Revisions to Public Notice Provisions in Clean Air Act Permitting Programs, 71613-71631 [2016-24911]
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Federal Register / Vol. 81, No. 201 / Tuesday, October 18, 2016 / Rules and Regulations
a.m. on October 22, 2016, and the Isabel
S. Holmes Bridge will be maintained in
the closed-to-navigation position from
9:30 a.m. to 6 p.m. on October 22, 2016.
These bridges are both double bascule
drawbridges and have vertical
clearances in the closed-to-navigation
position of 20 feet and 40 feet,
respectively, above mean high water.
The Atlantic Intracoastal Waterway is
used by a variety of vessels including,
small commercial fishing vessels and
recreational vessels. The Northeast Cape
Fear River is used by a variety of vessels
including, small commercial fishing
vessels, recreational vessels, and tug
and barge traffic. The Coast Guard has
carefully coordinated the restrictions
with waterway users in publishing this
temporary deviation.
Vessels able to pass through these
bridges in their closed positions may do
so at any time. These bridges will be
able to open for emergencies and there
are no immediate alternative routes for
vessels to pass. The Coast Guard will
also inform the users of the waterway
through our Local and Broadcast
Notices to Mariners of the change in
operating schedules for these bridges so
that vessel operators can arrange their
transits to minimize any impact caused
by the temporary deviation.
In accordance with 33 CFR 117.35(e),
these drawbridges must return to their
regular operating schedules
immediately at the end of the effective
periods of this temporary deviation.
This deviation from the operating
regulations is authorized under 33 CFR
117.35.
Dated: October 13, 2016.
Hal R. Pitts,
Bridge Program Manager, Fifth Coast Guard
District.
[FR Doc. 2016–25183 Filed 10–17–16; 8:45 am]
BILLING CODE 9110–04–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 33
[EPA–HQ–OA–2016–0457; FRL–9954–30–
OA]
RIN 2090–AA40
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Participation by Disadvantaged
Business Enterprises in Procurements
Under EPA Financial Assistance
Agreements
Environmental Protection
Agency (EPA).
ACTION: Withdrawal of direct final rule.
AGENCY:
Because EPA received
comments which could be construed as
SUMMARY:
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adverse, we are withdrawing the direct
final rule to amend Part 33—
Participation by Disadvantaged Business
Enterprises in Procurements under EPA
Financial Assistance Agreements
published on July 28, 2016.
ENVIRONMENTAL PROTECTION
AGENCY
Effective October 18, 2016 the
rule published in the Federal Register
of July 28, 2016 (81 FR 49539) (FRL–
9946–27–OA) is withdrawn.
RIN 2060–AS59
FOR FURTHER INFORMATION CONTACT:
AGENCY:
DATES:
Teree Henderson, Office of the
Administrator, Office of Small Business
Programs (mail code: 1230A),
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20460; telephone number: 202–566–
2222; fax number: 202–566–0548; email
address: henderson.teree@epa.gov.
On July
28, 2016, we published a direct final
rule (81 FR 49539) and a parallel
proposal (81 FR 49591) amending the
provisions for Part 33—Participation by
Disadvantaged Business Enterprises in
Procurements under EPA Financial
Assistance Agreements. These
amendments were issued as a direct
final rule, along with a parallel proposal
to be used as the basis for final action
in the event EPA received any adverse
comments on the direct final
amendments. Because EPA received
comments which could be construed as
adverse, we are withdrawing the direct
final rule to amend the general
provisions for part 33 published on July
28, 2016.
We stated in the direct final rule that
if we received adverse comment by
August 29, 2016, the direct final rule
would not take effect and we would
publish a timely withdrawal in the
Federal Register. We subsequently
received comments that could be
construed as adverse on that direct final
rule. We will address those comments
in a subsequent final action based on
the parallel proposal published on July
28, 2016 (81 FR 49591). As stated in the
direct final rule and the parallel
proposed rule, we will not institute a
second comment period on this action.
SUPPLEMENTARY INFORMATION:
List of Subjects in 40 CFR Part 33
Environmental protection, Grant
programs.
Dated: October 12, 2016.
Gina McCarthy,
Administrator.
[FR Doc. 2016–25169 Filed 10–17–16; 8:45 am]
BILLING CODE 6560–50–P
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40 CFR Parts 51, 52, 55, 70, 71 and 124
[EPA–HQ–OAR–2015–0090; FRL–9954–10–
OAR]
Revisions to Public Notice Provisions
in Clean Air Act Permitting Programs
Environmental Protection
Agency (EPA).
ACTION: Final rule.
The U.S. Environmental
Protection Agency (EPA) is revising the
public notice rule provisions for the
New Source Review (NSR), title V and
Outer Continental Shelf (OCS) permit
programs of the Clean Air Act (CAA or
Act) and corresponding onshore area
(COA) determinations for
implementation of the OCS air quality
regulations. This final rule removes the
mandatory requirement to provide
public notice of a draft air permit (as
well as certain other program actions)
through publication in a newspaper.
Instead, this final rule requires
electronic notice (e-notice) for EPA
actions (and actions by permitting
authorities implementing the federal
permitting rules) and allows for e-notice
as an option for actions by permitting
authorities implementing EPA-approved
programs. When e-notice is provided,
the final rule requires, at a minimum,
electronic access (e-access) to the draft
permit. However, this final rule does not
preclude a permitting authority from
supplementing e-notice with newspaper
notice and/or additional means of
notification to the public. The EPA
anticipates that e-notice, which is
already being practiced by many
permitting authorities, will enable
permitting authorities to communicate
permitting and other affected actions to
the public more quickly and efficiently
and will provide cost savings over
newspaper publication. The EPA further
anticipates that e-access will expand
access to permit-related documents.
DATES: The effective date of this final
rule is November 17, 2016.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2015–0090. All
documents in the docket are listed on
the https://www.regulations.gov Web
site. Although listed in the index, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
SUMMARY:
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the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available electronically through https://
www.regulations.gov.
For
further general information on this
rulemaking, contact Mr. Peter Keller,
U.S. EPA, Office or Air Quality Planning
and Standards, Air Quality Policy
Division (C504–03), Research Triangle
Park, NC 27711, telephone (919) 541–
2065, email keller.peter@epa.gov, or Mr.
Ben Garwood, U.S. EPA, Office of Air
Quality Planning and Standards, Air
Quality Policy Division (C504–03),
Research Triangle Park, NC 27711,
telephone (919) 541–1358, email
garwood.ben@epa.gov; or Ms. Grecia
Castro, U.S. EPA, Office of Air Quality
Planning and Standards, Air Quality
Policy Division (C504–03), Research
Triangle Park, NC 27711, telephone
(919) 541–1351, email at castro.grecia@
epa.gov.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
Entities potentially affected by this
final rule include permitting authorities
responsible for the permitting of
stationary and OCS sources of air
pollution or for determining COA
designation for implementation of the
OCS air regulations. This includes the
EPA Regions and both EPA-delegated
and EPA-approved air permitting
programs that are operated by state,
local or tribal agencies. Entities also
potentially affected by this final rule
include owners and operators of
stationary and OCS sources that are
subject to air pollution permitting under
the CAA, as well as members of the
general public who would have an
interest in knowing about permitting
actions, public hearings and other
agency actions.
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B. Where can I obtain a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of this
document will be posted at: https://
www3.epa.gov/nsr/actions.html and
https://www3.epa.gov/airquality/
permits/actions.html.
Upon its publication in the Federal
Register, only the published version
may be considered the final official
version of the rule and will govern in
the case of any discrepancies between
the Federal Register published version
and any other version.
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C. How is this document organized?
The information presented in this
document is organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I obtain a copy of this
document and other related information?
C. How is this document organized?
II. Background for Final Rulemaking
III. Summary of the Final Rule Requirements
A. E-Notice Provisions
B. E-Access Provision
C. EPA and Delegated Permitting
Authorities Subject to Mandatory ENotice and E-Access Requirements
D. Permitting Authorities Not Subject to
Mandatory E-Notice and E-Access
Requirements
E. Mailing Lists
F. Updated Information Regarding E-Notice
and E-Access for Minor NSR Permits
G. Other Final Rule Provisions
IV. Implementation of E-Notice and E-Access
A. Permitting Authorities Implementing
Federal Preconstruction Permit Program
Rules
B. Permitting Authorities Implementing
EPA-Approved Preconstruction Permit
Program Rules
C. Permitting Authorities Implementing
EPA-Approved Operating Permit
Programs
D. Permitting Authorities With EPADelegated Authority To Administer the
Federal Operating Permit Program
E. Implementation in an Affected Indian
Country
F. Best Practices for E-Notice and E-Access
V. Responses to Significant Comments on the
Proposed Rule
A. General Comments on the EPA’s
Proposal To Remove the Mandatory
Newspaper Publication Requirement
From Certain Regulations and Instead
Provide for E-Notice
B. Comments on Requirement That
Permitting Authorities Use a Consistent
Noticing Method
C. Comments on Requirement To Make ENotice Mandatory for Federal Permit
Actions
D. Comments on Mandatory E-Access for
Programs That Use E-Notice
E. Comments on Final E-Notice Rule
Implementation Timeframe/Transition
F. Comments on Temporary Use of
Alternative Noticing Methods
G. Comments on Documentation/
Certification of E-Notices
H. Additional Guidance on E-Notice and EAccess for Minor NSR Permit Actions
VI. Environmental Justice Considerations
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act
(UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
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G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act (CRA)
L. Judicial Review
VIII. Statutory Authority
II. Background for Final Rulemaking
The CAA requires stationary sources
of air pollution to obtain permits and
authorizes the EPA to administer and
oversee the permitting of such sources.
To implement the CAA, the EPA
promulgated permitting regulations for
construction of sources pursuant to the
NSR program under title I of the CAA,
for operation of major and certain other
sources of air pollutants under title V of
the CAA and for sources located on the
OCS under CAA section 328. These
regulations are contained in 40 Code of
Federal Regulations (CFR) parts 51, 52,
55, 70, 71 and 124, and cover the
requirements for federal permit actions
(i.e., when the EPA or a delegated air
agency is the permitting authority 1) and
the minimum requirements for EPA
approval of state or tribal
implementation plans (SIPs) 2 and title
V permitting programs.3 These rules
contain, among other things,
requirements for public notice and
availability of supporting information to
allow for informed public participation
in permit actions. These regulatory
requirements for public participation in
1 In lieu of ‘‘permitting authority,’’ in this
preamble and rule, we sometimes use the terms
‘‘permitting agency’’ and ‘‘reviewing authority.’’
These terms generally denote all forms of air
permitting authorities, including EPA Regions,
EPA-delegated air programs, and air agencies that
are operated by state, local and tribal governments
and permitting authorities that implement their
own rules under an EPA-approved implementation
plan. Furthermore, the rules for the federal permit
programs sometimes use the terms ‘‘Administrator’’
and ‘‘Director’’ in referring to the permitting
authority.
2 SIPs, as used in this preamble, includes state
and tribal implementation plans (SIPs and TIPs).
3 NSR includes the minor NSR, Prevention of
Significant Deterioration (PSD) and Nonattainment
NSR (NNSR) permitting programs. Requirements for
the NSR programs are contained in 40 CFR part 51
for approved state/tribal permitting programs and in
40 CFR part 52 for federal PSD permit programs. 40
CFR part 52 references part 124 for additional
requirements. Requirements for approved title V
operating permit programs are contained in 40 CFR
part 70 and for federal operating permit programs
in 40 CFR part 71. Requirements for the permitting
of OCS sources and COA determinations are
contained in 40 CFR part 55.
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Federal Register / Vol. 81, No. 201 / Tuesday, October 18, 2016 / Rules and Regulations
permitting and other actions are the
subject of this final rule. The final rule
revisions apply to the following: (1)
Major source 4 air permits and permits
for certain minor sources subject to title
V issued by the EPA or by state, local,
or tribal air agencies exercising federal
authority delegated by the EPA; (2) the
requirements for obtaining EPAapproval of state, local, or tribal air
permitting programs; and (3) OCS
permits and COA determinations for
implementation of the OCS air quality
regulations.
While the CAA requires permitting
authorities to offer the opportunity for
public participation in the processing of
air permits and other actions, it does not
specify the best or preferred method for
providing notice to the public. See, e.g.,
CAA sections 165(a)(2) and 502(b)(6). In
the late 1970s and early 1980s, when the
EPA first developed air permitting
regulations to provide public notice for
the major NSR program, newspaper
advertisement was the most commonly
accepted method for providing notice to
the public of permit actions under those
programs and other agency actions.
Over the years, however, the availability
of and access to the Internet and other
forms of electronic media have
increased significantly in the United
States. One effect of this development is
that circulation of newspapers and other
print media has declined, making
printed newspaper notice less effective
in providing widespread public notice
of permit actions in many cases. Many
permitting authorities electronically
post permit notices on their agency Web
sites. For example, many state title V
programs regularly provide electronic
postings to assure adequate public
notice. 40 CFR 70.7(h)(1). Such
electronic notice mechanisms provide
an effective, convenient and costefficient way to communicate
permitting-related information to the
majority of the public.
Given these developments, the EPA
has recognized that newspaper notice is
no longer the only, or in many cases the
most effective, method of
communicating permitting actions to
the public and has issued rules allowing
alternate methods of communication.
For example, in 2011, the EPA issued
the Tribal NSR rules that contained,
among other things, requirements for
noticing of permits in Indian country
that provided for options other than
newspaper and print media. 76 FR
4 The term ‘‘major source’’ in the title V program
rules includes any ‘‘major stationary source’’ under
the NSR program rules. See, e.g., 40 CFR
52.21(b)(1)(i) and 40 CFR 71.2. In this preamble, we
use the terms ‘‘major source’’ and ‘‘major stationary
source’’ interchangeably.
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38748 (July 1, 2011). The July 2011
Tribal NSR rule provides options such
as Web posting and email lists among
the methods that the permitting
authority may use to provide adequate
public notice of such permits. Id. at
38764.
Based on the foregoing and the EPA’s
objective to modernize, enhance and
improve consistency in the public
noticing provisions applicable to air
permit actions, in December 2015 the
EPA issued a proposed rule. 80 FR
81234 (Dec. 29, 2015). In that proposed
rule, the EPA proposed to remove the
mandatory requirement that draft
permits for sources subject to the major
NSR, title V or OCS programs and
certain other actions be noticed in a
newspaper of general circulation and
instead allow (or in some cases require)
the use of Internet postings to provide
notice (i.e., e-notice). We also proposed
these same revisions for COA
designations in the OCS program,
permit rescissions under the federal
PSD program and for giving notice of
EPA part 71 program effectiveness or
delegation. In the case of permits issued
by the EPA or other permitting
authorities implementing 40 CFR parts
52, 55 or 71, we proposed to require that
the permitting authority provide enotice for all draft permits.5 For permits
issued by other permitting authorities—
specifically, agencies that implement an
approved program meeting the
requirements of 40 CFR parts 51 or 70—
we proposed that those permitting
authorities would have the option to
adopt either e-notice or retain the
newspaper noticing method. We
proposed that these permitting
authorities must, however, select either
e-notice or newspaper notice as their
consistent noticing method. In addition,
for all their draft permits, they must
provide notice to the public through the
noticing method selected and must
indicate the consistent noticing method
selected in their permitting rules. We
also proposed to require that, when a
permitting authority adopts e-notice, it
also must provide e-access. In the
context of this rule, e-access means that
the permitting authority must make the
draft permit available electronically
(i.e., on the agency’s public Web site or
on a public Web site identified by the
permitting authority) for the duration of
the public comment period. This final
rulemaking notice does not repeat all of
the discussion from the proposed rule,
but refers interested readers to the
5 We did not propose nor are we finalizing any
changes to the public notice requirements for OCS
permits issued by delegated permitting authorities
pursuant to 40 CFR 55.11.
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71615
preamble of the proposed rule for
additional background.
III. Summary of the Final Rule
Requirements
This section provides a brief summary
of the requirements of the final rule.
Further discussion of these
requirements, including implementation
and summaries of our responses to
significant comments received on the
proposed rule, are provided in
subsequent sections.
In this final action, the EPA is
revising the public notice provisions for
the NSR, title V and OCS programs to
remove the mandatory requirement to
provide public notice of a draft permit
(and certain other program actions)
through publication in a newspaper of
general circulation. This final rule
requires the use of e-notice to provide
public notice of draft permits for federal
permits while allowing e-notice as an
option for permits issued under EPAapproved programs. More specifically,
to implement the shift from mandatory
newspaper noticing to e-notice, this
final rule includes revisions to the
public notice provisions in 40 CFR
51.161 (state/tribal plan requirements);
40 CFR 51.165 (state/local/tribal NNSR
permits); 40 CFR 51.166 (state/local/
tribal PSD permits); 40 CFR 52.21 (EPA/
delegated agency-issued PSD permits);
40 CFR part 70 (state/local/tribal title V
operating permits); 40 CFR part 71
(EPA/delegated agency-issued title V
operating permits); 40 CFR part 55
(EPA-issued OCS permits and COA
designations); and the portions of 40
CFR part 124 applicable to EPA-issued
PSD and OCS permits. This final action
also requires that a permitting authority
provide e-access when it adopts the enotice method to provide public notice
of a draft permit.
A. E-Notice Provisions
In order to satisfy the provision for enotice of a draft permit, the permitting
authority shall electronically post, for
the duration of the public comment
period, the following information on a
publicly accessible Web site identified
by the permitting authority: (1) Notice of
availability of the draft permit for public
comment; (2) Information on how to
access the permit record (either
electronically and/or physically); (3)
Information on how to request and/or
attend a public hearing on the draft
permit; and (4) All other information
currently required to be included in the
public notice under the existing
regulations. In addition, where already
required by the current rules, the
permitting authority shall maintain a
mailing list of persons who request to be
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notified of the permitting activity and
shall distribute (e.g., by email, postal
service) the notice to those persons.
While this final rule expressly requires
that the draft permit notice direct
interested parties to information on how
to request and/or attend a public
hearing and how to access additional
information relevant to the draft permit,
it does not alter any existing
requirements regarding the content of
the public notice. Requirements
regarding additional information in the
notice vary across the different sections
of the permitting rules and may further
vary among different individual
permitting authorities. This final rule
does not amend or affect regulatory
requirements pertaining to the provision
of notice of final permit decisions. See
e.g., 40 CFR 124.15(a).6
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B. E-Access Provision
In order to satisfy the requirement for
e-access when e-notice is provided, the
permitting authority shall electronically
post, for the duration of the public
comment period, the draft permit on a
publicly accessible Web site identified
by the permitting authority, which may
include the permitting authority’s
public Web site, an online state permits
register, or a publicly-available
electronic document management Web
site that allows for downloading
documents. It is important to note that,
while e-access in this final rule pertains
to the availability of and access to the
draft permit during the public comment
period, nothing in this rule alters the
6 The Environmental Appeals Board (EAB) has
held that the notification requirements of 40 CFR
124.15(a) (and similar provisions) cannot be
fulfilled by posting the final decision regarding a
draft permit on a Web site. See In Re Hillman Power
Co., LLC, 10 E.A.D. 673, 680 n. 4 (EAB 2002). Where
there is an identified participant in the proceeding
who has commented, the EPA reads section
124.15(a) to require that the permitting authority
mail a copy of the final permit decision to the
participant or provide some other form of personal
notification. This may include email notification.
For additional detail on the EAB’s reasoning in the
Hillman Power case, see Order Directing Service of
PSD Permit Decision on Parties That Filed Written
Comments on Draft PSD Permit, Denying Motions
to Dismiss, and Directing Briefing on the Merits
(May 24, 2002), available at: https://
yosemite.epa.gov/oa/EAB_Web_Docket.nsf/
0CCE572C43D92F218525706C0067DACA/$File/
hillman.pdf. While the EAB expressed concern in
this order regarding the possibility that some parties
may not see an Internet post immediately, this was
in the context of providing identified persons with
a right to appeal a permit decision. Further, the
Board was contrasting the merits of Internet posting
and direct personal notification, rather than
comparing the merits of Internet and newspaper
notice. As discussed elsewhere in this rule, posting
notices of draft permits on the Internet offers some
benefits that are not provided from a one-time
publication in a print newspaper. In addition, this
rule retains and enhances the option for interested
persons to be placed on a list to receive personal
notification of draft permits.
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requirement for a permitting authority
to maintain a record of the permit action
and to make it available to the public.
Furthermore, nothing in this final rule
affects a permitting authority’s record
retention policies and requirements. A
permitting authority that is satisfying
the rule requirements for e-access by
posting the draft permit on a Web site
must also provide the public with
reasonable access to the other materials
that support the permit decision (e.g.,
the permit application, statement of
basis, fact sheet, preliminary
determination, final determination, and
response to comments) as required by
existing regulations. This final rule
clarifies that access to the other
materials comprising the permit record
may be provided either electronically or
at a physical location (such as a public
library), or a combination of both
methods, given that some documents
(such as air quality modeling data) may
be too large to post online on a Web site
but may be made available as part of the
permit record either as hardcopy or on
a data storage device. The electronic
posting of draft and final permits,
including information supporting the
permit decisions (e.g., permit
applications), is subject to the
applicable policies on CBI and
requirements of the permitting
authority. Consequently, some permitrelated documents may be redacted or
otherwise withheld from viewing on a
Web site or public library if it is
determined that the document contains
CBI.
C. EPA and Delegated Permitting
Authorities Subject to Mandatory ENotice and E-Access Requirements
For permits that are issued by the EPA
or by a permitting authority that
implements the EPA’s federal
permitting rules (i.e., 40 CFR parts 52,
55, 71 or 124) under delegated federal
authority, this final rule removes the
mandatory requirements to provide
newspaper notice and access to the draft
permit information at a physical
address, and replaces those
requirements with mandatory e-notice
and mandatory e-access, as those terms
are defined in this rule, as the consistent
noticing method for draft permit
actions 7 under the federal rules for NSR
and title V, and for all EPA-issued OCS
permits. While this final rule requires enotice as the primary form of public
notice for such draft permit actions
7 As used here and from this point forward in this
final rule preamble, the term ‘‘permit’’ or ‘‘permit
action’’ includes any major source or major
modification preconstruction permit and title V
permit actions subject to the public notice
provisions affected by this final rule.
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under the federal regulations, permitting
authorities may, when appropriate,
supplement the e-notice with an
additional form (or forms) of notice (e.g.,
newspaper publication, fliers, or social
media postings). Nothing in this final
rule precludes the use of supplemental
notice mechanisms.
