Wireless Emergency Alerts; Amendments to Rules Regarding the Emergency Alert System, 75710-75727 [2016-26120]
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Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272) note,
because application of those
requirements would be inconsistent
with the Clean Air Act; and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition this action does not have
tribal implications as specified by
Executive Order 13175 because the
section 111(d)/129 plan is not approved
to apply in Indian country located in the
state, and EPA notes will not impose
substantial direct costs on tribal
governments or preempt tribal law.
Thus, Executive Order 13175 does not
apply to this section.
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. The EPA will
submit a report containing this action
and other required information to the
U.S. Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of the rule in the Federal
Register. A major rule cannot take effect
until 60 days after it is published in the
Federal Register. This action is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2).
Under section 307(b)(1) of the Clean
Air Act, petitions for judicial review of
this action must be filed in the United
States Court of Appeals for the
appropriate circuit by January 3, 2017.
Filing a petition for reconsideration
by the Administrator of this final rule
does not affect the finality of this action
for the purposes of judicial review nor
does it extend the time within which a
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petition for judicial review may be filed,
and shall not postpone the effectiveness
of such rule or action. This action may
not be challenged later in proceedings to
enforce its requirements (See section
307(b)(2)).
List of Subjects in 40 CFR Part 62
Environmental protection, Air
pollution control, Administrative
practice and procedure,
Intergovernmental relations, Reporting
and recordkeeping requirements,
Sewage sludge incinerators.
Dated: October 3, 2016.
Judith A. Enck,
Regional Administrator, Region 2.
For the reasons stated in the
preamble, EPA amends 40 CFR part 62
as set forth below:
PART 62—APPROVAL AND
PROMULGATION OF STATE PLANS
FOR DESIGNATED FACILITIES AND
POLLUTANTS
1. The authority citation for part 62
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart FF—New Jersey
2. Subpart FF is amended by adding
an undesignated center heading and
§ 62.7606 to read as follows:
■
Air Emissions From Other Solid Waste
Incineration (OSWI) Units Constructed
on or Before December 16, 2005
§ 62.7606 Identification of plan-negative
declaration.
Letter from New Jersey Department of
Environmental Protection submitted
April 5, 2006 to Alan J. Steinberg
Regional Administrator EPA Region 2
certifying there are no existing OSWI
units in the State of New Jersey subject
to 40 CFR part 60, subpart FFFF.
Subpart HH—New York
3. Subpart HH is amended by adding
an undesignated center heading and
§ 62.8109 to read as follows:
■
Air Emissions From Other Solid Waste
Incineration (OSWI) Units Constructed
on or Before December 16, 2005
§ 62.8109 Identification of plan-negative
declaration.
Letter from New York State
Department of Environmental
Conservation submitted November 13,
2006 to Alan J. Steinberg Regional
Administrator EPA Region 2 certifying
that there are no existing OSWI units in
the State of New York subject to 40 CFR
part 60, subpart FFFF.
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Subpart BBB—Puerto Rico
4. Subpart BBB is amended by adding
an undesignated center heading and
§ 62.13110 to read as follows:
■
Air Emissions From Other Solid Waste
Incineration (OSWI) Units Constructed
on or Before December 16, 2005
§ 62.13110 Identifcation of plan-negative
declaration.
Letter from Commonwealth of Puerto
Rico, Office of Environmental Quality
Board, September 25, 2006 to Alan
Steinberg Regional Administrator EPA
Region 2 certifying that there are no
existing OSWI units in the
Commonwealth of Puerto Rico subject
to 40 CFR part 60, subpart FFFF.
[FR Doc. 2016–26171 Filed 10–31–16; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 10 and 11
[PS Docket No. 15–91; PS Docket No. 15–
94; FCC 16–127]
Wireless Emergency Alerts;
Amendments to Rules Regarding the
Emergency Alert System
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this document, the Federal
Communications Commission
(Commission) adopts revisions to
Wireless Emergency Alert (WEA) rules
to take advantage of the significant
technological changes and
improvements experienced by the
mobile wireless industry since the
passage of the Warning, Alert and
Response Network (WARN) Act, and
deployment of Wireless Emergency
Alerts (WEA) to improve utility of WEA
as a life-saving tool. By this action, the
Commission adopts rules that will
improve Alert Message content in order
to help communities communicate
clearly and effectively about imminent
threats and local crises. It also adopts
rules to meet alert originators’ needs for
the delivery of the Alert Messages they
transmit and creates a framework that
will allow emergency managers to test,
exercise, and raise public awareness
about WEA. Through this action, the
Commission hopes to empower state
and local alert originators to participate
more fully in WEA, and to enhance the
utility of WEA as an alerting tool.
DATES: Amendments and revisions to
§§ 10.280, 10.400, 10.410, 10.430,
SUMMARY:
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Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations
10.510, and the addition of § 10.350(c)
are effective May 1, 2019. The addition
of § 10.480 is effective November 1,
2018. The addition of § 10.441 is
effective November 1, 2017.
Amendments to § 10.450 are effective
January 3, 2017. Removal of § 10.440,
and amendments to § 10.350 (section
heading and introductory text),
§ 10.350(b), § 10.520(d), and § 11.45 are
effective December 1, 2016. Section
10.320(g) contains information
collection requirements that have not
been approved by the Office of
Management and Budget (OMB). The
Commission will publish a document in
the Federal Register announcing an
effective date.
FOR FURTHER INFORMATION CONTACT:
James Wiley, Attorney Advisor, Public
Safety and Homeland Security Bureau,
at (202) 418–1678, or by email at
James.Wiley@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Report
and Order in PS Docket No. 15–91, No.
15–94, FCC 16–127, released on
September 29, 2016. The document is
available for download at https://
transition.fcc.gov/Daily_Releases/Daily_
Business/2016/db0929/FCC-16127A1.pdf. The complete text of this
document is also available for
inspection and copying during normal
business hours in the FCC Reference
Information Center, Portals II, 445 12th
Street SW., Room CY–A257,
Washington, DC 20554. To request
materials in accessible formats for
people with disabilities (Braille, large
print, electronic files, audio format),
send an email to FCC504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (TTY).
jstallworth on DSK7TPTVN1PROD with RULES
Final Paperwork Reduction Act of 1995
Analysis
This Report and Order adopts new or
revised information collection
requirements subject to the Paperwork
Reduction Act of 1995 (PRA), Public
Law 104–13 (44 U.S.C. 3501–3520). The
requirements will be submitted to the
Office of Management and Budget
(OMB) for review under Section 3507 of
the PRA. The Commission will publish
a separate notice in the Federal Register
inviting comment on the new or revised
information collection requirements
adopted in this document. In addition,
we note that pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198, see 44 U.S.C.
3506(c)(4), we previously sought
specific comment on how the
Commission might ‘‘further reduce the
information collection burden for small
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business concerns with fewer than 25
employees.’’
Final Regulatory Flexibility Analysis
1. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA) the Commission incorporated an
Initial Regulatory Flexibility Analysis
(IRFA) of the possible significant
economic impact on a substantial
number of small entities by the policies
and rules proposed in the WEA NPRM
(80 FR 77289, Dec. 14, 2015). No
comments were filed addressing the
IRFA regarding the issues raised in the
WEA NPRM. Because the Commission
amends the rules in this WEA Report
and Order, the Commission has
included this Final Regulatory
Flexibility Analysis (FRFA). This
present FRFA conforms to the RFA
A. Need for, and Objectives of, the Rules
2. Today’s WEA Report and Order
adopts rules to empower alert
originators to participate more fully in
WEA and to enhance the utility of WEA
as an alerting tool. In this WEA Report
and Order, we adopt rules that fall into
three categories, message content,
message delivery, and testing and
outreach.
3. Specifically, with respect to
message content, we increase the
maximum Alert Message length from 90
to 360 characters for 4G–LTE and future
networks only. We classify Public Safety
Messages as an Alert Message eligible to
be issued in connection with any other
class of Alert Message. We require
Participating Commercial Mobile
Service (CMS) Providers to support
embedded references, and allow
Participating CMS providers to include
embedded references in all Alert
Message types for the purpose of an
industry-led pilot of this functionality.
We also require Participating CMS
Providers to support transmission of
Spanish-language Alert Messages.
4. With respect to message delivery,
we require Participating CMS Providers
to narrow their geo-targeting of Alert
Messages to an area that best
approximates the alert area specified by
the alert originator. We require that
mobile devices process and display
Alert Messages concurrent with other
device activity. We also require
Participating CMS Providers to log Alert
Messages, to maintain those logs for at
least 12 months, and to make those logs
available upon request.
5. With respect to testing and
outreach, we require support for State/
Local WEA Tests and encourage
emergency managers to engage in
proficiency training exercises using alert
origination software. We require
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periodic testing of the broadcast-based
backup to the C-interface. Finally, we
allow federal, state, local, tribal and
territorial entities, as well as nongovernmental organizations (NGOs) in
coordination with such entities to issue
Public Service Announcements (PSAs)
aimed at raising public awareness about
WEA.
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
6. No commenter raised issues in
response to the IRFA included in the
WEA NPRM. We conclude that these
mandates provide Participating CMS
Providers with a sufficient measure of
flexibility to account for technical and
cost-related concerns. In the event that
small entities face unique circumstances
that restrict their ability to comply with
the Commission’s rules, we can address
them through the waiver process. We
have determined that implementing
these improvements to WEA is
technically feasible and the cost of
implementation is small.
C. Description and Estimate of the
Number of Small Entities To Which the
Rules Will Apply
7. The RFA directs agencies to
provide a description of, and where
feasible, an estimate of the number of
small entities that may be affected by
the rules. The RFA generally defines the
term ‘‘small entity’’ as having the same
meaning as the terms ‘‘small business,’’
‘‘small organization,’’ and ‘‘small
governmental jurisdiction.’’ In addition,
the term ‘‘small business’’ has the same
meaning as the term ‘‘small-business
concern’’ under the Small Business Act.
A small-business concern’’ is one
which: (1) Is independently owned and
operated; (2) is not dominant in its field
of operation; and (3) satisfies any
additional criteria established by the
SBA.
8. Small Businesses, Small
Organizations, and Small Governmental
Jurisdictions. Our action may, over time,
affect small entities that are not easily
categorized at present. We therefore
describe here, at the outset, three
comprehensive, statutory small entity
size standards. First, nationwide, there
are a total of approximately 27.5 million
small businesses, according to the SBA.
In addition, a ‘‘small organization’’ is
generally ‘‘any not-for-profit enterprise
which is independently owned and
operated and is not dominant in its
field.’’ Nationwide, as of 2007, there
were approximately 1,621,315 small
organizations. Finally, the term ‘‘small
governmental jurisdiction’’ is defined
generally as ‘‘governments of cities,
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towns, townships, villages, school
districts, or special districts, with a
population of less than fifty thousand.’’
Census Bureau data for 2011 indicate
that there were 89,476 local
governmental jurisdictions in the
United States. We estimate that, of this
total, as many as 88, 506 entities may
qualify as ‘‘small governmental
jurisdictions.’’ Thus, we estimate that
most governmental jurisdictions are
small.
9. Wireless Telecommunications
Carriers (except satellite). This industry
comprises establishments engaged in
operating and maintaining switching
and transmission facilities to provide
communications via the airwaves.
Establishments in this industry have
spectrum licenses and provide services
using that spectrum, such as cellular
phone services, paging services,
wireless Internet access, and wireless
video services. The appropriate size
standard under SBA rules for the
category Wireless Telecommunications
Carriers (except satellite) is that a
business is small if it has 1,500 or fewer
employees. Census data for 2012 show
that there were 967 firms that operated
for the entire year. Of this total, 955
firms had employment of fewer than
1000 employees. Thus under this
category and the associated small
business size standard, the Commission
estimates that the majority of wireless
telecommunications carriers (except
satellite) are small.
10. Broadband Personal
Communications Service. The
broadband personal communications
services (PCS) spectrum is divided into
six frequency blocks designated A
through F, and the Commission has held
auctions for each block. The
Commission initially defined a ‘‘small
business’’ for C- and F-Block licenses as
an entity that has average gross revenues
of $40 million or less in the three
previous calendar years. For F-Block
licenses, an additional small business
size standard for ‘‘very small business’’
was added and is defined as an entity
that, together with its affiliates, has
average gross revenues of not more than
$15 million for the preceding three
calendar years. These small business
size standards, in the context of
broadband PCS auctions, have been
approved by the SBA. No small
businesses within the SBA-approved
small business size standards bid
successfully for licenses in Blocks A
and B. There were 90 winning bidders
that claimed small business status in the
first two C-Block auctions. A total of 93
bidders that claimed small business
status won approximately 40 percent of
the 1,479 licenses in the first auction for
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the D, E, and F Blocks. On April 15,
1999, the Commission completed the
reauction of 347 C-, D-, E-, and F-Block
licenses in Auction No. 22. Of the 57
winning bidders in that auction, 48
claimed small business status and won
277 licenses.
11. On January 26, 2001, the
Commission completed the auction of
422 C and F Block Broadband PCS
licenses in Auction No. 35. Of the 35
winning bidders in that auction, 29
claimed small business status.
Subsequent events concerning Auction
35, including judicial and agency
determinations, resulted in a total of 163
C and F Block licenses being available
for grant. On February 15, 2005, the
Commission completed an auction of
242 C-, D-, E-, and F-Block licenses in
Auction No. 58. Of the 24 winning
bidders in that auction, 16 claimed
small business status and won 156
licenses. On May 21, 2007, the
Commission completed an auction of 33
licenses in the A, C, and F Blocks in
Auction No. 71. Of the 12 winning
bidders in that auction, five claimed
small business status and won 18
licenses. On August 20, 2008, the
Commission completed the auction of
20 C-, D-, E-, and F-Block Broadband
PCS licenses in Auction No. 78. Of the
eight winning bidders for Broadband
PCS licenses in that auction, six claimed
small business status and won 14
licenses.
12. Narrowband Personal
Communications Service. To date, two
auctions of narrowband personal
communications services (PCS) licenses
have been conducted. For purposes of
the two auctions that have already been
held, ‘‘small businesses’’ were entities
with average gross revenues for the prior
three calendar years of $40 million or
less. Through these auctions, the
Commission has awarded a total of 41
licenses, out of which 11 were obtained
by small businesses. To ensure
meaningful participation of small
business entities in future auctions, the
Commission has adopted a two-tiered
small business size standard in the
Narrowband PCS Second Report and
Order. A ‘‘small business’’ is an entity
that, together with affiliates and
controlling interests, has average gross
revenues for the three preceding years of
not more than $40 million. A ‘‘very
small business’’ is an entity that,
together with affiliates and controlling
interests, has average gross revenues for
the three preceding years of not more
than $15 million. The SBA has
approved these small business size
standards.
13. Wireless Communications
Services. This service can be used for
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fixed, mobile, radiolocation, and digital
audio broadcasting satellite uses. The
Commission defined ‘‘small business’’
for the wireless communications
services (WCS) auction as an entity with
average gross revenues of $40 million
for each of the three preceding years,
and a ‘‘very small business’’ as an entity
with average gross revenues of $15
million for each of the three preceding
years. The SBA has approved these
definitions.
14. 700 MHz Guard Band Licensees.
In 2000, in the 700 MHz Guard Band
Order, the Commission adopted size
standards for ‘‘small businesses’’ and
‘‘very small businesses’’ for purposes of
determining their eligibility for special
provisions such as bidding credits and
installment payments. A small business
in this service is an entity that, together
with its affiliates and controlling
principals, has average gross revenues
not exceeding $40 million for the
preceding three years. Additionally, a
very small business is an entity that,
together with its affiliates and
controlling principals, has average gross
revenues that are not more than $15
million for the preceding three years.
SBA approval of these definitions is not
required. An auction of 52 Major
Economic Area licenses commenced on
September 6, 2000, and closed on
September 21, 2000. Of the 104 licenses
auctioned, 96 licenses were sold to nine
bidders. Five of these bidders were
small businesses that won a total of 26
licenses. A second auction of 700 MHz
Guard Band licenses commenced on
February 13, 2001, and closed on
February 21, 2001. All eight of the
licenses auctioned were sold to three
bidders. One of these bidders was a
small business that won a total of two
licenses.
15. Lower 700 MHz Band Licenses.
The Commission previously adopted
criteria for defining three groups of
small businesses for purposes of
determining their eligibility for special
provisions such as bidding credits. The
Commission defined a ‘‘small business’’
as an entity that, together with its
affiliates and controlling principals, has
average gross revenues not exceeding
$40 million for the preceding three
years. A ‘‘very small business’’ is
defined as an entity that, together with
its affiliates and controlling principals,
has average gross revenues that are not
more than $15 million for the preceding
three years. Additionally, the lower 700
MHz Service had a third category of
small business status for Metropolitan/
Rural Service Area (MSA/RSA)
licenses—‘‘entrepreneur’’—which is
defined as an entity that, together with
its affiliates and controlling principals,
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has average gross revenues that are not
more than $3 million for the preceding
three years. The SBA approved these
small size standards. An auction of 740
licenses (one license in each of the 734
MSAs/RSAs and one license in each of
the six Economic Area Groupings
(EAGs)) commenced on August 27,
2002, and closed on September 18,
2002. Of the 740 licenses available for
auction, 484 licenses were won by 102
winning bidders. Seventy-two of the
winning bidders claimed small
business, very small business or
entrepreneur status and won a total of
329 licenses. A second auction
commenced on May 28, 2003, closed on
June 13, 2003, and included 256
licenses: 5 EAG licenses and 476
Cellular Market Area licenses.
Seventeen winning bidders claimed
small or very small business status and
won 60 licenses, and nine winning
bidders claimed entrepreneur status and
won 154 licenses. On July 26, 2005, the
Commission completed an auction of 5
licenses in the Lower 700 MHz band
(Auction No. 60). There were three
winning bidders for five licenses. All
three winning bidders claimed small
business status.
16. In 2007, the Commission
reexamined its rules governing the 700
MHz band in the 700 MHz Second
Report and Order. An auction of 700
MHz licenses commenced January 24,
2008 and closed on March 18, 2008,
which included, 176 Economic Area
licenses in the A Block, 734 Cellular
Market Area licenses in the B Block, and
176 EA licenses in the E Block. Twenty
winning bidders, claiming small
business status (those with attributable
average annual gross revenues that
exceed $15 million and do not exceed
$40 million for the preceding three
years) won 49 licenses. Thirty three
winning bidders claiming very small
business status (those with attributable
average annual gross revenues that do
not exceed $15 million for the preceding
three years) won 325 licenses.
17. Upper 700 MHz Band Licenses. In
the 700 MHz Second Report and Order,
the Commission revised its rules
regarding Upper 700 MHz licenses. On
January 24, 2008, the Commission
commenced Auction 73 in which
several licenses in the Upper 700 MHz
band were available for licensing: 12
Regional Economic Area Grouping
licenses in the C Block, and one
nationwide license in the D Block. The
auction concluded on March 18, 2008,
with 3 winning bidders claiming very
small business status (those with
attributable average annual gross
revenues that do not exceed $15 million
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for the preceding three years) and
winning five licenses.
18. Advanced Wireless Services. AWS
Services (1710–1755 MHz and 2110–
2155 MHz bands (AWS–1); 1915–1920
MHz, 1995–2000 MHz, 2020–2025 MHz
and 2175–2180 MHz bands (AWS–2);
2155–2175 MHz band (AWS–3)). For the
AWS–1 bands, the Commission has
defined a ‘‘small business’’ as an entity
with average annual gross revenues for
the preceding three years not exceeding
$40 million, and a ‘‘very small
business’’ as an entity with average
annual gross revenues for the preceding
three years not exceeding $15 million.
For AWS–2 and AWS–3, although we
do not know for certain which entities
are likely to apply for these frequencies,
we note that the AWS–1 bands are
comparable to those used for cellular
service and personal communications
service. The Commission has not yet
adopted size standards for the AWS–2
or AWS–3 bands but proposes to treat
both AWS–2 and AWS–3 similarly to
broadband PCS service and AWS–1
service due to the comparable capital
requirements and other factors, such as
issues involved in relocating
incumbents and developing markets,
technologies, and services.
19. Broadband Radio Service and
Educational Broadband Service.
Broadband Radio Service systems,
previously referred to as Multipoint
Distribution Service (MDS) and
Multichannel Multipoint Distribution
Service (MMDS) systems, and ‘‘wireless
cable,’’ transmit video programming to
subscribers and provide two-way high
speed data operations using the
microwave frequencies of the
Broadband Radio Service (BRS) and
Educational Broadband Service (EBS)
(previously referred to as the
Instructional Television Fixed Service
(ITFS)). In connection with the 1996
BRS auction, the Commission
established a small business size
standard as an entity that had annual
average gross revenues of no more than
$40 million in the previous three
calendar years. The BRS auctions
resulted in 67 successful bidders
obtaining licensing opportunities for
493 Basic Trading Areas (BTAs). Of the
67 auction winners, 61 met the
definition of a small business. BRS also
includes licensees of stations authorized
prior to the auction. At this time, we
estimate that of the 61 small business
BRS auction winners, 48 remain small
business licensees. In addition to the 48
small businesses that hold BTA
authorizations, there are approximately
392 incumbent BRS licensees that are
considered small entities. After adding
the number of small business auction
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licensees to the number of incumbent
licensees not already counted, we find
that there are currently approximately
440 BRS licensees that are defined as
small businesses under either the SBA
or the Commission’s rules.
20. In 2009, the Commission
conducted Auction 86, the sale of 78
licenses in the BRS areas. The
Commission offered three levels of
bidding credits: (i) A bidder with
attributed average annual gross revenues
that exceed $15 million and do not
exceed $40 million for the preceding
three years (small business) received a
15 percent discount on its winning bid;
(ii) a bidder with attributed average
annual gross revenues that exceed $3
million and do not exceed $15 million
for the preceding three years (very small
business) received a 25 percent discount
on its winning bid; and (iii) a bidder
with attributed average annual gross
revenues that do not exceed $3 million
for the preceding three years
(entrepreneur) received a 35 percent
discount on its winning bid. Auction 86
concluded in 2009 with the sale of 61
licenses. Of the ten winning bidders,
two bidders that claimed small business
status won 4 licenses; one bidder that
claimed very small business status won
three licenses; and two bidders that
claimed entrepreneur status won six
licenses.
21. In addition, the SBA’s Cable
Television Distribution Services small
business size standard is applicable to
EBS. There are presently 2,436 EBS
licensees. All but 100 of these licenses
are held by educational institutions.
Educational institutions are included in
this analysis as small entities. Thus, we
estimate that at least 2,336 licensees are
small businesses. Since 2007, Cable
Television Distribution Services have
been defined within the broad economic
census category of Wired
Telecommunications Carriers; that
category is defined as follows: ‘‘This
industry comprises establishments
primarily engaged in operating and/or
providing access to transmission
facilities and infrastructure that they
own and/or lease for the transmission of
voice, data, text, sound, and video using
wired telecommunications networks.
Transmission facilities may be based on
a single technology or a combination of
technologies.’’ The SBA has developed
a small business size standard for this
category, which is: All such firms
having 1,500 or fewer employees. To
gauge small business prevalence for
these cable services we must, however,
use the most current census data that
are based on the previous category of
Cable and Other Program Distribution
and its associated size standard; that
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size standard was: All such firms having
$13.5 million or less in annual receipts.
According to Census Bureau data for
2007, there were a total of 996 firms in
this category that operated for the entire
year. Of this total, 948 firms had annual
receipts of under $10 million, and 48
firms had receipts of $10 million or
more but less than $25 million. Thus,
the majority of these firms can be
considered small. In the Paging Third
Report and Order, we developed a small
business size standard for ‘‘small
businesses’’ and ‘‘very small
businesses’’ for purposes of determining
their eligibility for special provisions
such as bidding credits and installment
payments. A ‘‘small business’’ is an
entity that, together with its affiliates
and controlling principals, has average
gross revenues not exceeding $15
million for the preceding three years.
Additionally, a ‘‘very small business’’ is
an entity that, together with its affiliates
and controlling principals, has average
gross revenues that are not more than $3
million for the preceding three years.
The SBA has approved these small
business size standards. An auction of
Metropolitan Economic Area licenses
commenced on February 24, 2000, and
closed on March 2, 2000. Of the 985
licenses auctioned, 440 were sold. Fiftyseven companies claiming small
business status won. Also, according to
Commission data, 365 carriers reported
that they were engaged in the provision
of paging and messaging services. Of
those, we estimate that 360 are small,
under the SBA-approved small business
size standard.
22. Wireless Communications Service.
This service can be used for fixed,
mobile, radiolocation, and digital audio
broadcasting satellite uses. The
Commission established small business
size standards for the wireless
communications services (WCS)
auction. A ‘‘small business’’ is an entity
with average gross revenues of $40
million for each of the three preceding
years, and a ‘‘very small business’’ is an
entity with average gross revenues of
$15 million for each of the three
preceding years. The SBA has approved
these small business size standards. The
Commission auctioned geographic area
licenses in the WCS service. In the
auction, there were seven winning
bidders that qualified as ‘‘very small
business’’ entities, and one that
qualified as a ‘‘small business’’ entity.
