation of each ESIM in
its network, and transmit a ‘‘disable
transmission’’ command to any ESIM
that operates in such a way as to exceed
the authorized off-axis e.i.r.p. density
limit for that ESIM or for all ESIMs that
simultaneously transmit on the same
frequency to the same target satellite
receiving beam. The NCMC must not
allow the ESIM(s) under its control to
resume transmissions until the
condition that caused the ESIM(s) to
exceed the authorized e.i.r.p. density
limits is corrected.
(d) ESIM licensees must ensure
installation of ESIM terminals on
vehicles by qualified installers who
have an understanding of the antenna’s
radiation environment and the measures
best suited to maximize protection of
the general public and persons
operating the vehicle and equipment.
An ESIM terminal exhibiting radiation
exposure levels exceeding 1.0 mW/cm 2
in accessible areas, such as at the
exterior surface of the radome, must
have a label attached to the surface of
the terminal warning about the radiation
hazard and must include thereon a
diagram showing the regions around the
terminal where the radiation levels
could exceed the maximum radiation
exposure limit specified in 47 CFR
1.1310 Table 1.
(e) The following requirements govern
all ESV operations.
(1) ESV operators must control all
ESVs by a NCMC located in the United
States, except that an ESV on U.S.-
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Federal Register / Vol. 82, No. 115 / Friday, June 16, 2017 / Proposed Rules
registered vessels may operate under
control of a NCMC location outside the
United States provided the ESV operator
maintains a point of contact within the
United States that will have the
capability and authority to cause an ESV
on a U.S.-registered vessel to cease
transmitting if necessary.
(2) There must be a point of contact
in the United States, with phone
number and address, available 24 hours
a day, seven days a week, with authority
and ability to cease all emissions from
the ESVs, either directly or through the
facilities of a U.S. NCMC or a NCMC
located in another country with which
the United States has a bilateral
agreement that enables such cessation of
emissions.
(3) ESV NCMC operators
communicating with ESVs on vessels of
foreign registry must maintain detailed
information on each such vessel’s
country of registry and a point of
contact for the relevant administration
responsible for licensing those ESVs.
(f) For all VMES operations, there
must be a point of contact in the United
States, with phone number and address,
available 24 hours a day, seven days a
week, with authority and ability to cease
all emissions from the VMESs.
(g) The following requirements govern
all ESAA operations.
(1) There must be a point of contact
in the United States, with phone
number and address, available 24 hours
a day, seven days a week, with authority
and ability to cease all emissions from
the ESAAs.
(2) All ESAA terminals operated in
U.S. airspace, whether on U.S.registered civil aircraft or non-U.S.registered civil aircraft, must be licensed
by the Commission. All ESAA terminals
on U.S.-registered civil aircraft
operating outside of U.S. airspace must
be licensed by the Commission, except
as provided by section 303(t) of the
Communications Act.
(3) Prior to operations within a foreign
nation’s airspace, the ESAA operator
must ascertain whether the relevant
administration has operations that could
be affected by ESAA terminals, and
must determine whether that
administration has adopted specific
requirements concerning ESAA
operations. When the aircraft enters
foreign airspace, the ESAA terminal
must operate under the Commission’s
rules, or those of the foreign
administration, whichever is more
constraining. To the extent that all
relevant administrations have identified
geographic areas from which ESAA
operations would not affect their radio
operations, ESAA operators may operate
within those identified areas without
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further action. To the extent that the
foreign administration has not adopted
requirements regarding ESAA
operations, ESAA operators must
coordinate their operations with any
potentially affected operations.
(h) The following requirements
govern all operations in the 3700–4200
MHz (space-to-Earth) and 5925–6425
MHz (Earth-to-space) frequency bands
of ESVs receiving from or transmitting
to GSO satellites in the Fixed-Satellite
Service.
(1) ESVs must not operate in the
5925–6425 MHz (Earth-to-space) and
3700–4200 MHz (space-to-Earth)
frequency bands on vessels smaller than
300 gross tons.
(2) ESV operators transmitting in the
5925–6425 MHz (Earth-to-space)
frequency band to GSO satellites in the
Fixed-Satellite Service (FSS) must not
seek to coordinate, in any geographic
location, more than 36 megahertz of
uplink bandwidth on each of no more
than two GSO FSS satellites.
(3) ESVs, operating while docked, for
which coordination with terrestrial
stations in the 3700–4200 MHz band is
completed in accordance with § 25.251,
will receive protection from such
terrestrial stations in accordance with
the coordination agreements, for 180
days, renewable for 180 days.
(4) ESVs in motion must not claim
protection from harmful interference
from any authorized terrestrial stations
to which frequencies are already
assigned, or any authorized terrestrial
station to which frequencies may be
assigned in the future in the 3700–4200
MHz (space-to-Earth) frequency band.
(5) ESVs operating within 200 km
from the baseline of the United States,
or within 200 km from a U.S.-licensed
fixed service offshore installation, must
complete coordination with potentially
affected U.S.-licensed fixed service
operators prior to operation. The
coordination method and the
interference criteria objective will be
determined by the frequency
coordinator. The details of the
coordination must be maintained and
available at the frequency coordinator,
and must be filed with the Commission
electronically via the International
Bureau Filing System (https://
licensing.fcc.gov/myibfs/) to be placed
on public notice. The coordination
notifications must be filed in the form
of a statement referencing the relevant
call signs and file numbers. Operation of
each individual ESV may commence
immediately after the public notice that
identifies the notification sent to the
Commission is released. Continuance of
operation of that ESV for the duration of
the coordination term must be
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Frm 00048
Fmt 4702
Sfmt 4702
dependent upon successful completion
of the normal public notice process. If,
prior to the end of the 30-day comment
period of the public notice, any
objections are received from U.S.licensed Fixed Service operators that
have been excluded from coordination,
the ESV licensee must immediately
cease operation of that particular station
on frequencies used by the affected
U.S.-licensed Fixed Service station until
the coordination dispute is resolved and
the ESV licensee informs the
Commission of the resolution. As used
in this section, ‘‘baseline’’ means the
line from which maritime zones are
measured. The baseline is a
combination of the low-water line and
closing lines across the mouths of
inland water bodies and is defined by a
series of baseline points that include
islands and ‘‘low-water elevations,’’ as
determined by the U.S. Department of
State’s Baseline Committee.
(6) An ESV must automatically cease
transmission if the ESV operates in
violation of the terms of its coordination
agreement, including, but not limited to,
conditions related to speed of the vessel
or if the ESV travels outside the
coordinated area, if within 200 km from
the baseline of the United States, or
within 200 km from a U.S.-licensed
fixed service offshore installation.
Transmissions may be controlled by the
ESV network control and monitoring
center. The frequency coordinator may
decide whether ESV operators should
automatically cease transmissions if the
vessel falls below a prescribed speed
within a prescribed geographic area.
(7) ESV transmissions in the 5925–
6425 MHz (Earth-to-space) band shall
not exceed an e.i.r.p. spectral density
towards the radio-horizon of 17 dBW/
MHz, and shall not exceed an e.i.r.p.
towards the radio-horizon of 20.8 dBW.
The ESV network shall shut-off the ESV
transmitter if either the e.i.r.p. spectral
density towards the radio-horizon or the
e.i.r.p. towards the radio-horizon is
exceeded.
(i) For ESAA transmissions in the
14.0–14.5 GHz band from international
airspace within line-of-sight of the
territory of a foreign administration
where fixed service networks have
primary allocation in this band, the
maximum power flux density (pfd)
produced at the surface of the Earth by
emissions from a single aircraft carrying
an ESAA terminal must not exceed the
following values unless the foreign
Administration has imposed other
conditions for protecting its fixed
service stations:
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Federal Register / Vol. 82, No. 115 / Friday, June 16, 2017 / Proposed Rules
¥132 + 0.5 · q ...............................
¥112 .............................................
dB(W/(m2 · MHz)) .........................
dB(W/(m2 · MHz)) .........................
Where: q is the angle of arrival of the
radio-frequency wave (degrees above the
horizontal) and the aforementioned
limits relate to the pfd under free-space
propagation conditions.
(j) The following requirements govern
all ESIMs transmitting to GSO satellites
in the Fixed-Satellite Service in the
14.0–14.5 GHz band.
(1) Operations of ESIMs in the 14.0–
14.2 GHz (Earth-to-space) frequency
band within 125 km (for ESVs and
VMESs) or within radio line of sight (for
ESAAs) of the NASA TDRSS facilities
on Guam (latitude 13°36′55″ N.,
longitude 144°51′22″ E.), White Sands,
New Mexico (latitude 32°20′59″ N.,
longitude 106°36′31″ W. and latitude
32°32′40″ N., longitude 106°36′48″ W.),
or Blossom Point, Maryland (latitude
38°25′44″ N., longitude 77°05′02″ W.)
are subject to coordination with the
National Aeronautics and Space
Administration (NASA) through the
National Telecommunications and
Information Administration (NTIA)
Interdepartment Radio Advisory
Committee (IRAC). Licensees must
notify the International Bureau once
they have completed coordination.
Upon receipt of such notification from
a licensee, the International Bureau will
issue a public notice stating that the
licensee may commence operations
within the coordination zone in 30 days
For ................................................
For ................................................
if no party has opposed the operations.
When NTIA seeks to provide similar
protection to future TDRSS sites that
have been coordinated through the
IRAC Frequency Assignment
Subcommittee process, NTIA will notify
the Commission’s International Bureau
that the site is nearing operational
status. Upon public notice from the
International Bureau, all Ku-band ESIM
licensees must cease operations in the
14.0–14.2 GHz band within 125 km (for
ESVs and VMESs) or within radio line
of sight (for ESAAs) of the new TDRSS
site until the licensees complete
coordination with NTIA/IRAC for the
new TDRSS facility. Licensees must
notify the International Bureau once
they have completed coordination for
the new TDRSS site. Upon receipt of
such notification from a licensee, the
International Bureau will issue a public
notice stating that the licensee may
commence operations within the
coordination zone in 30 days if no party
has opposed the operations. The ESIM
licensee then will be permitted to
commence operations in the 14.0–14.2
GHz band within 125 km (for ESVs and
VMESs) or within radio line of sight (for
ESAAs) of the new TDRSS site, subject
to any operational constraints
developed in the coordination process.
(2) Within 125 km (for ESVs and
VMESs) or within radio line of sight (for
27673
q ≤ 40°
40° ≤q ≤90°
ESAAs) of the NASA TDRSS facilities
identified in paragraph (j)(1) of this
section, ESIM transmissions in the 14.0–
14.2 GHz (Earth-to-space) band shall not
exceed an e.i.r.p. spectral density
towards the horizon of 12.5 dBW/MHz,
and shall not exceed an e.i.r.p. towards
the horizon of 16.3 dBW.
(3) Operations of ESIMs in the 14.47–
14.5 GHz (Earth-to-space) frequency
band in the vicinity (for ESVs and
VMESs) or within radio line of sight (for
ESAAs) of radio astronomy service
(RAS) observatories observing in the
14.47–14.5 GHz band are subject to
coordination with the National Science
Foundation (NSF). The appropriate NSF
contact point to initiate coordination is
Electromagnetic Spectrum Manager,
NSF, 4201 Wilson Blvd., Suite 1045,
Arlington VA 22203, fax 703–292–9034,
email esm@nsf.gov. Licensees must
notify the International Bureau once
they have completed coordination.
Upon receipt of the coordination
agreement from a licensee, the
International Bureau will issue a public
notice stating that the licensee may
commence operations within the
coordination zone in 30 days if no party
has opposed the operations. Table 1
provides a list of each applicable RAS
site, its location, and the applicable
coordination zone.
TABLE 1—APPLICABLE RADIO ASTRONOMY SERVICE (RAS) FACILITIES AND ASSOCIATED COORDINATION DISTANCES
Latitude
(north)
Observatory
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Arecibo, Observatory, Arecibo, PR ..............................
Green Bank, WV ..........................................................
Very Large Array, near Socorro, NM ...........................
Pisgah Astronomical Research Institute, Rosman, NC
U of Michigan Radio Astronomy Observatory,
Stinchfield Woods, MI.
Very Long Baseline Array (VLBA) stations:
Owens Valley, CA .................................................
Mauna Kea, HI ......................................................
Brewster, WA ................................................................
Kitt Peak, AZ .........................................................
Pie Town, NM ........................................................
Los Alamos, NM ....................................................
Fort Davis, TX .......................................................
North Liberty, IA ....................................................
Hancock, NH .........................................................
St. Croix, VI ...........................................................
Longitude
(west)
Radius (km) of coordination zone
18°20′37″
38°25′59″
34°04′44″
35°11′59″
42°23′56″
66°45′11″
79°50′23″
107°37′06″
82°52′19″
83°56′11″
Island of Puerto Rico.
160.
160.
160.
160.
37°13′54″
19°48′05″
48°07′52″
31°57′23″
34°18′04″
35°46′30″
30°38′06″
41°46′17″
42°56′01″
17°45′24″
118°16′37″
155°27′20″
119°41′00″
111°36′45″
108°07′09″
106°14′44″
103°56′41″
91°34′27″
71°59′12″
64°35′01″
160. *
50.
50.
50.
50.
50.
50.
50.
50.
50.
* Owens Valley, CA operates both a VLBA station and single-dish telescopes.
When NTIA seeks to provide similar
protection to future RAS sites that have
been coordinated through the IRAC
Frequency Assignment Subcommittee
process, NTIA will notify the
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14:13 Jun 15, 2017
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Commission’s International Bureau that
the site is nearing operational status.
Upon public notice from the
International Bureau, all Ku-band ESIMs
licensees must cease operations in the
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Fmt 4702
Sfmt 4702
14.47–14.5 GHz band within the
relevant geographic zone (160 kms for
single-dish radio observatories and Very
Large Array antenna systems and 50
kms for Very Long Baseline Array
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antenna systems for ESVs and VMESs,
radio line of sight for ESAAs) of the new
RAS site until the licensees complete
coordination for the new RAS facility.
Licensees must notify the International
Bureau once they have completed
coordination for the new RAS site and
must submit the coordination agreement
to the Commission. Upon receipt of
such notification from a licensee, the
International Bureau will issue a public
notice stating that the licensee may
commence operations within the
coordination zone in 30 days if no party
opposed the operations. The ESIMs
licensee then will be permitted to
commence operations in the 14.47–14.5
GHz band within the relevant
coordination distance around the new
RAS site, subject to any operational
constraints developed in the
coordination process.
(4) ESIMs licensees must use Global
Positioning Satellite-related or other
similar position location technology to
ensure compliance with the provisions
of subparagraphs 1–3 of this paragraph.
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22. Amend § 25.258 by revising
paragraph (b) to read as follows:
■
§ 25.258 Sharing between NGSO MSS
feeder-link stations and GSO FSS services
in the 29.25–29.5 GHz band.
*
*
*
*
*
(b) Licensed GSO FSS earth stations
in the vicinity of operational NGSO
MSS feeder-link earth station complexes
must, to the maximum extent possible,
operate with frequency/polarization
selections that will minimize
unacceptable interference with
reception of GSO FSS and NGSO MSS
uplink transmissions in the 29.25–29.5
GHz band. Earth station licensees
operating with GSO FSS systems shall
be capable of providing earth station
locations to support coordination of
NGSO MSS feeder link stations under
paragraphs (a) and (c) of this section.
Operation of ubiquitously deployed
GSO FSS earth stations in the 29.25–
29.5 GHz frequency band must conform
to the rules contained in § 25.218(i).
*
*
*
*
*
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Fmt 4702
Sfmt 9990
§ 25.287
[Amended].
23. Amend § 25.287 by removing
paragraph (d).
■ 24. Add § 25.289 to read as follows:
■
§ 25.289 Responsibility of licensee for
blanket-licensed earth station operation.
The holder of an FCC blanket earth
station license is responsible for
operation of any earth station under that
license. Operators of satellite networks
and systems must not transmit
communications to or from such earth
stations in the United States unless such
communications are authorized under a
service contract with the holder of a
pertinent FCC blanket earth station
license or under a service contract with
another party with authority for such
operation delegated by such a blanket
licensee.
[FR Doc. 2017–12189 Filed 6–15–17; 8:45 am]
BILLING CODE 6712–01–P
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Agencies
[Federal Register Volume 82, Number 115 (Friday, June 16, 2017)]
[Proposed Rules]
[Pages 27652-27674]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-12189]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 2 and 25
[IB Docket No. 17-95; FCC 17-56]
Amends Rules Related to Satellite Earth Stations Mounted on
Vessels, Vehicles and Aircraft
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission) proposes to streamline, consolidate, and harmonize rules
governing earth stations in motion (ESIMs) used to provide satellite-
based services on ships, airplanes and vehicles communicating with
geostationary-satellite orbit (GSO), fixed-satellite service (FSS)
satellite systems.
DATES: Comments are due on or before July 31, 2017. Reply comments are
due on or before August 30, 2017.
ADDRESSES: You may submit comments, identified by IB Docket No. 17-95,
by any of the following methods:
Federal Communications Commission's Web site: https://apps.fcc.gov/ecfs. Follow the instructions for submitting comments.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by email: FCC504@fcc.gov or phone: 202-418-
0530 or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Cindy Spiers, 202-418-1593.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking (NPRM), FCC 17-56, adopted May 18, 2016, and
released May 19, 2017. The full text of the NPRM is available at
https://apps.fcc.gov/edocs_public/attachmatch/FCC-17-56A1.pdf. The NPRM
is also available for inspection and copying during business hours in
the FCC Reference Information Center, Portals II, 445 12th Street SW.,
Room CY-A257, Washington, DC 20554. To request materials in accessible
formats for people with disabilities, send an email to FCC504@fcc.gov
or call the Consumer & Governmental Affairs Bureau at 202-418-0530
(voice), 202-418-0432 (TTY).
Comment Filing Requirements
Interested parties may file comments and reply comments on or
before the dates indicated in the DATES section above. Comments may be
filed using the Commission's Electronic Comment Filing System (ECFS).
Electronic Filers. Comments may be filed electronically
using the Internet by accessing the ECFS, https://apps.fcc.gov/ecfs.
Paper Filers. Parties who file by paper must include an
original and four copies of each filing.
Filings may be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail. All filings must be addressed to the Commission's Secretary,
Office of the Secretary, Federal Communications Commission.
