Promulgation of Certain Federal Water Quality Standards Applicable to Maine, 92466-92494 [2016-30331]
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 131
[EPA–HQ–OW–2015–0804; FRL–9952–99–
OW]
RIN 2040–AF59
Promulgation of Certain Federal Water
Quality Standards Applicable to Maine
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
documents in the docket are listed on
the https://www.regulations.gov Web
site. Although listed in the index, some
information is not publicly available,
e.g., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available electronically through https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
The Environmental Protection
Agency (EPA) is finalizing federal Clean
Water Act (CWA) water quality
standards (WQS) for certain waters
under the state of Maine’s jurisdiction,
including human health criteria (HHC)
to protect the sustenance fishing
designated use in waters in Indian lands
and in waters subject to sustenance
fishing rights under the Maine
Implementing Act (MIA). EPA is
promulgating these WQS to address
various disapprovals of Maine’s
standards that EPA issued in February,
March, and June 2015, and to address
the Administrator’s determination that
Maine’s HHC are not adequate to protect
the designated use of sustenance fishing
for certain waters.
DATES: This final rule is effective on
January 18, 2017. The incorporation by
reference of certain publications listed
in the rule is approved by the Director
of the Federal Register as of January 18,
2017.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OW–2015–0804. All
SUMMARY:
Jennifer Brundage, Office of Water,
Standards and Health Protection
Division (4305T), Environmental
Protection Agency, 1200 Pennsylvania
Avenue NW., Washington, DC 20460;
telephone number: (202) 566–1265;
email address: Brundage.jennifer@
epa.gov.
SUPPLEMENTARY INFORMATION:
This final
rule is organized as follows:
I. General Information
A. Does this action apply to me?
B. How did EPA develop this final rule?
II. Background and Summary
A. Statutory and Regulatory Background
B. Description of Final Rule
III. Summary of Major Comments Received
and EPA’s Response
A. Overview of Comments
B. Maine Indian Settlement Acts
C. Sustenance Fishing Designated Use
D. Human Health Criteria for Toxics for
Waters in Indian Lands
E. Other Water Quality Standards
IV. Economic Analysis
A. Identifying Affected Entities
B. Method for Estimated Costs
C. Results
V. Statutory and Executive Order Reviews
A. Executive Order 12866 (Regulatory
Planning and Review) and Executive
Order 13563 (Improving Regulation and
Regulatory Review)
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132
F. Executive Order 13175 (Consultation
and Coordination With Indian Tribal
Governments)
G. Executive Order 13045 (Protection of
Children From Environmental Health
and Safety Risks)
H. Executive Order 13211 (Actions That
Significantly Affect Energy Supply,
Distribution, or Use)
I. National Technology Transfer and
Advancement Act of 1995
J. Executive Order 12898 (Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations)
K. Congressional Review Act (CRA)
I. General Information
A. Does this action apply to me?
Entities such as industries,
stormwater management districts, or
publicly owned treatment works
(POTWs) that discharge pollutants to
waters of the United States in Maine
could be indirectly affected by this
rulemaking, because federal WQS
promulgated by EPA are applicable to
CWA regulatory programs, such as
National Pollutant Discharge
Elimination System (NPDES)
permitting. Citizens concerned with
water quality in Maine, including
members of the federally recognized
Indian tribes in Maine, could also be
interested in this rulemaking.
Dischargers that could potentially be
affected include the following:
TABLE 1—DISCHARGERS POTENTIALLY AFFECTED BY THIS RULEMAKING
Category
Examples of potentially affected entities
Industry ...........................................
Municipalities ...................................
Industries discharging pollutants to waters of the United States in Maine.
Publicly owned treatment works or other facilities discharging pollutants to waters of the United States in
Maine.
Entities responsible for managing stormwater runoff in the state of Maine.
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Stormwater Management Districts ..
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities that could
be indirectly affected by this action.
Any parties or entities who depend
upon or contribute to the quality of
Maine’s waters could be affected by this
rule. To determine whether your facility
or activities could be affected by this
action, you should carefully examine
this rule. If you have questions
regarding the applicability of this action
to a particular entity, consult Jennifer
Brundage, whose contact information
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can be found in the FOR FURTHER
section above.
INFORMATION
B. How did EPA develop this final rule?
In developing this final rule, EPA
carefully considered the public
comments and feedback received from
interested parties. EPA provided a 60day public comment period after
publishing the proposed rule in the
Federal Register on April 20, 2016.1 In
1 See Proposal of Certain Federal Water Quality
Standards Applicable to Maine, 81 FR 23239, April
20, 2016.
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addition, EPA held two virtual public
hearings on June 7 and 9, 2016, to
discuss the contents of the proposed
rule and accept verbal public comments.
Over 100 organizations and
individuals submitted comments on a
range of issues. Some comments
addressed issues beyond the scope of
the rulemaking, and thus EPA did not
consider them in finalizing this rule. In
section III of this preamble, EPA
discusses certain public comments so
that the public is aware of the Agency’s
position. For a full response to these
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and all other comments, see EPA’s
Response to Comments (RTC) document
in the official public docket.
II. Background and Summary
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A. Statutory and Regulatory Background
1. Clean Water Act (CWA)
CWA section 101(a)(2) establishes as
a national goal ‘‘water quality which
provides for the protection and
propagation of fish, shellfish, and
wildlife, and recreation in and on the
water, wherever attainable.’’ These are
commonly referred to as the ‘‘fishable/
swimmable’’ goals of the CWA. EPA
interprets ‘‘fishable’’ uses to include, at
a minimum, designated uses providing
for the protection of aquatic
communities and human health related
to consumption of fish and shellfish.2
CWA section 303(c) (33 U.S.C.
1313(c)) directs states to adopt water
quality standards (WQS) for waters
under their jurisdiction subject to the
CWA. CWA section 303(c)(2)(A) and
EPA’s implementing regulations at 40
CFR part 131 require, among other
things, that a state’s WQS specify
appropriate designated uses of the
waters, and water quality criteria to
protect those uses that are based on
sound scientific rationale. EPA’s
regulations at 40 CFR 131.11(a)(1)
provide that such criteria ‘‘must be
based on sound scientific rationale and
must contain sufficient parameters or
constituents to protect the designated
use.’’ In addition, 40 CFR 131.10(b)
provides that ‘‘[i]n designating uses of a
waterbody and the appropriate criteria
for those uses, the state shall take into
consideration the water quality
standards of downstream waters and
ensure that its water quality standards
provide for the attainment and
maintenance of the water quality
standards of downstream waters.’’
States are required to review
applicable WQS at least once every
three years and, if appropriate, revise or
adopt new standards (CWA section
303(c)(1)). Any new or revised WQS
must be submitted to EPA for review, to
determine whether it meets the CWA’s
requirements, and for approval or
disapproval (CWA section 303(c)(2)(A)
and (c)(3)). If EPA disapproves a state’s
new or revised WQS, the CWA provides
the state ninety days to adopt a revised
WQS that meets CWA requirements,
and if it fails to do so, EPA shall
promptly propose and then within
ninety days promulgate such standard
2 USEPA. 2000. Memorandum #WQSP–00–03.
U.S. Environmental Protection Agency, Office of
Water, Washington, DC. https://www.epa.gov/sites/
production/files/2015-01/documents/standardsshellfish.pdf.
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unless EPA approves a state
replacement WQS first (CWA section
303(c)(3) and (c)(4)(A)). If the state
adopts and EPA approves a state
replacement WQS after EPA
promulgates a standard, EPA then
withdraws its promulgation. CWA
section 303(c)(4)(B) authorizes the
Administrator to determine, even in the
absence of a state submission, that a
new or revised standard is necessary to
meet CWA requirements. Upon making
such a determination, EPA shall
promptly propose, and then within
ninety days promulgate, any such new
or revised standard unless prior to such
promulgation, the state has adopted a
revised or new WQS that EPA approves
as being in accordance with the CWA.
Under CWA section 304(a), EPA
periodically publishes water quality
criteria recommendations for states to
consider when adopting water quality
criteria for particular pollutants to
protect the CWA section 101(a)(2) goal
uses. For example, in 2015, EPA
updated its CWA section 304(a)
recommended criteria for human health
for 94 pollutants (the 2015 criteria
update).3 Where EPA has published
recommended criteria, states should
adopt water quality criteria based on
EPA’s CWA section 304(a) criteria,
section 304(a) criteria modified to
reflect site-specific conditions, or other
scientifically defensible methods (40
CFR 131.11(b)(1)). CWA section
303(c)(2)(B) requires states to adopt
numeric criteria for all toxic pollutants
listed pursuant to CWA section
307(a)(1) for which EPA has published
CWA section 304(a) criteria, as
necessary to support the states’
designated uses.
2. Maine Indian Settlement Acts
There are four federally recognized
Indian tribes in Maine represented by
five governing bodies. The Penobscot
Nation and the Passamaquoddy Tribe
have reservations and trust land
holdings in central and coastal Maine.
The Passamaquoddy Tribe has two
governing bodies, one on the Pleasant
Point Reservation and another on the
Indian Township Reservation. The
Houlton Band of Maliseet Indians and
the Aroostook Band of Micmacs have
trust lands farther north in the state. To
simplify the discussion, EPA will refer
to the Penobscot Nation and the
3 Final Updated Ambient Water Quality Criteria
for the Protection of Human Health, (80 FR 36986,
June 29, 2015). See also: USEPA. 2015. Final 2015
Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. https://
water.epa.gov/scitech/swguidance/standards/
criteria/current/hhfinal.cfm.
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Passamaquoddy Tribe together as the
‘‘Southern Tribes’’ and the Houlton
Band of Maliseet Indians and Aroostook
Band of Micmacs as the ‘‘Northern
Tribes.’’ EPA acknowledges that these
are collective appellations the tribes
themselves have not adopted, and the
Agency uses them solely to simplify this
discussion.
In 1980, Congress passed the Maine
Indian Claims Settlement Act (MICSA)
that resolved litigation in which the
Southern Tribes asserted land claims to
a large portion of the state of Maine.
Public Law 96–420, 94 Stat. 1785.
MICSA ratified a state statute passed in
1979, the Maine Implementing Act
(MIA, 30 M.R.S. 6201, et seq.), which
was designed to embody the agreement
reached between the state and the
Southern Tribes. In 1981, MIA was
amended to include provisions for land
to be taken into trust for the Houlton
Band of Maliseet Indians, as provided
for in MICSA. Public Law 96–420, 94
Stat. 1785 section 5(d)(1); 30 M.R.S.
6205–A. Since it is Congress that has
plenary authority as to federally
recognized Indian tribes, MIA’s
provisions concerning jurisdiction and
the status of the tribes are effective as a
result of, and consistent with, the
Congressional ratification in MICSA.
In 1989, the Maine legislature passed
the Micmac Settlement Act (MSA) to
embody an agreement as to the status of
the Aroostook Band of Micmacs. 30
M.R.S. 7201, et seq. In 1991, Congress
passed the Aroostook Band of Micmacs
Settlement Act (ABMSA), which ratified
the MSA. Act of Nov. 26, 1991, Public
Law 102–171, 105 Stat. 1143. One
principal purpose of both statutes was
to give the Micmacs the same settlement
that had been provided to the Maliseets
in MICSA. See ABMSA 2(a)(4) and (5).
In 2007, the U.S. Court of Appeals for
the First Circuit confirmed that the
Micmacs and Maliseets are subject to
the same jurisdictional provisions in
MICSA. Aroostook Band of Micmacs v.
Ryan, 484 F.3d 41 (1st Cir. 2007). Where
appropriate, this preamble discussion
will refer to the combination of MICSA,
MIA, ABMSA, and MSA as the ‘‘Indian
settlement acts’’ or ‘‘settlement acts.’’
3. EPA’s Disapprovals of Portions of
Maine’s Water Quality Standards
On February 2, March 16, and June 5,
2015, EPA disapproved a number of
Maine’s new and revised WQS. These
decision letters are available in the
docket for this rulemaking. They were
prompted by an ongoing lawsuit
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initiated by Maine against EPA.4 As
discussed in the preamble to the
proposed rule (see 81 FR 23239, 23241–
23242), some of the disapprovals
applied only to waters in Indian lands
in Maine, while others applied to waters
throughout the state or to waters in the
state outside of Indian lands.5 EPA
concluded that the disapproved WQS
did not adequately protect designated
uses related to the protection of human
health and/or aquatic life.6 EPA
requested the state to revise its WQS to
address the issues identified in the
disapprovals. The statutory 90-day
timeframe provided to the state to revise
its WQS has passed with respect to all
of the disapproved WQS. EPA is
required by the CWA to promptly
propose and then, within 90 days of
proposal, to promulgate federal
standards unless, in the meantime, the
state adopts and EPA approves state
replacement WQS that address EPA’s
disapproval. The state has not adopted
WQS revisions to address the
disapprovals. Having published the
proposed rule on April 20, 2016, EPA is
today finalizing the rule. With the
exception of minor revisions to several
human health criteria as noted in
4 The state has filed an amended complaint in
that lawsuit, challenging, among other things, EPA’s
February 2, 2015 approval of certain designated
uses and disapprovals of Maine’s HHC.
5 As discussed in the proposal for this rule, unlike
in most other states, Maine has the authority to
promulgate WQS for waters in Indian lands in
Maine, as a result of the settlement acts.
6 After further consideration, by letter of January
19, 2016, EPA withdrew its February 2, 2015,
disapprovals of Maine’s HHC for six pollutants
(copper, asbestos, barium, iron, manganese and
nitrates) and instead approved them. EPA
concluded that those criteria were not calculated
using a fish consumption rate, and therefore the
basis for EPA’s disapprovals of the HHC in the
February 2, 2015, decision letter did not apply. EPA
approved them as being consistent with EPA’s
recommended CWA section 304(a) criteria. In
addition, by letter of April 11, 2016, EPA withdrew
its February 2, 2015, disapprovals of Maine’s HHC
for the following HHC and instead approved them:
(1) For the consumption of water plus organisms for
1,2-dichloropropane, 1,4-dichlorobenzene,
dichlorobromomethane, chlorodibromomethane,
chrysene, methylene chloride, chlorophenoxy
herbicide (2, 4, 5-TP), chlorophenoxy herbicide
(2,4-D), and Nnitrosopyrrolidine; (2) for the
consumption of organisms alone for acrolein and
gamma-BHC (Lindane); and (3) for both the
consumption of water plus organisms and for the
consumption of organisms alone for 1,2dichloroethane, acrylonitrile, benzidine,
bis(chloromethyl) ether, chloroform, methyl
bromide, and tetrachloroethylene. EPA calculated
the HHC for these pollutants using the best science
reflected in the 2015 criteria updates (which were
finalized after the disapprovals), along with a fish
consumption rate (FCR) of 286 g/day to protect the
sustenance fishing use, and concluded that the
resulting HHC were either the same or less stringent
than Maine’s HHC that EPA had disapproved.
Accordingly, EPA withdrew the disapprovals and
approved these HHC based on their being adequate
to protect the sustenance fishing use.
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section II.B.1.a and two small changes
discussed in section II.B.2, EPA’s final
rule is identical to the proposed rule.
4. Scope of Action
a. Scope of Promulgation Related to
Disapprovals
To address the disapprovals discussed
in section II.A.3, EPA is promulgating
human health criteria (HHC) for toxic
pollutants and six other WQS that apply
only to waters in Indian lands; two
WQS for all waters in Maine including
waters in Indian lands; and one WQS
for waters in Maine outside of Indian
lands. For the purpose of this
rulemaking, ‘‘waters in Indian lands’’
are those waters in the tribes’
reservations and trust lands as provided
for in the settlement acts.
b. Scope of Promulgation Related to the
Administrator’s Determination
On April 20, 2016, EPA made a CWA
section 303(c)(4)(B) determination that,
for any waters in Maine where there is
a sustenance fishing designated use and
Maine’s existing HHC are in effect, new
or revised HHC for the protection of
human health in Maine are necessary to
meet the requirements of the CWA. EPA
proposed (see 81 FR 23239, 23242–
23243), and is now finalizing, HHC for
toxic pollutants, in accordance with the
CWA section 303(c)(4)(B)
determination, for the following waters:
(1) Waters in Indian lands in the event
that a court determines that EPA’s
disapprovals of HHC for such waters
were unauthorized and that Maine’s
existing HHC are in effect; 7 and (2)
waters where there is a sustenance
fishing designated use outside of waters
in Indian lands.8
7 Maine has challenged EPA’s disapprovals in
federal district court, asserting that EPA did not
have the authority to disapprove the HHC in waters
in Indian lands. While EPA’s position is that the
disapprovals were authorized and Maine’s existing
HHC are not in effect, this determination ensures
that EPA has the authority to promulgate the
proposed HHC, and that the tribes’ sustenance
fishing use would be protected, even if Maine were
to prevail in its challenge to EPA’s disapproval
authority.
8 In its February 2015 Decision, EPA concluded
that section 6207(4) and (9) of MIA constituted a
new or revised water quality standard and approved
the provision as a designated use of sustenance
fishing applicable to all inland waters of the
Southern Tribes’ reservations in which populations
of fish are or may be found. Accordingly, EPA’s
approval of MIA section 6207(4) and (9) as a
designated use of sustenance fishing applies to all
waters where the Southern Tribes have a right to
sustenance fish, irrespective of whether such waters
are determined to be outside of the scope of their
reservation for purposes other than sustenance
fishing.
EPA notes that there may be one or more waters
where the sustenance fishing designated use based
on MIA section 6207(4) and (9) extends beyond
‘‘waters in Indian lands.’’ For example, a federal
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5. Applicability of Water Quality
Standards
These water quality standards apply
to the categories of waters for CWA
purposes, as described in II.B below.
Although EPA is finalizing WQS to
address the standards that it
disapproved or for which it has made a
determination, Maine continues to have
the option to adopt and submit to EPA
new or revised WQS that remedy the
issues identified in the disapprovals and
determination, consistent with CWA
section 303(c) and EPA’s implementing
regulations at 40 CFR part 131.
Some commenters urged EPA to
finalize its rule without any further
delay. Conversely, the state noted that
EPA should give it additional time to
adopt and submit its own WQS to
address EPA’s disapprovals. EPA
acknowledges the perspectives of all of
these commenters. EPA agrees that there
is a compelling need to finalize the
WQS, particularly in waters in Indian
lands in Maine. For many pollutants,
there are no criteria in effect for CWA
purposes in waters in Indian lands,
including most human health criteria,
and it is important to remedy this gap
in protection without further delay
where possible. Further, the tribes have
repeatedly expressed their desire for,
and the importance of, their right to a
sustenance fishing way of life, reserved
for them under the settlement acts, to be
protected. EPA, as a federal government
agency, is taking action to protect that
right, consistent with the settlement acts
and CWA, as described further below.
EPA also agrees that the CWA is
intended to protect the Nation’s waters
through a system of cooperative
federalism, with states having the
primary responsibility of establishing
protective WQS for waters under their
jurisdiction. However, Maine is
challenging EPA’s disapproval of the
district court recently held that the Penobscot
Nation’s ‘‘reservation’’ for sustenance fishing
purposes, as contained in MIA section 6207(4), is
broader in scope than its ‘‘reservation’’ under MIA
section 6203(8). Penobscot Nation v. Mills, 151 F.
Supp. 3d 181 (D. Maine Dec. 16, 2015) (formerly,
Penobscot v. Schneider), appeal docketed, No. 16–
1435 (1st Cir. April 26, 2016). The court held that
the Penobscot Nation has a right to sustenance fish
throughout the main stem of the Penobscot River
(from Indian Island to the confluence of the East
and West Branches of the Penobscot River), though
its reservation under section 6203(8) consists solely
of the islands in that stretch of the river. The
determination and corresponding final HHC apply
to any water that is beyond the scope of ‘‘waters in
Indian lands’’ and to which the sustenance fishing
designated use based on MIA section 6207(4) and
(9) applies. For a more detailed discussion, see
section III.D.5 of this preamble, and also Topic 5 in
EPA’s Response to Comments document and the
‘‘Scope of Waters’’ Technical Support Document;
both documents are in the docket for this
rulemaking.
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HHC for waters in Indian lands in
federal court, and it commented
adversely on EPA’s proposed HHC, pH,
bacteria, and tidal temperature criteria
for waters in Indian lands.
Consequently, EPA has no assurance
that Maine will develop WQS that EPA
can approve as scientifically defensible
and protective of Maine’s designated
uses.
Having considered these comments,
EPA, in keeping with its statutory
obligation to promulgate WQS within 90
days after proposing them and the need
for these WQS to meet the requirements
of the CWA, is finalizing the WQS.
In the April 20, 2016, Federal
Register notice, EPA proposed that if
Maine adopted and submitted WQS that
meet CWA requirements after EPA
finalized its proposed rule, they would
become effective for CWA purposes
upon EPA approval and EPA’s
corresponding promulgated WQS would
no longer apply. No commenters
supported this proposal. Two
commenters objected to it, and one
asked that EPA specify that WQS
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adopted by the state would have to be
at least as stringent as the federally
proposed WQS for EPA to approve and
make the state WQS effective for CWA
purposes.
Upon consideration of comments
received on its proposed rule, EPA
decided not to finalize the above
proposed approach. Consistent with 40
CFR 131.21(c), EPA’s federally
promulgated WQS are and will be
applicable for purposes of the CWA
until EPA withdraws those federally
promulgated WQS. EPA would
undertake a rulemaking to withdraw the
federal WQS if and when Maine adopts
and EPA approves corresponding WQS
that meet the requirements of section
303(c) of the CWA and EPA’s
implementing regulations at 40 CFR part
131.
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B. Description of Final Rule
1. Final WQS for Waters in Indian
Lands in Maine and for Waters outside
of Indian Lands in Maine Where the
Sustenance Fishing Designated Use
Established by 30 M.R.S. 6207(4) and (9)
Applies
a. Human Health Criteria for Toxic
Pollutants
After consideration of all comments
received on EPA’s proposed rule, EPA is
finalizing the proposed criteria for 96
toxic pollutants in this rule applicable
to waters in Indian lands.9 Table 2
provides the criteria for each pollutant
as well as the HHC inputs used to derive
each one. These criteria also apply to
any waters that are covered by the
determination referenced in section
II.A.4.
9 Final human health criteria for antimony,
dichlorobromomethane, nickel, nitrosamines, Nnitrosodibutylamine, N-nitrosodiethylamine, PCBs,
selenium, and zinc have been modified slightly
from the criteria as proposed to better reflect the
appropriate number of significant figures (i.e.,
precision) in the value.
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1,1,2,2-Tetrachloroethane .....................
1,1,2-Trichloroethane ............................
1,1-Dichloroethylene .............................
1,2,4,5-Tetrachlorobenzene ..................
1,2,4-Trichlorobenzene .........................
1,2-Dichlorobenzene .............................
1,2-Dichloropropane ..............................
1,2-Diphenylhydrazine ...........................
1,2-Trans-Dichloroethylene ...................
1,3-Dichlorobenzene .............................
1,3-Dichloropropene .............................
1,4-Dichlorobenzene .............................
2,4,5-Trichlorophenol ............................
2,4,6-Trichlorophenol ............................
2,4-Dichlorophenol ................................
2,4-Dimethylphenol ...............................
2,4-Dinitrophenol ...................................
2,4-Dinitrotoluene ..................................
2-Chloronaphthalene ............................
2-Chlorophenol .....................................
2-Methyl-4,6-Dinitrophenol ....................
3,3′-Dichlorobenzidine ..........................
4,4′-DDD ...............................................
4,4′-DDE ...............................................
4,4’-DDT ................................................
Acenaphthene .......................................
Acrolein .................................................
Aldrin .....................................................
alpha-BHC ............................................
alpha-Endosulfan ..................................
Anthracene ............................................
Antimony ...............................................
Benzene ................................................
Benzo (a) Anthracene ...........................
Benzo (a) Pyrene ..................................
Benzo (b) Fluoranthene ........................
Benzo (k) Fluoranthene ........................
beta-BHC ..............................................
beta-Endosulfan ....................................
Bis(2-Chloro-1-Methylethyl) Ether .........
Bis(2-Chloroethyl) Ether ........................
Bis(2-Ethylhexyl) Phthalate ...................
Bromoform ............................................
Butylbenzyl Phthalate ...........................
Carbon Tetrachloride ............................
Chlordane .............................................
Chlorobenzene ......................................
Chlorodibromomethane ........................
Chrysene ...............................................
Cyanide .................................................
Dibenzo (a,h) Anthracene .....................
Dichlorobromomethane .........................
Dieldrin ..................................................
Diethyl Phthalate ...................................
Dimethyl Phthalate ................................
Di-n-Butyl Phthalate ..............................
Dinitrophenols .......................................
Endosulfan Sulfate ................................
Endrin ....................................................
Chemical name
sradovich on DSK3GMQ082PROD with RULES9
79–34–5
79–00–5
75–35–4
95–94–3
120–82–1
95–50–1
78–87–5
122–66–7
156–60–5
541–73–1
542–75–6
106–46–7
95–95–4
88–06–2
120–83–2
105–67–9
51–28–5
121–14–2
91–58–7
95–57–8
534–52–1
91–94–1
72–54–8
72–55–9
50–29–3
83–32–9
107–02–8
309–00–2
319–84–6
959–98–8
120–12–7
7440–36–0
71–43–2
56–55–3
50–32–8
205–99–2
207–08–9
319–85–7
33213–65–9
108–60–1
111–44–4
117–81–7
75–25–2
85–68–7
56–23–5
57–74–9
108–90–7
124–48–1
218–01–9
57–12–5
53–70–3
75–27–4
60–57–1
84–66–2
131–11–3
84–74–2
25550–58–7
1031–07–8
72–20–8
CAS No.
0.2
0.057
......................
......................
0.029
......................
0.036
0.8
......................
......................
0.122
......................
......................
0.011
......................
......................
......................
0.667
......................
......................
......................
0.45
0.24
0.167
0.34
......................
......................
17
6.3
......................
......................
......................
b 0.055
0.73
7.3
0.73
0.073
1.8
......................
......................
1.1
0.014
0.0045
0.0019
0.07
0.35
......................
0.040
0.0073
......................
7.3
0.034
16
......................
......................
......................
......................
......................
......................
Cancer slope
factor, CSF
(per mg/kg·d)
..........................
..........................
0.20
0.20
..........................
0.20
..........................
..........................
0.20
0.20
..........................
0.20
0.20
..........................
0.20
0.20
0.20
..........................
0.80
0.20
0.20
..........................
..........................
..........................
..........................
0.20
0.20
..........................
..........................
0.20
0.20
0.40
..........................
..........................
..........................
..........................
..........................
..........................
0.20
0.20
..........................
..........................
..........................
..........................
..........................
..........................
0.20
..........................
..........................
0.20
..........................
..........................
..........................
0.20
0.20
0.20
0.20
0.20
0.80
Relative source
contribution
RSC (-)
....................
....................
0.05
0.0003
....................
0.3
....................
....................
0.02
0.002
....................
0.07
0.1
....................
0.003
0.02
0.002
....................
0.08
0.005
0.0003
....................
....................
....................
....................
0.06
0.0005
....................
....................
0.006
0.3
0.0004
....................
....................
....................
....................
....................
....................
0.006
0.04
....................
....................
....................
....................
....................
....................
0.02
....................
....................
0.0006
....................
....................
....................
0.8
10
0.1
0.002
0.006
0.0003
Reference
dose, RfD
(mg/kg·d)
5.7
6.0
2.0
17,000
2,800
52
2.9
18
3.3
31
2.3
28
100
94
31
4.8
a 4.4
2.8
150
3.8
6.8
44
33,000
270,000
35,000
a 510
1.0
18,000
1,700
130
a 610
..........................
3.6
a 3,900
a 3,900
a 3,900
a 3,900
110
80
6.7
1.4
a 710
5.8
a 19,000
9.3
5,300
14
3.7
a 3,900
..........................
a 3,900
3.4
14,000
a 920
a 4,000
a 2,900
..........................
88
4,600
Bioaccumulation factor for
trophic level 2
(L/kg tissue)
7.4
7.8
2.4
2,900
1,500
71
3.5
24
4.2
120
2.7
66
140
130
42
6.2
a 4.4
3.5
210
4.8
8.9
60
140,000
1,100,000
240,000
a 510
1.0
310,000
1,400
180
a 610
..........................
4.5
a 3,900
a 3,900
a 3,900
a 3,900
160
110
8.8
1.6
a 710
7.5
a 19,000
12
44,000
19
4.8
a 3,900
..........................
a 3,900
4.3
210,000
a 920
a 4,000
a 2,900
..........................
120
36,000
Bioaccumulation factor for
trophic level 3
(L/kg tissue)
8.4
8.9
2.6
1,500
430
82
3.9
27
4.7
190
3.0
84
160
150
48
7.0
a 4.4
3.9
240
5.4
10
69
240,000
3,100,000
1,100,000
a 510
1.0
650,000
1,500
200
a 610
..........................
5.0
a 3,900
a 3,900
a 3,900
a 3,900
180
130
10
1.7
a 710
8.5
a 19,000
14
60,000
22
5.3
a 3,900
..........................
a 3,900
4.8
410,000
a 920
a 4,000
a 2,900
..........................
140
46,000
Bioaccumulation factor for
trophic level 4
(L/kg tissue)
TABLE 2—FINAL HHC AND KEY PARAMETERS USED IN THEIR DERIVATION
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
1
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
1
..........................
..........................
..........................
..........................
..........................
..........................
1.51
..........................
..........................
Bioconcentration factor
(L/kg tissue) e
0.09
0.31
300
0.002
0.0056
200
....................
0.01
90
1
0.21
....................
40
0.20
4
80
9
0.036
90
20
1
0.0096
9.3E–06
1.3E–06
2.2E–06
6
3
5.8E–08
2.9E–05
2
30
5
0.40
9.8E–05
9.8E–06
9.8E–05
0.00098
0.0010
3
100
0.026
0.028
4.0
0.0077
0.2
2.4E–05
40
....................
....................
4
9.8E–06
....................
9.3E–08
50
100
2
10
3
0.002
Water &
organisms
(μg/L)
0.2
0.66
1000
0.002
0.0056
300
2.3
0.02
300
1
0.87
70
40
0.21
4
200
30
0.13
90
60
2
0.011
9.3E–06
1.3E–06
2.2E–06
7
..........................
5.8E–08
2.9E–05
2
30
40
1.2
9.8E–05
9.8E–06
9.8E–05
0.00098
0.0011
3
300
0.16
0.028
8.7
0.0077
0.3
2.4E–05
60
1.5
0.0098
30
9.8E–06
2.0
9.3E–08
50
100
2
70
3
0.002
Organisms
only
(μg/L)
92470
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Endrin Aldehyde ...................................
Ethylbenzene ........................................
Fluoranthene .........................................
Fluorene ................................................
gamma-BHC (Lindane) .........................
Heptachlor .............................................
Heptachlor Epoxide ..............................
Hexachlorobenzene ..............................
Hexachlorobutadiene ............................
Hexachlorocyclohexane-Technical .......
Hexachlorocyclopentadiene ..................
Hexachloroethane .................................
Indeno (1,2,3-cd) Pyrene ......................
Isophorone ............................................
Methoxychlor .........................................
Methylene Chloride ...............................
Methylmercury ......................................
Nickel ....................................................
Nitrobenzene .........................................
Nitrosamines .........................................
N-Nitrosodibutylamine ...........................
N-Nitrosodiethylamine ...........................
N-Nitrosodimethylamine ........................
N-Nitrosodi-n-propylamine ....................
N-Nitrosodiphenylamine ........................
N-Nitrosopyrrolidine ..............................
Pentachlorobenzene .............................
Pentachlorophenol ................................
Phenol ...................................................
Polychlorinated Biphenyls (PCBs) ........
Pyrene ...................................................
Selenium ...............................................
Toluene .................................................
Toxaphene ............................................
Trichloroethylene ..................................
Vinyl Chloride ........................................
Zinc .......................................................
7421–93–4
100–41–4
206–44–0
86–73–7
58–89–9
76–44–8
1024–57–3
118–74–1
87–68–3
608–73–1
77–47–4
67–72–1
193–39–5
78–59–1
72–43–5
75–09–2
22967–92–6
7440–02–0
98–95–3
......................
924–16–3
55–18–5
62–75–9
621–64–7
86–30–6
930–55–2
608–93–5
87–86–5
108–95–2
1336–36–3
129–00–0
7782–49–2
108–88–3
8001–35–2
79–01–6
75–01–4
7440–66–6
......................
......................
......................
......................
......................
4.1
5.5
1.02
0.04
1.8
......................
0.04
0.73
0.00095
......................
0.002
......................
......................
......................
43.46
5.43
43.46
51
7.0
0.0049
2.13
......................
0.4
......................
2
......................
......................
......................
1.1
0.05
1.5
......................
0.80
0.20
0.20
0.20
0.50
..........................
..........................
..........................
..........................
..........................
0.20
..........................
..........................
..........................
0.80
..........................
2.70E–05
0.20
0.20
..........................
..........................
..........................
..........................
..........................
..........................
..........................
0.20
..........................
0.20
..........................
0.20
0.20
0.20
..........................
..........................
..........................
0.20
0.0003
0.022
0.04
0.04
0.0047
....................
....................
....................
....................
....................
0.006
....................
....................
....................
2E–05
....................
0.0001
0.02
0.002
....................
....................
....................
....................
....................
....................
....................
0.0008
....................
0.6
....................
0.03
0.005
0.0097
....................
....................
....................
0.3
920
140
a 1,500
450
2,400
180,000
28,000
46,000
2,800
220
1,500
280
a 3,900
2.2
4,800
1.5
..........................
..........................
2.8
..........................
..........................
..........................
..........................
..........................
..........................
..........................
4,500
290
1.7
..........................
a 860
..........................
15
6,600
12
1.6
..........................
440
100
a 1,500
230
1,200
12,000
4,000
18,000
23,000
160
620
1,200
a 3,900
1.9
1,400
1.4
..........................
..........................
2.3
..........................
..........................
..........................
..........................
..........................
..........................
..........................
3,500
44
1.5
..........................
a 860
..........................
11
1,700
8.7
1.4
..........................
850
160
710
2,500
330,000
35,000
90,000
1,100
250
1,300
600
a 3,900
2.4
4,400
1.6
..........................
..........................
3.1
..........................
..........................
..........................
..........................
..........................
..........................
..........................
10,000
520
1.9
..........................
a 860
..........................
17
6,300
13
1.7
..........................
a 1,500
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
..........................
47
..........................
0.20
3.38
0.20
0.026
1.13
136
0.055
..........................
..........................
..........................
31,200
..........................
4.8
..........................
..........................
..........................
..........................
47
0.09
8.9
1
5
0.33
4.4E–07
2.4E–06
5.9E–06
0.0007
0.00073
0.3
0.01
9.8E–05
28
0.001
....................
....................
20
10
0.00075
0.00438
0.00075
0.00065
0.0042
0.40
....................
0.008
0.003
3,000
d 4E–06
2
20
24
5.3E–05
0.3
0.019
300
0.09
9.5
1
5
..........................
4.4E–07
2.4E–06
5.9E–06
0.0007
0.00076
0.3
0.01
9.8E–05
140
..........................
90
c 0.02 (mg/kg)
20
40
0.032
0.0152
0.032
0.21
0.035
0.42
2.4
0.008
0.003
20,000
d 4E–06
2
60
39
5.3E–05
0.5
0.12
400
a This bioaccumulation factor was estimated from laboratory-measured bioconcentration factors; EPA multiplied this bioaccumulation factor by the overall fish consumption rate of 286 g/day to calculate the human
health criteria.
b EPA’s CWA section 304(a) HHC for benzene use a CSF range of 0.015 to 0.055 per mg/kg-day. EPA used the higher end of the CSF range (0.055 per mg/kg-day) to derive the final benzene criteria.
c This criterion is expressed as the fish tissue concentration of methylmercury (mg methylmercury/kg fish) and applies equally to fresh and marine waters. See Water Quality Criterion for the Protection of Human
Health: Methylmercury (EPA–823–R–01–001, January 3, 2001) for how this value is calculated using the criterion equation in EPA’s 2000 Methodology rearranged to solve for a protective concentration in fish tissue
rather than in water.
d This criterion applies to total PCBs (i.e., the sum of all congener or isomer or homolog or Aroclor analyses).
e EPA multiplied this bioconcentration factor by the overall fish consumption rate of 286 g/day to calculate the human health criteria.
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
sradovich on DSK3GMQ082PROD with RULES9
Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
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92471
92472
Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
i. Sustenance Fishing Designated Use
and Tribal Target Population
In its February 2015 decision, EPA
concluded that MICSA granted the state
authority to set WQS in waters in Indian
lands. EPA also concluded that in
assessing whether the state’s WQS were
approvable for waters in Indian lands,
EPA must effectuate the CWA
requirement that WQS must protect
applicable designated uses and be based
on sound science in consideration of the
fundamental purpose for which land
was set aside for the tribes under the
Indian settlement acts in Maine. EPA
found that those settlement acts provide
for land to be set aside as a permanent
land base for the Indian tribes in Maine,
in order for the tribes to be able to
continue their unique cultural practices,
including the ability to exercise
sustenance fishing practices.
Accordingly, EPA interpreted the state’s
‘‘fishing’’ designated use, as applied to
waters in Indian lands, to mean
‘‘sustenance fishing’’ and approved it as
such. EPA also approved a specific
sustenance fishing right reserved in MIA
sections 6207(4) and (9) as a designated
use for all inland waters of the Southern
Tribes’ reservations. Against this
backdrop, EPA approved or disapproved
all of Maine’s HHC for toxic pollutants
as applied to waters in Indian lands
after evaluating whether they satisfied
CWA requirements.
EPA determined that the tribal
populations must be treated as the
general target population in waters in
Indian lands. EPA disapproved many of
Maine’s HHC for toxic pollutants based
on EPA’s conclusion that they do not
adequately protect the health of tribal
sustenance fishers in waters in Indian
lands. EPA concluded that the
disapproved HHC did not support the
designated use of sustenance fishing in
such waters because they were not
based on the higher, unsuppressed fish
consumption rates that reflect the tribes’
sustenance fishing practices.
Accordingly, EPA proposed, and is now
finalizing, HHC that EPA has
determined will protect the sustenance
fishing designated use, based on sound
science and consistent with the CWA
and EPA regulations and policy.
sradovich on DSK3GMQ082PROD with RULES9
ii. General Recommended Approach for
Deriving HHC
HHC for toxic pollutants are designed
to minimize the risk of adverse cancer
and non-cancer effects occurring from
lifetime exposure to pollutants through
the ingestion of drinking water and
consumption of fish/shellfish obtained
from inland and nearshore waters.
EPA’s practice is to establish CWA
VerDate Sep<11>2014
22:19 Dec 16, 2016
Jkt 241001
section 304(a) HHC for the combined
activities of drinking water and
consuming fish/shellfish obtained from
inland and nearshore waters, and
separate CWA section 304(a) HHC for
consuming only fish/shellfish
originating from inland and nearshore
waters. The latter criteria apply in cases
where the designated uses of a
waterbody include supporting fish/
shellfish for human consumption but
not drinking water supply sources (e.g.,
in non-potable estuarine waters).
The criteria are based on two types of
biological endpoints: (1) Carcinogenicity
and (2) systemic toxicity (i.e., all
adverse effects other than cancer). EPA
takes an integrated approach and
considers both cancer and non-cancer
effects when deriving HHC. Where
sufficient data are available, EPA
derives criteria using both carcinogenic
and non-carcinogenic toxicity endpoints
and recommends the lower value. HHC
for carcinogenic effects are typically
calculated using the following input
parameters: Cancer slope factor, excess
lifetime cancer risk level, body weight,
drinking water intake rate, fish
consumption rate(s), and
bioaccumulation factor(s). HHC for
noncarcinogenic and nonlinear
carcinogenic effects are typically
calculated using reference dose, relative
source contribution (RSC), body weight,
drinking water intake rate, fish
consumption rate(s) and
bioaccumulation factor(s). EPA selects a
mixture of high-end and central (mean)
tendency inputs to the equation in order
to derive recommended criteria that
‘‘afford an overall level of protection
targeted at the high end of the general
population (i.e., the target population or
the criteria-basis population).’’ 10
EPA received comments supporting
and opposing specific input parameters
EPA used to derive the proposed HHC.
The specific input parameters used are
explained in the following paragraphs.
iii. Maine-Specific HHC Inputs
I. Cancer Risk Level. As set forth in
EPA’s 2000 Methodology for Deriving
Ambient Water Quality Criteria for the
Protection of Human Health (the ‘‘2000
Methodology’’), EPA calculates its CWA
section 304(a) HHC at concentrations
corresponding to a 10¥6 cancer risk
level (CRL), meaning that if exposure
were to occur as set forth in the CWA
section 304(a) methodology at the
prescribed concentration over the
course of one’s lifetime, then the risk of
10 United States Environmental Protection
Agency (U.S. EPA). 2000. Methodology for Deriving
Ambient Water Quality Criteria for the Protection of
Human Health. EPA–822–B–00–004, p. 2–1.
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Sfmt 4700
developing cancer from the exposure as
described would be a one in a million
increment above the background risk of
developing cancer from all other
exposures.11
In this rule, EPA derived the final
HHC for carcinogens using a 10¥6 CRL,
consistent with EPA’s 2000
Methodology and with Maine
Department of Environmental Protection
(DEP) Rule Chapter 584, which specifies
that water quality criteria for
carcinogens must be based on a 10¥6
CRL, and which EPA approved for
waters in Indian lands on February 2,
2015.12 The HHC provide the tribes
engaged in sustenance fishing in waters
in Indian lands in Maine with an
equivalent level of cancer risk
protection (i.e., 10¥6) as is afforded to
the general population in Maine outside
of waters in Indian lands.
EPA received comments in favor of
using the proposed 10¥6 CRL level as
well as recommendations for higher and
lower CRLs. Responses to those
comments are summarized in section
III.D.5.
II. Cancer Slope Factor and Reference
Dose. For noncarcinogenic toxicological
effects, EPA uses a chronic-duration oral
reference dose (RfD) to derive HHC. An
RfD is an estimate (with uncertainty
spanning perhaps an order of
magnitude) of a daily oral exposure of
an individual to a substance that is
likely to be without an appreciable risk
of deleterious effects during a lifetime.
For carcinogenic toxicological effects,
EPA uses an oral cancer slope factor
(CSF) to derive HHC. The oral CSF is an
upper bound, approximating a 95%
confidence limit, on the increased
cancer risk from a lifetime oral exposure
to a stressor.
EPA did not receive any comments on
the pollutant-specific RfDs or CSFs used
in the derivation of the proposed
criteria, which were based on EPA’s
National Recommended Water Quality
Criteria.13 EPA has used the same values
to derive the final HHC.
