Assistance to Firefighters Grant Program; Fire Prevention and Safety Grants, 23282-23287 [2017-10364]
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Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices
Estimated Total Annual Burden
Hours: 26,000.
Dated: May 17, 2017.
Seth Renkema,
Branch Chief, Economic Impact Analysis
Branch, U.S. Customs and Border Protection.
[FR Doc. 2017–10327 Filed 5–19–17; 8:45 am]
BILLING CODE 9111–14–P
DEPARTMENT OF HOMELAND
SECURITY
Federal Emergency Management
Agency
[Docket ID FEMA–2017–0020]
Assistance to Firefighters Grant
Program; Fire Prevention and Safety
Grants
Federal Emergency
Management Agency, DHS.
ACTION: Notice of guidance.
AGENCY:
This Notice provides
guidelines that describe the application
process for grants and the criteria the
Federal Emergency management Agency
(FEMA) will use for awarding Fire
Prevention and Safety (FP&S) grants in
the fiscal year (FY) 2016 Assistance to
Firefighters Grant (AFG) Program year.
It explains the differences, if any,
between these guidelines and those
recommended by representatives of the
Nation’s fire service leadership during
the annual Criteria Development
meeting, which was held November 9–
10, 2015. The application period for the
FY 2016 FP&S Grant Program year will
be held April 17–May 19, 2017, and will
be announced on the AFG Web site
(www.fema.gov/firegrants),
www.grants.gov, and U.S. Fire
Administration Web site
(www.usfa.fema.gov).
SUMMARY:
Grant applications for the FP&S
Grant Program will be accepted
electronically at https://portal.fema.gov,
from April 17 at 8:00 a.m. EST—May 19
at 5:00 p.m. EST, 2017.
ADDRESSES: Assistance to Firefighters
Grants Branch, DHS/FEMA, 400 C Street
SW., 3N, Washington, DC 20472–3635.
FOR FURTHER INFORMATION CONTACT:
Catherine Patterson, Chief, Assistance to
Firefighters Grants Branch, 1–866–274–
0960.
SUPPLEMENTARY INFORMATION: The
purpose of the AFG Program is to
enhance the safety of the public and
firefighters with respect to fire and firerelated hazards. The FEMA Grant
Programs Directorate administers the
FP&S Grant Program as part of the AFG
Program.
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DATES:
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FP&S Grants are offered to support
projects in two activities:
1. Activities designed to reach highrisk target groups and mitigate the
incidence of death and injuries caused
by fire and fire-related hazards (‘‘FP&S
Activity’’).
2. Projects aimed at improving
firefighter safety, health and wellness
through research and development that
reduces firefighter fatalities and injuries
(‘‘R&D Activity’’).
The grant program’s authorizing
statute requires that each year DHS
publish in the Federal Register the
guidelines that describe the application
process and the criteria for grant
awards. Approximately 1,000
applications for FP&S Grant Program
funding are anticipated to be submitted
electronically, using the application
submission form and process available
at the AFG e-Grant application portal:
https://portal.fema.gov. Specific
information about the submission of
grant applications can be found in the
FY 2016 Fire Prevention and Safety
Program Notice of Funding Opportunity
(NOFO), which will be available for
download at www.fema.gov/firegrants
and at www.regulations.gov under
Docket ID FEMA–2017–0020.
Appropriations
Congress appropriated $345,000,000
for AFG in FY 2016 pursuant to the
Department of Homeland Security
Appropriations Act, 2016, Public Law
114–113. From this amount,
$34,500,000 will be made available for
FP&S Grant awards, pursuant to 15
U.S.C. 2229(h)(5), which states that not
less than 10 percent of available grant
funds each year are awarded under the
FP&S Grant Program. Funds
appropriated for all FY 2016 AFG
awards, pursuant to Public Law 114–
113 will be available for obligation and
award until September 30, 2017.
From the approximately 1,000
applications that will be requesting
assistance, FEMA anticipates that it will
award approximately 100 FP&S Grants
from available grant funding.
Background of the AFG Program
DHS awards grants on a competitive
basis to the applicants that best address
the FP&S Grant Program’s priorities and
provide the most compelling
justification. Applications that best
address the Program’s priorities will be
reviewed by a panel composed of fire
service personnel.
Award Criteria
All applications for grants will be
prepared and submitted through the
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AFG e-Grant application portal (https://
portal.fema.gov).
The FP&S Grant Program panels will
review the applications and score them
using the following criteria areas:
• Vulnerability
• Implementation
• Evaluation Plan
• Cost Benefit
• Financial Need
• Funding Priorities
• Experience and Expertise
The applications submitted under the
R&D Activity will be reviewed first by
a panel of fire service members to
identify those applications most
relevant to the fire service. The
following evaluation criteria will be
used for this review:
• Purpose
• Potential Impact
• Implementation by the fire service
• Partners
• Barriers
The applications that are determined
most likely to be implemented to enable
improvement in firefighter safety,
health, or wellness will be deemed to be
in the ‘‘competitive range’’ and will be
forwarded to the second level of
application review, which is the
scientific panel review process. This
panel will be comprised of scientists
and technology experts who have
expertise pertaining to the subject
matter of the proposal.
The Scientific Technical Evaluation
Panel for the R&D Activity will review
the application and evaluate it using the
following criteria:
• Project purpose(s), goals and
objectives, and specific aims
• Literature Review
• Project Methods
• Project Measurements
• Project Analysis
• Dissemination and Implementation
• Cost vs. Benefit (additional
consideration)
• Financial Need (additional
consideration)
Eligible Applicants
The following entities are eligible to
apply directly to FEMA under this
solicitation:
1. Fire Prevention and Safety (FP&S)
Activity: Eligible applicants for this
activity include fire departments,
national, regional, state, local, tribal,
and nonprofit organizations that are
recognized for their experience and
expertise in fire prevention and safety
programs and activities. Both private
and public non-profit organizations are
eligible to apply for funding in this
activity. For-profit organizations, federal
agencies, and individuals are not
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eligible to receive a FP&S Grant Award
under the FP&S Activity.
2. Firefighter Safety Research and
Development (R&D) Activity: Eligible
applicants for this activity include
national, state, local, tribal, and
nonprofit organizations, such as
academic (e.g., universities), public
health, occupational health, and injury
prevention institutions. Both private
and public non-profit organizations are
eligible to apply for funding in this
activity.
The aforementioned entities are
encouraged to apply, especially those
that are recognized for their experience
and expertise in firefighter safety,
health, and wellness research and
development activities. Fire
departments are not eligible to apply for
funding in the R&D activity.
Additionally, for-profit organizations,
federal agencies, and individuals are not
eligible to receive a grant award under
the R&D Activity.
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Statutory Limits to Funding
Applications and awards are limited
to a maximum federal share of $1.5
million dollars, regardless of applicant
type.
Cost Sharing
Grant recipients must share in the
costs of the projects funded under this
grant program as required by 15 U.S.C.
2229(k)(1) and in accordance with 2
CFR 200.101(b)(1), but they are not
required to have the cost-share at the
time of application nor at the time of
award. However, before a grant is
awarded, FEMA will contact potential
awardees to determine whether the
grant recipient has the funding in hand
or if the grant recipient has a viable plan
to obtain the funding necessary to fulfill
the cost-sharing requirement.
In general, an eligible applicant
seeking an FP&S grant to carry out an
activity shall agree to make available
non-federal funds to carry out such
activity in an amount equal to, and not
less than, five percent of the grant
awarded. Cash match and in-kind
matches are both allowable in the FP&S
Grant Program. Cash (hard) matches
include non-federal cash spent for
project-related costs. In-kind (soft)
matches include, but are not limited to,
the valuation of in-kind services. Inkind is the value of something received
or provided that does not have a cost
associated with it. For example, where
an in-kind match (other than cash
payments) is permitted, then the value
of donated services could be used to
comply with the match requirement.
Also, third party in-kind contributions
may count toward satisfying match
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requirements provided the grant
recipient receiving the contributions
expends them as allowable costs in
compliance with provisions listed
above.
