Endangered and Threatened Species; Listing and Recovery Priority Guidelines, 24944-24950 [2017-11157]
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Federal Register / Vol. 82, No. 103 / Wednesday, May 31, 2017 / Notices
This amended initiation is issued and
published in accordance with section
751(a) of the Tariff Act of 1930, as
amended, and 19 CFR 351.221(c)(1)(i).
Dated: May 24, 2017.
Gary Taverman,
Deputy Assistant Secretary for Antidumping
and Countervailing Duty Operations.
[FR Doc. 2017–11205 Filed 5–30–17; 8:45 am]
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DEPARTMENT OF COMMERCE
Dated: May 26, 2017.
Tracey L. Thompson,
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Fisheries, National Marine Fisheries Service.
National Oceanic and Atmospheric
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[FR Doc. 2017–11284 Filed 5–30–17; 8:45 am]
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New England Fishery Management
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AGENCY:
National Oceanic and Atmospheric
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The New England Fishery
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on June 14, 2017, to consider actions
affecting New England fisheries in the
exclusive economic zone (EEZ).
Recommendations from this group will
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DATES: This meeting will be held on
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Meeting address: The meeting will be
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FOR FURTHER INFORMATION CONTACT:
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SUPPLEMENTARY INFORMATION:
SUMMARY:
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to the Tariff Act of 1930, As Amended, 70 FR 24533
(May 10, 2005).
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Endangered and Threatened Species;
Listing and Recovery Priority
Guidelines
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of availability and
request for comment.
AGENCY:
We, NMFS, are proposing to
revise the Recovery Plan Preparation
and Implementation Priorities and
Recovery Plans contained in the 1990
Listing and Recovery Priority
Guidelines. We propose to revise the
guidelines to better prioritize limited
agency resources to advance the
recovery of threatened and endangered
species guided by the immediacy of the
species’ overall extinction risk, extent of
information regarding major threats, and
certainty that management or protective
actions can be implemented
successfully. We are not proposing
changes to the Listing, Reclassification,
and Delisting Priorities contained in the
1990 Listing and Recovery Priority
Guidelines. We have found those
guidelines to be sufficient in prioritizing
listing actions and thus do not warrant
a revision at this time.
DATES: Comments on the proposed
revision must be received by close of
business on June 30, 2017.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2017–0020 by either of the
following methods:
• Electronic Submissions: Submit all
electronic public comments via the
SUMMARY:
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Federal e-Rulemaking Portal. Go to
www.regulations.gov/#!docketDetail;D=
NOAA-NMFS-2017-0020. Click the
‘Comment Now!’’ icon, complete the
required fields, and enter or attach your
comments.
• Mail: Submit written comments to
Therese Conant, National Marine
Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910.
Instructions: You must submit
comments by one of the above methods
to ensure that we receive, document,
and consider them. Comments sent by
any other method, to any other address
or individual, or received after the end
of the comment period, may not be
considered. All comments received are
a part of the public record and will
generally be posted for public viewing
on https://www.regulations.gov without
change. All personal identifying
information (e.g., name, address, etc.),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. We will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous).
SUPPLEMENTARY INFORMATION:
Background
Section 4(f) of the Endangered Species
Act (ESA) (16 U.S.C. 1533(f)) requires
the Secretary to develop recovery plans
for all species listed pursuant to the
ESA, unless he/she finds that such a
plan will not promote the recovery of
the species. Section 4(h) requires the
Secretary to establish a system for
developing and implementing, on a
priority basis, recovery plans under
Section 4(f). We finalized guidance for
prioritizing recovery plan development
and implementation on June 15, 1990
(55 FR 24296). However, through our
application of the Recovery Plan
Preparation and Implementation
Priorities and Recovery Plans (see parts
‘B’ and ‘C’ June 15, 1990 55 FR 24296),
we have determined that the guidelines
contain vague definitions and lack
sufficient detail regarding factors that
should be considered when evaluating
threats and recovery potential. For these
reasons, we propose revisions to the
Recovery Plan Preparation and
Implementation Priorities and Recovery
Plan parts of the 1990 Listing and
Recovery Priority Guidelines.
The Listing, Reclassification, and
Delisting Priorities can be found in the
original Federal Register notice (see
part ‘A’ June 15, 1990 55 FR 24296). The
Listing, Reclassification, and Delisting
Priorities remain unchanged and will be
repeated in the final notice revising
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parts B and Part C [to maintain the
guidance in a single reference].
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Proposed Revisions to Part B: Recovery
Plan Preparation and Implementation
Priorities and Part C: Recovery Plans
Part B: Recovery Plan Preparation and
Implementation Priorities
The proposed changes to the Recovery
Plan Preparation and Implementation
Priorities are:
• The current guidelines consist of 12
species priority numbers. We propose to
increase the number of species priority
numbers to 24 by redefining the
‘magnitude of threat’ and ‘recovery
potential’ criteria (see below);
• The current guidelines consist of a
first criterion—magnitude of threat.
Magnitude of threat is divided by three
categories: ‘high’ meaning extinction is
almost certain in the immediate future
because of a rapid population decline or
habitat destruction; ‘moderate’ meaning
the species will not face extinction if
recovery is temporarily held off,
although there is a continuing
population decline or threat to its
habitat; and ‘low’ meaning a population
facing a short-term, self-correcting
fluctuation, or the impacts of the threats
to the species’ habitat are not fully
known. We propose to change the
magnitude of threat criterion to a
demographic risk rank based on the
species listing status (threatened or
endangered) and species’ condition for
productivity, spatial distribution,
diversity, abundance, or trends. The
‘high,’ ‘moderate,’ and ‘low’ categories
are now based on whether the species
is threatened or endangered and
whether it meets certain demographic
risk conditions (see Table 1 in the
revised guidelines below). This
proposed change provides greater
emphasis on the species’ risk and more
detail on the factors considered in
assigning the risk rank;
• The current guidelines consist of a
second criterion—recovery potential.
Recovery potential is based on how well
biological and ecological limiting factors
and threats to the species’ existence are
understood, and the extent of
management actions needed. Recovery
potential is divided into two categories:
‘High’ meaning limiting factors and
theats to the species are well understood
and the needed management actions are
known and have a high probability of
success; and ‘low to moderate’ meaning
limiting factors or threats to the species
are poorly understood or if the needed
management actions are not known, are
cost-prohibitive or are experimental
with an uncertain probability of success.
We propose to redefine the recovery
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potential by splitting the criterion into
three components: (1) Whether the
origin of major threats is known and the
species response to those major threats
is well understood; (2) whether the
United States has jurisdiction, authority,
or influence to implement management
or protective actions to address major
threats; and (3) the certainty that
management or protective actions will
be effective. Each component has a
‘high’ or ‘low to moderate’ category (see
definitions in the revised guidelines
below). This proposed change improves
the guidelines by including U.S.
jurisdiction or ability to influence
recovery actions as a consideration in
recovery potential and providing greater
detail in the recovery potential
definition;
• The current guidelines include a
third criterion—conflict. Conflict
reflects the ESA section 4(f)(1)(A)
requirement that recovery priority be
given to those species that are, or may
be, in conflict with construction or other
developmental projects or other forms of
economic activity. We propose to revise
the guidelines by considering all ESAlisted marine and anadromous species
to be in conflict with activities related
to construction or other developmental
projects, or other forms of economic
activity. We are unaware of any ESAlisted species under our authority that is
not considered, either directly or
indirectly, to be in conflict to some
degree with an economic activity. We
are therefore reasonably certain that any
species under NMFS jurisdiction that
may be listed in the future will be in
similar conflict. As a result, conflict, is
not considered further in the proposed
guidance; and
• The current guidelines contain
three recovery task priorities defined as:
Number 1—an action that must be taken
to prevent extinction or to identify those
actions necessary to prevent extinction;
Number 2—an action that must be taken
to prevent a significant decline in
population numbers, habitat quality, or
other significant negative impacts short
of extinction; and number 3—all other
actions necessary to provide for full
recovery of the species. We propose to
add two additional priority numbers:
Number 4—actions that are not linked
to downlisting and/or delisting criteria
and are not needed for ESA recovery,
but are needed to facilitate postdelisting monitoring, such as the
development of a post-delisting
monitoring plan that provides
monitoring design (e.g., sampling error
estimates); and number 0—actions that
are not needed for ESA recovery but that
would advance broader goals beyond
delisting. Other actions include, for
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example, other legislative mandates or
social, economic, and ecological values
(see Table 3 in the revised guidelines
below).