III. Body Weight. The final HHC were
calculated using the proposed body
weight of 80 kilograms (kg), consistent
with the default body weight used in
EPA’s most recent National
11 Id.,
p. 2–6.
only exception from the requirement to use
a CRL of 10¥6 in Chapter 584 is for arsenic, for
which a CRL of 10¥4 is required. EPA disapproved
the arsenic CRL for waters in Indian lands.
13 Final Updated Ambient Water Quality Criteria
for the Protection of Human Health, 80 FR 36986
(June 29, 2015). See also: USEPA. 2015. Final 2015
Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. https://
www.epa.gov/wqc/human-health-water-qualitycriteria.
12 The
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Recommended Water Quality Criteria.14
This body weight is the average weight
of a U.S. adult age 21 and older, based
on National Health and Nutrition
Examination Survey (‘‘NHANES’’) data
from 1999 to 2006.15 EPA received one
comment regarding body weight, which
requested that EPA use a body weight of
70 kg. However, the commenter did not
present a sound scientific rationale to
support the use of a different body
weight. See Topic 6 of the RTC
document for a more detailed response.
IV. Drinking water intake. The final
HHC were calculated using the
proposed drinking water intake rate of
2.4 liters per day (L/day), consistent
with the default drinking water intake
rate used in EPA’s most recent National
Recommended Water Quality Criteria.16
This rate represents the per capita
estimate of combined direct and indirect
community water ingestion at the 90th
percentile for adults ages 21 and older.17
EPA did not receive any comments
regarding the proposed drinking water
intake rate.
V. Bioaccumulation Factors (BAFs)
and Bioconcentration Factors (BCFs).
The final HHC were calculated using the
proposed pollutant-specific BAFs or
BCFs, consistent with the factors used
in EPA’s most recent National
Recommended Water Quality Criteria.18
These factors are used to relate aqueous
pollutant concentrations to predicted
pollutant concentrations in the edible
portions of ingested species. EPA did
14 Final Updated Ambient Water Quality Criteria
for the Protection of Human Health, 80 FR 36986
(June 29, 2015). See also: USEPA. 2015. Final 2015
Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. https://
www.epa.gov/wqc/human-health-water-qualitycriteria.
15 USEPA. 2011. EPA Exposure Factors
Handbook. United States Environmental Protection
Agency, Washington, DC EPA 600/R–090/052F.
https://cfpub.epa.gov/ncea/risk/
recordisplay.cfm?deid=236252.
16 Final Updated Ambient Water Quality Criteria
for the Protection of Human Health, 80 FR 36986
(June 29, 2015). See also: USEPA. 2015. Final 2015
Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. https://
www.epa.gov/wqc/human-health-water-qualitycriteria.
17 USEPA. 2011. EPA Exposure Factors
Handbook. United States Environmental Protection
Agency, Washington, DC. EPA 600/R–090/052F.
https://cfpub.epa.gov/ncea/risk/
recordisplay.cfm?deid=236252.
18 Final Updated Ambient Water Quality Criteria
for the Protection of Human Health, 80 FR 36986
(June 29, 2015). See also: USEPA. 2015. Final 2015
Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. https://
www.epa.gov/wqc/human-health-water-qualitycriteria.
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not receive any comments regarding
specific proposed BAFs or BCFs.
VI. Fish Consumption Rate (FCR). In
finalizing the HHC, EPA used the
proposed FCR of 286 g/day to represent
present day sustenance level fish
consumption for waters in Indian lands.
This FCR supports the designated use of
sustenance fishing. EPA selected this
consumption rate based on information
contained in an historical/
anthropological study, entitled the
Wabanaki Cultural Lifeways Exposure
Scenario 19 (‘‘Wabanaki Study’’), which
was completed in 2009. EPA also
consulted with the tribes in Maine about
the Wabanaki Study and their
sustenance fishing uses of the waters in
Indian lands. There has been no
contemporary local survey of current
fish consumption that documents fish
consumption rates for sustenance
fishing in the waters in Indian lands in
Maine. In the absence of such
information, EPA concluded that the
Wabanaki Study contains the best
currently available estimate for
contemporary tribal sustenance level
fish consumption for waters where the
sustenance fishing designated use
applies.
EPA received many comments that
agreed and some that disagreed with
EPA’s selection of the proposed FCR of
286 g/day. Responses to those
comments can be found in section III.D
of this preamble and, in further detail,
in Topic 3 of the RTC document.
VII. Relative Source Contribution
(RSC). For pollutants that exhibit a
threshold of exposure before deleterious
effects occur, as is the case for
noncarcinogens and nonlinear
carcinogens, EPA applied a RSC to
account for other potential human
exposures to the pollutant.20 Other
sources of exposure might include, but
are not limited to, exposure to a
particular pollutant from non-fish food
consumption (e.g., consumption of
fruits, vegetables, grains, meats, or
poultry), dermal exposure, and
inhalation exposure. For substances for
which the toxicity endpoint is
carcinogenicity based on a linear lowdose extrapolation, only the exposures
from drinking water and fish ingestion
are reflected in HHC; no other potential
sources of exposure to pollutants or
other potential exposure pathways have
19 Harper, B., Ranco, D., et al. 2009. Wabanaki
Traditional Cultural Lifeways Exposure Scenario.
https://www.epa.gov/tribal/wabanaki-traditionalcultural-lifeways-exposure-scenario.
20 USEPA. 2000. Methodology for Deriving
Ambient Water Quality Criteria for the Protection
of Human Health. U.S. Environmental Protection
Agency, Office of Water, Washington, DC. EPA–
822–B–00–004.
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been considered in developing HHC.21
In these situations, HHC are derived
with respect to the incremental lifetime
cancer risk posed by the presence of a
substance in water, rather than an
individual’s total risk from all sources of
exposure.
As in the proposed HHC, for the
pollutants included in EPA’s 2015
criteria update, EPA used the same
RSCs in the final HHC as were used in
the criteria update. Also as in the
proposed HHC, for pollutants where
EPA did not update the section 304(a)
HHC in 2015, EPA used a default RSC
of 0.20 to derive the final HHC except
for antimony, for which EPA used an
RSC of 0.40 consistent with the RSC
value used the last time the Agency
updated this criterion. EPA did not
receive any comments on specific RSCs
used in the derivation of the proposed
criteria.
2. Final WQS for Waters in Indian Lands
in Maine
a. Bacteria Criteria
i. Recreational Bacteria Criteria
EPA is finalizing the proposed yearround recreational bacteria criteria for
Class AA, A, B, C, GPA, SA, SB and SC
waters in Indian lands. The magnitude
criteria are expressed in terms of
Escherichia coli colony forming units
per 100 milliliters (cfu/100 ml) for fresh
waters and Enterococcus spp. colony
forming units per 100 milliliters (cfu/
100 ml) for marine waters and are based
on EPA’s 2012 Recreational Water
Quality Criteria (RWQC)
recommendations.22
Several comments supported EPA’s
proposed rule and the year round
applicability of the criteria. Maine DEP
objected to EPA’s inclusion of wildlife
sources in the scope of the bacteria
criteria and requested that the criteria
not be applicable from October 1–May
14, similar to Maine’s disapproved
criteria. For the reasons discussed in
section III.E.2., EPA has determined
that, based on best available
information, it is necessary to include
wildlife sources in the scope of the
criteria, and to apply the criteria year
round, in order to protect human health
and the designated use of recreation in
and on the water.
ii. Shellfishing Bacteria Criteria
EPA’s final bacteria rule for Class SA
shellfish harvesting areas for waters in
21 Id.
22 USEPA. 2012. Recreational Water Quality
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. Office of Water
820–F–12–058. https://www.epa.gov/wqc/2012recreational-water-quality-criteria.
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Indian lands differs slightly from the
proposed numeric total coliform
bacteria criteria, as a result of comments
from the state. Maine DEP requested
EPA to express the criteria in terms of
fecal coliform bacteria rather than total
coliform bacteria, noting that the
National Shellfish Sanitation Program
(NSSP) allows the use of either
indicator, that Maine DEP sets permit
limits on fecal coliform bacteria rather
than total coliform, and that Maine
Department of Marine Resources (DMR)
uses fecal coliform bacteria as its
indicator parameter when making
shellfish area opening/closure
decisions. Maine DMR requested EPA
not to specify a specific numeric
standard but rather to promulgate the
same narrative criterion that applies to
Class SB and SC waters. For those
classes of waters, Maine’s WQS provide
that instream bacteria levels may not
exceed the criteria recommended under
the NSSP.
The NSSP is the federal/state
cooperative program recognized by the
U.S. Food and Drug Administration
(FDA) and the Interstate Shellfish
Sanitation Conference (ISSC) for the
sanitary control of shellfish produced
and sold for human consumption.
EPA agrees that the NSSP allows for
the use of either fecal coliform bacteria
or total coliform bacteria as the
indicator organism to protect shellfish
harvesting. The current NSSP
recommendations 23 for those organisms
are consistent with EPA’s national
recommended water quality criteria.24
The NSSP recommendations for fecal
coliform standards and sampling
protocols are set forth in Section II.
Model Ordinance Chapter IV. Growing
Areas .02 Microbial Standards (pages
51–54). The NSSP recommendations for
total coliform standards and sampling
protocols are set forth in Section IV,
Guidance Documents Chapter II.
Growing Areas .01 Total Coliform
Standards (pages 216–219). Both sets of
recommendations apply to various types
of shellfish growing areas including
remote status, areas affected by point
source pollution, and areas affected by
nonpoint source pollution.
In light of the state’s concerns and
suggestions, EPA’s final rule contains a
narrative criterion similar to Maine’s
approved criterion for Class SB and SC
waters. The final rule provides ‘‘The
numbers of total coliform bacteria or
other specified indicator organisms in
23 https://www.fda.gov/downloads/Food/Guidance
Regulation/FederalStateFoodPrograms/
UCM505093.pdf.
24 USEPA. 1986. Quality Criteria for Water 1986,
United States Environmental Protection Agency,
Washington, DC. EPA 440/5–86–001.
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samples representative of the waters in
shellfish harvesting areas may not
exceed the criteria recommended under
the National Shellfish Sanitation
Program, United States Food and Drug
Administration as set forth in the Guide
for the Control of Molluscan Shellfish,
2015 Revision.’’ EPA has added a
specific reference to the date of the
NSSP recommendations because there
are legal constraints on incorporating
future recommendations by reference.
The NSSP 2015 recommendations are
available online at: https://www.fda.gov/
Food/GuidanceRegulation/
FederalStateFoodPrograms/
ucm2006754.htm. The
recommendations are also included in
the docket for this rulemaking, which is
available both online at regulations.gov
and in person at the EPA Docket Center
Reading Room, William Jefferson
Clinton West Building, Room 3334,
1301 Constitution Avenue NW.,
Washington, DC 20004, and (202) 566–
1744. Finally, the 2015 NSSP
recommendations are obtainable from
the U.S. Food and Drug
Administration’s Center for Food Safety
and Applied Nutrition, Shellfish and
Aquaculture Policy Branch, 5100 Paint
Branch Parkway (HFS–325), College
Park, MD 20740.
b. Ammonia Criteria for Fresh Waters
EPA is finalizing the proposed
ammonia criteria for fresh waters in
Indian lands to protect aquatic life. The
criteria are based on EPA’s 2013
updated CWA section 304(a)
recommended ammonia criteria.25 They
are expressed as functions of
temperature and pH, so the applicable
criteria vary by waterbody, depending
on the temperature and pH of those
waters. EPA received several comments
in support of the proposed ammonia
criteria, and received no comments
requesting changes.
c. pH Criterion for Fresh Waters
EPA is finalizing the proposed pH
criterion of 6.5 to 8.5 to protect aquatic
life in fresh waters in Indian lands. The
criterion is based on EPA’s 1986
national recommended criterion.26 EPA
received comments from the state and
one industry, both requesting that
Maine’s pH criterion of 6.0–8.5 be
retained. However, EPA does not agree
25 USEPA. 2013. Aquatic Life Ambient Water
Quality Criteria for Ammonia-Freshwater 2013.
United States Environmental Protection Agency,
Washington, DC. EPA 822–R–13–001. https://
www.epa.gov/wqc/aquatic-life-criteria-ammonia.
26 USEPA. 1986. Quality Criteria for Water 1986,
U.S. Environmental Protection Agency, Office of
Water, Washington, DC. EPA 440/5–86–001. pH
section. https://nepis.epa.gov/Exe/
ZyPDF.cgi?Dockey=00001MGA.txt.
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that 6.0 adequately protects aquatic life
and notes in particular that pH values
of 6.0 and lower have been shown to be
detrimental to sensitive aquatic life,
such as developing Atlantic salmon eggs
and smolts.27 28 29 See Topic 11 of the
RTC document for more detailed
responses to comments.
d. Temperature Criteria for Tidal Waters
EPA is finalizing the proposed
temperature criteria for tidal waters in
Indian lands. The criteria will assure
protection of the indigenous marine
community characteristic of the
intertidal zone at Pleasant Point in
Passamaquoddy Bay, and are consistent
with EPA’s CWA section 304(a)
recommended criteria for tidal waters.30
They include a maximum summer
weekly average temperature and a
maximum weekly average temperature
rise over reference site baseline
conditions.
Maine DEP commented with concerns
about the difficulty of finding reference
sites to determine baseline temperatures
and a question about whether there
should be a baseline established for
each season. EPA is confident that
reference sites will not be difficult to
identify, and there is no need to
establish separate baselines outside the
defined summer season. See Topic 12 of
the RTC document for a more detailed
response.
e. Natural Conditions Provisions
EPA is finalizing the proposed rule for
waters in Indian lands that stated that
Maine’s natural conditions provisions in
38 M.R.S. 420(2.A) and 464(4.C) do not
apply to water quality criteria intended
to protect public health. EPA received
several comments in support of the
proposed rule, and received no
comments requesting changes.
f. Mixing Zone Policy
EPA is finalizing the proposed mixing
zone policy for waters in Indian lands
with one small change to the
27 Peterson, R.H., P.G. Daye, J.L. Metcalfe. 1980.
Inhibition of Atlantic salmon (Salmo salar)
hatching at low pH. Can. J. Fish. Aquat. Sci. 37:
770–774.
28 Staurnes, M., F. Kroglund and B.O. Rosseland.
1995. Water quality requirement of Atlantic salmon
(Salmo salar) in water undergoing acidification or
liming in Norway. Water, Air and Soil Pollution 85:
347–352.
29 Staurnes, M., L.P. Hansen, K. Fugelli, R.
Haraldstad. 1996. Short-term exposure to acid water
impairs osmoregulation, seawater tolerance, and
subsequent marine survival of smolts of Atlantic
salmon (Salmo salar L.) Can. J. Fish. Aquat. Sci. 53:
1965–1704.
30 USEPA. 1986. Quality Criteria for Water 1986,
U.S. Environmental Protection Agency, Office of
Water, Washington, DC. EPA 440/5–86–001.
Temperature section. https://nepis.epa.gov/Exe/
ZyPDF.cgi?Dockey=00001MGA.txt.
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prohibition of mixing zones for
bioaccumulative pollutants.
Specifically, in order to avoid confusion
over what is meant by ‘‘bioaccumulative
pollutants’’ for the purpose of this rule,
EPA has added a parenthetical
definition which specifies that
bioaccumulative pollutants are those
‘‘chemicals for which the
bioconcentration factors (BCF) or
bioaccumulation factors (BAF) are
greater than 1,000.’’ This definition is
based on EPA’s definition of
bioaccumulation for chemical
substances found at 64 FR 60194
(November 4, 1999).
EPA received several comments in
support of the mixing zone policy. One
of those commenters added that a total
ban on mixing zones would be
preferable. Two commenters asserted
that EPA does not have the legal
authority or the scientific basis to ban
mixing zones for bioaccumulative
pollutants outside the Great Lakes. EPA
disagrees, for the reasons discussed in
section III.E.1 of this preamble. One
commenter raised comments about
thermal mixing zones specific to its
facility, and EPA’s response to those
comments are contained in the RTC
document at Topic 9.
3. Final WQS for All Waters in Maine
a. Dissolved Oxygen for Class A Waters
EPA is finalizing the proposed
dissolved oxygen criteria for all Class A
waters in Maine. The rule provides that
dissolved oxygen shall not be less than
7 ppm (7 mg/L) or 75% of saturation,
whichever is higher, year-round. For the
period from October 1 through May 14,
in fish spawning areas, the 7-day mean
dissolved oxygen concentration shall
not be less than 9.5 ppm (9.5 mg/L), and
the 1-day minimum dissolved oxygen
concentration shall not be less than 8
ppm (8.0 mg/L). EPA received several
comments in support of the proposed
criteria, and received no comments
requesting changes.
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b. Waiver or Modification of WQS
EPA is finalizing the proposed rule
stating that 38 M.R.S. 363–D, which
allows waivers of state law in the event
of an oil spill, does not apply to state
or federal WQS applicable to waters in
Maine, including designated uses,
criteria to protect designated uses, and
antidegradation requirements. EPA
received several comments in support of
the proposed rule, and received no
comments requesting changes.
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4. Final WQS for Waters in Maine
Outside of Indian Lands
a. Phenol HHC for Consumption of
Water Plus Organisms
EPA is finalizing the proposed phenol
HHC for consumption of water plus
organisms of 4000 mg/L, for waters in
Maine outside of Indian lands. The
criterion is consistent with EPA’s June
2015 national criteria
recommendation,31 except that EPA
used Maine’s default fish consumption
rate for the general population of 32.4
g/day, consistent with DEP Rule Chapter
584.32 EPA received several comments
in support of the proposed rule, and
received no comments requesting
changes.
III. Summary of Major Comments
Received and EPA’s Response
A. Overview of Comments
EPA received 104 total comments, 100
of which are unique comments. The vast
majority of the comments were general
statements of support for EPA’s
proposed rule from private citizens,
including tribal members. Tribes and
others provided substantive comments
that also were generally supportive
regarding the importance of protecting
the designated use of sustenance
fishing, identifying tribes as the target
population, and using a 286 g/day fish
consumption rate.
EPA also received comments critical
of the proposal, principally from the
Maine Attorney General and DEP, a
single discharger and a coalition of
dischargers, and two trade
organizations. The focus of the
remainder of this section III identifies
and responds to the major adverse
comments. Additionally, a
comprehensive RTC document
addressing all comments received is
included in the docket for this
rulemaking.
B. Maine Indian Settlement Acts
Before providing a more detailed
discussion of the rationale relating to
each element of EPA’s analysis
supporting this promulgation, the
Agency first addresses a general
complaint made by several commenters
that EPA has developed a complex
rationale for its disapproval of Maine’s
HHC and corresponding promulgation.
31 Final Updated Ambient Water Quality Criteria
for the Protection of Human Health, 80 FR 36986
(June 29, 2015). See also: USEPA. 2015. Final 2015
Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. https://
www.epa.gov/wqc/human-health-water-qualitycriteria.
32 06–096 Code of Maine Rules, Chapter 584,
Surface Water Quality Criteria for Toxic Pollutants.
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EPA acknowledges that there are
several steps in the Agency’s analysis of
how Maine’s WQS must protect the uses
of the waters in Indian lands, including
application of the Agency’s expert
scientific and policy judgment. The
basic concepts are as follows:
• The Indian settlement acts provide
for the Indian tribes to fish for their
individual sustenance in waters in
Indian lands and effectively establish a
sustenance fishing designated use
cognizable under the CWA for such
waters.
• The CWA and EPA’s regulations
mandate that water quality criteria must
protect designated uses of waters
provided for in state law. Designated
uses are use goals of a water, whether
or not they are being attained.
• When analyzing how water quality
criteria protect a designated use, an
agency must focus on the population
that is exercising that use, and must
assess the full extent of that use’s goal,
where data are available.
The relevant explanatory details for
each step of this rationale are presented
below. But the underlying structure of
the analysis is straightforward and
appropriate under and consistent with
applicable law.
Another general comment EPA
received was that the agency’s approach
‘‘would impermissibly give tribes in
Maine an enhanced status and greater
rights with respect to water quality than
the rest of Maine’s population.’’
Comments of Janet T. Mills, Maine
Attorney General, (page 2). EPA
explains below why the analysis EPA
presented in its February 2015 decision
and the proposal for this action is not
only permissible, but also mandated by
the CWA as informed by the Indian
settlement acts. But as a general matter
EPA disagrees that this action is
impermissible because it accords the
tribes in Maine ‘‘greater rights’’ or
somehow derogates the water quality
protection provided to the rest of
Maine’s population.
EPA is addressing the particular
sustenance fishing use provided for
these tribes under Maine law and
ratified by Congress. Because that use is
confirmed in provisions in the
settlement acts that pertain specifically
and uniquely to the Indian tribes in
Maine, EPA’s analysis of the use and the
protection of that use must necessarily
focus on how the settlement acts intend
for the tribes to be able to use the waters
at issue here. However, Maine’s claim
that EPA is providing tribes in Maine
‘‘greater rights’’ than the general
population is incorrect. In this action,
EPA is not granting ‘‘rights’’ to anyone.
Rather, EPA is simply promulgating
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WQS in accordance with the
requirements of the CWA—i.e.,
identifying the designated use for waters
in Indian lands, and establishing criteria
to protect the target population
exercising that use. As explained above,
in light of the Indian settlement acts, the
designated use is sustenance fishing, the
tribes are the target population, and EPA
has selected the appropriate FCR of that
target population. This approach,
together with EPA’s selection of 10¥6
CRL, is consistent with Maine’s
approach to protecting the target
population in Maine waters outside of
Indian lands. EPA’s rule provides a
comparable level of protection for the
target population (sustenance fishers)
for the waters in Indian lands that
Maine provides to the target population
for its fishing designated use
(recreational fishers) that applies to
waters outside Indian lands.33 Further,
the resulting HHC that EPA is
promulgating in this rule protect both
non-tribal members and tribal members
in Maine. The great majority of the
waters subject to the HHC are rivers and
streams that are shared in common with
non-Indians in the state or that flow into
or out of waters outside Indian lands. It
is not just the members of the Indian
tribes in Maine who will benefit from
EPA’s action today.
One striking aspect of the comments
EPA received on its proposal is that
every individual who commented
supported EPA’s proposed action,
including many non-Indians. Nearly all
of the comments were individualized
expressions of support, ranging from a
profound recognition of the need to
honor commitments made to the tribes
in the Indian settlement acts to an
acknowledgement that everyone in
Maine benefits from improved water
quality. It is notable that the record for
this action shows that individuals in
Maine who commented did not express
concern that the tribes are being
accorded a special status or that this
action will in any way disadvantage the
rest of Maine’s population.
As described in section II.B.1, EPA
previously approved MIA sections
6207(4) and (9) as an explicit designated
use for the inland waters of the
reservations of the Southern Tribes and
interpreted and approved Maine’s
designated use of ‘‘fishing’’ for all
waters in Indian lands to mean
‘‘sustenance fishing.’’ Several
commenters challenged EPA’s
conclusion that the Indian settlement
acts in Maine have the effect of
establishing a designated use that
includes sustenance fishing. This
section explains how the Indian
settlement acts provide for the Indian
tribes in Maine to fish for their
sustenance, and responds to arguments
that this conclusion violates the
settlement acts. Section III.C explains
how EPA, under the CWA, interprets
those provisions of state law as a
sustenance fishing designated use
which must be protected by the WQS
applicable to the waters where that use
applies.
As explained in more detail in the
RTC document, MICSA, MIA, ABMSA,
and MSA include different provisions
governing sustenance practices,
including fishing, depending on the
type of Indian lands involved. In the
reservations of the Southern Tribes,
MIA explicitly reserves to the tribes the
right to fish for their individual
sustenance.34 In the trust lands of the
Southern Tribes, MIA provides a
regulatory framework that requires
consideration of ‘‘the needs or desires of
the tribes to establish fishery practices
for the sustenance of the tribes,’’ among
other factors.35 Congress clearly
intended the Northern Tribes to be able
to sustain their culture on their trust
lands, consistent with Maine law, which
amply accommodates a sustenance
fishing diet.36 Therefore, each of these
provisions under the settlement acts in
its own way is designed to establish a
land base for these tribes where they
may practice their sustenance lifeways.
Indeed, EPA received an opinion from
the Solicitor of the United States
Department of the Interior (DOI), which
analyzed the settlement acts and
concluded that the tribes in Maine
‘‘have fishing rights connected to the
lands set aside for them under federal
and state statutes.’’ 37
In its February 2015 decision, EPA
analyzed how the settlement acts
include extensive provisions to confirm
and expand the tribes’ land base. The
legislative record makes it clear that a
key purpose behind that land base is to
preserve the tribes’ culture and support
their sustenance practices. MICSA
section 5 establishes a trust fund to
allow the Southern Tribes and the
Maliseets to acquire land to be put into
trust. In addition, the Southern Tribes’
reservations are confirmed as part of
34 30
33 EPA
recognizes that the final HHC also reflect
inputs consistent with EPA’s 2015 section 304(a)
recommendations, which are not currently reflected
in Maine’s HHC. EPA anticipates that Maine will
update its HHC consistent with these inputs in its
next triennial review.
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M.R.S. section 6207(4).
M.R.S. section 6207(1), (3).
36 102 S. Rpt. 136 (1991).
37 Letter from Hilary C. Tompkins, Solicitor,
Department of Interior, to Avi S. Garbow, General
Counsel, EPA, January 30, 2015, a copy of which
is in the docket supporting this action.
35 30
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their land base.38 MICSA combines with
MIA sections 6205 and 6205–A to
establish a framework for taking land
into trust for those three Tribes, and
laying out clear ground rules governing
any future alienation of that land and
the Southern Tribes’ reservations.
Sections 4(a) and 5 of the ABMSA and
section 7204 of the state MSA
accomplish essentially the same result
for the Micmacs, consistent with the
purpose of those statutes to put that
tribe in the same position as the
Maliseets.
EPA has concluded that one of the
overarching purposes of the
establishment of this land base for the
tribes in Maine was to ensure their
continued opportunity to engage in their
unique cultural practices to maintain
their existence as a traditional culture.
An important part of the tribes’
traditional culture is their sustenance
lifeways. The legislative history for
MICSA makes it clear that one critical
purpose for assembling the land base for
the tribes in Maine was to preserve their
culture. The Historical Background in
the Senate Report for MICSA opens with
the observation that ‘‘All three Tribes
[Penobscot, Passamaquoddy and
Maliseet] are riverine in their landownership orientation.’’ 39 Congress also
specifically noted that one purpose of
MICSA was to avoid acculturation of the
tribes in Maine:
Nothing in the settlement provides for
acculturation, nor is it the intent of Congress
to disturb the cultural integrity of the Indian
people of Maine. To the contrary, the
Settlement offers protections against this
result being imposed by outside entities by
providing for tribal governments which are
separate and apart from the towns and cities
of the State of Maine and which control all
such internal matters. The Settlement also
clearly establishes that the Tribes in Maine
will continue to be eligible for all federal
Indian cultural programs.40
As both the Penobscot and Maliseet
extensively documented in their
comments on this action, their culture
relies heavily on sustenance practices,
including sustenance fishing. So if a
purpose of MICSA is to avoid
acculturation and protect the tribes’
continued political and cultural
existence on their land base, then a key
purpose of that land base is to support
those sustenance practices.
Several comments dispute that the
settlement acts are intended to provide
for the tribes’ sustenance lifeways, and
assert instead that their key purpose was
to subject the tribes to the jurisdictional
38 30
M.R.S. section 6205(1)(A) and (2)(A).
Rep. No. 96–957, at 11.
40 Id. at 17.
39 Sen.
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authority of the state and treat tribal
members identically to all citizens in
the state. These comments do not
dispute the evidence EPA relied on in
February 2015 to find that Congress
intended to support the continuation of
the tribes’ traditional culture. Rather,
the commenters argue that the
overriding purpose of the settlement
acts was to impose state law, including
state environmental law, on the tribes,
which the commenters believe the state
could do without regard to the
settlement act provisions for sustenance
fishing. These assertions reflect an
overly narrow interpretation of the
settlement acts, and EPA, with a
supporting opinion from DOI, has
concluded that the settlement acts both
provide for the tribes’ sustenance
lifeways and subject the tribal lands to
state environmental regulation. Those
two purposes are not inconsistent, but
rather support each other. It would be
inconsistent for the state to codify
provisions for tribal sustenance fishing
in one state law, which was
congressionally ratified, and then in
another state law subject that practice to
environmental conditions that render it
unsafe.
EPA disagrees with the comment that
promulgation of the HHC violates the
jurisdictional arrangement in MICSA
and MIA. The assertion appears to be
that the grant of jurisdiction to the state
in the territories of the Indian tribes in
Maine means that the tribes must
always be subject to the same
environmental standards as any other
person in Maine. As EPA made clear in
its February 2015 decision, the Agency
agrees that MICSA grants the state the
authority to set WQS in Indian
territories. Making that finding,
however, does not then lead to the
conclusion that the state has unbounded
authority to set WQS without regard to
the factual circumstances and legal
framework that apply to the tribes under
both the CWA and the Indian settlement
acts. No state has authority or
jurisdiction to adopt WQS that do not
comply with the requirements of the
CWA. The state, like EPA and the tribes,
is bound to honor the provisions of the
Indian settlement acts. Here, the CWA,
as informed by and applied in light of
the requirements of the settlement acts,
requires that WQS addressing fish
consumption in these waters adequately
protect the sustenance fishing use
applicable to the waters. Because this
use applies only to particular waters
that pertain to the tribes, the WQS
designed to protect the use will
necessarily differ from WQS applicable
to other waters generally in the state.
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This result does not violate the grant of
jurisdiction to the state. Rather, the state
retains the authority to administer the
WQS program throughout the state,
subject to the same basic requirements
to protect designated uses of the waters
as are applicable to all states.
EPA also disagrees that promulgation
of the HHC violates the so-called
savings clauses in MICSA, Pub. L. 96–
420, 94 Stat. 1785 sections 6(h) and
16(b), which block the application of
federal law in Maine to the extent that
law ‘‘accords or relates to a special
status or right of or to any Indian’’ or is
‘‘for the benefit of Indians’’ and ‘‘would
affect or preempt’’ the application of
state law. EPA has consistently been
clear that this action does not treat
tribes in Maine in a similar manner as
a state (TAS) or in any way authorize
any tribe in Maine to implement tribal
WQS under the federal CWA. Therefore,
arguments about whether MICSA blocks
the tribes from applying to EPA for TAS
under CWA section 518(e) are outside
the scope of, and entirely irrelevant to,
EPA’s promulgation of federal WQS.
Additionally, EPA disagrees that its
disapproval of certain WQS in tribal
waters and this promulgation will
‘‘affect or preempt the application of the
laws of the State of Maine’’ using a
federal law that accords a special status
to Indians within the meaning of MICSA
section 6(h) or a federal law ‘‘for the
benefit of Indians’’ within the meaning
of section 16(b). With this promulgation,
EPA is developing WQS consistent with
the requirements of the CWA as applied
to the legal framework and factual
circumstances created by the Indian
settlement acts. EPA here is acting
under CWA section 303, which was not
adopted ‘‘for the benefit of Indians,’’ but
rather sets up a system of cooperative
federalism typical of federal
environmental statutes, where states are
given the lead in establishing
environmental requirements for areas
under their jurisdiction, but within
bounds defined by the CWA and subject
to federal oversight. In this case, the
Indian settlement acts provide for the
tribes to fish for their sustenance in
waters in or adjacent to territories set
aside for them, which has the effect of
establishing a sustenance fishing use in
those waters. Because that sustenance
fishing use applies in those waters,
CWA section 303 requires Maine and
EPA to ensure that use is protected. It
cannot be the case that the savings
clauses in MICSA are intended to block
implementation of the Indian settlement
acts or MICSA itself.
In the RTC document, EPA addresses
in detail the distinctions contained in
the Indian settlement acts for the Maine
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92477
tribes and comments received by EPA
on this point. In short, the settlement
acts clearly codify a tribal right of
sustenance fishing for inland,
anadromous, and catadromous fish in
the inland waters of the Penobscot
Nation’s and Passamaquoddy’s
reservations.41 EPA approved this right,
contained in state law, as an explicit
designated use. The Southern Tribes
also have trust lands, to which the
explicit sustenance fishing right in
section 6207 of MIA does not apply, but
which are covered by a regulatory
regime under MIA that specifically
provides for the Southern Tribes to
exercise their sustenance fishing
practices. The statutory framework for
the Northern Tribes’ trust lands
provides for more direct state regulation
of those tribes’ fishing practices.
Nevertheless, as confirmed by an
opinion from the U.S. Department of the
Interior,42 the Northern Tribes’ trust
lands include sustenance fishing rights
appurtenant to those land acquisitions,
subject to state regulation. Accordingly,
EPA appropriately approved the
‘‘fishing’’ designated use as ‘‘sustenance
fishing’’ for all waters in Indian lands.
Tribal representatives and members
commented that EPA’s promulgation of
HHC is consistent with EPA’s trust
responsibility to the Indian tribes in
Maine, and some suggested that EPA’s
trust relationship with the tribes
compels EPA to take this action.
Conversely, one commenter argued that
this action is not authorized because the
federal government has no obligation
under the trust responsibility to take
this action, and the Indian settlement
acts create no specific trust obligation to
protect the tribes’ ability to fish for their
sustenance. These comments raise
questions about the nature and extent of
the federal trust responsibility to the
Indian tribes in Maine and the extent to
which the trust is related to this action.
EPA agrees that this action is consistent
with the United States’ general trust
responsibility to the tribes in Maine.
EPA also agrees that the trust
relationship does not create an
independent enforceable mandate or
specific trust requirement beyond the
Agency’s obligation to comply with the
legal requirements generally applicable
to this situation under federal law, in
this case the CWA as applied to the
circumstances of the tribes in Maine
under the settlement acts.
41 30
M.R.S. section 6207.
from Hilary C. Tompkins, Solicitor,
Department of Interior, to Avi S. Garbow, General
Counsel, EPA, January 30, 2015, a copy of which
is in the docket supporting this action.
42 Letter
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Consulting with affected tribes before
taking an action that affects their
interests is one of the cornerstones of
the general trust relationship with
tribes. EPA has fulfilled this
responsibility to the tribes in Maine.
EPA has consulted extensively with the
tribes to understand their interests in
this matter. EPA has also carefully
weighed input from the tribes, as it has
all the comments the Agency received
on this action.
EPA does not agree that the substance
of this action is compelled or authorized
by the federal trust relationship with the
tribes in Maine independent of
generally applicable federal law. This
action is anchored in two sets of legal
requirements: First, the Indian
settlement acts, which reserve the tribes’
ability to engage in sustenance fishing;
second, the CWA, which requires that
this use must be protected. The trust
responsibility does not enhance or
augment these legal requirements, and
EPA is not relying on the trust
responsibility as a separate legal basis
for this action. The Indian settlement
acts created a legal framework with
respect to these tribes that triggered an
analysis under the CWA about how to
protect the sustenance fishing use
provided for under the settlement acts.
This analysis necessarily involves
application of EPA’s WQS regulations,
guidance, and science to yield a result
that is specific to these tribes, but each
step of the analysis is founded in
generally applicable requirements under
the CWA, not an independent specific
trust mandate.
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C. Sustenance Fishing Designated Use
Several commenters challenged EPA’s
approval, in its February 2015 Decision,
of sections 6207(4) and (9) of the MIA
as a designated use of sustenance
fishing applicable to inland waters of
the Southern Tribes’ reservations.
Several commenters also argued that
EPA had no authority to approve
Maine’s ‘‘fishing’’ designated use with
the interpretation that it means
‘‘sustenance fishing’’ for waters in
Indian lands. Related to both approvals,
the commenters argued that Maine had
never adopted a designated use of
‘‘sustenance fishing,’’ thus EPA could
not approve such a use, and that EPA
did not follow procedures required
under the CWA in approving any
‘‘sustenance fishing’’ designated use.
EPA disagrees, as discussed in sections
III.C.1 and 2.
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1. EPA’s Approval of Certain Provisions
in MIA as a Designated Use of
Sustenance Fishing in Reservation
Waters.
State laws can operate as WQS when
they affect, create or provide for, among
other things, a use in particular waters,
even when the state has not specifically
identified that law as a WQS.43 EPA has
the authority and duty to review and
approve or disapprove such a state law
as a WQS for CWA purposes, even if the
state has not submitted the law to EPA
for approval.44 Indeed, EPA has
previously identified and disapproved a
Maine law as a ‘‘de facto’’ WQS despite
the fact that Maine did not label or
present it as such.45
The MIA is binding law in the state,
and sections 6207(4) and (9) in that law
clearly establish a right of sustenance
fishing in the inland reservation waters
of the Southern Tribes. See Topic 3 of
the RTC document for a more detailed
discussion. In other words, the state law
provides for a particular use in
particular waters. It was therefore
appropriate for EPA to recognize that
state law as a water quality standard,
and more specifically, as a designated
use. EPA’s approval of these MIA
provisions as a designated use of
sustenance fishing does not create a new
federal designated use of tribal
‘‘sustenance fishing,’’ but rather gives
effect to a WQS in state law for CWA
purposes in the same manner as other
state WQS. Furthermore, contrary to
commenters’ assertions, EPA did not fail
43 See Florida Pub. Interest Grp v. EPA, 386 F.3d
1070, 1089–90 (11th Cir. 2004) (holding that in
order to determine whether a state law constitutes
a WQS, a district court must ‘‘look beyond the
[state’s] characterization of [the law]’’ and
‘‘determine[ ] whether the practical impact of the
[law] was to revise [the state’s WQS]’’ irrespective
of the state’s ‘‘decision not to describe its own
regulations as new or revised [WQS]’’); Pine Creek
Valley Watershed Ass’n v. United States, 137 F.
Supp. 3d 767, 776 (E.D. Pa. 2015) (deferring to
EPA’s determination on whether or not a state law
constitutes a WQS).
44 See EPA, What is a New or Revised Water
Quality Standard Under CWA 303(c)(3)? Frequently
Asked Questions, October 2012. See also, Friends
of Merrymeeting Bay v. Olsen, 839 F. Supp. 2d 366,
375 (D. Me. 2012) (‘‘The EPA is under an obligation
to review a law that changes a water quality
standard regardless of whether a state presents it for
review.’’); Miccosukee Tribe of Indians v. EPA, 105
F.3d 599, 602 (11th Cir. 1997) (‘‘Even if a state fails
to submit new or revised standards, a change in
state water quality standards could invoke the
mandatory duty imposed on the Administrator to
review new or revised standards.’’).
45 Letter from Stephen S. Perkins, Director of
Office of Ecosystem Protection, EPA, to William J.
Schneider, Maine Attorney General (July 9, 2012)
(disapproving as a WQS a state law that required
prevention of river herring passage on St. Croix
River); see Friends of Merrymeeting Bay, 839 F.
Supp. 2d at 375 (indicating EPA must consider
whether such state law has the effect of changing
a WQS).
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to abide by any required procedures
before approving the MIA provisions as
a designated use. They were a ‘‘new’’
WQS for the purpose of EPA review,
because EPA had never previously acted
on them. When EPA acts on any state’s
new or revised WQS, there are no
procedures necessary for EPA to
undertake prior to approval.46 The
Maine state legislature, which has the
authority to adopt designated uses, held
extensive hearings reviewing the
provisions of the MIA, including those
regarding sustenance fishing.
2. EPA’s Interpretation and Approval of
Maine’s ‘‘Fishing’’ Designated Use To
Include Sustenance Fishing.
In addition to approving certain
provisions of MIA as a designated use
in the Southern Tribes’ inland
reservation waters, EPA also interpreted
and approved Maine’s designated use of
‘‘fishing’’ to mean ‘‘sustenance fishing’’
for all waters in Indian lands. EPA
disagrees with comments that claim that
EPA had no authority to do so because
EPA had previously approved that use
for all waters in Maine without such an
interpretation. While EPA approved the
‘‘fishing’’ designated use in 1986 for
other state waters, prior to its February
2015 decision, EPA had not approved
any of the state’s WQS, including the
‘‘fishing’’ designated use, as being
applicable to waters in Indian lands.
Under basic principles of federal
Indian law, states generally lack civil
regulatory jurisdiction within Indian
country as defined in 18 U.S.C. 1151.47
Thus, EPA cannot presume a state has
authority to establish WQS or otherwise
regulate in Indian country. Instead, a
state must demonstrate its jurisdiction,
and EPA must determine that the state
has made the requisite demonstration
and has authority, before a state can
implement a program in Indian country.
Accordingly, EPA cannot approve a
state WQS for a water in Indian lands
if it has not first determined that the
state has authority to do so.
EPA first determined on February 2,
2015, that Maine has authority to
establish WQS for waters in Indian
lands. Consistent with the principle
articulated above, it is EPA’s position
that all WQS approvals that occurred
prior to this date were limited to state
46 See
33 U.S.C. 1313(c)(3) and 40 CFR part 131.
v. Native Vill. of Venetie Tribal Gov’t,
522 U.S. 520, 527 n.1. (1998) (‘‘[g]enerally speaking,
primary jurisdiction over land that is Indian
country rests with the Federal Government and the
Indian Tribe inhabiting it, and not with the
States.’’); see also Okla. Tax Comm’n v. Sac and
Fox Nation, 508 U.S. 114, 128 (1993) (‘‘[a]bsent
explicit congressional direction to the contrary, we
presume against a State’s having the jurisdiction to
tax within Indian Country . . . .’’).
47 Alaska
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waters outside of waters in Indian lands.
With regard to the ‘‘fishing’’ designated
use, Maine submitted revisions to its
water quality standards program now
codified at 38 M.R.S. section 464–470,
to EPA in 1986. This submittal included
Maine’s designated use of ‘‘fishing’’ for
all surface waters in the state. On July
16, 1986, EPA approved most of the
revised WQS, including the designated
uses for surface waters, without explicit
mention of the ‘‘fishing’’ designated use
or of the standards’ applicability to
waters in Indian lands. Maine did not
expressly assert its authority to establish
WQS in Indian waters until its 2009
WQS submittal, and EPA did not
expressly determine that Maine has
such authority until February 2015.
Therefore, EPA did not approve Maine’s
designated use of ‘‘fishing’’ to apply in
Indian waters in 1986, and EPA’s
approval of that use for other waters in
Maine at that time was not applicable to
Indian waters in Maine.
EPA acknowledges the comment that,
prior to February 2015, EPA had not
previously taken the position that
Maine’s designated use of ‘‘fishing’’
included a designated use of
‘‘sustenance fishing.’’ As explained
herein, it was not until February 2,
2015, that EPA determined that Maine’s
WQS were applicable to waters in
Indian lands, so it was not until then
that EPA reviewed Maine’s ‘‘fishing’’
designated use for those waters and
concluded that, in light of the
settlement acts, it must include
sustenance fishing as applied to waters
in Indian lands.
