Revising Procedures for the Freedom of Information Act, 12506-12508 [2017-04308]
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12506
Federal Register / Vol. 82, No. 42 / Monday, March 6, 2017 / Rules and Regulations
and effective September 15, 2016. FAA
Order 7400.11A is publicly available as
listed in the ADDRESSES section of this
document. FAA Order 7400.11A lists
Class A, B, C, D, and E airspace areas,
air traffic service routes, and reporting
points.
The Rule
This amendment to Title 14, Code of
Federal Regulations (14 CFR) part 71
modifies Class E airspace extending
upward from 700 feet above the surface
within a 6.6-mile radius (increased from
the 6.3-mile radius) of James G. Whiting
Memorial Field Airport, Mapleton, IA,
with an extension southwest of the
airport from the 6.6-mile radius to 10.3
miles. The segment extending 10 miles
northeast of the airport is removed.
Airspace reconfiguration is necessary
due to the decommissioning of the
Mapleton NDB, cancellation of NDB
approaches, and implementation of
RNAV procedures at the airport and for
the safety and management of the
standard instrument approach
procedures for IFR operations at the
airport.
Regulatory Notices and Analyses
asabaliauskas on DSK3SPTVN1PROD with RULES
Airspace, Incorporation by reference,
Navigation (air).
FOR FURTHER INFORMATION CONTACT:
Adoption of the Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends 14 CFR part 71 as follows:
PART 71—DESIGNATION OF CLASS A,
B, C, D, AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
1. The authority citation for Part 71
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g); 40103,
40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR,
1959–1963 Comp., p. 389.
§ 71.1
[Amended]
2. The incorporation by reference in
14 CFR 71.1 of FAA Order 7400.11A,
Airspace Designations and Reporting
Points, dated August 3, 2016, and
effective September 15, 2016, is
amended as follows:
■
Paragraph 6005 Class E Airspace Areas
Extending Upward From 700 Feet or More
Above the Surface of the Earth.
*
*
*
*
ACE IA E5 Mapleton, IA [Amended]
Mapleton, James G. Whiting Memorial Field
Airport, IA
(Lat. 42°10′42″ N., long. 95°47′37″ W.)
That airspace extending upward from 700
feet above the surface within a 6.6-mile
radius of James G. Whiting Memorial Field
Airport, and within 4 miles each side of the
204° bearing from the airport extending from
the 6.6-mile radius to 10.3 miles southwest
of the airport.
Issued in Fort Worth, Texas, on February
22, 2017.
Walter Tweedy
Acting Manager, Operations Support Group,
ATO Central Service Center.
Effective April 5, 2017.
David A. Trissell, General Counsel, at
202–789–6820.
SUPPLEMENTARY INFORMATION:
Regulatory History
81 FR 95069 (Dec. 27, 2016)
Table of Contents
I. Introduction
II. Background
III. Review of Comments
IV. Changes to Proposed Rules
V. Ordering Paragraphs
I. Introduction
On December 19, 2016, the
Commission issued a notice of proposed
rulemaking to revise its regulations
governing requests for agency records
made under the Freedom of Information
Act (FOIA), 5 U.S.C. 552, to comply
with the FOIA Improvement Act of 2016
(the Act), Public Law 114–185, 130 Stat.
538 (2016).1 For the reasons discussed
below, the Commission adopts the
following final rules, which include
minor revisions to the proposed rules.
II. Background
The FOIA Improvement Act of 2016
was signed into law on June 30, 2016.
Among other things, the Act expands
the dispute resolution process available
to requesters, limits the use of FOIA
exemptions, and codifies the so-called
‘‘Rule of 3’’ for frequently requested
records.
On December 19, 2016, the
Commission issued Order No. 3671,
introducing proposed revisions to its
rules. As Order No. 3671 indicates,
revisions to the affected sections of 39
CFR part 3004 are necessary to
implement the Act.
