List of Approved Spent Fuel Storage Casks: AREVA Inc., Standardized NUHOMS® Cask System, Certificate of Compliance No. 1004, Amendment No. 14, and Revision 1 of the Initial Certificate, Amendment Nos. 1 through 11, and Amendment No. 13, 8366-8369 [2016-31987]
Download as PDF
8366
Proposed Rules
Federal Register
Vol. 82, No. 15
Wednesday, January 25, 2017
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 72
[NRC–2016–0200]
RIN 3150–AJ86
List of Approved Spent Fuel Storage
Casks: AREVA Inc., Standardized
NUHOMS® Cask System, Certificate of
Compliance No. 1004, Amendment No.
14, and Revision 1 of the Initial
Certificate, Amendment Nos. 1 through
11, and Amendment No. 13
Nuclear Regulatory
Commission.
ACTION: Proposed rule.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is proposing to
amend its spent fuel storage regulations
by revising the AREVA Inc. (AREVA),
Standardized NUHOMS® Cask System
listing within the ‘‘List of approved
spent fuel storage casks’’ to add
Amendment No. 14, and Revision 1 to
the Initial Certificate, Amendment Nos.
1 through 11, and Amendment No. 13
to Certificate of Compliance (CoC) No.
1004. Amendment No. 14 proposes to
revise multiple items in the technical
specifications (TSs) for dry shielded
canister (DSC) models listed under CoC
No. 1004; most of these revisions
involve changes to the authorized
contents. The revisions to the Initial
Certificate, Amendment Nos. 1 through
11, and Amendment No. 13 will remove
language in the TSs that requires a
transfer cask containing a DSC to be
returned to the spent fuel pool following
a drop of over 15 inches.
DATES: Submit comments by February
24, 2017. Comments received after this
date will be considered if it is practical
to do so, but the Commission is able to
ensure consideration only for comments
received on or before this date.
ADDRESSES: You may submit comments
by any of the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2016–0200. Address
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questions about NRC dockets to Carol
Gallagher; telephone: 301–415–3463;
email: Carol.Gallagher@nrc.gov. For
technical questions contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• Email comments to:
Rulemaking.Comments@nrc.gov. If you
do not receive an automatic email reply
confirming receipt, then contact us at
301–415–1677.
• Fax comments to: Secretary, U.S.
Nuclear Regulatory Commission at 301–
415–1101.
• Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
• Hand deliver comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m.
(Eastern Time) Federal workdays;
telephone: 301–415–1677.
For additional direction on obtaining
information and submitting comments,
see ‘‘Obtaining Information and
Submitting Comments’’ in the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT:
Edward Lohr, Office of Nuclear Material
Safety and Safeguards, U.S. Nuclear
Regulatory Commission, Washington DC
20555–0001; telephone: 301–415–0253;
email: Edward.Lohr@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Obtaining Information and
Submitting Comments
A. Obtaining Information
Please refer to Docket ID NRC–2016–
0200 when contacting the NRC about
the availability of information for this
action. You may obtain publiclyavailable information related to this
action by any of the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2016–0200.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publiclyavailable documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘ADAMS Public Documents’’ and then
select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
PO 00000
Frm 00001
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1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. For the
convenience of the reader, instructions
about obtaining materials referenced in
this document are provided in the
‘‘Availability of Documents’’ section.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
B. Submitting Comments
Please include Docket ID NRC–2016–
0200 in your comment submission.
The NRC cautions you not to include
identifying or contact information that
you do not want to be publicly
disclosed in your comment submission.
The NRC will post all comment
submissions at https://
www.regulations.gov as well as enter the
comment submissions into ADAMS.
The NRC does not routinely edit
comment submissions to remove
identifying or contact information.
If you are requesting or aggregating
comments from other persons for
submission to the NRC, then you should
inform those persons not to include
identifying or contact information that
they do not want to be publicly
disclosed in their comment submission.
Your request should state that the NRC
does not routinely edit comment
submissions to remove such information
before making the comment
submissions available to the public or
entering the comment into ADAMS.
II. Rulemaking Procedure
This proposed rule is limited to the
changes contained in Amendment No.
14 and the revisions to the Initial
Certificate, Amendment Nos. 1 through
11, and Amendment No. 13 to CoC No.