EPA disagrees with comments that
asserted that EPA could not approve the
‘‘fishing’’ designated use as meaning
‘‘sustenance fishing’’ for waters in
Indian lands unless EPA first made a
determination under CWA section
303(c)(4)(B) that the ‘‘fishing’’
designated use was inconsistent with
the CWA. Because EPA had not
previously approved the ‘‘fishing’’
designated use for waters in Indian
lands, EPA had the duty and authority
to act on that use in its February 2015
decision, and was not required to make
a determination under CWA section
303(c)(4)(B) before it could interpret and
approve the use for waters in Indian
lands. Additionally, because the term
‘‘fishing’’ is ambiguous in Maine’s WQS,
even if EPA had previously approved it
for all waters in the state, it is
reasonable for EPA to explicitly
interpret the use to include sustenance
fishing for the waters in Indian lands in
light of the Indian settlement acts.48
48 See Arkansas v. Oklahoma, 503 U.S. 91, 110
(1992) (holding that EPA’s interpretation of state
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This is consistent with EPA’s recent
actions and positions regarding tribal
fishing rights and water quality
standards in the State of Washington.49
In acting on the ‘‘fishing’’ designated
use for waters in Indian lands for the
first time, it was reasonable and
appropriate for EPA to explicitly
interpret and approve the use to include
sustenance fishing for the waters in
Indian lands. This interpretation
harmonized two applicable laws: The
provision for sustenance fishing
contained in the Indian settlement acts,
as explained above in section III.B, and
the CWA. Indeed, where an action
required of EPA under the CWA
implicates another federal statute, such
as MICSA, EPA must harmonize the two
statutes to the extent possible.50 This is
consistent with circumstances where
federal Indian laws are implicated and
the Indian canons of statutory
construction apply.51 Because the
Indian settlement acts provide for
sustenance fishing in waters in Indian
lands, and EPA has authority to
reasonably interpret state WQS when
taking action on them, EPA necessarily
interpreted the ‘‘fishing’’ use as
‘‘sustenance fishing’’ for these waters,
lest its CWA approval action contradict
and, as a practical matter, effectively
limit or abrogate the Indian settlement
acts (a power that would be beyond
EPA’s authority).52 Accordingly, EPA’s
interpretation of Maine’s ‘‘fishing’’
designated use reasonably and
appropriately harmonized the
intersecting provisions of the CWA and
the Indian settlement acts.
Finally, one commenter argued that
the settlement acts’ provisions for
sustenance fishing are merely
exceptions to otherwise applicable creel
WQS in the NPDES context is entitled to
‘‘substantial deference’’).
49 See Revision of Certain Federal Water Quality
Criteria Applicable to Washington: 81 FR 85417
(November 28, 2016).
50 See Nat’l Ass’n of Home Builders v. Defenders
of Wildlife, 551 U.S. 644, 664 (2007)
(acknowledging EPA’s duty to harmonize CWA and
Endangered Species Act to give effect to both
statutes where the Agency has discretion to do so);
see also United States v. Borden Co., 308 U.S. 188,
198 (1939) (‘‘When there are two acts upon the
same subject, the rule is to give effect to both if
possible.’’).
51 See Penobscot Nation v. Mills, 151 F. Supp. 3d
at 213–214 (applying the Indian canons of statutory
construction to MIA and MICSA); see also
Penobscot Nation v. Fellencer, 164, F.3d 706, 709
(1st Cir. 1999) (applying Indian cannon to MICSA
and citing to County of Oneida v. Oneida Indian
Nation, 470 U.S. 226, 247 (1985) (‘‘it is well
established that treaties should be construed
liberally in favor of the Indians with ambiguous
provisions interpreted for their benefit’’)).
52 See Minn. v. Mille Lacs Band of Chippewa
Indians, 526 U.S. 172, 202 (1999) (‘‘Congress may
abrogate Indian treaty rights, but it must clearly
express its intent to do so.’’).
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limits and have no implications for the
WQS that apply to the waters where the
tribes are meant to fish. EPA does not
agree with this narrow interpretation of
the relationship between the provisions
for tribal sustenance practices on the
one hand and water quality on the
other. Fundamentally, the tribes’ ability
to take fish for their sustenance under
the settlement acts would be rendered
meaningless if it were not supported
under the CWA by water quality
sufficient to ensure that tribal members
can safely eat the fish for their own
sustenance.
When Congress identifies and
provides for a particular purpose or use
of specific Indian lands, it is reasonable
and supported by precedent for an
agency to consider whether its actions
have an impact on a tribe’s exercise of
that purpose or use and to ensure
through exercise of its authorities that
its actions protect that purpose or use.
For example, the Ninth Circuit Court of
Appeals recently determined that the
right of tribes in the State of Washington
to fish for their subsistence in their
‘‘usual and accustomed’’ places
necessarily included the right to an
adequate supply of fish, despite the
absence of any explicit language in the
applicable treaties to that effect.53
Specifically, the Court held that ‘‘the
Tribes’ right of access to their usual and
accustomed fishing places would be
worthless without harvestable fish.’’ 54
Similarly, it would defeat the purpose of
MIA, MICSA, MSA, and ABMSA for the
53 United States v. Washington, No. 13–35474,
2016 U.S. App. Lexis 11709 (9th Cir. June 27, 2016).
See also United States v. Winans, 198 U.S. 371, 384
(1905) (tribe must be allowed to cross private
property to access traditional fishing ground);
Kittitas Reclamation District v. Sunnyside Valley
Irrigation District, 763 F.2d 1032, 1033–34 (9th Cir.
1985) (tribe’s fishing right protected by enjoining
water withdrawals that would destroy salmon eggs
before they could hatch); Grand Traverse Band of
Ottawa and Chippewa Indians v. Director, Mich.
Dept of Nat. Resources, 141 F.3d 635 (6th Cir. 1989)
(treaty right to fish commercially in the Great Lakes
found to include a right to temporary mooring of
treaty fishing vessels at municipal marinas because
without such mooring the Indians could not fish
commercially); Colville Confederated Tribes v.
Walton, 647 F.2d 42, 47–48 (9th Cir. 1981)
(implying reservation of water to preserve tribe’s
replacement fishing grounds); Winters v. United
States, 207 U.S. 564, 576 (1908) (express reservation
of land for reservation impliedly reserved sufficient
water from the river to fulfill the purposes of the
reservation); Arizona v. California, 373 U.S. 546,
598–601 (1963) (creation of reservation implied
intent to reserve sufficient water to satisfy present
and future needs).
54 United States v. Washington, No. 13–35474,
2016 U.S. App. Lexis 11709 (9th Cir. June 27, 2016).
The court also acknowledged that the fishing clause
of the Stevens Treaties could give rise to other
environmental obligations, but that those would
need to be addressed on a case-by-case basis
depending on the precise nature of the action. Id.
at *18–19.
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tribes in Maine to be deprived of the
ability to safely consume fish from their
waters at sustenance levels. Consistent
with this case law, the Department of
the Interior provided EPA with a legal
opinion which concludes that
‘‘fundamental, long-standing tenets of
federal Indian law support the
interpretation of tribal fishing rights to
include the right to sufficient water
quality to effectuate the fishing right.’’ 55
If EPA were to ignore the impact that
water quality, and specifically water
quality standards under the CWA, could
have on the tribes’ ability to safely
engage in their sustenance fishing
practices on their lands, the Agency
would be contradicting the clear
purpose for which Congress ratified the
settlement acts in Maine and provided
for the establishment of Indian lands in
the state. Therefore, it is incumbent
upon EPA when applying the
requirements of the CWA to harmonize
those requirements with this
Congressional purpose.
D. Human Health Criteria for Toxics for
Waters in Indian Lands
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1. Target Population
EPA received two comments that it
improperly and without justification
identified the tribes as the target
population, as opposed to a highly
exposed subpopulation, for the HHC for
waters in Indian lands. On the contrary,
EPA’s approach is entirely consistent
with EPA regulations and policy, as
informed by the settlement acts.
Pursuant to 40 CFR 131.11(a)(1),
water quality criteria must be adequate
to protect the designated uses.
Developing HHC to protect the
sustenance fishing designated use in
waters in Indian lands necessarily
involves identifying the population
exercising that use as the target
population.56 The tribes are not a highly
exposed or high-consuming
subpopulation in their own lands; they
are the general population for which the
federal set-aside of these lands and their
waters was designed.57 Treating tribes
55 Letter from Hilary C. Tompkins, Solicitor,
Department of Interior, to Avi S. Garbow, General
Counsel, EPA, January 30, 2015, a copy of which
is in the docket supporting this action.
56 One of the commenters, Maine’s Attorney
General, concedes as much. Her objection to EPA’s
approach rests on her assertion that there is no
designated use of sustenance fishing for the waters
in Indian lands. But she recognizes that had the
Maine Legislature adopted proposed legislation for
a ‘‘subsistence fishing’’ designated use for a portion
of the Penobscot River, the adoption of that use
would have protected the subsistence fishers as the
target population for the stretch of the river to
which the use applied. See Comments of Maine’s
Attorney General at 11.
57 EPA recognizes that tribal members will not be
the only population fishing from some of these
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as the target general population results
in HHC sufficient under the CWA to
ensure that the tribes’ ability to exercise
the designated use of sustenance
fishing, as provided for in the settlement
acts, is not substantially affected or
impaired. Therefore, the tribal
population must be the focus of the risk
assessment supporting HHC for the
waters to which the sustenance fishing
use applies. To do otherwise risks
undermining the purpose for which
Congress established and confirmed the
tribes’ land base, as described more
fully in section III.B.
Contrary to the commenters’ claims,
EPA’s 2000 Methodology does not
mandate that the tribes be treated as a
highly exposed subpopulation. EPA’s
general approach in the 2000
Methodology, and in deriving national
CWA section 304(a) recommended
criteria, is for HHC to provide a high
level of protection for the general
population, while recognizing that more
highly exposed ‘‘subpopulations’’ may
face greater levels of risk.58 However, in
addition to recommending protection of
the general population based on fish
consumption rates designed to represent
‘‘the general population of fish
consumers,’’ the 2000 Methodology
recommends that states assess whether
there might be more highly exposed
subpopulations or ‘‘population groups’’
that require the use of a higher fish
consumption rate to protect them as the
‘‘target population group(s).’’ 59 The
2000 Methodology does not speak to or
expressly envision the unique situation
of setting HHC for waters where there is
a tribal sustenance fishing designated
use. Nevertheless, it is entirely
consistent with the 2000 Methodology
for EPA to identify the tribes as the
target general population for protection,
rather than as a highly exposed
subpopulation, and to apply the 2000
Methodology’s recommendations on
exposure for the general population,
including the FCR and CRL, to the tribal
target population.
waters. On major rivers such as the Penobscot
River, for example, the general population has the
right to pass through the waters in Indian lands.
The presence of some nonmembers fishing on these
waters, however, does not change the fact that the
resident population in the Indian lands is made up
of tribal members who expect to fish for their
sustenance in the waters in Indian lands pursuant
to the settlement acts.
58 USEPA. 2000. Methodology for Deriving
Ambient Water Quality Criteria for the Protection
of Human Health (2000). U.S. Environmental
Protection Agency, Office of Science and
Technology, Washington, DC. EPA 822–B–00–004,
pp. 2–1 to 2–3.
59 Id., pp. 4–24 to 4–25.
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2. Wabanaki Study
EPA received several comments that
the FCR of 286 g/day, derived to support
the sustenance fishing use, and used in
the calculation of the promulgated HHC,
is too high and not based on sound
science. In particular, commenters
asserted that it was improper for EPA to
rely on the Wabanaki Study because it
is irrelevant and aspirational. These
commenters instead prefer the use of a
1992 study conducted by McLaren/
Hart—ChemRisk of Portland, Maine
(‘‘the 1992 ChemRisk Study’’).60 EPA
disagrees for the following reasons.
After considering other sources,
including the 1992 ChemRisk Study (see
discussion below), EPA derived the FCR
from a peer-reviewed estimate of
traditional sustenance fish consumption
from the Wabanaki Study. EPA finds
that the Wabanaki Study used a sound
methodology (peer reviewed, written by
experts in risk assessment and
anthropology), and contains the best
currently available information for the
purpose of deriving an FCR for HHC
adequate to protect present day
sustenance fishing for such waters. It is
the only local study focused on the
tribal members and areas most heavily
used by those members today. While it
relies on daily caloric and protein intake
to derive heritage FCRs, the FCR of 286
g/day is also the best currently available
estimate for contemporary tribal
sustenance level fish consumption for
waters where the sustenance fishing
designated use applies.
In addition, EPA consulted with tribal
governments to obtain their views on
the suitability of the Wabanaki Study
and any additional relevant information
to select a FCR for this final rulemaking.
The tribes represented that the
Wabanaki study and corresponding rate
of 286 g/day is an appropriate and
accurate portrayal of their present day
sustenance fishing lifeway, absent
significant improvement in the
availability of anadromous fish species,
and EPA gave significant weight to the
tribes’ representations.61
60 ChemRisk, A Division of McLaren Hart, and
HBRS, Inc., Consumption of Freshwater Fish by
Maine Anglers, as revised, July 24, 1992.
61 Indeed, in developing its own 2014 tribal water
quality criteria, the Penobscot Nation used a FCR
of 286 g/day. The Nation explained that it chose the
inland non-anadromous total FCR of 286 g/day
presented in the Wabanaki Study because, although
the Penobscot lands are in areas that would have
historically supported an inland anadromous diet
(with total FCR of 514 g/day), the contemporary
populations of anadromous species in Penobscot
waters are currently too low to be harvested in
significant quantities. Penobscot Nation,
Department of Natural Resources, Response to
Comments on Draft Water Quality Standards,
September 23, 2014, p. 9.
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As explained in EPA’s disapproval
and preamble to the proposed rule, the
data from the ChemRisk Study are not
suitable as a source for deriving the FCR
for waters in Indian lands in Maine.
That study was not a survey of tribal
sustenance fishers in tribal waters.
Rather, it was a statewide recreational
angler survey that polled anglers with
state fishing licenses and was not a
survey intended to characterize tribal
fish consumption in tribal waters. As
explained by tribal representatives both
in comments on Maine’s 2012 revisions
and in comments on this rule, and by
DEP in its response to comments on the
2012 revisions, tribal members are not
necessarily required to get state licenses
to fish and therefore were likely
underrepresented in the survey.62
In addition, EPA disagrees with
commenters who assert that there were
no fish advisories or that there were an
insignificant number of river miles
covered by fish advisories during the
time of the ChemRisk Study. It is well
documented that fish advisories were in
place on some waters in Maine at the
time of the ChemRisk Study. As
documented by Maine’s Department of
Health and Human Services in a 2008
history of dioxin fish consumption
advisories in Maine,63 fish advisories
were first issued in Maine on the
Androscoggin River in 1985 and on the
Kennebec and Penobscot River in 1987,
before the ChemRisk Study survey was
conducted. While relative to the state as
a whole this may seem to be a small
portion of river miles that were affected
by a fish consumption advisory, the
Penobscot River is a very large portion
of the sustenance fishery for the
Penobscot Indian Nation, and it is a
waterbody with a high profile and
symbolic significance in the Indian
community.
Further, as documented by DEP in its
response to comments on its 2012 WQS
revisions, during the time that the
ChemRisk survey was conducted:
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[P]ublic awareness of historical pollution
in industrialized rivers can be expected to
have suppressed fish consumption on a local
basis. The Department is unable to quantify
the extent of suppression due to historical
pollution in the major rivers or the dioxin
advisories in place at the time of the
ChemRisk study, but believes that the
ChemRisk (Ebert et al.) estimates of fish
62 Id., Exhibit 8, pages 14 and 19; June 20, 2016,
Letter from Chief Brenda Commander, Houlton
Band of Maliseet Indians, to Gina McCarthy,
Administrator, EPA, page 15.
63 Smith, Andrew E., and Frohmberg, Eric,
Evaluation of the Health Implications of Levels of
Polychlorinated Dibenzo-p-Dioxins (dioxins) and
Polychlorinated Dibenzofurans (furans) in Fish
from Maine Rivers, Maine Department of Health and
Human Service, January, 2008, pages 2–3.
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consumption for rivers and streams as well
as the inclusive ‘all waters’ categories are
likely to have been affected to some degree.64
3. Cancer Risk Level
With respect to the cancer risk
management value used in deriving the
HHC of 10¥6, one commenter noted that
this value was unduly protective of
public health while another implied the
Agency could adopt a more protective
risk management level, and several
supported EPA’s use of 10¥6. In
promulgating HHC for the tribes in
Maine, EPA incorporated an excess
cancer risk level of 10¥6 as the
appropriate target level for two reasons.
First, it is consistent with Maine DEP
Rule 06–096, Chapter 584, which EPA
approved for waters in Indian lands on
February 2, 2015, and which specifies
that water quality criteria for
carcinogens must be based on a 10¥6
CRL.65 Second, it is consistent with EPA
guidance that states, ‘‘For deriving CWA
section 304(a) criteria or promulgating
water quality criteria for states and
tribes under Section 303(c) based on the
2000 Human Health Methodology, EPA
intends to use the 10¥6 risk level, which
the Agency believes reflects an
appropriate risk for the general
population.’’ 66 As explained above,
EPA considers the tribes to be the
general target population for waters in
Indian lands. In promulgating HHC that
correspond to an excess cancer risk
level of 10¥6 for tribes in Maine, not
only is EPA acting consistent with both
EPA guidance and Maine’s existing rule,
but EPA is providing the tribes engaged
in sustenance fishing in waters in
Indian lands with an equivalent level of
cancer risk protection as is afforded to
the general population in Maine outside
of waters in Indian lands.
4. Trophic Level Specific Fish
Consumption Rates
Since the Wabanaki Study presented
estimates of the total amount of fish and
aquatic organisms consumed but not the
amount consumed from each trophic
level, for the purpose of developing
HHC for the Maine tribes, EPA assumed
that Maine tribes consume the same
relative proportion of fish and aquatic
64 January 14, 2013, Letter from Patricia Aho, DEP
to Curt Spalding, EPA, regarding ‘‘USEPA Review
of P.L. 2011, Ch. 194 and revised 06–096 CMR 584’’,
Exhibit 8, pages 20–21.
65 The only exception from the requirement to use
a CRL of 10¥6 in Chapter 584 is for arsenic, for
which a CRL of 10¥4 is required. EPA disapproved
the arsenic CRL for waters in Indian lands.
66 USEPA. 2000. Methodology for Deriving
Ambient Water Quality Criteria for the Protection
of Human Health. U.S. Environmental Protection
Agency, Office of Water, Washington, DC. EPA–
822–B–00–004, p. 2–6.
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organisms from the different trophic
levels 2 through 4 as is consumed by the
adult U.S. population. As identified in
the 2015 criteria update, the relative
percent of the total fish consumption
rate for trophic levels 2 through 4 for the
adult U.S. population amounts to 36%,
40%, and 24%.67 Accordingly, EPA
adjusted the 286 g/day total tribal fish
consumption rate by these same
percentages and arrived at trophicspecific fish consumption rates of 103
g/day (trophic level 2), 114 g/day
(trophic level 3), and 68.6 g/day (trophic
level 4). These trophic specific fish
consumption rates were thus used in
deriving the HHC for those compounds
for which the 2015 criteria update
included trophic level specific BAFs.
For compounds where, in 2015, EPA
estimated BAFs from laboratorymeasured BCFs and therefore derived a
single pollutant-specific BAF for all
trophic levels, and where EPA’s existing
304(a) recommended human health
criteria for certain pollutants still
incorporate a single BCF and those
pollutants are included in this final
rule, EPA derived the HHC using a total
fish consumption rate of 286 g/day.
The Penobscot Nation requested EPA
use a slightly different weighting
scheme when refining the fish
consumption rate based on the trophic
levels of the fish and shellfish species
they consume. While EPA recommends
the use of local data relevant to the
population of interest whenever
possible in deriving human health
criteria, such data must be from a sound
scientific study before it can be utilized.
The Penobscot Nation did not provided
adequate information to support a
different trophic level weighting
scheme. See Topic 5 in the RTC
document for a more detailed response.
5. Geographic Extent of Waters To
Which the HHC Apply
The HHC contained in the rule are
designed to protect the designated use
of sustenance fishing as exercised by the
tribes in Maine. The HHC thus apply to
waters where that designated use is
approved. EPA approved a sustenance
fishing designated use in two general
categories of waters: (1) Waters in
Indian lands, and (2) waters outside
Indian lands where the sustenance
fishing right reserved in MIA section
67 USEPA. 2014. Estimated Fish Consumption
Rates for the U.S. Population and Selected
Subpopulations (NHANES 2003–2010). EPA–820–
R–14–002. https://www.epa.gov/sites/production/
files/2015-01/documents/fish-consumption-rates2014.pdf.
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sradovich on DSK3GMQ082PROD with RULES9
6207(4) applies.68 The first category,
‘‘waters in Indian lands,’’ covers waters
within the tribes’ reservations and trust
lands as provided for under the
settlement acts. The second category
applies in the limited circumstances
where it is determined that a Southern
Tribe’s sustenance fishing right reserved
in MIA section 6207(4) extends to a
waterbody outside of its reservation as
provided for under the settlement acts.
As explained below, this situation
currently exists in only one waterbody,
a clearly delineated stretch of the
Penobscot River.
The outer bounds of waters that may
fall within the two categories of the rule
are based on the settlement acts and are
thereby generally identifiable. The rule,
however, does not identify the specific
boundaries of each waterbody or portion
thereof to which the HHC apply.
Whether a specific waterbody falls
within one of these categories will
depend on the status of such water
under applicable federal and state law.
The status of such a waterbody may
therefore be determined as a result of
litigation or other legal developments
regarding that specific waterbody. The
two general categories of waters to
which the HHC apply, however, will
remain constant.
Three commenters asserted that this
approach is overly broad and vague.
EPA disagrees. Here, EPA has clearly
described the specific categories of
waters to which this rule applies, which
flow directly from and are bounded by
the express provisions of the settlement
acts. The purpose of the rule is to
establish WQS that address EPA’s
disapprovals and necessity
determination and adequately protect
applicable designated uses. It is both
reasonable and appropriate, and
consistent with prior practice under the
CWA, for EPA to promulgate these WQS
without a final adjudication or
determination of the precise boundaries
of each specific waterbody that falls
within each category, so long as the
WQS protect the uses and clearly apply
only to waters subject to those uses. As
68 For ‘‘waters in Indian lands,’’ this final rule
promulgates HHC as well as six other WQS
(narrative and numeric bacteria criteria for the
protection of primary contact recreation and
shellfishing; ammonia criteria for protection of
aquatic life in fresh waters; provisions that ensure
that WQS apply to HHC even if they are naturally
occurring; a mixing zone policy; a pH criterion for
fresh waters; and tidal temperature criteria). For the
second category of waters, where there is a
sustenance fishing designated use outside of waters
in Indian lands, the rule promulgates only the HHC.
This response focuses on the HHC because the HHC
apply to the broadest set of tribal-related waters and
because the comments addressing the geographical
scope of the rule are largely framed in terms of
concerns about the HHC.
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described below, the extent of waters in
Indian lands is largely established under
the settlement acts and subsequent trust
conveyances that have occurred under
the terms of those acts. But there are
isolated disputes and one pending
lawsuit regarding the boundaries of
Indian lands and the geographic extent
of tribal sustenance fishing rights. EPA’s
approach is designed to be responsive to
the potential that these disputes could
result in clarifications of the particular
boundaries of the disputed waters,
while maintaining protection of the
tribes’ sustenance fishing use.69
a. Adequate Notice
Although this rulemaking does not
identify the exact boundaries of each
waterbody or portion thereof covered by
the rule, it nevertheless provides
adequate notice to potentially regulated
parties because the categories are clearly
described, and waters that could
reasonably fall within these two
categories are either precisely described
in the settlement acts or, in
circumstances where there are ongoing
disputes or uncertainties, located in
limited areas in Maine representing a
small fraction of all waters within the
state. In fact, any uncertainties as to the
scope of waters in Indian lands largely
pertain to particular stretches of the
Penobscot and St. Croix Rivers. EPA
anticipates that any existing uncertainty
will be addressed by the current
litigation regarding the Main Stem of the
Penobscot River and DOI’s work with
the Passamaquoddy Tribe to determine
the status of the relevant stretch of the
St. Croix River.
The first category—‘‘waters in Indian
lands’’—covers waters within a tribe’s
reservation or trust lands. The tribes’
trust lands are all the result of modern
conveyances recorded after the 1980
settlements, the boundaries of which are
described in the deeds for those parcels.
Although there are ongoing disputes
over the extent of some of the
reservation lands, the Indian settlement
acts identify the outer bounds of what
could reasonably be identified as
reservation land. In the Economic
Analysis conducted for this rulemaking,
69 It is important to note that EPA has expressly
answered the question of who has jurisdiction over
all the waters involved in this matter, irrespective
of which category they fall under or which use(s)
and criteria apply. EPA did so in its February 2015
decision when it determined that the state has
jurisdiction to set WQS over all waterbodies in
Maine, including those within tribal reservations
and trust lands. EPA is also determining that the
HHC at issue will apply only where designated use
of sustenance fishing applies. EPA is not, however,
making any determinations in this rulemaking on
the narrower technical question regarding the full
extent of precise waters to which that use, and thus
the HHC, apply.
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EPA took a conservative approach and
identified all discharges for which there
is any reasonable potential that they
discharge to waters in Indian lands or
their tributaries. In doing so, EPA
identified a total of only 33 facilities, a
small subset of the 478 Maine Pollutant
Discharge Elimination System
(MEPDES) permitted dischargers in the
state.
One commenter expressed concern
that the boundaries of the sustenance
fishing designated use as it applies to
the tribes’ trust lands may expand if any
of the tribes exercise what remaining
authority they may have under the
settlement acts to purchase and take
more land into trust outside the
reservations. However, EPA did not
intend for its approval and disapproval
decisions on WQS for waters in Indian
lands, or for this rule, to apply to waters
that may be part of after-acquired trust
lands. EPA’s promulgation of HHC to
address the disapprovals is thus limited
to waters in trust lands as of February
2, 2015, and waters in the Southern
Tribes’ reservations. EPA’s
promulgation of HHC in accordance
with the Administrator’s determination
is likewise limited. The sustenance
fishing designated use and appropriate
HHC would not apply to any waters in
after-acquired trust lands until such
time as the state or EPA took further
action under the CWA. This step would
give interested parties an opportunity to
comment on that action. EPA also notes
that where the settlement acts have not
already specifically identified parcels
that qualify to be taken into trust, they
clearly provide for the state to receive
notice of any trust acquisition.70
The second category is quite narrow,
limited to waterbodies outside of Indian
lands where the Southern Tribes’
sustenance fishing right reserved in MIA
section 6207(4) applies. Currently, the
Main Stem of the Penobscot River is the
only waterbody in the state that has
been adjudicated to be a waterbody
outside of Indian lands to which a tribe,
the Penobscot Nation, has a right to
sustenance fish based in MIA.71 The
‘‘Main Stem’’ addressed by the court in
the Mills litigation is clearly identified
as ‘‘a portion of the Penobscot River and
stretches from Indian Island north to the
confluence of the East and West
Branches of the Penobscot River.’’ 72
Significantly, the court in Mills
concluded that the Penobscot Nation
has a sustenance fishery reservation,
under MIA section 6207, in ‘‘the waters
70 30
MRSA 6205–A(1); 30 MRSA 7204.
Nation v. Mills, 151 F. Supp. 3d at
222–223.
72 Id. at 186.
71 Penobscot
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adjacent to its island reservation,’’
under MIA section 6203.73 Accordingly,
in scenarios like the one addressed by
the court in Mills, waters that fall under
this second category will likely share a
geographic nexus with the Southern
Tribes’ reservations.
This second category thus represents
a limited universe of potential waters
that fall outside the existing waters in
Indian lands only to the extent the
fishing right reserved in MIA section
6207(4) extends beyond the reservation
of a Southern Tribe under MIA section
6203 under the reasoning of the U.S.
District Court in the Mills litigation. In
the event the law of the case in the Mills
litigation changes, it is also possible that
no waters would fall within this second
category. Accordingly, the waters
covered by this rule are at most the
waters in Indian lands and the limited
additional waters where a Southern
Tribe has a right to sustenance fish,
which will likely share a geographic
nexus with the tribes’ reservations.
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b. General Approach
Under the CWA, it is not uncommon
for a state, authorized tribe, or EPA to
take an approach, when promulgating
WQS (i.e., designated uses, water
quality criteria, and antidegradation
policies), of identifying a category of
waters to which the WQS apply, where
additional information will need to be
gathered before the implementing
agency can determine whether such
WQS applies to any specific waterbody.
For these WQS, any uncertainties
regarding applicability to a specific
waterbody are appropriately resolved as
the standards are implemented through
various actions under the CWA, such as
NPDES permitting and listing of
impaired waters under section 303(d) of
the CWA, among others.
An example of this approach already
in effect in Maine involves the state’s
criteria for dissolved oxygen (DO).
Maine’s longstanding DO criteria for
Class B and C waters include generally
applicable criteria as well as more
protective criteria that apply only to fish
spawning areas in the colder months.74
The DO criteria do not list each specific
fish spawning area in Class B or C
waters, nor do the more general
classifications of fresh waters at 38
M.R.S. 467 and 468. Rather, Maine must
determine whether a spawning area is
implicated on a permit-by-permit
73 Id.
at 221–222.
M.R.S. sections 465.3.B and 465.4.B,
respectively. Note that as part of this rulemaking,
EPA is promulgating dissolved oxygen criteria for
Class A waters, also with specific criteria that apply
to fish spawning areas.
74 38
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basis.75 Similarly, Maine’s WQS contain
certain natural conditions provisions
that alter the way in which pollutants
may be treated for WQS purposes if they
are naturally occurring.76 The waters in
which such conditions occur are not
identified in the WQS themselves but
rather must be determined on a case-bycase basis.
There are numerous examples from
other states identifying general
categories of waters to which certain
standards apply. For example, the State
of Wisconsin has several narrative water
quality criteria that apply to
‘‘wetlands,’’ defined as ‘‘an area where
water is at, near or above the land
surface long enough to be capable of
supporting aquatic or hydrophytic
vegetation and which has soils
indicative of wet conditions.’’ 77 Florida
has promulgated numeric
interpretations of its narrative nutrient
criteria that apply to ‘‘streams,’’ defined
as ‘‘a predominantly fresh surface
waterbody with perennial flow in a
defined channel with banks during
typical climatic and hydrologic
conditions for its region within the
state,’’ but excluding certain nonperennial stream segments, ditches,
canals, and other conveyances that have
various characteristics as defined in the
regulation.78 Whether a specific
discharge implicates a waterbody that
falls within these general categories, and
thus whether the associated water
quality criteria apply, is left to the
implementing agency to determine by
applying the case-specific facts to the
general category definition.
EPA is taking a similar approach here,
by defining two general categories of
waters covered by this rule. The
determination of whether a specific
waterbody falls within one of these
categories will be made, in the first
instance, by the implementing (e.g.,
permitting) authority. Determining
whether a waterbody is within one of
the two categories covered by EPA’s rule
will require application of the facts
relevant to that particular waterbody to
the definition of the category. However,
disputes regarding the extent of waters
which may be subject to this rule are
75 06–096–585 Code of Maine Rules, Chapter 584,
Surface Water Quality Criteria for Toxic Pollutants.
76 This rule includes provisions to ensure that
these natural conditions WQS are not applied to
HHC.
77 Wis. Admin. Code NR section 103.03 (2016).
For additional examples of states with WQS for
‘‘wetlands,’’ see 5 Colo. Code Regs. section 1002–
31.11 (LexisNexis 2016); Iowa Admin. Code r. 567–
61.3 (2016); Minn. R. 7050.0186 (2016)l 117 Neb.
Admin. Code section 7–001 (2015); 15A N.C.
Admin. Code 02B.0231 (2016); Ohio Admin Code
3475–1–50.
78 Fla. Admin. Code. Ann. r. 62–302.200 (2016).
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primarily limited to stretches of two
waterbodies, as described above.
Therefore, EPA anticipates that the caseby-case identification of whether a
waterbody is covered by this rule will
be straight-forward in most instances.
E. Other Water Quality Standards
1. Mixing Zone Policy for Waters in
Indian Lands
Two commenters asserted that EPA
does not have the legal authority or the
scientific basis to ban mixing zones for
bioaccumulative pollutants outside the
Great Lakes. EPA disagrees. EPA’s
authority to promulgate a mixing zone
policy, and to prohibit its use for
bioaccumulative pollutants, derives
from section 303(c) of the CWA. While
states are not required to adopt mixing
zone policies, when a state includes a
mixing zone policy in its water quality
standards, the policy is subject to EPA’s
review and approval or disapproval. 40
CFR 131.13. Adoption of a mixing zone
policy is necessary for a mixing zone to
be authorized in the issuance of a CWA
discharge permit. EPA disapproved
Maine’s mixing zone policy for waters
in Indian lands because it did not meet
the requirements of the CWA.
Recognizing that Maine intended to
authorize mixing zones as part of its
water quality standards, EPA, pursuant
to CWA section 303(c)(4)(A), is now
promulgating a mixing zone policy that
includes protections that were missing
from Maine’s policy that EPA
disapproved. EPA has determined that a
ban on a mixing zone for
bioaccumulating pollutants is
reasonable and appropriate for the
reasons discussed below, and nothing in
CWA section 303(c) or EPA’s
implementing regulations constrains
EPA’s legal authority to do so.
EPA guidance has long cautioned
states and tribes against mixing zone
policies that allow mixing zones for
discharges of bioaccumulative
pollutants, since they may cause
significant ecological and human health
risks such that the designated use of the
waterbody as a whole may not be
protected.79 80 81 EPA’s WQS Handbook
notes that this is particularly the case
where mixing zones may encroach on
79 USEPA. 1991. Technical Support Document for
Water Quality-based Toxics Control. US
Environmental Protection Agency, Office of Water,
Washington, DC. Section 2.2.2, p. 34; Section 4.3.1,
p. 71; Section 4.3.4, p. 72; Section 4.6.2, p. 87. EPA
505–290–001.
80 Final Rule to Amend the Final Water Quality
Guidance for the Great Lakes System to Prohibit
Mixing Zones for Bioaccumulative Chemicals of
Concern, 65 FR 67638, 67641–42 (November 13,
2000); 40 CFR part 132.
81 USEPA. 2014. Water Quality Standards
Handbook, Chapter 5 at 5–8. EPA 820–B–14–008.
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areas used for fish harvesting. The
waters in Indian lands, to which this
mixing zone policy will apply, not only
are used for fish harvesting but have a
designated use of sustenance fishing. By
their very nature, bioaccumulative
pollutants are those that accumulate in
fish and shellfish and other organisms.
Moreover, as EPA has explained
elsewhere, the effects of such pollutants
are not short term, nor are they limited
to a localized zone of initial dilution.82
Since the effects could be persistent and
occur well beyond the mixing zone,
there is no assurance that all designated
uses would be protected. EPA is
particularly concerned about the
potential adverse effects of such a
mixing zone on the sustenance fishing
use for those reasons. EPA also notes
that the state has not in the past granted
mixing zones for bioaccumulative
pollutants, and neither the state nor the
regulated community in Maine have
raised a concern in their comments
about EPA’s proposal that mixing zones
cannot be authorized for
bioaccumulative pollutants. Therefore,
EPA’s final rule includes the prohibition
on a mixing zone for bioaccumulative
pollutants.
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2. Bacteria Criteria for Waters in Indian
Lands
a. Recreational Bacteria Criteria
EPA received one comment in
opposition to the proposed recreational
bacteria criteria. Maine DEP objected to
EPA’s inclusion of wildlife sources in
the scope of the bacteria criteria for
several reasons. It argued that inclusion
of wildlife sources is beyond the scope
of the CWA, which DEP asserts is only
concerned with human pollution, and
that E.coli are used only as an indicator
of human sewage. It also asserted that
EPA incorrectly ‘‘construed ‘animal
sources’ of bacteria from studies as
equivalent to naturally occurring
‘wildlife sources’ in the proposed rule’’;
that EPA cited to only one study in
EPA’s 2012 Recreational Water Quality
Criteria (RWQC) that links potential
human health risks with non-human
sources of fecal contamination; and that
because bacteria from natural sources
are likely to be ‘‘temporal,’’ removing a
use (recreation in and on the water)
simply due to a high level of E. coli
where the bacteria source is of natural
origins ‘‘is, at best, unwise.’’ 83 None of
82 Id.
83 The commenter also refers to the 1997
Guidance (‘‘Establishing Site Specific Aquatic Life
Criteria Equal to Natural Background’’) ‘‘cited by
EPA,’’ and states that it ‘‘stands for possible
reevaluation of uses based on known background
concentrations not establishing criteria which
necessitates regulation of naturally occurring
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these comments provides a basis for
excluding wildlife sources from EPA’s
rule, which is based on the 2012
recommended RWQC.
First, the CWA does not limit EPA to
consideration of human causes of
pollution when developing water
quality criteria protective of human
health. CWA section 502(23) defines
‘‘pathogen indicator’’ to mean ‘‘a
substance that indicates the potential for
human infectious disease’’ with no
limitation on source. EPA’s
recommended RWQC identify levels of
fecal indicator bacteria (which include
fecal coliforms, E.coli, enterococci or
Enterococcus spp.) that will be
protective of human health. Those
pathogen indicators are not limited to
pathogens coming only from human
sources.84
Second, E. coli are typically found in
the digestive systems of warm-blooded
animals, and can be used to indicate the
presence of fecal material in surface
waters regardless of their origin,
whether from humans, domestic
animals, or wildlife. The literature
provides many studies documenting
wildlife as sources of E. coli.85 86 87 For
decades, EPA’s regulatory premise
concerning recreational water quality
has been that nonhuman-derived human
pathogens, including those from
wildlife, in fecally contaminated waters
present a potential risk to human
health.88 EPA has investigated sources
of fecal contamination in its Review of
Published Studies to Characterize
Relative Risks from Different Sources of
Fecal Contamination in Recreational
Waters 89 and Review of Zoonotic
bacteria. . . .’’ EPA did not cite to that guidance in
the context of the proposed bacteria criteria, and it
has no bearing on EPA’s decision to include
wildlife sources in the scope of the criteria.
84 USEPA. 2012. Recreational Water Quality
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. Office of Water
820–F–12–058, pages 1–9.
85 Levesque, B., P. Brousseau, P. Simard, E.
Dewailly, M. Meisels, D. Ramsay, and J. Joly. 1993.
Impact of the ring-billed gull (Larus delawarenesis)
on the microbiological quality of recreational water.
Applied and Environmental Microbiology 59 (4)
1128–1230.
86 Center for Watershed Protection. 1999.
Microbes and urban watersheds: concentrations,
sources, and pathways. Watershed Protection
Techniques. 3(1):554–565.
87 Makino. S., H. Kobori, H. Asakura, M. Watarai,
T. Shirahata, T. Ikeda, K. Takeshi and T.
Tsukamoto. 2000. Detection and characterization of
Shiga toxin-producing Escherichia coli from
seagulls. Epidemiol. Infect. 125: 55–61.
88 USEPA. 2009. Review of Published Studies to
Characterize Relative Risks from Different Sources
of Fecal Contamination in Recreational Water. U.S.
Environmental Protection Agency, Office of Water,
Health and Ecological Criteria Division.
Washington, DC. EPA 822–R–09–001.
89 Id.
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Pathogens in Ambient Waters,90 and
determined that both human and animal
feces, including feces from wildlife, in
recreational waters do pose potential
risks to human health. EPA again
confirmed, in the development of the
2012 RWQC, that wildlife can carry both
zoonotic pathogens capable of causing
illness in humans and fecal indicator
bacteria, and these microbes can be
transmitted to surface waters.91
Contrary to the commenter’s
assertion, EPA cited more than one
study in the RWQC that links potential
human health risks with non-human
sources of fecal contamination.92
Furthermore, in the development of the
RWQC, EPA did not, as the commenter
claimed, equate bacteria from domestic
animal sources to those of naturally
occurring wildlife. On the contrary,
EPA’s research for the development of
the RWQC clearly recognized that there
is a risk differential between human and
non-human animal sources, as well as
among non-human animal sources.93
Nevertheless, because zoonotic
pathogens are present in animal
(including wildlife) fecal matter,
creating a potential risk from
recreational exposure to zoonotic
pathogens in animal-impacted waters,
EPA found no scientific basis on which
to exclude wildlife altogether from the
scope of the RWQC, nor has the
commenter provided any scientific basis
for excluding wildlife sources altogether
from the scope of the EPA’s rule for
waters in Indian lands in Maine.
Maine DEP commented that because
bacteria from natural sources are likely
to be ‘‘temporal,’’ removing a use
(recreation in and on the water) simply
due to a high level of E. coli where the
bacteria source is of natural origins ‘‘is,
at best, unwise.’’ This circumstance is
not a justification for excluding wildlife
sources altogether from the scope of
recreational bacteria criteria. EPA
recognizes that health risks associated
with exposure to waters impacted by
animal sources can vary substantially,
depending on the animal source. In
some cases, these risks can be similar to
exposure to human fecal contamination,
and in other cases, the risk is
lower.94 95 96 97 In situations with
90 USEPA. 2009. Review of Zoonotic Pathogens in
Ambient Waters. U.S. Environmental Protection
Agency, Office of Water, Health and Ecological
Criteria Division. Washington, DC. EPA–822–R–09–
002.
91 USEPA. 2012. Recreational Water Quality
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. Office of Water
820–F–12–058.
92 Id., pages 34–38.
93 Id., pages 36–38.
94 Schoen, M.E. and N.J. Ashbolt. 2010. Assessing
pathogen risk to swimmers at non-sewage impacted
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non-human sources of fecal
contamination, the state may choose to
conduct sanitary surveys,
epidemiological studies and/or a
Quantitative Microbial Risk Assessment
(QMRA). If sanitary surveys, water
quality information, or health studies
show the sources of fecal contamination
to be non-human, and the indicator
densities reflect a different risk profile,
then the state has the option to develop
and adopt site-specific alternative
recreational bacteria criteria to reflect
the local environmental conditions and
human exposure patterns.98 For
waterbodies where non-human fecal
sources predominate, QMRA can be
used to determine a different
enterococci or E. coli criteria value that
is equally protective as the criteria EPA
is promulgating today.99
Maine DEP also objected to EPA’s
proposal to apply the bacteria criteria
year round, and requested that EPA
exclude the period of October 1–May
14, similar to Maine’s disapproved
criteria. The state asserted that EPA had
not demonstrated that recreational
activities occur in this time frame. Other
commenters supported the year round
criteria. EPA disagrees with the state’s
characterization of the record. First, the
activities cited by EPA in the proposal
were merely examples of readily
available information that recreation
does occur during the period October 1
to May 14. The record also included
information from one tribal member
confirming that activities in and on the
Penobscot River occur whenever the
waters are ice free. In its comment
supporting the proposed criteria, the
Penobscot Nation specifically noted that
the tribe engages in year round activities
in and on the Penobscot River,
including for paddling, fishing, and
ceremonial uses. EPA had invited
recreational beaches. Environmental Science and
Technology 44(7): 2286–2291.