All hand-delivered or messenger-delivered paper filings
for the Commission's Secretary must be delivered to FCC Headquarters at
445 12th Street SW., Room TW-A325, Washington, DC 20554. All hand
deliveries must be held together with rubber bands or fasteners. Any
envelopes must be disposed of before entering the building.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 445 12th Street SW., Washington DC 20554.
Persons With Disabilities. To request materials in
accessible formats for persons with disabilities (Braille, large print,
electronic files, audio format), or to request reasonable
accommodations for filing comments (accessible format documents, sign
language interpreters, CART, etc.), send an email to fcc504@fcc.gov or
call 202-418-0530 (voice) or 202-418-0432 (TTY).
Ex Parte Presentations
We will treat this proceeding as a ``permit-but-disclose''
proceeding in accordance with the Commission's ex parte rules. Persons
making ex parte presentations must file a copy of any written
presentation or a memorandum summarizing any oral presentation within
two business days after the presentation (unless a different deadline
applicable to the Sunshine period applies). Persons making oral ex
parte presentations are reminded that memoranda summarizing the
presentation must (1) list all persons attending or otherwise
participating in the meeting at which the ex parte presentation was
made, and (2) summarize all data presented and arguments made during
the presentation. If the presentation consisted in whole or in part of
the presentation of data or arguments already reflected in the
presenter's written comments, memoranda or other filings in the
proceeding, the presenter may provide citations to such data or
arguments in his or her prior comments, memoranda, or other filings
(specifying the relevant page and/or paragraph
[[Page 27653]]
numbers where such data or arguments can be found) in lieu of
summarizing them in the memorandum. Documents shown or given to
Commission staff during ex parte meetings are deemed to be written ex
parte presentations and must be filed consistent with rule 1.1206(b).
In proceedings governed by rule 1.49(f) or for which the Commission has
made available a method of electronic filing, written ex parte
presentations and memoranda summarizing oral ex parte presentations,
and all attachments thereto, must be filed through the electronic
comment filing system available for that proceeding, and must be filed
in their native format (e.g., .doc, .xml, .ppt, searchable .pdf).
Participants in this proceeding should familiarize themselves with the
Commission's ex parte rules.
Paperwork Reduction Act
This document contains proposed new and modified information
collection requirements. The Commission, as part of its continuing
effort to reduce paperwork burdens, invites the general public and the
Office of Management and Budget to comment on the information
collection requirements contained in this document, as required by the
Paperwork Reduction Act of 1995. In addition, pursuant to the Small
Business Paperwork Relief Act of 2002, we seek specific comment on how
we might further reduce the information collection burden for small
business concerns with fewer than 25 employees.
Synopsis
In this Notice of Proposed Rulemaking (NPRM), the Commission seeks
comment on two broad proposals to facilitate the deployment of Earth
Stations in Motion (ESIMs) and reduce the regulatory burdens on ESIMs.
First, we propose to reorganize and consolidate the sections in part 25
of the Commission's rules, including technical and operational as well
as application rules, for the three types of Fixed-Satellite Service
(FSS) earth stations that the Commission authorizes to transmit while
in motion: Earth Stations on Vessels (ESVs), Vehicle-Mounted Earth
Stations (VMESs), and Earth Stations Aboard Aircraft (ESAAs). We will
refer to these earth stations collectively as ESIMs.
Second, we propose new rules to allow the operation of ESIMs in the
conventional Ka-band. Specifically, our proposals would apply to ESIMs
communicating with geostationary-orbit (GSO) FSS space stations
operating in 18.3-18.8 GHz and 19.7-20.2 GHz (space-to-Earth), and
28.35-28.6 GHz and 29.25-30.0 GHz (Earth-to-space) frequency bands.\1\
The proposed rule changes for ESIMs in the conventional Ka-band would
promote innovative and flexible use of satellite technology, and
provide new opportunities for a variety of uses. The proposed rules
would also create regulatory equity by adopting a regulatory regime for
ESIM operations in the conventional Ka-band similar to that which
currently exists in the conventional C-band, the conventional Ku-band,
and in portions of the extended Ku-band.\2\ We seek comment on these
proposals and solicit input on other ideas for streamlining our rules
while providing flexibility moving forward.
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\1\ While there currently are NGSO FSS ESIM operations in
portions of the 17.8-20.2 GHz and 27.5-30.0 GHz bands, authorized on
a non-harmful-interference basis, O3b Limited Radio Station
Authorization, IBFS File No. SES-LIC-20130528-00455 (granted May 13,
2014), this NPRM will only address the GSO FSS ESIM operations. O3b
and SES Americom request that we expand the scope of this proceeding
to cover NGSO ESIM operations. See Letter from Suzanne Malloy, Vice
President, Regulatory Affairs, O3b Limited, and Petra A. Vorwig,
Senior Legal & Regulatory Counsel, SES Americom, Inc. to Marlene H.
Dortch, Secretary, FCC, IB Docket No. 17-95 (filed May 12, 2017).
O3b and SES Americom's request is premature. There is an open
proceeding addressing NGSO FSS licensing and service rules and the
Commission will be in a better position to propose rules for ESIMs
communicating with NGSO satellites after the resolution of technical
rules in that proceeding. See Update to Parts 2 and 25 Concerning
Non-Geostationary, Fixed-Satellite Service Systems and Related
Matters, IB Docket No. 16-408, Notice of Proposed Rulemaking, 31 FCC
Rcd 13651 (2016).
\2\ The ``conventional C-band'' refers to the 3700-4200 MHz
(space-to-Earth) and 5925-6425 MHz (Earth-to-space) FSS frequency
bands. See 47 CFR 25.103. The ``conventional Ku-band'' refers to the
11.7-12.2 GHz (space-to-Earth) and 14.0-14.5 GHz (Earth-to-space)
FSS frequency bands, and the ``extended Ku-band'' refers to the
10.95-11.2 GHz, 11.45-11.7 GHz, and 13.75-14.0 GHz bands.
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Proposal Overview
Part 25 of the Commission's rules is organized in the following
manner: Subpart A contains general rules relating to scope and
definitions; Subpart B contains rules relating to application filing
requirements and licensing procedures; Subpart C provides technical
standards for licensing earth and space stations; and Subpart D
contains rules governing the technical operations of earth and space
station operations.\3\ In this NPRM, we propose to make revisions in
each of these subparts. Through this proceeding, to the extent
possible, we propose to eliminate duplicative rule provisions that
apply to ESIMs on specific vehicle types operating in specific
frequency bands and require instead that ESIMs meet the same
requirements as fixed and temporary fixed earth stations. We propose to
maintain those rule provisions that ensure that FSS earth stations
operating while in motion do not cause more interference than FSS earth
stations at fixed locations. We seek comment on these proposals.
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\3\ In addition, Subpart E is reserved, Subpart F relates to
competitive bidding procedures for the satellite digital audio radio
service, Subparts G and H are reserved, Subpart I relates to equal
employment opportunities, and Subpart J relates to public interest
obligations. We do not propose any changes to Subparts E through J
in this NPRM.
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Definitions
In this NPRM, we propose to amend current definitions and add new
definitions that will allow for greater clarity regarding the operation
of earth stations in motion with GSO FSS space stations. We seek
comment on these proposals.
Definition of ESIMs. We propose to define Earth Stations in Motion
(ESIMs) in Sec. 25.103 to mean a term that collectively designates
ESVs, VMESs and ESAAs, which are already defined in Sec. 25.103.
Revised Definition of Blanket License. We propose to amend the
definition of Blanket License in Sec. 25.103.\4\ We propose to change
the designation of the type of earth station in this definition, i.e.,
fixed or mobile, to refer instead to the type of satellite service in
which the earth station operates, i.e., FSS or MSS. Changing the earth-
station categorization in this definition to FSS and MSS better
reflects the nature of ESIM operations as proposed in this NPRM.
Additionally we propose minor rewording of the second clause to more
directly mirror the first clause of the definition. Specifically, the
revised definition of Blanket License, as proposed, would read: ``A
license for: (1) multiple earth stations in the FSS or MSS, or for
SDARS terrestrial repeaters, that may be operated anywhere within a
geographic area specified in the license, or (2) for multiple space
stations in non-geostationary-orbit.''
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\4\ The current definition of Blanket License states: ``A
license for multiple fixed or mobile earth stations or SDARS
terrestrial repeaters that may be operated anywhere within a
geographic area specified in the license, or for multiple non-
geostationary-orbit space stations.'' 47 CFR 25.103.
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Definition of Network Control and Monitoring Center (NCMC). We
propose to add a definition of Network Control and Monitoring Center to
Sec. 25.103. An NCMC, as used in the part 25 rules, is a facility that
has the capability to remotely control earth stations operating
[[Page 27654]]
as any part of a satellite network or system.\5\
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\5\ As such, an NCMC would constitute a ``remote control point''
as that term is used in the Part 25 rules (see, e.g., 47 CFR
25.271(b), 25.272(d)(1)).
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Revised Definitions of VMES and ESAA. Because we are proposing to
consolidate the current VMES and ESAA operating requirements (now
codified in Sec. Sec. 25.226 and 25.227, respectively) into a new ESIM
section (proposed as Sec. 25.228), Sec. Sec. 25.226 and 25.227 would
be deleted as a consequence of that consolidation. Similarly, any
cross-references to those deleted sections elsewhere in the rules would
need to be deleted as well. As such cross-references appear in the
Sec. 25.103 definitions of VMES and ESAA, we propose to revise these
definitions accordingly.\6\
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\6\ While we are also proposing to bring the section 25.221 and
25.222 operating requirements for ESVs under the same umbrella that
will cover VMESs and ESAAs (i.e., the umbrella of the proposed
section 25.228 for ESIMs), the section 25.103 definition of ESVs
would not need to be revised to eliminate any outdated cross-
references because it does not now contain any cross-references.
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Revised Definition of Routine Processing. The current definition of
routine processing in Sec. 25.103 includes a cross-reference to Sec.
25.138(a), which we propose to consolidate into Sec. 25.218(i). We
propose to delete this cross-reference, because the definition already
includes a cross-reference to Sec. 25.218.
Revised Definition of Two-Degree Compliant Space Station. The
current definition of a two-degree compliant space station in Sec.
25.103 contains a cross-reference to Sec. 25.138, which we propose to
consolidate with Sec. 25.218, and cross-references to Sec. Sec.
25.221, 25.222, 25.226, and 25.227 in connection with off-axis e.i.r.p.
limits that we also propose be included in Sec. 25.218. We therefore
propose to update this definition to remove the cross-references to
Sec. Sec. 25.138, 25.221, 25.222, 25.226, and 25.227.
Incorporating Sec. 25.138 Into Sec. 25.218, and Extending the
Applicability of Sec. 25.218 to the Conventional Ka-Band and ESIMs
Section 25.218 contains off-axis e.i.r.p. density envelopes for FSS
earth stations transmitting to GSO FSS space stations in the
conventional C-band, extended C-band, conventional Ku-band, or extended
Ku-band.\7\ Earth stations in these frequency bands that comply with
these envelopes are considered ``two-degree-spacing compliant,'' and
the operators of their target space stations are not required to
coordinate their operations with operators of nearby space stations.
25.138(a) contains similar provisions for FSS earth stations
transmitting to GSO FSS space stations in the conventional Ka-band. To
improve the organizational coherence of part 25, we propose to move
these provisions of Sec. 25.138(a) into Sec. 25.218(i),\8\ and to
extend the applicability of Sec. 25.218 to conventional Ka-band GSO
FSS earth stations.\9\
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\7\ We note that the rules do not currently provide for ESIM
operations in the extended C-band.
\8\ Table 3 lists the paragraphs of section 25.138 and the
corresponding paragraphs of proposed section 25.138(i). As a result
of this insertion, we propose to renumber paragraph (i) to (j) in
section 25.218.
\9\ We do not propose to include the space station pfd limit of
section 25.138(a)(6) in section 25.218(i). In 2015, we recodified
this limit in section 25.140(a)(3)(iii) but inadvertently failed to
make the corresponding deletion to section 25.138. See Comprehensive
Review of Licensing and Operating Rules for Satellite Services, IB
Docket No. 12-267, Second Report and Order, 30 FCC Rcd 14713, 14755,
para. 115 (2015) (2015 Second Report and Order). Including the limit
in section 25.218(i) would perpetuate this inadvertent duplication.
In contrast, deleting section 25.138(a)(6) and leaving current
section 25.140(a)(3)(iii) intact will conform the rules to the form
intended by the Commission's action in the 2015 Second Report and
Order.
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Section 25.138(b) states that operation in the conventional Ka-band
with off-axis e.i.r.p. density levels exceeding the limits in Sec.
25.138(a) are subject to coordination under Sec. 25.220. Current Sec.
25.218(i) contains a similar coordination provision governing
operations in the conventional C-band, extended C-band, conventional
Ku-band, and extended Ku-band. To clarify the rule in Sec. 25.138(b),
we propose to amend Sec. 25.218(i) so that it lists all of the
frequency bands included in the revised Sec. 25.218(a).\10\
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\10\ We propose to redesignate current section 25.218(i) as
section 25.218(j), as a result of our proposed insertion of the
conventional Ka-band off-axis e.i.r.p. density limits currently
contained in section 25.138(a) into section 25.218 as paragraph (i).
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Section 25.138(f) states that space station operators may not
transmit communications to or from user transceivers in the United
States in the conventional Ka-band unless such communications are
authorized under an FCC earth station license. We propose to make this
a general requirement applicable to space station operators in all
frequency bands, to clarify the language of the requirement, and to
place this requirement in a new section, Sec. 25.289. We propose that
this requirement would be merged with Sec. 25.287(d) that imposes the
same condition for mobile transmitters or transceivers operating in
some Mobile-Satellite Service frequencies. Section 25.287(d) could then
be removed. The new rule would state: ``The holder of an FCC blanket
earth station license will be responsible for operation of any earth
station under that license. Operators of satellite networks and systems
must not transmit communications to or from such earth stations in the
United States unless such communications are authorized under a service
contract with the holder of a pertinent FCC blanket earth station
license or under a service contract with another party with authority
for such operation delegated by such a blanket licensee.''
We propose applying Sec. 25.218 to all applications for fixed and
temporary-fixed FSS earth stations transmitting to geostationary space
stations in the conventional or extended C-band or Ku-band, or the
conventional Ka-band, and to all applications for ESIMs in the
conventional C-, Ku-, or Ka-band, except for applications proposing
transmission of analog command signals at a band edge with bandwidths
greater than 1 MHz or transmission of any other type of analog signals
with bandwidths greater than 200 kHz. We propose modifying Sec.
25.218(a)(1) accordingly.\11\
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\11\ We propose to retain the exception for analog video earth
station applications.
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Reorganizing and Streamlining the Technical and Operational and
Coordination Requirements of Sec. Sec. 25.221, 25.222, 25.226 and
25.227 Into Sec. 25.228
We propose to bring all the technical, operational and coordination
requirements for blanket licensed-ESV, VMES and ESAA earth stations
that are linked to GSO FSS space stations--currently arrayed in
Sec. Sec. 25.221, 25.222, 25.226 and 25.227 of our current rules--
under one new umbrella rule section applicable to ESIMs generally:
Proposed Sec. 25.228. This current array of ESIM rules would then be
eliminated entirely, as all the requirements therein would either be
subsumed by new Sec. 25.228, or will be consolidated in certain other
provisions described below.\12\ While we do not think there will be any
significant costs associated with reorganizing and consolidating these
rule sections, we invite comments that will help estimate costs and
benefits of the proposals. Under the rules as they now stand, the
technical and operational rules for each of these types of ESIMs can be
found primarily in the paragraph (a) provisions of Sec. Sec. 25.221,
25.222, 25.226 and 25.227, while the coordination requirements are
primarily located in the paragraph (c) and (d)
[[Page 27655]]
provisions of these same sections. Broadly speaking, some of these
rules are the same regardless of the type of ESIM, while others vary
depending on the vehicle type and frequency band at issue. Accordingly,
in crafting Sec. 25.228 as an umbrella regulation that includes both
the provisions that apply to all ESIMs and those that are tailored to
specific circumstances, we propose to group ESIM requirements into the
following categories, the details of which we discuss below: (1) Core
rules (i.e. those applicable to all ESIMs); (2) vehicle-type specific
rules that apply across multiple frequency bands; (3) frequency-band
specific status and coordination rules; and (4) vehicle-type specific
rules that apply to a single frequency band.
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\12\ The discussion that follows lays out those instances where
ESIM requirements now appearing in this array of four ESIM rule
sections would be consolidated in a rule other than the proposed
section 25.228, or where consolidation has effectively occurred
because the requirement in question is duplicated in another
existing rule.
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Core Rules
In this NPRM, we seek comment on streamlining the core ESIMs rules.
In this context, core rules refer to those rules that are currently the
same for each type of ESIM and those that we propose to amend in order
to create such uniformity. These rules are related to the Commission's
GSO FSS two-degree orbital spacing policy, control of operating ESIMs,
operational reports, and electromagnetic radiation safety. With regard
to revising requirements in order to create additional uniformity, we
propose substantive changes to some of the rules to eliminate
unnecessary variations across types of ESIMs, eliminate unnecessary
duplication of rules across different rule sections, and eliminate
rules that are better served by reliance on other sections of the
Commission's rules. Specifically, we propose substantive changes to the
following areas of our ESIM rules: (1) Antenna pointing accuracy
requirements, (2) e.i.r.p. density limits, (3) the self-monitoring
(self-diagnostics) requirement, (4) the network control and monitoring
center requirement, (5) logging requirements, and (6) the installation
requirements related to radiation safety.
Overview of Earth Station Licensing Rules. The licensing rules in
part 25 for FSS earth stations transmitting digital emissions provide
two main options for obtaining a license for an earth station at a
fixed location. The first option is to demonstrate compliance with
default limits on emissions in directions other than toward the target
satellite, which are referred to as off-axis e.i.r.p. density
limits.\13\ These limits were developed to implement the Commission's
GSO FSS space station two-degree orbital spacing policy. They ensure
earth station compatibility with networks using adjacent satellites in
a two-degree orbital spacing environment by controlling the level of
emissions from an earth station that can be transmitted toward adjacent
satellite orbital locations. The second option is to demonstrate that
the operations of the earth stations in the satellite network have been
coordinated with operators of networks using adjacent satellites that
would be affected by emissions of the earth stations that exceed the
default off-axis e.i.r.p. density limits, under the coordination
requirements of Sec. 25.220. Under the first option, there are two
alternatives for showing compliance. One alternative is to demonstrate
that the earth station antenna gain pattern comports with the off-axis
gain limits in Sec. 25.209, and that the antenna input power density
comports with limits in Sec. 25.212. However, this alternative is not
currently available for ESV, VMES, or ESAA applications. The other
alternative is to demonstrate that the off-axis e.i.r.p. density of the
earth station emissions comports with the applicable off-axis e.i.r.p.
density limits. There are provisions very similar to this alternative
for ESV, VMES, and ESAA applications. In the following paragraphs, we
propose to continue to make both options for obtaining a license
available for ESIMs while changing our rules to allow ESIM applicants
to use both alternatives for showing compliance under the first option.