D. Permitting Authorities Not Subject to
Mandatory E-Notice and E-Access
Requirements
For the noticing of draft permits
issued by permitting authorities with
their own EPA-approved rules under 40
CFR part 51 or 70, this final rule
removes the mandatory newspaper
notice requirement for these programs
and provides the option for the agency
rules to require either: (1) E-notice and
e-access as these terms are used in the
context of this rule, or (2) newspaper
notice with either electronic access (e.g.,
Web site) and/or physical access (e.g., a
public library). A key aspect of this
approach is that the permitting
authority is required to adopt one
noticing method—known as the
‘‘consistent noticing method’’—to be
used for all of its permit notices. Thus,
if a permitting authority selects e-notice
as its consistent noticing method, it
must provide e-notice (along with eaccess) for all of its draft permit notices
in order to ensure that the public has a
consistent and reliable resource to turn
to for all draft permit notices. There is
a requirement in 40 CFR part 51 to make
available, in at least one location in each
region in which the proposed source
would be constructed, a copy of certain
elements of the permit record. We are
clarifying that this requirement may be
met by making such materials available
at a physical location or on a public
Web site identified by the permitting
authority. Consistent with the
requirements for notices issued by the
EPA and delegated permitting
authorities implementing the federal
regulations, as discussed previously,
nothing in this final rule precludes
permitting authorities operating under
EPA-approved rules from using
additional forms of notice. Thus, if a
permitting authority elects to use enotice as its consistent noticing method,
it may provide additional means of
notice as appropriate, including
newspaper publication or any other
mechanism. Similarly, a permitting
authority providing e-access may elect
to also provide access to the elements of
the administrative record for which eaccess was provided at a physical
location. The EPA encourages all
permitting authorities to consider
facility-specific and permit-specific
facts such as expected public interest
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and environmental justice
considerations in determining the
appropriate method(s) for public notice
and access to the administrative record
for draft permits.
E. Mailing Lists
Some of the regulatory sections
affected by this final rule have a mailing
list requirement and some do not. This
rule includes regulatory revisions to
amend the EPA’s solicitation obligations
associated with required mailing lists,
but otherwise keeps the mailing list
requirements in place. With respect to
the EPA’s mailing list obligations for the
federal title V program, we are removing
the specific language within 40 CFR
71.11(d)(3)(i)(E) and 71.27(d)(3)(i)(E)
that requires the EPA to solicit mailing
list membership through area lists and
periodic publication in the public
press.8 We are making similar changes
to 40 CFR 124.10(c), which contains
public notice method requirements
applicable to PSD and OCS permits. The
rules now say that the permitting
authority may use generally accepted
methods (e.g., hyperlink sign-up
function or radio button on an agency
Web site or a sign-up sheet at a public
hearing) that enable parties to subscribe
to a mailing list.
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F. Updated Information Regarding ENotice and E-Access for Minor NSR
Permits
Through guidance to permitting
authorities issued in 2012, the EPA
clarified its view on what constitutes
public notice for minor NSR permit
programs and what is considered
adequate to meet the requirement of
notice by prominent advertisement in
40 CFR 51.161(b)(3). See ‘‘EPA’s 2012
Memorandum.’’ 9 Specifically, the EPA’s
2012 Memorandum clarified that the
regulatory requirement for notice by
prominent advertisement was media
neutral and thus sufficiently broad to
allow for e-notice. In the proposed rule,
the EPA stated that it intended to clarify
that the EPA’s interpretation of 40 CFR
51.161(b)(3) also applies to the
requirement in 40 CFR 51.161(b)(1) to
make available for public inspection, in
8 The proposed rule had a minor typographical
error stating that it was revising 40 CFR
71.27(d)(4)(i)(G). In the final rule, the EPA is adding
40 CFR 71.27(d)(4)(i)(H) with the text that was
proposed in 40 CFR 71.27(d)(4)(i)(G).
9 Memorandum from Janet McCabe, Principal
Deputy Assistant Administrator, Office of Air and
Radiation, ‘‘Minor New Source Review Program
Public Notice Requirements under 40 CFR
51.161(b)(3)’’ (April 17, 2012). See https://
www2.epa.gov/sites/production/files/2015-07/
documents/pubnot.pdf. The EPA’s rules generally
require less extensive public participation
procedures for the permitting of minor sources and
minor modifications.
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at least one location in the affected area,
the information submitted by the owner
or operator and the state or local
agency’s analysis of the proposed
source’s effect on air quality.
Specifically, we proposed to clarify that
allowing e-access to this information by
way of a Web site identified by the
permitting authority satisfies the 40 CFR
51.161(b)(1) public inspection
requirement. The EPA received no
adverse comments regarding this
proposed clarification. Therefore, in this
final rule the EPA is revising 40 CFR
51.161(b)(1) to add the following: ‘‘This
requirement may be met by making
these materials available at a physical
location or on a public Web site
identified by the State or local agency.’’
In addition, the EPA has determined
that the limitation in Footnote 1 in the
EPA’s 2012 Memorandum, excluding
synthetic minor permits, is no longer
appropriate.10 The EPA will attach a
notification to the electronic version of
the EPA’s 2012 Memorandum indicating
that the media neutral interpretation
also applies to synthetic minor permits.
G. Other Final Rule Provisions
As proposed, the EPA is extending the
use of e-notice methods to three nonpermitting actions in this final rule. In
each of the following cases, the
regulatory provisions have previously
required notice of the action by way of
newspaper publication:
• The OCS air regulations in 40 CFR
part 55 apply to more than just OCS
permitting actions. Specifically, when
the EPA makes a COA designation
determination, it must do so by way of
a process that allows for public
comment on the draft determination.
Through this final action, we are
requiring e-notice of the COA
designation determination.
• The existing federal PSD
regulations contain a provision for
permit rescission that only refers to
newspaper notification. Specifically,
paragraph 40 CFR 52.21(w)(4) requires
that, if an agency rescinds a permit, it
shall give adequate notice of the
rescission, and that newspaper
publication shall be considered
adequate notice. In this final rule, the
EPA is replacing the requirement for
newspaper publication with a
requirement that the Administrator
notify the public of a permit rescission
by e-notice.
10 A synthetic minor permit is a permit that
contains restrictions to avoid applicability of major
NSR requirements. Under the NSR program, such
restrictions must be legally and practically
enforceable. See, e.g., 67 FR 80186, 80191
(December 31, 2002).
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71617
• When the EPA takes action to
administer and enforce an operating
permits program in accordance with 40
CFR 71.4(g), it will publish a notice in
the Federal Register and, to the extent
practicable, publish notice in a
newspaper of general circulation within
the area subject to the part 71 program
effectiveness or delegation. In this final
rule, the EPA is replacing the
newspaper publication provision with
the provision for e-notice.
As proposed, the EPA is not in this
final rule revising the public
participation requirements in the
plantwide applicability limitation
regulations, which reference the public
participation procedures in 40 CFR
51.161; 40 CFR 51.165(f)(5); 40 CFR
51.166(w)(5); Appendix S to part 51
section IV.K.5; and 40 CFR 52.21(aa)(5).
Additionally, this final rule does not
change the requirements for NNSR,
minor NSR, and synthetic minor NSR
permits in Indian country that are
contained in 40 CFR part 49 and already
provide means of public noticing other
than newspaper publication. See 40 CFR
49.157 (minor NSR and synthetic minor
NSR permits) and 40 CFR 49.171 (NNSR
permits).
The EPA is not finalizing certain
proposed revisions to paragraphs in 40
CFR parts 55, 51 and 71 that sought to
clarify that the terms ‘‘send,’’ ‘‘mail’’
and ‘‘in writing’’ and variants of those
terms may include email. Specifically,
the EPA proposed to revise 40 CFR
51.166(q)(2)(iv), 40 CFR 55.5(f)(2) and
(f)(4), 40 CFR 71.11(d)(3)(i) introductory
text and 40 CFR 71.27(d)(3)(i)
introductory text by adding a
parenthetical indicating that those terms
may include email. Without necessarily
commenting on these specific
provisions, one commenter generally
urged EPA to avoid language in the
rules that might limit the use of new
communications tools and require
subsequent revisions to enable
permitting authorities to use them. With
this idea in mind, upon further
consideration, the EPA determined that
the existing rule language in the subject
paragraphs can reasonably be
interpreted to include email and other
forms of communication. The EPA also
determined that adding the proposed
parentheticals could unintentionally
limit flexibility to apply additional
communications tools or imply a
different meaning elsewhere in the
regulations where those same terms are
used and EPA did not propose adding
the parenthetical. Therefore, we are not
finalizing those proposed revisions.
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IV. Implementation of E-Notice and EAccess
This section addresses
implementation of this final rule and
also recommends ‘‘best practices’’ for enotice and e-access. As discussed in our
responses to comments in Section V of
this document, the EPA has expanded
the list of best practices included in the
proposed rule to address e-notice and eaccess documentation and certification
and measures to address periods of Web
site unavailability (e.g., outages and
emergencies), including the use of
temporary alternative noticing methods.
These best practices are not
requirements under this final rule.
Instead, they comprise
recommendations intended to foster
improved communication and outreach
of permit notices beyond the minimum
requirements.
A. Permitting Authorities Implementing
Federal Preconstruction Permit Program
Rules
Air permitting programs that
implement the amended federal public
notice provisions under 40 CFR parts
52, 55 and 124 are required to
implement e-notice and e-access by the
effective date of this final rule on
November 17, 2016. This includes EPA
Regions, air agencies that are delegated
federal authority by the EPA to issue
permits on behalf of the EPA (via a
delegation agreement) 11 and any air
agencies that have their own rules
approved by the EPA in a SIP and the
SIP incorporates by reference the federal
program rules amended in this action
and automatically updates when these
EPA rules are amended. However, in the
case of SIP rules that incorporate by
reference the federal noticing
provisions, the agency may instead
select newspaper notice as their
consistent noticing method by revising
their SIP rules consistent with the part
51 provisions promulgated here.
As described in our responses to
comments in Section V of this
document, the EPA did not receive any
comments that identified specific
details about technical issues that
affected permitting authorities are facing
that would likely impede their ability to
implement e-notice and e-access by the
effective date of this rule. While we
acknowledge that certain air agencies
may need time to change their
respective statutes, rules, programs or
policies to fully implement e-notice
(i.e., to remove mandatory newspaper
publication from their own program
11 With the exception of permitting authorities
that are delegated authority to issue permits under
40 CFR part 55.
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requirements), we believe that these
agencies are in a position to comply
with the requirements for e-notice and
e-access on or before the date this final
rule becomes effective. Since many of
the affected programs already use enotice and e-access as part of their
public notice practices, little or no
change would be necessary for those
programs to comply with this final rule.
Therefore, in order to avoid delay in
implementation, we are not extending
the effective date of this final rule for
the EPA and other air agencies that
implement the federal program rules.
B. Permitting Authorities Implementing
EPA-Approved Preconstruction Permit
Program Rules
To the extent a permitting authority
with an approved program, meeting the
requirements of 40 CFR part 51, is using
a consistent noticing method and wants
to retain the same noticing method,
there is no need to revise the applicable
program rules. A permitting authority
with an approved program that chooses
e-notice and e-access as its consistent
noticing method may need to revise its
applicable program rules and seek the
EPA’s approval of the revision in order
to begin to implement e-notice.
Similarly, a permitting authority that
implements rules that incorporate by
reference the procedural requirements
in the EPA’s federal program regulations
(40 CFR part 52), but does not provide
that its rules automatically update upon
the EPA amending its rules, will need
to amend its regulations and seek the
EPA’s approval of those revisions in
order to implement e-notice and eaccess in lieu of newspaper notice.
However, permitting authorities with
NNSR programs approved under 40 CFR
51.165 have been subject to the public
participation requirements at 40 CFR
51.161 and thus may be able to interpret
their existing rules to currently allow for
implementing e-notice in lieu of
newspaper notice.12
Under this final rule, it is voluntary
for these permitting authorities to move
to e-notice and e-access. Likewise,
nothing in the final 40 CFR part 51 rules
prevents a permitting authority from
continuing or beginning to implement enotice and e-access methods. However,
depending on the permitting authority’s
12 Although this rule adds public participation
requirements to section 51.165 in new paragraph (i),
this additional paragraph does not require a
revision to a state NNSR program that already
provides for a consistent noticing method by either
newspaper or internet posting. Since section 51.161
does not address public hearings, this final rule
does not include the language that was in the
proposed version of 40 CFR 51.165(i) about
providing information on requesting and/or
attending a public hearing.
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rules, there may be ongoing obligations
to continue with newspaper notices
until the agency revises its permitting
rules.
C. Permitting Authorities Implementing
EPA-Approved Operating Permit
Programs
In accordance with 40 CFR 70.4(i), a
program revision may be necessary
when the relevant federal regulations
are modified or supplemented. When 40
CFR part 70 is revised after the
permitting authority program is
approved, the EPA determines the need
for conforming revisions. However, the
approved program may initiate a
program revision on its own initiative if
the program revision is required to
implement the revised 40 CFR part 70
rules. See, e.g., 40 CFR 70.4(a) and (i).
The EPA is not soliciting program
revisions for any approved programs in
response to this final rule. Under this
final rule, permitting authorities
implementing part 70 have a choice as
to whether or not to adopt e-notice as
their consistent method of public notice
of air permits. If a permitting authority
chooses the e-notice approach and a
program revision is necessary (e.g.,
additional authority is needed), then the
permitting authority must initiate a
program revision by undergoing a state
rule change and submitting a program
revision package to the EPA for review
and approval as per 40 CFR 70.4(i)(2).
Consistent with the duty to keep the
EPA apprised of such proposed changes,
if the permitting authority plans to
change its implementation practice from
newspaper to e-notice and e-access
based on its analysis that its approved
rules allow for e-notice and e-access
without any changes, the permitting
authority must forward the appropriate
language to the Regional office prior to
changing its practice. Upon review, the
Regional office may request a formal
submittal for a program revision.
In this final rule, the EPA supports
the position that program revisions for
converting part 70 programs to e-notice
will generally be nonsubstantial given
that the permitting authority needs only
to revise its permitting rules to clarify
its implementation of e-notice and eaccess. It does not need to seek
additional authority for giving notice by
‘‘other means.’’ In many cases, the
permitting authority’s current practice
includes electronic posting of public
notices and the draft permit, showing
that it has adequate resources for
implementing the revised 40 CFR part
70 notice requirements. Accordingly, we
note that EPA Regional offices would
generally expect to process approvals of
these program revisions using
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procedures for nonsubstantial program
revisions.13
With regard to 40 CFR part 70, these
final rule revisions remove only the
mandatory aspect of newspaper
noticing, allowing for the use of that
method as a consistent method for
general public notice, but also allowing
e-notice as an alternative consistent
method. All other obligations, such as
the requirement to have or maintain a
mailing list and provide notice by other
means, as appropriate, remain
unchanged. The EPA interprets the
existing mailing list obligations to
include either electronic or hardcopy
mailing list or both.
D. Permitting Authorities With EPADelegated Authority To Administer the
Federal Operating Permit Program
With regard to the 40 CFR part 71
program revisions, a permitting
authority that has delegated federal
authority to administer the 40 CFR part
71 program will likely need to update
its delegation agreement to update its
notice procedures consistent with the enotice requirement in the federal rules.
E. Implementation in an Affected Indian
Country
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This final rule changes the
requirements for PSD permits that the
EPA issues in Indian country, as well as
PSD permits that are issued by a tribe
through a delegation agreement or by
any tribe that has an approved TIP that
incorporates by reference the public
noticing requirements for PSD permits
in the federal rules in 40 CFR part 124
(through incorporation of 40 CFR
52.21(q)). Since this final rule revises
the noticing requirements in 40 CFR
part 71, which applies to Indian country
absent an approved 40 CFR part 70
program, the revisions would affect the
public notice procedures for the
majority of title V operating permits in
tribal lands.14 A tribal agency with an
approved 40 CFR part 70 program will
have the option to implement e-notice
under the same terms that apply to other
approved 40 CFR part 70 programs (i.e.,
when a conforming revision clarifying
the consistent method becomes effective
for the program).
13 See
40 CFR 70.4(i)(2)(iv).
states, certain local permitting agencies and
currently one tribe have approved part 70 programs.
The EPA administers the 40 CFR part 71 federal
program in most areas of Indian country (one tribe
has been delegated implementation authority) and
on the OCS (where there is no delegated state
permitting authority).
14 All
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F. Best Practices for E-Notice and EAccess
This section contains EPArecommended best practices for e-notice
and e-access. These best practices are
not required to satisfy the e-notice and
e-access provisions in this final rule, but
may be helpful in the course of
providing communication to the public
about permitting actions. The
recommended best practices for e-notice
and e-access include:
• Providing notice of the final permit
issuance on the Web site.15
• Soliciting for the mailing list on the
Web site (e.g., Web site equipped with
radio button, hyperlink of ‘‘click here’’
function to subscribe).
• Providing options for email
notification that enable subscribers to
tailor the types of notifications they
receive (e.g., a person may request
notification of only draft permit notices
for major source actions rather than
receiving notice of all permitting
activity by the permitting authority).
• Providing, where practicable,
hyperlinks on the Web site that refers
users to e-notice postings and/or
newspaper postings, access to draft
permit Web postings and postings of
other permitting actions.
• Continued posting of the draft
permit on the Web site beyond the date
of the end of the public comment period
(e.g., until the issuance of the final
permit or until the permit application
has been denied or withdrawn).
• Posting the final permit on the Web
site for a specific period of time after the
issuance of the permit (e.g., through the
permit appeal period or petition
period).16
• Posting (or hyperlinking to) other
key permit support documents on the
agency Web site or on a publiclyavailable online document management
site (e.g., Federal Docket Management
System (FDMS17)), such as the permit
15 Noticing a final permit decision on the Web site
is not a substitute for complying with the regulatory
requirements for the provision of notice on final
permit decisions. See footnote 6, supra, referencing
the EAB’s decision in In Re Hillman Power Co.,
LLC.
16 Noticing a final permit decision on the Web site
is not a substitute for complying with the regulatory
requirements for the provision of notice on final
permit decisions. See footnote 6, supra, referencing
the EAB’s decision in In Re Hillman Power Co.,
LLC.
17 The FDMS at https://www.regulations.gov is a
Web-based docket system used for, among other
things, federal permitting actions that require
public notice and comment. This searchable docket
system allows for public access and downloading
of the draft permit and permit-related documents.
The Web site also allows the public to register to
receive email alerts to track activity on selected
dockets. Similar online data management systems
exist in a number of states and allow permitting
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71619
application, statement of basis, fact
sheet, preliminary determination, final
determination, and response to
comments.18
• Providing evidence or a
certification of the posting of the enotice and draft permit to the Web site
in the permit record indicating the
date(s) of the availability of the notice
and draft permit on the Web site
pursuant to applicable permitting
authority regulations or policies. One
example of such certification would be
providing a printout of the applicable
Web site pages and a ‘‘Memorandum to
the File’’ by the permit writer
documenting the date the e-notice was
posted, the Web site address where the
e-notice was posted and the date
through which the posting remained
available.
• Providing for alternative notice
methods or public comment period
extension in the event of prolonged Web
site unavailability (e.g., due to
malfunctions, transitions to a different
Web site platform, or emergency
situations that result in prolonged enotice and e-access system outages)
during the public comment period.
Since mid-2015, the EPA has been
developing a National Public Notices
Web site for publishing public notices
for all EPA actions subject to such
notice requirements. This project is
expected to be completed and
implemented by the end of 2016,
providing a single location for all EPA
public notices (https://www.epa.gov/
publicnotices). Each individual public
notice Web page will be listed on the
EPA National Public Notices Web site’s
dynamic list throughout the public
comment period, and the list will be
searchable and filterable. The public
notice Web pages will be designed to
contain all related documents or a link
to such documents and may include a
sign-up option for the public to receive
email notifications. We welcome other
permitting authorities to explore the
forthcoming EPA National Public
Notices Web site when it is deployed
and to use it as a guide to designing and
implementing, or improving, their own
e-notice and e-access platforms.
agencies to provide electronic access to permits and
other records.
18 While the EPA believes it is a best practice to
electronically post as many of the key permit
decision related documents and information as
possible, we recognize that air quality modeling
runs and other permit data files may not be
compatible with e-access. These documents
typically cannot be uploaded to an electronic
format due to the size and storage requirements in
the electronic posting. In some cases, permitting
authorities may choose to upload a description of
these documents with directions on how to access
the files.
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In addition, permitting authorities
may wish to consider the
recommendations provided by the
National Environmental Justice
Advisory Council (NEJAC) in a 2011
report 19 for improving noticing
methods for reaching underserved and
environmental justice (EJ) communities.
These recommendations emphasize
direct communication in appropriate
languages and include many of the
practices identified above, as well as
press releases, radio announcements
and posting of signs.
V. Responses to Significant Comments
on the Proposed Rule
The EPA received 29 comments on
the proposed rule. In this section, we
summarize the major comments and our
responses. For details of all the
significant comments and our
responses, please refer to the Response
to Comments document in the docket
for this rulemaking.
A. General Comments on the EPA’s
Proposal To Remove the Mandatory
Newspaper Publication Requirement
From Certain Regulations and Instead
Provide for E-Notice
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1. Summary of Proposal
The EPA proposed to revise the
public notice rule provisions for the
NSR, title V and OCS permit programs
of the CAA and the corresponding COA
determinations for implementation of
the OCS air quality regulations by
removing the mandatory requirement to
provide public notice of a draft air
permit, as well as certain other program
actions, through publication in a
newspaper and instead provide for enotice of these actions.
2. Brief Summary of Comments
The EPA received numerous
comments supporting the transition
from newspaper publication to e-notice
and the vast majority of commenters
supported the proposal in general. All
state and local agency commenters
generally supported the proposal,
stating that e-notice would: (1)
Significantly improve communication
with the public on permit actions in
comparison to a one-day newspaper
notice; (2) result in broader and better
informed public participation; (3)
reduce costs and conserve air agency
resources; (4) improve public access by
making permit actions immediately
available through convenient and
19 ‘‘Enhancing Environmental Justice in EPA
Permitting Programs,’’ National Environmental
Justice Advisory Council (April, 2011), pages 20–
21, available at https://www.epa.gov/sites/
production/files/2015-02/documents/ej-inpermitting-report-2011.pdf.
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reliable electronic media outlets; (5)
improve communication with EJ
communities and other target audiences;
(6) allow for information to be made
available for an extended time period;
and (7) provide flexibility for permitting
authorities and sources by avoiding time
delays associated with newspaper
publication and allowing for faster
correction of errors and rescheduling of
events. Several of the state and local air
agency commenters indicated that they
currently provide e-notice and e-access
for their draft permits and had realized
many of the benefits cited. State agency
commenters cited specific costs
associated with newspaper publication
of permit notices, ranging from $13,500
to $24,000 per year, and stated that they
anticipated cost savings of similar
magnitude after implementing e-notice.
Several commenters supported the
EPA’s conclusion that there have been
substantial changes in technology, the
media and the way the public accesses
information. Commenters noted that
electronic media, such as the Internet,
have become the predominant means of
communicating, generally making such
media a more effective means of public
notification than newspaper
publication. Commenters noted that this
conclusion applied not only to the
public in general, but also for EJ
communities. One commenter noted
that EJ communities today obtain and
share more information through the
Internet than through newspaper
circulation. One state commenter noted
that they have been e-noticing draft PSD
and title V permits in the same manner
the EPA proposed for more than 10
years, and that they found e-notice to be
a highly effective mechanism for
communicating actions to the general
public. Another commenter noted that
they believe e-notices have been an
effective and convenient way to
communicate permitting-related
information to the public, enabling
broader and faster dissemination of
information to the public as compared
to newspaper notices. Another
commenter noted that their district had
already been encouraged to provide enotice by EJ advocates, noting that such
notices improve the level of available
information and customer service
offered to the public, including
disadvantaged communities, by
allowing the district to immediately
make available bilingual copies of
permitting action notices. Further, the
commenter noted that public outreach
initiatives cannot be nearly as effective
with just newspaper notification.
