Applicability of National Environmental Policy Act (NEPA) to Federal Aviation Administration (FAA) Review of Airport Wildlife Hazard Management Plans, 72145-72147 [2016-25285]
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Federal Register / Vol. 81, No. 202 / Wednesday, October 19, 2016 / Notices
FOR FURTHER INFORMATION CONTACT:
DEPARTMENT OF TRANSPORTATION
Karan Hofmann at khofmann@rtca.org
or 202–330–0680, or The RTCA
Secretariat, 1150 18th Street NW., Suite
910, Washington, DC 20036, or by
telephone at (202) 833–9339, fax at (202)
833–9434, or Web site at https://
www.rtca.org.
Pursuant
to section 10(a)(2) of the Federal
Advisory Committee Act (Pub. L. 92–
463, 5 U.S.C., App.), notice is hereby
given for a meeting of the Fifth RTCA
SC–235 Non Rechargeable Lithium
Batteries Plenary Session. The agenda
will include the following:
SUPPLEMENTARY INFORMATION:
Tuesday, November 15, 2016—9:00
a.m.–5:00 p.m.
1. Welcome and Administrative
Remarks
2. Introductions
3. Agenda Review
4. Meeting-Minutes Review
5. FAA Tech Center Testing Update
6. Status Discussion of Internal
Comment Review
7. Review of program schedule
8. Action Item Review
9. Any other Business
10. Date and Place of Next Meeting
11. Adjourn
Wednesday, November 16, 2016—9:00
a.m.–4:00 p.m.
sradovich on DSK3GMQ082PROD with NOTICES
Continuation of Plenary or Working
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Attendance is open to the interested
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committee at any time.
Issued in Washington, DC, on October 13,
2016.
Mohannad Dawoud,
Management & Program Analyst, Partnership
Contracts Branch, ANG–A17, NextGen,
Procurement Services Division, Federal
Aviation Administration.
[FR Doc. 2016–25186 Filed 10–18–16; 8:45 am]
BILLING CODE 4910–13–P
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Federal Aviation Administration
[Docket No. FAA–2016–9284]
Applicability of National Environmental
Policy Act (NEPA) to Federal Aviation
Administration (FAA) Review of Airport
Wildlife Hazard Management Plans
Federal Aviation
Administration (FAA), DOT
ACTION: Notice and request for
comments.
AGENCY:
The Federal Aviation
Administration (FAA) Office of Airports
is clarifying a program guidance letter
issued in 2006 concerning how federal
environmental laws apply to FAA
approval of a new or updated airport
Wildlife Hazard Management Plan
(WHMP). Recent issues and questions
have arisen that make it necessary to
update and clarify the guidance. The
clarified policy includes circumstances
where the FAA would approve WHMPs,
and delineate which individual
measures in a plan the airport may
implement based upon a categorical
exclusion without further
environmental review or coordination.
In contrast, other measures might be
subject to a higher level of review and
interagency coordination prior to
approval. The FAA is publishing this for
notice and comment prior to
implementation.
SUMMARY:
Written comments must be
received on or before November 18,
2016.
DATES:
Send comments identified
by docket number FAA–2016–9284
using any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE., Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
Privacy: The FAA will post all
comments it receives, without change,
to https://www.regulations.gov, including
any personal information the
commenter provides. Using the search
ADDRESSES:
PO 00000
Frm 00111
Fmt 4703
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72145
function of the docket Web site, anyone
can find and read the electronic form of
all comments received into any FAA
docket, including the name of the
individual sending the comment (or
signing the comment for an association,
business, labor union, etc.). DOT’s
complete Privacy Act Statement can be
found in the Federal Register published
on April 11, 2000 (65 FR 19477–19478),
as well as at https://DocketsInfo.dot.gov.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or go to the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
Mr.
Elliott Black, Director, Office of Airport
Planning and Programming. Mailing
address: Federal Aviation
Administration, 800 Independence Ave.
SW., Washington, DC 20591. Telephone:
(202) 267–8775. Email address:
Elliott.Black@faa.gov.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Authority. 49 United States Code
(U.S.C.) § 44706 (‘‘Airport operating
certificates) and 14 CFR part 139.337
(‘‘Wildlife Hazard Management’’); and
42 United States Code [U.S.C.] §§ 4321–
4335 National Environmental Policy Act
(NEPA).