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\13\ The off-axis e.i.r.p. density limits are currently set
forth in 47 CFR 25.218 for the C- and Ku-bands and in 47 CFR 25.138
for the Ka-band.
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Antenna Pointing Accuracy Requirement. The Commission's current
rules for licensing ESVs, VMESs, and ESAAs all contain antenna pointing
accuracy requirements. These requirements were based on the premise
that highly directional earth station antennas mounted on moving
platforms will have to accurately track the target satellite to
maintain communications with that satellite and avoid interfering with
reception of signals by adjacent satellites. The original ESV rules
adopted in 2005 contained the same definition of off-axis angle, which
the Commission called [thgr] (theta) that was used by the ITU in
Resolution 902. According to this definition, [thgr] is measured from
the axis of the main lobe of the ESV antenna. In the 2009 ESV
Reconsideration Order, however, the Commission changed the definition
of [thgr] to be consistent with a definition adopted for fixed earth
stations that it adopted in the Part 25 Streamlining 8th R&O. In the
definition of [thgr] adopted in 2009, the off-axis angle is measured
with respect to a line between the focal point of the earth station
antenna and the location of the target satellite. This definition of
[thgr] anchors one end of the reference line from which [thgr] is
measured to the location of the target satellite. For a GSO FSS
satellite, which is typically authorized with a 0.05
degree stationkeeping accuracy requirement, the reference line thus
remains within 0.05 degrees of the line from the earth station to the
assigned orbital location of the target satellite. In contrast, under
the 2005 off-axis angle definition, when the axis of the main lobe of
the earth station antenna moves, off-axis e.i.r.p. density limits tied
to that axis would apply to directions that also move around in space.
The 2009 definition of [thgr] is now contained in the ESV, VMES, and
ESAA rules in Sec. Sec. 25.221, 25.222, 25.226, and 25.227.\14\ This
definition of [thgr] obviates the need for an antenna pointing accuracy
requirement, because the limit on off-axis e.i.r.p. toward adjacent
satellites is fixed regardless of the direction in which the earth
station antenna is pointed.\15\ Therefore, the ESIM rules we propose
here eliminate the antenna pointing accuracy requirement. This will
afford ESIM operators more flexibility, because they can meet the off-
axis e.i.r.p. density limits either by maintaining accurate antenna
pointing or by reducing the radiated off-axis e.i.r.p. density when the
antenna is mispointed. We seek comment on this proposal.
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\14\ The definition of theta was revised by the 2015 Second
Report and Order. The definition in section 25.221, 25.222, 25.226,
and 25.227 paragraph (a)(1)(i)(A) formerly read ``theta ([thgr]) is
the angle in degrees from the line connecting the focal point of the
antenna to the orbital location of the target satellite''. The minor
rewording of the definition takes into account the fact that not all
earth stations use feedhorn-reflector type antennas with focal
points, and the fact that earth station antennas pointed toward GSO
FSS satellites are usually pointed to the assigned location of the
satellite, and do not track the actual position of the target
satellite at any given time. The same definition of theta is now
used in section 25.209, 47 CFR 25.209.
\15\ This is the same as the approach taken by the ITU in
Resolution 156 (WRC-15), which prescribes the operating conditions
for ESIMs communicating with FSS space stations in the 19.7-20.2 GHz
and 29.5-30 GHz frequency bands. In that resolution, the off-axis
angle theta is defined as the angle ``from the vector from the earth
station antenna to the associated satellite''. See Final Acts of
WRC-15 at 248. Resolution 156 does not contain any antenna pointing
accuracy requirements, because its off-axis e.i.r.p. density limits,
like those in section 25.218 of the Commission's rules, are
independent of the direction the ESIM antenna is pointed. We propose
to add footnotes 5.484B and 5.527A, which relate to ESIM use and
were adopted in WRC-15, to the international table.
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Off-Axis E.I.R.P. Density Limits. Section 25.218, the off-axis
e.i.r.p. density limits rule, currently only applies to applications
for GSO FSS earth stations at fixed locations, and
[[Page 27656]]
specifically excepts applications for ESVs, VMESs, and ESAAs. The
numerical e.i.r.p. density limits in Sec. 25.218 over each specified
angular range are the same as those for the same frequency bands in
Sec. Sec. 25.221, 25.222, 25.226, and 25.227. Furthermore, the
definition of [thgr] in Sec. 25.218 is the same as the one in
Sec. Sec. 25.221, 25.222, 25.226, and 25.227.\16\ Thus, rather than
duplicating the off-axis e.i.r.p. density limits in the proposed ESIMs
rules, we propose to cross-reference the off-axis e.i.r.p. density
limits that already exist in Sec. 25.218. More specifically,
paragraphs (a)(1)(i) of Sec. Sec. 25.221, 25.222, 25.226, and 25.227
prescribe off-axis e.i.r.p. spectral density limits for C- and Ku-band
ESVs, Ku-band VMESs, and Ku-band ESAAs respectively, for applicants
proposing to comply with the Commission's off-axis e.i.r.p. density
limits. We propose to replace these requirements with a requirement for
ESIM licensees to comply with the applicable off-axis e.i.r.p. density
limits in Sec. 25.218. To extend the ESIMs rules to cover conventional
Ka-band ESIMs, we propose that this requirement include the
conventional Ka-band limits currently in Sec. 25.138, which we propose
to merge into Sec. 25.218.
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\16\ The Commission adopted this definition of [thgr] in section
25.218 in the 2008 Part 25 Streamlining 8th R&O.
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In the 2015 Second Report and Order, the Commission adopted the
same definition of [thgr] as described in the preceding paragraph in
Sec. 25.209, the off-axis antenna gain limits rule. Moreover, the off-
axis e.i.r.p. density limits in Sec. 25.218, and those resulting from
the combination of antenna input power density limits in Sec. 25.212
and antenna off-axis gain limits in Sec. 25.209 are the same as the
off-axis e.i.r.p. density limits in Sec. Sec. 25.221, 25.222, 25.226,
and 25.227. We thus propose to allow ESIM applicants the option of
certifying compliance with the antenna pattern requirements of Sec.
25.209 and the antenna input power density requirements of Sec.
25.212, in lieu of the off-axis e.i.r.p. density limits in Sec.
25.218. We seek comment on this proposal.
Shutdown Requirements. Paragraphs (a)(1)(iii) of Sec. Sec. 25.221,
25.222, 25.226, and 25.227 set forth cessation of emission requirements
for ESV, VMES, and ESAA transmitters, based on detection of antenna
mispointing. We propose to replace these requirements with provisions
in paragraphs (b) and (c) of Sec. 25.228 requiring cessation or
reduction of emissions in the event that the ESIM or its associated
network control and monitoring system detects that the ESIM has
exceeded or is about to exceed the off-axis e.i.r.p. density limits. We
also propose to include a requirement in the ESIM application rules in
Sec. 25.115 to demonstrate how that requirement will be met.
Paragraphs (a)(2) of Sec. Sec. 25.221, 25.222, 25.226, and 25.227
set forth requirements for ESV, VMES, and ESAA systems that operate
with e.i.r.p. spectral density levels above the levels provided in
paragraph (a)(1) or (a)(3) of those sections. These provisions require
such ESIM systems to operate in accordance with the off-axis e.i.r.p.
density levels that have been coordinated by the operator of their
target satellite(s) with the operators of adjacent satellites. The
underlying purpose of these paragraphs can be satisfied by requiring
ESIM operators that plan to operate their systems with off-axis
e.i.r.p. density levels above the limits currently codified in
Sec. Sec. 25.138 and 25.218 to have their operations coordinated by
their target satellite operator(s) pursuant to Sec. 25.220.
Specifically, we propose to include a technical and operational
requirement in Sec. 25.228(a) that would replace the current
provisions in Sec. Sec. 25.211, 25.222, 25.226, and 25.227. Paragraphs
(a)(2) of Sec. Sec. 25.221, 25.222, 25.226, and 25.227 also prescribe
automatic cessation or reduction of emissions requirements in the event
that an individual ESIM or multiple ESIMs using variable power density
exceed the coordinated e.i.r.p. density levels. We proposed moving
those requirements to Sec. 25.228, paragraphs (b) and (c), as
discussed in paragraph 25 supra.
The provisions in paragraphs (a)(3) and (a)(3)(i) of Sec. Sec.
25.221, 25.222, 25.226, and 25.227 limit the aggregate off-axis
e.i.r.p. density levels for ESIM systems that use variable power-
density control of individual simultaneously transmitting co-frequency
earth stations in a target satellite receiving beam. The 2015 Second
Report and Order adopted new provisions in Sec. 25.218, subparagraph
(4) of paragraphs (d) (C-band) and (f) (conventional Ku-band) and in
Sec. 25.138(a)(5) that are substantially the same as the provisions
applying to ESIMs in paragraph (a)(3) and (a)(3)(i) of Sec. Sec.
25.221, 25.222, 25.226, and 25.227, thus warranting consolidation of
these provisions. As discussed above, we have therefore proposed to
make Sec. 25.218 applicable to ESIMs, and to merge the conventional
Ka-band off-axis e.i.r.p. density limits in Sec. 25.138 into Sec.
25.218. Accordingly, we do not propose to include a separate
requirement for this mode of ESIM system operation in Sec. 25.228. We
do, however, propose to codify cessation or reduction of emissions
provisions similar to those in paragraphs (a)(3)(ii) and (iii) of
Sec. Sec. 25.221, 25.222, 25.226, and 25.227 in Sec. 25.228
paragraphs (b) and (c), as we have proposed for the similar provisions
in paragraphs (a)(1)(iii) and (a)(2) above.
Contention Protocols. Paragraphs (a)(4) of Sec. Sec. 25.226 and
25.227 require VMES and ESAA applicants that plan to use a contention
protocol in the uplink transmissions of their ESIMs to certify that
their use of the contention protocol is reasonable. We propose not to
include such a requirement in Sec. 25.228, because Sec. 25.115(i)
already contains this requirement, and applies by its terms to
applications for ESIMs.\17\
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\17\ The current duplication would be eliminated by deleting
sections 25.226 and 25.227 in their entireties, as proposed.
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Point of Contact in the United States. Paragraphs (a)(4) of
Sec. Sec. 25.221 and 25.222 require that there be a point of contact
in the United States with the authority and ability to cease all
emissions from ESVs. Paragraphs (a)(5) of Sec. Sec. 25.226 and 25.227
contain a similar requirement. We propose to consolidate such
requirements in the platform-specific rules for ESVs, VMESs, and ESAAs
in Sec. 25.228.\18\
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\18\ A list of the existing paragraphs in section 25.221,
25.222, 25.226, and 25.227 and the corresponding proposed paragraphs
in section 25.228 appears in Table 5.
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Data Logging Requirement. Paragraphs (a)(5) of Sec. Sec. 25.221
and 25.222 and paragraphs (a)(6) of Sec. Sec. 25.226 and 227 require
that C- and Ku-band ESV operators and Ku-band VMES and ESAA operators
log the vehicle location, transmit frequency, channel bandwidth, and
target satellite of ESIM transmissions. The required maximum recording
intervals are 20 minutes for ESVs, 5 minutes for VMESs, and 1 minute
for ESAAs. The ESIM operator must make this data available to a
frequency coordinator, fixed system operator, FSS operator, National
Telecommunications and Information Administration (NTIA) (for Ku-band
ESIMs only), or the Commission within 24 hours after a request. The
Commission has never requested these data from an ESIM operator, and we
are unaware of any other entity submitting requests for such data. We
seek comment on whether the logging requirement is still necessary and
useful, and if so, whether the existing recording intervals should be
maintained or changed. We request that parties who wish to assert that
this requirement should be maintained provide specific examples of
instances in which the logging data has been requested from ESIM
operators and how
[[Page 27657]]
those data have been used to identify a source of interference.
Remote Monitoring and Control Requirement. Sec. 25.227(a)(10)
provides the requirements for remote terminal monitoring and control of
ESAAs. Specifically, the current rule states that each remote terminal
must be monitored and controlled by a network control and monitoring
center (NCMC) or equivalent facility. Each remote terminal must comply
with ``disable transmission'' commands from the NCMC. In addition, the
NCMC must monitor the operation of each ESAA terminal in its network,
and transmit a ``disable transmission'' command to a remote terminal
that malfunctions in such a way as to cause unacceptable interference
to another radiocommunication station. This provision achieves the same
goal of ensuring the ability to remotely monitor and disable earth
stations as the requirements included in paragraphs (a)(2)(iii) and
(a)(3)(iii) of Sec. Sec. 25.221, 25.222, 25.226, and 25.227. We
propose to incorporate a remote monitoring and control requirement in
our proposed Sec. 25.228(c), and make it applicable to all types of
ESIMs.
Self-Monitoring Requirement. Section 25.227(a)(11) requires that
remote ESAA terminals be self-monitoring and capable of automatically
ceasing transmission. Section 25.227 paragraphs (a)(1)(iii),
(a)(2)(ii), and (a)(3)(ii), and corresponding paragraphs in Sec. Sec.
25.221, 25.222, and 25.226 contain similar self-monitoring
requirements. We propose to make this requirement generally applicable
to all types of ESIMs and to codify it in Sec. 25.228(b).
Cessation of Uplink Transmissions Upon Loss of Downlink Signal.
Section 25.226(a)(9) states that each VMES terminal must automatically
cease transmitting upon the loss of synchronization or within 5 seconds
upon loss of reception of the satellite downlink signal, whichever is
the shorter timeframe. Similarly, Sec. 25.227(a)(9) states that each
ESAA terminal must automatically cease transmitting within 100
milliseconds upon loss of reception of the satellite downlink signal or
when it detects that unintended satellite tracking has happened or is
about to happen. The recently adopted Sec. 25.271(g) states:
``Licensees of transmitting earth stations are prohibited from using
remote earth stations in their networks that are not designed to stop
transmission when synchronization to signals from the target satellite
fails.'' We propose eliminating the rules specifically applicable to
VMES and ESAA as redundant, because Sec. 25.271(g) applies by its
terms to all types of ESIMs and loss of synchronization to signals from
the target satellite is general enough to cover all situations of
interest.
ESIM Installation Requirement for Radiation Hazard Mitigation. The
VMES and ESAA application requirements in Sec. Sec. 25.226(b)(8) and
25.227(b)(8) respectively include a requirement that would be more
appropriately located in the technical and operational rules than in
the application rules. Specifically, Sec. Sec. 25.226(b)(8) and
25.227(b)(8) require, in part, that all VMES and ESAA licensees ensure
installation of VMES or ESAA terminals on vehicles by qualified
installers who have an understanding of the antenna's radiation
environment and use those measures best suited to maximize protection
of the general public and persons operating the vehicle and equipment.
The rules require that a VMES or ESAA terminal exhibiting radiation
exposure levels exceeding 1.0 mW/cm\2\ in accessible areas, such as at
the exterior surface of the radome, must have a label attached to the
surface of the terminal warning about the radiation hazard and must
include thereon a diagram showing the regions around the terminal where
the radiation levels could exceed 1.0 mW/cm\2\. We propose extending
this requirement to ESVs operating in the C-, Ku- and Ka-bands, because
the same basic rationale for the VMES and ESAA requirement appears to
apply equally to ESVs--i.e., to ensure protection of members of the
public (including those manning the vessels and operating the
equipment), who may be exposed to hazardous radiation environments on
vessels as well as on or in the vicinity of land vehicles and aircraft.
Accordingly, we propose to consolidate the requirement that currently
appears in the VMES and ESAA rules, extend this requirement to include
ESVs, and move it into paragraph (d) of the proposed Sec. 25.228. We
also propose to cross-reference Sec. 1.1310 Table 1 of the
Commission's rules, rather than specifying the maximum permitted
radiation exposure level in Sec. 25.228(d).
Vehicle-Type Specific Rules Applicable Across Multiple Frequency Bands
Part 25 of the Commission's rules contain some rules for earth
stations in motion that are specific to the particular type, i.e. ESVs,
VMESs, or ESAAs, across more than one frequency band. In the following
section, we propose revisions and reorganization so that vehicle-
specific requirements are minimized to the extent possible. Where
retention of vehicle-specific requirements are necessary, we propose
reorganization to codify the requirements for each type of ESIM in the
proposed Sec. 25.228.
ESV Requirements
There are currently two rule sections that address specific
requirements for ESV operators. Both of these sections were adopted to
codify section 306 of the Communications Act, which provides that while
section 301 of the Act (which contains the licensing requirement for
radio communications) does not apply to persons transmitting from
foreign ships that come within the jurisdiction of the United States,
radio communications or signals from such ships are subject to
Commission regulations designed to prevent interference.
Vessels of Foreign Registry. Paragraphs (a)(6) of Sec. Sec. 25.221
and 25.222 require ESV operators licensed by the FCC communicating with
ESVs on vessels registered outside the United States to maintain
detailed information on each vessel's country of registry and a point
of contact within the foreign administration responsible for licensing
the ESV. The purpose of this rule is to enable the Commission, if
necessary, to contact the administration responsible for an ESV that
causes interference to U.S. stations, pursuant to our mandate under
section 306 of the Communications Act. Because these sections are
statutorily based, we propose to retain this requirement in paragraph
(e)(3) of our proposed new Sec. 25.228.
ESV Hub Earth Stations. Paragraphs (a)(7) of Sec. Sec. 25.221 and
25.222 require ESV operators to control ESVs using a hub earth station
located in the United States, except that a U.S.-licensed ESV may
operate under control of a hub earth station located outside the United
States provided that the ESV operator maintains a point of contact in
the United States that can make the ESV cease transmitting if
necessary. This provision is similar to that in paragraph (a)(4) of
Sec. Sec. 25.221 and 25.222, except paragraph (a)(4) is focused on the
remote ESV terminals, and paragraph (a)(7) is focused on the hub earth
station with which the ESVs communicate. The purpose of this rule is to
enable the Commission to prevent interference to U.S. and foreign
stations. We propose to retain this requirement in paragraph (e)(1) of
our proposed Sec. 25.228. We also propose to update the language
regarding ESV hub operators and hub earth stations for greater clarity.