1004 and does not include other aspects
of the AREVA Standardized NUHOMS®
Cask System design. Because the NRC
considers this action noncontroversial
and routine, the NRC is publishing this
proposed rule concurrently with a direct
final rule in the Rules and Regulations
section of this issue of the Federal
Register. Adequate protection of public
health and safety continues to be
ensured. The direct final rule will
become effective on April 25, 2017. The
direct final rule has an effective date of
90 days from publication in lieu of the
historical 75 days because it has two
rulemaking actions that have to be
coordinated after the public comment
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Federal Register / Vol. 82, No. 15 / Wednesday, January 25, 2017 / Proposed Rules
period is closed and before the final rule
takes effect. However, if the NRC
receives significant adverse comments
on this proposed rule by February 24,
2017, then the NRC will publish a
document that withdraws the direct
final rule. If the direct final rule is
withdrawn, the NRC will address the
comments received in response to these
proposed revisions in a subsequent final
rule. Absent significant modifications to
the proposed revisions requiring
republication, the NRC will not initiate
a second comment period on this action
in the event the direct final rule is
withdrawn. A significant adverse
comment is a comment where the
commenter explains why the rule would
be inappropriate, including challenges
to the rule’s underlying premise or
approach, or would be ineffective or
unacceptable without a change. A
comment is adverse and significant if:
(1) The comment opposes the rule and
provides a reason sufficient to require a
substantive response in a notice-andcomment process. For example, a
substantive response is required when:
(a) The comment causes the NRC staff
to reevaluate (or reconsider) its position
or conduct additional analysis;
(b) The comment raises an issue
serious enough to warrant a substantive
response to clarify or complete the
record; or
(c) The comment raises a relevant
issue that was not previously addressed
or considered by the NRC staff.
(2) The comment proposes a change
or an addition to the rule, and it is
apparent that the rule would be
ineffective or unacceptable without
incorporation of the change or addition.
(3) The comment causes the NRC staff
to make a change (other than editorial)
to the rule, CoC, or TSs.
For additional procedural information
and the regulatory analysis, see the
direct final rule published in the Rules
and Regulations section of this issue of
the Federal Register.
III. Background
Section 218(a) of the Nuclear Waste
Policy Act (NWPA) of 1982, as
amended, requires that ‘‘the Secretary
[of the Department of Energy] shall
establish a demonstration program, in
cooperation with the private sector, for
the dry storage of spent nuclear fuel at
civilian nuclear power reactor sites,
with the objective of establishing one or
more technologies that the [Nuclear
Regulatory] Commission may, by rule,
approve for use at the sites of civilian
nuclear power reactors without, to the
maximum extent practicable, the need
for additional site-specific approvals by
the Commission.’’ Section 133 of the
NWPA states, in part, that ‘‘[the
Commission] shall, by rule, establish
procedures for the licensing of any
technology approved by the
Commission under Section 219(a) [sic:
218(a)] for use at the site of any civilian
nuclear power reactor.’’
To implement this mandate, the
Commission approved dry storage of
spent nuclear fuel in NRC-approved
casks under a general license by
publishing a final rule which added a
new subpart K in part 72 of title 10 of
the Code of Federal Regulations (10
CFR) entitled, ‘‘General License for
Storage of Spent Fuel at Power Reactor
Sites’’ (55 FR 29181; July 18, 1990). This
rule also established a new subpart L in
10 CFR part 72 entitled, ‘‘Approval of
Spent Fuel Storage Casks,’’ which
contains procedures and criteria for
obtaining NRC approval of spent fuel
storage cask designs. The NRC
subsequently issued a final rule on
December 22, 1994 (59 FR 65898), that
approved the AREVA Standardized
NUHOMS® Cask System design and
added it to the list of NRC-approved
cask designs in 10 CFR 72.214 as CoC
No. 1004.
IV. Plain Writing
The Plain Writing Act of 2010 (Pub.
L. 111–274) requires Federal agencies to
write documents in a clear, concise,
well-organized manner that also follows
other best practices appropriate to the
subject or field and the intended
audience. The NRC has written this
document to be consistent with the
Plain Writing Act as well as the
Presidential Memorandum, ‘‘Plain
Language in Government Writing,’’
published June 10, 1998 (63 FR 31883).
The NRC requests comment on the
proposed rule with respect to clarity
and effectiveness of the language used.
V. Availability of Documents
The documents identified in the
following table are available to
interested persons as indicated.
Document
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8367
ADAMS accession number
AREVA Application for Renewal of Standardized NUHOMS® Storage System, letter dated November 4, 2014 ......
AREVA Request to Add Amendment No. 14 to CoC No. 1004, letter dated April 16, 2015 ......................................
Summary of June 10, 2015, Public Meeting with AREVA to Discuss Amendment No. 14 to CoC No. 1004 ............
NRC Request for Additional Information Related to AREVA Amendment No. 14 to CoC No. 1004, letter dated August 31, 2015.
AREVA Response to NRC Request for Additional Information Related to Amendment No. 14 to CoC No. 1004,
letter dated November 11, 2015.
NRC Request for Additional Information Related to AREVA Amendment No. 14 to CoC No. 1004, letter dated
February 17, 2016.
AREVA Response to NRC Request for Additional Information Related to Amendment No. 14 to CoC No. 1004,
letter dated March 14, 2016.
AREVA Amendment No. 14 to CoC No. 1004 .............................................................................................................
Technical Specifications for AREVA Amendment No. 14 to CoC No. 1004 ...............................................................
Final Safety Evaluation Report for CoC No. 1030 .......................................................................................................