23. Radio and Television
Broadcasting and Wireless
Communications Equipment
Manufacturing. This industry comprises
establishments primarily engaged in
manufacturing radio and television
broadcast and wireless communications
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equipment. Examples of products made
by these establishments are:
Transmitting and receiving antennas,
cable television equipment, GPS
equipment, pagers, cellular phones,
mobile communications equipment, and
radio and television studio and
broadcasting equipment. The Small
Business Administration has established
a size standard for this industry of 750
employees or less. Census data for 2012
show that 841 establishments operated
in this industry in that year. Of that
number, 819 establishments operated
with less than 500 employees. Based on
this data, we conclude that a majority of
manufacturers in this industry is small.
24. Software Publishers. Since 2007
these services have been defined within
the broad economic census category of
Custom Computer Programming
Services; that category is defined as
establishments primarily engaged in
writing, modifying, testing, and
supporting software to meet the needs of
a particular customer. The SBA has
developed a small business size
standard for this category, which is
annual gross receipts of $25 million or
less. According to data from the 2007
U.S. Census, there were 41,571
establishments engaged in this business
in 2007. Of these, 40,149 had annual
gross receipts of less than $10,000,000.
Another 1,422 establishments had gross
receipts of $10,000,000 or more. Based
on this data, the Commission concludes
that the majority of the businesses
engaged in this industry are small.
25. NCE and Public Broadcast
Stations. The Census Bureau defines
this category as follows: ‘‘This industry
comprises establishments primarily
engaged in broadcasting images together
with sound. These establishments
operate television broadcasting studios
and facilities for the programming and
transmission of programs to the public.’’
The SBA has created a small business
size standard for Television
Broadcasting entities, which is: Such
firms having $13 million or less in
annual receipts. According to
Commission staff review of the BIA
Publications, Inc., Master Access
Television Analyzer Database as of May
16, 2003, about 814 of the 1,220
commercial television stations in the
United States had revenues of $12
(twelve) million or less. We note,
however, that in assessing whether a
business concern qualifies as small
under the above definition, business
(control) affiliations must be included.
Our estimate, therefore, likely overstates
the number of small entities that might
be affected by our action, because the
revenue figure on which it is based does
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not include or aggregate revenues from
affiliated companies.
26. In addition, an element of the
definition of ‘‘small business’’ is that the
entity not be dominant in its field of
operation. We are unable at this time to
define or quantify the criteria that
would establish whether a specific
television station is dominant in its field
of operation. Accordingly, the estimate
of small businesses to which rules may
apply do not exclude any television
station from the definition of a small
business on this basis and are therefore
over-inclusive to that extent. Also as
noted, an additional element of the
definition of ‘‘small business’’ is that the
entity must be independently owned
and operated. We note that it is difficult
at times to assess these criteria in the
context of media entities and our
estimates of small businesses to which
they apply may be over-inclusive to this
extent. There are also 2,117 low power
television stations (LPTV). Given the
nature of this service, we will presume
that all LPTV licensees qualify as small
entities under the above SBA small
business size standard.
27. The Commission has, under SBA
regulations, estimated the number of
licensed NCE television stations to be
380. We note, however, that, in
assessing whether a business concern
qualifies as small under the above
definition, business (control) affiliations
must be included. Our estimate,
therefore, likely overstates the number
of small entities that might be affected
by our action, because the revenue
figure on which it is based does not
include or aggregate revenues from
affiliated companies. The Commission
does not compile and otherwise does
not have access to information on the
revenue of NCE stations that would
permit it to determine how many such
stations would qualify as small entities.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
28. In the WEA Report and Order, we
amend our Part 10 rules for
Participating CMS Providers, as defined
in the WEA rules, to require them to
create and maintain logs of Alert
Messages received at their Alert
Gateway from FEMA IPAWS, and to
make available to emergency
management agencies information about
the measures they take to geo-target
Alert Messages transmitted by that
agency.
29. We consider compliance costs
associated with the alert logging and
geo-targeting disclosure rules that we
adopt today to be reporting and
recordkeeping costs. These costs
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include a one-time expense to establish
the Alert Gateway logging capability for
the few Participating CMS Providers
that may not already have this
capability, and the small, annual
expense of automatically generating and
maintaining alert logs, and the
potentially larger expense of the
employment of a clerical worker to
respond to emergency management
agencies’ requests for alert log data or
requests for information about geotargeting. These alert logging and
reporting requirements represent a
somewhat more lenient version of the
alert logging requirements we proposed
in the WEA NPRM. To the extent these
costs may still present a burden to nonnationwide Participating CMS
Providers, we offer such entities an
extended timeframe for compliance
with our alert logging requirement in
order to allow them to standardize
appropriate gateway behavior and
integrate any updates into their regular
technology refresh cycle.
E. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
30. The RFA requires an agency to
describe any significant, specifically
small business alternatives that it has
considered in reaching its conclusions,
which may include the following four
alternatives (among others): ‘‘(1) the
establishment of differing compliance or
reporting requirements or timetables
that take into account the resources
available to small entities; (2) the
clarification, consolidation, or
simplification of compliance or
reporting requirements under the rule
for small entities; (3) the use of
performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.’’
31. The compliance requirements in
this WEA Report and Order have been
adjusted to accommodate the special
circumstances of non-nationwide
Participating CMS Providers with
respect to our WEA geo-targeting
requirements and our alert logging
requirements. According to the Annual
Competition Report, ‘‘there are four
nationwide providers in the U.S. with
networks that cover a majority of the
population and land area of the
country—Verizon Wireless, AT&T,
Sprint, and T-Mobile.’’ Consistent with
the Annual Competition Report, we
refer to other providers with ‘‘networks
that are limited to regional and local
areas’’ as non-nationwide Participating
CMS Providers. We allow nonnationwide Participating CMS Providers
one year within which to comply with
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our WEA geo-targeting rules and two
years to comply with our alert logging
rules, instead of sixty days from the
rules’ publication in the Federal
Register, in light of a non-nationwide
Participating CMS Provider’s inability to
meet that standard immediately, and
our concern that other non-nationwide
Participating CMS Providers may be
similarly situated. We believe that
applying the same rules equally to all
entities in this context is not necessary
to alleviate potential confusion from
adopting different rules for Participating
CMS Providers because most consumers
do not have insight into the relative
accuracy of various Participating CMS
Providers geo-targeting capabilities, and
because alert logging is not a consumer
facing service. We believe, and the
record in this proceeding confirms, that
the costs and/or administrative burdens
associated with the rules will not
unduly burden small entities,
particularly in light of the special
consideration we provide to them.
These requirements will implicate no
additional legal concerns, and will
require no additional professional
assistance for non-nationwide
Participating CMS Providers.
32. Based on our review of the record,
we find that it is practicable for all
Participating CMS Providers, including
non-nationwide Participating CMS
Providers, to implement WEA
improvements without incurring unduly
burdensome costs, especially
considering the special treatment that
we afford non-nationwide Participating
CMS Providers. The WEA Report and
Order recognizes that technical and
operational issues must be addressed
before compliance can be required, and
allows sufficient time for nationwide
and non-nationwide Participating CMS
Providers to achieve compliance with
today’s rules.
33. In considering the record received
in response to the WEA NPRM, we
examined additional alternatives to ease
the burden on non-nationwide EAS
Participants. These alternatives
included adopting longer compliance
timeframes than those initially
proposed; requiring Participating CMS
Providers to support WEA Alert
Messages that contain only 360
characters, as opposed to 1,380, as
considered by the Updated START
Report; requiring support for only
additional languages that are currently
supported by standards, as opposed to
others as initially proposed; and
allowing Participating CMS Providers
geo-target an Alert Message to an area
that ‘‘best approximates’’ the target area,
as opposed to one that is ‘‘no larger
than’’ the target area using device-based
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geo-fencing techniques, as proposed.
Additionally, the rules adopted in this
WEA Report and Order are
technologically neutral in order to
enable small entities flexibility to
comply with our rules using
technologies offered by a variety of
vendors. Finally, we sought further
comment on some issues where the
record demonstrated that it would be
premature to adopt rules at this time,
particularly for non-nationwide CMS
Providers.
34. Finally, in the event that small
entities face unique circumstances with
respect to these rules, such entities may
request waiver relief from the
Commission. Accordingly, we find that
we have discharged our duty to consider
the burdens imposed on small entities.
F. Legal Basis
35. The legal basis for the actions
taken pursuant to this WEA Report and
Order is contained in 47 U.S.C. 151,
152, 154(i) and (o), 301, 301(r), 303(v),
307, 309, 335, 403, 544(g), 606 and 615
of the Communications Act of 1934, as
amended, as well as by sections 602(a),
(b), (c), (f), 603, 604 and 606 of the
WARN Act.
G. Federal Rules That May Duplicate,
Overlap, or Conflict With the Rules
36. None
H. Congressional Review Act
37. The Commission will send a copy
of this Report & Order to Congress and
the Government Accountability Office
pursuant to the Congressional Review
Act, see 5 U.S.C. 801(a)(1)(A).
Synopsis
I. Report and Order
A. Alert Message Content
1. Increasing Maximum Alert Message
Length From 90 to 360 Characters
38. We amend Section 10.430 to
expand the character limit for Alert
Messages from 90 to 360 characters for
4G–LTE and future networks. A 360character maximum Alert Message
length balances emergency managers’
needs to communicate more clearly
with their communities with the
technical limitations of CMS networks.
While Hyper-Reach states that support
for ‘‘1,000+’’ characters would be
preferable because it would be
consistent with the START Report’s
findings that messages longer than 1,380
characters produce ‘‘better outcomes for
interpretation, personalization and
milling, than did the standard 90character WEA message,’’ this approach
is not supported by the weight of the
record. Beaufort County cautions, for
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example, that ‘‘people will stop
reading’’ Alert Messages once they get
past the second screen of text,
diminishing the value of any additional
characters that extend beyond that, and
moreover, longer Alert Messages may
contribute to distracted driving. On
balance, we find that a 360-character
maximum for Alert Message text ‘‘is
appropriate for disseminating official,
targeted, immediate, and actionable
information.’’ We note that establishing
360 characters as the maximum
character length leaves emergency
managers free to issue Alert Messages
that are shorter than 360 characters in
appropriate situations. We defer to
emergency managers’ experience and
best practices to determine the
appropriate message length for their
particular needs.
39. We also find that expanding the
maximum character length to 360 for
4G–LTE networks is technically
feasible. As we observed in the WEA
NPRM, CSRIC IV recommended that the
Commission expand the character limit
for WEA Alert Messages on 4G LTE
networks to a maximum of 280
characters, pending confirmation by the
Alliance for Telecommunications
Industry Solutions (ATIS) that such an
increase would be feasible. Not only did
ATIS’ feasibility study conclude that it
was feasible for 4G–LTE networks to
transmit 280-character WEA Alert
Messages, but it found that Participating
CMS Providers could transmit 360character Alert Messages just as easily.
ATIS found that transmission of WEA
Alert Messages longer than 360
characters, on the other hand, would
cause additional delays in the delivery
of the Alert Message and could drain
battery life. Commenting Participating
CMS Providers and device
manufacturers agree. In addition to the
feasible steps that compliance with this
rule will require Participating CMS
Providers to take, FEMA states that the
increased message length will require
‘‘software modifications to CAP message
authoring tools, IPAWS OPEN, [and] the
‘C’ Interface.’’ We find that we can
achieve our goal of expanding the
maximum character limit for WEA Alert
Messages on 4G–LTE networks without
presenting WEA stakeholders with
undue technical burdens.
40. We also find, however, that we
should continue to allow Participating
CMS Providers to transmit 90-character
Alert Messages on legacy networks until
those networks are retired. While many
public safety commenters, including
APCO and Harris County OSHEM, state
that it would be feasible and desirable
to support 360-character Alert Messages
on legacy networks by linking together
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(concatenating) multiple 90-character
messages, we are convinced by AT&T
that message concatenation would be
problematic because ‘‘[m]essages are not
guaranteed to be received by the device
in the correct order,’’ which would
likely cause confusion that would be
exacerbated during the pendency of
multiple alerts. Further, according to
AT&T, concatenating 90-character Alert
Messages on legacy networks would
have an adverse effect on mobile device
battery life. T-Mobile, Sprint and
Microsoft agree that, unlike 4G–LTE
networks, it would be infeasible to
expand the character limit for legacy
networks due to the technical
limitations of those networks, and
because of financial disincentives to
continue to update networks that will
soon be retired. The risks that public
confusion and other complications
would result from Alert Message
concatenation are too great for public
safety messaging where the potential for
panic is heightened, and the
consequences of misinterpretation could
be deadly.
41. Emergency managers will be free
to transmit an Alert Message containing
as many as 360 characters as of the
rules’ implementation date. FEMA
IPAWS will make this possible, while
also ensuring that all community
members in the target area, including
those on legacy networks, can receive an
Alert Message, by automatically
generating a 90-character Alert Message
from the CAP fields of a 360-character
message for distribution on legacy
networks whenever an emergency
manager transmits only a 360-character
Alert Message. Once a CMS network is
able to support 360-character messages,
it will cease to receive the 90-character
version, and begin to receive the full
360-character version instead. CSRIC IV
and FEMA attest that this co-existence
of 90- and 360-character Alert Messages
is technically feasible. Indeed, FEMA
IPAWS already treats Alert Messages
that do not contain free-form text in this
manner, and their approach is
consistent with the methodology that
the Participating CMS Provider Alert
Gateway will use to process Alert
Messages in multiple languages. For
example, if FEMA IPAWS receives an
Alert Message today without free-form
text, it will use the CAP parameters
[hazard][location][time][guidance]
[source] to generate Alert Message text
along the lines of ‘‘Tornado Warning in
this area until 6:30 p.m. Take Shelter.
Check Local Media.—NWS.’’ The CMS
Provider Alert Gateway will send the
longer free-form message to devices on
4G–LTE networks, and the
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automatically generated 90-character
Alert Message to mobile devices on
legacy networks. Pursuant to the
approach we adopt today, no matter
how an alert originator transmits a WEA
Alert Message, members of their
community in the target area will
receive a version of it.
42. Increasing the maximum character
length for WEA Alert Messages will
produce valuable public safety benefits.
Emergency managers state that the
current 90-character limit is insufficient
to communicate clearly with the public
because 90-character Alert Messages
rely on difficult-to-understand jargon
and abbreviations. Expanding the
character limit will reduce reliance on
these potentially confusing terms and
will allow emergency managers to
provide their communities with
information that is clear and effective at
encouraging swift protective action. The
value of this benefit will be increased
when taken together with several of the
improvements that we adopt in this
Report and Order. For example,
according to Jefferson Parish Emergency
Management, the additional characters
are necessary to adequately
communicate critical information, such
as shelter locations, that could prevent
unnecessary loss of life and property
damage. The additional characters will
also support the inclusion of embedded
references in Alert Messages, help
facilitate message comprehension for
individuals with disabilities, and will
facilitate the translation of Englishlanguage Alert Messages into the
Spanish language. Further, our
approach to the co-existence of 90- and
360-character Alert Messages has the
additional benefit of ensuring that
emergency managers will be able to
simply initiate one 360-character Alert
Message in instances where every
second counts. In sum, this action will
improve the likelihood that the public
will understand and properly respond
to WEA Alert Messages, increasing the
likelihood that WEA will save lives.
2. Establishment of a New Alert Message
Classification (Public Safety Messages)
43. We amend Section 10.400 to
create a fourth classification of Alert
Message, ‘‘Public Safety Message.’’ The
current rules only provides for three
classes of WEA: (1) Presidential Alert;
(2) Imminent Threat Alert; and (3)
AMBER Alert. For an alert originator to
issue an Alert Message using WEA, it
must fall within one of these three
classifications. Whereas we proposed to
name this new Alert Message
classification ‘‘Emergency Government
Information’’ in the WEA NPRM, we
agree with FEMA that it should be
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named ‘‘Public Safety Message’’ because
the title ‘‘Emergency Government
Information’’ is ‘‘vague and could be
confusing,’’ and because FEMA’s
recommended title more accurately
describes the intended message content.
We define a Public Safety Message as
‘‘an essential public safety advisory that
prescribes one or more actions likely to
save lives and/or safeguard property,’’
as we proposed. By defining Public
Safety Messages in this way and by
tailoring their use as we describe below,
we strike an appropriate balance
between some commenters’ requests for
discretion in the use of this new Alert
Message classification, and others’
warnings that Public Safety Messages
may be overused and contribute to alert
fatigue if they are defined in an overinclusive manner.
44. Public Safety Messages will only
be eligible for issuance in connection
with an Imminent Threat Alert, an
AMBER Alert, or a Presidential Alert, as
recommended by AT&T, CTIA and
several emergency management
agencies. We do not expand the
definition of an ‘‘emergency’’ situation
in which it is appropriate to issue an
Alert Message so as to avoid alert
fatigue. Instead, we add a tool for
emergency managers to better
communicate with the public during
and after emergencies, in a manner that
naturally complements existing Alert
Message classifications. We note that
several commenters state that our new
Alert Message classification should be
eligible for issuance even in the absence
of another Alert Message type. If we
were to allow Public Safety Messages to
stand alone, however, it would expand
the definition of an ‘‘emergency’’ during
which the issuance of a WEA Alert
Message is appropriate, contrary to our
reasoning in the WEA First Report and
Order that the existing Alert Message
classifications are sufficient to
communicate information about ‘‘bona
fide emergencies.’’ Further, we believe
that a broader definition of an
‘‘emergency’’ would risk increasing alert
fatigue and consumer opt out.
45. Any entity authorized to use WEA
may initiate Public Safety Messages.
Some commenters state that we should
limit eligibility to issue Public Safety
Messages to government entities. This
may be because it would not make sense
for non-governmental entities to issue
Alert Messages under our proposed title,
‘‘Emergency Government Information.’’
Moreover, we agree with the majority of
emergency managers treating the issue
that all entities that have completed
FEMA IPAWS alert originator
authorization process may send Public
Safety Messages. We thus defer to
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FEMA, as we have done since WEA’s
deployment, to determine the suitability
of agencies as WEA alert originators.
46. Within this framework, we agree
with commenters that the development
of best practices around the use of
Public Safety Messages will help ensure
that this new Alert Message
classification is used appropriately.
NYCEM offers a number of best
practices that would help inform
emergency managers’ determination of
whether it is appropriate to send a
Public Safety Message. These best
practices include answering the
following questions prior to initiating a
Public Safety Message: ‘‘ ‘Is your
emergency operations center activated?’
‘Has a competent, authorized party
declared a state of emergency and/or are
emergency orders being issued?’ ‘Is
there a need for broad public action or
awareness of a condition that is
occurring or likely to occur?’ ‘Will the
message prevent public fear or serve to
preserve critical public safety functions
that are (or could be) overwhelmed (e.g.,
inappropriate use of 911)?’ ’’ We
encourage emergency management
agencies to build upon these best
practices and incorporate them into any
alert origination training modules that
they may develop for their staff. We
expect that emergency managers will be
best positioned to determine the specific
situations in which it is appropriate to
issue Public Safety Messages. We will
monitor the use of this new Alert
Message classification, and will take
further action in the event it becomes
evident that our adopted definition is
either too narrow or too broad.
47. We do not agree with commenters
that, rather than create a new Alert
Message classification, we should
clarify that the types of Alert Messages
that would be issued as Public Safety
Messages can be issued as Imminent
Threat Alerts. The term ‘‘Imminent
Threat Alert’’ is defined in our rules as
‘‘an alert that meets a minimum value
for each of three CAP elements:
Urgency, Severity, and Certainty.’’
Public Safety Messages would not fit
within this definition because the
‘‘severity’’ and ‘‘urgency’’ elements of
an Imminent Threat Alert describe the
underlying imminently threatening
emergency condition, whereas Public
Safety Messages are intended to provide
supplemental instructions about how to
protect life or property during an
AMBER Alert, Presidential Alert, or
Imminent Threat Alert. We anticipate
that this separate and broader
applicability for Public Safety Messages
will make them more versatile
emergency management tools than if we
were to limit such Alert Messages to the
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preexisting definition of an Imminent
Threat Alert.
48. In addition to tailoring the scope
of emergency managers’ use of Public
Safety Messages, we also take steps to
ensure that the public receives Public
Safety Messages in an appropriate
manner. Specifically, we amend Section
10.280 to specify that Participating CMS
Providers shall provide for their
subscribers to receive Public Safety
Messages by default, and may provide
their subscribers with the option to opt
out of receiving Public Safety Messages
if they decide that they no longer wish
to receive them. We agree with the
majority of commenters that the public
should be opted in to receiving Public
Safety Messages by default because the
information that they provide is
essential by definition. We agree with
Hyper-Reach that treating Public Safety
Messages in this manner ensures that a
greater percentage of the public will
receive the information that Public
Safety Messages are intended to provide
than would be possible if the public
were opted out of receiving Public
Safety Messages by default.
49. Further, we allow, but do not
require Participating CMS Providers to
associate a unique attention signal or
vibration cadence with Public Safety
Messages. We agree with ATIS that
requiring a new, unique attention signal
and vibration cadence could create
‘‘significant technical impacts’’ for
currently deployed WEA-capable
mobile devices. We also agree with
FEMA, however, that ‘‘the option to
silence alerts that do not present an
immediate threat’’ may have value in
reducing consumer opt out. By allowing
Participating CMS Providers to offer this
functionality, we allow the market to
determine whether or not any costs that
may be implicated by these
personalization options are outweighed
by the benefits. Similarly, we will allow,
but do not require Participating CMS
Providers to provide their customers
with the ability to turn off Public Safety
Messages during certain hours. For
example, if customers want to receive
Public Safety Messages, but only during
the daytime, they may be given the
option to suppress the presentation of
Public Safety Messages during nighttime
hours.
50. APCO and many emergency
management agencies support our
creation of a new Alert Message
classification because it ‘‘will enable
public safety alert originators to take
advantage of WEA when helpful, as
compared to less secure and less
immediate methods they may be
employing presently.’’ We agree with
commenters that adding a new Alert
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Message classification will allow
emergency managers to expand their
‘‘capabilities of informing the public
. . . to keep the residents and
community safe and aware of potential
situations’’ during and after emergencies
in a manner that complements existing
Alert Message classifications. We also
agree with Peoria County EMA that a
new classification of Alert Messages
would allow emergency managers to
include specific secondary information,
like shelter locations and other helpful
disaster recovery instructions in WEA
for the first time. Finally, we agree with
commenters and CSRIC IV that it is
technically feasible to support the
transmission of this new Alert Message
classification provided the sufficient
time that we allow industry to update
relevant standards.
3. Supporting Embedded References and
Multimedia
51. We require Participating CMS
Providers to support embedded
references, as proposed. Accordingly,
Participating CMS Providers must
support the transmission of embedded
URLs and phone numbers in WEA Alert
Messages. This rule will become
effective one year from the rules’
publication in the Federal Register.
Further, thirty days from the date the
rules are published in the Federal
Register, we allow voluntary, early
adoption of embedded references
through an industry-established and
industry-led pilot program. With respect
to multimedia, we find that the
inclusion of multimedia capability in
WEA Alert Messages can result in
tremendous public safety benefits. At
the same time, however, we recognize
that additional standards development
remains necessary. Accordingly, we
seek comment in the Further Notice
regarding the establishment of an
appropriate regulatory framework and
timeframe for incorporating multimedia
capability into WEA Alert Messages. In
order to facilitate the development of
standards for multimedia in the swiftest
timeframe possible, we allow voluntary,
early prototyping of certain multimedia
capabilities in Public Safety Messages
30 months from the effective date of the
rules, as described in greater detail
below.
52. Participating CMS Providers
express concern that allowing
embedded references in Alert Messages
would risk network congestion, but the
weight of the record supports our
conclusion that this action will be more
likely to reduce network loading than to
increase it. The public already accesses
public safety and other resources using
the data network upon receipt of WEA
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messages that do not include embedded
references. This behavior, known as
‘‘milling,’’ is a predictable public
response to receiving an Alert Message,
as members of the public will seek to
confirm that the indicated emergency
condition is indeed occurring, and to
gather additional information not
provided by the Alert Message to inform
their response. Milling is considered
undesirable from a public safety
perspective because it increases the
delay between receiving an Alert
Message and taking an appropriate
protective action, and from a network
management perspective because it
increases use of the data network. We
agree with FEMA, the National Weather
Service (NWS), NYCEM, Dennis Mileti,
Professor Emeritus of Sociology at The
University of Colorado, and the many
emergency managers treating this issue
that providing access to additional text
and resources through URLs embedded
in WEA Alert Messages could actually
reduce network congestion by
channeling the public’s milling behavior
through a single authoritative and
comprehensive resource. This finding is
also supported by the 2014 and 2015
START Reports, which state that
providing the public with access to
enhanced information in WEA Alert
Messages can help to convince people to
take protective action more quickly.
Upon review of these studies and expert
analyses, we are persuaded that
embedded references are likely to
reduce network load when included in
Alert Messages.
53. Finally, Participating CMS
Providers who claim that embedded
references will result in harmful
network congestion have offered no
network models, or any other form of
rigorous network analysis, to support
their proposition that allowing
embedded references in WEA would
cause or contribute to network
congestion. While all network activity
contributes to network congestion to
some degree, the unsupported assertion
of a risk of network congestion cannot
be the sole basis for declining to adopt
any measure that utilizes the data
network, particularly a measure that has
been demonstrated to have a statistically
significant impact on WEA’s ability to
save lives. In the absence of data to the
contrary, and in light of the significant
record outlined above, we conclude that
even if support for embedded references
were to result in an incremental
increase in data network usage in some
cases, this increase would be
insufficient to affect network
performance during emergencies.
