Fisheries of the Northeastern United States; Amendment 18 to the Northeast Multispecies Fishery Management Plan, 92761-92769 [2016-30356]
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Federal Register / Vol. 81, No. 244 / Tuesday, December 20, 2016 / Proposed Rules
corrects an error regarding the January
30, 2017, scheduled close date of the
public comment period and identifies
that comments must be received by
February 6, 2017. This document also
corrects the reference number used to
identify public comments submitted
electronically through the Federal
eRulemaking portal.
DATES: Comments on the proposed rule
published in the Federal Register on
December 8, 2016 (81 FR 88639), must
be received by February 6, 2017.
ADDRESSES: You may submit comments,
information, or data on this document,
identified by the code NOAA–NMFS–
2014–0157 by any of the following
methods:
• Electronic Submissions: Submit all
electronic comments via the Federal
eRulemaking Portal. Go to
www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20140157, click the ‘‘Comment Now!’’ icon,
complete the required fields, and enter
or attach your comments;
• Mail: NMFS, Southeast Regional
Office, 263 13th Avenue South, St.
Petersburg, FL 33701;
• Hand delivery: You may hand
deliver written information to our office
during normal business hours at the
street address given above.
Instructions: Comments must be
submitted by one of the above methods
to ensure that the comments are
received, documented, and considered
by NMFS. Comments sent by any other
method, to any other address or
individual, or received after the end of
the comment period, may not be
considered. All comments received are
a part of the public record and will
generally be posted for public viewing
on www.regulations.gov without change.
All personal identifying information
(e.g., name, address, etc.) submitted
voluntarily by the sender will be
publicly accessible. Do not submit
confidential business information, or
otherwise sensitive or protected
information. NMFS will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous).
FOR FURTHER INFORMATION CONTACT:
Laura Engleby or Calusa Horn, NMFS,
Southeast Regional Office (727) 824–
5312 or Marta Nammack, NMFS, Office
of Protected Resources (301) 427–8469.
Correction
The proposed rule that published in
the Federal Register on December 8,
2016 (81 FR 88639) contained the wrong
closure date for the public comment
period. The original language
incorrectly stated that the public
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comment period would close on January
30, 2017. This date does not allow for
a 60-day public comment period.
Therefore, we are correcting the date
and inserting the date of February 6,
2017, allowing for a 60-day public
comment period. We are also correcting
the Federal Docket Management System
reference number associated with this
proposed rule so that public comments
submitted electronically through
www.regulations.gov will be associated
correctly with this proposed rule.
In the proposed rule (81 FR 88639)
published on December 8, 2016, the
DATES and ADDRESSES sections are
corrected as set above in this document.
Dated: December 15, 2016.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2016–30659 Filed 12–19–16; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 150630567–6999–01]
RIN 0648–BF26
Fisheries of the Northeastern United
States; Amendment 18 to the
Northeast Multispecies Fishery
Management Plan
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
We are proposing regulations
to implement Amendment 18 to the
Northeast Multispecies Fishery
Management Plan. Amendment 18 was
developed by the New England Fishery
Management Council to promote fleet
diversity in the groundfish fishery and
enhance sector management. This action
proposes to limit the number of permits
and annual groundfish allocation that
an entity could hold. This action also
removes several effort restrictions to
increase operational flexibility for
limited access handgear vessels.
DATES: Comments must be received on
or before February 3, 2017.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2015–0143, by any of the
following methods:
SUMMARY:
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• Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal. Go to
www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20150143, click the ‘‘Comment Now!’’ icon,
complete the required fields, and enter
or attach your comments.
• Mail: Submit written comments to
John K. Bullard, Regional
Administrator, NMFS, Greater Atlantic
Regional Fisheries Office, 55 Great
Republic Drive, Gloucester, MA 01930.
Mark the outside of the envelope:
‘‘Comments on Northeast Multispecies
Amendment 18.’’
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address, etc.),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the commenter
may be publicly accessible. NMFS will
accept anonymous comments (enter
‘‘N/A’’ in the required fields if you wish
to remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF
file formats only.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this proposed
rule may be submitted to the Greater
Atlantic Regional Fisheries Office and
by email to OIRA_Submission@
omb.eop.gov or fax to (202) 395–7285.
Copies of Amendment 18, including
its environmental impact statement,
preliminary Regulatory Impact Review,
and Initial Regulatory Flexibility
Analysis (EIS/RIR/IRFA), are available
from the New England Fishery
Management Council, 50 Water Street,
Newburyport, MA 01950. The EIS/RIR/
IRFA is also accessible via the Internet
at: www.greateratlantic.fisheries.noaa
.gov.
FOR FURTHER INFORMATION CONTACT:
William Whitmore, Fishery Policy
Analyst, 978–281–9182.
SUPPLEMENTARY INFORMATION:
Background
Since the approval of Amendment 16
to the Northeast Multispecies Fishery
Management Plan (FMP) and the
expanded use of catch shares in the
groundfish fishery, many industry
members and stakeholders have become
increasingly concerned about excessive
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fleet consolidation and lack of diversity
with regards to the composition of the
fishing fleet. Amendment 18 was
developed to address these concerns,
primarily by limiting both the number
of permits and allocation an individual
or entity could hold (referred to as an
entity from here on).
Development of Amendment 18 began
in 2011, with initial public scoping
taking place between December 2011
and March 2012. Subsequently, the
stock status for many groundfish stocks
declined and the associated annual
catch limits were significantly reduced.
As a result, some groundfish fishermen
were concerned that implementing an
accumulation limit could be
problematic if it reduced flexibility and
prevented them from obtaining
additional quota necessary to maintain
viable fishing operations.
However, many industry members
and stakeholders remained concerned
that excessive consolidation is a risk to
the fishery. Several groundfish stocks,
particularly Georges Bank haddock,
redfish, and pollock, continue to grow
and remain consistently
underharvested. As other stocks rebuild
and quotas increase, there may be
further consolidation and decreased
diversity if vessels are able to earn
above market rates of return and have an
opportunity to acquire more permits.
Under the Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act), we are
required to publish proposed rules for
comment after preliminarily
determining whether they are consistent
with applicable law. The MagnusonStevens Act permits us to approve,
partially approve, or disapprove
measures proposed by the Council
based only on whether the measures are
consistent with the fishery management
plan, plan amendment, the MagnusonStevens Act and its National Standards,
and other applicable law. Otherwise, we
must defer to the Council’s policy
choices. We are seeking comment on the
Council’s proposed measures in
Amendment 18 and whether they are
consistent with the Northeast
Multispecies FMP, the MagnusonStevens Act and its National Standards,
and other applicable law.
The primary purpose of this action is
to limit the level of allocation that an
entity may control to prevent excessive
consolidation and retain fleet diversity.
The Council identified four goals for
Amendment 18:
1. Promote a diverse groundfish
fishery, including different gear types,
vessel sizes, ownership patterns,
geographic locations, and levels of
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participation through sectors and permit
banks;
2. Enhance sector management to
effectively engage industry to achieve
management goals and improve data
quality;
3. Promote resilience and stability of
fishing businesses by encouraging
diversification, quota utilization, and
capital investment; and
4. Prevent any individual(s),
corporation(s), or other entity(ies) from
acquiring or controlling excessive shares
of the fishery access privileges.
Proposed Measures
The goals and objectives of
Amendment 18 are addressed through
two mechanisms. First, this action
proposes to establish accumulation
limits on the number of groundfish
permits and the amount of Potential
Sector Contribution (PSC) that an entity
may hold. PSC is the proportion of total
landings of a particular stock associated
with the landing history of a limited
access permit. PSC also represents the
share of allocation that an individual
permit contributes to a sector. Second,
this action proposes to remove several
restrictions on limited access handgear
vessels (Handgear A permitted vessels)
to promote that small-boat fishery.
1. Accumulation Limits
Background
The New England Fishery
Management Council contracted
Compass Lexecon, an economic
consulting firm, to provide independent
advice regarding the establishment of
northeast multispecies permit
accumulation limits. The Council tasked
Compass Lexecon to determine whether
any entity already holds an excessive
share of permits, and if not, what an
excessive share would be in the
groundfish fishery. Compass Lexecon
defined an excessive share as a share of
quota that would allow a permit owner
or sector to influence the prices of the
fishery’s output or the prices paid for
leased quota to its advantage, which is
called market power. Compass
Lexecon’s analyses did not find that
market power is currently being
exercised through the withholding of
quota in any part of the groundfish
fishery, or in the sales of fish or
transfers of permits.
Compass Lexecon recommended
setting an excessive-share cap on the
PSC conferred to a permit holder at 15.5
percent of the available PSC for any
groundfish stock. Analyses suggested
that this cap would prevent the
accumulation of excessive shares, and
that a lower limit was likely not
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necessary. The final report was
completed in December 2013, and was
peer reviewed in June 2014 by three
reviewers from the Center for
Independent Experts and one
independent reviewer. A variation of
Compass Lexecon’s recommendation is
proposed in this action.
Accumulation Limit Guidelines
Amendment 18 includes several
general measures detailing how permit
accumulation limits would be applied.
• Accumulation limits apply to
individuals, permit banks, and other
entities, including groundfish sectors, at
the individual permit and PSC level.
• Accumulation limits do not apply
to the amount of annual groundfish
allocated to a sector, technically referred
to as a sector’s annual catch entitlement,
or ACE.
• Accumulation limits may be
modified in a future framework due to
a Federal permit buyback or buyout.
• If an entity held permits or PSC on
the control date (April 7, 2011) that
exceeded the accumulation limits, it
would be exempt from the accumulation
limit, but would be restricted to holding
no more permits or PSC than it held as
of the control date. The grandfathered
holdings may be fished or leased by the
entity but are not transferrable. Current
analyses suggest that no entity exceeds
the control date accumulation limits.
• There is no calculation of partial
ownership when considering
accumulation limits. Any entity that is
a partial owner is assumed to have fullownership when calculating permit and
PSC accumulation limits.
Limiting the Number of Permits
This action proposes to limit an entity
to holding no more than 5 percent of all
limited access groundfish permits. An
entity would be prohibited from
acquiring a permit that would result in
it exceeding the 5-percent permit cap.
There are approximately 1,373 limited
access permits currently in the fishery;
a 5-percent cap would limit an entity to
approximately 69 permits. As of May 1,
2014, the most permits held by any
entity is 55. Therefore, if approved, this
alternative is unlikely to immediately
restrict any entity.
Using this permit cap alone could still
allow for accumulation of PSC sufficient
to exert market power in limited and
unlikely circumstances. For example, if
only a 5-percent permit cap was
adopted, an entity could potentially
hold 85 PSC of the Georges Bank winter
flounder stock. To address this
potential, the Council proposed an
additional PSC limit proposed in this
action.
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Limiting the Potential Sector
Contribution
This action also proposes to limit the
aggregated average of all allocated
groundfish stocks PSC that may be held
by an entity to no more than 15.5. With
15 groundfish stocks currently allocated
to the fishery, the total PSC across all
stocks used by an individual or an
entity must be ≤232.5 (an average of
15.5 per stock multiplied by 15 stocks).
This would allow an entity to hold PSC
for a single stock in excess of 15.5, so
long as the total holdings used do not
exceed 232.5. If additional groundfish
stocks are allocation (or unallocated) to
sectors in the future, then this number
would change by 15.5 per stock.
This PSC limit was developed based
on Compass Lexecon’s recommendation
to establish a stock-specific PSC limit of
15.5 (as explained above). However, to
allow fishermen additional operational
flexibility in light of current groundfish
stock conditions, the Council elected to
use an aggregate average as defined
above. Compared to other PSC limit
alternatives that the Council considered,
this option is the least restrictive
because there is no stock-specific limit.
Further, an entity would be permitted to
purchase a vessel permit during a
fishing year that would result in
exceeding the aggregate 232.5 PSC limit.
In this case, the entity would have to
render at least one permit unusable (or
‘‘shelve’’ the permit) so that the entity
is not operating above the PSC limit the
following fishing year. A shelved permit
would be unusable for an entire fishing
year; a shelved permit could not be
enrolled in a sector, fished, or leased,
but could be sold. An entity would be
prohibited from purchasing any
additional permit once it exceeds the
PSC limit. This is intended to allow a
permit holder to acquire a new permit
and improve their operational
flexibility, while still restricting them to
the overall accumulation limit. A
shelved permit that is rendered
unusable can be sold.