Grant recipients under this grant
program must also agree to a
maintenance of effort requirement as
required by 15 U.S.C. 2229(k)(3)
(referred to as a ‘‘maintenance of
expenditure’’ requirement in that
statute). Per this requirement, a grant
recipient shall agree to maintain during
the term of the grant, the grant
recipient’s aggregate expenditures
relating to the activities allowable under
the FP&S NOFO at not less than 80
percent (80%) of the average amount of
such expenditures in the two (2) fiscal
years preceding the fiscal year in which
the grant amounts are received.
In cases of demonstrated economic
hardship, and on the application of the
grant recipient, the Administrator of
FEMA may waive or reduce certain
grant recipient’s cost share or
maintenance of expenditure
requirements. This policy applies to
FP&S per § 33 of the Federal Fire
Prevention and Control Act of 1974
(Pub. L. 93–498, as amended) (15 U.S.C
§ 2229). For complete requirements
concerning these waivers, including a
description of how a grant recipient may
demonstrate economic hardship and
apply for a waiver, please refer to FEMA
Policy FP 207–088–01, dated April 8,
2014, at: https://www.fema.gov/medialibrary-data/1398109239435ec23997d8351382710896fa77d02bc7d/
AFG+Economic+Hardship+Waiver+
Policy.pdf. Per 15 U.S.C. 2229(k)(4)(C),
FP&S grant recipients that are not fire
departments are not eligible to receive a
waiver of their cost share or economic
hardship requirements.
System for Award Management (SAM)
On July 29, 2010, the Central
Contractor Registration (CCR) was
moved into the System for Award
Management (SAM). The Office of
Management and Budget (OMB) issued
guidance to federal agencies requiring
all prime recipients of federal grants to
register in SAM. SAM is the primary
vendor database for the Federal
Government to collect, validate, store,
and disseminate data from a secure
centralized system. SAM consolidated
the capabilities found in CCR and other
federal procurement systems into one
new system.
There is no charge to register in
SAM.gov. Registrations must be
completed on-line at https://www.sam.
gov/portal/public/SAM/. The applicant
organization is responsibile for having a
valid Dun and Bradstreet (DUNS)
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number at the time of registration.
Organizations with an active record in
CCR have an active record in SAM, but
may need to validate their information.
For registration, go to https://www.
sam.gov/portal/public/SAM/.
Application Process
Applicants may only submit one (1)
application, but may submit for up to
three (3) projects under each activity
(FP&S and R&D). Any applicant that
submits more than one (1) application
may have all applications for any
duplicated request(s) deemed ineligible.
Under the FP&S Activity, applicants
may apply under the following
categories:
• Community Risk Reduction
• Fire & Arson Investigation
• Code Enforcement/Awareness
• National/State/Regional Programs and
Studies
Under the R&D Activity, applicants
may apply under the following
categories:
• Clinical Studies
• Technology and Product Development
• Database System Development
• Dissemination and Implementation
Research
• Preliminary Studies
Prior to the start of the FY 2016 FP&S
Grant Program application period,
FEMA will provide applicants with
technical assistance tools (available at
the AFG Web site: www.fema.gov/
firegrants) and other online information
to help them prepare quality grant
applications. AFG will also staff a Help
Desk throughout the application period
to assist applicants with navigation
through the automated application as
well as assistance with any questions
they have. Applicants can reach the
AFG Help Desk through a toll-free
telephone number (1–866–274–0960) or
electronic mail (firegrants@dhs.gov).
Applicants are advised to access the
application electronically at https://
portal.fema.gov. The application also
will be accessible from the grants.gov
Web site (https://www.grants.gov). New
applicants are required to register and
establish a username and password for
secure access to their application.
Applicants that applied to any previous
AFG or Staffing for Adequate Fire and
Emergency Response (SAFER) funding
opportunities were required to use their
previously established usernames and
passwords.
In completing an application under
this funding opportunity, applicants
will be asked to provide relevant
information on their organization’s
characteristics and existing capabilities.
Those applicants are asked to answer
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questions about their grant request that
reflect the funding priorities, described
below. In addition, each applicant will
complete narratives for each project or
grant activity requested.
The following are the funding
priorities for each category under the
FP&S Activity:
• Community Risk Reduction—Under
the Community Risk Reduction category
there are two funding priorities:
Æ Priority will be given to programs
that target high risk population to
conduct both door-to-door smoke alarm
installations and provide home safety
inspections (including sprinkler
awareness), as part of a comprehensive
home fire safety campaign.
Æ Priority will also be given to
programs that include sprinkler
awareness that affect the entire
community, such as educating the
public about residential sprinklers,
promoting residential sprinklers, and
demonstrating working models of
residential sprinklers.
• Code Enforcement/Awareness—
projects that focus on first time or
reinstatement of code adoption and
code enforcement.
• Fire & Arson Investigation—projects
that aim to aggressively investigate
every fire.
• National/State/Regional Programs
and Studies—projects that focus on
residential fire issues and/or firefighter
behavior and decision-making.
Under the R&D Activity, in order to
identify and address the most important
elements of firefighter safety, FEMA
looked to the fire service for its input
and recommendations. In June 2005, the
National Fallen Firefighters’ Foundation
(NFFF) hosted a working group to
facilitate the development of an agenda
for the nation’s fire service, and in
particular for firefighter safety. In
November 2015, the NFFF hosted their
third working group to update the
agenda with current priorities. A copy
of the research agenda is available on
the NFFF Web site at https://
www.everyonegoeshome.com/resources/
research-symposium-reports/.
Projects that meet the intent of this
research agenda with respect to
firefighter health and safety, as
identified by the NFFF working group,
will be given consideration under the
R&D Activity. However, the applicant is
not limited to these specific projects. All
proposed projects, regardless of whether
they have been identified by this
working group, will be evaluated on
their relevance to firefighter health and
safety, and scientific rigor.
The electronic application process
will permit the applicant to enter and
save the application data. The system
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does not permit the submission of
incomplete applications. Except for the
narrative textboxes, the application will
use a ‘‘point-and-click’’ selection
process or require the entry of data (e.g.,
name and address). Applicants will be
encouraged to read the FP&S Funding
Opportunity Announcement for more
details.
Criteria Development Process
Each year, DHS convenes a panel of
fire service professionals to develop the
funding priorities and other
implementation criteria for AFG. The
Criteria Development Panel is
comprised of representatives from nine
major fire service organizations who are
charged with making recommendations
to FEMA regarding the creation of new
funding priorities, the modification of
existing funding priorities, and the
development of criteria for awarding
grants. The nine major fire service
organizations represented on the panel
are:
• Congressional Fire Services Institute
(CFSI)
• International Association of Arson
Investigators (IAAI)
• International Association of Fire
Chiefs (IAFC)
• International Association of Fire
Fighters (IAFF)
• International Society of Fire Service
Instructors (ISFSI)
• National Association of State Fire
Marshals (NASFM)
• National Fire Protection Association
(NFPA)
• National Volunteer Fire Council
(NVFC)
• North American Fire Training
Directors (NAFTD)
The FY 2016 criteria development
panel meeting occurred November 9–10,
2015. The content of the FY 2016 FP&S
Notice of Funding Oportunity reflects
the implementation of the Criteria
Development Panel’s recommendations
with respect to the priorities, direction,
and criteria for awards. All of the
funding priorities for the FY 2016 FP&S
Grant Program are designed to address
the following:
• First responder safety
• Enhancing national capabilities
• Risk
• Interoperability
Changes for FY 2016
FY 2016 FP&S Notice of Funding
Opportunity Announcement
(1) Under the Fire Prevention and
Safety Activity, the General Education
Awareness Category has been revised
and is now called the Community Risk
Reduction Category. The priorities and
eligible activities remain the same.
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Application Review Process and
Considerations
The program’s authorizing statute
requires that each year DHS publish in
the Federal Register a description of the
grant application process and the
criteria for grant awards. This
information is provided below.