Specifically, in our revised rules, we propose to use the term
``network control and monitoring center''
[[Page 27658]]
(NCMC) \19\ to better reflect the nature of the functions performed by
such facilities.
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\19\ We propose to add a definition of network control and
monitoring center (NCMC) in section 25.103.
---------------------------------------------------------------------------
VMES Requirements
There are currently no rules in part 25 of the Commission's rules
that apply to VMES terminals in more than one frequency band. The VMES
rules currently in part 25 only apply to Ku-band VMESs. With the goal
of streamlining rules for all ESIM operators, we do not propose any
VMES-specific rules that would apply across all frequency bands.
ESAA Requirements
Section 25.227(a)(12) provides that ESAA applicants that comply
with the off-axis e.i.r.p. spectral-density limits in paragraph
(a)(1)(i) of this section may request Permitted List authority. We
propose to eliminate this rule section, because this flexibility is
already afforded to ESV, VMES, and ESAA applicants by Sec.
25.115(k)(1).
Section 25.227(a)(14) states that all ESAA terminals operating in
U.S. airspace, whether on U.S.-registered civil aircraft or non-U.S.-
registered civil aircraft, must be licensed by the Commission. All ESAA
terminals on U.S.-registered civil aircraft operating outside of U.S.
airspace must be licensed by the Commission, except as provided by
section 303(t) of the Communications Act. We propose to keep this
requirement and extend it to apply to all Ka-band ESAA terminals
operated in U.S. airspace. We also propose moving this requirement into
the proposed Sec. 25.228(g)(2).
Section 25.227(a)(15) states that for ESAA systems operating over
international waters, ESAA operators will certify that their target
space station operators have confirmed that proposed ESAA operations
are within coordinated parameters for adjacent satellites up to 6
degrees away on the geostationary arc. We do not propose to bring this
requirement into the proposed ESIM rule section. In view of the
provisions of Sec. 25.140 and Sec. 25.220, which apply to U.S.
satellites and earth stations, and Sec. 25.137, which also applies to
foreign-licensed points of communication, we find these requirements
are redundant, which redundancy will then be eliminated with our
deletion of Sec. 25.227 in its entirety.
We propose to move the requirements of Sec. 25.227(a)(16) to new
Sec. 25.228(g)(3), with a minor revision in the first sentence. The
first sentence of Sec. 25.227(a)(16) currently provides that ``[p]rior
to operations within the foreign nation's airspace, the ESAA operator
will ascertain whether the relevant administration has operations that
could be affected by ESAA terminals, and will determine whether that
administration has adopted specific requirements concerning ESAA
operations.'' Specifically, we propose changing ``will'' to ``must''.
We also propose making the remaining sentences currently contained in
Sec. 25.227(a)(16) clearly imperative. As with several of the other
Ku-band ESAA specific rules, we propose to apply this requirement to
Ka-band ESAA operators.
Frequency-Band Specific Status and Coordination Rules
Currently, there are frequency-band specific rules for ESVs, VMESs
and ESAAs in the conventional and extended Ku-bands.\20\ We propose to
eliminate some of these requirements, which are redundant with other
provisions in part 25, with the exception of paragraphs (c) and (d) of
Sec. Sec. 25.222, 25.226, and 25.227.
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\20\ There are Commission rules for ESIMs operation in three
bands: The conventional C-band and the conventional and extended Ku-
bands. Under our proposed rules, ESIMS would also be able to operate
in the conventional Ka-band.
---------------------------------------------------------------------------
Specifically, Sec. Sec. 25.226(a)(8) and 25.227(a)(8) provide that
in the relevant bands,\21\ VMES and ESAA terminals receive protection
from interference caused by space stations other than the target space
station only to the degree to which harmful interference would not be
expected to be caused to a hypothetical earth station employing an
antenna conforming to the reference patterns defined in Sec. Sec.
25.209(a) and (b) and stationary at the location at which any
interference occurred.\22\ This requirement is redundant with Sec.
25.209(c)(1).\23\ In view of this redundancy, we propose to eliminate
the provisions in paragraphs (a)(8) of Sec. Sec. 25.226 and 25.227.
---------------------------------------------------------------------------
\21\ Specifically, VMES terminal receiving in the 10.95-11.2 GHz
(space-to-Earth), 11.45-11.7 GHz (space-to-Earth) and 11.7-12.2 GHz
(space-to-Earth) bands, and ESAA terminal receiving in the 11.7-12.2
GHz (space-to-Earth) bands do not receive protection from
interference.
\22\ Although the provision that the hypothetical earth station
is stationary is not included in section 25.209(c), it is not
relevant whether this earth station is stationary or not because the
interference received by an earth station antenna is a function of
the antenna gain pattern and the direction in which the antenna is
pointed with respect to sources of interference, not whether the
earth station is at a fixed location or in motion.
\23\ Section 25.209(c)(1) currently states: ``An earth station
licensed for operation with an FSS space station or registered for
reception of transmissions from such a space station pursuant to
section 25.131(b) and (d) is not entitled to protection from
interference from authorized operations of other stations that would
not cause harmful interference to that earth station if it were
using an antenna with receive-band gain patterns conforming to the
levels specified in paragraphs (a) and (b) of this section.''
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Similarly, Sec. Sec. 25.222(a)(8), 25.226(a)(7) and 25.227(a)(7)
state that in the 10.95-11.2 GHz (space-to-Earth) and 11.45-11.7 GHz
(space-to-Earth) frequency bands ESVs, VMESs and ESAAs must not claim
protection from interference from any authorized terrestrial stations
to which frequencies are either already assigned, or may be assigned in
the future. These sections are redundant with footnote NG52 to Sec.
2.106 of the Commission's rules.\24\ In view of the redundancy of these
provisions, we propose eliminating paragraph (a)(8) of Sec. 25.222 and
paragraph (a)(7) of Sec. Sec. 25.226 and 25.227.
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\24\ Footnote NG52 states that: ``Except as otherwise provided
for herein, use of the bands 10.7-11.7 GHz (space-to-Earth) and
12.75-13.25 GHz (Earth-to-space) by geostationary satellites in the
fixed-satellite service (FSS) must be limited to international
systems, i.e., other than domestic systems. In the sub-bands 10.95-
11.2 GHz and 11.45-11.7 GHz, Earth Stations on Vessels (ESV),
Vehicle-Mounted Earth Stations (VMES), and Earth Stations Aboard
Aircraft (ESAA) as regulated under 47 CFR part 25 may be authorized
for the reception of FSS emissions from geostationary satellites,
subject to the condition that these earth stations must not claim
protection from transmissions of non-Federal stations in the fixed
service.''
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Additionally, there are two sets of coordination requirements for
Ku-band ESIMs, which are contained in paragraphs (c) and (d) of
Sec. Sec. 25.222, 25.226 and 25.227. Paragraphs (c) in these rule
sections address the coordination requirements related to the
protection of the NASA Tracking and Data Relay Satellite System (TDRSS)
in the 14.0-14.2 GHz frequency band. Paragraphs (d) address
coordination requirements designed to protect the Radio Astronomy
Service (RAS) in the 14.47-14.5 GHz frequency band. These rule
paragraphs, while covering the same frequency bands and coordination
requirements to protect TDRSS and RAS operations, are worded slightly
differently in each section. We propose unifying language for the
requirements for all ESIMs to be included in Sec. 25.228(j).
Vehicle-Type Specific Rules Applicable to a Single Frequency Band
Part 25 includes rules that are particular to the type of ESIM in a
specific frequency band. For example, C-band ESVs and Ku-band ESAAs
have requirements that are unique to the combination of type of earth
station and the particular frequency band in which it operates. The
Commission has never adopted rules for C-band VMES and ESAA terminals,
and we do not propose to do so here.
[[Page 27659]]
C-Band ESV Specific Requirements
Several requirements in Sec. 25.221 address issues that are unique
to ESVs operating in the C-band. We propose to retain most of these C-
band ESV specific requirements. Specifically, we propose to retain
paragraphs (a)(8), (a)(9), (a)(10), (a)(12), and (a)(13) as written and
move them to the new Sec. 25.228(h). Table 4 lists these paragraphs
and the current sub-paragraphs and the corresponding sub-paragraphs of
Sec. 25.228(h) to which we propose to relocate them.
Section 25.221(a)(11) states that ESVs while in motion do not
receive protection in the downlink band.\25\ These rules were adopted
in the 2005 ESV Order to protect FS and FSS providers in the C-band
while providing maximum flexibility to ESV operators. We propose to
move this requirement to Sec. 25.228(h)(4), while upgrading the status
of ESVs in the 3700-4200 MHz (space-to-Earth) frequency band by
eliminating the provision in Sec. 25.221(a)(11) that they may not
claim protection from harmful interference from satellites transmitting
in the 3700-4200 MHz (space-to-Earth) frequency band. We also propose
to modify the second sentence of Non-Federal Government footnote NG180
of Sec. 2.106, consistent with our proposed change to the text of the
provision currently codified in Sec. 25.221(a)(11).
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\25\ Specifically, section 25.221(a)(11) currently states:
``ESVs while in motion shall not claim protection from harmful
interference from any authorized terrestrial stations or lawfully
operating satellites to which frequencies are either already
assigned, or may be assigned in the future in the 3700-4200 MHz
(space-to-Earth) frequency band.''
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Ku-Band ESAA Specific Requirements
Section 25.227(a)(13) sets out requirements for ESAA providers
operating in the international airspace within line-of-sight of the
territory of a foreign administration. We propose only minor changes in
the language consistent with other ESIMs rules. The requirements would
be moved to the proposed Sec. 25.228(i).
Proposed Technical and Operational Requirements for Ka-band ESIMs
We do not propose any specific technical or operational
requirements for ESVs, VMESs, or ESAAs operating in the conventional
Ka-band. Such ESIMs would be authorized subject to the requirements in
Sec. 25.115(n), which includes the requirement to comply with the
earth station off-axis e.i.r.p. density limits in proposed Sec.
25.218(i), unless the ESIM operations are coordinated under Sec.
25.220. This is similar to the current blanket-licensing provisions for
conventional Ka-band earth stations in Sec. 25.138. Conventional Ka-
band ESVs would be required to comply with the requirements in proposed
Sec. 25.228(e), conventional Ka-band VMESs would be required to comply
with the requirement in proposed Sec. 25.228(f), and conventional Ka-
band ESAAs would be required to comply with the requirements in
proposed Sec. 25.228(g). We seek comment on any additional provisions
that we should adopt for the operation of conventional Ka-band ESVs,
VMESs, or ESAAs, such as minimum separation distances to protect the
fixed and mobile services from ESV emissions, and/or power flux-density
limits to protect the fixed and mobile services from ESAA emissions.
We propose to amend an existing footnote to the Table of
Allocations to recognize the operation of ESIMs as an application of
the FSS with primary status in the conventional Ka-band. We seek
comment on our belief that ESIMs operating in the conventional Ka-band
in accordance with our proposed rules would not pose more of a risk of
interference to, nor require more protection from interference from
other radiocommunication systems than other earth stations operating in
the frequency band on a primary basis today.\26\ The Commission has
taken similar steps to clarify the primary status of C-band and Ku-band
ESIMs. Specifically, we propose to amend footnote NG55, which
authorizes ESV, VMES, and ESAA use in the Ku-band, to include a portion
of the Ka-band and to use the term ``ESIMs.'' The amended footnote
would state: ``In the bands 11.7-12.2 GHz (space-to-Earth), 14.0-14.5
GHz (Earth-to-space), 18.3-18.8 GHz (space-to-Earth), 19.7-20.2 GHz
(space-to-Earth), 28.35-28.6 GHz (Earth-to-space), and 29.25-30.0 GHz
(Earth-to-space), Earth Stations in Motion (ESIMs), as regulated under
47 CFR part 25, are applications of the fixed-satellite service and may
be authorized to communicate with geostationary satellites in the
fixed-satellite service on a primary basis.'' \27\
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\26\ The Commission already blanket licenses ubiquitously-
deployed fixed earth stations in the conventional Ka-band under
section 25.138; under the proposed rules ESIMs would have to comply
with regulations designed to ensure that they do not cause more
interference than fixed earth stations.
\27\ We also note that feeder links for the Iridium NGSO MSS
satellite system are operated in the 29.1-29.3 GHz band. See, e.g.,
Iridium Satellite LLC, IBFS File No. SES-MOD-20060907-01680 (granted
Mar. 29, 2007). ESIM applicants and licensees planning to conduct
operations in the 29.25-29.3 GHz band would have to coordinate with
Iridium under 47 CFR 25.203(h) and 25.258 prior to operating in
those frequencies.
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Iridium has expressed concern with respect to ESIM operations in
the band 29.25-29.3 GHz.\28\ Inmarsat, EchoStar, and Hughes,
collectively, and ViaSat filed ex parte letters opposing Iridium on the
grounds that blanket-licensed fixed earth stations are currently
authorized in this band.\29\ We seek comment on whether inclusion of
the band 29.25-29.3 GHz would raise any new issues with respect to
potential interference to NGSO FSS feeder links.
---------------------------------------------------------------------------
\28\ See Letter from Joseph A. Godles, Attorney, Iridium
Satellite LLC, to Marlene H. Dortch, Secretary, FCC, IB Docket No.
17-95 (filed May 8, 2017). See also Letter from Joseph A. Godles,
Attorney, Iridium Satellite LLC, to Marlene H. Dortch, Secretary,
FCC, IB Docket No. 17-95 (filed May 10, 2017); Letter from Joseph A.
Godles, Attorney, Iridium Satellite LLC, to Marlene H. Dortch,
Secretary, FCC, IB Docket No. 17-95 (filed May 11, 2017).
\29\ See Letter from Giselle Creeser, Director, Regulatory, M.
Ethan Lucarelli, Director, Regulatory & Public Policy, Inmarsat,
Inc., and Jennifer Manner, Senior Vice President, Regulatory
Affairs, EchoStar Satellite Operating Corporation, Hughes Network
Systems, LLC., to Marlene H. Dortch, Secretary, FCC, IB Docket No.
17-95 (filed May 11, 2017). See also Letter from John Janka and
Elizabeth R. Park, Counsel, ViaSat Inc., to Marlene H. Dortch,
Secretary, FCC, IB Docket No. 17-95 (filed May 11, 2017).
---------------------------------------------------------------------------
In addition, to the extent these proposed rule changes may
facilitate increased deployment of ESIMs, we invite comment on whether
the changes could unreasonably diminish future opportunities to
introduce additional services into these bands or adjacent bands on a
shared basis. We also seek comment on any possible effects that these
proposed rules may have on existing or future services in adjacent
frequency bands, such as Upper Microwave Flexible Use Service (UMFUS)
operations in the 27.5-28.35 GHz frequency band.
ESIMs Application Requirements
The earth station license application requirements for ESVs, VMESs,
and ESAAs, are currently contained in paragraph (b) of Sec. Sec.
25.221, 25.222, 25.226, and 25.227. Application requirements for FSS
earth station authorizations at fixed and temporary-fixed locations are
in Sec. 25.115. We propose to move the ESIM application requirements
into Sec. 25.115 for better integration of the rules. Specifically,
the application requirements for a particular frequency band for all
types of ESIM platforms \30\ will be in paragraphs (l) (for C-band),
(m) (for Ku-band), and (n) (for Ka-band) of Sec. 25.115. The
appropriate introductory text will be in the opening sub-paragraph of
those three paragraphs. As such, the introductory paragraphs in
Sec. Sec. 25.221(b), 25.222(b), 25.226(b), and 25.227(b) become
unnecessary.
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\30\ I.e., VMESs, ESVs, and ESAAs.
---------------------------------------------------------------------------
Paragraphs (b)(1) of Sec. Sec. 25.221, 25.222, 25.226, and 25.227
state that an ESIM
[[Page 27660]]
applicant proposing to implement a transmitter under paragraph (a)(1)
of these sections must provide the information required by Sec.
25.115(g)(1). In the proposed rules, an ESIM applicant would follow the
application procedures set out under the provisions in subparagraph (1)
of Sec. Sec. 25.115(l) through (n), and showings regarding antenna
pointing accuracy would no longer be required.
An applicant under the current ESIM application requirements
proposing to meet the 0.2 degree antenna pointing accuracy requirement
must show how that will be accomplished.\31\ As discussed in paragraph
22 supra, we propose to eliminate the pointing accuracy requirement,
because the off-axis angles in the e.i.r.p. density mask in Sec.
25.218 and the antenna gain pattern mask in Sec. 25.209 are both now
defined based on the line from the earth station to the target
satellite, not from the axis of the main lobe of the antenna pattern.
In the proposed rules, the applicant would have to show how it will
detect exceedance of the off-axis e.i.r.p. density mask and reduce
power or shut down its transmitter, pursuant to subparagraph (3)(i) of
Sec. Sec. 25.115(l) through (n).
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\31\ See paragraphs (b)(1)(iii) of sections 25.221, 25.222,
25.226, and 25.227.
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Further, in the existing ESIM rules, an applicant proposing to
operate with a maximum pointing error greater than 0.2 degrees must
declare its maximum pointing error and show that at the maximum
mispointing, the e.i.r.p. density limits are still met. Again, because
we are proposing to eliminate the antenna pointing accuracy
requirement, the proposed rules will provide applicants two options to
qualify for a license: Either comply with the off-axis e.i.r.p. density
limits, and provide the information required by Sec. Sec. 25.115(l)-
(n)(1), or coordinate, and provide the information required by
Sec. Sec. 25.115(l)-(n)(2).
Additionally, because we propose to eliminate the antenna pointing
accuracy requirement, we propose to eliminate the pointing accuracy
certification requirements of Sec. Sec. 25.221(b)(1)(iii),
25.222(b)(1)(iii), 25.226(b)(1)(iii), and 25.227(b)(1)(iii)(A) and (B).
Similarly, we propose to eliminate the maximum mispointing declaration
requirements in paragraphs (b)(1)(iv)(A) and the cessation of
transmissions upon mispointing demonstration requirements in paragraphs
(b)(1)(iv)(B) in Sec. Sec. 25.221, 25.222, 25.226, and 25.227.