III. Review of Comments
The FAA has determined that this
action qualifies for categorical exclusion
under the National Environmental
Policy Act in accordance with FAA
Order 1050.1F, ‘‘Environmental
Impacts: Policies and Procedures,’’
paragraph 5–6.5.a. This airspace action
is not expected to cause any potentially
significant environmental impacts, and
no extraordinary circumstances exist
that warrant preparation of an
environmental assessment.
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39 CFR Part 3004
The Commission received two sets of
comments on the proposed rules. The
National Archives and Records
Administration’s Office of Government
Information Services (OGIS) and the
Public Representative submitted
comments.2
[Docket No. RM2017–2; Order No. 3812]
Environmental Review
18:33 Mar 03, 2017
DATES:
*
The FAA has determined that this
regulation only involves an established
body of technical regulations for which
frequent and routine amendments are
necessary to keep them operationally
current, is non-controversial and
unlikely to result in adverse or negative
comments. It, therefore: (1) Is not a
‘‘significant regulatory action’’ under
Executive Order 12866; (2) is not a
‘‘significant rule’’ under DOT
Regulatory Policies and Procedures (44
FR 11034; February 26, 1979); and (3)
does not warrant preparation of a
Regulatory Evaluation as the anticipated
impact is so minimal. Since this is a
routine matter that only affects air traffic
procedures and air navigation, it is
certified that this rule, when
promulgated, does not have a significant
economic impact on a substantial
number of small entities under the
criteria of the Regulatory Flexibility Act.
VerDate Sep<11>2014
Lists of Subjects in 14 CFR Part 71
A. OGIS Comments
[FR Doc. 2017–04186 Filed 3–3–17; 8:45 am]
BILLING CODE 4910–13–P
POSTAL REGULATORY COMMISSION
Revising Procedures for the Freedom
of Information Act
Postal Regulatory Commission.
Final rule.
AGENCY:
ACTION:
The Commission issuing a set
of rules amending existing regulations
governing requests for agency records
made under the Freedom of Information
Act (FOIA), in accordance in with the
FOIA Improvement Act of 2016.
SUMMARY:
PO 00000
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Comments. OGIS notes that it has a
statutory mandate under FOIA to offer
1 Notice of Proposed Rulemaking to Revise
Procedures for the Freedom of Information Act,
December 19, 2016 (Order No. 3671).
2 Comments of National Archives and Records
Administration on Proposed Rulemaking to Change
its Freedom of Information Act Regulation, 39 CFR
part 3004, Docket No. 2016–30905, January 26, 2017
(OGIS Comments); Public Representative Comments
on Notice of Proposed Rulemaking to Revise
Procedures for the Freedom of Information Act,
January 26, 2017 (PR Comments).
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asabaliauskas on DSK3SPTVN1PROD with RULES
mediation services to resolve disputes
between requesters and federal agencies.
OGIS Comments at 1. As part of this
mission, OGIS states that it regularly
monitors and comments on FOIArelated proposed rules. Id.
OGIS has reviewed the Commission’s
proposed rules and commends the
Commission for its efforts in reviewing
its disclosure policies and revising its
regulations to comply with the Act. Id.
OGIS also suggests two modifications to
the Commission’s rules related to OGIS’
mediation services. Id. at 1–3.
First, OGIS suggests that the
Commission clarify proposed § 3004.43,
governing request responses. Id. at 2.
OGIS notes that FOIA requires the
Commission to notify requesters of their
ability to seek dispute resolution
services from the Commission’s FOIA
Public Liaison or OGIS when the
Commission makes an adverse
determination on a given request. Id.
OGIS recommends that the Commission
restructure proposed § 3004.43 to more
clearly state that these dispute
resolution services are available even
when the adverse determination is not
a denial. Id.
Second, OGIS recommends that the
Commission supplement its rule on
final denials of appeals, set out in
§ 3004.44(c)(1). Id. at 2–3. OGIS
proposes additional language to ensure
requesters are made aware that dispute
resolution with OGIS is available as a
non-exclusive alternative to litigation.
Id.