Preliminary Safety Evaluation Report for AREVA Amendment No. 14 to CoC No. 1004 ...........................................
AREVA Requested Revisions of Amendment Nos. 0–11, and Amendment No. 13 to CoC No. 1004, letter dated
August 24, 2015*.
NRC Request for Additional Information Related to AREVA Revisions of Amendment Nos. 0–11, and Amendment
No. 13 to CoC No. 1004, letter dated January 19, 2016*.
AREVA Response to NRC Request for Additional Information Related to Revisions of Amendment Nos. 0–11,
and Amendment No. 13 to CoC No. 1004, letter dated February 9, 2016*.
AREVA Revisions of Amendment Nos. 0–11, and Amendment No. 13 to CoC No. 1004 (including technical specifications)*.
Supporting Documentation Related to Backfit from General Licensees Associated with AREVA Request to Revise
Amendment Nos. 0–11, and Amendment No. 13 to CoC No. 1004*.
Preliminary Safety Evaluation Report for AREVA Revisions of Amendment Nos. 0–11, and Amendment No. 13 to
CoC No. 1004*.
ML14309A341 (Package).
ML15114A056.
ML15176A344 (Package).
ML15245A064.
ML15331A355 (Package).
ML16049A559.
ML16076A231.
ML16246A173.
ML16246A170.
ML14288A485.
ML16246A169.
ML15239A718 (Package).
ML16019A301 (Package).
ML16054A214 (Package).
ML16183A005 (Package).
ML16054A226 (Package).
ML16183A022.
* The term ‘‘Amendment 0’’ used in the supporting documents for this proposed rule and the term ‘‘Initial Certificate’’ used in 10 CFR 72.214
describes the same document. Initial Certificate is the correct term and will be used henceforth when discussion involves this document.
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8368
Federal Register / Vol. 82, No. 15 / Wednesday, January 25, 2017 / Proposed Rules
The NRC may post materials related
to this document, including public
comments, on the Federal Rulemaking
Web site at https://www.regulations.gov
under Docket ID NRC–2016–0200. The
Federal Rulemaking Web site allows
you to receive alerts when changes or
additions occur in a docket folder. To
subscribe: (1) Navigate to the docket
folder (NRC–2016–0200); (2) click the
‘‘Sign up for Email Alerts’’ link; and (3)
enter your email address and select how
frequently you would like to receive
emails (daily, weekly, or monthly).
List of Subjects in 10 CFR Part 72
Administrative practice and
procedure, Criminal penalties,
Hazardous waste, Indians,
Intergovernmental relations, Manpower
training programs, Nuclear energy,
Nuclear materials, Occupational safety
and health, Penalties, Radiation
protection, Reporting and recordkeeping
requirements, Security measures, Spent
fuel, Whistleblowing.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; the Nuclear Waste Policy
Act of 1982, as amended; and 5 U.S.C.
552 and 553; the NRC is adopting the
following amendments to 10 CFR part
72:
PART 72—LICENSING
REQUIREMENTS FOR THE
INDEPENDENT STORAGE OF SPENT
NUCLEAR FUEL, HIGH-LEVEL
RADIOACTIVE WASTE, AND
REACTOR-RELATED GREATER THAN
CLASS C WASTE
1. The authority citation for part 72
continues to read as follows:
■
mstockstill on DSK3G9T082PROD with PROPOSALS
Authority: Atomic Energy Act of 1954,
secs. 51, 53, 57, 62, 63, 65, 69, 81, 161, 182,
183, 184, 186, 187, 189, 223, 234, 274 (42
U.S.C. 2071, 2073, 2077, 2092, 2093, 2095,
2099, 2111, 2201, 2210e, 2232, 2233, 2234,
2236, 2237, 2238, 2273, 2282, 2021); Energy
Reorganization Act of 1974, secs. 201, 202,
206, 211 (42 U.S.C. 5841, 5842, 5846, 5851);
National Environmental Policy Act of 1969
(42 U.S.C. 4332); Nuclear Waste Policy Act
of 1982, secs. 117(a), 132, 133, 134, 135, 137,
141, 145(g), 148, 218(a) (42 U.S.C. 10137(a),
10152, 10153, 10154, 10155, 10157, 10161,
10165(g), 10168, 10198(a)); 44 U.S.C. 3504
note.
2. In § 72.214, Certificate of
Compliance 1004 is revised to read as
follows:
■
§ 72.214 List of approved spent fuel
storage casks.
