Central Valley Fund III (SBIC), L.P., License No. 09/09-0486; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 20685-20686 [2017-08909]

Download as PDF Federal Register / Vol. 82, No. 84 / Wednesday, May 3, 2017 / Notices Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NASDAQ–2017–039. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NASDAQ–2017–039, and should be submitted on or before May 24, 2017. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.64 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–08899 Filed 5–2–17; 8:45 am] nlaroche on DSK30NT082PROD with NOTICES BILLING CODE 8011–01–P 64 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 14:29 May 02, 2017 Jkt 241001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–80524; File No. SR–FICC– 2017–002] Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook April 25, 2017. On March 1, 2017, Fixed Income Clearing Corporation (‘‘FICC’’) filed with the Securities and Exchange Commission (‘‘Commission’’) proposed rule change SR–FICC–2017–002 (‘‘Proposed Rule Change’’) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 to implement a Capped Contingency Liquidity Facility in FICC’s Government Securities Division Rulebook.3 The Proposed Rule Change was published for comment in the Federal Register on March 20, 2017.4 To date, the Commission has received one comment letter to the Proposed Rule Change.5 Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may U.S.C. 78s(b)(1). CFR 240.19b–4. 3 On March 1, 2017, FICC also filed this Proposed Rule Change as advance notice SR–FICC–2017–802 (‘‘Advance Notice’’) with the Commission pursuant to Section 806(e)(1) of the Dodd-Frank Wall Street Reform and Consumer Protection Act entitled the Payment, Clearing, and Settlement Supervision Act of 2010, 12 U.S.C. 5465(e)(1), and Rule 19b– 4(n)(1)(i) of the Act, 17 CFR 240.19b–4(n)(1)(i). Notice of filing of the Advance Notice was published for comment in the Federal Register on March 15, 2017. Securities Exchange Act Release No. 80191 (March 9, 2017), 82 FR 13876 (March 15, 2017) (SR–FICC–2017–802). The Commission extended the review period of the Advance Notice from April 30, 2017 to June 29, 2017. Securities Exchange Act Release No. 80520 (April 25, 2017) (SR–FICC–2017–802). The proposal in the Proposed Rule Change and the Advance Notice shall not take effect until all regulatory actions required with respect to the proposal are completed. 4 Securities Exchange Act Release No. 80234 (March 14, 2017), 82 FR 14401 (March 20, 2017) (SR–FICC–2017–002). 5 See letter from Robert E. Pooler, Chief Financial Officer, Ronin Capital LLC, dated April 10, 2017, to Robert W. Errett, Deputy Secretary, Commission, available at https://www.sec.gov/comments/sr-ficc2017-002/ficc2017002.htm. Since the proposal contained in the Proposed Rule Change was also filed as an Advance Notice, Release No. 80191, supra note 3, the Commission is considering all public comments received on the proposal regardless of whether the comments are submitted to the Proposed Rule Change or the Advance Notice. 6 15 U.S.C. 78s(b)(2). 20685 designate if it finds such longer period to be appropriate and publishes its reasons for so finding, or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for this Proposed Rule Change is May 4, 2017. The Commission is extending this 45day time period. In order to provide the Commission with sufficient time to consider the Proposed Rule Change, the Commission finds that it is appropriate to designate a longer period within which to take action on the Proposed Rule Change. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,7 designates June 18, 2017 as the date by which the Commission shall either approve, disapprove, or institute proceedings to determine whether to disapprove proposed rule change SR–FICC–2017– 002. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017–08907 Filed 5–2–17; 8:45 am] BILLING CODE 8011–01–P 1 15 2 17 PO 00000 Frm 00127 Fmt 4703 Sfmt 4703 SMALL BUSINESS ADMINISTRATION Central Valley Fund III (SBIC), L.P., License No. 09/09–0486; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Central Valley Fund III (SBIC), L.P., 1590 Drew Avenue, Suite 110, Davis, CA 95618, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concerns, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Central Valley Fund III (SBIC), L.P. is proposing to provide financing to LightRiver Software, Inc., a wholly owned subsidiary of LightRiver Technologies Holdings, Inc. for the acquisition of Unique Computer Software Inc., 215 7 Id. 8 17 CFR 200.30–3(a)(31). E:\FR\FM\03MYN1.SGM 03MYN1 20686 Federal Register / Vol. 82, No. 84 / Wednesday, May 3, 2017 / Notices Gordons Corner Road, Suite 2G, Manalapan, NJ 07726. The proposed transaction is brought within the purview of § 107.730 of the Regulations because Central Valley Fund II (SBIC), L.P., an Associate of Central Valley Fund III (SBIC), L.P. by virtue of Common Control as defined at § 107.50, collectively holds more than 10% equity interest in LightRiver Technologies, Inc., a wholly owned subsidiary of LightRiver Technologies Holdings, Inc. Therefore, LightRiver Software, Inc. is an Associate of Central Valley Fund III (SBIC), L.P. pursuant to § 107.50. Therefore, the proposed transaction is considered self-deal pursuant to 13 CFR 