B. Public Representative Comments
Comments. The Public Representative
comments that the proposed rules are
‘‘effective in implementing the Act.’’ PR
Comments at 2. Furthermore, she
commends the Commission for
clarifying how requesters can file FOIA
requests with the Commission and for
making its records more accessible to
the public. Id. She also offers several
editorial suggestions designed to
provide additional clarity.
Specifically, the Public
Representative recommends that
proposed § 3004.13 be revised to define
how the Commission determines that a
record is frequently requested. Id. The
proposed language replaces the words
‘‘frequently requested agency records’’
with ‘‘agency records that have been
requested three or more times’’ to
explicitly state the standard. Id.
Furthermore, the Public Representative
suggests that the Commission add
corresponding language to § 3004.12(b)
and (c) to make clear that the
Commission will provide frequently
requested records for review in its
public reading room. Id.
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18:33 Mar 03, 2017
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The Public Representative also
recommends that the Commission
include its deadline for requesters to
appeal adverse determinations in
§ 3004.44, the section addressing FOIA
appeals. Id. at 3. The current
Commission rules provide the deadline
in § 3004.43(d)(3), which covers
responses to FOIA requests.
IV. Changes to Proposed Rules
The Commission’s final rules
incorporate the commenters’ suggested
revisions, as well as several additional
changes that the Commission
determined would be prudent upon
review of guidance published by the
Department of Justice, Office of
Information Policy (OIP).3 These
changes provide greater clarity and
improve the accessibility of the FOIA
process. For this reason, the
Commission adopts the changes in its
final rules.
The Commission accepts OGIS’
proposed changes to help accommodate
OGIS’ statutory role as a mediator
between agencies and FOIA requesters.
The Commission finds that the
proposed revisions will assist requesters
by raising awareness that dispute
resolution is available through OGIS.
Furthermore, the Commission makes
conforming changes to proposed
§ 3004.44 to clarify that administrative
appeal is available even when the
adverse determination is not a denial.
The Commission finds that the Public
Representative’s suggested changes
supplement the proposed rules with
additional explanation and improve
their accessibility to the public.
Accordingly, the Commission accepts
the Public Representative’s proposed
changes.
The final rules also incorporate OIP’s
guidance on two of the FOIA request fee
rules. The revisions eliminate a cross
reference in proposed § 3004.52(e)(2)
and revise proposed § 3004.52(f) to
clarify which fees the Commission can
collect when it issues a timely partial
response but an untimely complete
response. These changes clarify the
Act’s modifications to the FOIA fee
structure in accordance with OIP’s
template.
V. Ordering Paragraphs
It is ordered:
1. Part 3004 of title 39, Code of
Federal Regulations, is amended as set
forth below the signature of this Order,
3 OIP issued suggested language, in template
form, to assist agencies in revising their regulations
on its Web site, https://www.justice.gov/oip/
template-agency-foia-regulations (last updated on
February 22, 2017).
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effective 30 days after publication in the
Federal Register.
2. The Secretary shall arrange for
publication of this order in the Federal
Register.
By the Commission.
Stacy L. Ruble,
Secretary.
List of Subjects in 39 CFR Part 3004
Administrative practice and
procedure, Freedom of information,
Reporting and recordkeeping
requirements.
For the reasons stated in the
preamble, the Commission amends
chapter III of title 39 of the Code of
Federal Regulations as follows:
PART 3004—PUBLIC RECORDS AND
FREEDOM OF INFORMATION ACT
1. The authority citation for part 3004
continues to read as follows:
■
Authority: 5 U.S.C. 552; 39 U.S.C. 503.
■
2. Revise § 3004.2 to read as follows:
§ 3004.2
Presumption of openness.
(a) The Commission shall be proactive
and timely in identifying and posting
public records and other frequently
requested records to its Web site.
(b) It is the stated policy of the
Commission that FOIA requests shall be
administered with a clear presumption
of openness. The Commission will only
withhold information if it reasonably
foresees that disclosure would harm an
interest protected by a FOIA exemption,
as enumerated in § 3004.11, or
disclosure is otherwise prohibited by
law.