Further, we observe that many WEA-
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capable mobile devices are set to offload
network usage to Wi-Fi where available
by default, and nearly all smartphones
make this option available through the
settings menu. Thus, many individuals
who choose to click on an embedded
reference will not use the mobile data
network to access them at all.
54. At the same time, however, we
seek to ensure that Participating CMS
Providers are able to assess the
performance of their networks in realworld conditions and have an
opportunity to make any necessary
adjustments to accommodate embedded
references. AT&T and CCA support
‘‘moving ahead with a time-limited trial
on their wireless network for purposes
of determining whether embedded URLs
result in unmanageable congestion
when included in Amber Alerts.’’ We
therefore allow voluntary, early
adoption of embedded references
through an industry-established and
industry-led pilot. In this regard, we
allow Participating CMS Providers, if
they choose, to ‘‘pressure test’’ the use
of embedded references in Alert
Messages in a sample of their network
area or subscriber base, prior to full
implementation. To this end,
Participating CMS Providers may
voluntarily coordinate with NCMEC,
NWS, FEMA, and other stakeholders to
accomplish a targeted, pilot deployment
of embedded references in WEA in a
particular geographic location, Alert
Message classification, or to a particular
subset of subscribers thirty days from
the rule’s publication in the Federal
Register, and prior to the effective date
of our rule requiring support for
embedded references. We encourage all
WEA alert initiators to work with
Participating CMS Providers as this
functionality is piloted and deployed in
order to establish best practices for the
inclusion of embedded references in
Alert Messages, including the
development of any network congestion
mitigation strategies as appropriate. For
example, stakeholders could voluntarily
agree to constrain the amount of data
that is made available through an
embedded reference. We note that
NCMEC already states that it intends to
use a low-bandwidth (15kB or less),
mobile-friendly version of their Web site
(missingkids.com) in connection with
their issuance of WEA AMBER Alerts. C
Spire, FEMA and NWS have suggested
that limiting the bandwidth
requirements of embedded references
will likely mitigate the risk of network
congestion by limiting the amount of
data that will need to be transferred. We
defer to Participating CMS Providers to
identify the specific terms and
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timeframe of any such pilot deployment
on their own initiative, as well as to
undertake any necessary coordination,
whether they do so individually or
through a third-party coordinator of
their choosing.
55. CSRIC IV and FEMA agree that
support for embedded references in alert
origination software, IPAWS, the Cinterface, and on mobile devices can be
enabled through a straightforward
process of updating standards and
software. The successful use of
embedded references will also require
the development of appropriate best
practices. Specifically, CSRIC IV
observes that some individuals,
particularly those with feature phones,
may not have access to the data
connection necessary to access content
made available by URLs. We share this
concern, and urge emergency managers
to continue to convey the most
important actionable information
through the Alert Message text to ensure
that all members of the public are able
to receive that information, even if they
are unable to access the URL.
Commenters also express concern that
inadequately prepared web servers or
call centers may become overloaded as
a result of mass access. NCMEC assures
us that the AMBER Alerts Web site is
capable of handling the expected
increase in traffic, and we urge all alert
originators to take appropriate steps to
ensure the preparedness of their web
hosting service before initiating an Alert
Message that contains a URL. Further,
we urge emergency managers to
consider the capacity of their call
centers or hotlines before embedding a
phone number in an Alert Message.
56. Finally, commenters express
concern that allowing embedded
references in Alert Messages may
provide an opportunity for a malicious
actor to compromise WEA. To the extent
that Participating CMS Providers take
part in this opportunity to pilot the use
of embedded references in WEA Alert
Messages, they should take appropriate
steps, in concert with their pilot
program partners, to ensure the integrity
of the embedded references they
transmit. We also encourage emergency
management agencies to continue to
work with FEMA and Participating CMS
Providers to ensure the authenticity and
integrity of every Alert Message they
initiate. For example, NCMEC confirms
that it already authenticates the content
on every AMBER Alert on its Web site
and that it will take measures to ensure
the security of any URL that it might
embed in a WEA AMBER Alert. We note
that all WEA Alert Messages are
protected with a CAP digital signature
that effectively prevents malicious
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intrusion into Alert Message content in
transit. We also note that industry has
already begun to take steps to address
any particular cybersecurity issues that
may be implicated by allowing URLs to
be included in WEA. Pursuant to the
recommendation of CSRIC V, ATIS is
completing a best practice standard to
address potential threat vectors for
WEA, including embedded references.
We also encourage Participating CMS
Providers and alert originators to work
with FEMA to develop protocols that
may help to mitigate potential risks.
57. Commenters identify the inclusion
of embedded references in Alert
Messages as the most critical among all
of our proposed improvements to WEA.
NCMEC, in particular, has found this
capability to be paramount to the
success of AMBER Alerts. We agree that
allowing emergency managers to embed
URLs in Alert Messages empowers them
to offer the public multimedia-capable,
comprehensive emergency response
resources. Including an authoritative
URL will also likely lead to swifter
community response by reducing the
likelihood that consumers will seek to
verify information through additional
sources before taking action. We also
agree with commenters that allowing
URLs to be included in Alert Messages
will improve WEA accessibility, could
streamline the public’s use of 911
services, and would provide alert
originators with a method to ensure the
public has access to up-to-date
information.
58. In addition to embedded URLs,
allowing embedded phone numbers to
be included in Alert Messages will offer
the public significant public safety
benefits. We agree with emergency
managers, disability rights advocates
and individuals that support including
phone numbers in Alert Messages
because integrating clickable phone
numbers into WEA will provide an
accessible method to quickly contact
public safety officials. This capability
may be particularly relevant to WEA
AMBER Alerts where emergency
management organizations will often
establish special hotlines or call centers
to receive reports about missing
children that may be reached at a phone
number other than 911 that may not be
as commonly known. According to
FEMA, providing the public with a
direct emergency telephone number
could hasten emergency response, and
help to ensure that calls to 911 will not
have to be rerouted. In sum, allowing
embedded references to be included in
WEA Alert Messages will dramatically
improve WEA’s effectiveness at moving
the public to take protective action.
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59. With respect to multimedia, our
decision to require support for
embedded references in WEA Alert
Messages is an important first step
towards ensuring that WEA can be used
to provide the public with actionable
multimedia content during emergencies.
The record shows that WEA’s
effectiveness depends on its ability to
help the all members of the public to
close the thought-action gap, and that
including multimedia content in Alert
Messages themselves would hasten
protective action taking, reduce milling,
and improve Alert Message
accessibility. We therefore believe that
support for multimedia content has the
potential to provide tremendous public
safety benefits and should be
implemented as soon as technically
feasible. Recognizing that further
standards development remains
necessary to integrate multimedia
technology into WEA, we seek comment
in the Further Notice on how best to
implement the support of multimedia
content in WEA Alert Messages in a
reasonable timeframe. In particular, as
described in greater detail in the Further
Notice, we seek comment on the
inclusion of thumbnail-sized images,
including hazard symbols, in Public
Safety Messages on 4G LTE and future
networks. In the interim, in order to
facilitate the swift development of
standards for supporting multimedia
content in WEA, we allow the industry
to participate in voluntary prototyping
of this functionality in Public Safety
Messages, in coordination with FEMA,
emergency management agencies, and
other relevant WEA stakeholders, as of
the effective date of our rule requiring
support for Public Safety Messages.
4. Supporting Spanish-Language Alert
Messages
60. We adopt a new Section 10.480
requiring Participating CMS Providers
to support the transmission of Spanishlanguage Alert Messages. This, along
with Section 10.500(e) of the
Commission’s WEA rules, which
requires ‘‘extraction of alert content in
English or the subscriber’s preferred
language,’’ will provide a framework to
ensure that Spanish-language Alert
Messages will be processed and
displayed properly. Pursuant to this
framework, we would expect that
Spanish-language WEA Alert Messages
would be displayed on and only on
WEA-capable mobile devices where the
subscriber has specified Spanish as their
preferred language.
61. The record demonstrates that it is
technically feasible for Participating
CMS Providers to support Spanishlanguage Alert Messages. ATIS has
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developed standards that support the
Alert Gateway, the CMS Provider
network and mobile devices in
receiving, transmitting and displaying
Alert Messages in Spanish as well as
English. We applaud ATIS for
completing these standards, and
encourage their continued efforts to
standardize network functionality for
Alert Messages in additional languages.
According to Microsoft, multilingual
alerting is already taking place in other
countries.
62. We agree with Participating CMS
Providers that they should not be
responsible for Alert Message
translation. Rather, emergency managers
are the entities best equipped to
determine message content, including
content in other languages. We
recognize that some emergency
management agencies report that they
do not currently have the capability to
initiate Alert Messages in languages
other than English. Other emergency
management agencies, such as Harris
County OHSEM, state that they do have
this capability, and ‘‘NYCEM is in the
final stages of preparing to offer . . .
[its] 80 most common messages in the
13 most commonly spoken languages in
New York City, including American
Sign Language,’’ but those messages
would have to be transmitted using
alternative alerting platforms until
WEA’s multilingual alerting capabilities
improve.
63. We anticipate that requiring
Participating CMS Providers to support
Spanish-language Alert Messages where
available will encourage other
emergency management agencies to
continue to develop their multilingual
alerting capabilities. Indeed, many
emergency managers state that they can
use State/Local WEA Tests as a tool to
exercise and improve their multilingual
alerting capability over time with the
help of voluntary community feedback.
We do not agree with NYCEM and Clark
County OEM, however, that we should
facilitate Alert Message translation by
requiring Participating CMS Providers
to ‘‘place a ‘translate’ button/link’’ in
WEA Alert Messages. Rather, we agree
with FEMA and the majority of
emergency management agencies that
automatic translation technologies that
may reside on some mobile devices are
currently too inaccurate to support
emergency messaging.
64. The overwhelming majority of
emergency management agencies
support expanding WEA’s language
capabilities because it will help them to
reach members of their communities
that are currently inaccessible to them.
Emergency managers in areas with large
Spanish-speaking populations, as well
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as those in areas popular among
tourists, state that requiring support for
Spanish-language WEA Alert Messages
will be particularly beneficial. We also
anticipate that this action will allow
emergency managers to better facilitate
the inclusion of Spanish-speaking
individuals, and particularly those with
limited English proficiency, into their
emergency response plans.
B. Alert Message Delivery
1. Logging Alert Messages at the
Participating CMS Provider Alert
Gateway
65. We require Participating CMS
Providers to log their receipt of Alert
Messages at their Alert Gateway and to
appropriately maintain those records for
review. Specifically, we adopt a new
Section 10.320(g) that will require
Participating CMS Providers’ Alert
Gateways to log Alert Messages as
described below. Based on the record,
we have modified the rules we proposed
in the WEA NPRM in order to
accommodate the varied approaches
Participating CMS Providers take to
alert logging.
• Logging Requirements. Participating
CMS Providers are required to provide
a mechanism to log the CMAC attributes
of all Alert Messages received at the
CMS Provider Alert Gateway, along
with time stamps that verify when the
message is received, and when it is
retransmitted or rejected by the
Participating CMS Provider Alert
Gateway. If an alert is rejected, a
Participating CMS Provider is required
to log the specific error code generated
by the rejection.
• Maintenance of Logs. Participating
CMS providers are required to maintain
a log of all active and cancelled Alert
Messages for at least 12 months after
receipt of such alert or cancellation.
• Availability of Logs. Participating
CMS Providers are required to make
their alert logs available to the
Commission and FEMA upon request.
Participating CMS Providers are also
required to make alert logs available to
emergency management agencies that
offer confidentiality protection at least
equal to that provided by the federal
Freedom of Information Act (FOIA)
upon request, but only insofar as those
logs pertain to alerts initiated by that
emergency management agency. We
encourage, but do not require,
Participating CMS Providers to work
with alert origination software vendors
to automate transmission of alert log
data to emergency managers’ alert
origination software.
66. We find that compliance with
these minimal alert logging
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requirements will be technically
feasible. Indeed, the approach we adopt
today is a more flexible and less
burdensome alternative to that which
we proposed in the WEA NPRM, and
allows Participating CMS Providers to
take a variety of approaches to achieve
compliance. T-Mobile, Verizon, AT&T,
Bluegrass Cellular and C Spire already
log Alert Messages, and we anticipate
that many other Participating CMS
Providers may already be doing so as
well, as part of their own system
maintenance best practices. While
Participating CMS Providers have taken
different approaches to logging Alert
Messages relative to the Trust Model
recommended by CMSAAC, we
anticipate that those Participating CMS
Providers that already do log Alert
Messages would log at least the CMAC
attributes of all Alert Messages received,
and be capable of sending error reports
to the FEMA Alert Gateway consistent
with those stipulated in the CMSAAC
Report. We recognize Verizon’s concern
that requiring logging of information
more granular than CMAC attributes
and time stamps, or requiring alert
logging at junctures in the WEA system
other than the Alert Gateway would
‘‘impose burdensome paperwork and ITrelated requirements,’’ but the
requirements that we adopt today
require only basic logging functionality
at the Alert Gateway. We also recognize
T-Mobile’s concern that a uniform
system of alert logging would be
required in order to aptly compare
Participating CMS Provider alert logs.
We do not require Participating CMS
Providers to take a uniform approach to
alert logging today, only that they log
the relevant information, maintain that
information and make it available to
appropriate parties. Further, the
CMSAAC Report already stipulates a
standard set of error code messages for
communication between Participating
CMS Provider and FEMA Alert
Gateways. Finally, we recognize CTIA’s
concern about requiring alert logs to be
maintained longer than necessary. By
requiring alert logs to be maintained for
12 months, rather than 36, as proposed,
we reduce the burden that alert log
maintenance may pose for Participating
CMS Providers. CTIA observes that a
shorter alert log maintenance timeframe
would incentivize emergency
management agencies to request alert
log data after every test or alert out of
concern that alert log data may be
deleted if they delay. At the same time,
however, necessitating emergency
management agencies to request logging
information after every test is
burdensome for both CMS Providers
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(who must produce this data) and the
emergency managers (who must request
the data). We believe that requiring that
alert logs be retained for one year strikes
an appropriate balance that will allow
emergency management agencies to
request reports less frequently, posing
lesser burdens on Participating CMS
Providers and emergency management
agencies, without requiring providers to
retain logs for an extended period of
time. Further, circumstances may arise
that warrant a retrospective examination
of prior log data that represents a
sufficient period of time to accurately
identify and represent trends or
anomalies.
67. Alert logging has been a
fundamental aspect of the WEA Trust
Model. As we adopt changes to our
rules that reflect our four years of
experience with WEA and the
underlying advancements of technology,
it is time to ensure this fundamental
component of system integrity is
implemented. Authorized WEA alert
originators agree that alert logs
maintained at the Participating CMS
Provider Alert Gateway have potential
to increase their confidence that WEA
will work as intended when needed.
According to emergency managers, this
increased confidence in system
availability will encourage emergency
managers that do not currently use WEA
to become authorized. Alert logs are also
necessary to establish a baseline for
system integrity against which future
iterations of WEA can be evaluated.
Without records that can be used to
describe the quality of system integrity,
and the most common causes of
message transmission failure, it will be
difficult to evaluate how any changes to
WEA that we may adopt subsequent to
this Report and Order affect system
integrity. We disagree with AT&T,
Sprint and ATIS that the responsibility
for alert logging properly belongs with
FEMA IPAWS because FEMA has access
to sufficient information to generate
these reports. We find that alert logging
is particularly important at Participating
CMS Providers’ Alert Gateway because
even though FEMA IPAWS maintains
an alert log at their Alert Gateway as
well, that alert log alone could not
capture and describe alert delivery
across the C-interface, which is arguably
the most critical interface in the WEA
architecture because it describes the
connection between the public aspect of
WEA (FEMA IPAWS) and the private
aspect (CMS Providers). Additionally,
the time stamps that we require
Participating CMS Providers to log for
Alert Message receipt and
retransmission may represent a useful
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model for collecting latency data
throughout the WEA system, as
proposed in the Further Notice. As
discussed in further detail below,
developing a stronger understanding of
the extent of alert delivery latency is
also crucial to building emergency
managers’ confidence that the system
will work as intended when needed. We
anticipate that the alert log maintenance
requirements that we adopt today will
serve to ensure that alert logs are
available when needed, both to the
Commission and to emergency
management agencies. Indeed, any alert
logging requirement would be seriously
undermined if those logs could be
overwritten as soon as they were
recorded, or if they could not be
reviewed in appropriate circumstances.
Further, we observe that the alert log
maintenance requirements that we
adopt today are consistent with
CMSAAC’s initial recommendations for
the WEA system. Finally, we observe
that implementing these CMSAACrecommended procedures would be
beneficial in harmonizing our WEA
logging requirements with those already
in place for EAS Participants.
2. Narrowing Geo-Targeting
Requirements
68. We narrow our WEA geo-targeting
requirement from the current countylevel standard to a polygon-level
standard. Specifically, we amend
Section 10.450 to state that a
Participating CMS Provider must
transmit any Alert Message that is
specified by a geocode, circle, or
polygon to an area that best
approximates the specified geocode,
circle, or polygon. While we initially
proposed that Participating CMS
Providers should transmit the Alert
Message to an area ‘‘no larger than’’ the
specified area, the record shows that
implementation of such a standard, in
the absence of geo-fencing, would
routinely and predictably lead to under
alerting. We acknowledge, as do many
emergency managers, that cell broadcast
technology has a limited capacity for
accurate geo-targeting. The ‘‘best
approximates’’ standard we adopt today,
recommended by CSRIC IV and
supported by Participating CMS
Providers, requires Participating CMS
Providers to leverage that technology to
its fullest extent, given its limitations.
At the same time, as we discuss below,
we acknowledge that emergency
managers need even more granular geotargeting than the ‘‘best approximates’’
standard requires. We commend
Participating CMS Providers for
voluntarily geo-targeting Alert Messages
more accurately than our rules require,
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where possible, in the years since
WEA’s deployment. We expect that
Participating CMS Providers will
continue to innovate in order to provide
their subscribers with the best
emergency alerting service it is feasible
for them to offer. In this regard, we
clarify that the geo-targeting
requirement we adopt today does not
preclude Participating CMS Providers
from leveraging the location-sensing
capability of WEA-capable mobile
devices on their networks to geo-target
Alert Message more accurately. As
discussed below, the Commission will
be adopting even more granular,
handset-based, geo-targeting
requirements. Our ultimate objective is
for all Participating CMS Providers to
match the target area provided by an
alert originator.
69. Some alert originators remain
concerned that a ‘‘best approximates’’
standard will continue to result in overalerting and subsequent consumer optout. NYCEM, for example, warns that
the ‘‘best approximates’’ approach is
vague and risks weakening our current
geo-targeting requirement. While we do
not adopt specific parameters for what
constitutes ‘‘best approximates,’’ we
expect Participating CMS Providers to
take reasonable efforts to leverage
existing technology to its fullest extent,
as noted above. We observe that in a
recently adopted report, CSRIC V
articulates expectations for cell
broadcast-based geo-targeting in rural,
suburban and urban areas pursuant to a
‘‘best approximates’’ approach.
Specifically, in rural areas, CSRIC V
expects that Participating CMS
Providers would be able to approximate
the target area with 30,000 meters of
‘‘overshoot.’’ In suburban areas, where
cell broadcast facilities are likely to be
more densely deployed, CSRIC V
expects that geo-targeting would become
more accurate, achieving an average
overshoot of five miles. In urban areas,
CSRIC V expects that geo-targeting
would be more accurate still, averaging
two miles of overshoot. We find that
these values would satisfy reasonable
efforts to ‘‘best approximate’’ the alert
area, consistent with our requirement.
In this regard, we believe we strike an
appropriate balance between the
limitations of Participating CMS
Providers’ current geo-targeting
capabilities using cell broadcast, and
WEA stakeholders’ goal of sending WEA
Alert Messages only to those members
of the public who are at risk.
70. We find that compliance with this
geo-targeting requirement is technically
feasible, and, in fact, every commenting
CMS Provider except one states that
they already use network-based cell
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broadcast techniques, such as algorithmbased facility selection and cell
sectorization, to geo-target Alert
Messages to polygonal areas more
granular than required by our current
‘‘county-level’’ requirement. In this
sense, the rule we adopt today will
require most Participating CMS
Providers only to continue to employ
the techniques that they have been
deploying as a matter of best practice.
Emergency managers such as the NWS
have also already transitioned from
county- to polygon-level geo-targeting,
and express a need for WEA to keep
pace with their ability to forecast with
granularity the areas that will be
impacted by weather events. We observe
that in the event Participating CMS
Providers are unable to practice
polygon-level geo-targeting, we continue
to allow Participating CMS Providers to
transmit Alert Messages to an area not
exceeding the propagation area of a
single transmission site, as described in
Section 10.450. We make conforming
amendments to Section 10.450,
however, to reflect the new geo-targeting
standard that we adopt today and
specify that ‘‘[i]f, however, the
Participating CMS Provider cannot
broadcast the Alert Message to an area
that best approximates the target area, a
Participating CMS Provider may
transmit the Alert Message to an area
not larger than the propagation area of
a single transmission site.’’
71. Participating CMS Providers’
support for polygon-level geo-targeting
will produce significant public safety
benefits. Relative to county-level geotargeting, we expect that polygon-level
geo-targeting will reduce over-alerting.
When the public regularly receives
alerts that do not apply to them, it
creates alert fatigue, a driving factor
behind consumers’ decisions to opt out
of receiving WEA Alert Messages.
Further, the Houston Office of Public
Safety and Homeland Security
comments that ‘‘[c]ounty-level WEA
warning is not only inconvenient, but
can be dangerous, as protective actions
may vary depending on the proximity to
the hazard.’’ Under-alerting also poses
severe public safety risks. According to
Austin Homeland Security and
Emergency Management, under a
county-level geo-targeting standard, ‘‘if
there are no cell towers physically
located in the warning area, the alert
may not be transmitted at all by some
carriers.’’ This would be impermissible
under the ‘‘best approximates’’ standard
we adopt today. We also agree with
Dennis Mileti, Professor Emeritus of
Sociology at The University of Colorado,
that with improved geo-targeting, ‘‘it is
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quite likely that milling after a received
WEA message would decrease since
people would not need to determine if
they are in the intended audience for
the WEA.’’ A reduction in milling is
desirable because it reduces the delay
between the time an Alert Message is
received, and the time that the public
will begin to take protective action. This
reduction in milling behavior is also
likely to benefit Participating CMS
Providers by reducing network usage at
times when their network is otherwise
vulnerable to congestion due to the
pending emergency event. Finally, we
agree with BRETSA and Douglas County
Emergency Management that more
granular alerting will encourage
emergency managers to become
authorized as WEA alert originators.
Simply put, Participating CMS
Providers’ support for polygon-level
geo-targeting is an important step
towards ensuring that everyone affected
by an emergency has access to the
emergency information provided by
WEA, and contributes to the public
perception that ‘‘if you receive a WEA,
take action, because it applies to you.’’
72. Our decision to require support
for Participating CMS Providers’ best
approximation of the target area is an
important step towards ensuring that
WEA Alert Messages can be sent to only
those individuals for whom they are
relevant. The record shows that overalerting leads to alert fatigue, residents
that ignore the Alert Messages, and
public safety officials who refrain from
using WEA in emergencies. The record
also demonstrates consensus among
emergency managers and Participating
CMS Providers that we should clear a
path forward for even more accurate
geo-targeting, and that we should make
progress towards the achievement of
this goal by adopting an appropriate
regulatory framework, and by
continuing to collaborate with WEA
stakeholders to establish standards and
best practices, and to better understand
technical issues. Recognizing that
standards development and network
modifications may be necessary to
further improve geo-targeting, in the
Further Notice we seek comment on any
issues that remain to be addressed and
on an appropriate timeframe for
compliance.
73. Finally, we take action to ensure
that emergency alert originators better
understand the manner in which their
messages will be geo-targeted. In the
WEA NPRM we sought comment on
whether to require Participating CMS
Providers to report data to alert
originators about their provision of
WEA along key performance metrics,
including the accuracy of geo-targeting.
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In response, emergency managers
observe that information about geotargeting, in particular, would be
helpful to inform their emergency
response planning efforts by improving
transparency and understanding of
IPAWS/WEA among emergency
managers authorized to use WEA.
Commenters also indicate that this
transparency, in turn, could increase
WEA adoption by non-participating
emergency managers. In light of the
demonstrated benefits of improving
emergency managers’ understanding of
the geographic area to which their WEA
Alert Messages will be targeted, we
require that, upon request from an
emergency management agency, a
Participating CMS Provider will
disclose information regarding their
capabilities for geo-targeting Alert
Messages (e.g., whether they are using
network-based technology to ‘‘best
approximate’’ the target area, or whether
they are using device-based geofencing). A Participating CMS Provider
is only required to disclose this
information to an emergency
management agency insofar as it would
pertain to Alert Messages initiated by
that emergency management agency,
and only so long as the emergency
management agency offers
confidentiality protection at least equal
to that provided by the federal FOIA.
