Energy Conservation Program: Energy Conservation Standards for Miscellaneous Refrigeration Products, 24214-24218 [2017-10867]
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Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Rules and Regulations
Daniel Cohen
Assistant General Counsel
Department of Energy
Washington, DC 20585
Dear Assistant General Counsel Cohen:
I am responding to your January 13, 2017,
letter seeking the views of the Attorney
General about the potential impact on
competition of proposed energy conservation
standards for residential central air
conditioners and heat pumps. Your request
was submitted under Section
325(o)(2)(B)(i)(V) of the Energy Policy and
Conservation Act, as amended (ECPA), 42
U.S.C. 6295(o)(2)(B)(i)(V) and 43 U.S.C.
6316(a), which requires the Attorney General
to make a determination of the impact of any
lessening of competition that is likely to
result from the imposition of proposed
energy conservation standards. The Attorney
General’s responsibility for responding to
requests from other departments about the
effect of a program on competition has been
delegated to the Assistant Attorney General
for the Antitrust Division in 28 CFR § 0.40(g).
In conducting its analysis, the Antitrust
Division examines whether a proposed
standard may lessen competition, for
example, by substantially limiting consumer
choice or increasing industry concentration.
A lessening of competition could result in
higher prices to manufacturers and
consumers.
We have reviewed the proposed standards
contained in the Direct Final Rule (82 Fed.
Reg. 1786, January 6, 2017). We have also
reviewed supplementary information
submitted to the Attorney General by the
Department of Energy. Based on this review,
our conclusion is that the proposed energy
conservation standards for residential central
air conditioners and heat pumps are unlikely
to have a significant adverse impact on
competition.
Sincerely,
Brent Snyder.
Issued in Washington, DC, on May 22,
2017.
Daniel R Simmons,
Acting Assistant Secretary, Energy Efficiency
and Renewable Energy.
RIN 1904–AC51
Appendix
AGENCY:
miscellaneous refrigeration products.
DOE has determined that the comments
received in response to that direct final
rule do not provide a reasonable basis
for withdrawing it. Therefore, DOE is
providing notice confirming the
adoption of the energy conservation
standards established in that direct final
rule and announces the effective date of
those standards.
DATES: The direct final rule for
miscellaneous refrigeration products
published on October 28, 2016 (81 FR
75194) became effective on February 27,
2017. Compliance with the new
standards in the direct final rule will be
required on October 28, 2019, as set
forth in Table II.1 and Table II.2 in
section II of the Supplementary
Information section of this document.
ADDRESSES: The docket for this
rulemaking, which includes Federal
Register notices, public meeting
attendee lists and transcripts,
comments, and other supporting
documents/materials, is available for
review at www.regulations.gov. All
documents in the docket are listed in
the www.regulations.gov index.
However, not all documents listed in
the index may be publicly available,
such as information that is exempt from
public disclosure.
The docket Web page can be found at
https://www.regulations.gov/
#!docketDetail;D=EERE-2011-BT-STD0043. The docket Web page contains
simple instructions on how to access all
documents, including public comments,
in the docket.
For further information on how to
review the docket, contact the
Appliance and Equipment Standards
Program staff at (202) 586–6636 or by
email: ApplianceStandardsQuestions@
ee.doe.gov.
FOR FURTHER INFORMATION CONTACT:
Joseph Hagerman, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Office, EE–5B, 1000
Independence Avenue SW.,
Washington, DC 20585–0121.
Telephone: (202) 586–4549. Email:
ApplianceStandardsQuestions@
ee.doe.gov.
SUPPLEMENTARY INFORMATION:
On October 28, 2016, the U.S.
Department of Energy (‘‘DOE’’)
published in the Federal Register a
direct final rule to establish new energy
conservation standards for
I. Authority
As amended by the Energy Efficiency
Improvement Act of 2015, Public Law
114–11 (April 30, 2105), the Energy
Policy and Conservation Act (‘‘EPCA’’
or, in context, ‘‘the Act’’), Public Law
94–163 (42 U.S.C. 6291–6309, as
codified), authorizes DOE to issue a
direct final rule establishing an energy
conservation standard for a product on
prescribed under 42 U.S.C. 6295(o), did
not change the results of DOE’s
analyses. Accordingly, while the
inclusion of these values helped in
providing additional detail regarding
the impacts from the rule, those details
played no role in determining the
outcome of DOE’s decision under EPCA.
VI. National Environmental Policy Act
Pursuant to the National
Environmental Policy Act of 1969
(‘‘NEPA’’), DOE has determined that this
direct final rule fits within the category
of actions included in Categorical
Exclusion (‘‘CX’’) B5.1 and otherwise
meets the requirements for application
of a CX. See 10 CFR part 1021, App. B,
B5.1(b); 1021.410(b) and Appendix B,
B(1)–(5). This rule fits within the
category of actions because it is a
rulemaking establishing energy
conservation standards for consumer
products or industrial equipment, and
for which none of the exceptions
identified in CX B5.1(b) apply.
Therefore, DOE has made a CX
determination for this rulemaking, and
DOE does not need to prepare an
Environmental Assessment or
Environmental Impact Statement for
them. DOE’s CX determination that
applies to this direct final rule is
available at https://energy.gov/nepa/
categorical-exclusion-cxdeterminations-cx.
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VII. Conclusion
In summary, based on the discussion
above, DOE has determined that the
comments received in response to the
direct final rule for new energy
conservation standards for CAC and HPs
do not provide a reasonable basis for
withdrawal of the direct final rule. As
a result, the energy conservation
standards set forth in this direct final
rule became effective on May 8, 2017.
Compliance with the standards
articulated in this direct final rule will
be required on January 1, 2023.
[The following letter will not appear in the
Code of Federal Regulations]
U.S. DEPARTMENT OF JUSTICE
Antitrust Division
BRENT SNYDER
Acting Assistant Attorney General
Main Justice Building
950 Pennsylvania Avenue, N.W.
Washington, D.C. 20530–0001
(202) 514–2401/(202) 616–2645 (Fax)
March 7, 2017
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[FR Doc. 2017–10869 Filed 5–25–17; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
10 CFR Part 430
[EERE–2011–BT–STD–0043]
Energy Conservation Program: Energy
Conservation Standards for
Miscellaneous Refrigeration Products
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Confirmation of effective date
and compliance date for direct final
rule.
SUMMARY:
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Federal Register / Vol. 82, No. 101 / Friday, May 26, 2017 / Rules and Regulations
receipt of a statement submitted jointly
by interested persons that are fairly
representative of relevant points of view
(including representatives of
manufacturers of covered products,
States, and efficiency advocates) as
determined by the Secretary of Energy
(‘‘Secretary’’). That statement must
contain recommendations with respect
to an energy or water conservation
standard that are in accordance with the
provisions of 42 U.S.C. 6295(o) or 42
U.S.C. 6313(a)(6)(B), as applicable. A
notice of proposed rulemaking
(‘‘NOPR’’) that proposes an identical
energy efficiency standard must be
published simultaneously with the
direct final rule and a public comment
period of at least 110 days provided. 42
U.S.C. 6295(p)(4). Not later than 120
days after issuance of the direct final
rule, if DOE receives one or more
adverse comments or an alternative joint
recommendation is received relating to
the direct final rule, the Secretary must
determine whether the comments or
alternative recommendation may
provide a reasonable basis for
withdrawal under 42 U.S.C. 6295(o) or
other applicable law.
