Civil Monetary Penalty Inflation Adjustments, 8137-8139 [2017-00567]
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8137
Federal Register / Vol. 82, No. 14 / Tuesday, January 24, 2017 / Rules and Regulations
CALCULATION OF ADJUSTMENTS TO MAXIMUM CIVIL MONETARY PENALTIES—Continued
Current
penalty
(2016)
Citation
Description
16 CFR 1.98(m): 15 U.S.C. 1681s(a)(2) ........
16 CFR 1.98(n): 21 U.S.C. 355 note ..............
16 CFR 1.98(o): 42 U.S.C. 17304 ..................
Knowing violations .........................................
Non-compliance with filing requirements .......
Market manipulation or provision of false information to federal agencies.
Effective Dates of New Penalties
These new penalty levels apply to
civil penalties assessed after the
effective date of the applicable
adjustment, including civil penalties
whose associated violation predated the
effective date.6 These adjustments do
not retrospectively change previously
assessed or enforced civil penalties that
the FTC is actively collecting or has
collected.
Procedural Requirements
The FCPIAA, as amended, directs
agencies to publish the required
inflation adjustments in the Federal
Register by no later than January 15,
2017, notwithstanding section 553 of
title 5, United States Code. Pursuant to
this congressional mandate, prior public
notice and comment under the APA and
a delayed effective date are not required.
For this reason, the requirements of the
Regulatory Flexibility Act (‘‘RFA’’) also
do not apply.7 Further, this rule does
not contain any collection of
information requirements as defined by
the Paperwork Reduction Act of 1995 as
amended. 44 U.S.C. 3501 et seq.
List of Subjects for 16 CFR Part 1
Administrative practice and
procedure, Penalties, Trade practices.
Text of Amendments
For the reasons set forth in the
preamble, the Federal Trade
Commission amends Title 16, chapter I,
subchapter A, of the Code of Federal
Regulations, as follows:
PART 1—GENERAL PROCEDURES
1. The authority citation for subpart L
continues to read as follows:
■
Authority: 28 U.S.C. 2461 note.
■
2. Revise § 1.98 to read as follows:
sradovich on DSK3GMQ082PROD with RULES
§ 1.98 Adjustment of civil monetary
penalty amounts.
This section makes inflation
adjustments in the dollar amounts of
6 28
U.S.C. 2461 note (6).
7 A regulatory flexibility analysis under the RFA
is required only when an agency must publish a
notice of proposed rulemaking for comment. See 5
U.S.C. 603.
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civil monetary penalties provided by
law within the Commission’s
jurisdiction. The following civil penalty
amounts apply to violations occurring
after January 24, 2017.
(a) Section 7A(g)(1) of the Clayton
Act, 15 U.S.C. 18a(g)(1)—$40,654;
(b) Section 11(l) of the Clayton Act, 15
U.S.C. 21(l)—$21,598;
(c) Section 5(l) of the FTC Act, 15
U.S.C. 45(l)—$40,654;
(d) Section 5(m)(1)(A) of the FTC Act,
15 U.S.C. 45(m)(1)(A)—$40,654;
(e) Section 5(m)(1)(B) of the FTC Act,
15 U.S.C. 45(m)(1)(B)—$40,654;
(f) Section 10 of the FTC Act, 15
U.S.C. 50—$534;
(g) Section 5 of the Webb-Pomerene
(Export Trade) Act, 15 U.S.C. 65—$534;
(h) Section 6(b) of the Wool Products
Labeling Act, 15 U.SC. 68d(b)—$534;
(i) Section 3(e) of the Fur Products
Labeling Act, 15 U.S.C. 69a(e)—$534;
(j) Section 8(d)(2) of the Fur Products
Labeling Act, 15 U.S.C. 69f(d)(2)—$534;
(k) Section 333(a) of the Energy Policy
and Conservation Act, 42 U.S.C.
6303(a)—$440;
(l) Sections 525(a) and (b) of the
Energy Policy and Conservation Act, 42
U.S.C. 6395(a) and (b), respectively—
$21,598 and $40,654, respectively;
(m) Section 621(a)(2) of the Fair
Credit Reporting Act, 15 U.S.C.
