Proposed Collection; 60-Day Comment Request; Post-Award Reporting Requirements Including Research Performance Progress Report Collection (Office of the Director), 76371-76372 [2016-26447]

Download as PDF 76371 Federal Register / Vol. 81, No. 212 / Wednesday, November 2, 2016 / Notices agencies of Department of Health and Human Services (HHS), including the NIH, to authorize researchers conducting sensitive research to protect the privacy of human research subjects by enabling them to refuse to release names and identifying characteristics of subjects to anyone not connected with the research. At the NIH, the issuance of CoCs has been delegated to the individual NIH Institutes and Centers (ICs). To make the application process consistent across the entire agency, OER launched an electronic application system in 2015 that is used by research organizations that wish to request a CoC from any NIH IC. Having one system for all CoC applications to the NIH is more efficient for both applicants and NIH staff who process these requests. The NIH uses the information in the application to determine eligibility for a CoC and to issue the CoC to the requesting organization. It is anticipated that the NIH ICs will issue approximately 1300 new CoCs each year for eligible research projects. OMB approval is requested for 3 years. There are no costs to respondents other than their time. The total annualized burden hours estimate is 1,951. ESTIMATED ANNUALIZED BURDEN HOURS Number of respondents Type of respondents CoC CoC CoC CoC Applicants—Private ................................................................................. Applicants—State/local ............................................................................ Applicants—Small business .................................................................... Applicants—Federal ................................................................................ Dated: October 25, 2016. Lawrence A. Tabak, Deputy Director, National Institutes of Health. [FR Doc. 2016–26445 Filed 11–1–16; 8:45 am] BILLING CODE 4140–01–P DEPARTMENT OF HEALTH AND HUMAN SERVICES National Institutes of Health Proposed Collection; 60-Day Comment Request; Post-Award Reporting Requirements Including Research Performance Progress Report Collection (Office of the Director) AGENCY: National Institutes of Health, HHS. ACTION: Notice. In compliance with the requirement of the Paperwork Reduction Act of 1995 to provide opportunity for public comment on proposed data collection projects, the National Institutes of Health (NIH) will publish periodic summaries of proposed projects to be submitted to the Office of Management and Budget (OMB) for review and approval. DATES: Comments regarding this information collection are best assured of having their full effect if received within 60 days of the date of this publication. FOR FURTHER INFORMATION CONTACT: To obtain a copy of the data collection plans and instruments, submit comments in writing, or request more information on the proposed project, contact: Ms. Mikia P. Currie, Program Analyst, Office of Policy for Extramural Research Administration, 6705 sradovich on DSK3GMQ082PROD with NOTICES SUMMARY: VerDate Sep<11>2014 17:18 Nov 01, 2016 Jkt 241001 455 650 130 65 Rockledge Drive, Suite 350, Bethesda, Maryland 20892, or call a non-toll-free number 301–435–0941 or Email your request, including your address to trialsinfo@od.nih.gov. Formal requests for additional plans and instruments must be requested in writing. SUPPLEMENTARY INFORMATION: Section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995 requires: written comments and/or suggestions from the public and affected agencies are invited to address one or more of the following points: (1) Whether the proposed collection of information is necessary for the proper performance of the function of the agency, including whether the information will have practical utility; (2) The accuracy of the agency’s estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (3) Ways to enhance the quality, utility, and clarity of the information to be collected; and (4) Ways to minimizes the burden of the collection of information on those who are to respond, including the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology. Proposed Collection Title: Public Health Service (PHS) Post-award Reporting Requirements, Revision, OMB 0925–0002, Expiration Date 10/31/2018. Form numbers: PHS 2590, PHS 416–7, PHS 2271, PHS 3734, PHS 6031–1, and HHS 568. This collection represents a consolidation of post-award reporting requirements under the PRA, including the Research Performance Progress Report (RPPR). This collection includes PO 00000 Frm 00041 Fmt 4703 Sfmt 4703 Frequency of response 1 1 1 1 Average time per response (in hours) 90/60 90/60 90/60 90/60 Total annual burden hours 683 975 195 98 the proposed additional reporting requirements for clinical trials. Need and Use of Information Collection: The RPPR is now required to be used by all NIH, Food and Drug Administration, Centers for Disease Control and Prevention, and Agency for Healthcare Research and Quality (AHRQ) grantees. Interim progress reports are required to continue support of a PHS grant for each budget year within a competitive segment. The phased transition to the RPPR required the maintenance of dual reporting processes for a period of time. Continued use of the PHS Noncompeting Continuation Progress Report (PHS 2590), exists for a small group of grantees. This collection also includes other PHS post-award reporting requirements: PHS 416–7 National Research Service Award (NRSA) Termination Notice, PHS 2271 Statement of Appointment, 6031–1 NRSA Annual Payback Activities Certification, HHS 568 Final Invention Statement and Certification, Final Progress Report instructions, iEdison, and PHS 3734 Statement Relinquishing Interests and Rights in a PHS Research Grant. The PHS 416–7, 2271, and 6031– 1 are used by NRSA recipients to activate, terminate, and provide for payback of a NRSA. Closeout of an award requires a Final Invention Statement (HHS 568) and Final Progress Report. iEdison allows grantees and federal agencies to meet statutory requirements for reporting inventions and patents. The PHS 3734 serves as the official record of grantee relinquishment of a PHS award when an award is transferred from one grantee institution to another. Pre-award