DHS will review and evaluate all
FP&S applications submitted using the
funding priorities and evaluation
criteria described in this document,
which are based on recommendations
from the AFG Criteria Development
Panel.
Peer Review Process
Technical Evaluation Process—Fire
Prevention and Safety Activity
All eligible applications will be
evaluated by a Technical Evaluation
Panel (TEP). The TEP is comprised of a
panel of Peer Reviewers. The TEP will
assess each application’s merits with
respect to the detail provided in the
Narrative Statement on the activity,
including the evaluation elements listed
in the Evaluation Criteria identified
above.
The panel of Peer Reviewers will
independently score each project within
the application, discuss the merits and/
or shortcomings of the application, and
document the findings. A consensus is
not required. The highest ranked
applications will receive further
technical review to assess strengths and
weaknesses, how readily weaknesses
may be resolved, and the likely impact
of the proposed activities on the safety
of the target audience.
Technical Evaluation Process—
Research and Development Activity
R&D applications will go through a
two-phase review process. First, all
applications will be reviewed by a panel
of fire service experts to assess
relevance, meaning the likely impact of
the proposed R&D application to enable
improvement in firefighter safety,
health, or wellness. They will also
assess the need for the research results
and the likelihood that the results
would be implemented by the fire
service in the United States.
Applications that are deemed likely to
be implemented to enable improvement
in firefighter safety, health, or wellness
will then receive further consideration
by a science review panel. This panel
will be comprised of scientists and
technology experts who have expertise
pertaining to the subject matter of the
proposal.
Reviewers will independently score
applications and, if necessary, discuss
the merits or shortcomings of the
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application in order to reconcile any
major discrepancies identified by the
reviewers. A consensus is not required.
With input from these panels, for the
highest ranked applications, FEMA will
review each application’s strengths and
weaknesses, how best the strengths fit
the priorities of the FP&S Grant
Program, and how readily the
weaknesses may be resolved to support
likely impact of the project to improve
firefighter safety, heath, or wellness.
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Technical Review Process
Projects receiving the highest scores
then will undergo a technical review by
a subject matter specialist to assess the
technical feasibility of the project and a
programmatic review to assess
eligibility and other factors.
After the completion of the technical
reviews, DHS will select a sufficient
number of awardees from this
application period to obligate all of the
available grant funding. It will evaluate
and act on applications within 90 days
following the close of the application
period. Award announcements will be
made on a rolling basis until all
available grant funds have been
committed. Awards will not be made in
any specified order. DHS will notify
unsuccessful applicants as soon as it is
feasible.
Evaluation Criteria for Projects—Fire
Prevention and Safety Activity
Funding decisions will be informed
by an assessment of how well the
application addresses the criteria and
considerations listed below.
Applications will be reviewed by the
TEP using weighted evaluation criteria
to score the project. These scores will
impact the ranking of a project for
funding.
The relative weight of the evaluation
criteria in the determination of the grant
award is listed below.
• Financial Need (10%): Applicants
should provide details on the need for
financial assistance to carry out the
proposed project(s). Included in the
description might be other unsuccessful
attempts to acquire financial assistance
or specific examples of the applicant’s
operational budget.
• Vulnerability Statement (25%): The
assessment of fire risk is essential in the
development of an effective project goal,
as well as meeting FEMA’s goal to
reduce risk by conducting a risk
analysis as a basis for action.
Vulnerability is a ‘‘weak link’’
demonstrating high risk behavior, living
conditions or any type of high risk
situation or behavior. The Vulnerability
Statement should include a description
of the steps taken to determine the
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vulnerability (weak link) and identify
the target audience. The methodology
for determination of vulnerability (how
you found the weak link) should be
discussed in-depth in the application’s
Narrative Statement.
Æ The specific vulnerability (weak
link) that will be addressed with the
proposed project can be established
through a formal or informal risk
assessment. FEMA encourages the use
of local statistics, rather than national
statistics, when discussing the
vulnerability.
Æ The applicant should summarize
the vulnerability (weakness) the project
will address in a clear, to-the-point
statement that addresses who is at risk,
what the risks are, where the risks are,
and how the risks can be prevented.
Æ For the purpose of the FY 2016
FP&S NOFO, formal risk assessments
consist of the use of software programs
or recognized expert analysis that assess
risk trends.
Æ Informal risk assessments could
include an in-house review of available
data (e.g., National Fire Incident
Reporting System) to determine fire
loss, burn injuries or loss of life over a
period of time, and the factors that are
the cause and origin for each
occurrence.
• Implementation Plan (25%):
Projects should provide details on the
implementation plan which discusses
the proposed project’s goals and
objectives. The following information
should be included to support the
implementation plan:
Æ Goals and objectives.
Æ Details regarding the methods and
specific steps that will be used to
achieve the goals and objectives.
Æ Timelines.
Æ Where applicable, examples of
marketing efforts to promote the project,
who will deliver the project (e.g.,
effective partnerships), and the manner
in which materials or deliverables will
be distributed.
Æ Requests for props (i.e., tools used
in educational or awareness
demonstrations), including specific
goals, measurable results, and details on
the frequency for which the prop will be
utilized as part of the implementation
plan. Applicants should include
information describing the efforts that
will be used to reach the high risk
audience and/or the number of people
reached through the proposed project.
• Evaluation Plan (25%): Projects
should include an evaluation of
effectiveness and should identify
measurable goals. Applicants seeking to
carry out awareness and educational
projects, for example, should identify
how they intend to determine that there
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has been an increase in knowledge
about fire hazards, or measure a change
in the safety behaviors of the audience.
Applicants should demonstrate how
they will measure risk at the outset of
the project in comparison to how much
the risk decreased after the project is
finished. There are various ways to
measure the knowledge gained
including the use of surveys, pre- and
post-tests or documented observations.
• Cost-Benefit (10%): Projects will be
evaluated based on how well the
applicant addresses the fire prevention
needs of the department or organization
in an economic and efficient manner. It
should show how to maximize the level
of funding that goes directly into the
delivery of the project. The costs
associated with the project must also be
reasonable for the target audience that
will be reached, and a description of
how the anticipated benefit(s) of their
projects outweighs the cost(s) of the
requested item(s) should be included.
Providing justification for costs assists
the Technical Evaluation Panel with
this review.
• Funding Priorities (5%): Applicants
will be evaluated on whether or not the
proposed project meets the stated
funding priority (listed below) for the
applicable category.
Æ Community Risk Reduction
Priority: Comprehensive home fire
safety campaign with door-to-door
smoke alarm installations or residential
sprinkler awareness projects/activities.
Æ Fire/Arson Investigation Priority:
Projects that aim to aggressively
investigate every fire.
Æ Code Enforcement/Awareness
Priority: Projects that focus on first time
or reinstatement of code adoption and
code enforcement.
Æ National/State/Regional Programs
and Studies Priority: Projects that focus
on residential fire issues, and/or
firefighter safety projects or strategies
that are designed to measureably change
firefighter behavior and decisionmaking.
• Experience and Expertise
(additional consideration): Applicants
that demonstrate their experience and
ability to conduct fire prevention and
safety activities, and to execute the
proposed or similar project(s), will
receive additional consideration.
Evaluation Criteria—Firefighter Safety
Research and Development Activity
Funding decisions will be informed
by an assessment of how well the
application addresses the criteria and
considerations listed below.
All applications will reviewed by a
fire service expert panel using weighted
evaluation criteria, and those
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applications deemed to be in the
‘‘competitive range’’ will then be
reviewed by a scientific peer review
panel evaluation using weighted
evaluation criteria to score the project.
Scientific evaluations will impact the
ranking of the project for funding.
In addition, other Science Panel
considerations are indicated in the list
below:
Fire Service Evaluation Criteria
• Purpose (25%): Applicants should
clearly identify the benefits of the
proposed research project to improve
firefighter safety, health, or wellness,
and identify specific gaps in knowledge
that will be addressed.
• Implementation by Fire Service
(25%): Applicants should discuss how
the outcomes/products of this research,
if successful, are likely to be widely/
nationally adopted and accepted by the
fire service as changes that enhance
firefighter safety, health, or wellness.