*
*
*
*
*
Certificate Number: 1004. Initial
Certificate Effective Date: January 23,
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18:32 Jan 24, 2017
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1995, superseded by Initial Certificate,
Revision 1, on [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Initial Certificate, Revision 1, Effective
Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 1 Effective Date:
April 27, 2000, superseded by
Amendment Number 1, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 1, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 2 Effective Date:
September 5, 2000, superseded by
Amendment Number 2, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 2, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 3 Effective Date:
September 12, 2001, superseded by
Amendment Number 3, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 3, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 4 Effective Date:
February 12, 2002, superseded by
Amendment Number 4, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 4, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 5 Effective Date:
January 7, 2004, superseded by
Amendment Number 5, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 5, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 6 Effective Date:
December 22, 2003, superseded by
Amendment Number 6, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 6, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 7 Effective Date:
March 2, 2004, superseded by
Amendment Number 7, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 7, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PO 00000
Frm 00003
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PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 8 Effective Date:
December 5, 2005, superseded by
Amendment Number 8, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 8, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 9 Effective Date:
April 17, 2007, superseded by
Amendment Number 9, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 9, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 10 Effective
Date: August 24, 2009, superseded by
Amendment Number 10, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 10, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 11 Effective
Date: January 7, 2014, superseded by
Amendment Number 11, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 11, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 12 Effective
Date: Amendment not issued by the
NRC.
Amendment Number 13 Effective
Date: May 24, 2014, superseded by
Amendment Number 13, Revision 1 on
[DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
Amendment Number 13, Revision 1,
Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
Amendment Number 14 Effective
Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL
REGISTER].
SAR Submitted by: Transnuclear, Inc.
SAR Title: Final Safety Analysis
Report for the Standardized NUHOMS®
Horizontal Modular Storage System for
Irradiated Nuclear Fuel.
Docket Number: 72–1004.
Certificate Expiration Date: January
23, 2015 (under timely renewal
pursuant to 10 CFR 72.240(b)).
Model Number: NUHOMS®–24P,
–24PHB, –24PTH, –32PT, –32PTH1,
–37PTH, –52B, –61BT, –61BTH, and
–69BTH.
*
*
*
*
*
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Federal Register / Vol. 82, No. 15 / Wednesday, January 25, 2017 / Proposed Rules
Dated at Rockville, Maryland, this 19th day
of December, 2016.
For the Nuclear Regulatory Commission.
Victor M. McCree,
Executive Director for Operations.
[FR Doc. 2016–31987 Filed 1–24–17; 8:45 am]
BILLING CODE 7590–01–P
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 49
RIN 3038–AE44
Proposed Amendments To Swap Data
Access Provisions and Certain Other
Matters
Commodity Futures Trading
Commission.
ACTION: Notice of proposed rulemaking.
AGENCY:
Pursuant to Title VII of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act of 2010
(‘‘Dodd-Frank Act’’), as amended by the
Fixing America’s Surface Transportation
Act of 2015 (‘‘FAST Act’’), the
Commodity Futures Trading
Commission (‘‘Commission’’ or
‘‘CFTC’’) is proposing amendments the
Commission’s regulations relating to
access to swap data held by Swap Data
Repositories. The proposed
amendments would implement
pertinent provisions of the FAST Act
and make associated changes to the
Commission’s regulations governing the
grant of access to swap data to certain
foreign and domestic authorities by
Swap Data Repositories and to certain
other regulations unrelated to such
access.
DATES: Comments must be received on
or before March 27, 2017.
ADDRESSES: You may submit comments,
identified by RIN 3038–AE44, by any of
the following methods:
• CFTC Web site: https://
comments.cftc.gov. Follow the
instructions for submitting comments
through the Comments Online process
on the Web site.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail, above.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Please submit your comments using
only one method.
All comments must be submitted in
English, or if not, accompanied by an
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English translation. Comments will be
posted as received to www.cftc.gov. You
should submit only information that
you wish to make available publicly. If
you wish the Commission to consider
information that you believe is exempt
from disclosure under the Freedom of
Information Act (‘‘FOIA’’), a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of the
rulemaking will be retained in the
public comment file and will be
considered as required under the
Administrative Procedure Act and other
applicable laws, and may be accessible
under the FOIA.
FOR FURTHER INFORMATION CONTACT:
Daniel Bucsa, Deputy Director, Division
of Market Oversight—Data and
Reporting Branch, (202) 418–5435,
dbucsa@cftc.gov; Jeffrey P. Burns,
Assistant General Counsel, Office of the
General Counsel, (202) 418–5101,
jburns@cftc.gov; David E. Aron, Special
Counsel, Division of Market Oversight—
Data and Reporting Branch, (202) 418–
6621, daron@cftc.gov; or Owen J.
Kopon, Special Counsel, Division of
Market Oversight—Data and Reporting
Branch, (202) 418–5360, okopon@
cftc.gov, Commodity Futures Trading
Commission, Three Lafayette Centre,
1151 21st Street NW., Washington, DC
20581.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background and Introduction
A. Statutory Background: The Dodd-Frank
Act
B. Regulatory History: The Part 49 Rules
and the Commission’s 2012
Interpretative Statement
1. Access to SDR Swap Data
2. The Regulatory Indemnification
Requirement
C. FAST Act Amendments to CEA Section
21
D. CEA Section 8 Informs the
Confidentiality Provisions of CEA
Section 21
E. Summary of Proposed Revisions to Part
49
F. Rescission of 2012 Interpretative
Statement
II. Discussion
1 17 CFR 145.9. All Commission regulations cited
herein are set forth in chapter I of Title 17 of the
Code of Federal Regulations.