The aggregate limit provides
flexibility for accumulating shares in
single stocks. By itself, an aggregate PSC
limit could result in an entity
accumulating sufficient PSC in a single
stock to exert market power, though
exerting market power over multiple
stocks appears highly unlikely. Recent
analyses indicate that no one entity
currently holds more than 140.4 PSC.
Consequently, if approved, the 232.5
PSC limit is unlikely to immediately
constrain any entity. Analyses within
sections 7.6 and 9.11 of the Amendment
suggest that purchasing vessel permits
with enough PSC to exceed the PSC
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limit of 232.5 would require substantial
capital and logistically would likely be
complex and time consuming. As a
result, the increased flexibility for
accumulating PSC in individual stocks
is curbed by the combination of the PSC
limit and the permit caps.
Effect of Combined Accumulation
Limits
The combination of PSC limits and
the permit cap make it highly unlikely
that market power could be exerted.
Analyses show that the maximum
allocation that an entity could acquire
would be around 20 PSC for the
majority of stocks, though PSC for
certain stocks such as Georges Bank
winter flounder could be acquired at
higher levels than others. These
analyses suggest that the proposed
combination of an aggregate PSC limit of
232.5 and a 5-percent permit cap should
be sufficient to prevent market power
from being exerted. These analyses are
discussed in more detail in sections
7.7.4.5 and 9.11 of the Amendment 18
EIS (see ADDRESSES).
Transfer of Permits by an Individual
Entity That Has Exceeded the PSC Limit
We have some concern that
Amendment 18 does not include any
permit transfer restrictions on an
individual entity that has exceeded the
permit accumulation limit. As
proposed, an individual who has
exceeded the permit accumulation limit
could maintain an interest in the PSC by
transferring a permit to a spouse, family
member, or business partner at little to
no cost. We see this as a potential
loophole to the PSC limit restriction.
Including a requirement that any permit
transfer from an entity that has
exceeded the permit accumulation limit
be an ‘‘arms-length’’ transaction would
address this potential loophole. In this
case, an arms-length transaction would
be a permit transfer in the ordinary
course of business between independent
and unrelated entities, which would
result in the owner who exceeded the
limit maintaining no interest in the
transferred permit and its PSC. We
welcome comment on this topic.
Future Changes to Accumulation Limits
Amendment 18 proposes to allow
modifications to the accumulation
limits through a future framework
adjustment if a vessel/permit buyback or
buyout were enacted in the groundfish
fishery. However, any other changes to
the accumulation limits would require
an amendment to the FMP. Should
certain factors change dramatically,
such as a substantial reduction in the
number of northeast multispecies
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limited access permits (due to permit
holders relinquishing their permits),
then NMFS would encourage the
Council to revisit the accumulation
limits proposed in this Amendment.
Ownership Interest
In order for an accumulation limit to
be developed and applied it is necessary
to first define an ownership interest. A
unique definition of ownership interest
as applied to the groundfish fishery is
proposed for section 50 CFR 648.2 of the
regulations. To better identify
ownership interest and account for
accumulation limits in the groundfish
fishery, a permit holder would be
required to identify all persons who
hold an ownership interest with a
particular permit when submitting a
groundfish permit application or
renewal form.
2. Handgear A Measures
To reduce effort controls and increase
flexibility for small boat fishermen, this
action proposes to remove or modify
several management measures affecting
limited access permitted vessels fishing
with handgear (Handgear A vessels).
First, this action would remove the
March 1–20 spawning-block closure for
all Handgear A vessels. Fishing effort by
Handgear A vessels is restricted by a
very small annual catch limit, and
vessels are subject to other spawning
closures. This measure would make the
regulations for Handgear A vessels more
consistent with vessels fishing in
sectors, which are already exempted
from the 20-day spawning block and is
not anticipated to have any substantial
biological consequences.
Handgear A vessels would also no
longer be required to carry a standard
fish tote on board. This measure was
initially implemented to aid in the
sorting and weighing of fish by both
fishermen and enforcement personnel.
However, enforcement no longer uses
totes for at-sea weight and volume
estimates, so the requirement for vessels
to carry a tote is no longer necessary.
Lastly, this action would allow a
sector to request an exemption from the
requirement for Handgear A vessels to
use a Vessel Monitoring System (VMS).
Handgear A fishermen enrolled in a
sector are currently required to utilize a
VMS. Handgear A fishermen have
commented that installing and utilizing
a VMS system makes enrolling in a
sector cost prohibitive. Any sector
interested in utilizing this exemption
would be required to submit an
exemption request to us for approval. If
a sector exemption is approved, a
Handgear A vessel fishing within a
sector utilizing the exemption would
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declare its trips through the interactive
voice response (IVR) call-in system
instead of through a VMS. This measure
is intended to encourage Handgear A
vessels to enroll in a sector by reducing
operating expenses. Sectors receive
regulatory exemptions and larger
allocations that could provide
additional flexibility and fishing
opportunities to Handgear A vessels.
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Measures That Could Be Addressed in
a Future Framework
This action proposes to allow two
measures analyzed in Amendment 18 to
be implemented through a future
framework action. The Council explored
establishing a separate allocation for the
Handgear A fishery. Additionally, there
was some interest in considering
separate management measures for an
inshore/offshore Gulf of Maine (GOM)
boundary, including separate
allocations for inshore and offshore
GOM cod. However, because current
catch limits for key groundfish stocks,
including GOM cod, are so low, further
sub-dividing allocations for the
Handgear A, as well as inshore and
offshore GOM cod, were controversial
and would be difficult to develop and
implement at this time. As a result, the
Council elected to potentially consider
these measures in a future framework.
In addition, several regulatory
clarifications are proposed at § 648.90 to
better delineate the responsibilities of
the groundfish plan development team
as well as which Council management
measures could be modified in a future
framework.
Public comments on the NOA for the
FMP/amendment are being solicited
through February 6, 2017 (81 FR 87862;
December 6, 2016). Public comments on
the proposed rule must be received by
the end of the comment period on the
Amendment, as published in the NOA,
to be considered in the approval/
disapproval decision on the
Amendment. All comments received by
the end of the comment period on the
Amendment, whether specifically
directed to the Amendment, or the
proposed rule, will be considered in the
approval/disapproval decision.
Comments received after that date will
not be considered in the approval/
disapproval decision on Amendment
18. To be considered, comments must
be received by close of business on the
last day of the comment period; that
does not mean postmarked or otherwise
transmitted by that date.
Pursuant to section 303(c) of the
Magnuson-Stevens Act, the Council has
deemed the proposed regulations to be
necessary and appropriate for the
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purpose of implementing Amendment
18.
Classification
Pursuant to section 304(b)(1)(A) of the
Magnuson-Stevens Act, the NMFS
Assistant Administrator has
preliminarily determined that this
proposed rule is consistent with
Amendment 18, the FMP, other
provisions of the Magnuson-Stevens
Act, and other applicable law, subject to
further consideration after public
comment.
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
The Council prepared an
environmental impact statement (EIS)
for Amendment 18 that analyzes the
impacts on the environment as a result
of this action. A copy of the
Amendment 18 EIS is available upon
request from the Council and from our
Web site (see ADDRESSES). A copy is also
available from the Federal e-Rulemaking
portal at www.regulations.gov. Type
‘‘NOAA–NMFS–2015–0143’’ in the
Enter Keyword or ID field and click
search.
An initial regulatory flexibility
analysis (IRFA) was prepared, as
required by section 603 of the
Regulatory Flexibility Act (RFA). The
IRFA describes the economic impact
that this proposed rule, if adopted,
would have on small entities. A
description of the action, why it is being
considered, and the legal basis for this
action are contained at the beginning of
this section, in the preamble, and in the
SUMMARY section of the preamble. A
summary of the IRFA follows. A copy of
this analysis is available from the
Council (see ADDRESSES).
The purpose of the Regulatory
Flexibility Act (RFA) analysis is to
establish a principle of regulatory
issuance that agencies shall endeavor,
consistent with the objectives of the rule
and of applicable statutes, to fit
regulatory and informational
requirements to the scale of businesses,
organizations, and governmental
jurisdictions subject to regulation. To
achieve this principle, agencies are
required to solicit and consider flexible
regulatory proposals and to explain the
rationale for their actions to assure such
proposals are given serious
consideration. The RFA does not
contain any decision criteria. Instead,
the purpose of the RFA is to inform the
agency, as well as the public, of the
expected economic impacts of various
alternatives contained in the FMP or
Amendment (including framework
management measures and other
regulatory actions) and to ensure the
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agency considers alternatives that
minimize the expected impacts while
meeting the goals and objectives of the
FMP and applicable statutes.
With certain exceptions, the RFA
requires agencies to conduct an Initial
Regulatory IRFA for each proposed rule.
The IRFA is designed to assess the
impacts various regulatory alternatives
would have on small entities, including
small businesses, and to determine ways
to minimize those impacts. An IRFA is
primarily conducted to determine
whether the proposed action would
have a ‘‘significant economic impact on
a substantial number of small entities.’’
In addition to analyses conducted for
the RIR, the IRFA provides:
1. A description of the reasons why
action by the agency is being
considered;
2. A succinct statement of the
objectives of, and legal basis for, the
proposed rule;
3. A description and, where feasible,
an estimate of the number of small
entities to which the proposed rule will
apply;
4. A description of the projected
reporting, record-keeping, and other
compliance requirements of the
proposed rule, including an estimate of
the classes of small entities which will
be subject to the requirements of the
report or record; and,
5. Identification, to the extent
practicable, of all relevant federal rules,
which may duplicate, overlap, or
conflict with the proposed rule.
Description of the Reasons Why Action
by the Agency Is Being Considered
The purpose and need of Amendment
18 are set forth in Section 3.2 of the EIS
(see page 30).
Statement of the Objectives of, and
Legal Basis for, This Proposed Rule
The goals and objectives of
Amendment 18 are set forth in Section
3.3 of the EIS (see page 31–32). These
were also summarized in the
Background section of the preamble.
Description and Estimate of the Number
of Small Entities To Which This
Proposed Rule Would Apply
Small entities include ‘‘small
businesses,’’ ‘‘small organizations,’’ and
‘‘small governmental jurisdictions.’’ The
Small Business Administration (SBA)
has established size standards for all
major industry sectors in the U.S.
including commercial finfish harvesters
(NAICS code 114111), commercial
shellfish harvesters (NAICS code
114112), other commercial marine
harvesters (NAICS code 114119), forhire businesses (NAICS code 487210),
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marinas (NAICS code 713930), seafood
dealers/wholesalers (NAICS code
424460), and seafood processors (NAICS
code 311710). A business primarily
involved in finfish harvesting is
classified as a small business if it is
independently owned and operated, is
not dominant in its field of operation
(including its affiliates), and has
combined annual receipts not in excess
of $20.5 million for all its affiliated
operations worldwide. For commercial
shellfish harvesters, the other qualifiers
apply and the receipts threshold is $5.5
million. For other commercial marine
harvesters, for-hire businesses, and
marinas, the other qualifiers apply and
the receipts threshold is $7.5 million.
On December 29, 2015, the National
Marine Fisheries Service (NMFS) issued
a final rule establishing a small business
size standard of $11 million in annual
gross receipts for all businesses
primarily engaged in the commercial
fishing industry (NAICS 11411) for
Regulatory Flexibility Act (RFA)
compliance purposes only (80 FR
81194, December 29, 2015). The $11
million standard became effective on
July 1, 2016, and is to be used in place
of the U.S. Small Business
Administration’s (SBA) current
standards of $20.5 million, $5.5 million,
and $7.5 million for the finfish (NAICS
114111), shellfish (NAICS 114112), and
other marine fishing (NAICS 114119)
sectors of the U.S. commercial fishing
industry in all NMFS rules subject to
the RFA after July 1, 2016. Id. at 81194.
Pursuant to the RFA, and prior to July
1, 2016, an IRFA was developed for this
regulatory action using SBA’s former
size standards. NMFS has reviewed the
analyses prepared for this regulatory
action in light of the new size standard.