3. Presenting Alert Messages Concurrent
With Other Device Activity
74. We amend Section 10.510 to
require WEA-capable mobile devices to
present WEA Alert Messages as soon as
they are received. We expect that
devices engaged in active voice or data
sessions on 4G–LTE networks will
receive and prominently present WEA
Alert Messages as soon as they are
available, whereas WEA-capable mobile
devices engaged in active voice or data
sessions on legacy networks will not be
able to receive available Alert Messages
until the active voice or data session
concludes. This approach is consistent
with the ATIS/TIA Mobile Device
Behavior Specification’s treatment of
Alert Message prioritization.
75. We also allow Participating CMS
Providers to provide their subscribers
with the option to specify how the
vibration cadence and attention signal
should be presented when a WEA Alert
Message is received during an active
voice or data session in a manner that
does not ‘‘preempt’’ it. Pursuant to the
ATIS/TIA Mobile Device Behavior
Specification, a ‘‘momentary
interruption of a voice call or active data
session, such as a brief visual, audible
and/or vibration indication that a CMAS
message has been received, is not
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considered preemption so long as the
voice call/data session is not terminated
and facilities to support that voice call
or data session are not seized or
released.’’ We note that, according to
ATIS, WEA-capable mobile devices
currently take a variety of approaches to
the use of the vibration cadence and
audio attention signal to make the user
aware of the receipt of an Alert Message
while he/she is engaged in other device
activity, but, according to AT&T, it ‘‘is
possible to display the WEA alert in
LTE VoLTE with the alert tone
suppressed’’ during active voice
sessions. We encourage Participating
CMS Providers to leverage this
capability by providing their customers
with the option to change the manner in
which the common attention signal and
vibration cadence are used during active
voice and data sessions.
76. This approach reflects the critical
importance of a WEA Alert Message to
its recipient, while also respecting that
the Alert Message recipient may be
using their mobile device to engage in
a protective action that should not be
interrupted, such as placing a call to
911, at the time the Alert Message is
received. This approach is consistent
with mobile device manufacturers’
perspective that giving full priority to
WEA Alert Messages during active voice
calls ‘‘would be distracting to the user,’’
and that the WEA Alert Message should
not disrupt the voice telephony
capability of the device. It is also
consistent with emergency managers’
perspective that the readily recognizable
common attention signal and vibration
cadence should be presented to the
public as quickly as technically
possible, particularly during emergency
situations where every second is
critical. Conversely, we agree with
commenters that a ‘‘priority access’’
requirement that would require ongoing
voice and data sessions to be terminated
by the receipt of a WEA Alert Message
would not be in the public interest
because it could result in the
termination of other critical emergency
communications.
jstallworth on DSK7TPTVN1PROD with RULES
C. Testing and Outreach
1. Supporting State/Local WEA Testing
and Proficiency Training Exercises
77. We require Participating CMS
Providers to support State/Local WEA
Tests, as proposed in the WEA NPRM.
Specifically, we adopt a new Section
10.350(c) to require Participating CMS
Providers to support the receipt of State/
Local WEA Tests from the Federal Alert
Gateway Administrator, and to
distribute such tests to the desired test
area in a manner consistent with the
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Commission’s Alert Message
requirements. We reason that requiring
State/Local WEA Tests to be received
and delivered in accordance with our
Alert Message requirements will ensure
that emergency managers have the
opportunity to test in an environment
that mirrors actual alert conditions and
evaluate, for example, the accuracy with
which various Participating CMS
Providers geo-target Alert Messages in
their community. Unlike other Alert
Messages, however, consumers will not
receive State/Local WEA Tests by
default. Participating CMS Providers
should provide their subscribers with
the option to receive State/Local WEA
Tests, and subscribers would have to
affirmatively select this option in order
to receive these test messages.
According to CTIA, ‘‘[t]his way,
unwanted test messages will not disturb
wireless consumers who could become
confused or annoyed by test messages
and opt out of WEA entirely.’’ We also
agree with Sprint that making State/
Local WEA Tests available on an opt-in
basis minimizes any risk of call center
congestion. Another respect in which a
State/Local WEA Test will differ from
an actual Alert Message is that we
require State/Local WEA Tests to
include conspicuous language sufficient
to make clear to the public that the
message is, in fact, only a test. This will
minimize any chance that such test
messages might be misconstrued as
actual Alert Messages.
78. The 24-hour delivery window that
currently applies to RMTs under
Section 10.350(a)(2) will not apply to
State/Local WEA Tests. Rather, we
require that Participating CMS Providers
transmit State/Local WEA Tests
immediately upon receipt. We agree
with commenters that allowing
Participating CMS Providers to delay
delivery of State/Local WEA Tests
would make it impossible for emergency
managers to evaluate message delivery
latency, and might result in individuals
who do opt in to receive State/Local
WEA Tests receiving them in the middle
of the night, which is unlikely to
promote participation. A Participating
CMS Provider may not forgo or delay
delivery of a State/Local WEA Test,
except when the test is preempted by
actual Alert Message traffic, or if an
unforeseen condition in the
Participating CMS Provider
infrastructure precludes distribution of
the State/Local WEA Test. If a
Participating CMS Provider Gateway
forgoes or delays a State/Local WEA
Test for one of these reasons, it shall
send a response code to the Federal
Alert Gateway indicating the reason
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75723
consistent with how we currently
require Participating CMS Providers to
handle forgone RMTs. We anticipate
that allowing Participating CMS
Providers to forgo transmittal of a State/
Local WEA Test if it is preempted by
actual alert traffic or if unforeseen
conditions arise will ensure that State/
Local WEA Tests do not ‘‘overwhelm
wireless provides’ limited resources, ’’
as stated by CTIA. We defer to
emergency managers to determine how
frequently testing is appropriate, given
this constraint.
79. We encourage emergency
management agencies to engage in
proficiency training exercises using this
State/Local WEA Testing framework
where appropriate. We agree with
commenters that proficiency training
exercises are a helpful and meaningful
way for emergency managers to engage
with alert and warning issues.
Moreover, we agree with San Joaquin
County OES that ‘‘proficiency training is
an essential element of verifying
competency’’ in the alert origination
skill set necessary to issue effective
WEA Alert Messages. We observe that
our rules allow such proficiency
training exercises now. We agree with
APCO that alert origination software can
be used to support internal proficiency
training exercises where emergency
managers wish to iterate alert
origination best practices in a closed
environment, and that the State/Local
WEA Testing framework described
above is sufficient to support cases
where emergency management agencies
find it appropriate to involve the public
in their WEA exercises. We hope that
proficiency training exercises will
provide emergency management
agencies with a method of generating
their own WEA alert origination best
practices, particularly with respect to
the kinds of enhanced Alert Messages
enabled by this proceeding (i.e., Alert
Messages up to 360 characters in length
that may include embedded references,
may be issued in Spanish, and may be
intended to supplement an alreadyissued Alert Message).
80. We find that requiring
Participating CMS Providers to support
this State/Local WEA Testing
framework is technically feasible,
requiring only updates to software and
standards in order to allow users the
option to opt in to receive such tests,
and that it will result in significant
public safety benefits. Specifically, we
agree with Clarion County OES and the
Lexington Division of Emergency
Management that while occasional
system failures are probable, a solid
testing and training platform such as
this can ensure that failures can be
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Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations
corrected during a period where no real
emergency exists. We also agree with
Calcasieu Parish Police Jury Office of
Homeland Security and Emergency
Preparedness that regular readiness
testing and proficiency training are
critical to maintaining WEA alert
origination competency because ‘‘[i]f
you don’t use it you lose it.’’ According
to FEMA, requiring Participating CMS
Providers to support State/Local WEA
Testing will improve WEA by providing
confidence to the public that their
handsets are capable of receiving an
Alert Message from local emergency
management agencies, and by rendering
WEA suitable for use in coordinated
public warning exercises, such as those
required by the Nuclear Regulatory
Commission for local emergency
preparedness programs. Further, we
agree with Harris County Office of
Homeland Security and Emergency
Management that State/Local WEA
Tests, in conjunction with targeted
outreach efforts, may be useful to
emergency managers as a tool to
improve their competency at initiating
Alert Messages in languages other than
English. Importantly, emergency
managers may also use State/Local WEA
Tests to voluntarily collect and share
information about geo-targeting, alert
delivery latency, and other vital
performance metrics. We encourage
emergency managers and related entities
to engage in extensive outreach to their
respective communities in order to
socialize the benefits of public
participation in State/Local WEA Tests,
and otherwise to raise public awareness
about the benefits of receiving WEA
messages, including through the use of
PSAs.
jstallworth on DSK7TPTVN1PROD with RULES
2. Testing the NCE Public Television CInterface Back-up
81. We agree with the public
broadcasting and NCE commenters that
in order to be fully effective and
reflective of WEA system needs, a test
of the public television broadcast-based
backup to the C-interface should be
implemented as an end-to-end test from
the IPAWS to the CMS Provider
Gateways. Accordingly, we amend our
rules to make it clear that periodic C
interface testing must include the
testing of its public television broadcastbased backup. Pursuant to this
framework, FEMA would initiate a test
of the broadcast-based C-interface
backup by sending a test message
through that infrastructure to the CMS
Provider Alert Gateway, which would
respond by returning an
acknowledgement of receipt of the test
message to the FEMA Gateway. This
approach ensures reliable continuity
between FEMA and Participating CMS
Providers, even during a disaster in
which internet connectivity may be lost.
We defer to FEMA as the IPAWS and
Federal Alert Gateway administrator to
determine the periodicity of these tests
in conversation with Participating CMS
Providers.
82. By requiring CMS Providers to
participate in periodic testing of the
broadcast-based backup to the Cinterface, ‘‘we develop and implement
the appropriate safeguards to ensure
delivery of critical infrastructure
services,’’ as recommended by the
CSRIC v. WEA Security Report. PBS,
APTS, and CPB agree that this approach
to testing the C-interface backup
presents NCE public broadcasting
entities with no additional cost burdens.
We agree with PBS, APTS, and CPB that
this rule will require no ‘‘material
intervention’’ by such stations because
their receipt and retransmission of test
messages will be entirely automated,
and will use equipment already
installed at their facilities. Accordingly,
we anticipate that stations in
compliance with our rules today will
have to take no additional steps in order
to comply with this new testing
requirement.
3. Facilitating WEA PSAs
83. We amend Sections 11.45 and
10.520 to allow federal, state and local,
tribal and territorial entities, as well as
non-governmental organizations (NGOs)
in coordination with such entities, to
use the attention signal common to EAS
and WEA to raise public awareness
about WEA. WEA PSAs that use the
WEA attention signal must make clear
that it is being used in the context of the
PSA, ‘‘and for the purpose of educating
the viewing or listening public about the
functions of their WEA-capable mobile
devices and the WEA program,’’
including by explicitly stating that the
WEA attention signal is being used in
the context of a PSA for the purpose of
educating the public about WEA.
84. We agree with commenters that
facilitating federal, state, local, tribal
and territorial governments’ issuance of
WEA PSAs, as proposed, is in the public
interest, and that the utility of WEA
PSAs will only be augmented by
allowing NGOs to produce them in
coordination with governmental entities
by promoting effective community
partnership. Specifically, WEA PSAs
can be effective tools to raise public
awareness about, and promote positive
perceptions of WEA, which may reduce
consumer opt-out and reduce milling.
We note the PSA campaign of
Minnesota Emergency, Community
Health and Outreach (ECHO), a program
and service of Twin Cities Public
Television, as an example of how
governmental entities can partner with
NGOs to raise community awareness
about the significance of the common
alerting attention signal for EAS and
WEA. We also note that WEA PSAs
have become a critical part of FEMA’s
Ready campaign that has ‘‘shown that it
can enhance the public’s understanding
of how the WEA functions and increase
the public’s benefits from the WEA and
thereby benefit public safety generally.’’
We agree with commenters that the
issuance of WEA PSAs is particularly
appropriate in the context of the rules
we adopt today. For example, with
respect to increasing the maximum
WEA character limit, FEMA notes that
it will ‘‘need to . . . conduct additional
public information efforts to inform
people of the new format of Alert
Messages they may receive on their
cellular phones.’’ Additionally, we
anticipate that PSAs will be an effective
method to acclimate the public to the
fact that they may receive supplemental
instructions about how to respond to an
emergency through the newly adopted
WEA Public Safety Message
classification. Indeed, we commit to
work with WEA stakeholders to develop
community outreach plans and raise
public awareness about each of the
WEA enhancements made possible by
this Report and Order. Moreover, we
agree with Professor Denis Mileti,
Professor Emeritus, University of
Colorado, that WEA PSAs can reduce
milling by ‘‘build[ing] the reputation of
the WEA system with the American
public,’’ making it a more credible and
authoritative single resource for
emergency information.
D. Compliance Timeframes
Rule amendment
Compliance timeframe
Increasing Maximum WEA Character Length.
Classifying Public Safety Messages
Within 30 months of the rule’s publication in the Federal Register ....
47 CFR 10.430.
Within 30 months of the rules’ publication in the Federal Register ....
47 CFR 10.280(a), 47 CFR
10.400(d), 47 CFR 10.410.
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Rule(s) affected
01NOR1
Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations
Rule amendment
Compliance timeframe
Supporting Embedded References
and Multimedia.
The removal of our prohibition on the use of embedded references is
effective 30 days from the rules’ publication in the Federal Register Our requirement to support embedded references is effective
one year from the rules’ publication in the Federal Register.
Within 2 years of the rule’s publication in the Federal Register .........
Within 60 days of publication in the Federal Register of a notice announcing the approval by the Office of Management and Budget of
the modified information collection requirements.
Within 60 days of the rule’s publication in the Federal Register .........
Within 30 months of the rule’s publication in the Federal Register ....
Within 30 months of the rule’s publication in the Federal Register ....
Within 30 days of the rule’s publication in the Federal Register .........
Within 30 days of the rule’s publication in the Federal Register .........
Spanish-language Alerting ..............
Alert Logging ...................................
WEA Geo-targeting .........................
WEA Presentation ...........................
State/Local WEA Testing ................
C-interface Backup Testing .............
WEA PSAs ......................................
jstallworth on DSK7TPTVN1PROD with RULES
85. Therefore, nationwide
Participating CMS Providers’
subscribers should have greater
confidence that WEA Alert Messages
they receive are intended for them as of
February, 2017. Participating CMS
Providers’ subscribers should expect to
be able to receive Alert Messages in
Spanish by 2019. Then, by June 2019,
they should expect to see 360-character
maximum alerts on 4G LTE and future
networks, Public Safety Messages, Alert
Messages that contain embedded
references, and State/Local WEA Tests
presented as soon as they are received.
While we expect that updates to our
WEA PSA, C-interface backup testing,
and alert logging rules will produce
significant public safety benefits, as
described below, we do not anticipate
that consumers will immediately notice
a change in service due to these
updates.
II. Ordering Clauses
86. Accordingly, it is ordered,
pursuant to sections 1, 2, 4(i), 4(o), 301,
303(r), 303(v), 307, 309, 335, 403,
624(g), 706, and 715 of the
Communications Act of 1934, as
amended, 47 U.S.C. 151, 152, 154(i),
154(o), 301, 301(r), 303(v), 307, 309,
335, 403, 544(g), 606, and 615, as well
as by sections 602(a), (b), (c), (f), 603,
604 and 606 of the WARN Act, 47
U.S.C. 1202(a), (b), (c), (f), 1203, 1204
and 1206, that the WEA Report and
Order and Further Notice of Proposed
Rulemaking in PS Docket Nos. 15–91
and 15–94 is hereby adopted.
87. It is further ordered that the
Commission’s rules are hereby amended
as set forth in Appendix A.
88. It is further ordered that the rules
adopted herein will become effective as
described herein,1 including those rules
and requirements which contain new or
modified information collection
requirements that require approval by
the Office of Management and Budget
1 See supra Section III.D (Compliance
Timeframes.)
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Rule(s) affected
47 CFR 10.440, 47 CFR 10.441.
47 CFR 10.480.
47 CFR 10.320(g).
47
47
47
47
47
CFR
CFR
CFR
CFR
CFR
10.450.
10.510.
10.350(c).
10.350(b).
10.520(d).
(OMB) under the Paperwork Reduction
Act that will become effective after
publication in the Federal Register of a
notice announcing such approval and
the relevant effective date.2
89. Governmental Affairs Bureau,
Reference Information Center, shall
send a copy of the WEA Report and
Order and Further Notice of Proposed
Rulemaking, including the Final and
Initial Regulatory Flexibility Analysis,
to the Chief Counsel for Advocacy of the
Small Business Administration.
The rules in this part are issued
pursuant to the authority contained in
the Warning, Alert, and Response
Network Act, Title VI of the Security
and Accountability for Every Port Act of
2006, Public Law 109–347, Titles I
through III of the Communications Act
of 1934, as amended, and Executive
Order 13407 of June 26, 2006, Public
Alert and Warning System, 71 FR 36975
(June 28, 2006).
Authority: 47 U.S.C. 151, 154(i) and (o),
201, 303(r), 403, and 606; sections 602(a), (b),
(c), (f), 603, 604 and 606 of Pub. L. 109–347,
120 Stat. 1884.
List of Subjects
*
47 CFR Part 10
Communications common carriers,
Emergency alerting.
47 CFR Part 11
Radio, Television, Emergency
alerting.
Federal Communications Commission.
Gloria J. Miles,
Federal Register Liaison Officer, Office of the
Secretary.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR parts 10
and 11 to read as follows:
PART 10—WIRELESS EMERGENCY
ALERTS
1. The authority citation for part 10
continues to read as follows:
■
2 Public Law 104–13, 109 Stat. 163 (May 22,
1995), codified at 44 U.S.C. 3501 et seq.
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2. Effective May 1, 2019, § 10.280 is
amended by revising paragraph (a) to
read as follows:
■
§ 10.280 Subscribers’ right to opt out of
WEA notifications.
(a) CMS providers may provide their
subscribers with the option to opt out of
the ‘‘Child Abduction Emergency/
AMBER Alert,’’ ‘‘Imminent Threat
Alert’’ and ‘‘Public Safety Message’’
classes of Alert Messages.
*
*
*
*
*
■ 3. Effective on the date to be
announced by the Commission in a
document published in the Federal
Register, § 10.320 is amended by adding
paragraph (g) to read as follows:
§ 10.320 Provider alert gateway
requirements.
*
*
*
*
(g) Alert logging. The CMS provider
gateway must perform the following
functions:
(1) Logging requirements. Log the
CMAC attributes of all Alert Messages
received at the CMS Provider Alert
Gateway, including time stamps that
verify when the message is received,
and when it is retransmitted or rejected
by the Participating CMS Provider Alert
Gateway. If an Alert Message is rejected,
a Participating CMS Provider is required
to log the specific error code generated
by the rejection.
(2) Maintenance of logs. Participating
CMS Providers are required to maintain
a log of all active and cancelled Alert
Messages for at least 12 months after
receipt of such alert or cancellation.
(3) Availability of logs. Participating
CMS Providers are required to make
their alert logs available to the
Commission and FEMA upon request.
Participating CMS Providers are also
required to make alert logs available to
emergency management agencies that
offer confidentiality protection at least
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equal to that provided by the federal
Freedom of Information Act (FOIA)
upon request, but only insofar as those
logs pertain to Alert Messages initiated
by that emergency management agency.
■ 4. Effective December 1, 2016,
§ 10.350 is amended by revising the
section heading, introductory text, and
paragraph (b) to read as follows:
(4) Participating CMS Providers shall
provide their subscribers with the
option to opt in to receive State/Local
WEA Tests.
■ 6. Effective May 1, 2019, § 10.400 is
amended by revising the introductory
text and adding paragraph (d) to read as
follows:
§ 10.350 WEA testing and proficiency
training requirements.
A Participating CMS Provider is
required to receive and transmit four
classes of Alert Messages: Presidential
Alert; Imminent Threat Alert; Child
Abduction Emergency/AMBER Alert;
and Public Safety Message.
*
*
*
*
*
(d) Public Safety Message. A Public
Safety Message is an essential public
safety advisory that prescribes one or
more actions likely to save lives and/or
safeguard property during an
emergency. A Public Safety Message
may only be issued in connection with
an Alert Message classified in
paragraphs (a), (b) or (c) of this section.
■ 7. Effective May 1, 2019, § 10.410 is
revised to read as follows:
This section specifies the testing that
is required of Participating CMS
Providers.
*
*
*
*
*
(b) Periodic C interface testing. In
addition to the required monthly tests,
a Participating CMS Provider must
participate in periodic testing of the
interfaces between the Federal Alert
Gateway and its CMS Provider Gateway,
including the public television
broadcast-based backup to the Cinterface. This periodic interface testing
is not intended to test the CMS
Provider’s infrastructure nor the mobile
devices but rather is required to ensure
the availability/viability of both gateway
functions. Each CMS Provider Gateway
shall send an acknowledgement to the
Federal Alert Gateway upon receipt of
such interface test messages. Real event
codes or Alert Messages shall not be
used for this periodic interface testing.
*
*
*
*
*
■ 5. Effective May 1, 2019, § 10.350 is
amended by adding paragraph (c) to
read as follows:
§ 10.350 WEA testing and proficiency
training requirements.
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*
*
*
*
*
(c) State/Local WEA Testing. A
Participating CMS Provider must
support State/Local WEA Tests in a
manner that complies with the Alert
Message Requirements specified in
Subpart D.
(1) A Participating CMS Provider’s
Gateway shall support the ability to
receive a State/Local WEA Test message
initiated by the Federal Alert Gateway
Administrator.
(2) A Participating CMS Provider shall
immediately transmit a State/Local
WEA Test to the geographic area
specified by the alert originator.
(3) A Participating CMS Provider may
forego a State/Local WEA Test if the
State/Local WEA Test is pre-empted by
actual alert traffic or if an unforeseen
condition in the CMS Provider
infrastructure precludes distribution of
the State/Local WEA Test. If a
Participating CMS Provider Gateway
forgoes a State/Local WEA Test, it shall
send a response code to the Federal
Alert Gateway indicating the reason.
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§ 10.400
§ 10.410
Classification.
Prioritization.
A Participating CMS Provider is
required to transmit Presidential Alerts
upon receipt. Presidential Alerts
preempt all other Alert Messages. A
Participating CMS Provider is required
to transmit Imminent Threat Alerts,
AMBER Alerts and Public Safety
Messages on a first in-first out (FIFO)
basis.
■ 8. Effective May 1, 2019, § 10.430 is
revised to read as follows:
§ 10.430
Character limit.
A Participating CMS Provider must
support transmission of an Alert
Message that contains a maximum of
360 characters of alphanumeric text. If,
however, some or all of a Participating
CMS Provider’s network infrastructure
is technically incapable of supporting
the transmission of a 360-character
maximum Alert Message, then that
Participating CMS Provider must
support transmission of an Alert
Message that contains a maximum of 90
characters of alphanumeric text on and
only on those elements of its network
incapable of supporting a 360 character
Alert Message.
§ 10.440
[Removed].
9. Effective December 1, 2016, remove
§ 10.440.
■ 10. Effective November 1, 2017,
§ 10.441 is added to read as follows:
■
§ 10.441
Embedded references.
Participating CMS Providers are
required to support Alert Messages that
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Frm 00056
Fmt 4700
Sfmt 4700
include an embedded Uniform Resource
Locator (URL), which is a reference (an
address) to a resource on the Internet, or
an embedded telephone number.
■ 11. Effective January 3, 2017, § 10.450
is revised to read as follows:
§ 10.450
Geographic targeting.
This section establishes minimum
requirements for the geographic
targeting of Alert Messages.
(a) A Participating CMS Provider will
determine which of its network
facilities, elements, and locations will
be used to geographically target Alert
Messages. A Participating CMS Provider
must transmit any Alert Message that is
specified by a geocode, circle, or
polygon to an area that best
approximates the specified geocode,
circle, or polygon. If, however, the
Participating CMS Provider cannot
broadcast the Alert Message to an area
that best approximates the specified
geocode, circle, or polygon, a
Participating CMS Provider may
transmit an Alert Message to an area not
larger than the propagation area of a
single transmission site.
(b) Upon request from an emergency
management agency, a Participating
CMS Provider will disclose information
regarding their capabilities for geotargeting Alert Messages. A Participating
CMS Provider is only required to
disclose this information to an
emergency management agency insofar
as it would pertain to Alert Messages
initiated by that emergency management
agency, and only so long as the
emergency management agency offers
confidentiality protection at least equal
to that provided by the federal FOIA.
■ 12. Effective November 1, 2018,
§ 10.480 is added to subpart D to read
as follows:
§ 10.480
Language support.
Participating CMS Providers are
required to transmit WEA Alert
Messages that are issued in the Spanish
language or that contain Spanishlanguage characters.
■ 13. Effective May 1, 2019, § 10.510 is
revised to read as follows:
§ 10.510
Call preemption prohibition.
Devices marketed for public use
under part 10 must present an Alert
Message as soon as they receive it, but
may not enable an Alert Message to
preempt an active voice or data session.
If a mobile device receives a WEA Alert
Message during an active voice or data
session, the user may be given the
option to control how the Alert Message
is presented on the mobile device with
respect to the use of the common
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Federal Register / Vol. 81, No. 211 / Tuesday, November 1, 2016 / Rules and Regulations
vibration cadence and audio attention
signal.