95 Soller, J.A., M.E. Schoen, T. Bartrand, J.E.
Ravenscroft, N.J. Ashbolt. 2010. Estimated human
health risks from exposure too recreational waters
impacted by human and non-human sources of
faecal contamination. Water Research 44: 4674–
4691.
96 Soller, J.A., T. Bartrand, J. Ravenscroft, M.
Molina, G. Whelan, M. Schoen, N. Ashbolt. 2015.
Estimated health risks from recreational exposures
to stormwater runoff containing animal faecal
material. Environmental Modelling and Software
72: 21–32.
97 USEPA. 2010. Quantitative Microbial Risk
Assessment to Estimate Illness in Freshwater
Impacted by Agricultural Animals Sources of Fecal
Contamination. U.S. Environmental Protection
Agency, Office of Water, Washington, DC. EPA 822–
R–10–005.
98 USEPA. 2012. Recreational Water Quality
Criteria. U.S. Environmental Protection Agency,
Office of Water, Washington, DC. Office of Water
820–F–12–058. Section 6.2.
99 Id., Section 6.2.2.
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comment on whether a seasonal term
shorter than October 1–May 14, during
which the recreational bacteria criteria
would not apply, would still adequately
protect recreational uses. EPA received
no comments that provided specific
information that could support the
establishment of a seasonal timeframe in
which the absence of bacteria criteria
would be protective of uses. Therefore,
EPA has retained the year round
applicability in the final rule.
IV. Economic Analysis
EPA is not required under CWA
section 303(c) or its implementing
regulations at 40 CFR part 131 to
conduct an economic analysis regarding
implementation of these EPApromulgated WQS. For the purpose of
transparency, EPA conducted a cost
analysis for the WQS in this final rule.
Potential economic effects of this rule
are presented here.
These WQS may serve as a basis for
development of NPDES permit limits.
Maine has NPDES permitting authority
and retains considerable discretion in
implementing standards. EPA evaluated
the potential costs to NPDES dischargers
associated with state implementation of
EPA’s final criteria. This analysis is
documented in ‘‘Final Economic
Analysis for Promulgation of Certain
Federal Water Quality Criteria
Applicable to Maine,’’ which can be
found in the docket for this rulemaking.
Any NPDES-permitted facility that
discharges pollutants for which the
revised WQS are more stringent than the
previously applicable WQS could
potentially incur increased compliance
costs. The types of affected facilities
could include industrial facilities and
POTWs discharging wastewater to
surface waters (i.e., point sources). EPA
did not attribute compliance with water
quality-based effluent limitations
(WQBELs) reflective of Maine’s existing
(hereafter ‘‘baseline’’) WQS to the final
rule. Once in compliance with WQBELs
reflective of baseline criteria, EPA
expects that dischargers will continue to
use the same types of controls to come
into compliance with any revised
WQBELs reflective of the more stringent
WQS.
The following final criteria are not
expected to result in incremental costs
to permitted dischargers: pH,
temperature, ammonia, and all but one
HHC (for waters in Indian lands);
phenol (for state waters outside Indian
lands); and dissolved oxygen (for all
state waters). As described below, the
cost analysis identifies potential costs of
compliance with one HHC (bis(2ethylhexyl)phthalate), bacteria, and the
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92485
final mixing zone policy for waters in
Indian lands.
EPA did not fully evaluate the
potential for costs to nonpoint sources.
Very little data were available to assess
the potential for the rule to result in
WQS exceedances attributable to
nonpoint sources. It is difficult to model
and evaluate the potential cost impacts
of this final rule to nonpoint sources
because they are intermittent, variable,
and occur under hydrologic or climatic
conditions associated with precipitation
events. Finally, legacy contamination
(e.g., in sediment) may be a source of
ongoing loading. Atmospheric
deposition may also contribute loadings
of the pollutants of concern (e.g.,
mercury). EPA did not estimate
sediment remediation costs, or air
pollution control costs, for this analysis.
A. Identifying Affected Entities
EPA identified 33 facilities (major and
non-major) that discharge to waters in
Indian lands or their tributaries, two
facilities that discharge phenol to other
state waters, and 26 facilities that
discharge to Class A waters throughout
the state. EPA identified 16 point source
facilities that could incur additional
costs as a result of this final rule. Of
these potentially affected facilities, eight
are major dischargers and eight are
minor dischargers. Two are industrial
dischargers and the remaining 14 are
publicly owned treatment works
(POTWs). EPA did not include general
permit facilities in its analysis because
data for such facilities are limited. EPA
evaluated all of the potentially affected
facilities.
EPA does not agree with the comment
that its economic analysis (‘‘EA’’) was
deficient because uncertainty—
including with respect to the geographic
scope of the rule’s applicability—
constrained the Agency’s ability to
assess the economic impacts of the rule.
Although the commenter is correct that
the geographic extent of the waters
covered by this promulgation could
change due to litigation or other legal
developments regarding Indian land
status, EPA used an inclusive approach
in its analysis that accounted for all
facilities that could reasonably fall
within the two general categories of
waters to which the HHC may apply. If
the geographic scope of waters to which
the HHC apply is smaller, then fewer
facilities will be affected by the rule and
costs will be lower.
B. Method for Estimating Costs
For the 16 facilities that may incur
costs, EPA evaluated existing baseline
permit conditions and the potential to
exceed new effluent limits based on the
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final rule. In instances of exceedances of
projected effluent limitations under the
final criteria, EPA determined the likely
compliance scenarios and costs. Only
compliance actions and costs that
would be needed above the baseline
level of controls are attributable to the
rule.
EPA assumed that dischargers will
pursue the least cost means of
compliance with WQBELs. Incremental
compliance actions attributable to the
rule may include pollution prevention,
end-of-pipe treatment, and alternative
compliance mechanisms (e.g.,
variances). EPA annualized capital
costs, including study (e.g., variance)
and program (e.g., pollution prevention)
costs, over 20 years using a 3% discount
rate to obtain total annual costs per
facility.
C. Results
1. Costs From Final Human Health
Criteria Applicable to Waters in Indian
Lands
Based on this approach, EPA
identified one facility that has
reasonable potential to exceed permit
effluent limits based on one final
criterion (bis(2-ethylhexyl)phthalate).
EPA calculated a projected effluent
limitation based on the same procedures
utilized by Maine in its NPDES
permitting practices. To estimate
potential costs to this facility from
meeting the projected effluent limits,
EPA considered source controls, end-ofpipe treatments, and alternative
compliance mechanisms (e.g.
variances). For this provision, EPA
estimated total annual compliance costs
of $28,000 (for source controls) to
$43,000 (for end-of-pipe treatments).
2. Costs From Final Recreational
Bacteria Criteria for Waters in Indian
Lands
EPA does not expect the final
recreational bacteria criteria to result in
any new treatment processes being
added to facilities, but does expect that
14 facilities with existing limitations for
bacteria will need to operate their
disinfection systems year-round,
extending treatments for an additional
226 days per year. EPA estimated the
costs of chemicals and monitoring
during this extended period based on
the facilities’ effluent flow rate, type of
treatment, and monitoring costs. For
this provision, EPA estimated total
annual compliance costs of $185,000 to
$705,000.
3. Costs From Final Mixing Zone Policy
EPA identified one facility with an
existing permit that establishes a
thermal mixing zone that may affect
waters in Indian lands. It is unknown
whether reductions in thermal loads
will be necessary to reduce the mixing
zone to a size and configuration that
would meet the new mixing zone policy
at this facility; possible outcomes
include the need for facility-specific
studies, revisions to permit conditions
that could require recalculating thermal
discharge limits, or changes in facility
processes or operations to reduce the
thermal load. To estimate the costs of
this provision, EPA used as lowerbound the cost to conduct a study to
characterize the discharger’s existing
thermal plume and support evaluation
of whether the current mixing zone
complies with the new mixing zone
policy ($1,000, annual cost for 20 years)
and as upper-bound the potential cost
impacts for installing new cooling
towers at the facility ($273,000,
annualized over 30 years at a 3 percent
discount rate).
4. Total Costs
Table 3 summarizes the estimated
point source compliance costs from the
final WQS. EPA estimates that the total
annual compliance costs for all
provisions may be in the range of
$214,000 to $1.0 million.
TABLE 3—SUMMARY OF ESTIMATED POINT SOURCE COMPLIANCE COSTS
Annualized costs
(thousands;
2014$) 1
Final WQS
Human health criteria for waters in Indian lands ..........................................................................................................................
Recreational bacteria criteria for waters in Indian lands ...............................................................................................................
Mixing zone policy .........................................................................................................................................................................
$28–$43
185–705
1–273
Total ........................................................................................................................................................................................
214–1,021
1 One-time
costs are annualized over 20 years (30 years in the case of cooling towers under the mixing zone policy) using a 3% discount rate.
V. Statutory and Executive Order
Reviews
B. Paperwork Reduction Act
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A. Executive Order 12866 (Regulatory
Planning and Review) and Executive
Order 13563 (Improving Regulation and
Regulatory Review)
This action is a significant regulatory
action that was submitted to the Office
of Management and Budget (OMB) for
review. Any changes made in response
to OMB recommendations have been
documented in the docket.
EPA prepared an analysis of the
potential costs and benefits associated
with this action. This analysis is
summarized in section IV of the
preamble and is available in the docket.
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This action does not impose any
direct new information collection
burden under the provisions of the
Paperwork Reduction Act, 44 U.S.C.
3501 et seq. Actions to implement these
WQS could entail additional paperwork
burden. Burden is defined at 5 CFR
1320.3(b). This action does not include
any information collection, reporting, or
record-keeping requirements.
C. Regulatory Flexibility Act
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements on small
entities. Small entities, such as small
businesses or small governmental
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jurisdictions, are not directly regulated
by this rule. This rule will thus not
impose any requirements on small
entities.
EPA-promulgated standards are
implemented through various water
quality control programs including the
NPDES program, which limits
discharges to navigable waters except in
compliance with an NPDES permit. The
CWA requires that all NPDES permits
include any limits on discharges that are
necessary to meet applicable WQS.
Thus, under the CWA, EPA’s
promulgation of WQS establishes
standards that the state implements
through the NPDES permit process. The
state has discretion in developing
discharge limits, as needed to meet the
standards. As a result of this action, the
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D. Unfunded Mandates Reform Act
This action contains no federal
mandates under the provisions of Title
II of the Unfunded Mandates Reform
Act of 1995 (UMRA), 2 U.S.C. 1531–
1538 for state, local, or tribal
governments or the private sector. As
these water quality criteria are not selfimplementing, EPA’s action imposes no
enforceable duty on any state, local or
tribal governments or the private sector.
Therefore, this action is not subject to
the requirements of sections 202 or 205
of the UMRA.
This action is also not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that could significantly or
uniquely affect small governments.
governments. As a result of the unique
jurisdictional provisions of the Maine
Indian Claims Settlement Act, as
described above, the state has
jurisdiction for setting water quality
standards for all waters in Indian lands
in Maine. This rule will have no effect
on that jurisdictional arrangement. This
rule would affect federally recognized
Indian tribes in Maine because the water
quality standards will apply to all
waters in Indian lands. Some will also
apply to waters outside of Indian lands
where the sustenance fishing designated
use established by 30 M.R.S. 6207(4)
and (9) applies. Finally, many of the
final criteria for such waters are
protective of the sustenance fishing
designated use, which is based in the
Indian settlement acts in Maine.
The EPA consulted with tribal
officials under the EPA Policy on
Consultation and Coordination with
Indian Tribes early in the process of
developing this rule to permit them to
have meaningful and timely input into
its development. Summaries of those
consultations are provided in the
following documents: ‘‘Maine WQS
Tribal Leaders Consultation 4–27–16;’’
‘‘Maine WQS Technical Consultation 4–
11–16;’’ and ‘‘Summary of Tribal
Consultations Regarding Water Quality
Standards Applicable to Waters in
Indian Lands within the State of
Maine,’’ which are available in the
docket for this rulemaking.
E. Executive Order 13132
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government. This rule does not
alter Maine’s considerable discretion in
implementing these WQS, nor will it
preclude Maine from adopting WQS in
the future that EPA concludes meet the
requirements of the CWA, which will
eliminate the need for federal standards.
Thus, Executive Order 13132 does not
apply to this action.
G. Executive Order 13045 (Protection of
Children From Environmental Health
and Safety Risks)
The EPA interprets Executive Order
13045 as applying only to those
regulatory actions that concern
environmental health or safety risks that
the EPA has reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order. This action is not
subject to Executive Order 13045
because it does not concern an
environmental health risk or safety risk
that may disproportionately affect
children.
F. Executive Order 13175 (Consultation
and Coordination With Indian Tribal
Governments)
This action has tribal implications,
however, it would neither impose
substantial direct compliance costs on
federally recognized tribal governments,
nor preempt tribal law. Therefore,
consultation is not required under the
Executive Order. In the state of Maine,
there are four federally recognized
Indian tribes represented by five tribal
H. Executive Order 13211 (Actions That
Significantly Affect Energy Supply,
Distribution, or Use)
This action is not a ‘‘significant
energy action’’ because it is not likely to
have a significant adverse effect on the
supply, distribution or use of energy.
sradovich on DSK3GMQ082PROD with RULES9
State of Maine will need to issue
permits that include limitations on
discharges necessary to comply with the
standards established in the final rule.
In doing so, the state will have a number
of approaches available to it associated
with permit writing. While Maine’s
implementation of the rule may
ultimately result in new or revised
permit conditions for some dischargers,
including small entities, EPA’s action,
by itself, does not directly impose any
requirements on small entities. Any
impact from EPA’s action on small
entities would therefore only be indirect
because the requirements of this rule are
not self-implementing.
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I. National Technology Transfer and
Advancement Act of 1995
This action does not involve technical
standards.
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92487
J. Executive Order 12898 (Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations)
The human health or environmental
risk addressed by this action will not
have potential disproportionately high
and adverse human health or
environmental effects on minority, lowincome or indigenous populations.
Conversely, this action will increase
protection for indigenous populations in
Maine from disproportionately high and
adverse human health effects. EPA
developed the criteria included in this
rule specifically to protect Maine’s
designated uses, using the most current
science, including local and regional
information on fish consumption.
Applying these criteria to waters in the
state of Maine will afford a greater level
of protection to both human health and
the environment.
K. Congressional Review Act (CRA)
This action is subject to the CRA, and
EPA will submit a rule report to each
House of the Congress and to the
Comptroller General of the United
States. This action is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 131
Environmental protection,
Incorporation by reference, Indians—
lands, Intergovernmental relations,
Reporting and recordkeeping
requirements, Water pollution control.
Dated: December 8, 2016.
Gina McCarthy,
Administrator.
For the reasons set forth in the
preamble, EPA amends 40 CFR part 131
as follows:
PART 131—WATER QUALITY
STANDARDS
1. The authority citation for part 131
continues to read as follows:
■
Authority: 33 U.S.C. 1251 et seq.
Subpart D—Federally Promulgated
Water Quality Standards
■
2. Add § 131.43 to read as follows:
§ 131.43
Maine.
(a) Human health criteria for toxics
for waters in Indian lands and for
Waters outside of Indian lands where
the sustenance fishing designated use
established by 30 M.R.S. 6207(4) and (9)
applies. The criteria for toxic pollutants
for the protection of human health are
set forth in the following table 1:
E:\FR\FM\19DER9.SGM
19DER9
92488
Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
TABLE 1—HUMAN HEALTH CRITERIA
sradovich on DSK3GMQ082PROD with RULES9
Chemical name
1. 1,1,2,2-Tetrachloroethane .......................................................................................................
2. 1,1,2-Trichloroethane ..............................................................................................................
3. 1,1-Dichloroethylene ................................................................................................................
4. 1,2,4,5-Tetrachlorobenzene ....................................................................................................
5. 1,2,4-Trichlorobenzene ............................................................................................................
6. 1,2-Dichlorobenzene ...............................................................................................................
7. 1,2-Dichloropropane ................................................................................................................
8. 1,2-Diphenylhydrazine .............................................................................................................
9. 1,2-Trans-Dichloroethylene .....................................................................................................
10. 1,3-Dichlorobenzene .............................................................................................................
11. 1,3-Dichloropropene ..............................................................................................................
12. 1,4-Dichlorobenzene .............................................................................................................
13. 2,4,5-Trichlorophenol .............................................................................................................
14. 2,4,6-Trichlorophenol .............................................................................................................
15. 2,4-Dichlorophenol ................................................................................................................
16. 2,4-Dimethylphenol ................................................................................................................
17. 2,4-Dinitrophenol ...................................................................................................................
18. 2,4-Dinitrotoluene ..................................................................................................................
19. 2-Chloronaphthalene .............................................................................................................
20. 2-Chlorophenol ......................................................................................................................
21. 2-Methyl-4,6-Dinitrophenol ....................................................................................................
22. 3,3′-Dichlorobenzidine ...........................................................................................................
23. 4,4′-DDD ................................................................................................................................
24. 4,4′-DDE ................................................................................................................................
25. 4,4′-DDT ................................................................................................................................
26. Acenaphthene .......................................................................................................................
27. Acrolein ..................................................................................................................................
28. Aldrin .....................................................................................................................................
29. alpha-BHC .............................................................................................................................
30. alpha-Endosulfan ...................................................................................................................
31. Anthracene ............................................................................................................................
32. Antimony ................................................................................................................................
33. Benzene ................................................................................................................................
34. Benzo (a) Anthracene ...........................................................................................................
35. Benzo (a) Pyrene ..................................................................................................................
36. Benzo (b) Fluoranthene ........................................................................................................
37. Benzo (k) Fluoranthene .........................................................................................................
38. beta-BHC ...............................................................................................................................
39. beta-Endosulfan ....................................................................................................................
40. Bis(2-Chloro-1-Methylethyl) Ether .........................................................................................
41. Bis(2-Chloroethyl) Ether ........................................................................................................
42. Bis(2-Ethylhexyl) Phthalate ...................................................................................................
43. Bromoform .............................................................................................................................
44. Butylbenzyl Phthalate ............................................................................................................
45. Carbon Tetrachloride .............................................................................................................
46. Chlordane ..............................................................................................................................
47. Chlorobenzene ......................................................................................................................
48. Chlorodibromomethane .........................................................................................................
49. Chrysene ...............................................................................................................................
50. Cyanide .................................................................................................................................
51. Dibenzo (a,h) Anthracene .....................................................................................................
52. Dichlorobromomethane .........................................................................................................
53. Dieldrin ..................................................................................................................................
54. Diethyl Phthalate ...................................................................................................................
55. Dimethyl Phthalate ................................................................................................................
56. Di-n-Butyl Phthalate ..............................................................................................................
57. Dinitrophenols ........................................................................................................................
58. Endosulfan Sulfate ................................................................................................................
59. Endrin ....................................................................................................................................
60. Endrin Aldehyde ....................................................................................................................
61. Ethylbenzene .........................................................................................................................
62. Fluoranthene .........................................................................................................................
63. Fluorene ................................................................................................................................
64. gamma-BHC (Lindane) .........................................................................................................
65. Heptachlor .............................................................................................................................
66. Heptachlor Epoxide ...............................................................................................................
67. Hexachlorobenzene ...............................................................................................................
68. Hexachlorobutadiene .............................................................................................................
69. Hexachlorocyclohexane-Technical ........................................................................................
70. Hexachlorocyclopentadiene ..................................................................................................
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Water and
organisms
(μg/L)
CAS No.
Fmt 4701
Sfmt 4700
79–34–5
79–00–5
75–35–4
95–94–3
120–82–1
95–50–1
78–87–5
122–66–7
156–60–5
541–73–1
542–75–6
106–46–7
95–95–4
88–06–2
120–83–2
105–67–9
51–28–5
121–14–2
91–58–7
95–57–8
534–52–1
91–94–1
72–54–8
72–55–9
50–29–3
83–32–9
107–02–8
309–00–2
319–84–6
959–98–8
120–12–7
7440–36–0
71–43–2
56–55–3
50–32–8
205–99–2
207–08–9
319–85–7
33213–65–9
108–60–1
111–44–4
117–81–7
75–25–2
85–68–7
56–23–5
57–74–9
108–90–7
124–48–1
218–01–9
57–12–5
53–70–3
75–27–4
60–57–1
84–66–2
131–11–3
84–74–2
25550–58–7
1031–07–8
72–20–8
7421–93–4
100–41–4
206–44–0
86–73–7
58–89–9
76–44–8
1024–57–3
118–74–1
87–68–3
608–73–1
77–47–4
E:\FR\FM\19DER9.SGM
0.09
0.31
300
0.002
0.0056
200
........................
0.01
90
1
0.21
........................
40
0.20
4
80
9
0.036
90
20
1
0.0096
9.3E–06
1.3E–06
2.2E–06
6
3
5.8E–08
2.9E–05
2
30
5
0.40
9.8E–05
9.8E–06
9.8E–05
0.00098
0.0010
3
100
0.026
0.028
4.0
0.0077
0.2
2.4E–05
40
........................
........................
4
9.8E–06
........................
9.3E–08
50
100
2
10
3
0.002
0.09
8.9
1
5
0.33
4.4E–07
2.4E–06
5.9E–06
0.0007
0.00073
0.3
19DER9
Organisms
only
(μg/L)
0.2
0.66
1000
0.002
0.0056
300
2.3
0.02
300
1
0.87
70
40
0.21
4
200
30
0.13
90
60
2
0.011
9.3E–06
1.3E–06
2.2E–06
7
5.8E–08
2.9E–05
2
30
40
1.2
9.8E–05
9.8E–06
9.8E–05
0.00098
0.0011
3
300
0.16
0.028
8.7
0.0077
0.3
2.4E–05
60
1.5
0.0098
30
9.8E–06
2.0
9.3E–08
50
100
2
70
3
0.002
0.09
9.5
1
5
4.4E–07
2.4E–06
5.9E–06
0.0007
0.00076
0.3
Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
92489
TABLE 1—HUMAN HEALTH CRITERIA—Continued
CAS No.
Water and
organisms
(μg/L)
67–72–1
193–39–5
78–59–1
72–43–5
75–09–2
22967–92–6
7440–02–0
98–95–3
........................
924–16–3
55–18–5
62–75–9
621–64–7
86–30–6
930–55–2
608–93–5
87–86–5
108–95–2
1336–36–3
129–00–0
7782–49–2
108–88–3
8001–35–2
79–01–6
75–01–4
7440–66–6
0.01
9.8E–05
28
0.001
........................
........................
20
10
0.00075
0.00438
0.00075
0.00065
0.0042
0.40
........................
0.008
0.003
3,000
b 4E–06
2
20
24
5.3E–05
0.3
0.019
300
Chemical name
71.
72.
73.
74.
75.
76.
77.
78.
79.
80.
81.
82.
83.
84.
85.
86.
87.
88.
89.
90.
91.
92.
93.
94.
95.
96.
Hexachloroethane .................................................................................................................
Indeno (1,2,3-cd) Pyrene ......................................................................................................
Isophorone .............................................................................................................................
Methoxychlor .........................................................................................................................
Methylene Chloride ...............................................................................................................
Methylmercury .......................................................................................................................
Nickel .....................................................................................................................................
Nitrobenzene .........................................................................................................................
Nitrosamines ..........................................................................................................................
N-Nitrosodibutylamine ...........................................................................................................
N-Nitrosodiethylamine ...........................................................................................................
N-Nitrosodimethylamine ........................................................................................................
N-Nitrosodi-n-propylamine .....................................................................................................
N-Nitrosodiphenylamine ........................................................................................................
N-Nitrosopyrrolidine ...............................................................................................................
Pentachlorobenzene ..............................................................................................................
Pentachlorophenol .................................................................................................................
Phenol ...................................................................................................................................
Polychlorinated Biphenyls (PCBs) ........................................................................................
Pyrene ...................................................................................................................................
Selenium ................................................................................................................................
Toluene ..................................................................................................................................
Toxaphene .............................................................................................................................
Trichloroethylene ...................................................................................................................
Vinyl Chloride ........................................................................................................................
Zinc ........................................................................................................................................
Organisms
only
(μg/L)
0.01
9.8E–05
140
90
0.02 a (mg/kg)
20
40
0.032
0.0152
0.032
0.21
0.035
0.42
2.4
0.008
0.003
20,000
4E–06 b
2
60
39
5.3E–05
0.5
0.12
400
sradovich on DSK3GMQ082PROD with RULES9
a This criterion is expressed as the fish tissue concentration of methylmercury (mg methylmercury/kg fish) and applies equally to fresh and marine waters.
b This criterion applies to total PCBs (i.e., the sum of all congener or isomer or homolog or Aroclor analyses).
(b) Bacteria criteria for waters in
Indian lands. (1) The bacteria content of
Class AA and Class A waters shall be as
naturally occurs, and the minimum
number of Escherichia coli bacteria
shall not exceed a geometric mean of
100 colony-forming units per 100
milliliters (cfu/100 ml) in any 30-day
interval; nor shall 320 cfu/100 ml be
exceeded more than 10% of the time in
any 30-day interval.
(2) In Class B, Class C, and Class GPA
waters, the number of Escherichia coli
bacteria shall not exceed a geometric
mean of 100 colony forming units per
100 milliliters (cfu/100 ml) in any 30day interval; nor shall 320 cfu/100 ml be
exceeded more than 10% of the time in
any 30-day interval.
(3) The bacteria content of Class SA
waters shall be as naturally occurs, and
the number of Enterococcus spp.
bacteria shall not exceed a geometric
mean of 30 cfu/100 ml in any 30-day
interval, nor shall 110 cfu/100 ml be
exceeded more than 10% of the time in
any 30-day interval.
(4) In Class SA shellfish harvesting
areas, the numbers of total coliform
bacteria or other specified indicator
VerDate Sep<11>2014
22:19 Dec 16, 2016
Jkt 241001
organisms in samples representative of
the waters in shellfish harvesting areas
may not exceed the criteria
recommended under the National
Shellfish Sanitation Program, United
States Food and Drug Administration, as
set forth in the Guide for the Control of
Molluscan Shellfish, 2015 Revision. The
Director of the Federal Register
approves this incorporation by reference
in accordance with 5 U.S.C. 552(a) and
1 CFR part 51. You may obtain a copy
from the U.S. Food and Drug
Administration Center for Food Safety
and Applied Nutrition, Shellfish and
Aquaculture Policy Branch, 5100 Paint
Branch Parkway (HFS–325), College
Park, MD 20740 or https://www.fda.gov/
Food/GuidanceRegulation/FederalState
FoodPrograms/ucm2006754.htm. You
may inspect a copy at the U.S.
Environmental Protection Agency
Docket Center Reading Room, William
Jefferson Clinton West Building, Room
3334, 1301 Constitution Avenue NW.,
Washington, DC 20004, (202) 566–1744,
or at the National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
PO 00000
Frm 00025
Fmt 4701
Sfmt 4700
or go to: https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html.
(5) In Class SB and SC waters, the
number of Enterococcus spp. bacteria
shall not exceed a geometric mean of 30
cfu/100 ml in any 30-day interval, nor
shall 110 cfu/100 ml be exceeded more
than 10% of the time in any 30-day
interval.
(c) Ammonia criteria for fresh waters
in Indian lands. (1) The one-hour
average concentration of total ammonia
nitrogen (in mg TAN/L) shall not
exceed, more than once every three
years, the criterion maximum
concentration (i.e., the ‘‘CMC,’’ or
‘‘acute criterion’’) set forth in Tables 2
and 3 of this section.
(2) The thirty-day average
concentration of total ammonia nitrogen
(in mg TAN/L) shall not exceed, more
than once every three years, the
criterion continuous concentration (i.e.,
the ‘‘CCC,’’ or ‘‘chronic criterion’’) set
forth in Table 4.
(3) In addition, the highest four-day
average within the same 30-day period
as in (2) shall not exceed 2.5 times the
CCC, more than once every three years.
E:\FR\FM\19DER9.SGM
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VerDate Sep<11>2014
Temperature ("C)
pH
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E:\FR\FM\19DER9.SGM
0-14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
6.5
33
33
32
29
27
25
23
21
19
18
16
15
14
13
12
11
9.9
6.6
31
31
30
28
26
24
22
20
18
17
16
14
13
12
11
10
9.5
6.7
30
30
29
27
24
22
21
19
18
16
15
14
13
12
11
9.8
9.0
6.8
28
28
27
25
23
21
20
18
17
15
14
13
12
11
10
9.2
8.5
6.9
26
26
25
23
21
20
18
17
15
14
13
12
11
10
9.4
8.6
7.9
7.0
24
24
23
21
20
18
17
15
14
13
12
11
10
9.4
8.6
8.0
7.3
7.1
22
22
21
20
18
17
15
14
13
12
11
10
9.3
8.5
7.9
7.2
6.7
7.2
20
20
19
18
16
15
14
13
12
11
9.8
9.1
8.3
7.7
7.1
6.5
6.0
7.3
18
18
17
16
14
13
12
11
10
9.5
8.7
8.0
7.4
6.8
6.3
5.8
5.3
7.4
15
15
15
14
13
12
11
9.8
9.0
8.3
7.7
7.0
6.5
6.0
5.5
5.1
4.7
7.5
13
13
13
12
11
10
9.2
8.5
7.8
7.2
6.6
6.1
5.6
5.2
4.8
4.4
4.0
7.6
11
11
11
10
9.3
8.6
7.9
7.3
6.7
6.2
5.7
5.2
4.8
4.4
4.1
3.8
3.5
7.7
9.6
9.6
9.3
8.6
7.9
7.3
6.7
6.2
5.7
5.2
4.8
4.4
4.1
3.8
3.5
3.2
3.0
7.8
8.1
8.1
7.9
7.2
6.7
6.1
5.6
5.2
4.8
4.4
4.0
3.7
3.4
3.2
2.9
2.7
2.5
7.9
6.8
6.8
6.6
6.0
5.6
5.1
4.7
4.3
4.0
3.7
3.4
3.1
2.9
2.6
2.4
2.2
2.1
5.6
5.4
5.0
4.6
4.2
3.9
3.6
3.3
3.0
2.8
2.6
2.4
2.2
2.0
1.9
1.7
4.6
4.6
4.5
4.1
3.8
3.5
3.2
3.0
2.7
2.5
2.3
2.1
2.0
1.8
1.7
1.5
1.4
8.2
3.8
3.8
3.7
3.5
3.1
2.9
2.7
2.4
2.3
2.1
1.9
1.8
1.6
1.5
1.4
1.3
1.2
8.3
3.1
3.1
3.1
2.8
2.6
2.4
2.2
2.0
1.9
1.7
1.6
1.4
1.3
1.2
1.1
1.0
0.96
8.4
2.6
2.6
2.5
2.3
2.1
2.0
1.8
1.7
1.5
1.4
1.3
1.2
1.1
1.0
0.93
0.86
0.79
8.5
2.1
2.1
2.1
1.9
1.8
1.6
1.5
1.4
1.3
1.2
1.1
0.98
0.90
0.83
0.77
0.71
0.65
1.8
1.8
1.7
1.6
1.5
1.3
1.2
1.1
1.0
0.96
0.88
0.81
0.75
0.69
0.63
0.59
0.54
8.7
1.5
1.5
1.4
1.3
1.2
1.1
1.0
0.94
0.87
0.80
0.74
0.68
0.62
0.57
0.53
0.49
0.45
8.8
1.2
1.2
1.2
1.1
1.0
0.93
0.86
0.79
0.73
0.67
0.62
0.57
0.52
0.48
0.44
0.41
0.37
8.9
1.0
1.0
1.0
0.93
0.85
0.79
0.72
0.67
0.61
0.56
0.52
0.48
0.44
0.40
0.37
0.34
0.32
9.0
19DER9
5.6
8.1
8.6
ER19DE16.007
8.0
0.88
0.88
0.86
0.79
0.73
0.67
0.62
0.57
0.52
0.48
0.44
0.41
0.37
0.34
0.32
0.29
0.27
Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
22:19 Dec 16, 2016
Table 2. Temperature and pH-Dependent Values ofthe CMC (Acute Criterion Magnitude}-Oncorhynchus spp. Present. (Figure Sa in
Aquatic Life Ambient Water Quality Criteria for Ammonia-Freshwater, EPA 822-R-13-001, April2013.)
sradovich on DSK3GMQ082PROD with RULES9
VerDate Sep<11>2014
22:19 Dec 16, 2016
Temperature
pH
ec)
0-10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
6.5
51
48
44
41
37
34
32
29
27
25
23
21
19
18
16
15
14
13
12
11
9.9
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46
42
39
36
33
30
28
26
24
22
20
18
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10
9.5
46
44
40
37
34
31
29
27
24
22
21
19
18
16
15
14
13
12
11
9.8
9.0
44
41
38
35
32
30
27
25
23
21
20
18
17
15
14
13
12
11
10
9.2
8.5
6.9
41
38
35
32
30
28
25
23
21
20
18
17
15
14
13
12
11
10
9.4
8.6
7.9
7.0
38
35
33
30
28
25
23
21
20
18
17
15
14
13
12
11
10
9.4
8.6
7.9
7.3
7.1
34
32
30
27
25
23
21
20
18
17
15
14
13
12
11
10
9.3
8.5
7.9
7.2
6.7
7.2
31
29
27
25
23
21
19
18
16
15
14
13
12
11
9.8
9.1
8.3
7.7
7.1
6.5
6.0
7.3
27
26
24
22
20
18
17
16
14
13
12
11
10
9.5
8.7
8.0
7.4
6.8
6.3
5.8
5.3
7.4
24
22
21
19
18
16
15
14
13
12
11
9.8
9.0
8.3
7.7
7.0
6.5
6.0
5.5
5.1
4.7
7.5
21
19
18
17
15
14
13
12
11
10
9.2
8.5
7.8
7.2
6.6
6.1
5.6
5.2
4.8
4.4
4.0
18
17
15
14
13
12
11
10
9.3
8.6
7.9
7.3
6.7
6.2
5.7
5.2
4.8
4.4
4.1
3.8
3.5
11
10
9.3
8.6
7.9
7.3
6.7
6.2
5.7
5.2
4.8
4.4
4.1
3.8
3.5
3.2
2.9
6.7
6.1
5.6
5.2
4.8
4.4
4.0
3.7
3.4
3.2
2.9
2.7
2.5
15
14
13
12
7.8
13
12
11
10
9.3
8.5
7.9
7.2
7.9
11
9.9
9.1
8.4
7.7
7.1
6.6
3.0
5.6
5.1
4.7
4.3
4.0
3.7
3.4
3.1
2.9
2.6
2.4
2.2
2.1
8.0
8.8
8.2
7.6
7.0
6.4
5.9
5.4
5.0
4.6
4.2
3.9
3.6
3.3
3.0
2.8
2.6
2.4
2.2
2.0
1.9
1.7
8.1
7.2
6.8
6.3
5.8
5.3
4.9
4.5
4.1
3.8
3.5
3.2
3.0
2.7
2.5
2.3
2.1
2.0
1.8
1.7
1.5
1.4
8.2
6.0
5.6
5.2
4.8
4.4
4.0
3.7
3.4
3.1
2.9
2.7
2.4
2.3
2.1
1.9
1.8
1.6
1.5
1.4
1.3
1.2
8.3
4.9
4.6
4.3
3.9
3.6
3.3
3.1
2.8
2.6
2.4
2.2
2.0
1.9
1.7
1.6
1.4
1.3
1.2
1.1
1.0
0.96
8.4
4.1
3.8
3.5
3.2
3.0
2.7
2.5
2.3
2.1
2.0
1.8
1.7
1.5
1.4
1.3
1.2
1.1
1.0
0.93
0.86
0.79
19DER9
7.6
7.7
E:\FR\FM\19DER9.SGM
49
Sfmt 4725
6.6
6.7
6.8
8.5
3.3
3.1
2.9
2.7
2.4
2.3
2.1
1.9
1.8
1.6
1.5
1.4
1.3
1.2
1.1
0.98
0.90
0.83
0.77
0.71
0.65
8.6
2.8
2.6
2.4
2.2
2.0
1.9
1.7
1.6
1.5
1.3
1.2
1.1
1.0
0.96
0.88
0.81
0.75
0.69
0.63
0.58
0.54
8.7
2.3
2.2
2.0
1.8
1.7
1.6
1.4
1.3
1.2
1.1
1.0
0.94
0.87
0.80
0.74
0.68
0.62
0.57
0.53
0.49
0.45
8.8
1.9
1.8
1.7
1.5
1.4
1.3
1.2
1.1
1.0
0.93
0.86
0.79
0.73
0.67
0.62
0.57
0.52
0.48
0.44
0.41
0.37
8.9
1.6
1.5
1.4
1.3
1.2
1.1
1.0
0.93
0.85
0.79
0.72
0.67
0.61
0.56
0.52
0.48
0.44
0.40
0.37
0.34
0.32
9.0
1.4
1.3
1.2
1.1
1.0
0.93
0.86
0.79
0.73
0.67
0.62
0.57
0.52
0.48
0.44
0.41
0.37
0.34
0.32
0.29
Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
Table 3. Temperature and pH-Dependent Values of the CMC (Acute Criterion Magnitude)-Oncorhynchus spp. Absent. (Figure 5b in
Aquatic Life Ambient Water Quality Criteria for Ammonia-Freshwater, EPA 822-R-13-001, April2013.)
0.27
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VerDate Sep<11>2014
Temperature (°C)
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pH
0-7
8
9
10
6.5
4.9
4.6
4.3
4.1
3.8
6.6
4.8
4.5
4.3
4.0
3.8
6.7
4.8
4.5
4.2
3.9
3.7
6.8
4.6
4.4
4.1
3.8
6.9
4.5
4.2
4.0
3.7
7.0
4.4
4.1
3.8
7.1
4.2
3.9
3.7
7.2
4.0
3.7
7.3
3.8
3.5
7.4
3.5
7.5
3.2
11
12
13
14
3.6
3.3
3.1
3.5
3.3
3.1
3.5
3.2
3.0
3.6
3.4
3.2
3.5
3.3
3.1
3.6
3.4
3.2
3.5
3.2
3.0
3.5
3.3
3.1
2.9
3.3
3.1
2.9
2.7
3.3
3.1
2.9
2.7
3.0
2.8
2.7
2.5
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
2.9
2.8
2.6
2.4
2.3
2.1
2.0
1.9
1.8
1.6
1.5
1.5
2.9
2.7
2.5
2.4
2.2
2.1
2.0
1.8
1.7
1.6
1.5
1.4
1.4
1.3
1.2
1.1
1.3
1.3
1.2
1.1
2.8
2.7
2.5
2.3
2.2
2.1
1.9
1.8
1.7
1.6
1.5
1.4
3.0
2.8
2.6
2.4
2.3
2.1
2.0
1.9
1.8
1.7
1.6
1.5
1.4
1.3
1.2
1.2
1.1
1.3
1.2
2.9
2.7
2.5
2.4
2.2
2.1
2.0
1.8
1.7
1.6
1.5
1.4
1.3
1.1
1.1
1.2
1.2
1.1
1.0
3.0
2.8
2.6
2.4
2.3
2.2
2.0
1.9
1.8
1.7
1.6
1.5
1.4
2.8
2.7
2.5
2.3
2.2
2.1
1.9
1.8
1.7
1.6
1.5
1.4
1.3
1.3
1.2
1.1
1.1
0.99
1.2
1.2
1.1
1.0
0.95
2.7
2.5
2.4
2.2
2.1
2.0
1.8
1.7
1.6
1.5
1.4
1.3
1.3
1.2
1.1
1.0
0.96
0.90
2.6
2.4
2.2
2.1
2.0
1.8
1.7
1.6
1.5
1.4
1.3
1.3
1.2
1.1
1.0
0.97
0.91
0.85
2.5
2.4
2.2
2.1
2.0
1.8
1.7
1.6
1.5
1.4
1.3
1.3
1.2
1.1
1.0
0.96
0.90
0.85
0.79
2.3
2.2
2.1
1.9
1.8
1.7
1.6
1.5
1.4
1.3
1.2
1.2
1.1
1.0
0.95
0.89
0.83
0.78
0.73
Sfmt 4725
E:\FR\FM\19DER9.SGM
7.6
2.9
2.8
2.6
2.4
2.3
2.1
2.0
1.9
1.8
1.6
1.5
1.4
1.4
1.3
1.2
1.1
1.1
0.98
0.92
0.86
0.81
0.76
0.71
0.67
7.7
2.6
2.4
2.3
2.2
2.0
1.9
1.8
1.7
1.6
1.5
1.4
1.3
1.2
1.1
1.1
1.0
0.94
0.88
0.83
0.78
0.73
0.68
0.64
0.60
7.8
2.3
2.2
2.1
1.9
1.8
1.7
1.6
1.5
1.4
1.3
1.2
1.2
1.1
1.0
0.95
0.89
0.84
0.79
0.74
0.69
0.65
0.61
0.57
0.53
7.9
2.1
1.9
1.8
1.7
1.6
1.5
1.4
1.3
1.2
1.2
1.1
1.0
0.95
0.89
0.84
0.79
0.74
0.69
0.65
0.61
0.57
0.53
0.50
0.47
8.0
1.8
1.7
1.6
1.5
1.4
1.3
1.2
1.1
1.1
1.0
0.94
0.88
0.83
0.78
0.73
0.68
0.64
0.60
0.56
0.53
0.50
0.44
0.44
0.41
8.1
1.5
1.5
1.4
1.3
1.2
1.1
1.1
0.99
0.92
0.87
0.81
0.76
0.71
0.67
0.63
0.59
0.55
0.52
0.49
0.46
0.43
0.40
0.38
0.35
8.2
1.3
1.2
1.2
1.1
1.0
0.96
0.90
0.84
0.79
0.74
0.70
0.65
0.61
0.57
0.54
0.50
0.47
0.44
0.42
0.39
0.37
0.34
0.32
0.30
0.49
0.46
0.43
0.40
0.38
0.35
0.33
0.31
0.29
0.27
0.26
0.41
0.39
0.36
0.34
0.32
0.30
0.28
0.26
0.25
0.23
0.22
1.1
0.99
0.93
0.87
0.82
0.76
0.72
0.67
0.63
0.59
0.55
8.4
0.95
0.89
0.84
0.79
0.74
0.69
0.65
0.61
0.57
0.53
0.50
0.47
0.44
8.5
0.80
0.75
0.71
0.67
0.62
0.58
0.55
0.51
0.48
0.45
0.42
0.40
0.37
0.35
0.33
0.31
0.29
0.27
0.25
0.24
0.22
0.21
0.20
0.18
0.68
0.64
0.60
0.56
0.53
0.49
0.46
0.43
0.41
0.38
0.36
0.33
0.31
0.29
0.28
0.26
0.24
0.23
0.21
0.20
0.19
0.18
0.16
0.15
8.7
0.57
0.54
0.51
0.47
0.44
0.42
0.39
0.37
0.34
0.32
0.30
0.28
0.27
0.25
0.23
0.22
0.21
0.19
0.18
0.17
0.16
0.15
0.14
0.13
8.8
0.49
0.46
0.43
0.40
0.38
0.35
0.33
0.31
0.29
0.27
0.26
0.24
0.23
0.21
0.20
0.19
0.17
0.16
0.15
0.14
0.13
0.13
0.12
0.11
8.9
0.42
0.39
0.37
0.34
0.32
0.30
0.28
0.27
0.25
0.23
0.22
0.21
0.19
0.18
0.17
0.16
0.15
0.14
0.13
0.12
0.12
0.11
0.10
0.09
9.0
19DER9
1.1
0.52
8.6
ER19DE16.009
8.3
0.36
0.34
0.32
0.30
0.28
0.26
0.24
0.23
0.21
0.20
0.19
0.18
0.17
0.16
0.15
0.14
0.13
0.12
0.11
0.11
0.10
0.09
0.09
0.08
Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
22:19 Dec 16, 2016
Table 4. Temperature and pH-Dependent Values ofthe CCC (Chronic Criterion Magnitude). (Figure 6 in Aquatic Life Ambient Water
Quality Criteria for Ammonia-Freshwater, EPA 822-R-13-001, April2013.)
sradovich on DSK3GMQ082PROD with RULES9
Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
(d) pH Criteria for fresh waters in
Indian lands. The pH of fresh waters
shall fall within the range of 6.5 to 8.5.