107.730 and requires a regulatory exemption. Notice is hereby given that any interested person may submit written comments on the transaction within fifteen days of the date of this publication to Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Dated: April 26, 2017. A. Joseph Shepard, Associate Administrator for Investment and Innovation. [FR Doc. 2017–08909 Filed 5–2–17; 8:45 am] Environmental Management, Florida Department of Transportation, 605 Suwannee Street, MS 37, Tallahassee, FL 32399–0450; Telephone (850) 414– 4316. The Notice of Intent to prepare an EIS was for an extension of SR 388 to the west from its current western terminus at SR 79 and provide a new four-lane divided highway and a new bridge across the Intracoastal Waterway (ICWW). The Notice of Intent to prepare an EIS is rescinded. SUPPLEMENTARY INFORMATION: (Catalog of Federal Domestic Assistance Program Number 20.205, Highway Research, Planning and Construction. The regulations implementing Executive Order 12372 regarding inter-governmental consultation on Federal programs and activities apply to this program.) Buddy Cunill, Environmental Team Leader, Tallahassee, Florida. [FR Doc. 2017–08910 Filed 5–2–17; 8:45 am] BILLING CODE 4910–22–P DEPARTMENT OF VETERANS AFFAIRS [OMB Control No. 2900–0065] BILLING CODE 8025–01–P DEPARTMENT OF TRANSPORTATION Federal Highway Administration Environmental Impact Statement; Walton County & Bay County Veterans Benefits Administration, Department of Veterans Affairs. ACTION: Notice. AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of intent. AGENCY: nlaroche on DSK30NT082PROD with NOTICES VerDate Sep<11>2014 14:29 May 02, 2017 Jkt 241001 In compliance with the Paperwork Reduction Act (PRA) of 1995, this notice announces that the Veterans Benefits Administration, Department of Veterans Affairs, will submit the collection of information abstracted below to the Office of Management and Budget (OMB) for review and comment. The PRA submission describes the nature of the information collection and its expected cost and burden and it includes the actual data collection instrument. DATES: Comments must be submitted on or before June 2, 2017. ADDRESSES: Submit written comments on the collection of information through www.Regulations.gov, or to Office of Information and Regulatory Affairs, Office of Management and Budget, Attn: VA Desk Officer; 725 17th St. NW., Washington, DC 20503 or sent through electronic mail to oira_submission@ omb.eop.gov. Please refer to ‘‘OMB SUMMARY: The FHWA is issuing this notice of cancellation on behalf of the Florida Department of Transportation (FDOT) pursuant to federal law and a Memorandum of Understanding dated December 14, 2016 to advise the public that an Environmental Impact Statement for the proposed SR 388 from SR 79 in Bay County, Florida westward to SR 30 (US 98) in Walton County, Florida (also identified as West Bay Parkway, Segment 1 and CR 388 Segment 1) will no longer be prepared due to the implementation of the Bay-Walton Sector Plan, SAJ–114, and associated biological assessment that was completed for the study area. This is a formal cancellation of the Notice of Intent that was published in the Federal Register on October 4, 2011 (Doc. No. 2011–25360). FOR FURTHER INFORMATION CONTACT: Mr. Jason Watts, Director, Office of SUMMARY: Agency Information Collection Activity Under OMB Review: Request for Employment Information in Connection With Claim for Disability Benefits PO 00000 Frm 00128 Fmt 4703 Sfmt 4703 Control No. 2900–0065’’ in any correspondence. FOR FURTHER INFORMATION CONTACT: Cynthia Harvey-Pryor, Enterprise Records Service (005R1B), Department of Veterans Affairs, 810 Vermont Avenue NW., Washington, DC 20420, (202) 461–5870 or email cynthia.harveypryor@va.gov. Please refer to ‘‘OMB Control No. 2900–0065’’ in any correspondence. SUPPLEMENTARY INFORMATION: Authority: 44 U.S.C. 3501–21. Title: (Request for Employment Information in Connection with Claim for Disability Benefits (VA Form 21– 4192)). OMB Control Number: 2900–0065. Type of Review: Revision of a currently approved collection. Abstract: VA Form 21–4192 is used to gather necessary employment information from veterans’ employers so VA can determine eligibility to increased disability benefits based on unemployability. An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number. The Federal Register Notice with a 60-day comment period soliciting comments on this collection of information was published at Volume 82 FR 12 on January 19, 2017, page 6729. Affected Public: Individuals or Households. Estimated Annual Burden: 15,000 hours. Estimated Average Burden per Respondent: 15 minutes. Frequency of Response: One time. Estimated Number of Respondents: 60,000. By direction of the Secretary. Cynthia Harvey-Pryor, Department Clearance Officer, Enterprise Records Service, Office of Quality and Compliance, Department of Veterans Affairs. [FR Doc. 2017–08932 Filed 5–2–17; 8:45 am] BILLING CODE 8320–01–P DEPARTMENT OF VETERANS AFFAIRS [OMB Control No. 2900–0500] Status of Dependents Questionnaire Veterans Benefits Administration, Department of Veterans Affairs. ACTION: Notice; correction. AGENCY: The Department of Veterans Affairs (VA) published a collection of information notice in the Federal SUMMARY: E:\FR\FM\03MYN1.SGM 03MYN1

