Annual Charges for Use of Government Lands in Alaska, 85173-85176 [2016-28193]
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Federal Register / Vol. 81, No. 227 / Friday, November 25, 2016 / Proposed Rules
Aviation Administration proposes to
amend 14 CFR part 71 as follows:
PART 71—DESIGNATION OF CLASS A,
B, C, D, AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
1. The authority citation for 14 CFR
part 71 continues to read as follows:
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Authority: 49 U.S.C. 106(f), 106(g), 40103,
40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR,
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§ 71.1
[Amended]
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Airspace Designations and Reporting
Points, dated August 3, 2016, and
effective September 15, 2016, is
amended as follows:
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Paragraph 6005 Class E Airspace Areas
Extending Upward From 700 Feet or More
Above the Surface of the Earth.
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Issued in Seattle, Washington, on
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Tracey Johnson,
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Service Center.
[FR Doc. 2016–28292 Filed 11–23–16; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Part 11
[Docket No. RM16–19–000]
Annual Charges for Use of
Government Lands in Alaska
Federal Energy Regulatory
Commission, Department of Energy.
ACTION: Notice of Inquiry.
AGENCY:
The Federal Energy
Regulatory Commission (Commission) is
inviting comments on a narrow question
related to its current methodology for
calculating annual charges for the use of
government lands under Part 11 of the
Commission’s regulations—whether
regional per-acre land values based on
data published in the National
Agricultural Statistics Service (NASS)
Census result in reasonably accurate
land valuations for hydropower lands in
Alaska. This Notice of Inquiry (NOI)
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SUMMARY:
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will assist the Commission in evaluating
an alternative proposal raised in a
petition for rulemaking, which requests
that the Commission use a statewide
average per-acre land value for the
purposes of calculating annual charges
for use of government lands for
hydropower projects in Alaska.
DATES: Comments on this NOI are due
January 24, 2017.
ADDRESSES: Comments, identified by
Docket No. RM16–19–000 may be filed
in the following ways:
• Electronic Filing through https://
www.ferc.gov. Documents created
electronically using word processing
software should be filed in native
applications or print-to-PDF format and
not in a scanned format.
• Mail/Hand Delivery: Those unable
to file electronically may mail or handdeliver comments to: Federal Energy
Regulatory Commission, Secretary of the
Commission, 888 First Street NE.,
Washington, DC 20426.
Instructions: For detailed instructions
on submitting comments see the
Comment Procedures section of this
document.
FOR FURTHER INFORMATION CONTACT:
Tara DiJohn (Legal Information), Office
of the General Counsel, Federal
Energy Regulatory Commission, 888
First Street NE., Washington, DC
20426, (202) 502–8671, tara.dijohn@
ferc.gov.
Norman Richardson (Technical
Information), Office of the Executive
Director, Federal Energy Regulatory
Commission, 888 First Street NE.,
Washington, DC 20426, (202) 502–
6219, norman.richardson@ferc.gov.
SUPPLEMENTARY INFORMATION:
1. The Federal Power Act (FPA)
requires hydropower licensees that use
federal lands to compensate the United
States for the use, occupancy, and
enjoyment of its lands.1 Since 2013, the
Federal Energy Regulatory Commission
(Commission) has used a fee schedule,
based on the U.S. Bureau of Land
Management’s (BLM) methodology for
calculating rental rates for linear rights
of way, to calculate annual charges for
use of federal lands. The Commission’s
fee schedule identifies a fee for each
county or geographic area, which is the
product of four components: A per-acre
land value, an encumbrance factor, a
rate of return, and an annual adjustment
factor. The per-acre land value for a
particular county or geographic area is
determined using the average per-acre
land values published in the National
1 16
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U.S.C. 803(e)(1) (2012).
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85173
Agricultural Statistics Service (NASS)
Census.
2. The Commission is issuing this
Notice of Inquiry (NOI) to seek public
and agency comment on a narrow
question—whether regional per-acre
land values based on data published in
the NASS Census result in reasonably
accurate land valuations for hydropower
lands in Alaska. In particular, the
Commission is interested in receiving
input on whether, for the state of
Alaska, the use of a statewide average
per-acre land value or the use of
regional per-acre land values (as is
currently used) would be preferable to
the use of county or geographic area
land values.
I. Background
3. Section 10(e)(1) of the Federal
Power Act (FPA) requires Commission
hydropower licensees using federal
lands to:
pay to the United States reasonable annual
charges in an amount to be fixed by the
Commission . . . for recompensing [the
United States] for the use, occupancy, and
enjoyment of its lands or other property . . .
and in fixing such charges the Commission
shall seek to avoid increasing the price to the
consumers of power by such charges, and
any such charges may be adjusted from time
to time by the Commission as conditions may
require . . . .2
In other words, licensees that use and
occupy federal lands for project
purposes must compensate the United
States through payment of an annual
fee, to be established by the
Commission.3
4. The Commission has adopted
various methods over the years to
accomplish this statutory directive.4
Currently, the Commission uses a fee
schedule method to calculate annual
charges for use of government lands.
The Commission adopted this approach
2 16 U.S.C. 803(e)(1) (2012) (emphasis added).
Section 10(e)(1) also requires licensees to reimburse
the United States for the costs of administering Part
I of the FPA. Those charges are calculated and
billed separately from the land use charges, and are
not the subject of this NOI.