1681s(a)(2)—$3,817;
(n) Section 1115(a) of the Medicare
Prescription Drug Improvement and
Modernization Act of 2003, Public Law
108–173, 21 U.S.C. 355 note—$14,373;
(o) Section 814(a) of the Energy
Independence and Security Act of 2007,
42 U.S.C. 17304—$1,156,953; and
(p) Civil monetary penalties
authorized by reference to the Federal
Trade Commission Act under any other
provision of law within the jurisdiction
of the Commission—refer to the
amounts set forth in paragraphs (c)
through (f) of this section, as applicable.
By direction of the Commission.
Donald S. Clark,
Secretary.
Adjustment
multiplier
3,756
14,142
1,138,330
1.01636
1.01636
1.01636
Adjusted
penalty
3,817
14,373
1,156,953
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Parts 250 and 385
[Docket No. RM17–9–000; Order No. 834]
Civil Monetary Penalty Inflation
Adjustments
Federal Energy Regulatory
Commission, Department of Energy.
ACTION: Final rule.
AGENCY:
The Federal Energy
Regulatory Commission (Commission) is
issuing a final rule to amend its
regulations governing the maximum
civil monetary penalties assessable for
violations of statutes, rules, and orders
within the Commission’s jurisdiction.
The Federal Civil Penalties Inflation
Adjustment Act of 1990, as amended
most recently by the Federal Civil
Penalties Inflation Adjustment Act
Improvements Act of 2015, requires the
Commission to issue this final rule.
DATES: This final rule is effective
January 24, 2017.
FOR FURTHER INFORMATION CONTACT:
Todd Hettenbach, Attorney, Office of
Enforcement, Federal Energy Regulatory
Commission, 888 First Street NE.,
Washington, DC 20426, (202) 502–8794,
Todd.Hettenbach@ferc.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Order No. 834
Final Rule
(Issued January 9, 2017)
1. In this final rule, the Federal
Energy Regulatory Commission
(Commission) is complying with its
statutory obligation to amend the civil
monetary penalties provided by law for
matters within the agency’s jurisdiction.
I. Background
2. The Federal Civil Penalties
Inflation Adjustment Act Improvements
Act of 2015 (2015 Adjustment Act),1
which further amended the Federal
Civil Penalties Inflation Adjustment Act
[FR Doc. 2017–01125 Filed 1–23–17; 8:45 am]
1 Sec.
BILLING CODE 6750–01–P
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701, Public Law 114–74, 129 Stat. 584, 599.
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Federal Register / Vol. 82, No. 14 / Tuesday, January 24, 2017 / Rules and Regulations
of 1990 (1990 Adjustment Act),2
required the head of each federal agency
to issue a rule by July 2016 adjusting for
inflation each ‘‘civil monetary penalty’’
provided by law within the agency’s
jurisdiction and to make further
inflation adjustments on an annual basis
every January 15 thereafter.3
II. Discussion
3. The 2015 Adjustment Act defines a
civil monetary penalty as any penalty,
fine, or other sanction that: (A)(i) Is for
a specific monetary amount as provided
by federal law or (ii) has a maximum
amount provided for by federal law; (B)
is assessed or enforced by an agency
pursuant to federal law; and (C) is
assessed or enforced pursuant to an
administrative proceeding or a civil
action in the federal courts.4 This
definition applies to the maximum civil
penalties that may be imposed under
the Federal Power Act (FPA),5 the
Natural Gas Act (NGA),6 the Natural Gas
Policy Act of 1978 (NGPA),7 and the
Interstate Commerce Act (ICA).8
4. Under the 2015 Adjustment Act,
the first step for such adjustment of a
civil monetary penalty for inflation
requires determining the percentage by
which the U.S. Department of Labor’s
Consumer Price Index for all-urban
consumers (CPI–U) for October of the
preceding year exceeds the CPI–U for
October of the year before that.9 The
CPI–U for October 2016 exceeded the
CPI–U for October 2015 by 1.636
percent.10
5. The second step requires
multiplying the CPI–U percentage
increase by the applicable existing
maximum civil monetary penalty.11
This step results in a base penalty
increase amount.