Paragraphs (b)(2), (b)(2)(i) and (b)(2)(ii) of Sec. Sec. 25.221,
25.222, 25.226, and 25.227 state that an applicant proposing to operate
with off-axis e.i.r.p. density in excess of the levels in paragraph
(a)(1)(i) or (a)(3)(i) of these sections must provide the off-axis
e.i.r.p. density showing required by Sec. 25.115(g)(1), and the
coordination certifications required by Sec. 25.220(d). In the
proposed rules, such an applicant would apply under the provisions in
subparagraph (2) of Sec. Sec. 25.115(l)-(n), which would contain
substantially the same requirements for exhibits to its earth station
application.
Paragraphs (b)(2)(iii) and (b)(2)(iv) of Sec. Sec. 25.221, 25.222,
25.226, and 25.227 require detailed showings that each ESAA transmitter
in the system will automatically cease or reduce emissions within 100
milliseconds after generating e.i.r.p. density exceeding the applicable
limits. In the proposed rules in Sec. Sec. 25.115(l)-(n)(3)(i), the
applicant would have to show how the transmitter will detect exceedance
of the off-axis e.i.r.p. density mask and reduce the power of or shut
down one or more transmitters within 100 milliseconds of receiving a
command to do so from the system's network control and monitoring
center, if the aggregate off-axis e.i.r.p. spectral-densities of the
transmitter or transmitters exceed the relevant off-axis e.i.r.p.
spectral-density limits.
Section 25.221(b)(3)(v) states that certification that the ESV
system will operate in compliance with the power limits in Sec.
25.204(h) is required with an application for a C-band ESV. We propose
to eliminate this requirement, which we believe is no longer necessary,
because we do not require applicants to certify that they will comply
with every part 25 rule, and we typically include a licensing condition
stating this requirement in ESV license documents.\32\
---------------------------------------------------------------------------
\32\ We propose, however, to retain a technical and operational
requirement to meet the power limits currently in section 25.204(h),
which we propose to redesignate as section 25.228(h)(7).
---------------------------------------------------------------------------
We propose to incorporate the requirement to provide the off-axis
e.i.r.p. density data currently contained in subparagraphs (b)(3)(i) of
Sec. Sec. 25.221, 25.222, 25.226, and 25.227 in sub-paragraphs (1) and
(2) of proposed Sec. Sec. 25.115(l)-(n). In addition, we propose to
incorporate the requirement currently contained in subparagraphs
(b)(3)(iii) of Sec. Sec. 25.221, 25.222, 25.226, and 25.227 to show
that individual ESIM terminal is self-monitoring and capable of
automatically ceasing or reducing emissions within 100 milliseconds if
the ESIM transmitter exceeds the relevant off-axis e.i.r.p. spectral-
density limits in sub-paragraphs (3)(i) of Sec. Sec. 25.115(l)-(n). We
also propose to incorporate in those sub-paragraphs the requirement
currently contained in subparagraphs (b)(3)(iv) of Sec. Sec. 25.221,
25.222, 25.226, and 25.227 to show that one or more transmitters in
ESIM systems using variable-power-density control of individual ESIM
transmitters are capable of automatically ceasing or reducing emissions
within 100 milliseconds of receiving a command to do so from the
system's network control and monitoring center, if the aggregate off-
axis e.i.r.p. spectral-densities of the transmitter or transmitters
exceed the relevant off-axis e.i.r.p. spectral-density limits. We
invite comment on whether there should be a requirement that the
network control and monitoring center be capable of detecting that the
aggregate off-axis e.i.r.p. density limits are being exceeded within a
specific time limit, and if so, what that time limit should be.
Paragraphs (b)(5) of Sec. Sec. 25.226 and 25.227 state that any
VMES or ESAA applicant filing for a VMES or ESAA terminal or system and
planning to use a contention protocol must include in its application a
certification that its contention protocol use will be reasonable, in
compliance the requirements of paragraph (a)(4) of those sections. This
requirement is substantially the same as the requirement in Sec.
25.115(i), which we construe as applying to applications for ESIMs.
Therefore, we do not propose duplicating the language from Sec. Sec.
25.226(b)(5) and 25.227(b)(5) in the ESIM rules we propose here.
Paragraphs (b)(8) of Sec. Sec. 25.226 and 25.227 also state that
VMES and ESAA applicants must submit a radio frequency hazard analysis
determining via calculation, simulation, or field measurement, whether
ESAA terminals, or classes of terminals, will produce power densities
that will exceed the Commission's radio frequency exposure criteria.
Section 1.1307(b) of the Commission's rules requires applicants to
prepare an Environmental Assessment if a transmitter would cause human
exposure to levels of radiofrequency radiation in excess of the Maximum
Permissible Exposure limits in 47 CFR 1.1310 Table 1. This rule also
requires earth station applications to contain a statement confirming
compliance with those limits. Thus we propose not to retain these
provisions in paragraphs (b)(8) of Sec. Sec. 25.226 and 25.227, which
are unnecessary in view of the requirements in Sec. 1.1307(b).
Paragraphs (b)(7) of Sec. Sec. 25.221 and 25.222 and Sec.
25.226(b)(9) state that except for ESV or VMES systems operating
pursuant to paragraph
[[Page 27661]]
(a)(2) of those sections, which are systems that propose to exceed the
prescribed off-axis e.i.r.p. density limits, systems authorized
pursuant to those sections will be eligible for a license that lists
Permitted List as an authorized point of communication. We propose to
delete this provision as duplicative of the provision that already
exists in Sec. 25.115(k)(1), which we construe as applicable to ESIM
applications.
Currently, paragraphs (b)(7) of Sec. Sec. 25.226 and 25.227
require that any VMES or ESAA applicant must include in its application
a certification that it will comply with the requirements of paragraphs
(a)(6) of those sections, and paragraphs (a)(9), (a)(10), and (a)(11)
of Sec. 25.227. We invite comment as to whether the certification
requirement serves a useful purpose, or whether we should eliminate it,
because Commission licensees are required to comply with all applicable
Commission rules.
Sections 25.226(b)(8) states that all VMES applicants must
demonstrate that their VMES terminals are capable of automatically
ceasing transmissions upon the loss of synchronization or within 5
seconds upon loss of reception of the satellite downlink signal,
whichever is the shorter timeframe. Sec. 25.271(g) requires that
licensees of transmitting earth stations are prohibited from using
remote earth stations in their networks that are not designed to stop
transmission when synchronization to signals from the target satellite
fails. We propose to eliminate the provision in Sec. 25.226(b)(8) as
redundant.
We propose to retain the requirements in paragraphs (b)(4) of
Sec. Sec. 25.221, 25.222, 25.222, 25.226, and 25.227,\33\ in
paragraphs (b)(5) of Sec. Sec. 25.221 and 25.222 and (b)(6) of
Sec. Sec. 25.226 and 25.227,\34\ and in paragraphs (b)(6) of
Sec. Sec. 25.221 and 25.222 and (b)(8) of Sec. Sec. 25.226 and
25.227,\35\ and move those requirements into paragraphs (l)-(n) of
Sec. 25.115. Table 5 shows how these paragraphs would be redesignated.
We seek comment on these proposals.
---------------------------------------------------------------------------
\33\ Paragraphs (b)(4) of sections 25.221, 25.222, 25.222,
25.226, and 25.227 contain the requirement to identify the area(s)
of operation of the ESIM terminals.
\34\ Paragraphs (b)(5) of sections 25.221 and 25.222 and (b)(6)
of sections 25.226 and 25.227 contain the point-of-contact
identification requirement.
\35\ Paragraphs (b)(6) of sections 25.221 and 25.222 and (b)(8)
of sections 25.226 and 25.227 contain the requirement to provide a
radiation safety hazard analysis.
---------------------------------------------------------------------------
Merging Sections 25.130 and 25.131 Into Section 25.115
We propose to move the requirements in Sec. 25.130, with minor
revisions, into Sec. 25.115(a)(5) through (10). In addition to the
minor changes, the last sentence of Sec. 25.130(a) currently states
that ``applicants that are not required to submit applications on Form
312EZ'' must submit the information in subparagraphs (1) through (5) of
this paragraph as an attachment to their applications. Because the use
of Form 312EZ is not mandatory, but just an option available to
applicants, we propose to change the word ``required'' to
``permitted''. We would then reserve Sec. 25.130. Cross-references to
this section would be redirected to the appropriate paragraphs in Sec.
25.115.
Currently, Sec. 25.131 covers the application requirements for
receive-only earth stations. We propose to move all of these
requirements, with minor revisions, into Sec. 25.115(b).\36\ We would
then reserve Sec. 25.131. Cross-references to this section would be
redirected to the appropriate paragraphs in Sec. 25.115.
---------------------------------------------------------------------------
\36\ A list of the existing paragraphs in section 25.131 and the
corresponding proposed paragraphs in section 25.115 appears in Table
2.
---------------------------------------------------------------------------
Other Miscellaneous Changes to Section 25.115
We propose to remove and reserve Sec. 25.115(a)(4), which
currently contains instructions regarding electronically filing. We
propose to incorporate this language in Sec. 25.115(a)(1) instead.
We note that Sec. 25.115(c)(1) retains language differentiating
between domestic and international services. Because that distinction
was eliminated in the DISCO II proceedings, we propose to eliminate the
vestige in this rule.
Currently, Sec. 25.115(k)(1) states that applicants for Fixed-
Satellite Service earth stations that qualify for routine processing in
the conventional C-band, the conventional Ku-band, and in portions of
the extended Ku-band, may designate the Permitted Space Station List as
a point of communication.\37\ We propose to revise the references
within Sec. 25.115(k)(1) to Sec. Sec. 25.221, 25.226, and 25.227 to
refer instead to the proposed paragraphs (l) through (n) of Sec.
25.115, consistent with the unifying of the application requirements
into Sec. 25.115.
---------------------------------------------------------------------------
\37\ These applications include ESV applications filed pursuant
to sections 25.222(a)(1) or (a)(3), VMES applications filed pursuant
to sections 25.226(a)(1) or (a)(3), and ESAA applications filed
pursuant to sections 25.227(a)(1) or (a)(3). See 47 CFR 25.222(a)(1)
and (a)(3), 25.226(a)(1) and (a)(3), and 25.227(a)(1) and (a)(3).
---------------------------------------------------------------------------
Similarly, we propose changes to Sec. 25.115(k)(2) that do not
substantively alter the requirements of that section. Specifically, we
propose to adopt the following revised language: Notwithstanding
paragraph (k)(1) of this section, an earth station that would receive
signals in the 17.8-20.2 GHz band may not communicate with a space
station on the Permitted Space Station List in that band until the
space station operator has completed coordination under footnote US334
to Sec. 2.106 of this chapter.
Changes Required in Additional Sections of the Commission's Rules:
Sections 25.133, 25.140, 25.202, 25.204, 25.209, and 25.258 and Notes
to the Table of Allocations, Section 2.106
We propose several additional changes in other sections of part 25
to harmonize the various rule sections involving ESIMs.
Section 25.133(d) contains a cross-reference to Sec. 25.131, the
relevant portions of which we propose to move to Sec. 25.115(b). We
propose to update this cross-reference.
Section 25.140(a)(3)(iii) contains a cross-reference to Sec.
25.138(a). We propose to update this cross-reference to point to Sec.
25.218(i), which would contain the off-axis e.i.r.p. density limits
currently contained in Sec. 25.138(a).
We propose revising Sec. 25.202(a)(8) to eliminate the references
to the individual ESIM sections, Sec. Sec. 25.221, 25.222, 25.226 and
25.227, which we propose to eliminate.
Section 25.204 contains limits on the e.i.r.p. and e.i.r.p. density
that ESVs, VMESs, and ESAAs may transmit toward the horizon. To improve
the organizational coherence of the ESIMs rules, we propose to relocate
those requirements to Sec. 25.228. Specifically, we propose to
relocate the requirements in Sec. 25.204(h) to Sec. 25.228(h)(7), and
to consolidate the requirements in paragraphs (i)-(k) of Sec. 25.204
into Sec. 25.228(j)(2).\38\
---------------------------------------------------------------------------
\38\ A list of the existing paragraphs in section 25.204 and the
corresponding proposed paragraphs in section 25.228 appears in Table
6.
---------------------------------------------------------------------------
As previously noted, Sec. 25.209(c)(1) cross-references Sec. Sec.
25.130 and 25.131. We propose to update these cross-references to refer
to Sec. Sec. 25.115(b)(2) and (4), where the requirements would be
located.
Section 25.209(f) states that an earth station with an antenna not
conforming to relevant standards in paragraphs (a) and (b) of that
section will be authorized only if the applicant demonstrates that the
antenna will not cause unacceptable interference. In order to reflect
the other proposed changes for ESIMs, we propose eliminating the
references to the rule sections currently containing the ESIMs rules
within that paragraph. We further propose revising the reference to
Sec. Sec. 25.138, 25.221, 25.222, 25.226, and 25.227 to refer instead
to Sec. 25.218, and making other clarifying changes to Sec.
25.209(f).
[[Page 27662]]
Section 25.258(b) states that operation of ubiquitously deployed
GSO FSS earth stations in the 29.25-29.5 GHz frequency band shall
conform to the rules contained in Sec. 25.138. Consistent with our
proposed relocation of the requirements of Sec. 25.138 to Sec.
25.218(i), we propose to update this cross-reference to point to the
latter section.
Footnote NG52 of the Table of Frequency Allocations authorizes
ESVs, VMESs, and ESAA in portions of the Ku-band. To be consistent with
the terminology used in the proposed revision of footnote NG55, we
propose to modify this footnote to refer to ESIMs instead of ESVs,
VMESs, and ESAA.
Footnote US133 of the Table of Frequency Allocations, Sec. 2.106,
contains cross-references to sub-paragraphs of Sec. Sec. 25.226 and
25.227, which we propose to eliminate. We propose to update those
cross-references to point to the appropriate sub-paragraphs of proposed
Sec. 25.228.
Initial Regulatory Flexibility Analysis
As required by the Regulatory Flexibility Act (RFA), the Commission
has prepared this Initial Regulatory Flexibility Analysis (IRFA) of the
possible significant economic impact on a substantial number of small
entities by the policies and rules proposed in this document. We
request written public comments on this IRFA. Commenters must identify
their comments as responses to the IRFA and must file the comments by
the deadlines for comments on the proposed rule provided above in
Section V.D. The Commission will send a copy of the proposed rule,
including this IRFA, to the Chief Counsel for Advocacy of the Small
Business Administration. In addition, the proposed rule and IRFA (or
summaries thereof) will be published in the Federal Register.
A. Need for, and Objectives of, the Proposed Rules
The Notice of Proposed Rulemaking seeks comment on a variety of
proposals relating to part 25 of the Commission's rules, which governs
licensing and operation of space stations and earth stations for the
provision of satellite communication services. Adoption of the proposed
changes would, among other things, provide additional operational
flexibility to applicants for Earth Stations on Vessels, Vehicle-
Mounted Earth Stations, and Earth Stations Aboard Aircraft,
collectively referred to as Earth Stations in Motion (ESIMs), simplify
requirements for applications for routine licensing of ESIMs, expand
the availability of routine licensing of ESIMs to include the 18.3-18.8
GHz, 19.7-20.2 GHz, 28.35-28.6 GHz, and 29.25-30 GHz frequency bands,
and consolidate and harmonize the application, technical, and
operational rules for ESIMs. The NPRM proposes several changes to part
25 of the rules. Specifically, it proposes to:
(1) Expand the frequency bands for which routine licensing of ESIMs
is available to include the 18.3-18.8 GHz, 19.7-20.2 GHz, 28.35-28.6
GHz, and 29.25-30 GHz frequency bands,
(2) Eliminate the antenna pointing accuracy requirement for ESIMs,
(3) Allow ESIM applicants to certify compliance with the antenna
gain pattern masks in Sec. 25.209 and the antenna input power density
limits in Sec. 25.212 in lieu of providing off-axis e.i.r.p. data,
(4) Consolidate the technical and operational rules for all types
of ESIMs, currently spread over four rule sections, into one rule
section,
(5) Consolidate the application rules for all types of ESIMs,
currently spread over four rule sections, into Sec. 25.115, the
general earth station application rule section,
(6) Cross-reference certain rules governing the application,
technical, or operating requirements for all GSO FSS earth stations
instead of duplicating those provisions in the rules pertaining
specifically to ESIMs,
(7) Clarify the requirements for blanket-licensed earth station
licensees to be responsible for the operation of all earth stations
operating under their licenses,
(8) Update and improve definitions.
B. Legal Basis
The proposed action is authorized under sections 4(i), 7(a),
303(c), 303(f), 303(g), and 303(r) of the Communications Act of 1934,
as amended, 47 U.S.C. 154(i), 157(a), 303(c), 303(f), 303(g), and
303(r).
C. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules May Apply
The RFA directs agencies to provide a description of, and, where
feasible, an estimate of, the number of small entities that may be
affected by the proposed rules, if adopted. The RFA generally defines
the term ``small entity'' as having the same meaning as the terms
``small business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A small business concern is one which: (1) Is independently owned
and operated; (2) is not dominant in its field of operation; and (3)
satisfies any additional criteria established by the Small Business
Administration (SBA).
Satellite Telecommunications. This category comprises firms
``primarily engaged in providing telecommunications services to other
establishments in the telecommunications and broadcasting industries by
forwarding and receiving communications signals via a system of
satellites or reselling satellite telecommunications.'' The category
has a small business size standard of $32.5 million or less in average
annual receipts, under SBA rules. For this category, Census Bureau data
for 2012 show that there were a total of 333 firms that operated for
the entire year. Of this total, 299 firms had annual receipts of less
than $25 million. Consequently, we estimate that the majority of
satellite telecommunications providers are small entities.
D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
The NPRM proposes a number of rule changes that will affect
reporting, recordkeeping and other compliance requirements for earth
station operators. Most proposed changes, as described below, would
decrease the burden for all businesses operators, especially firms that
hold licenses to operate earth stations.
The NPRM seeks comment on revisions to simplify information
collections in applications for Earth Stations on Vessels, Vehicle-
Mounted Earth Stations, and Earth Stations Aboard Aircraft,
collectively known as Earth Stations in Motion (ESIMs). For example,
the NPRM proposes eliminating the antenna pointing accuracy requirement
and associated demonstrations that are currently required in all ESIM
applications. The NPRM also seeks comment on extending eligibility for
routine processing to applications for ESIMs operating in the 18.3-18.8
GHz, 19.7-20.2 GHz, 28.35-28.6 GHz, and 29.25-30 GHz frequency bands.
In addition, the NPRM proposes to consolidate the technical and
operational rules for ESIMs into a single rule section to reduce
repetition of provisions across multiple rule sections, and to
consolidate the application rules for ESIMs into the general earth
station application rule section of part 25.