Part C. Recovery Plans
The current guidelines specify that as
recovery plans are developed, specific
recovery tasks are identified and
prioritized according to the criteria in
the part B Recovery Plan Preparation
and Implementation Priorities of the
1990 Listing and Recovery Priority
Guidelines. We have updated the entire
section to reflect the new proposed
prioritization scheme outlined below.
New Proposed Part B: Recovery Plan
Preparation and Implementation
Priorities
The objective of these guidelines is to
implement a policy to prioritize limited
agency resources to advance the
recovery of threatened and endangered
species guided by the immediacy of the
species’ overall extinction risk, extent of
information regarding major threats, and
certainty that management and
protective actions can be implemented
successfully. To achieve the objective,
we identified the following general
principles for prioritizing recovery plan
development and implementation:
• Endangered species are a higher
priority than threatened species because
of the immediacy of the extinction risk;
• Species with more severe
demographic risks are a higher priority
because they are at greater risk of
extinction;
• Species for which major threats are
well understood are a higher priority
because in such cases, effective
objective, measureable recovery criteria,
and site-specific management or
protective actions are more likely to be
identified for that species;
• Species for which major threats are
primarily under U.S. authority, or for
which the United States can influence
the abatement of such threats through
international mechanisms (e.g., treaties,
conventions, and agreements), are a
higher priority because we have greater
influence over the outcome; and
• Species for which there exists
possible management or protective
actions to address major threats that are
not novel or experimental, are
technically feasible, and have been
successful at removing, reducing, or
mitigating effects of major threats are a
higher priority, because these actions
are more likely to be effective at
advancing recovery.
The process to prioritize recovery
planning and implementation consists
of four steps—(1) identify a category of
demographic risk based on the listing
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status and species’ condition related to
productivity, spatial distribution,
diversity, abundance, and trends (Step
1; Table 1); (2) identify categories for
three components of recovery potential
(Step 2); (3) based on results of steps 1
and 2, assign a recovery priority for
recovery plan development and
implementation (Step 3; Table 2); and
(4) assign priority rankings to recovery
actions within the recovery plan (Step 4;
Table 3). This prioritization process
reflects a logical sequence for recovery
plan development and implementation
for a species: First, identify the species’
risk; second develop the recovery plan;
and third, implement the priority
actions and monitor and evaluate
progress. As new information is
obtained through the monitoring and
evaluation process, recovery plans will
be updated or revised as described in
the NMFS and U.S. Fish and Wildlife
Service’ Interim Endangered and
Threatened Species Recovery Planning
Guidance Version 1.3 (https://www.nmfs.
noaa.gov/pr/laws/esa/policies.htm).
Step 1. Identify a Demographic Risk
Category
As a first step, we categorize the
severity of an ESA-listed species’
extinction risk based on the
productivity, spatial distribution,
diversity, and abundance of the species.
We assess the species’ demographic risk
based on information on past threats
that have contributed to the species’
current status and the biological
response of the species to present and
future threats. The severity of a species’
demographic risk, relative to all species
under our jurisdiction, will inform how
we prioritize resources toward recovery
plan development and implementation.
Depending on the listing status
(endangered or threatened), we consider
each Demographic Risk Category—
productivity, spatial distribution,
diversity, and abundance (Table 1;
column 1) and the associated risk
condition described in column 2 (Table
1; column 2). The risk condition is met
when the listed entity (i.e., species,
subspecies, or Distinct Population
Segment) is considered at risk for that
category. For example, populations or
subpopulations within a listed entity
may vary in terms of their productivity.
Some may be at or below depensation,
while others are stable and healthy. In
those cases, we consider which
population(s) contributes most
substantially to the overall viability of
the listed entity. If certain populations
or subpopulations are at or below
depensation and are so important to the
listed entity that their loss would
substantially increase the listed entity’s
extinction risk, then the risk condition
applies.
If an endangered species meets any of
the risk conditions in column 2 (Table
1), then the species is considered a
HIGH demographic risk, regardless of its
population trend. If an endangered
species does not meet any of the risk
conditions in column 2 (Table 1), then
population trend information is used to
categorize the demographic risk—e.g.,
HIGH if the population trend is
declining or unknown, MODERATE or
HIGH if the trend is mixed, and
MODERATE if the trend is stable, or
increasing. For a mixed population
trend, a HIGH rating should be assigned
if key populations are declining such
that their continued decline would
contribute substantially to the listed
entity achieving the adverse risk
conditions described in Table 1,
otherwise a MODERATE rating should
be assigned for mixed population
trends.
If a threatened species meets any of
the risk conditions in column 2 (Table
1), the species is assigned a MODERATE
demographic risk, regardless of its
population trend. If a threatened species
does not meet any of the risk conditions
in column 2 (Table 1), its population
trend is used to assign the demographic
risk—e.g., MODERATE if the trend is
declining or unknown, LOW or
MODERATE if the trend is mixed, and
LOW if the trend is stable, or increasing.
For a mixed population trend, a
MODERATE rating should be assigned if
key populations are declining such that
their continued decline would
contribute substantially to the listed
entity achieving the adverse risk
conditions described in Table 1,
otherwise a LOW should be assigned for
mixed population trends.
We report the species’ population
trends biennially to Congress pursuant
to section 4(f)(3). To ensure consistency
with what we report to Congress and
how we set priorities for recovery
planning and implementation, we will
apply the following general guidelines:
Use a minimum of 3 or more
abundance estimates for key
population(s) over 10 year period or,
depending on taxa (e.g., sea turtles), all
available data years (>3 data points) for
trend estimation.
1. Increasing: The species (includes
consideration of all population units
that make up the species ‘as-listed’)
shows measurably higher numbers from
assessment to assessment.
2. Stable: The species shows no
measurable increase or decrease over
the period of time between assessments.
3. Decreasing: The species shows
measurably lower numbers from
assessment to assessment.
4. Mixed: Mixed is a designation
reserved for species with multiple
populations, and species are considered
mixed if there are at least 3 data points
and the criteria for increasing,
decreasing, and stable are not met.
5. Unknown: The species has fewer
than 3 data points over a 10 year period
to estimate trends or there is uncertainty
over data quality.
TABLE 1—SEVERITY OF SPECIES’ DEMOGRAPHIC RISK
Demographic risk rank 1
Demographic risk
category
Risk condition
Productivity ................
Spatial distribution .....
At or below depensation .............
Limited/fragmented Spatial Distribution; vulnerable to catastrophe.
Low genetic and phenotypic diversity severely limiting adaptive potential.
One, or a few, small population(s) or subpopulations.
Decreasing Trend/Unknown .......
Mixed Trend ................................
Stable Trend ...............................
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Diversity .....................
Abundance ................
Trends .......................
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Threatened
If any one of these risk conditions is met,
the ranking is HIGH. If not, use the
Trend information below to determine
rank.
If any one of these risk conditions is met,
the ranking is MODERATE. If not, use
the Trend information below to determine rank.
HIGH ........................................................
HIGH/MODERATE ...................................
MODERATE .............................................
MODERATE.
MODERATE/LOW.
LOW.
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24947
TABLE 1—SEVERITY OF SPECIES’ DEMOGRAPHIC RISK—Continued
Demographic risk rank 1
Demographic risk
category
Risk condition
Endangered
Increasing Trend .........................
Threatened
MODERATE .............................................
LOW.
1 For
those species with recovery plans, the endangered or threatened category may be applied to a species currently not listed as such if
NMFS has recommended a reclassification through a 5-year review or proposed rule.
Step 2. Identify Categories of Recovery
Potential
In Step 2, we evaluate a species’
recovery potential. We have defined
recovery potential to include three
components: (1) Whether the origin of
major threats is known and the species
response to those major threats is well
understood; (2) whether the United
States has jurisdiction, authority, or
influence to implement management or
protective actions to address major
threats; and (3) the certainty that
management or protective actions will
be effective. Each of the three
components is considered to be ‘‘High’’
or ‘‘Low to Moderate’’ based on the
following definitions:
Recovery Potential Component 1: Major
Threats Well Understood
• High: Natural and man-made
threats that have a major impact on the
species’ ability to persist have been
identified, and the species’ response to
those threats are well understood. Data
needs to fill knowledge gaps on major
threats that have an impact on the
species’ ability to persist are minimal.