6. The third step requires rounding
the base penalty increase amount to the
nearest dollar and adding that amount
to the base penalty to calculate the new
adjusted maximum civil monetary
penalty.12
7. Under the 2015 Adjustment Act, an
agency is directed to use the maximum
civil monetary penalty applicable at the
time of assessment of a civil penalty,
regardless of the date on which the
violation occurred.13
8. The adjustments that the
Commission is required to make
pursuant to the 2015 Adjustment Act
are reflected in the following table:
New adjusted maximum civil monetary
penalty
Source
Existing maximum civil monetary penalty
16 U.S.C. 825o–1(b), Sec. 316A of the Federal
Power Act.
16 U.S.C. 823b(c), .............................................
Sec. 31(c) of the Federal Power Act ..................
16 U.S.C. 825n(a), .............................................
Sec. 315(a) of the Federal Power Act ...............
15 U.S.C. 717t-1, ...............................................
Sec. 22 of the Natural Gas Act ..........................
15 U.S.C. 3414(b)(6)(A)(i), Sec. 504(b)(6)(A)(i)
of the Natural Gas Policy Act of 1978.
49 App. U.S.C. 6(10) (1988), Sec. 6(10) of the
Interstate Commerce Act.
49 App. U.S.C. 16(8) (1988), Sec. 16(8) of the
Interstate Commerce Act.
49 App. U.S.C. 19a(k) (1988), Sec. 19a(k) of
the Interstate Commerce Act.
49 App. U.S.C. 20(7)(a) (1988), Sec. 20(7)(a)
of the Interstate Commerce Act.
$1,193,970 per violation, per day ....................
$1,213,503 per violation, per day.
$21,563 per violation, per day .........................
$21,916 per violation, per day.
$2,750 per violation .........................................
$2,795 per violation.
$1,193,970 per violation, per day ....................
$1,193,970 per violation, per day ....................
$1,213,503
per violation, per day.
$1,213,503 per violation, per day.
$1,250 per offense and $62.50 per day after
the first day.
$12,500 per violation, per day .........................
$1,270 per offense and $64 per day after the
first day.
$12,705 per violation, per day.
$1,250 per offense, per day ............................
$1,270 per offense, per day.
$1,250 per offense, per day ............................
$1,270 per offense, per day.
III. Administrative Findings
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9. Congress directed that agencies
issue final rules to adjust their
maximum civil monetary penalties
notwithstanding the requirements of the
Administrative Procedure Act (APA).14
Because the Commission is required by
law to undertake these inflation
adjustments notwithstanding the notice
and comment requirements that
otherwise would apply pursuant to the
APA, and because the Commission lacks
discretion with respect to the method
and amount of the adjustments, prior
notice and comment would be
2 Public Law 101–410, 104 Stat. 890 (codified as
amended at 28 U.S.C. 2461 note).
3 28 U.S.C. 2461 note, at (4). The Commission
made its July 2016 adjustment in Docket No. RM16–
16–000. See Civil Monetary Penalty Inflation
Adjustments, Order No. 826, 81 FR 43937 (July 6,
2016), FERC Stats. & Regs. ¶ 31,386 (2016).
4 Id. (3).
5 16 U.S.C. 791a et seq.
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impractical, unnecessary, and contrary
to the public interest.
10. The citation of authority for part
385 is also revised to make a technical
correction.
Regulatory Flexibility Act do not apply
to this rulemaking because the
Commission is issuing this final rule
without notice and comment.
IV. Regulatory Flexibility Statement
12. This rule does not require the
collection of information. The
Commission is therefore not required to
submit this rule for review to the Office
of Management and Budget pursuant to
the Paperwork Reduction Act of 1995.17
11. The Regulatory Flexibility Act, as
amended, requires agencies to certify
that rules promulgated under their
authority will not have a significant
economic impact on a substantial
number of small businesses.15 The
requirements of the Regulatory
Flexibility Act apply only to rules
promulgated following notice and
comment.16 The requirements of the
U.S.C. 717 et seq.
U.S.C. 3301 et seq.
8 49 App. U.S.C. 1 et seq. (1988).
9 28 U.S.C. 2461 note, at (5)(b)(1).
10 See, e.g., Memorandum from Shaun Donovan,
Office of Management and Budget, Implementation
of the 2017 Annual Adjustment Pursuant to the
Federal Civil Penalties Inflation Adjustment Act
Improvements Act of 2015, 1 (Dec. 16, 2016).