When making a determination
whether to withdraw a direct final rule,
DOE considers the substance, rather
than the quantity, of comments. To this
end, DOE weighs the substance of any
adverse comment(s) received against the
anticipated benefits of the consensus
recommendations and the likelihood
that further consideration of the
comment(s) would change the results of
the rulemaking. DOE notes that to the
extent an adverse comment had been
previously raised and addressed in the
rulemaking proceeding, such a
submission will not typically provide a
basis for withdrawal of a direct final
rule. If the Secretary makes such a
determination, DOE must withdraw the
direct final rule and proceed with the
simultaneously published NOPR. DOE
must publish in the Federal Register the
reasons why the direct final rule was
withdrawn.
DOE determined that it did not
receive any adverse comments
providing a basis for withdrawal as
described above for the direct final rule
that is the subject of this document—
miscellaneous refrigeration products
(‘‘MREFs’’). As such, DOE did not
withdraw this direct final rule and
allowed it to become effective. Although
not required under EPCA, DOE
customarily publishes a summary of the
comments received during the 110-day
comment period and its responses to
those comments.1 This document
contains such a summary, as well as
DOE’s responses to those comments.
II. Miscellaneous Refrigeration
Products Direct Final Rule
A. Background
During the rulemaking proceeding to
consider new energy conservation
standards for MREFs, DOE received a
statement submitted by an Appliance
Standards and Rulemaking Federal
Advisory Committee (‘‘ASRAC’’)
negotiated rulemaking working group
for MREFs (the ‘‘MREF Working Group’’
or, in context, the ‘‘Working Group’’).
The MREF Working Group consisted of
15 members, including two members
from ASRAC and one DOE
representative, with the balance
comprising representatives of
manufacturers of the covered products
at issue, efficiency advocates, and a
utility representative. The MREF
Working Group submitted to ASRAC
two Term Sheets, one of which
contained recommendations with
respect to new energy conservation
standards for MREFs that, in the
commenters’ view, would satisfy the
EPCA requirements at 42 U.S.C. 6295(o),
and ASRAC subsequently adopted these
consensus recommendations. (See
‘‘MREF Term Sheet’’, EERE–2011–BT–
STD–0043–0011).
Pursuant to 42 U.S.C. 6295(p)(4), the
Secretary must determine whether a
jointly submitted recommendation for
an energy or water conservation
standard is in accordance with 42 U.S.C.
6295(o) or 42 U.S.C. 6313(a)(6)(B), as
applicable. As stated in the direct final
rule, this determination is exactly the
type of analysis DOE conducts
whenever it considers potential energy
conservation standards pursuant to
EPCA. DOE applies the same principles
to any consensus recommendations it
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may receive to satisfy its statutory
obligation to ensure that any energy
conservation standard that it adopts
achieves the maximum improvement in
energy efficiency that is technologically
feasible and economically justified and
will result in significant conservation of
energy. Upon review, the Secretary
determined that the consensus
recommendations submitted in the
MREF Term Sheet comports with the
standard-setting criteria set forth under
42 U.S.C. 6295(o). Accordingly, the
consensus recommendation efficiency
levels, included as trial standard level
(‘‘TSL’’) 2 for coolers and TSL 1 for
combination cooler refrigeration
products, were adopted as the new
standard levels in the direct final rule.
81 FR 75194, 75252–75256 (Oct. 28,
2016).
As the relevant statutory criteria were
satisfied, the Secretary adopted the new
energy conservation standards for
MREFs set forth in the direct final rule.
These standards, which are expressed in
maximum allowable annual energy use
(‘‘AEU’’) in kilowatt-hours per year
(‘‘kWh/yr’’) as a function of the
calculated adjusted volume (‘‘AV’’) in
cubic feet (‘‘ft3’’), are set forth in Table
II.1 and Table II.2. The standards will
apply to all products listed in Table II.1
and Table II.2 that are manufactured in,
or imported into, the United States
starting on October 28, 2019. For a
detailed discussion of DOE’s analysis of
the benefits and burdens of the new
standards pursuant to the criteria set
forth in EPCA, please see the direct final
rule. 81 FR 75194 (Oct. 28, 2016).
As required by EPCA, DOE also
simultaneously published a NOPR
proposing the identical standard levels
contained in the direct final rule. 81 FR
74950 (Oct. 28, 2016). DOE considered
whether any comment received during
the 110-day comment period following
the direct final rule was sufficiently
‘‘adverse’’ as to provide a reasonable
basis for withdrawal of the direct final
rule and continuation of this rulemaking
under the NOPR. DOE subsequently
determined that it did not receive any
adverse comments that would provide a
reasonable basis for withdrawal.
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TABLE II.1—ENERGY CONSERVATION STANDARDS FOR COOLERS
Maximum allowable
AEU
(kWh/yr)
Product class
Built-in Compact ..........................................................................................................................................................................
Built-in.
1 See, e.g., Notice of effective date and
compliance dates for direct final rule, 76 FR 67037
(Oct. 31, 2011).
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7.88AV † + 155.8
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TABLE II.1—ENERGY CONSERVATION STANDARDS FOR COOLERS—Continued
Maximum allowable
AEU
(kWh/yr)
Product class
Freestanding Compact.
Freestanding.
† AV = Adjusted volume, in ft3, as calculated according to title 10 of the Code of Federal Regulations (‘‘CFR’’) part 430, subpart B, appendix A
(Appendix A).
TABLE II.2—ENERGY CONSERVATION STANDARDS FOR COMBINATION COOLER REFRIGERATION PRODUCTS
Product class description
Product class
designation *
Cooler with all-refrigerator—automatic defrost ............................................................................................
Built-in cooler with all-refrigerator—automatic defrost .................................................................................
Cooler with upright freezers with automatic defrost without an automatic icemaker ..................................
Built-in cooler with upright freezer with automatic defrost without an automatic icemaker ........................
Cooler with upright freezer with automatic defrost with an automatic icemaker .........................................
Built-in cooler with upright freezer with automatic defrost with an automatic icemaker .............................
Compact cooler with all-refrigerator—automatic defrost ..............................................................................
Built-in compact cooler with all-refrigerator—automatic defrost ..................................................................
C–3A ................
C–3A–BI ...........
C–9 ...................
C–9–BI .............
C–9I ..................
C–9I–BI ............
C–13A ..............
C–13A–BI †† ....