3 Pursuant to FPA section 17(a), 16 U.S.C. 810(a)
(2012), the fees collected for use of government
lands are allocated as follows: 12.5 percent is paid
into the Treasury of the United States, 50 percent
is paid into the federal reclamation fund, and 37.5
percent is paid into the treasuries of the states in
which particular projects are located. No part of the
fees discussed in this NOI is used to fund the
Commission’s operations.
4 See Annual Charges for Use of Government
Lands, Order No. 774, FERC Stats. & Regs. ¶ 31,341,
at PP 3–20 (2013) (cross-referenced at 142 FERC ¶
61,045) (examining the myriad methodologies the
Commission has used or considered for assessing
annual charges for the use of government lands
since 1937) (Order No. 774).
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in a final rule issued on January 12,
2013.5
A. Order No. 774
5. In Order No. 774, the Commission
adopted a new fee schedule method for
calculating annual charges for use of
government lands, based on BLM’s
methodology for calculating rental rates
for linear rights of way. Pursuant to
section 11.2 of our regulations, the
Commission publishes a fee schedule
annually, which identifies per-acre
rental fees by county or geographic
area.6 To calculate a licensee’s annual
charge for use of government lands, the
Commission multiplies the applicable
county or geographic area fee identified
in the fee schedule by the number of
federal acres reported by that licensee.
6. The fee schedule identifies a peracre rental fee broken down by county
or geographic area. The per-acre rental
fee for a particular county or geographic
area is calculated by multiplying four
components: (1) An adjusted per-acre
land value; (2) an encumbrance factor;
(3) a rate of return; and (4) an annual
adjustment factor.
1. Per-Acre Land Value
7. The first component—the adjusted
per-acre land value—is based on average
per-acre land values published in the
NASS Census. Specifically, the per-acre
land value is determined by the
applicable county or geographic area
‘‘land and buildings’’ category 7 from the
NASS Census. This per-acre value is
then adjusted downward using a statespecific reduction to remove the value
of irrigated lands, plus a seven percent
reduction to remove the value of
buildings or other improvements. The
end result being the adjusted per-acre
land value.
8. The NASS Census is conducted
every five years, with an 18-month
delay before NASS publishes the Census
data. The Commission incorporates
another 18-month delay to account for
revisions, consistent with BLM’s
implementation of its 2008 rule. The
Commission’s 2011–2015 fee schedules
were based on data from the 2007 NASS
Census. The Commission’s 2016–2020
fee schedules will be based on data from
the 2012 NASS Census, the 2021–2025
fee schedules will be based on data from
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5 See
generally, Order No. 774.
CFR 11.2 (2016). The fee schedule is
published annually as part of Appendix A to Part
11 of the Commission’s regulations.
7 The ‘‘land and buildings’’ category is a
combination of all land use categories in the NASS
Census, including croplands (irrigated and nonirrigated), pastureland/rangeland, woodland, and
‘‘other’’ (roads, ponds, wasteland, and land
encumbered by non-commercial/non-residential
buildings).
6 18
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the 2017 NASS Census, the 2026–2030
fee schedules will be based on data from
the 2022 NASS Census, and so on.
State-specific adjustments to the peracre land value are performed in the
first year that data from a new NASS
Census are used, and will remain the
same until the subsequent NASS Census
data.
2. Per-Acre Land Values for Alaska
9. Order No. 774 explained that the
final rule would adopt BLM’s approach
to Alaska per-acre land values by
designating lands in Alaska as part of
one of the five NASS Census geographic
area identifiers: the Aleutian Islands
Area, the Anchorage Area, the Fairbanks
Area, the Juneau Area, and the Kenai
Peninsula Area. Several commenters
asserted that a per-acre statewide value,
a category also reported by the NASS
Census, should be assessed for Alaska
lands.
10. Order No. 774 considered the
arguments raised in support of a
statewide per-acre value. In particular,
several commenters asserted that
regional values for Alaska are
inappropriate because Alaska does not
use county designations, the number of
farms surveyed for the NASS Census in
the entire state of Alaska is less than the
number of farms surveyed in most
counties in the lower-48 states, and
certain per-acre land values near
Anchorage and Juneau are very high,
resulting in a substantial increase in
annual charges for the use of
government lands by hydropower
licensees in these areas. However, the
Commission ultimately concluded that
the commenters had not advanced
sufficient explanation for why it was
more appropriate to use a statewide
value for Alaska, rather than the
smallest NASS Census defined area for
Alaska—the geographic area identifier.
Although the Commission rejected the
use of a statewide per-acre land value
for Alaska in Order No. 774, the
Commission clarified that it would not
use the Anchorage Area and the Juneau
Area to assess annual charges for the use
of government lands ‘‘because these
high, urban-based rates would not
reasonably reflect the value of
government lands on which
hydropower projects are located.’’ 8
Instead, for purposes of determining a
per-acre land value, the Commission
decided to assess the Kenai Peninsula
Area per-acre land value for projects
located in the Anchorage Area or the
Juneau Area.
8 Order
PO 00000
No. 774 at P 45.
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B. Fiscal Year 2016 Fee Schedule
11. The Commission used the 2012
NASS Census data to calculate its fee
schedule for the first time in Fiscal Year
(FY) 2016. Due to per-acre land value
increases in the 2012 NASS Census
data, land rates for hydropower projects
located in certain geographic areas in
Alaska experienced a significant
increase when compared to the rates
assessed in FY 2015.