• Low to Moderate: Natural and manmade threats that have or are believed
to have a major impact on the species’
ability to persist may not have been
identified, and/or the species’ response
to those major threats are not well
understood. Data needs to fill
knowledge gaps on major threats that
have or are believed to have an impact
on the species’ ability to persist are
substantial.
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Recovery Potential Component 2: U.S.
Jurisdiction, Authority, or Influence
Exists for Management or Protective
Actions To Address Major Threats
• High: Management or protective
actions to address major threats are
primarily under U.S. authority or the
United States can influence the
abatement of major threats through
existing international mechanisms (e.g.,
treaties, conventions, and agreements).1
This also applies to transnational
species that spend only a portion of
their life cycle in U.S. waters, but major
threats can be addressed by U.S. actions
during that portion of their life cycle.
Where climate change impacts are a
major threat and necessary actions to
abate the threat are global in nature,
management or protective actions under
U.S. authority to address a threat that
would help offset the impacts of climate
change would fall into this category.
• Low to Moderate: Management or
protective actions to address major
threats are mainly outside U.S. authority
or ability to influence the abatement of
major threats in other waters through
existing international mechanisms (e.g.,
treaties, conventions, and agreements).
Recovery Potential Component 3:
Certainty That Management or
Protective Actions Will Be Effective
• High: Management or protective
actions do not use novel or
experimental techniques, are technically
feasible, and have been successful at
removing, reducing or mitigating effects
of major threats. Where climate change
impacts are a major threat and actions
to abate the threat are global, then
management or protective actions under
U.S. authority that effectively address a
threat to help offset the impacts of
climate change would fall into this
category. Demonstrated success may be
incremental on a small scale or with a
few individuals, and can be
demonstrated through surrogate species.
For species with current recovery plans,
high certainty of effectiveness may be
measured on the basis of individual
recovery actions. If there are multiple
recovery actions needed to address a
major threat that impedes recovery, not
all need to fit the criteria of high
certainty of effectiveness. If there are
multiple major threats, only one major
threat needs to meet the high level of
certainty to be assigned this category.
• Low to Moderate: Management or
protective actions, if known, may be
novel or experimental, may not be
technically feasible, and have less
certainty of removing, reducing, or
mitigating effects of major threats.
1 Including in the U.S. territorial sea, Exclusive
Economic Zone and the high seas.
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Step 3. Assign Recovery Priority Number
for Plan Development and
Implementation
In Step 3, we combine the results of
the Demographic Risk Rank (Step 1) and
Recovery Potential (Step 2) to assign
Recovery Priority numbers, which will
be used to prioritize resources for
recovery plan development and
implementation. We assign the greatest
weight to demographic risk (Table 2;
column 1), because species with more
severe demographic risks are at greater
risk of extinction. Although
demographic risk is the most important
factor to consider in assigning a
Recovery Priority number, the species’
recovery potential is also an important
factor. For example, a species with a
HIGH demographic risk and a low
recovery potential for all three
components (major threats understood,
management actions exist under U.S.
authority or influence to abate major
threats, and certainty that actions will
be effective) will be a lower priority
than a species with a MODERATE or
LOW demographic risk and a high
recovery potential.
For Recovery Potential (Table 2;
Columns 2, 3, and 4), we assign the
weights as follows:
1. The greatest weight is given to
when major threats are well understood.
In order to identify effective
management or protective actions, we
need to understand the threats that
impact the species’ ability to persist;
2. The second greatest weight is given
to management or protective actions
under U.S. authority or ability to
influence the abatement of major
threats. We acknowledge that
management or protective actions
outside of U.S. authority exist and may
greatly influence recovery progress for
transnational species that spend a
portion of their life history within U.S.
waters. However, for the purposes of
prioritizing, we assign a greater weight
to those species and recovery plans for
which recovery actions are or are
expected to be mainly under U.S.
authority because this is where we have
the greatest influence to implement
recovery actions;
3. The lowest weight is given to the
certainty that management or protective
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actions will be effective, because the
likelihood of effectiveness depends on
whether sufficient knowledge of threats
to develop actions exists and are under
U.S. authority or ability to influence
implementation of such actions;
TABLE 2—RECOVERY PRIORITY FOR RECOVERY PLAN DEVELOPMENT AND IMPLEMENTATION
Recovery potential
Demographic risk a
HIGH ......................................
HIGH ......................................
HIGH ......................................
MODERATE ...........................
HIGH ......................................
HIGH ......................................
MODERATE ...........................
LOW .......................................
HIGH ......................................
MODERATE ...........................
LOW .......................................
HIGH ......................................
MODERATE ...........................
MODERATE ...........................
LOW .......................................
HIGH ......................................
MODERATE ...........................
LOW .......................................
LOW .......................................
MODERATE ...........................
LOW .......................................
MODERATE ...........................
LOW .......................................
LOW .......................................
Major threats are well
understood
U.S. Jurisdiction, authority,
or influence exists for
management or protective
actions
to address major threats
Certainty that management
or protective actions
will be effective
High ........................................
High ........................................
High ........................................
High ........................................
Low to Moderate ....................
High ........................................
High ........................................
High ........................................
Low to Moderate ....................
High ........................................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
Low to Moderate ....................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
High ........................................
Low to Moderate ....................
High ........................................
High ........................................
Low to Moderate ....................
High ........................................
High ........................................
High ........................................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
High ........................................
High ........................................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
High ........................................
High ........................................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
Low to Moderate ....................
High ........................................
Low to Moderate ....................
Recovery
priority
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
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a Demographic Risk Rank was determined in Table 1. HIGH or MODERATE may be an Endangered species and MODERATE or LOW may be
a Threatened species (see Table 1).
Step 4. Assign Recovery Action Priority
In Step 4, we prioritize recovery
actions contained in a recovery plan.
NMFS will assign recovery action
priorities of 1 to 4 based on the criteria
described below. Assigning priorities
does not imply that some recovery
actions are not important; instead, it
simply means that they may be deferred
while higher priority recovery actions
are being implemented. All recovery
actions will be assigned priorities based
on the following:
Priority 1 Actions: These are the
recovery actions that must be taken to
prevent extinction and often require
urgent implementation. Because
threatened species by definition are
likely to become an endangered species
within the foreseeable future and are
presently not in danger of extinction,
Priority 1 should be given primarily to
recovery actions for species ranked as
HIGH demographic risk in Table 1. The
use of Priority 1 recovery actions in a
recovery plan for a species with
MODERATE demographic risk should
be done judiciously and thoughtfully.
Even the highest priority actions within
a particular plan will not be assigned a
Priority 1 ranking unless they are
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actions necessary to prevent a species
from becoming extinct or are research
actions to fill knowledge gaps and
identify management actions necessary
to prevent extinction. Therefore, some
plans will not have any Priority 1
actions.
Priority 2 Actions: These are actions
to remove, reduce, or mitigate major
threats or fill knowledge gaps and
prevent continued population decline,
but their implementation is less urgent
than Priority 1 actions.
Priority 3 Actions: These are all
actions that should be taken to remove,
reduce, or mitigate any remaining
threats and ensure the species can
maintain an increasing or stable
population to achieve delisting criteria,
including monitoring to demonstrate
achievement of demographic criteria.
Priority 4 Actions: These are actions
that are not linked to downlisting and/
or delisting criteria and are not needed
for ESA recovery, but are needed to
facilitate post-delisting monitoring, such
as the development of a post-delisting
monitoring plan that provides
monitoring design (e.g., sampling error
estimates). Some of these actions may
carry out post-delisting monitoring.
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Priority 0 Other Actions: These are
actions that are not needed for ESA
recovery but that would advance
broader goals beyond delisting. Other
actions include, for example, other
legislative mandates or social,
economic, and ecological values. These
actions are given a zero priority number
because they do not fall within the
priorities for delisting the species, yet
the numeric value allows tracking these
types of actions in the NMFS’ Recovery
Action Mapping Tool Database.
We must avoid assigning recovery
actions a higher priority than is
warranted. For example, threatened
species by definition are likely to
become an endangered species within
the foreseeable future and are presently
not in danger of extinction; thus a
Priority 1 would likely not apply to
recovery actions for a threatened
species. Even the highest priority
actions within a particular plan should
not be assigned a Priority 1 ranking
unless they are actions necessary to
prevent a species from becoming extinct
or are research actions to fill knowledge
gaps and identify management actions
necessary to prevent extinction.