(e) Temperature criteria for tidal
waters in Indian lands. (1) The
maximum acceptable cumulative
increase in the weekly average
temperature resulting from all artificial
sources is 1 °C (1.8 °F) during all
seasons of the year, provided that the
summer maximum is not exceeded.
(i) Weekly average temperature
increase shall be compared to baseline
thermal conditions and shall be
calculated using the daily maxima
averaged over a 7-day period.
(ii) Baseline thermal conditions shall
be measured at or modeled from a site
where there is no artificial thermal
addition from any source, and which is
in reasonable proximity to the thermal
discharge (within 5 miles), and which
has similar hydrography to that of the
receiving waters at the discharge.
(2) Natural temperature cycles
characteristic of the waterbody segment
shall not be altered in amplitude or
frequency.
(3) During the summer months (for
the period from May 15 through
September 30), water temperatures shall
not exceed a weekly average summer
maximum threshold of 18 °C (64.4 °F)
(calculated using the daily maxima
averaged over a 7-day period).
(f) Natural conditions provisions for
waters in Indian lands. (1) The
provision in Title 38 of Maine Revised
Statutes 464(4.C) which reads: ‘‘Where
natural conditions, including, but not
limited to, marshes, bogs and abnormal
concentrations of wildlife cause the
dissolved oxygen or other water quality
criteria to fall below the minimum
standards specified in section 465, 465–
A and 465–B, those waters shall not be
considered to be failing to attain their
classification because of those natural
conditions,’’ does not apply to water
quality criteria intended to protect
human health.
(2) The provision in Title 38 of Maine
Revised Statutes 420(2.A) which reads
‘‘Except as naturally occurs or as
provided in paragraphs B and C, the
board shall regulate toxic substances in
the surface waters of the State at the
levels set forth in federal water quality
criteria as established by the United
States Environmental Protection Agency
pursuant to the Federal Water Pollution
Control Act, Public Law 92–500, Section
304(a), as amended,’’ does not apply to
water quality criteria intended to protect
human health.
(g) Mixing zone policy for waters in
Indian lands. (1) Establishing a mixing
zone. (i) The Department of
Environmental Protection
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22:19 Dec 16, 2016
Jkt 241001
(‘‘department’’) may establish a mixing
zone for any discharge at the time of
application for a waste discharge license
if all of the requirements set forth in
paragraphs (g)(2) and (3) of this section
are satisfied. The department shall
attach a description of the mixing zone
as a condition of a license issued for
that discharge. After opportunity for a
hearing in accordance with 38 MRS
section 345–A, the department may
establish by order a mixing zone with
respect to any discharge for which a
license has been issued pursuant to
section 414 or for which an exemption
has been granted by virtue of 38 MRS
section 413, subsection 2.
(ii) The purpose of a mixing zone is
to allow a reasonable opportunity for
dilution, diffusion, or mixture of
pollutants with the receiving waters
such that an applicable criterion may be
exceeded within a defined area of the
waterbody while still protecting the
designated use of the waterbody as a
whole. In determining the extent of any
mixing zone to be established under this
section, the department will require
from the applicant information
concerning the nature and rate of the
discharge; the nature and rate of existing
discharges to the waterway; the size of
the waterway and the rate of flow
therein; any relevant seasonal, climatic,
tidal, and natural variations in such
size, flow, nature, and rate; the uses of
the waterways that could be affected by
the discharge, and such other and
further evidence as in the department’s
judgment will enable it to establish a
reasonable mixing zone for such
discharge. An order establishing a
mixing zone may provide that the extent
thereof varies in order to take into
account seasonal, climatic, tidal, and
natural variations in the size and flow
of, and the nature and rate of, discharges
to the waterway.
(2) Mixing zone information
requirements. At a minimum, any
request for a mixing zone must:
(i) Describe the amount of dilution
occurring at the boundaries of the
proposed mixing zone and the size,
shape, and location of the area of
mixing, including the manner in which
diffusion and dispersion occur;
(ii) Define the location at which
discharge-induced mixing ceases;
(iii) Document the substrate character
and geomorphology within the mixing
zone;
(iv) Document background water
quality concentrations;
(v) Address the following factors;
(A) Whether adjacent mixing zones
overlap;
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92493
(B) Whether organisms would be
attracted to the area of mixing as a result
of the effluent character; and
(C) Whether the habitat supports
endemic or naturally occurring species.
(vi) Provide all information necessary
to demonstrate whether the
requirements in paragraph (g)(3) of this
section are satisfied.
(3) Mixing zone requirements. (i)
Mixing zones shall be established
consistent with the methodologies in
Sections 4.3 and 4.4 of the ‘‘Technical
Support Document for Water Qualitybased Toxics Control’’ EPA/505/2–90–
001, dated March 1991.
(ii) The mixing zone demonstration
shall be based on the assumption that a
pollutant does not degrade within the
proposed mixing zone, unless:
(A) Scientifically valid field studies or
other relevant information demonstrate
that degradation of the pollutant is
expected to occur under the full range
of environmental conditions expected to
be encountered; and
(B) Scientifically valid field studies or
other relevant information address other
factors that affect the level of pollutants
in the water column including, but not
limited to, resuspension of sediments,
chemical speciation, and biological and
chemical transformation.
(iii) Water quality within an
authorized mixing zone is allowed to
exceed chronic water quality criteria for
those parameters approved by the
department. Acute water quality criteria
may be exceeded for such parameters
within the zone of initial dilution inside
the mixing zone. Acute criteria shall be
met as close to the point of discharge as
practicably attainable. Water quality
criteria shall not be violated outside of
the boundary of a mixing zone as a
result of the discharge for which the
mixing zone was authorized.
(iv) Mixing zones shall be as small as
practicable. The concentrations of
pollutants present shall be minimized
and shall reflect the best practicable
engineering design of the outfall to
maximize initial mixing. Mixing zones
shall not be authorized for
bioaccumulative pollutants (i.e.,
chemicals for which the
bioconcentration factors (BCF) or
bioaccumulation factors (BAF) are
greater than 1,000) or bacteria.
(v) In addition to the requirements
above, the department may approve a
mixing zone only if the mixing zone:
(A) Is sized and located to ensure that
there will be a continuous zone of
passage that protects migrating, freeswimming, and drifting organisms;
(B) Will not result in thermal shock or
loss of cold water habitat or otherwise
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19DER9
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Federal Register / Vol. 81, No. 243 / Monday, December 19, 2016 / Rules and Regulations
sradovich on DSK3GMQ082PROD with RULES9
interfere with biological communities or
populations of indigenous species;
(C) Is not likely to jeopardize the
continued existence of any endangered
or threatened species listed under
section 4 of the Endangered Species Act
of 1973, as amended (16 U.S.C. 1531 et
seq.) or result in the destruction or
adverse modification of such species’
critical habitat;
(D) Will not extend to drinking water
intakes and sources;
(E) Will not otherwise interfere with
the designated or existing uses of the
receiving water or downstream waters;
(F) Will not promote undesirable
aquatic life or result in a dominance of
nuisance species;
(G) Will not endanger critical areas
such as breeding and spawning grounds,
habitat for state-listed threatened or
endangered species, areas with sensitive
biota, shellfish beds, fisheries, and
recreational areas;
(H) Will not contain pollutant
concentrations that are lethal to mobile,
VerDate Sep<11>2014
22:19 Dec 16, 2016
Jkt 241001
migrating, and drifting organisms
passing through the mixing zone;
(I) Will not contain pollutant
concentrations that may cause
significant human health risks
considering likely pathways of
exposure;
(J) Will not result in an overlap with
another mixing zone;
(K) Will not attract aquatic life;
(L) Will not result in a shore-hugging
plume; and
(M) Is free from:
(1) Substances that settle to form
objectionable deposits;
(2) Floating debris, oil, scum, and
other matter in concentrations that form
nuisances; and
(3) Objectionable color, odor, taste, or
turbidity.
(h) Dissolved oxygen criteria for class
A waters throughout the State of Maine,
including in Indian lands. The
dissolved oxygen content of Class A
waters shall not be less than 7 ppm (7
mg/L) or 75% of saturation, whichever
is higher, year-round. For the period
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from October 1 through May 14, in fish
spawning areas, the 7-day mean
dissolved oxygen concentration shall
not be less than 9.5 ppm (9.5 mg/L), and
the 1-day minimum dissolved oxygen
concentration shall not be less than 8
ppm (8.0 mg/L).
(i) Waiver or modification of
protection and improvement laws for
waters throughout the State of Maine,
including in Indian lands. For all waters
in Maine, the provisions in Title 38 of
Maine Revised Statutes 363–D do not
apply to state or federal water quality
standards applicable to waters in Maine,
including designated uses, criteria to
protect existing and designated uses,
and antidegradation policies.
(j) Phenol criterion for the protection
of human health for Maine waters
outside of Indian lands. The phenol
criterion to protect human health for the
consumption of water and organisms is
4000 micrograms per liter.
[FR Doc. 2016–30331 Filed 12–16–16; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\19DER9.SGM
19DER9
Agencies
[Federal Register Volume 81, Number 243 (Monday, December 19, 2016)]
[Rules and Regulations]
[Pages 92466-92494]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-30331]
[[Page 92465]]
Vol. 81
Monday,
No. 243
December 19, 2016
Part IX
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 131
Promulgation of Certain Federal Water Quality Standards Applicable to
Maine; Final Rule
Federal Register / Vol. 81 , No. 243 / Monday, December 19, 2016 /
Rules and Regulations
[[Page 92466]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 131
[EPA-HQ-OW-2015-0804; FRL-9952-99-OW]
RIN 2040-AF59
Promulgation of Certain Federal Water Quality Standards
Applicable to Maine
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is finalizing
federal Clean Water Act (CWA) water quality standards (WQS) for certain
waters under the state of Maine's jurisdiction, including human health
criteria (HHC) to protect the sustenance fishing designated use in
waters in Indian lands and in waters subject to sustenance fishing
rights under the Maine Implementing Act (MIA). EPA is promulgating
these WQS to address various disapprovals of Maine's standards that EPA
issued in February, March, and June 2015, and to address the
Administrator's determination that Maine's HHC are not adequate to
protect the designated use of sustenance fishing for certain waters.
DATES: This final rule is effective on January 18, 2017. The
incorporation by reference of certain publications listed in the rule
is approved by the Director of the Federal Register as of January 18,
2017.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OW-2015-0804. All documents in the docket are listed on the
https://www.regulations.gov Web site. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available electronically through https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Jennifer Brundage, Office of Water,
Standards and Health Protection Division (4305T), Environmental
Protection Agency, 1200 Pennsylvania Avenue NW., Washington, DC 20460;
telephone number: (202) 566-1265; email address:
Brundage.jennifer@epa.gov.
SUPPLEMENTARY INFORMATION: This final rule is organized as follows:
I. General Information
A. Does this action apply to me?
B. How did EPA develop this final rule?
II. Background and Summary
A. Statutory and Regulatory Background
B. Description of Final Rule
III. Summary of Major Comments Received and EPA's Response
A. Overview of Comments
B. Maine Indian Settlement Acts
C. Sustenance Fishing Designated Use
D. Human Health Criteria for Toxics for Waters in Indian Lands
E. Other Water Quality Standards
IV. Economic Analysis
A. Identifying Affected Entities
B. Method for Estimated Costs
C. Results
V. Statutory and Executive Order Reviews
A. Executive Order 12866 (Regulatory Planning and Review) and
Executive Order 13563 (Improving Regulation and Regulatory Review)
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132
F. Executive Order 13175 (Consultation and Coordination With
Indian Tribal Governments)
G. Executive Order 13045 (Protection of Children From
Environmental Health and Safety Risks)
H. Executive Order 13211 (Actions That Significantly Affect
Energy Supply, Distribution, or Use)
I. National Technology Transfer and Advancement Act of 1995
J. Executive Order 12898 (Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations)
K. Congressional Review Act (CRA)
I. General Information
A. Does this action apply to me?
Entities such as industries, stormwater management districts, or
publicly owned treatment works (POTWs) that discharge pollutants to
waters of the United States in Maine could be indirectly affected by
this rulemaking, because federal WQS promulgated by EPA are applicable
to CWA regulatory programs, such as National Pollutant Discharge
Elimination System (NPDES) permitting. Citizens concerned with water
quality in Maine, including members of the federally recognized Indian
tribes in Maine, could also be interested in this rulemaking.
Dischargers that could potentially be affected include the following:
Table 1--Dischargers Potentially Affected by This Rulemaking
------------------------------------------------------------------------
Examples of potentially affected
Category entities
------------------------------------------------------------------------
Industry.......................... Industries discharging pollutants to
waters of the United States in
Maine.
Municipalities.................... Publicly owned treatment works or
other facilities discharging
pollutants to waters of the United
States in Maine.
Stormwater Management Districts... Entities responsible for managing
stormwater runoff in the state of
Maine.
------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities that could be indirectly affected
by this action. Any parties or entities who depend upon or contribute
to the quality of Maine's waters could be affected by this rule. To
determine whether your facility or activities could be affected by this
action, you should carefully examine this rule. If you have questions
regarding the applicability of this action to a particular entity,
consult Jennifer Brundage, whose contact information can be found in
the FOR FURTHER INFORMATION section above.
B. How did EPA develop this final rule?
In developing this final rule, EPA carefully considered the public
comments and feedback received from interested parties. EPA provided a
60-day public comment period after publishing the proposed rule in the
Federal Register on April 20, 2016.\1\ In addition, EPA held two
virtual public hearings on June 7 and 9, 2016, to discuss the contents
of the proposed rule and accept verbal public comments.
---------------------------------------------------------------------------
\1\ See Proposal of Certain Federal Water Quality Standards
Applicable to Maine, 81 FR 23239, April 20, 2016.
---------------------------------------------------------------------------
Over 100 organizations and individuals submitted comments on a
range of issues. Some comments addressed issues beyond the scope of the
rulemaking, and thus EPA did not consider them in finalizing this rule.
In section III of this preamble, EPA discusses certain public comments
so that the public is aware of the Agency's position. For a full
response to these
[[Page 92467]]
and all other comments, see EPA's Response to Comments (RTC) document
in the official public docket.
II. Background and Summary
A. Statutory and Regulatory Background
1. Clean Water Act (CWA)
CWA section 101(a)(2) establishes as a national goal ``water
quality which provides for the protection and propagation of fish,
shellfish, and wildlife, and recreation in and on the water, wherever
attainable.'' These are commonly referred to as the ``fishable/
swimmable'' goals of the CWA. EPA interprets ``fishable'' uses to
include, at a minimum, designated uses providing for the protection of
aquatic communities and human health related to consumption of fish and
shellfish.\2\
---------------------------------------------------------------------------
\2\ USEPA. 2000. Memorandum #WQSP-00-03. U.S. Environmental
Protection Agency, Office of Water, Washington, DC. https://www.epa.gov/sites/production/files/2015-01/documents/standards-shellfish.pdf.
---------------------------------------------------------------------------
CWA section 303(c) (33 U.S.C. 1313(c)) directs states to adopt
water quality standards (WQS) for waters under their jurisdiction
subject to the CWA. CWA section 303(c)(2)(A) and EPA's implementing
regulations at 40 CFR part 131 require, among other things, that a
state's WQS specify appropriate designated uses of the waters, and
water quality criteria to protect those uses that are based on sound
scientific rationale. EPA's regulations at 40 CFR 131.11(a)(1) provide
that such criteria ``must be based on sound scientific rationale and
must contain sufficient parameters or constituents to protect the
designated use.'' In addition, 40 CFR 131.10(b) provides that ``[i]n
designating uses of a waterbody and the appropriate criteria for those
uses, the state shall take into consideration the water quality
standards of downstream waters and ensure that its water quality
standards provide for the attainment and maintenance of the water
quality standards of downstream waters.''
States are required to review applicable WQS at least once every
three years and, if appropriate, revise or adopt new standards (CWA
section 303(c)(1)). Any new or revised WQS must be submitted to EPA for
review, to determine whether it meets the CWA's requirements, and for
approval or disapproval (CWA section 303(c)(2)(A) and (c)(3)). If EPA
disapproves a state's new or revised WQS, the CWA provides the state
ninety days to adopt a revised WQS that meets CWA requirements, and if
it fails to do so, EPA shall promptly propose and then within ninety
days promulgate such standard unless EPA approves a state replacement
WQS first (CWA section 303(c)(3) and (c)(4)(A)). If the state adopts
and EPA approves a state replacement WQS after EPA promulgates a
standard, EPA then withdraws its promulgation. CWA section 303(c)(4)(B)
authorizes the Administrator to determine, even in the absence of a
state submission, that a new or revised standard is necessary to meet
CWA requirements. Upon making such a determination, EPA shall promptly
propose, and then within ninety days promulgate, any such new or
revised standard unless prior to such promulgation, the state has
adopted a revised or new WQS that EPA approves as being in accordance
with the CWA.
Under CWA section 304(a), EPA periodically publishes water quality
criteria recommendations for states to consider when adopting water
quality criteria for particular pollutants to protect the CWA section
101(a)(2) goal uses. For example, in 2015, EPA updated its CWA section
304(a) recommended criteria for human health for 94 pollutants (the
2015 criteria update).\3\ Where EPA has published recommended criteria,
states should adopt water quality criteria based on EPA's CWA section
304(a) criteria, section 304(a) criteria modified to reflect site-
specific conditions, or other scientifically defensible methods (40 CFR
131.11(b)(1)). CWA section 303(c)(2)(B) requires states to adopt
numeric criteria for all toxic pollutants listed pursuant to CWA
section 307(a)(1) for which EPA has published CWA section 304(a)
criteria, as necessary to support the states' designated uses.
---------------------------------------------------------------------------
\3\ Final Updated Ambient Water Quality Criteria for the
Protection of Human Health, (80 FR 36986, June 29, 2015). See also:
USEPA. 2015. Final 2015 Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency, Office of Water,
Washington, DC. https://water.epa.gov/scitech/swguidance/standards/criteria/current/hhfinal.cfm.
---------------------------------------------------------------------------
2. Maine Indian Settlement Acts
There are four federally recognized Indian tribes in Maine
represented by five governing bodies. The Penobscot Nation and the
Passamaquoddy Tribe have reservations and trust land holdings in
central and coastal Maine. The Passamaquoddy Tribe has two governing
bodies, one on the Pleasant Point Reservation and another on the Indian
Township Reservation. The Houlton Band of Maliseet Indians and the
Aroostook Band of Micmacs have trust lands farther north in the state.
To simplify the discussion, EPA will refer to the Penobscot Nation and
the Passamaquoddy Tribe together as the ``Southern Tribes'' and the
Houlton Band of Maliseet Indians and Aroostook Band of Micmacs as the
``Northern Tribes.'' EPA acknowledges that these are collective
appellations the tribes themselves have not adopted, and the Agency
uses them solely to simplify this discussion.
In 1980, Congress passed the Maine Indian Claims Settlement Act
(MICSA) that resolved litigation in which the Southern Tribes asserted
land claims to a large portion of the state of Maine. Public Law 96-
420, 94 Stat. 1785. MICSA ratified a state statute passed in 1979, the
Maine Implementing Act (MIA, 30 M.R.S. 6201, et seq.), which was
designed to embody the agreement reached between the state and the
Southern Tribes. In 1981, MIA was amended to include provisions for
land to be taken into trust for the Houlton Band of Maliseet Indians,
as provided for in MICSA. Public Law 96-420, 94 Stat. 1785 section
5(d)(1); 30 M.R.S. 6205-A. Since it is Congress that has plenary
authority as to federally recognized Indian tribes, MIA's provisions
concerning jurisdiction and the status of the tribes are effective as a
result of, and consistent with, the Congressional ratification in
MICSA.
In 1989, the Maine legislature passed the Micmac Settlement Act
(MSA) to embody an agreement as to the status of the Aroostook Band of
Micmacs. 30 M.R.S. 7201, et seq. In 1991, Congress passed the Aroostook
Band of Micmacs Settlement Act (ABMSA), which ratified the MSA. Act of
Nov. 26, 1991, Public Law 102-171, 105 Stat. 1143. One principal
purpose of both statutes was to give the Micmacs the same settlement
that had been provided to the Maliseets in MICSA. See ABMSA 2(a)(4) and
(5). In 2007, the U.S. Court of Appeals for the First Circuit confirmed
that the Micmacs and Maliseets are subject to the same jurisdictional
provisions in MICSA. Aroostook Band of Micmacs v. Ryan, 484 F.3d 41
(1st Cir. 2007). Where appropriate, this preamble discussion will refer
to the combination of MICSA, MIA, ABMSA, and MSA as the ``Indian
settlement acts'' or ``settlement acts.''
3. EPA's Disapprovals of Portions of Maine's Water Quality Standards
On February 2, March 16, and June 5, 2015, EPA disapproved a number
of Maine's new and revised WQS. These decision letters are available in
the docket for this rulemaking. They were prompted by an ongoing
lawsuit
[[Page 92468]]
initiated by Maine against EPA.\4\ As discussed in the preamble to the
proposed rule (see 81 FR 23239, 23241-23242), some of the disapprovals
applied only to waters in Indian lands in Maine, while others applied
to waters throughout the state or to waters in the state outside of
Indian lands.\5\ EPA concluded that the disapproved WQS did not
adequately protect designated uses related to the protection of human
health and/or aquatic life.\6\ EPA requested the state to revise its
WQS to address the issues identified in the disapprovals. The statutory
90-day timeframe provided to the state to revise its WQS has passed
with respect to all of the disapproved WQS. EPA is required by the CWA
to promptly propose and then, within 90 days of proposal, to promulgate
federal standards unless, in the meantime, the state adopts and EPA
approves state replacement WQS that address EPA's disapproval. The
state has not adopted WQS revisions to address the disapprovals. Having
published the proposed rule on April 20, 2016, EPA is today finalizing
the rule. With the exception of minor revisions to several human health
criteria as noted in section II.B.1.a and two small changes discussed
in section II.B.2, EPA's final rule is identical to the proposed rule.
---------------------------------------------------------------------------
\4\ The state has filed an amended complaint in that lawsuit,
challenging, among other things, EPA's February 2, 2015 approval of
certain designated uses and disapprovals of Maine's HHC.
\5\ As discussed in the proposal for this rule, unlike in most
other states, Maine has the authority to promulgate WQS for waters
in Indian lands in Maine, as a result of the settlement acts.
\6\ After further consideration, by letter of January 19, 2016,
EPA withdrew its February 2, 2015, disapprovals of Maine's HHC for
six pollutants (copper, asbestos, barium, iron, manganese and
nitrates) and instead approved them. EPA concluded that those
criteria were not calculated using a fish consumption rate, and
therefore the basis for EPA's disapprovals of the HHC in the
February 2, 2015, decision letter did not apply. EPA approved them
as being consistent with EPA's recommended CWA section 304(a)
criteria. In addition, by letter of April 11, 2016, EPA withdrew its
February 2, 2015, disapprovals of Maine's HHC for the following HHC
and instead approved them: (1) For the consumption of water plus
organisms for 1,2-dichloropropane, 1,4-dichlorobenzene,
dichlorobromomethane, chlorodibromomethane, chrysene, methylene
chloride, chlorophenoxy herbicide (2, 4, 5-TP), chlorophenoxy
herbicide (2,4-D), and Nnitrosopyrrolidine; (2) for the consumption
of organisms alone for acrolein and gamma-BHC (Lindane); and (3) for
both the consumption of water plus organisms and for the consumption
of organisms alone for 1,2-dichloroethane, acrylonitrile, benzidine,
bis(chloromethyl) ether, chloroform, methyl bromide, and
tetrachloroethylene. EPA calculated the HHC for these pollutants
using the best science reflected in the 2015 criteria updates (which
were finalized after the disapprovals), along with a fish
consumption rate (FCR) of 286 g/day to protect the sustenance
fishing use, and concluded that the resulting HHC were either the
same or less stringent than Maine's HHC that EPA had disapproved.
Accordingly, EPA withdrew the disapprovals and approved these HHC
based on their being adequate to protect the sustenance fishing use.
---------------------------------------------------------------------------
4. Scope of Action
a. Scope of Promulgation Related to Disapprovals
To address the disapprovals discussed in section II.A.3, EPA is
promulgating human health criteria (HHC) for toxic pollutants and six
other WQS that apply only to waters in Indian lands; two WQS for all
waters in Maine including waters in Indian lands; and one WQS for
waters in Maine outside of Indian lands. For the purpose of this
rulemaking, ``waters in Indian lands'' are those waters in the tribes'
reservations and trust lands as provided for in the settlement acts.
b. Scope of Promulgation Related to the Administrator's Determination
On April 20, 2016, EPA made a CWA section 303(c)(4)(B)
determination that, for any waters in Maine where there is a sustenance
fishing designated use and Maine's existing HHC are in effect, new or
revised HHC for the protection of human health in Maine are necessary
to meet the requirements of the CWA. EPA proposed (see 81 FR 23239,
23242-23243), and is now finalizing, HHC for toxic pollutants, in
accordance with the CWA section 303(c)(4)(B) determination, for the
following waters: (1) Waters in Indian lands in the event that a court
determines that EPA's disapprovals of HHC for such waters were
unauthorized and that Maine's existing HHC are in effect; \7\ and (2)
waters where there is a sustenance fishing designated use outside of
waters in Indian lands.\8\
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\7\ Maine has challenged EPA's disapprovals in federal district
court, asserting that EPA did not have the authority to disapprove
the HHC in waters in Indian lands. While EPA's position is that the
disapprovals were authorized and Maine's existing HHC are not in
effect, this determination ensures that EPA has the authority to
promulgate the proposed HHC, and that the tribes' sustenance fishing
use would be protected, even if Maine were to prevail in its
challenge to EPA's disapproval authority.
\8\ In its February 2015 Decision, EPA concluded that section
6207(4) and (9) of MIA constituted a new or revised water quality
standard and approved the provision as a designated use of
sustenance fishing applicable to all inland waters of the Southern
Tribes' reservations in which populations of fish are or may be
found. Accordingly, EPA's approval of MIA section 6207(4) and (9) as
a designated use of sustenance fishing applies to all waters where
the Southern Tribes have a right to sustenance fish, irrespective of
whether such waters are determined to be outside of the scope of
their reservation for purposes other than sustenance fishing.
EPA notes that there may be one or more waters where the
sustenance fishing designated use based on MIA section 6207(4) and
(9) extends beyond ``waters in Indian lands.'' For example, a
federal district court recently held that the Penobscot Nation's
``reservation'' for sustenance fishing purposes, as contained in MIA
section 6207(4), is broader in scope than its ``reservation'' under
MIA section 6203(8). Penobscot Nation v. Mills, 151 F. Supp. 3d 181
(D. Maine Dec. 16, 2015) (formerly, Penobscot v. Schneider), appeal
docketed, No. 16-1435 (1st Cir. April 26, 2016). The court held that
the Penobscot Nation has a right to sustenance fish throughout the
main stem of the Penobscot River (from Indian Island to the
confluence of the East and West Branches of the Penobscot River),
though its reservation under section 6203(8) consists solely of the
islands in that stretch of the river. The determination and
corresponding final HHC apply to any water that is beyond the scope
of ``waters in Indian lands'' and to which the sustenance fishing
designated use based on MIA section 6207(4) and (9) applies. For a
more detailed discussion, see section III.D.5 of this preamble, and
also Topic 5 in EPA's Response to Comments document and the ``Scope
of Waters'' Technical Support Document; both documents are in the
docket for this rulemaking.
---------------------------------------------------------------------------
5. Applicability of Water Quality Standards
These water quality standards apply to the categories of waters for
CWA purposes, as described in II.B below. Although EPA is finalizing
WQS to address the standards that it disapproved or for which it has
made a determination, Maine continues to have the option to adopt and
submit to EPA new or revised WQS that remedy the issues identified in
the disapprovals and determination, consistent with CWA section 303(c)
and EPA's implementing regulations at 40 CFR part 131.
Some commenters urged EPA to finalize its rule without any further
delay. Conversely, the state noted that EPA should give it additional
time to adopt and submit its own WQS to address EPA's disapprovals. EPA
acknowledges the perspectives of all of these commenters. EPA agrees
that there is a compelling need to finalize the WQS, particularly in
waters in Indian lands in Maine. For many pollutants, there are no
criteria in effect for CWA purposes in waters in Indian lands,
including most human health criteria, and it is important to remedy
this gap in protection without further delay where possible. Further,
the tribes have repeatedly expressed their desire for, and the
importance of, their right to a sustenance fishing way of life,
reserved for them under the settlement acts, to be protected. EPA, as a
federal government agency, is taking action to protect that right,
consistent with the settlement acts and CWA, as described further
below.
EPA also agrees that the CWA is intended to protect the Nation's
waters through a system of cooperative federalism, with states having
the primary responsibility of establishing protective WQS for waters
under their jurisdiction. However, Maine is challenging EPA's
disapproval of the
[[Page 92469]]
HHC for waters in Indian lands in federal court, and it commented
adversely on EPA's proposed HHC, pH, bacteria, and tidal temperature
criteria for waters in Indian lands. Consequently, EPA has no assurance
that Maine will develop WQS that EPA can approve as scientifically
defensible and protective of Maine's designated uses.
Having considered these comments, EPA, in keeping with its
statutory obligation to promulgate WQS within 90 days after proposing
them and the need for these WQS to meet the requirements of the CWA, is
finalizing the WQS.
In the April 20, 2016, Federal Register notice, EPA proposed that
if Maine adopted and submitted WQS that meet CWA requirements after EPA
finalized its proposed rule, they would become effective for CWA
purposes upon EPA approval and EPA's corresponding promulgated WQS
would no longer apply. No commenters supported this proposal. Two
commenters objected to it, and one asked that EPA specify that WQS
adopted by the state would have to be at least as stringent as the
federally proposed WQS for EPA to approve and make the state WQS
effective for CWA purposes.
Upon consideration of comments received on its proposed rule, EPA
decided not to finalize the above proposed approach. Consistent with 40
CFR 131.21(c), EPA's federally promulgated WQS are and will be
applicable for purposes of the CWA until EPA withdraws those federally
promulgated WQS. EPA would undertake a rulemaking to withdraw the
federal WQS if and when Maine adopts and EPA approves corresponding WQS
that meet the requirements of section 303(c) of the CWA and EPA's
implementing regulations at 40 CFR part 131.
B. Description of Final Rule
1. Final WQS for Waters in Indian Lands in Maine and for Waters outside
of Indian Lands in Maine Where the Sustenance Fishing Designated Use
Established by 30 M.R.S. 6207(4) and (9) Applies
a. Human Health Criteria for Toxic Pollutants
After consideration of all comments received on EPA's proposed
rule, EPA is finalizing the proposed criteria for 96 toxic pollutants
in this rule applicable to waters in Indian lands.\9\ Table 2 provides
the criteria for each pollutant as well as the HHC inputs used to
derive each one. These criteria also apply to any waters that are
covered by the determination referenced in section II.A.4.
---------------------------------------------------------------------------
\9\ Final human health criteria for antimony,
dichlorobromomethane, nickel, nitrosamines, N-nitrosodibutylamine,
N-nitrosodiethylamine, PCBs, selenium, and zinc have been modified
slightly from the criteria as proposed to better reflect the
appropriate number of significant figures (i.e., precision) in the
value.
[[Page 92470]]
Table 2--Final HHC and Key Parameters Used in Their Derivation
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Bioaccumu- Bioaccumu- Bioaccumu-
Cancer slope Relative source Reference lation factor lation factor lation factor Bioconcen- Water &
Chemical name CAS No. factor, CSF contribution dose, RfD for trophic for trophic for trophic tration factor organisms Organisms only
(per mg/ RSC (-) (mg/ level 2 (L/kg level 3 (L/kg level 4 (L/kg (L/kg tissue) ([micro]g/ ([micro]g/L)
kg[middot]d) kg[middot]d) tissue) tissue) tissue) \e\ L)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1 1,1,2,2-Tetrachloroethane........ 79-34-5 0.2 ............... ............ 5.7 7.4 8.4 ............... 0.09 0.2
2 1,1,2-Trichloroethane............ 79-00-5 0.057 ............... ............ 6.0 7.8 8.9 ............... 0.31 0.66
3 1,1-Dichloroethylene............. 75-35-4 ............ 0.20 0.05 2.0 2.4 2.6 ............... 300 1000
4 1,2,4,5-Tetrachlorobenzene....... 95-94-3 ............ 0.20 0.0003 17,000 2,900 1,500 ............... 0.002 0.002
5 1,2,4-Trichlorobenzene........... 120-82-1 0.029 ............... ............ 2,800 1,500 430 ............... 0.0056 0.0056
6 1,2-Dichlorobenzene.............. 95-50-1 ............ 0.20 0.3 52 71 82 ............... 200 300
7 1,2-Dichloropropane.............. 78-87-5 0.036 ............... ............ 2.9 3.5 3.9 ............... ........... 2.3
8 1,2-Diphenylhydrazine............ 122-66-7 0.8 ............... ............ 18 24 27 ............... 0.01 0.02
9 1,2-Trans-Dichloroethylene....... 156-60-5 ............ 0.20 0.02 3.3 4.2 4.7 ............... 90 300
10 1,3-Dichlorobenzene............. 541-73-1 ............ 0.20 0.002 31 120 190 ............... 1 1
11 1,3-Dichloropropene............. 542-75-6 0.122 ............... ............ 2.3 2.7 3.0 ............... 0.21 0.87
12 1,4-Dichlorobenzene............. 106-46-7 ............ 0.20 0.07 28 66 84 ............... ........... 70
13 2,4,5-Trichlorophenol........... 95-95-4 ............ 0.20 0.1 100 140 160 ............... 40 40
14 2,4,6-Trichlorophenol........... 88-06-2 0.011 ............... ............ 94 130 150 ............... 0.20 0.21
15 2,4-Dichlorophenol.............. 120-83-2 ............ 0.20 0.003 31 42 48 ............... 4 4
16 2,4-Dimethylphenol.............. 105-67-9 ............ 0.20 0.02 4.8 6.2 7.0 ............... 80 200
17 2,4-Dinitrophenol............... 51-28-5 ............ 0.20 0.002 \a\ 4.4 \a\ 4.4 \a\ 4.4 ............... 9 30
18 2,4-Dinitrotoluene.............. 121-14-2 0.667 ............... ............ 2.8 3.5 3.9 ............... 0.036 0.13
19 2-Chloronaphthalene............. 91-58-7 ............ 0.80 0.08 150 210 240 ............... 90 90
20 2-Chlorophenol.................. 95-57-8 ............ 0.20 0.005 3.8 4.8 5.4 ............... 20 60
21 2-Methyl-4,6-Dinitrophenol...... 534-52-1 ............ 0.20 0.0003 6.8 8.9 10 ............... 1 2
22 3,3'-Dichlorobenzidine.......... 91-94-1 0.45 ............... ............ 44 60 69 ............... 0.0096 0.011
23 4,4'-DDD........................ 72-54-8 0.24 ............... ............ 33,000 140,000 240,000 ............... 9.3E-06 9.3E-06
24 4,4'-DDE........................ 72-55-9 0.167 ............... ............ 270,000 1,100,000 3,100,000 ............... 1.3E-06 1.3E-06
25 4,4'-DDT........................ 50-29-3 0.34 ............... ............ 35,000 240,000 1,100,000 ............... 2.2E-06 2.2E-06
26 Acenaphthene.................... 83-32-9 ............ 0.20 0.06 \a\ 510 \a\ 510 \a\ 510 ............... 6 7
27 Acrolein........................ 107-02-8 ............ 0.20 0.0005 1.0 1.0 1.0 ............... 3 ...............
28 Aldrin.......................... 309-00-2 17 ............... ............ 18,000 310,000 650,000 ............... 5.8E-08 5.8E-08
29 alpha-BHC....................... 319-84-6 6.3 ............... ............ 1,700 1,400 1,500 ............... 2.9E-05 2.9E-05
30 alpha-Endosulfan................ 959-98-8 ............ 0.20 0.006 130 180 200 ............... 2 2
31 Anthracene...................... 120-12-7 ............ 0.20 0.3 \a\ 610 \a\ 610 \a\ 610 ............... 30 30
32 Antimony........................ 7440-36-0 ............ 0.40 0.0004 ............... ............... ............... 1 5 40
33 Benzene......................... 71-43-2 \b\ 0.055 ............... ............ 3.6 4.5 5.0 ............... 0.40 1.2
34 Benzo (a) Anthracene............ 56-55-3 0.73 ............... ............ \a\ 3,900 \a\ 3,900 \a\ 3,900 ............... 9.8E-05 9.8E-05
35 Benzo (a) Pyrene................ 50-32-8 7.3 ............... ............ \a\ 3,900 \a\ 3,900 \a\ 3,900 ............... 9.8E-06 9.8E-06
36 Benzo (b) Fluoranthene.......... 205-99-2 0.73 ............... ............ \a\ 3,900 \a\ 3,900 \a\ 3,900 ............... 9.8E-05 9.8E-05
37 Benzo (k) Fluoranthene.......... 207-08-9 0.073 ............... ............ \a\ 3,900 \a\ 3,900 \a\ 3,900 ............... 0.00098 0.00098
38 beta-BHC........................ 319-85-7 1.8 ............... ............ 110 160 180 ............... 0.0010 0.0011
39 beta-Endosulfan................. 33213-65-9 ............ 0.20 0.006 80 110 130 ............... 3 3
40 Bis(2-Chloro-1-Methylethyl) 108-60-1 ............ 0.20 0.04 6.7 8.8 10 ............... 100 300
Ether.............................
41 Bis(2-Chloroethyl) Ether........ 111-44-4 1.1 ............... ............ 1.4 1.6 1.7 ............... 0.026 0.16
42 Bis(2-Ethylhexyl) Phthalate..... 117-81-7 0.014 ............... ............ \a\ 710 \a\ 710 \a\ 710 ............... 0.028 0.028
43 Bromoform....................... 75-25-2 0.0045 ............... ............ 5.8 7.5 8.5 ............... 4.0 8.7
44 Butylbenzyl Phthalate........... 85-68-7 0.0019 ............... ............ \a\ 19,000 \a\ 19,000 \a\ 19,000 ............... 0.0077 0.0077
45 Carbon Tetrachloride............ 56-23-5 0.07 ............... ............ 9.3 12 14 ............... 0.2 0.3
46 Chlordane....................... 57-74-9 0.35 ............... ............ 5,300 44,000 60,000 ............... 2.4E-05 2.4E-05
47 Chlorobenzene................... 108-90-7 ............ 0.20 0.02 14 19 22 ............... 40 60
48 Chlorodibromomethane............ 124-48-1 0.040 ............... ............ 3.7 4.8 5.3 ............... ........... 1.5
49 Chrysene........................ 218-01-9 0.0073 ............... ............ \a\ 3,900 \a\ 3,900 \a\ 3,900 ............... ........... 0.0098
50 Cyanide......................... 57-12-5 ............ 0.20 0.0006 ............... ............... ............... 1 4 30
51 Dibenzo (a,h) Anthracene........ 53-70-3 7.3 ............... ............ \a\ 3,900 \a\ 3,900 \a\ 3,900 ............... 9.8E-06 9.8E-06
52 Dichlorobromomethane............ 75-27-4 0.034 ............... ............ 3.4 4.3 4.8 ............... ........... 2.0
53 Dieldrin........................ 60-57-1 16 ............... ............ 14,000 210,000 410,000 ............... 9.3E-08 9.3E-08
54 Diethyl Phthalate............... 84-66-2 ............ 0.20 0.8 \a\ 920 \a\ 920 \a\ 920 ............... 50 50
55 Dimethyl Phthalate.............. 131-11-3 ............ 0.20 10 \a\ 4,000 \a\ 4,000 \a\ 4,000 ............... 100 100
56 Di-n-Butyl Phthalate............ 84-74-2 ............ 0.20 0.1 \a\ 2,900 \a\ 2,900 \a\ 2,900 ............... 2 2
57 Dinitrophenols.................. 25550-58-7 ............ 0.20 0.002 ............... ............... ............... 1.51 10 70
58 Endosulfan Sulfate.............. 1031-07-8 ............ 0.20 0.006 88 120 140 ............... 3 3
59 Endrin.......................... 72-20-8 ............ 0.80 0.0003 4,600 36,000 46,000 ............... 0.002 0.002
[[Page 92471]]
60 Endrin Aldehyde................. 7421-93-4 ............ 0.80 0.0003 440 920 850 ............... 0.09 0.09
61 Ethylbenzene.................... 100-41-4 ............ 0.20 0.022 100 140 160 ............... 8.9 9.5
62 Fluoranthene.................... 206-44-0 ............ 0.20 0.04 \a\ 1,500 \a\ 1,500 \a\ 1,500 ............... 1 1
63 Fluorene........................ 86-73-7 ............ 0.20 0.04 230 450 710 ............... 5 5
64 gamma-BHC (Lindane)............. 58-89-9 ............ 0.50 0.0047 1,200 2,400 2,500 ............... 0.33 ...............
65 Heptachlor...................... 76-44-8 4.1 ............... ............ 12,000 180,000 330,000 ............... 4.4E-07 4.4E-07
66 Heptachlor Epoxide.............. 1024-57-3 5.5 ............... ............ 4,000 28,000 35,000 ............... 2.4E-06 2.4E-06
67 Hexachlorobenzene............... 118-74-1 1.02 ............... ............ 18,000 46,000 90,000 ............... 5.9E-06 5.9E-06
68 Hexachlorobutadiene............. 87-68-3 0.04 ............... ............ 23,000 2,800 1,100 ............... 0.0007 0.0007
69 Hexachlorocyclohexane-Technical. 608-73-1 1.8 ............... ............ 160 220 250 ............... 0.00073 0.00076
70 Hexachlorocyclopentadiene....... 77-47-4 ............ 0.20 0.006 620 1,500 1,300 ............... 0.3 0.3
71 Hexachloroethane................ 67-72-1 0.04 ............... ............ 1,200 280 600 ............... 0.01 0.01
72 Indeno (1,2,3-cd) Pyrene........ 193-39-5 0.73 ............... ............ \a\ 3,900 \a\ 3,900 \a\ 3,900 ............... 9.8E-05 9.8E-05
73 Isophorone...................... 78-59-1 0.00095 ............... ............ 1.9 2.2 2.4 ............... 28 140
74 Methoxychlor.................... 72-43-5 ............ 0.80 2E-05 1,400 4,800 4,400 ............... 0.001 ...............