Maximum allowable
AEU
(kWh/yr)
4.57AV † + 130.4
5.19AV + 147.8
5.58AV + 147.7
6.38AV + 168.8
5.58AV + 231.7
6.38AV + 252.8
5.93AV + 193.7
6.52AV + 213.1
* These product classes are consistent with the current product classes established for refrigerators, refrigerator-freezers, and freezers. 10
CFR 430.32.
† AV = Adjusted volume, in ft3, as calculated according to 10 CFR part 430, subpart B, appendix A.
†† There is no current product class 13A–BI for refrigerators, refrigerator-freezers, or freezers.
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B. Comments on the MREF Direct Final
Rule
As discussed in section I of this
document, not later than 120 days after
issuance of the direct final rule, if DOE
receives either (1) one or more adverse
comments or (2) an alternative joint
recommendation relating to the direct
final rule within the prescribed 110-day
comment period, the Secretary must
determine whether the comments or
alternative recommendation may
provide a reasonable basis for
withdrawal under 42 U.S.C. 6295(o) or
other applicable law.
Of the five substantive comments
received in response to the direct final
rule, four were from interested parties
supporting the standard levels specified
in the direct final rule as well as the
process used to develop those
standards. (All comments are available
for public viewing at https://
www.regulations.gov/docket?D=EERE2011-BT-STD-0043.) Among these
commenters, three (two manufacturers
and an industry trade group) stated that
the direct final rule standards would
support the industry’s goal of achieving
a national marketplace for MREFs,
prevent a patchwork of State
regulations, and allow for future
harmonization with Canadian
regulations.2
2 DOE also received one comment from an
individual that asked which two rules DOE was
withdrawing to implement the direct final rule. See
Docket No. EERE–2011–BT–STD–0043–0127. This
comment appears to refer to a recent Executive
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Another interested party submitted
comments questioning the product
classes, standards, and analysis
included in the direct final rule. The
following sections discuss these specific
comments and DOE’s determination that
the comments do not provide a
reasonable basis for withdrawal of the
direct final rule.
1. Product Classes
The interested party who criticized
the rule commented that the product
class structure and corresponding
standards for coolers as specified in the
direct final rule are not reasonable. It
stated that vapor-compression products
(i.e. those products using a compressor/
condenser-based system) differ
significantly from other non-compressor
refrigeration products, such as
thermoelectric (i.e. semiconductorbased) or absorption refrigeration
products, in terms of testing and energy
efficiency. Accordingly, in its view,
DOE’s rule should have included
additional product classes to account for
these differences. As an example of this
approach, the interested party noted
Order that instructs Federal agencies to withdraw
two regulations for each new regulation they issue.
See 82 FR 9339 (Feb. 3, 2017) (Executive Order
13771—‘‘Reducing Regulation and Controlling
Regulatory Costs’’). The comment seeks clarification
as to which rules DOE will withdraw and generally
notes the need to rein in ‘‘regulatory overkill’’ by
the Federal government. Because this direct final
rule had already been issued three months prior to
the Executive Order’s signing, this rule falls outside
of its scope. This document serves solely to confirm
the direct final rule’s applicable compliance date.
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that the European Union’s Energy
Efficiency Directive No. 643/2009 and
testing standard EN 62552–2013 include
separate energy efficiency requirements
for vapor-compression and noncompressor refrigeration products.
As discussed in the direct final rule,
DOE considered whether separate
product classes for non-compressor
products were appropriate throughout
this rulemaking. In the preliminary
analysis, DOE did not identify any
unique consumer utility associated with
non-compressor refrigeration systems
that would justify separate product
classes for these products. The MREF
Working Group discussed the topic of
product classes, and agreed with DOE’s
determination from the preliminary
analysis. Following the Working Group
recommendation, DOE sought
additional information regarding the
consideration of non-compressor
products in a notice of data availability
(‘‘NODA’’). 80 FR 77589 (Dec. 15, 2015).
DOE did not receive any information in
response to the NODA indicating that
separate non-compressor product
classes would be justified.
Consequently, in the absence of any
information supporting the creation of
non-compressor-based classes, DOE
adopted the approach recommended by
the Working Group, which led to the
creation of the specific product classes
detailed in the direct final rule. See 81
FR 75194, 75196 (Oct. 28, 2016). See
also id. at 75209 (explaining the basis
for the specific classes adopted by DOE).
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While DOE acknowledges that noncompressor products differ from vaporcompression refrigeration products,
DOE was unable to determine any basis
on which separate product classes for
non-compressor products would be
appropriate. Under 42 U.S.C. 6295(q),
DOE may establish product classes for
groups of products that either: (1)
Consume a different kind of energy from
that consumed by other covered
products; or (2) have a capacity or other
performance-related feature which other
covered products do not have, and such
feature justifies a higher or lower
standard from that which applies to
other covered products. Noncompressor products consume electric
energy input, as do vapor-compression
products. DOE is also not aware of any
performance-related feature associated
with non-compressor products that
vapor-compression products do not also
offer. Accordingly, DOE maintains its
determination in the direct final rule
that separate product classes for noncompressor products are not
appropriate.
2. Cooler Standard
The interested party also argued that
the test methods for built-in and
freestanding products should be
different, with built-in products tested
in an enclosure leading to higher energy
consumption, and therefore a single
maximum allowable AEU is not
appropriate for both freestanding and
built-in cooler product classes.
The MREF test procedures in 10 CFR
part 430, subpart B, Appendix A
(‘‘Appendix A’’) require that both
freestanding and built-in products be
tested in a freestanding configuration.
Accordingly, Appendix A does not
specifically lead to higher energy
consumption for built-in products
compared to freestanding products.
Further, the standard levels specified in
the direct final rule are consistent with
those recommended by the MREF
Working Group. The Working Group
included multiple manufacturers,
including manufacturers of built-in
products, who determined that the same
maximum AEU was appropriate for both
built-in and freestanding coolers.
Therefore, DOE has determined that the
single maximum allowable AEU is
appropriate for both freestanding and
built-in coolers. Should DOE receive
information in the future demonstrating
that the test procedure requires
modification to better address built-in
products, DOE may revisit the test
procedure at that time.
The interested party also commented
that the cooler standard outlined in the
direct final rule is too stringent. It
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compared the direct final rule standard
level equation for coolers to the
equation previously established by the
California Energy Commission (‘‘CEC’’)
for coolers sold in California, and
concluded that the direct final rule
standard is 50 percent more stringent
than the CEC regulation. It further stated
that the direct final rule standards
would reduce the number of MREFs in
the market.
DOE notes that the standards
specified in the direct final rule and
those in the CEC regulations are not
directly comparable because they are
based on energy consumption measured
by different test procedures. Most
significantly, the DOE test procedure in
Appendix A applies a correction factor
of 0.55 to the measured energy
consumption of coolers to account for
typical household usage. The test
procedure used for the CEC regulations
applies a usage factor of 0.85.