V. Paperwork Reduction Act
VI. Document Availability
13. In addition to publishing the full
text of this document in the Federal
Register, the Commission provides all
6 15
11 Id.
7 15
12 Id.
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(5)(a).
13 Id.
(6).
(3)(b)(2).
15 5 U.S.C. 601 et seq.
16 5 U.S.C. 603, 604.
17 44 U.S.C. 3507(d).
14 Id.
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Federal Register / Vol. 82, No. 14 / Tuesday, January 24, 2017 / Rules and Regulations
interested persons an opportunity to
view and print the contents of this
document via the Internet through the
Commission’s Home Page (https://
www.ferc.gov) and in the Commission’s
Public Reference Room during normal
business hours (8:30 a.m. to 5:00 p.m.
Eastern time) at 888 First Street NE.,
Room 2A, Washington, DC 20426.
14. From the Commission’s Home
Page on the Internet, this information is
available on eLibrary. The full text of
this document is available on eLibrary
in PDF and Microsoft Word format for
viewing, printing, and downloading. To
access this document in eLibrary, type
the docket number (excluding the last
three digits) in the docket number field.
15. User assistance is available for
eLibrary and the Commission’s Web site
during normal business hours from the
Commission’s Online Support at 202–
502–6652 (toll free at 1–866–208–3676)
or email at ferconlinesupport@ferc.gov,
or the Public Reference Room at (202)
502–8371, TTY (202) 502–8659,
public.referenceroom@ferc.gov.
VII. Effective Date and Congressional
Notification
16. For the same reasons the
Commission has determined that public
notice and comment are unnecessary,
impractical, and contrary to the public
interest, the Commission finds good
cause to adopt an effective date that is
less than 30 days after the date of
publication in the Federal Register
pursuant to the Administrative
Procedure Act,18 and therefore, the
regulation is effective upon publication
in the Federal Register.
17. The Commission has determined,
with the concurrence of the
Administrator of the Office of
Information and Regulatory Affairs of
the Office of Management and Budget,
that this rule is not a ‘‘major rule’’ as
defined in section 351 of the Small
Business Regulatory Enforcement
Fairness Act of 1996. This Final Rule is
being submitted to the Senate, House,
and Government Accountability Office.
List of Subjects
18 CFR Part 250
Natural Gas and Reporting and
recordkeeping requirements.
sradovich on DSK3GMQ082PROD with RULES
18 CFR Part 385
Administrative practice and
procedure, Electric power, Penalties,
Pipelines, Reporting and recordkeeping
requirements.
By the Commission.
18 5
U.S.C. 553(d)(3).
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Issued: January 9, 2017.
Kimberly D. Bose,
Secretary.
8139
§ 250.16 Format of compliance plan
transportation services and affiliate
transactions.
(b) 16 U.S.C. 823b(c), Federal Power
Act: $21,916 per day.
(c) 16 U.S.C. 825n(a), Federal Power
Act: $2,795.
(d) 16 U.S.C. 825o–1(b), Federal
Power Act: $1,213,503 per day.
(e) 15 U.S.C. 717t–1, Natural Gas Act:
$1,213,503 per day.
(f) 49 App. U.S.C. 6(10) (1988),
Interstate Commerce Act: $1,270 per
offense and $64 per day after the first
day.
(g) 49 App. U.S.C. 16(8) (1988),
Interstate Commerce Act: $12,705 per
day.
(h) 49 App. U.S.C. 19a(k) (1988),
Interstate Commerce Act: $1,270 per
day.
(i) 49 App. U.S.C. 20(7)(a) (1988),
Interstate Commerce Act: $1,270 per
day.
*
[FR Doc. 2017–00567 Filed 1–23–17; 8:45 am]
In consideration of the foregoing, the
Commission amends parts 250 and 385,
Chapter I, Title 18, Code of Federal
Regulations as follows:
PART 250—FORMS
1. The authority citation for part 250
continues to read as follows:
■
Authority: 15 U.S.C. 717–717w, 3301–
3432; 42 U.S.C. 7101–7352; 28 U.S.C. 2461
note.