Under the SBA’s size standards, all of
the commercial finfish and other marine
fishing businesses were considered
small, while 12 of the 237 shellfish
businesses were determined not to be
small (Tables 1 and 2). The new
standard could result in a few more
commercial shellfish businesses being
considered small. Analyses in Tables 2
and 3 below reveal that no groundfishdependent entities exceeded $5.5
million in gross sales, with the mean
gross sale per entity being less than $2
million. As a result, it is unlikely that
any finfish, or more specifically,
groundfish-dependent vessels, would be
considered a large business under the
new NMFS size standard.
Amendment 18 regulates commercial
fish harvesting entities engaged in the
Northeast multispecies limited access
fishery. A description of the specific
entities that are likely to be impacted is
included below for informational
purposes, followed by a discussion of
those regulated entities likely to be
impacted by the proposed regulations.
For the purposes of the RFA analysis,
the ownership entities, not the
individual vessels, are considered the
regulated entities.
Ownership Entities in Regulated
Commercial Harvesting Businesses
Individually-permitted vessels may
hold permits for several fisheries,
harvesting species of fish that are
regulated by several different FMPs,
even beyond those impacted by
Amendment 18. Furthermore, multiple
permitted vessels and/or permits may be
owned by entities affiliated by stock
ownership, common management,
identity of interest, contractual
relationships, or economic dependency.
For this analysis, ownership entities are
defined by those entities with common
ownership personnel as listed on permit
application documentation. Only
permits with identical ownership
personnel are categorized as an
ownership entity. For example, if five
permits have the same seven personnel
listed as co-owners on their application
paperwork, those seven personnel form
one ownership entity, covering those
five permits. If one or several of the
seven owners also own additional
vessels, with sub-sets of the original
seven personnel or with new co-owners,
those ownership arrangements are
deemed to be separate ownership
entities for the purpose of this analysis.
Regulated Commercial Harvesting
Entities
Ownership entities are identified on
June 1 of each year based on the list of
all permit numbers for the most recent
complete calendar year that have
applied for any type of Northeast
Federal fishing permit. The current
ownership data set is based on calendar
year 2014 permits and contains gross
sales associated with those permits for
calendar years 2012 through 2014. As of
June 1, 2015, there were 661 commercial
business entities potentially regulated
by this action. Entities permitted to
operate in the Northeast multispecies
limited access fishery are described in
Tables 1 and 2. As of June 1, 2015, there
were 1,147 individual limited access
permits. The 34 for-hire businesses
included here are entities affiliated with
limited access commercial groundfish
permits, but derive greater than 50% of
their gross sales from party/charter
operations. All are small businesses
(average gross revenues from 2012–14
are less than $7.5 million). The
remaining 75 entities had no revenue
and are classified as small.
These totals may mask some diversity
among the entities. Many, if not most,
of these ownership entities maintain
diversified harvest portfolios, obtaining
gross sales from many fisheries and are
not dependent on any one. However,
not all are equally diversified. Those
that depend most heavily on sales from
harvesting species impacted directly by
Amendment 18 are most likely to be
affected. By defining dependence as
deriving greater than 50% of gross sales
from sales of regulated species
associated with a specific fishery, those
ownership groups most likely to be
impacted by the proposed regulations
can be identified. Using this threshold,
61 entities are groundfish-dependent; all
of which are small under both the SBA
and NMFS size standards (Table 3).
TABLE 1—ENTITIES REGULATED BY
THE PROPOSED ACTION
Number
Number
small
Primarily finfish .............
Primarily shellfish ..........
Primarily for-hire ...........
No Revenue ..................
315
237
34
75
315
225
34
75
Total .......................
661
649
Type
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TABLE 2—DESCRIPTION OF REGULATED ENTITIES BY GROSS SALES
Sales
category
Number
<$50K .......................................................
$50–100K .................................................
$100–500K ...............................................
$500K–1mil ..............................................
$1–5.5mil ..................................................
$5.5mil+ ...................................................
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Number
small
186
71
225
91
74
14
PO 00000
Frm 00063
Mean
gross sales
186
71
225
91
73
3
Fmt 4702
$10,597
76,466
244,672
734,423
1,899,461
11,900,790
Sfmt 4702
Median
gross sales
$1,954
78,736
219,731
720,668
1,498,138
7,383,522
E:\FR\FM\20DEP1.SGM
20DEP1
Mean permits
per entity
1.3
1.3
1.3
1.7
2.4
12.4
Max permits
per entity
30
3
4
7
11
28
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TABLE 3—IMPACTED GROUNDFISH-DEPENDENT REGULATED COMMERCIAL GROUNDFISH ENTITIES BY GROSS SALES
Sales
Large
businesses
(#)
Entities
(#)
Average
fishing
permits
owned per
entity
(#)
Maximum
fishing
permits
per entity
(#)
Median gross
sales per
entity
Mean gross
sales per
entity
Median
groundfish
sales per
entity
Mean
groundfish
sales per
entity
<$50K ................................................
$50–100K ..........................................
$100–500K ........................................
$500K–1mil .......................................
$1–5.5mil ...........................................
6
7
22
13
13
0
0
0
0
0
1.0
1.1
1.6
1.2
2.2
1
2
4
2
4
$10,116
72,052
226,938
698,226
1,553,597
$20,316
67,390
240,833
718,231
1,854,052
$8,831
56,221
116,018
398,548
1,292,445
$16,476
49,341
172,331
491,838
1,403,896
Total ownership entities .............
61
0
....................
....................
........................
........................
........................
........................
mstockstill on DSK3G9T082PROD with PROPOSALS
Description of Projected Reporting,
Record Keeping, and Other Compliance
Requirements of This Proposed Rule
This action contains a change to an
information collection requirement,
which has been approved by the Office
of Management and Budget (OMB)
under OMB Control Number 0648–0202.
This revision would require any entity
that has exceeded the potential sector
contribution (PSC) allocation limit to
render one or more permits ‘‘unusable’’
so that the entity would be operating
within the allocation limit. If an entity
exceeds the PSC limit, the entity would
be required to complete a ‘‘Permit
Shelving Form’’ and render one or more
permits unusable. If two entities had to
complete a ‘‘Permit Shelving Form’’, the
burden estimate would be 1 hr and cost
$1.
Currently, no entity exceeds the PSC
allocation limit; the most PSC any entity
holds is approximately 140 PSC, and the
proposed limit would be 232.5. As a
result, it is unlikely that any entity
would reach this threshold, and that the
proposed action would not affect fishing
operations.
Public comment is sought regarding
whether this collection of information is
necessary for the proper performance of
the function of the agency, including
whether the information shall have
practical utility; the accuracy of the
burden estimate; ways to enhance the
quality, utility, and clarify of the
information to be collected; and ways to
minimize the burden of the collection of
information, including through the use
of automated collection techniques or
other forms of information technology.
Send comments on these or any other
aspects of the collection of information
to NMFS and to OMB (see ADDRESSES).
Notwithstanding any other provision
of the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection of information subject
to the requirements of the Paperwork
Reduction Act, unless that collection of
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18:20 Dec 19, 2016
Jkt 241001
information displays a currently valid
OMB control number.
Federal Rules Which May Duplicate,
Overlap, or Conflict With This Proposed
Rule
No relevant Federal rules have been
identified that would duplicate or
overlap with Amendment 18.
Description of Significant Alternatives
to the Proposed Action Which
Accomplish the Stated Objectives of
Applicable Statutes and Which
Minimize Any Significant Economic
Impact on Small Entities
This IRFA summary is intended to
analyze how small entities would be
impacted by the proposed management
measures. These measures are expected
to have minimal, if any, impact on small
entities regulated by this action. The
vast majority (649 out of 661) of
potentially regulated entities are
classified as small businesses by SBA
and NMFS business size standards.
In general, the small entities regulated
by this action would be unaffected. The
majority of limited access groundfish
permit holders possess permits and PSC
in far smaller quantities than the
proposed accumulation limits.
However, as proposed, individuals who
comprise a part of, or the entirety of,
these small entities could be restricted
in the number of permits or the amount
of PSC shares they wish to accumulate
in the future, which could impact
revenue. Based on the Compass Lexecon
report, scalability would not be affected
by the reduced accumulation potential,
although a definitive statement cannot
be made at this time. Further, the PSC
limit alternative would allow
substantial flexibility so that vessel
permit holders could continue to
accumulate permits in a manner that
allows them to maximize fishing
opportunities within their portfolio.
There were several other PSC limit
alternatives considered in the
Amendment that were not selected
because the Council determined the
alternatives would have been too
PO 00000
Frm 00064
Fmt 4702
Sfmt 4702
restrictive. For example, limiting an
ownership entity to an accumulation
limit equivalent to the PSC held as of
the control date could have forced
divestiture in the fishery and would
have prevented ownership entities from
growing. Similarly, establishing a
specific accumulation limit for a
specific groundfish stock would have
reduced opportunities for entities to
expand and restricted operational
flexibility. Additional information on
these alternatives is available in section
4.1 of the Amendment.
Handgear A permit holders would be
largely unaffected by the limited access
handgear measures. Minimal fishing
activity by these vessels occurs during
the winter and early spring, and the
removal of the March 1–20 closure
would not change this behavior. The
removal of the standard fish tote
requirement would be inconsequential,
as this rule is not currently enforced and
it is a minor operational change. The
sector exemption for VMS requirement
would likely also not affect Handgear A
permit holders. Joining a sector would
remain a challenge for these permit
holders, given the small PSC associated
with Handgear A permits. However, if
they were to join a sector, this provision
would reduce the cost burden for those
vessels.
Several management measures and
alternatives were considered but not
selected by the Council. Other
alternatives may be considered in a
future framework, as explained in the
preamble above. Additional information
on these alternatives and justifications
for the Council’s decision are explained
in section 4 of the Amendment.
Impacts to Groundfish-Dependent Small
Entities
The impacts of the proposed
accumulation limits on groundfishdependent small entities would be
minimal. No entity would be
immediately impacted by the proposed
accumulation limits, and few would be
potentially impacted in the long term.
For those that are potentially impacted,
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Federal Register / Vol. 81, No. 244 / Tuesday, December 20, 2016 / Proposed Rules
it is not possible to state whether
scalability would be lessened. The
proposed PSC and permit caps would
limit the ability of any individual from
monopolizing the fishery.
It is not clear how many Handgear A
permit holders are groundfishdependent, but the number is likely
very small. There were 28 Handgear A
permit holders that took at least one
groundfish trip during fishing year
2013; any of these 28 would be
minimally impacted by Amendment 18.
There may be a few trips taken during
the removed March 1–20 closure block.
However, groundfish trips taken by
Handgear A permit holders have
generally been more profitable during
the warmer months in recent years. The
management measures proposed in this
rule would provide greater operational
flexibility to Handgear A vessels,
therefore benefiting small businesses.
List of Subjects in 50 CFR Part 648
Fisheries, Fishing, Reporting and
recordkeeping requirements.
Dated: December 13, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons stated in the
preamble, 50 CFR part 648 is proposed
to be amended as follows:
PART 648—FISHERIES OF THE
NORTHEASTERN UNITED STATES
1. The authority citation for part 648
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq.
2. In § 648.2, add a definition for
‘‘Ownership interest’’ in alphabetical
order to read as follows:
*
*
*
*
*
Ownership interest, in the NE
multispecies fishery, includes, but is not
limited to holding share(s) or stock in
any corporation, any partnership
interest, or membership in a limited
liability company, or personal
ownership, in whole or in part, of a
vessel issued a limited access NE
multispecies permit or confirmation of
permit history (CPH), including any
ownership interest in any entity or its
subsidiaries or partners, no matter how
far removed.
*
*
*
*
*
■ 3. In § 648.4, add paragraph
(a)(1)(i)(N) and revise paragraph (c)(2)(i)
to read as follows:
mstockstill on DSK3G9T082PROD with PROPOSALS
■
§ 648.4
Vessel permits.
(a) * * *
(1) * * *
(i) * * *
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18:20 Dec 19, 2016
Jkt 241001
(N) Accumulation Limits. (1) 5percent Permit/CPH Restriction. Any
person with an ownership interest in
the NE multispecies fishery is not
eligible to be issued a limited access NE
multispecies permit or CPH for a vessel
after April 7, 2011, if the issuance
results in the person having an
ownership interest in excess of 5
percent of all limited access NE
multispecies permits and CPH that are
issued as of the date the permit/CPH
application is received by the NMFS.