• Potential Impact (15%): Applicants
should discuss the potential impact of
the research outcome/product on
firefighter safety by quantifying the
possible reduction in the number of
fatal or non-fatal injuries, or on wellness
by significantly improving the overall
health of firefighters.
• Barriers (15%): Applicants should
recognize that all research contains
some level of risk and that the proposed
outcomes may not be realized. The
applicant needs to identify and discuss
potential fire service and other barriers
to successfully complete the study on
schedule, including contingencies and
strategies to deal with barriers if they
materialize. This may include barriers
that could inhibit the proposed fire
service participation in the study or the
adoption of successful results by the fire
service when the project is completed.
• Partners (20%): Applicants should
recognize that participation of the fire
service as a partner in the research, from
development to dissemination, is
regarded as an essential part of all
projects. Applicants should describe the
fire service partners and contractors that
will support the project to accomplish
the objectives of the study. The specific
roles and contributions of the partners
should be described. Partnerships may
be formed with local and regional fire
departments, and also with national
fire-related organizations. Letters of
support and letters of commitment to
actively participate in the project should
be included in the appendix of the
application. Generally, participants of a
diverse population, including both
career and volunteer firefighters, are
expected to facilitate acceptance of
results nationally. In cases where this is
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not practical, due to the nature of the
study or other limitations, these
circumstances should clearly be
explained.
Science Panel Evaluation Criteria
• Project goals, objectives, and
specific aims (15%): Applicants should
address how the purpose, goals,
objectives, and aims of the proposal will
lead to results that will improve
firefighter safety, health, or wellness.
For multi-year projects, greater detail
should be given for the first year.
• Literature Review (10%):
Applicants should provide a literature
review that is relevant to the project’s
goals, objectives, and specific aims. The
citations should be placed in the text of
the narrative statement, with references
listed at the end of the Narrative
Statement (and not in the Appendix) of
the application. The review should be in
sufficient depth to make it clear that the
proposed project is necessary, adds to
an existing body of knowledge, is
different from current and previous
studies, and offers a unique
contribution.
• Project Methods (20%): Applicants
should provide a description of how the
project will be carried out, including
demonstration of the overall scientific
and technical rigor and merit of the
project. This includes the operations to
accomplish the purpose, goals and
objectives, and the specific aims of the
project. Plans to recruit and retain
human subjects, where applicable,
should be described. Where human
subjects are involved in the project, the
applicant should describe plans for
submission to the Institutional Review
Board (IRB) (for further guidance and
requirements, see Appendix B—
Programmatic Information and
Priorities, Section IV of the FY 2016
FP&S NOFO. Other Eligible Project and
Ineligible Projects and Costs, Section B.
Research and Development Project
Eligibility Information, Section i.
Human Subject Research).
• Project Measurements (20%):
Applicants should provide evidence of
the technical rigor and merit of the
project, such as data pertaining to
validity, reliability, and sensitivity
(where established) of the facilities,
equipment, instruments, standards, and
procedures that will be used to carry out
the research. The applicant should
discuss the data to be collected to
evaluate the performance methods,
technologies, and products proposed to
enhance firefighter safety, health, or
wellness. The applicant should
demonstrate that the measurement
methods and equipment selected for use
are appropriate and sufficient to
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successfully deliver the proposed
project objectives.
• Project Analysis (20%): The
applicant should indicate the planned
approach for analysis of the data
obtained from measurements,
questionnaires, or computations. The
applicant should specify within the
plan what will be analyzed, the
statistical methods that will be used, the
sequence of steps, and interactions as
appropriate. It should be clear that the
Principal Investigator (PI) and research
team have the expertise to perform the
planned analysis and defend the results
in a peer review process.
• Dissemination and Implementation
(15%): Applicants should indicate
dissemination plans for scientific
audiences (such as plans for
submissions to specific peer review
publications) and for firefighter
audiences (such as Web sites,
magazines, and conferences). Also,
assuming positive results, the applicant
should indicate future steps that would
support dissemination and
implementation throughout the fire
service, where applicable. These steps
are likely to be beyond the current
study, so those features of the research
activity that will facilitate future
dissemination and implementation
should be discussed. All applicants
should specify how the results of the
project, if successful, might be
disseminated and implemented in the
fire service to improve firefighter safety,
health, or wellness. It is expected that
successful R&D Activity Projects may
give rise to future programs including
FP&S Activity Projects.
• Cost vs. Benefit (additional
consideration): Cost vs. benefit in this
evaluation element refers to the costs of
the grant for the research and
development project as it relates to the
benefits that are projected for
firefighters who would have improved
safety, health, or wellness. Applicants
should demonstrate a high benefit for
the cost incurred, and effective
utilization of federal funds for research
activities.
• Financial Need (additional
consideration): In the Applicant
Information section of the application,
applicants should provide details on the
need for federal financial assistance to
carry out the proposed project(s).
Applicants may include a description of
unsuccessful attempts to acquire
financial assistance. Applicants should
provide detail about the organization’s
operating budget, including a high-level
breakdown of the budget; describe the
department’s inability to address
financial needs without federal
assistance; and discuss other actions the
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Federal Register / Vol. 82, No. 97 / Monday, May 22, 2017 / Notices
department has taken to meet their
staffing needs (e.g., state assistance
programs, other grant programs, etc.).
Other Selection Information
Awards will be made using the results
of peer-reviewed applications as the
primary basis for decisions, regardless
of activity. However, there are some
exceptions to strictly using the peer
review results. The applicant’s prior
AFG, SAFER, and FP&S grant
management performance will also be
taken into consideration when making
recommendations for award. All final
funding determinations will be made by
the Administrator of FEMA, or the
Administrator’s designee.
Fire departments and other eligible
applicants that have received funding
under the FP&S Grant Program in
previous years are eligible to apply for
funding in the current year. However,
DHS may take into account an
applicant’s performance on prior grants
when making funding decisions on
current applications.
Once every application in the
competitive range has been through the
technical evaluation phase, the
applications will be ranked according to
the average score awarded by the panel.
The ranking will be summarized in a
Technical Report prepared by the AFG
Program Office. A Grants Management
Specialist will contact the applicant to
discuss and/or negotiate the content of
the application and SAM.gov
registration before making final award
decisions.
Authority: 15 U.S.C. 2229.
Robert J. Fenton, Jr.,
Acting Administrator, Federal Emergency
Management Agency.
[FR Doc. 2017–10364 Filed 5–19–17; 8:45 am]
BILLING CODE 9111–64–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
[Docket No. FR–5997–N–18]
30-Day Notice of Proposed Information
Collection: Evaluation of the Rental
Assistance Demonstration Program,
Phase 2
Office of the Chief Information
Officer, HUD.
ACTION: Notice.
mstockstill on DSK30JT082PROD with NOTICES
AGENCY:
HUD submitted the proposed
information collection requirement
described below to the Office of
Management and Budget (OMB) for
review, in accordance with the
SUMMARY:
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23:17 May 19, 2017
Jkt 241001
Paperwork Reduction Act. The purpose
of this notice is to allow for an
additional 30 days of public comment.
DATES: Comments Due Date: June 21,
2017.
ADDRESSES: Interested persons are
invited to submit comments regarding
this proposal. Comments should refer to
the proposal by name and/or OMB
Control Number and should be sent to:
HUD Desk Officer, Office of
Management and Budget, New
Executive Office Building, Washington,
DC 20503; fax: 202–395–5806. Email:
OIRA_Submission@omb.eop.gov.
FOR FURTHER INFORMATION CONTACT:
Anna P. Guido, Reports Management
Officer, QDAM, Department of Housing
and Urban Development, 451 7th Street,
SW., Washington, DC 20410; email
Anna P. Guido at Anna.P.Guido@
hud.gov or telephone 202–402–5535.
This is not a toll-free number. Persons
with hearing or speech impairments
may access this number through TTY by
calling the toll-free Federal Relay
Service at (800) 877–8339.