C. Petition for Rulemaking
12. On June 6, 2016, the Alaska
Federal Land Fees Group, comprised of
six hydroelectric licensees with projects
in Alaska (Alaska Group),9 petitioned
the Commission to conduct a
rulemaking to revise the Commission’s
method of calculating federal land use
charges for hydropower projects in
Alaska.10 The Alaska Group’s petition
focuses solely on the first component of
the Commission’s fee schedule—the
adjusted per-acre land value—and
requests that the Commission: (1)
Calculate an adjusted statewide average
per-acre land value for Alaska; and (2)
apply this adjusted statewide fee to all
projects in Alaska, except those located
in the Aleutian Islands area.11
13. In support of this proposal, the
Alaska Group states that due to the
small number of farms (and associated
acreage) that contribute to the data
compiled in the NASS Census, there is
insufficient data in any individual
Alaska area (with the exception of the
Aleutian Islands) 12 to produce a fair
estimate of land values within that area.
Because there are so few farms outside
9 Alaska Electric Light and Power, Bradley Lake
Project Management Committee (on behalf of
licensee Alaska Energy Authority), Chugach Electric
Association, the Ketchikan Public Utilities, Copper
Valley Electric Association, and Southeast Alaska
Power Agency.
10 The Commission issued its 2016 federal land
use bills on April 21, 2016. In accordance with
section 11.20 of the Commission’s regulations, 18
CFR 11.20 (2016), the members of the Alaska Group
paid their bills under protest, and filed a timely
appeal. On June 9, 2016, Commission staff denied
the appeal. The Alaska Group requested rehearing
of the denial. Concurrent with the issuance of this
NOI, the Commission is issuing a separate order
denying the Alaska Group’s rehearing request.
11 The Alaska Group requests that any project
located in the Aleutian Islands Area would
continue to be assessed annual charges for use of
government lands based on a regional per-acre land
value.
12 The Alaska Group contends that because the
Aleutian Islands area contains the greatest amount
of farmland in the state (668,016 acres), the NASS
Census data for the Aleutian Islands area is ‘‘robust,
reliable, and an accurate estimate of fair market
value.’’ Alaska Group June 6, 2016 Petition for
Rulemaking at 18. Therefore, the Alaska Group
requests that the proposed adjusted statewide
average be applied to all hydropower projects in
Alaska, except those projects located in the
Aleutian Islands Area.
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of the Aleutian Islands area, the per-acre
land values in the other four areas of
Alaska are extremely sensitive to any
changes in the voluntary, self-reported
farm data compiled by the NASS
Census.
14. For these reasons, the Alaska
Group recommends that an adjusted
statewide average would better reflect
the diverse topography of the state and
insulate against land value fluctuations
caused by individual changes in farm
data, resulting in a more accurate
estimate of fair market value of federal
lands in Alaska.
II. Subject of the Notice of Inquiry
15. The Commission has employed
various methodologies over the course
of its history to determine annual
charges for the use of government lands
by hydropower projects. As we
previously explained, the touchstone
has been to find an administratively
practical methodology, which results in
reasonably accurate land valuations. In
seeking this goal, the methodology has
been modified on occasion in response
to concerns such as the cost of
administering the methodology (e.g.,
rejecting individual appraisals), the
administrative burden on the
Commission (e.g., rejecting creation of
our own index), and the accurate
collection of fair market value (e.g.,
implementing updates in response to
the contention that Commission had
been under-collecting). As noted, the
Commission currently calculates annual
federal land use charges based on a fee
schedule that uses per-acre land values
published in the NASS Census. By
doing so, the Commission avoids the
extreme administrative burden of
creating its own index of county and
geographic area per-acre land values.
16. In response to the petition for
rulemaking, the Commission is seeking
input on a narrow question related to its
current methodology for calculating
annual charges for the use of
government lands—whether regional
per-acre land values based on data
published in the NASS Census ‘‘land
and buildings category’’ result in
reasonably accurate land valuations for
hydropower lands in Alaska.
Specifically, the Commission seeks
comments on the alternative proposal
advanced in the Alaska Group’s petition
for rulemaking by posing the following
questions: (1) For the purposes of
calculating an adjusted per-acre value
for lands in Alaska, should the
Commission use a statewide average
per-acre land value rather than a
regional per-acre land value; (2) if a
statewide average per-acre value is
preferred, should the statewide value be
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applied to (i) all projects in Alaska, or
(ii) all projects in Alaska except those
located in the Aleutian Islands Area;
and (3) based on the response to
question (2), which of the five
geographic regions of Alaska (the
Aleutian Islands Area, the Anchorage
Area, the Fairbanks Area, the Juneau
Area, and the Kenai Peninsula Area)
should be included in the calculation of
the adjusted statewide average. Finally,
commenters may also submit alternative
proposals for determining a reasonably
accurate per-acre value for hydropower
lands in Alaska for our consideration, as
long as the proposed calculation is
based on data published in the NASS
Census.
17. In addition to the views of entities
subject to annual charge assessments,
and other interested stakeholders, the
Commission invites comments by the
federal agencies that manage the lands
at issue as to how they would view
reductions in annual charges for lands
that they administer.
18. During the notice and comment
rulemaking that culminated in Order
No. 774, the Commission outlined
several major objectives that guided our
consideration of a new annual charges
methodology. These objectives, albeit
narrowed in scope to only those
hydropower projects in Alaska,
continue to guide our consideration
during this process.
A. Uniform Applicability
19. Any proposed methodology
should be uniformly applicable to all
hydropower licensees. This means that
the Executive Director should be able to
take the information in the
Commission’s files showing federal
acreage occupied by individual projects,
apply the adopted methodology, and
create an annual charge for the use of
government lands for each licensed
project.