reporting E:\FR\FM\02NON1.SGM 02NON1 76372 Federal Register / Vol. 81, No. 212 / Wednesday, November 2, 2016 / Notices requirements are simultaneously consolidated under 0925–0001 and the changes to the collection here are related. Clinical trials are complex and challenging research activities. Oversight systems and tools are critical for the NIH to ensure participant safety, data integrity, and accountability of the use of public funds. The NIH has been engaged in a multi-year effort to examine how clinical trials are supported and the level of oversight needed. The collection of more structured information in the PHS applications and pre-award reporting requirements as well as continued monitoring and update during the postaward reporting requirements will facilitate the NIH’s oversight of clinical trials. In addition, some of the data reported in the RPPR will ultimately be accessible to investigators to update certain sections of forms when registering or reporting their trials with ClinicalTrials.gov. Frequency of response: Applicants may submit applications for published receipt dates. For NRSA awards, fellowships are activated and trainees appointed. OMB approval is requested for 3 years. There are no costs to respondents other than their time. The total estimated annualized burden hours are 307,116. ESTIMATED ANNUALIZED BURDEN HOURS Number of respondents Information collection forms Reporting: PHS 416–7 ............................................................................................... PHS 6031–1 ............................................................................................. PHS 568 ................................................................................................... iEdison ...................................................................................................... PHS 2271 ................................................................................................. PHS 2590 ................................................................................................. RPPR—Core Data .................................................................................... Biosketch (Part of RPPR) ......................................................................... Data Tables (Part of RPPR) ..................................................................... PHS Inclusion Enrollment Report (Part of RPPR) ................................... PHS Clinical Trial Report/Form (Part of RPPR) ....................................... Trainee Diversity Report (Part of RPPR) ................................................. Publication Reporting ............................................................................... PHS 3734 ................................................................................................. Final Progress Report .............................................................................. SBIR/STTR Phase II Final Progress Report ............................................ Average burden per response (in hours) Number of responses per respondent Total annual burden hours 12,580 1,778 11,180 5,697 22,035 243 32,098 2,544 758 2,544 8,264 480 32,341 479 11,125 1,330 1 1 1 1 1 1 1 1 1 1 1 1 3 1 1 1 30/60 20/60 5/60 15/60 15/60 15 8 2 4 1 1 15/60 5/60 30/60 1 1 6,290 593 932 1,424 5,509 3,645 256,784 5,088 3,032 2,544 8,264 120 8,085 240 11,125 1,330 Reporting Burden Total ..................................................................... Recordkeeping: SBIR/STTR Life Cycle Certification .......................................................... ........................ ........................ ........................ 306,741 1,500 1 15/60 375 Grand Total ................................................................................ ........................ 203,394 ........................ 307,116 Dated: October 22, 2016. Lawrence A. Tabak, Deputy Director, National Institutes of Health. [FR Doc. 2016–26447 Filed 11–1–16; 8:45 am] BILLING CODE 4140–01–P DEPARTMENT OF HEALTH AND HUMAN SERVICES National Institutes of Health Government-Owned Inventions; Availability for Licensing AGENCY: National Institutes of Health, HHS. sradovich on DSK3GMQ082PROD with NOTICES ACTION: Notice. The inventions listed below are owned by an agency of the U.S. Government and are available for licensing in the U.S. in accordance with 35 U.S.C. 209 and 37 CFR part 404 to achieve expeditious commercialization of federally-funded research and development. Foreign patent SUMMARY: VerDate Sep<11>2014 17:18 Nov 01, 2016 Jkt 241001 applications are filed on selected inventions to extend market coverage for companies and may also be available for licensing. FOR FURTHER INFORMATION CONTACT: Licensing information and copies of the U.S. patent applications listed below may be obtained by writing to the indicated licensing contact at the National Heart, Lung and Blood Institute, Office of Technology Transfer and Development, National Institutes of Health, 31 Center Drive Room 4A29, MSC2479, Bethesda, MD 20892–2479; telephone: 301–402–5579. A signed Confidential Disclosure Agreement may be required to receive copies of the patent applications. SUPPLEMENTARY INFORMATION: Technology descriptions follow. Methods for Artificial Oocyte Activation Description of Technology Available for licensing and commercial development for both PO 00000 Frm 00042 Fmt 4703 Sfmt 4703 human and veterinary uses is a method of activating mammalian oocytes. These methods include contacting a mammalian oocyte of interest arrested at metaphase II with an effective amount of a Regulator of G-Protein Signaling (RGS)2 inhibitor; and contacting the mammalian oocyte of interest with an effective amount of a G protein coupled receptor activator. In general, RGS proteins stimulate the hydrolysis of GTP bound to activated Ga subunits, leading to signal termination. RGS2, which inhibits both G-aq and G-as signaling suppresses Ca2+ release in mature mammalian eggs. Regulators of GProtein Signaling (RGS)2 inhibitor and a G protein coupled receptor activator can be used to artificially activate a mammalian oocyte such that it re-enters the cell cycle. Examples of RGS2 inhibitors can be nucleic acids like siRNAs or dsRNAs. G-protein coupled receptor activators can be acetylcholine, a neurotransmitter such as serotonin, hormones, natural or synthetic G E:\FR\FM\02NON1.SGM 02NON1