Title 14 CFR part 139 § 139.337
(‘‘Wildlife hazard management’’)
requires in part that when the FAA
determines that a wildlife hazard
management plan is needed, the
certificate holder must formulate and
implement a plan using the wildlife
hazard assessment as a basis. The plan
must provide measures to reduce or
eliminate wildlife hazards to air carrier
operations, and be submitted to (and
approved by) the FAA prior to
implementation.
In 2006, the FAA’s Office of Airports
issued Program and Policy Guidance
Letter 92 (‘‘Policy 92’’) to address
questions about the applicability of the
National Environmental Policy Act
(NEPA) to FAA approval of WHMPs,
and the certificate holder’s
implementation of those plans.1 That
policy referred in part to Section 209 of
FAA Order 5050.4B, ‘‘National
Environmental Policy Act (NEPA)
Implementing Instructions for Airport
Actions’’ (April 28, 2006), which
addressed the applicability of NEPA to
1 Available online at https://www.faa.gov/airports/
airport_safety/wildlife/.
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72146
Federal Register / Vol. 81, No. 202 / Wednesday, October 19, 2016 / Notices
an approval of a WHMP required under
14 CFR part 139.
Recent litigation concerning the
snowy owl at an airport in New York
and coordination with federal resource
agencies on plan updates has led to
closer scrutiny of some of the language
contained in Section 209 of FAA Order
5050.4B. The language may have created
some confusion, because it may appear
to some readers to focus on NEPA
requirements primarily in the context of
Airport Improvement Program (AIP)
grants or Airport Layout Plan (ALP)
approvals. The FAA will similarly
explain in an upcoming revision of
Order 5050.4B that NEPA applies to the
federal action of approving the WHMP
and that this environmental review is
typically sufficient for any related AIP
grant or ALP approvals. The approval of
the WHMPs is considered to involve
sufficient discretion that NEPA (and
other federal environmental laws)
apply.
In the meantime, the FAA is
proposing to revise the 2006 ‘‘Policy 92’’
document (‘‘Applicability of National
Environmental Policy Act to Federal
Aviation Administration Mandated
Wildlife Hazard Management Plans’’) to
clarify the process and procedures. The
revised policy would read as follows:
Proposed Text of Revised Policy 92.
When the FAA requires the holder of an
Airport Operating Certificate to prepare
a new or updated 2 Wildlife Hazard
Management Plan (WHMP), the
Certificate Holder must submit the plan
to the FAA for approval before
implementation [§ 139.337(e)].
The FAA’s approval of a WHMP is a
federal action subject to the National
Environmental Policy Act (NEPA). In
addition, WHMPs may include
measures that are subject to related
federal actions of airport layout plan
approval and/or federal funding.
Section 209 of FAA Order 5050.4B,
‘‘National Environmental Policy Act
(NEPA) Implementing Instructions for
Airport Actions’’ (April 28, 2006),
addressed the applicability of NEPA to
a WHMP required under Part 139.
However, insofar as that section may
have been read by some to focus
primarily on airport actions
implementing WHMPs that involved
AIP grant funding and/or airport layout
plan approval, and to suggest that these
actions were handled distinctly from
plan approval for purposes of NEPA, it
may have led to some
misunderstanding. NEPA applies to the
2 For purposes of this FRN, every reference to
‘‘WHMP’’ should be read as ‘‘new or updated
WHMP,’’ because the same provisions apply to
either circumstance.
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17:39 Oct 18, 2016
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federal action of approving WHMPs.
This environmental review is typically
sufficient for any related AIP grant or
ALP approvals. As a matter of federal or
state law, the certificate holder may also
be subject to permitting or licensing
requirements for its actions in
implementing discrete WHMP
measures. FAA considers whether there
is a reasonable assurance of obtaining
these permits and licenses in reviewing
approval of the plan under NEPA.
The FAA must consider the existence
of extraordinary circumstances when
determining whether to categorically
exclude approval of any or all WHMP
measures. In our experience, airport
certificate holders will often be able to
implement many, if not all, measures
under a WHMP based upon a categorical
exclusion. The measures in most plans
qualify for a categorical exclusion
because they are not reasonably
expected to significantly change land
use management or cause
environmental impacts. Most of the
measures in a WHMP also have
independent utility from other measures
because they address different safety
concerns. However, under certain
circumstances, an EA or EIS may be
required prior to FAA approval of a
WHMP, and/or prior to the certificate
holder’s implementation of certain
measures within an approved WHMP.