■ 3. Add § 3004.3 to read as follows:
§ 3004.3
How to make a request.
(a) To request Commission records,
please contact the Secretary of the
Commission via letter or use the online
request form provided on the
Commission’s Web site at https://
www.prc.gov/foia/onlinerequest.
(b) Requests must describe the records
sought in sufficient detail to enable the
Commission to locate them with a
reasonable amount of effort. To the
extent possible, the requests should
provide any specific information that
might assist the Commission in
responding to the request.
(c) Requesters must provide contact
information to assist the Commission in
communicating with them concerning
requests and responding to the request.
■ 4. Amend § 3004.11 by revising
paragraph (f) to read as follows:
§ 3004.11
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Use of exemptions.
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(f) Inter-agency or intra-agency
memoranda or letters that would not be
available by law to a party other than an
agency in litigation with the agency.
This exemption shall not apply to
records created 25 years or more before
the date on which the records were
requested.
*
*
*
*
*
■ 5. Amend § 3004.12 by revising
paragraph (c) to read as follows:
§ 3004.12
Reading room.
*
*
*
*
*
(c) The Commission shall make
available, in an electronic and physical
reading room, records previously
released under FOIA and which the
Commission determines are or are likely
to become of significant public interest,
including agency records that have been
requested three or more times.
■ 6. Amend § 3004.13 by revising
paragraph (a) to read as follows:
§ 3004.13 Notice and publication of public
information.
(a) Decisions, advisory opinions,
orders, public reports, and agency
records that have been requested three
or more times will be made available to
the public by posting on the
Commission’s Web site at https://
www.prc.gov.
*
*
*
*
*
■ 7. Amend § 3004.43 by revising
paragraph (a) to read as follows:
§ 3004.43
Response to requests.
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(a) Within 20 days (excluding
Saturdays, Sundays, and legal holidays)
after receipt of a request for a
Commission record, the Secretary or
Assistant Secretary will notify the
requester of its determination to grant or
deny the request and the right to seek
assistance from the Commission’s FOIA
Public Liaison. In the case of an adverse
determination, the Commission will
notify the requester of their right to
appeal and right to seek dispute
resolution services from the
Commission’s FOIA Public Liaison or
the Office of Government Information
Services.
*
*
*
*
*
■ 8. Amend § 3004.44 by revising
paragraphs (b) and (c)(1) to read as
follows:
§ 3004.44
Appeals.
*
*
*
*
*
(b) A requester who seeks to appeal
any adverse determination must file an
appeal with the Commission within 1
year of the date of the Commission’s
response.
(c)(1) The Commission will grant or
deny the appeal in writing within 20
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18:33 Mar 03, 2017
Jkt 241001
days (excluding Saturdays, Sundays,
and legal holidays) of the date the
appeal is received. If on appeal the
adverse determination is upheld, the
Commission will notify the requester of
the availability of dispute resolution
services from the Office of Government
Information Services as a voluntary,
non-exclusive alternative to litigation
and the provisions for judicial review of
that determination pursuant to 5 U.S.C.
552(c).
*
*
*
*
*
■ 9. Revise § 3004.45 to read as follows:
§ 3004.45
Fees—general provisions.
*
*
*
*
*
(e) No requester will be charged a fee
after any search or response which
occurs after the applicable time limits as
described in §§ 3004.43 and 3004.44,
unless:
(1) The Commission extends the time
limit for its response due to unusual
circumstances, pursuant to § 3004.45(a),
and the Commission completes its
response within the extension of time
provided under that section; or
(2) The Commission extends the time
limit for its response due to unusual
circumstances and more than 5,000
pages are necessary to respond to the
request and the Commission has
discussed with the requester how they
could effectively limit the scope of the
request or made at least three good faith
attempts to do so; or
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[FR Doc. 2017–04308 Filed 3–3–17; 8:45 am]
BILLING CODE 7710–FW–P
Extension of response time limit.