Accounting for this difference alone, the
DOE standard level from the direct final
rule is equivalent to approximately 70
percent of the maximum allowable
energy use in the CEC regulations. DOE
observed that many coolers already
achieve this efficiency level, including a
non-compressor cooler tested by a third
party in support of DOE’s analysis, and
that manufacturer recommendations
from the Working Group supported a
cooler standard at this level. Therefore,
DOE concludes that the cooler standard
is not too stringent and not likely to
limit consumer purchasing options.
3. Analysis Periods
The interested party commented that
for coolers at TSL 2, DOE forecasted
results over the lifetime of products
from 2019 to 2048, while the other TSLs
considered the period from 2021 to
2050. Similarly, it noted that for
combination cooler refrigeration
products, DOE analyzed TSL 1 results
over the lifetime of products from 2019
to 2048, and all other TSLs over the
period from 2021 to 2050. The
commenter noted that due to the
different analysis periods used by DOE,
the economic analysis and data
comparing the different TSLs are unjust
and unequal, leading to inaccurate
economic analysis conclusions.
In the direct final rule, DOE analyzed
TSLs other than TSL 2 for coolers and
TSL 1 for combination cooler
refrigeration products based on the 5year compliance period typically
provided when DOE establishes the first
energy conservation standards for newly
covered products. However, because
TSL 2 for coolers and TSL 1 for
combination cooler refrigeration
products were based on the standard
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levels and compliance period
recommended by the MREF Working
Group, DOE analyzed a 3-year
compliance period for these TSLs only.
DOE’s analysis for each TSL considered
the 30-year period following the
standards compliance date, so TSLs
based on the Working Group
recommendation considered the
analysis period from 2019 to 2048,
while the analysis period for the other
TSLs was 2021 to 2050. In its analysis,
DOE discounted future impacts to the
year of the analysis, which allowed for
a direct comparison of the projected
impacts for each TSL despite the
different compliance years and 30-year
analysis periods. See chapter 10 of the
direct final rule technical support
document for a description of the
national impact analysis. Therefore,
DOE has determined that its
conclusions are valid and provide
sufficient support for the efficiency
levels adopted in the direct final rule.
4. Product Lifetimes
The interested party also requested
clarification regarding the lifetimes of
products assumed in the national
impact analysis. It commented that a 30year product lifetime would be too long,
and suggested that DOE use a lifetime of
approximately 12 years for products
such as wine coolers.
In the direct final rule analysis, DOE
did not assume a 30-year product
lifetime; rather, it analyzed products
sold over a 30-year period with a
distribution of lifetimes. For full-size
products (both coolers and combination
cooler refrigeration products), DOE
estimated a 17.4-year average lifetime,
consistent with the average lifetime for
full-size refrigerators and freezers. For
compact products, DOE estimated a
10.3-year average lifetime based on
manufacturer input. See 81 FR at 75219
and chapter 8, section 8.2.2.5 of the
direct final rule technical support
document. DOE maintains that these
lifetime estimates are appropriate
because they were supported by
manufacturer feedback in the MREF
Working Group.
III. Department of Justice Analysis of
Competitive Impacts
EPCA directs DOE to consider any
lessening of competition that is likely to
result from new or amended standards.
It also directs the Attorney General of
the United States (‘‘Attorney General’’)
to determine the impact, if any, of any
lessening of competition likely to result
from a proposed standard and to
transmit such determination to the
Secretary within 60 days of the
publication of a proposed rule, together
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with an analysis of the nature and
extent of the impact. (42 U.S.C.
6295(o)(2)(B)(i)(V) and (B)(ii)) For the
direct final rule discussed in this
document, DOE published a NOPR
containing energy conservation
standards identical to those set forth the
direct final rule and transmitted a copy
of the direct final rule and the
accompanying technical support
document (‘‘TSD’’) to the Attorney
General, requesting that the U.S.
Department of Justice (‘‘DOJ’’) provide
its determination on this issue. DOE has
published DOJ’s comments at the end of
this document.
DOJ reviewed the new standards in
the direct final rule and the direct final
rule TSD discussed in this document.
As a result of its analysis, DOJ
concluded that the new standards
issued in the direct final rule are
unlikely to have a significant adverse
impact on competition. DOJ further
noted that the standards established in
the direct final rule were the same as
recommended standards submitted in
the consensus recommendations signed
by industry participants who believed
they could meet the standards (as well
as other interested parties).
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IV. Social Cost of Carbon
DOE notes that the direct final rule
discussed in this document preceded
Executive Order 16093’s requirement to
revise future analyses involving carbon
monetization. See 82 FR 16093 (March
31, 2017). The direct final rule included
an analysis that examined the impacts
associated with the social cost of
carbon. These values, which were
ancillary to the primary analyses that
DOE conducted to determine whether
the standards adopted in the rule were
justified under the statutory criteria
prescribed under 42 U.S.C. 6295(o), did
not change the results of DOE’s
analyses. Accordingly, while the
inclusion of these values helped in
providing additional detail regarding
the impacts from the rule, those details
played no role in determining the
outcome of DOE’s decision under EPCA.
V. National Environmental Policy Act
Pursuant to the National
Environmental Policy Act of 1969
(‘‘NEPA’’), DOE has determined that this
direct final rule fits within the category
of actions included in Categorical
Exclusion (‘‘CX’’) B5.1 and otherwise
meets the requirements for application
of a CX. See 10 CFR part 1021, App. B,
B5.1(b); 1021.410(b) and Appendix B,
B(1)–(5). This rule fits within the
category of actions because it is a
rulemaking establishing energy
conservation standards for consumer
VerDate Sep<11>2014
17:49 May 25, 2017
Jkt 241001
products or industrial equipment, and
for which none of the exceptions
identified in CX B5.1(b) apply.
Therefore, DOE has made a CX
determination for this rulemaking, and
DOE does not need to prepare an
Environmental Assessment or
Environmental Impact Statement for it.
DOE’s CX determination applying to
this direct final rule is available at
https://energy.gov/nepa/categoricalexclusion-cx-determinations-cx.
VI. Conclusion
In summary, based on the discussion
above, DOE has determined that the
comments received in response to the
direct final rule for new energy
conservation standards for MREFs do
not provide a reasonable basis for
withdrawal of the direct final rule. As
a result, the energy conservation
standards set forth in that direct final
rule became effective on February 27,
2017. Compliance with the standards
articulated in that direct final rule is
required on October 28, 2019.
Issued in Washington, DC, on May 22,
2017.
Daniel R. Simmons,
Acting Assistant Secretary, Energy Efficiency
and Renewable Energy.
to the Assistant Attorney General for the
Antitrust Division in 28 CFR § 0.40(g).
In conducting its analysis, the Antitrust
Division examines whether a proposed
standard may lessen competition, for
example, by substantially limiting consumer
choice or increasing industry concentration.
A lessening of competition could result in
higher prices to manufacturers and
consumers.
We have reviewed the proposed standards
contained in the Notice of Proposed
Rulemaking and the Direct Final Rule (81
Fed. Reg. 74950 and 75194, Oct. 28, 2016),
and the related Technical Support Document.