75 Methylene Chloride.............. 75-09-2 0.002 ............... ............ 1.4 1.5 1.6 ............... ........... 90
76 Methylmercury................... 22967-92-6 ............ 2.70E-05 0.0001 ............... ............... ............... ............... ........... \c\ 0.02 (mg/
kg)
77 Nickel.......................... 7440-02-0 ............ 0.20 0.02 ............... ............... ............... 47 20 20
78 Nitrobenzene.................... 98-95-3 ............ 0.20 0.002 2.3 2.8 3.1 ............... 10 40
79 Nitrosamines.................... ............ 43.46 ............... ............ ............... ............... ............... 0.20 0.00075 0.032
80 N-Nitrosodibutylamine........... 924-16-3 5.43 ............... ............ ............... ............... ............... 3.38 0.00438 0.0152
81 N-Nitrosodiethylamine........... 55-18-5 43.46 ............... ............ ............... ............... ............... 0.20 0.00075 0.032
82 N-Nitrosodimethylamine.......... 62-75-9 51 ............... ............ ............... ............... ............... 0.026 0.00065 0.21
83 N-Nitrosodi-n-propylamine....... 621-64-7 7.0 ............... ............ ............... ............... ............... 1.13 0.0042 0.035
84 N-Nitrosodiphenylamine.......... 86-30-6 0.0049 ............... ............ ............... ............... ............... 136 0.40 0.42
85 N-Nitrosopyrrolidine............ 930-55-2 2.13 ............... ............ ............... ............... ............... 0.055 ........... 2.4
86 Pentachlorobenzene.............. 608-93-5 ............ 0.20 0.0008 3,500 4,500 10,000 ............... 0.008 0.008
87 Pentachlorophenol............... 87-86-5 0.4 ............... ............ 44 290 520 ............... 0.003 0.003
88 Phenol.......................... 108-95-2 ............ 0.20 0.6 1.5 1.7 1.9 ............... 3,000 20,000
89 Polychlorinated Biphenyls (PCBs) 1336-36-3 2 ............... ............ ............... ............... ............... 31,200 \d\ 4E-06 \d\ 4E-06
90 Pyrene.......................... 129-00-0 ............ 0.20 0.03 \a\ 860 \a\ 860 \a\ 860 ............... 2 2
91 Selenium........................ 7782-49-2 ............ 0.20 0.005 ............... ............... ............... 4.8 20 60
92 Toluene......................... 108-88-3 ............ 0.20 0.0097 11 15 17 ............... 24 39
93 Toxaphene....................... 8001-35-2 1.1 ............... ............ 1,700 6,600 6,300 ............... 5.3E-05 5.3E-05
94 Trichloroethylene............... 79-01-6 0.05 ............... ............ 8.7 12 13 ............... 0.3 0.5
95 Vinyl Chloride.................. 75-01-4 1.5 ............... ............ 1.4 1.6 1.7 ............... 0.019 0.12
96 Zinc............................ 7440-66-6 ............ 0.20 0.3 ............... ............... ............... 47 300 400
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\a\ This bioaccumulation factor was estimated from laboratory-measured bioconcentration factors; EPA multiplied this bioaccumulation factor by the overall fish consumption rate of 286 g/day to
calculate the human health criteria.
\b\ EPA's CWA section 304(a) HHC for benzene use a CSF range of 0.015 to 0.055 per mg/kg-day. EPA used the higher end of the CSF range (0.055 per mg/kg-day) to derive the final benzene
criteria.
\c\ This criterion is expressed as the fish tissue concentration of methylmercury (mg methylmercury/kg fish) and applies equally to fresh and marine waters. See Water Quality Criterion for the
Protection of Human Health: Methylmercury (EPA-823-R-01-001, January 3, 2001) for how this value is calculated using the criterion equation in EPA's 2000 Methodology rearranged to solve for
a protective concentration in fish tissue rather than in water.
\d\ This criterion applies to total PCBs (i.e., the sum of all congener or isomer or homolog or Aroclor analyses).
\e\ EPA multiplied this bioconcentration factor by the overall fish consumption rate of 286 g/day to calculate the human health criteria.
[[Page 92472]]
i. Sustenance Fishing Designated Use and Tribal Target Population
In its February 2015 decision, EPA concluded that MICSA granted the
state authority to set WQS in waters in Indian lands. EPA also
concluded that in assessing whether the state's WQS were approvable for
waters in Indian lands, EPA must effectuate the CWA requirement that
WQS must protect applicable designated uses and be based on sound
science in consideration of the fundamental purpose for which land was
set aside for the tribes under the Indian settlement acts in Maine. EPA
found that those settlement acts provide for land to be set aside as a
permanent land base for the Indian tribes in Maine, in order for the
tribes to be able to continue their unique cultural practices,
including the ability to exercise sustenance fishing practices.
Accordingly, EPA interpreted the state's ``fishing'' designated use, as
applied to waters in Indian lands, to mean ``sustenance fishing'' and
approved it as such. EPA also approved a specific sustenance fishing
right reserved in MIA sections 6207(4) and (9) as a designated use for
all inland waters of the Southern Tribes' reservations. Against this
backdrop, EPA approved or disapproved all of Maine's HHC for toxic
pollutants as applied to waters in Indian lands after evaluating
whether they satisfied CWA requirements.
EPA determined that the tribal populations must be treated as the
general target population in waters in Indian lands. EPA disapproved
many of Maine's HHC for toxic pollutants based on EPA's conclusion that
they do not adequately protect the health of tribal sustenance fishers
in waters in Indian lands. EPA concluded that the disapproved HHC did
not support the designated use of sustenance fishing in such waters
because they were not based on the higher, unsuppressed fish
consumption rates that reflect the tribes' sustenance fishing
practices. Accordingly, EPA proposed, and is now finalizing, HHC that
EPA has determined will protect the sustenance fishing designated use,
based on sound science and consistent with the CWA and EPA regulations
and policy.
ii. General Recommended Approach for Deriving HHC
HHC for toxic pollutants are designed to minimize the risk of
adverse cancer and non-cancer effects occurring from lifetime exposure
to pollutants through the ingestion of drinking water and consumption
of fish/shellfish obtained from inland and nearshore waters. EPA's
practice is to establish CWA section 304(a) HHC for the combined
activities of drinking water and consuming fish/shellfish obtained from
inland and nearshore waters, and separate CWA section 304(a) HHC for
consuming only fish/shellfish originating from inland and nearshore
waters. The latter criteria apply in cases where the designated uses of
a waterbody include supporting fish/shellfish for human consumption but
not drinking water supply sources (e.g., in non-potable estuarine
waters).
The criteria are based on two types of biological endpoints: (1)
Carcinogenicity and (2) systemic toxicity (i.e., all adverse effects
other than cancer). EPA takes an integrated approach and considers both
cancer and non-cancer effects when deriving HHC. Where sufficient data
are available, EPA derives criteria using both carcinogenic and non-
carcinogenic toxicity endpoints and recommends the lower value. HHC for
carcinogenic effects are typically calculated using the following input
parameters: Cancer slope factor, excess lifetime cancer risk level,
body weight, drinking water intake rate, fish consumption rate(s), and
bioaccumulation factor(s). HHC for noncarcinogenic and nonlinear
carcinogenic effects are typically calculated using reference dose,
relative source contribution (RSC), body weight, drinking water intake
rate, fish consumption rate(s) and bioaccumulation factor(s). EPA
selects a mixture of high-end and central (mean) tendency inputs to the
equation in order to derive recommended criteria that ``afford an
overall level of protection targeted at the high end of the general
population (i.e., the target population or the criteria-basis
population).'' \10\
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\10\ United States Environmental Protection Agency (U.S. EPA).
2000. Methodology for Deriving Ambient Water Quality Criteria for
the Protection of Human Health. EPA-822-B-00-004, p. 2-1.
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EPA received comments supporting and opposing specific input
parameters EPA used to derive the proposed HHC. The specific input
parameters used are explained in the following paragraphs.
iii. Maine-Specific HHC Inputs
I. Cancer Risk Level. As set forth in EPA's 2000 Methodology for
Deriving Ambient Water Quality Criteria for the Protection of Human
Health (the ``2000 Methodology''), EPA calculates its CWA section
304(a) HHC at concentrations corresponding to a 10-\6\
cancer risk level (CRL), meaning that if exposure were to occur as set
forth in the CWA section 304(a) methodology at the prescribed
concentration over the course of one's lifetime, then the risk of
developing cancer from the exposure as described would be a one in a
million increment above the background risk of developing cancer from
all other exposures.\11\
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\11\ Id., p. 2-6.
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In this rule, EPA derived the final HHC for carcinogens using a
10-\6\ CRL, consistent with EPA's 2000 Methodology and with
Maine Department of Environmental Protection (DEP) Rule Chapter 584,
which specifies that water quality criteria for carcinogens must be
based on a 10-\6\ CRL, and which EPA approved for waters in
Indian lands on February 2, 2015.\12\ The HHC provide the tribes
engaged in sustenance fishing in waters in Indian lands in Maine with
an equivalent level of cancer risk protection (i.e., 10-\6\)
as is afforded to the general population in Maine outside of waters in
Indian lands.
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\12\ The only exception from the requirement to use a CRL of
10-\6\ in Chapter 584 is for arsenic, for which a CRL of
10-\4\ is required. EPA disapproved the arsenic CRL for
waters in Indian lands.
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EPA received comments in favor of using the proposed
10-\6\ CRL level as well as recommendations for higher and
lower CRLs. Responses to those comments are summarized in section
III.D.5.
II. Cancer Slope Factor and Reference Dose. For noncarcinogenic
toxicological effects, EPA uses a chronic-duration oral reference dose
(RfD) to derive HHC. An RfD is an estimate (with uncertainty spanning
perhaps an order of magnitude) of a daily oral exposure of an
individual to a substance that is likely to be without an appreciable
risk of deleterious effects during a lifetime. For carcinogenic
toxicological effects, EPA uses an oral cancer slope factor (CSF) to
derive HHC. The oral CSF is an upper bound, approximating a 95%
confidence limit, on the increased cancer risk from a lifetime oral
exposure to a stressor.
EPA did not receive any comments on the pollutant-specific RfDs or
CSFs used in the derivation of the proposed criteria, which were based
on EPA's National Recommended Water Quality Criteria.\13\ EPA has used
the same values to derive the final HHC.
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\13\ Final Updated Ambient Water Quality Criteria for the
Protection of Human Health, 80 FR 36986 (June 29, 2015). See also:
USEPA. 2015. Final 2015 Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency, Office of Water,
Washington, DC. https://www.epa.gov/wqc/human-health-water-quality-criteria.
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III. Body Weight. The final HHC were calculated using the proposed
body weight of 80 kilograms (kg), consistent with the default body
weight used in EPA's most recent National
[[Page 92473]]
Recommended Water Quality Criteria.\14\ This body weight is the average
weight of a U.S. adult age 21 and older, based on National Health and
Nutrition Examination Survey (``NHANES'') data from 1999 to 2006.\15\
EPA received one comment regarding body weight, which requested that
EPA use a body weight of 70 kg. However, the commenter did not present
a sound scientific rationale to support the use of a different body
weight. See Topic 6 of the RTC document for a more detailed response.
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\14\ Final Updated Ambient Water Quality Criteria for the
Protection of Human Health, 80 FR 36986 (June 29, 2015). See also:
USEPA. 2015. Final 2015 Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency, Office of Water,
Washington, DC. https://www.epa.gov/wqc/human-health-water-quality-criteria.
\15\ USEPA. 2011. EPA Exposure Factors Handbook. United States
Environmental Protection Agency, Washington, DC EPA 600/R-090/052F.
https://cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid=236252.
---------------------------------------------------------------------------
IV. Drinking water intake. The final HHC were calculated using the
proposed drinking water intake rate of 2.4 liters per day (L/day),
consistent with the default drinking water intake rate used in EPA's
most recent National Recommended Water Quality Criteria.\16\ This rate
represents the per capita estimate of combined direct and indirect
community water ingestion at the 90th percentile for adults ages 21 and
older.\17\ EPA did not receive any comments regarding the proposed
drinking water intake rate.
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\16\ Final Updated Ambient Water Quality Criteria for the
Protection of Human Health, 80 FR 36986 (June 29, 2015). See also:
USEPA. 2015. Final 2015 Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency, Office of Water,
Washington, DC. https://www.epa.gov/wqc/human-health-water-quality-criteria.
\17\ USEPA. 2011. EPA Exposure Factors Handbook. United States
Environmental Protection Agency, Washington, DC. EPA 600/R-090/052F.
https://cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid=236252.
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V. Bioaccumulation Factors (BAFs) and Bioconcentration Factors
(BCFs). The final HHC were calculated using the proposed pollutant-
specific BAFs or BCFs, consistent with the factors used in EPA's most
recent National Recommended Water Quality Criteria.\18\ These factors
are used to relate aqueous pollutant concentrations to predicted
pollutant concentrations in the edible portions of ingested species.
EPA did not receive any comments regarding specific proposed BAFs or
BCFs.
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\18\ Final Updated Ambient Water Quality Criteria for the
Protection of Human Health, 80 FR 36986 (June 29, 2015). See also:
USEPA. 2015. Final 2015 Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency, Office of Water,
Washington, DC. https://www.epa.gov/wqc/human-health-water-quality-criteria.
---------------------------------------------------------------------------
VI. Fish Consumption Rate (FCR). In finalizing the HHC, EPA used
the proposed FCR of 286 g/day to represent present day sustenance level
fish consumption for waters in Indian lands. This FCR supports the
designated use of sustenance fishing. EPA selected this consumption
rate based on information contained in an historical/anthropological
study, entitled the Wabanaki Cultural Lifeways Exposure Scenario \19\
(``Wabanaki Study''), which was completed in 2009. EPA also consulted
with the tribes in Maine about the Wabanaki Study and their sustenance
fishing uses of the waters in Indian lands. There has been no
contemporary local survey of current fish consumption that documents
fish consumption rates for sustenance fishing in the waters in Indian
lands in Maine. In the absence of such information, EPA concluded that
the Wabanaki Study contains the best currently available estimate for
contemporary tribal sustenance level fish consumption for waters where
the sustenance fishing designated use applies.
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\19\ Harper, B., Ranco, D., et al. 2009. Wabanaki Traditional
Cultural Lifeways Exposure Scenario. https://www.epa.gov/tribal/wabanaki-traditional-cultural-lifeways-exposure-scenario.
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EPA received many comments that agreed and some that disagreed with
EPA's selection of the proposed FCR of 286 g/day. Responses to those
comments can be found in section III.D of this preamble and, in further
detail, in Topic 3 of the RTC document.
VII. Relative Source Contribution (RSC). For pollutants that
exhibit a threshold of exposure before deleterious effects occur, as is
the case for noncarcinogens and nonlinear carcinogens, EPA applied a
RSC to account for other potential human exposures to the
pollutant.\20\ Other sources of exposure might include, but are not
limited to, exposure to a particular pollutant from non-fish food
consumption (e.g., consumption of fruits, vegetables, grains, meats, or
poultry), dermal exposure, and inhalation exposure. For substances for
which the toxicity endpoint is carcinogenicity based on a linear low-
dose extrapolation, only the exposures from drinking water and fish
ingestion are reflected in HHC; no other potential sources of exposure
to pollutants or other potential exposure pathways have been considered
in developing HHC.\21\ In these situations, HHC are derived with
respect to the incremental lifetime cancer risk posed by the presence
of a substance in water, rather than an individual's total risk from
all sources of exposure.
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\20\ USEPA. 2000. Methodology for Deriving Ambient Water Quality
Criteria for the Protection of Human Health. U.S. Environmental
Protection Agency, Office of Water, Washington, DC. EPA-822-B-00-
004.
\21\ Id.
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As in the proposed HHC, for the pollutants included in EPA's 2015
criteria update, EPA used the same RSCs in the final HHC as were used
in the criteria update. Also as in the proposed HHC, for pollutants
where EPA did not update the section 304(a) HHC in 2015, EPA used a
default RSC of 0.20 to derive the final HHC except for antimony, for
which EPA used an RSC of 0.40 consistent with the RSC value used the
last time the Agency updated this criterion. EPA did not receive any
comments on specific RSCs used in the derivation of the proposed
criteria.
2. Final WQS for Waters in Indian Lands in Maine
a. Bacteria Criteria
i. Recreational Bacteria Criteria
EPA is finalizing the proposed year-round recreational bacteria
criteria for Class AA, A, B, C, GPA, SA, SB and SC waters in Indian
lands. The magnitude criteria are expressed in terms of Escherichia
coli colony forming units per 100 milliliters (cfu/100 ml) for fresh
waters and Enterococcus spp. colony forming units per 100 milliliters
(cfu/100 ml) for marine waters and are based on EPA's 2012 Recreational
Water Quality Criteria (RWQC) recommendations.\22\
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\22\ USEPA. 2012. Recreational Water Quality Criteria. U.S.
Environmental Protection Agency, Office of Water, Washington, DC.
Office of Water 820-F-12-058. https://www.epa.gov/wqc/2012-recreational-water-quality-criteria.
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Several comments supported EPA's proposed rule and the year round
applicability of the criteria. Maine DEP objected to EPA's inclusion of
wildlife sources in the scope of the bacteria criteria and requested
that the criteria not be applicable from October 1-May 14, similar to
Maine's disapproved criteria. For the reasons discussed in section
III.E.2., EPA has determined that, based on best available information,
it is necessary to include wildlife sources in the scope of the
criteria, and to apply the criteria year round, in order to protect
human health and the designated use of recreation in and on the water.
ii. Shellfishing Bacteria Criteria
EPA's final bacteria rule for Class SA shellfish harvesting areas
for waters in
[[Page 92474]]
Indian lands differs slightly from the proposed numeric total coliform
bacteria criteria, as a result of comments from the state. Maine DEP
requested EPA to express the criteria in terms of fecal coliform
bacteria rather than total coliform bacteria, noting that the National
Shellfish Sanitation Program (NSSP) allows the use of either indicator,
that Maine DEP sets permit limits on fecal coliform bacteria rather
than total coliform, and that Maine Department of Marine Resources
(DMR) uses fecal coliform bacteria as its indicator parameter when
making shellfish area opening/closure decisions. Maine DMR requested
EPA not to specify a specific numeric standard but rather to promulgate
the same narrative criterion that applies to Class SB and SC waters.
For those classes of waters, Maine's WQS provide that instream bacteria
levels may not exceed the criteria recommended under the NSSP.
The NSSP is the federal/state cooperative program recognized by the
U.S. Food and Drug Administration (FDA) and the Interstate Shellfish
Sanitation Conference (ISSC) for the sanitary control of shellfish
produced and sold for human consumption.
EPA agrees that the NSSP allows for the use of either fecal
coliform bacteria or total coliform bacteria as the indicator organism
to protect shellfish harvesting. The current NSSP recommendations \23\
for those organisms are consistent with EPA's national recommended
water quality criteria.\24\ The NSSP recommendations for fecal coliform
standards and sampling protocols are set forth in Section II. Model
Ordinance Chapter IV. Growing Areas .02 Microbial Standards (pages 51-
54). The NSSP recommendations for total coliform standards and sampling
protocols are set forth in Section IV, Guidance Documents Chapter II.
Growing Areas .01 Total Coliform Standards (pages 216-219). Both sets
of recommendations apply to various types of shellfish growing areas
including remote status, areas affected by point source pollution, and
areas affected by nonpoint source pollution.
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\23\ https://www.fda.gov/downloads/Food/GuidanceRegulation/FederalStateFoodPrograms/UCM505093.pdf.
\24\ USEPA. 1986. Quality Criteria for Water 1986, United States
Environmental Protection Agency, Washington, DC. EPA 440/5-86-001.
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In light of the state's concerns and suggestions, EPA's final rule
contains a narrative criterion similar to Maine's approved criterion
for Class SB and SC waters. The final rule provides ``The numbers of
total coliform bacteria or other specified indicator organisms in
samples representative of the waters in shellfish harvesting areas may
not exceed the criteria recommended under the National Shellfish
Sanitation Program, United States Food and Drug Administration as set
forth in the Guide for the Control of Molluscan Shellfish, 2015
Revision.'' EPA has added a specific reference to the date of the NSSP
recommendations because there are legal constraints on incorporating
future recommendations by reference. The NSSP 2015 recommendations are
available online at: https://www.fda.gov/Food/GuidanceRegulation/FederalStateFoodPrograms/ucm2006754.htm. The recommendations are also
included in the docket for this rulemaking, which is available both
online at regulations.gov and in person at the EPA Docket Center
Reading Room, William Jefferson Clinton West Building, Room 3334, 1301
Constitution Avenue NW., Washington, DC 20004, and (202) 566-1744.
Finally, the 2015 NSSP recommendations are obtainable from the U.S.
Food and Drug Administration's Center for Food Safety and Applied
Nutrition, Shellfish and Aquaculture Policy Branch, 5100 Paint Branch
Parkway (HFS-325), College Park, MD 20740.
b. Ammonia Criteria for Fresh Waters
EPA is finalizing the proposed ammonia criteria for fresh waters in
Indian lands to protect aquatic life. The criteria are based on EPA's
2013 updated CWA section 304(a) recommended ammonia criteria.\25\ They
are expressed as functions of temperature and pH, so the applicable
criteria vary by waterbody, depending on the temperature and pH of
those waters. EPA received several comments in support of the proposed
ammonia criteria, and received no comments requesting changes.
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\25\ USEPA. 2013. Aquatic Life Ambient Water Quality Criteria
for Ammonia-Freshwater 2013. United States Environmental Protection
Agency, Washington, DC. EPA 822-R-13-001. https://www.epa.gov/wqc/aquatic-life-criteria-ammonia.
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c. pH Criterion for Fresh Waters
EPA is finalizing the proposed pH criterion of 6.5 to 8.5 to
protect aquatic life in fresh waters in Indian lands. The criterion is
based on EPA's 1986 national recommended criterion.\26\ EPA received
comments from the state and one industry, both requesting that Maine's
pH criterion of 6.0-8.5 be retained. However, EPA does not agree that
6.0 adequately protects aquatic life and notes in particular that pH
values of 6.0 and lower have been shown to be detrimental to sensitive
aquatic life, such as developing Atlantic salmon eggs and
smolts.27 28 29 See Topic 11 of the RTC document for more
detailed responses to comments.
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\26\ USEPA. 1986. Quality Criteria for Water 1986, U.S.
Environmental Protection Agency, Office of Water, Washington, DC.
EPA 440/5-86-001. pH section. https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=00001MGA.txt.
\27\ Peterson, R.H., P.G. Daye, J.L. Metcalfe. 1980. Inhibition
of Atlantic salmon (Salmo salar) hatching at low pH. Can. J. Fish.
Aquat. Sci. 37: 770-774.
\28\ Staurnes, M., F. Kroglund and B.O. Rosseland. 1995. Water
quality requirement of Atlantic salmon (Salmo salar) in water
undergoing acidification or liming in Norway. Water, Air and Soil
Pollution 85: 347-352.
\29\ Staurnes, M., L.P. Hansen, K. Fugelli, R. Haraldstad. 1996.
Short-term exposure to acid water impairs osmoregulation, seawater
tolerance, and subsequent marine survival of smolts of Atlantic
salmon (Salmo salar L.) Can. J. Fish. Aquat. Sci. 53: 1965-1704.
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d. Temperature Criteria for Tidal Waters
EPA is finalizing the proposed temperature criteria for tidal
waters in Indian lands. The criteria will assure protection of the
indigenous marine community characteristic of the intertidal zone at
Pleasant Point in Passamaquoddy Bay, and are consistent with EPA's CWA
section 304(a) recommended criteria for tidal waters.\30\ They include
a maximum summer weekly average temperature and a maximum weekly
average temperature rise over reference site baseline conditions.
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\30\ USEPA. 1986. Quality Criteria for Water 1986, U.S.
Environmental Protection Agency, Office of Water, Washington, DC.
EPA 440/5-86-001. Temperature section. https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=00001MGA.txt.
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Maine DEP commented with concerns about the difficulty of finding
reference sites to determine baseline temperatures and a question about
whether there should be a baseline established for each season. EPA is
confident that reference sites will not be difficult to identify, and
there is no need to establish separate baselines outside the defined
summer season. See Topic 12 of the RTC document for a more detailed
response.
e. Natural Conditions Provisions
EPA is finalizing the proposed rule for waters in Indian lands that
stated that Maine's natural conditions provisions in 38 M.R.S. 420(2.A)
and 464(4.C) do not apply to water quality criteria intended to protect
public health. EPA received several comments in support of the proposed
rule, and received no comments requesting changes.
f. Mixing Zone Policy
EPA is finalizing the proposed mixing zone policy for waters in
Indian lands with one small change to the
[[Page 92475]]
prohibition of mixing zones for bioaccumulative pollutants.
Specifically, in order to avoid confusion over what is meant by
``bioaccumulative pollutants'' for the purpose of this rule, EPA has
added a parenthetical definition which specifies that bioaccumulative
pollutants are those ``chemicals for which the bioconcentration factors
(BCF) or bioaccumulation factors (BAF) are greater than 1,000.'' This
definition is based on EPA's definition of bioaccumulation for chemical
substances found at 64 FR 60194 (November 4, 1999).
EPA received several comments in support of the mixing zone policy.
One of those commenters added that a total ban on mixing zones would be
preferable. Two commenters asserted that EPA does not have the legal
authority or the scientific basis to ban mixing zones for
bioaccumulative pollutants outside the Great Lakes. EPA disagrees, for
the reasons discussed in section III.E.1 of this preamble. One
commenter raised comments about thermal mixing zones specific to its
facility, and EPA's response to those comments are contained in the RTC
document at Topic 9.
3. Final WQS for All Waters in Maine
a. Dissolved Oxygen for Class A Waters
EPA is finalizing the proposed dissolved oxygen criteria for all
Class A waters in Maine. The rule provides that dissolved oxygen shall
not be less than 7 ppm (7 mg/L) or 75% of saturation, whichever is
higher, year-round. For the period from October 1 through May 14, in
fish spawning areas, the 7-day mean dissolved oxygen concentration
shall not be less than 9.5 ppm (9.5 mg/L), and the 1-day minimum
dissolved oxygen concentration shall not be less than 8 ppm (8.0 mg/L).
EPA received several comments in support of the proposed criteria, and
received no comments requesting changes.
b. Waiver or Modification of WQS
EPA is finalizing the proposed rule stating that 38 M.R.S. 363-D,
which allows waivers of state law in the event of an oil spill, does
not apply to state or federal WQS applicable to waters in Maine,
including designated uses, criteria to protect designated uses, and
antidegradation requirements. EPA received several comments in support
of the proposed rule, and received no comments requesting changes.
4. Final WQS for Waters in Maine Outside of Indian Lands
a. Phenol HHC for Consumption of Water Plus Organisms
EPA is finalizing the proposed phenol HHC for consumption of water
plus organisms of 4000 [mu]g/L, for waters in Maine outside of Indian
lands. The criterion is consistent with EPA's June 2015 national
criteria recommendation,\31\ except that EPA used Maine's default fish
consumption rate for the general population of 32.4 g/day, consistent
with DEP Rule Chapter 584.\32\ EPA received several comments in support
of the proposed rule, and received no comments requesting changes.
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\31\ Final Updated Ambient Water Quality Criteria for the
Protection of Human Health, 80 FR 36986 (June 29, 2015). See also:
USEPA. 2015. Final 2015 Updated National Recommended Human Health
Criteria. U.S. Environmental Protection Agency, Office of Water,
Washington, DC. https://www.epa.gov/wqc/human-health-water-quality-criteria.
\32\ 06-096 Code of Maine Rules, Chapter 584, Surface Water
Quality Criteria for Toxic Pollutants.
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III. Summary of Major Comments Received and EPA's Response
A. Overview of Comments
EPA received 104 total comments, 100 of which are unique comments.
The vast majority of the comments were general statements of support
for EPA's proposed rule from private citizens, including tribal
members. Tribes and others provided substantive comments that also were
generally supportive regarding the importance of protecting the
designated use of sustenance fishing, identifying tribes as the target
population, and using a 286 g/day fish consumption rate.
EPA also received comments critical of the proposal, principally
from the Maine Attorney General and DEP, a single discharger and a
coalition of dischargers, and two trade organizations. The focus of the
remainder of this section III identifies and responds to the major
adverse comments. Additionally, a comprehensive RTC document addressing
all comments received is included in the docket for this rulemaking.
B. Maine Indian Settlement Acts
Before providing a more detailed discussion of the rationale
relating to each element of EPA's analysis supporting this
promulgation, the Agency first addresses a general complaint made by
several commenters that EPA has developed a complex rationale for its
disapproval of Maine's HHC and corresponding promulgation.
EPA acknowledges that there are several steps in the Agency's
analysis of how Maine's WQS must protect the uses of the waters in
Indian lands, including application of the Agency's expert scientific
and policy judgment. The basic concepts are as follows:
The Indian settlement acts provide for the Indian tribes
to fish for their individual sustenance in waters in Indian lands and
effectively establish a sustenance fishing designated use cognizable
under the CWA for such waters.
The CWA and EPA's regulations mandate that water quality
criteria must protect designated uses of waters provided for in state
law. Designated uses are use goals of a water, whether or not they are
being attained.
When analyzing how water quality criteria protect a
designated use, an agency must focus on the population that is
exercising that use, and must assess the full extent of that use's
goal, where data are available.
The relevant explanatory details for each step of this rationale
are presented below. But the underlying structure of the analysis is
straightforward and appropriate under and consistent with applicable
law.
Another general comment EPA received was that the agency's approach
``would impermissibly give tribes in Maine an enhanced status and
greater rights with respect to water quality than the rest of Maine's
population.'' Comments of Janet T. Mills, Maine Attorney General, (page
2). EPA explains below why the analysis EPA presented in its February
2015 decision and the proposal for this action is not only permissible,
but also mandated by the CWA as informed by the Indian settlement acts.
But as a general matter EPA disagrees that this action is impermissible
because it accords the tribes in Maine ``greater rights'' or somehow
derogates the water quality protection provided to the rest of Maine's
population.
EPA is addressing the particular sustenance fishing use provided
for these tribes under Maine law and ratified by Congress. Because that
use is confirmed in provisions in the settlement acts that pertain
specifically and uniquely to the Indian tribes in Maine, EPA's analysis
of the use and the protection of that use must necessarily focus on how
the settlement acts intend for the tribes to be able to use the waters
at issue here. However, Maine's claim that EPA is providing tribes in
Maine ``greater rights'' than the general population is incorrect. In
this action, EPA is not granting ``rights'' to anyone. Rather, EPA is
simply promulgating
[[Page 92476]]
WQS in accordance with the requirements of the CWA--i.e., identifying
the designated use for waters in Indian lands, and establishing
criteria to protect the target population exercising that use. As
explained above, in light of the Indian settlement acts, the designated
use is sustenance fishing, the tribes are the target population, and
EPA has selected the appropriate FCR of that target population. This
approach, together with EPA's selection of 10-6 CRL, is
consistent with Maine's approach to protecting the target population in
Maine waters outside of Indian lands. EPA's rule provides a comparable
level of protection for the target population (sustenance fishers) for
the waters in Indian lands that Maine provides to the target population
for its fishing designated use (recreational fishers) that applies to
waters outside Indian lands.\33\ Further, the resulting HHC that EPA is
promulgating in this rule protect both non-tribal members and tribal
members in Maine. The great majority of the waters subject to the HHC
are rivers and streams that are shared in common with non-Indians in
the state or that flow into or out of waters outside Indian lands. It
is not just the members of the Indian tribes in Maine who will benefit
from EPA's action today.
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\33\ EPA recognizes that the final HHC also reflect inputs
consistent with EPA's 2015 section 304(a) recommendations, which are
not currently reflected in Maine's HHC. EPA anticipates that Maine
will update its HHC consistent with these inputs in its next
triennial review.
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One striking aspect of the comments EPA received on its proposal is
that every individual who commented supported EPA's proposed action,
including many non-Indians. Nearly all of the comments were
individualized expressions of support, ranging from a profound
recognition of the need to honor commitments made to the tribes in the
Indian settlement acts to an acknowledgement that everyone in Maine
benefits from improved water quality. It is notable that the record for
this action shows that individuals in Maine who commented did not
express concern that the tribes are being accorded a special status or
that this action will in any way disadvantage the rest of Maine's
population.
As described in section II.B.1, EPA previously approved MIA
sections 6207(4) and (9) as an explicit designated use for the inland
waters of the reservations of the Southern Tribes and interpreted and
approved Maine's designated use of ``fishing'' for all waters in Indian
lands to mean ``sustenance fishing.'' Several commenters challenged
EPA's conclusion that the Indian settlement acts in Maine have the
effect of establishing a designated use that includes sustenance
fishing. This section explains how the Indian settlement acts provide
for the Indian tribes in Maine to fish for their sustenance, and
responds to arguments that this conclusion violates the settlement
acts. Section III.C explains how EPA, under the CWA, interprets those
provisions of state law as a sustenance fishing designated use which
must be protected by the WQS applicable to the waters where that use
applies.
As explained in more detail in the RTC document, MICSA, MIA, ABMSA,
and MSA include different provisions governing sustenance practices,
including fishing, depending on the type of Indian lands involved. In
the reservations of the Southern Tribes, MIA explicitly reserves to the
tribes the right to fish for their individual sustenance.\34\ In the
trust lands of the Southern Tribes, MIA provides a regulatory framework
that requires consideration of ``the needs or desires of the tribes to
establish fishery practices for the sustenance of the tribes,'' among
other factors.\35\ Congress clearly intended the Northern Tribes to be
able to sustain their culture on their trust lands, consistent with
Maine law, which amply accommodates a sustenance fishing diet.\36\
Therefore, each of these provisions under the settlement acts in its
own way is designed to establish a land base for these tribes where
they may practice their sustenance lifeways. Indeed, EPA received an
opinion from the Solicitor of the United States Department of the
Interior (DOI), which analyzed the settlement acts and concluded that
the tribes in Maine ``have fishing rights connected to the lands set
aside for them under federal and state statutes.'' \37\
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\34\ 30 M.R.S. section 6207(4).
\35\ 30 M.R.S. section 6207(1), (3).
\36\ 102 S. Rpt. 136 (1991).
\37\ Letter from Hilary C. Tompkins, Solicitor, Department of
Interior, to Avi S. Garbow, General Counsel, EPA, January 30, 2015,
a copy of which is in the docket supporting this action.
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In its February 2015 decision, EPA analyzed how the settlement acts
include extensive provisions to confirm and expand the tribes' land
base. The legislative record makes it clear that a key purpose behind
that land base is to preserve the tribes' culture and support their
sustenance practices. MICSA section 5 establishes a trust fund to allow
the Southern Tribes and the Maliseets to acquire land to be put into
trust. In addition, the Southern Tribes' reservations are confirmed as
part of their land base.\38\ MICSA combines with MIA sections 6205 and
6205-A to establish a framework for taking land into trust for those
three Tribes, and laying out clear ground rules governing any future
alienation of that land and the Southern Tribes' reservations. Sections
4(a) and 5 of the ABMSA and section 7204 of the state MSA accomplish
essentially the same result for the Micmacs, consistent with the
purpose of those statutes to put that tribe in the same position as the
Maliseets.
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\38\ 30 M.R.S. section 6205(1)(A) and (2)(A).
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EPA has concluded that one of the overarching purposes of the
establishment of this land base for the tribes in Maine was to ensure
their continued opportunity to engage in their unique cultural
practices to maintain their existence as a traditional culture. An
important part of the tribes' traditional culture is their sustenance
lifeways. The legislative history for MICSA makes it clear that one
critical purpose for assembling the land base for the tribes in Maine
was to preserve their culture. The Historical Background in the Senate
Report for MICSA opens with the observation that ``All three Tribes
[Penobscot, Passamaquoddy and Maliseet] are riverine in their land-
ownership orientation.'' \39\ Congress also specifically noted that one
purpose of MICSA was to avoid acculturation of the tribes in Maine:
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\39\ Sen. Rep. No. 96-957, at 11.
Nothing in the settlement provides for acculturation, nor is it
the intent of Congress to disturb the cultural integrity of the
Indian people of Maine. To the contrary, the Settlement offers
protections against this result being imposed by outside entities by
providing for tribal governments which are separate and apart from
the towns and cities of the State of Maine and which control all
such internal matters. The Settlement also clearly establishes that
the Tribes in Maine will continue to be eligible for all federal
Indian cultural programs.\40\
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\40\ Id. at 17.
As both the Penobscot and Maliseet extensively documented in their
comments on this action, their culture relies heavily on sustenance
practices, including sustenance fishing. So if a purpose of MICSA is to
avoid acculturation and protect the tribes' continued political and
cultural existence on their land base, then a key purpose of that land
base is to support those sustenance practices.
Several comments dispute that the settlement acts are intended to
provide for the tribes' sustenance lifeways, and assert instead that
their key purpose was to subject the tribes to the jurisdictional
[[Page 92477]]
authority of the state and treat tribal members identically to all
citizens in the state. These comments do not dispute the evidence EPA
relied on in February 2015 to find that Congress intended to support
the continuation of the tribes' traditional culture. Rather, the
commenters argue that the overriding purpose of the settlement acts was
to impose state law, including state environmental law, on the tribes,
which the commenters believe the state could do without regard to the
settlement act provisions for sustenance fishing. These assertions
reflect an overly narrow interpretation of the settlement acts, and
EPA, with a supporting opinion from DOI, has concluded that the
settlement acts both provide for the tribes' sustenance lifeways and
subject the tribal lands to state environmental regulation. Those two
purposes are not inconsistent, but rather support each other. It would
be inconsistent for the state to codify provisions for tribal
sustenance fishing in one state law, which was congressionally
ratified, and then in another state law subject that practice to
environmental conditions that render it unsafe.
EPA disagrees with the comment that promulgation of the HHC
violates the jurisdictional arrangement in MICSA and MIA. The assertion
appears to be that the grant of jurisdiction to the state in the
territories of the Indian tribes in Maine means that the tribes must
always be subject to the same environmental standards as any other
person in Maine. As EPA made clear in its February 2015 decision, the
Agency agrees that MICSA grants the state the authority to set WQS in
Indian territories. Making that finding, however, does not then lead to
the conclusion that the state has unbounded authority to set WQS
without regard to the factual circumstances and legal framework that
apply to the tribes under both the CWA and the Indian settlement acts.
No state has authority or jurisdiction to adopt WQS that do not comply
with the requirements of the CWA. The state, like EPA and the tribes,
is bound to honor the provisions of the Indian settlement acts. Here,
the CWA, as informed by and applied in light of the requirements of the
settlement acts, requires that WQS addressing fish consumption in these
waters adequately protect the sustenance fishing use applicable to the
waters. Because this use applies only to particular waters that pertain
to the tribes, the WQS designed to protect the use will necessarily
differ from WQS applicable to other waters generally in the state. This
result does not violate the grant of jurisdiction to the state. Rather,
the state retains the authority to administer the WQS program
throughout the state, subject to the same basic requirements to protect
designated uses of the waters as are applicable to all states.
EPA also disagrees that promulgation of the HHC violates the so-
called savings clauses in MICSA, Pub. L. 96-420, 94 Stat. 1785 sections
6(h) and 16(b), which block the application of federal law in Maine to
the extent that law ``accords or relates to a special status or right
of or to any Indian'' or is ``for the benefit of Indians'' and ``would
affect or preempt'' the application of state law. EPA has consistently
been clear that this action does not treat tribes in Maine in a similar
manner as a state (TAS) or in any way authorize any tribe in Maine to
implement tribal WQS under the federal CWA. Therefore, arguments about
whether MICSA blocks the tribes from applying to EPA for TAS under CWA
section 518(e) are outside the scope of, and entirely irrelevant to,
EPA's promulgation of federal WQS.
Additionally, EPA disagrees that its disapproval of certain WQS in
tribal waters and this promulgation will ``affect or preempt the
application of the laws of the State of Maine'' using a federal law
that accords a special status to Indians within the meaning of MICSA
section 6(h) or a federal law ``for the benefit of Indians'' within the
meaning of section 16(b). With this promulgation, EPA is developing WQS
consistent with the requirements of the CWA as applied to the legal
framework and factual circumstances created by the Indian settlement
acts. EPA here is acting under CWA section 303, which was not adopted
``for the benefit of Indians,'' but rather sets up a system of
cooperative federalism typical of federal environmental statutes, where
states are given the lead in establishing environmental requirements
for areas under their jurisdiction, but within bounds defined by the
CWA and subject to federal oversight. In this case, the Indian
settlement acts provide for the tribes to fish for their sustenance in
waters in or adjacent to territories set aside for them, which has the
effect of establishing a sustenance fishing use in those waters.
Because that sustenance fishing use applies in those waters, CWA
section 303 requires Maine and EPA to ensure that use is protected. It
cannot be the case that the savings clauses in MICSA are intended to
block implementation of the Indian settlement acts or MICSA itself.
In the RTC document, EPA addresses in detail the distinctions
contained in the Indian settlement acts for the Maine tribes and
comments received by EPA on this point. In short, the settlement acts
clearly codify a tribal right of sustenance fishing for inland,
anadromous, and catadromous fish in the inland waters of the Penobscot
Nation's and Passamaquoddy's reservations.\41\ EPA approved this right,
contained in state law, as an explicit designated use. The Southern
Tribes also have trust lands, to which the explicit sustenance fishing
right in section 6207 of MIA does not apply, but which are covered by a
regulatory regime under MIA that specifically provides for the Southern
Tribes to exercise their sustenance fishing practices. The statutory
framework for the Northern Tribes' trust lands provides for more direct
state regulation of those tribes' fishing practices. Nevertheless, as
confirmed by an opinion from the U.S. Department of the Interior,\42\
the Northern Tribes' trust lands include sustenance fishing rights
appurtenant to those land acquisitions, subject to state regulation.
Accordingly, EPA appropriately approved the ``fishing'' designated use
as ``sustenance fishing'' for all waters in Indian lands.
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\41\ 30 M.R.S. section 6207.
\42\ Letter from Hilary C. Tompkins, Solicitor, Department of
Interior, to Avi S. Garbow, General Counsel, EPA, January 30, 2015,
a copy of which is in the docket supporting this action.