B. Cost of Administering Collection of
Annual Charges
20. The administration of any
proposed methodology must not impose
exorbitant costs on the Commission.
Collection of annual charges and
application of the ultimate methodology
should be an annual, routine ministerial
process that requires reasonable, but not
overly burdensome, staff effort.
C. Methodology Not Subject to Review
on an Individual Basis
21. Any proposed methodology, once
adopted, should not be subject to review
on an individual case-by-case basis.
Licensees will have the opportunity to
challenge computational errors by the
Executive Director in calculating the
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85175
annual charge or the relevant county
land acreage, but case-by-case
challenges to the methodology would
add significantly to the administrative
cost and burden of collecting annual
charges.
D. Fair Market Value
22. At times in the Commission’s
history, it has been determined that the
Commission had not been collecting fair
market value for the use of government
lands, which resulted in a substantial
under-collection.13 To ensure that the
Commission recovers ‘‘reasonable
annual charges,’’ any proposed
methodology must reflect reasonably
accurate land valuations.
E. Avoid Increasing Price to Consumers
of Power
23. In fixing annual charges, we must
seek to avoid increasing the price to
consumers of power by such charges.
Therefore, any proposed methodology
should provide reasonable, but not
excessive, compensation to the United
States for the use of its lands.
III. Comment Procedures
24. The Commission invites interested
persons to submit comments and other
information on the matters, issues, and
specific questions identified in this
notice, including any related matters or
alternative proposals that commenters
may wish to discuss. Comments are due
January 24, 2017. Comments must refer
to Docket No. RM16–19–000, and must
include the commenter’s name, the
organization it represents, if applicable,
and its address.
25. To facilitate the Commission’s
review of the comments, commenters
are requested to provide an executive
summary of their position. Commenters
are requested to identify each specific
question posed by the Notice of Inquiry
that their discussion addresses and to
use appropriate headings. Additional
issues the commenters wish to raise
should be identified separately. The
commenters should double-space their
comments.
26. The Commission encourages
comments to be filed electronically via
the eFiling link on the Commission’s
Web site at https://www.ferc.gov. The
Commission accepts most standard
word processing formats. Documents
created electronically using word
processing software should be filed in
native applications or print-to-PDF
13 See Assessment of Charges under the
Hydroelectric Program, DOE/IG Report No. 0219
(September 3, 1986); see also More Efforts Needed
to Recover Costs and Increase Hydropower Charges,
U.S. General Accounting Office Report No. RCED–
87–12 (November 1986).
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format and not in a scanned format.
Commenters filing electronically do not
need to make a paper filing.
27. Commenters that are not able to
file comments electronically must send
an original of their comments to:
Federal Energy Regulatory Commission,
Secretary of the Commission, 888 First
Street NE., Washington, DC 20426.
28. All comments will be placed in
the Commission’s public files and may
be viewed, printed, or downloaded
remotely as described in the Document
Availability section below. Commenters
are not required to serve copies of their
comments on other commenters.
IV. Document Availability
29. In addition to publishing the full
text of this document in the Federal
Register, the Commission provides all
interested persons an opportunity to
view and print the contents of this
document via the Internet through the
Commission’s Home Page (https://
www.ferc.gov) and in the Commission’s
Public Reference Room during normal
business hours (8:30 a.m. to 5:00 p.m.
Eastern time) at 888 First Street NE.,
Room 2A, Washington, DC 20426.
30. From the Commission’s Home
Page on the Internet, this information is
available on eLibrary. The full text of
this document is available on eLibrary
in PDF and Microsoft Word format for
viewing, printing, and/or downloading.
To access this document in eLibrary,
type the docket number (excluding the
last three digits) in the docket number
field.
31. User assistance is available for
eLibrary and the Commission’s Web site
during normal business hours from the
Commission’s Online Support at 202–
502–6652 (toll free at 1–866–208–3676)
or email at ferconlinesupport@ferc.gov,
or the Public Reference Room at (202)
502–8371, TTY (202)502–8659. Email
the Public Reference Room at
public.referenceroom@ferc.gov.
By direction of the Commission.
Issued: November 17, 2016.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
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DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Part 35
[Docket No. RM16–6–000]
Essential Reliability Services and the
Evolving Bulk-Power System—Primary
Frequency Response
Federal Energy Regulatory
Commission, Department of Energy.
ACTION: Notice of proposed rulemaking.
AGENCY:
The Federal Energy
Regulatory Commission (Commission)
proposes to revise its regulations to
require all newly interconnecting large
and small generating facilities, both
synchronous and non-synchronous, to
install and enable primary frequency
response capability as a condition of
interconnection. To implement these
requirements, the Commission proposes
to revise the pro forma Large Generator
Interconnection Agreement (LGIA) and
the pro forma Small Generator
Interconnection Agreement (SGIA). The
proposed changes are designed to
address the increasing impact of the
evolving generation resource mix and to
ensure that the relevant provisions of
the pro forma LGIA and pro forma SGIA
are just, reasonable, and not unduly
discriminatory or preferential. The
Commission also seeks comment on
whether its proposals in this Notice of
Proposed Rulemaking are sufficient at
this time to ensure adequate levels of
primary frequency response, or whether
additional reforms are needed.
DATES: Comments are due January 24,
2017.
SUMMARY:
Comments, identified by
docket number, may be filed in the
following ways:
• Electronic Filing through https://
www.ferc.gov. Documents created
electronically using word processing
software should be filed in native
applications or print-to-PDF format and
not in a scanned format.