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8369
A. Definitions: Proposed Amendments to
§ 49.2
B. Domestic and Foreign Regulators With
Regulatory Responsibility Over SDRs:
Proposed Amendments to § 49.17(d)(2)
and (3)
1. The Current Rule
2. Proposed Amendments
3. Request for Comment
C. Appropriateness Determination for
Foreign Regulators and Non-Enumerated
Domestic Regulators: Proposed § 49.17(h)
and Proposed Amendments to § 49.17(b)
1. The Current Rule
2. The Proposed Amendments
3. The Factors Required for a
Determination Order
a. Scope of Jurisdiction
b. Robust Confidentiality Safeguards
c. Additional Considerations
d. Other Matters Regarding the
Determination Order Process
e. Request for Comment
4. Proposed Amendments to § 49.17(d)(4)—
SDR Notice and Verification Obligations
5. Proposed New § 49.17(i)—Delegation of
Authority
6. Request for Comment
D. CEA Section 21(d) Confidentiality
Agreements: Proposed Amendments to
§ 49.18
1. Current § 49.18
2. Proposed Amendments to § 49.18(a)—
Confidentiality Arrangement Required
Prior to Disclosure of Swap Data
3. Proposed Amendments to § 49.18(b)—
Required Elements of the Confidentiality
Arrangement
4. Removal of § 49.18(c)—ADRs and AFRs
With Regulatory Responsibility Over an
SDR
5. Failure To Fulfill the Terms of a
Confidentiality Arrangement: Proposed
§ 49.18(c) and (d)
6. Proposed § 49.18(e)—Delegation of
Authority
7. Conforming Changes
8. Request for Comment
E. Other Changes
III. Request for Comment
IV. Related Matters
A. Regulatory Flexibility Act
B. Paperwork Reduction Act
1. Summary of the Proposed Requirements
2. Collection of Information
3. Request for Comments on Collection
C. Cost-Benefit Considerations
D. Antitrust Considerations
I. Background and Introduction
A. Statutory Background: The DoddFrank Act
Title VII of the Dodd-Frank Act 2
amended the Commodity Exchange Act
(‘‘CEA’’ or the ‘‘Act’’) 3 to establish a
2 See Dodd-Frank Wall Street Reform and
Consumer Protection Act, Public Law 111–203, 124
Stat. 1376 (2010), available at https://www.cftc.gov/
LawRegulation/OTCDERIVATIVES/index.htm. Title
VII of the Dodd-Frank Act, which amended the
Commodity Exchange Act (‘‘CEA’’ or the ‘‘Act’’),
may be cited as the Wall Street Transparency and
Accountability Act of 2010.
3 7 U.S.C. 1 et seq.
E:\FR\FM\25JAP1.SGM
25JAP1
Agencies
[Federal Register Volume 82, Number 15 (Wednesday, January 25, 2017)]
[Proposed Rules]
[Pages 8366-8369]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-31987]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 82, No. 15 / Wednesday, January 25, 2017 /
Proposed Rules
[[Page 8366]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 72
[NRC-2016-0200]
RIN 3150-AJ86
List of Approved Spent Fuel Storage Casks: AREVA Inc.,
Standardized NUHOMS[supreg] Cask System, Certificate of Compliance No.
1004, Amendment No. 14, and Revision 1 of the Initial Certificate,
Amendment Nos. 1 through 11, and Amendment No. 13
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is proposing to
amend its spent fuel storage regulations by revising the AREVA Inc.
(AREVA), Standardized NUHOMS[supreg] Cask System listing within the
``List of approved spent fuel storage casks'' to add Amendment No. 14,
and Revision 1 to the Initial Certificate, Amendment Nos. 1 through 11,
and Amendment No. 13 to Certificate of Compliance (CoC) No. 1004.
Amendment No. 14 proposes to revise multiple items in the technical
specifications (TSs) for dry shielded canister (DSC) models listed
under CoC No. 1004; most of these revisions involve changes to the
authorized contents. The revisions to the Initial Certificate,
Amendment Nos. 1 through 11, and Amendment No. 13 will remove language
in the TSs that requires a transfer cask containing a DSC to be
returned to the spent fuel pool following a drop of over 15 inches.
DATES: Submit comments by February 24, 2017. Comments received after
this date will be considered if it is practical to do so, but the
Commission is able to ensure consideration only for comments received
on or before this date.
ADDRESSES: You may submit comments by any of the following methods:
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2016-0200. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: Carol.Gallagher@nrc.gov. For technical questions contact
the individual listed in the FOR FURTHER INFORMATION CONTACT section of
this document.
Email comments to: Rulemaking.Comments@nrc.gov. If you do
not receive an automatic email reply confirming receipt, then contact
us at 301-415-1677.