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Tribal representatives and members commented that EPA's
promulgation of HHC is consistent with EPA's trust responsibility to
the Indian tribes in Maine, and some suggested that EPA's trust
relationship with the tribes compels EPA to take this action.
Conversely, one commenter argued that this action is not authorized
because the federal government has no obligation under the trust
responsibility to take this action, and the Indian settlement acts
create no specific trust obligation to protect the tribes' ability to
fish for their sustenance. These comments raise questions about the
nature and extent of the federal trust responsibility to the Indian
tribes in Maine and the extent to which the trust is related to this
action. EPA agrees that this action is consistent with the United
States' general trust responsibility to the tribes in Maine. EPA also
agrees that the trust relationship does not create an independent
enforceable mandate or specific trust requirement beyond the Agency's
obligation to comply with the legal requirements generally applicable
to this situation under federal law, in this case the CWA as applied to
the circumstances of the tribes in Maine under the settlement acts.
[[Page 92478]]
Consulting with affected tribes before taking an action that
affects their interests is one of the cornerstones of the general trust
relationship with tribes. EPA has fulfilled this responsibility to the
tribes in Maine. EPA has consulted extensively with the tribes to
understand their interests in this matter. EPA has also carefully
weighed input from the tribes, as it has all the comments the Agency
received on this action.
EPA does not agree that the substance of this action is compelled
or authorized by the federal trust relationship with the tribes in
Maine independent of generally applicable federal law. This action is
anchored in two sets of legal requirements: First, the Indian
settlement acts, which reserve the tribes' ability to engage in
sustenance fishing; second, the CWA, which requires that this use must
be protected. The trust responsibility does not enhance or augment
these legal requirements, and EPA is not relying on the trust
responsibility as a separate legal basis for this action. The Indian
settlement acts created a legal framework with respect to these tribes
that triggered an analysis under the CWA about how to protect the
sustenance fishing use provided for under the settlement acts. This
analysis necessarily involves application of EPA's WQS regulations,
guidance, and science to yield a result that is specific to these
tribes, but each step of the analysis is founded in generally
applicable requirements under the CWA, not an independent specific
trust mandate.
C. Sustenance Fishing Designated Use
Several commenters challenged EPA's approval, in its February 2015
Decision, of sections 6207(4) and (9) of the MIA as a designated use of
sustenance fishing applicable to inland waters of the Southern Tribes'
reservations. Several commenters also argued that EPA had no authority
to approve Maine's ``fishing'' designated use with the interpretation
that it means ``sustenance fishing'' for waters in Indian lands.
Related to both approvals, the commenters argued that Maine had never
adopted a designated use of ``sustenance fishing,'' thus EPA could not
approve such a use, and that EPA did not follow procedures required
under the CWA in approving any ``sustenance fishing'' designated use.
EPA disagrees, as discussed in sections III.C.1 and 2.
1. EPA's Approval of Certain Provisions in MIA as a Designated Use of
Sustenance Fishing in Reservation Waters.
State laws can operate as WQS when they affect, create or provide
for, among other things, a use in particular waters, even when the
state has not specifically identified that law as a WQS.\43\ EPA has
the authority and duty to review and approve or disapprove such a state
law as a WQS for CWA purposes, even if the state has not submitted the
law to EPA for approval.\44\ Indeed, EPA has previously identified and
disapproved a Maine law as a ``de facto'' WQS despite the fact that
Maine did not label or present it as such.\45\
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\43\ See Florida Pub. Interest Grp v. EPA, 386 F.3d 1070, 1089-
90 (11th Cir. 2004) (holding that in order to determine whether a
state law constitutes a WQS, a district court must ``look beyond the
[state's] characterization of [the law]'' and ``determine[ ] whether
the practical impact of the [law] was to revise [the state's WQS]''
irrespective of the state's ``decision not to describe its own
regulations as new or revised [WQS]''); Pine Creek Valley Watershed
Ass'n v. United States, 137 F. Supp. 3d 767, 776 (E.D. Pa. 2015)
(deferring to EPA's determination on whether or not a state law
constitutes a WQS).
\44\ See EPA, What is a New or Revised Water Quality Standard
Under CWA 303(c)(3)? Frequently Asked Questions, October 2012. See
also, Friends of Merrymeeting Bay v. Olsen, 839 F. Supp. 2d 366, 375
(D. Me. 2012) (``The EPA is under an obligation to review a law that
changes a water quality standard regardless of whether a state
presents it for review.''); Miccosukee Tribe of Indians v. EPA, 105
F.3d 599, 602 (11th Cir. 1997) (``Even if a state fails to submit
new or revised standards, a change in state water quality standards
could invoke the mandatory duty imposed on the Administrator to
review new or revised standards.'').
\45\ Letter from Stephen S. Perkins, Director of Office of
Ecosystem Protection, EPA, to William J. Schneider, Maine Attorney
General (July 9, 2012) (disapproving as a WQS a state law that
required prevention of river herring passage on St. Croix River);
see Friends of Merrymeeting Bay, 839 F. Supp. 2d at 375 (indicating
EPA must consider whether such state law has the effect of changing
a WQS).
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The MIA is binding law in the state, and sections 6207(4) and (9)
in that law clearly establish a right of sustenance fishing in the
inland reservation waters of the Southern Tribes. See Topic 3 of the
RTC document for a more detailed discussion. In other words, the state
law provides for a particular use in particular waters. It was
therefore appropriate for EPA to recognize that state law as a water
quality standard, and more specifically, as a designated use. EPA's
approval of these MIA provisions as a designated use of sustenance
fishing does not create a new federal designated use of tribal
``sustenance fishing,'' but rather gives effect to a WQS in state law
for CWA purposes in the same manner as other state WQS. Furthermore,
contrary to commenters' assertions, EPA did not fail to abide by any
required procedures before approving the MIA provisions as a designated
use. They were a ``new'' WQS for the purpose of EPA review, because EPA
had never previously acted on them. When EPA acts on any state's new or
revised WQS, there are no procedures necessary for EPA to undertake
prior to approval.\46\ The Maine state legislature, which has the
authority to adopt designated uses, held extensive hearings reviewing
the provisions of the MIA, including those regarding sustenance
fishing.
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\46\ See 33 U.S.C. 1313(c)(3) and 40 CFR part 131.
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2. EPA's Interpretation and Approval of Maine's ``Fishing'' Designated
Use To Include Sustenance Fishing.
In addition to approving certain provisions of MIA as a designated
use in the Southern Tribes' inland reservation waters, EPA also
interpreted and approved Maine's designated use of ``fishing'' to mean
``sustenance fishing'' for all waters in Indian lands. EPA disagrees
with comments that claim that EPA had no authority to do so because EPA
had previously approved that use for all waters in Maine without such
an interpretation. While EPA approved the ``fishing'' designated use in
1986 for other state waters, prior to its February 2015 decision, EPA
had not approved any of the state's WQS, including the ``fishing''
designated use, as being applicable to waters in Indian lands.
Under basic principles of federal Indian law, states generally lack
civil regulatory jurisdiction within Indian country as defined in 18
U.S.C. 1151.\47\ Thus, EPA cannot presume a state has authority to
establish WQS or otherwise regulate in Indian country. Instead, a state
must demonstrate its jurisdiction, and EPA must determine that the
state has made the requisite demonstration and has authority, before a
state can implement a program in Indian country. Accordingly, EPA
cannot approve a state WQS for a water in Indian lands if it has not
first determined that the state has authority to do so.
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\47\ Alaska v. Native Vill. of Venetie Tribal Gov't, 522 U.S.
520, 527 n.1. (1998) (``[g]enerally speaking, primary jurisdiction
over land that is Indian country rests with the Federal Government
and the Indian Tribe inhabiting it, and not with the States.''); see
also Okla. Tax Comm'n v. Sac and Fox Nation, 508 U.S. 114, 128
(1993) (``[a]bsent explicit congressional direction to the contrary,
we presume against a State's having the jurisdiction to tax within
Indian Country . . . .'').
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EPA first determined on February 2, 2015, that Maine has authority
to establish WQS for waters in Indian lands. Consistent with the
principle articulated above, it is EPA's position that all WQS
approvals that occurred prior to this date were limited to state
[[Page 92479]]
waters outside of waters in Indian lands. With regard to the
``fishing'' designated use, Maine submitted revisions to its water
quality standards program now codified at 38 M.R.S. section 464-470, to
EPA in 1986. This submittal included Maine's designated use of
``fishing'' for all surface waters in the state. On July 16, 1986, EPA
approved most of the revised WQS, including the designated uses for
surface waters, without explicit mention of the ``fishing'' designated
use or of the standards' applicability to waters in Indian lands. Maine
did not expressly assert its authority to establish WQS in Indian
waters until its 2009 WQS submittal, and EPA did not expressly
determine that Maine has such authority until February 2015. Therefore,
EPA did not approve Maine's designated use of ``fishing'' to apply in
Indian waters in 1986, and EPA's approval of that use for other waters
in Maine at that time was not applicable to Indian waters in Maine.
EPA acknowledges the comment that, prior to February 2015, EPA had
not previously taken the position that Maine's designated use of
``fishing'' included a designated use of ``sustenance fishing.'' As
explained herein, it was not until February 2, 2015, that EPA
determined that Maine's WQS were applicable to waters in Indian lands,
so it was not until then that EPA reviewed Maine's ``fishing''
designated use for those waters and concluded that, in light of the
settlement acts, it must include sustenance fishing as applied to
waters in Indian lands.
EPA disagrees with comments that asserted that EPA could not
approve the ``fishing'' designated use as meaning ``sustenance
fishing'' for waters in Indian lands unless EPA first made a
determination under CWA section 303(c)(4)(B) that the ``fishing''
designated use was inconsistent with the CWA. Because EPA had not
previously approved the ``fishing'' designated use for waters in Indian
lands, EPA had the duty and authority to act on that use in its
February 2015 decision, and was not required to make a determination
under CWA section 303(c)(4)(B) before it could interpret and approve
the use for waters in Indian lands. Additionally, because the term
``fishing'' is ambiguous in Maine's WQS, even if EPA had previously
approved it for all waters in the state, it is reasonable for EPA to
explicitly interpret the use to include sustenance fishing for the
waters in Indian lands in light of the Indian settlement acts.\48\ This
is consistent with EPA's recent actions and positions regarding tribal
fishing rights and water quality standards in the State of
Washington.\49\
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\48\ See Arkansas v. Oklahoma, 503 U.S. 91, 110 (1992) (holding
that EPA's interpretation of state WQS in the NPDES context is
entitled to ``substantial deference'').
\49\ See Revision of Certain Federal Water Quality Criteria
Applicable to Washington: 81 FR 85417 (November 28, 2016).
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In acting on the ``fishing'' designated use for waters in Indian
lands for the first time, it was reasonable and appropriate for EPA to
explicitly interpret and approve the use to include sustenance fishing
for the waters in Indian lands. This interpretation harmonized two
applicable laws: The provision for sustenance fishing contained in the
Indian settlement acts, as explained above in section III.B, and the
CWA. Indeed, where an action required of EPA under the CWA implicates
another federal statute, such as MICSA, EPA must harmonize the two
statutes to the extent possible.\50\ This is consistent with
circumstances where federal Indian laws are implicated and the Indian
canons of statutory construction apply.\51\ Because the Indian
settlement acts provide for sustenance fishing in waters in Indian
lands, and EPA has authority to reasonably interpret state WQS when
taking action on them, EPA necessarily interpreted the ``fishing'' use
as ``sustenance fishing'' for these waters, lest its CWA approval
action contradict and, as a practical matter, effectively limit or
abrogate the Indian settlement acts (a power that would be beyond EPA's
authority).\52\ Accordingly, EPA's interpretation of Maine's
``fishing'' designated use reasonably and appropriately harmonized the
intersecting provisions of the CWA and the Indian settlement acts.
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\50\ See Nat'l Ass'n of Home Builders v. Defenders of Wildlife,
551 U.S. 644, 664 (2007) (acknowledging EPA's duty to harmonize CWA
and Endangered Species Act to give effect to both statutes where the
Agency has discretion to do so); see also United States v. Borden
Co., 308 U.S. 188, 198 (1939) (``When there are two acts upon the
same subject, the rule is to give effect to both if possible.'').
\51\ See Penobscot Nation v. Mills, 151 F. Supp. 3d at 213-214
(applying the Indian canons of statutory construction to MIA and
MICSA); see also Penobscot Nation v. Fellencer, 164, F.3d 706, 709
(1st Cir. 1999) (applying Indian cannon to MICSA and citing to
County of Oneida v. Oneida Indian Nation, 470 U.S. 226, 247 (1985)
(``it is well established that treaties should be construed
liberally in favor of the Indians with ambiguous provisions
interpreted for their benefit'')).
\52\ See Minn. v. Mille Lacs Band of Chippewa Indians, 526 U.S.
172, 202 (1999) (``Congress may abrogate Indian treaty rights, but
it must clearly express its intent to do so.'').
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Finally, one commenter argued that the settlement acts' provisions
for sustenance fishing are merely exceptions to otherwise applicable
creel limits and have no implications for the WQS that apply to the
waters where the tribes are meant to fish. EPA does not agree with this
narrow interpretation of the relationship between the provisions for
tribal sustenance practices on the one hand and water quality on the
other. Fundamentally, the tribes' ability to take fish for their
sustenance under the settlement acts would be rendered meaningless if
it were not supported under the CWA by water quality sufficient to
ensure that tribal members can safely eat the fish for their own
sustenance.
When Congress identifies and provides for a particular purpose or
use of specific Indian lands, it is reasonable and supported by
precedent for an agency to consider whether its actions have an impact
on a tribe's exercise of that purpose or use and to ensure through
exercise of its authorities that its actions protect that purpose or
use. For example, the Ninth Circuit Court of Appeals recently
determined that the right of tribes in the State of Washington to fish
for their subsistence in their ``usual and accustomed'' places
necessarily included the right to an adequate supply of fish, despite
the absence of any explicit language in the applicable treaties to that
effect.\53\ Specifically, the Court held that ``the Tribes' right of
access to their usual and accustomed fishing places would be worthless
without harvestable fish.'' \54\ Similarly, it would defeat the purpose
of MIA, MICSA, MSA, and ABMSA for the
[[Page 92480]]
tribes in Maine to be deprived of the ability to safely consume fish
from their waters at sustenance levels. Consistent with this case law,
the Department of the Interior provided EPA with a legal opinion which
concludes that ``fundamental, long-standing tenets of federal Indian
law support the interpretation of tribal fishing rights to include the
right to sufficient water quality to effectuate the fishing right.''
\55\ If EPA were to ignore the impact that water quality, and
specifically water quality standards under the CWA, could have on the
tribes' ability to safely engage in their sustenance fishing practices
on their lands, the Agency would be contradicting the clear purpose for
which Congress ratified the settlement acts in Maine and provided for
the establishment of Indian lands in the state. Therefore, it is
incumbent upon EPA when applying the requirements of the CWA to
harmonize those requirements with this Congressional purpose.
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\53\ United States v. Washington, No. 13-35474, 2016 U.S. App.
Lexis 11709 (9th Cir. June 27, 2016). See also United States v.
Winans, 198 U.S. 371, 384 (1905) (tribe must be allowed to cross
private property to access traditional fishing ground); Kittitas
Reclamation District v. Sunnyside Valley Irrigation District, 763
F.2d 1032, 1033-34 (9th Cir. 1985) (tribe's fishing right protected
by enjoining water withdrawals that would destroy salmon eggs before
they could hatch); Grand Traverse Band of Ottawa and Chippewa
Indians v. Director, Mich. Dept of Nat. Resources, 141 F.3d 635 (6th
Cir. 1989) (treaty right to fish commercially in the Great Lakes
found to include a right to temporary mooring of treaty fishing
vessels at municipal marinas because without such mooring the
Indians could not fish commercially); Colville Confederated Tribes
v. Walton, 647 F.2d 42, 47-48 (9th Cir. 1981) (implying reservation
of water to preserve tribe's replacement fishing grounds); Winters
v. United States, 207 U.S. 564, 576 (1908) (express reservation of
land for reservation impliedly reserved sufficient water from the
river to fulfill the purposes of the reservation); Arizona v.
California, 373 U.S. 546, 598-601 (1963) (creation of reservation
implied intent to reserve sufficient water to satisfy present and
future needs).
\54\ United States v. Washington, No. 13-35474, 2016 U.S. App.
Lexis 11709 (9th Cir. June 27, 2016). The court also acknowledged
that the fishing clause of the Stevens Treaties could give rise to
other environmental obligations, but that those would need to be
addressed on a case-by-case basis depending on the precise nature of
the action. Id. at *18-19.
\55\ Letter from Hilary C. Tompkins, Solicitor, Department of
Interior, to Avi S. Garbow, General Counsel, EPA, January 30, 2015,
a copy of which is in the docket supporting this action.
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D. Human Health Criteria for Toxics for Waters in Indian Lands
1. Target Population
EPA received two comments that it improperly and without
justification identified the tribes as the target population, as
opposed to a highly exposed subpopulation, for the HHC for waters in
Indian lands. On the contrary, EPA's approach is entirely consistent
with EPA regulations and policy, as informed by the settlement acts.
Pursuant to 40 CFR 131.11(a)(1), water quality criteria must be
adequate to protect the designated uses. Developing HHC to protect the
sustenance fishing designated use in waters in Indian lands necessarily
involves identifying the population exercising that use as the target
population.\56\ The tribes are not a highly exposed or high-consuming
subpopulation in their own lands; they are the general population for
which the federal set-aside of these lands and their waters was
designed.\57\ Treating tribes as the target general population results
in HHC sufficient under the CWA to ensure that the tribes' ability to
exercise the designated use of sustenance fishing, as provided for in
the settlement acts, is not substantially affected or impaired.
Therefore, the tribal population must be the focus of the risk
assessment supporting HHC for the waters to which the sustenance
fishing use applies. To do otherwise risks undermining the purpose for
which Congress established and confirmed the tribes' land base, as
described more fully in section III.B.
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\56\ One of the commenters, Maine's Attorney General, concedes
as much. Her objection to EPA's approach rests on her assertion that
there is no designated use of sustenance fishing for the waters in
Indian lands. But she recognizes that had the Maine Legislature
adopted proposed legislation for a ``subsistence fishing''
designated use for a portion of the Penobscot River, the adoption of
that use would have protected the subsistence fishers as the target
population for the stretch of the river to which the use applied.
See Comments of Maine's Attorney General at 11.
\57\ EPA recognizes that tribal members will not be the only
population fishing from some of these waters. On major rivers such
as the Penobscot River, for example, the general population has the
right to pass through the waters in Indian lands. The presence of
some nonmembers fishing on these waters, however, does not change
the fact that the resident population in the Indian lands is made up
of tribal members who expect to fish for their sustenance in the
waters in Indian lands pursuant to the settlement acts.
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Contrary to the commenters' claims, EPA's 2000 Methodology does not
mandate that the tribes be treated as a highly exposed subpopulation.
EPA's general approach in the 2000 Methodology, and in deriving
national CWA section 304(a) recommended criteria, is for HHC to provide
a high level of protection for the general population, while
recognizing that more highly exposed ``subpopulations'' may face
greater levels of risk.\58\ However, in addition to recommending
protection of the general population based on fish consumption rates
designed to represent ``the general population of fish consumers,'' the
2000 Methodology recommends that states assess whether there might be
more highly exposed subpopulations or ``population groups'' that
require the use of a higher fish consumption rate to protect them as
the ``target population group(s).'' \59\ The 2000 Methodology does not
speak to or expressly envision the unique situation of setting HHC for
waters where there is a tribal sustenance fishing designated use.
Nevertheless, it is entirely consistent with the 2000 Methodology for
EPA to identify the tribes as the target general population for
protection, rather than as a highly exposed subpopulation, and to apply
the 2000 Methodology's recommendations on exposure for the general
population, including the FCR and CRL, to the tribal target population.
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\58\ USEPA. 2000. Methodology for Deriving Ambient Water Quality
Criteria for the Protection of Human Health (2000). U.S.
Environmental Protection Agency, Office of Science and Technology,
Washington, DC. EPA 822-B-00-004, pp. 2-1 to 2-3.
\59\ Id., pp. 4-24 to 4-25.
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2. Wabanaki Study
EPA received several comments that the FCR of 286 g/day, derived to
support the sustenance fishing use, and used in the calculation of the
promulgated HHC, is too high and not based on sound science. In
particular, commenters asserted that it was improper for EPA to rely on
the Wabanaki Study because it is irrelevant and aspirational. These
commenters instead prefer the use of a 1992 study conducted by McLaren/
Hart--ChemRisk of Portland, Maine (``the 1992 ChemRisk Study'').\60\
EPA disagrees for the following reasons.
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\60\ ChemRisk, A Division of McLaren Hart, and HBRS, Inc.,
Consumption of Freshwater Fish by Maine Anglers, as revised, July
24, 1992.
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After considering other sources, including the 1992 ChemRisk Study
(see discussion below), EPA derived the FCR from a peer-reviewed
estimate of traditional sustenance fish consumption from the Wabanaki
Study. EPA finds that the Wabanaki Study used a sound methodology (peer
reviewed, written by experts in risk assessment and anthropology), and
contains the best currently available information for the purpose of
deriving an FCR for HHC adequate to protect present day sustenance
fishing for such waters. It is the only local study focused on the
tribal members and areas most heavily used by those members today.
While it relies on daily caloric and protein intake to derive heritage
FCRs, the FCR of 286 g/day is also the best currently available
estimate for contemporary tribal sustenance level fish consumption for
waters where the sustenance fishing designated use applies.
In addition, EPA consulted with tribal governments to obtain their
views on the suitability of the Wabanaki Study and any additional
relevant information to select a FCR for this final rulemaking. The
tribes represented that the Wabanaki study and corresponding rate of
286 g/day is an appropriate and accurate portrayal of their present day
sustenance fishing lifeway, absent significant improvement in the
availability of anadromous fish species, and EPA gave significant
weight to the tribes' representations.\61\
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\61\ Indeed, in developing its own 2014 tribal water quality
criteria, the Penobscot Nation used a FCR of 286 g/day. The Nation
explained that it chose the inland non-anadromous total FCR of 286
g/day presented in the Wabanaki Study because, although the
Penobscot lands are in areas that would have historically supported
an inland anadromous diet (with total FCR of 514 g/day), the
contemporary populations of anadromous species in Penobscot waters
are currently too low to be harvested in significant quantities.
Penobscot Nation, Department of Natural Resources, Response to
Comments on Draft Water Quality Standards, September 23, 2014, p. 9.
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[[Page 92481]]
As explained in EPA's disapproval and preamble to the proposed
rule, the data from the ChemRisk Study are not suitable as a source for
deriving the FCR for waters in Indian lands in Maine. That study was
not a survey of tribal sustenance fishers in tribal waters. Rather, it
was a statewide recreational angler survey that polled anglers with
state fishing licenses and was not a survey intended to characterize
tribal fish consumption in tribal waters. As explained by tribal
representatives both in comments on Maine's 2012 revisions and in
comments on this rule, and by DEP in its response to comments on the
2012 revisions, tribal members are not necessarily required to get
state licenses to fish and therefore were likely underrepresented in
the survey.\62\
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\62\ Id., Exhibit 8, pages 14 and 19; June 20, 2016, Letter from
Chief Brenda Commander, Houlton Band of Maliseet Indians, to Gina
McCarthy, Administrator, EPA, page 15.
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In addition, EPA disagrees with commenters who assert that there
were no fish advisories or that there were an insignificant number of
river miles covered by fish advisories during the time of the ChemRisk
Study. It is well documented that fish advisories were in place on some
waters in Maine at the time of the ChemRisk Study. As documented by
Maine's Department of Health and Human Services in a 2008 history of
dioxin fish consumption advisories in Maine,\63\ fish advisories were
first issued in Maine on the Androscoggin River in 1985 and on the
Kennebec and Penobscot River in 1987, before the ChemRisk Study survey
was conducted. While relative to the state as a whole this may seem to
be a small portion of river miles that were affected by a fish
consumption advisory, the Penobscot River is a very large portion of
the sustenance fishery for the Penobscot Indian Nation, and it is a
waterbody with a high profile and symbolic significance in the Indian
community.
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\63\ Smith, Andrew E., and Frohmberg, Eric, Evaluation of the
Health Implications of Levels of Polychlorinated Dibenzo-p-Dioxins
(dioxins) and Polychlorinated Dibenzofurans (furans) in Fish from
Maine Rivers, Maine Department of Health and Human Service, January,
2008, pages 2-3.
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Further, as documented by DEP in its response to comments on its
2012 WQS revisions, during the time that the ChemRisk survey was
conducted:
[P]ublic awareness of historical pollution in industrialized
rivers can be expected to have suppressed fish consumption on a
local basis. The Department is unable to quantify the extent of
suppression due to historical pollution in the major rivers or the
dioxin advisories in place at the time of the ChemRisk study, but
believes that the ChemRisk (Ebert et al.) estimates of fish
consumption for rivers and streams as well as the inclusive `all
waters' categories are likely to have been affected to some
degree.\64\
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\64\ January 14, 2013, Letter from Patricia Aho, DEP to Curt
Spalding, EPA, regarding ``USEPA Review of P.L. 2011, Ch. 194 and
revised 06-096 CMR 584'', Exhibit 8, pages 20-21.
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3. Cancer Risk Level
With respect to the cancer risk management value used in deriving
the HHC of 10-6, one commenter noted that this value was
unduly protective of public health while another implied the Agency
could adopt a more protective risk management level, and several
supported EPA's use of 10-6. In promulgating HHC for the
tribes in Maine, EPA incorporated an excess cancer risk level of
10-6 as the appropriate target level for two reasons. First,
it is consistent with Maine DEP Rule 06-096, Chapter 584, which EPA
approved for waters in Indian lands on February 2, 2015, and which
specifies that water quality criteria for carcinogens must be based on
a 10-6 CRL.\65\ Second, it is consistent with EPA guidance
that states, ``For deriving CWA section 304(a) criteria or promulgating
water quality criteria for states and tribes under Section 303(c) based
on the 2000 Human Health Methodology, EPA intends to use the
10-6 risk level, which the Agency believes reflects an
appropriate risk for the general population.'' \66\ As explained above,
EPA considers the tribes to be the general target population for waters
in Indian lands. In promulgating HHC that correspond to an excess
cancer risk level of 10-6 for tribes in Maine, not only is
EPA acting consistent with both EPA guidance and Maine's existing rule,
but EPA is providing the tribes engaged in sustenance fishing in waters
in Indian lands with an equivalent level of cancer risk protection as
is afforded to the general population in Maine outside of waters in
Indian lands.
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\65\ The only exception from the requirement to use a CRL of
10-6 in Chapter 584 is for arsenic, for which a CRL of
10-4 is required. EPA disapproved the arsenic CRL for
waters in Indian lands.
\66\ USEPA. 2000. Methodology for Deriving Ambient Water Quality
Criteria for the Protection of Human Health. U.S. Environmental
Protection Agency, Office of Water, Washington, DC. EPA-822-B-00-
004, p. 2-6.
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4. Trophic Level Specific Fish Consumption Rates
Since the Wabanaki Study presented estimates of the total amount of
fish and aquatic organisms consumed but not the amount consumed from
each trophic level, for the purpose of developing HHC for the Maine
tribes, EPA assumed that Maine tribes consume the same relative
proportion of fish and aquatic organisms from the different trophic
levels 2 through 4 as is consumed by the adult U.S. population. As
identified in the 2015 criteria update, the relative percent of the
total fish consumption rate for trophic levels 2 through 4 for the
adult U.S. population amounts to 36%, 40%, and 24%.\67\ Accordingly,
EPA adjusted the 286 g/day total tribal fish consumption rate by these
same percentages and arrived at trophic-specific fish consumption rates
of 103 g/day (trophic level 2), 114 g/day (trophic level 3), and 68.6
g/day (trophic level 4). These trophic specific fish consumption rates
were thus used in deriving the HHC for those compounds for which the
2015 criteria update included trophic level specific BAFs. For
compounds where, in 2015, EPA estimated BAFs from laboratory-measured
BCFs and therefore derived a single pollutant-specific BAF for all
trophic levels, and where EPA's existing 304(a) recommended human
health criteria for certain pollutants still incorporate a single BCF
and those pollutants are included in this final rule, EPA derived the
HHC using a total fish consumption rate of 286 g/day.
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\67\ USEPA. 2014. Estimated Fish Consumption Rates for the U.S.
Population and Selected Subpopulations (NHANES 2003-2010). EPA-820-
R-14-002. https://www.epa.gov/sites/production/files/2015-01/documents/fish-consumption-rates-2014.pdf.
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The Penobscot Nation requested EPA use a slightly different
weighting scheme when refining the fish consumption rate based on the
trophic levels of the fish and shellfish species they consume. While
EPA recommends the use of local data relevant to the population of
interest whenever possible in deriving human health criteria, such data
must be from a sound scientific study before it can be utilized. The
Penobscot Nation did not provided adequate information to support a
different trophic level weighting scheme. See Topic 5 in the RTC
document for a more detailed response.
5. Geographic Extent of Waters To Which the HHC Apply
The HHC contained in the rule are designed to protect the
designated use of sustenance fishing as exercised by the tribes in
Maine. The HHC thus apply to waters where that designated use is
approved. EPA approved a sustenance fishing designated use in two
general categories of waters: (1) Waters in Indian lands, and (2)
waters outside Indian lands where the sustenance fishing right reserved
in MIA section
[[Page 92482]]
6207(4) applies.\68\ The first category, ``waters in Indian lands,''
covers waters within the tribes' reservations and trust lands as
provided for under the settlement acts. The second category applies in
the limited circumstances where it is determined that a Southern
Tribe's sustenance fishing right reserved in MIA section 6207(4)
extends to a waterbody outside of its reservation as provided for under
the settlement acts. As explained below, this situation currently
exists in only one waterbody, a clearly delineated stretch of the
Penobscot River.
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\68\ For ``waters in Indian lands,'' this final rule promulgates
HHC as well as six other WQS (narrative and numeric bacteria
criteria for the protection of primary contact recreation and
shellfishing; ammonia criteria for protection of aquatic life in
fresh waters; provisions that ensure that WQS apply to HHC even if
they are naturally occurring; a mixing zone policy; a pH criterion
for fresh waters; and tidal temperature criteria). For the second
category of waters, where there is a sustenance fishing designated
use outside of waters in Indian lands, the rule promulgates only the
HHC. This response focuses on the HHC because the HHC apply to the
broadest set of tribal-related waters and because the comments
addressing the geographical scope of the rule are largely framed in
terms of concerns about the HHC.
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The outer bounds of waters that may fall within the two categories
of the rule are based on the settlement acts and are thereby generally
identifiable. The rule, however, does not identify the specific
boundaries of each waterbody or portion thereof to which the HHC apply.
Whether a specific waterbody falls within one of these categories will
depend on the status of such water under applicable federal and state
law. The status of such a waterbody may therefore be determined as a
result of litigation or other legal developments regarding that
specific waterbody. The two general categories of waters to which the
HHC apply, however, will remain constant.
Three commenters asserted that this approach is overly broad and
vague. EPA disagrees. Here, EPA has clearly described the specific
categories of waters to which this rule applies, which flow directly
from and are bounded by the express provisions of the settlement acts.
The purpose of the rule is to establish WQS that address EPA's
disapprovals and necessity determination and adequately protect
applicable designated uses. It is both reasonable and appropriate, and
consistent with prior practice under the CWA, for EPA to promulgate
these WQS without a final adjudication or determination of the precise
boundaries of each specific waterbody that falls within each category,
so long as the WQS protect the uses and clearly apply only to waters
subject to those uses. As described below, the extent of waters in
Indian lands is largely established under the settlement acts and
subsequent trust conveyances that have occurred under the terms of
those acts. But there are isolated disputes and one pending lawsuit
regarding the boundaries of Indian lands and the geographic extent of
tribal sustenance fishing rights. EPA's approach is designed to be
responsive to the potential that these disputes could result in
clarifications of the particular boundaries of the disputed waters,
while maintaining protection of the tribes' sustenance fishing use.\69\
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\69\ It is important to note that EPA has expressly answered the
question of who has jurisdiction over all the waters involved in
this matter, irrespective of which category they fall under or which
use(s) and criteria apply. EPA did so in its February 2015 decision
when it determined that the state has jurisdiction to set WQS over
all waterbodies in Maine, including those within tribal reservations
and trust lands. EPA is also determining that the HHC at issue will
apply only where designated use of sustenance fishing applies. EPA
is not, however, making any determinations in this rulemaking on the
narrower technical question regarding the full extent of precise
waters to which that use, and thus the HHC, apply.
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a. Adequate Notice
Although this rulemaking does not identify the exact boundaries of
each waterbody or portion thereof covered by the rule, it nevertheless
provides adequate notice to potentially regulated parties because the
categories are clearly described, and waters that could reasonably fall
within these two categories are either precisely described in the
settlement acts or, in circumstances where there are ongoing disputes
or uncertainties, located in limited areas in Maine representing a
small fraction of all waters within the state. In fact, any
uncertainties as to the scope of waters in Indian lands largely pertain
to particular stretches of the Penobscot and St. Croix Rivers. EPA
anticipates that any existing uncertainty will be addressed by the
current litigation regarding the Main Stem of the Penobscot River and
DOI's work with the Passamaquoddy Tribe to determine the status of the
relevant stretch of the St. Croix River.
The first category--``waters in Indian lands''--covers waters
within a tribe's reservation or trust lands. The tribes' trust lands
are all the result of modern conveyances recorded after the 1980
settlements, the boundaries of which are described in the deeds for
those parcels. Although there are ongoing disputes over the extent of
some of the reservation lands, the Indian settlement acts identify the
outer bounds of what could reasonably be identified as reservation
land. In the Economic Analysis conducted for this rulemaking, EPA took
a conservative approach and identified all discharges for which there
is any reasonable potential that they discharge to waters in Indian
lands or their tributaries. In doing so, EPA identified a total of only
33 facilities, a small subset of the 478 Maine Pollutant Discharge
Elimination System (MEPDES) permitted dischargers in the state.
One commenter expressed concern that the boundaries of the
sustenance fishing designated use as it applies to the tribes' trust
lands may expand if any of the tribes exercise what remaining authority
they may have under the settlement acts to purchase and take more land
into trust outside the reservations. However, EPA did not intend for
its approval and disapproval decisions on WQS for waters in Indian
lands, or for this rule, to apply to waters that may be part of after-
acquired trust lands. EPA's promulgation of HHC to address the
disapprovals is thus limited to waters in trust lands as of February 2,
2015, and waters in the Southern Tribes' reservations. EPA's
promulgation of HHC in accordance with the Administrator's
determination is likewise limited. The sustenance fishing designated
use and appropriate HHC would not apply to any waters in after-acquired
trust lands until such time as the state or EPA took further action
under the CWA. This step would give interested parties an opportunity
to comment on that action. EPA also notes that where the settlement
acts have not already specifically identified parcels that qualify to
be taken into trust, they clearly provide for the state to receive
notice of any trust acquisition.\70\
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\70\ 30 MRSA 6205-A(1); 30 MRSA 7204.
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The second category is quite narrow, limited to waterbodies outside
of Indian lands where the Southern Tribes' sustenance fishing right
reserved in MIA section 6207(4) applies. Currently, the Main Stem of
the Penobscot River is the only waterbody in the state that has been
adjudicated to be a waterbody outside of Indian lands to which a tribe,
the Penobscot Nation, has a right to sustenance fish based in MIA.\71\
The ``Main Stem'' addressed by the court in the Mills litigation is
clearly identified as ``a portion of the Penobscot River and stretches
from Indian Island north to the confluence of the East and West
Branches of the Penobscot River.'' \72\ Significantly, the court in
Mills concluded that the Penobscot Nation has a sustenance fishery
reservation, under MIA section 6207, in ``the waters
[[Page 92483]]
adjacent to its island reservation,'' under MIA section 6203.\73\
Accordingly, in scenarios like the one addressed by the court in Mills,
waters that fall under this second category will likely share a
geographic nexus with the Southern Tribes' reservations.
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\71\ Penobscot Nation v. Mills, 151 F. Supp. 3d at 222-223.
\72\ Id. at 186.
\73\ Id. at 221-222.
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This second category thus represents a limited universe of
potential waters that fall outside the existing waters in Indian lands
only to the extent the fishing right reserved in MIA section 6207(4)
extends beyond the reservation of a Southern Tribe under MIA section
6203 under the reasoning of the U.S. District Court in the Mills
litigation. In the event the law of the case in the Mills litigation
changes, it is also possible that no waters would fall within this
second category. Accordingly, the waters covered by this rule are at
most the waters in Indian lands and the limited additional waters where
a Southern Tribe has a right to sustenance fish, which will likely
share a geographic nexus with the tribes' reservations.
b. General Approach
Under the CWA, it is not uncommon for a state, authorized tribe, or
EPA to take an approach, when promulgating WQS (i.e., designated uses,
water quality criteria, and antidegradation policies), of identifying a
category of waters to which the WQS apply, where additional information
will need to be gathered before the implementing agency can determine
whether such WQS applies to any specific waterbody. For these WQS, any
uncertainties regarding applicability to a specific waterbody are
appropriately resolved as the standards are implemented through various
actions under the CWA, such as NPDES permitting and listing of impaired
waters under section 303(d) of the CWA, among others.
An example of this approach already in effect in Maine involves the
state's criteria for dissolved oxygen (DO). Maine's longstanding DO
criteria for Class B and C waters include generally applicable criteria
as well as more protective criteria that apply only to fish spawning
areas in the colder months.\74\ The DO criteria do not list each
specific fish spawning area in Class B or C waters, nor do the more
general classifications of fresh waters at 38 M.R.S. 467 and 468.
Rather, Maine must determine whether a spawning area is implicated on a
permit-by-permit basis.\75\ Similarly, Maine's WQS contain certain
natural conditions provisions that alter the way in which pollutants
may be treated for WQS purposes if they are naturally occurring.\76\
The waters in which such conditions occur are not identified in the WQS
themselves but rather must be determined on a case-by-case basis.
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\74\ 38 M.R.S. sections 465.3.B and 465.4.B, respectively. Note
that as part of this rulemaking, EPA is promulgating dissolved
oxygen criteria for Class A waters, also with specific criteria that
apply to fish spawning areas.
\75\ 06-096-585 Code of Maine Rules, Chapter 584, Surface Water
Quality Criteria for Toxic Pollutants.
\76\ This rule includes provisions to ensure that these natural
conditions WQS are not applied to HHC.
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There are numerous examples from other states identifying general
categories of waters to which certain standards apply. For example, the
State of Wisconsin has several narrative water quality criteria that
apply to ``wetlands,'' defined as ``an area where water is at, near or
above the land surface long enough to be capable of supporting aquatic
or hydrophytic vegetation and which has soils indicative of wet
conditions.'' \77\ Florida has promulgated numeric interpretations of
its narrative nutrient criteria that apply to ``streams,'' defined as
``a predominantly fresh surface waterbody with perennial flow in a
defined channel with banks during typical climatic and hydrologic
conditions for its region within the state,'' but excluding certain
non-perennial stream segments, ditches, canals, and other conveyances
that have various characteristics as defined in the regulation.\78\
Whether a specific discharge implicates a waterbody that falls within
these general categories, and thus whether the associated water quality
criteria apply, is left to the implementing agency to determine by
applying the case-specific facts to the general category definition.
---------------------------------------------------------------------------
\77\ Wis. Admin. Code NR section 103.03 (2016). For additional
examples of states with WQS for ``wetlands,'' see 5 Colo. Code Regs.
section 1002-31.11 (LexisNexis 2016); Iowa Admin. Code r. 567-61.3
(2016); Minn. R. 7050.0186 (2016)l 117 Neb. Admin. Code section 7-
001 (2015); 15A N.C. Admin. Code 02B.0231 (2016); Ohio Admin Code
3475-1-50.
\78\ Fla. Admin. Code. Ann. r. 62-302.200 (2016).
---------------------------------------------------------------------------
EPA is taking a similar approach here, by defining two general
categories of waters covered by this rule. The determination of whether
a specific waterbody falls within one of these categories will be made,
in the first instance, by the implementing (e.g., permitting)
authority. Determining whether a waterbody is within one of the two
categories covered by EPA's rule will require application of the facts
relevant to that particular waterbody to the definition of the
category. However, disputes regarding the extent of waters which may be
subject to this rule are primarily limited to stretches of two
waterbodies, as described above. Therefore, EPA anticipates that the
case-by-case identification of whether a waterbody is covered by this
rule will be straight-forward in most instances.
E. Other Water Quality Standards
1. Mixing Zone Policy for Waters in Indian Lands
Two commenters asserted that EPA does not have the legal authority
or the scientific basis to ban mixing zones for bioaccumulative
pollutants outside the Great Lakes. EPA disagrees. EPA's authority to
promulgate a mixing zone policy, and to prohibit its use for
bioaccumulative pollutants, derives from section 303(c) of the CWA.
While states are not required to adopt mixing zone policies, when a
state includes a mixing zone policy in its water quality standards, the
policy is subject to EPA's review and approval or disapproval. 40 CFR
131.13. Adoption of a mixing zone policy is necessary for a mixing zone
to be authorized in the issuance of a CWA discharge permit. EPA
disapproved Maine's mixing zone policy for waters in Indian lands
because it did not meet the requirements of the CWA. Recognizing that
Maine intended to authorize mixing zones as part of its water quality
standards, EPA, pursuant to CWA section 303(c)(4)(A), is now
promulgating a mixing zone policy that includes protections that were
missing from Maine's policy that EPA disapproved. EPA has determined
that a ban on a mixing zone for bioaccumulating pollutants is
reasonable and appropriate for the reasons discussed below, and nothing
in CWA section 303(c) or EPA's implementing regulations constrains
EPA's legal authority to do so.
EPA guidance has long cautioned states and tribes against mixing
zone policies that allow mixing zones for discharges of bioaccumulative
pollutants, since they may cause significant ecological and human
health risks such that the designated use of the waterbody as a whole
may not be protected.79 80 81 EPA's WQS Handbook notes that
this is particularly the case where mixing zones may encroach on
[[Page 92484]]
areas used for fish harvesting. The waters in Indian lands, to which
this mixing zone policy will apply, not only are used for fish
harvesting but have a designated use of sustenance fishing. By their
very nature, bioaccumulative pollutants are those that accumulate in
fish and shellfish and other organisms. Moreover, as EPA has explained
elsewhere, the effects of such pollutants are not short term, nor are
they limited to a localized zone of initial dilution.\82\ Since the
effects could be persistent and occur well beyond the mixing zone,
there is no assurance that all designated uses would be protected. EPA
is particularly concerned about the potential adverse effects of such a
mixing zone on the sustenance fishing use for those reasons. EPA also
notes that the state has not in the past granted mixing zones for
bioaccumulative pollutants, and neither the state nor the regulated
community in Maine have raised a concern in their comments about EPA's
proposal that mixing zones cannot be authorized for bioaccumulative
pollutants. Therefore, EPA's final rule includes the prohibition on a
mixing zone for bioaccumulative pollutants.