Several commenters urged the EPA
not to require permitting authorities that
implement the federal permitting
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regulations to use solely e-notice, and
rather to allow such agencies to retain
the ability to provide alternative forms
of notice, such as newspaper, in
addition to the mandatory e-notice
provisions. One commenter indicated
that it was not entirely clear in the
proposed language in 40 CFR 124.10
that such supplemental noticing
methods were not precluded.
Three commenters, including a
newspaper industry association
(newspaper group), opposed the
proposal to remove the mandatory
newspaper publication requirements
from the regulations and instead allow
for e-notice. The newspaper group,
while supporting the EPA’s intention to
provide e-notice of draft permits and
certain other actions under the CAA,
objected to the removal of mandatory
newspaper publication requirements for
public notices on several grounds. The
commenter did not believe that e-notice
constitutes sufficient notice and felt that
the proposal would result in less public
awareness of permits issued under the
CAA. The commenter opined that the
newspaper industry specialized in
noticing and would generally provide a
better method for noticing due to a
much broader readership and ability to
reach certain audiences. The commenter
stated that relying solely on the Internet
to provide public notice would
disadvantage significant numbers of
rural, elderly, low-income and/or lesseducated Americans without Internet
access. The commenter also contended
that the proposal runs counter to over
200 years of tradition, suggesting that a
public notice should be published by an
independent third party, provide
archiving ability, be accessible and be
verifiable. The commenter further
thought that the government’s Web sites
will not be as user-friendly as some
newspapers that provide print and
Internet notification. Finally, the
commenter thought that the cost savings
from eliminating newspaper notices is
most likely illusory. Another
commenter, representing a
neighborhood organization, believed
that e-notice would result in less
notification and less citizen engagement
in the decision process and that e-notice
has not been shown to meet or exceed
the standards established by newspaper
publication.
3. EPA Response
We agree with the majority of
commenters that e-notice meets the
public notice requirements and that,
compared to newspaper notice, e-notice
is at least as effective and, in most cases,
more effective, to provide notice to the
public about draft air permits and other
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subject actions. E-notice is more
efficient and will result in cost savings
to permitting authorities. Therefore, the
EPA is finalizing the e-notice rule
provisions substantially as proposed.
We found the comments from air
agencies particularly compelling. These
air agencies (who serve as permitting
authorities) found that e-notice and eaccess have been an effective and
convenient way to communicate
permitting-related information to the
public, enabling broader and faster
dissemination of information to the
public as compared to newspaper
notices. In particular, air agencies found
that e-notices improve the level of
available information and customer
service offered to the public, including
EJ communities. In response to
commenter concerns that the proposed
rule would preclude the use of
supplemental noticing methods for any
affected permitting authorities, we
would like to clarify that this is not the
case. The EPA indicated in the proposed
rule and reiterates in this final rule that
all affected permitting authorities,
including those that implement the
federal program regulations (i.e., the
EPA, delegated programs and programs
that incorporate by reference the federal
regulations), will continue to have the
authority to use additional means of
public notice as appropriate, including
newspaper publication or any other
communication means. Nothing in this
final rule precludes such supplemental
notice measures when appropriate and
the EPA encourages it. In response to
the request for more clarity that 40 CFR
124.10 provides discretion for
supplemental notice, we note that 40
CFR 124.10(c)(4) already provides for
the use of any other noticing method.
With regard to the comments received
opposing our proposal to remove the
mandatory newspaper notice
requirement for permit actions, we
disagree that this shift will diminish the
public notice process and its
effectiveness. To the contrary, as noted
previously, the majority of comments
received support the shift to e-notice to
meet the public notice regulatory
requirements. Many of those
commenters were state and local air
agencies that cited specific experience
in implementing e-notice that resulted
in significant benefits in the public
notice process, including reaching target
communities such as EJ communities.
The newspaper group alleges that enotices are insufficient and cite to
several studies that they claim support
the effectiveness of newspaper
advertisement. The EPA does not
dispute the fact that newspaper
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advertisements, including public
notices, may be effective in some cases,
and this final rule does not preclude the
use of newspaper public notices under
any circumstances. However, recent
studies strongly support the EPA’s
position that newspaper circulation has
declined, and continues to decline, and
that the Internet has become the
predominant medium by which the
public obtains information. The Pew
Research Center estimates that daily
circulation of printed newspapers
declined 30 percent, from 62.3 million
in 1990 to 43.4 million in 2010.20 More
recent data from the Pew Research
Center show that this trend has
continued through 2015, with average
weekday newspaper circulation, print
and digital combined, falling 7 percent
in 2015, the greatest decline since
2010.21 While digital circulation crept
up 2 percent in 2015, it accounted for
only 22 percent of total newspaper
circulation.22 Conversely, Internet use
among the public in the United States
has expanded tremendously and
continues to penetrate all demographic
groups. The Department of Commerce
reports that as of July 2015, about 75
percent of all adults and children aged
3 years and older use the Internet.23
Internet use through libraries provides
the most widespread availability of free
regular Internet access to the general
public. The American Library
Association’s (ALA) ‘‘Public Library
Funding & Technology Access Study
(2010–2011)’’ reports that 99.3 percent
of public libraries offer public access to
computers and the Internet.24
During the last decade, the federal
government and many state
governments have been gravitating
toward Internet publishing of notices,
announcements and other information,
further supporting the adequacy of
Internet publication of such notices. In
the federal sphere, this trend is
exemplified by: (1) The E-Government
Act of 2002,25 which generally requires
20 Pew Research Center, The State of the News
Media 2011, available at https://
www.stateofthemedia.org/2011/newspapers-essay/
data-page-6.
21 Pew Research Center, The State of the News
Media 2016, page 4, available at https://
www.journalism.org/2016/06/15/state-of-the-newsmedia-2016/.
22 Id.
23 U.S. Department of Commerce, National
Telecommunications & Information Administration,
Digital National Data Explorer, available at https://
www.ntia.doc.gov/other-publication/2016/digitalnation-data-explorer.
24 See Executive Summary of the ALA study, page
7, available at https://www.ala.org/research/sites/
ala.org.research/files/content/initiatives/plftas/
2010_2011/plftas11-execsummary.pdf.
25 Public Law 107–347, 116 Stat. 2899. The EGovernment Act of 2002 establishes in the Office
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71621
and encourages federal agencies to
better manage and promote Internet and
information technology use to bring
about improvements in government
operations and customer service; (2)
Executive Order 13563 (January 18,
2011), Improving Regulation and
Regulatory Review, which directs the
federal government to modify and
streamline outmoded and burdensome
regulations and specifically states that
each agency shall afford the public a
meaningful opportunity to comment
through the Internet on any proposed
regulation; and (3) Executive Order
13576 (June 13, 2011), Delivering an
Efficient, Effective, and Accountable
Government, which encourages federal
agencies to cut waste, streamline
structure and operations, and reinforce
performance and management reform.
With these actions, Congress and the
President have demonstrated their
interest in making government more
efficient and effective through
information technology, and several
federal agencies (including the EPA)
have promulgated rules that provide for
publishing public notices on a
government Web site in lieu of
newspaper publication.26 As mentioned
previously, the EPA issued a tribal
minor NSR rule in 2011 that provided
for e-notice.27 Each of these rules,
consistent with this rule, was justified
based on the effectiveness and
efficiency of Internet publication and
associated cost savings.
of Management and Budget (OMB), an Office of
Electronic Government and imposes responsibilities
on various high-level government officials
including heads of Federal Government agencies.
The Act defines ‘‘electronic Government’’ as ‘‘the
use by the Government of Web-based Internet
applications and other information technologies,
combined with processes that implement these
technologies, to: (A) Enhance the access to and
delivery of Government information and services to
the public, other agencies, and other Government
entities; or (B) bring about improvements in
Government operations that may include
effectiveness, efficiency, service quality, or
transformation.’’ 44 U.S.C. 3601(3). While the Act
does not mandate Internet publication of the EPA’s
or other agencies’ public notices, it evidences the
inexorable movement to broader Internet use by the
federal government under congressional direction.
26 See, e.g., Consolidation of Seizure and
Forfeiture Regulations, Department. of Justice, Drug
Enforcement Administration, 77 FR 56093
(September 12, 2012); Internet Publication of
Administrative Seizure and Forfeiture Notices,
Department of Homeland Security, U.S. Customs
and Border Protection, 78 FR 6027 (January 29,
2013); National Oil and Hazardous Substances
Pollution Contingency Plan (NCP): Amending the
NCP for Public Notices for Specific Superfund
Activities, Environmental Protection Agency, 80 FR
17703 (April 2, 2015); and Medicaid Program;
Methods for Assuring Access to Covered Medicaid
Programs, Department of Health and Human
Services, Centers for Medicare and Medicaid
Services, 80 FR 67576 (November 2, 2015).
27 76 FR 38748 (July 1, 2011).
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The EPA believes that in those
instances when Internet posting is the
sole notice provided, it will be fully
adequate to meet the purpose for which
notice is intended—to provide, to as
many of the public at large as can
reasonably be expected to be interested,
access to important information
regarding draft permits. In addition,
Internet publishing provides the
potential to reach unknown interested
parties. Residents in a local jurisdiction
may not subscribe to a local paper or
happen to see a one-day posting in the
legal notices section of the newspaper.
At any given time, residents may be out
of town and/or relying on the Internet
for news. The fact that e-notices will
remain on the Internet for the duration
of the public comment period vastly
increases the likelihood that interested
parties will receive notice about draft
permits. In addition, interested parties
would not have the burden of traveling
to a physical location to review a copy
of the draft permit since that document
would also be posted on the Internet.
Given the widespread use of the Internet
in our mobile society, the EPA believes
that e-notice’s reach will improve the
public notice process and yield positive
results. In addition, the EPA believes
that e-access to draft permits will
expand access to permit-related
documents.
With regard to the comment that
relying solely on the Internet to provide
public notice would disadvantage
significant numbers of rural, elderly,
low-income and/or less-educated
Americans without Internet access, the
EPA is sensitive to this concern but does
not agree that using the Internet to
provide public notice of draft permits
will adversely affect these groups. As
previously noted, Internet access is
widely available even for those who do
not own a computer. According to a
2010 University of Washington study,
those living below the poverty line had
the highest use of library computers,
with 44 percent having reported using
public library computers and Internet
access during the previous year.28 We
do not dispute that some individuals
may continue to rely on newspapers
rather than the Internet to obtain
information and that there may be
greater concentrations of such persons
in some communities. However, even if
newspapers remain an effective means
for reaching some individuals, this does
not take away the added benefits cited
28 Samantha Becker, et al., Opportunity for All:
How the American Public Benefits From Internet
Access at U.S. Libraries, at pages 1–2, available at
https://impact.ischool.washington.edu/documents/
OPP4ALL_FinalReport.pdf.
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by other commenters of reaching
additional individuals through the
Internet and providing notice
continuously during the public
comment period. Furthermore, this rule
does not preclude supplemental means
of public notice to reach populations
that do not have access to or use the
Internet. Permitting authorities that are
required to provide e-notice and eaccess may continue to employ
newspaper notice routinely as a parallel
mechanism with e-notice or to
supplement e-notice on a permit-bypermit basis. The same is true for
permitting authorities that are not
required to, but may select, e-notice as
their consistent noticing method.
The newspaper group claims that
government Internet posting of public
notices does not comport with a ‘‘long
tradition’’ that a public notice must
include four elements: The notice must
be published by an independent third
party, the publication must be capable
of being archived at a reasonable cost,
the notice must be accessible, and the
notice must be verifiable. The
newspaper group does not reference any
statutory authority or case law to
support the proposition that a public
notice must include these four elements.
The EPA notes that the applicable
requirements for notice are
encompassed in the constitutional due
process standard governing public
notice. The Supreme Court has held
that, in providing public notice of
governmental action, due process
requires only that ‘‘the Government’s
effort be ‘reasonably calculated’ to
apprise a party of the pendency of the
action.’’ Dusenbery v. United States, 534
U.S. 161, 170–71 (2002) (quoting
Mullane v. Central Hanover Bank &
Trust Co., 339 U.S. 306, 315 (1950)).
Although Dusenbery involved direct
notice of an administrative forfeiture,
the same due process standard applies
to published notices as well. See, e.g.,
United States v. Young, 421 Fed. Appx.
229, 230–31, 2011 U.S. App. LEXIS
6741, at *4 (3d Cir. Apr. 1, 2011). The
CAA does not specify the means by
which public notice shall be provided
under the programs affected by this final
rule.29 However, the CAA permitting
provisions do reflect a goal to provide
adequate opportunities for informed
public participation.30 Publication of
draft permit notices via the Internet,
with its widespread and broad
availability within and well beyond the
limits of the local jurisdiction, is clearly
in compliance with this standard. The
Internet’s ability to provide unlimited
29 See,
30 See,
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e.g., CAA section 160(5).
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access to public notices throughout the
duration of the public comment period
is, in this Internet era, much less
limiting than a single day’s posting in a
local newspaper, which has been found
to meet due process requirements.
The element referenced in the
newspaper group’s comment requiring
that notice be published by an
independent third party presumes that
newspapers, being independent of the
government, provide the public with
‘‘an extra layer of confidence’’ in the
notice compared to the government
publishing the notice itself. But this
argument mistakes why newspapers
were used in the past and the role they
serve in the notice process. Newspapers
were historically used to provide public
notice because, until the Internet, there
was no comparable alternative method
that was ‘‘reasonably calculated’’ to
apprise a party of the pendency of a
draft permit or other subject action. It
had nothing to do with their status as an
‘‘independent and neutral third party.’’
In fact, for these purposes, there is
nothing inherently beneficial about
newspapers being independent from the
government given that they merely act
as a vehicle for publishing notices
prepared and provided by the
permitting authority. The commenter
has not demonstrated that newspapers
generally exercise independent editorial
control over the content of legal notices
or classified advertisements or that
newspaper staff otherwise seek to check
the veracity of what the newspaper
company is paid to print in these
sections of its publication.
In response to newspaper group’s
comments about the preservation of enotices for future reference and
verification of the e-notice posting, we
note that permitting authorities have
been required to keep and retain permit
records (including, for example, a copy
of the newspaper notice), and are
required to continue to do so, in
accordance with applicable record
retention requirements. Therefore, we
have included a best practice suggestion
of evidence to include in the permit
record, when e-notice and e-access are
provided, to certify the date(s) of
availability of the e-notice and draft
permit postings on the Web site. In
addition, in response to the newspaper
group’s claim that the EPA’s Web site
does not include hyperlinks to refer
users to public notices, we have
included a best practice suggestion that,
where practicable, permitting
authorities include hyperlinks on their
Web site to e-notice and/or newspaper
postings, postings of draft permits and
other permitting actions. We also
identified, in Section IV of this
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document, a forthcoming National
Public Notices Web site that the EPA
will utilize for all EPA public notices
and stated that we welcome other
permitting authorities to review that
platform for these and other best
practices. The EPA notes that the
process of providing legal verification of
Internet notice is dramatically
streamlined when it is the government
that can retrieve the required data from
its own Web site, as opposed to seeking
such verification from newspapers.
Finally, the EPA notes that this
regulatory change should
correspondingly decrease the burden on
newspapers of having to provide such
information.
The newspaper group claims that
many newspapers have adopted a
marketing strategy to publish print
issues on the newspaper’s Internet site.
They believe the government’s Internet
sites will not be as user-friendly as the
newspaper’s dual method of print and
Internet notification. They also claim
that state press associations aggregate
printed notices and post them on
statewide public-notice Web sites. The
EPA does not agree that posting draft
permit notices on newspaper Web sites
or press association Web sites is
superior to posting them on a permitting
authority’s Web site. Online posting is
not part of the EPA’s contracts for
publication of draft permit notices, so
newspapers are under no obligation to
make them freely available to the public
online. Newspapers are likewise under
no obligation to contract with state press
associations for online posting of draft
permit notices. Moreover, some
newspaper Web sites restrict access to
the full online version of the newspaper
to print subscribers or those who pay for
full online access. A potential interested
party searching for a draft permit notice
on such a Web site would either need
a subscription to the newspaper that is
publishing the Internet notice or would
have to pay a daily access fee. The EPA
believes it is unrealistic to assume that
such a process would provide more
effective notice than a freely available
Web site that posts the desired notice as
well as a copy of the draft permit, 24
hours a day, for the duration of the
public comment period, in a searchable
database.
The EPA disagrees with the
newspaper group’s claim that the cost
savings to eliminate mandatory
newspaper notices is illusory. The
commenter makes a valid point that
there are also costs involved in
maintaining a Web site and posting
information on the Internet. However,
the commenter did not quantify the
costs or show that they are greater than
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the costs of newspaper advertisements.
Many state regulatory agencies have
established Web sites for the purpose of
serving broader communication
objectives. So an appropriate cost
comparison for purposes of this rule is
the cost of adding e-notices for specific
actions to a Web site infrastructure that
an agency already maintains or might
create for other reasons. State regulatory
agencies with Web sites have budgets to
cover the costs of running a Web site for
various reasons (not just permitting). To
the extent that there could be some
additional cost to add permit notices to
a Web site, those marginal costs would
be offset by the savings realized by
eliminating newspaper notices. As
noted previously in the summary of
comments in this section, air agency
commenters cited specific costs
associated with newspaper notices and
anticipated cost-savings after
implementing e-notice. In addition,
most permitting authorities commented
positively about the cost and other
efficiencies that e-notice provides. The
EPA believes it has demonstrated earlier
how providing public notice through
the Internet can—and indeed already
does—reach more people, more easily,
and more directly, than newspaper
notice. Data from permitting authorities
with real-world experience
implementing pubic notice
requirements under the current
regulations (in many cases also
including e-notice) supports the EPA’s
conclusion that e-notice will be at least
as effective, and in most cases more
effective, and cheaper overall than
notice by newspaper.31
B. Comments on Requirement That
Permitting Authorities Use a Consistent
Noticing Method
1. Summary of Proposal
In lieu of newspaper publication, we
proposed to require e-notice for the
noticing of air permits issued by the
EPA and other permitting authorities
that implement the federal air
permitting rules. For permits issued by
permitting authorities that implement
their own rules approved by the EPA,
the proposed rule provided the option
for permitting authorities to use either enotice or traditional newspaper notice.
However, those permitting authorities
31 A survey of EPA Regional offices indicated an
average newspaper advertising cost per permit (not
including indirect costs) of approximately $1,034.
See Memorandum: ‘‘U.S. EPA Regional Office NSR,
title V and OCS Newspaper Public Notice Cost
Estimates: FY 2013, 2014 and 2015’’ contained in
this rulemaking docket. To the extent any
additional costs are incurred as a result of
implementing e-notice and e-access, such costs
would be de minimis in comparison.
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must adopt a single, consistent noticing
method for all of their affected permit
actions in their air rules. Thus, we
proposed that where a permit agency
opts to post notices of draft permits on
a Web site in lieu of newspaper
publication, it must post all notices to
that Web site in order to ensure that the
public has a consistent and reliable
location for all permit notices.
2. Brief Summary of Comments
The majority of commenters
supported the EPA’s proposal to require
a consistent noticing method. Several
commenters indicated that it was
critical for permitting authorities to use
a consistent noticing method to avoid
inconsistency in implementation and
confusion on the part of the public in
understanding how to access permit
information. Several commenters also
noted that it is important for permitting
authorities to be allowed to use
supplementary noticing methods when
appropriate. Although two of these
commenters indicated that they
understood that the rule language, as
proposed, would not preclude the use of
additional, supplemental means of
public notice, others seemed to be
confused on this point and therefore
objected to the proposed consistent
noticing method requirement on the
same grounds.
Some commenters did not support the
proposed requirement to use a
consistent noticing method and instead
favored alternative approaches or
increased flexibility. One of these
commenters indicated that, in some
cases, traditional newspaper publication
may be appropriate or necessary, and
that some permitting authorities may
have technical or budgetary constraints
affecting their ability to provide e-notice
and e-access while some may also have
a statutory requirement for newspaper
notice. That commenter urged the EPA
to provide flexibility for a permitting
authority to choose the type of notice
that is appropriate for the location and
circumstances of a project. Another
commenter stated that forcing a state to
make a formal commitment to a single
form of public notice, whether
electronic or print, defeats the purpose
of public notice and also questioned
how a state would ‘‘adopt’’ a ‘‘consistent
noticing method.’’ Two commenters
supported media neutral, flexible
approaches based on a ‘‘method
reasonably likely to provide routine and
ready access to the public’’ as opposed
to only one ‘‘consistent noticing
method.’’ Finally, one commenter
favoring a flexible approach indicated
that a consistent noticing method does
not work in states with diverse
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populations that benefit from different
noticing methods, and that restrictions
may inhibit effectively communicating
important information to diverse
communities. Further, the commenter
indicated that a consistent notice
approach does not allow the flexibility
to transition from newspaper to enotice.
3. EPA Response
The EPA is finalizing the requirement
for authorities to use a consistent
noticing method as proposed. We agree
with commenters that believe that the
random use of alternative notice
methods for different permit actions
could confuse the public in their efforts
to access air permit public notices. In
response to the negative comments
received that seem to have interpreted
the requirement for using a consistent
noticing method for public notice of
draft permit actions as precluding the
use of additional noticing mechanisms,
we would like to clarify that, consistent
with the proposed rule, nothing in this
final rule prohibits or precludes a
permitting authority from using
additional, supplemental forms of
notice, including newspaper
publication. Indeed, several state and
local permitting agency commenters
indicated that they already practice
multiple forms of public notice on such
permit actions, including both e-notice
and newspaper publication and in some
cases additional parallel forms of notice.
Such permitting authorities that
implement EPA-approved permitting
rules would be required to adopt a
consistent noticing method (i.e., enotice or newspaper publication), but
could continue to use any and all
additional forms of notice, either
consistently or on a permit-by-permit
basis, as appropriate. Additionally, we
would like to clarify that for permitting
authorities that implement EPAapproved permitting rules, adopting
rule changes and submitting a plan or
program revision incorporating the final
e-notice rule provisions is optional.
Such air agencies may choose to
continue to operate under their existing
EPA-approved rules and regulations that
require newspaper notification in all
cases. This would qualify as a
‘‘consistent noticing method’’ under the
revised regulations.
Those commenters who argued for
flexibility to choose the noticing method
on a permit-by-permit basis have not
shown how the ‘‘consistent noticing
method’’ requirement frustrates the
goals they seek to achieve through this
flexibility. As discussed previously, the
rule does not preclude using multiple
methods of public notice, as long as the
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consistent method is still one of the
methods used. These commenters have
not shown any detrimental effect that
would result to the commenters or the
public from requiring permitting
authorities to use one consistent method
of notice for all draft permits. The
benefits derived from the flexibility
sought by these commenters does not
eliminate the benefits that result from a
consistent noticing method—ensuring
that interested parties can rely on one
form of notice in all cases and will not
miss notices because of continuous
changes in noticing methods.