• Mail/Hand Delivery: Those unable
to file electronically may mail or handdeliver comments to: Federal Energy
Regulatory Commission, Secretary of the
Commission, 888 First Street NE.,
Washington, DC 20426.
Instructions: For detailed instructions
on submitting comments and additional
information on the rulemaking process,
see the Comment Procedures Section of
this document.
FOR FURTHER INFORMATION CONTACT:
Jomo Richardson (Technical
Information), Office of Electric
ADDRESSES:
PO 00000
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Reliability, Federal Energy Regulatory
Commission, 888 First Street NE.,
Washington, DC 20426, (202) 502–
6281, Jomo.Richardson@ferc.gov.
Mark Bennett (Legal Information), Office
of the General Counsel, Federal
Energy Regulatory Commission, 888
First Street NE., Washington, DC
20426, (202) 502–8524,
Mark.Bennett@ferc.gov.
SUPPLEMENTARY INFORMATION:
1. In this Notice of Proposed
Rulemaking (NOPR), the Federal Energy
Regulatory Commission (Commission)
proposes to modify the pro forma Large
Generator Interconnection Agreement
(LGIA) and the pro forma Small
Generator Interconnection Agreement
(SGIA), pursuant to its authority under
section 206 of the Federal Power Act
(FPA) to ensure that rates, terms and
conditions of jurisdictional service
remain just and reasonable and not
unduly discriminatory or preferential.1
The proposed modifications would
require all new large and small
generating facilities, including both
synchronous and non-synchronous,
interconnecting with a LGIA or SGIA to
install, maintain and operate equipment
capable of providing primary frequency
response as a condition of
interconnection. The Commission also
proposes to establish certain operating
requirements, including maximum
droop and deadband parameters in the
pro forma LGIA and pro forma SGIA.
The Commission does not propose to
apply these requirements to generating
facilities regulated by the Nuclear
Regulatory Commission. In addition, the
Commission does not propose in these
reforms to impose a headroom
requirement for new generating
facilities. The Commission also does not
propose to mandate that new generating
facilities receive any compensation for
complying with the proposed
requirements in this NOPR.
2. The proposed revisions address the
Commission’s concerns that the existing
pro forma LGIA contains limited
primary frequency response
requirements that apply only to
synchronous generating facilities and do
not account for recent technological
advancements that have enabled new
non-synchronous generating facilities to
now have primary frequency response
capabilities. Further, the Commission
believes that it may be unduly
discriminatory or preferential to impose
primary frequency response
requirements only on new large
generating facilities but not on new
small generating facilities, and the
reforms proposed here would impose
1 16
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Agencies
[Federal Register Volume 81, Number 227 (Friday, November 25, 2016)]
[Proposed Rules]
[Pages 85173-85176]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-28193]
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DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
18 CFR Part 11
[Docket No. RM16-19-000]
Annual Charges for Use of Government Lands in Alaska
AGENCY: Federal Energy Regulatory Commission, Department of Energy.
ACTION: Notice of Inquiry.
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SUMMARY: The Federal Energy Regulatory Commission (Commission) is
inviting comments on a narrow question related to its current
methodology for calculating annual charges for the use of government
lands under Part 11 of the Commission's regulations--whether regional
per-acre land values based on data published in the National
Agricultural Statistics Service (NASS) Census result in reasonably
accurate land valuations for hydropower lands in Alaska. This Notice of
Inquiry (NOI) will assist the Commission in evaluating an alternative
proposal raised in a petition for rulemaking, which requests that the
Commission use a statewide average per-acre land value for the purposes
of calculating annual charges for use of government lands for
hydropower projects in Alaska.
DATES: Comments on this NOI are due January 24, 2017.
ADDRESSES: Comments, identified by Docket No. RM16-19-000 may be filed
in the following ways:
Electronic Filing through https://www.ferc.gov. Documents
created electronically using word processing software should be filed
in native applications or print-to-PDF format and not in a scanned
format.
Mail/Hand Delivery: Those unable to file electronically
may mail or hand-deliver comments to: Federal Energy Regulatory
Commission, Secretary of the Commission, 888 First Street NE.,
Washington, DC 20426.
Instructions: For detailed instructions on submitting comments see
the Comment Procedures section of this document.
FOR FURTHER INFORMATION CONTACT:
Tara DiJohn (Legal Information), Office of the General Counsel, Federal
Energy Regulatory Commission, 888 First Street NE., Washington, DC
20426, (202) 502-8671, tara.dijohn@ferc.gov.
Norman Richardson (Technical Information), Office of the Executive
Director, Federal Energy Regulatory Commission, 888 First Street NE.,
Washington, DC 20426, (202) 502-6219, norman.richardson@ferc.gov.
SUPPLEMENTARY INFORMATION:
1. The Federal Power Act (FPA) requires hydropower licensees that
use federal lands to compensate the United States for the use,
occupancy, and enjoyment of its lands.\1\ Since 2013, the Federal
Energy Regulatory Commission (Commission) has used a fee schedule,
based on the U.S. Bureau of Land Management's (BLM) methodology for
calculating rental rates for linear rights of way, to calculate annual
charges for use of federal lands. The Commission's fee schedule
identifies a fee for each county or geographic area, which is the
product of four components: A per-acre land value, an encumbrance
factor, a rate of return, and an annual adjustment factor. The per-acre
land value for a particular county or geographic area is determined
using the average per-acre land values published in the National
Agricultural Statistics Service (NASS) Census.