The effect of this clarification will be
to set forth in more detail how and why
the FAA and airport sponsor, consistent
with independent utility and
requirements to consider extraordinary
circumstances, may delineate certain
measures in the Plan for approval based
upon categorical exclusion while
identifying others that trigger special
purpose environmental laws like ESA
Section 7 for further environmental
review prior to approval. In other
words, the measures in the plan that do
not trigger special purpose laws may be
approved by the FAA, provided they
have independent utility and otherwise
qualify for categorical exclusion. The
FAA may then conditionally approve
the plan as to the remaining measures
pending any further required
environmental review.
Responsibilities and Procedures
• Certificate Holders. The Certificate
Holder is responsible for monitoring
wildlife hazards and initiating required
coordination with the FAA early enough
to mitigate risks while complying with
all applicable environmental laws and
regulations. The Certificate Holder is
responsible for identifying any
protected environmental resources (e.g.,
threatened and endangered species,
wetlands, archeological sites) on or near
PO 00000
Frm 00112
Fmt 4703
Sfmt 4703
the airport. It is the Certificate Holder’s
responsibility to contact the appropriate
FAA Airports Regional Office or
Airports District Office to provide any
information required in support of the
environmental review process for all
measures within the WHMP. The
Certificate Holder is responsible for
implementing measures of the WHMP
only after they have received the
required environmental approvals,
unless an emergency condition compels
the Certificate Holder to take immediate
steps in order to protect the safety of air
transportation. In such circumstances,
the Certificate Holder must immediately
alert the FAA of the emergency
circumstances so that FAA may follow
emergency provisions in applicable
environmental laws such as NEPA and
the ESA.3 The Certificate Holder is
responsible for compliance with 14 CFR
part 139.337 (‘‘Wildlife Hazard
Management’’) as well as all applicable
Federal, state and local environmental
laws and regulations. For plan
components/measures not covered by
categorical exclusions, certain findings
and determinations required under
special purpose laws, requirements,
regulations, or orders may need to be
completed before FAA can approve
them.4
• Safety Inspectors. The FAA’s
designated Airport Certification Safety
Inspector (ACSI) must review all
WHMPs that are required for
compliance with § 139.337(f). The ACSI
must coordinate approval of the WHMP
with the FAA Environmental Protection
Specialist (EPS), and should involve the
EPS as early as possible in the process
in order to help identify and address
potential environmental issues as
expeditiously as possible. The FAA’s
approval of new WHMPs and updates to
WHMPs is normally categorically
excluded under FAA Order 1050.1F,5
paragraph 5–6.2(e),6 provided there are
no extraordinary circumstances. If there
is evidence of protected environmental
resources (e.g., threatened and
endangered species, wetlands,
archeological sites) on or near the
airport, an environmental review
associated with the WHMP must
address how the implementation of
wildlife control measures might impact
these resources, and clearly identify any
3 FAA’s emergency procedures are outlined in
section 807 of FAA Order 1050.1F.
4 FAA Order 1050.1F Desk Reference describes
laws, regulations, and orders in addition to NEPA
that must be complied with before approving a
proposed Federal action.
5 ‘‘Environmental Impacts: Policies and
Procedures’’ (dated July 16, 2015).
6 Previously paragraph 308e in FAA Order
1050.1E.
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Federal Register / Vol. 81, No. 202 / Wednesday, October 19, 2016 / Notices
required mitigation measures and
associated regulatory/permit
requirements.
The ACSI will coordinate with the
FAA’s EPS to determine whether any
measures of the WHMP may require
NEPA review beyond a categorical
exclusion, and to ensure compliance
with any other applicable
environmental law. Approval letters
will indicate which measures are not yet
approved for implementation due to a
need for additional FAA NEPA or
special purpose law compliance, which
measures are approved with conditions
that the Certificate Holder must satisfy
prior to implementation of the measure,
and which measures are approved
outright and ready for implementation.