The EPA does not intend for the rule
to preclude a permitting authority from
subsequently changing its ‘‘consistent
noticing method’’ on a programmatic
basis. For example, if a state permitting
authority follows a particular noticing
method and then decides that a different
form of notice would be more effective
going forward, the state may revise its
regulations to change its consistent
method. Regarding the concern about
how a state would ‘‘adopt’’ a consistent
method, this rule makes clear that such
method should be specified in EPAapproved permitting regulations for the
appropriate jurisdiction.
C. Comments on Requirement To Make
E-Notice Mandatory for Federal Permit
Actions
1. Summary of Proposal
The EPA proposed that permitting
authorities that implement the federal
permitting rules, including the EPA and
other permitting authorities that have
been delegated the authority to
implement the federal permitting rules,
would be required to adopt e-notice as
the consistent noticing method. We
proposed this approach because we
believe that e-notice represents the best
current practice for noticing major
source air permit actions. Accordingly,
while the proposed rule made e-notice
optional for permitting authorities
implementing EPA-approved permitting
rules, we did not extend the same
flexibility to the EPA and other air
agencies that implement the federal
permitting rules.
2. Brief Summary of Comments
We received one comment opposing
the requirement that permitting
authorities implementing the federal
permitting rules be required to adopt enotice as the consistent noticing
method. The commenter believed that
such programs should have the same
option as EPA-approved programs to
choose e-notice or newspaper on a
programmatic basis, allowing the
permitting agency to determine the best
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method for communicating with the
public. The same commenter further
indicated that providing this option
would allow for transition to e-notice at
a pace consistent with available
resources.
3. EPA Response
We are maintaining the requirement
that permitting authorities
implementing the federal permitting
rules use e-notice as their consistent
noticing method consistent with the
proposal and our stated objective to
implement these best practices. As
discussed further in Section V of this
document, the EPA did not receive any
comments demonstrating that one or
more affected permitting authorities
have infrastructure and/or resource
constraints that would render them
unable to implement e-notice and eaccess as of the effective date of the final
rule or that implementation would
cause a significant additional burden.
With regard to the equity point raised by
the commenter, delegated permitting
authorities are, by definition, not the
same as EPA-approved permitting
authorities. A permitting authority that
elects to administer the federal program
under a delegation agreement accepts
the obligation to apply the EPA’s
regulations.
D. Comments on Mandatory E-Access
for Programs That Use E-Notice
1. Summary of Proposal
The EPA proposed to require that,
when a permitting authority adopts the
e-notice approach, it also must provide
e-access. In the context of this rule, eaccess means that the permitting
authority must make the draft permit
available electronically (i.e., on the
agency’s public Web site or on a public
Web site identified by the permitting
authority) for the duration of the public
comment period.
2. Brief Summary of Comments
Several commenters supported enotice with e-access and further
recommended that e-access be provided
using commonly available, free
software. One commenter noted that eaccess was important to increasing
overall project awareness and providing
for more effective public review and
comment. Another commenter agreed
with the EPA’s proposed approach to
limit e-access to the draft permit, and
agreed that the method of making
available other elements of the permit
record should be left to the permitting
authority to avoid potential resource
constraints.
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Commenters opposed to the proposed
mandatory e-access requirement
generally cited resource and information
technology infrastructure constraints,
stating that the requirement should be
for e-notice only due to the added
burden associated with posting
additional records without sufficient
time, infrastructure or economic
capability to do so. Two commenters
noted that the addition of e-access
makes the rule more stringent than
existing law.
3. EPA Response
The EPA is finalizing the requirement
that permitting authorities that adopt enotice also adopt e-access consistent
with the proposed rule. The EPA
believes that coupling e-notice and eaccess provides the affected public with
ready and efficient access to both the
notice and the draft permit, and that
such access supports informed public
participation in the permitting process.
Further, the EPA believes that the
additional scanning and/or uploading of
the draft permit to meet the e-access
requirement would be minimally
burdensome. We agree with the
commenters that recommended that eaccess be provided using commonly
available, free software, and our
assessment indicates that this is the
current practice of permitting
authorities that provide e-access to
elements of their draft permit records.
Therefore, we do not believe that rule
language requiring the use of commonly
available, free software for providing eaccess is necessary and the final rule
does not contain such a requirement.
We disagree with the comments that
the requirement to provide e-access
makes the noticing rules more stringent
in a way with which permitting
authorities are not readily capable of
complying or that is contrary to law.
The CAA does not prescribe the means
or content of a public notice under the
permitting programs addressed in the
final rule. Comments received from state
and local air agencies confirm that many
of these agencies already provide eaccess, and in some cases provide eaccess to significantly more elements of
the permit record than just the draft
permit. Thus, we see the requirement
for e-access as a logical and appropriate
extension of the current requirement to
make elements of the permit record
available at a location. In addition, the
EPA notes that the rule provides that
access to documents supporting a draft
permit may be provided at a physical
location such as a public library. Based
on comments received, the EPA believes
that the e-access requirement for simply
providing, at a minimum, e-access to the
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draft permit can be readily met by
permitting authorities.
E. Comments on Final E-Notice Rule
Implementation Timeframe/Transition
1. Summary of Proposal
The EPA did not propose a transition
period for technological or other
reasons, and proposed instead that once
the e-notice rule becomes effective, enotice and e-access would be required
for covered actions by permitting
authorities that implement the federal
program rules under 40 CFR parts 52,
55, 71 and 124. This includes EPA
Regions, permitting authorities that are
delegated authority by the EPA to issue
permits on behalf of the EPA (via a
delegation agreement), and permitting
authorities that have their own rules
approved by the EPA in a SIP where the
SIP incorporates by reference the federal
program procedures and automatically
updates when the EPA’s rules are
amended. Under this rule, these
programs will be required to implement
e-notice and e-access, with the
exception of states that are delegated
authority to issue permits under part 55.
2. Brief Summary of Comments
The EPA received three comments
expressing concern about the proposed
effective date of the final rule and the
need for additional transition time for
implementation. One industry
association commenter stated that
establishing electronic notification
systems and Web sites for e-access
requires careful planning, development
and testing, and recommended a one
year implementation timeframe.
Another industry association
commenter noted that the support of eaccess capabilities typically necessitates
substantive changes to an agency’s Web
site which will stretch far past the
effective date of the rule. Another
commenter indicated that a local air
agency has several rules that mandate
newspaper notice and requested a six
month transition to allow for
amendment of its rules.
3. EPA Response
The EPA is retaining the proposed
effective date of the final rule. As
discussed previously, the EPA did not
receive any comments demonstrating
that one or more affected permitting
authorities have infrastructure and/or
resource constraints that would render
them unable to implement e-notice and
e-access as of the effective date of the
final rule or that implementation would
cause a significant additional burden.
Industry commenters only conveyed a
general concern and did not identify
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any specific affected permitting
authorities that would be unable to meet
the final rule requirements in
accordance with the proposed effective
date. The other commenter, a local air
agency with a partially-delegated
permitting program, said a transition is
necessary to allow for agency rule
changes. However, that same
commenter indicated that the agency
already practices e-notice and e-access
on its own Web site. Therefore, it seems
this air agency would not be required to
implement any changes to its rules to
comply with its obligations as a
delegated permitting program after the
final rule becomes effective. To the
extent that a delegated permitting
authority must separately comply with
a state requirement to provide notice via
a newspaper, nothing in this rule
precludes a permitting authority from
continuing to comply with such a state
requirement while at the same time
satisfying the federal requirement for enotice under this regulation. This rule
does not preclude delegated permitting
authorities from continuing to provide
newspaper notice, either on a
discretionary basis or as required
separately by state law and/or rule.
Under the amended rules, such a
permitting authority should be able to
transition away from mandatory
newspaper noticing over a period of
time without any need for a delay in
realizing the benefits of e-notice for
EPA-issued permits or permits issued by
other air agencies that administer
delegated programs.
With regard to permitting authorities
that administer EPA-approved
permitting programs, this rule does not
necessarily require any changes to those
programs, and air agencies that wish to
make changes have discretion to do so.
An approved state whose rules currently
require newspaper publication for all
draft permits is not required by the rule
to make any changes to its public notice
requirements. To the extent such a state
elects to replace newspaper notice with
e-notice, this rule establishes no
timetable for the state to make this
transition. The state may continue
providing newspaper notices until it can
complete changes to its regulations to
remove a mandatory newspaper
publication requirement. Thus, with
respect to rule changes by air agencies
with EPA-approved programs that elect
to implement e-notice alone (i.e., to no
longer be required by state or local rules
to publish notices in a newspaper), such
agencies are free to pursue such changes
on their own schedule. A delay in the
effective date in this final rule is not
necessary to accommodate air agencies
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with EPA-approved programs that may
need time to adopt e-notice into their
rules. The fact that a state may need
time to move to e-notice if they choose
that as their consistent noticing method
does not justify delaying the effective
date of this rule for other air agencies
with EPA-approved programs that may
be able to adopt e-notice more quickly.
F. Comments on Temporary Use of
Alternative Noticing Methods
1. Summary of Proposal
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In the proposed rule, the EPA noted
that there may be temporary instances of
Web site failure or failure in the
availability for public review of the
posted e-notice and the draft permit (eaccess). This raises the question about
what constitutes a significant
interruption in time sufficient to require
an extension of the public comment
period or other measure(s) to cover the
period of interruption. The EPA stated
in the proposal that the requirement that
e-notice and e-access postings be
maintained ‘‘for the duration of the
comment period’’ should not be
interpreted as a requirement for
uninterrupted access. However, we
sought comment on the EPA’s proposed
approach for the phrase ‘‘for the
duration of the comment period.’’ The
EPA also solicited comments regarding
whether we should include a provision
in the regulations that allows a
permitting authority to use an
alternative noticing (and/or access)
method to reach the affected public
when the Web site is unavailable.
2. Brief Summary of Comments
Several commenters indicated that
they felt temporary alternative notice
methods were unnecessary. Some of
these commenters recommended that
the notice be extended for the duration
of the downtime of the Web site. Several
commenters noted that having the draft
permit and public notice available on
the Web site during the comment
period, compared to the single day
publication in the newspaper, results in
a significant increase in public access to
the proposed permitting action, even if
Web site outages occur, and thus
temporary alternative notice/access
methods should not be required.
Commenters also believed that any
inability to provide e-notice would
likely be resolved quickly and the
public would have sufficient access to a
draft permit during the comment period
despite temporary Web site outages.
Several commenters supported the
EPA’s position that ‘‘for the duration of
the comment period’’ should not be
interpreted as a requirement for
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uninterrupted access. One commenter
suggested that the requirement for 30day notice is satisfied when the notice
first appears and noted that there is
nothing in the statute or current
regulations that requires continuous
notice.
Several commenters also favored rule
requirements for temporary alternative
noticing. One commenter suggested that
alternative noticing criteria should be
built into the rules to ensure that Web
site interruptions do not have a
significant impact on public’s ability to
review and comment or on the
permitting schedule, and that it was
critical that agencies have the flexibility
to choose their own approach and not
be left with the sole option of extending
the public notice period when there is
a significant Web site interruption. Two
commenters suggested that a definition
of ‘‘the duration of the public comment
period’’ should be added to the rule.
3. EPA Response
The EPA is not finalizing any specific
requirements regarding temporary
alternative noticing of permit actions to
address the temporary unavailability of
the notice and/or draft permit due to
Web site outages, nor are we specifically
defining ‘‘the duration of the public
comment period.’’ We do not believe
that, in general, there are, or will be,
significant issues with e-notice and eaccess availability on Web sites used by
permitting authorities, and we believe
that permitting authorities are in the
best position to determine the
appropriate methods to address any
situations that may arise on specific
permitting actions. In addition, we agree
that there is no statutory requirement for
continuous notice of a draft permit
during the entire duration of the
comment period. While there is
significant added value in posting a
notice throughout the comment period,
we do not see a need for the EPA to
define ‘‘the duration of the public
comment period’’ as a requirement for
uninterrupted access. We support the
flexibility for the permitting authority to
enact measures to address Web site
unavailability, including possibly
extending the public comment period.
We have addressed this in the ‘‘best
practices’’ in Section IV of this
document.
G. Comments on Documentation/
Certification of E-Notices
1. Summary of Proposal
The proposed rule did not specifically
address documenting and/or certifying
the posting of an e-notice to a Web site
for the duration of the comment period.
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However, the EPA received comments
on this topic.
2. Brief Summary of Comments
Several commenters supported the
need for documentation and/or
certification of the e-notice in the
administrative record for the draft
permit, further stating that it is critical
that states document this information in
the event the decision is challenged.
Two commenters suggested that the
EPA could address this issue in ‘‘best
practices’’ and provided specific
examples.
3. EPA Response
We agree with commenters that it is
important for permitting authorities to
establish a record that they have
provided notice of a draft permit and
the opportunity for public comment, but
we do not believe a specific certification
requirement is necessary. EPA rules
have not required a certification of
public notice and nothing in the CAA
requires it. The EPA has addressed
documentation of e-notices in the ‘‘best
practices’’ in Section IV of this
document. We support flexibility for
permitting authorities to comply with
their specific statutory, policy or
regulatory provisions for e-notice and eaccess and to ensure that there is
adequate documentation of the notice in
the administrative record for the draft
permit.
H. Additional Guidance on E-Notice
and E-Access for Minor NSR Permit
Actions
1. Summary of Proposal
In the proposed rule, we indicated our
intent to clarify that the EPA’s 2012
Memorandum’s interpretation of
prominent advertisement in 40 CFR
51.161(b)(3) as media neutral also
applies to 40 CFR 51.161(b)(1). More
specifically, we proposed that allowing
e-access (i.e., Web site access) to the
information submitted by the owner or
operator and access to the agency’s
analysis of the effect on air quality
would satisfy the requirement that this
information be available for public
inspection in at least one location in the
area affected. We believe this approach
is consistent with the EPA’s 2012
Memorandum with respect to allowing
the use of electronic and other methods
to provide notice of minor NSR actions,
and it is reasonable, for reasons
discussed in this preamble, to allow eaccess to permit documents for major
NSR permits.
In addition, in issuing the EPA’s 2012
Memorandum, the EPA indicated that
our interpretation of the term prominent
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advertisement in 40 CFR 51.161(b)(3)
applies only to minor sources and not
to synthetic minor sources.32 Given the
statement in the memorandum, which
raised uncertainty about the flexibility
to use media neutral methods for
synthetic minor NSR permits, the EPA
has now determined that it is not
appropriate to exclude such synthetic
minor permits in this regard, and the
Agency proposal clarified that the
limitation established in Footnote 1 of
the EPA’s 2012 Memorandum is no
longer appropriate.
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2. Brief Summary of Comments
All commenters supported the
extension of the interpretation in the
EPA’s 2012 Memorandum to synthetic
minor NSR permits. One commenter
recommended that the EPA either
propose changes to 40 CFR 51.161(b)(1)
similar to what was proposed for the
other sections of the CFR in the rule
proposal or expand the EPA’s existing
interpretation of ‘‘media neutral’’
notification for minor NSR programs to
specifically indicate that information
available electronically meets the
requirements of 40 CFR 51.161(b)(1).
3. EPA Response
The EPA agrees that we should revise
the text of 40 CFR 51.161(b)(1) similar
to what was proposed for other sections
of the CFR. This better communicates
our view that Internet posting of this
information is sufficient to meet the
subject records availability requirements
under the existing rule language. The
EPA does not agree, however, that it
needs to propose the revised text before
adopting it in this final rule. The
proposed rule provided adequate notice
of the EPA’s intent to clarify that the
requirements of 40 CFR 51.161(b)(1) are
satisfied by making the information
available electronically. We received no
adverse comments on this point. The
text the EPA is adding to 40 CFR
51.161(b)(1) is similar to the text the
EPA proposed to add to 40 CFR
51.166(q)(2)(ii). We received no adverse
comments regarding that text. Therefore,
in this final rule, the EPA is revising 40
CFR 51.161(b)(1) to add the following:
‘‘This requirement may be met by
making these materials available at a
physical location or on a public Web
site identified by the State or local
agency.’’
This final rule preamble also serves to
extend the EPA’s media neutral
interpretation of prominent
32 Synthetic
minor sources are those sources that
have the potential to emit regulated NSR pollutants
at or above the major source thresholds, but that
have taken enforceable limitations to restrict their
potential to emit below such thresholds.
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advertisement under 40 CFR 51.161 to
synthetic minor permits. The EPA will
attach a notification to the electronic
version of the EPA’s 2012 Memorandum
indicating that the media neutral
interpretation also applies to synthetic
minor permits.
those suggested by the NEJAC, and
access to elements of the administrative
record (for which e-access was
provided) at a physical location.
VI. Environmental Justice
Considerations
The 1990 CAA Amendments
generally require that the EPA or the
permitting authority provide adequate
procedural opportunities for the general
public to have informed participation in
the air permitting process in the areas
affected by a proposed permit. These
areas include EJ communities.
The effectiveness of noticing methods
for reaching underserved and EJ
communities is a substantial concern to
the EPA. A 2011 report issued by the
NEJAC found that publication in the
legal section of a regional newspaper is
antiquated and ineffective, and is not
ideal for providing notice to affected EJ
communities. Regarding public
participation, the report recommends
the following to the EPA: ‘‘To ensure
meaningful public participation, the
public notice and outreach process must
include direct communication in
appropriate languages through
telephone calls and mailings to EJ and
tribal communities, press releases, radio
announcements, electronic and regular
mail, Web site postings and the posting
of signs.’’ 33 Thus, the NEJAC
specifically listed Web site postings as
a method to ensure meaningful public
participation. Furthermore, several
comments received on the proposed
rule, including comments from air
agencies with practical experience
implementing e-notice and e-access,
strongly supported these mechanisms as
more effective in providing public
notice of permitting actions to EJ
communities. However,
notwithstanding our conclusion that enotice and e-access are a viable and
effective means of making information
widely available to the public, including
EJ communities, we strongly encourage
permitting authorities to provide
additional notice and access to the draft
permit (and other elements of the
administrative records for which they
choose to provide e-access) where they
determine that a specific jurisdiction or
population would be better served with
supplemental notice in the newspaper
and/or another noticing method, such as
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
33 ‘‘Enhancing Environmental Justice in EPA
Permitting Programs,’’ National Environmental
Justice Advisory Council (April, 2011), pages 20–
21, available at https://www.epa.gov/sites/
production/files/2015-02/documents/ej-inpermitting-report-2011.pdf.
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VII. Statutory and Executive Order
Reviews
This action is not a significant action
and was, therefore, not submitted to the
OMB for review.
B. Paperwork Reduction Act (PRA)
This action does not impose any new
information collection burden under the
PRA. This final rule revises regulations
to address public noticing method
requirements for draft permits for
certain sources of air pollution. It is
important to note that the final rule
revisions do not require air agencies that
implement the permitting program
through an EPA-approved title V
program or SIP to use e-notice. These
agencies may continue to provide notice
by newspaper publication or they may
adopt e-notice as their consistent
notification method. Only in the latter
case would an air agency be required to
revise the title V program rules or
undertake a SIP revision. For EPAdelegated agencies, and for agencies that
incorporate by reference the federal
rules and their rules automatically
update, no rulemaking action is
required by the agency to adopt the enotice requirements. However, if any of
these agencies decides to retain
newspaper publication as their
consistent notification method, they
could request removal of delegation,
revise their program rules consistent
with the rules for state programs (e.g.,
40 CFR 51.166), and undertake a SIP
revision. In addition, an agency
delegated a 40 CFR part 71 program may
need to update its delegation agreement.
An air agency delegated the 40 CFR part
71 program may have to choose between
implementing e-notice, obtaining
approval for implementing a 40 CFR
part 70 program, or relinquishing their
title V program. To the extent that a SIP
revision or a title V program revision is
necessary to effect the changes being
proposed, we believe that the burden to
revise SIPs is already accounted for
under the PSD and NNSR information
collection request (ICR) No. 1230.29
(OMB Control No. 2060–0003) and the
burden to revise title V programs is
included in ICR Nos. 1587.13 and
1713.11 (OMB Control Nos. 2060–0243
and 2060–0336).
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This action has no burden on industry
sources since permitting authorities are
responsible for the noticing of permits.
Therefore, the final rule revisions do not
contain any information collection
activities.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements directly on
small entities. This final rule revises
regulations to address public noticing
method requirements for draft permits
for certain sources of air pollution.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded federal mandate as described
in UMRA, 2 U.S.C. 1531–1538, and does
not significantly affect small
governments. This final action imposes
no enforceable duty on any state, local
or tribal governments, or the private
sector.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This final action does not have tribal
implications, as specified in Executive
Order 13175. It will not have substantial
direct effect on tribal governments, on
the relationship between the federal
government and Indian tribes, or on the
distribution of power and
responsibilities between the federal
government and Indian tribes, as
specified in Executive Order 13175.
Thus, Executive Order 13175 does not
apply to this action.
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G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
The EPA interprets Executive Order
13045 as applying to those regulatory
actions that concern environmental
health or safety risks that the EPA has
reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order. This action is not
subject to Executive Order 13045
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because it does not concern an
environmental health risk or safety risk.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 because it is not a
significant regulatory action under
Executive Order 12866.
I. National Technology Transfer and
Advancement Act
The final rulemaking does not involve
technical standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes the human health or
environmental risk addressed by this
action will not have potential
disproportionately high and adverse
human health or environmental effects
on minority, low-income or indigenous
populations. The results of this
evaluation are contained in Section VI
of this document titled ‘‘Environmental
Justice Considerations.’’
K. Congressional Review Act (CRA)
This action is subject to the CRA, and
the EPA will submit a rule report to
each House of Congress and to the
Comptroller General of the United
States. This action is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
L. Judicial Review
Under section 307(b)(1) of the CAA,
petitions for judicial review of any
nationally applicable regulation, or any
action the Administrator ‘‘finds and
publishes’’ as based on a determination
of nationwide scope or effect must be
filed in the United States Court of
Appeals for the District of Columbia
Circuit within 60 days of the date the
promulgation, approval, or action
appears in the Federal Register. This
final rule is nationally applicable, as it
revises the rules for public notice under
the minor NSR, PSD, NNSR, title V and
OCS permitting programs in 40 CFR
51.161, 40 CFR 51.166, 40 CFR 51.165,
40 CFR 52.21, 40 CFR part 124, 40 CFR
part 70, 40 CFR part 71 and 40 CFR part
55. As a result, petitions for review of
this rule must be filed in the United
States Court of Appeals for the District
of Columbia Circuit within December
19, 2016. CAA section 307(d)(7)(B)
further provides that ‘‘[o]nly an
objection to a rule or procedure that was
raised with reasonable specificity
during the period for public comment
(including any public hearing) may be
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raised during judicial review.’’ This
section also provides a mechanism for
the EPA to reconsider the rule ‘‘[i]f the
person raising an objection can
demonstrate to the Administrator that it
was impracticable to raise such
objection within [the period for public
comment] or if the grounds for such
objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule.’’ Any person
seeking to make such a demonstration
should submit a Petition for
Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000,
EPA WJC, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460, with a copy to
all person(s) listed in the preceding FOR
FURTHER INFORMATION CONTACT section of
this final rule, and the Associate
General Counsel for the Air and
Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA,
1200 Pennsylvania Ave. NW.,
Washington, DC 20460. Filing a petition
for reconsideration by the Administrator
of this final action does not affect the
finality of this action for the purposes of
judicial review, nor does it extend the
time within which a petition for judicial
review must be filed, and shall not
postpone the effectiveness of this action.