2. Amend § 250.16 by revising
paragraph (e)(1) to read as follows:
■
*
*
*
*
(e) Penalty for failure to comply. (1)
Any person who transports gas for
others pursuant to Subparts B or G of
Part 284 of this chapter and who
knowingly violates the requirements of
§§ 358.4 and 358.5, § 250.16, or § 284.13
of this chapter will be subject, pursuant
to sections 311(c), 501, and 504(b)(6) of
the Natural Gas Policy Act of 1978, to
a civil penalty, which the Commission
may assess, of not more than $1,213,503
for any one violation.
*
*
*
*
*
PART 385—RULES OF PRACTICE AND
PROCEDURE
3. The authority citation for part 385
is revised to read as follows:
■
Authority: 5 U.S.C. 551–557; 15 U.S.C.
717–717w, 3301–3432; 16 U.S.C. 791a–825v,
2601–2645; 28 U.S.C. 2461; 31 U.S.C 3701,
9701; 42 U.S.C. 7101–7352, 16441, 16451–
16463; 49 U.S.C. 60502; 49 App. U.S.C. 1–85
(1988); 28 U.S.C. 2461 note (1990); 28 U.S.C.
2461 note (2015).
4. Revise § 385.1504(a) to read as
follows:
■
§ 385.1504
1504).
Maximum civil penalty (Rule
(a) Except as provided in paragraph
(b) of this section, the Commission may
assess a civil penalty of up to $21,916
for each day that the violation
continues.
*
*
*
*
*
■ 5. Revise § 385.1602 to read as
follows:
§ 385.1602 Civil penalties, as adjusted
(Rule 1602).
The current inflation-adjusted civil
monetary penalties provided by law
within the jurisdiction of the
Commission are:
(a) 15 U.S.C. 3414(b)(6)(A)(i), Natural
Gas Policy Act of 1978: $1,213,503.
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BILLING CODE 6717–01–P
DEPARTMENT OF THE INTERIOR
National Indian Gaming Commission
25 CFR Part 515
RIN 3141–AA65
Privacy Act Procedures
National Indian Gaming
Commission, Department of the Interior.
ACTION: Final rule.
AGENCY:
The National Indian Gaming
Commission (NIGC or the Commission)
is establishing this rule in Chapter III of
title 25 of the Code of Federal
Regulations. This rule describes the
procedures and policies adopted by the
Commission pursuant to the Privacy Act
of 1974. Under the Act, a Federal agency
must publish notice, in the Federal
Register, of any systems of records that
it intends to create as well as procedures
regarding the collection, maintenance,
use, and dissemination of the records
within those systems. The Commission
previously published notice of the
creation of two systems of records,
namely the Indian Gaming Individuals
Record System and the Management
Contract Individuals Record System.
The regulations set forth here update the
Commission’s previously published
procedures and serve to streamline how
the Commission processes its Privacy
Act requests.
DATES: Effective January 24, 2017.
FOR FURTHER INFORMATION CONTACT:
Andrew Mendoza, Staff Attorney, at
(202) 632–7003 or by fax (202) 632–7066
(these numbers are not toll free).
SUPPLEMENTARY INFORMATION: The
Indian Gaming Regulatory Act (IGRA),
SUMMARY:
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Agencies
[Federal Register Volume 82, Number 14 (Tuesday, January 24, 2017)]
[Rules and Regulations]
[Pages 8137-8139]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-00567]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
18 CFR Parts 250 and 385
[Docket No. RM17-9-000; Order No. 834]
Civil Monetary Penalty Inflation Adjustments
AGENCY: Federal Energy Regulatory Commission, Department of Energy.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Federal Energy Regulatory Commission (Commission) is
issuing a final rule to amend its regulations governing the maximum
civil monetary penalties assessable for violations of statutes, rules,
and orders within the Commission's jurisdiction. The Federal Civil
Penalties Inflation Adjustment Act of 1990, as amended most recently by
the Federal Civil Penalties Inflation Adjustment Act Improvements Act
of 2015, requires the Commission to issue this final rule.
DATES: This final rule is effective January 24, 2017.
FOR FURTHER INFORMATION CONTACT: Todd Hettenbach, Attorney, Office of
Enforcement, Federal Energy Regulatory Commission, 888 First Street
NE., Washington, DC 20426, (202) 502-8794, Todd.Hettenbach@ferc.gov.