Fax comments to: Secretary, U.S. Nuclear Regulatory
Commission at 301-415-1101.
Mail comments to: Secretary, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, ATTN: Rulemakings and
Adjudications Staff.
Hand deliver comments to: 11555 Rockville Pike, Rockville,
Maryland 20852, between 7:30 a.m. and 4:15 p.m. (Eastern Time) Federal
workdays; telephone: 301-415-1677.
For additional direction on obtaining information and submitting
comments, see ``Obtaining Information and Submitting Comments'' in the
SUPPLEMENTARY INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Edward Lohr, Office of Nuclear
Material Safety and Safeguards, U.S. Nuclear Regulatory Commission,
Washington DC 20555-0001; telephone: 301-415-0253; email:
Edward.Lohr@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Obtaining Information and Submitting Comments
A. Obtaining Information
Please refer to Docket ID NRC-2016-0200 when contacting the NRC
about the availability of information for this action. You may obtain
publicly-available information related to this action by any of the
following methods:
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2016-0200.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly-available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS,
please contact the NRC's Public Document Room (PDR) reference staff at
1-800-397-4209, 301-415-4737, or by email to pdr.resource@nrc.gov. For
the convenience of the reader, instructions about obtaining materials
referenced in this document are provided in the ``Availability of
Documents'' section.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
B. Submitting Comments
Please include Docket ID NRC-2016-0200 in your comment submission.
The NRC cautions you not to include identifying or contact
information that you do not want to be publicly disclosed in your
comment submission. The NRC will post all comment submissions at https://www.regulations.gov as well as enter the comment submissions into
ADAMS. The NRC does not routinely edit comment submissions to remove
identifying or contact information.
If you are requesting or aggregating comments from other persons
for submission to the NRC, then you should inform those persons not to
include identifying or contact information that they do not want to be
publicly disclosed in their comment submission. Your request should
state that the NRC does not routinely edit comment submissions to
remove such information before making the comment submissions available
to the public or entering the comment into ADAMS.
II. Rulemaking Procedure
This proposed rule is limited to the changes contained in Amendment
No. 14 and the revisions to the Initial Certificate, Amendment Nos. 1
through 11, and Amendment No. 13 to CoC No. 1004 and does not include
other aspects of the AREVA Standardized NUHOMS[supreg] Cask System
design. Because the NRC considers this action noncontroversial and
routine, the NRC is publishing this proposed rule concurrently with a
direct final rule in the Rules and Regulations section of this issue of
the Federal Register. Adequate protection of public health and safety
continues to be ensured. The direct final rule will become effective on
April 25, 2017. The direct final rule has an effective date of 90 days
from publication in lieu of the historical 75 days because it has two
rulemaking actions that have to be coordinated after the public comment
[[Page 8367]]
period is closed and before the final rule takes effect. However, if
the NRC receives significant adverse comments on this proposed rule by
February 24, 2017, then the NRC will publish a document that withdraws
the direct final rule. If the direct final rule is withdrawn, the NRC
will address the comments received in response to these proposed
revisions in a subsequent final rule. Absent significant modifications
to the proposed revisions requiring republication, the NRC will not
initiate a second comment period on this action in the event the direct
final rule is withdrawn. A significant adverse comment is a comment
where the commenter explains why the rule would be inappropriate,
including challenges to the rule's underlying premise or approach, or
would be ineffective or unacceptable without a change. A comment is
adverse and significant if:
(1) The comment opposes the rule and provides a reason sufficient
to require a substantive response in a notice-and-comment process. For
example, a substantive response is required when:
(a) The comment causes the NRC staff to reevaluate (or reconsider)
its position or conduct additional analysis;
(b) The comment raises an issue serious enough to warrant a
substantive response to clarify or complete the record; or
(c) The comment raises a relevant issue that was not previously
addressed or considered by the NRC staff.
(2) The comment proposes a change or an addition to the rule, and
it is apparent that the rule would be ineffective or unacceptable
without incorporation of the change or addition.
(3) The comment causes the NRC staff to make a change (other than
editorial) to the rule, CoC, or TSs.
For additional procedural information and the regulatory analysis,
see the direct final rule published in the Rules and Regulations
section of this issue of the Federal Register.
III. Background
Section 218(a) of the Nuclear Waste Policy Act (NWPA) of 1982, as
amended, requires that ``the Secretary [of the Department of Energy]
shall establish a demonstration program, in cooperation with the
private sector, for the dry storage of spent nuclear fuel at civilian
nuclear power reactor sites, with the objective of establishing one or
more technologies that the [Nuclear Regulatory] Commission may, by
rule, approve for use at the sites of civilian nuclear power reactors
without, to the maximum extent practicable, the need for additional
site-specific approvals by the Commission.'' Section 133 of the NWPA
states, in part, that ``[the Commission] shall, by rule, establish
procedures for the licensing of any technology approved by the
Commission under Section 219(a) [sic: 218(a)] for use at the site of
any civilian nuclear power reactor.''