(2) PSC Limit. Any person with an
ownership interest in the NE
multispecies fishery is not eligible to be
issued a limited access NE multispecies
permit or CPH for a vessel after April 7,
2011, that results in that person’s
average potential sector contribution
(PSC) exceeding a share of 15.5 for all
the allocated stocks in aggregate, except
as provided in paragraph (a)(1)(i)(N)(4)
of this section.
(3) Grandfather Provision. Any person
initially issued a limited access NE
multispecies permit or CPH prior to
April 7, 2011, is eligible to renew such
permits(s) and/or CPH, regardless of
whether the renewal of the permits or
CPH results in the person exceeding the
5-percent ownership restriction or an
average PSC share of 15.5 for all the
allocated stocks in aggregate. Any
additional permitted vessels that a
person acquires after April 7, 2011, are
subject to the accumulation limits
specified within this section.
(4) Any person can be issued one
limited access NE multispecies permit
or CPH that results in that person’s total
PSC exceeding the PSC limit as
described in this section. That person
must identify to NMFS on or before
March 31 of each year, vessel permits or
CPH that will be rendered unusable the
upcoming fishing year so that the
person’s total PSC for the upcoming
fishing year is an amount equal to or
below the PSC limit. Beginning on May
1, the permits or CPH rendered
unusable may not be fished, leased, or
enrolled in a sector by that person for
the remainder of the fishing year. A
permit rendered unusable may be
transferred.
*
*
*
*
*
(c) * * *
(2) Vessel permit information
requirements. (i) An application for a
permit issued under this section, in
addition to the information specified in
paragraph (c)(1) of this section, also
must contain at least the following
information, and any other information
required by the Regional Administrator:
Vessel name, owner name or name of
the owner’s authorized representative,
PO 00000
Frm 00065
Fmt 4702
Sfmt 4702
92767
mailing address, and telephone number;
USCG documentation number and a
copy of the vessel’s current USCG
documentation or, for a vessel not
required to be documented under title
46 U.S.C., the vessel’s state registration
number and a copy of the current state
registration; a copy of the vessel’s
current party/charter boat license (if
applicable); home port and principal
port of landing, length overall, GRT, NT,
engine horsepower, year the vessel was
built, type of construction, type of
propulsion, approximate fish hold
capacity, type of fishing gear used by
the vessel, number of crew, number of
party or charter passengers licensed to
be carried (if applicable), permit
category; if the owner is a corporation,
a copy of the current Certificate of
Incorporation or other corporate papers
showing the date of incorporation and
the names of the current officers of the
corporation, and the names and
addresses of all persons holding any
ownership interest in a NE multispecies
permit or CPH or shareholders owning
25 percent or more of the corporation’s
shares for other fishery permits; if the
owner is a partnership, a copy of the
current Partnership Agreement and the
names and addresses of all partners;
permit number of any current or, if
expired, previous Federal fishery permit
issued to the vessel.
*
*
*
*
*
■ 4. In § 648.14,
■ a. Add paragraphs (k)(2)(v) and (vi);
■ b. Revise paragraph (k)(9)(i); and
■ c. Add paragraph (k)(9)(ii)(N) to read
as follows:
§ 648.14
Prohibitions.
*
*
*
*
*
(k) * * *
(2) * * *
(v) Fish for, possess, land fish, enroll
in a sector, or lease a permit or
confirmation of permit history (CPH) as
a lessor or lessee, with a permit that has
been rendered unusable as specified in
§ 648.4(a)(1)(i)(N).
(vi) Acquire a limited access NE
multispecies permit that would result in
a permit holder exceeding any of the
ownership accumulation limits
specified in § 648.4(a)(1)(i)(N), unless
authorized under § 648.4(a)(1)(i)(N).
*
*
*
*
*
(9) * * *
(i) If operating under the provisions of
a limited access NE multispecies
Handgear A permit south of the GOM
Regulated Mesh Area, as defined at
§ 648.80(a)(1), fail to declare the vessel
operator’s intent to fish in this area via
VMS or fail to obtain or retain on board
a letter of authorization from the
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Federal Register / Vol. 81, No. 244 / Tuesday, December 20, 2016 / Proposed Rules
Regional Administrator, as required by
§ 648.82(b)(6)(iii).
*
*
*
*
*
(ii) * * *
(N) Act as a lessor or lessee of NE
multispecies DAS to or from a limited
access permit that has been rendered
unusable as specified in
§ 648.4(a)(1)(i)(N).
*
*
*
*
*
■ 5. In § 648.82, revise paragraphs (b)(6)
and (g) to read as follows:
§ 648.82 Effort-control program for NE
multispecies limited access vessels.
mstockstill on DSK3G9T082PROD with PROPOSALS
*
*
*
*
*
(b) * * *
(6) Handgear A category. A vessel
qualified and electing to fish under the
Handgear A category, as described in
§ 648.4(a)(1)(i)(A), may retain, per trip,
up to 300 lb (135 kg) of cod, one
Atlantic halibut, and the daily
possession limit for other regulated
species and ocean pout, as specified
under § 648.86. If either the GOM or GB
cod trip limit applicable to a vessel
fishing under a NE multispecies DAS
permit, as specified in § 648.86(b)(1)
and (2), respectively, is reduced below
300 lb (135 kg) per DAS by NMFS, the
cod trip limit specified in this paragraph
(b)(6) shall be adjusted to be the same
as the applicable cod trip limit specified
for NE multispecies DAS permits. For
example, if the GOM cod trip limit for
NE multispecies DAS vessels was
reduced to 250 lb (113.4 kg) per DAS,
then the cod trip limit for a vessel
issued a Handgear A category permit
that is fishing in the GOM Regulated
Mesh Area would also be reduced to
250 lb (113.4 kg). Qualified vessels
electing to fish under the Handgear A
category are subject to the following
restrictions:
(i) The vessel must not use or possess
on board gear other than handgear while
in possession of, fishing for, or landing
NE multispecies;
(ii) Tub-trawls must be hand-hauled
only, with a maximum of 250 hooks;
and
(iii) Declaration. For any such vessel
that is not required to use VMS
pursuant to § 648.10(b)(4), to fish for GB
cod south of the GOM Regulated Mesh
Area, as defined at § 648.80(a)(1), a
vessel owner or operator must obtain,
and retain on board, a letter of
authorization from the Regional
Administrator stating an intent to fish
south of the GOM Regulated Mesh Area
and may not fish in any other area for
a minimum of 7 consecutive days from
the effective date of the letter of
authorization. For any such vessel that
is required, or elects, to use VMS
pursuant to § 648.10(b)(4), to fish for GB
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18:20 Dec 19, 2016
Jkt 241001
cod south of the GOM Regulated Mesh
Area, as defined at § 648.80(a)(1), a
vessel owner or operator must declare
an intent to fish south of the GOM
Regulated Mesh Area on each trip
through the VMS prior to leaving port,
in accordance with instructions
provided by the Regional Administrator.
Such vessels may transit the GOM
Regulated Mesh Area, as defined at
§ 648.80(a)(1), provided that their gear is
stowed and not available for immediate
use as defined in § 648.2.
*
*
*
*
*
(g) Spawning season restrictions. A
vessel issued a valid Small Vessel
category permit specified in paragraph
(b)(5) of this section, or a vessel issued
an open access Handgear B permit, as
specified in § 648.88(a), may not fish
for, possess, or land regulated species or
ocean pout from March 1 through March
20 of each year. A common pool vessel
must declare out and be out of the NE
multispecies DAS program, and a sector
must declare that the vessel will not fish
with gear capable of catching NE
multispecies (i.e., gear that is not
defined as exempted gear under this
part), for a 20-day period between
March 1 and May 31 of each calendar
year, using the notification requirements
specified in § 648.10. A vessel fishing
under a Day gillnet category designation
is prohibited from fishing with gillnet
gear capable of catching NE
multispecies during its declared 20-day
spawning block, unless the vessel is
fishing in an exempted fishery, as
described in § 648.80. If a vessel owner
has not declared and been out of the
fishery for a 20-day period between
March 1 and May 31 of each calendar
year on or before May 12 of each year,
the vessel is prohibited from fishing for,
possessing or landing any regulated
species, ocean pout, or non-exempt
species during the period from May 12
through May 31.
*
*
*
*
*
■ 6. In § 648.87, revise paragraph
(c)(2)(i) introductory text to read as
follows:
§ 648.87
Sector allocation.
*
*
*
*
*
(c) * * *
(2) * * *
(i) Regulations that may not be
exempted for sector participants. The
Regional Administrator may not exempt
participants in a sector from the
following Federal fishing regulations:
Specific times and areas within the NE
multispecies year-round closure areas;
permitting restrictions (e.g., vessel
upgrades, etc.); gear restrictions
designed to minimize habitat impacts
PO 00000
Frm 00066
Fmt 4702
Sfmt 4702
(e.g., roller gear restrictions, etc.);
reporting requirements; and AMs
specified in § 648.90(a)(5)(i)(D). For the
purposes of this paragraph (c)(2)(i), the
DAS reporting requirements specified in
§ 648.82, the SAP-specific reporting
requirements specified in § 648.85, VMS
requirements for Handgear A category
permitted vessels as specified in
§ 648.10, and the reporting requirements
associated with a dockside monitoring
program are not considered reporting
requirements, and the Regional
Administrator may exempt sector
participants from these requirements as
part of the approval of yearly operations
plans. For the purpose of this paragraph
(c)(2)(i), the Regional Administrator may
not grant sector participants exemptions
from the NE multispecies year-round
closures areas defined as Essential Fish
Habitat Closure Areas as defined in
§ 648.81(h); the Fippennies Ledge Area
as defined in paragraph (c)(2)(i)(A) of
this section; Closed Area I and Closed
Area II, as defined in § 648.81(a) and (b),
respectively, during the period February
16 through April 30; and the Western
GOM Closure Area, as defined at
§ 648.81(e), where it overlaps with GOM
Cod Protection Closures I through III, as
defined in § 648.81(f)(4). This list may
be modified through a framework
adjustment, as specified in § 648.90.
*
*
*
*
*
■ 7. In § 648.90, revise paragraphs
(a)(2)(i) through (iii) to read as follows:
§ 648.90 NE multispecies assessment,
framework procedures and specifications,
and flexible area action system.
*
*
*
*
*
(a) * * *
(2) Biennial review. (i) At a minimum,
the NE multispecies PDT shall meet on
or before September 30 every other year
to perform a review of the fishery, using
the most current scientific information
available provided primarily from the
NEFSC. Data provided by states,
ASMFC, the USCG, and other sources
may also be considered by the PDT. The
PDT shall review available data
pertaining to: Catch and landings,
discards, DAS allocations, DAS use,
sector operations, and other measures of
fishing effort; survey results; stock
status; current estimates of fishing
mortality and overfishing levels; social
and economic impacts; enforcement
issues; and any other relevant
information. The PDT may also review
the performance of different user groups
or fleet sectors.
(ii) Based on this review, the PDT
shall recommend ACLs for the
upcoming fishing year(s), as described
in paragraph (a)(4) of this section, and
develop options for consideration by the
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Federal Register / Vol. 81, No. 244 / Tuesday, December 20, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS
Council, if necessary, on any changes,
adjustments, or additions to DAS
allocations, closed areas, or other
measures necessary to rebuild
overfished stocks and achieve the FMP
goals and objectives, which may include
a preferred option. The range of options
developed by the PDT may include any
of the management measures in the
FMP, including, but not limited to:
ACLs, which must be based on the
projected fishing mortality levels
required to meet the goals and
objectives outlined in the FMP for the
12 regulated species and ocean pout if
able to be determined; identifying and
distributing ACLs and other subcomponents of the ACLs among various
segments of the fishery; AMs; DAS
changes; possession limits; gear
restrictions; closed areas; permitting
restrictions; minimum fish sizes;
recreational fishing measures;
describing and identifying EFH; fishing
gear management measures to protect
EFH; designating habitat areas of
particular concern within EFH; and
changes to the SBRM, including the CVbased performance standard, the means
by which discard data are collected/
obtained, fishery stratification, the
process for prioritizing observer sea-day
allocations, reports, and/or industryfunded observers or observer set aside
programs. The PDT must demonstrate
through analyses and documentation
that the options it develops are expected
to meet the FMP goals and objectives.