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\1\ 16 U.S.C. 803(e)(1) (2012).
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2. The Commission is issuing this Notice of Inquiry (NOI) to seek
public and agency comment on a narrow question--whether regional per-
acre land values based on data published in the NASS Census result in
reasonably accurate land valuations for hydropower lands in Alaska. In
particular, the Commission is interested in receiving input on whether,
for the state of Alaska, the use of a statewide average per-acre land
value or the use of regional per-acre land values (as is currently
used) would be preferable to the use of county or geographic area land
values.
I. Background
3. Section 10(e)(1) of the Federal Power Act (FPA) requires
Commission hydropower licensees using federal lands to:
pay to the United States reasonable annual charges in an amount to
be fixed by the Commission . . . for recompensing [the United
States] for the use, occupancy, and enjoyment of its lands or other
property . . . and in fixing such charges the Commission shall seek
to avoid increasing the price to the consumers of power by such
charges, and any such charges may be adjusted from time to time by
the Commission as conditions may require . . . .\2\
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\2\ 16 U.S.C. 803(e)(1) (2012) (emphasis added). Section
10(e)(1) also requires licensees to reimburse the United States for
the costs of administering Part I of the FPA. Those charges are
calculated and billed separately from the land use charges, and are
not the subject of this NOI.
In other words, licensees that use and occupy federal lands for
project purposes must compensate the United States through payment of
an annual fee, to be established by the Commission.\3\
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\3\ Pursuant to FPA section 17(a), 16 U.S.C. 810(a) (2012), the
fees collected for use of government lands are allocated as follows:
12.5 percent is paid into the Treasury of the United States, 50
percent is paid into the federal reclamation fund, and 37.5 percent
is paid into the treasuries of the states in which particular
projects are located. No part of the fees discussed in this NOI is
used to fund the Commission's operations.
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4. The Commission has adopted various methods over the years to
accomplish this statutory directive.\4\ Currently, the Commission uses
a fee schedule method to calculate annual charges for use of government
lands. The Commission adopted this approach
[[Page 85174]]
in a final rule issued on January 12, 2013.\5\
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\4\ See Annual Charges for Use of Government Lands, Order No.
774, FERC Stats. & Regs. ] 31,341, at PP 3-20 (2013) (cross-
referenced at 142 FERC ] 61,045) (examining the myriad methodologies
the Commission has used or considered for assessing annual charges
for the use of government lands since 1937) (Order No. 774).
\5\ See generally, Order No. 774.
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A. Order No. 774
5. In Order No. 774, the Commission adopted a new fee schedule
method for calculating annual charges for use of government lands,
based on BLM's methodology for calculating rental rates for linear
rights of way. Pursuant to section 11.2 of our regulations, the
Commission publishes a fee schedule annually, which identifies per-acre
rental fees by county or geographic area.\6\ To calculate a licensee's
annual charge for use of government lands, the Commission multiplies
the applicable county or geographic area fee identified in the fee
schedule by the number of federal acres reported by that licensee.
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\6\ 18 CFR 11.2 (2016). The fee schedule is published annually
as part of Appendix A to Part 11 of the Commission's regulations.
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6. The fee schedule identifies a per-acre rental fee broken down by
county or geographic area. The per-acre rental fee for a particular
county or geographic area is calculated by multiplying four components:
(1) An adjusted per-acre land value; (2) an encumbrance factor; (3) a
rate of return; and (4) an annual adjustment factor.
1. Per-Acre Land Value
7. The first component--the adjusted per-acre land value--is based
on average per-acre land values published in the NASS Census.
Specifically, the per-acre land value is determined by the applicable
county or geographic area ``land and buildings'' category \7\ from the
NASS Census. This per-acre value is then adjusted downward using a
state-specific reduction to remove the value of irrigated lands, plus a
seven percent reduction to remove the value of buildings or other
improvements. The end result being the adjusted per-acre land value.
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\7\ The ``land and buildings'' category is a combination of all
land use categories in the NASS Census, including croplands
(irrigated and non-irrigated), pastureland/rangeland, woodland, and
``other'' (roads, ponds, wasteland, and land encumbered by non-
commercial/non-residential buildings).
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8. The NASS Census is conducted every five years, with an 18-month
delay before NASS publishes the Census data. The Commission
incorporates another 18-month delay to account for revisions,
consistent with BLM's implementation of its 2008 rule. The Commission's
2011-2015 fee schedules were based on data from the 2007 NASS Census.
The Commission's 2016-2020 fee schedules will be based on data from the
2012 NASS Census, the 2021-2025 fee schedules will be based on data
from the 2017 NASS Census, the 2026-2030 fee schedules will be based on
data from the 2022 NASS Census, and so on. State-specific adjustments
to the per-acre land value are performed in the first year that data
from a new NASS Census are used, and will remain the same until the
subsequent NASS Census data.
2. Per-Acre Land Values for Alaska
9. Order No. 774 explained that the final rule would adopt BLM's
approach to Alaska per-acre land values by designating lands in Alaska
as part of one of the five NASS Census geographic area identifiers: the
Aleutian Islands Area, the Anchorage Area, the Fairbanks Area, the
Juneau Area, and the Kenai Peninsula Area. Several commenters asserted
that a per-acre statewide value, a category also reported by the NASS
Census, should be assessed for Alaska lands.