Agencies

[Federal Register Volume 81, Number 212 (Wednesday, November 2, 2016)]
[Notices]
[Pages 76371-76372]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-26447]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

National Institutes of Health


Proposed Collection; 60-Day Comment Request; Post-Award Reporting 
Requirements Including Research Performance Progress Report Collection 
(Office of the Director)

AGENCY: National Institutes of Health, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: In compliance with the requirement of the Paperwork Reduction 
Act of 1995 to provide opportunity for public comment on proposed data 
collection projects, the National Institutes of Health (NIH) will 
publish periodic summaries of proposed projects to be submitted to the 
Office of Management and Budget (OMB) for review and approval.

DATES: Comments regarding this information collection are best assured 
of having their full effect if received within 60 days of the date of 
this publication.

FOR FURTHER INFORMATION CONTACT: To obtain a copy of the data 
collection plans and instruments, submit comments in writing, or 
request more information on the proposed project, contact: Ms. Mikia P. 
Currie, Program Analyst, Office of Policy for Extramural Research 
Administration, 6705 Rockledge Drive, Suite 350, Bethesda, Maryland 
20892, or call a non-toll-free number 301-435-0941 or Email your 
request, including your address to trialsinfo@od.nih.gov. Formal 
requests for additional plans and instruments must be requested in 
writing.