VerDate Sep<11>2014
18:20 Dec 19, 2016
Jkt 241001
(iii) In addition, the PDT may develop
ranges of options for any of the
management measures in the FMP and
the following conditions that may be
adjusted through a framework
adjustment to achieve FMP goals and
objectives including, but not limited to:
Revisions to DAS measures, including
DAS allocations (such as the
distribution of DAS among the four
categories of DAS), future uses for
Category C DAS, and DAS baselines,
adjustments for steaming time, etc.;
accumulation limits due to a permit
buyout or buyback; modifications to
capacity measures, such as changes to
the DAS transfer or DAS leasing
measures; calculation of area-specific
ACLs (including sub-ACLs for specific
stocks and areas (e.g., Gulf of Maine
cod)), area management boundaries, and
adoption of area-specific management
measures including the delineation of
inshore/offshore fishing practices, gear
restrictions, declaration time periods;
sector allocation requirements and
specifications, including the
establishment of a new sector, the
disapproval of an existing sector, the
allowable percent of ACL available to a
sector through a sector allocation, an
optional sub-ACL specific to Handgear
A permitted vessels, and the calculation
of PSCs; sector administration
provisions, including at-sea and
dockside monitoring measures; sector
reporting requirements; state-operated
permit bank administrative provisions;
PO 00000
Frm 00067
Fmt 4702
Sfmt 9990
92769
measures to implement the U.S./Canada
Resource Sharing Understanding,
including any specified TACs (hard or
target); changes to administrative
measures; additional uses for Regular B
DAS; reporting requirements;
declaration requirements pertaining to
when and what time period a vessel
must declare into or out of a fishery
management area; the GOM Inshore
Conservation and Management
Stewardship Plan; adjustments to the
Handgear A or B permits; gear
requirements to improve selectivity,
reduce bycatch, and/or reduce impacts
of the fishery on EFH; SAP
modifications; revisions to the ABC
control rule and status determination
criteria, including, but not limited to,
changes in the target fishing mortality
rates, minimum biomass thresholds,
numerical estimates of parameter
values, and the use of a proxy for
biomass may be made either through a
biennial adjustment or framework
adjustment; changes to the SBRM,
including the CV-based performance
standard, the means by which discard
data are collected/obtained, fishery
stratification, the process for prioritizing
observer sea-day allocations, reports,
and/or industry-funded observers or
observer set aside programs; and any
other measures currently included in
the FMP.
*
*
*
*
*
[FR Doc. 2016–30356 Filed 12–19–16; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 81, Number 244 (Tuesday, December 20, 2016)]
[Proposed Rules]
[Pages 92761-92769]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-30356]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 648
[Docket No. 150630567-6999-01]
RIN 0648-BF26
Fisheries of the Northeastern United States; Amendment 18 to the
Northeast Multispecies Fishery Management Plan
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: We are proposing regulations to implement Amendment 18 to the
Northeast Multispecies Fishery Management Plan. Amendment 18 was
developed by the New England Fishery Management Council to promote
fleet diversity in the groundfish fishery and enhance sector
management. This action proposes to limit the number of permits and
annual groundfish allocation that an entity could hold. This action
also removes several effort restrictions to increase operational
flexibility for limited access handgear vessels.
DATES: Comments must be received on or before February 3, 2017.
ADDRESSES: You may submit comments on this document, identified by
NOAA-NMFS-2015-0143, by any of the following methods:
Electronic Submission: Submit all electronic public
comments via the Federal e-Rulemaking Portal. Go to
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2015-0143, click the
``Comment Now!'' icon, complete the required fields, and enter or
attach your comments.
Mail: Submit written comments to John K. Bullard, Regional
Administrator, NMFS, Greater Atlantic Regional Fisheries Office, 55
Great Republic Drive, Gloucester, MA 01930. Mark the outside of the
envelope: ``Comments on Northeast Multispecies Amendment 18.''
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address, etc.), confidential business
information, or otherwise sensitive information submitted voluntarily
by the commenter may be publicly accessible. NMFS will accept anonymous
comments (enter ``N/A'' in the required fields if you wish to remain
anonymous). Attachments to electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF file formats only.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
proposed rule may be submitted to the Greater Atlantic Regional
Fisheries Office and by email to OIRA_Submission@omb.eop.gov or fax to
(202) 395-7285.
Copies of Amendment 18, including its environmental impact
statement, preliminary Regulatory Impact Review, and Initial Regulatory
Flexibility Analysis (EIS/RIR/IRFA), are available from the New England
Fishery Management Council, 50 Water Street, Newburyport, MA 01950. The
EIS/RIR/IRFA is also accessible via the Internet at:
www.greateratlantic.fisheries.noaa .gov.
FOR FURTHER INFORMATION CONTACT: William Whitmore, Fishery Policy
Analyst, 978-281-9182.
SUPPLEMENTARY INFORMATION:
Background
Since the approval of Amendment 16 to the Northeast Multispecies
Fishery Management Plan (FMP) and the expanded use of catch shares in
the groundfish fishery, many industry members and stakeholders have
become increasingly concerned about excessive
[[Page 92762]]
fleet consolidation and lack of diversity with regards to the
composition of the fishing fleet. Amendment 18 was developed to address
these concerns, primarily by limiting both the number of permits and
allocation an individual or entity could hold (referred to as an entity
from here on).
Development of Amendment 18 began in 2011, with initial public
scoping taking place between December 2011 and March 2012.
Subsequently, the stock status for many groundfish stocks declined and
the associated annual catch limits were significantly reduced. As a
result, some groundfish fishermen were concerned that implementing an
accumulation limit could be problematic if it reduced flexibility and
prevented them from obtaining additional quota necessary to maintain
viable fishing operations.
However, many industry members and stakeholders remained concerned
that excessive consolidation is a risk to the fishery. Several
groundfish stocks, particularly Georges Bank haddock, redfish, and
pollock, continue to grow and remain consistently under harvested. As
other stocks rebuild and quotas increase, there may be further
consolidation and decreased diversity if vessels are able to earn above
market rates of return and have an opportunity to acquire more permits.
Under the Magnuson-Stevens Fishery Conservation and Management Act
(Magnuson-Stevens Act), we are required to publish proposed rules for
comment after preliminarily determining whether they are consistent
with applicable law. The Magnuson-Stevens Act permits us to approve,
partially approve, or disapprove measures proposed by the Council based
only on whether the measures are consistent with the fishery management
plan, plan amendment, the Magnuson-Stevens Act and its National
Standards, and other applicable law. Otherwise, we must defer to the
Council's policy choices. We are seeking comment on the Council's
proposed measures in Amendment 18 and whether they are consistent with
the Northeast Multispecies FMP, the Magnuson-Stevens Act and its
National Standards, and other applicable law.
The primary purpose of this action is to limit the level of
allocation that an entity may control to prevent excessive
consolidation and retain fleet diversity.
The Council identified four goals for Amendment 18:
1. Promote a diverse groundfish fishery, including different gear
types, vessel sizes, ownership patterns, geographic locations, and
levels of participation through sectors and permit banks;
2. Enhance sector management to effectively engage industry to
achieve management goals and improve data quality;
3. Promote resilience and stability of fishing businesses by
encouraging diversification, quota utilization, and capital investment;
and
4. Prevent any individual(s), corporation(s), or other entity(ies)
from acquiring or controlling excessive shares of the fishery access
privileges.
Proposed Measures
The goals and objectives of Amendment 18 are addressed through two
mechanisms. First, this action proposes to establish accumulation
limits on the number of groundfish permits and the amount of Potential
Sector Contribution (PSC) that an entity may hold. PSC is the
proportion of total landings of a particular stock associated with the
landing history of a limited access permit. PSC also represents the
share of allocation that an individual permit contributes to a sector.
Second, this action proposes to remove several restrictions on limited
access handgear vessels (Handgear A permitted vessels) to promote that
small-boat fishery.
1. Accumulation Limits
Background
The New England Fishery Management Council contracted Compass
Lexecon, an economic consulting firm, to provide independent advice
regarding the establishment of northeast multispecies permit
accumulation limits. The Council tasked Compass Lexecon to determine
whether any entity already holds an excessive share of permits, and if
not, what an excessive share would be in the groundfish fishery.
Compass Lexecon defined an excessive share as a share of quota that
would allow a permit owner or sector to influence the prices of the
fishery's output or the prices paid for leased quota to its advantage,
which is called market power. Compass Lexecon's analyses did not find
that market power is currently being exercised through the withholding
of quota in any part of the groundfish fishery, or in the sales of fish
or transfers of permits.
Compass Lexecon recommended setting an excessive-share cap on the
PSC conferred to a permit holder at 15.5 percent of the available PSC
for any groundfish stock. Analyses suggested that this cap would
prevent the accumulation of excessive shares, and that a lower limit
was likely not necessary. The final report was completed in December
2013, and was peer reviewed in June 2014 by three reviewers from the
Center for Independent Experts and one independent reviewer. A
variation of Compass Lexecon's recommendation is proposed in this
action.
Accumulation Limit Guidelines
Amendment 18 includes several general measures detailing how permit
accumulation limits would be applied.
Accumulation limits apply to individuals, permit banks,
and other entities, including groundfish sectors, at the individual
permit and PSC level.
Accumulation limits do not apply to the amount of annual
groundfish allocated to a sector, technically referred to as a sector's
annual catch entitlement, or ACE.
Accumulation limits may be modified in a future framework
due to a Federal permit buyback or buyout.
If an entity held permits or PSC on the control date
(April 7, 2011) that exceeded the accumulation limits, it would be
exempt from the accumulation limit, but would be restricted to holding
no more permits or PSC than it held as of the control date. The
grandfathered holdings may be fished or leased by the entity but are
not transferrable. Current analyses suggest that no entity exceeds the
control date accumulation limits.
There is no calculation of partial ownership when
considering accumulation limits. Any entity that is a partial owner is
assumed to have full-ownership when calculating permit and PSC
accumulation limits.
Limiting the Number of Permits
This action proposes to limit an entity to holding no more than 5
percent of all limited access groundfish permits. An entity would be
prohibited from acquiring a permit that would result in it exceeding
the 5-percent permit cap. There are approximately 1,373 limited access
permits currently in the fishery; a 5-percent cap would limit an entity
to approximately 69 permits. As of May 1, 2014, the most permits held
by any entity is 55. Therefore, if approved, this alternative is
unlikely to immediately restrict any entity.
Using this permit cap alone could still allow for accumulation of
PSC sufficient to exert market power in limited and unlikely
circumstances. For example, if only a 5-percent permit cap was adopted,
an entity could potentially hold 85 PSC of the Georges Bank winter
flounder stock. To address this potential, the Council proposed an
additional PSC limit proposed in this action.
[[Page 92763]]
Limiting the Potential Sector Contribution
This action also proposes to limit the aggregated average of all
allocated groundfish stocks PSC that may be held by an entity to no
more than 15.5. With 15 groundfish stocks currently allocated to the
fishery, the total PSC across all stocks used by an individual or an
entity must be <=232.5 (an average of 15.5 per stock multiplied by 15
stocks). This would allow an entity to hold PSC for a single stock in
excess of 15.5, so long as the total holdings used do not exceed 232.5.
If additional groundfish stocks are allocation (or unallocated) to
sectors in the future, then this number would change by 15.5 per stock.
This PSC limit was developed based on Compass Lexecon's
recommendation to establish a stock-specific PSC limit of 15.5 (as
explained above). However, to allow fishermen additional operational
flexibility in light of current groundfish stock conditions, the
Council elected to use an aggregate average as defined above. Compared
to other PSC limit alternatives that the Council considered, this
option is the least restrictive because there is no stock-specific
limit. Further, an entity would be permitted to purchase a vessel
permit during a fishing year that would result in exceeding the
aggregate 232.5 PSC limit. In this case, the entity would have to
render at least one permit unusable (or ``shelve'' the permit) so that
the entity is not operating above the PSC limit the following fishing
year. A shelved permit would be unusable for an entire fishing year; a
shelved permit could not be enrolled in a sector, fished, or leased,
but could be sold. An entity would be prohibited from purchasing any
additional permit once it exceeds the PSC limit. This is intended to
allow a permit holder to acquire a new permit and improve their
operational flexibility, while still restricting them to the overall
accumulation limit. A shelved permit that is rendered unusable can be
sold.