SUPPLEMENTARY INFORMATION:
Order No. 834
Final Rule
(Issued January 9, 2017)
1. In this final rule, the Federal Energy Regulatory Commission
(Commission) is complying with its statutory obligation to amend the
civil monetary penalties provided by law for matters within the
agency's jurisdiction.
I. Background
2. The Federal Civil Penalties Inflation Adjustment Act
Improvements Act of 2015 (2015 Adjustment Act),\1\ which further
amended the Federal Civil Penalties Inflation Adjustment Act
[[Page 8138]]
of 1990 (1990 Adjustment Act),\2\ required the head of each federal
agency to issue a rule by July 2016 adjusting for inflation each
``civil monetary penalty'' provided by law within the agency's
jurisdiction and to make further inflation adjustments on an annual
basis every January 15 thereafter.\3\
---------------------------------------------------------------------------
\1\ Sec. 701, Public Law 114-74, 129 Stat. 584, 599.
\2\ Public Law 101-410, 104 Stat. 890 (codified as amended at 28
U.S.C. 2461 note).
\3\ 28 U.S.C. 2461 note, at (4). The Commission made its July
2016 adjustment in Docket No. RM16-16-000. See Civil Monetary
Penalty Inflation Adjustments, Order No. 826, 81 FR 43937 (July 6,
2016), FERC Stats. & Regs. ] 31,386 (2016).
---------------------------------------------------------------------------
II. Discussion
3. The 2015 Adjustment Act defines a civil monetary penalty as any
penalty, fine, or other sanction that: (A)(i) Is for a specific
monetary amount as provided by federal law or (ii) has a maximum amount
provided for by federal law; (B) is assessed or enforced by an agency
pursuant to federal law; and (C) is assessed or enforced pursuant to an
administrative proceeding or a civil action in the federal courts.\4\
This definition applies to the maximum civil penalties that may be
imposed under the Federal Power Act (FPA),\5\ the Natural Gas Act
(NGA),\6\ the Natural Gas Policy Act of 1978 (NGPA),\7\ and the
Interstate Commerce Act (ICA).\8\
---------------------------------------------------------------------------
\4\ Id. (3).
\5\ 16 U.S.C. 791a et seq.
\6\ 15 U.S.C. 717 et seq.
\7\ 15 U.S.C. 3301 et seq.
\8\ 49 App. U.S.C. 1 et seq. (1988).
---------------------------------------------------------------------------
4. Under the 2015 Adjustment Act, the first step for such
adjustment of a civil monetary penalty for inflation requires
determining the percentage by which the U.S. Department of Labor's
Consumer Price Index for all-urban consumers (CPI-U) for October of the
preceding year exceeds the CPI-U for October of the year before
that.\9\ The CPI-U for October 2016 exceeded the CPI-U for October 2015
by 1.636 percent.\10\
---------------------------------------------------------------------------
\9\ 28 U.S.C. 2461 note, at (5)(b)(1).
\10\ See, e.g., Memorandum from Shaun Donovan, Office of
Management and Budget, Implementation of the 2017 Annual Adjustment
Pursuant to the Federal Civil Penalties Inflation Adjustment Act
Improvements Act of 2015, 1 (Dec. 16, 2016).
---------------------------------------------------------------------------
5. The second step requires multiplying the CPI-U percentage
increase by the applicable existing maximum civil monetary penalty.\11\
This step results in a base penalty increase amount.
---------------------------------------------------------------------------
\11\ Id. (5)(a).
---------------------------------------------------------------------------
6. The third step requires rounding the base penalty increase
amount to the nearest dollar and adding that amount to the base penalty
to calculate the new adjusted maximum civil monetary penalty.\12\
---------------------------------------------------------------------------
\12\ Id.
---------------------------------------------------------------------------
7. Under the 2015 Adjustment Act, an agency is directed to use the
maximum civil monetary penalty applicable at the time of assessment of
a civil penalty, regardless of the date on which the violation
occurred.\13\
---------------------------------------------------------------------------
\13\ Id. (6).
---------------------------------------------------------------------------
8. The adjustments that the Commission is required to make pursuant
to the 2015 Adjustment Act are reflected in the following table:
------------------------------------------------------------------------
Existing maximum New adjusted maximum
Source civil monetary civil monetary
penalty penalty
------------------------------------------------------------------------
16 U.S.C. 825o-1(b), Sec. $1,193,970 per $1,213,503 per
316A of the Federal Power violation, per day. violation, per day.