(a) The Commission may extend the
time limit for a response to a request or
appeal for up to 10 business days due
to unusual circumstances, as specified
in 5 U.S.C. 552(a)(6)(B)(iii). In such a
case, the Commission will notify the
requester in writing of the unusual
circumstance causing the extension and
the date by which the Commission
estimates that the request can be
processed.
(b) If an extension will exceed 10
business days, the Commission will:
(1) Provide the requester with an
opportunity to limit the scope of the
request or to arrange an alternative
timeframe for processing the request or
a modified request. The applicable time
limits are not tolled while the
Commission waits for a response from
the requester under this subsection; and
(2) Make its FOIA Public Liaison
available to the requester and apprise
the requester of their right to seek
dispute resolution services from the
Office of Government Information
Services.
■ 10. Amend § 3004.52 by revising
paragraph (e) and adding paragraph (f)
to read as follows:
§ 3004.52
(3) A court has determined that
exceptional circumstances exist and
excused the Commission from
responding by court order.
(f) The Commission may, however,
charge fees for review, and in some
cases duplication, for a partial grant of
a request while it reviews records that
may be exempt and may be responsive
to the request, so long as the partial
grant is made within the applicable time
limits.
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
42 CFR Part 10
RIN 0906–AA89
340B Drug Pricing Program Ceiling
Price and Manufacturer Civil Monetary
Penalties; Delay of Effective Date
Health Resources and Services
Administration (HRSA), HHS.
ACTION: Final rule; delay of effective
date.
AGENCY:
In accordance with the
memorandum of January 20, 2017, from
the Assistant to the President and Chief
of Staff, entitled ‘‘Regulatory Freeze
Pending Review,’’ this action
temporarily delays for 60 days from the
date of the memorandum the effective
date of the final rule titled ‘‘340B Drug
Pricing Program Ceiling Price and
Manufacturer Civil Monetary Penalties
Regulation,’’ published in the January 5,
2017, Federal Register. This document
announces that the effective date is
delayed until March 21, 2017.
DATES: Effective date: This regulation is
effective March 3, 2017. The effective
date of the final rule published in the
January 5, 2017, Federal Register (82 FR
1210), is delayed until March 21, 2017.
Compliance date: HHS recognizes that
the effective date falls in the middle of
a quarter. As such, HHS plans to begin
enforcing the requirements of this final
rule at the start of the next quarter,
which begins April 1, 2017.
FOR FURTHER INFORMATION CONTACT:
CAPT Krista Pedley, Director, Office of
Pharmacy Affairs (OPA), Healthcare
Systems Bureau (HSB), HRSA, 5600
Fishers Lane, Mail Stop 08W05A,
Rockville, MD 20857, or by telephone at
301–594–4353.
SUPPLEMENTARY INFORMATION: The
January 20, 2017 memorandum from the
Assistant to the President and Chief of
Staff, titled ‘‘Regulatory Freeze Pending
Review,’’ published in the Federal
SUMMARY:
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06MRR1
Agencies
[Federal Register Volume 82, Number 42 (Monday, March 6, 2017)]
[Rules and Regulations]
[Pages 12506-12508]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-04308]
=======================================================================
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POSTAL REGULATORY COMMISSION
39 CFR Part 3004
[Docket No. RM2017-2; Order No. 3812]
Revising Procedures for the Freedom of Information Act
AGENCY: Postal Regulatory Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Commission issuing a set of rules amending existing
regulations governing requests for agency records made under the
Freedom of Information Act (FOIA), in accordance in with the FOIA
Improvement Act of 2016.
DATES: Effective April 5, 2017.
FOR FURTHER INFORMATION CONTACT: David A. Trissell, General Counsel, at
202-789-6820.