The aggregate limit provides flexibility for accumulating shares in
single stocks. By itself, an aggregate PSC limit could result in an
entity accumulating sufficient PSC in a single stock to exert market
power, though exerting market power over multiple stocks appears highly
unlikely. Recent analyses indicate that no one entity currently holds
more than 140.4 PSC. Consequently, if approved, the 232.5 PSC limit is
unlikely to immediately constrain any entity. Analyses within sections
7.6 and 9.11 of the Amendment suggest that purchasing vessel permits
with enough PSC to exceed the PSC limit of 232.5 would require
substantial capital and logistically would likely be complex and time
consuming. As a result, the increased flexibility for accumulating PSC
in individual stocks is curbed by the combination of the PSC limit and
the permit caps.
Effect of Combined Accumulation Limits
The combination of PSC limits and the permit cap make it highly
unlikely that market power could be exerted. Analyses show that the
maximum allocation that an entity could acquire would be around 20 PSC
for the majority of stocks, though PSC for certain stocks such as
Georges Bank winter flounder could be acquired at higher levels than
others. These analyses suggest that the proposed combination of an
aggregate PSC limit of 232.5 and a 5-percent permit cap should be
sufficient to prevent market power from being exerted. These analyses
are discussed in more detail in sections 7.7.4.5 and 9.11 of the
Amendment 18 EIS (see ADDRESSES).
Transfer of Permits by an Individual Entity That Has Exceeded the PSC
Limit
We have some concern that Amendment 18 does not include any permit
transfer restrictions on an individual entity that has exceeded the
permit accumulation limit. As proposed, an individual who has exceeded
the permit accumulation limit could maintain an interest in the PSC by
transferring a permit to a spouse, family member, or business partner
at little to no cost. We see this as a potential loophole to the PSC
limit restriction. Including a requirement that any permit transfer
from an entity that has exceeded the permit accumulation limit be an
``arms-length'' transaction would address this potential loophole. In
this case, an arms-length transaction would be a permit transfer in the
ordinary course of business between independent and unrelated entities,
which would result in the owner who exceeded the limit maintaining no
interest in the transferred permit and its PSC. We welcome comment on
this topic.
Future Changes to Accumulation Limits
Amendment 18 proposes to allow modifications to the accumulation
limits through a future framework adjustment if a vessel/permit buyback
or buyout were enacted in the groundfish fishery. However, any other
changes to the accumulation limits would require an amendment to the
FMP. Should certain factors change dramatically, such as a substantial
reduction in the number of northeast multispecies limited access
permits (due to permit holders relinquishing their permits), then NMFS
would encourage the Council to revisit the accumulation limits proposed
in this Amendment.
Ownership Interest
In order for an accumulation limit to be developed and applied it
is necessary to first define an ownership interest. A unique definition
of ownership interest as applied to the groundfish fishery is proposed
for section 50 CFR 648.2 of the regulations. To better identify
ownership interest and account for accumulation limits in the
groundfish fishery, a permit holder would be required to identify all
persons who hold an ownership interest with a particular permit when
submitting a groundfish permit application or renewal form.
2. Handgear A Measures
To reduce effort controls and increase flexibility for small boat
fishermen, this action proposes to remove or modify several management
measures affecting limited access permitted vessels fishing with
handgear (Handgear A vessels).
First, this action would remove the March 1-20 spawning-block
closure for all Handgear A vessels. Fishing effort by Handgear A
vessels is restricted by a very small annual catch limit, and vessels
are subject to other spawning closures. This measure would make the
regulations for Handgear A vessels more consistent with vessels fishing
in sectors, which are already exempted from the 20-day spawning block
and is not anticipated to have any substantial biological consequences.
Handgear A vessels would also no longer be required to carry a
standard fish tote on board. This measure was initially implemented to
aid in the sorting and weighing of fish by both fishermen and
enforcement personnel. However, enforcement no longer uses totes for
at-sea weight and volume estimates, so the requirement for vessels to
carry a tote is no longer necessary.
Lastly, this action would allow a sector to request an exemption
from the requirement for Handgear A vessels to use a Vessel Monitoring
System (VMS). Handgear A fishermen enrolled in a sector are currently
required to utilize a VMS. Handgear A fishermen have commented that
installing and utilizing a VMS system makes enrolling in a sector cost
prohibitive. Any sector interested in utilizing this exemption would be
required to submit an exemption request to us for approval. If a sector
exemption is approved, a Handgear A vessel fishing within a sector
utilizing the exemption would
[[Page 92764]]
declare its trips through the interactive voice response (IVR) call-in
system instead of through a VMS. This measure is intended to encourage
Handgear A vessels to enroll in a sector by reducing operating
expenses. Sectors receive regulatory exemptions and larger allocations
that could provide additional flexibility and fishing opportunities to
Handgear A vessels.
Measures That Could Be Addressed in a Future Framework
This action proposes to allow two measures analyzed in Amendment 18
to be implemented through a future framework action. The Council
explored establishing a separate allocation for the Handgear A fishery.
Additionally, there was some interest in considering separate
management measures for an inshore/offshore Gulf of Maine (GOM)
boundary, including separate allocations for inshore and offshore GOM
cod. However, because current catch limits for key groundfish stocks,
including GOM cod, are so low, further sub-dividing allocations for the
Handgear A, as well as inshore and offshore GOM cod, were controversial
and would be difficult to develop and implement at this time. As a
result, the Council elected to potentially consider these measures in a
future framework.
In addition, several regulatory clarifications are proposed at
Sec. 648.90 to better delineate the responsibilities of the groundfish
plan development team as well as which Council management measures
could be modified in a future framework.
Public comments on the NOA for the FMP/amendment are being
solicited through February 6, 2017 (81 FR 87862; December 6, 2016).
Public comments on the proposed rule must be received by the end of the
comment period on the Amendment, as published in the NOA, to be
considered in the approval/disapproval decision on the Amendment. All
comments received by the end of the comment period on the Amendment,
whether specifically directed to the Amendment, or the proposed rule,
will be considered in the approval/disapproval decision. Comments
received after that date will not be considered in the approval/
disapproval decision on Amendment 18. To be considered, comments must
be received by close of business on the last day of the comment period;
that does not mean postmarked or otherwise transmitted by that date.
Pursuant to section 303(c) of the Magnuson-Stevens Act, the Council
has deemed the proposed regulations to be necessary and appropriate for
the purpose of implementing Amendment 18.
Classification
Pursuant to section 304(b)(1)(A) of the Magnuson-Stevens Act, the
NMFS Assistant Administrator has preliminarily determined that this
proposed rule is consistent with Amendment 18, the FMP, other
provisions of the Magnuson-Stevens Act, and other applicable law,
subject to further consideration after public comment.
This proposed rule has been determined to be not significant for
purposes of Executive Order 12866.
The Council prepared an environmental impact statement (EIS) for
Amendment 18 that analyzes the impacts on the environment as a result
of this action. A copy of the Amendment 18 EIS is available upon
request from the Council and from our Web site (see ADDRESSES). A copy
is also available from the Federal e-Rulemaking portal at
www.regulations.gov. Type ``NOAA-NMFS-2015-0143'' in the Enter Keyword
or ID field and click search.
An initial regulatory flexibility analysis (IRFA) was prepared, as
required by section 603 of the Regulatory Flexibility Act (RFA). The
IRFA describes the economic impact that this proposed rule, if adopted,
would have on small entities. A description of the action, why it is
being considered, and the legal basis for this action are contained at
the beginning of this section, in the preamble, and in the SUMMARY
section of the preamble. A summary of the IRFA follows. A copy of this
analysis is available from the Council (see ADDRESSES).
The purpose of the Regulatory Flexibility Act (RFA) analysis is to
establish a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of businesses, organizations, and governmental jurisdictions subject to
regulation. To achieve this principle, agencies are required to solicit
and consider flexible regulatory proposals and to explain the rationale
for their actions to assure such proposals are given serious
consideration. The RFA does not contain any decision criteria. Instead,
the purpose of the RFA is to inform the agency, as well as the public,
of the expected economic impacts of various alternatives contained in
the FMP or Amendment (including framework management measures and other
regulatory actions) and to ensure the agency considers alternatives
that minimize the expected impacts while meeting the goals and
objectives of the FMP and applicable statutes.
With certain exceptions, the RFA requires agencies to conduct an
Initial Regulatory IRFA for each proposed rule. The IRFA is designed to
assess the impacts various regulatory alternatives would have on small
entities, including small businesses, and to determine ways to minimize
those impacts. An IRFA is primarily conducted to determine whether the
proposed action would have a ``significant economic impact on a
substantial number of small entities.'' In addition to analyses
conducted for the RIR, the IRFA provides:
1. A description of the reasons why action by the agency is being
considered;
2. A succinct statement of the objectives of, and legal basis for,
the proposed rule;
3. A description and, where feasible, an estimate of the number of
small entities to which the proposed rule will apply;
4. A description of the projected reporting, record-keeping, and
other compliance requirements of the proposed rule, including an
estimate of the classes of small entities which will be subject to the
requirements of the report or record; and,
5. Identification, to the extent practicable, of all relevant
federal rules, which may duplicate, overlap, or conflict with the
proposed rule.
Description of the Reasons Why Action by the Agency Is Being Considered
The purpose and need of Amendment 18 are set forth in Section 3.2
of the EIS (see page 30).
Statement of the Objectives of, and Legal Basis for, This Proposed Rule
The goals and objectives of Amendment 18 are set forth in Section
3.3 of the EIS (see page 31-32). These were also summarized in the
Background section of the preamble.
Description and Estimate of the Number of Small Entities To Which This
Proposed Rule Would Apply
Small entities include ``small businesses,'' ``small
organizations,'' and ``small governmental jurisdictions.'' The Small
Business Administration (SBA) has established size standards for all
major industry sectors in the U.S. including commercial finfish
harvesters (NAICS code 114111), commercial shellfish harvesters (NAICS
code 114112), other commercial marine harvesters (NAICS code 114119),
for-hire businesses (NAICS code 487210),
[[Page 92765]]
marinas (NAICS code 713930), seafood dealers/wholesalers (NAICS code
424460), and seafood processors (NAICS code 311710). A business
primarily involved in finfish harvesting is classified as a small
business if it is independently owned and operated, is not dominant in
its field of operation (including its affiliates), and has combined
annual receipts not in excess of $20.5 million for all its affiliated
operations worldwide. For commercial shellfish harvesters, the other
qualifiers apply and the receipts threshold is $5.5 million. For other
commercial marine harvesters, for-hire businesses, and marinas, the
other qualifiers apply and the receipts threshold is $7.5 million.
On December 29, 2015, the National Marine Fisheries Service (NMFS)
issued a final rule establishing a small business size standard of $11
million in annual gross receipts for all businesses primarily engaged
in the commercial fishing industry (NAICS 11411) for Regulatory
Flexibility Act (RFA) compliance purposes only (80 FR 81194, December
29, 2015). The $11 million standard became effective on July 1, 2016,
and is to be used in place of the U.S. Small Business Administration's
(SBA) current standards of $20.5 million, $5.5 million, and $7.5
million for the finfish (NAICS 114111), shellfish (NAICS 114112), and
other marine fishing (NAICS 114119) sectors of the U.S. commercial
fishing industry in all NMFS rules subject to the RFA after July 1,
2016. Id. at 81194.
Pursuant to the RFA, and prior to July 1, 2016, an IRFA was
developed for this regulatory action using SBA's former size standards.
NMFS has reviewed the analyses prepared for this regulatory action in
light of the new size standard. Under the SBA's size standards, all of
the commercial finfish and other marine fishing businesses were
considered small, while 12 of the 237 shellfish businesses were
determined not to be small (Tables 1 and 2). The new standard could
result in a few more commercial shellfish businesses being considered
small. Analyses in Tables 2 and 3 below reveal that no groundfish-
dependent entities exceeded $5.5 million in gross sales, with the mean
gross sale per entity being less than $2 million. As a result, it is
unlikely that any finfish, or more specifically, groundfish-dependent
vessels, would be considered a large business under the new NMFS size
standard.
Amendment 18 regulates commercial fish harvesting entities engaged
in the Northeast multispecies limited access fishery. A description of
the specific entities that are likely to be impacted is included below
for informational purposes, followed by a discussion of those regulated
entities likely to be impacted by the proposed regulations. For the
purposes of the RFA analysis, the ownership entities, not the
individual vessels, are considered the regulated entities.
Ownership Entities in Regulated Commercial Harvesting Businesses
Individually-permitted vessels may hold permits for several
fisheries, harvesting species of fish that are regulated by several
different FMPs, even beyond those impacted by Amendment 18.