Copies of available documents
submitted to OMB may be obtained
from Ms. Guido.
SUPPLEMENTARY INFORMATION: This
notice informs the public that HUD is
seeking approval from OMB for the
information collection described in
Section A.
The Federal Register notice that
solicited public comment on the
information collection for a period of 60
days was published on September 8,
2016 at 81 FR 62167.
A. Overview of Information Collection
Title of Information Collection:
Evaluation of the Rental Assistance
Demonstration, Phase 2.
OMB Approval Number: Pending.
Type of Request: 2528-New.
Form Number: No forms.
Description of the need for the
information and proposed use: The
Rental Assistance Demonstration
program (RAD) was established in 2012
to stem the loss of Public Housing units
and other subsidized housing arising
from a backlog of capital needs. The
program helps to convert at-risk Public
Housing properties to two different
forms of Project-Based Section 8
Housing Assistance Payments (HAP)
contracts—either Project-Based Voucher
(PBV) or Project-Based Rental
Assistance (PBRA)—giving Public
Housing Authorities (PHAs) more
flexibility to access private and public
funding sources, reducing their reliance
on limited appropriations. The RAD
authorizing statute requires HUD to
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23287
assess the impact of the program on: (1)
The preservation and improvement of
former Public Housing units, in
particular their physical and financial
condition, (2) the amount of external
capital leveraged as a result of such
conversions, and (3) the residents living
in properties at the time of conversion.
To comply with this statutory
requirement and examine whether the
program’s objectives are being achieved,
HUD will be collecting and analyzing
quantitative and qualitative data from
primary and secondary sources related
to the following: (1) The physical and
financial condition of 24 RAD
properties selected for the study and 48
non-RAD properties selected for
comparison; (2) the implementation of
the program, including the capital needs
and amount of external funding
leveraged; and (3) the experience with,
and effect on, residents.
The first phase of the evaluation has
been completed, and relied on
information collected in accordance
with OMB control number 2528–0304.
Under Phase 1, HUD surveyed PHAs
about their experiences with RAD and
began enrolling Public Housing
residents to track them for Phase 2 of
the study. The information collection
effort occurred early in the RAD
implementation process; while it
provided useful information about how
PHAs were approaching RAD, further
information collection is necessary to
understand the results of RAD.
The second phase of the evaluation is
now under way to answer questions
about effects of RAD three to four years
after its launch. This notice announces
HUD’s intent to collect additional
information: (1) A survey of residents of
RAD properties and (2) follow-up
interviews with PHA staff. This
information will inform HUD, Congress,
and other interested parties about how
PHAs and residents are experiencing
RAD now that projects have been
converted, and whether or not it is
achieving its intended objectives.
Respondents (i.e. affected public):
This information collection will affect
approximately 400 households that have
been enrolled in the RAD tenant study
(enrollment was approved under OMB
control number 2528–0304) and
approximately 100 PHA staff, including
Executive Directors and other high-level
staff at PHAs participating in RAD. The
tenant survey is expected to take 1 hour
and will be conducted once for each
household. The PHA interviews are
expected to take 1 hour and will be
conducted one time.
E:\FR\FM\22MYN1.SGM
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Agencies
[Federal Register Volume 82, Number 97 (Monday, May 22, 2017)]
[Notices]
[Pages 23282-23287]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-10364]
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Federal Emergency Management Agency
[Docket ID FEMA-2017-0020]
Assistance to Firefighters Grant Program; Fire Prevention and
Safety Grants
AGENCY: Federal Emergency Management Agency, DHS.
ACTION: Notice of guidance.
-----------------------------------------------------------------------
SUMMARY: This Notice provides guidelines that describe the application
process for grants and the criteria the Federal Emergency management
Agency (FEMA) will use for awarding Fire Prevention and Safety (FP&S)
grants in the fiscal year (FY) 2016 Assistance to Firefighters Grant
(AFG) Program year. It explains the differences, if any, between these
guidelines and those recommended by representatives of the Nation's
fire service leadership during the annual Criteria Development meeting,
which was held November 9-10, 2015. The application period for the FY
2016 FP&S Grant Program year will be held April 17-May 19, 2017, and
will be announced on the AFG Web site (www.fema.gov/firegrants),
www.grants.gov, and U.S. Fire Administration Web site
(www.usfa.fema.gov).
DATES: Grant applications for the FP&S Grant Program will be accepted
electronically at https://portal.fema.gov, from April 17 at 8:00 a.m.
EST--May 19 at 5:00 p.m. EST, 2017.
ADDRESSES: Assistance to Firefighters Grants Branch, DHS/FEMA, 400 C
Street SW., 3N, Washington, DC 20472-3635.
FOR FURTHER INFORMATION CONTACT: Catherine Patterson, Chief, Assistance
to Firefighters Grants Branch, 1-866-274-0960.
SUPPLEMENTARY INFORMATION: The purpose of the AFG Program is to enhance
the safety of the public and firefighters with respect to fire and
fire-related hazards. The FEMA Grant Programs Directorate administers
the FP&S Grant Program as part of the AFG Program.
FP&S Grants are offered to support projects in two activities:
1. Activities designed to reach high-risk target groups and
mitigate the incidence of death and injuries caused by fire and fire-
related hazards (``FP&S Activity'').
2. Projects aimed at improving firefighter safety, health and
wellness through research and development that reduces firefighter
fatalities and injuries (``R&D Activity'').
The grant program's authorizing statute requires that each year DHS
publish in the Federal Register the guidelines that describe the
application process and the criteria for grant awards. Approximately
1,000 applications for FP&S Grant Program funding are anticipated to be
submitted electronically, using the application submission form and
process available at the AFG e-Grant application portal: https://portal.fema.gov. Specific information about the submission of grant
applications can be found in the FY 2016 Fire Prevention and Safety
Program Notice of Funding Opportunity (NOFO), which will be available
for download at www.fema.gov/firegrants and at www.regulations.gov
under Docket ID FEMA-2017-0020.
Appropriations
Congress appropriated $345,000,000 for AFG in FY 2016 pursuant to
the Department of Homeland Security Appropriations Act, 2016, Public
Law 114-113. From this amount, $34,500,000 will be made available for
FP&S Grant awards, pursuant to 15 U.S.C. 2229(h)(5), which states that
not less than 10 percent of available grant funds each year are awarded
under the FP&S Grant Program. Funds appropriated for all FY 2016 AFG
awards, pursuant to Public Law 114-113 will be available for obligation
and award until September 30, 2017.
From the approximately 1,000 applications that will be requesting
assistance, FEMA anticipates that it will award approximately 100 FP&S
Grants from available grant funding.
Background of the AFG Program
DHS awards grants on a competitive basis to the applicants that
best address the FP&S Grant Program's priorities and provide the most
compelling justification. Applications that best address the Program's
priorities will be reviewed by a panel composed of fire service
personnel.
Award Criteria
All applications for grants will be prepared and submitted through
the AFG e-Grant application portal (https://portal.fema.gov).
The FP&S Grant Program panels will review the applications and
score them using the following criteria areas:
Vulnerability
Implementation
Evaluation Plan
Cost Benefit
Financial Need
Funding Priorities
Experience and Expertise
The applications submitted under the R&D Activity will be reviewed
first by a panel of fire service members to identify those applications
most relevant to the fire service. The following evaluation criteria
will be used for this review:
Purpose
Potential Impact
Implementation by the fire service
Partners
Barriers
The applications that are determined most likely to be implemented
to enable improvement in firefighter safety, health, or wellness will
be deemed to be in the ``competitive range'' and will be forwarded to
the second level of application review, which is the scientific panel
review process. This panel will be comprised of scientists and
technology experts who have expertise pertaining to the subject matter
of the proposal.