Act.
16 U.S.C. 823b(c),.......... $21,563 per $21,916 per
Sec. 31(c) of the Federal violation, per day. violation, per day.
Power Act.
16 U.S.C. 825n(a),.......... $2,750 per violation $2,795 per
Sec. 315(a) of the Federal violation.
Power Act.
15 U.S.C. 717t-1,........... $1,193,970 per $1,213,503
Sec. 22 of the Natural Gas violation, per day. per violation, per
Act. day.
15 U.S.C. 3414(b)(6)(A)(i), $1,193,970 per $1,213,503 per
Sec. 504(b)(6)(A)(i) of the violation, per day. violation, per day.
Natural Gas Policy Act of
1978.
49 App. U.S.C. 6(10) (1988), $1,250 per offense $1,270 per offense
Sec. 6(10) of the and $62.50 per day and $64 per day
Interstate Commerce Act. after the first day. after the first
day.
49 App. U.S.C. 16(8) (1988), $12,500 per $12,705 per
Sec. 16(8) of the violation, per day. violation, per day.
Interstate Commerce Act.
49 App. U.S.C. 19a(k) $1,250 per offense, $1,270 per offense,
(1988), Sec. 19a(k) of the per day. per day.
Interstate Commerce Act.
49 App. U.S.C. 20(7)(a) $1,250 per offense, $1,270 per offense,
(1988), Sec. 20(7)(a) of per day. per day.
the Interstate Commerce Act.
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III. Administrative Findings
9. Congress directed that agencies issue final rules to adjust
their maximum civil monetary penalties notwithstanding the requirements
of the Administrative Procedure Act (APA).\14\ Because the Commission
is required by law to undertake these inflation adjustments
notwithstanding the notice and comment requirements that otherwise
would apply pursuant to the APA, and because the Commission lacks
discretion with respect to the method and amount of the adjustments,
prior notice and comment would be impractical, unnecessary, and
contrary to the public interest.
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\14\ Id. (3)(b)(2).
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10. The citation of authority for part 385 is also revised to make
a technical correction.
IV. Regulatory Flexibility Statement
11. The Regulatory Flexibility Act, as amended, requires agencies
to certify that rules promulgated under their authority will not have a
significant economic impact on a substantial number of small
businesses.\15\ The requirements of the Regulatory Flexibility Act
apply only to rules promulgated following notice and comment.\16\ The
requirements of the Regulatory Flexibility Act do not apply to this
rulemaking because the Commission is issuing this final rule without
notice and comment.
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\15\ 5 U.S.C. 601 et seq.
\16\ 5 U.S.C. 603, 604.
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V. Paperwork Reduction Act
12. This rule does not require the collection of information. The
Commission is therefore not required to submit this rule for review to
the Office of Management and Budget pursuant to the Paperwork Reduction
Act of 1995.\17\
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\17\ 44 U.S.C. 3507(d).
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VI. Document Availability
13. In addition to publishing the full text of this document in the
Federal Register, the Commission provides all
[[Page 8139]]
interested persons an opportunity to view and print the contents of
this document via the Internet through the Commission's Home Page
(https://www.ferc.gov) and in the Commission's Public Reference Room
during normal business hours (8:30 a.m. to 5:00 p.m. Eastern time) at
888 First Street NE., Room 2A, Washington, DC 20426.
14. From the Commission's Home Page on the Internet, this
information is available on eLibrary. The full text of this document is
available on eLibrary in PDF and Microsoft Word format for viewing,
printing, and downloading. To access this document in eLibrary, type
the docket number (excluding the last three digits) in the docket
number field.
15. User assistance is available for eLibrary and the Commission's
Web site during normal business hours from the Commission's Online
Support at 202-502-6652 (toll free at 1-866-208-3676) or email at
ferconlinesupport@ferc.gov, or the Public Reference Room at (202) 502-
8371, TTY (202) 502-8659, public.referenceroom@ferc.gov.