Therefore, some plans will not have any
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Priority 1 actions. At the same time, we
also need to be careful not to assign a
lower priority than is warranted, simply
because an action is but one component
of a larger effort that must be
undertaken. For instance, there is often
confusion as to whether a research
action can be assigned a Priority of 1
since, in and of itself, it will not prevent
extinction. However, the outcome of a
research project may provide critical
information necessary to initiate a
protective action to prevent extinction
(e.g., applying the results of a genetics
study to a captive propagation program
for a seriously declining species) and
would warrant Priority 1 status.
Most actions will likely be Priority 2
or 3, since the majority of actions will
likely contribute to preventing further
declines of the species, but may not
prevent extinction. This system
recognizes the need to work toward the
recovery of all listed species, not simply
those facing the highest magnitude of
threat. In general, NMFS intends that
Priority 1 actions will be addressed
before Priority 2 actions and Priority 2
actions before Priority 3 actions, etc. But
we also recognize that some lower
priority actions may be implemented
before Priority 1 actions, for example
because a partner is interested in
implementing a lower priority action,
24949
because a Priority 1 action is not
currently possible (e.g., there is lack of
political support for the action), or
because implementation of the Priority
1 action may take many years.
For some species, especially those
with complicated recovery programs
involving many actions, it may be useful
to assign sub-priorities within these
categories, e.g., Priority 2a, Priority 2b,
Priority 2c. If sub-priorities are assigned,
a definition of, and criteria for, each
sub-priority should be provided in the
recovery plan.
TABLE 3—RECOVERY PLAN RECOVERY ACTION PRIORITY NUMBERS
Priority
Description
1 ..................
Actions that must be taken to prevent extinction, including research actions to identify those actions that must be taken to prevent extinction.
Actions that must be taken to prevent a significant decline in species population/habitat quality or in some other significant negative impact short of extinction. This includes research actions to identify those actions that must be taken to prevent such impacts.
Remaining actions that must be taken to achieve delisting criteria, including monitoring to demonstrate achievement of demographic criteria.
Actions necessary to facilitate post-delisting monitoring.
All other actions that are not required for ESA recovery but that would advance broader goals beyond delisting.
2 ..................
3 ..................
4 ..................
0 ..................
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Process for Applying the Revised Part B:
Recovery Plan Preparation and
Implementation Priorities
The lead NMFS Region or
Headquarters will identify a species’
Recovery Priority number (Step 3; Table
2) by assessing the species’
Demographic Risk Category (Step 1;
Table 1) and Recovery Potential (Step 2)
and apply it to the Recovery Priority
(Step 3; Table 2). Where multiple NMFS
Regions are involved, the lead region or
headquarters office will coordinate with
all NMFS regions involved to reach
consensus on the Demographic Risk
Category, Recovery Potential, and
Recovery Priority. Application of these
guidelines to assess recovery priority
relative to all species within our
jurisdiction will be done on a biennial
basis as part of the report to Congress
(section 4(f)(3)) and through the 5-year
review process (section 4(c)(2)). We
anticipate the recovery prioritization to
be a dynamic process—as more
information is made available through
research and monitoring about
demographic risk, limiting factors and
threats, the species could move up or
down the priority scale depending on
whether the new information reveals
there are management or protective
actions that can be implemented and be
effective at recovering the species.
Recovery Action Priority Numbers
will be assigned to each recovery action
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when the recovery plan is developed,
revised, or updated. These revised
guidelines will apply only to plans that
are developed, revised, or updated after
the finalization of these guidelines. As
the results of research or monitoring of
recovery implementation become
available, the Recovery Action Priority
Numbers can be modified through plan
updates or revisions to address changing
priorities based on this new
information.
Proposed Revisions to Part C: Recovery
Plans
NMFS believes that periodic review of
and updates to recovery plans and
tracking recovery efforts are important
elements of a successful recovery
program. As we develop recovery plans
for each species, specific recovery
actions are identified and prioritized
according to the criteria discussed
above. This prioritization process
recognizes that recovery plans should be
viewed as living documents, and that
research and monitoring, planning, and
implementation describe a cycle of
adaptive implementation of recovery
actions for ESA-listed species. Even
after recovery planning is complete and
the plan is being implemented, key
information gaps and uncertainties
should constantly be evaluated.
Research and monitoring results should
inform recovery plan changes and refine
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strategies to implement recovery
actions. The recovery action priority
ranking, together with the species
recovery priority, will be used to set
priorities for funding and
implementation of individual recovery
actions.
Definitions
For purposes of this guidance only,
the below terms have the following
meanings:
Endangered species: Any species that
is in danger of extinction throughout all
or a significant portion of its range.
NMFS interprets an ‘‘endangered
species’’ to be one that is presently in
danger of extinction.
Demographic Risk: Characteristics of a
population (productivity, spatial
distribution, diversity, abundance, and
population trend) that are indicators of
the species ability to persist.
Depensation: The effect on a
population whereby, due to certain
causes, a decrease in the breeding
population leads to reduced production
and survival of eggs or offspring.
Foreseeable future: For purposes of
this guidance, the ‘‘foreseeable future’’
describes the extent to which the
Secretary can, in making determinations
about the future conservation status of
the species, reasonably rely on
predictions about the future
(Department of the Interior Solicitor’s
Memorandum M–37021, ‘‘The Meaning
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Federal Register / Vol. 82, No. 103 / Wednesday, May 31, 2017 / Notices
of ‘Foreseeable Future’ in Section 3(20)
of the Endangered Species Act’’(Jan. 16,
2009)). The time period that constitutes
the foreseeable future is case-specific
and should consider the life history of
the species, habitat characteristics,
availability of data, kinds of threats,
ability to predict threats and their
impacts, and the reliability of models
used to forecast threats over that
‘‘foreseeable future.’’
Major Threat: A ‘major’ threat is
defined as a threat whose scope,
immediacy, and intensity results in a
response by the species that prevents
the improvement of its status to the
point that such species may not be
reclassified or delisted based on the
factors set out in section 4(a)(1) of the
ESA. Conversely, non-major threats are
those threats whose scope, immediacy,
and intensity results in a response by
the species but singularly or
cumulatively do not prevent the
improvement of its status to the point
that such species may be reclassified or
delisted based on the factors set out in
section 4(a)(1) of the ESA.
Technically Feasible: Technically
feasible refers to the scientific,
engineering, and operational aspects of
management or protective actions that
are capable of being implemented.
Threatened species: Any species
which is likely to become an
endangered species within the
foreseeable future throughout all or a
significant portion of its range. A
‘‘threatened species’’ is not presently in
danger of extinction, but is likely to
become so in the foreseeable future. The
primary statutory difference between a
threatened species and an endangered
species is the timing of when a species
is in danger of extinction, either
presently (endangered) or in the
foreseeable future (threatened).
Authority: 16 U.S.C. 1531 et seq.
Dated: May 24, 2017.
Alan D. Risenhoover,
Acting Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2017–11157 Filed 5–30–17; 8:45 am]
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BILLING CODE 3510–22–P
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XC969
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing—Acoustic
Threshold Levels for Onset of
Permanent and Temporary Threshold
Shifts
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; request for comments.
AGENCY:
The National Marine
Fisheries Service (NMFS) seeks public
comment to assist the Secretary of
Commerce’s review of NMFS’ August
2016 Technical Guidance for Assessing
the Effects of Anthropogenic Sound on
Marine Mammal Hearing: Underwater
Acoustic Thresholds for Onset of
Permanent and Temporary Threshold
Shifts (Technical Guidance), pursuant to
section 10 of Presidential Executive
Order (EO) 13795, Implementing an
America-First Offshore Energy Strategy
(April 28, 2017).
DATES: Comments must be received by
July 17, 2017.
ADDRESSES: The Technical Guidance is
available in electronic form via the
Internet at https://www.nmfs.noaa.gov/
pr/acoustics/. You may submit
comments by including NOAA–NMFS–
2013–0177, by either of the following
methods:
Federal e-Rulemaking Portal: Go to
www.regulations.gov/#!docketDetail;D=
NOAA-NMFS-2013-0177, click the
‘‘Comment Now!’’ icon, complete the
required fields, and enter or attach your
comments
Mail: Send comments to: Chief,
Marine Mammal and Sea Turtle
Conservation Division, Office of
Protected Resources, National Marine
Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910–
3226, Attn: Acoustic Guidance.