10. Order No. 774 considered the arguments raised in support of a
statewide per-acre value. In particular, several commenters asserted
that regional values for Alaska are inappropriate because Alaska does
not use county designations, the number of farms surveyed for the NASS
Census in the entire state of Alaska is less than the number of farms
surveyed in most counties in the lower-48 states, and certain per-acre
land values near Anchorage and Juneau are very high, resulting in a
substantial increase in annual charges for the use of government lands
by hydropower licensees in these areas. However, the Commission
ultimately concluded that the commenters had not advanced sufficient
explanation for why it was more appropriate to use a statewide value
for Alaska, rather than the smallest NASS Census defined area for
Alaska--the geographic area identifier. Although the Commission
rejected the use of a statewide per-acre land value for Alaska in Order
No. 774, the Commission clarified that it would not use the Anchorage
Area and the Juneau Area to assess annual charges for the use of
government lands ``because these high, urban-based rates would not
reasonably reflect the value of government lands on which hydropower
projects are located.'' \8\ Instead, for purposes of determining a per-
acre land value, the Commission decided to assess the Kenai Peninsula
Area per-acre land value for projects located in the Anchorage Area or
the Juneau Area.
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\8\ Order No. 774 at P 45.
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B. Fiscal Year 2016 Fee Schedule
11. The Commission used the 2012 NASS Census data to calculate its
fee schedule for the first time in Fiscal Year (FY) 2016. Due to per-
acre land value increases in the 2012 NASS Census data, land rates for
hydropower projects located in certain geographic areas in Alaska
experienced a significant increase when compared to the rates assessed
in FY 2015.
C. Petition for Rulemaking
12. On June 6, 2016, the Alaska Federal Land Fees Group, comprised
of six hydroelectric licensees with projects in Alaska (Alaska
Group),\9\ petitioned the Commission to conduct a rulemaking to revise
the Commission's method of calculating federal land use charges for
hydropower projects in Alaska.\10\ The Alaska Group's petition focuses
solely on the first component of the Commission's fee schedule--the
adjusted per-acre land value--and requests that the Commission: (1)
Calculate an adjusted statewide average per-acre land value for Alaska;
and (2) apply this adjusted statewide fee to all projects in Alaska,
except those located in the Aleutian Islands area.\11\
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\9\ Alaska Electric Light and Power, Bradley Lake Project
Management Committee (on behalf of licensee Alaska Energy
Authority), Chugach Electric Association, the Ketchikan Public
Utilities, Copper Valley Electric Association, and Southeast Alaska
Power Agency.
\10\ The Commission issued its 2016 federal land use bills on
April 21, 2016. In accordance with section 11.20 of the Commission's
regulations, 18 CFR 11.20 (2016), the members of the Alaska Group
paid their bills under protest, and filed a timely appeal. On June
9, 2016, Commission staff denied the appeal. The Alaska Group
requested rehearing of the denial. Concurrent with the issuance of
this NOI, the Commission is issuing a separate order denying the
Alaska Group's rehearing request.
\11\ The Alaska Group requests that any project located in the
Aleutian Islands Area would continue to be assessed annual charges
for use of government lands based on a regional per-acre land value.
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13. In support of this proposal, the Alaska Group states that due
to the small number of farms (and associated acreage) that contribute
to the data compiled in the NASS Census, there is insufficient data in
any individual Alaska area (with the exception of the Aleutian Islands)
\12\ to produce a fair estimate of land values within that area.
Because there are so few farms outside
[[Page 85175]]
of the Aleutian Islands area, the per-acre land values in the other
four areas of Alaska are extremely sensitive to any changes in the
voluntary, self-reported farm data compiled by the NASS Census.
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\12\ The Alaska Group contends that because the Aleutian Islands
area contains the greatest amount of farmland in the state (668,016
acres), the NASS Census data for the Aleutian Islands area is
``robust, reliable, and an accurate estimate of fair market value.''
Alaska Group June 6, 2016 Petition for Rulemaking at 18. Therefore,
the Alaska Group requests that the proposed adjusted statewide
average be applied to all hydropower projects in Alaska, except
those projects located in the Aleutian Islands Area.
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14. For these reasons, the Alaska Group recommends that an adjusted
statewide average would better reflect the diverse topography of the
state and insulate against land value fluctuations caused by individual
changes in farm data, resulting in a more accurate estimate of fair
market value of federal lands in Alaska.
II. Subject of the Notice of Inquiry
15. The Commission has employed various methodologies over the
course of its history to determine annual charges for the use of
government lands by hydropower projects. As we previously explained,
the touchstone has been to find an administratively practical
methodology, which results in reasonably accurate land valuations. In
seeking this goal, the methodology has been modified on occasion in
response to concerns such as the cost of administering the methodology
(e.g., rejecting individual appraisals), the administrative burden on
the Commission (e.g., rejecting creation of our own index), and the
accurate collection of fair market value (e.g., implementing updates in
response to the contention that Commission had been under-collecting).
As noted, the Commission currently calculates annual federal land use
charges based on a fee schedule that uses per-acre land values
published in the NASS Census. By doing so, the Commission avoids the
extreme administrative burden of creating its own index of county and
geographic area per-acre land values.