The Scientific Technical Evaluation Panel for the R&D Activity will
review the application and evaluate it using the following criteria:
Project purpose(s), goals and objectives, and specific aims
Literature Review
Project Methods
Project Measurements
Project Analysis
Dissemination and Implementation
Cost vs. Benefit (additional consideration)
Financial Need (additional consideration)
Eligible Applicants
The following entities are eligible to apply directly to FEMA under
this solicitation:
1. Fire Prevention and Safety (FP&S) Activity: Eligible applicants
for this activity include fire departments, national, regional, state,
local, tribal, and nonprofit organizations that are recognized for
their experience and expertise in fire prevention and safety programs
and activities. Both private and public non-profit organizations are
eligible to apply for funding in this activity. For-profit
organizations, federal agencies, and individuals are not
[[Page 23283]]
eligible to receive a FP&S Grant Award under the FP&S Activity.
2. Firefighter Safety Research and Development (R&D) Activity:
Eligible applicants for this activity include national, state, local,
tribal, and nonprofit organizations, such as academic (e.g.,
universities), public health, occupational health, and injury
prevention institutions. Both private and public non-profit
organizations are eligible to apply for funding in this activity.
The aforementioned entities are encouraged to apply, especially
those that are recognized for their experience and expertise in
firefighter safety, health, and wellness research and development
activities. Fire departments are not eligible to apply for funding in
the R&D activity. Additionally, for-profit organizations, federal
agencies, and individuals are not eligible to receive a grant award
under the R&D Activity.
Statutory Limits to Funding
Applications and awards are limited to a maximum federal share of
$1.5 million dollars, regardless of applicant type.
Cost Sharing
Grant recipients must share in the costs of the projects funded
under this grant program as required by 15 U.S.C. 2229(k)(1) and in
accordance with 2 CFR 200.101(b)(1), but they are not required to have
the cost-share at the time of application nor at the time of award.
However, before a grant is awarded, FEMA will contact potential
awardees to determine whether the grant recipient has the funding in
hand or if the grant recipient has a viable plan to obtain the funding
necessary to fulfill the cost-sharing requirement.
In general, an eligible applicant seeking an FP&S grant to carry
out an activity shall agree to make available non-federal funds to
carry out such activity in an amount equal to, and not less than, five
percent of the grant awarded. Cash match and in-kind matches are both
allowable in the FP&S Grant Program. Cash (hard) matches include non-
federal cash spent for project-related costs. In-kind (soft) matches
include, but are not limited to, the valuation of in-kind services. In-
kind is the value of something received or provided that does not have
a cost associated with it. For example, where an in-kind match (other
than cash payments) is permitted, then the value of donated services
could be used to comply with the match requirement. Also, third party
in-kind contributions may count toward satisfying match requirements
provided the grant recipient receiving the contributions expends them
as allowable costs in compliance with provisions listed above.
Grant recipients under this grant program must also agree to a
maintenance of effort requirement as required by 15 U.S.C. 2229(k)(3)
(referred to as a ``maintenance of expenditure'' requirement in that
statute). Per this requirement, a grant recipient shall agree to
maintain during the term of the grant, the grant recipient's aggregate
expenditures relating to the activities allowable under the FP&S NOFO
at not less than 80 percent (80%) of the average amount of such
expenditures in the two (2) fiscal years preceding the fiscal year in
which the grant amounts are received.
In cases of demonstrated economic hardship, and on the application
of the grant recipient, the Administrator of FEMA may waive or reduce
certain grant recipient's cost share or maintenance of expenditure
requirements. This policy applies to FP&S per Sec. 33 of the Federal
Fire Prevention and Control Act of 1974 (Pub. L. 93-498, as amended)
(15 U.S.C Sec. 2229). For complete requirements concerning these
waivers, including a description of how a grant recipient may
demonstrate economic hardship and apply for a waiver, please refer to
FEMA Policy FP 207-088-01, dated April 8, 2014, at: https://www.fema.gov/media-library-data/1398109239435-ec23997d8351382710896fa77d02bc7d/AFG+Economic+Hardship+Waiver+Policy.pdf. Per 15 U.S.C. 2229(k)(4)(C),
FP&S grant recipients that are not fire departments are not eligible to
receive a waiver of their cost share or economic hardship requirements.
System for Award Management (SAM)
On July 29, 2010, the Central Contractor Registration (CCR) was
moved into the System for Award Management (SAM). The Office of
Management and Budget (OMB) issued guidance to federal agencies
requiring all prime recipients of federal grants to register in SAM.
SAM is the primary vendor database for the Federal Government to
collect, validate, store, and disseminate data from a secure
centralized system. SAM consolidated the capabilities found in CCR and
other federal procurement systems into one new system.
There is no charge to register in SAM.gov. Registrations must be
completed on-line at https://www.sam.gov/portal/public/SAM/. The
applicant organization is responsibile for having a valid Dun and
Bradstreet (DUNS) number at the time of registration. Organizations
with an active record in CCR have an active record in SAM, but may need
to validate their information. For registration, go to https://www.sam.gov/portal/public/SAM/.
Application Process
Applicants may only submit one (1) application, but may submit for
up to three (3) projects under each activity (FP&S and R&D). Any
applicant that submits more than one (1) application may have all
applications for any duplicated request(s) deemed ineligible.
Under the FP&S Activity, applicants may apply under the following
categories:
Community Risk Reduction
Fire & Arson Investigation
Code Enforcement/Awareness
National/State/Regional Programs and Studies
Under the R&D Activity, applicants may apply under the following
categories:
Clinical Studies
Technology and Product Development
Database System Development
Dissemination and Implementation Research
Preliminary Studies
Prior to the start of the FY 2016 FP&S Grant Program application
period, FEMA will provide applicants with technical assistance tools
(available at the AFG Web site: www.fema.gov/firegrants) and other
online information to help them prepare quality grant applications. AFG
will also staff a Help Desk throughout the application period to assist
applicants with navigation through the automated application as well as
assistance with any questions they have. Applicants can reach the AFG
Help Desk through a toll-free telephone number (1-866-274-0960) or
electronic mail (firegrants@dhs.gov).
Applicants are advised to access the application electronically at
https://portal.fema.gov. The application also will be accessible from
the grants.gov Web site (https://www.grants.gov). New applicants are
required to register and establish a username and password for secure
access to their application. Applicants that applied to any previous
AFG or Staffing for Adequate Fire and Emergency Response (SAFER)
funding opportunities were required to use their previously established
usernames and passwords.
In completing an application under this funding opportunity,
applicants will be asked to provide relevant information on their
organization's characteristics and existing capabilities. Those
applicants are asked to answer
[[Page 23284]]
questions about their grant request that reflect the funding
priorities, described below. In addition, each applicant will complete
narratives for each project or grant activity requested.
The following are the funding priorities for each category under
the FP&S Activity:
Community Risk Reduction--Under the Community Risk
Reduction category there are two funding priorities:
[cir] Priority will be given to programs that target high risk
population to conduct both door-to-door smoke alarm installations and
provide home safety inspections (including sprinkler awareness), as
part of a comprehensive home fire safety campaign.
[cir] Priority will also be given to programs that include
sprinkler awareness that affect the entire community, such as educating
the public about residential sprinklers, promoting residential
sprinklers, and demonstrating working models of residential sprinklers.
Code Enforcement/Awareness--projects that focus on first
time or reinstatement of code adoption and code enforcement.
Fire & Arson Investigation--projects that aim to
aggressively investigate every fire.
National/State/Regional Programs and Studies--projects
that focus on residential fire issues and/or firefighter behavior and
decision-making.
Under the R&D Activity, in order to identify and address the most
important elements of firefighter safety, FEMA looked to the fire
service for its input and recommendations. In June 2005, the National
Fallen Firefighters' Foundation (NFFF) hosted a working group to
facilitate the development of an agenda for the nation's fire service,
and in particular for firefighter safety. In November 2015, the NFFF
hosted their third working group to update the agenda with current
priorities. A copy of the research agenda is available on the NFFF Web
site at https://www.everyonegoeshome.com/resources/research-symposium-reports/.
Projects that meet the intent of this research agenda with respect
to firefighter health and safety, as identified by the NFFF working
group, will be given consideration under the R&D Activity. However, the
applicant is not limited to these specific projects. All proposed
projects, regardless of whether they have been identified by this
working group, will be evaluated on their relevance to firefighter
health and safety, and scientific rigor.