---------------------------------------------------------------------------
\79\ USEPA. 1991. Technical Support Document for Water Quality-
based Toxics Control. US Environmental Protection Agency, Office of
Water, Washington, DC. Section 2.2.2, p. 34; Section 4.3.1, p. 71;
Section 4.3.4, p. 72; Section 4.6.2, p. 87. EPA 505-290-001.
\80\ Final Rule to Amend the Final Water Quality Guidance for
the Great Lakes System to Prohibit Mixing Zones for Bioaccumulative
Chemicals of Concern, 65 FR 67638, 67641-42 (November 13, 2000); 40
CFR part 132.
\81\ USEPA. 2014. Water Quality Standards Handbook, Chapter 5 at
5-8. EPA 820-B-14-008.
\82\ Id.
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2. Bacteria Criteria for Waters in Indian Lands
a. Recreational Bacteria Criteria
EPA received one comment in opposition to the proposed recreational
bacteria criteria. Maine DEP objected to EPA's inclusion of wildlife
sources in the scope of the bacteria criteria for several reasons. It
argued that inclusion of wildlife sources is beyond the scope of the
CWA, which DEP asserts is only concerned with human pollution, and that
E.coli are used only as an indicator of human sewage. It also asserted
that EPA incorrectly ``construed `animal sources' of bacteria from
studies as equivalent to naturally occurring `wildlife sources' in the
proposed rule''; that EPA cited to only one study in EPA's 2012
Recreational Water Quality Criteria (RWQC) that links potential human
health risks with non-human sources of fecal contamination; and that
because bacteria from natural sources are likely to be ``temporal,''
removing a use (recreation in and on the water) simply due to a high
level of E. coli where the bacteria source is of natural origins ``is,
at best, unwise.'' \83\ None of these comments provides a basis for
excluding wildlife sources from EPA's rule, which is based on the 2012
recommended RWQC.
---------------------------------------------------------------------------
\83\ The commenter also refers to the 1997 Guidance
(``Establishing Site Specific Aquatic Life Criteria Equal to Natural
Background'') ``cited by EPA,'' and states that it ``stands for
possible reevaluation of uses based on known background
concentrations not establishing criteria which necessitates
regulation of naturally occurring bacteria. . . .'' EPA did not cite
to that guidance in the context of the proposed bacteria criteria,
and it has no bearing on EPA's decision to include wildlife sources
in the scope of the criteria.
---------------------------------------------------------------------------
First, the CWA does not limit EPA to consideration of human causes
of pollution when developing water quality criteria protective of human
health. CWA section 502(23) defines ``pathogen indicator'' to mean ``a
substance that indicates the potential for human infectious disease''
with no limitation on source. EPA's recommended RWQC identify levels of
fecal indicator bacteria (which include fecal coliforms, E.coli,
enterococci or Enterococcus spp.) that will be protective of human
health. Those pathogen indicators are not limited to pathogens coming
only from human sources.\84\
---------------------------------------------------------------------------
\84\ USEPA. 2012. Recreational Water Quality Criteria. U.S.
Environmental Protection Agency, Office of Water, Washington, DC.
Office of Water 820-F-12-058, pages 1-9.
---------------------------------------------------------------------------
Second, E. coli are typically found in the digestive systems of
warm-blooded animals, and can be used to indicate the presence of fecal
material in surface waters regardless of their origin, whether from
humans, domestic animals, or wildlife. The literature provides many
studies documenting wildlife as sources of E. coli.85 86 87
For decades, EPA's regulatory premise concerning recreational water
quality has been that nonhuman-derived human pathogens, including those
from wildlife, in fecally contaminated waters present a potential risk
to human health.\88\ EPA has investigated sources of fecal
contamination in its Review of Published Studies to Characterize
Relative Risks from Different Sources of Fecal Contamination in
Recreational Waters \89\ and Review of Zoonotic Pathogens in Ambient
Waters,\90\ and determined that both human and animal feces, including
feces from wildlife, in recreational waters do pose potential risks to
human health. EPA again confirmed, in the development of the 2012 RWQC,
that wildlife can carry both zoonotic pathogens capable of causing
illness in humans and fecal indicator bacteria, and these microbes can
be transmitted to surface waters.\91\
---------------------------------------------------------------------------
\85\ Levesque, B., P. Brousseau, P. Simard, E. Dewailly, M.
Meisels, D. Ramsay, and J. Joly. 1993. Impact of the ring-billed
gull (Larus delawarenesis) on the microbiological quality of
recreational water. Applied and Environmental Microbiology 59 (4)
1128-1230.
\86\ Center for Watershed Protection. 1999. Microbes and urban
watersheds: concentrations, sources, and pathways. Watershed
Protection Techniques. 3(1):554-565.
\87\ Makino. S., H. Kobori, H. Asakura, M. Watarai, T.
Shirahata, T. Ikeda, K. Takeshi and T. Tsukamoto. 2000. Detection
and characterization of Shiga toxin-producing Escherichia coli from
seagulls. Epidemiol. Infect. 125: 55-61.
\88\ USEPA. 2009. Review of Published Studies to Characterize
Relative Risks from Different Sources of Fecal Contamination in
Recreational Water. U.S. Environmental Protection Agency, Office of
Water, Health and Ecological Criteria Division. Washington, DC. EPA
822-R-09-001.
\89\ Id.
\90\ USEPA. 2009. Review of Zoonotic Pathogens in Ambient
Waters. U.S. Environmental Protection Agency, Office of Water,
Health and Ecological Criteria Division. Washington, DC. EPA-822-R-
09-002.
\91\ USEPA. 2012. Recreational Water Quality Criteria. U.S.
Environmental Protection Agency, Office of Water, Washington, DC.
Office of Water 820-F-12-058.
---------------------------------------------------------------------------
Contrary to the commenter's assertion, EPA cited more than one
study in the RWQC that links potential human health risks with non-
human sources of fecal contamination.\92\ Furthermore, in the
development of the RWQC, EPA did not, as the commenter claimed, equate
bacteria from domestic animal sources to those of naturally occurring
wildlife. On the contrary, EPA's research for the development of the
RWQC clearly recognized that there is a risk differential between human
and non-human animal sources, as well as among non-human animal
sources.\93\ Nevertheless, because zoonotic pathogens are present in
animal (including wildlife) fecal matter, creating a potential risk
from recreational exposure to zoonotic pathogens in animal-impacted
waters, EPA found no scientific basis on which to exclude wildlife
altogether from the scope of the RWQC, nor has the commenter provided
any scientific basis for excluding wildlife sources altogether from the
scope of the EPA's rule for waters in Indian lands in Maine.
---------------------------------------------------------------------------
\92\ Id., pages 34-38.
\93\ Id., pages 36-38.
---------------------------------------------------------------------------
Maine DEP commented that because bacteria from natural sources are
likely to be ``temporal,'' removing a use (recreation in and on the
water) simply due to a high level of E. coli where the bacteria source
is of natural origins ``is, at best, unwise.'' This circumstance is not
a justification for excluding wildlife sources altogether from the
scope of recreational bacteria criteria. EPA recognizes that health
risks associated with exposure to waters impacted by animal sources can
vary substantially, depending on the animal source. In some cases,
these risks can be similar to exposure to human fecal contamination,
and in other cases, the risk is lower.94 95 96 97 In
situations with
[[Page 92485]]
non-human sources of fecal contamination, the state may choose to
conduct sanitary surveys, epidemiological studies and/or a Quantitative
Microbial Risk Assessment (QMRA). If sanitary surveys, water quality
information, or health studies show the sources of fecal contamination
to be non-human, and the indicator densities reflect a different risk
profile, then the state has the option to develop and adopt site-
specific alternative recreational bacteria criteria to reflect the
local environmental conditions and human exposure patterns.\98\ For
waterbodies where non-human fecal sources predominate, QMRA can be used
to determine a different enterococci or E. coli criteria value that is
equally protective as the criteria EPA is promulgating today.\99\
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\94\ Schoen, M.E. and N.J. Ashbolt. 2010. Assessing pathogen
risk to swimmers at non-sewage impacted recreational beaches.
Environmental Science and Technology 44(7): 2286-2291.
\95\ Soller, J.A., M.E. Schoen, T. Bartrand, J.E. Ravenscroft,
N.J. Ashbolt. 2010. Estimated human health risks from exposure too
recreational waters impacted by human and non-human sources of
faecal contamination. Water Research 44: 4674-4691.
\96\ Soller, J.A., T. Bartrand, J. Ravenscroft, M. Molina, G.
Whelan, M. Schoen, N. Ashbolt. 2015. Estimated health risks from
recreational exposures to stormwater runoff containing animal faecal
material. Environmental Modelling and Software 72: 21-32.
\97\ USEPA. 2010. Quantitative Microbial Risk Assessment to
Estimate Illness in Freshwater Impacted by Agricultural Animals
Sources of Fecal Contamination. U.S. Environmental Protection
Agency, Office of Water, Washington, DC. EPA 822-R-10-005.
\98\ USEPA. 2012. Recreational Water Quality Criteria. U.S.
Environmental Protection Agency, Office of Water, Washington, DC.
Office of Water 820-F-12-058. Section 6.2.
\99\ Id., Section 6.2.2.
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Maine DEP also objected to EPA's proposal to apply the bacteria
criteria year round, and requested that EPA exclude the period of
October 1-May 14, similar to Maine's disapproved criteria. The state
asserted that EPA had not demonstrated that recreational activities
occur in this time frame. Other commenters supported the year round
criteria. EPA disagrees with the state's characterization of the
record. First, the activities cited by EPA in the proposal were merely
examples of readily available information that recreation does occur
during the period October 1 to May 14. The record also included
information from one tribal member confirming that activities in and on
the Penobscot River occur whenever the waters are ice free. In its
comment supporting the proposed criteria, the Penobscot Nation
specifically noted that the tribe engages in year round activities in
and on the Penobscot River, including for paddling, fishing, and
ceremonial uses. EPA had invited comment on whether a seasonal term
shorter than October 1-May 14, during which the recreational bacteria
criteria would not apply, would still adequately protect recreational
uses. EPA received no comments that provided specific information that
could support the establishment of a seasonal timeframe in which the
absence of bacteria criteria would be protective of uses. Therefore,
EPA has retained the year round applicability in the final rule.
IV. Economic Analysis
EPA is not required under CWA section 303(c) or its implementing
regulations at 40 CFR part 131 to conduct an economic analysis
regarding implementation of these EPA-promulgated WQS. For the purpose
of transparency, EPA conducted a cost analysis for the WQS in this
final rule. Potential economic effects of this rule are presented here.
These WQS may serve as a basis for development of NPDES permit
limits. Maine has NPDES permitting authority and retains considerable
discretion in implementing standards. EPA evaluated the potential costs
to NPDES dischargers associated with state implementation of EPA's
final criteria. This analysis is documented in ``Final Economic
Analysis for Promulgation of Certain Federal Water Quality Criteria
Applicable to Maine,'' which can be found in the docket for this
rulemaking.
Any NPDES-permitted facility that discharges pollutants for which
the revised WQS are more stringent than the previously applicable WQS
could potentially incur increased compliance costs. The types of
affected facilities could include industrial facilities and POTWs
discharging wastewater to surface waters (i.e., point sources). EPA did
not attribute compliance with water quality-based effluent limitations
(WQBELs) reflective of Maine's existing (hereafter ``baseline'') WQS to
the final rule. Once in compliance with WQBELs reflective of baseline
criteria, EPA expects that dischargers will continue to use the same
types of controls to come into compliance with any revised WQBELs
reflective of the more stringent WQS.
The following final criteria are not expected to result in
incremental costs to permitted dischargers: pH, temperature, ammonia,
and all but one HHC (for waters in Indian lands); phenol (for state
waters outside Indian lands); and dissolved oxygen (for all state
waters). As described below, the cost analysis identifies potential
costs of compliance with one HHC (bis(2-ethylhexyl)phthalate),
bacteria, and the final mixing zone policy for waters in Indian lands.
EPA did not fully evaluate the potential for costs to nonpoint
sources. Very little data were available to assess the potential for
the rule to result in WQS exceedances attributable to nonpoint sources.
It is difficult to model and evaluate the potential cost impacts of
this final rule to nonpoint sources because they are intermittent,
variable, and occur under hydrologic or climatic conditions associated
with precipitation events. Finally, legacy contamination (e.g., in
sediment) may be a source of ongoing loading. Atmospheric deposition
may also contribute loadings of the pollutants of concern (e.g.,
mercury). EPA did not estimate sediment remediation costs, or air
pollution control costs, for this analysis.
A. Identifying Affected Entities
EPA identified 33 facilities (major and non-major) that discharge
to waters in Indian lands or their tributaries, two facilities that
discharge phenol to other state waters, and 26 facilities that
discharge to Class A waters throughout the state. EPA identified 16
point source facilities that could incur additional costs as a result
of this final rule. Of these potentially affected facilities, eight are
major dischargers and eight are minor dischargers. Two are industrial
dischargers and the remaining 14 are publicly owned treatment works
(POTWs). EPA did not include general permit facilities in its analysis
because data for such facilities are limited. EPA evaluated all of the
potentially affected facilities.
EPA does not agree with the comment that its economic analysis
(``EA'') was deficient because uncertainty--including with respect to
the geographic scope of the rule's applicability--constrained the
Agency's ability to assess the economic impacts of the rule. Although
the commenter is correct that the geographic extent of the waters
covered by this promulgation could change due to litigation or other
legal developments regarding Indian land status, EPA used an inclusive
approach in its analysis that accounted for all facilities that could
reasonably fall within the two general categories of waters to which
the HHC may apply. If the geographic scope of waters to which the HHC
apply is smaller, then fewer facilities will be affected by the rule
and costs will be lower.
B. Method for Estimating Costs
For the 16 facilities that may incur costs, EPA evaluated existing
baseline permit conditions and the potential to exceed new effluent
limits based on the
[[Page 92486]]
final rule. In instances of exceedances of projected effluent
limitations under the final criteria, EPA determined the likely
compliance scenarios and costs. Only compliance actions and costs that
would be needed above the baseline level of controls are attributable
to the rule.
EPA assumed that dischargers will pursue the least cost means of
compliance with WQBELs. Incremental compliance actions attributable to
the rule may include pollution prevention, end-of-pipe treatment, and
alternative compliance mechanisms (e.g., variances). EPA annualized
capital costs, including study (e.g., variance) and program (e.g.,
pollution prevention) costs, over 20 years using a 3% discount rate to
obtain total annual costs per facility.
C. Results
1. Costs From Final Human Health Criteria Applicable to Waters in
Indian Lands
Based on this approach, EPA identified one facility that has
reasonable potential to exceed permit effluent limits based on one
final criterion (bis(2-ethylhexyl)phthalate). EPA calculated a
projected effluent limitation based on the same procedures utilized by
Maine in its NPDES permitting practices. To estimate potential costs to
this facility from meeting the projected effluent limits, EPA
considered source controls, end-of-pipe treatments, and alternative
compliance mechanisms (e.g. variances). For this provision, EPA
estimated total annual compliance costs of $28,000 (for source
controls) to $43,000 (for end-of-pipe treatments).
2. Costs From Final Recreational Bacteria Criteria for Waters in Indian
Lands
EPA does not expect the final recreational bacteria criteria to
result in any new treatment processes being added to facilities, but
does expect that 14 facilities with existing limitations for bacteria
will need to operate their disinfection systems year-round, extending
treatments for an additional 226 days per year. EPA estimated the costs
of chemicals and monitoring during this extended period based on the
facilities' effluent flow rate, type of treatment, and monitoring
costs. For this provision, EPA estimated total annual compliance costs
of $185,000 to $705,000.
3. Costs From Final Mixing Zone Policy
EPA identified one facility with an existing permit that
establishes a thermal mixing zone that may affect waters in Indian
lands. It is unknown whether reductions in thermal loads will be
necessary to reduce the mixing zone to a size and configuration that
would meet the new mixing zone policy at this facility; possible
outcomes include the need for facility-specific studies, revisions to
permit conditions that could require recalculating thermal discharge
limits, or changes in facility processes or operations to reduce the
thermal load. To estimate the costs of this provision, EPA used as
lower-bound the cost to conduct a study to characterize the
discharger's existing thermal plume and support evaluation of whether
the current mixing zone complies with the new mixing zone policy
($1,000, annual cost for 20 years) and as upper-bound the potential
cost impacts for installing new cooling towers at the facility
($273,000, annualized over 30 years at a 3 percent discount rate).
4. Total Costs
Table 3 summarizes the estimated point source compliance costs from
the final WQS. EPA estimates that the total annual compliance costs for
all provisions may be in the range of $214,000 to $1.0 million.
Table 3--Summary of Estimated Point Source Compliance Costs
------------------------------------------------------------------------
Annualized costs
Final WQS (thousands;
2014$) \1\
------------------------------------------------------------------------
Human health criteria for waters in Indian lands..... $28-$43
Recreational bacteria criteria for waters in Indian 185-705
lands...............................................
Mixing zone policy................................... 1-273
------------------
Total............................................ 214-1,021
------------------------------------------------------------------------
\1\ One-time costs are annualized over 20 years (30 years in the case of
cooling towers under the mixing zone policy) using a 3% discount rate.
V. Statutory and Executive Order Reviews
A. Executive Order 12866 (Regulatory Planning and Review) and Executive
Order 13563 (Improving Regulation and Regulatory Review)
This action is a significant regulatory action that was submitted
to the Office of Management and Budget (OMB) for review. Any changes
made in response to OMB recommendations have been documented in the
docket.
EPA prepared an analysis of the potential costs and benefits
associated with this action. This analysis is summarized in section IV
of the preamble and is available in the docket.
B. Paperwork Reduction Act
This action does not impose any direct new information collection
burden under the provisions of the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. Actions to implement these WQS could entail additional
paperwork burden. Burden is defined at 5 CFR 1320.3(b). This action
does not include any information collection, reporting, or record-
keeping requirements.
C. Regulatory Flexibility Act
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements on small entities. Small
entities, such as small businesses or small governmental jurisdictions,
are not directly regulated by this rule. This rule will thus not impose
any requirements on small entities.
EPA-promulgated standards are implemented through various water
quality control programs including the NPDES program, which limits
discharges to navigable waters except in compliance with an NPDES
permit. The CWA requires that all NPDES permits include any limits on
discharges that are necessary to meet applicable WQS. Thus, under the
CWA, EPA's promulgation of WQS establishes standards that the state
implements through the NPDES permit process. The state has discretion
in developing discharge limits, as needed to meet the standards. As a
result of this action, the
[[Page 92487]]
State of Maine will need to issue permits that include limitations on
discharges necessary to comply with the standards established in the
final rule. In doing so, the state will have a number of approaches
available to it associated with permit writing. While Maine's
implementation of the rule may ultimately result in new or revised
permit conditions for some dischargers, including small entities, EPA's
action, by itself, does not directly impose any requirements on small
entities. Any impact from EPA's action on small entities would
therefore only be indirect because the requirements of this rule are
not self-implementing.
D. Unfunded Mandates Reform Act
This action contains no federal mandates under the provisions of
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C.
1531-1538 for state, local, or tribal governments or the private
sector. As these water quality criteria are not self-implementing,
EPA's action imposes no enforceable duty on any state, local or tribal
governments or the private sector. Therefore, this action is not
subject to the requirements of sections 202 or 205 of the UMRA.
This action is also not subject to the requirements of section 203
of UMRA because it contains no regulatory requirements that could
significantly or uniquely affect small governments.
E. Executive Order 13132
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government. This rule
does not alter Maine's considerable discretion in implementing these
WQS, nor will it preclude Maine from adopting WQS in the future that
EPA concludes meet the requirements of the CWA, which will eliminate
the need for federal standards. Thus, Executive Order 13132 does not
apply to this action.
F. Executive Order 13175 (Consultation and Coordination With Indian
Tribal Governments)
This action has tribal implications, however, it would neither
impose substantial direct compliance costs on federally recognized
tribal governments, nor preempt tribal law. Therefore, consultation is
not required under the Executive Order. In the state of Maine, there
are four federally recognized Indian tribes represented by five tribal
governments. As a result of the unique jurisdictional provisions of the
Maine Indian Claims Settlement Act, as described above, the state has
jurisdiction for setting water quality standards for all waters in
Indian lands in Maine. This rule will have no effect on that
jurisdictional arrangement. This rule would affect federally recognized
Indian tribes in Maine because the water quality standards will apply
to all waters in Indian lands. Some will also apply to waters outside
of Indian lands where the sustenance fishing designated use established
by 30 M.R.S. 6207(4) and (9) applies. Finally, many of the final
criteria for such waters are protective of the sustenance fishing
designated use, which is based in the Indian settlement acts in Maine.
The EPA consulted with tribal officials under the EPA Policy on
Consultation and Coordination with Indian Tribes early in the process
of developing this rule to permit them to have meaningful and timely
input into its development. Summaries of those consultations are
provided in the following documents: ``Maine WQS Tribal Leaders
Consultation 4-27-16;'' ``Maine WQS Technical Consultation 4-11-16;''
and ``Summary of Tribal Consultations Regarding Water Quality Standards
Applicable to Waters in Indian Lands within the State of Maine,'' which
are available in the docket for this rulemaking.
G. Executive Order 13045 (Protection of Children From Environmental
Health and Safety Risks)
The EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that the EPA has reason to believe may disproportionately affect
children, per the definition of ``covered regulatory action'' in
section 2-202 of the Executive Order. This action is not subject to
Executive Order 13045 because it does not concern an environmental
health risk or safety risk that may disproportionately affect children.
H. Executive Order 13211 (Actions That Significantly Affect Energy
Supply, Distribution, or Use)
This action is not a ``significant energy action'' because it is
not likely to have a significant adverse effect on the supply,
distribution or use of energy.
I. National Technology Transfer and Advancement Act of 1995
This action does not involve technical standards.
J. Executive Order 12898 (Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations)
The human health or environmental risk addressed by this action
will not have potential disproportionately high and adverse human
health or environmental effects on minority, low-income or indigenous
populations.
Conversely, this action will increase protection for indigenous
populations in Maine from disproportionately high and adverse human
health effects. EPA developed the criteria included in this rule
specifically to protect Maine's designated uses, using the most current
science, including local and regional information on fish consumption.
Applying these criteria to waters in the state of Maine will afford a
greater level of protection to both human health and the environment.
K. Congressional Review Act (CRA)
This action is subject to the CRA, and EPA will submit a rule
report to each House of the Congress and to the Comptroller General of
the United States. This action is not a ``major rule'' as defined by 5
U.S.C. 804(2).
List of Subjects in 40 CFR Part 131
Environmental protection, Incorporation by reference, Indians--
lands, Intergovernmental relations, Reporting and recordkeeping
requirements, Water pollution control.
Dated: December 8, 2016.
Gina McCarthy,
Administrator.
For the reasons set forth in the preamble, EPA amends 40 CFR part
131 as follows:
PART 131--WATER QUALITY STANDARDS
0
1. The authority citation for part 131 continues to read as follows:
Authority: 33 U.S.C. 1251 et seq.
Subpart D--Federally Promulgated Water Quality Standards
0
2. Add Sec. 131.43 to read as follows:
Sec. 131.43 Maine.
(a) Human health criteria for toxics for waters in Indian lands and
for Waters outside of Indian lands where the sustenance fishing
designated use established by 30 M.R.S. 6207(4) and (9) applies. The
criteria for toxic pollutants for the protection of human health are
set forth in the following table 1:
[[Page 92488]]
Table 1--Human Health Criteria
----------------------------------------------------------------------------------------------------------------
Water and
Chemical name CAS No. organisms Organisms only ([mu]g/L)
([mu]g/L)
----------------------------------------------------------------------------------------------------------------
1. 1,1,2,2-Tetrachloroethane................ 79-34-5 0.09 0.2
2. 1,1,2-Trichloroethane.................... 79-00-5 0.31 0.66
3. 1,1-Dichloroethylene..................... 75-35-4 300 1000
4. 1,2,4,5-Tetrachlorobenzene............... 95-94-3 0.002 0.002
5. 1,2,4-Trichlorobenzene................... 120-82-1 0.0056 0.0056
6. 1,2-Dichlorobenzene...................... 95-50-1 200 300
7. 1,2-Dichloropropane...................... 78-87-5 .............. 2.3
8. 1,2-Diphenylhydrazine.................... 122-66-7 0.01 0.02
9. 1,2-Trans-Dichloroethylene............... 156-60-5 90 300
10. 1,3-Dichlorobenzene..................... 541-73-1 1 1
11. 1,3-Dichloropropene..................... 542-75-6 0.21 0.87
12. 1,4-Dichlorobenzene..................... 106-46-7 .............. 70
13. 2,4,5-Trichlorophenol................... 95-95-4 40 40
14. 2,4,6-Trichlorophenol................... 88-06-2 0.20 0.21
15. 2,4-Dichlorophenol...................... 120-83-2 4 4
16. 2,4-Dimethylphenol...................... 105-67-9 80 200
17. 2,4-Dinitrophenol....................... 51-28-5 9 30
18. 2,4-Dinitrotoluene...................... 121-14-2 0.036 0.13
19. 2-Chloronaphthalene..................... 91-58-7 90 90
20. 2-Chlorophenol.......................... 95-57-8 20 60
21. 2-Methyl-4,6-Dinitrophenol.............. 534-52-1 1 2
22. 3,3'-Dichlorobenzidine.................. 91-94-1 0.0096 0.011
23. 4,4'-DDD................................ 72-54-8 9.3E-06 9.3E-06
24. 4,4'-DDE................................ 72-55-9 1.3E-06 1.3E-06
25. 4,4'-DDT................................ 50-29-3 2.2E-06 2.2E-06
26. Acenaphthene............................ 83-32-9 6 7
27. Acrolein................................ 107-02-8 3 ..................................
28. Aldrin.................................. 309-00-2 5.8E-08 5.8E-08
29. alpha-BHC............................... 319-84-6 2.9E-05 2.9E-05
30. alpha-Endosulfan........................ 959-98-8 2 2
31. Anthracene.............................. 120-12-7 30 30
32. Antimony................................ 7440-36-0 5 40
33. Benzene................................. 71-43-2 0.40 1.2
34. Benzo (a) Anthracene.................... 56-55-3 9.8E-05 9.8E-05
35. Benzo (a) Pyrene........................ 50-32-8 9.8E-06 9.8E-06
36. Benzo (b) Fluoranthene.................. 205-99-2 9.8E-05 9.8E-05
37. Benzo (k) Fluoranthene.................. 207-08-9 0.00098 0.00098
38. beta-BHC................................ 319-85-7 0.0010 0.0011
39. beta-Endosulfan......................... 33213-65-9 3 3
40. Bis(2-Chloro-1-Methylethyl) Ether....... 108-60-1 100 300
41. Bis(2-Chloroethyl) Ether................ 111-44-4 0.026 0.16
42. Bis(2-Ethylhexyl) Phthalate............. 117-81-7 0.028 0.028
43. Bromoform............................... 75-25-2 4.0 8.7
44. Butylbenzyl Phthalate................... 85-68-7 0.0077 0.0077
45. Carbon Tetrachloride.................... 56-23-5 0.2 0.3
46. Chlordane............................... 57-74-9 2.4E-05 2.4E-05
47. Chlorobenzene........................... 108-90-7 40 60
48. Chlorodibromomethane.................... 124-48-1 .............. 1.5
49. Chrysene................................ 218-01-9 .............. 0.0098
50. Cyanide................................. 57-12-5 4 30
51. Dibenzo (a,h) Anthracene................ 53-70-3 9.8E-06 9.8E-06
52. Dichlorobromomethane.................... 75-27-4 .............. 2.0
53. Dieldrin................................ 60-57-1 9.3E-08 9.3E-08
54. Diethyl Phthalate....................... 84-66-2 50 50
55. Dimethyl Phthalate...................... 131-11-3 100 100
56. Di-n-Butyl Phthalate.................... 84-74-2 2 2
57. Dinitrophenols.......................... 25550-58-7 10 70
58. Endosulfan Sulfate...................... 1031-07-8 3 3
59. Endrin.................................. 72-20-8 0.002 0.002
60. Endrin Aldehyde......................... 7421-93-4 0.09 0.09
61. Ethylbenzene............................ 100-41-4 8.9 9.5
62. Fluoranthene............................ 206-44-0 1 1
63. Fluorene................................ 86-73-7 5 5
64. gamma-BHC (Lindane)..................... 58-89-9 0.33 ..................................
65. Heptachlor.............................. 76-44-8 4.4E-07 4.4E-07
66. Heptachlor Epoxide...................... 1024-57-3 2.4E-06 2.4E-06
67. Hexachlorobenzene....................... 118-74-1 5.9E-06 5.9E-06
68. Hexachlorobutadiene..................... 87-68-3 0.0007 0.0007
69. Hexachlorocyclohexane-Technical......... 608-73-1 0.00073 0.00076
70. Hexachlorocyclopentadiene............... 77-47-4 0.3 0.3
[[Page 92489]]
71. Hexachloroethane........................ 67-72-1 0.01 0.01
72. Indeno (1,2,3-cd) Pyrene................ 193-39-5 9.8E-05 9.8E-05
73. Isophorone.............................. 78-59-1 28 140
74. Methoxychlor............................ 72-43-5 0.001 ..................................
75. Methylene Chloride...................... 75-09-2 .............. 90
76. Methylmercury........................... 22967-92-6 .............. 0.02 \a\ (mg/kg)
77. Nickel.................................. 7440-02-0 20 20
78. Nitrobenzene............................ 98-95-3 10 40
79. Nitrosamines............................ .............. 0.00075 0.032
80. N-Nitrosodibutylamine................... 924-16-3 0.00438 0.0152
81. N-Nitrosodiethylamine................... 55-18-5 0.00075 0.032
82. N-Nitrosodimethylamine.................. 62-75-9 0.00065 0.21
83. N-Nitrosodi-n-propylamine............... 621-64-7 0.0042 0.035
84. N-Nitrosodiphenylamine.................. 86-30-6 0.40 0.42
85. N-Nitrosopyrrolidine.................... 930-55-2 .............. 2.4
86. Pentachlorobenzene...................... 608-93-5 0.008 0.008
87. Pentachlorophenol....................... 87-86-5 0.003 0.003
88. Phenol.................................. 108-95-2 3,000 20,000
89. Polychlorinated Biphenyls (PCBs)........ 1336-36-3 \b\ 4E-06 4E-06 \b\
90. Pyrene.................................. 129-00-0 2 2
91. Selenium................................ 7782-49-2 20 60
92. Toluene................................. 108-88-3 24 39
93. Toxaphene............................... 8001-35-2 5.3E-05 5.3E-05
94. Trichloroethylene....................... 79-01-6 0.3 0.5
95. Vinyl Chloride.......................... 75-01-4 0.019 0.12
96. Zinc.................................... 7440-66-6 300 400
----------------------------------------------------------------------------------------------------------------
\a\ This criterion is expressed as the fish tissue concentration of methylmercury (mg methylmercury/kg fish) and
applies equally to fresh and marine waters.
\b\ This criterion applies to total PCBs (i.e., the sum of all congener or isomer or homolog or Aroclor
analyses).
(b) Bacteria criteria for waters in Indian lands. (1) The bacteria
content of Class AA and Class A waters shall be as naturally occurs,
and the minimum number of Escherichia coli bacteria shall not exceed a
geometric mean of 100 colony-forming units per 100 milliliters (cfu/100
ml) in any 30-day interval; nor shall 320 cfu/100 ml be exceeded more
than 10% of the time in any 30-day interval.
(2) In Class B, Class C, and Class GPA waters, the number of
Escherichia coli bacteria shall not exceed a geometric mean of 100
colony forming units per 100 milliliters (cfu/100 ml) in any 30- day
interval; nor shall 320 cfu/100 ml be exceeded more than 10% of the
time in any 30-day interval.
(3) The bacteria content of Class SA waters shall be as naturally
occurs, and the number of Enterococcus spp. bacteria shall not exceed a
geometric mean of 30 cfu/100 ml in any 30-day interval, nor shall 110
cfu/100 ml be exceeded more than 10% of the time in any 30-day
interval.
(4) In Class SA shellfish harvesting areas, the numbers of total
coliform bacteria or other specified indicator organisms in samples
representative of the waters in shellfish harvesting areas may not
exceed the criteria recommended under the National Shellfish Sanitation
Program, United States Food and Drug Administration, as set forth in
the Guide for the Control of Molluscan Shellfish, 2015 Revision. The
Director of the Federal Register approves this incorporation by
reference in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. You may
obtain a copy from the U.S. Food and Drug Administration Center for
Food Safety and Applied Nutrition, Shellfish and Aquaculture Policy
Branch, 5100 Paint Branch Parkway (HFS-325), College Park, MD 20740 or
https://www.fda.gov/Food/GuidanceRegulation/FederalStateFoodPrograms/ucm2006754.htm. You may inspect a copy at the U.S. Environmental
Protection Agency Docket Center Reading Room, William Jefferson Clinton
West Building, Room 3334, 1301 Constitution Avenue NW., Washington, DC
20004, (202) 566-1744, or at the National Archives and Records
Administration (NARA). For information on the availability of this
material at NARA, call 202-741-6030, or go to: https://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
(5) In Class SB and SC waters, the number of Enterococcus spp.
bacteria shall not exceed a geometric mean of 30 cfu/100 ml in any 30-
day interval, nor shall 110 cfu/100 ml be exceeded more than 10% of the
time in any 30-day interval.
(c) Ammonia criteria for fresh waters in Indian lands. (1) The one-
hour average concentration of total ammonia nitrogen (in mg TAN/L)
shall not exceed, more than once every three years, the criterion
maximum concentration (i.e., the ``CMC,'' or ``acute criterion'') set
forth in Tables 2 and 3 of this section.
(2) The thirty-day average concentration of total ammonia nitrogen
(in mg TAN/L) shall not exceed, more than once every three years, the
criterion continuous concentration (i.e., the ``CCC,'' or ``chronic
criterion'') set forth in Table 4.
(3) In addition, the highest four-day average within the same 30-
day period as in (2) shall not exceed 2.5 times the CCC, more than once
every three years.
[[Page 92490]]
[GRAPHIC] [TIFF OMITTED] TR19DE16.007
[[Page 92491]]
[GRAPHIC] [TIFF OMITTED] TR19DE16.008
[[Page 92492]]
[GRAPHIC] [TIFF OMITTED] TR19DE16.009
[[Page 92493]]
(d) pH Criteria for fresh waters in Indian lands. The pH of fresh
waters shall fall within the range of 6.5 to 8.5.
(e) Temperature criteria for tidal waters in Indian lands. (1) The
maximum acceptable cumulative increase in the weekly average
temperature resulting from all artificial sources is 1 [deg]C (1.8
[deg]F) during all seasons of the year, provided that the summer
maximum is not exceeded.
(i) Weekly average temperature increase shall be compared to
baseline thermal conditions and shall be calculated using the daily
maxima averaged over a 7-day period.
(ii) Baseline thermal conditions shall be measured at or modeled
from a site where there is no artificial thermal addition from any
source, and which is in reasonable proximity to the thermal discharge
(within 5 miles), and which has similar hydrography to that of the
receiving waters at the discharge.
(2) Natural temperature cycles characteristic of the waterbody
segment shall not be altered in amplitude or frequency.
(3) During the summer months (for the period from May 15 through
September 30), water temperatures shall not exceed a weekly average
summer maximum threshold of 18 [deg]C (64.4 [deg]F) (calculated using
the daily maxima averaged over a 7-day period).
(f) Natural conditions provisions for waters in Indian lands. (1)
The provision in Title 38 of Maine Revised Statutes 464(4.C) which
reads: ``Where natural conditions, including, but not limited to,
marshes, bogs and abnormal concentrations of wildlife cause the
dissolved oxygen or other water quality criteria to fall below the
minimum standards specified in section 465, 465-A and 465-B, those
waters shall not be considered to be failing to attain their
classification because of those natural conditions,'' does not apply to
water quality criteria intended to protect human health.
(2) The provision in Title 38 of Maine Revised Statutes 420(2.A)
which reads ``Except as naturally occurs or as provided in paragraphs B
and C, the board shall regulate toxic substances in the surface waters
of the State at the levels set forth in federal water quality criteria
as established by the United States Environmental Protection Agency
pursuant to the Federal Water Pollution Control Act, Public Law 92-500,
Section 304(a), as amended,'' does not apply to water quality criteria
intended to protect human health.
(g) Mixing zone policy for waters in Indian lands. (1) Establishing
a mixing zone. (i) The Department of Environmental Protection
(``department'') may establish a mixing zone for any discharge at the
time of application for a waste discharge license if all of the
requirements set forth in paragraphs (g)(2) and (3) of this section are
satisfied. The department shall attach a description of the mixing zone
as a condition of a license issued for that discharge. After
opportunity for a hearing in accordance with 38 MRS section 345-A, the
department may establish by order a mixing zone with respect to any
discharge for which a license has been issued pursuant to section 414
or for which an exemption has been granted by virtue of 38 MRS section
413, subsection 2.
(ii) The purpose of a mixing zone is to allow a reasonable
opportunity for dilution, diffusion, or mixture of pollutants with the
receiving waters such that an applicable criterion may be exceeded
within a defined area of the waterbody while still protecting the
designated use of the waterbody as a whole. In determining the extent
of any mixing zone to be established under this section, the department
will require from the applicant information concerning the nature and
rate of the discharge; the nature and rate of existing discharges to
the waterway; the size of the waterway and the rate of flow therein;
any relevant seasonal, climatic, tidal, and natural variations in such
size, flow, nature, and rate; the uses of the waterways that could be
affected by the discharge, and such other and further evidence as in
the department's judgment will enable it to establish a reasonable
mixing zone for such discharge. An order establishing a mixing zone may
provide that the extent thereof varies in order to take into account
seasonal, climatic, tidal, and natural variations in the size and flow
of, and the nature and rate of, discharges to the waterway.
(2) Mixing zone information requirements. At a minimum, any request
for a mixing zone must:
(i) Describe the amount of dilution occurring at the boundaries of
the proposed mixing zone and the size, shape, and location of the area
of mixing, including the manner in which diffusion and dispersion
occur;
(ii) Define the location at which discharge-induced mixing ceases;
(iii) Document the substrate character and geomorphology within the
mixing zone;
(iv) Document background water quality concentrations;
(v) Address the following factors;
(A) Whether adjacent mixing zones overlap;
(B) Whether organisms would be attracted to the area of mixing as a
result of the effluent character; and
(C) Whether the habitat supports endemic or naturally occurring
species.
(vi) Provide all information necessary to demonstrate whether the
requirements in paragraph (g)(3) of this section are satisfied.
(3) Mixing zone requirements. (i) Mixing zones shall be established
consistent with the methodologies in Sections 4.3 and 4.4 of the
``Technical Support Document for Water Quality-based Toxics Control''
EPA/505/2-90-001, dated March 1991.
(ii) The mixing zone demonstration shall be based on the assumption
that a pollutant does not degrade within the proposed mixing zone,
unless:
(A) Scientifically valid field studies or other relevant
information demonstrate that degradation of the pollutant is expected
to occur under the full range of environmental conditions expected to
be encountered; and
(B) Scientifically valid field studies or other relevant
information address other factors that affect the level of pollutants
in the water column including, but not limited to, resuspension of
sediments, chemical speciation, and biological and chemical
transformation.
(iii) Water quality within an authorized mixing zone is allowed to
exceed chronic water quality criteria for those parameters approved by
the department. Acute water quality criteria may be exceeded for such
parameters within the zone of initial dilution inside the mixing zone.
Acute criteria shall be met as close to the point of discharge as
practicably attainable. Water quality criteria shall not be violated
outside of the boundary of a mixing zone as a result of the discharge
for which the mixing zone was authorized.
(iv) Mixing zones shall be as small as practicable. The
concentrations of pollutants present shall be minimized and shall
reflect the best practicable engineering design of the outfall to
maximize initial mixing. Mixing zones shall not be authorized for
bioaccumulative pollutants (i.e., chemicals for which the
bioconcentration factors (BCF) or bioaccumulation factors (BAF) are
greater than 1,000) or bacteria.
(v) In addition to the requirements above, the department may
approve a mixing zone only if the mixing zone:
(A) Is sized and located to ensure that there will be a continuous
zone of passage that protects migrating, free-swimming, and drifting
organisms;
(B) Will not result in thermal shock or loss of cold water habitat
or otherwise
[[Page 92494]]
interfere with biological communities or populations of indigenous
species;
(C) Is not likely to jeopardize the continued existence of any
endangered or threatened species listed under section 4 of the
Endangered Species Act of 1973, as amended (16 U.S.C. 1531 et seq.) or
result in the destruction or adverse modification of such species'
critical habitat;
(D) Will not extend to drinking water intakes and sources;
(E) Will not otherwise interfere with the designated or existing
uses of the receiving water or downstream waters;
(F) Will not promote undesirable aquatic life or result in a
dominance of nuisance species;
(G) Will not endanger critical areas such as breeding and spawning
grounds, habitat for state-listed threatened or endangered species,
areas with sensitive biota, shellfish beds, fisheries, and recreational
areas;
(H) Will not contain pollutant concentrations that are lethal to
mobile, migrating, and drifting organisms passing through the mixing
zone;
(I) Will not contain pollutant concentrations that may cause
significant human health risks considering likely pathways of exposure;
(J) Will not result in an overlap with another mixing zone;
(K) Will not attract aquatic life;
(L) Will not result in a shore-hugging plume; and
(M) Is free from:
(1) Substances that settle to form objectionable deposits;
(2) Floating debris, oil, scum, and other matter in concentrations
that form nuisances; and
(3) Objectionable color, odor, taste, or turbidity.
(h) Dissolved oxygen criteria for class A waters throughout the
State of Maine, including in Indian lands. The dissolved oxygen content
of Class A waters shall not be less than 7 ppm (7 mg/L) or 75% of
saturation, whichever is higher, year-round. For the period from
October 1 through May 14, in fish spawning areas, the 7-day mean
dissolved oxygen concentration shall not be less than 9.5 ppm (9.5 mg/
L), and the 1-day minimum dissolved oxygen concentration shall not be
less than 8 ppm (8.0 mg/L).
(i) Waiver or modification of protection and improvement laws for
waters throughout the State of Maine, including in Indian lands. For
all waters in Maine, the provisions in Title 38 of Maine Revised
Statutes 363-D do not apply to state or federal water quality standards
applicable to waters in Maine, including designated uses, criteria to
protect existing and designated uses, and antidegradation policies.
(j) Phenol criterion for the protection of human health for Maine
waters outside of Indian lands. The phenol criterion to protect human
health for the consumption of water and organisms is 4000 micrograms
per liter.
[FR Doc. 2016-30331 Filed 12-16-16; 8:45 am]
BILLING CODE 6560-50-P