• Environmental Protection
Specialists (EPS’s). The EPS will
coordinate with the ACSI to review all
available information to determine
whether FAA may categorically exclude
the approval of any or all of the WHMP
measures comprising the WHMP in
accordance with paragraph 5–6.2(e) of
FAA Order 1050.1F, or whether any
may require preparation of an
Environmental Assessment (EA) or
Environmental Impact Statement (EIS).
To avoid segmentation, the FAA’s EPS
will, as part of the review of
extraordinary circumstances, consider
whether any measures considered for
approval under a categorical exclusion
are connected to other measures that
may require further environmental
review or interagency coordination. The
EPS will provide the ACSI with
language (for inclusion in the letter to
the Certificate Holder) explaining which
measures and aspects of the Plan are
approved, approved with conditions
(like obtaining a 404 permit) but
without requiring further FAA action, or
disapproved or requiring further
environmental analysis or consultation
by FAA. The EPS will also advise the
Certificate Holder regarding which
agency is responsible for coordination
with the applicable resource agencies.7
If there are additional environmental
reviews needed before the Certificate
Holder can implement a specific action,
the EPS will help draft conditions
requiring such coordination and
completion of the environmental review
before implementation of the action is
undertaken by the Certificate Holder.
Certification Status: Certificate
Holders should note that, pursuant to
7 The FAA is also reviewing its Policy and
Guidance Letter 78 (dated June 21, 2004), which
addresses Section 7 consultation with the U.S. Fish
& Wildlife Service (USFWS) under the Endangered
Species Act (ESA). The FAA will either update,
revise or rescind that policy as appropriate after
coordination with the USFWS.
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Section 139.337(e), FAA’s approval of a
WHMP satisfies their requirements as
long as the Certificate Holder
implements the approved provisions
and works to obtain approval of the
remaining measures. To the extent there
are measures that require additional
NEPA review and/or other interagency
coordination, the Certificate Holder may
not implement those measures unless
and until the FAA and/or the
appropriate resource agency have
reached a favorable environmental
determination. The Certificate Holder
must then carry out the approved
measures to remain in compliance with
Part 139 certification requirements. This
does not relieve the Certificate Holder of
their responsibility to continue to
monitor wildlife hazards and take
relevant and appropriate measures to
minimize the risks, to the extent
permissible under the WHMP and all
applicable environmental laws and
regulations.
If the WHMP has no measures that
can be implemented immediately, the
Certificate Holder must consider and
document interim mitigation measures,
in consultation with the FAA’s ACSI
and EPS. For example, if the WHMP
calls for certain depredation measures
which require approval by the U.S. Fish
& Wildlife Service, then the Certificate
Holder may commit to monitoring
wildlife numbers and activities, and
seek under any available emergency
provisions to conduct the least invasive
measure in the interim. In
extraordinarily rare circumstances, it
may be possible for a Certificate Holder
to demonstrate that wildlife hazards
represent such an immediate threat to
the safety of the traveling public that the
emergency provisions of NEPA and the
Endangered Species Act offer some
latitude for interim action. This would
be rare, however, because the FAA
expects Certificate Holders to monitor
wildlife hazards and initiate required
coordination early enough to mitigate
risks while complying with all
applicable environmental laws and
regulations.
Applicability to non-139 airports: The
FAA encourages all airport operators to
actively monitor and manage wildlife
hazards on and near the airport
environs. Other airports (such as those
that are certificated under 14 CFR part
139 but that have not had a triggering
event that would mandate a WHMP, or
for airports not certificated under Part
139) are still encouraged to undertake
Wildlife Hazard Assessments or
Wildlife Hazard Site Visits, and to
establish and implement WHMPs when
PO 00000
Frm 00113
Fmt 4703
Sfmt 4703
72147
justified.8 However, the FAA would not
approve such plans, so unless
implementation of the WHMP required
a change to the ALP, or involved federal
funding, there would most likely be no
Federal action from the FAA’s
perspective. Airport owners and
operators would have to comply with all
applicable Federal environmental laws
and regulations related to any measures
contained within such WHMPs if they
have the potential to impact threatened
and endangered species, wetlands,
archeological sites or other protected
environmental resources. The FAA
would make its expert wildlife and
environmental resources available to the
airport in such circumstances, and may
support interagency coordination if
necessary depending upon the proposed
measures.