The electronic application process will permit the applicant to
enter and save the application data. The system does not permit the
submission of incomplete applications. Except for the narrative
textboxes, the application will use a ``point-and-click'' selection
process or require the entry of data (e.g., name and address).
Applicants will be encouraged to read the FP&S Funding Opportunity
Announcement for more details.
Criteria Development Process
Each year, DHS convenes a panel of fire service professionals to
develop the funding priorities and other implementation criteria for
AFG. The Criteria Development Panel is comprised of representatives
from nine major fire service organizations who are charged with making
recommendations to FEMA regarding the creation of new funding
priorities, the modification of existing funding priorities, and the
development of criteria for awarding grants. The nine major fire
service organizations represented on the panel are:
Congressional Fire Services Institute (CFSI)
International Association of Arson Investigators (IAAI)
International Association of Fire Chiefs (IAFC)
International Association of Fire Fighters (IAFF)
International Society of Fire Service Instructors (ISFSI)
National Association of State Fire Marshals (NASFM)
National Fire Protection Association (NFPA)
National Volunteer Fire Council (NVFC)
North American Fire Training Directors (NAFTD)
The FY 2016 criteria development panel meeting occurred November 9-
10, 2015. The content of the FY 2016 FP&S Notice of Funding Oportunity
reflects the implementation of the Criteria Development Panel's
recommendations with respect to the priorities, direction, and criteria
for awards. All of the funding priorities for the FY 2016 FP&S Grant
Program are designed to address the following:
First responder safety
Enhancing national capabilities
Risk
Interoperability
Changes for FY 2016
FY 2016 FP&S Notice of Funding Opportunity Announcement
(1) Under the Fire Prevention and Safety Activity, the General
Education Awareness Category has been revised and is now called the
Community Risk Reduction Category. The priorities and eligible
activities remain the same.
Application Review Process and Considerations
The program's authorizing statute requires that each year DHS
publish in the Federal Register a description of the grant application
process and the criteria for grant awards. This information is provided
below.
DHS will review and evaluate all FP&S applications submitted using
the funding priorities and evaluation criteria described in this
document, which are based on recommendations from the AFG Criteria
Development Panel.
Peer Review Process
Technical Evaluation Process--Fire Prevention and Safety Activity
All eligible applications will be evaluated by a Technical
Evaluation Panel (TEP). The TEP is comprised of a panel of Peer
Reviewers. The TEP will assess each application's merits with respect
to the detail provided in the Narrative Statement on the activity,
including the evaluation elements listed in the Evaluation Criteria
identified above.
The panel of Peer Reviewers will independently score each project
within the application, discuss the merits and/or shortcomings of the
application, and document the findings. A consensus is not required.
The highest ranked applications will receive further technical review
to assess strengths and weaknesses, how readily weaknesses may be
resolved, and the likely impact of the proposed activities on the
safety of the target audience.
Technical Evaluation Process--Research and Development Activity
R&D applications will go through a two-phase review process. First,
all applications will be reviewed by a panel of fire service experts to
assess relevance, meaning the likely impact of the proposed R&D
application to enable improvement in firefighter safety, health, or
wellness. They will also assess the need for the research results and
the likelihood that the results would be implemented by the fire
service in the United States. Applications that are deemed likely to be
implemented to enable improvement in firefighter safety, health, or
wellness will then receive further consideration by a science review
panel. This panel will be comprised of scientists and technology
experts who have expertise pertaining to the subject matter of the
proposal.
Reviewers will independently score applications and, if necessary,
discuss the merits or shortcomings of the
[[Page 23285]]
application in order to reconcile any major discrepancies identified by
the reviewers. A consensus is not required.
With input from these panels, for the highest ranked applications,
FEMA will review each application's strengths and weaknesses, how best
the strengths fit the priorities of the FP&S Grant Program, and how
readily the weaknesses may be resolved to support likely impact of the
project to improve firefighter safety, heath, or wellness.
Technical Review Process
Projects receiving the highest scores then will undergo a technical
review by a subject matter specialist to assess the technical
feasibility of the project and a programmatic review to assess
eligibility and other factors.
After the completion of the technical reviews, DHS will select a
sufficient number of awardees from this application period to obligate
all of the available grant funding. It will evaluate and act on
applications within 90 days following the close of the application
period. Award announcements will be made on a rolling basis until all
available grant funds have been committed. Awards will not be made in
any specified order. DHS will notify unsuccessful applicants as soon as
it is feasible.
Evaluation Criteria for Projects--Fire Prevention and Safety Activity
Funding decisions will be informed by an assessment of how well the
application addresses the criteria and considerations listed below.
Applications will be reviewed by the TEP using weighted evaluation
criteria to score the project. These scores will impact the ranking of
a project for funding.
The relative weight of the evaluation criteria in the determination
of the grant award is listed below.
Financial Need (10%): Applicants should provide details on
the need for financial assistance to carry out the proposed project(s).
Included in the description might be other unsuccessful attempts to
acquire financial assistance or specific examples of the applicant's
operational budget.
Vulnerability Statement (25%): The assessment of fire risk
is essential in the development of an effective project goal, as well
as meeting FEMA's goal to reduce risk by conducting a risk analysis as
a basis for action. Vulnerability is a ``weak link'' demonstrating high
risk behavior, living conditions or any type of high risk situation or
behavior. The Vulnerability Statement should include a description of
the steps taken to determine the vulnerability (weak link) and identify
the target audience. The methodology for determination of vulnerability
(how you found the weak link) should be discussed in-depth in the
application's Narrative Statement.
[cir] The specific vulnerability (weak link) that will be addressed
with the proposed project can be established through a formal or
informal risk assessment. FEMA encourages the use of local statistics,
rather than national statistics, when discussing the vulnerability.
[cir] The applicant should summarize the vulnerability (weakness)
the project will address in a clear, to-the-point statement that
addresses who is at risk, what the risks are, where the risks are, and
how the risks can be prevented.
[cir] For the purpose of the FY 2016 FP&S NOFO, formal risk
assessments consist of the use of software programs or recognized
expert analysis that assess risk trends.
[cir] Informal risk assessments could include an in-house review of
available data (e.g., National Fire Incident Reporting System) to
determine fire loss, burn injuries or loss of life over a period of
time, and the factors that are the cause and origin for each
occurrence.
Implementation Plan (25%): Projects should provide details
on the implementation plan which discusses the proposed project's goals
and objectives. The following information should be included to support
the implementation plan:
[cir] Goals and objectives.
[cir] Details regarding the methods and specific steps that will be
used to achieve the goals and objectives.
[cir] Timelines.
[cir] Where applicable, examples of marketing efforts to promote
the project, who will deliver the project (e.g., effective
partnerships), and the manner in which materials or deliverables will
be distributed.
[cir] Requests for props (i.e., tools used in educational or
awareness demonstrations), including specific goals, measurable
results, and details on the frequency for which the prop will be
utilized as part of the implementation plan. Applicants should include
information describing the efforts that will be used to reach the high
risk audience and/or the number of people reached through the proposed
project.
Evaluation Plan (25%): Projects should include an
evaluation of effectiveness and should identify measurable goals.
Applicants seeking to carry out awareness and educational projects, for
example, should identify how they intend to determine that there has
been an increase in knowledge about fire hazards, or measure a change
in the safety behaviors of the audience. Applicants should demonstrate
how they will measure risk at the outset of the project in comparison
to how much the risk decreased after the project is finished. There are
various ways to measure the knowledge gained including the use of
surveys, pre- and post-tests or documented observations.
Cost-Benefit (10%): Projects will be evaluated based on
how well the applicant addresses the fire prevention needs of the
department or organization in an economic and efficient manner. It
should show how to maximize the level of funding that goes directly
into the delivery of the project. The costs associated with the project
must also be reasonable for the target audience that will be reached,
and a description of how the anticipated benefit(s) of their projects
outweighs the cost(s) of the requested item(s) should be included.