We have also reviewed the transcript of the
public meeting held on the proposed
standards on January 9, 2015, and public
comments filed with the Department of
Energy, and conducted interviews with
industry representatives.
Based on the information currently
available, we do not believe that the
proposed energy conservation standards for
MREFs are likely to have a significant
adverse impact on competition.
Very truly yours,
Renata B. Hesse.
[FR Doc. 2017–10867 Filed 5–25–17; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
10 CFR Part 431
Appendix
[EERE–2015–BT–STD–0008]
[The following letter from the Department of
Justice will not appear in the Code of Federal
Regulations.]
U.S. DEPARTMENT OF JUSTICE
Antitrust Division
Renata B. Hesse
Acting Assistant Attorney General
RFK Main Justice Building
950 Pennsylvania Avenue, N.W.
Washington, D.C. 20530–0001
(202)514–2401/(202)616–2645 (Fax)
December 27, 2016
Daniel Cohen
Assistant General Counsel for Legislation,
Regulation and Energy Efficiency
Department of Energy
Washington, DC 20585
Re: Docket No. EERE–2011–BT–STD–0043
Dear Assistant General Counsel Cohen:
I am responding to your letter of October
28, 2016 seeking the views of the Attorney
General about the potential impact on
competition of proposed energy conservation
standards for miscellaneous refrigeration
products (MREFs).
Your request was submitted under Section
325(o)(2)(B)(i)(V) of the Energy Policy and
Conservation Act, as amended (EPCA), 42
U.S.C. § 6295(o)(2)(B)(i)(V), which requires
the Attorney General to make a
determination of the impact of any lessening
of competition that is likely to result from the
imposition of proposed energy conservation
standards. The Attorney General’s
responsibility for responding to requests from
other departments about the effect of a
program on competition has been delegated
RIN 1904–AD52
PO 00000
Frm 00008
Fmt 4700
Sfmt 4700
Energy Conservation Program: Energy
Conservation Standards for DedicatedPurpose Pool Pumps
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Confirmation of effective date
and compliance date for direct final
rule.
AGENCY:
On January 18, 2017, the U.S.
Department of Energy (‘‘DOE’’)
published in the Federal Register a
direct final rule to establish new energy
conservation standards for dedicated
purpose pool pumps. DOE has
determined that the comments received
in response to that direct final rule do
not provide a reasonable basis for
withdrawing it. Therefore, DOE is
providing notice confirming the
adoption of the energy conservation
standards established in that direct final
rule and announces the effective date of
those standards.
DATES: The direct final rule for
dedicated-purpose pool pumps
published on January 18, 2017 (82 FR
5650) became effective on May 18, 2017.
Compliance with the dedicated-purpose
pool pumps standards in the direct final
rule will be required on July 19, 2021.
SUMMARY:
E:\FR\FM\26MYR1.SGM
26MYR1
Agencies
[Federal Register Volume 82, Number 101 (Friday, May 26, 2017)]
[Rules and Regulations]
[Pages 24214-24218]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-10867]
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
10 CFR Part 430
[EERE-2011-BT-STD-0043]
RIN 1904-AC51
Energy Conservation Program: Energy Conservation Standards for
Miscellaneous Refrigeration Products
AGENCY: Office of Energy Efficiency and Renewable Energy, Department of
Energy.
ACTION: Confirmation of effective date and compliance date for direct
final rule.
-----------------------------------------------------------------------
SUMMARY: On October 28, 2016, the U.S. Department of Energy (``DOE'')
published in the Federal Register a direct final rule to establish new
energy conservation standards for miscellaneous refrigeration products.
DOE has determined that the comments received in response to that
direct final rule do not provide a reasonable basis for withdrawing it.
Therefore, DOE is providing notice confirming the adoption of the
energy conservation standards established in that direct final rule and
announces the effective date of those standards.
DATES: The direct final rule for miscellaneous refrigeration products
published on October 28, 2016 (81 FR 75194) became effective on
February 27, 2017. Compliance with the new standards in the direct
final rule will be required on October 28, 2019, as set forth in Table
II.1 and Table II.2 in section II of the Supplementary Information
section of this document.
ADDRESSES: The docket for this rulemaking, which includes Federal
Register notices, public meeting attendee lists and transcripts,
comments, and other supporting documents/materials, is available for
review at www.regulations.gov. All documents in the docket are listed
in the www.regulations.gov index. However, not all documents listed in
the index may be publicly available, such as information that is exempt
from public disclosure.
The docket Web page can be found at https://www.regulations.gov/#!docketDetail;D=EERE-2011-BT-STD-0043. The docket Web page contains
simple instructions on how to access all documents, including public
comments, in the docket.
For further information on how to review the docket, contact the
Appliance and Equipment Standards Program staff at (202) 586-6636 or by
email: ApplianceStandardsQuestions@ee.doe.gov.
FOR FURTHER INFORMATION CONTACT: Joseph Hagerman, U.S. Department of
Energy, Office of Energy Efficiency and Renewable Energy, Building
Technologies Office, EE-5B, 1000 Independence Avenue SW., Washington,
DC 20585-0121. Telephone: (202) 586-4549. Email:
ApplianceStandardsQuestions@ee.doe.gov.
SUPPLEMENTARY INFORMATION:
I. Authority
As amended by the Energy Efficiency Improvement Act of 2015, Public
Law 114-11 (April 30, 2105), the Energy Policy and Conservation Act
(``EPCA'' or, in context, ``the Act''), Public Law 94-163 (42 U.S.C.
6291-6309, as codified), authorizes DOE to issue a direct final rule
establishing an energy conservation standard for a product on
[[Page 24215]]
receipt of a statement submitted jointly by interested persons that are
fairly representative of relevant points of view (including
representatives of manufacturers of covered products, States, and
efficiency advocates) as determined by the Secretary of Energy
(``Secretary''). That statement must contain recommendations with
respect to an energy or water conservation standard that are in
accordance with the provisions of 42 U.S.C. 6295(o) or 42 U.S.C.
6313(a)(6)(B), as applicable. A notice of proposed rulemaking
(``NOPR'') that proposes an identical energy efficiency standard must
be published simultaneously with the direct final rule and a public
comment period of at least 110 days provided. 42 U.S.C. 6295(p)(4). Not
later than 120 days after issuance of the direct final rule, if DOE
receives one or more adverse comments or an alternative joint
recommendation is received relating to the direct final rule, the
Secretary must determine whether the comments or alternative
recommendation may provide a reasonable basis for withdrawal under 42
U.S.C. 6295(o) or other applicable law.
When making a determination whether to withdraw a direct final
rule, DOE considers the substance, rather than the quantity, of
comments. To this end, DOE weighs the substance of any adverse
comment(s) received against the anticipated benefits of the consensus
recommendations and the likelihood that further consideration of the
comment(s) would change the results of the rulemaking. DOE notes that
to the extent an adverse comment had been previously raised and
addressed in the rulemaking proceeding, such a submission will not
typically provide a basis for withdrawal of a direct final rule. If the
Secretary makes such a determination, DOE must withdraw the direct
final rule and proceed with the simultaneously published NOPR. DOE must
publish in the Federal Register the reasons why the direct final rule
was withdrawn.