16. In response to the petition for rulemaking, the Commission is
seeking input on a narrow question related to its current methodology
for calculating annual charges for the use of government lands--whether
regional per-acre land values based on data published in the NASS
Census ``land and buildings category'' result in reasonably accurate
land valuations for hydropower lands in Alaska. Specifically, the
Commission seeks comments on the alternative proposal advanced in the
Alaska Group's petition for rulemaking by posing the following
questions: (1) For the purposes of calculating an adjusted per-acre
value for lands in Alaska, should the Commission use a statewide
average per-acre land value rather than a regional per-acre land value;
(2) if a statewide average per-acre value is preferred, should the
statewide value be applied to (i) all projects in Alaska, or (ii) all
projects in Alaska except those located in the Aleutian Islands Area;
and (3) based on the response to question (2), which of the five
geographic regions of Alaska (the Aleutian Islands Area, the Anchorage
Area, the Fairbanks Area, the Juneau Area, and the Kenai Peninsula
Area) should be included in the calculation of the adjusted statewide
average. Finally, commenters may also submit alternative proposals for
determining a reasonably accurate per-acre value for hydropower lands
in Alaska for our consideration, as long as the proposed calculation is
based on data published in the NASS Census.
17. In addition to the views of entities subject to annual charge
assessments, and other interested stakeholders, the Commission invites
comments by the federal agencies that manage the lands at issue as to
how they would view reductions in annual charges for lands that they
administer.
18. During the notice and comment rulemaking that culminated in
Order No. 774, the Commission outlined several major objectives that
guided our consideration of a new annual charges methodology. These
objectives, albeit narrowed in scope to only those hydropower projects
in Alaska, continue to guide our consideration during this process.
A. Uniform Applicability
19. Any proposed methodology should be uniformly applicable to all
hydropower licensees. This means that the Executive Director should be
able to take the information in the Commission's files showing federal
acreage occupied by individual projects, apply the adopted methodology,
and create an annual charge for the use of government lands for each
licensed project.
B. Cost of Administering Collection of Annual Charges
20. The administration of any proposed methodology must not impose
exorbitant costs on the Commission. Collection of annual charges and
application of the ultimate methodology should be an annual, routine
ministerial process that requires reasonable, but not overly
burdensome, staff effort.
C. Methodology Not Subject to Review on an Individual Basis
21. Any proposed methodology, once adopted, should not be subject
to review on an individual case-by-case basis. Licensees will have the
opportunity to challenge computational errors by the Executive Director
in calculating the annual charge or the relevant county land acreage,
but case-by-case challenges to the methodology would add significantly
to the administrative cost and burden of collecting annual charges.
D. Fair Market Value
22. At times in the Commission's history, it has been determined
that the Commission had not been collecting fair market value for the
use of government lands, which resulted in a substantial under-
collection.\13\ To ensure that the Commission recovers ``reasonable
annual charges,'' any proposed methodology must reflect reasonably
accurate land valuations.
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\13\ See Assessment of Charges under the Hydroelectric Program,
DOE/IG Report No. 0219 (September 3, 1986); see also More Efforts
Needed to Recover Costs and Increase Hydropower Charges, U.S.
General Accounting Office Report No. RCED-87-12 (November 1986).
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E. Avoid Increasing Price to Consumers of Power
23. In fixing annual charges, we must seek to avoid increasing the
price to consumers of power by such charges. Therefore, any proposed
methodology should provide reasonable, but not excessive, compensation
to the United States for the use of its lands.
III. Comment Procedures
24. The Commission invites interested persons to submit comments
and other information on the matters, issues, and specific questions
identified in this notice, including any related matters or alternative
proposals that commenters may wish to discuss. Comments are due January
24, 2017. Comments must refer to Docket No. RM16-19-000, and must
include the commenter's name, the organization it represents, if
applicable, and its address.
25. To facilitate the Commission's review of the comments,
commenters are requested to provide an executive summary of their
position. Commenters are requested to identify each specific question
posed by the Notice of Inquiry that their discussion addresses and to
use appropriate headings. Additional issues the commenters wish to
raise should be identified separately. The commenters should double-
space their comments.
26. The Commission encourages comments to be filed electronically
via the eFiling link on the Commission's Web site at https://www.ferc.gov. The Commission accepts most standard word processing
formats. Documents created electronically using word processing
software should be filed in native applications or print-to-PDF
[[Page 85176]]
format and not in a scanned format. Commenters filing electronically do
not need to make a paper filing.
27. Commenters that are not able to file comments electronically
must send an original of their comments to: Federal Energy Regulatory
Commission, Secretary of the Commission, 888 First Street NE.,
Washington, DC 20426.
28. All comments will be placed in the Commission's public files
and may be viewed, printed, or downloaded remotely as described in the
Document Availability section below. Commenters are not required to
serve copies of their comments on other commenters.
IV. Document Availability
29. In addition to publishing the full text of this document in the
Federal Register, the Commission provides all interested persons an
opportunity to view and print the contents of this document via the
Internet through the Commission's Home Page (https://www.ferc.gov) and
in the Commission's Public Reference Room during normal business hours
(8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street NE., Room 2A,
Washington, DC 20426.
30. From the Commission's Home Page on the Internet, this
information is available on eLibrary. The full text of this document is
available on eLibrary in PDF and Microsoft Word format for viewing,
printing, and/or downloading. To access this document in eLibrary, type
the docket number (excluding the last three digits) in the docket
number field.
31. User assistance is available for eLibrary and the Commission's
Web site during normal business hours from the Commission's Online
Support at 202-502-6652 (toll free at 1-866-208-3676) or email at
ferconlinesupport@ferc.gov, or the Public Reference Room at (202) 502-
8371, TTY (202)502-8659. Email the Public Reference Room at
public.referenceroom@ferc.gov.
By direction of the Commission.
Issued: November 17, 2016.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2016-28193 Filed 11-23-16; 8:45 am]
BILLING CODE 6717-01-P