SUPPLEMENTARY INFORMATION:
Regulatory History
81 FR 95069 (Dec. 27, 2016)
Table of Contents
I. Introduction
II. Background
III. Review of Comments
IV. Changes to Proposed Rules
V. Ordering Paragraphs
I. Introduction
On December 19, 2016, the Commission issued a notice of proposed
rulemaking to revise its regulations governing requests for agency
records made under the Freedom of Information Act (FOIA), 5 U.S.C. 552,
to comply with the FOIA Improvement Act of 2016 (the Act), Public Law
114-185, 130 Stat. 538 (2016).\1\ For the reasons discussed below, the
Commission adopts the following final rules, which include minor
revisions to the proposed rules.
---------------------------------------------------------------------------
\1\ Notice of Proposed Rulemaking to Revise Procedures for the
Freedom of Information Act, December 19, 2016 (Order No. 3671).
---------------------------------------------------------------------------
II. Background
The FOIA Improvement Act of 2016 was signed into law on June 30,
2016. Among other things, the Act expands the dispute resolution
process available to requesters, limits the use of FOIA exemptions, and
codifies the so-called ``Rule of 3'' for frequently requested records.
On December 19, 2016, the Commission issued Order No. 3671,
introducing proposed revisions to its rules. As Order No. 3671
indicates, revisions to the affected sections of 39 CFR part 3004 are
necessary to implement the Act.
III. Review of Comments
The Commission received two sets of comments on the proposed rules.
The National Archives and Records Administration's Office of Government
Information Services (OGIS) and the Public Representative submitted
comments.\2\
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\2\ Comments of National Archives and Records Administration on
Proposed Rulemaking to Change its Freedom of Information Act
Regulation, 39 CFR part 3004, Docket No. 2016-30905, January 26,
2017 (OGIS Comments); Public Representative Comments on Notice of
Proposed Rulemaking to Revise Procedures for the Freedom of
Information Act, January 26, 2017 (PR Comments).
---------------------------------------------------------------------------
A. OGIS Comments
Comments. OGIS notes that it has a statutory mandate under FOIA to
offer
[[Page 12507]]
mediation services to resolve disputes between requesters and federal
agencies. OGIS Comments at 1. As part of this mission, OGIS states that
it regularly monitors and comments on FOIA-related proposed rules. Id.
OGIS has reviewed the Commission's proposed rules and commends the
Commission for its efforts in reviewing its disclosure policies and
revising its regulations to comply with the Act. Id. OGIS also suggests
two modifications to the Commission's rules related to OGIS' mediation
services. Id. at 1-3.
First, OGIS suggests that the Commission clarify proposed Sec.
3004.43, governing request responses. Id. at 2. OGIS notes that FOIA
requires the Commission to notify requesters of their ability to seek
dispute resolution services from the Commission's FOIA Public Liaison
or OGIS when the Commission makes an adverse determination on a given
request. Id. OGIS recommends that the Commission restructure proposed
Sec. 3004.43 to more clearly state that these dispute resolution
services are available even when the adverse determination is not a
denial. Id.
Second, OGIS recommends that the Commission supplement its rule on
final denials of appeals, set out in Sec. 3004.44(c)(1). Id. at 2-3.
OGIS proposes additional language to ensure requesters are made aware
that dispute resolution with OGIS is available as a non-exclusive
alternative to litigation. Id.
B. Public Representative Comments
Comments. The Public Representative comments that the proposed
rules are ``effective in implementing the Act.'' PR Comments at 2.
Furthermore, she commends the Commission for clarifying how requesters
can file FOIA requests with the Commission and for making its records
more accessible to the public. Id. She also offers several editorial
suggestions designed to provide additional clarity.
Specifically, the Public Representative recommends that proposed
Sec. 3004.13 be revised to define how the Commission determines that a
record is frequently requested. Id. The proposed language replaces the
words ``frequently requested agency records'' with ``agency records
that have been requested three or more times'' to explicitly state the
standard. Id. Furthermore, the Public Representative suggests that the
Commission add corresponding language to Sec. 3004.12(b) and (c) to
make clear that the Commission will provide frequently requested
records for review in its public reading room. Id.
The Public Representative also recommends that the Commission
include its deadline for requesters to appeal adverse determinations in
Sec. 3004.44, the section addressing FOIA appeals. Id. at 3. The
current Commission rules provide the deadline in Sec. 3004.43(d)(3),
which covers responses to FOIA requests.