Instructions: NMFS may not consider
comments if they are sent by any other
method, to any other address or
individual, or received after the
comment period ends. All comments
received are a part of the public record
and NMFS will generally post for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address, etc.),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender is
SUMMARY:
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publicly accessible. NMFS will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous).
FOR FURTHER INFORMATION CONTACT:
Amy Scholik-Schlomer, Office of
Protected Resources, 301–427–8449,
Amy.Scholik@noaa.gov.
SUPPLEMENTARY INFORMATION:
Presidential Executive Order (EO)
13795, Implementing an America-First
Offshore Energy Strategy (82 FR 20815;
April 28, 2017), states in section 2 that
‘‘It shall be the policy of the United
States to encourage energy exploration
and production, including on the Outer
Continental Shelf, in order to maintain
the Nation’s position as a global energy
leader and foster energy security and
resilience for the benefit of the
American people, while ensuring that
any such activity is safe and
environmentally responsible.’’
Among the requirements of EO 13795
is section 10, which calls for a review
of NMFS’ Technical Guidance for
Assessing the Effects of Anthropogenic
Sound on Marine Mammal Hearing as
follows: ‘‘The Secretary of Commerce
shall review [NMFS’ Technical
Guidance] for consistency with the
policy set forth in Section 2 of this order
and, after consultation with the
appropriate Federal agencies, take all
steps permitted by law to rescind or
revise that guidance, if appropriate.’’
The 2016 Technical Guidance referred
to in EO 13795 is a technical document
that compiles, interprets, and
synthesizes scientific literature, to
produce updated thresholds for
assessing the effects of underwater
sound on marine mammal hearing. The
document provides updated received
levels, or acoustic thresholds, above
which individual marine mammals
under NMFS’ jurisdiction are predicted
to experience changes in their hearing
sensitivity (either temporary or
permanent) for all underwater humanmade sound sources. It is intended for
use by NMFS analysts and managers
and other relevant user groups and
stakeholders, including other Federal
agencies, when seeking to determine
whether and how their activities are
expected to result in hearing impacts to
marine mammals via acoustic exposure.
The Technical Guidance does not
represent the entirety of an impact
assessment but rather serves as one tool
to help evaluate a proposed action.
Mitigation and monitoring requirements
in connection with any permits or
authorizations issued by NMFS are
management decisions made in the
context of a proposed activity and a
comprehensive effects analysis as well
E:\FR\FM\31MYN1.SGM
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Agencies
[Federal Register Volume 82, Number 103 (Wednesday, May 31, 2017)]
[Notices]
[Pages 24944-24950]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-11157]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XF282
Endangered and Threatened Species; Listing and Recovery Priority
Guidelines
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice of availability and request for comment.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, are proposing to revise the Recovery Plan
Preparation and Implementation Priorities and Recovery Plans contained
in the 1990 Listing and Recovery Priority Guidelines. We propose to
revise the guidelines to better prioritize limited agency resources to
advance the recovery of threatened and endangered species guided by the
immediacy of the species' overall extinction risk, extent of
information regarding major threats, and certainty that management or
protective actions can be implemented successfully. We are not
proposing changes to the Listing, Reclassification, and Delisting
Priorities contained in the 1990 Listing and Recovery Priority
Guidelines. We have found those guidelines to be sufficient in
prioritizing listing actions and thus do not warrant a revision at this
time.
DATES: Comments on the proposed revision must be received by close of
business on June 30, 2017.
ADDRESSES: You may submit comments on this document, identified by
NOAA-NMFS-2017-0020 by either of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal e-Rulemaking Portal. Go to
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2017-0020. Click the
`Comment Now!'' icon, complete the required fields, and enter or attach
your comments.
Mail: Submit written comments to Therese Conant, National
Marine Fisheries Service, 1315 East-West Highway, Silver Spring, MD
20910.
Instructions: You must submit comments by one of the above methods
to ensure that we receive, document, and consider them. Comments sent
by any other method, to any other address or individual, or received
after the end of the comment period, may not be considered. All
comments received are a part of the public record and will generally be
posted for public viewing on https://www.regulations.gov without change.
All personal identifying information (e.g., name, address, etc.),
confidential business information, or otherwise sensitive information
submitted voluntarily by the sender will be publicly accessible. We
will accept anonymous comments (enter ``N/A'' in the required fields if
you wish to remain anonymous).
SUPPLEMENTARY INFORMATION:
Background
Section 4(f) of the Endangered Species Act (ESA) (16 U.S.C.
1533(f)) requires the Secretary to develop recovery plans for all
species listed pursuant to the ESA, unless he/she finds that such a
plan will not promote the recovery of the species. Section 4(h)
requires the Secretary to establish a system for developing and
implementing, on a priority basis, recovery plans under Section 4(f).
We finalized guidance for prioritizing recovery plan development and
implementation on June 15, 1990 (55 FR 24296). However, through our
application of the Recovery Plan Preparation and Implementation
Priorities and Recovery Plans (see parts `B' and `C' June 15, 1990 55
FR 24296), we have determined that the guidelines contain vague
definitions and lack sufficient detail regarding factors that should be
considered when evaluating threats and recovery potential. For these
reasons, we propose revisions to the Recovery Plan Preparation and
Implementation Priorities and Recovery Plan parts of the 1990 Listing
and Recovery Priority Guidelines.
The Listing, Reclassification, and Delisting Priorities can be
found in the original Federal Register notice (see part `A' June 15,
1990 55 FR 24296). The Listing, Reclassification, and Delisting
Priorities remain unchanged and will be repeated in the final notice
revising
[[Page 24945]]
parts B and Part C [to maintain the guidance in a single reference].
Proposed Revisions to Part B: Recovery Plan Preparation and
Implementation Priorities and Part C: Recovery Plans
Part B: Recovery Plan Preparation and Implementation Priorities
The proposed changes to the Recovery Plan Preparation and
Implementation Priorities are:
The current guidelines consist of 12 species priority
numbers. We propose to increase the number of species priority numbers
to 24 by redefining the `magnitude of threat' and `recovery potential'
criteria (see below);
The current guidelines consist of a first criterion--
magnitude of threat. Magnitude of threat is divided by three
categories: `high' meaning extinction is almost certain in the
immediate future because of a rapid population decline or habitat
destruction; `moderate' meaning the species will not face extinction if
recovery is temporarily held off, although there is a continuing
population decline or threat to its habitat; and `low' meaning a
population facing a short-term, self-correcting fluctuation, or the
impacts of the threats to the species' habitat are not fully known. We
propose to change the magnitude of threat criterion to a demographic
risk rank based on the species listing status (threatened or
endangered) and species' condition for productivity, spatial
distribution, diversity, abundance, or trends. The `high,' `moderate,'
and `low' categories are now based on whether the species is threatened
or endangered and whether it meets certain demographic risk conditions
(see Table 1 in the revised guidelines below). This proposed change
provides greater emphasis on the species' risk and more detail on the
factors considered in assigning the risk rank;
The current guidelines consist of a second criterion--
recovery potential. Recovery potential is based on how well biological
and ecological limiting factors and threats to the species' existence
are understood, and the extent of management actions needed. Recovery
potential is divided into two categories: `High' meaning limiting
factors and theats to the species are well understood and the needed
management actions are known and have a high probability of success;
and `low to moderate' meaning limiting factors or threats to the
species are poorly understood or if the needed management actions are
not known, are cost-prohibitive or are experimental with an uncertain
probability of success. We propose to redefine the recovery potential
by splitting the criterion into three components: (1) Whether the
origin of major threats is known and the species response to those
major threats is well understood; (2) whether the United States has
jurisdiction, authority, or influence to implement management or
protective actions to address major threats; and (3) the certainty that
management or protective actions will be effective. Each component has
a `high' or `low to moderate' category (see definitions in the revised
guidelines below). This proposed change improves the guidelines by
including U.S. jurisdiction or ability to influence recovery actions as
a consideration in recovery potential and providing greater detail in
the recovery potential definition;
The current guidelines include a third criterion--
conflict. Conflict reflects the ESA section 4(f)(1)(A) requirement that
recovery priority be given to those species that are, or may be, in
conflict with construction or other developmental projects or other
forms of economic activity. We propose to revise the guidelines by
considering all ESA-listed marine and anadromous species to be in
conflict with activities related to construction or other developmental
projects, or other forms of economic activity. We are unaware of any
ESA-listed species under our authority that is not considered, either
directly or indirectly, to be in conflict to some degree with an
economic activity. We are therefore reasonably certain that any species
under NMFS jurisdiction that may be listed in the future will be in
similar conflict. As a result, conflict, is not considered further in
the proposed guidance; and
The current guidelines contain three recovery task
priorities defined as: Number 1--an action that must be taken to
prevent extinction or to identify those actions necessary to prevent
extinction; Number 2--an action that must be taken to prevent a
significant decline in population numbers, habitat quality, or other
significant negative impacts short of extinction; and number 3--all
other actions necessary to provide for full recovery of the species. We
propose to add two additional priority numbers: Number 4--actions that
are not linked to downlisting and/or delisting criteria and are not
needed for ESA recovery, but are needed to facilitate post-delisting
monitoring, such as the development of a post-delisting monitoring plan
that provides monitoring design (e.g., sampling error estimates); and
number 0--actions that are not needed for ESA recovery but that would
advance broader goals beyond delisting. Other actions include, for
example, other legislative mandates or social, economic, and ecological
values (see Table 3 in the revised guidelines below).