14. Effective December 1, 2016,
§ 10.520 is amended by revising
paragraph (d) to read as follows:
■
§ 10.520
Federal Motor Carrier Safety
Administration
49 CFR Part 395
Common audio attention signal.
*
*
*
*
*
(d) No person may transmit or cause
to transmit the WEA common audio
attention signal, or a recording or
simulation thereof, in any circumstance
other than in an actual National, State
or Local Area emergency or authorized
test, except as designed and used for
Public Service Announcements (PSAs)
by federal, state, local, tribal and
territorial entities, and nongovernmental organizations in
coordination with those entities, to raise
public awareness about emergency
alerting, provided that the entity
presents the PSA in a non-misleading
manner, including by explicitly stating
that the emergency alerting attention
signal is being used in the context of a
PSA for the purpose of educating the
viewing or listening public about
emergency alerting.
*
*
*
*
*
PART 11—EMERGENCY ALERT
SYSTEM
15. The authority citation for part 11
continues to read as follows:
■
Authority: 47 U.S.C. 151, 154 (i) and (o),
303(r), 544(g) and 606.
16. Effective December 1, 2016,
§ 11.45 is revised to read as follows:
■
§ 11.45 Prohibition of false or deceptive
EAS transmissions.
No person may transmit or cause to
transmit the EAS codes or Attention
Signal, or a recording or simulation
thereof, in any circumstance other than
in an actual National, State or Local
Area emergency or authorized test of the
EAS, or as specified in § 10.520(d) of
this chapter.
[FR Doc. 2016–26120 Filed 10–31–16; 8:45 am]
DEPARTMENT OF TRANSPORTATION
[Docket No. FMCSA–2016–0096]
Hours of Service of Drivers:
Specialized Carriers & Rigging
Association (SC&RA); Application for
Exemption; Final Disposition
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of final disposition;
partial grant and partial denial of
application for exemption.
AGENCY:
FMCSA announces its
decision to grant the Specialized
Carriers & Rigging Association (SC&RA)
an exemption from the 30-minute rest
break rule of the Agency’s hours-ofservice (HOS) regulations for certain
commercial motor vehicle (CMV)
drivers. The Agency denies SC&RA’s
further request for exemption from the
14-hour driving window of the HOS
rules. All qualifying motor carriers and
drivers operating mobile cranes with a
rated lifting capacity of greater than 30
tons are exempt from the 30-minute
break provision. FMCSA has analyzed
the exemption application and public
comments and has determined that the
exemption, subject to the terms and
conditions imposed, will achieve a level
of safety that is equivalent to, or greater
than, the level that would be achieved
absent such exemption.
DATES: The exemption is effective
November 1, 2016 and expires on
November 1, 2018.
FOR FURTHER INFORMATION CONTACT: For
information concerning this notice,
contact Mr. Thomas Yager, Chief,
FMCSA Driver and Carrier Operations
Division; Office of Carrier, Driver and
Vehicle Safety Standards; Telephone:
614–942–6477. Email: MCPSD@dot.gov.
If you have questions on viewing or
submitting material to the docket,
contact Docket Services, telephone (202)
366–9826.
SUPPLEMENTARY INFORMATION:
SUMMARY:
BILLING CODE 6712–01–P
jstallworth on DSK7TPTVN1PROD with RULES
Background
FMCSA has authority under 49 U.S.C.
31136(e) and 31315 to grant exemptions
from certain Federal Motor Carrier
Safety Regulations (FMCSRs). FMCSA
must publish a notice of each exemption
request in the Federal Register (49 CFR
381.315(a)). The Agency must provide
the public an opportunity to inspect the
information relevant to the application,
including any safety analyses that have
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15:21 Oct 31, 2016
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75727
been conducted. The Agency must also
provide an opportunity for public
comment on the request.
The Agency reviews safety analyses
and public comments submitted, and
determines whether granting the
exemption would likely achieve a level
of safety equivalent to, or greater than,
the level that would be achieved by the
current regulation (49 CFR 381.305).
The decision of the Agency must be
published in the Federal Register (49
CFR 381.315(b)) with the reasons for
denying or granting the application and,
if granted, the name of the person or
class of persons receiving the
exemption, and the regulatory provision
from which the exemption is granted.
The notice must also specify the
effective period and explain the terms
and conditions of the exemption. The
exemption may be renewed (49 CFR
381.300(b)).
Request for Exemption
On December 27, 2011 (76 FR 81133),
FMCSA published a final rule amending
its HOS regulations for drivers of
property-carrying CMVs. The rule
requires most drivers to take a rest break
during the workday. Generally, if 8
hours have passed since the end of the
driver’s last off-duty or sleeper-berth
period of at least 30 minutes, the driver
may not operate a CMV until he or she
takes at least 30 minutes off duty (49
CFR 395.3(a)(3)(ii)). FMCSA did not
specify when drivers must take the 30minute break. The HOS rules also limit
drivers of property-carrying CMVs to a
14-hour driving window each duty day
(49 CFR 395.3(a)(2)). The window
begins when the driver comes on duty
following at least 10 consecutive hours
off duty. After the 14th consecutive
hour from that point, the driver cannot
operate a CMV until he or she obtains
at least 10 consecutive hours off duty.
The requirements of the HOS rules
apply to drivers of CMVs and to their
motor carrier employers who direct the
drivers to operate the CMVs.
On June 18, 2015, FMCSA granted
SC&RA an exemption from the 30minute rest-break requirement for
qualifying drivers operating certain
large and heavy vehicles that require an
oversize/overweight (OS/OW) permit
issued by State or local government (80
FR 34957). The Agency granted this
exemption for the maximum period of 2
years permitted by the FMCSRs at that
time. On December 4, 2015, the
President signed the ‘‘Fixing America’s
Surface Transportation Act’’ (FAST
Act)(Pub. L. 114–94). Section 5206(a)(3)
of the FAST Act amended 49 U.S.C.
31315(b) to give FMCSA the authority to
grant exemptions for up to 5 years. In
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Agencies
[Federal Register Volume 81, Number 211 (Tuesday, November 1, 2016)]
[Rules and Regulations]
[Pages 75710-75727]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-26120]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 10 and 11
[PS Docket No. 15-91; PS Docket No. 15-94; FCC 16-127]
Wireless Emergency Alerts; Amendments to Rules Regarding the
Emergency Alert System
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission) adopts revisions to Wireless Emergency Alert (WEA) rules
to take advantage of the significant technological changes and
improvements experienced by the mobile wireless industry since the
passage of the Warning, Alert and Response Network (WARN) Act, and
deployment of Wireless Emergency Alerts (WEA) to improve utility of WEA
as a life-saving tool. By this action, the Commission adopts rules that
will improve Alert Message content in order to help communities
communicate clearly and effectively about imminent threats and local
crises. It also adopts rules to meet alert originators' needs for the
delivery of the Alert Messages they transmit and creates a framework
that will allow emergency managers to test, exercise, and raise public
awareness about WEA. Through this action, the Commission hopes to
empower state and local alert originators to participate more fully in
WEA, and to enhance the utility of WEA as an alerting tool.
DATES: Amendments and revisions to Sec. Sec. 10.280, 10.400, 10.410,
10.430,
[[Page 75711]]
10.510, and the addition of Sec. 10.350(c) are effective May 1, 2019.
The addition of Sec. 10.480 is effective November 1, 2018. The
addition of Sec. 10.441 is effective November 1, 2017. Amendments to
Sec. 10.450 are effective January 3, 2017. Removal of Sec. 10.440,
and amendments to Sec. 10.350 (section heading and introductory text),
Sec. 10.350(b), Sec. 10.520(d), and Sec. 11.45 are effective
December 1, 2016. Section 10.320(g) contains information collection
requirements that have not been approved by the Office of Management
and Budget (OMB). The Commission will publish a document in the Federal
Register announcing an effective date.
FOR FURTHER INFORMATION CONTACT: James Wiley, Attorney Advisor, Public
Safety and Homeland Security Bureau, at (202) 418-1678, or by email at
James.Wiley@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order in PS Docket No. 15-91, No. 15-94, FCC 16-127, released on
September 29, 2016. The document is available for download at https://transition.fcc.gov/Daily_Releases/Daily_Business/2016/db0929/FCC-16-127A1.pdf. The complete text of this document is also available for
inspection and copying during normal business hours in the FCC
Reference Information Center, Portals II, 445 12th Street SW., Room CY-
A257, Washington, DC 20554. To request materials in accessible formats
for people with disabilities (Braille, large print, electronic files,
audio format), send an email to FCC504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202-418-0530 (voice), 202-418-0432
(TTY).
Final Paperwork Reduction Act of 1995 Analysis
This Report and Order adopts new or revised information collection
requirements subject to the Paperwork Reduction Act of 1995 (PRA),
Public Law 104-13 (44 U.S.C. 3501-3520). The requirements will be
submitted to the Office of Management and Budget (OMB) for review under
Section 3507 of the PRA. The Commission will publish a separate notice
in the Federal Register inviting comment on the new or revised
information collection requirements adopted in this document. In
addition, we note that pursuant to the Small Business Paperwork Relief
Act of 2002, Public Law 107-198, see 44 U.S.C. 3506(c)(4), we
previously sought specific comment on how the Commission might
``further reduce the information collection burden for small business
concerns with fewer than 25 employees.''
Final Regulatory Flexibility Analysis
1. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA) the Commission incorporated an Initial Regulatory
Flexibility Analysis (IRFA) of the possible significant economic impact
on a substantial number of small entities by the policies and rules
proposed in the WEA NPRM (80 FR 77289, Dec. 14, 2015). No comments were
filed addressing the IRFA regarding the issues raised in the WEA NPRM.
Because the Commission amends the rules in this WEA Report and Order,
the Commission has included this Final Regulatory Flexibility Analysis
(FRFA). This present FRFA conforms to the RFA
A. Need for, and Objectives of, the Rules
2. Today's WEA Report and Order adopts rules to empower alert
originators to participate more fully in WEA and to enhance the utility
of WEA as an alerting tool. In this WEA Report and Order, we adopt
rules that fall into three categories, message content, message
delivery, and testing and outreach.
3. Specifically, with respect to message content, we increase the
maximum Alert Message length from 90 to 360 characters for 4G-LTE and
future networks only. We classify Public Safety Messages as an Alert
Message eligible to be issued in connection with any other class of
Alert Message. We require Participating Commercial Mobile Service (CMS)
Providers to support embedded references, and allow Participating CMS
providers to include embedded references in all Alert Message types for
the purpose of an industry-led pilot of this functionality. We also
require Participating CMS Providers to support transmission of Spanish-
language Alert Messages.
4. With respect to message delivery, we require Participating CMS
Providers to narrow their geo-targeting of Alert Messages to an area
that best approximates the alert area specified by the alert
originator. We require that mobile devices process and display Alert
Messages concurrent with other device activity. We also require
Participating CMS Providers to log Alert Messages, to maintain those
logs for at least 12 months, and to make those logs available upon
request.
5. With respect to testing and outreach, we require support for
State/Local WEA Tests and encourage emergency managers to engage in
proficiency training exercises using alert origination software. We
require periodic testing of the broadcast-based backup to the C-
interface. Finally, we allow federal, state, local, tribal and
territorial entities, as well as non-governmental organizations (NGOs)
in coordination with such entities to issue Public Service
Announcements (PSAs) aimed at raising public awareness about WEA.
B. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
6. No commenter raised issues in response to the IRFA included in
the WEA NPRM. We conclude that these mandates provide Participating CMS
Providers with a sufficient measure of flexibility to account for
technical and cost-related concerns. In the event that small entities
face unique circumstances that restrict their ability to comply with
the Commission's rules, we can address them through the waiver process.
We have determined that implementing these improvements to WEA is
technically feasible and the cost of implementation is small.
C. Description and Estimate of the Number of Small Entities To Which
the Rules Will Apply
7. The RFA directs agencies to provide a description of, and where
feasible, an estimate of the number of small entities that may be
affected by the rules. The RFA generally defines the term ``small
entity'' as having the same meaning as the terms ``small business,''
``small organization,'' and ``small governmental jurisdiction.'' In
addition, the term ``small business'' has the same meaning as the term
``small-business concern'' under the Small Business Act. A small-
business concern'' is one which: (1) Is independently owned and
operated; (2) is not dominant in its field of operation; and (3)
satisfies any additional criteria established by the SBA.
8. Small Businesses, Small Organizations, and Small Governmental
Jurisdictions. Our action may, over time, affect small entities that
are not easily categorized at present. We therefore describe here, at
the outset, three comprehensive, statutory small entity size standards.
First, nationwide, there are a total of approximately 27.5 million
small businesses, according to the SBA. In addition, a ``small
organization'' is generally ``any not-for-profit enterprise which is
independently owned and operated and is not dominant in its field.''
Nationwide, as of 2007, there were approximately 1,621,315 small
organizations. Finally, the term ``small governmental jurisdiction'' is
defined generally as ``governments of cities,
[[Page 75712]]
towns, townships, villages, school districts, or special districts,
with a population of less than fifty thousand.'' Census Bureau data for
2011 indicate that there were 89,476 local governmental jurisdictions
in the United States. We estimate that, of this total, as many as 88,
506 entities may qualify as ``small governmental jurisdictions.'' Thus,
we estimate that most governmental jurisdictions are small.
9. Wireless Telecommunications Carriers (except satellite). This
industry comprises establishments engaged in operating and maintaining
switching and transmission facilities to provide communications via the
airwaves. Establishments in this industry have spectrum licenses and
provide services using that spectrum, such as cellular phone services,
paging services, wireless Internet access, and wireless video services.
The appropriate size standard under SBA rules for the category Wireless
Telecommunications Carriers (except satellite) is that a business is
small if it has 1,500 or fewer employees. Census data for 2012 show
that there were 967 firms that operated for the entire year. Of this
total, 955 firms had employment of fewer than 1000 employees. Thus
under this category and the associated small business size standard,
the Commission estimates that the majority of wireless
telecommunications carriers (except satellite) are small.
10. Broadband Personal Communications Service. The broadband
personal communications services (PCS) spectrum is divided into six
frequency blocks designated A through F, and the Commission has held
auctions for each block. The Commission initially defined a ``small
business'' for C- and F-Block licenses as an entity that has average
gross revenues of $40 million or less in the three previous calendar
years. For F-Block licenses, an additional small business size standard
for ``very small business'' was added and is defined as an entity that,
together with its affiliates, has average gross revenues of not more
than $15 million for the preceding three calendar years. These small
business size standards, in the context of broadband PCS auctions, have
been approved by the SBA. No small businesses within the SBA-approved
small business size standards bid successfully for licenses in Blocks A
and B. There were 90 winning bidders that claimed small business status
in the first two C-Block auctions. A total of 93 bidders that claimed
small business status won approximately 40 percent of the 1,479
licenses in the first auction for the D, E, and F Blocks. On April 15,
1999, the Commission completed the reauction of 347 C-, D-, E-, and F-
Block licenses in Auction No. 22. Of the 57 winning bidders in that
auction, 48 claimed small business status and won 277 licenses.
11. On January 26, 2001, the Commission completed the auction of
422 C and F Block Broadband PCS licenses in Auction No. 35. Of the 35
winning bidders in that auction, 29 claimed small business status.
Subsequent events concerning Auction 35, including judicial and agency
determinations, resulted in a total of 163 C and F Block licenses being
available for grant. On February 15, 2005, the Commission completed an
auction of 242 C-, D-, E-, and F-Block licenses in Auction No. 58. Of
the 24 winning bidders in that auction, 16 claimed small business
status and won 156 licenses. On May 21, 2007, the Commission completed
an auction of 33 licenses in the A, C, and F Blocks in Auction No. 71.
Of the 12 winning bidders in that auction, five claimed small business
status and won 18 licenses. On August 20, 2008, the Commission
completed the auction of 20 C-, D-, E-, and F-Block Broadband PCS
licenses in Auction No. 78. Of the eight winning bidders for Broadband
PCS licenses in that auction, six claimed small business status and won
14 licenses.
12. Narrowband Personal Communications Service. To date, two
auctions of narrowband personal communications services (PCS) licenses
have been conducted. For purposes of the two auctions that have already
been held, ``small businesses'' were entities with average gross
revenues for the prior three calendar years of $40 million or less.
Through these auctions, the Commission has awarded a total of 41
licenses, out of which 11 were obtained by small businesses. To ensure
meaningful participation of small business entities in future auctions,
the Commission has adopted a two-tiered small business size standard in
the Narrowband PCS Second Report and Order. A ``small business'' is an
entity that, together with affiliates and controlling interests, has
average gross revenues for the three preceding years of not more than
$40 million. A ``very small business'' is an entity that, together with
affiliates and controlling interests, has average gross revenues for
the three preceding years of not more than $15 million. The SBA has
approved these small business size standards.
13. Wireless Communications Services. This service can be used for
fixed, mobile, radiolocation, and digital audio broadcasting satellite
uses. The Commission defined ``small business'' for the wireless
communications services (WCS) auction as an entity with average gross
revenues of $40 million for each of the three preceding years, and a
``very small business'' as an entity with average gross revenues of $15
million for each of the three preceding years. The SBA has approved
these definitions.
14. 700 MHz Guard Band Licensees. In 2000, in the 700 MHz Guard
Band Order, the Commission adopted size standards for ``small
businesses'' and ``very small businesses'' for purposes of determining
their eligibility for special provisions such as bidding credits and
installment payments. A small business in this service is an entity
that, together with its affiliates and controlling principals, has
average gross revenues not exceeding $40 million for the preceding
three years. Additionally, a very small business is an entity that,
together with its affiliates and controlling principals, has average
gross revenues that are not more than $15 million for the preceding
three years. SBA approval of these definitions is not required. An
auction of 52 Major Economic Area licenses commenced on September 6,
2000, and closed on September 21, 2000. Of the 104 licenses auctioned,
96 licenses were sold to nine bidders. Five of these bidders were small
businesses that won a total of 26 licenses. A second auction of 700 MHz
Guard Band licenses commenced on February 13, 2001, and closed on
February 21, 2001. All eight of the licenses auctioned were sold to
three bidders. One of these bidders was a small business that won a
total of two licenses.
15. Lower 700 MHz Band Licenses. The Commission previously adopted
criteria for defining three groups of small businesses for purposes of
determining their eligibility for special provisions such as bidding
credits. The Commission defined a ``small business'' as an entity that,
together with its affiliates and controlling principals, has average
gross revenues not exceeding $40 million for the preceding three years.
A ``very small business'' is defined as an entity that, together with
its affiliates and controlling principals, has average gross revenues
that are not more than $15 million for the preceding three years.
Additionally, the lower 700 MHz Service had a third category of small
business status for Metropolitan/Rural Service Area (MSA/RSA)
licenses--``entrepreneur''--which is defined as an entity that,
together with its affiliates and controlling principals,
[[Page 75713]]
has average gross revenues that are not more than $3 million for the
preceding three years. The SBA approved these small size standards. An
auction of 740 licenses (one license in each of the 734 MSAs/RSAs and
one license in each of the six Economic Area Groupings (EAGs))
commenced on August 27, 2002, and closed on September 18, 2002. Of the
740 licenses available for auction, 484 licenses were won by 102
winning bidders. Seventy-two of the winning bidders claimed small
business, very small business or entrepreneur status and won a total of
329 licenses. A second auction commenced on May 28, 2003, closed on
June 13, 2003, and included 256 licenses: 5 EAG licenses and 476
Cellular Market Area licenses. Seventeen winning bidders claimed small
or very small business status and won 60 licenses, and nine winning
bidders claimed entrepreneur status and won 154 licenses. On July 26,
2005, the Commission completed an auction of 5 licenses in the Lower
700 MHz band (Auction No. 60). There were three winning bidders for
five licenses. All three winning bidders claimed small business status.
16. In 2007, the Commission reexamined its rules governing the 700
MHz band in the 700 MHz Second Report and Order. An auction of 700 MHz
licenses commenced January 24, 2008 and closed on March 18, 2008, which
included, 176 Economic Area licenses in the A Block, 734 Cellular
Market Area licenses in the B Block, and 176 EA licenses in the E
Block. Twenty winning bidders, claiming small business status (those
with attributable average annual gross revenues that exceed $15 million
and do not exceed $40 million for the preceding three years) won 49
licenses. Thirty three winning bidders claiming very small business
status (those with attributable average annual gross revenues that do
not exceed $15 million for the preceding three years) won 325 licenses.
17. Upper 700 MHz Band Licenses. In the 700 MHz Second Report and
Order, the Commission revised its rules regarding Upper 700 MHz
licenses. On January 24, 2008, the Commission commenced Auction 73 in
which several licenses in the Upper 700 MHz band were available for
licensing: 12 Regional Economic Area Grouping licenses in the C Block,
and one nationwide license in the D Block. The auction concluded on
March 18, 2008, with 3 winning bidders claiming very small business
status (those with attributable average annual gross revenues that do
not exceed $15 million for the preceding three years) and winning five
licenses.
18. Advanced Wireless Services. AWS Services (1710-1755 MHz and
2110-2155 MHz bands (AWS-1); 1915-1920 MHz, 1995-2000 MHz, 2020-2025
MHz and 2175-2180 MHz bands (AWS-2); 2155-2175 MHz band (AWS-3)). For
the AWS-1 bands, the Commission has defined a ``small business'' as an
entity with average annual gross revenues for the preceding three years
not exceeding $40 million, and a ``very small business'' as an entity
with average annual gross revenues for the preceding three years not
exceeding $15 million. For AWS-2 and AWS-3, although we do not know for
certain which entities are likely to apply for these frequencies, we
note that the AWS-1 bands are comparable to those used for cellular
service and personal communications service. The Commission has not yet
adopted size standards for the AWS-2 or AWS-3 bands but proposes to
treat both AWS-2 and AWS-3 similarly to broadband PCS service and AWS-1
service due to the comparable capital requirements and other factors,
such as issues involved in relocating incumbents and developing
markets, technologies, and services.
19. Broadband Radio Service and Educational Broadband Service.
Broadband Radio Service systems, previously referred to as Multipoint
Distribution Service (MDS) and Multichannel Multipoint Distribution
Service (MMDS) systems, and ``wireless cable,'' transmit video
programming to subscribers and provide two-way high speed data
operations using the microwave frequencies of the Broadband Radio
Service (BRS) and Educational Broadband Service (EBS) (previously
referred to as the Instructional Television Fixed Service (ITFS)). In
connection with the 1996 BRS auction, the Commission established a
small business size standard as an entity that had annual average gross
revenues of no more than $40 million in the previous three calendar
years. The BRS auctions resulted in 67 successful bidders obtaining
licensing opportunities for 493 Basic Trading Areas (BTAs). Of the 67
auction winners, 61 met the definition of a small business. BRS also
includes licensees of stations authorized prior to the auction. At this
time, we estimate that of the 61 small business BRS auction winners, 48
remain small business licensees. In addition to the 48 small businesses
that hold BTA authorizations, there are approximately 392 incumbent BRS
licensees that are considered small entities. After adding the number
of small business auction licensees to the number of incumbent
licensees not already counted, we find that there are currently
approximately 440 BRS licensees that are defined as small businesses
under either the SBA or the Commission's rules.
20. In 2009, the Commission conducted Auction 86, the sale of 78
licenses in the BRS areas. The Commission offered three levels of
bidding credits: (i) A bidder with attributed average annual gross
revenues that exceed $15 million and do not exceed $40 million for the
preceding three years (small business) received a 15 percent discount
on its winning bid; (ii) a bidder with attributed average annual gross
revenues that exceed $3 million and do not exceed $15 million for the
preceding three years (very small business) received a 25 percent
discount on its winning bid; and (iii) a bidder with attributed average
annual gross revenues that do not exceed $3 million for the preceding
three years (entrepreneur) received a 35 percent discount on its
winning bid. Auction 86 concluded in 2009 with the sale of 61 licenses.
Of the ten winning bidders, two bidders that claimed small business
status won 4 licenses; one bidder that claimed very small business
status won three licenses; and two bidders that claimed entrepreneur
status won six licenses.
21. In addition, the SBA's Cable Television Distribution Services
small business size standard is applicable to EBS. There are presently
2,436 EBS licensees. All but 100 of these licenses are held by
educational institutions. Educational institutions are included in this
analysis as small entities. Thus, we estimate that at least 2,336
licensees are small businesses. Since 2007, Cable Television
Distribution Services have been defined within the broad economic
census category of Wired Telecommunications Carriers; that category is
defined as follows: ``This industry comprises establishments primarily
engaged in operating and/or providing access to transmission facilities
and infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired telecommunications
networks. Transmission facilities may be based on a single technology
or a combination of technologies.'' The SBA has developed a small
business size standard for this category, which is: All such firms
having 1,500 or fewer employees. To gauge small business prevalence for
these cable services we must, however, use the most current census data
that are based on the previous category of Cable and Other Program
Distribution and its associated size standard; that
[[Page 75714]]
size standard was: All such firms having $13.5 million or less in
annual receipts. According to Census Bureau data for 2007, there were a
total of 996 firms in this category that operated for the entire year.
Of this total, 948 firms had annual receipts of under $10 million, and
48 firms had receipts of $10 million or more but less than $25 million.