Effective date: Once the FAA has
received and reviewed any comments
submitted in response to this Federal
Register notice, the FAA will publish a
final revision of Policy 92, which will
be effective as of the date of its
publication for any new or updated
WHMP that has not yet been submitted
to the FAA for review and approval as
of that date. However, this does not
relieve airport Certificate Holders of
their responsibilities for additional
permitting and interagency coordination
that may already be required under
applicable federal environmental laws
for implementation of certain measures,
even if those measures were submitted
as part of a WHMP that was previously
approved by the FAA but not yet
implemented.
Issued in Washington, DC, on October 14,
2016.
Elliott Black,
Director, Office of Airport Planning and
Programming.
[FR Doc. 2016–25285 Filed 10–18–16; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Notice of Request To Release Airport
Property
Federal Aviation
Administration (FAA), DOT.
AGENCY:
8 The FAA previously issued a Federal Register
notice for public comment on December 10, 2012
(77 FR 73511). The FRN presented a clarification of
Grant Assurance #19 (Operation and Maintenance),
which would have clarified the expectation for all
federally-obligated airports to conduct Wildlife
Hazard Site Visits (WHSVs) or Wildlife Hazard
Assessments (WHAs). Based in part on comments
received in response to that Federal Register notice,
the FAA has decided not to proceed with this
clarification at this time.
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Agencies
[Federal Register Volume 81, Number 202 (Wednesday, October 19, 2016)]
[Notices]
[Pages 72145-72147]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-25285]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Docket No. FAA-2016-9284]
Applicability of National Environmental Policy Act (NEPA) to
Federal Aviation Administration (FAA) Review of Airport Wildlife Hazard
Management Plans
AGENCY: Federal Aviation Administration (FAA), DOT
ACTION: Notice and request for comments.
-----------------------------------------------------------------------
SUMMARY: The Federal Aviation Administration (FAA) Office of Airports
is clarifying a program guidance letter issued in 2006 concerning how
federal environmental laws apply to FAA approval of a new or updated
airport Wildlife Hazard Management Plan (WHMP). Recent issues and
questions have arisen that make it necessary to update and clarify the
guidance. The clarified policy includes circumstances where the FAA
would approve WHMPs, and delineate which individual measures in a plan
the airport may implement based upon a categorical exclusion without
further environmental review or coordination. In contrast, other
measures might be subject to a higher level of review and interagency
coordination prior to approval. The FAA is publishing this for notice
and comment prior to implementation.
DATES: Written comments must be received on or before November 18,
2016.
ADDRESSES: Send comments identified by docket number FAA-2016-9284
using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation (DOT), 1200 New Jersey Avenue SE., Room
W12-140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
Privacy: The FAA will post all comments it receives, without
change, to https://www.regulations.gov, including any personal
information the commenter provides. Using the search function of the
docket Web site, anyone can find and read the electronic form of all
comments received into any FAA docket, including the name of the
individual sending the comment (or signing the comment for an
association, business, labor union, etc.). DOT's complete Privacy Act
Statement can be found in the Federal Register published on April 11,
2000 (65 FR 19477-19478), as well as at https://DocketsInfo.dot.gov.
Docket: Background documents or comments received may be read at
https://www.regulations.gov at any time. Follow the online instructions
for accessing the docket or go to the Docket Operations in Room W12-140
of the West Building Ground Floor at 1200 New Jersey Avenue SE.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Mr. Elliott Black, Director, Office of
Airport Planning and Programming. Mailing address: Federal Aviation
Administration, 800 Independence Ave. SW., Washington, DC 20591.
Telephone: (202) 267-8775. Email address: Elliott.Black@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority. 49 United States Code (U.S.C.) Sec. 44706 (``Airport
operating certificates) and 14 CFR part 139.337 (``Wildlife Hazard
Management''); and 42 United States Code [U.S.C.] Sec. Sec. 4321-4335
National Environmental Policy Act (NEPA).
Title 14 CFR part 139 Sec. 139.337 (``Wildlife hazard
management'') requires in part that when the FAA determines that a
wildlife hazard management plan is needed, the certificate holder must
formulate and implement a plan using the wildlife hazard assessment as
a basis. The plan must provide measures to reduce or eliminate wildlife
hazards to air carrier operations, and be submitted to (and approved
by) the FAA prior to implementation.