VII. Effective Date and Congressional Notification
16. For the same reasons the Commission has determined that public
notice and comment are unnecessary, impractical, and contrary to the
public interest, the Commission finds good cause to adopt an effective
date that is less than 30 days after the date of publication in the
Federal Register pursuant to the Administrative Procedure Act,\18\ and
therefore, the regulation is effective upon publication in the Federal
Register.
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\18\ 5 U.S.C. 553(d)(3).
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17. The Commission has determined, with the concurrence of the
Administrator of the Office of Information and Regulatory Affairs of
the Office of Management and Budget, that this rule is not a ``major
rule'' as defined in section 351 of the Small Business Regulatory
Enforcement Fairness Act of 1996. This Final Rule is being submitted to
the Senate, House, and Government Accountability Office.
List of Subjects
18 CFR Part 250
Natural Gas and Reporting and recordkeeping requirements.
18 CFR Part 385
Administrative practice and procedure, Electric power, Penalties,
Pipelines, Reporting and recordkeeping requirements.
By the Commission.
Issued: January 9, 2017.
Kimberly D. Bose,
Secretary.
In consideration of the foregoing, the Commission amends parts 250
and 385, Chapter I, Title 18, Code of Federal Regulations as follows:
PART 250--FORMS
0
1. The authority citation for part 250 continues to read as follows:
Authority: 15 U.S.C. 717-717w, 3301-3432; 42 U.S.C. 7101-7352;
28 U.S.C. 2461 note.
0
2. Amend Sec. 250.16 by revising paragraph (e)(1) to read as follows:
Sec. 250.16 Format of compliance plan transportation services and
affiliate transactions.
* * * * *
(e) Penalty for failure to comply. (1) Any person who transports
gas for others pursuant to Subparts B or G of Part 284 of this chapter
and who knowingly violates the requirements of Sec. Sec. 358.4 and
358.5, Sec. 250.16, or Sec. 284.13 of this chapter will be subject,
pursuant to sections 311(c), 501, and 504(b)(6) of the Natural Gas
Policy Act of 1978, to a civil penalty, which the Commission may
assess, of not more than $1,213,503 for any one violation.
* * * * *
PART 385--RULES OF PRACTICE AND PROCEDURE
0
3. The authority citation for part 385 is revised to read as follows:
Authority: 5 U.S.C. 551-557; 15 U.S.C. 717-717w, 3301-3432; 16
U.S.C. 791a-825v, 2601-2645; 28 U.S.C. 2461; 31 U.S.C 3701, 9701; 42
U.S.C. 7101-7352, 16441, 16451-16463; 49 U.S.C. 60502; 49 App.
U.S.C. 1-85 (1988); 28 U.S.C. 2461 note (1990); 28 U.S.C. 2461 note
(2015).
0
4. Revise Sec. 385.1504(a) to read as follows:
Sec. 385.1504 Maximum civil penalty (Rule 1504).
(a) Except as provided in paragraph (b) of this section, the
Commission may assess a civil penalty of up to $21,916 for each day
that the violation continues.
* * * * *
0
5. Revise Sec. 385.1602 to read as follows:
Sec. 385.1602 Civil penalties, as adjusted (Rule 1602).
The current inflation-adjusted civil monetary penalties provided by
law within the jurisdiction of the Commission are:
(a) 15 U.S.C. 3414(b)(6)(A)(i), Natural Gas Policy Act of 1978:
$1,213,503.
(b) 16 U.S.C. 823b(c), Federal Power Act: $21,916 per day.
(c) 16 U.S.C. 825n(a), Federal Power Act: $2,795.
(d) 16 U.S.C. 825o-1(b), Federal Power Act: $1,213,503 per day.
(e) 15 U.S.C. 717t-1, Natural Gas Act: $1,213,503 per day.
(f) 49 App. U.S.C. 6(10) (1988), Interstate Commerce Act: $1,270
per offense and $64 per day after the first day.
(g) 49 App. U.S.C. 16(8) (1988), Interstate Commerce Act: $12,705
per day.
(h) 49 App. U.S.C. 19a(k) (1988), Interstate Commerce Act: $1,270
per day.
(i) 49 App. U.S.C. 20(7)(a) (1988), Interstate Commerce Act: $1,270
per day.
[FR Doc. 2017-00567 Filed 1-23-17; 8:45 am]
BILLING CODE 6717-01-P