Thus, the majority of these firms can be considered small. In the
Paging Third Report and Order, we developed a small business size
standard for ``small businesses'' and ``very small businesses'' for
purposes of determining their eligibility for special provisions such
as bidding credits and installment payments. A ``small business'' is an
entity that, together with its affiliates and controlling principals,
has average gross revenues not exceeding $15 million for the preceding
three years. Additionally, a ``very small business'' is an entity that,
together with its affiliates and controlling principals, has average
gross revenues that are not more than $3 million for the preceding
three years. The SBA has approved these small business size standards.
An auction of Metropolitan Economic Area licenses commenced on February
24, 2000, and closed on March 2, 2000. Of the 985 licenses auctioned,
440 were sold. Fifty-seven companies claiming small business status
won. Also, according to Commission data, 365 carriers reported that
they were engaged in the provision of paging and messaging services. Of
those, we estimate that 360 are small, under the SBA-approved small
business size standard.
22. Wireless Communications Service. This service can be used for
fixed, mobile, radiolocation, and digital audio broadcasting satellite
uses. The Commission established small business size standards for the
wireless communications services (WCS) auction. A ``small business'' is
an entity with average gross revenues of $40 million for each of the
three preceding years, and a ``very small business'' is an entity with
average gross revenues of $15 million for each of the three preceding
years. The SBA has approved these small business size standards. The
Commission auctioned geographic area licenses in the WCS service. In
the auction, there were seven winning bidders that qualified as ``very
small business'' entities, and one that qualified as a ``small
business'' entity.
23. Radio and Television Broadcasting and Wireless Communications
Equipment Manufacturing. This industry comprises establishments
primarily engaged in manufacturing radio and television broadcast and
wireless communications equipment. Examples of products made by these
establishments are: Transmitting and receiving antennas, cable
television equipment, GPS equipment, pagers, cellular phones, mobile
communications equipment, and radio and television studio and
broadcasting equipment. The Small Business Administration has
established a size standard for this industry of 750 employees or less.
Census data for 2012 show that 841 establishments operated in this
industry in that year. Of that number, 819 establishments operated with
less than 500 employees. Based on this data, we conclude that a
majority of manufacturers in this industry is small.
24. Software Publishers. Since 2007 these services have been
defined within the broad economic census category of Custom Computer
Programming Services; that category is defined as establishments
primarily engaged in writing, modifying, testing, and supporting
software to meet the needs of a particular customer. The SBA has
developed a small business size standard for this category, which is
annual gross receipts of $25 million or less. According to data from
the 2007 U.S. Census, there were 41,571 establishments engaged in this
business in 2007. Of these, 40,149 had annual gross receipts of less
than $10,000,000. Another 1,422 establishments had gross receipts of
$10,000,000 or more. Based on this data, the Commission concludes that
the majority of the businesses engaged in this industry are small.
25. NCE and Public Broadcast Stations. The Census Bureau defines
this category as follows: ``This industry comprises establishments
primarily engaged in broadcasting images together with sound. These
establishments operate television broadcasting studios and facilities
for the programming and transmission of programs to the public.'' The
SBA has created a small business size standard for Television
Broadcasting entities, which is: Such firms having $13 million or less
in annual receipts. According to Commission staff review of the BIA
Publications, Inc., Master Access Television Analyzer Database as of
May 16, 2003, about 814 of the 1,220 commercial television stations in
the United States had revenues of $12 (twelve) million or less. We
note, however, that in assessing whether a business concern qualifies
as small under the above definition, business (control) affiliations
must be included. Our estimate, therefore, likely overstates the number
of small entities that might be affected by our action, because the
revenue figure on which it is based does not include or aggregate
revenues from affiliated companies.
26. In addition, an element of the definition of ``small business''
is that the entity not be dominant in its field of operation. We are
unable at this time to define or quantify the criteria that would
establish whether a specific television station is dominant in its
field of operation. Accordingly, the estimate of small businesses to
which rules may apply do not exclude any television station from the
definition of a small business on this basis and are therefore over-
inclusive to that extent. Also as noted, an additional element of the
definition of ``small business'' is that the entity must be
independently owned and operated. We note that it is difficult at times
to assess these criteria in the context of media entities and our
estimates of small businesses to which they apply may be over-inclusive
to this extent. There are also 2,117 low power television stations
(LPTV). Given the nature of this service, we will presume that all LPTV
licensees qualify as small entities under the above SBA small business
size standard.
27. The Commission has, under SBA regulations, estimated the number
of licensed NCE television stations to be 380. We note, however, that,
in assessing whether a business concern qualifies as small under the
above definition, business (control) affiliations must be included. Our
estimate, therefore, likely overstates the number of small entities
that might be affected by our action, because the revenue figure on
which it is based does not include or aggregate revenues from
affiliated companies. The Commission does not compile and otherwise
does not have access to information on the revenue of NCE stations that
would permit it to determine how many such stations would qualify as
small entities.
D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements
28. In the WEA Report and Order, we amend our Part 10 rules for
Participating CMS Providers, as defined in the WEA rules, to require
them to create and maintain logs of Alert Messages received at their
Alert Gateway from FEMA IPAWS, and to make available to emergency
management agencies information about the measures they take to geo-
target Alert Messages transmitted by that agency.
29. We consider compliance costs associated with the alert logging
and geo-targeting disclosure rules that we adopt today to be reporting
and recordkeeping costs. These costs
[[Page 75715]]
include a one-time expense to establish the Alert Gateway logging
capability for the few Participating CMS Providers that may not already
have this capability, and the small, annual expense of automatically
generating and maintaining alert logs, and the potentially larger
expense of the employment of a clerical worker to respond to emergency
management agencies' requests for alert log data or requests for
information about geo-targeting. These alert logging and reporting
requirements represent a somewhat more lenient version of the alert
logging requirements we proposed in the WEA NPRM. To the extent these
costs may still present a burden to non-nationwide Participating CMS
Providers, we offer such entities an extended timeframe for compliance
with our alert logging requirement in order to allow them to
standardize appropriate gateway behavior and integrate any updates into
their regular technology refresh cycle.
E. Steps Taken To Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
30. The RFA requires an agency to describe any significant,
specifically small business alternatives that it has considered in
reaching its conclusions, which may include the following four
alternatives (among others): ``(1) the establishment of differing
compliance or reporting requirements or timetables that take into
account the resources available to small entities; (2) the
clarification, consolidation, or simplification of compliance or
reporting requirements under the rule for small entities; (3) the use
of performance, rather than design, standards; and (4) an exemption
from coverage of the rule, or any part thereof, for small entities.''
31. The compliance requirements in this WEA Report and Order have
been adjusted to accommodate the special circumstances of non-
nationwide Participating CMS Providers with respect to our WEA geo-
targeting requirements and our alert logging requirements. According to
the Annual Competition Report, ``there are four nationwide providers in
the U.S. with networks that cover a majority of the population and land
area of the country--Verizon Wireless, AT&T, Sprint, and T-Mobile.''
Consistent with the Annual Competition Report, we refer to other
providers with ``networks that are limited to regional and local
areas'' as non-nationwide Participating CMS Providers. We allow non-
nationwide Participating CMS Providers one year within which to comply
with our WEA geo-targeting rules and two years to comply with our alert
logging rules, instead of sixty days from the rules' publication in the
Federal Register, in light of a non-nationwide Participating CMS
Provider's inability to meet that standard immediately, and our concern
that other non-nationwide Participating CMS Providers may be similarly
situated. We believe that applying the same rules equally to all
entities in this context is not necessary to alleviate potential
confusion from adopting different rules for Participating CMS Providers
because most consumers do not have insight into the relative accuracy
of various Participating CMS Providers geo-targeting capabilities, and
because alert logging is not a consumer facing service. We believe, and
the record in this proceeding confirms, that the costs and/or
administrative burdens associated with the rules will not unduly burden
small entities, particularly in light of the special consideration we
provide to them. These requirements will implicate no additional legal
concerns, and will require no additional professional assistance for
non-nationwide Participating CMS Providers.
32. Based on our review of the record, we find that it is
practicable for all Participating CMS Providers, including non-
nationwide Participating CMS Providers, to implement WEA improvements
without incurring unduly burdensome costs, especially considering the
special treatment that we afford non-nationwide Participating CMS
Providers. The WEA Report and Order recognizes that technical and
operational issues must be addressed before compliance can be required,
and allows sufficient time for nationwide and non-nationwide
Participating CMS Providers to achieve compliance with today's rules.
33. In considering the record received in response to the WEA NPRM,
we examined additional alternatives to ease the burden on non-
nationwide EAS Participants. These alternatives included adopting
longer compliance timeframes than those initially proposed; requiring
Participating CMS Providers to support WEA Alert Messages that contain
only 360 characters, as opposed to 1,380, as considered by the Updated
START Report; requiring support for only additional languages that are
currently supported by standards, as opposed to others as initially
proposed; and allowing Participating CMS Providers geo-target an Alert
Message to an area that ``best approximates'' the target area, as
opposed to one that is ``no larger than'' the target area using device-
based geo-fencing techniques, as proposed. Additionally, the rules
adopted in this WEA Report and Order are technologically neutral in
order to enable small entities flexibility to comply with our rules
using technologies offered by a variety of vendors. Finally, we sought
further comment on some issues where the record demonstrated that it
would be premature to adopt rules at this time, particularly for non-
nationwide CMS Providers.
34. Finally, in the event that small entities face unique
circumstances with respect to these rules, such entities may request
waiver relief from the Commission. Accordingly, we find that we have
discharged our duty to consider the burdens imposed on small entities.
F. Legal Basis
35. The legal basis for the actions taken pursuant to this WEA
Report and Order is contained in 47 U.S.C. 151, 152, 154(i) and (o),
301, 301(r), 303(v), 307, 309, 335, 403, 544(g), 606 and 615 of the
Communications Act of 1934, as amended, as well as by sections 602(a),
(b), (c), (f), 603, 604 and 606 of the WARN Act.
G. Federal Rules That May Duplicate, Overlap, or Conflict With the
Rules
36. None
H. Congressional Review Act
37. The Commission will send a copy of this Report & Order to
Congress and the Government Accountability Office pursuant to the
Congressional Review Act, see 5 U.S.C. 801(a)(1)(A).
Synopsis
I. Report and Order
A. Alert Message Content
1. Increasing Maximum Alert Message Length From 90 to 360 Characters
38. We amend Section 10.430 to expand the character limit for Alert
Messages from 90 to 360 characters for 4G-LTE and future networks. A
360-character maximum Alert Message length balances emergency managers'
needs to communicate more clearly with their communities with the
technical limitations of CMS networks. While Hyper-Reach states that
support for ``1,000+'' characters would be preferable because it would
be consistent with the START Report's findings that messages longer
than 1,380 characters produce ``better outcomes for interpretation,
personalization and milling, than did the standard 90-character WEA
message,'' this approach is not supported by the weight of the record.
Beaufort County cautions, for
[[Page 75716]]
example, that ``people will stop reading'' Alert Messages once they get
past the second screen of text, diminishing the value of any additional
characters that extend beyond that, and moreover, longer Alert Messages
may contribute to distracted driving. On balance, we find that a 360-
character maximum for Alert Message text ``is appropriate for
disseminating official, targeted, immediate, and actionable
information.'' We note that establishing 360 characters as the maximum
character length leaves emergency managers free to issue Alert Messages
that are shorter than 360 characters in appropriate situations. We
defer to emergency managers' experience and best practices to determine
the appropriate message length for their particular needs.
39. We also find that expanding the maximum character length to 360
for 4G-LTE networks is technically feasible. As we observed in the WEA
NPRM, CSRIC IV recommended that the Commission expand the character
limit for WEA Alert Messages on 4G LTE networks to a maximum of 280
characters, pending confirmation by the Alliance for Telecommunications
Industry Solutions (ATIS) that such an increase would be feasible. Not
only did ATIS' feasibility study conclude that it was feasible for 4G-
LTE networks to transmit 280-character WEA Alert Messages, but it found
that Participating CMS Providers could transmit 360-character Alert
Messages just as easily. ATIS found that transmission of WEA Alert
Messages longer than 360 characters, on the other hand, would cause
additional delays in the delivery of the Alert Message and could drain
battery life. Commenting Participating CMS Providers and device
manufacturers agree. In addition to the feasible steps that compliance
with this rule will require Participating CMS Providers to take, FEMA
states that the increased message length will require ``software
modifications to CAP message authoring tools, IPAWS OPEN, [and] the `C'
Interface.'' We find that we can achieve our goal of expanding the
maximum character limit for WEA Alert Messages on 4G-LTE networks
without presenting WEA stakeholders with undue technical burdens.
40. We also find, however, that we should continue to allow
Participating CMS Providers to transmit 90-character Alert Messages on
legacy networks until those networks are retired. While many public
safety commenters, including APCO and Harris County OSHEM, state that
it would be feasible and desirable to support 360-character Alert
Messages on legacy networks by linking together (concatenating)
multiple 90-character messages, we are convinced by AT&T that message
concatenation would be problematic because ``[m]essages are not
guaranteed to be received by the device in the correct order,'' which
would likely cause confusion that would be exacerbated during the
pendency of multiple alerts. Further, according to AT&T, concatenating
90-character Alert Messages on legacy networks would have an adverse
effect on mobile device battery life. T-Mobile, Sprint and Microsoft
agree that, unlike 4G-LTE networks, it would be infeasible to expand
the character limit for legacy networks due to the technical
limitations of those networks, and because of financial disincentives
to continue to update networks that will soon be retired. The risks
that public confusion and other complications would result from Alert
Message concatenation are too great for public safety messaging where
the potential for panic is heightened, and the consequences of
misinterpretation could be deadly.
41. Emergency managers will be free to transmit an Alert Message
containing as many as 360 characters as of the rules' implementation
date. FEMA IPAWS will make this possible, while also ensuring that all
community members in the target area, including those on legacy
networks, can receive an Alert Message, by automatically generating a
90-character Alert Message from the CAP fields of a 360-character
message for distribution on legacy networks whenever an emergency
manager transmits only a 360-character Alert Message. Once a CMS
network is able to support 360-character messages, it will cease to
receive the 90-character version, and begin to receive the full 360-
character version instead. CSRIC IV and FEMA attest that this co-
existence of 90- and 360-character Alert Messages is technically
feasible. Indeed, FEMA IPAWS already treats Alert Messages that do not
contain free-form text in this manner, and their approach is consistent
with the methodology that the Participating CMS Provider Alert Gateway
will use to process Alert Messages in multiple languages. For example,
if FEMA IPAWS receives an Alert Message today without free-form text,
it will use the CAP parameters
[hazard][location][time][guidance][source] to generate Alert Message
text along the lines of ``Tornado Warning in this area until 6:30 p.m.
Take Shelter. Check Local Media.--NWS.'' The CMS Provider Alert Gateway
will send the longer free-form message to devices on 4G-LTE networks,
and the automatically generated 90-character Alert Message to mobile
devices on legacy networks. Pursuant to the approach we adopt today, no
matter how an alert originator transmits a WEA Alert Message, members
of their community in the target area will receive a version of it.
42. Increasing the maximum character length for WEA Alert Messages
will produce valuable public safety benefits. Emergency managers state
that the current 90-character limit is insufficient to communicate
clearly with the public because 90-character Alert Messages rely on
difficult-to-understand jargon and abbreviations. Expanding the
character limit will reduce reliance on these potentially confusing
terms and will allow emergency managers to provide their communities
with information that is clear and effective at encouraging swift
protective action. The value of this benefit will be increased when
taken together with several of the improvements that we adopt in this
Report and Order. For example, according to Jefferson Parish Emergency
Management, the additional characters are necessary to adequately
communicate critical information, such as shelter locations, that could
prevent unnecessary loss of life and property damage. The additional
characters will also support the inclusion of embedded references in
Alert Messages, help facilitate message comprehension for individuals
with disabilities, and will facilitate the translation of English-
language Alert Messages into the Spanish language. Further, our
approach to the co-existence of 90- and 360-character Alert Messages
has the additional benefit of ensuring that emergency managers will be
able to simply initiate one 360-character Alert Message in instances
where every second counts. In sum, this action will improve the
likelihood that the public will understand and properly respond to WEA
Alert Messages, increasing the likelihood that WEA will save lives.
2. Establishment of a New Alert Message Classification (Public Safety
Messages)
43. We amend Section 10.400 to create a fourth classification of
Alert Message, ``Public Safety Message.'' The current rules only
provides for three classes of WEA: (1) Presidential Alert; (2) Imminent
Threat Alert; and (3) AMBER Alert. For an alert originator to issue an
Alert Message using WEA, it must fall within one of these three
classifications. Whereas we proposed to name this new Alert Message
classification ``Emergency Government Information'' in the WEA NPRM, we
agree with FEMA that it should be
[[Page 75717]]
named ``Public Safety Message'' because the title ``Emergency
Government Information'' is ``vague and could be confusing,'' and
because FEMA's recommended title more accurately describes the intended
message content. We define a Public Safety Message as ``an essential
public safety advisory that prescribes one or more actions likely to
save lives and/or safeguard property,'' as we proposed. By defining
Public Safety Messages in this way and by tailoring their use as we
describe below, we strike an appropriate balance between some
commenters' requests for discretion in the use of this new Alert
Message classification, and others' warnings that Public Safety
Messages may be overused and contribute to alert fatigue if they are
defined in an over-inclusive manner.
44. Public Safety Messages will only be eligible for issuance in
connection with an Imminent Threat Alert, an AMBER Alert, or a
Presidential Alert, as recommended by AT&T, CTIA and several emergency
management agencies. We do not expand the definition of an
``emergency'' situation in which it is appropriate to issue an Alert
Message so as to avoid alert fatigue. Instead, we add a tool for
emergency managers to better communicate with the public during and
after emergencies, in a manner that naturally complements existing
Alert Message classifications. We note that several commenters state
that our new Alert Message classification should be eligible for
issuance even in the absence of another Alert Message type. If we were
to allow Public Safety Messages to stand alone, however, it would
expand the definition of an ``emergency'' during which the issuance of
a WEA Alert Message is appropriate, contrary to our reasoning in the
WEA First Report and Order that the existing Alert Message
classifications are sufficient to communicate information about ``bona
fide emergencies.'' Further, we believe that a broader definition of an
``emergency'' would risk increasing alert fatigue and consumer opt out.
45. Any entity authorized to use WEA may initiate Public Safety
Messages. Some commenters state that we should limit eligibility to
issue Public Safety Messages to government entities. This may be
because it would not make sense for non-governmental entities to issue
Alert Messages under our proposed title, ``Emergency Government
Information.'' Moreover, we agree with the majority of emergency
managers treating the issue that all entities that have completed FEMA
IPAWS alert originator authorization process may send Public Safety
Messages. We thus defer to FEMA, as we have done since WEA's
deployment, to determine the suitability of agencies as WEA alert
originators.
46. Within this framework, we agree with commenters that the
development of best practices around the use of Public Safety Messages
will help ensure that this new Alert Message classification is used
appropriately. NYCEM offers a number of best practices that would help
inform emergency managers' determination of whether it is appropriate
to send a Public Safety Message. These best practices include answering
the following questions prior to initiating a Public Safety Message: ``
`Is your emergency operations center activated?' `Has a competent,
authorized party declared a state of emergency and/or are emergency
orders being issued?' `Is there a need for broad public action or
awareness of a condition that is occurring or likely to occur?' `Will
the message prevent public fear or serve to preserve critical public
safety functions that are (or could be) overwhelmed (e.g.,
inappropriate use of 911)?' '' We encourage emergency management
agencies to build upon these best practices and incorporate them into
any alert origination training modules that they may develop for their
staff. We expect that emergency managers will be best positioned to
determine the specific situations in which it is appropriate to issue
Public Safety Messages. We will monitor the use of this new Alert
Message classification, and will take further action in the event it
becomes evident that our adopted definition is either too narrow or too
broad.
47. We do not agree with commenters that, rather than create a new
Alert Message classification, we should clarify that the types of Alert
Messages that would be issued as Public Safety Messages can be issued
as Imminent Threat Alerts. The term ``Imminent Threat Alert'' is
defined in our rules as ``an alert that meets a minimum value for each
of three CAP elements: Urgency, Severity, and Certainty.'' Public
Safety Messages would not fit within this definition because the
``severity'' and ``urgency'' elements of an Imminent Threat Alert
describe the underlying imminently threatening emergency condition,
whereas Public Safety Messages are intended to provide supplemental
instructions about how to protect life or property during an AMBER
Alert, Presidential Alert, or Imminent Threat Alert. We anticipate that
this separate and broader applicability for Public Safety Messages will
make them more versatile emergency management tools than if we were to
limit such Alert Messages to the preexisting definition of an Imminent
Threat Alert.
48. In addition to tailoring the scope of emergency managers' use
of Public Safety Messages, we also take steps to ensure that the public
receives Public Safety Messages in an appropriate manner. Specifically,
we amend Section 10.280 to specify that Participating CMS Providers
shall provide for their subscribers to receive Public Safety Messages
by default, and may provide their subscribers with the option to opt
out of receiving Public Safety Messages if they decide that they no
longer wish to receive them. We agree with the majority of commenters
that the public should be opted in to receiving Public Safety Messages
by default because the information that they provide is essential by
definition. We agree with Hyper-Reach that treating Public Safety
Messages in this manner ensures that a greater percentage of the public
will receive the information that Public Safety Messages are intended
to provide than would be possible if the public were opted out of
receiving Public Safety Messages by default.
49. Further, we allow, but do not require Participating CMS
Providers to associate a unique attention signal or vibration cadence
with Public Safety Messages. We agree with ATIS that requiring a new,
unique attention signal and vibration cadence could create
``significant technical impacts'' for currently deployed WEA-capable
mobile devices. We also agree with FEMA, however, that ``the option to
silence alerts that do not present an immediate threat'' may have value
in reducing consumer opt out. By allowing Participating CMS Providers
to offer this functionality, we allow the market to determine whether
or not any costs that may be implicated by these personalization
options are outweighed by the benefits. Similarly, we will allow, but
do not require Participating CMS Providers to provide their customers
with the ability to turn off Public Safety Messages during certain
hours. For example, if customers want to receive Public Safety
Messages, but only during the daytime, they may be given the option to
suppress the presentation of Public Safety Messages during nighttime
hours.
50. APCO and many emergency management agencies support our
creation of a new Alert Message classification because it ``will enable
public safety alert originators to take advantage of WEA when helpful,
as compared to less secure and less immediate methods they may be
employing presently.'' We agree with commenters that adding a new Alert
[[Page 75718]]
Message classification will allow emergency managers to expand their
``capabilities of informing the public . . . to keep the residents and
community safe and aware of potential situations'' during and after
emergencies in a manner that complements existing Alert Message
classifications. We also agree with Peoria County EMA that a new
classification of Alert Messages would allow emergency managers to
include specific secondary information, like shelter locations and
other helpful disaster recovery instructions in WEA for the first time.
Finally, we agree with commenters and CSRIC IV that it is technically
feasible to support the transmission of this new Alert Message
classification provided the sufficient time that we allow industry to
update relevant standards.
3. Supporting Embedded References and Multimedia
51. We require Participating CMS Providers to support embedded
references, as proposed. Accordingly, Participating CMS Providers must
support the transmission of embedded URLs and phone numbers in WEA
Alert Messages. This rule will become effective one year from the
rules' publication in the Federal Register. Further, thirty days from
the date the rules are published in the Federal Register, we allow
voluntary, early adoption of embedded references through an industry-
established and industry-led pilot program. With respect to multimedia,
we find that the inclusion of multimedia capability in WEA Alert
Messages can result in tremendous public safety benefits. At the same
time, however, we recognize that additional standards development
remains necessary. Accordingly, we seek comment in the Further Notice
regarding the establishment of an appropriate regulatory framework and
timeframe for incorporating multimedia capability into WEA Alert
Messages. In order to facilitate the development of standards for
multimedia in the swiftest timeframe possible, we allow voluntary,
early prototyping of certain multimedia capabilities in Public Safety
Messages 30 months from the effective date of the rules, as described
in greater detail below.
52. Participating CMS Providers express concern that allowing
embedded references in Alert Messages would risk network congestion,
but the weight of the record supports our conclusion that this action
will be more likely to reduce network loading than to increase it. The
public already accesses public safety and other resources using the
data network upon receipt of WEA messages that do not include embedded
references. This behavior, known as ``milling,'' is a predictable
public response to receiving an Alert Message, as members of the public
will seek to confirm that the indicated emergency condition is indeed
occurring, and to gather additional information not provided by the
Alert Message to inform their response. Milling is considered
undesirable from a public safety perspective because it increases the
delay between receiving an Alert Message and taking an appropriate
protective action, and from a network management perspective because it
increases use of the data network. We agree with FEMA, the National
Weather Service (NWS), NYCEM, Dennis Mileti, Professor Emeritus of
Sociology at The University of Colorado, and the many emergency
managers treating this issue that providing access to additional text
and resources through URLs embedded in WEA Alert Messages could
actually reduce network congestion by channeling the public's milling
behavior through a single authoritative and comprehensive resource.
This finding is also supported by the 2014 and 2015 START Reports,
which state that providing the public with access to enhanced
information in WEA Alert Messages can help to convince people to take
protective action more quickly. Upon review of these studies and expert
analyses, we are persuaded that embedded references are likely to
reduce network load when included in Alert Messages.