Part C. Recovery Plans
The current guidelines specify that as recovery plans are
developed, specific recovery tasks are identified and prioritized
according to the criteria in the part B Recovery Plan Preparation and
Implementation Priorities of the 1990 Listing and Recovery Priority
Guidelines. We have updated the entire section to reflect the new
proposed prioritization scheme outlined below.
New Proposed Part B: Recovery Plan Preparation and Implementation
Priorities
The objective of these guidelines is to implement a policy to
prioritize limited agency resources to advance the recovery of
threatened and endangered species guided by the immediacy of the
species' overall extinction risk, extent of information regarding major
threats, and certainty that management and protective actions can be
implemented successfully. To achieve the objective, we identified the
following general principles for prioritizing recovery plan development
and implementation:
Endangered species are a higher priority than threatened
species because of the immediacy of the extinction risk;
Species with more severe demographic risks are a higher
priority because they are at greater risk of extinction;
Species for which major threats are well understood are a
higher priority because in such cases, effective objective, measureable
recovery criteria, and site-specific management or protective actions
are more likely to be identified for that species;
Species for which major threats are primarily under U.S.
authority, or for which the United States can influence the abatement
of such threats through international mechanisms (e.g., treaties,
conventions, and agreements), are a higher priority because we have
greater influence over the outcome; and
Species for which there exists possible management or
protective actions to address major threats that are not novel or
experimental, are technically feasible, and have been successful at
removing, reducing, or mitigating effects of major threats are a higher
priority, because these actions are more likely to be effective at
advancing recovery.
The process to prioritize recovery planning and implementation
consists of four steps--(1) identify a category of demographic risk
based on the listing
[[Page 24946]]
status and species' condition related to productivity, spatial
distribution, diversity, abundance, and trends (Step 1; Table 1); (2)
identify categories for three components of recovery potential (Step
2); (3) based on results of steps 1 and 2, assign a recovery priority
for recovery plan development and implementation (Step 3; Table 2); and
(4) assign priority rankings to recovery actions within the recovery
plan (Step 4; Table 3). This prioritization process reflects a logical
sequence for recovery plan development and implementation for a
species: First, identify the species' risk; second develop the recovery
plan; and third, implement the priority actions and monitor and
evaluate progress. As new information is obtained through the
monitoring and evaluation process, recovery plans will be updated or
revised as described in the NMFS and U.S. Fish and Wildlife Service'
Interim Endangered and Threatened Species Recovery Planning Guidance
Version 1.3 (https://www.nmfs.noaa.gov/pr/laws/esa/policies.htm).
Step 1. Identify a Demographic Risk Category
As a first step, we categorize the severity of an ESA-listed
species' extinction risk based on the productivity, spatial
distribution, diversity, and abundance of the species. We assess the
species' demographic risk based on information on past threats that
have contributed to the species' current status and the biological
response of the species to present and future threats. The severity of
a species' demographic risk, relative to all species under our
jurisdiction, will inform how we prioritize resources toward recovery
plan development and implementation.
Depending on the listing status (endangered or threatened), we
consider each Demographic Risk Category--productivity, spatial
distribution, diversity, and abundance (Table 1; column 1) and the
associated risk condition described in column 2 (Table 1; column 2).
The risk condition is met when the listed entity (i.e., species,
subspecies, or Distinct Population Segment) is considered at risk for
that category. For example, populations or subpopulations within a
listed entity may vary in terms of their productivity. Some may be at
or below depensation, while others are stable and healthy. In those
cases, we consider which population(s) contributes most substantially
to the overall viability of the listed entity. If certain populations
or subpopulations are at or below depensation and are so important to
the listed entity that their loss would substantially increase the
listed entity's extinction risk, then the risk condition applies.
If an endangered species meets any of the risk conditions in column
2 (Table 1), then the species is considered a HIGH demographic risk,
regardless of its population trend. If an endangered species does not
meet any of the risk conditions in column 2 (Table 1), then population
trend information is used to categorize the demographic risk--e.g.,
HIGH if the population trend is declining or unknown, MODERATE or HIGH
if the trend is mixed, and MODERATE if the trend is stable, or
increasing. For a mixed population trend, a HIGH rating should be
assigned if key populations are declining such that their continued
decline would contribute substantially to the listed entity achieving
the adverse risk conditions described in Table 1, otherwise a MODERATE
rating should be assigned for mixed population trends.
If a threatened species meets any of the risk conditions in column
2 (Table 1), the species is assigned a MODERATE demographic risk,
regardless of its population trend. If a threatened species does not
meet any of the risk conditions in column 2 (Table 1), its population
trend is used to assign the demographic risk--e.g., MODERATE if the
trend is declining or unknown, LOW or MODERATE if the trend is mixed,
and LOW if the trend is stable, or increasing. For a mixed population
trend, a MODERATE rating should be assigned if key populations are
declining such that their continued decline would contribute
substantially to the listed entity achieving the adverse risk
conditions described in Table 1, otherwise a LOW should be assigned for
mixed population trends.
We report the species' population trends biennially to Congress
pursuant to section 4(f)(3). To ensure consistency with what we report
to Congress and how we set priorities for recovery planning and
implementation, we will apply the following general guidelines:
Use a minimum of 3 or more abundance estimates for key
population(s) over 10 year period or, depending on taxa (e.g., sea
turtles), all available data years (>3 data points) for trend
estimation.
1. Increasing: The species (includes consideration of all
population units that make up the species `as-listed') shows measurably
higher numbers from assessment to assessment.
2. Stable: The species shows no measurable increase or decrease
over the period of time between assessments.
3. Decreasing: The species shows measurably lower numbers from
assessment to assessment.
4. Mixed: Mixed is a designation reserved for species with multiple
populations, and species are considered mixed if there are at least 3
data points and the criteria for increasing, decreasing, and stable are
not met.
5. Unknown: The species has fewer than 3 data points over a 10 year
period to estimate trends or there is uncertainty over data quality.
Table 1--Severity of Species' Demographic Risk
----------------------------------------------------------------------------------------------------------------
Demographic risk rank \1\
Demographic risk category Risk condition -----------------------------------------------------
Endangered Threatened
----------------------------------------------------------------------------------------------------------------
Productivity...................... At or below If any one of these risk If any one of these risk
Spatial distribution.............. depensation. conditions is met, the conditions is met, the
Limited/fragmented ranking is HIGH. If not, ranking is MODERATE. If
Spatial Distribution; use the Trend not, use the Trend
vulnerable to information below to information below to
catastrophe. determine rank. determine rank.
Diversity......................... Low genetic and
phenotypic diversity
severely limiting
adaptive potential.
Abundance......................... One, or a few, small
population(s) or
subpopulations.
Trends............................ Decreasing Trend/ HIGH..................... MODERATE.
Unknown.
Mixed Trend........... HIGH/MODERATE............ MODERATE/LOW.
Stable Trend.......... MODERATE................. LOW.
[[Page 24947]]
Increasing Trend...... MODERATE................. LOW.
----------------------------------------------------------------------------------------------------------------
\1\ For those species with recovery plans, the endangered or threatened category may be applied to a species
currently not listed as such if NMFS has recommended a reclassification through a 5-year review or proposed
rule.