To implement this mandate, the Commission approved dry storage of
spent nuclear fuel in NRC-approved casks under a general license by
publishing a final rule which added a new subpart K in part 72 of title
10 of the Code of Federal Regulations (10 CFR) entitled, ``General
License for Storage of Spent Fuel at Power Reactor Sites'' (55 FR
29181; July 18, 1990). This rule also established a new subpart L in 10
CFR part 72 entitled, ``Approval of Spent Fuel Storage Casks,'' which
contains procedures and criteria for obtaining NRC approval of spent
fuel storage cask designs. The NRC subsequently issued a final rule on
December 22, 1994 (59 FR 65898), that approved the AREVA Standardized
NUHOMS[supreg] Cask System design and added it to the list of NRC-
approved cask designs in 10 CFR 72.214 as CoC No. 1004.
IV. Plain Writing
The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal
agencies to write documents in a clear, concise, well-organized manner
that also follows other best practices appropriate to the subject or
field and the intended audience. The NRC has written this document to
be consistent with the Plain Writing Act as well as the Presidential
Memorandum, ``Plain Language in Government Writing,'' published June
10, 1998 (63 FR 31883). The NRC requests comment on the proposed rule
with respect to clarity and effectiveness of the language used.
V. Availability of Documents
The documents identified in the following table are available to
interested persons as indicated.
------------------------------------------------------------------------
Document ADAMS accession number
------------------------------------------------------------------------
AREVA Application for Renewal of Standardized ML14309A341 (Package).
NUHOMS[supreg] Storage System, letter dated
November 4, 2014.
AREVA Request to Add Amendment No. 14 to CoC ML15114A056.
No. 1004, letter dated April 16, 2015.
Summary of June 10, 2015, Public Meeting with ML15176A344 (Package).
AREVA to Discuss Amendment No. 14 to CoC No.
1004.
NRC Request for Additional Information ML15245A064.
Related to AREVA Amendment No. 14 to CoC No.
1004, letter dated August 31, 2015.
AREVA Response to NRC Request for Additional ML15331A355 (Package).
Information Related to Amendment No. 14 to
CoC No. 1004, letter dated November 11, 2015.
NRC Request for Additional Information ML16049A559.
Related to AREVA Amendment No. 14 to CoC No.
1004, letter dated February 17, 2016.
AREVA Response to NRC Request for Additional ML16076A231.
Information Related to Amendment No. 14 to
CoC No. 1004, letter dated March 14, 2016.
AREVA Amendment No. 14 to CoC No. 1004....... ML16246A173.
Technical Specifications for AREVA Amendment ML16246A170.
No. 14 to CoC No. 1004.
Final Safety Evaluation Report for CoC No. ML14288A485.
1030.
Preliminary Safety Evaluation Report for ML16246A169.
AREVA Amendment No. 14 to CoC No. 1004.
AREVA Requested Revisions of Amendment Nos. 0- ML15239A718 (Package).
11, and Amendment No. 13 to CoC No. 1004,
letter dated August 24, 2015*.
NRC Request for Additional Information ML16019A301 (Package).
Related to AREVA Revisions of Amendment Nos.
0-11, and Amendment No. 13 to CoC No. 1004,
letter dated January 19, 2016*.
AREVA Response to NRC Request for Additional ML16054A214 (Package).
Information Related to Revisions of
Amendment Nos. 0-11, and Amendment No. 13 to
CoC No. 1004, letter dated February 9, 2016*.
AREVA Revisions of Amendment Nos. 0-11, and ML16183A005 (Package).
Amendment No. 13 to CoC No. 1004 (including
technical specifications)*.
Supporting Documentation Related to Backfit ML16054A226 (Package).
from General Licensees Associated with AREVA
Request to Revise Amendment Nos. 0-11, and
Amendment No. 13 to CoC No. 1004*.
Preliminary Safety Evaluation Report for ML16183A022.
AREVA Revisions of Amendment Nos. 0-11, and
Amendment No. 13 to CoC No. 1004*.
------------------------------------------------------------------------
* The term ``Amendment 0'' used in the supporting documents for this
proposed rule and the term ``Initial Certificate'' used in 10 CFR
72.214 describes the same document. Initial Certificate is the correct
term and will be used henceforth when discussion involves this
document.
[[Page 8368]]
The NRC may post materials related to this document, including
public comments, on the Federal Rulemaking Web site at https://www.regulations.gov under Docket ID NRC-2016-0200. The Federal
Rulemaking Web site allows you to receive alerts when changes or
additions occur in a docket folder. To subscribe: (1) Navigate to the
docket folder (NRC-2016-0200); (2) click the ``Sign up for Email
Alerts'' link; and (3) enter your email address and select how
frequently you would like to receive emails (daily, weekly, or
monthly).