DOE determined that it did not receive any adverse comments
providing a basis for withdrawal as described above for the direct
final rule that is the subject of this document--miscellaneous
refrigeration products (``MREFs''). As such, DOE did not withdraw this
direct final rule and allowed it to become effective. Although not
required under EPCA, DOE customarily publishes a summary of the
comments received during the 110-day comment period and its responses
to those comments.\1\ This document contains such a summary, as well as
DOE's responses to those comments.
---------------------------------------------------------------------------
\1\ See, e.g., Notice of effective date and compliance dates for
direct final rule, 76 FR 67037 (Oct. 31, 2011).
---------------------------------------------------------------------------
II. Miscellaneous Refrigeration Products Direct Final Rule
A. Background
During the rulemaking proceeding to consider new energy
conservation standards for MREFs, DOE received a statement submitted by
an Appliance Standards and Rulemaking Federal Advisory Committee
(``ASRAC'') negotiated rulemaking working group for MREFs (the ``MREF
Working Group'' or, in context, the ``Working Group''). The MREF
Working Group consisted of 15 members, including two members from ASRAC
and one DOE representative, with the balance comprising representatives
of manufacturers of the covered products at issue, efficiency
advocates, and a utility representative. The MREF Working Group
submitted to ASRAC two Term Sheets, one of which contained
recommendations with respect to new energy conservation standards for
MREFs that, in the commenters' view, would satisfy the EPCA
requirements at 42 U.S.C. 6295(o), and ASRAC subsequently adopted these
consensus recommendations. (See ``MREF Term Sheet'', EERE-2011-BT-STD-
0043-0011).
Pursuant to 42 U.S.C. 6295(p)(4), the Secretary must determine
whether a jointly submitted recommendation for an energy or water
conservation standard is in accordance with 42 U.S.C. 6295(o) or 42
U.S.C. 6313(a)(6)(B), as applicable. As stated in the direct final
rule, this determination is exactly the type of analysis DOE conducts
whenever it considers potential energy conservation standards pursuant
to EPCA. DOE applies the same principles to any consensus
recommendations it may receive to satisfy its statutory obligation to
ensure that any energy conservation standard that it adopts achieves
the maximum improvement in energy efficiency that is technologically
feasible and economically justified and will result in significant
conservation of energy. Upon review, the Secretary determined that the
consensus recommendations submitted in the MREF Term Sheet comports
with the standard-setting criteria set forth under 42 U.S.C. 6295(o).
Accordingly, the consensus recommendation efficiency levels, included
as trial standard level (``TSL'') 2 for coolers and TSL 1 for
combination cooler refrigeration products, were adopted as the new
standard levels in the direct final rule. 81 FR 75194, 75252-75256
(Oct. 28, 2016).
As the relevant statutory criteria were satisfied, the Secretary
adopted the new energy conservation standards for MREFs set forth in
the direct final rule. These standards, which are expressed in maximum
allowable annual energy use (``AEU'') in kilowatt-hours per year
(``kWh/yr'') as a function of the calculated adjusted volume (``AV'')
in cubic feet (``ft\3\''), are set forth in Table II.1 and Table II.2.
The standards will apply to all products listed in Table II.1 and Table
II.2 that are manufactured in, or imported into, the United States
starting on October 28, 2019. For a detailed discussion of DOE's
analysis of the benefits and burdens of the new standards pursuant to
the criteria set forth in EPCA, please see the direct final rule. 81 FR
75194 (Oct. 28, 2016).
As required by EPCA, DOE also simultaneously published a NOPR
proposing the identical standard levels contained in the direct final
rule. 81 FR 74950 (Oct. 28, 2016). DOE considered whether any comment
received during the 110-day comment period following the direct final
rule was sufficiently ``adverse'' as to provide a reasonable basis for
withdrawal of the direct final rule and continuation of this rulemaking
under the NOPR. DOE subsequently determined that it did not receive any
adverse comments that would provide a reasonable basis for withdrawal.
Table II.1--Energy Conservation Standards for Coolers
------------------------------------------------------------------------
Maximum allowable AEU (kWh/
Product class yr)
------------------------------------------------------------------------
Built-in Compact........................... 7.88AV [dagger] + 155.8
Built-in. ...........................
[[Page 24216]]
Freestanding Compact. ...........................
Freestanding. ...........................
------------------------------------------------------------------------
[dagger] AV = Adjusted volume, in ft\3\, as calculated according to
title 10 of the Code of Federal Regulations (``CFR'') part 430,
subpart B, appendix A (Appendix A).
Table II.2--Energy Conservation Standards for Combination Cooler Refrigeration Products
----------------------------------------------------------------------------------------------------------------
Product class description Product class designation * Maximum allowable AEU (kWh/yr)
----------------------------------------------------------------------------------------------------------------
Cooler with all-refrigerator--automatic C-3A............................ 4.57AV [dagger] + 130.4
defrost.
Built-in cooler with all-refrigerator-- C-3A-BI......................... 5.19AV + 147.8
automatic defrost.
Cooler with upright freezers with C-9............................. 5.58AV + 147.7
automatic defrost without an automatic
icemaker.
Built-in cooler with upright freezer C-9-BI.......................... 6.38AV + 168.8
with automatic defrost without an
automatic icemaker.
Cooler with upright freezer with C-9I............................ 5.58AV + 231.7
automatic defrost with an automatic
icemaker.
Built-in cooler with upright freezer C-9I-BI......................... 6.38AV + 252.8
with automatic defrost with an
automatic icemaker.
Compact cooler with all-refrigerator-- C-13A........................... 5.93AV + 193.7
automatic defrost.
Built-in compact cooler with all- C-13A-BI [dagger][dagger]....... 6.52AV + 213.1
refrigerator--automatic defrost.
----------------------------------------------------------------------------------------------------------------
* These product classes are consistent with the current product classes established for refrigerators,
refrigerator-freezers, and freezers. 10 CFR 430.32.
[dagger] AV = Adjusted volume, in ft\3\, as calculated according to 10 CFR part 430, subpart B, appendix A.
[dagger][dagger] There is no current product class 13A-BI for refrigerators, refrigerator-freezers, or freezers.
B. Comments on the MREF Direct Final Rule
As discussed in section I of this document, not later than 120 days
after issuance of the direct final rule, if DOE receives either (1) one
or more adverse comments or (2) an alternative joint recommendation
relating to the direct final rule within the prescribed 110-day comment
period, the Secretary must determine whether the comments or
alternative recommendation may provide a reasonable basis for
withdrawal under 42 U.S.C. 6295(o) or other applicable law.
Of the five substantive comments received in response to the direct
final rule, four were from interested parties supporting the standard
levels specified in the direct final rule as well as the process used
to develop those standards. (All comments are available for public
viewing at https://www.regulations.gov/docket?D=EERE-2011-BT-STD-0043.)