Step 2. Identify Categories of Recovery Potential
In Step 2, we evaluate a species' recovery potential. We have
defined recovery potential to include three components: (1) Whether the
origin of major threats is known and the species response to those
major threats is well understood; (2) whether the United States has
jurisdiction, authority, or influence to implement management or
protective actions to address major threats; and (3) the certainty that
management or protective actions will be effective. Each of the three
components is considered to be ``High'' or ``Low to Moderate'' based on
the following definitions:
Recovery Potential Component 1: Major Threats Well Understood
High: Natural and man-made threats that have a major
impact on the species' ability to persist have been identified, and the
species' response to those threats are well understood. Data needs to
fill knowledge gaps on major threats that have an impact on the
species' ability to persist are minimal.
Low to Moderate: Natural and man-made threats that have or
are believed to have a major impact on the species' ability to persist
may not have been identified, and/or the species' response to those
major threats are not well understood. Data needs to fill knowledge
gaps on major threats that have or are believed to have an impact on
the species' ability to persist are substantial.
Recovery Potential Component 2: U.S. Jurisdiction, Authority, or
Influence Exists for Management or Protective Actions To Address Major
Threats
High: Management or protective actions to address major
threats are primarily under U.S. authority or the United States can
influence the abatement of major threats through existing international
mechanisms (e.g., treaties, conventions, and agreements).\1\ This also
applies to transnational species that spend only a portion of their
life cycle in U.S. waters, but major threats can be addressed by U.S.
actions during that portion of their life cycle. Where climate change
impacts are a major threat and necessary actions to abate the threat
are global in nature, management or protective actions under U.S.
authority to address a threat that would help offset the impacts of
climate change would fall into this category.
---------------------------------------------------------------------------
\1\ Including in the U.S. territorial sea, Exclusive Economic
Zone and the high seas.
---------------------------------------------------------------------------
Low to Moderate: Management or protective actions to
address major threats are mainly outside U.S. authority or ability to
influence the abatement of major threats in other waters through
existing international mechanisms (e.g., treaties, conventions, and
agreements).
Recovery Potential Component 3: Certainty That Management or Protective
Actions Will Be Effective
High: Management or protective actions do not use novel or
experimental techniques, are technically feasible, and have been
successful at removing, reducing or mitigating effects of major
threats. Where climate change impacts are a major threat and actions to
abate the threat are global, then management or protective actions
under U.S. authority that effectively address a threat to help offset
the impacts of climate change would fall into this category.
Demonstrated success may be incremental on a small scale or with a few
individuals, and can be demonstrated through surrogate species. For
species with current recovery plans, high certainty of effectiveness
may be measured on the basis of individual recovery actions. If there
are multiple recovery actions needed to address a major threat that
impedes recovery, not all need to fit the criteria of high certainty of
effectiveness. If there are multiple major threats, only one major
threat needs to meet the high level of certainty to be assigned this
category.
Low to Moderate: Management or protective actions, if
known, may be novel or experimental, may not be technically feasible,
and have less certainty of removing, reducing, or mitigating effects of
major threats.
Step 3. Assign Recovery Priority Number for Plan Development and
Implementation
In Step 3, we combine the results of the Demographic Risk Rank
(Step 1) and Recovery Potential (Step 2) to assign Recovery Priority
numbers, which will be used to prioritize resources for recovery plan
development and implementation. We assign the greatest weight to
demographic risk (Table 2; column 1), because species with more severe
demographic risks are at greater risk of extinction. Although
demographic risk is the most important factor to consider in assigning
a Recovery Priority number, the species' recovery potential is also an
important factor. For example, a species with a HIGH demographic risk
and a low recovery potential for all three components (major threats
understood, management actions exist under U.S. authority or influence
to abate major threats, and certainty that actions will be effective)
will be a lower priority than a species with a MODERATE or LOW
demographic risk and a high recovery potential.
For Recovery Potential (Table 2; Columns 2, 3, and 4), we assign
the weights as follows:
1. The greatest weight is given to when major threats are well
understood. In order to identify effective management or protective
actions, we need to understand the threats that impact the species'
ability to persist;
2. The second greatest weight is given to management or protective
actions under U.S. authority or ability to influence the abatement of
major threats. We acknowledge that management or protective actions
outside of U.S. authority exist and may greatly influence recovery
progress for transnational species that spend a portion of their life
history within U.S. waters. However, for the purposes of prioritizing,
we assign a greater weight to those species and recovery plans for
which recovery actions are or are expected to be mainly under U.S.
authority because this is where we have the greatest influence to
implement recovery actions;
3. The lowest weight is given to the certainty that management or
protective
[[Page 24948]]
actions will be effective, because the likelihood of effectiveness
depends on whether sufficient knowledge of threats to develop actions
exists and are under U.S. authority or ability to influence
implementation of such actions;
Table 2--Recovery Priority for Recovery Plan Development and Implementation
----------------------------------------------------------------------------------------------------------------
Recovery potential
---------------------------------------------------------------
U.S. Jurisdiction,
authority, or
Demographic risk \a\ influence exists Certainty that Recovery
Major threats are for management or management or priority
well understood protective actions protective actions
to address major will be effective
threats
----------------------------------------------------------------------------------------------------------------
HIGH............................. High............... High............... High............... 1
HIGH............................. High............... High............... Low to Moderate.... 2
HIGH............................. High............... Low to Moderate.... High............... 3
MODERATE......................... High............... High............... High............... 4
HIGH............................. Low to Moderate.... High............... High............... 5
HIGH............................. High............... Low to Moderate.... Low to Moderate.... 6
MODERATE......................... High............... High............... Low to Moderate.... 7
LOW.............................. High............... High............... High............... 8
HIGH............................. Low to Moderate.... High............... Low to Moderate.... 9
MODERATE......................... High............... Low to Moderate.... High............... 10
LOW.............................. High............... High............... Low to Moderate.... 11
HIGH............................. Low to Moderate.... Low to Moderate.... High............... 12
MODERATE......................... Low to Moderate.... High............... High............... 13
MODERATE......................... High............... Low to Moderate.... Low to Moderate.... 14
LOW.............................. High............... Low to Moderate.... High............... 15
HIGH............................. Low to Moderate.... Low to Moderate.... Low to Moderate.... 16
MODERATE......................... Low to Moderate.... High............... Low to Moderate.... 17
LOW.............................. Low to Moderate.... High............... High............... 18
LOW.............................. High............... Low to Moderate.... Low to Moderate.... 19
MODERATE......................... Low to Moderate.... Low to Moderate.... High............... 20
LOW.............................. Low to Moderate.... High............... Low to Moderate.... 21
MODERATE......................... Low to Moderate.... Low to Moderate.... Low to Moderate.... 22
LOW.............................. Low to Moderate.... Low to Moderate.... High............... 23
LOW.............................. Low to Moderate.... Low to Moderate.... Low to Moderate.... 24
----------------------------------------------------------------------------------------------------------------
\a\ Demographic Risk Rank was determined in Table 1. HIGH or MODERATE may be an Endangered species and MODERATE
or LOW may be a Threatened species (see Table 1).
Step 4. Assign Recovery Action Priority
In Step 4, we prioritize recovery actions contained in a recovery
plan. NMFS will assign recovery action priorities of 1 to 4 based on
the criteria described below. Assigning priorities does not imply that
some recovery actions are not important; instead, it simply means that
they may be deferred while higher priority recovery actions are being
implemented. All recovery actions will be assigned priorities based on
the following:
Priority 1 Actions: These are the recovery actions that must be
taken to prevent extinction and often require urgent implementation.
Because threatened species by definition are likely to become an
endangered species within the foreseeable future and are presently not
in danger of extinction, Priority 1 should be given primarily to
recovery actions for species ranked as HIGH demographic risk in Table
1. The use of Priority 1 recovery actions in a recovery plan for a
species with MODERATE demographic risk should be done judiciously and
thoughtfully. Even the highest priority actions within a particular
plan will not be assigned a Priority 1 ranking unless they are actions
necessary to prevent a species from becoming extinct or are research
actions to fill knowledge gaps and identify management actions
necessary to prevent extinction. Therefore, some plans will not have
any Priority 1 actions.