List of Subjects in 10 CFR Part 72
Administrative practice and procedure, Criminal penalties,
Hazardous waste, Indians, Intergovernmental relations, Manpower
training programs, Nuclear energy, Nuclear materials, Occupational
safety and health, Penalties, Radiation protection, Reporting and
recordkeeping requirements, Security measures, Spent fuel,
Whistleblowing.
For the reasons set out in the preamble and under the authority of
the Atomic Energy Act of 1954, as amended; the Energy Reorganization
Act of 1974, as amended; the Nuclear Waste Policy Act of 1982, as
amended; and 5 U.S.C. 552 and 553; the NRC is adopting the following
amendments to 10 CFR part 72:
PART 72--LICENSING REQUIREMENTS FOR THE INDEPENDENT STORAGE OF
SPENT NUCLEAR FUEL, HIGH-LEVEL RADIOACTIVE WASTE, AND REACTOR-
RELATED GREATER THAN CLASS C WASTE
0
1. The authority citation for part 72 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 51, 53, 57, 62, 63,
65, 69, 81, 161, 182, 183, 184, 186, 187, 189, 223, 234, 274 (42
U.S.C. 2071, 2073, 2077, 2092, 2093, 2095, 2099, 2111, 2201, 2210e,
2232, 2233, 2234, 2236, 2237, 2238, 2273, 2282, 2021); Energy
Reorganization Act of 1974, secs. 201, 202, 206, 211 (42 U.S.C.
5841, 5842, 5846, 5851); National Environmental Policy Act of 1969
(42 U.S.C. 4332); Nuclear Waste Policy Act of 1982, secs. 117(a),
132, 133, 134, 135, 137, 141, 145(g), 148, 218(a) (42 U.S.C.
10137(a), 10152, 10153, 10154, 10155, 10157, 10161, 10165(g), 10168,
10198(a)); 44 U.S.C. 3504 note.
0
2. In Sec. 72.214, Certificate of Compliance 1004 is revised to read
as follows:
Sec. 72.214 List of approved spent fuel storage casks.
* * * * *
Certificate Number: 1004. Initial Certificate Effective Date:
January 23, 1995, superseded by Initial Certificate, Revision 1, on
[DATE 90 DAYS AFTER PUBLICATION IN THE FEDERAL REGISTER].
Initial Certificate, Revision 1, Effective Date: [DATE 90 DAYS
AFTER PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 1 Effective Date: April 27, 2000, superseded by
Amendment Number 1, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 1, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 2 Effective Date: September 5, 2000, superseded by
Amendment Number 2, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 2, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 3 Effective Date: September 12, 2001, superseded
by Amendment Number 3, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 3, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 4 Effective Date: February 12, 2002, superseded by
Amendment Number 4, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 4, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 5 Effective Date: January 7, 2004, superseded by
Amendment Number 5, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 5, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 6 Effective Date: December 22, 2003, superseded by
Amendment Number 6, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 6, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 7 Effective Date: March 2, 2004, superseded by
Amendment Number 7, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 7, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 8 Effective Date: December 5, 2005, superseded by
Amendment Number 8, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 8, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 9 Effective Date: April 17, 2007, superseded by
Amendment Number 9, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 9, Revision 1, Effective Date: [DATE 90 DAYS AFTER
PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 10 Effective Date: August 24, 2009, superseded by
Amendment Number 10, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 10, Revision 1, Effective Date: [DATE 90 DAYS
AFTER PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 11 Effective Date: January 7, 2014, superseded by
Amendment Number 11, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 11, Revision 1, Effective Date: [DATE 90 DAYS
AFTER PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 12 Effective Date: Amendment not issued by the
NRC.
Amendment Number 13 Effective Date: May 24, 2014, superseded by
Amendment Number 13, Revision 1 on [DATE 90 DAYS AFTER PUBLICATION IN
THE FEDERAL REGISTER].
Amendment Number 13, Revision 1, Effective Date: [DATE 90 DAYS
AFTER PUBLICATION IN THE FEDERAL REGISTER].
Amendment Number 14 Effective Date: [DATE 90 DAYS AFTER PUBLICATION
IN THE FEDERAL REGISTER].
SAR Submitted by: Transnuclear, Inc.
SAR Title: Final Safety Analysis Report for the Standardized
NUHOMS[supreg] Horizontal Modular Storage System for Irradiated Nuclear
Fuel.
Docket Number: 72-1004.
Certificate Expiration Date: January 23, 2015 (under timely renewal
pursuant to 10 CFR 72.240(b)).
Model Number: NUHOMS[supreg]-24P, -24PHB, -24PTH, -32PT, -32PTH1, -
37PTH, -52B, -61BT, -61BTH, and -69BTH.
* * * * *
[[Page 8369]]
Dated at Rockville, Maryland, this 19th day of December, 2016.
For the Nuclear Regulatory Commission.
Victor M. McCree,
Executive Director for Operations.
[FR Doc. 2016-31987 Filed 1-24-17; 8:45 am]
BILLING CODE 7590-01-P