IV. Changes to Proposed Rules
The Commission's final rules incorporate the commenters' suggested
revisions, as well as several additional changes that the Commission
determined would be prudent upon review of guidance published by the
Department of Justice, Office of Information Policy (OIP).\3\ These
changes provide greater clarity and improve the accessibility of the
FOIA process. For this reason, the Commission adopts the changes in its
final rules.
---------------------------------------------------------------------------
\3\ OIP issued suggested language, in template form, to assist
agencies in revising their regulations on its Web site, https://www.justice.gov/oip/template-agency-foia-regulations (last updated
on February 22, 2017).
---------------------------------------------------------------------------
The Commission accepts OGIS' proposed changes to help accommodate
OGIS' statutory role as a mediator between agencies and FOIA
requesters. The Commission finds that the proposed revisions will
assist requesters by raising awareness that dispute resolution is
available through OGIS. Furthermore, the Commission makes conforming
changes to proposed Sec. 3004.44 to clarify that administrative appeal
is available even when the adverse determination is not a denial.
The Commission finds that the Public Representative's suggested
changes supplement the proposed rules with additional explanation and
improve their accessibility to the public. Accordingly, the Commission
accepts the Public Representative's proposed changes.
The final rules also incorporate OIP's guidance on two of the FOIA
request fee rules. The revisions eliminate a cross reference in
proposed Sec. 3004.52(e)(2) and revise proposed Sec. 3004.52(f) to
clarify which fees the Commission can collect when it issues a timely
partial response but an untimely complete response. These changes
clarify the Act's modifications to the FOIA fee structure in accordance
with OIP's template.
V. Ordering Paragraphs
It is ordered:
1. Part 3004 of title 39, Code of Federal Regulations, is amended
as set forth below the signature of this Order, effective 30 days after
publication in the Federal Register.
2. The Secretary shall arrange for publication of this order in the
Federal Register.
By the Commission.
Stacy L. Ruble,
Secretary.
List of Subjects in 39 CFR Part 3004
Administrative practice and procedure, Freedom of information,
Reporting and recordkeeping requirements.
For the reasons stated in the preamble, the Commission amends
chapter III of title 39 of the Code of Federal Regulations as follows:
PART 3004--PUBLIC RECORDS AND FREEDOM OF INFORMATION ACT
0
1. The authority citation for part 3004 continues to read as follows:
Authority: 5 U.S.C. 552; 39 U.S.C. 503.
0
2. Revise Sec. 3004.2 to read as follows:
Sec. 3004.2 Presumption of openness.
(a) The Commission shall be proactive and timely in identifying and
posting public records and other frequently requested records to its
Web site.
(b) It is the stated policy of the Commission that FOIA requests
shall be administered with a clear presumption of openness. The
Commission will only withhold information if it reasonably foresees
that disclosure would harm an interest protected by a FOIA exemption,
as enumerated in Sec. 3004.11, or disclosure is otherwise prohibited
by law.
0
3. Add Sec. 3004.3 to read as follows:
Sec. 3004.3 How to make a request.
(a) To request Commission records, please contact the Secretary of
the Commission via letter or use the online request form provided on
the Commission's Web site at https://www.prc.gov/foia/onlinerequest.
(b) Requests must describe the records sought in sufficient detail
to enable the Commission to locate them with a reasonable amount of
effort. To the extent possible, the requests should provide any
specific information that might assist the Commission in responding to
the request.
(c) Requesters must provide contact information to assist the
Commission in communicating with them concerning requests and
responding to the request.
0
4. Amend Sec. 3004.11 by revising paragraph (f) to read as follows:
Sec. 3004.11 Use of exemptions.
* * * * *
[[Page 12508]]
(f) Inter-agency or intra-agency memoranda or letters that would
not be available by law to a party other than an agency in litigation
with the agency. This exemption shall not apply to records created 25
years or more before the date on which the records were requested.