In 2006, the FAA's Office of Airports issued Program and Policy
Guidance Letter 92 (``Policy 92'') to address questions about the
applicability of the National Environmental Policy Act (NEPA) to FAA
approval of WHMPs, and the certificate holder's implementation of those
plans.\1\ That policy referred in part to Section 209 of FAA Order
5050.4B, ``National Environmental Policy Act (NEPA) Implementing
Instructions for Airport Actions'' (April 28, 2006), which addressed
the applicability of NEPA to
[[Page 72146]]
an approval of a WHMP required under 14 CFR part 139.
---------------------------------------------------------------------------
\1\ Available online at https://www.faa.gov/airports/airport_safety/wildlife/.
---------------------------------------------------------------------------
Recent litigation concerning the snowy owl at an airport in New
York and coordination with federal resource agencies on plan updates
has led to closer scrutiny of some of the language contained in Section
209 of FAA Order 5050.4B. The language may have created some confusion,
because it may appear to some readers to focus on NEPA requirements
primarily in the context of Airport Improvement Program (AIP) grants or
Airport Layout Plan (ALP) approvals. The FAA will similarly explain in
an upcoming revision of Order 5050.4B that NEPA applies to the federal
action of approving the WHMP and that this environmental review is
typically sufficient for any related AIP grant or ALP approvals. The
approval of the WHMPs is considered to involve sufficient discretion
that NEPA (and other federal environmental laws) apply.
In the meantime, the FAA is proposing to revise the 2006 ``Policy
92'' document (``Applicability of National Environmental Policy Act to
Federal Aviation Administration Mandated Wildlife Hazard Management
Plans'') to clarify the process and procedures. The revised policy
would read as follows:
Proposed Text of Revised Policy 92. When the FAA requires the
holder of an Airport Operating Certificate to prepare a new or updated
\2\ Wildlife Hazard Management Plan (WHMP), the Certificate Holder must
submit the plan to the FAA for approval before implementation [Sec.
139.337(e)].
---------------------------------------------------------------------------
\2\ For purposes of this FRN, every reference to ``WHMP'' should
be read as ``new or updated WHMP,'' because the same provisions
apply to either circumstance.
---------------------------------------------------------------------------
The FAA's approval of a WHMP is a federal action subject to the
National Environmental Policy Act (NEPA). In addition, WHMPs may
include measures that are subject to related federal actions of airport
layout plan approval and/or federal funding. Section 209 of FAA Order
5050.4B, ``National Environmental Policy Act (NEPA) Implementing
Instructions for Airport Actions'' (April 28, 2006), addressed the
applicability of NEPA to a WHMP required under Part 139. However,
insofar as that section may have been read by some to focus primarily
on airport actions implementing WHMPs that involved AIP grant funding
and/or airport layout plan approval, and to suggest that these actions
were handled distinctly from plan approval for purposes of NEPA, it may
have led to some misunderstanding. NEPA applies to the federal action
of approving WHMPs. This environmental review is typically sufficient
for any related AIP grant or ALP approvals. As a matter of federal or
state law, the certificate holder may also be subject to permitting or
licensing requirements for its actions in implementing discrete WHMP
measures. FAA considers whether there is a reasonable assurance of
obtaining these permits and licenses in reviewing approval of the plan
under NEPA.
The FAA must consider the existence of extraordinary circumstances
when determining whether to categorically exclude approval of any or
all WHMP measures. In our experience, airport certificate holders will
often be able to implement many, if not all, measures under a WHMP
based upon a categorical exclusion. The measures in most plans qualify
for a categorical exclusion because they are not reasonably expected to
significantly change land use management or cause environmental
impacts. Most of the measures in a WHMP also have independent utility
from other measures because they address different safety concerns.
However, under certain circumstances, an EA or EIS may be required
prior to FAA approval of a WHMP, and/or prior to the certificate
holder's implementation of certain measures within an approved WHMP.
The effect of this clarification will be to set forth in more
detail how and why the FAA and airport sponsor, consistent with
independent utility and requirements to consider extraordinary
circumstances, may delineate certain measures in the Plan for approval
based upon categorical exclusion while identifying others that trigger
special purpose environmental laws like ESA Section 7 for further
environmental review prior to approval. In other words, the measures in
the plan that do not trigger special purpose laws may be approved by
the FAA, provided they have independent utility and otherwise qualify
for categorical exclusion. The FAA may then conditionally approve the
plan as to the remaining measures pending any further required
environmental review.