VIII. Statutory Authority
The statutory authority for this action
is provided by 23 U.S.C. 101; 42 U.S.C.
6901, et seq.; 42 U.S.C. 300f, et seq. 33
U.S.C. 1251, et seq.; 42 U.S.C. 7401, et
seq.
List of Subjects
40 CFR Part 51
Environmental protection,
Administrative practice and procedure,
Air pollution control, Reporting and
recordkeeping requirements.
40 CFR Part 52
Environmental protection,
Administrative practice and procedure,
Air pollution control, Incorporation by
reference, Reporting and recordkeeping
requirements.
40 CFR Part 55
Environmental protection,
Administrative practice and procedure,
Air pollution control, Incorporation by
reference, Reporting and recordkeeping
requirements.
40 CFR Part 70
Environmental protection,
Administrative practice and procedure,
Air pollution control, Reporting and
recordkeeping requirements.
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40 CFR Part 71
Environmental protection,
Administrative practice and procedure,
Air pollution control, Reporting and
recordkeeping requirements.
40 CFR Part 124
Environmental protection,
Administrative practice and procedure,
Air pollution control, Reporting and
recordkeeping requirements.
Dated: October 5, 2016.
Gina McCarthy,
Administrator.
For the reasons stated in the
preamble, title 40, chapter I of the Code
of Federal Regulations is amended as
follows:
PART 51—REQUIREMENTS FOR
PREPARATION, ADOPTION, AND
SUBMITTAL OF IMPLEMENTATION
PLANS
§ 51.166 Prevention of significant
deterioration of air quality.
*
1. The authority citation for part 51
continues to read as follows:
■
Authority: 23 U.S.C. 101; 42 U.S.C. 7401–
7671q.
Subpart I—Review of New Sources and
Modifications
2. Section 51.161 is amended by
revising paragraph (b)(1) to read as
follows:
■
§ 51.161
Public availability of information.
*
*
*
*
*
(b) * * *
(1) Availability for public inspection
in at least one location in the area
affected of the information submitted by
the owner or operator and of the State
or local agency’s analysis of the effect
on air quality. This requirement may be
met by making these materials available
at a physical location or on a public
Web site identified by the State or local
agency;
*
*
*
*
*
■ 3. Section 51.165 is amended by
adding paragraph (i) to read as follows:
§ 51.165
Permit requirements.
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*
*
*
*
*
(i) Public participation requirements.
The reviewing authority shall notify the
public of a draft permit by a method
described in either paragraph (i)(1) or
(2) of this section. The selected method,
known as the ‘‘consistent noticing
method,’’ shall comply with the public
participation procedural requirements
of § 51.161 of this chapter and be used
for all permits issued under this section
and may, when appropriate, be
supplemented by other noticing
methods on individual permits.
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12:31 Oct 17, 2016
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(1) Post the information in paragraphs
(i)(1)(i) through (iii) of this section, for
the duration of the public comment
period, on a public Web site identified
by the reviewing authority.
(i) A notice of availability of the draft
permit for public comment;
(ii) The draft permit; and
(iii) Information on how to access the
administrative record for the draft
permit.
(2) Publish a notice of availability of
the draft permit for public comment in
a newspaper of general circulation in
the area where the source is located.
The notice shall include information on
how to access the draft permit and the
administrative record for the draft
permit.
■ 4. Section 51.166 is amended by
revising paragraphs (q)(2)(ii), (iii), (vi),
and (viii) to read as follows:
*
*
*
*
(q) * * *
(2) * * *
(ii) Make available in at least one
location in each region in which the
proposed source would be constructed,
a copy of all materials the applicant
submitted, a copy of the preliminary
determination, and a copy or summary
of other materials, if any, considered in
making the preliminary determination.
This requirement may be met by making
these materials available at a physical
location or on a public Web site
identified by the reviewing authority.
(iii) Notify the public, by
advertisement in a newspaper of general
circulation in each region in which the
proposed source would be constructed,
of the application, the preliminary
determination, the degree of increment
consumption that is expected from the
source or modification, and of the
opportunity for comment at a public
hearing as well as through written
public comment. Alternatively, these
notifications may be made on a public
Web site identified by the reviewing
authority. However, the reviewing
authority’s selected notification method
(i.e., either newspaper or Web site),
known as the ‘‘consistent noticing
method,’’ shall be used for all permits
subject to notice under this section and
may, when appropriate, be
supplemented by other noticing
methods on individual permits. If the
reviewing authority selects Web site
notice as its consistent noticing method,
the notice shall be available for the
duration of the public comment period
and shall include the notice of public
comment, the draft permit, information
on how to access the administrative
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71629
record for the draft permit and how to
request and/or attend a public hearing
on the draft permit.
*
*
*
*
*
(vi) Consider all written comments
submitted within a time specified in the
notice of public comment and all
comments received at any public
hearing in making a final decision on
the approvability of the application. The
reviewing authority shall make all
comments available for public
inspection at the same physical location
or on the same Web site where the
reviewing authority made available
preconstruction information relating to
the proposed source or modification.
*
*
*
*
*
(viii) Notify the applicant in writing
of the final determination and make
such notification available for public
inspection at the same location or on the
same Web site where the reviewing
authority made available
preconstruction information and public
comments relating to the proposed
source or modification.
*
*
*
*
*
PART 52—APPROVAL AND
PROMULGATION OF
IMPLEMENTATION PLANS
5. The authority citation for part 52
continues to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
Subpart A—General Provisions
6. Section 52.21 is amended by
revising paragraphs (q) and (w)(4) to
read as follows:
■
§ 52.21 Prevention of significant
deterioration of air quality.
*
*
*
*
*
(q) Public participation. The
administrator shall follow the
applicable procedures of 40 CFR part
124 in processing applications under
this section.
*
*
*
*
*
(w) * * *
(4) If the Administrator rescinds a
permit under this paragraph, the
Administrator shall post a notice of the
rescission determination on a public
Web site identified by the Administrator
within 60 days of the rescission.
*
*
*
*
*
PART 55—OUTER CONTINENTAL
SHELF AIR REGULATIONS
7. The authority citation for part 55
continues to read as follows:
■
Authority: Section 328 of the Clean Air Act
(42 U.S.C. 7401, et seq.) as amended by
Public Law 101–549.
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Federal Register / Vol. 81, No. 201 / Tuesday, October 18, 2016 / Rules and Regulations
8. Section 55.5 is amended by revising
paragraphs (f)(1)(i) and (ii) to read as
follows:
■
§ 55.5 Corresponding onshore area
designation.
*
*
*
*
*
(f) * * *
(1) * * *
(i) Make available, in at least one
location in the NOA and in the area
requesting COA designation, which may
be a public Web site identified by the
Administrator, a copy of all materials
submitted by the requester, a copy of the
Administrator’s preliminary
determination, and a copy or summary
of other materials, if any, considered by
the Administrator in making the
preliminary determination; and
(ii) Notify the public, by prominent
advertisement in a newspaper of general
circulation in the NOA and the area
requesting COA designation or on a
public Web site identified by the
Administrator, of a 30-day opportunity
for written public comment on the
available information and the
Administrator’s preliminary COA
designation.
*
*
*
*
*
■ 9. Section 55.6 is amended by revising
paragraph (a)(3) to read as follows:
§ 55.6
Permit requirements.
(a) * * *
(3) Administrative procedures and
public participation. The Administrator
will follow the applicable procedures of
40 CFR part 71 or 40 CFR part 124 in
processing applications under this part.
When using 40 CFR part 124, the
Administrator will follow the
procedures used to issue Prevention of
Significant Deterioration (‘‘PSD’’)
permits.
*
*
*
*
*
■ 10. Section 55.7 is amended by
revising paragraphs (f)(4)(ii) and (iii) to
read as follows:
§ 55.7
Exemptions.
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*
*
*
*
*
(f) * * *
(4) * * *
(ii) Make available, in at least one
location in the COA and NOA, which
may be a public Web site identified by
the Administrator or delegated agency,
a copy of all materials submitted by the
requester, a copy of the preliminary
determination, and a copy or summary
of other materials, if any, considered in
making the preliminary determination.
(iii) Notify the public, by prominent
advertisement in a newspaper of general
circulation in the COA and NOA or on
a public Web site identified by the
Administrator or delegated agency, of a
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12:31 Oct 17, 2016
Jkt 241001
30-day opportunity for written public
comment on the information submitted
by the owner or operator and on the
preliminary determination.
*
*
*
*
*
PART 70—STATE OPERATING PERMIT
PROGRAMS
11. The authority citation for part 70
continues to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
12. Section 70.7 is amended by
revising paragraphs (h)(1) and (2) to
read as follows:
■
§ 70.7 Permit issuance, renewal,
reopenings, and revisions.
*
*
*
*
*
(h) * * *
(1) Notice shall be given by one of the
following methods: By publishing the
notice in a newspaper of general
circulation in the area where the source
is located (or in a State publication
designed to give general public notice)
or by posting the notice, for the duration
of the public comment period, on a
public Web site identified by the
permitting authority, if the permitting
authority has selected Web site noticing
as its ‘‘consistent noticing method.’’ The
consistent noticing method shall be
used for all draft permits subject to
notice under this paragraph. If Web site
noticing is selected as the consistent
noticing method, the draft permit shall
also be posted, for the duration of the
public comment period, on a public
Web site identified by the permitting
authority. In addition, notice shall be
given to persons on a mailing list
developed by the permitting authority
using generally accepted methods (e.g.,
hyperlink sign-up function or radio
button on an agency Web site, sign-up
sheet at a public hearing, etc.) that
enable interested parties to subscribe to
the mailing list. The permitting
authority may update the mailing list
from time to time by requesting written
indication of continued interest from
those listed. The permitting authority
may delete from the list the name of any
person who fails to respond to such a
request within a reasonable timeframe.
The permitting authority may use other
means to provide adequate notice to the
affected public;
(2) The notice shall identify the
affected facility; the name and address
of the permittee; the name and address
of the permitting authority processing
the permit; the activity or activities
involved in the permit action; the
emissions change involved in any
permit modification; the name, address,
and telephone number of a person (or an
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Fmt 4700
Sfmt 4700
email or Web site address) from whom
interested persons may obtain
additional information, including copies
of the permit draft, the application, all
relevant supporting materials, including
those set forth in § 70.4(b)(3)(viii) of this
part, and all other materials available to
the permitting authority (except for
publicly-available materials and
publications) that are relevant to the
permit decision; a brief description of
the comment procedures required by
this part; and the time and place of any
hearing that may be held, including a
statement of procedures to request a
hearing (unless a hearing has already
been scheduled);
*
*
*
*
*
PART 71—FEDERAL OPERATING
PERMIT PROGRAMS
13. The authority citation for part 71
continues to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
Subpart A—Operating Permits
14. Section 71.4 is amended by
revising paragraph (g) to read as follows:
■
§ 71.4
Program implementation.
*
*
*
*
*
(g) Public notice of part 71 programs.
In taking action to administer and
enforce an operating permits program
under this part, the Administrator will
publish a notice in the Federal Register
informing the public of such action and
the effective date of any part 71 program
as set forth in § 71.4(a), (b), (c), or
(d)(1)(ii). The publication of this part in
the Federal Register on July 1, 1996
serves as the notice for the part 71
permit programs described in
§ 71.4(d)(1)(i) and (e). The EPA will also
publish a notice in the Federal Register
of any delegation of a portion of the part
71 program to a State, eligible Tribe, or
local agency pursuant to the provisions
of § 71.10. In addition to notices
published in the Federal Register under
this paragraph (g), the Administrator
will, to the extent practicable, post a
notice on a public Web site identified by
the Administrator of the part 71
program effectiveness or delegation, and
will send a letter to the Tribal governing
body for an Indian Tribe or the
Governor (or his or her designee) of the
affected area to provide notice of such
effectiveness or delegation.
*
*
*
*
*
15. Section 71.11 is amended by
revising paragraphs (d)(3)(i)(E),
(d)(3)(ii), and (d)(4)(i)(G) to read as
follows:
■
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Federal Register / Vol. 81, No. 201 / Tuesday, October 18, 2016 / Rules and Regulations
§ 71.11 Administrative record, public
participation, and administrative review.
*
*
*
*
*
(d) * * *
(3) * * *
(i) * * *
(E) Persons on a mailing list,
including those who request in writing
to be on the list. As part of this
requirement, the permitting authority
shall notify the public of the
opportunity to be put on the mailing list
by way of generally accepted methods
(e.g., hyperlink sign-up function or
radio button on an agency Web site,
sign-up sheet at a public hearing, etc.)
that enable interested parties to
subscribe to the mailing list. The
permitting authority may update the
mailing list from time to time by
requesting written indication of
continued interest from those listed.
The permitting authority may delete
from the list the name of any person
who fails to respond to such a request
within a reasonable timeframe.
(ii) By posting a notice on a public
Web site identified by the permitting
authority for the duration of the public
comment period. The notice shall be
consistent with paragraph (d)(4)(i) of
this section and be accompanied by a
copy of the draft permit.
*
*
*
*
*
(4) * * *
(i) * * *
(G) The physical location and/or Web
site address of the administrative
record, the times at which the record
will be open for public inspection, and
a statement that all data submitted by
the applicant are available as part of the
administrative record; and
*
*
*
*
*
Subpart B—Permits for Early
Reductions Sources
16. Section 71.27 is amended by
revising paragraphs (d)(3)(i)(E),
(d)(3)(ii), and (d)(4)(i)(F) and (G) and
adding paragraph (d)(4)(i)(H) to read as
follows:
■
§ 71.27
Public participation and appeal.
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*
12:31 Oct 17, 2016
Jkt 241001
PART 124—PROCEDURES FOR
DECISIONMAKING
the Director may use generally accepted
methods (e.g., hyperlink sign-up
function or radio button on an agency
Web site, sign-up sheet at a public
hearing, etc.) that enable interested
parties to subscribe to a mailing list. The
Director may update the mailing list
from time to time by requesting written
indication of continued interest from
those listed. The Director may delete
from the list the name of any person
who fails to respond to such a request
within a reasonable timeframe.
(B) In lieu of the requirement in
paragraph (c)(2)(i) of this section to
publish a notice in a daily or weekly
newspaper, the Director shall notify the
public by posting the following
information, for the duration of the
public comment period, on a public
Web site identified by the Director: A
notice of availability of the draft permit
for public comment (or the denial of the
permit application), the draft permit,
information on how to access the
administrative record, and information
on how to request and/or attend a
public hearing on the draft permit.
(C) In lieu of the requirement in
paragraph (d)(1)(vi) of this section to
specify a location of the administrative
record for the draft permit, the Director
may post the administrative record on
an identified public Web site.
*
*
*
*
*
[FR Doc. 2016–24911 Filed 10–17–16; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
17. The authority citation for part 124
continues to read as follows:
[EPA–R05–OAR–2015–0522; FRL–9954–21–
Region 5]
Authority: Resource Conservation and
Recovery Act, 42 U.S.C. 6901 et seq.; Safe
Drinking Water Act, 42 U.S.C. 300f et seq.;
Clean Water Act, 33 U.S.C. 1251 et seq.;
Clean Air Act, 42 U.S.C. 7401 et seq.
Air Plan Approval; Ohio; Removal of
Gasoline Vapor Recovery
Requirements
■
Subpart A—General Program
Requirements
18. Section 124.10 is amended by
adding paragraph (c)(2)(iii) to read as
follows:
■
*
*
*
*
(d) * * *
(3) * * *
(i) * * *
(E) Persons on a mailing list,
including those who request in writing
to be on the list. As part of this
requirement, the Administrator shall
notify the public of the opportunity to
be put on the mailing list by way of
generally accepted methods (e.g.,
hyperlink sign-up function or radio
button on an agency Web site, sign-up
sheet at a public hearing, etc.) that
VerDate Sep<11>2014
enable interested parties to subscribe to
the mailing list. The Administrator may
update the mailing list from time to time
by requesting written indication of
continued interest from those listed.
The Administrator may delete from the
list the name of any person who fails to
respond to such a request within a
reasonable timeframe;
*
*
*
*
*
(ii) By posting a notice on a public
Web site identified by the Administrator
for the duration of the public comment
period. The notice shall be consistent
with paragraph (d)(4)(i) of this section
and be accompanied by a copy of the
draft permit.
*
*
*
*
*
(4) * * *
(i) * * *
(F) A brief description of the comment
procedures required by paragraphs (e)
and (f) of this section and the time and
place of any hearing that will be held,
including a statement of procedures to
request a hearing (unless a hearing has
already been scheduled) and other
procedures by which the public may
participate in the final permit decision;
(G) Any additional information
considered necessary or proper; and
(H) The physical location and/or Web
site address of the administrative
record, the times at which the record
will be open for public inspection and
a statement that all data submitted by
the applicant are available as part of the
administrative record.
*
*
*
*
*
71631
§ 124.10 Public notice of permit actions
and public comment period.
*
*
*
*
*
(c) * * *
(2) * * *
(iii) For PSD permits:
(A) In lieu of the requirement in
paragraphs (c)(1)(ix)(B) and (C) of this
section regarding soliciting persons for
‘‘area lists’’ and notifying the public of
the opportunity to be on a mailing list,
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Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
The Environmental Protection
Agency (EPA) is approving, as a revision
under the Clean Air Act (CAA) to the
Ohio state implementation plan (SIP),
submittals from the Ohio Environmental
Protection Agency (Ohio EPA) dated
July 15, 2015, and February 29, 2016.
The revision addresses the state’s Stage
II vapor recovery (Stage II) program for
the Cleveland, Cincinnati, and Dayton
ozone areas in Ohio. The revision
removes Stage II requirements for the
three areas as a component of the Ohio
ozone SIP. The revision also includes a
demonstration that addresses emission
SUMMARY:
E:\FR\FM\18OCR1.SGM
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Agencies
[Federal Register Volume 81, Number 201 (Tuesday, October 18, 2016)]
[Rules and Regulations]
[Pages 71613-71631]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-24911]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 51, 52, 55, 70, 71 and 124
[EPA-HQ-OAR-2015-0090; FRL-9954-10-OAR]
RIN 2060-AS59
Revisions to Public Notice Provisions in Clean Air Act Permitting
Programs
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Environmental Protection Agency (EPA) is revising the
public notice rule provisions for the New Source Review (NSR), title V
and Outer Continental Shelf (OCS) permit programs of the Clean Air Act
(CAA or Act) and corresponding onshore area (COA) determinations for
implementation of the OCS air quality regulations. This final rule
removes the mandatory requirement to provide public notice of a draft
air permit (as well as certain other program actions) through
publication in a newspaper. Instead, this final rule requires
electronic notice (e-notice) for EPA actions (and actions by permitting
authorities implementing the federal permitting rules) and allows for
e-notice as an option for actions by permitting authorities
implementing EPA-approved programs. When e-notice is provided, the
final rule requires, at a minimum, electronic access (e-access) to the
draft permit. However, this final rule does not preclude a permitting
authority from supplementing e-notice with newspaper notice and/or
additional means of notification to the public. The EPA anticipates
that e-notice, which is already being practiced by many permitting
authorities, will enable permitting authorities to communicate
permitting and other affected actions to the public more quickly and
efficiently and will provide cost savings over newspaper publication.
The EPA further anticipates that e-access will expand access to permit-
related documents.
DATES: The effective date of this final rule is November 17, 2016.
ADDRESSES: The EPA has established a docket for this action under
Docket ID No. EPA-HQ-OAR-2015-0090. All documents in the docket are
listed on the https://www.regulations.gov Web site. Although listed in
the index, some information is not publicly available, e.g.,
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Certain other material, such as
copyrighted material, is not placed on
[[Page 71614]]
the Internet and will be publicly available only in hard copy form.
Publicly available docket materials are available electronically
through https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For further general information on
this rulemaking, contact Mr. Peter Keller, U.S. EPA, Office or Air
Quality Planning and Standards, Air Quality Policy Division (C504-03),
Research Triangle Park, NC 27711, telephone (919) 541-2065, email
keller.peter@epa.gov, or Mr. Ben Garwood, U.S. EPA, Office of Air
Quality Planning and Standards, Air Quality Policy Division (C504-03),
Research Triangle Park, NC 27711, telephone (919) 541-1358, email
garwood.ben@epa.gov; or Ms. Grecia Castro, U.S. EPA, Office of Air
Quality Planning and Standards, Air Quality Policy Division (C504-03),
Research Triangle Park, NC 27711, telephone (919) 541-1351, email at
castro.grecia@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
Entities potentially affected by this final rule include permitting
authorities responsible for the permitting of stationary and OCS
sources of air pollution or for determining COA designation for
implementation of the OCS air regulations. This includes the EPA
Regions and both EPA-delegated and EPA-approved air permitting programs
that are operated by state, local or tribal agencies. Entities also
potentially affected by this final rule include owners and operators of
stationary and OCS sources that are subject to air pollution permitting
under the CAA, as well as members of the general public who would have
an interest in knowing about permitting actions, public hearings and
other agency actions.
B. Where can I obtain a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this document will be posted at: https://www3.epa.gov/nsr/actions.html
and https://www3.epa.gov/airquality/permits/actions.html.
Upon its publication in the Federal Register, only the published
version may be considered the final official version of the rule and
will govern in the case of any discrepancies between the Federal
Register published version and any other version.
C. How is this document organized?
The information presented in this document is organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I obtain a copy of this document and other related
information?
C. How is this document organized?
II. Background for Final Rulemaking
III. Summary of the Final Rule Requirements
A. E-Notice Provisions
B. E-Access Provision
C. EPA and Delegated Permitting Authorities Subject to Mandatory
E-Notice and E-Access Requirements
D. Permitting Authorities Not Subject to Mandatory E-Notice and
E-Access Requirements
E. Mailing Lists
F. Updated Information Regarding E-Notice and E-Access for Minor
NSR Permits
G. Other Final Rule Provisions
IV. Implementation of E-Notice and E-Access
A. Permitting Authorities Implementing Federal Preconstruction
Permit Program Rules
B. Permitting Authorities Implementing EPA-Approved
Preconstruction Permit Program Rules
C. Permitting Authorities Implementing EPA-Approved Operating
Permit Programs
D. Permitting Authorities With EPA-Delegated Authority To
Administer the Federal Operating Permit Program
E. Implementation in an Affected Indian Country
F. Best Practices for E-Notice and E-Access
V. Responses to Significant Comments on the Proposed Rule
A. General Comments on the EPA's Proposal To Remove the
Mandatory Newspaper Publication Requirement From Certain Regulations
and Instead Provide for E-Notice
B. Comments on Requirement That Permitting Authorities Use a
Consistent Noticing Method
C. Comments on Requirement To Make E-Notice Mandatory for
Federal Permit Actions
D. Comments on Mandatory E-Access for Programs That Use E-Notice
E. Comments on Final E-Notice Rule Implementation Timeframe/
Transition
F. Comments on Temporary Use of Alternative Noticing Methods
G. Comments on Documentation/Certification of E-Notices
H. Additional Guidance on E-Notice and E-Access for Minor NSR
Permit Actions
VI. Environmental Justice Considerations
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act (CRA)
L. Judicial Review
VIII. Statutory Authority
II. Background for Final Rulemaking
The CAA requires stationary sources of air pollution to obtain
permits and authorizes the EPA to administer and oversee the permitting
of such sources. To implement the CAA, the EPA promulgated permitting
regulations for construction of sources pursuant to the NSR program
under title I of the CAA, for operation of major and certain other
sources of air pollutants under title V of the CAA and for sources
located on the OCS under CAA section 328. These regulations are
contained in 40 Code of Federal Regulations (CFR) parts 51, 52, 55, 70,
71 and 124, and cover the requirements for federal permit actions
(i.e., when the EPA or a delegated air agency is the permitting
authority \1\) and the minimum requirements for EPA approval of state
or tribal implementation plans (SIPs) \2\ and title V permitting
programs.\3\ These rules contain, among other things, requirements for
public notice and availability of supporting information to allow for
informed public participation in permit actions. These regulatory
requirements for public participation in
[[Page 71615]]
permitting and other actions are the subject of this final rule. The
final rule revisions apply to the following: (1) Major source \4\ air
permits and permits for certain minor sources subject to title V issued
by the EPA or by state, local, or tribal air agencies exercising
federal authority delegated by the EPA; (2) the requirements for
obtaining EPA-approval of state, local, or tribal air permitting
programs; and (3) OCS permits and COA determinations for implementation
of the OCS air quality regulations.