SUPPLEMENTARY INFORMATION: Section 3506(c)(2)(A) of the Paperwork 
Reduction Act of 1995 requires: written comments and/or suggestions 
from the public and affected agencies are invited to address one or 
more of the following points: (1) Whether the proposed collection of 
information is necessary for the proper performance of the function of 
the agency, including whether the information will have practical 
utility; (2) The accuracy of the agency's estimate of the burden of the 
proposed collection of information, including the validity of the 
methodology and assumptions used; (3) Ways to enhance the quality, 
utility, and clarity of the information to be collected; and (4) Ways 
to minimizes the burden of the collection of information on those who 
are to respond, including the use of appropriate automated, electronic, 
mechanical, or other technological collection techniques or other forms 
of information technology.
    Proposed Collection Title: Public Health Service (PHS) Post-award 
Reporting Requirements, Revision, OMB 0925-0002, Expiration Date 10/31/
2018. Form numbers: PHS 2590, PHS 416-7, PHS 2271, PHS 3734, PHS 6031-
1, and HHS 568. This collection represents a consolidation of post-
award reporting requirements under the PRA, including the Research 
Performance Progress Report (RPPR). This collection includes the 
proposed additional reporting requirements for clinical trials.
    Need and Use of Information Collection: The RPPR is now required to 
be used by all NIH, Food and Drug Administration, Centers for Disease 
Control and Prevention, and Agency for Healthcare Research and Quality 
(AHRQ) grantees. Interim progress reports are required to continue 
support of a PHS grant for each budget year within a competitive 
segment. The phased transition to the RPPR required the maintenance of 
dual reporting processes for a period of time. Continued use of the PHS 
Non-competing Continuation Progress Report (PHS 2590), exists for a 
small group of grantees. This collection also includes other PHS post-
award reporting requirements: PHS 416-7 National Research Service Award 
(NRSA) Termination Notice, PHS 2271 Statement of Appointment, 6031-1 
NRSA Annual Payback Activities Certification, HHS 568 Final Invention 
Statement and Certification, Final Progress Report instructions, 
iEdison, and PHS 3734 Statement Relinquishing Interests and Rights in a 
PHS Research Grant. The PHS 416-7, 2271, and 6031-1 are used by NRSA 
recipients to activate, terminate, and provide for payback of a NRSA. 
Closeout of an award requires a Final Invention Statement (HHS 568) and 
Final Progress Report. iEdison allows grantees and federal agencies to 
meet statutory requirements for reporting inventions and patents. The 
PHS 3734 serves as the official record of grantee relinquishment of a 
PHS award when an award is transferred from one grantee institution to 
another. Pre-award reporting

[[Page 76372]]

requirements are simultaneously consolidated under 0925-0001 and the 
changes to the collection here are related. Clinical trials are complex 
and challenging research activities. Oversight systems and tools are 
critical for the NIH to ensure participant safety, data integrity, and 
accountability of the use of public funds. The NIH has been engaged in 
a multi-year effort to examine how clinical trials are supported and 
the level of oversight needed. The collection of more structured 
information in the PHS applications and pre-award reporting 
requirements as well as continued monitoring and update during the 
post-award reporting requirements will facilitate the NIH's oversight 
of clinical trials. In addition, some of the data reported in the RPPR 
will ultimately be accessible to investigators to update certain 
sections of forms when registering or reporting their trials with 
ClinicalTrials.gov.
    Frequency of response: Applicants may submit applications for 
published receipt dates. For NRSA awards, fellowships are activated and 
trainees appointed.
    OMB approval is requested for 3 years. There are no costs to 
respondents other than their time. The total estimated annualized 
burden hours are 307,116.

                                        Estimated Annualized Burden Hours
----------------------------------------------------------------------------------------------------------------
                                                                                      Average
                                                     Number of       Number of      burden per     Total annual
          Information collection forms              respondents    responses per   response (in    burden  hours
                                                                    respondent        hours)
----------------------------------------------------------------------------------------------------------------
Reporting:
    PHS 416-7...................................          12,580               1           30/60           6,290
    PHS 6031-1..................................           1,778               1           20/60             593
    PHS 568.....................................          11,180               1            5/60             932
    iEdison.....................................           5,697               1           15/60           1,424
    PHS 2271....................................          22,035               1           15/60           5,509
    PHS 2590....................................             243               1              15           3,645
    RPPR--Core Data.............................          32,098               1               8         256,784
    Biosketch (Part of RPPR)....................           2,544               1               2           5,088
    Data Tables (Part of RPPR)..................             758               1               4           3,032
    PHS Inclusion Enrollment Report (Part of               2,544               1               1           2,544
     RPPR)......................................
    PHS Clinical Trial Report/Form (Part of                8,264               1               1           8,264
     RPPR)......................................
    Trainee Diversity Report (Part of RPPR).....             480               1           15/60             120
    Publication Reporting.......................          32,341               3            5/60           8,085
    PHS 3734....................................             479               1           30/60             240
    Final Progress Report.......................          11,125               1               1          11,125
    SBIR/STTR Phase II Final Progress Report....           1,330               1               1           1,330
                                                 ---------------------------------------------------------------
        Reporting Burden Total..................  ..............  ..............  ..............         306,741
Recordkeeping:
    SBIR/STTR Life Cycle Certification..........           1,500               1           15/60             375
                                                 ---------------------------------------------------------------
            Grand Total.........................  ..............         203,394  ..............         307,116
----------------------------------------------------------------------------------------------------------------


    Dated: October 22, 2016.
Lawrence A. Tabak,
Deputy Director, National Institutes of Health.
[FR Doc. 2016-26447 Filed 11-1-16; 8:45 am]
 BILLING CODE 4140-01-P
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