Responsibilities and Procedures
Certificate Holders. The Certificate Holder is responsible
for monitoring wildlife hazards and initiating required coordination
with the FAA early enough to mitigate risks while complying with all
applicable environmental laws and regulations. The Certificate Holder
is responsible for identifying any protected environmental resources
(e.g., threatened and endangered species, wetlands, archeological
sites) on or near the airport. It is the Certificate Holder's
responsibility to contact the appropriate FAA Airports Regional Office
or Airports District Office to provide any information required in
support of the environmental review process for all measures within the
WHMP. The Certificate Holder is responsible for implementing measures
of the WHMP only after they have received the required environmental
approvals, unless an emergency condition compels the Certificate Holder
to take immediate steps in order to protect the safety of air
transportation. In such circumstances, the Certificate Holder must
immediately alert the FAA of the emergency circumstances so that FAA
may follow emergency provisions in applicable environmental laws such
as NEPA and the ESA.\3\ The Certificate Holder is responsible for
compliance with 14 CFR part 139.337 (``Wildlife Hazard Management'') as
well as all applicable Federal, state and local environmental laws and
regulations. For plan components/measures not covered by categorical
exclusions, certain findings and determinations required under special
purpose laws, requirements, regulations, or orders may need to be
completed before FAA can approve them.\4\
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\3\ FAA's emergency procedures are outlined in section 807 of
FAA Order 1050.1F.
\4\ FAA Order 1050.1F Desk Reference describes laws,
regulations, and orders in addition to NEPA that must be complied
with before approving a proposed Federal action.
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Safety Inspectors. The FAA's designated Airport
Certification Safety Inspector (ACSI) must review all WHMPs that are
required for compliance with Sec. 139.337(f). The ACSI must coordinate
approval of the WHMP with the FAA Environmental Protection Specialist
(EPS), and should involve the EPS as early as possible in the process
in order to help identify and address potential environmental issues as
expeditiously as possible. The FAA's approval of new WHMPs and updates
to WHMPs is normally categorically excluded under FAA Order 1050.1F,\5\
paragraph 5-6.2(e),\6\ provided there are no extraordinary
circumstances. If there is evidence of protected environmental
resources (e.g., threatened and endangered species, wetlands,
archeological sites) on or near the airport, an environmental review
associated with the WHMP must address how the implementation of
wildlife control measures might impact these resources, and clearly
identify any
[[Page 72147]]
required mitigation measures and associated regulatory/permit
requirements.
The ACSI will coordinate with the FAA's EPS to determine whether
any measures of the WHMP may require NEPA review beyond a categorical
exclusion, and to ensure compliance with any other applicable
environmental law. Approval letters will indicate which measures are
not yet approved for implementation due to a need for additional FAA
NEPA or special purpose law compliance, which measures are approved
with conditions that the Certificate Holder must satisfy prior to
implementation of the measure, and which measures are approved outright
and ready for implementation.
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\5\ ``Environmental Impacts: Policies and Procedures'' (dated
July 16, 2015).
\6\ Previously paragraph 308e in FAA Order 1050.1E.
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Environmental Protection Specialists (EPS's). The EPS will
coordinate with the ACSI to review all available information to
determine whether FAA may categorically exclude the approval of any or
all of the WHMP measures comprising the WHMP in accordance with
paragraph 5-6.2(e) of FAA Order 1050.1F, or whether any may require
preparation of an Environmental Assessment (EA) or Environmental Impact
Statement (EIS). To avoid segmentation, the FAA's EPS will, as part of
the review of extraordinary circumstances, consider whether any
measures considered for approval under a categorical exclusion are
connected to other measures that may require further environmental
review or interagency coordination. The EPS will provide the ACSI with
language (for inclusion in the letter to the Certificate Holder)
explaining which measures and aspects of the Plan are approved,
approved with conditions (like obtaining a 404 permit) but without
requiring further FAA action, or disapproved or requiring further
environmental analysis or consultation by FAA. The EPS will also advise
the Certificate Holder regarding which agency is responsible for
coordination with the applicable resource agencies.\7\ If there are
additional environmental reviews needed before the Certificate Holder
can implement a specific action, the EPS will help draft conditions
requiring such coordination and completion of the environmental review
before implementation of the action is undertaken by the Certificate
Holder.