Among these commenters, three (two manufacturers and an industry trade
group) stated that the direct final rule standards would support the
industry's goal of achieving a national marketplace for MREFs, prevent
a patchwork of State regulations, and allow for future harmonization
with Canadian regulations.\2\
---------------------------------------------------------------------------
\2\ DOE also received one comment from an individual that asked
which two rules DOE was withdrawing to implement the direct final
rule. See Docket No. EERE-2011-BT-STD-0043-0127. This comment
appears to refer to a recent Executive Order that instructs Federal
agencies to withdraw two regulations for each new regulation they
issue. See 82 FR 9339 (Feb. 3, 2017) (Executive Order 13771--
``Reducing Regulation and Controlling Regulatory Costs''). The
comment seeks clarification as to which rules DOE will withdraw and
generally notes the need to rein in ``regulatory overkill'' by the
Federal government. Because this direct final rule had already been
issued three months prior to the Executive Order's signing, this
rule falls outside of its scope. This document serves solely to
confirm the direct final rule's applicable compliance date.
---------------------------------------------------------------------------
Another interested party submitted comments questioning the product
classes, standards, and analysis included in the direct final rule. The
following sections discuss these specific comments and DOE's
determination that the comments do not provide a reasonable basis for
withdrawal of the direct final rule.
1. Product Classes
The interested party who criticized the rule commented that the
product class structure and corresponding standards for coolers as
specified in the direct final rule are not reasonable. It stated that
vapor-compression products (i.e. those products using a compressor/
condenser-based system) differ significantly from other non-compressor
refrigeration products, such as thermoelectric (i.e. semiconductor-
based) or absorption refrigeration products, in terms of testing and
energy efficiency. Accordingly, in its view, DOE's rule should have
included additional product classes to account for these differences.
As an example of this approach, the interested party noted that the
European Union's Energy Efficiency Directive No. 643/2009 and testing
standard EN 62552-2013 include separate energy efficiency requirements
for vapor-compression and non-compressor refrigeration products.
As discussed in the direct final rule, DOE considered whether
separate product classes for non-compressor products were appropriate
throughout this rulemaking. In the preliminary analysis, DOE did not
identify any unique consumer utility associated with non-compressor
refrigeration systems that would justify separate product classes for
these products. The MREF Working Group discussed the topic of product
classes, and agreed with DOE's determination from the preliminary
analysis. Following the Working Group recommendation, DOE sought
additional information regarding the consideration of non-compressor
products in a notice of data availability (``NODA''). 80 FR 77589 (Dec.
15, 2015). DOE did not receive any information in response to the NODA
indicating that separate non-compressor product classes would be
justified. Consequently, in the absence of any information supporting
the creation of non-compressor-based classes, DOE adopted the approach
recommended by the Working Group, which led to the creation of the
specific product classes detailed in the direct final rule. See 81 FR
75194, 75196 (Oct. 28, 2016). See also id. at 75209 (explaining the
basis for the specific classes adopted by DOE).
[[Page 24217]]
While DOE acknowledges that non-compressor products differ from
vapor-compression refrigeration products, DOE was unable to determine
any basis on which separate product classes for non-compressor products
would be appropriate. Under 42 U.S.C. 6295(q), DOE may establish
product classes for groups of products that either: (1) Consume a
different kind of energy from that consumed by other covered products;
or (2) have a capacity or other performance-related feature which other
covered products do not have, and such feature justifies a higher or
lower standard from that which applies to other covered products. Non-
compressor products consume electric energy input, as do vapor-
compression products. DOE is also not aware of any performance-related
feature associated with non-compressor products that vapor-compression
products do not also offer. Accordingly, DOE maintains its
determination in the direct final rule that separate product classes
for non-compressor products are not appropriate.
2. Cooler Standard
The interested party also argued that the test methods for built-in
and freestanding products should be different, with built-in products
tested in an enclosure leading to higher energy consumption, and
therefore a single maximum allowable AEU is not appropriate for both
freestanding and built-in cooler product classes.
The MREF test procedures in 10 CFR part 430, subpart B, Appendix A
(``Appendix A'') require that both freestanding and built-in products
be tested in a freestanding configuration. Accordingly, Appendix A does
not specifically lead to higher energy consumption for built-in
products compared to freestanding products. Further, the standard
levels specified in the direct final rule are consistent with those
recommended by the MREF Working Group. The Working Group included
multiple manufacturers, including manufacturers of built-in products,
who determined that the same maximum AEU was appropriate for both
built-in and freestanding coolers. Therefore, DOE has determined that
the single maximum allowable AEU is appropriate for both freestanding
and built-in coolers. Should DOE receive information in the future
demonstrating that the test procedure requires modification to better
address built-in products, DOE may revisit the test procedure at that
time.
The interested party also commented that the cooler standard
outlined in the direct final rule is too stringent. It compared the
direct final rule standard level equation for coolers to the equation
previously established by the California Energy Commission (``CEC'')
for coolers sold in California, and concluded that the direct final
rule standard is 50 percent more stringent than the CEC regulation. It
further stated that the direct final rule standards would reduce the
number of MREFs in the market.
DOE notes that the standards specified in the direct final rule and
those in the CEC regulations are not directly comparable because they
are based on energy consumption measured by different test procedures.
Most significantly, the DOE test procedure in Appendix A applies a
correction factor of 0.55 to the measured energy consumption of coolers
to account for typical household usage. The test procedure used for the
CEC regulations applies a usage factor of 0.85. Accounting for this
difference alone, the DOE standard level from the direct final rule is
equivalent to approximately 70 percent of the maximum allowable energy
use in the CEC regulations. DOE observed that many coolers already
achieve this efficiency level, including a non-compressor cooler tested
by a third party in support of DOE's analysis, and that manufacturer
recommendations from the Working Group supported a cooler standard at
this level. Therefore, DOE concludes that the cooler standard is not
too stringent and not likely to limit consumer purchasing options.
3. Analysis Periods
The interested party commented that for coolers at TSL 2, DOE
forecasted results over the lifetime of products from 2019 to 2048,
while the other TSLs considered the period from 2021 to 2050.
Similarly, it noted that for combination cooler refrigeration products,
DOE analyzed TSL 1 results over the lifetime of products from 2019 to
2048, and all other TSLs over the period from 2021 to 2050. The
commenter noted that due to the different analysis periods used by DOE,
the economic analysis and data comparing the different TSLs are unjust
and unequal, leading to inaccurate economic analysis conclusions.
In the direct final rule, DOE analyzed TSLs other than TSL 2 for
coolers and TSL 1 for combination cooler refrigeration products based
on the 5-year compliance period typically provided when DOE establishes
the first energy conservation standards for newly covered products.