53. Finally, Participating CMS Providers who claim that embedded
references will result in harmful network congestion have offered no
network models, or any other form of rigorous network analysis, to
support their proposition that allowing embedded references in WEA
would cause or contribute to network congestion. While all network
activity contributes to network congestion to some degree, the
unsupported assertion of a risk of network congestion cannot be the
sole basis for declining to adopt any measure that utilizes the data
network, particularly a measure that has been demonstrated to have a
statistically significant impact on WEA's ability to save lives. In the
absence of data to the contrary, and in light of the significant record
outlined above, we conclude that even if support for embedded
references were to result in an incremental increase in data network
usage in some cases, this increase would be insufficient to affect
network performance during emergencies. Further, we observe that many
WEA-capable mobile devices are set to offload network usage to Wi-Fi
where available by default, and nearly all smartphones make this option
available through the settings menu. Thus, many individuals who choose
to click on an embedded reference will not use the mobile data network
to access them at all.
54. At the same time, however, we seek to ensure that Participating
CMS Providers are able to assess the performance of their networks in
real-world conditions and have an opportunity to make any necessary
adjustments to accommodate embedded references. AT&T and CCA support
``moving ahead with a time-limited trial on their wireless network for
purposes of determining whether embedded URLs result in unmanageable
congestion when included in Amber Alerts.'' We therefore allow
voluntary, early adoption of embedded references through an industry-
established and industry-led pilot. In this regard, we allow
Participating CMS Providers, if they choose, to ``pressure test'' the
use of embedded references in Alert Messages in a sample of their
network area or subscriber base, prior to full implementation. To this
end, Participating CMS Providers may voluntarily coordinate with NCMEC,
NWS, FEMA, and other stakeholders to accomplish a targeted, pilot
deployment of embedded references in WEA in a particular geographic
location, Alert Message classification, or to a particular subset of
subscribers thirty days from the rule's publication in the Federal
Register, and prior to the effective date of our rule requiring support
for embedded references. We encourage all WEA alert initiators to work
with Participating CMS Providers as this functionality is piloted and
deployed in order to establish best practices for the inclusion of
embedded references in Alert Messages, including the development of any
network congestion mitigation strategies as appropriate. For example,
stakeholders could voluntarily agree to constrain the amount of data
that is made available through an embedded reference. We note that
NCMEC already states that it intends to use a low-bandwidth (15kB or
less), mobile-friendly version of their Web site (missingkids.com) in
connection with their issuance of WEA AMBER Alerts. C Spire, FEMA and
NWS have suggested that limiting the bandwidth requirements of embedded
references will likely mitigate the risk of network congestion by
limiting the amount of data that will need to be transferred. We defer
to Participating CMS Providers to identify the specific terms and
[[Page 75719]]
timeframe of any such pilot deployment on their own initiative, as well
as to undertake any necessary coordination, whether they do so
individually or through a third-party coordinator of their choosing.
55. CSRIC IV and FEMA agree that support for embedded references in
alert origination software, IPAWS, the C-interface, and on mobile
devices can be enabled through a straightforward process of updating
standards and software. The successful use of embedded references will
also require the development of appropriate best practices.
Specifically, CSRIC IV observes that some individuals, particularly
those with feature phones, may not have access to the data connection
necessary to access content made available by URLs. We share this
concern, and urge emergency managers to continue to convey the most
important actionable information through the Alert Message text to
ensure that all members of the public are able to receive that
information, even if they are unable to access the URL. Commenters also
express concern that inadequately prepared web servers or call centers
may become overloaded as a result of mass access. NCMEC assures us that
the AMBER Alerts Web site is capable of handling the expected increase
in traffic, and we urge all alert originators to take appropriate steps
to ensure the preparedness of their web hosting service before
initiating an Alert Message that contains a URL. Further, we urge
emergency managers to consider the capacity of their call centers or
hotlines before embedding a phone number in an Alert Message.
56. Finally, commenters express concern that allowing embedded
references in Alert Messages may provide an opportunity for a malicious
actor to compromise WEA. To the extent that Participating CMS Providers
take part in this opportunity to pilot the use of embedded references
in WEA Alert Messages, they should take appropriate steps, in concert
with their pilot program partners, to ensure the integrity of the
embedded references they transmit. We also encourage emergency
management agencies to continue to work with FEMA and Participating CMS
Providers to ensure the authenticity and integrity of every Alert
Message they initiate. For example, NCMEC confirms that it already
authenticates the content on every AMBER Alert on its Web site and that
it will take measures to ensure the security of any URL that it might
embed in a WEA AMBER Alert. We note that all WEA Alert Messages are
protected with a CAP digital signature that effectively prevents
malicious intrusion into Alert Message content in transit. We also note
that industry has already begun to take steps to address any particular
cybersecurity issues that may be implicated by allowing URLs to be
included in WEA. Pursuant to the recommendation of CSRIC V, ATIS is
completing a best practice standard to address potential threat vectors
for WEA, including embedded references. We also encourage Participating
CMS Providers and alert originators to work with FEMA to develop
protocols that may help to mitigate potential risks.
57. Commenters identify the inclusion of embedded references in
Alert Messages as the most critical among all of our proposed
improvements to WEA. NCMEC, in particular, has found this capability to
be paramount to the success of AMBER Alerts. We agree that allowing
emergency managers to embed URLs in Alert Messages empowers them to
offer the public multimedia-capable, comprehensive emergency response
resources. Including an authoritative URL will also likely lead to
swifter community response by reducing the likelihood that consumers
will seek to verify information through additional sources before
taking action. We also agree with commenters that allowing URLs to be
included in Alert Messages will improve WEA accessibility, could
streamline the public's use of 911 services, and would provide alert
originators with a method to ensure the public has access to up-to-date
information.
58. In addition to embedded URLs, allowing embedded phone numbers
to be included in Alert Messages will offer the public significant
public safety benefits. We agree with emergency managers, disability
rights advocates and individuals that support including phone numbers
in Alert Messages because integrating clickable phone numbers into WEA
will provide an accessible method to quickly contact public safety
officials. This capability may be particularly relevant to WEA AMBER
Alerts where emergency management organizations will often establish
special hotlines or call centers to receive reports about missing
children that may be reached at a phone number other than 911 that may
not be as commonly known. According to FEMA, providing the public with
a direct emergency telephone number could hasten emergency response,
and help to ensure that calls to 911 will not have to be rerouted. In
sum, allowing embedded references to be included in WEA Alert Messages
will dramatically improve WEA's effectiveness at moving the public to
take protective action.
59. With respect to multimedia, our decision to require support for
embedded references in WEA Alert Messages is an important first step
towards ensuring that WEA can be used to provide the public with
actionable multimedia content during emergencies. The record shows that
WEA's effectiveness depends on its ability to help the all members of
the public to close the thought-action gap, and that including
multimedia content in Alert Messages themselves would hasten protective
action taking, reduce milling, and improve Alert Message accessibility.
We therefore believe that support for multimedia content has the
potential to provide tremendous public safety benefits and should be
implemented as soon as technically feasible. Recognizing that further
standards development remains necessary to integrate multimedia
technology into WEA, we seek comment in the Further Notice on how best
to implement the support of multimedia content in WEA Alert Messages in
a reasonable timeframe. In particular, as described in greater detail
in the Further Notice, we seek comment on the inclusion of thumbnail-
sized images, including hazard symbols, in Public Safety Messages on 4G
LTE and future networks. In the interim, in order to facilitate the
swift development of standards for supporting multimedia content in
WEA, we allow the industry to participate in voluntary prototyping of
this functionality in Public Safety Messages, in coordination with
FEMA, emergency management agencies, and other relevant WEA
stakeholders, as of the effective date of our rule requiring support
for Public Safety Messages.
4. Supporting Spanish-Language Alert Messages
60. We adopt a new Section 10.480 requiring Participating CMS
Providers to support the transmission of Spanish-language Alert
Messages. This, along with Section 10.500(e) of the Commission's WEA
rules, which requires ``extraction of alert content in English or the
subscriber's preferred language,'' will provide a framework to ensure
that Spanish-language Alert Messages will be processed and displayed
properly. Pursuant to this framework, we would expect that Spanish-
language WEA Alert Messages would be displayed on and only on WEA-
capable mobile devices where the subscriber has specified Spanish as
their preferred language.
61. The record demonstrates that it is technically feasible for
Participating CMS Providers to support Spanish-language Alert Messages.
ATIS has
[[Page 75720]]
developed standards that support the Alert Gateway, the CMS Provider
network and mobile devices in receiving, transmitting and displaying
Alert Messages in Spanish as well as English. We applaud ATIS for
completing these standards, and encourage their continued efforts to
standardize network functionality for Alert Messages in additional
languages. According to Microsoft, multilingual alerting is already
taking place in other countries.
62. We agree with Participating CMS Providers that they should not
be responsible for Alert Message translation. Rather, emergency
managers are the entities best equipped to determine message content,
including content in other languages. We recognize that some emergency
management agencies report that they do not currently have the
capability to initiate Alert Messages in languages other than English.
Other emergency management agencies, such as Harris County OHSEM, state
that they do have this capability, and ``NYCEM is in the final stages
of preparing to offer . . . [its] 80 most common messages in the 13
most commonly spoken languages in New York City, including American
Sign Language,'' but those messages would have to be transmitted using
alternative alerting platforms until WEA's multilingual alerting
capabilities improve.
63. We anticipate that requiring Participating CMS Providers to
support Spanish-language Alert Messages where available will encourage
other emergency management agencies to continue to develop their
multilingual alerting capabilities. Indeed, many emergency managers
state that they can use State/Local WEA Tests as a tool to exercise and
improve their multilingual alerting capability over time with the help
of voluntary community feedback. We do not agree with NYCEM and Clark
County OEM, however, that we should facilitate Alert Message
translation by requiring Participating CMS Providers to ``place a
`translate' button/link'' in WEA Alert Messages. Rather, we agree with
FEMA and the majority of emergency management agencies that automatic
translation technologies that may reside on some mobile devices are
currently too inaccurate to support emergency messaging.
64. The overwhelming majority of emergency management agencies
support expanding WEA's language capabilities because it will help them
to reach members of their communities that are currently inaccessible
to them. Emergency managers in areas with large Spanish-speaking
populations, as well as those in areas popular among tourists, state
that requiring support for Spanish-language WEA Alert Messages will be
particularly beneficial. We also anticipate that this action will allow
emergency managers to better facilitate the inclusion of Spanish-
speaking individuals, and particularly those with limited English
proficiency, into their emergency response plans.
B. Alert Message Delivery
1. Logging Alert Messages at the Participating CMS Provider Alert
Gateway
65. We require Participating CMS Providers to log their receipt of
Alert Messages at their Alert Gateway and to appropriately maintain
those records for review. Specifically, we adopt a new Section
10.320(g) that will require Participating CMS Providers' Alert Gateways
to log Alert Messages as described below. Based on the record, we have
modified the rules we proposed in the WEA NPRM in order to accommodate
the varied approaches Participating CMS Providers take to alert
logging.
Logging Requirements. Participating CMS Providers are
required to provide a mechanism to log the CMAC attributes of all Alert
Messages received at the CMS Provider Alert Gateway, along with time
stamps that verify when the message is received, and when it is
retransmitted or rejected by the Participating CMS Provider Alert
Gateway. If an alert is rejected, a Participating CMS Provider is
required to log the specific error code generated by the rejection.
Maintenance of Logs. Participating CMS providers are
required to maintain a log of all active and cancelled Alert Messages
for at least 12 months after receipt of such alert or cancellation.
Availability of Logs. Participating CMS Providers are
required to make their alert logs available to the Commission and FEMA
upon request. Participating CMS Providers are also required to make
alert logs available to emergency management agencies that offer
confidentiality protection at least equal to that provided by the
federal Freedom of Information Act (FOIA) upon request, but only
insofar as those logs pertain to alerts initiated by that emergency
management agency. We encourage, but do not require, Participating CMS
Providers to work with alert origination software vendors to automate
transmission of alert log data to emergency managers' alert origination
software.
66. We find that compliance with these minimal alert logging
requirements will be technically feasible. Indeed, the approach we
adopt today is a more flexible and less burdensome alternative to that
which we proposed in the WEA NPRM, and allows Participating CMS
Providers to take a variety of approaches to achieve compliance. T-
Mobile, Verizon, AT&T, Bluegrass Cellular and C Spire already log Alert
Messages, and we anticipate that many other Participating CMS Providers
may already be doing so as well, as part of their own system
maintenance best practices. While Participating CMS Providers have
taken different approaches to logging Alert Messages relative to the
Trust Model recommended by CMSAAC, we anticipate that those
Participating CMS Providers that already do log Alert Messages would
log at least the CMAC attributes of all Alert Messages received, and be
capable of sending error reports to the FEMA Alert Gateway consistent
with those stipulated in the CMSAAC Report. We recognize Verizon's
concern that requiring logging of information more granular than CMAC
attributes and time stamps, or requiring alert logging at junctures in
the WEA system other than the Alert Gateway would ``impose burdensome
paperwork and IT-related requirements,'' but the requirements that we
adopt today require only basic logging functionality at the Alert
Gateway. We also recognize T-Mobile's concern that a uniform system of
alert logging would be required in order to aptly compare Participating
CMS Provider alert logs. We do not require Participating CMS Providers
to take a uniform approach to alert logging today, only that they log
the relevant information, maintain that information and make it
available to appropriate parties. Further, the CMSAAC Report already
stipulates a standard set of error code messages for communication
between Participating CMS Provider and FEMA Alert Gateways. Finally, we
recognize CTIA's concern about requiring alert logs to be maintained
longer than necessary. By requiring alert logs to be maintained for 12
months, rather than 36, as proposed, we reduce the burden that alert
log maintenance may pose for Participating CMS Providers. CTIA observes
that a shorter alert log maintenance timeframe would incentivize
emergency management agencies to request alert log data after every
test or alert out of concern that alert log data may be deleted if they
delay. At the same time, however, necessitating emergency management
agencies to request logging information after every test is burdensome
for both CMS Providers
[[Page 75721]]
(who must produce this data) and the emergency managers (who must
request the data). We believe that requiring that alert logs be
retained for one year strikes an appropriate balance that will allow
emergency management agencies to request reports less frequently,
posing lesser burdens on Participating CMS Providers and emergency
management agencies, without requiring providers to retain logs for an
extended period of time. Further, circumstances may arise that warrant
a retrospective examination of prior log data that represents a
sufficient period of time to accurately identify and represent trends
or anomalies.
67. Alert logging has been a fundamental aspect of the WEA Trust
Model. As we adopt changes to our rules that reflect our four years of
experience with WEA and the underlying advancements of technology, it
is time to ensure this fundamental component of system integrity is
implemented. Authorized WEA alert originators agree that alert logs
maintained at the Participating CMS Provider Alert Gateway have
potential to increase their confidence that WEA will work as intended
when needed. According to emergency managers, this increased confidence
in system availability will encourage emergency managers that do not
currently use WEA to become authorized. Alert logs are also necessary
to establish a baseline for system integrity against which future
iterations of WEA can be evaluated. Without records that can be used to
describe the quality of system integrity, and the most common causes of
message transmission failure, it will be difficult to evaluate how any
changes to WEA that we may adopt subsequent to this Report and Order
affect system integrity. We disagree with AT&T, Sprint and ATIS that
the responsibility for alert logging properly belongs with FEMA IPAWS
because FEMA has access to sufficient information to generate these
reports. We find that alert logging is particularly important at
Participating CMS Providers' Alert Gateway because even though FEMA
IPAWS maintains an alert log at their Alert Gateway as well, that alert
log alone could not capture and describe alert delivery across the C-
interface, which is arguably the most critical interface in the WEA
architecture because it describes the connection between the public
aspect of WEA (FEMA IPAWS) and the private aspect (CMS Providers).
Additionally, the time stamps that we require Participating CMS
Providers to log for Alert Message receipt and retransmission may
represent a useful model for collecting latency data throughout the WEA
system, as proposed in the Further Notice. As discussed in further
detail below, developing a stronger understanding of the extent of
alert delivery latency is also crucial to building emergency managers'
confidence that the system will work as intended when needed. We
anticipate that the alert log maintenance requirements that we adopt
today will serve to ensure that alert logs are available when needed,
both to the Commission and to emergency management agencies. Indeed,
any alert logging requirement would be seriously undermined if those
logs could be overwritten as soon as they were recorded, or if they
could not be reviewed in appropriate circumstances. Further, we observe
that the alert log maintenance requirements that we adopt today are
consistent with CMSAAC's initial recommendations for the WEA system.
Finally, we observe that implementing these CMSAAC-recommended
procedures would be beneficial in harmonizing our WEA logging
requirements with those already in place for EAS Participants.
2. Narrowing Geo-Targeting Requirements
68. We narrow our WEA geo-targeting requirement from the current
county-level standard to a polygon-level standard. Specifically, we
amend Section 10.450 to state that a Participating CMS Provider must
transmit any Alert Message that is specified by a geocode, circle, or
polygon to an area that best approximates the specified geocode,
circle, or polygon. While we initially proposed that Participating CMS
Providers should transmit the Alert Message to an area ``no larger
than'' the specified area, the record shows that implementation of such
a standard, in the absence of geo-fencing, would routinely and
predictably lead to under alerting. We acknowledge, as do many
emergency managers, that cell broadcast technology has a limited
capacity for accurate geo-targeting. The ``best approximates'' standard
we adopt today, recommended by CSRIC IV and supported by Participating
CMS Providers, requires Participating CMS Providers to leverage that
technology to its fullest extent, given its limitations. At the same
time, as we discuss below, we acknowledge that emergency managers need
even more granular geo-targeting than the ``best approximates''
standard requires. We commend Participating CMS Providers for
voluntarily geo-targeting Alert Messages more accurately than our rules
require, where possible, in the years since WEA's deployment. We expect
that Participating CMS Providers will continue to innovate in order to
provide their subscribers with the best emergency alerting service it
is feasible for them to offer. In this regard, we clarify that the geo-
targeting requirement we adopt today does not preclude Participating
CMS Providers from leveraging the location-sensing capability of WEA-
capable mobile devices on their networks to geo-target Alert Message
more accurately. As discussed below, the Commission will be adopting
even more granular, handset-based, geo-targeting requirements. Our
ultimate objective is for all Participating CMS Providers to match the
target area provided by an alert originator.
69. Some alert originators remain concerned that a ``best
approximates'' standard will continue to result in over-alerting and
subsequent consumer opt-out. NYCEM, for example, warns that the ``best
approximates'' approach is vague and risks weakening our current geo-
targeting requirement. While we do not adopt specific parameters for
what constitutes ``best approximates,'' we expect Participating CMS
Providers to take reasonable efforts to leverage existing technology to
its fullest extent, as noted above. We observe that in a recently
adopted report, CSRIC V articulates expectations for cell broadcast-
based geo-targeting in rural, suburban and urban areas pursuant to a
``best approximates'' approach. Specifically, in rural areas, CSRIC V
expects that Participating CMS Providers would be able to approximate
the target area with 30,000 meters of ``overshoot.'' In suburban areas,
where cell broadcast facilities are likely to be more densely deployed,
CSRIC V expects that geo-targeting would become more accurate,
achieving an average overshoot of five miles. In urban areas, CSRIC V
expects that geo-targeting would be more accurate still, averaging two
miles of overshoot. We find that these values would satisfy reasonable
efforts to ``best approximate'' the alert area, consistent with our
requirement. In this regard, we believe we strike an appropriate
balance between the limitations of Participating CMS Providers' current
geo-targeting capabilities using cell broadcast, and WEA stakeholders'
goal of sending WEA Alert Messages only to those members of the public
who are at risk.
70. We find that compliance with this geo-targeting requirement is
technically feasible, and, in fact, every commenting CMS Provider
except one states that they already use network-based cell
[[Page 75722]]
broadcast techniques, such as algorithm-based facility selection and
cell sectorization, to geo-target Alert Messages to polygonal areas
more granular than required by our current ``county-level''
requirement. In this sense, the rule we adopt today will require most
Participating CMS Providers only to continue to employ the techniques
that they have been deploying as a matter of best practice. Emergency
managers such as the NWS have also already transitioned from county- to
polygon-level geo-targeting, and express a need for WEA to keep pace
with their ability to forecast with granularity the areas that will be
impacted by weather events. We observe that in the event Participating
CMS Providers are unable to practice polygon-level geo-targeting, we
continue to allow Participating CMS Providers to transmit Alert
Messages to an area not exceeding the propagation area of a single
transmission site, as described in Section 10.450. We make conforming
amendments to Section 10.450, however, to reflect the new geo-targeting
standard that we adopt today and specify that ``[i]f, however, the
Participating CMS Provider cannot broadcast the Alert Message to an
area that best approximates the target area, a Participating CMS
Provider may transmit the Alert Message to an area not larger than the
propagation area of a single transmission site.''
71. Participating CMS Providers' support for polygon-level geo-
targeting will produce significant public safety benefits. Relative to
county-level geo-targeting, we expect that polygon-level geo-targeting
will reduce over-alerting. When the public regularly receives alerts
that do not apply to them, it creates alert fatigue, a driving factor
behind consumers' decisions to opt out of receiving WEA Alert Messages.
Further, the Houston Office of Public Safety and Homeland Security
comments that ``[c]ounty-level WEA warning is not only inconvenient,
but can be dangerous, as protective actions may vary depending on the
proximity to the hazard.'' Under-alerting also poses severe public
safety risks. According to Austin Homeland Security and Emergency
Management, under a county-level geo-targeting standard, ``if there are
no cell towers physically located in the warning area, the alert may
not be transmitted at all by some carriers.'' This would be
impermissible under the ``best approximates'' standard we adopt today.
We also agree with Dennis Mileti, Professor Emeritus of Sociology at
The University of Colorado, that with improved geo-targeting, ``it is
quite likely that milling after a received WEA message would decrease
since people would not need to determine if they are in the intended
audience for the WEA.'' A reduction in milling is desirable because it
reduces the delay between the time an Alert Message is received, and
the time that the public will begin to take protective action. This
reduction in milling behavior is also likely to benefit Participating
CMS Providers by reducing network usage at times when their network is
otherwise vulnerable to congestion due to the pending emergency event.
Finally, we agree with BRETSA and Douglas County Emergency Management
that more granular alerting will encourage emergency managers to become
authorized as WEA alert originators. Simply put, Participating CMS
Providers' support for polygon-level geo-targeting is an important step
towards ensuring that everyone affected by an emergency has access to
the emergency information provided by WEA, and contributes to the
public perception that ``if you receive a WEA, take action, because it
applies to you.''
72. Our decision to require support for Participating CMS
Providers' best approximation of the target area is an important step
towards ensuring that WEA Alert Messages can be sent to only those
individuals for whom they are relevant. The record shows that over-
alerting leads to alert fatigue, residents that ignore the Alert
Messages, and public safety officials who refrain from using WEA in
emergencies. The record also demonstrates consensus among emergency
managers and Participating CMS Providers that we should clear a path
forward for even more accurate geo-targeting, and that we should make
progress towards the achievement of this goal by adopting an
appropriate regulatory framework, and by continuing to collaborate with
WEA stakeholders to establish standards and best practices, and to
better understand technical issues. Recognizing that standards
development and network modifications may be necessary to further
improve geo-targeting, in the Further Notice we seek comment on any
issues that remain to be addressed and on an appropriate timeframe for
compliance.
73. Finally, we take action to ensure that emergency alert
originators better understand the manner in which their messages will
be geo-targeted. In the WEA NPRM we sought comment on whether to
require Participating CMS Providers to report data to alert originators
about their provision of WEA along key performance metrics, including
the accuracy of geo-targeting. In response, emergency managers observe
that information about geo-targeting, in particular, would be helpful
to inform their emergency response planning efforts by improving
transparency and understanding of IPAWS/WEA among emergency managers
authorized to use WEA. Commenters also indicate that this transparency,
in turn, could increase WEA adoption by non-participating emergency
managers. In light of the demonstrated benefits of improving emergency
managers' understanding of the geographic area to which their WEA Alert
Messages will be targeted, we require that, upon request from an
emergency management agency, a Participating CMS Provider will disclose
information regarding their capabilities for geo-targeting Alert
Messages (e.g., whether they are using network-based technology to
``best approximate'' the target area, or whether they are using device-
based geo-fencing). A Participating CMS Provider is only required to
disclose this information to an emergency management agency insofar as
it would pertain to Alert Messages initiated by that emergency
management agency, and only so long as the emergency management agency
offers confidentiality protection at least equal to that provided by
the federal FOIA.
3. Presenting Alert Messages Concurrent With Other Device Activity
74. We amend Section 10.510 to require WEA-capable mobile devices
to present WEA Alert Messages as soon as they are received. We expect
that devices engaged in active voice or data sessions on 4G-LTE
networks will receive and prominently present WEA Alert Messages as
soon as they are available, whereas WEA-capable mobile devices engaged
in active voice or data sessions on legacy networks will not be able to
receive available Alert Messages until the active voice or data session
concludes. This approach is consistent with the ATIS/TIA Mobile Device
Behavior Specification's treatment of Alert Message prioritization.