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\1\ In lieu of ``permitting authority,'' in this preamble and
rule, we sometimes use the terms ``permitting agency'' and
``reviewing authority.'' These terms generally denote all forms of
air permitting authorities, including EPA Regions, EPA-delegated air
programs, and air agencies that are operated by state, local and
tribal governments and permitting authorities that implement their
own rules under an EPA-approved implementation plan. Furthermore,
the rules for the federal permit programs sometimes use the terms
``Administrator'' and ``Director'' in referring to the permitting
authority.
\2\ SIPs, as used in this preamble, includes state and tribal
implementation plans (SIPs and TIPs).
\3\ NSR includes the minor NSR, Prevention of Significant
Deterioration (PSD) and Nonattainment NSR (NNSR) permitting
programs. Requirements for the NSR programs are contained in 40 CFR
part 51 for approved state/tribal permitting programs and in 40 CFR
part 52 for federal PSD permit programs. 40 CFR part 52 references
part 124 for additional requirements. Requirements for approved
title V operating permit programs are contained in 40 CFR part 70
and for federal operating permit programs in 40 CFR part 71.
Requirements for the permitting of OCS sources and COA
determinations are contained in 40 CFR part 55.
\4\ The term ``major source'' in the title V program rules
includes any ``major stationary source'' under the NSR program
rules. See, e.g., 40 CFR 52.21(b)(1)(i) and 40 CFR 71.2. In this
preamble, we use the terms ``major source'' and ``major stationary
source'' interchangeably.
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While the CAA requires permitting authorities to offer the
opportunity for public participation in the processing of air permits
and other actions, it does not specify the best or preferred method for
providing notice to the public. See, e.g., CAA sections 165(a)(2) and
502(b)(6). In the late 1970s and early 1980s, when the EPA first
developed air permitting regulations to provide public notice for the
major NSR program, newspaper advertisement was the most commonly
accepted method for providing notice to the public of permit actions
under those programs and other agency actions. Over the years, however,
the availability of and access to the Internet and other forms of
electronic media have increased significantly in the United States. One
effect of this development is that circulation of newspapers and other
print media has declined, making printed newspaper notice less
effective in providing widespread public notice of permit actions in
many cases. Many permitting authorities electronically post permit
notices on their agency Web sites. For example, many state title V
programs regularly provide electronic postings to assure adequate
public notice. 40 CFR 70.7(h)(1). Such electronic notice mechanisms
provide an effective, convenient and cost-efficient way to communicate
permitting-related information to the majority of the public.
Given these developments, the EPA has recognized that newspaper
notice is no longer the only, or in many cases the most effective,
method of communicating permitting actions to the public and has issued
rules allowing alternate methods of communication. For example, in
2011, the EPA issued the Tribal NSR rules that contained, among other
things, requirements for noticing of permits in Indian country that
provided for options other than newspaper and print media. 76 FR 38748
(July 1, 2011). The July 2011 Tribal NSR rule provides options such as
Web posting and email lists among the methods that the permitting
authority may use to provide adequate public notice of such permits.
Id. at 38764.
Based on the foregoing and the EPA's objective to modernize,
enhance and improve consistency in the public noticing provisions
applicable to air permit actions, in December 2015 the EPA issued a
proposed rule. 80 FR 81234 (Dec. 29, 2015). In that proposed rule, the
EPA proposed to remove the mandatory requirement that draft permits for
sources subject to the major NSR, title V or OCS programs and certain
other actions be noticed in a newspaper of general circulation and
instead allow (or in some cases require) the use of Internet postings
to provide notice (i.e., e-notice). We also proposed these same
revisions for COA designations in the OCS program, permit rescissions
under the federal PSD program and for giving notice of EPA part 71
program effectiveness or delegation. In the case of permits issued by
the EPA or other permitting authorities implementing 40 CFR parts 52,
55 or 71, we proposed to require that the permitting authority provide
e-notice for all draft permits.\5\ For permits issued by other
permitting authorities--specifically, agencies that implement an
approved program meeting the requirements of 40 CFR parts 51 or 70--we
proposed that those permitting authorities would have the option to
adopt either e-notice or retain the newspaper noticing method. We
proposed that these permitting authorities must, however, select either
e-notice or newspaper notice as their consistent noticing method. In
addition, for all their draft permits, they must provide notice to the
public through the noticing method selected and must indicate the
consistent noticing method selected in their permitting rules. We also
proposed to require that, when a permitting authority adopts e-notice,
it also must provide e-access. In the context of this rule, e-access
means that the permitting authority must make the draft permit
available electronically (i.e., on the agency's public Web site or on a
public Web site identified by the permitting authority) for the
duration of the public comment period. This final rulemaking notice
does not repeat all of the discussion from the proposed rule, but
refers interested readers to the preamble of the proposed rule for
additional background.
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\5\ We did not propose nor are we finalizing any changes to the
public notice requirements for OCS permits issued by delegated
permitting authorities pursuant to 40 CFR 55.11.
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III. Summary of the Final Rule Requirements
This section provides a brief summary of the requirements of the
final rule. Further discussion of these requirements, including
implementation and summaries of our responses to significant comments
received on the proposed rule, are provided in subsequent sections.
In this final action, the EPA is revising the public notice
provisions for the NSR, title V and OCS programs to remove the
mandatory requirement to provide public notice of a draft permit (and
certain other program actions) through publication in a newspaper of
general circulation. This final rule requires the use of e-notice to
provide public notice of draft permits for federal permits while
allowing e-notice as an option for permits issued under EPA-approved
programs. More specifically, to implement the shift from mandatory
newspaper noticing to e-notice, this final rule includes revisions to
the public notice provisions in 40 CFR 51.161 (state/tribal plan
requirements); 40 CFR 51.165 (state/local/tribal NNSR permits); 40 CFR
51.166 (state/local/tribal PSD permits); 40 CFR 52.21 (EPA/delegated
agency-issued PSD permits); 40 CFR part 70 (state/local/tribal title V
operating permits); 40 CFR part 71 (EPA/delegated agency-issued title V
operating permits); 40 CFR part 55 (EPA-issued OCS permits and COA
designations); and the portions of 40 CFR part 124 applicable to EPA-
issued PSD and OCS permits. This final action also requires that a
permitting authority provide e-access when it adopts the e-notice
method to provide public notice of a draft permit.
A. E-Notice Provisions
In order to satisfy the provision for e-notice of a draft permit,
the permitting authority shall electronically post, for the duration of
the public comment period, the following information on a publicly
accessible Web site identified by the permitting authority: (1) Notice
of availability of the draft permit for public comment; (2) Information
on how to access the permit record (either electronically and/or
physically); (3) Information on how to request and/or attend a public
hearing on the draft permit; and (4) All other information currently
required to be included in the public notice under the existing
regulations. In addition, where already required by the current rules,
the permitting authority shall maintain a mailing list of persons who
request to be
[[Page 71616]]
notified of the permitting activity and shall distribute (e.g., by
email, postal service) the notice to those persons. While this final
rule expressly requires that the draft permit notice direct interested
parties to information on how to request and/or attend a public hearing
and how to access additional information relevant to the draft permit,
it does not alter any existing requirements regarding the content of
the public notice. Requirements regarding additional information in the
notice vary across the different sections of the permitting rules and
may further vary among different individual permitting authorities.
This final rule does not amend or affect regulatory requirements
pertaining to the provision of notice of final permit decisions. See
e.g., 40 CFR 124.15(a).\6\
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\6\ The Environmental Appeals Board (EAB) has held that the
notification requirements of 40 CFR 124.15(a) (and similar
provisions) cannot be fulfilled by posting the final decision
regarding a draft permit on a Web site. See In Re Hillman Power Co.,
LLC, 10 E.A.D. 673, 680 n. 4 (EAB 2002). Where there is an
identified participant in the proceeding who has commented, the EPA
reads section 124.15(a) to require that the permitting authority
mail a copy of the final permit decision to the participant or
provide some other form of personal notification. This may include
email notification. For additional detail on the EAB's reasoning in
the Hillman Power case, see Order Directing Service of PSD Permit
Decision on Parties That Filed Written Comments on Draft PSD Permit,
Denying Motions to Dismiss, and Directing Briefing on the Merits
(May 24, 2002), available at: https://yosemite.epa.gov/oa/
EAB_Web_Docket.nsf/0CCE572C43D92F218525706C0067DACA/$File/
hillman.pdf. While the EAB expressed concern in this order regarding
the possibility that some parties may not see an Internet post
immediately, this was in the context of providing identified persons
with a right to appeal a permit decision. Further, the Board was
contrasting the merits of Internet posting and direct personal
notification, rather than comparing the merits of Internet and
newspaper notice. As discussed elsewhere in this rule, posting
notices of draft permits on the Internet offers some benefits that
are not provided from a one-time publication in a print newspaper.
In addition, this rule retains and enhances the option for
interested persons to be placed on a list to receive personal
notification of draft permits.
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B. E-Access Provision
In order to satisfy the requirement for e-access when e-notice is
provided, the permitting authority shall electronically post, for the
duration of the public comment period, the draft permit on a publicly
accessible Web site identified by the permitting authority, which may
include the permitting authority's public Web site, an online state
permits register, or a publicly-available electronic document
management Web site that allows for downloading documents. It is
important to note that, while e-access in this final rule pertains to
the availability of and access to the draft permit during the public
comment period, nothing in this rule alters the requirement for a
permitting authority to maintain a record of the permit action and to
make it available to the public. Furthermore, nothing in this final
rule affects a permitting authority's record retention policies and
requirements. A permitting authority that is satisfying the rule
requirements for e-access by posting the draft permit on a Web site
must also provide the public with reasonable access to the other
materials that support the permit decision (e.g., the permit
application, statement of basis, fact sheet, preliminary determination,
final determination, and response to comments) as required by existing
regulations. This final rule clarifies that access to the other
materials comprising the permit record may be provided either
electronically or at a physical location (such as a public library), or
a combination of both methods, given that some documents (such as air
quality modeling data) may be too large to post online on a Web site
but may be made available as part of the permit record either as
hardcopy or on a data storage device. The electronic posting of draft
and final permits, including information supporting the permit
decisions (e.g., permit applications), is subject to the applicable
policies on CBI and requirements of the permitting authority.
Consequently, some permit-related documents may be redacted or
otherwise withheld from viewing on a Web site or public library if it
is determined that the document contains CBI.
C. EPA and Delegated Permitting Authorities Subject to Mandatory E-
Notice and E-Access Requirements
For permits that are issued by the EPA or by a permitting authority
that implements the EPA's federal permitting rules (i.e., 40 CFR parts
52, 55, 71 or 124) under delegated federal authority, this final rule
removes the mandatory requirements to provide newspaper notice and
access to the draft permit information at a physical address, and
replaces those requirements with mandatory e-notice and mandatory e-
access, as those terms are defined in this rule, as the consistent
noticing method for draft permit actions \7\ under the federal rules
for NSR and title V, and for all EPA-issued OCS permits. While this
final rule requires e-notice as the primary form of public notice for
such draft permit actions under the federal regulations, permitting
authorities may, when appropriate, supplement the e-notice with an
additional form (or forms) of notice (e.g., newspaper publication,
fliers, or social media postings). Nothing in this final rule precludes
the use of supplemental notice mechanisms.
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\7\ As used here and from this point forward in this final rule
preamble, the term ``permit'' or ``permit action'' includes any
major source or major modification preconstruction permit and title
V permit actions subject to the public notice provisions affected by
this final rule.
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D. Permitting Authorities Not Subject to Mandatory E-Notice and E-
Access Requirements
For the noticing of draft permits issued by permitting authorities
with their own EPA-approved rules under 40 CFR part 51 or 70, this
final rule removes the mandatory newspaper notice requirement for these
programs and provides the option for the agency rules to require
either: (1) E-notice and e-access as these terms are used in the
context of this rule, or (2) newspaper notice with either electronic
access (e.g., Web site) and/or physical access (e.g., a public
library). A key aspect of this approach is that the permitting
authority is required to adopt one noticing method--known as the
``consistent noticing method''--to be used for all of its permit
notices. Thus, if a permitting authority selects e-notice as its
consistent noticing method, it must provide e-notice (along with e-
access) for all of its draft permit notices in order to ensure that the
public has a consistent and reliable resource to turn to for all draft
permit notices. There is a requirement in 40 CFR part 51 to make
available, in at least one location in each region in which the
proposed source would be constructed, a copy of certain elements of the
permit record. We are clarifying that this requirement may be met by
making such materials available at a physical location or on a public
Web site identified by the permitting authority. Consistent with the
requirements for notices issued by the EPA and delegated permitting
authorities implementing the federal regulations, as discussed
previously, nothing in this final rule precludes permitting authorities
operating under EPA-approved rules from using additional forms of
notice. Thus, if a permitting authority elects to use e-notice as its
consistent noticing method, it may provide additional means of notice
as appropriate, including newspaper publication or any other mechanism.
Similarly, a permitting authority providing e-access may elect to also
provide access to the elements of the administrative record for which
e-access was provided at a physical location. The EPA encourages all
permitting authorities to consider facility-specific and permit-
specific facts such as expected public interest
[[Page 71617]]
and environmental justice considerations in determining the appropriate
method(s) for public notice and access to the administrative record for
draft permits.
E. Mailing Lists
Some of the regulatory sections affected by this final rule have a
mailing list requirement and some do not. This rule includes regulatory
revisions to amend the EPA's solicitation obligations associated with
required mailing lists, but otherwise keeps the mailing list
requirements in place. With respect to the EPA's mailing list
obligations for the federal title V program, we are removing the
specific language within 40 CFR 71.11(d)(3)(i)(E) and 71.27(d)(3)(i)(E)
that requires the EPA to solicit mailing list membership through area
lists and periodic publication in the public press.\8\ We are making
similar changes to 40 CFR 124.10(c), which contains public notice
method requirements applicable to PSD and OCS permits. The rules now
say that the permitting authority may use generally accepted methods
(e.g., hyperlink sign-up function or radio button on an agency Web site
or a sign-up sheet at a public hearing) that enable parties to
subscribe to a mailing list.
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\8\ The proposed rule had a minor typographical error stating
that it was revising 40 CFR 71.27(d)(4)(i)(G). In the final rule,
the EPA is adding 40 CFR 71.27(d)(4)(i)(H) with the text that was
proposed in 40 CFR 71.27(d)(4)(i)(G).
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F. Updated Information Regarding E-Notice and E-Access for Minor NSR
Permits
Through guidance to permitting authorities issued in 2012, the EPA
clarified its view on what constitutes public notice for minor NSR
permit programs and what is considered adequate to meet the requirement
of notice by prominent advertisement in 40 CFR 51.161(b)(3). See
``EPA's 2012 Memorandum.'' \9\ Specifically, the EPA's 2012 Memorandum
clarified that the regulatory requirement for notice by prominent
advertisement was media neutral and thus sufficiently broad to allow
for e-notice. In the proposed rule, the EPA stated that it intended to
clarify that the EPA's interpretation of 40 CFR 51.161(b)(3) also
applies to the requirement in 40 CFR 51.161(b)(1) to make available for
public inspection, in at least one location in the affected area, the
information submitted by the owner or operator and the state or local
agency's analysis of the proposed source's effect on air quality.
Specifically, we proposed to clarify that allowing e-access to this
information by way of a Web site identified by the permitting authority
satisfies the 40 CFR 51.161(b)(1) public inspection requirement. The
EPA received no adverse comments regarding this proposed clarification.
Therefore, in this final rule the EPA is revising 40 CFR 51.161(b)(1)
to add the following: ``This requirement may be met by making these
materials available at a physical location or on a public Web site
identified by the State or local agency.''
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\9\ Memorandum from Janet McCabe, Principal Deputy Assistant
Administrator, Office of Air and Radiation, ``Minor New Source
Review Program Public Notice Requirements under 40 CFR
51.161(b)(3)'' (April 17, 2012). See https://www2.epa.gov/sites/production/files/2015-07/documents/pubnot.pdf. The EPA's rules
generally require less extensive public participation procedures for
the permitting of minor sources and minor modifications.
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In addition, the EPA has determined that the limitation in Footnote
1 in the EPA's 2012 Memorandum, excluding synthetic minor permits, is
no longer appropriate.\10\ The EPA will attach a notification to the
electronic version of the EPA's 2012 Memorandum indicating that the
media neutral interpretation also applies to synthetic minor permits.
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\10\ A synthetic minor permit is a permit that contains
restrictions to avoid applicability of major NSR requirements. Under
the NSR program, such restrictions must be legally and practically
enforceable. See, e.g., 67 FR 80186, 80191 (December 31, 2002).
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G. Other Final Rule Provisions
As proposed, the EPA is extending the use of e-notice methods to
three non-permitting actions in this final rule. In each of the
following cases, the regulatory provisions have previously required
notice of the action by way of newspaper publication:
The OCS air regulations in 40 CFR part 55 apply to more
than just OCS permitting actions. Specifically, when the EPA makes a
COA designation determination, it must do so by way of a process that
allows for public comment on the draft determination. Through this
final action, we are requiring e-notice of the COA designation
determination.
The existing federal PSD regulations contain a provision
for permit rescission that only refers to newspaper notification.
Specifically, paragraph 40 CFR 52.21(w)(4) requires that, if an agency
rescinds a permit, it shall give adequate notice of the rescission, and
that newspaper publication shall be considered adequate notice. In this
final rule, the EPA is replacing the requirement for newspaper
publication with a requirement that the Administrator notify the public
of a permit rescission by e-notice.
When the EPA takes action to administer and enforce an
operating permits program in accordance with 40 CFR 71.4(g), it will
publish a notice in the Federal Register and, to the extent
practicable, publish notice in a newspaper of general circulation
within the area subject to the part 71 program effectiveness or
delegation. In this final rule, the EPA is replacing the newspaper
publication provision with the provision for e-notice.
As proposed, the EPA is not in this final rule revising the public
participation requirements in the plantwide applicability limitation
regulations, which reference the public participation procedures in 40
CFR 51.161; 40 CFR 51.165(f)(5); 40 CFR 51.166(w)(5); Appendix S to
part 51 section IV.K.5; and 40 CFR 52.21(aa)(5). Additionally, this
final rule does not change the requirements for NNSR, minor NSR, and
synthetic minor NSR permits in Indian country that are contained in 40
CFR part 49 and already provide means of public noticing other than
newspaper publication. See 40 CFR 49.157 (minor NSR and synthetic minor
NSR permits) and 40 CFR 49.171 (NNSR permits).
The EPA is not finalizing certain proposed revisions to paragraphs
in 40 CFR parts 55, 51 and 71 that sought to clarify that the terms
``send,'' ``mail'' and ``in writing'' and variants of those terms may
include email. Specifically, the EPA proposed to revise 40 CFR
51.166(q)(2)(iv), 40 CFR 55.5(f)(2) and (f)(4), 40 CFR 71.11(d)(3)(i)
introductory text and 40 CFR 71.27(d)(3)(i) introductory text by adding
a parenthetical indicating that those terms may include email. Without
necessarily commenting on these specific provisions, one commenter
generally urged EPA to avoid language in the rules that might limit the
use of new communications tools and require subsequent revisions to
enable permitting authorities to use them. With this idea in mind, upon
further consideration, the EPA determined that the existing rule
language in the subject paragraphs can reasonably be interpreted to
include email and other forms of communication. The EPA also determined
that adding the proposed parentheticals could unintentionally limit
flexibility to apply additional communications tools or imply a
different meaning elsewhere in the regulations where those same terms
are used and EPA did not propose adding the parenthetical. Therefore,
we are not finalizing those proposed revisions.
[[Page 71618]]
IV. Implementation of E-Notice and E-Access
This section addresses implementation of this final rule and also
recommends ``best practices'' for e-notice and e-access. As discussed
in our responses to comments in Section V of this document, the EPA has
expanded the list of best practices included in the proposed rule to
address e-notice and e-access documentation and certification and
measures to address periods of Web site unavailability (e.g., outages
and emergencies), including the use of temporary alternative noticing
methods. These best practices are not requirements under this final
rule. Instead, they comprise recommendations intended to foster
improved communication and outreach of permit notices beyond the
minimum requirements.
A. Permitting Authorities Implementing Federal Preconstruction Permit
Program Rules
Air permitting programs that implement the amended federal public
notice provisions under 40 CFR parts 52, 55 and 124 are required to
implement e-notice and e-access by the effective date of this final
rule on November 17, 2016. This includes EPA Regions, air agencies that
are delegated federal authority by the EPA to issue permits on behalf
of the EPA (via a delegation agreement) \11\ and any air agencies that
have their own rules approved by the EPA in a SIP and the SIP
incorporates by reference the federal program rules amended in this
action and automatically updates when these EPA rules are amended.
However, in the case of SIP rules that incorporate by reference the
federal noticing provisions, the agency may instead select newspaper
notice as their consistent noticing method by revising their SIP rules
consistent with the part 51 provisions promulgated here.
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\11\ With the exception of permitting authorities that are
delegated authority to issue permits under 40 CFR part 55.
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As described in our responses to comments in Section V of this
document, the EPA did not receive any comments that identified specific
details about technical issues that affected permitting authorities are
facing that would likely impede their ability to implement e-notice and
e-access by the effective date of this rule. While we acknowledge that
certain air agencies may need time to change their respective statutes,
rules, programs or policies to fully implement e-notice (i.e., to
remove mandatory newspaper publication from their own program
requirements), we believe that these agencies are in a position to
comply with the requirements for e-notice and e-access on or before the
date this final rule becomes effective. Since many of the affected
programs already use e-notice and e-access as part of their public
notice practices, little or no change would be necessary for those
programs to comply with this final rule. Therefore, in order to avoid
delay in implementation, we are not extending the effective date of
this final rule for the EPA and other air agencies that implement the
federal program rules.