However, because TSL 2 for coolers and TSL 1 for combination cooler
refrigeration products were based on the standard levels and compliance
period recommended by the MREF Working Group, DOE analyzed a 3-year
compliance period for these TSLs only. DOE's analysis for each TSL
considered the 30-year period following the standards compliance date,
so TSLs based on the Working Group recommendation considered the
analysis period from 2019 to 2048, while the analysis period for the
other TSLs was 2021 to 2050. In its analysis, DOE discounted future
impacts to the year of the analysis, which allowed for a direct
comparison of the projected impacts for each TSL despite the different
compliance years and 30-year analysis periods. See chapter 10 of the
direct final rule technical support document for a description of the
national impact analysis. Therefore, DOE has determined that its
conclusions are valid and provide sufficient support for the efficiency
levels adopted in the direct final rule.
4. Product Lifetimes
The interested party also requested clarification regarding the
lifetimes of products assumed in the national impact analysis. It
commented that a 30-year product lifetime would be too long, and
suggested that DOE use a lifetime of approximately 12 years for
products such as wine coolers.
In the direct final rule analysis, DOE did not assume a 30-year
product lifetime; rather, it analyzed products sold over a 30-year
period with a distribution of lifetimes. For full-size products (both
coolers and combination cooler refrigeration products), DOE estimated a
17.4-year average lifetime, consistent with the average lifetime for
full-size refrigerators and freezers. For compact products, DOE
estimated a 10.3-year average lifetime based on manufacturer input. See
81 FR at 75219 and chapter 8, section 8.2.2.5 of the direct final rule
technical support document. DOE maintains that these lifetime estimates
are appropriate because they were supported by manufacturer feedback in
the MREF Working Group.
III. Department of Justice Analysis of Competitive Impacts
EPCA directs DOE to consider any lessening of competition that is
likely to result from new or amended standards. It also directs the
Attorney General of the United States (``Attorney General'') to
determine the impact, if any, of any lessening of competition likely to
result from a proposed standard and to transmit such determination to
the Secretary within 60 days of the publication of a proposed rule,
together
[[Page 24218]]
with an analysis of the nature and extent of the impact. (42 U.S.C.
6295(o)(2)(B)(i)(V) and (B)(ii)) For the direct final rule discussed in
this document, DOE published a NOPR containing energy conservation
standards identical to those set forth the direct final rule and
transmitted a copy of the direct final rule and the accompanying
technical support document (``TSD'') to the Attorney General,
requesting that the U.S. Department of Justice (``DOJ'') provide its
determination on this issue. DOE has published DOJ's comments at the
end of this document.
DOJ reviewed the new standards in the direct final rule and the
direct final rule TSD discussed in this document. As a result of its
analysis, DOJ concluded that the new standards issued in the direct
final rule are unlikely to have a significant adverse impact on
competition. DOJ further noted that the standards established in the
direct final rule were the same as recommended standards submitted in
the consensus recommendations signed by industry participants who
believed they could meet the standards (as well as other interested
parties).
IV. Social Cost of Carbon
DOE notes that the direct final rule discussed in this document
preceded Executive Order 16093's requirement to revise future analyses
involving carbon monetization. See 82 FR 16093 (March 31, 2017). The
direct final rule included an analysis that examined the impacts
associated with the social cost of carbon. These values, which were
ancillary to the primary analyses that DOE conducted to determine
whether the standards adopted in the rule were justified under the
statutory criteria prescribed under 42 U.S.C. 6295(o), did not change
the results of DOE's analyses. Accordingly, while the inclusion of
these values helped in providing additional detail regarding the
impacts from the rule, those details played no role in determining the
outcome of DOE's decision under EPCA.
V. National Environmental Policy Act
Pursuant to the National Environmental Policy Act of 1969
(``NEPA''), DOE has determined that this direct final rule fits within
the category of actions included in Categorical Exclusion (``CX'') B5.1
and otherwise meets the requirements for application of a CX. See 10
CFR part 1021, App. B, B5.1(b); 1021.410(b) and Appendix B, B(1)-(5).
This rule fits within the category of actions because it is a
rulemaking establishing energy conservation standards for consumer
products or industrial equipment, and for which none of the exceptions
identified in CX B5.1(b) apply. Therefore, DOE has made a CX
determination for this rulemaking, and DOE does not need to prepare an
Environmental Assessment or Environmental Impact Statement for it.
DOE's CX determination applying to this direct final rule is available
at https://energy.gov/nepa/categorical-exclusion-cx-determinations-cx.
VI. Conclusion
In summary, based on the discussion above, DOE has determined that
the comments received in response to the direct final rule for new
energy conservation standards for MREFs do not provide a reasonable
basis for withdrawal of the direct final rule. As a result, the energy
conservation standards set forth in that direct final rule became
effective on February 27, 2017. Compliance with the standards
articulated in that direct final rule is required on October 28, 2019.
Issued in Washington, DC, on May 22, 2017.
Daniel R. Simmons,
Acting Assistant Secretary, Energy Efficiency and Renewable Energy.
Appendix
[The following letter from the Department of Justice will not appear
in the Code of Federal Regulations.]
U.S. DEPARTMENT OF JUSTICE
Antitrust Division
Renata B. Hesse
Acting Assistant Attorney General
RFK Main Justice Building
950 Pennsylvania Avenue, N.W.
Washington, D.C. 20530-0001
(202)514-2401/(202)616-2645 (Fax)
December 27, 2016
Daniel Cohen
Assistant General Counsel for Legislation, Regulation and Energy
Efficiency
Department of Energy
Washington, DC 20585
Re: Docket No. EERE-2011-BT-STD-0043
Dear Assistant General Counsel Cohen:
I am responding to your letter of October 28, 2016 seeking the
views of the Attorney General about the potential impact on
competition of proposed energy conservation standards for
miscellaneous refrigeration products (MREFs).
Your request was submitted under Section 325(o)(2)(B)(i)(V) of
the Energy Policy and Conservation Act, as amended (EPCA), 42 U.S.C.
Sec. 6295(o)(2)(B)(i)(V), which requires the Attorney General to
make a determination of the impact of any lessening of competition
that is likely to result from the imposition of proposed energy
conservation standards. The Attorney General's responsibility for
responding to requests from other departments about the effect of a
program on competition has been delegated to the Assistant Attorney
General for the Antitrust Division in 28 CFR Sec. 0.40(g).
In conducting its analysis, the Antitrust Division examines
whether a proposed standard may lessen competition, for example, by
substantially limiting consumer choice or increasing industry
concentration. A lessening of competition could result in higher
prices to manufacturers and consumers.
We have reviewed the proposed standards contained in the Notice
of Proposed Rulemaking and the Direct Final Rule (81 Fed. Reg. 74950
and 75194, Oct. 28, 2016), and the related Technical Support
Document. We have also reviewed the transcript of the public meeting
held on the proposed standards on January 9, 2015, and public
comments filed with the Department of Energy, and conducted
interviews with industry representatives.
Based on the information currently available, we do not believe
that the proposed energy conservation standards for MREFs are likely
to have a significant adverse impact on competition.
Very truly yours,
Renata B. Hesse.
[FR Doc. 2017-10867 Filed 5-25-17; 8:45 am]
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