Providing justification for costs assists the Technical Evaluation
Panel with this review.
Funding Priorities (5%): Applicants will be evaluated on
whether or not the proposed project meets the stated funding priority
(listed below) for the applicable category.
[cir] Community Risk Reduction Priority: Comprehensive home fire
safety campaign with door-to-door smoke alarm installations or
residential sprinkler awareness projects/activities.
[cir] Fire/Arson Investigation Priority: Projects that aim to
aggressively investigate every fire.
[cir] Code Enforcement/Awareness Priority: Projects that focus on
first time or reinstatement of code adoption and code enforcement.
[cir] National/State/Regional Programs and Studies Priority:
Projects that focus on residential fire issues, and/or firefighter
safety projects or strategies that are designed to measureably change
firefighter behavior and decision-making.
Experience and Expertise (additional consideration):
Applicants that demonstrate their experience and ability to conduct
fire prevention and safety activities, and to execute the proposed or
similar project(s), will receive additional consideration.
Evaluation Criteria--Firefighter Safety Research and Development
Activity
Funding decisions will be informed by an assessment of how well the
application addresses the criteria and considerations listed below.
All applications will reviewed by a fire service expert panel using
weighted evaluation criteria, and those
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applications deemed to be in the ``competitive range'' will then be
reviewed by a scientific peer review panel evaluation using weighted
evaluation criteria to score the project. Scientific evaluations will
impact the ranking of the project for funding.
In addition, other Science Panel considerations are indicated in
the list below:
Fire Service Evaluation Criteria
Purpose (25%): Applicants should clearly identify the
benefits of the proposed research project to improve firefighter
safety, health, or wellness, and identify specific gaps in knowledge
that will be addressed.
Implementation by Fire Service (25%): Applicants should
discuss how the outcomes/products of this research, if successful, are
likely to be widely/nationally adopted and accepted by the fire service
as changes that enhance firefighter safety, health, or wellness.
Potential Impact (15%): Applicants should discuss the
potential impact of the research outcome/product on firefighter safety
by quantifying the possible reduction in the number of fatal or non-
fatal injuries, or on wellness by significantly improving the overall
health of firefighters.
Barriers (15%): Applicants should recognize that all
research contains some level of risk and that the proposed outcomes may
not be realized. The applicant needs to identify and discuss potential
fire service and other barriers to successfully complete the study on
schedule, including contingencies and strategies to deal with barriers
if they materialize. This may include barriers that could inhibit the
proposed fire service participation in the study or the adoption of
successful results by the fire service when the project is completed.
Partners (20%): Applicants should recognize that
participation of the fire service as a partner in the research, from
development to dissemination, is regarded as an essential part of all
projects. Applicants should describe the fire service partners and
contractors that will support the project to accomplish the objectives
of the study. The specific roles and contributions of the partners
should be described. Partnerships may be formed with local and regional
fire departments, and also with national fire-related organizations.
Letters of support and letters of commitment to actively participate in
the project should be included in the appendix of the application.
Generally, participants of a diverse population, including both career
and volunteer firefighters, are expected to facilitate acceptance of
results nationally. In cases where this is not practical, due to the
nature of the study or other limitations, these circumstances should
clearly be explained.
Science Panel Evaluation Criteria
Project goals, objectives, and specific aims (15%):
Applicants should address how the purpose, goals, objectives, and aims
of the proposal will lead to results that will improve firefighter
safety, health, or wellness. For multi-year projects, greater detail
should be given for the first year.
Literature Review (10%): Applicants should provide a
literature review that is relevant to the project's goals, objectives,
and specific aims. The citations should be placed in the text of the
narrative statement, with references listed at the end of the Narrative
Statement (and not in the Appendix) of the application. The review
should be in sufficient depth to make it clear that the proposed
project is necessary, adds to an existing body of knowledge, is
different from current and previous studies, and offers a unique
contribution.
Project Methods (20%): Applicants should provide a
description of how the project will be carried out, including
demonstration of the overall scientific and technical rigor and merit
of the project. This includes the operations to accomplish the purpose,
goals and objectives, and the specific aims of the project. Plans to
recruit and retain human subjects, where applicable, should be
described. Where human subjects are involved in the project, the
applicant should describe plans for submission to the Institutional
Review Board (IRB) (for further guidance and requirements, see Appendix
B--Programmatic Information and Priorities, Section IV of the FY 2016
FP&S NOFO. Other Eligible Project and Ineligible Projects and Costs,
Section B. Research and Development Project Eligibility Information,
Section i. Human Subject Research).
Project Measurements (20%): Applicants should provide
evidence of the technical rigor and merit of the project, such as data
pertaining to validity, reliability, and sensitivity (where
established) of the facilities, equipment, instruments, standards, and
procedures that will be used to carry out the research. The applicant
should discuss the data to be collected to evaluate the performance
methods, technologies, and products proposed to enhance firefighter
safety, health, or wellness. The applicant should demonstrate that the
measurement methods and equipment selected for use are appropriate and
sufficient to successfully deliver the proposed project objectives.
Project Analysis (20%): The applicant should indicate the
planned approach for analysis of the data obtained from measurements,
questionnaires, or computations. The applicant should specify within
the plan what will be analyzed, the statistical methods that will be
used, the sequence of steps, and interactions as appropriate. It should
be clear that the Principal Investigator (PI) and research team have
the expertise to perform the planned analysis and defend the results in
a peer review process.
Dissemination and Implementation (15%): Applicants should
indicate dissemination plans for scientific audiences (such as plans
for submissions to specific peer review publications) and for
firefighter audiences (such as Web sites, magazines, and conferences).
Also, assuming positive results, the applicant should indicate future
steps that would support dissemination and implementation throughout
the fire service, where applicable. These steps are likely to be beyond
the current study, so those features of the research activity that will
facilitate future dissemination and implementation should be discussed.
All applicants should specify how the results of the project, if
successful, might be disseminated and implemented in the fire service
to improve firefighter safety, health, or wellness. It is expected that
successful R&D Activity Projects may give rise to future programs
including FP&S Activity Projects.
Cost vs. Benefit (additional consideration): Cost vs.
benefit in this evaluation element refers to the costs of the grant for
the research and development project as it relates to the benefits that
are projected for firefighters who would have improved safety, health,
or wellness. Applicants should demonstrate a high benefit for the cost
incurred, and effective utilization of federal funds for research
activities.
Financial Need (additional consideration): In the
Applicant Information section of the application, applicants should
provide details on the need for federal financial assistance to carry
out the proposed project(s). Applicants may include a description of
unsuccessful attempts to acquire financial assistance. Applicants
should provide detail about the organization's operating budget,
including a high-level breakdown of the budget; describe the
department's inability to address financial needs without federal
assistance; and discuss other actions the
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department has taken to meet their staffing needs (e.g., state
assistance programs, other grant programs, etc.).
Other Selection Information
Awards will be made using the results of peer-reviewed applications
as the primary basis for decisions, regardless of activity. However,
there are some exceptions to strictly using the peer review results.
The applicant's prior AFG, SAFER, and FP&S grant management performance
will also be taken into consideration when making recommendations for
award. All final funding determinations will be made by the
Administrator of FEMA, or the Administrator's designee.
Fire departments and other eligible applicants that have received
funding under the FP&S Grant Program in previous years are eligible to
apply for funding in the current year. However, DHS may take into
account an applicant's performance on prior grants when making funding
decisions on current applications.
Once every application in the competitive range has been through
the technical evaluation phase, the applications will be ranked
according to the average score awarded by the panel.
The ranking will be summarized in a Technical Report prepared by
the AFG Program Office. A Grants Management Specialist will contact the
applicant to discuss and/or negotiate the content of the application
and SAM.gov registration before making final award decisions.
Authority: 15 U.S.C. 2229.
Robert J. Fenton, Jr.,
Acting Administrator, Federal Emergency Management Agency.
[FR Doc. 2017-10364 Filed 5-19-17; 8:45 am]
BILLING CODE 9111-64-P