Agencies

[Federal Register Volume 82, Number 84 (Wednesday, May 3, 2017)]
[Notices]
[Pages 20685-20686]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-08909]


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SMALL BUSINESS ADMINISTRATION


Central Valley Fund III (SBIC), L.P., License No. 09/09-0486; 
Notice Seeking Exemption Under Section 312 of the Small Business 
Investment Act, Conflicts of Interest

    Notice is hereby given that Central Valley Fund III (SBIC), L.P., 
1590 Drew Avenue, Suite 110, Davis, CA 95618, a Federal Licensee under 
the Small Business Investment Act of 1958, as amended (``the Act''), in 
connection with the financing of a small concerns, has sought an 
exemption under Section 312 of the Act and Section 107.730, Financings 
which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Central Valley Fund III (SBIC), L.P. is proposing to provide financing 
to LightRiver Software, Inc., a wholly owned subsidiary of LightRiver 
Technologies Holdings, Inc. for the acquisition of Unique Computer 
Software Inc., 215

[[Page 20686]]

Gordons Corner Road, Suite 2G, Manalapan, NJ 07726.
    The proposed transaction is brought within the purview of Sec.  
107.730 of the Regulations because Central Valley Fund II (SBIC), L.P., 
an Associate of Central Valley Fund III (SBIC), L.P. by virtue of 
Common Control as defined at Sec.  107.50, collectively holds more than 
10% equity interest in LightRiver Technologies, Inc., a wholly owned 
subsidiary of LightRiver Technologies Holdings, Inc. Therefore, 
LightRiver Software, Inc. is an Associate of Central Valley Fund III 
(SBIC), L.P. pursuant to Sec.  107.50.
    Therefore, the proposed transaction is considered self-deal 
pursuant to 13 CFR 107.730 and requires a regulatory exemption. Notice 
is hereby given that any interested person may submit written comments 
on the transaction within fifteen days of the date of this publication 
to Associate Administrator for Investment, U.S. Small Business 
Administration, 409 Third Street SW., Washington, DC 20416.

    Dated: April 26, 2017.
A. Joseph Shepard,
Associate Administrator for Investment and Innovation.
[FR Doc. 2017-08909 Filed 5-2-17; 8:45 am]
 BILLING CODE 8025-01-P
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