Furthermore, multiple permitted vessels and/or permits may be owned by
entities affiliated by stock ownership, common management, identity of
interest, contractual relationships, or economic dependency. For this
analysis, ownership entities are defined by those entities with common
ownership personnel as listed on permit application documentation. Only
permits with identical ownership personnel are categorized as an
ownership entity. For example, if five permits have the same seven
personnel listed as co-owners on their application paperwork, those
seven personnel form one ownership entity, covering those five permits.
If one or several of the seven owners also own additional vessels, with
sub-sets of the original seven personnel or with new co-owners, those
ownership arrangements are deemed to be separate ownership entities for
the purpose of this analysis.
Regulated Commercial Harvesting Entities
Ownership entities are identified on June 1 of each year based on
the list of all permit numbers for the most recent complete calendar
year that have applied for any type of Northeast Federal fishing
permit. The current ownership data set is based on calendar year 2014
permits and contains gross sales associated with those permits for
calendar years 2012 through 2014. As of June 1, 2015, there were 661
commercial business entities potentially regulated by this action.
Entities permitted to operate in the Northeast multispecies limited
access fishery are described in Tables 1 and 2. As of June 1, 2015,
there were 1,147 individual limited access permits. The 34 for-hire
businesses included here are entities affiliated with limited access
commercial groundfish permits, but derive greater than 50% of their
gross sales from party/charter operations. All are small businesses
(average gross revenues from 2012-14 are less than $7.5 million). The
remaining 75 entities had no revenue and are classified as small.
These totals may mask some diversity among the entities. Many, if
not most, of these ownership entities maintain diversified harvest
portfolios, obtaining gross sales from many fisheries and are not
dependent on any one. However, not all are equally diversified. Those
that depend most heavily on sales from harvesting species impacted
directly by Amendment 18 are most likely to be affected. By defining
dependence as deriving greater than 50% of gross sales from sales of
regulated species associated with a specific fishery, those ownership
groups most likely to be impacted by the proposed regulations can be
identified. Using this threshold, 61 entities are groundfish-dependent;
all of which are small under both the SBA and NMFS size standards
(Table 3).
Table 1--Entities Regulated by the Proposed Action
------------------------------------------------------------------------
Number
Type Number small
------------------------------------------------------------------------
Primarily finfish................................... 315 315
Primarily shellfish................................. 237 225
Primarily for-hire.................................. 34 34
No Revenue.......................................... 75 75
-------------------
Total........................................... 661 649
------------------------------------------------------------------------
Table 2--Description of Regulated Entities by Gross Sales
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mean gross Median gross Mean permits Max permits
Sales category Number Number small sales sales per entity per entity
--------------------------------------------------------------------------------------------------------------------------------------------------------
<$50K................................................... 186 186 $10,597 $1,954 1.3 30
$50-100K................................................ 71 71 76,466 78,736 1.3 3
$100-500K............................................... 225 225 244,672 219,731 1.3 4
$500K-1mil.............................................. 91 91 734,423 720,668 1.7 7
$1-5.5mil............................................... 74 73 1,899,461 1,498,138 2.4 11
$5.5mil+................................................ 14 3 11,900,790 7,383,522 12.4 28
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 92766]]
Table 3--Impacted Groundfish-Dependent Regulated Commercial Groundfish Entities by Gross Sales
--------------------------------------------------------------------------------------------------------------------------------------------------------
Average
Large fishing Maximum Median gross Mean gross Median Mean
Sales Entities businesses permits fishing sales per sales per groundfish groundfish
(#) (#) owned per permits per entity entity sales per sales per
entity (#) entity (#) entity entity
--------------------------------------------------------------------------------------------------------------------------------------------------------
<$50K............................... 6 0 1.0 1 $10,116 $20,316 $8,831 $16,476
$50-100K............................ 7 0 1.1 2 72,052 67,390 56,221 49,341
$100-500K........................... 22 0 1.6 4 226,938 240,833 116,018 172,331
$500K-1mil.......................... 13 0 1.2 2 698,226 718,231 398,548 491,838
$1-5.5mil........................... 13 0 2.2 4 1,553,597 1,854,052 1,292,445 1,403,896
-------------------------------------------------------------------------------------------------------------------
Total ownership entities........ 61 0 ........... ........... .............. .............. .............. ..............
--------------------------------------------------------------------------------------------------------------------------------------------------------
Description of Projected Reporting, Record Keeping, and Other
Compliance Requirements of This Proposed Rule
This action contains a change to an information collection
requirement, which has been approved by the Office of Management and
Budget (OMB) under OMB Control Number 0648-0202. This revision would
require any entity that has exceeded the potential sector contribution
(PSC) allocation limit to render one or more permits ``unusable'' so
that the entity would be operating within the allocation limit. If an
entity exceeds the PSC limit, the entity would be required to complete
a ``Permit Shelving Form'' and render one or more permits unusable. If
two entities had to complete a ``Permit Shelving Form'', the burden
estimate would be 1 hr and cost $1.
Currently, no entity exceeds the PSC allocation limit; the most PSC
any entity holds is approximately 140 PSC, and the proposed limit would
be 232.5. As a result, it is unlikely that any entity would reach this
threshold, and that the proposed action would not affect fishing
operations.
Public comment is sought regarding whether this collection of
information is necessary for the proper performance of the function of
the agency, including whether the information shall have practical
utility; the accuracy of the burden estimate; ways to enhance the
quality, utility, and clarify of the information to be collected; and
ways to minimize the burden of the collection of information, including
through the use of automated collection techniques or other forms of
information technology. Send comments on these or any other aspects of
the collection of information to NMFS and to OMB (see ADDRESSES).
Notwithstanding any other provision of the law, no person is
required to respond to, and no person shall be subject to penalty for
failure to comply with, a collection of information subject to the
requirements of the Paperwork Reduction Act, unless that collection of
information displays a currently valid OMB control number.
Federal Rules Which May Duplicate, Overlap, or Conflict With This
Proposed Rule
No relevant Federal rules have been identified that would duplicate
or overlap with Amendment 18.
Description of Significant Alternatives to the Proposed Action Which
Accomplish the Stated Objectives of Applicable Statutes and Which
Minimize Any Significant Economic Impact on Small Entities
This IRFA summary is intended to analyze how small entities would
be impacted by the proposed management measures. These measures are
expected to have minimal, if any, impact on small entities regulated by
this action. The vast majority (649 out of 661) of potentially
regulated entities are classified as small businesses by SBA and NMFS
business size standards.
In general, the small entities regulated by this action would be
unaffected. The majority of limited access groundfish permit holders
possess permits and PSC in far smaller quantities than the proposed
accumulation limits. However, as proposed, individuals who comprise a
part of, or the entirety of, these small entities could be restricted
in the number of permits or the amount of PSC shares they wish to
accumulate in the future, which could impact revenue. Based on the
Compass Lexecon report, scalability would not be affected by the
reduced accumulation potential, although a definitive statement cannot
be made at this time. Further, the PSC limit alternative would allow
substantial flexibility so that vessel permit holders could continue to
accumulate permits in a manner that allows them to maximize fishing
opportunities within their portfolio.
There were several other PSC limit alternatives considered in the
Amendment that were not selected because the Council determined the
alternatives would have been too restrictive. For example, limiting an
ownership entity to an accumulation limit equivalent to the PSC held as
of the control date could have forced divestiture in the fishery and
would have prevented ownership entities from growing. Similarly,
establishing a specific accumulation limit for a specific groundfish
stock would have reduced opportunities for entities to expand and
restricted operational flexibility. Additional information on these
alternatives is available in section 4.1 of the Amendment.
Handgear A permit holders would be largely unaffected by the
limited access handgear measures. Minimal fishing activity by these
vessels occurs during the winter and early spring, and the removal of
the March 1-20 closure would not change this behavior. The removal of
the standard fish tote requirement would be inconsequential, as this
rule is not currently enforced and it is a minor operational change.
The sector exemption for VMS requirement would likely also not affect
Handgear A permit holders. Joining a sector would remain a challenge
for these permit holders, given the small PSC associated with Handgear
A permits. However, if they were to join a sector, this provision would
reduce the cost burden for those vessels.
Several management measures and alternatives were considered but
not selected by the Council. Other alternatives may be considered in a
future framework, as explained in the preamble above. Additional
information on these alternatives and justifications for the Council's
decision are explained in section 4 of the Amendment.
Impacts to Groundfish-Dependent Small Entities
The impacts of the proposed accumulation limits on groundfish-
dependent small entities would be minimal. No entity would be
immediately impacted by the proposed accumulation limits, and few would
be potentially impacted in the long term. For those that are
potentially impacted,
[[Page 92767]]
it is not possible to state whether scalability would be lessened. The
proposed PSC and permit caps would limit the ability of any individual
from monopolizing the fishery.
It is not clear how many Handgear A permit holders are groundfish-
dependent, but the number is likely very small. There were 28 Handgear
A permit holders that took at least one groundfish trip during fishing
year 2013; any of these 28 would be minimally impacted by Amendment 18.
There may be a few trips taken during the removed March 1-20 closure
block. However, groundfish trips taken by Handgear A permit holders
have generally been more profitable during the warmer months in recent
years. The management measures proposed in this rule would provide
greater operational flexibility to Handgear A vessels, therefore
benefiting small businesses.
List of Subjects in 50 CFR Part 648
Fisheries, Fishing, Reporting and recordkeeping requirements.
Dated: December 13, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons stated in the preamble, 50 CFR part 648 is proposed
to be amended as follows:
PART 648--FISHERIES OF THE NORTHEASTERN UNITED STATES
0
1. The authority citation for part 648 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq.
0
2. In Sec. 648.2, add a definition for ``Ownership interest'' in
alphabetical order to read as follows:
* * * * *
Ownership interest, in the NE multispecies fishery, includes, but
is not limited to holding share(s) or stock in any corporation, any
partnership interest, or membership in a limited liability company, or
personal ownership, in whole or in part, of a vessel issued a limited
access NE multispecies permit or confirmation of permit history (CPH),
including any ownership interest in any entity or its subsidiaries or
partners, no matter how far removed.
* * * * *
0
3. In Sec. 648.4, add paragraph (a)(1)(i)(N) and revise paragraph
(c)(2)(i) to read as follows:
Sec. 648.4 Vessel permits.
(a) * * *
(1) * * *
(i) * * *
(N) Accumulation Limits. (1) 5-percent Permit/CPH Restriction. Any
person with an ownership interest in the NE multispecies fishery is not
eligible to be issued a limited access NE multispecies permit or CPH
for a vessel after April 7, 2011, if the issuance results in the person
having an ownership interest in excess of 5 percent of all limited
access NE multispecies permits and CPH that are issued as of the date
the permit/CPH application is received by the NMFS.
(2) PSC Limit. Any person with an ownership interest in the NE
multispecies fishery is not eligible to be issued a limited access NE
multispecies permit or CPH for a vessel after April 7, 2011, that
results in that person's average potential sector contribution (PSC)
exceeding a share of 15.5 for all the allocated stocks in aggregate,
except as provided in paragraph (a)(1)(i)(N)(4) of this section.
(3) Grandfather Provision. Any person initially issued a limited
access NE multispecies permit or CPH prior to April 7, 2011, is
eligible to renew such permits(s) and/or CPH, regardless of whether the
renewal of the permits or CPH results in the person exceeding the 5-
percent ownership restriction or an average PSC share of 15.5 for all
the allocated stocks in aggregate. Any additional permitted vessels
that a person acquires after April 7, 2011, are subject to the
accumulation limits specified within this section.
(4) Any person can be issued one limited access NE multispecies
permit or CPH that results in that person's total PSC exceeding the PSC
limit as described in this section. That person must identify to NMFS
on or before March 31 of each year, vessel permits or CPH that will be
rendered unusable the upcoming fishing year so that the person's total
PSC for the upcoming fishing year is an amount equal to or below the
PSC limit. Beginning on May 1, the permits or CPH rendered unusable may
not be fished, leased, or enrolled in a sector by that person for the
remainder of the fishing year. A permit rendered unusable may be
transferred.