Priority 2 Actions: These are actions to remove, reduce, or
mitigate major threats or fill knowledge gaps and prevent continued
population decline, but their implementation is less urgent than
Priority 1 actions.
Priority 3 Actions: These are all actions that should be taken to
remove, reduce, or mitigate any remaining threats and ensure the
species can maintain an increasing or stable population to achieve
delisting criteria, including monitoring to demonstrate achievement of
demographic criteria.
Priority 4 Actions: These are actions that are not linked to
downlisting and/or delisting criteria and are not needed for ESA
recovery, but are needed to facilitate post-delisting monitoring, such
as the development of a post-delisting monitoring plan that provides
monitoring design (e.g., sampling error estimates). Some of these
actions may carry out post-delisting monitoring.
Priority 0 Other Actions: These are actions that are not needed for
ESA recovery but that would advance broader goals beyond delisting.
Other actions include, for example, other legislative mandates or
social, economic, and ecological values. These actions are given a zero
priority number because they do not fall within the priorities for
delisting the species, yet the numeric value allows tracking these
types of actions in the NMFS' Recovery Action Mapping Tool Database.
We must avoid assigning recovery actions a higher priority than is
warranted. For example, threatened species by definition are likely to
become an endangered species within the foreseeable future and are
presently not in danger of extinction; thus a Priority 1 would likely
not apply to recovery actions for a threatened species. Even the
highest priority actions within a particular plan should not be
assigned a Priority 1 ranking unless they are actions necessary to
prevent a species from becoming extinct or are research actions to fill
knowledge gaps and identify management actions necessary to prevent
extinction. Therefore, some plans will not have any
[[Page 24949]]
Priority 1 actions. At the same time, we also need to be careful not to
assign a lower priority than is warranted, simply because an action is
but one component of a larger effort that must be undertaken. For
instance, there is often confusion as to whether a research action can
be assigned a Priority of 1 since, in and of itself, it will not
prevent extinction. However, the outcome of a research project may
provide critical information necessary to initiate a protective action
to prevent extinction (e.g., applying the results of a genetics study
to a captive propagation program for a seriously declining species) and
would warrant Priority 1 status.
Most actions will likely be Priority 2 or 3, since the majority of
actions will likely contribute to preventing further declines of the
species, but may not prevent extinction. This system recognizes the
need to work toward the recovery of all listed species, not simply
those facing the highest magnitude of threat. In general, NMFS intends
that Priority 1 actions will be addressed before Priority 2 actions and
Priority 2 actions before Priority 3 actions, etc. But we also
recognize that some lower priority actions may be implemented before
Priority 1 actions, for example because a partner is interested in
implementing a lower priority action, because a Priority 1 action is
not currently possible (e.g., there is lack of political support for
the action), or because implementation of the Priority 1 action may
take many years.
For some species, especially those with complicated recovery
programs involving many actions, it may be useful to assign sub-
priorities within these categories, e.g., Priority 2a, Priority 2b,
Priority 2c. If sub-priorities are assigned, a definition of, and
criteria for, each sub-priority should be provided in the recovery
plan.
Table 3--Recovery Plan Recovery Action Priority Numbers
------------------------------------------------------------------------
Priority Description
------------------------------------------------------------------------
1...................... Actions that must be taken to prevent
extinction, including research actions to
identify those actions that must be taken to
prevent extinction.
2...................... Actions that must be taken to prevent a
significant decline in species population/
habitat quality or in some other significant
negative impact short of extinction. This
includes research actions to identify those
actions that must be taken to prevent such
impacts.
3...................... Remaining actions that must be taken to achieve
delisting criteria, including monitoring to
demonstrate achievement of demographic
criteria.
4...................... Actions necessary to facilitate post-delisting
monitoring.
0...................... All other actions that are not required for ESA
recovery but that would advance broader goals
beyond delisting.
------------------------------------------------------------------------
Process for Applying the Revised Part B: Recovery Plan Preparation and
Implementation Priorities
The lead NMFS Region or Headquarters will identify a species'
Recovery Priority number (Step 3; Table 2) by assessing the species'
Demographic Risk Category (Step 1; Table 1) and Recovery Potential
(Step 2) and apply it to the Recovery Priority (Step 3; Table 2). Where
multiple NMFS Regions are involved, the lead region or headquarters
office will coordinate with all NMFS regions involved to reach
consensus on the Demographic Risk Category, Recovery Potential, and
Recovery Priority. Application of these guidelines to assess recovery
priority relative to all species within our jurisdiction will be done
on a biennial basis as part of the report to Congress (section 4(f)(3))
and through the 5-year review process (section 4(c)(2)). We anticipate
the recovery prioritization to be a dynamic process--as more
information is made available through research and monitoring about
demographic risk, limiting factors and threats, the species could move
up or down the priority scale depending on whether the new information
reveals there are management or protective actions that can be
implemented and be effective at recovering the species.
Recovery Action Priority Numbers will be assigned to each recovery
action when the recovery plan is developed, revised, or updated. These
revised guidelines will apply only to plans that are developed,
revised, or updated after the finalization of these guidelines. As the
results of research or monitoring of recovery implementation become
available, the Recovery Action Priority Numbers can be modified through
plan updates or revisions to address changing priorities based on this
new information.
Proposed Revisions to Part C: Recovery Plans
NMFS believes that periodic review of and updates to recovery plans
and tracking recovery efforts are important elements of a successful
recovery program. As we develop recovery plans for each species,
specific recovery actions are identified and prioritized according to
the criteria discussed above. This prioritization process recognizes
that recovery plans should be viewed as living documents, and that
research and monitoring, planning, and implementation describe a cycle
of adaptive implementation of recovery actions for ESA-listed species.
Even after recovery planning is complete and the plan is being
implemented, key information gaps and uncertainties should constantly
be evaluated. Research and monitoring results should inform recovery
plan changes and refine strategies to implement recovery actions. The
recovery action priority ranking, together with the species recovery
priority, will be used to set priorities for funding and implementation
of individual recovery actions.
Definitions
For purposes of this guidance only, the below terms have the
following meanings:
Endangered species: Any species that is in danger of extinction
throughout all or a significant portion of its range. NMFS interprets
an ``endangered species'' to be one that is presently in danger of
extinction.
Demographic Risk: Characteristics of a population (productivity,
spatial distribution, diversity, abundance, and population trend) that
are indicators of the species ability to persist.
Depensation: The effect on a population whereby, due to certain
causes, a decrease in the breeding population leads to reduced
production and survival of eggs or offspring.
Foreseeable future: For purposes of this guidance, the
``foreseeable future'' describes the extent to which the Secretary can,
in making determinations about the future conservation status of the
species, reasonably rely on predictions about the future (Department of
the Interior Solicitor's Memorandum M-37021, ``The Meaning
[[Page 24950]]
of `Foreseeable Future' in Section 3(20) of the Endangered Species
Act''(Jan. 16, 2009)). The time period that constitutes the foreseeable
future is case-specific and should consider the life history of the
species, habitat characteristics, availability of data, kinds of
threats, ability to predict threats and their impacts, and the
reliability of models used to forecast threats over that ``foreseeable
future.''
Major Threat: A `major' threat is defined as a threat whose scope,
immediacy, and intensity results in a response by the species that
prevents the improvement of its status to the point that such species
may not be reclassified or delisted based on the factors set out in
section 4(a)(1) of the ESA. Conversely, non-major threats are those
threats whose scope, immediacy, and intensity results in a response by
the species but singularly or cumulatively do not prevent the
improvement of its status to the point that such species may be
reclassified or delisted based on the factors set out in section
4(a)(1) of the ESA.
Technically Feasible: Technically feasible refers to the
scientific, engineering, and operational aspects of management or
protective actions that are capable of being implemented.
Threatened species: Any species which is likely to become an
endangered species within the foreseeable future throughout all or a
significant portion of its range. A ``threatened species'' is not
presently in danger of extinction, but is likely to become so in the
foreseeable future. The primary statutory difference between a
threatened species and an endangered species is the timing of when a
species is in danger of extinction, either presently (endangered) or in
the foreseeable future (threatened).
Authority: 16 U.S.C. 1531 et seq.
Dated: May 24, 2017.
Alan D. Risenhoover,
Acting Deputy Assistant Administrator for Regulatory Programs, National
Marine Fisheries Service.
[FR Doc. 2017-11157 Filed 5-30-17; 8:45 am]
BILLING CODE 3510-22-P