* * * * *
0
5. Amend Sec. 3004.12 by revising paragraph (c) to read as follows:
Sec. 3004.12 Reading room.
* * * * *
(c) The Commission shall make available, in an electronic and
physical reading room, records previously released under FOIA and which
the Commission determines are or are likely to become of significant
public interest, including agency records that have been requested
three or more times.
0
6. Amend Sec. 3004.13 by revising paragraph (a) to read as follows:
Sec. 3004.13 Notice and publication of public information.
(a) Decisions, advisory opinions, orders, public reports, and
agency records that have been requested three or more times will be
made available to the public by posting on the Commission's Web site at
https://www.prc.gov.
* * * * *
0
7. Amend Sec. 3004.43 by revising paragraph (a) to read as follows:
Sec. 3004.43 Response to requests.
(a) Within 20 days (excluding Saturdays, Sundays, and legal
holidays) after receipt of a request for a Commission record, the
Secretary or Assistant Secretary will notify the requester of its
determination to grant or deny the request and the right to seek
assistance from the Commission's FOIA Public Liaison. In the case of an
adverse determination, the Commission will notify the requester of
their right to appeal and right to seek dispute resolution services
from the Commission's FOIA Public Liaison or the Office of Government
Information Services.
* * * * *
0
8. Amend Sec. 3004.44 by revising paragraphs (b) and (c)(1) to read as
follows:
Sec. 3004.44 Appeals.
* * * * *
(b) A requester who seeks to appeal any adverse determination must
file an appeal with the Commission within 1 year of the date of the
Commission's response.
(c)(1) The Commission will grant or deny the appeal in writing
within 20 days (excluding Saturdays, Sundays, and legal holidays) of
the date the appeal is received. If on appeal the adverse determination
is upheld, the Commission will notify the requester of the availability
of dispute resolution services from the Office of Government
Information Services as a voluntary, non-exclusive alternative to
litigation and the provisions for judicial review of that determination
pursuant to 5 U.S.C. 552(c).
* * * * *
0
9. Revise Sec. 3004.45 to read as follows:
Sec. 3004.45 Extension of response time limit.
(a) The Commission may extend the time limit for a response to a
request or appeal for up to 10 business days due to unusual
circumstances, as specified in 5 U.S.C. 552(a)(6)(B)(iii). In such a
case, the Commission will notify the requester in writing of the
unusual circumstance causing the extension and the date by which the
Commission estimates that the request can be processed.
(b) If an extension will exceed 10 business days, the Commission
will:
(1) Provide the requester with an opportunity to limit the scope of
the request or to arrange an alternative timeframe for processing the
request or a modified request. The applicable time limits are not
tolled while the Commission waits for a response from the requester
under this subsection; and
(2) Make its FOIA Public Liaison available to the requester and
apprise the requester of their right to seek dispute resolution
services from the Office of Government Information Services.
0
10. Amend Sec. 3004.52 by revising paragraph (e) and adding paragraph
(f) to read as follows:
Sec. 3004.52 Fees--general provisions.
* * * * *
(e) No requester will be charged a fee after any search or response
which occurs after the applicable time limits as described in
Sec. Sec. 3004.43 and 3004.44, unless:
(1) The Commission extends the time limit for its response due to
unusual circumstances, pursuant to Sec. 3004.45(a), and the Commission
completes its response within the extension of time provided under that
section; or
(2) The Commission extends the time limit for its response due to
unusual circumstances and more than 5,000 pages are necessary to
respond to the request and the Commission has discussed with the
requester how they could effectively limit the scope of the request or
made at least three good faith attempts to do so; or
(3) A court has determined that exceptional circumstances exist and
excused the Commission from responding by court order.
(f) The Commission may, however, charge fees for review, and in
some cases duplication, for a partial grant of a request while it
reviews records that may be exempt and may be responsive to the
request, so long as the partial grant is made within the applicable
time limits.
[FR Doc. 2017-04308 Filed 3-3-17; 8:45 am]
BILLING CODE 7710-FW-P