E. Steps Taken To Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
The RFA requires an agency to describe any significant,
specifically
[[Page 27663]]
small business, alternatives that it has considered in reaching its
proposed approach, which may include the following four alternatives
(among others): ``(1) the establishment of differing compliance or
reporting requirements or timetables that take into account the
resources available to small entities; (2) the clarification,
consolidation, or simplification of compliance and reporting
requirements under the rules for such small entities; (3) the use of
performance rather than design standards; and (4) an exemption from
coverage of the rule, or any part thereof, for such small entities.''
The NPRM seeks comment from all interested parties on revisions to
simplify information collections in applications for ESIMs. In this
NPRM, the Commission considers rule revisions to reflect changes and
advances in the satellite industry. The NPRM proposes to eliminate
unnecessary technical and information filing requirements, and
reorganize and simplify existing requirements. All of these proposals
could lessen the burden of compliance on small entities with more
limited resources than larger entities.
The Commission is aware that some of the proposals under
consideration may impact small entities. Small entities are encouraged
to bring to the Commission's attention any specific concerns they may
have with the proposals outlined in the document. The Commission
expects to consider the economic impact on small entities, as
identified in comments filed in response to the proposed rule, in
reaching its final conclusions and taking action in this proceeding.
The proposed changes for earth station licensing would clarify
requirements for routine licensing and expand applicability of routine
licensing standards. Each of these changes could lessen the burden in
the licensing process. Specifically, this NPRM proposes revisions to
provide alternatives for filing requirements, reduce filing
requirements and clarify ESIM license application requirements in such
a way that applicant burden should be reduced. Thus, the Commission
anticipates that the proposed revisions would ultimately lead to
benefits for small earth station operators in the long-term.
F. Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rules
None.
List of Subjects
47 CFR Part 2
Radio, Table of frequency allocations.
47 CFR Part 25
Administrative practice and procedure, Earth stations, Satellites.
Federal Communications Commission.
Marlene H Dortch,
Secretary.
Proposed Rules
For the reasons discussed in the preamble, the Federal
Communications Commission proposes to amend 47 CFR parts 2 and 25 as
follows:
PART 2--FREQUENCY ALLOCATIONS AND RADIO TREATY MATTERS; GENERAL
RULES AND REGULATIONS
0
1. The authority citation for part 2 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, and 336, unless otherwise
noted.
0
2. Section 2.106, the Table of Frequency Allocations, is amended as
follows:
0
a. Pages 52 and 55 are revised.
0
b. In the list of International Footnotes, footnotes 5.484B and 5.527A
are added.
0
c. In the list of United States (US) Footnotes, footnote US133 is
revised.
0
d. In the list of non-Federal Government (NG) Footnotes, footnotes
NG52, NG55, and NG180 are revised.
Sec. 2.106 Table of Frequency Allocations.
The revisions and additions read as follows:
* * * * *
[[Page 27664]]
[GRAPHIC] [TIFF OMITTED] TP16JN17.000
[[Page 27665]]
[GRAPHIC] [TIFF OMITTED] TP16JN17.001
[[Page 27666]]
International Footnotes
* * * * *
5.484B Resolution 155 (WRC-15) shall apply. (WRC-15)
* * * * *
5.527A The operation of earth stations in motion communicating with
the FSS is subject to Resolution 156 (WRC-15). (WRC-15)
* * * * *
United States (U.S.) Footnotes
* * * * *
US133 In the bands 14-14.2 GHz and 14.47-14.5 GHz, the following
provisions shall apply to the operations of Earth Stations Aboard
Aircraft (ESAA):
(a) In the band 14-14.2 GHz, ESAA licensees proposing to operate
within radio line-of-sight of the coordinates specified in 47 CFR
25.228(j)(1) are subject to prior coordination with NTIA in order to
minimize harmful interference to the ground terminals of NASA's
Tracking and Data Relay Satellite System (TDRSS).
(b) In the band 14.47-14.5 GHz, operations within radio line-of-
sight of the radio astronomy stations specified in 47 CFR 25.228(j)(3)
are subject to coordination with the National Science Foundation in
accordance with 47 CFR 25.228(j)(3).
* * * * *
Non-Federal Government (NG) Footnotes
* * * * *
NG52 Except as otherwise provided for herein, use of the bands
10.7-11.7 GHz (space-to-Earth) and 12.75-13.25 GHz (Earth-to-space) by
geostationary satellites in the fixed-satellite service (FSS) shall be
limited to international systems, i.e., other than domestic systems. In
the sub-bands 10.95-11.2 GHz and 11.45-11.7 GHz, Earth Stations in
Motion (ESIMs), as regulated under 47 CFR part 25, may be authorized
for the reception of FSS emissions from geostationary satellites,
subject to the condition that these earth stations shall not claim
protection from transmissions of non-Federal stations in the fixed
service.
* * * * *
NG55 In the bands 11.7-12.2 GHz (space-to-Earth), 14.0-14.5 GHz
(Earth-to-space), 18.3-18.8 GHz (space-to-Earth), 19.7-20.2 GHz (space-
to-Earth), 28.35-28.6 GHz (Earth-to-space), and 29.25-30.0 GHz (Earth-
to-space), Earth Stations in Motion (ESIMs), as regulated under 47 CFR
part 25, are applications of the fixed-satellite service and may be
authorized to communicate with geostationary satellites in the fixed-
satellite service on a primary basis.
* * * * *
NG180 In the band 3700-4200 MHz (space-to-Earth) earth stations on
vessels (ESVs) may be authorized to communicate with space stations of
the fixed-satellite service and, while docked, may be coordinated for
up to 180 days, renewable. ESVs in motion have the same status as other
operations in the FSS, but must operate on a secondary basis with
respect to non-Federal stations in the fixed service.
* * * * *
0
3. Amend Sec. 25.103 by revising the definitions of ``Blanket
license,'' and ``Earth Stations Aboard Aircraft (ESAA),'' adding in
alphabetical order the definitions of ``Earth Stations in Motion
(ESIMs)'' and ``Network Control and Monitoring Center (NCMC),'' and
revising the definitions of ``Routine processing or licensing,'' ``Two-
degree compliant space station,'' and ``Vehicle-Mounted Earth Station''
to read as follows:
Sec. 25.103 Definitions.
* * * * *
Blanket license. A license for:
(1) Multiple earth stations in the FSS or MSS, or for SDARS
terrestrial repeaters, that may be operated anywhere within a
geographic area specified in the license; or
(2) For multiple space stations in non-geostationary-orbit.
* * * * *
Earth Station Aboard Aircraft (ESAA). An earth station operating
aboard an aircraft that receives from and transmits to geostationary-
orbit Fixed-Satellite Service space stations.
* * * * *
Earth Station in Motion (ESIM). A term that collectively designates
ESV, VMES and ESAA earth stations, as defined in this section.
* * * * *
Network Control and Monitoring Center (NCMC). An NCMC, as used in
Part 25, is a facility that has the capability to remotely control
earth stations operating as part of a satellite network or system.
* * * * *
Routine processing or licensing. Expedited processing of unopposed
applications for earth stations in the FSS communicating with GSO space
stations that satisfy the criteria in Sec. 25.211(d), Sec. 25.212(c),
Sec. 25.212(d), Sec. 25.212(e), Sec. 25.212(f), Sec. 25.218, or
Sec. 25.223(b), include all required information, are consistent with
all Commission rules, and do not raise any policy issues. Some, but not
all, routine earth station applications are eligible for an autogrant
procedure under Sec. 25.115(a)(3).
* * * * *
Two-degree-compliant space station. A GSO FSS space station
operating in the conventional or extended C-bands, the conventional or
extended Ku-bands, or the conventional Ka-band within the limits on
downlink e.i.r.p. density or PFD specified in Sec. 25.140(a)(3) and
communicating only with earth stations operating in conformance with
routine uplink parameters specified in Sec. 25.211(d), Sec.
25.212(c), (d), (e), or (f), or Sec. 25.218.
Vehicle-Mounted Earth Station (VMES). An earth station, operating
from a motorized vehicle that travels primarily on land, that receives
from and transmits to geostationary orbit Fixed-Satellite Service space
stations and operates within the United States.
0
4. Amend Sec. 25.115 by:
0
a. Revising paragraphs (a)(1) and (a)(2)(iii);
0
b. Removing and reserving paragraph (a)(4);
0
c. Adding paragraphs (a)(5) through (10);
0
d. Revising paragraph (b);
0
e. Revising paragraphs (c)(1) introductory text, (c)(1)(i)(A),
(c)(3)(i)(B), (c)(3)(ii), (e), (g)(1)(vii), and (k)(1) and (2); and
0
f. Adding paragraphs (l), (m), and (n).
The revisions and additions read as follows:
Sec. 25.115 Applications for earth station authorizations.
(a)(1) Transmitting earth stations. Commission authorization must
be obtained for authority to operate a transmitting earth station.
Applications for transmitting earth stations must be filed
electronically through the International Bureau Filing System (IBFS) in
accordance with the applicable provisions of part 1, subpart Y of this
chapter. Applications must be filed electronically on FCC Form 312,
Main Form and Schedule B, and include the information specified in this
section, except as set forth in paragraph (a)(2) of this section.
(2) * * *
(iii) The application meets all relevant criteria in Sec. Sec.
25.211 or 25.212 or includes information filed pursuant to paragraph
(g)(1) of this section indicating that off-axis e.i.r.p. density from
the proposed earth stations will not exceed relevant levels specified
in Sec. 25.218; and
* * * * *
(5) Applicants that are not permitted to submit applications under
paragraph (a)(2) of this section on Form 312EZ,
[[Page 27667]]
must submit, as an attachment to their application, the following
information to be used as an ``informative'' in the public notice
issued under Sec. 25.151:
(i) A detailed description of the service to be provided, including
frequency bands and satellites to be used. The applicant must identify
either the specific satellite(s) with which it plans to operate, or the
eastern and western boundaries of the arc it plans to coordinate.
(ii) The diameter or equivalent diameter of the antenna.
(iii) Proposed power and power density levels.
(iv) Identification of any random access technique, if applicable.
(v) Identification of a specific rule or rules for which a waiver
is requested.
(6) A frequency coordination analysis in accordance with Sec.
25.203 (b) must be provided for earth stations transmitting in the
frequency bands shared with equal rights between terrestrial and space
services, except applications for user transceiver units associated
with the NVNG MSS, which must instead provide the information required
by Sec. 25.135, and applications for 1.6/2.4 GHz MSS user
transceivers, which must demonstrate that the transceivers will operate
in compliance with relevant requirements in Sec. 25.213. Also,
applications for transmitting earth stations must include any
notification or demonstration required by any other relevant provision
in Sec. 25.203.
(7) In those cases where an applicant is filing a number of
essentially similar applications, showings of a general nature
applicable to all of the proposed stations may be submitted in the
initial application and incorporated by reference in subsequent
applications.
(8) Transmissions of signals or programming to non-U.S. licensed
satellites, and to and/or from foreign points by means of U.S.-licensed
fixed satellites may be subject to restrictions as a result of
international agreements or treaties. The Commission will maintain
public information on the status of any such agreements.
(9) Applicants seeking to operate in a shared government/non-
government band must provide the half-power beam width of their
proposed earth station antenna, as an attachment to their applications.
(10) Parties may apply, either in an initial application or an
application for modification of license, for operating authority for
multiple transmitting FSS earth stations that are not eligible for
blanket or network licensing under another section of this part in the
following circumstances:
(i) The antennas would transmit in frequency bands shared with
terrestrial services on a co-primary basis and the antennas would be
sited within an area bounded by 1 second of latitude and 1 second of
longitude.
(ii) The antennas would transmit in frequency bands allocated to
FSS on a primary basis and there is no co-primary allocation for
terrestrial services, and the antennas would be sited within an area
bounded by 10 seconds of latitude and 10 seconds of longitude.
Note To Paragraph (a)(10): This paragraph does not apply to
applications for blanket-licensed earth station networks filed
pursuant to paragraph (c) of this section or Sec. 25.218;
applications for conventional Ka-band hub stations filed pursuant to
paragraph (e) of this section; applications for NGSO FSS gateway
earth stations filed pursuant to paragraph (f) of this section;
applications for ESIMs filed pursuant to paragraphs (l) through (n)
of this section; or applications for 29 GHz NGSO MSS feeder-link
stations in a complex as defined in Sec. 25.257.
(b) Receive-only earth stations. Except as provided in paragraphs
(b)(1) and (8) of this section, applications for licenses for receive-
only earth stations must be submitted on FCC Form 312, Main Form and
Schedule B, accompanied by any required exhibits and the information
described in paragraphs (a)(5)(i) through (v) of this section. Such
applications must be filed electronically through the International
Bureau Filing System (IBFS) in accordance with the applicable
provisions of part 1, subpart Y of this chapter.
(1) Receive-only earth stations in the FSS that operate with U.S.-
licensed space stations, or with non-U.S.-licensed space stations that
have been duly approved for U.S. market access, may be registered with
the Commission in order to protect them from interference from
terrestrial microwave stations in bands shared co-equally with the
Fixed Service in accordance with the procedures of Sec. Sec. 25.203
and 25.251, subject to the stricture in Sec. 25.209(c).
(2) Licensing or registration of receive-only earth stations with
the Commission confers no authority to receive and use signals or
programming received from satellites. See section 705 of the
Communications Act. 47 U.S.C. 605.
(3) Applications for registration must be accompanied by the
coordination exhibit required by Sec. 25.203 and any other required
exhibits.
(4) Complete applications for registration will be placed on public
notice for 30 days and automatically granted if no objection is
submitted to the Commission and served on the applicant. Additional
pleadings are authorized in accordance with Sec. 1.45 of this chapter.
(5) The registration of a receive-only earth station results in the
listing of an authorized frequency band at the location specified in
the registration. Interference protection levels are those agreed to
during coordination.
(6) Reception of signals or programming from non-U.S. satellites
may be subject to restrictions as a result of international agreements
or treaties. The Commission will maintain public information on the
status of any such agreements.
(7) Registration term: Registrations for receive-only earth
stations governed by this section will be issued for a period of 15
years from the date on which the application was filed. Applications
for renewals of registrations must be submitted on FCC Form 312R
(Application for Renewal of Radio Station License in Specified
Services) no earlier than 90 days and no later than 30 days before the
expiration date of the registration.
(8) Applications for modification of license or registration of
receive-only earth stations must be made in conformance with Sec. Sec.
25.117 and 25.118. In addition, registrants are required to notify the
Commission when a receive-only earth station is no longer operational
or when it has not been used to provide any service during any 6-month
period.
(9)(i) Except as set forth in paragraph (9)(ii) of this section,
receive-only earth stations operating with non-U.S. licensed space
stations must file an FCC Form 312 requesting a license or modification
to operate such station.
(ii) Operators of receive-only earth stations need not apply for a
license to receive transmissions from non-U.S.-licensed space stations
that have been duly approved for U.S. market access, provided the space
station operator and earth station operator comply with all applicable
rules in this chapter and with applicable conditions in the Permitted
Space Station List or market-access grant.
(c) * * *
(1) Networks of earth stations operating in the 11.7-12.2 GHz and
14.0-14.5 GHz bands with U.S.-licensed or non-U.S.-licensed space
stations. Applications to license networks of earth stations operating
in any portion of the 11.7-12.2 GHz and 14.0-14.5 GHz bands under
blanket operating authority may be filed on FCC Form 312 or Form 312EZ,
with a Schedule B for each large (5 meters or larger) hub station
antenna and each representative type of small antenna (less than 5
meters) operating within the network.
[[Page 27668]]
(i) * * *
(A) No more than three geostationary satellites to be accessed;
* * * * *
(3) * * *
(i) * * *
(B) The application includes information filed pursuant to
paragraph (g)(1) of this section indicating that off-axis e.i.r.p.
density from the proposed earth stations will not exceed relevant
routine levels specified in Sec. 25.218(i).
(ii) Applications to license networks of earth stations operating
in the 28.35-28.6 GHz and/or 29.25-30.0 GHz bands under blanket
operating authority that do not meet the requirements of Sec. Sec.
25.212(e) or 25.218(i) must comply with the requirements in Sec.
25.220 and must be filed on FCC Form 312 with a Schedule B for each
large (5 meters or larger) hub station antenna and each representative
type of small antenna (less than 5 meters) operating within the
network.
* * * * *
(e) License applications for earth station operation in any portion
of the 18.3-20.2 GHz and 28.35-30.0 GHz bands not filed on FCC Form
312EZ pursuant to paragraph (a)(2) of this section must be filed on FCC
Form 312, Main Form and Schedule B, and must include any information
required by paragraphs (a)(5)-(10), (g), or (j) of this section. An
applicant may request authority for operation of GSO FSS earth stations
in the conventional Ka-band, or for operation of NGSO FSS earth
stations in the 18.8-19.3 GHz (space-to-Earth) and 28.6-29.1 (Earth-to-
space) bands, without specifying the location of user terminals but
must specify the geographic area(s) in which they will operate and the
location of hub and/or gateway stations.
* * * * *
(g) * * *
(1) * * *
(vii) The relevant off-axis e.i.r.p. density envelopes in Sec.
25.218 or Sec. 25.223 must be superimposed on plots submitted pursuant
to paragraphs (g)(1)(i) through (vi) of this section.
* * * * *
(k)(1) Applicants for FSS earth stations that qualify for routine
processing in the conventional or extended C-bands, the conventional or
extended Ku-bands, the conventional Ka-band, or the 24.75-25.25 GHz
band, including ESV applications filed pursuant to paragraph (m)(1) or
(n)(1) of this section, VMES applications filed pursuant to paragraph
(m)(1) or (n)(1) of this section, and ESAA applications filed pursuant
to paragraph (m)(1) or (n)(1) of this section, may designate the
Permitted Space Station List as a point of communication. Once such an
application is granted, the earth station operator may communicate with
any space station on the Permitted Space Station List, provided that
the operation is consistent with the technical parameters and
conditions in the earth station license and any limitations placed on
the space station authorization or noted in the Permitted Space Station
List.
(2) Notwithstanding paragraph (k)(1) of this section, an earth
station that would receive signals in the 17.8-20.2 GHz band may not
communicate with a space station on the Permitted Space Station List in
that band until the space station operator has completed coordination
under Footnote US334 to Sec. 2.106 of this chapter.