B. Permitting Authorities Implementing EPA-Approved Preconstruction
Permit Program Rules
To the extent a permitting authority with an approved program,
meeting the requirements of 40 CFR part 51, is using a consistent
noticing method and wants to retain the same noticing method, there is
no need to revise the applicable program rules. A permitting authority
with an approved program that chooses e-notice and e-access as its
consistent noticing method may need to revise its applicable program
rules and seek the EPA's approval of the revision in order to begin to
implement e-notice. Similarly, a permitting authority that implements
rules that incorporate by reference the procedural requirements in the
EPA's federal program regulations (40 CFR part 52), but does not
provide that its rules automatically update upon the EPA amending its
rules, will need to amend its regulations and seek the EPA's approval
of those revisions in order to implement e-notice and e-access in lieu
of newspaper notice. However, permitting authorities with NNSR programs
approved under 40 CFR 51.165 have been subject to the public
participation requirements at 40 CFR 51.161 and thus may be able to
interpret their existing rules to currently allow for implementing e-
notice in lieu of newspaper notice.\12\
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\12\ Although this rule adds public participation requirements
to section 51.165 in new paragraph (i), this additional paragraph
does not require a revision to a state NNSR program that already
provides for a consistent noticing method by either newspaper or
internet posting. Since section 51.161 does not address public
hearings, this final rule does not include the language that was in
the proposed version of 40 CFR 51.165(i) about providing information
on requesting and/or attending a public hearing.
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Under this final rule, it is voluntary for these permitting
authorities to move to e-notice and e-access. Likewise, nothing in the
final 40 CFR part 51 rules prevents a permitting authority from
continuing or beginning to implement e-notice and e-access methods.
However, depending on the permitting authority's rules, there may be
ongoing obligations to continue with newspaper notices until the agency
revises its permitting rules.
C. Permitting Authorities Implementing EPA-Approved Operating Permit
Programs
In accordance with 40 CFR 70.4(i), a program revision may be
necessary when the relevant federal regulations are modified or
supplemented. When 40 CFR part 70 is revised after the permitting
authority program is approved, the EPA determines the need for
conforming revisions. However, the approved program may initiate a
program revision on its own initiative if the program revision is
required to implement the revised 40 CFR part 70 rules. See, e.g., 40
CFR 70.4(a) and (i). The EPA is not soliciting program revisions for
any approved programs in response to this final rule. Under this final
rule, permitting authorities implementing part 70 have a choice as to
whether or not to adopt e-notice as their consistent method of public
notice of air permits. If a permitting authority chooses the e-notice
approach and a program revision is necessary (e.g., additional
authority is needed), then the permitting authority must initiate a
program revision by undergoing a state rule change and submitting a
program revision package to the EPA for review and approval as per 40
CFR 70.4(i)(2). Consistent with the duty to keep the EPA apprised of
such proposed changes, if the permitting authority plans to change its
implementation practice from newspaper to e-notice and e-access based
on its analysis that its approved rules allow for e-notice and e-access
without any changes, the permitting authority must forward the
appropriate language to the Regional office prior to changing its
practice. Upon review, the Regional office may request a formal
submittal for a program revision.
In this final rule, the EPA supports the position that program
revisions for converting part 70 programs to e-notice will generally be
nonsubstantial given that the permitting authority needs only to revise
its permitting rules to clarify its implementation of e-notice and e-
access. It does not need to seek additional authority for giving notice
by ``other means.'' In many cases, the permitting authority's current
practice includes electronic posting of public notices and the draft
permit, showing that it has adequate resources for implementing the
revised 40 CFR part 70 notice requirements. Accordingly, we note that
EPA Regional offices would generally expect to process approvals of
these program revisions using
[[Page 71619]]
procedures for nonsubstantial program revisions.\13\
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\13\ See 40 CFR 70.4(i)(2)(iv).
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With regard to 40 CFR part 70, these final rule revisions remove
only the mandatory aspect of newspaper noticing, allowing for the use
of that method as a consistent method for general public notice, but
also allowing e-notice as an alternative consistent method. All other
obligations, such as the requirement to have or maintain a mailing list
and provide notice by other means, as appropriate, remain unchanged.
The EPA interprets the existing mailing list obligations to include
either electronic or hardcopy mailing list or both.
D. Permitting Authorities With EPA-Delegated Authority To Administer
the Federal Operating Permit Program
With regard to the 40 CFR part 71 program revisions, a permitting
authority that has delegated federal authority to administer the 40 CFR
part 71 program will likely need to update its delegation agreement to
update its notice procedures consistent with the e-notice requirement
in the federal rules.
E. Implementation in an Affected Indian Country
This final rule changes the requirements for PSD permits that the
EPA issues in Indian country, as well as PSD permits that are issued by
a tribe through a delegation agreement or by any tribe that has an
approved TIP that incorporates by reference the public noticing
requirements for PSD permits in the federal rules in 40 CFR part 124
(through incorporation of 40 CFR 52.21(q)). Since this final rule
revises the noticing requirements in 40 CFR part 71, which applies to
Indian country absent an approved 40 CFR part 70 program, the revisions
would affect the public notice procedures for the majority of title V
operating permits in tribal lands.\14\ A tribal agency with an approved
40 CFR part 70 program will have the option to implement e-notice under
the same terms that apply to other approved 40 CFR part 70 programs
(i.e., when a conforming revision clarifying the consistent method
becomes effective for the program).
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\14\ All states, certain local permitting agencies and currently
one tribe have approved part 70 programs. The EPA administers the 40
CFR part 71 federal program in most areas of Indian country (one
tribe has been delegated implementation authority) and on the OCS
(where there is no delegated state permitting authority).
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F. Best Practices for E-Notice and E-Access
This section contains EPA-recommended best practices for e-notice
and e-access. These best practices are not required to satisfy the e-
notice and e-access provisions in this final rule, but may be helpful
in the course of providing communication to the public about permitting
actions. The recommended best practices for e-notice and e-access
include:
Providing notice of the final permit issuance on the Web
site.\15\
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\15\ Noticing a final permit decision on the Web site is not a
substitute for complying with the regulatory requirements for the
provision of notice on final permit decisions. See footnote 6,
supra, referencing the EAB's decision in In Re Hillman Power Co.,
LLC.
---------------------------------------------------------------------------
Soliciting for the mailing list on the Web site (e.g., Web
site equipped with radio button, hyperlink of ``click here'' function
to subscribe).
Providing options for email notification that enable
subscribers to tailor the types of notifications they receive (e.g., a
person may request notification of only draft permit notices for major
source actions rather than receiving notice of all permitting activity
by the permitting authority).
Providing, where practicable, hyperlinks on the Web site
that refers users to e-notice postings and/or newspaper postings,
access to draft permit Web postings and postings of other permitting
actions.
Continued posting of the draft permit on the Web site
beyond the date of the end of the public comment period (e.g., until
the issuance of the final permit or until the permit application has
been denied or withdrawn).
Posting the final permit on the Web site for a specific
period of time after the issuance of the permit (e.g., through the
permit appeal period or petition period).\16\
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\16\ Noticing a final permit decision on the Web site is not a
substitute for complying with the regulatory requirements for the
provision of notice on final permit decisions. See footnote 6,
supra, referencing the EAB's decision in In Re Hillman Power Co.,
LLC.
---------------------------------------------------------------------------
Posting (or hyperlinking to) other key permit support
documents on the agency Web site or on a publicly-available online
document management site (e.g., Federal Docket Management System
(FDMS\17\)), such as the permit application, statement of basis, fact
sheet, preliminary determination, final determination, and response to
comments.\18\
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\17\ The FDMS at https://www.regulations.gov is a Web-based
docket system used for, among other things, federal permitting
actions that require public notice and comment. This searchable
docket system allows for public access and downloading of the draft
permit and permit-related documents. The Web site also allows the
public to register to receive email alerts to track activity on
selected dockets. Similar online data management systems exist in a
number of states and allow permitting agencies to provide electronic
access to permits and other records.
\18\ While the EPA believes it is a best practice to
electronically post as many of the key permit decision related
documents and information as possible, we recognize that air quality
modeling runs and other permit data files may not be compatible with
e-access. These documents typically cannot be uploaded to an
electronic format due to the size and storage requirements in the
electronic posting. In some cases, permitting authorities may choose
to upload a description of these documents with directions on how to
access the files.
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Providing evidence or a certification of the posting of
the e-notice and draft permit to the Web site in the permit record
indicating the date(s) of the availability of the notice and draft
permit on the Web site pursuant to applicable permitting authority
regulations or policies. One example of such certification would be
providing a printout of the applicable Web site pages and a
``Memorandum to the File'' by the permit writer documenting the date
the e-notice was posted, the Web site address where the e-notice was
posted and the date through which the posting remained available.
Providing for alternative notice methods or public comment
period extension in the event of prolonged Web site unavailability
(e.g., due to malfunctions, transitions to a different Web site
platform, or emergency situations that result in prolonged e-notice and
e-access system outages) during the public comment period.
Since mid-2015, the EPA has been developing a National Public
Notices Web site for publishing public notices for all EPA actions
subject to such notice requirements. This project is expected to be
completed and implemented by the end of 2016, providing a single
location for all EPA public notices (https://www.epa.gov/publicnotices). Each individual public notice Web page will be listed
on the EPA National Public Notices Web site's dynamic list throughout
the public comment period, and the list will be searchable and
filterable. The public notice Web pages will be designed to contain all
related documents or a link to such documents and may include a sign-up
option for the public to receive email notifications. We welcome other
permitting authorities to explore the forthcoming EPA National Public
Notices Web site when it is deployed and to use it as a guide to
designing and implementing, or improving, their own e-notice and e-
access platforms.
[[Page 71620]]
In addition, permitting authorities may wish to consider the
recommendations provided by the National Environmental Justice Advisory
Council (NEJAC) in a 2011 report \19\ for improving noticing methods
for reaching underserved and environmental justice (EJ) communities.
These recommendations emphasize direct communication in appropriate
languages and include many of the practices identified above, as well
as press releases, radio announcements and posting of signs.
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\19\ ``Enhancing Environmental Justice in EPA Permitting
Programs,'' National Environmental Justice Advisory Council (April,
2011), pages 20-21, available at https://www.epa.gov/sites/production/files/2015-02/documents/ej-in-permitting-report-2011.pdf.
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V. Responses to Significant Comments on the Proposed Rule
The EPA received 29 comments on the proposed rule. In this section,
we summarize the major comments and our responses. For details of all
the significant comments and our responses, please refer to the
Response to Comments document in the docket for this rulemaking.
A. General Comments on the EPA's Proposal To Remove the Mandatory
Newspaper Publication Requirement From Certain Regulations and Instead
Provide for E-Notice
1. Summary of Proposal
The EPA proposed to revise the public notice rule provisions for
the NSR, title V and OCS permit programs of the CAA and the
corresponding COA determinations for implementation of the OCS air
quality regulations by removing the mandatory requirement to provide
public notice of a draft air permit, as well as certain other program
actions, through publication in a newspaper and instead provide for e-
notice of these actions.
2. Brief Summary of Comments
The EPA received numerous comments supporting the transition from
newspaper publication to e-notice and the vast majority of commenters
supported the proposal in general. All state and local agency
commenters generally supported the proposal, stating that e-notice
would: (1) Significantly improve communication with the public on
permit actions in comparison to a one-day newspaper notice; (2) result
in broader and better informed public participation; (3) reduce costs
and conserve air agency resources; (4) improve public access by making
permit actions immediately available through convenient and reliable
electronic media outlets; (5) improve communication with EJ communities
and other target audiences; (6) allow for information to be made
available for an extended time period; and (7) provide flexibility for
permitting authorities and sources by avoiding time delays associated
with newspaper publication and allowing for faster correction of errors
and rescheduling of events. Several of the state and local air agency
commenters indicated that they currently provide e-notice and e-access
for their draft permits and had realized many of the benefits cited.
State agency commenters cited specific costs associated with newspaper
publication of permit notices, ranging from $13,500 to $24,000 per
year, and stated that they anticipated cost savings of similar
magnitude after implementing e-notice.
Several commenters supported the EPA's conclusion that there have
been substantial changes in technology, the media and the way the
public accesses information. Commenters noted that electronic media,
such as the Internet, have become the predominant means of
communicating, generally making such media a more effective means of
public notification than newspaper publication. Commenters noted that
this conclusion applied not only to the public in general, but also for
EJ communities. One commenter noted that EJ communities today obtain
and share more information through the Internet than through newspaper
circulation. One state commenter noted that they have been e-noticing
draft PSD and title V permits in the same manner the EPA proposed for
more than 10 years, and that they found e-notice to be a highly
effective mechanism for communicating actions to the general public.
Another commenter noted that they believe e-notices have been an
effective and convenient way to communicate permitting-related
information to the public, enabling broader and faster dissemination of
information to the public as compared to newspaper notices. Another
commenter noted that their district had already been encouraged to
provide e-notice by EJ advocates, noting that such notices improve the
level of available information and customer service offered to the
public, including disadvantaged communities, by allowing the district
to immediately make available bilingual copies of permitting action
notices. Further, the commenter noted that public outreach initiatives
cannot be nearly as effective with just newspaper notification.
Several commenters urged the EPA not to require permitting
authorities that implement the federal permitting regulations to use
solely e-notice, and rather to allow such agencies to retain the
ability to provide alternative forms of notice, such as newspaper, in
addition to the mandatory e-notice provisions. One commenter indicated
that it was not entirely clear in the proposed language in 40 CFR
124.10 that such supplemental noticing methods were not precluded.
Three commenters, including a newspaper industry association
(newspaper group), opposed the proposal to remove the mandatory
newspaper publication requirements from the regulations and instead
allow for e-notice. The newspaper group, while supporting the EPA's
intention to provide e-notice of draft permits and certain other
actions under the CAA, objected to the removal of mandatory newspaper
publication requirements for public notices on several grounds. The
commenter did not believe that e-notice constitutes sufficient notice
and felt that the proposal would result in less public awareness of
permits issued under the CAA. The commenter opined that the newspaper
industry specialized in noticing and would generally provide a better
method for noticing due to a much broader readership and ability to
reach certain audiences. The commenter stated that relying solely on
the Internet to provide public notice would disadvantage significant
numbers of rural, elderly, low-income and/or less-educated Americans
without Internet access. The commenter also contended that the proposal
runs counter to over 200 years of tradition, suggesting that a public
notice should be published by an independent third party, provide
archiving ability, be accessible and be verifiable. The commenter
further thought that the government's Web sites will not be as user-
friendly as some newspapers that provide print and Internet
notification. Finally, the commenter thought that the cost savings from
eliminating newspaper notices is most likely illusory. Another
commenter, representing a neighborhood organization, believed that e-
notice would result in less notification and less citizen engagement in
the decision process and that e-notice has not been shown to meet or
exceed the standards established by newspaper publication.
3. EPA Response
We agree with the majority of commenters that e-notice meets the
public notice requirements and that, compared to newspaper notice, e-
notice is at least as effective and, in most cases, more effective, to
provide notice to the public about draft air permits and other
[[Page 71621]]
subject actions. E-notice is more efficient and will result in cost
savings to permitting authorities. Therefore, the EPA is finalizing the
e-notice rule provisions substantially as proposed. We found the
comments from air agencies particularly compelling. These air agencies
(who serve as permitting authorities) found that e-notice and e-access
have been an effective and convenient way to communicate permitting-
related information to the public, enabling broader and faster
dissemination of information to the public as compared to newspaper
notices. In particular, air agencies found that e-notices improve the
level of available information and customer service offered to the
public, including EJ communities. In response to commenter concerns
that the proposed rule would preclude the use of supplemental noticing
methods for any affected permitting authorities, we would like to
clarify that this is not the case. The EPA indicated in the proposed
rule and reiterates in this final rule that all affected permitting
authorities, including those that implement the federal program
regulations (i.e., the EPA, delegated programs and programs that
incorporate by reference the federal regulations), will continue to
have the authority to use additional means of public notice as
appropriate, including newspaper publication or any other communication
means. Nothing in this final rule precludes such supplemental notice
measures when appropriate and the EPA encourages it. In response to the
request for more clarity that 40 CFR 124.10 provides discretion for
supplemental notice, we note that 40 CFR 124.10(c)(4) already provides
for the use of any other noticing method.
With regard to the comments received opposing our proposal to
remove the mandatory newspaper notice requirement for permit actions,
we disagree that this shift will diminish the public notice process and
its effectiveness. To the contrary, as noted previously, the majority
of comments received support the shift to e-notice to meet the public
notice regulatory requirements. Many of those commenters were state and
local air agencies that cited specific experience in implementing e-
notice that resulted in significant benefits in the public notice
process, including reaching target communities such as EJ communities.
The newspaper group alleges that e-notices are insufficient and cite to
several studies that they claim support the effectiveness of newspaper
advertisement. The EPA does not dispute the fact that newspaper
advertisements, including public notices, may be effective in some
cases, and this final rule does not preclude the use of newspaper
public notices under any circumstances. However, recent studies
strongly support the EPA's position that newspaper circulation has
declined, and continues to decline, and that the Internet has become
the predominant medium by which the public obtains information. The Pew
Research Center estimates that daily circulation of printed newspapers
declined 30 percent, from 62.3 million in 1990 to 43.4 million in
2010.\20\ More recent data from the Pew Research Center show that this
trend has continued through 2015, with average weekday newspaper
circulation, print and digital combined, falling 7 percent in 2015, the
greatest decline since 2010.\21\ While digital circulation crept up 2
percent in 2015, it accounted for only 22 percent of total newspaper
circulation.\22\ Conversely, Internet use among the public in the
United States has expanded tremendously and continues to penetrate all
demographic groups. The Department of Commerce reports that as of July
2015, about 75 percent of all adults and children aged 3 years and
older use the Internet.\23\ Internet use through libraries provides the
most widespread availability of free regular Internet access to the
general public. The American Library Association's (ALA) ``Public
Library Funding & Technology Access Study (2010-2011)'' reports that
99.3 percent of public libraries offer public access to computers and
the Internet.\24\
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\20\ Pew Research Center, The State of the News Media 2011,
available at https://www.stateofthemedia.org/2011/newspapers-essay/data-page-6.
\21\ Pew Research Center, The State of the News Media 2016, page
4, available at https://www.journalism.org/2016/06/15/state-of-the-news-media-2016/.
\22\ Id.
\23\ U.S. Department of Commerce, National Telecommunications &
Information Administration, Digital National Data Explorer,
available at https://www.ntia.doc.gov/other-publication/2016/digital-nation-data-explorer.
\24\ See Executive Summary of the ALA study, page 7, available
at https://www.ala.org/research/sites/ala.org.research/files/content/initiatives/plftas/2010_2011/plftas11-execsummary.pdf.
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During the last decade, the federal government and many state
governments have been gravitating toward Internet publishing of
notices, announcements and other information, further supporting the
adequacy of Internet publication of such notices. In the federal
sphere, this trend is exemplified by: (1) The E-Government Act of
2002,\25\ which generally requires and encourages federal agencies to
better manage and promote Internet and information technology use to
bring about improvements in government operations and customer service;
(2) Executive Order 13563 (January 18, 2011), Improving Regulation and
Regulatory Review, which directs the federal government to modify and
streamline outmoded and burdensome regulations and specifically states
that each agency shall afford the public a meaningful opportunity to
comment through the Internet on any proposed regulation; and (3)
Executive Order 13576 (June 13, 2011), Delivering an Efficient,
Effective, and Accountable Government, which encourages federal
agencies to cut waste, streamline structure and operations, and
reinforce performance and management reform. With these actions,
Congress and the President have demonstrated their interest in making
government more efficient and effective through information technology,
and several federal agencies (including the EPA) have promulgated rules
that provide for publishing public notices on a government Web site in
lieu of newspaper publication.\26\ As mentioned previously, the EPA
issued a tribal minor NSR rule in 2011 that provided for e-notice.\27\
Each of these rules, consistent with this rule, was justified based on
the effectiveness and efficiency of Internet publication and associated
cost savings.
---------------------------------------------------------------------------
\25\ Public Law 107-347, 116 Stat. 2899. The E-Government Act of
2002 establishes in the Office of Management and Budget (OMB), an
Office of Electronic Government and imposes responsibilities on
various high-level government officials including heads of Federal
Government agencies. The Act defines ``electronic Government'' as
``the use by the Government of Web-based Internet applications and
other information technologies, combined with processes that
implement these technologies, to: (A) Enhance the access to and
delivery of Government information and services to the public, other
agencies, and other Government entities; or (B) bring about
improvements in Government operations that may include
effectiveness, efficiency, service quality, or transformation.'' 44
U.S.C. 3601(3). While the Act does not mandate Internet publication
of the EPA's or other agencies' public notices, it evidences the
inexorable movement to broader Internet use by the federal
government under congressional direction.
\26\ See, e.g., Consolidation of Seizure and Forfeiture
Regulations, Department. of Justice, Drug Enforcement
Administration, 77 FR 56093 (September 12, 2012); Internet
Publication of Administrative Seizure and Forfeiture Notices,
Department of Homeland Security, U.S. Customs and Border Protection,
78 FR 6027 (January 29, 2013); National Oil and Hazardous Substances
Pollution Contingency Plan (NCP): Amending the NCP for Public
Notices for Specific Superfund Activities, Environmental Protection
Agency, 80 FR 17703 (April 2, 2015); and Medicaid Program; Methods
for Assuring Access to Covered Medicaid Programs, Department of
Health and Human Services, Centers for Medicare and Medicaid
Services, 80 FR 67576 (November 2, 2015).
\27\ 76 FR 38748 (July 1, 2011).
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[[Page 71622]]
The EPA believes that in those instances when Internet posting is
the sole notice provided, it will be fully adequate to meet the purpose
for which notice is intended--to provide, to as many of the public at
large as can reasonably be expected to be interested, access to
important information regarding draft permits. In addition, Internet
publishing provides the potential to reach unknown interested parties.
Residents in a local jurisdiction may not subscribe to a local paper or
happen to see a one-day posting in the legal notices section of the
newspaper. At any given time, residents may be out of town and/or
relying on the Internet for news. The fact that e-notices will remain
on the Internet for the duration of the public comment period vastly
increases the likelihood that interested parties will receive notice
about draft permits. In addition, interested parties would not have the
burden of traveling to a physical location to review a copy of the
draft permit since that document would also be posted on the Internet.
Given the widespread use of the Internet in our mobile society, the EPA
believes that e-notice's reach will improve the public notice process
and yield positive results. In addition, the EPA believes that e-access
to draft permits will expand access to permit-related documents.
With regard to the comment that relying solely on the Internet to
provide public notice would disadvantage significant numbers of rural,
elderly, low-income and/or less-educated Americans without Internet
access, the EPA is sensitive to this concern but does not agree that
using the Internet to provide public notice of draft permits will
adversely affect these groups. As previously noted, Internet access is
widely available even for those who do not own a computer. According to
a 2010 University of Washington study, those living below the poverty
line had the highest use of library computers, with 44 percent having
reported using public library computers and Internet access during the
previous year.\28\ We do not dispute that some individuals may continue
to rely on newspapers rather than the Internet to obtain information
and that there may be greater concentrations of such persons in some
communities. However, even if newspapers remain an effective means for
reaching some individuals, this does not take away the added benefits
cited by other commenters of reaching additional individuals through
the Internet and providing notice continuously during the public
comment period. Furthermore, this rule does not preclude supplemental
means of public notice to reach populations that do not have access to
or use the Internet. Permitting authorities that are required to
provide e-notice and e-access may continue to employ newspaper notice
routinely as a parallel mechanism with e-notice or to supplement e-
notice on a permit-by-permit basis. The same is true for permitting
authorities that are not required to, but may select, e-notice as their
consistent noticing method.