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\7\ The FAA is also reviewing its Policy and Guidance Letter 78
(dated June 21, 2004), which addresses Section 7 consultation with
the U.S. Fish & Wildlife Service (USFWS) under the Endangered
Species Act (ESA). The FAA will either update, revise or rescind
that policy as appropriate after coordination with the USFWS.
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Certification Status: Certificate Holders should note that,
pursuant to Section 139.337(e), FAA's approval of a WHMP satisfies
their requirements as long as the Certificate Holder implements the
approved provisions and works to obtain approval of the remaining
measures. To the extent there are measures that require additional NEPA
review and/or other interagency coordination, the Certificate Holder
may not implement those measures unless and until the FAA and/or the
appropriate resource agency have reached a favorable environmental
determination. The Certificate Holder must then carry out the approved
measures to remain in compliance with Part 139 certification
requirements. This does not relieve the Certificate Holder of their
responsibility to continue to monitor wildlife hazards and take
relevant and appropriate measures to minimize the risks, to the extent
permissible under the WHMP and all applicable environmental laws and
regulations.
If the WHMP has no measures that can be implemented immediately,
the Certificate Holder must consider and document interim mitigation
measures, in consultation with the FAA's ACSI and EPS. For example, if
the WHMP calls for certain depredation measures which require approval
by the U.S. Fish & Wildlife Service, then the Certificate Holder may
commit to monitoring wildlife numbers and activities, and seek under
any available emergency provisions to conduct the least invasive
measure in the interim. In extraordinarily rare circumstances, it may
be possible for a Certificate Holder to demonstrate that wildlife
hazards represent such an immediate threat to the safety of the
traveling public that the emergency provisions of NEPA and the
Endangered Species Act offer some latitude for interim action. This
would be rare, however, because the FAA expects Certificate Holders to
monitor wildlife hazards and initiate required coordination early
enough to mitigate risks while complying with all applicable
environmental laws and regulations.
Applicability to non-139 airports: The FAA encourages all airport
operators to actively monitor and manage wildlife hazards on and near
the airport environs. Other airports (such as those that are
certificated under 14 CFR part 139 but that have not had a triggering
event that would mandate a WHMP, or for airports not certificated under
Part 139) are still encouraged to undertake Wildlife Hazard Assessments
or Wildlife Hazard Site Visits, and to establish and implement WHMPs
when justified.\8\ However, the FAA would not approve such plans, so
unless implementation of the WHMP required a change to the ALP, or
involved federal funding, there would most likely be no Federal action
from the FAA's perspective. Airport owners and operators would have to
comply with all applicable Federal environmental laws and regulations
related to any measures contained within such WHMPs if they have the
potential to impact threatened and endangered species, wetlands,
archeological sites or other protected environmental resources. The FAA
would make its expert wildlife and environmental resources available to
the airport in such circumstances, and may support interagency
coordination if necessary depending upon the proposed measures.
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\8\ The FAA previously issued a Federal Register notice for
public comment on December 10, 2012 (77 FR 73511). The FRN presented
a clarification of Grant Assurance #19 (Operation and Maintenance),
which would have clarified the expectation for all federally-
obligated airports to conduct Wildlife Hazard Site Visits (WHSVs) or
Wildlife Hazard Assessments (WHAs). Based in part on comments
received in response to that Federal Register notice, the FAA has
decided not to proceed with this clarification at this time.
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Effective date: Once the FAA has received and reviewed any comments
submitted in response to this Federal Register notice, the FAA will
publish a final revision of Policy 92, which will be effective as of
the date of its publication for any new or updated WHMP that has not
yet been submitted to the FAA for review and approval as of that date.
However, this does not relieve airport Certificate Holders of their
responsibilities for additional permitting and interagency coordination
that may already be required under applicable federal environmental
laws for implementation of certain measures, even if those measures
were submitted as part of a WHMP that was previously approved by the
FAA but not yet implemented.
Issued in Washington, DC, on October 14, 2016.
Elliott Black,
Director, Office of Airport Planning and Programming.
[FR Doc. 2016-25285 Filed 10-18-16; 8:45 am]
BILLING CODE 4910-13-P