(l) The requirements of this paragraph apply to applications for
ESV operation in the 5925-6425 MHz (Earth-to-space) band with GSO
satellites in the Fixed-Satellite Service, in addition to the
requirements in paragraphs (a)(1), (a)(5), (a)(6), and (i) of this
section:
(1) Applications where any necessary frequency coordination has
been satisfactorily completed, and the proposed earth station
transmissions comport with the applicable provisions in Sec. 25.212(d)
or the applicable off-axis e.i.r.p. density limits in Sec. 25.218(d)
will be routinely processed. Such applications must include the
relevant information specified by paragraph (g) of this section.
Applicants for ESIMs operating in a network using variable power
density control of earth stations transmitting simultaneously in shared
frequencies to the same target satellite receiving beam must also
provide the certification required by section 25.212(g) or
25.218(d)(4), whichever is applicable.
(2) Applications where the proposed earth station transmissions do
not comport with the applicable provisions in Sec. 25.212(d) or the
applicable off-axis e.i.r.p. density limits in Sec. 25.218(d) must
include the information specified by paragraph (g)(1) of this section,
and are subject to the requirements of Sec. 25.220.
(3) Applications must include the following information:
(i) A demonstration that the ESV system is capable of detecting and
automatically ceasing emissions within 100 milliseconds when the
transmitter exceeds the off-axis EIRP spectral-density limits specified
in Sec. 25.218(d), or the limits provided to the target satellite
operator for operation under Sec. 25.220. ESV applicants must provide
a detailed showing that an individual ESV terminal is self-monitoring
and capable of automatically ceasing or reducing emissions within 100
milliseconds if the ESV transmitter exceeds the relevant off-axis
e.i.r.p. spectral-density limits. Variable-power ESV applicants must
provide a detailed showing that one or more transmitters are capable of
automatically ceasing or reducing emissions within 100 milliseconds of
receiving a command to do so from the system's network control and
monitoring center, if the aggregate off-axis e.i.r.p. spectral-
densities of the transmitter or transmitters exceed the relevant off-
axis e.i.r.p. spectral-density limits.
(ii) An exhibit describing the geographic area(s) in which the ESVs
will operate.
(iii) The point of contact information referred to in Sec.
25.228(e)(2).
(iv) Applicants for ESVs that will exceed the guidelines in Sec.
1.1310 of this chapter for radio frequency radiation exposure must
provide, with their environmental assessment, a plan for mitigation of
radiation exposure to the extent required to meet those guidelines.
(m) The requirements of this paragraph apply to applications for
ESIM operation in the 14.0-14.5 GHz (Earth-to-space) band with GSO
satellites in the Fixed-Satellite Service, in addition to the
requirements in paragraphs (a)(1), (a)(5), and (i) of this section:
(1) Applications where any necessary frequency coordination has
been satisfactorily completed, and the proposed earth station
transmissions comport with the applicable provisions in Sec. 25.212(d)
or the applicable off-axis e.i.r.p. density limits in Sec. 25.218(f)
will be routinely processed. Such applications must include the
relevant information specified by paragraph (g) of this section.
Applicants for ESIMs operating in a network using variable power
density control of earth stations transmitting simultaneously in shared
frequencies to the same target satellite receiving beam must also
provide the certification required by section 25.212(g) or section
25.218(f)(4), whichever is applicable.
(2) Applications where the proposed earth station transmissions do
not comport with the applicable provisions in Sec. 25.212(d) or the
applicable off-axis e.i.r.p. density limits in Sec. 25.218(f) must
include the information specified by paragraph (g)(1) of this section,
and are subject to the requirements of Sec. 25.220.
(3) Applications must include the following information:
(i) A demonstration that the ESIM system is capable of detecting
and automatically ceasing emissions within 100 milliseconds when the
transmitter
[[Page 27669]]
exceeds the off-axis e.i.r.p. spectral-density limits specified in
Sec. 25.218(f), or the limits provided to the target satellite
operator for operation under Sec. 25.220. ESIM applicants must provide
a detailed showing that an individual ESIM terminal is self-monitoring
and capable of automatically ceasing or reducing emissions within 100
milliseconds if the ESIM transmitter exceeds the relevant off-axis
e.i.r.p. spectral-density limits. Variable-power ESIM applicants must
provide a detailed showing that one or more transmitters are capable of
automatically ceasing or reducing emissions within 100 milliseconds of
receiving a command to do so from the system's network control and
monitoring center, if the aggregate off-axis e.i.r.p. spectral-
densities of the transmitter or transmitters exceed the relevant off-
axis e.i.r.p. spectral-density limits.
(ii) An exhibit describing the geographic area(s) in which the
ESIMs will operate.
(iii) The point of contact information referred to in Sec.
25.228(e)(2), (f), or (g)(1) as appropriate.
(iv) Applicants for ESIMs that will exceed the guidelines in Sec.
1.1310 of this chapter for radio frequency radiation exposure must
provide, with their environmental assessment, a plan for mitigation of
radiation exposure to the extent required to meet those guidelines.
(n) The requirements of this paragraph apply to applications for
ESIM operation in the 28.35-28.6 GHz or 29.25-30.0 GHz (Earth-to-space)
band with GSO satellites in the Fixed-Satellite Service, in addition to
the requirements in paragraphs (a)(1), (a)(5), and (i) of this section:
(1) Applications where any necessary frequency coordination has
been satisfactorily completed, and the proposed earth station
transmissions comport with the applicable provisions in Sec. 25.212(e)
or the applicable off-axis e.i.r.p. density limits in Sec. 25.218(i)
will be routinely processed. Such applications must include the
relevant information specified by paragraph (g) of this section.
Applicants for ESIMs operating in a network using variable power
density control of earth stations transmitting simultaneously in shared
frequencies to the same target satellite receiving beam must also
provide the certification required by section 25.212(g) or section
25.218(i)(5), whichever is applicable.
(2) Applications where the proposed earth station transmissions do
not comport with the applicable provisions in Sec. 25.212(e) or the
applicable off-axis e.i.r.p. density limits in Sec. 25.218(i) must
include the information specified by paragraph (g)(1) of this section,
and are subject to the requirements of Sec. 25.220.
(3) Applications must include the following information:
(i) A demonstration that the ESIM system is capable of detecting
and automatically ceasing emissions within 100 milliseconds when the
transmitter exceeds the off-axis e.i.r.p. spectral-density limits
specified in Sec. 25.218(i), or the limits provided to the target
satellite operator for operation under Sec. 25.220. ESIM applicants
must provide a detailed showing that an individual ESIM terminal is
self-monitoring and capable of automatically ceasing or reducing
emissions within 100 milliseconds if the ESIM transmitter exceeds the
relevant off-axis e.i.r.p. spectral-density limits. Variable-power ESIM
applicants must provide a detailed showing that one or more
transmitters are capable of automatically ceasing or reducing emissions
within 100 milliseconds of receiving a command to do so from the
system's network control and monitoring center, if the aggregate off-
axis e.i.r.p. spectral-densities of the transmitter or transmitters
exceed the relevant off-axis e.i.r.p. spectral-density limits.
(ii) An exhibit describing the geographic area(s) in which the ESIM
s will operate.
(iii) The point of contact information referred to in Sec.
25.228(e)(2), (f), or (g)(1) as appropriate.
(iv) Applicants for ESIMs that will exceed the guidelines in Sec.
1.1310 of this chapter for radio frequency radiation exposure must
provide, with their environmental assessment, a plan for mitigation of
radiation exposure to the extent required to meet those guidelines.
Sec. 25.130 [Removed and Reserved]
0
5. Remove and reserve Sec. 25.130.
Sec. 25.131 [Removed and Reserved]
0
6. Remove and reserve Sec. 25.131.
0
7. Amend Sec. 25.132 by revising paragraph (d) to read as follows:
Sec. 25.132 Verification of earth station antenna performance.
* * * * *
(d) For each new or modified transmitting antenna over 3 meters in
diameter, the following on-site verification measurements must be
completed at one frequency on an available transponder in each
frequency band of interest and submitted to the Commission.
* * * * *
0
8. Amend Sec. 25.133 by revising paragraph (d) to read as follows:
Sec. 25.133 Period of construction; certification of commencement of
operation.
* * * * *
(d) Each receiving earth station licensed or registered pursuant to
Sec. 25.115(b) must be constructed and placed into service within 6
months after coordination has been completed. Each licensee or
registrant must file with the Commission a certification that the
facility is completed and operating as provided in paragraph (b) of
this section, with the exception of certification of antenna patterns.
Sec. 25.138 [Removed and Reserved]
0
9. Remove and reserve Sec. 25.138.
0
10. Amend Sec. 25.140 by revising paragraphs (a)(3)(iii) and (d)(1) to
read as follows:
Sec. 25.140 Further requirements for license applications for GSO
space station operation in the FSS and the 17/24 GHz BSS.
(a) * * *
(3) * * *
(iii) With respect to proposed operation in the conventional Ka-
band, a certification that the proposed space station will not generate
power flux-density at the Earth's surface in excess of -118 dBW/m\2\/
MHz and that associated uplink operation will not exceed applicable
e.i.r.p. density envelopes in Sec. 25.218(i) unless the non-routine
uplink and/or downlink operation is coordinated with operators of
authorized co-frequency space stations at assigned locations within six
degrees of the orbital location and except as provided in paragraph (d)
of this section.
* * * * *
(d) * * *
(1) The letter notification must include the downlink off-axis
e.i.r.p. density levels or power flux density levels and/or uplink off-
axis e.i.r.p. density levels, specified per frequency range and space
station antenna beam, that exceed the relevant routine limits set forth
in paragraphs (a)(3)(i) through (iii) of this section and Sec. 25.218.
* * * * *
0
11. Amend Sec. 25.202 by revising paragraphs (a)(8), (10), and (11) to
read as follows:
Sec. 25.202 Frequencies, frequency tolerance, and emission limits.
(a) * * *
(8) The following frequencies are available for use by ESVs:
3700-4200 MHz (space-to-Earth)
5925-6425 MHz (Earth-to-space)
10.95-11.2 GHz (space-to-Earth)
11.45-11.7 GHz (space-to-Earth)
[[Page 27670]]
11.7-12.2 GHz (space-to-Earth)
14.0-14.5 GHz (Earth-to-space)
18.3-18.8 GHz (space-to-Earth)
19.7-20.2 GHz (space-to-Earth)
28.35-28.6 GHz (Earth-to-space)
29.25-30.0 GHz (Earth-to-space)
* * * * *
(10) The following frequencies are available for use by Vehicle-
Mounted Earth Stations (VMESs):
10.95-11.2 GHz (space-to-Earth)
11.45-11.7 GHz (space-to-Earth)
11.7-12.2 GHz (space-to-Earth)
14.0-14.5 GHz (Earth-to-space)
18.3-18.8 GHz (space-to-Earth)
19.7-20.2 GHz (space-to-Earth)
28.35-28.6 GHz (Earth-to-space)
29.25-30.0 GHz (Earth-to-space)
(11) The following frequencies are available for use by Earth
Stations Aboard Aircraft (ESAAs):
10.95-11.2 GHz (space-to-Earth)
11.45-11.7 GHz (space-to-Earth)
11.7-12.2 GHz (space-to-Earth)
14.0-14.5 GHz (Earth-to-space)
18.3-18.8 GHz (space-to-Earth)
19.7-20.2 GHz (space-to-Earth)
28.35-28.6 GHz (Earth-to-space)
29.25-30.0 GHz (Earth-to-space)
* * * * *
0
12. Amend Sec. 25.204 by revising paragraph (e)(3) and removing
paragraphs (h) through (k).
The revision reads as follows:
Sec. 25.204 Power limits for earth stations.
* * * * *
(e) * * *
(3) FSS earth stations transmitting to geostationary space stations
in the 28.35-28.6 GHz and/or 29.25-30.0 GHz bands may employ uplink
adaptive power control or other methods of fade compensation. For
stations employing uplink power control, the values in paragraphs
(i)(1), (i)(2), and (i)(4) of Sec. 25.218 may be exceeded by up to 20
dB under conditions of uplink fading due to precipitation. The amount
of such increase in excess of the actual amount of monitored excess
attenuation over clear sky propagation conditions must not exceed 1.5
dB or 15 percent of the actual amount of monitored excess attenuation
in dB, whichever is larger, with a confidence level of 90 percent
except over transient periods accounting for no more than 0.5 percent
of the time during which the excess is no more than 4.0 dB.
* * * * *
0
13. Amend Sec. 25.209 by revising paragraphs (c)(1) and (f) to read as
follows:
Sec. 25.209 Earth station antenna performance standards.
* * * * *
(c)(1) An earth station licensed for operation with a GSO FSS space
station or registered for reception of transmissions from such a space
station pursuant to Sec. Sec. 25.115(b)(1) and (3) is not entitled to
protection from interference from authorized operation of other
stations that would not cause harmful interference to that earth
station if it were using an antenna with receive-band gain patterns
conforming to the levels specified in paragraphs (a) and (b) of this
section.
* * * * *
(f) A GSO FSS earth station with an antenna that does not conform
to the applicable standards in paragraphs (a) and (b) of this section
will be authorized only if the applicant demonstrates that the antenna
will not cause unacceptable interference. This demonstration must show
that the transmissions of the earth station comport with the
requirements in Sec. 25.218 or Sec. 25.223, or the applicant must
demonstrate that the operations of the earth station have been
coordinated under Sec. 25.220.
0
14. Amend Sec. 25.212 by revising paragraphs (c), (d), (g), and (h) to
read as follows:
Sec. 25.212 Narrowband analog transmissions and digital
transmissions in the GSO Fixed Satellite Service.
* * * * *
(c)(1) An earth station, other than an ESIM, may be routinely
licensed for analog transmissions in the conventional Ku-band or the
extended Ku-band with bandwidths up to 200 kHz (or up to 1 MHz for
command carriers at the band edge) if the input power spectral density
into the antenna will not exceed -8 dBW/4 kHz, and the application
includes certification pursuant to Sec. 25.132(a)(1) of conformance
with the antenna gain performance requirements in Sec. 25.209(a) and
(b).
(2) An earth station may be routinely licensed for digital
transmission, including digital video transmission, in the conventional
Ku-band, or, except for an ESIM, in the extended Ku-band, if input
power spectral density into the antenna will not exceed -14 dBW/4 kHz
and the application includes certification pursuant to Sec.
25.132(a)(1) of conformance with the antenna gain performance
requirements in Sec. 25.209(a) and (b).
(d) An individual earth station may be routinely licensed for
digital transmission in the conventional C-band or, except for an ESIM,
in the extended C-band, if the applicant certifies conformance with
relevant antenna performance standards in Sec. 25.209(a) and (b), and
power density into the antenna will not exceed -2.7 dBW/4 kHz. An
individual earth station, other than an ESIM, may be routinely licensed
for analog transmission with carrier bandwidths up to 200 kHz (or up to
1 MHz for command carriers at the band edge) in the conventional C-band
or the extended C-band, if the applicant certifies conformance with
relevant antenna performance standards in Sec. 25.209(a) and (b), and
power density into the antenna will not exceed +0.5 dBW/4 kHz.
* * * * *
(g) A license application for earth station operation in a network
using variable power density control of earth stations transmitting
simultaneously in shared frequencies to the same target satellite
receiving beam may be routinely processed if the applicant certifies
that the aggregate off-axis EIRP density from all co-frequency earth
stations transmitting simultaneously to the same target satellite
receiving beam, not resulting from colliding data bursts transmitted
pursuant to a contention protocol, will not exceed the applicable off-
axis EIRP density limits permissible for a single earth station, as
specified in Sec. 25.218.
(h) Applications for authority for fixed earth station operation in
the conventional C-band, the extended C-band, the conventional Ku-band,
the extended Ku-band or the conventional Ka-band that do not qualify
for routine processing under relevant criteria in this section, Sec.
25.211, or Sec. 25.218 are subject to the requirements in Sec.
25.220.
0
15. Amend Sec. 25.218 by revising paragraphs (a), (b) introductory
text, and (i), and adding paragraph (j) to read as follows:
Sec. 25.218 Off-axis e.i.r.p. density envelopes for FSS earth
stations transmitting in certain frequency bands.
(a) This section applies to applications for fixed and temporary-
fixed FSS earth stations transmitting to geostationary space stations
in the conventional C-band, extended C-band, conventional Ku-band,
extended Ku-band, or conventional Ka-band, and applications for ESIMs
transmitting in the conventional C-band, conventional Ku-band, or
conventional Ka-band, except for applications proposing transmission of
analog command signals at a band edge with bandwidths greater than 1
MHz or transmission of any other type of analog signal with bandwidths
greater than 200 kHz.
(b) Earth station applications subject to this section may be
routinely processed if they meet the applicable
[[Page 27671]]
off-axis e.i.r.p. density envelopes set forth in this section.
* * * * *
(i) Digital earth station operation in the conventional Ka-band.
(1) For co-polarized transmissions in the plane tangent to the GSO arc:
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
32.5-25log([thgr]).................... dBW/MHz.................. for 2.0[deg] <= [thgr] <=
7[deg]
11.5.................................. dBW/MHz.................. for 7[deg] <= [thgr] <=
9.2[deg]
35.5-25log([thgr]).................... dBW/MHz.................. for 9.2[deg] <= [thgr] <=
19.1[deg]
3.5................................... dBW/MHz.................. for 19.1[deg] < [thgr] <=
180[deg]
----------------------------------------------------------------------------------------------------------------
Where [thgr] is as defined in paragraph (c)(1) of this section.
(2) For co-polarized transmissions in the plane perpendicular to
the GSO arc:
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
35.5-25log([thgr]).................... dBW/MHz.................. for 3.5[deg] <= [thgr] <=
7[deg]
14.4.................................. dBW/MHz.................. for 7[deg] < [thgr] <=
9.2[deg]
38.5-25log([thgr]).................... dBW/MHz.................. for 9.2[deg] < [thgr] <=
19.1[deg]
6.5................................... dBW/MHz.................. for 19.1[deg] < [thgr] <=
180[deg]
----------------------------------------------------------------------------------------------------------------
Where [thgr] is as defined in paragraph (c)(1) of this section.
(3) The e.i.r.p. density levels specified in paragraphs (i)(1) and
(2) of this section may be exceeded by up to 3 dB, for values of [thgr]
> 7[deg], over 10% of the range of theta ([thgr]) angles from 7-
180[deg] on each side of the line from the earth station to the target
satellite.
(4) For cross-polarized transmissions in the plane tangent to the
GSO arc and in the plane perpendicular to the GSO arc:
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
22.5-25log([thgr]).................... dBW/MHz.................. for 2.0[deg] < [thgr] <=
7.0[deg]
----------------------------------------------------------------------------------------------------------------
Where [thgr] is as defined in paragraph (c)(1) of this section.