* * * * *
(c) * * *
(2) Vessel permit information requirements. (i) An application for
a permit issued under this section, in addition to the information
specified in paragraph (c)(1) of this section, also must contain at
least the following information, and any other information required by
the Regional Administrator: Vessel name, owner name or name of the
owner's authorized representative, mailing address, and telephone
number; USCG documentation number and a copy of the vessel's current
USCG documentation or, for a vessel not required to be documented under
title 46 U.S.C., the vessel's state registration number and a copy of
the current state registration; a copy of the vessel's current party/
charter boat license (if applicable); home port and principal port of
landing, length overall, GRT, NT, engine horsepower, year the vessel
was built, type of construction, type of propulsion, approximate fish
hold capacity, type of fishing gear used by the vessel, number of crew,
number of party or charter passengers licensed to be carried (if
applicable), permit category; if the owner is a corporation, a copy of
the current Certificate of Incorporation or other corporate papers
showing the date of incorporation and the names of the current officers
of the corporation, and the names and addresses of all persons holding
any ownership interest in a NE multispecies permit or CPH or
shareholders owning 25 percent or more of the corporation's shares for
other fishery permits; if the owner is a partnership, a copy of the
current Partnership Agreement and the names and addresses of all
partners; permit number of any current or, if expired, previous Federal
fishery permit issued to the vessel.
* * * * *
0
4. In Sec. 648.14,
0
a. Add paragraphs (k)(2)(v) and (vi);
0
b. Revise paragraph (k)(9)(i); and
0
c. Add paragraph (k)(9)(ii)(N) to read as follows:
Sec. 648.14 Prohibitions.
* * * * *
(k) * * *
(2) * * *
(v) Fish for, possess, land fish, enroll in a sector, or lease a
permit or confirmation of permit history (CPH) as a lessor or lessee,
with a permit that has been rendered unusable as specified in Sec.
648.4(a)(1)(i)(N).
(vi) Acquire a limited access NE multispecies permit that would
result in a permit holder exceeding any of the ownership accumulation
limits specified in Sec. 648.4(a)(1)(i)(N), unless authorized under
Sec. 648.4(a)(1)(i)(N).
* * * * *
(9) * * *
(i) If operating under the provisions of a limited access NE
multispecies Handgear A permit south of the GOM Regulated Mesh Area, as
defined at Sec. 648.80(a)(1), fail to declare the vessel operator's
intent to fish in this area via VMS or fail to obtain or retain on
board a letter of authorization from the
[[Page 92768]]
Regional Administrator, as required by Sec. 648.82(b)(6)(iii).
* * * * *
(ii) * * *
(N) Act as a lessor or lessee of NE multispecies DAS to or from a
limited access permit that has been rendered unusable as specified in
Sec. 648.4(a)(1)(i)(N).
* * * * *
0
5. In Sec. 648.82, revise paragraphs (b)(6) and (g) to read as
follows:
Sec. 648.82 Effort-control program for NE multispecies limited
access vessels.
* * * * *
(b) * * *
(6) Handgear A category. A vessel qualified and electing to fish
under the Handgear A category, as described in Sec. 648.4(a)(1)(i)(A),
may retain, per trip, up to 300 lb (135 kg) of cod, one Atlantic
halibut, and the daily possession limit for other regulated species and
ocean pout, as specified under Sec. 648.86. If either the GOM or GB
cod trip limit applicable to a vessel fishing under a NE multispecies
DAS permit, as specified in Sec. 648.86(b)(1) and (2), respectively,
is reduced below 300 lb (135 kg) per DAS by NMFS, the cod trip limit
specified in this paragraph (b)(6) shall be adjusted to be the same as
the applicable cod trip limit specified for NE multispecies DAS
permits. For example, if the GOM cod trip limit for NE multispecies DAS
vessels was reduced to 250 lb (113.4 kg) per DAS, then the cod trip
limit for a vessel issued a Handgear A category permit that is fishing
in the GOM Regulated Mesh Area would also be reduced to 250 lb (113.4
kg). Qualified vessels electing to fish under the Handgear A category
are subject to the following restrictions:
(i) The vessel must not use or possess on board gear other than
handgear while in possession of, fishing for, or landing NE
multispecies;
(ii) Tub-trawls must be hand-hauled only, with a maximum of 250
hooks; and
(iii) Declaration. For any such vessel that is not required to use
VMS pursuant to Sec. 648.10(b)(4), to fish for GB cod south of the GOM
Regulated Mesh Area, as defined at Sec. 648.80(a)(1), a vessel owner
or operator must obtain, and retain on board, a letter of authorization
from the Regional Administrator stating an intent to fish south of the
GOM Regulated Mesh Area and may not fish in any other area for a
minimum of 7 consecutive days from the effective date of the letter of
authorization. For any such vessel that is required, or elects, to use
VMS pursuant to Sec. 648.10(b)(4), to fish for GB cod south of the GOM
Regulated Mesh Area, as defined at Sec. 648.80(a)(1), a vessel owner
or operator must declare an intent to fish south of the GOM Regulated
Mesh Area on each trip through the VMS prior to leaving port, in
accordance with instructions provided by the Regional Administrator.
Such vessels may transit the GOM Regulated Mesh Area, as defined at
Sec. 648.80(a)(1), provided that their gear is stowed and not
available for immediate use as defined in Sec. 648.2.
* * * * *
(g) Spawning season restrictions. A vessel issued a valid Small
Vessel category permit specified in paragraph (b)(5) of this section,
or a vessel issued an open access Handgear B permit, as specified in
Sec. 648.88(a), may not fish for, possess, or land regulated species
or ocean pout from March 1 through March 20 of each year. A common pool
vessel must declare out and be out of the NE multispecies DAS program,
and a sector must declare that the vessel will not fish with gear
capable of catching NE multispecies (i.e., gear that is not defined as
exempted gear under this part), for a 20-day period between March 1 and
May 31 of each calendar year, using the notification requirements
specified in Sec. 648.10. A vessel fishing under a Day gillnet
category designation is prohibited from fishing with gillnet gear
capable of catching NE multispecies during its declared 20-day spawning
block, unless the vessel is fishing in an exempted fishery, as
described in Sec. 648.80. If a vessel owner has not declared and been
out of the fishery for a 20-day period between March 1 and May 31 of
each calendar year on or before May 12 of each year, the vessel is
prohibited from fishing for, possessing or landing any regulated
species, ocean pout, or non-exempt species during the period from May
12 through May 31.
* * * * *
0
6. In Sec. 648.87, revise paragraph (c)(2)(i) introductory text to
read as follows:
Sec. 648.87 Sector allocation.
* * * * *
(c) * * *
(2) * * *
(i) Regulations that may not be exempted for sector participants.
The Regional Administrator may not exempt participants in a sector from
the following Federal fishing regulations: Specific times and areas
within the NE multispecies year-round closure areas; permitting
restrictions (e.g., vessel upgrades, etc.); gear restrictions designed
to minimize habitat impacts (e.g., roller gear restrictions, etc.);
reporting requirements; and AMs specified in Sec. 648.90(a)(5)(i)(D).
For the purposes of this paragraph (c)(2)(i), the DAS reporting
requirements specified in Sec. 648.82, the SAP-specific reporting
requirements specified in Sec. 648.85, VMS requirements for Handgear A
category permitted vessels as specified in Sec. 648.10, and the
reporting requirements associated with a dockside monitoring program
are not considered reporting requirements, and the Regional
Administrator may exempt sector participants from these requirements as
part of the approval of yearly operations plans. For the purpose of
this paragraph (c)(2)(i), the Regional Administrator may not grant
sector participants exemptions from the NE multispecies year-round
closures areas defined as Essential Fish Habitat Closure Areas as
defined in Sec. 648.81(h); the Fippennies Ledge Area as defined in
paragraph (c)(2)(i)(A) of this section; Closed Area I and Closed Area
II, as defined in Sec. 648.81(a) and (b), respectively, during the
period February 16 through April 30; and the Western GOM Closure Area,
as defined at Sec. 648.81(e), where it overlaps with GOM Cod
Protection Closures I through III, as defined in Sec. 648.81(f)(4).
This list may be modified through a framework adjustment, as specified
in Sec. 648.90.
* * * * *
0
7. In Sec. 648.90, revise paragraphs (a)(2)(i) through (iii) to read
as follows:
Sec. 648.90 NE multispecies assessment, framework procedures and
specifications, and flexible area action system.
* * * * *
(a) * * *
(2) Biennial review. (i) At a minimum, the NE multispecies PDT
shall meet on or before September 30 every other year to perform a
review of the fishery, using the most current scientific information
available provided primarily from the NEFSC. Data provided by states,
ASMFC, the USCG, and other sources may also be considered by the PDT.
The PDT shall review available data pertaining to: Catch and landings,
discards, DAS allocations, DAS use, sector operations, and other
measures of fishing effort; survey results; stock status; current
estimates of fishing mortality and overfishing levels; social and
economic impacts; enforcement issues; and any other relevant
information. The PDT may also review the performance of different user
groups or fleet sectors.
(ii) Based on this review, the PDT shall recommend ACLs for the
upcoming fishing year(s), as described in paragraph (a)(4) of this
section, and develop options for consideration by the
[[Page 92769]]
Council, if necessary, on any changes, adjustments, or additions to DAS
allocations, closed areas, or other measures necessary to rebuild
overfished stocks and achieve the FMP goals and objectives, which may
include a preferred option. The range of options developed by the PDT
may include any of the management measures in the FMP, including, but
not limited to: ACLs, which must be based on the projected fishing
mortality levels required to meet the goals and objectives outlined in
the FMP for the 12 regulated species and ocean pout if able to be
determined; identifying and distributing ACLs and other sub-components
of the ACLs among various segments of the fishery; AMs; DAS changes;
possession limits; gear restrictions; closed areas; permitting
restrictions; minimum fish sizes; recreational fishing measures;
describing and identifying EFH; fishing gear management measures to
protect EFH; designating habitat areas of particular concern within
EFH; and changes to the SBRM, including the CV-based performance
standard, the means by which discard data are collected/obtained,
fishery stratification, the process for prioritizing observer sea-day
allocations, reports, and/or industry-funded observers or observer set
aside programs. The PDT must demonstrate through analyses and
documentation that the options it develops are expected to meet the FMP
goals and objectives.
(iii) In addition, the PDT may develop ranges of options for any of
the management measures in the FMP and the following conditions that
may be adjusted through a framework adjustment to achieve FMP goals and
objectives including, but not limited to: Revisions to DAS measures,
including DAS allocations (such as the distribution of DAS among the
four categories of DAS), future uses for Category C DAS, and DAS
baselines, adjustments for steaming time, etc.; accumulation limits due
to a permit buyout or buyback; modifications to capacity measures, such
as changes to the DAS transfer or DAS leasing measures; calculation of
area-specific ACLs (including sub-ACLs for specific stocks and areas
(e.g., Gulf of Maine cod)), area management boundaries, and adoption of
area-specific management measures including the delineation of inshore/
offshore fishing practices, gear restrictions, declaration time
periods; sector allocation requirements and specifications, including
the establishment of a new sector, the disapproval of an existing
sector, the allowable percent of ACL available to a sector through a
sector allocation, an optional sub-ACL specific to Handgear A permitted
vessels, and the calculation of PSCs; sector administration provisions,
including at-sea and dockside monitoring measures; sector reporting
requirements; state-operated permit bank administrative provisions;
measures to implement the U.S./Canada Resource Sharing Understanding,
including any specified TACs (hard or target); changes to
administrative measures; additional uses for Regular B DAS; reporting
requirements; declaration requirements pertaining to when and what time
period a vessel must declare into or out of a fishery management area;
the GOM Inshore Conservation and Management Stewardship Plan;
adjustments to the Handgear A or B permits; gear requirements to
improve selectivity, reduce bycatch, and/or reduce impacts of the
fishery on EFH; SAP modifications; revisions to the ABC control rule
and status determination criteria, including, but not limited to,
changes in the target fishing mortality rates, minimum biomass
thresholds, numerical estimates of parameter values, and the use of a
proxy for biomass may be made either through a biennial adjustment or
framework adjustment; changes to the SBRM, including the CV-based
performance standard, the means by which discard data are collected/
obtained, fishery stratification, the process for prioritizing observer
sea-day allocations, reports, and/or industry-funded observers or
observer set aside programs; and any other measures currently included
in the FMP.
* * * * *
[FR Doc. 2016-30356 Filed 12-19-16; 8:45 am]
BILLING CODE 3510-22-P