75. We also allow Participating CMS Providers to provide their
subscribers with the option to specify how the vibration cadence and
attention signal should be presented when a WEA Alert Message is
received during an active voice or data session in a manner that does
not ``preempt'' it. Pursuant to the ATIS/TIA Mobile Device Behavior
Specification, a ``momentary interruption of a voice call or active
data session, such as a brief visual, audible and/or vibration
indication that a CMAS message has been received, is not
[[Page 75723]]
considered preemption so long as the voice call/data session is not
terminated and facilities to support that voice call or data session
are not seized or released.'' We note that, according to ATIS, WEA-
capable mobile devices currently take a variety of approaches to the
use of the vibration cadence and audio attention signal to make the
user aware of the receipt of an Alert Message while he/she is engaged
in other device activity, but, according to AT&T, it ``is possible to
display the WEA alert in LTE VoLTE with the alert tone suppressed''
during active voice sessions. We encourage Participating CMS Providers
to leverage this capability by providing their customers with the
option to change the manner in which the common attention signal and
vibration cadence are used during active voice and data sessions.
76. This approach reflects the critical importance of a WEA Alert
Message to its recipient, while also respecting that the Alert Message
recipient may be using their mobile device to engage in a protective
action that should not be interrupted, such as placing a call to 911,
at the time the Alert Message is received. This approach is consistent
with mobile device manufacturers' perspective that giving full priority
to WEA Alert Messages during active voice calls ``would be distracting
to the user,'' and that the WEA Alert Message should not disrupt the
voice telephony capability of the device. It is also consistent with
emergency managers' perspective that the readily recognizable common
attention signal and vibration cadence should be presented to the
public as quickly as technically possible, particularly during
emergency situations where every second is critical. Conversely, we
agree with commenters that a ``priority access'' requirement that would
require ongoing voice and data sessions to be terminated by the receipt
of a WEA Alert Message would not be in the public interest because it
could result in the termination of other critical emergency
communications.
C. Testing and Outreach
1. Supporting State/Local WEA Testing and Proficiency Training
Exercises
77. We require Participating CMS Providers to support State/Local
WEA Tests, as proposed in the WEA NPRM. Specifically, we adopt a new
Section 10.350(c) to require Participating CMS Providers to support the
receipt of State/Local WEA Tests from the Federal Alert Gateway
Administrator, and to distribute such tests to the desired test area in
a manner consistent with the Commission's Alert Message requirements.
We reason that requiring State/Local WEA Tests to be received and
delivered in accordance with our Alert Message requirements will ensure
that emergency managers have the opportunity to test in an environment
that mirrors actual alert conditions and evaluate, for example, the
accuracy with which various Participating CMS Providers geo-target
Alert Messages in their community. Unlike other Alert Messages,
however, consumers will not receive State/Local WEA Tests by default.
Participating CMS Providers should provide their subscribers with the
option to receive State/Local WEA Tests, and subscribers would have to
affirmatively select this option in order to receive these test
messages. According to CTIA, ``[t]his way, unwanted test messages will
not disturb wireless consumers who could become confused or annoyed by
test messages and opt out of WEA entirely.'' We also agree with Sprint
that making State/Local WEA Tests available on an opt-in basis
minimizes any risk of call center congestion. Another respect in which
a State/Local WEA Test will differ from an actual Alert Message is that
we require State/Local WEA Tests to include conspicuous language
sufficient to make clear to the public that the message is, in fact,
only a test. This will minimize any chance that such test messages
might be misconstrued as actual Alert Messages.
78. The 24-hour delivery window that currently applies to RMTs
under Section 10.350(a)(2) will not apply to State/Local WEA Tests.
Rather, we require that Participating CMS Providers transmit State/
Local WEA Tests immediately upon receipt. We agree with commenters that
allowing Participating CMS Providers to delay delivery of State/Local
WEA Tests would make it impossible for emergency managers to evaluate
message delivery latency, and might result in individuals who do opt in
to receive State/Local WEA Tests receiving them in the middle of the
night, which is unlikely to promote participation. A Participating CMS
Provider may not forgo or delay delivery of a State/Local WEA Test,
except when the test is preempted by actual Alert Message traffic, or
if an unforeseen condition in the Participating CMS Provider
infrastructure precludes distribution of the State/Local WEA Test. If a
Participating CMS Provider Gateway forgoes or delays a State/Local WEA
Test for one of these reasons, it shall send a response code to the
Federal Alert Gateway indicating the reason consistent with how we
currently require Participating CMS Providers to handle forgone RMTs.
We anticipate that allowing Participating CMS Providers to forgo
transmittal of a State/Local WEA Test if it is preempted by actual
alert traffic or if unforeseen conditions arise will ensure that State/
Local WEA Tests do not ``overwhelm wireless provides' limited
resources, '' as stated by CTIA. We defer to emergency managers to
determine how frequently testing is appropriate, given this constraint.
79. We encourage emergency management agencies to engage in
proficiency training exercises using this State/Local WEA Testing
framework where appropriate. We agree with commenters that proficiency
training exercises are a helpful and meaningful way for emergency
managers to engage with alert and warning issues. Moreover, we agree
with San Joaquin County OES that ``proficiency training is an essential
element of verifying competency'' in the alert origination skill set
necessary to issue effective WEA Alert Messages. We observe that our
rules allow such proficiency training exercises now. We agree with APCO
that alert origination software can be used to support internal
proficiency training exercises where emergency managers wish to iterate
alert origination best practices in a closed environment, and that the
State/Local WEA Testing framework described above is sufficient to
support cases where emergency management agencies find it appropriate
to involve the public in their WEA exercises. We hope that proficiency
training exercises will provide emergency management agencies with a
method of generating their own WEA alert origination best practices,
particularly with respect to the kinds of enhanced Alert Messages
enabled by this proceeding (i.e., Alert Messages up to 360 characters
in length that may include embedded references, may be issued in
Spanish, and may be intended to supplement an already-issued Alert
Message).
80. We find that requiring Participating CMS Providers to support
this State/Local WEA Testing framework is technically feasible,
requiring only updates to software and standards in order to allow
users the option to opt in to receive such tests, and that it will
result in significant public safety benefits. Specifically, we agree
with Clarion County OES and the Lexington Division of Emergency
Management that while occasional system failures are probable, a solid
testing and training platform such as this can ensure that failures can
be
[[Page 75724]]
corrected during a period where no real emergency exists. We also agree
with Calcasieu Parish Police Jury Office of Homeland Security and
Emergency Preparedness that regular readiness testing and proficiency
training are critical to maintaining WEA alert origination competency
because ``[i]f you don't use it you lose it.'' According to FEMA,
requiring Participating CMS Providers to support State/Local WEA
Testing will improve WEA by providing confidence to the public that
their handsets are capable of receiving an Alert Message from local
emergency management agencies, and by rendering WEA suitable for use in
coordinated public warning exercises, such as those required by the
Nuclear Regulatory Commission for local emergency preparedness
programs. Further, we agree with Harris County Office of Homeland
Security and Emergency Management that State/Local WEA Tests, in
conjunction with targeted outreach efforts, may be useful to emergency
managers as a tool to improve their competency at initiating Alert
Messages in languages other than English. Importantly, emergency
managers may also use State/Local WEA Tests to voluntarily collect and
share information about geo-targeting, alert delivery latency, and
other vital performance metrics. We encourage emergency managers and
related entities to engage in extensive outreach to their respective
communities in order to socialize the benefits of public participation
in State/Local WEA Tests, and otherwise to raise public awareness about
the benefits of receiving WEA messages, including through the use of
PSAs.
2. Testing the NCE Public Television C-Interface Back-up
81. We agree with the public broadcasting and NCE commenters that
in order to be fully effective and reflective of WEA system needs, a
test of the public television broadcast-based backup to the C-interface
should be implemented as an end-to-end test from the IPAWS to the CMS
Provider Gateways. Accordingly, we amend our rules to make it clear
that periodic C interface testing must include the testing of its
public television broadcast-based backup. Pursuant to this framework,
FEMA would initiate a test of the broadcast-based C-interface backup by
sending a test message through that infrastructure to the CMS Provider
Alert Gateway, which would respond by returning an acknowledgement of
receipt of the test message to the FEMA Gateway. This approach ensures
reliable continuity between FEMA and Participating CMS Providers, even
during a disaster in which internet connectivity may be lost. We defer
to FEMA as the IPAWS and Federal Alert Gateway administrator to
determine the periodicity of these tests in conversation with
Participating CMS Providers.
82. By requiring CMS Providers to participate in periodic testing
of the broadcast-based backup to the C-interface, ``we develop and
implement the appropriate safeguards to ensure delivery of critical
infrastructure services,'' as recommended by the CSRIC v. WEA Security
Report. PBS, APTS, and CPB agree that this approach to testing the C-
interface backup presents NCE public broadcasting entities with no
additional cost burdens. We agree with PBS, APTS, and CPB that this
rule will require no ``material intervention'' by such stations because
their receipt and retransmission of test messages will be entirely
automated, and will use equipment already installed at their
facilities. Accordingly, we anticipate that stations in compliance with
our rules today will have to take no additional steps in order to
comply with this new testing requirement.
3. Facilitating WEA PSAs
83. We amend Sections 11.45 and 10.520 to allow federal, state and
local, tribal and territorial entities, as well as non-governmental
organizations (NGOs) in coordination with such entities, to use the
attention signal common to EAS and WEA to raise public awareness about
WEA. WEA PSAs that use the WEA attention signal must make clear that it
is being used in the context of the PSA, ``and for the purpose of
educating the viewing or listening public about the functions of their
WEA-capable mobile devices and the WEA program,'' including by
explicitly stating that the WEA attention signal is being used in the
context of a PSA for the purpose of educating the public about WEA.
84. We agree with commenters that facilitating federal, state,
local, tribal and territorial governments' issuance of WEA PSAs, as
proposed, is in the public interest, and that the utility of WEA PSAs
will only be augmented by allowing NGOs to produce them in coordination
with governmental entities by promoting effective community
partnership. Specifically, WEA PSAs can be effective tools to raise
public awareness about, and promote positive perceptions of WEA, which
may reduce consumer opt-out and reduce milling. We note the PSA
campaign of Minnesota Emergency, Community Health and Outreach (ECHO),
a program and service of Twin Cities Public Television, as an example
of how governmental entities can partner with NGOs to raise community
awareness about the significance of the common alerting attention
signal for EAS and WEA. We also note that WEA PSAs have become a
critical part of FEMA's Ready campaign that has ``shown that it can
enhance the public's understanding of how the WEA functions and
increase the public's benefits from the WEA and thereby benefit public
safety generally.'' We agree with commenters that the issuance of WEA
PSAs is particularly appropriate in the context of the rules we adopt
today. For example, with respect to increasing the maximum WEA
character limit, FEMA notes that it will ``need to . . . conduct
additional public information efforts to inform people of the new
format of Alert Messages they may receive on their cellular phones.''
Additionally, we anticipate that PSAs will be an effective method to
acclimate the public to the fact that they may receive supplemental
instructions about how to respond to an emergency through the newly
adopted WEA Public Safety Message classification. Indeed, we commit to
work with WEA stakeholders to develop community outreach plans and
raise public awareness about each of the WEA enhancements made possible
by this Report and Order. Moreover, we agree with Professor Denis
Mileti, Professor Emeritus, University of Colorado, that WEA PSAs can
reduce milling by ``build[ing] the reputation of the WEA system with
the American public,'' making it a more credible and authoritative
single resource for emergency information.
D. Compliance Timeframes
------------------------------------------------------------------------
Rule amendment Compliance timeframe Rule(s) affected
------------------------------------------------------------------------
Increasing Maximum WEA Within 30 months of 47 CFR 10.430.
Character Length. the rule's
publication in the
Federal Register.
Classifying Public Safety Within 30 months of 47 CFR
Messages. the rules' 10.280(a), 47
publication in the CFR 10.400(d),
Federal Register. 47 CFR 10.410.
[[Page 75725]]
Supporting Embedded References The removal of our 47 CFR 10.440,
and Multimedia. prohibition on the 47 CFR 10.441.
use of embedded
references is
effective 30 days
from the rules'
publication in the
Federal Register Our
requirement to
support embedded
references is
effective one year
from the rules'
publication in the
Federal Register.
Spanish-language Alerting..... Within 2 years of the 47 CFR 10.480.
rule's publication in
the Federal Register.
Alert Logging................. Within 60 days of 47 CFR
publication in the 10.320(g).
Federal Register of a
notice announcing the
approval by the
Office of Management
and Budget of the
modified information
collection
requirements.
WEA Geo-targeting............. Within 60 days of the 47 CFR 10.450.
rule's publication in
the Federal Register.
WEA Presentation.............. Within 30 months of 47 CFR 10.510.
the rule's
publication in the
Federal Register.
State/Local WEA Testing....... Within 30 months of 47 CFR
the rule's 10.350(c).
publication in the
Federal Register.
C-interface Backup Testing.... Within 30 days of the 47 CFR
rule's publication in 10.350(b).
the Federal Register.
WEA PSAs...................... Within 30 days of the 47 CFR
rule's publication in 10.520(d).
the Federal Register.
------------------------------------------------------------------------
85. Therefore, nationwide Participating CMS Providers' subscribers
should have greater confidence that WEA Alert Messages they receive are
intended for them as of February, 2017. Participating CMS Providers'
subscribers should expect to be able to receive Alert Messages in
Spanish by 2019. Then, by June 2019, they should expect to see 360-
character maximum alerts on 4G LTE and future networks, Public Safety
Messages, Alert Messages that contain embedded references, and State/
Local WEA Tests presented as soon as they are received. While we expect
that updates to our WEA PSA, C-interface backup testing, and alert
logging rules will produce significant public safety benefits, as
described below, we do not anticipate that consumers will immediately
notice a change in service due to these updates.
II. Ordering Clauses
86. Accordingly, it is ordered, pursuant to sections 1, 2, 4(i),
4(o), 301, 303(r), 303(v), 307, 309, 335, 403, 624(g), 706, and 715 of
the Communications Act of 1934, as amended, 47 U.S.C. 151, 152, 154(i),
154(o), 301, 301(r), 303(v), 307, 309, 335, 403, 544(g), 606, and 615,
as well as by sections 602(a), (b), (c), (f), 603, 604 and 606 of the
WARN Act, 47 U.S.C. 1202(a), (b), (c), (f), 1203, 1204 and 1206, that
the WEA Report and Order and Further Notice of Proposed Rulemaking in
PS Docket Nos. 15-91 and 15-94 is hereby adopted.
87. It is further ordered that the Commission's rules are hereby
amended as set forth in Appendix A.
88. It is further ordered that the rules adopted herein will become
effective as described herein,\1\ including those rules and
requirements which contain new or modified information collection
requirements that require approval by the Office of Management and
Budget (OMB) under the Paperwork Reduction Act that will become
effective after publication in the Federal Register of a notice
announcing such approval and the relevant effective date.\2\
---------------------------------------------------------------------------
\1\ See supra Section III.D (Compliance Timeframes.)
\2\ Public Law 104-13, 109 Stat. 163 (May 22, 1995), codified at
44 U.S.C. 3501 et seq.
---------------------------------------------------------------------------
89. Governmental Affairs Bureau, Reference Information Center,
shall send a copy of the WEA Report and Order and Further Notice of
Proposed Rulemaking, including the Final and Initial Regulatory
Flexibility Analysis, to the Chief Counsel for Advocacy of the Small
Business Administration.
The rules in this part are issued pursuant to the authority
contained in the Warning, Alert, and Response Network Act, Title VI of
the Security and Accountability for Every Port Act of 2006, Public Law
109-347, Titles I through III of the Communications Act of 1934, as
amended, and Executive Order 13407 of June 26, 2006, Public Alert and
Warning System, 71 FR 36975 (June 28, 2006).
List of Subjects
47 CFR Part 10
Communications common carriers, Emergency alerting.
47 CFR Part 11
Radio, Television, Emergency alerting.
Federal Communications Commission.
Gloria J. Miles,
Federal Register Liaison Officer, Office of the Secretary.
Final Rules
For the reasons discussed in the preamble, the Federal
Communications Commission amends 47 CFR parts 10 and 11 to read as
follows:
PART 10--WIRELESS EMERGENCY ALERTS
0
1. The authority citation for part 10 continues to read as follows:
Authority: 47 U.S.C. 151, 154(i) and (o), 201, 303(r), 403, and
606; sections 602(a), (b), (c), (f), 603, 604 and 606 of Pub. L.
109-347, 120 Stat. 1884.
0
2. Effective May 1, 2019, Sec. 10.280 is amended by revising paragraph
(a) to read as follows:
Sec. 10.280 Subscribers' right to opt out of WEA notifications.
(a) CMS providers may provide their subscribers with the option to
opt out of the ``Child Abduction Emergency/AMBER Alert,'' ``Imminent
Threat Alert'' and ``Public Safety Message'' classes of Alert Messages.
* * * * *
0
3. Effective on the date to be announced by the Commission in a
document published in the Federal Register, Sec. 10.320 is amended by
adding paragraph (g) to read as follows:
Sec. 10.320 Provider alert gateway requirements.
* * * * *
(g) Alert logging. The CMS provider gateway must perform the
following functions:
(1) Logging requirements. Log the CMAC attributes of all Alert
Messages received at the CMS Provider Alert Gateway, including time
stamps that verify when the message is received, and when it is
retransmitted or rejected by the Participating CMS Provider Alert
Gateway. If an Alert Message is rejected, a Participating CMS Provider
is required to log the specific error code generated by the rejection.
(2) Maintenance of logs. Participating CMS Providers are required
to maintain a log of all active and cancelled Alert Messages for at
least 12 months after receipt of such alert or cancellation.
(3) Availability of logs. Participating CMS Providers are required
to make their alert logs available to the Commission and FEMA upon
request. Participating CMS Providers are also required to make alert
logs available to emergency management agencies that offer
confidentiality protection at least
[[Page 75726]]
equal to that provided by the federal Freedom of Information Act (FOIA)
upon request, but only insofar as those logs pertain to Alert Messages
initiated by that emergency management agency.
0
4. Effective December 1, 2016, Sec. 10.350 is amended by revising the
section heading, introductory text, and paragraph (b) to read as
follows:
Sec. 10.350 WEA testing and proficiency training requirements.
This section specifies the testing that is required of
Participating CMS Providers.
* * * * *
(b) Periodic C interface testing. In addition to the required
monthly tests, a Participating CMS Provider must participate in
periodic testing of the interfaces between the Federal Alert Gateway
and its CMS Provider Gateway, including the public television
broadcast-based backup to the C-interface. This periodic interface
testing is not intended to test the CMS Provider's infrastructure nor
the mobile devices but rather is required to ensure the availability/
viability of both gateway functions. Each CMS Provider Gateway shall
send an acknowledgement to the Federal Alert Gateway upon receipt of
such interface test messages. Real event codes or Alert Messages shall
not be used for this periodic interface testing.
* * * * *
0
5. Effective May 1, 2019, Sec. 10.350 is amended by adding paragraph
(c) to read as follows:
Sec. 10.350 WEA testing and proficiency training requirements.
* * * * *
(c) State/Local WEA Testing. A Participating CMS Provider must
support State/Local WEA Tests in a manner that complies with the Alert
Message Requirements specified in Subpart D.
(1) A Participating CMS Provider's Gateway shall support the
ability to receive a State/Local WEA Test message initiated by the
Federal Alert Gateway Administrator.
(2) A Participating CMS Provider shall immediately transmit a
State/Local WEA Test to the geographic area specified by the alert
originator.
(3) A Participating CMS Provider may forego a State/Local WEA Test
if the State/Local WEA Test is pre-empted by actual alert traffic or if
an unforeseen condition in the CMS Provider infrastructure precludes
distribution of the State/Local WEA Test. If a Participating CMS
Provider Gateway forgoes a State/Local WEA Test, it shall send a
response code to the Federal Alert Gateway indicating the reason.
(4) Participating CMS Providers shall provide their subscribers
with the option to opt in to receive State/Local WEA Tests.
0
6. Effective May 1, 2019, Sec. 10.400 is amended by revising the
introductory text and adding paragraph (d) to read as follows:
Sec. 10.400 Classification.
A Participating CMS Provider is required to receive and transmit
four classes of Alert Messages: Presidential Alert; Imminent Threat
Alert; Child Abduction Emergency/AMBER Alert; and Public Safety
Message.
* * * * *
(d) Public Safety Message. A Public Safety Message is an essential
public safety advisory that prescribes one or more actions likely to
save lives and/or safeguard property during an emergency. A Public
Safety Message may only be issued in connection with an Alert Message
classified in paragraphs (a), (b) or (c) of this section.
0
7. Effective May 1, 2019, Sec. 10.410 is revised to read as follows:
Sec. 10.410 Prioritization.
A Participating CMS Provider is required to transmit Presidential
Alerts upon receipt. Presidential Alerts preempt all other Alert
Messages. A Participating CMS Provider is required to transmit Imminent
Threat Alerts, AMBER Alerts and Public Safety Messages on a first in-
first out (FIFO) basis.
0
8. Effective May 1, 2019, Sec. 10.430 is revised to read as follows:
Sec. 10.430 Character limit.
A Participating CMS Provider must support transmission of an Alert
Message that contains a maximum of 360 characters of alphanumeric text.
If, however, some or all of a Participating CMS Provider's network
infrastructure is technically incapable of supporting the transmission
of a 360-character maximum Alert Message, then that Participating CMS
Provider must support transmission of an Alert Message that contains a
maximum of 90 characters of alphanumeric text on and only on those
elements of its network incapable of supporting a 360 character Alert
Message.
Sec. 10.440 [Removed].
0
9. Effective December 1, 2016, remove Sec. 10.440.
0
10. Effective November 1, 2017, Sec. 10.441 is added to read as
follows:
Sec. 10.441 Embedded references.
Participating CMS Providers are required to support Alert Messages
that include an embedded Uniform Resource Locator (URL), which is a
reference (an address) to a resource on the Internet, or an embedded
telephone number.
0
11. Effective January 3, 2017, Sec. 10.450 is revised to read as
follows:
Sec. 10.450 Geographic targeting.
This section establishes minimum requirements for the geographic
targeting of Alert Messages.
(a) A Participating CMS Provider will determine which of its
network facilities, elements, and locations will be used to
geographically target Alert Messages. A Participating CMS Provider must
transmit any Alert Message that is specified by a geocode, circle, or
polygon to an area that best approximates the specified geocode,
circle, or polygon. If, however, the Participating CMS Provider cannot
broadcast the Alert Message to an area that best approximates the
specified geocode, circle, or polygon, a Participating CMS Provider may
transmit an Alert Message to an area not larger than the propagation
area of a single transmission site.
(b) Upon request from an emergency management agency, a
Participating CMS Provider will disclose information regarding their
capabilities for geo-targeting Alert Messages. A Participating CMS
Provider is only required to disclose this information to an emergency
management agency insofar as it would pertain to Alert Messages
initiated by that emergency management agency, and only so long as the
emergency management agency offers confidentiality protection at least
equal to that provided by the federal FOIA.
0
12. Effective November 1, 2018, Sec. 10.480 is added to subpart D to
read as follows:
Sec. 10.480 Language support.
Participating CMS Providers are required to transmit WEA Alert
Messages that are issued in the Spanish language or that contain
Spanish-language characters.
0
13. Effective May 1, 2019, Sec. 10.510 is revised to read as follows:
Sec. 10.510 Call preemption prohibition.
Devices marketed for public use under part 10 must present an Alert
Message as soon as they receive it, but may not enable an Alert Message
to preempt an active voice or data session. If a mobile device receives
a WEA Alert Message during an active voice or data session, the user
may be given the option to control how the Alert Message is presented
on the mobile device with respect to the use of the common
[[Page 75727]]
vibration cadence and audio attention signal.
0
14. Effective December 1, 2016, Sec. 10.520 is amended by revising
paragraph (d) to read as follows:
Sec. 10.520 Common audio attention signal.
* * * * *
(d) No person may transmit or cause to transmit the WEA common
audio attention signal, or a recording or simulation thereof, in any
circumstance other than in an actual National, State or Local Area
emergency or authorized test, except as designed and used for Public
Service Announcements (PSAs) by federal, state, local, tribal and
territorial entities, and non-governmental organizations in
coordination with those entities, to raise public awareness about
emergency alerting, provided that the entity presents the PSA in a non-
misleading manner, including by explicitly stating that the emergency
alerting attention signal is being used in the context of a PSA for the
purpose of educating the viewing or listening public about emergency
alerting.
* * * * *
PART 11--EMERGENCY ALERT SYSTEM
0
15. The authority citation for part 11 continues to read as follows:
Authority: 47 U.S.C. 151, 154 (i) and (o), 303(r), 544(g) and
606.
0
16. Effective December 1, 2016, Sec. 11.45 is revised to read as
follows:
Sec. 11.45 Prohibition of false or deceptive EAS transmissions.
No person may transmit or cause to transmit the EAS codes or
Attention Signal, or a recording or simulation thereof, in any
circumstance other than in an actual National, State or Local Area
emergency or authorized test of the EAS, or as specified in Sec.
10.520(d) of this chapter.
[FR Doc. 2016-26120 Filed 10-31-16; 8:45 am]
BILLING CODE 6712-01-P