(5) A license application for earth station operation in a network
using variable power density control of earth stations transmitting
simultaneously in shared frequencies to the same target satellite
receiving beam may be routinely processed if the applicant certifies
that the aggregate off-axis e.i.r.p. density from all co-frequency
earth stations transmitting simultaneously to the same target satellite
receiving beam, not resulting from colliding data bursts transmitted
pursuant to a contention protocol, will not exceed the off-axis
e.i.r.p. density limits permissible for a single earth station, as
specified in paragraphs (i)(1) through (4) of this section.
(j) Applications for authority for fixed earth station operation in
the conventional C-band, extended C-band, conventional Ku-band,
extended Ku-band, or conventional Ka-band that do not qualify for
routine processing under relevant criteria in this section, Sec.
25.211, or Sec. 25.212 are subject to the requirements in Sec.
25.220.
0
16. Amend Sec. 25.220 revising paragraph (a) to read as follows:
Sec. 25.220 Non-conforming transmit/receive earth station
operations.
(a) The requirements in this section apply to applications for, and
operation of, earth stations transmitting in the conventional or
extended C-bands, the conventional or extended Ku-bands, or the
conventional Ka-band that do not qualify for routine licensing under
relevant criteria in Sec. Sec. 25.211, 25.212, or 25.218.
* * * * *
Sec. 25.221 [Removed]
0
17. Remove Sec. 25.221.
Sec. 25.222 [Removed]
0
18. Remove Sec. 25.222.
Sec. 25.226 [Removed]
0
19. Remove Sec. 25.226.
Sec. 25.227 [Removed]
0
20. Remove Sec. 25.227.
0
21. Add Sec. 25.228 to read as follows:
Sec. 25.228 Operating and coordination requirements for earth
stations in motion (ESIMs).
(a) ESIM transmissions must comport with the applicable e.i.r.p.
density limits in Sec. 25.218, unless coordinated pursuant to the
requirements in Sec. 25.220.
(b) Each ESIM must be self-monitoring and, should a condition occur
that would cause the ESIM to exceed its authorized off-axis e.i.r.p.
density limits, the ESIM must automatically cease transmissions within
100 milliseconds, and not resume transmissions until the condition that
caused the ESIM to exceed those limits is corrected.
(c) Each ESIM must be monitored and controlled by a network control
and monitoring center (NCMC) or equivalent facility. Each ESIM must
comply with ``disable transmission'' commands from the NCMC. In
addition, the NCMC must monitor the operation of each ESIM in its
network, and transmit a ``disable transmission'' command to any ESIM
that operates in such a way as to exceed the authorized off-axis
e.i.r.p. density limit for that ESIM or for all ESIMs that
simultaneously transmit on the same frequency to the same target
satellite receiving beam. The NCMC must not allow the ESIM(s) under its
control to resume transmissions until the condition that caused the
ESIM(s) to exceed the authorized e.i.r.p. density limits is corrected.
(d) ESIM licensees must ensure installation of ESIM terminals on
vehicles by qualified installers who have an understanding of the
antenna's radiation environment and the measures best suited to
maximize protection of the general public and persons operating the
vehicle and equipment. An ESIM terminal exhibiting radiation exposure
levels exceeding 1.0 mW/cm \2\ in accessible areas, such as at the
exterior surface of the radome, must have a label attached to the
surface of the terminal warning about the radiation hazard and must
include thereon a diagram showing the regions around the terminal where
the radiation levels could exceed the maximum radiation exposure limit
specified in 47 CFR 1.1310 Table 1.
(e) The following requirements govern all ESV operations.
(1) ESV operators must control all ESVs by a NCMC located in the
United States, except that an ESV on U.S.-
[[Page 27672]]
registered vessels may operate under control of a NCMC location outside
the United States provided the ESV operator maintains a point of
contact within the United States that will have the capability and
authority to cause an ESV on a U.S.-registered vessel to cease
transmitting if necessary.
(2) There must be a point of contact in the United States, with
phone number and address, available 24 hours a day, seven days a week,
with authority and ability to cease all emissions from the ESVs, either
directly or through the facilities of a U.S. NCMC or a NCMC located in
another country with which the United States has a bilateral agreement
that enables such cessation of emissions.
(3) ESV NCMC operators communicating with ESVs on vessels of
foreign registry must maintain detailed information on each such
vessel's country of registry and a point of contact for the relevant
administration responsible for licensing those ESVs.
(f) For all VMES operations, there must be a point of contact in
the United States, with phone number and address, available 24 hours a
day, seven days a week, with authority and ability to cease all
emissions from the VMESs.
(g) The following requirements govern all ESAA operations.
(1) There must be a point of contact in the United States, with
phone number and address, available 24 hours a day, seven days a week,
with authority and ability to cease all emissions from the ESAAs.
(2) All ESAA terminals operated in U.S. airspace, whether on U.S.-
registered civil aircraft or non-U.S.-registered civil aircraft, must
be licensed by the Commission. All ESAA terminals on U.S.-registered
civil aircraft operating outside of U.S. airspace must be licensed by
the Commission, except as provided by section 303(t) of the
Communications Act.
(3) Prior to operations within a foreign nation's airspace, the
ESAA operator must ascertain whether the relevant administration has
operations that could be affected by ESAA terminals, and must determine
whether that administration has adopted specific requirements
concerning ESAA operations. When the aircraft enters foreign airspace,
the ESAA terminal must operate under the Commission's rules, or those
of the foreign administration, whichever is more constraining. To the
extent that all relevant administrations have identified geographic
areas from which ESAA operations would not affect their radio
operations, ESAA operators may operate within those identified areas
without further action. To the extent that the foreign administration
has not adopted requirements regarding ESAA operations, ESAA operators
must coordinate their operations with any potentially affected
operations.
(h) The following requirements govern all operations in the 3700-
4200 MHz (space-to-Earth) and 5925-6425 MHz (Earth-to-space) frequency
bands of ESVs receiving from or transmitting to GSO satellites in the
Fixed-Satellite Service.
(1) ESVs must not operate in the 5925-6425 MHz (Earth-to-space) and
3700-4200 MHz (space-to-Earth) frequency bands on vessels smaller than
300 gross tons.
(2) ESV operators transmitting in the 5925-6425 MHz (Earth-to-
space) frequency band to GSO satellites in the Fixed-Satellite Service
(FSS) must not seek to coordinate, in any geographic location, more
than 36 megahertz of uplink bandwidth on each of no more than two GSO
FSS satellites.
(3) ESVs, operating while docked, for which coordination with
terrestrial stations in the 3700-4200 MHz band is completed in
accordance with Sec. 25.251, will receive protection from such
terrestrial stations in accordance with the coordination agreements,
for 180 days, renewable for 180 days.
(4) ESVs in motion must not claim protection from harmful
interference from any authorized terrestrial stations to which
frequencies are already assigned, or any authorized terrestrial station
to which frequencies may be assigned in the future in the 3700-4200 MHz
(space-to-Earth) frequency band.
(5) ESVs operating within 200 km from the baseline of the United
States, or within 200 km from a U.S.-licensed fixed service offshore
installation, must complete coordination with potentially affected
U.S.-licensed fixed service operators prior to operation. The
coordination method and the interference criteria objective will be
determined by the frequency coordinator. The details of the
coordination must be maintained and available at the frequency
coordinator, and must be filed with the Commission electronically via
the International Bureau Filing System (https://licensing.fcc.gov/myibfs/) to be placed on public notice. The coordination notifications
must be filed in the form of a statement referencing the relevant call
signs and file numbers. Operation of each individual ESV may commence
immediately after the public notice that identifies the notification
sent to the Commission is released. Continuance of operation of that
ESV for the duration of the coordination term must be dependent upon
successful completion of the normal public notice process. If, prior to
the end of the 30-day comment period of the public notice, any
objections are received from U.S.-licensed Fixed Service operators that
have been excluded from coordination, the ESV licensee must immediately
cease operation of that particular station on frequencies used by the
affected U.S.-licensed Fixed Service station until the coordination
dispute is resolved and the ESV licensee informs the Commission of the
resolution. As used in this section, ``baseline'' means the line from
which maritime zones are measured. The baseline is a combination of the
low-water line and closing lines across the mouths of inland water
bodies and is defined by a series of baseline points that include
islands and ``low-water elevations,'' as determined by the U.S.
Department of State's Baseline Committee.
(6) An ESV must automatically cease transmission if the ESV
operates in violation of the terms of its coordination agreement,
including, but not limited to, conditions related to speed of the
vessel or if the ESV travels outside the coordinated area, if within
200 km from the baseline of the United States, or within 200 km from a
U.S.-licensed fixed service offshore installation. Transmissions may be
controlled by the ESV network control and monitoring center. The
frequency coordinator may decide whether ESV operators should
automatically cease transmissions if the vessel falls below a
prescribed speed within a prescribed geographic area.
(7) ESV transmissions in the 5925-6425 MHz (Earth-to-space) band
shall not exceed an e.i.r.p. spectral density towards the radio-horizon
of 17 dBW/MHz, and shall not exceed an e.i.r.p. towards the radio-
horizon of 20.8 dBW. The ESV network shall shut-off the ESV transmitter
if either the e.i.r.p. spectral density towards the radio-horizon or
the e.i.r.p. towards the radio-horizon is exceeded.
(i) For ESAA transmissions in the 14.0-14.5 GHz band from
international airspace within line-of-sight of the territory of a
foreign administration where fixed service networks have primary
allocation in this band, the maximum power flux density (pfd) produced
at the surface of the Earth by emissions from a single aircraft
carrying an ESAA terminal must not exceed the following values unless
the foreign Administration has imposed other conditions for protecting
its fixed service stations:
[[Page 27673]]
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
-132 + 0.5 [middot] [thgr]........... dB(W/(m\2\ [middot] For.................... [thgr] <= 40[deg]
MHz)).
-112................................. dB(W/(m\2\ [middot] For.................... 40[deg] <=[thgr]
MHz)). <=90[deg]
----------------------------------------------------------------------------------------------------------------
Where: [thgr] is the angle of arrival of the radio-frequency wave
(degrees above the horizontal) and the aforementioned limits relate to
the pfd under free-space propagation conditions.
(j) The following requirements govern all ESIMs transmitting to GSO
satellites in the Fixed-Satellite Service in the 14.0-14.5 GHz band.
(1) Operations of ESIMs in the 14.0-14.2 GHz (Earth-to-space)
frequency band within 125 km (for ESVs and VMESs) or within radio line
of sight (for ESAAs) of the NASA TDRSS facilities on Guam (latitude
13[deg]36'55'' N., longitude 144[deg]51'22'' E.), White Sands, New
Mexico (latitude 32[deg]20'59'' N., longitude 106[deg]36'31'' W. and
latitude 32[deg]32'40'' N., longitude 106[deg]36'48'' W.), or Blossom
Point, Maryland (latitude 38[deg]25'44'' N., longitude 77[deg]05'02''
W.) are subject to coordination with the National Aeronautics and Space
Administration (NASA) through the National Telecommunications and
Information Administration (NTIA) Interdepartment Radio Advisory
Committee (IRAC). Licensees must notify the International Bureau once
they have completed coordination. Upon receipt of such notification
from a licensee, the International Bureau will issue a public notice
stating that the licensee may commence operations within the
coordination zone in 30 days if no party has opposed the operations.
When NTIA seeks to provide similar protection to future TDRSS sites
that have been coordinated through the IRAC Frequency Assignment
Subcommittee process, NTIA will notify the Commission's International
Bureau that the site is nearing operational status. Upon public notice
from the International Bureau, all Ku-band ESIM licensees must cease
operations in the 14.0-14.2 GHz band within 125 km (for ESVs and VMESs)
or within radio line of sight (for ESAAs) of the new TDRSS site until
the licensees complete coordination with NTIA/IRAC for the new TDRSS
facility. Licensees must notify the International Bureau once they have
completed coordination for the new TDRSS site. Upon receipt of such
notification from a licensee, the International Bureau will issue a
public notice stating that the licensee may commence operations within
the coordination zone in 30 days if no party has opposed the
operations. The ESIM licensee then will be permitted to commence
operations in the 14.0-14.2 GHz band within 125 km (for ESVs and VMESs)
or within radio line of sight (for ESAAs) of the new TDRSS site,
subject to any operational constraints developed in the coordination
process.
(2) Within 125 km (for ESVs and VMESs) or within radio line of
sight (for ESAAs) of the NASA TDRSS facilities identified in paragraph
(j)(1) of this section, ESIM transmissions in the 14.0-14.2 GHz (Earth-
to-space) band shall not exceed an e.i.r.p. spectral density towards
the horizon of 12.5 dBW/MHz, and shall not exceed an e.i.r.p. towards
the horizon of 16.3 dBW.
(3) Operations of ESIMs in the 14.47-14.5 GHz (Earth-to-space)
frequency band in the vicinity (for ESVs and VMESs) or within radio
line of sight (for ESAAs) of radio astronomy service (RAS)
observatories observing in the 14.47-14.5 GHz band are subject to
coordination with the National Science Foundation (NSF). The
appropriate NSF contact point to initiate coordination is
Electromagnetic Spectrum Manager, NSF, 4201 Wilson Blvd., Suite 1045,
Arlington VA 22203, fax 703-292-9034, email esm@nsf.gov. Licensees must
notify the International Bureau once they have completed coordination.
Upon receipt of the coordination agreement from a licensee, the
International Bureau will issue a public notice stating that the
licensee may commence operations within the coordination zone in 30
days if no party has opposed the operations. Table 1 provides a list of
each applicable RAS site, its location, and the applicable coordination
zone.
Table 1--Applicable Radio Astronomy Service (RAS) Facilities and Associated Coordination Distances
----------------------------------------------------------------------------------------------------------------
Latitude Longitude
Observatory (north) (west) Radius (km) of coordination zone
----------------------------------------------------------------------------------------------------------------
Arecibo, Observatory, Arecibo, PR............. 18[deg]20'37'' 66[deg]45'11'' Island of Puerto Rico.
Green Bank, WV................................ 38[deg]25'59'' 79[deg]50'23'' 160.
Very Large Array, near Socorro, NM............ 34[deg]04'44'' 107[deg]37'06' 160.
'
Pisgah Astronomical Research Institute, 35[deg]11'59'' 82[deg]52'19'' 160.
Rosman, NC.
U of Michigan Radio Astronomy Observatory, 42[deg]23'56'' 83[deg]56'11'' 160.
Stinchfield Woods, MI.
Very Long Baseline Array (VLBA) stations:
Owens Valley, CA.......................... 37[deg]13'54'' 118[deg]16'37' 160. *
'
Mauna Kea, HI............................. 19[deg]48'05'' 155[deg]27'20' 50.
'
Brewster, WA.................................. 48[deg]07'52'' 119[deg]41'00' 50.
'
Kitt Peak, AZ............................. 31[deg]57'23'' 111[deg]36'45' 50.
'
Pie Town, NM.............................. 34[deg]18'04'' 108[deg]07'09' 50.
'
Los Alamos, NM............................ 35[deg]46'30'' 106[deg]14'44' 50.
'
Fort Davis, TX............................ 30[deg]38'06'' 103[deg]56'41' 50.
'
North Liberty, IA......................... 41[deg]46'17'' 91[deg]34'27'' 50.
Hancock, NH............................... 42[deg]56'01'' 71[deg]59'12'' 50.
St. Croix, VI............................. 17[deg]45'24'' 64[deg]35'01'' 50.
----------------------------------------------------------------------------------------------------------------
* Owens Valley, CA operates both a VLBA station and single-dish telescopes.
When NTIA seeks to provide similar protection to future RAS sites
that have been coordinated through the IRAC Frequency Assignment
Subcommittee process, NTIA will notify the Commission's International
Bureau that the site is nearing operational status. Upon public notice
from the International Bureau, all Ku-band ESIMs licensees must cease
operations in the 14.47-14.5 GHz band within the relevant geographic
zone (160 kms for single-dish radio observatories and Very Large Array
antenna systems and 50 kms for Very Long Baseline Array
[[Page 27674]]
antenna systems for ESVs and VMESs, radio line of sight for ESAAs) of
the new RAS site until the licensees complete coordination for the new
RAS facility. Licensees must notify the International Bureau once they
have completed coordination for the new RAS site and must submit the
coordination agreement to the Commission. Upon receipt of such
notification from a licensee, the International Bureau will issue a
public notice stating that the licensee may commence operations within
the coordination zone in 30 days if no party opposed the operations.
The ESIMs licensee then will be permitted to commence operations in the
14.47-14.5 GHz band within the relevant coordination distance around
the new RAS site, subject to any operational constraints developed in
the coordination process.
(4) ESIMs licensees must use Global Positioning Satellite-related
or other similar position location technology to ensure compliance with
the provisions of subparagraphs 1-3 of this paragraph.
0
22. Amend Sec. 25.258 by revising paragraph (b) to read as follows:
Sec. 25.258 Sharing between NGSO MSS feeder-link stations and GSO FSS
services in the 29.25-29.5 GHz band.
* * * * *
(b) Licensed GSO FSS earth stations in the vicinity of operational
NGSO MSS feeder-link earth station complexes must, to the maximum
extent possible, operate with frequency/polarization selections that
will minimize unacceptable interference with reception of GSO FSS and
NGSO MSS uplink transmissions in the 29.25-29.5 GHz band. Earth station
licensees operating with GSO FSS systems shall be capable of providing
earth station locations to support coordination of NGSO MSS feeder link
stations under paragraphs (a) and (c) of this section. Operation of
ubiquitously deployed GSO FSS earth stations in the 29.25-29.5 GHz
frequency band must conform to the rules contained in Sec. 25.218(i).
* * * * *
Sec. 25.287 [Amended].
0
23. Amend Sec. 25.287 by removing paragraph (d).
0
24. Add Sec. 25.289 to read as follows:
Sec. 25.289 Responsibility of licensee for blanket-licensed earth
station operation.
The holder of an FCC blanket earth station license is responsible
for operation of any earth station under that license. Operators of
satellite networks and systems must not transmit communications to or
from such earth stations in the United States unless such
communications are authorized under a service contract with the holder
of a pertinent FCC blanket earth station license or under a service
contract with another party with authority for such operation delegated
by such a blanket licensee.
[FR Doc. 2017-12189 Filed 6-15-17; 8:45 am]
BILLING CODE 6712-01-P