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\28\ Samantha Becker, et al., Opportunity for All: How the
American Public Benefits From Internet Access at U.S. Libraries, at
pages 1-2, available at https://impact.ischool.washington.edu/documents/OPP4ALL_FinalReport.pdf.
---------------------------------------------------------------------------
The newspaper group claims that government Internet posting of
public notices does not comport with a ``long tradition'' that a public
notice must include four elements: The notice must be published by an
independent third party, the publication must be capable of being
archived at a reasonable cost, the notice must be accessible, and the
notice must be verifiable. The newspaper group does not reference any
statutory authority or case law to support the proposition that a
public notice must include these four elements. The EPA notes that the
applicable requirements for notice are encompassed in the
constitutional due process standard governing public notice. The
Supreme Court has held that, in providing public notice of governmental
action, due process requires only that ``the Government's effort be
`reasonably calculated' to apprise a party of the pendency of the
action.'' Dusenbery v. United States, 534 U.S. 161, 170-71 (2002)
(quoting Mullane v. Central Hanover Bank & Trust Co., 339 U.S. 306, 315
(1950)). Although Dusenbery involved direct notice of an administrative
forfeiture, the same due process standard applies to published notices
as well. See, e.g., United States v. Young, 421 Fed. Appx. 229, 230-31,
2011 U.S. App. LEXIS 6741, at *4 (3d Cir. Apr. 1, 2011). The CAA does
not specify the means by which public notice shall be provided under
the programs affected by this final rule.\29\ However, the CAA
permitting provisions do reflect a goal to provide adequate
opportunities for informed public participation.\30\ Publication of
draft permit notices via the Internet, with its widespread and broad
availability within and well beyond the limits of the local
jurisdiction, is clearly in compliance with this standard. The
Internet's ability to provide unlimited access to public notices
throughout the duration of the public comment period is, in this
Internet era, much less limiting than a single day's posting in a local
newspaper, which has been found to meet due process requirements.
---------------------------------------------------------------------------
\29\ See, e.g., CAA sections 165(a)(2) and 502(b)(6).
\30\ See, e.g., CAA section 160(5).
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The element referenced in the newspaper group's comment requiring
that notice be published by an independent third party presumes that
newspapers, being independent of the government, provide the public
with ``an extra layer of confidence'' in the notice compared to the
government publishing the notice itself. But this argument mistakes why
newspapers were used in the past and the role they serve in the notice
process. Newspapers were historically used to provide public notice
because, until the Internet, there was no comparable alternative method
that was ``reasonably calculated'' to apprise a party of the pendency
of a draft permit or other subject action. It had nothing to do with
their status as an ``independent and neutral third party.'' In fact,
for these purposes, there is nothing inherently beneficial about
newspapers being independent from the government given that they merely
act as a vehicle for publishing notices prepared and provided by the
permitting authority. The commenter has not demonstrated that
newspapers generally exercise independent editorial control over the
content of legal notices or classified advertisements or that newspaper
staff otherwise seek to check the veracity of what the newspaper
company is paid to print in these sections of its publication.
In response to newspaper group's comments about the preservation of
e-notices for future reference and verification of the e-notice
posting, we note that permitting authorities have been required to keep
and retain permit records (including, for example, a copy of the
newspaper notice), and are required to continue to do so, in accordance
with applicable record retention requirements. Therefore, we have
included a best practice suggestion of evidence to include in the
permit record, when e-notice and e-access are provided, to certify the
date(s) of availability of the e-notice and draft permit postings on
the Web site. In addition, in response to the newspaper group's claim
that the EPA's Web site does not include hyperlinks to refer users to
public notices, we have included a best practice suggestion that, where
practicable, permitting authorities include hyperlinks on their Web
site to e-notice and/or newspaper postings, postings of draft permits
and other permitting actions. We also identified, in Section IV of this
[[Page 71623]]
document, a forthcoming National Public Notices Web site that the EPA
will utilize for all EPA public notices and stated that we welcome
other permitting authorities to review that platform for these and
other best practices. The EPA notes that the process of providing legal
verification of Internet notice is dramatically streamlined when it is
the government that can retrieve the required data from its own Web
site, as opposed to seeking such verification from newspapers. Finally,
the EPA notes that this regulatory change should correspondingly
decrease the burden on newspapers of having to provide such
information.
The newspaper group claims that many newspapers have adopted a
marketing strategy to publish print issues on the newspaper's Internet
site. They believe the government's Internet sites will not be as user-
friendly as the newspaper's dual method of print and Internet
notification. They also claim that state press associations aggregate
printed notices and post them on statewide public-notice Web sites. The
EPA does not agree that posting draft permit notices on newspaper Web
sites or press association Web sites is superior to posting them on a
permitting authority's Web site. Online posting is not part of the
EPA's contracts for publication of draft permit notices, so newspapers
are under no obligation to make them freely available to the public
online. Newspapers are likewise under no obligation to contract with
state press associations for online posting of draft permit notices.
Moreover, some newspaper Web sites restrict access to the full online
version of the newspaper to print subscribers or those who pay for full
online access. A potential interested party searching for a draft
permit notice on such a Web site would either need a subscription to
the newspaper that is publishing the Internet notice or would have to
pay a daily access fee. The EPA believes it is unrealistic to assume
that such a process would provide more effective notice than a freely
available Web site that posts the desired notice as well as a copy of
the draft permit, 24 hours a day, for the duration of the public
comment period, in a searchable database.
The EPA disagrees with the newspaper group's claim that the cost
savings to eliminate mandatory newspaper notices is illusory. The
commenter makes a valid point that there are also costs involved in
maintaining a Web site and posting information on the Internet.
However, the commenter did not quantify the costs or show that they are
greater than the costs of newspaper advertisements. Many state
regulatory agencies have established Web sites for the purpose of
serving broader communication objectives. So an appropriate cost
comparison for purposes of this rule is the cost of adding e-notices
for specific actions to a Web site infrastructure that an agency
already maintains or might create for other reasons. State regulatory
agencies with Web sites have budgets to cover the costs of running a
Web site for various reasons (not just permitting). To the extent that
there could be some additional cost to add permit notices to a Web
site, those marginal costs would be offset by the savings realized by
eliminating newspaper notices. As noted previously in the summary of
comments in this section, air agency commenters cited specific costs
associated with newspaper notices and anticipated cost-savings after
implementing e-notice. In addition, most permitting authorities
commented positively about the cost and other efficiencies that e-
notice provides. The EPA believes it has demonstrated earlier how
providing public notice through the Internet can--and indeed already
does--reach more people, more easily, and more directly, than newspaper
notice. Data from permitting authorities with real-world experience
implementing pubic notice requirements under the current regulations
(in many cases also including e-notice) supports the EPA's conclusion
that e-notice will be at least as effective, and in most cases more
effective, and cheaper overall than notice by newspaper.\31\
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\31\ A survey of EPA Regional offices indicated an average
newspaper advertising cost per permit (not including indirect costs)
of approximately $1,034. See Memorandum: ``U.S. EPA Regional Office
NSR, title V and OCS Newspaper Public Notice Cost Estimates: FY
2013, 2014 and 2015'' contained in this rulemaking docket. To the
extent any additional costs are incurred as a result of implementing
e-notice and e-access, such costs would be de minimis in comparison.
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B. Comments on Requirement That Permitting Authorities Use a Consistent
Noticing Method
1. Summary of Proposal
In lieu of newspaper publication, we proposed to require e-notice
for the noticing of air permits issued by the EPA and other permitting
authorities that implement the federal air permitting rules. For
permits issued by permitting authorities that implement their own rules
approved by the EPA, the proposed rule provided the option for
permitting authorities to use either e-notice or traditional newspaper
notice. However, those permitting authorities must adopt a single,
consistent noticing method for all of their affected permit actions in
their air rules. Thus, we proposed that where a permit agency opts to
post notices of draft permits on a Web site in lieu of newspaper
publication, it must post all notices to that Web site in order to
ensure that the public has a consistent and reliable location for all
permit notices.
2. Brief Summary of Comments
The majority of commenters supported the EPA's proposal to require
a consistent noticing method. Several commenters indicated that it was
critical for permitting authorities to use a consistent noticing method
to avoid inconsistency in implementation and confusion on the part of
the public in understanding how to access permit information. Several
commenters also noted that it is important for permitting authorities
to be allowed to use supplementary noticing methods when appropriate.
Although two of these commenters indicated that they understood that
the rule language, as proposed, would not preclude the use of
additional, supplemental means of public notice, others seemed to be
confused on this point and therefore objected to the proposed
consistent noticing method requirement on the same grounds.
Some commenters did not support the proposed requirement to use a
consistent noticing method and instead favored alternative approaches
or increased flexibility. One of these commenters indicated that, in
some cases, traditional newspaper publication may be appropriate or
necessary, and that some permitting authorities may have technical or
budgetary constraints affecting their ability to provide e-notice and
e-access while some may also have a statutory requirement for newspaper
notice. That commenter urged the EPA to provide flexibility for a
permitting authority to choose the type of notice that is appropriate
for the location and circumstances of a project. Another commenter
stated that forcing a state to make a formal commitment to a single
form of public notice, whether electronic or print, defeats the purpose
of public notice and also questioned how a state would ``adopt'' a
``consistent noticing method.'' Two commenters supported media neutral,
flexible approaches based on a ``method reasonably likely to provide
routine and ready access to the public'' as opposed to only one
``consistent noticing method.'' Finally, one commenter favoring a
flexible approach indicated that a consistent noticing method does not
work in states with diverse
[[Page 71624]]
populations that benefit from different noticing methods, and that
restrictions may inhibit effectively communicating important
information to diverse communities. Further, the commenter indicated
that a consistent notice approach does not allow the flexibility to
transition from newspaper to e-notice.
3. EPA Response
The EPA is finalizing the requirement for authorities to use a
consistent noticing method as proposed. We agree with commenters that
believe that the random use of alternative notice methods for different
permit actions could confuse the public in their efforts to access air
permit public notices. In response to the negative comments received
that seem to have interpreted the requirement for using a consistent
noticing method for public notice of draft permit actions as precluding
the use of additional noticing mechanisms, we would like to clarify
that, consistent with the proposed rule, nothing in this final rule
prohibits or precludes a permitting authority from using additional,
supplemental forms of notice, including newspaper publication. Indeed,
several state and local permitting agency commenters indicated that
they already practice multiple forms of public notice on such permit
actions, including both e-notice and newspaper publication and in some
cases additional parallel forms of notice. Such permitting authorities
that implement EPA-approved permitting rules would be required to adopt
a consistent noticing method (i.e., e-notice or newspaper publication),
but could continue to use any and all additional forms of notice,
either consistently or on a permit-by-permit basis, as appropriate.
Additionally, we would like to clarify that for permitting authorities
that implement EPA-approved permitting rules, adopting rule changes and
submitting a plan or program revision incorporating the final e-notice
rule provisions is optional. Such air agencies may choose to continue
to operate under their existing EPA-approved rules and regulations that
require newspaper notification in all cases. This would qualify as a
``consistent noticing method'' under the revised regulations.
Those commenters who argued for flexibility to choose the noticing
method on a permit-by-permit basis have not shown how the ``consistent
noticing method'' requirement frustrates the goals they seek to achieve
through this flexibility. As discussed previously, the rule does not
preclude using multiple methods of public notice, as long as the
consistent method is still one of the methods used. These commenters
have not shown any detrimental effect that would result to the
commenters or the public from requiring permitting authorities to use
one consistent method of notice for all draft permits. The benefits
derived from the flexibility sought by these commenters does not
eliminate the benefits that result from a consistent noticing method--
ensuring that interested parties can rely on one form of notice in all
cases and will not miss notices because of continuous changes in
noticing methods.
The EPA does not intend for the rule to preclude a permitting
authority from subsequently changing its ``consistent noticing method''
on a programmatic basis. For example, if a state permitting authority
follows a particular noticing method and then decides that a different
form of notice would be more effective going forward, the state may
revise its regulations to change its consistent method. Regarding the
concern about how a state would ``adopt'' a consistent method, this
rule makes clear that such method should be specified in EPA-approved
permitting regulations for the appropriate jurisdiction.
C. Comments on Requirement To Make E-Notice Mandatory for Federal
Permit Actions
1. Summary of Proposal
The EPA proposed that permitting authorities that implement the
federal permitting rules, including the EPA and other permitting
authorities that have been delegated the authority to implement the
federal permitting rules, would be required to adopt e-notice as the
consistent noticing method. We proposed this approach because we
believe that e-notice represents the best current practice for noticing
major source air permit actions. Accordingly, while the proposed rule
made e-notice optional for permitting authorities implementing EPA-
approved permitting rules, we did not extend the same flexibility to
the EPA and other air agencies that implement the federal permitting
rules.
2. Brief Summary of Comments
We received one comment opposing the requirement that permitting
authorities implementing the federal permitting rules be required to
adopt e-notice as the consistent noticing method. The commenter
believed that such programs should have the same option as EPA-approved
programs to choose e-notice or newspaper on a programmatic basis,
allowing the permitting agency to determine the best method for
communicating with the public. The same commenter further indicated
that providing this option would allow for transition to e-notice at a
pace consistent with available resources.
3. EPA Response
We are maintaining the requirement that permitting authorities
implementing the federal permitting rules use e-notice as their
consistent noticing method consistent with the proposal and our stated
objective to implement these best practices. As discussed further in
Section V of this document, the EPA did not receive any comments
demonstrating that one or more affected permitting authorities have
infrastructure and/or resource constraints that would render them
unable to implement e-notice and e-access as of the effective date of
the final rule or that implementation would cause a significant
additional burden. With regard to the equity point raised by the
commenter, delegated permitting authorities are, by definition, not the
same as EPA-approved permitting authorities. A permitting authority
that elects to administer the federal program under a delegation
agreement accepts the obligation to apply the EPA's regulations.
D. Comments on Mandatory E-Access for Programs That Use E-Notice
1. Summary of Proposal
The EPA proposed to require that, when a permitting authority
adopts the e-notice approach, it also must provide e-access. In the
context of this rule, e-access means that the permitting authority must
make the draft permit available electronically (i.e., on the agency's
public Web site or on a public Web site identified by the permitting
authority) for the duration of the public comment period.
2. Brief Summary of Comments
Several commenters supported e-notice with e-access and further
recommended that e-access be provided using commonly available, free
software. One commenter noted that e-access was important to increasing
overall project awareness and providing for more effective public
review and comment. Another commenter agreed with the EPA's proposed
approach to limit e-access to the draft permit, and agreed that the
method of making available other elements of the permit record should
be left to the permitting authority to avoid potential resource
constraints.
[[Page 71625]]
Commenters opposed to the proposed mandatory e-access requirement
generally cited resource and information technology infrastructure
constraints, stating that the requirement should be for e-notice only
due to the added burden associated with posting additional records
without sufficient time, infrastructure or economic capability to do
so. Two commenters noted that the addition of e-access makes the rule
more stringent than existing law.
3. EPA Response
The EPA is finalizing the requirement that permitting authorities
that adopt e-notice also adopt e-access consistent with the proposed
rule. The EPA believes that coupling e-notice and e-access provides the
affected public with ready and efficient access to both the notice and
the draft permit, and that such access supports informed public
participation in the permitting process. Further, the EPA believes that
the additional scanning and/or uploading of the draft permit to meet
the e-access requirement would be minimally burdensome. We agree with
the commenters that recommended that e-access be provided using
commonly available, free software, and our assessment indicates that
this is the current practice of permitting authorities that provide e-
access to elements of their draft permit records. Therefore, we do not
believe that rule language requiring the use of commonly available,
free software for providing e-access is necessary and the final rule
does not contain such a requirement.
We disagree with the comments that the requirement to provide e-
access makes the noticing rules more stringent in a way with which
permitting authorities are not readily capable of complying or that is
contrary to law. The CAA does not prescribe the means or content of a
public notice under the permitting programs addressed in the final
rule. Comments received from state and local air agencies confirm that
many of these agencies already provide e-access, and in some cases
provide e-access to significantly more elements of the permit record
than just the draft permit. Thus, we see the requirement for e-access
as a logical and appropriate extension of the current requirement to
make elements of the permit record available at a location. In
addition, the EPA notes that the rule provides that access to documents
supporting a draft permit may be provided at a physical location such
as a public library. Based on comments received, the EPA believes that
the e-access requirement for simply providing, at a minimum, e-access
to the draft permit can be readily met by permitting authorities.
E. Comments on Final E-Notice Rule Implementation Timeframe/Transition
1. Summary of Proposal
The EPA did not propose a transition period for technological or
other reasons, and proposed instead that once the e-notice rule becomes
effective, e-notice and e-access would be required for covered actions
by permitting authorities that implement the federal program rules
under 40 CFR parts 52, 55, 71 and 124. This includes EPA Regions,
permitting authorities that are delegated authority by the EPA to issue
permits on behalf of the EPA (via a delegation agreement), and
permitting authorities that have their own rules approved by the EPA in
a SIP where the SIP incorporates by reference the federal program
procedures and automatically updates when the EPA's rules are amended.
Under this rule, these programs will be required to implement e-notice
and e-access, with the exception of states that are delegated authority
to issue permits under part 55.
2. Brief Summary of Comments
The EPA received three comments expressing concern about the
proposed effective date of the final rule and the need for additional
transition time for implementation. One industry association commenter
stated that establishing electronic notification systems and Web sites
for e-access requires careful planning, development and testing, and
recommended a one year implementation timeframe. Another industry
association commenter noted that the support of e-access capabilities
typically necessitates substantive changes to an agency's Web site
which will stretch far past the effective date of the rule. Another
commenter indicated that a local air agency has several rules that
mandate newspaper notice and requested a six month transition to allow
for amendment of its rules.
3. EPA Response
The EPA is retaining the proposed effective date of the final rule.
As discussed previously, the EPA did not receive any comments
demonstrating that one or more affected permitting authorities have
infrastructure and/or resource constraints that would render them
unable to implement e-notice and e-access as of the effective date of
the final rule or that implementation would cause a significant
additional burden. Industry commenters only conveyed a general concern
and did not identify any specific affected permitting authorities that
would be unable to meet the final rule requirements in accordance with
the proposed effective date. The other commenter, a local air agency
with a partially-delegated permitting program, said a transition is
necessary to allow for agency rule changes. However, that same
commenter indicated that the agency already practices e-notice and e-
access on its own Web site. Therefore, it seems this air agency would
not be required to implement any changes to its rules to comply with
its obligations as a delegated permitting program after the final rule
becomes effective. To the extent that a delegated permitting authority
must separately comply with a state requirement to provide notice via a
newspaper, nothing in this rule precludes a permitting authority from
continuing to comply with such a state requirement while at the same
time satisfying the federal requirement for e-notice under this
regulation. This rule does not preclude delegated permitting
authorities from continuing to provide newspaper notice, either on a
discretionary basis or as required separately by state law and/or rule.
Under the amended rules, such a permitting authority should be able to
transition away from mandatory newspaper noticing over a period of time
without any need for a delay in realizing the benefits of e-notice for
EPA-issued permits or permits issued by other air agencies that
administer delegated programs.
With regard to permitting authorities that administer EPA-approved
permitting programs, this rule does not necessarily require any changes
to those programs, and air agencies that wish to make changes have
discretion to do so. An approved state whose rules currently require
newspaper publication for all draft permits is not required by the rule
to make any changes to its public notice requirements. To the extent
such a state elects to replace newspaper notice with e-notice, this
rule establishes no timetable for the state to make this transition.
The state may continue providing newspaper notices until it can
complete changes to its regulations to remove a mandatory newspaper
publication requirement. Thus, with respect to rule changes by air
agencies with EPA-approved programs that elect to implement e-notice
alone (i.e., to no longer be required by state or local rules to
publish notices in a newspaper), such agencies are free to pursue such
changes on their own schedule. A delay in the effective date in this
final rule is not necessary to accommodate air agencies
[[Page 71626]]
with EPA-approved programs that may need time to adopt e-notice into
their rules. The fact that a state may need time to move to e-notice if
they choose that as their consistent noticing method does not justify
delaying the effective date of this rule for other air agencies with
EPA-approved programs that may be able to adopt e-notice more quickly.
F. Comments on Temporary Use of Alternative Noticing Methods
1. Summary of Proposal
In the proposed rule, the EPA noted that there may be temporary
instances of Web site failure or failure in the availability for public
review of the posted e-notice and the draft permit (e-access). This
raises the question about what constitutes a significant interruption
in time sufficient to require an extension of the public comment period
or other measure(s) to cover the period of interruption. The EPA stated
in the proposal that the requirement that e-notice and e-access
postings be maintained ``for the duration of the comment period''
should not be interpreted as a requirement for uninterrupted access.
However, we sought comment on the EPA's proposed approach for the
phrase ``for the duration of the comment period.'' The EPA also
solicited comments regarding whether we should include a provision in
the regulations that allows a permitting authority to use an
alternative noticing (and/or access) method to reach the affected
public when the Web site is unavailable.
2. Brief Summary of Comments
Several commenters indicated that they felt temporary alternative
notice methods were unnecessary. Some of these commenters recommended
that the notice be extended for the duration of the downtime of the Web
site. Several commenters noted that having the draft permit and public
notice available on the Web site during the comment period, compared to
the single day publication in the newspaper, results in a significant
increase in public access to the proposed permitting action, even if
Web site outages occur, and thus temporary alternative notice/access
methods should not be required. Commenters also believed that any
inability to provide e-notice would likely be resolved quickly and the
public would have sufficient access to a draft permit during the
comment period despite temporary Web site outages. Several commenters
supported the EPA's position that ``for the duration of the comment
period'' should not be interpreted as a requirement for uninterrupted
access. One commenter suggested that the requirement for 30-day notice
is satisfied when the notice first appears and noted that there is
nothing in the statute or current regulations that requires continuous
notice.
Several commenters also favored rule requirements for temporary
alternative noticing. One commenter suggested that alternative noticing
criteria should be built into the rules to ensure that Web site
interruptions do not have a significant impact on public's ability to
review and comment or on the permitting schedule, and that it was
critical that agencies have the flexibility to choose their own
approach and not be left with the sole option of extending the public
notice period when there is a significant Web site interruption. Two
commenters suggested that a definition of ``the duration of the public
comment period'' should be added to the rule.
3. EPA Response
The EPA is not finalizing any specific requirements regarding
temporary alternative noticing of permit actions to address the
temporary unavailability of the notice and/or draft permit due to Web
site outages, nor are we specifically defining ``the duration of the
public comment period.'' We do not believe that, in general, there are,
or will be, significant issues with e-notice and e-access availability
on Web sites used by permitting authorities, and we believe that
permitting authorities are in the best position to determine the
appropriate methods to address any situations that may arise on
specific permitting actions. In addition, we agree that there is no
statutory requirement for continuous notice of a draft permit during
the entire duration of the comment period. While there is significant
added value in posting a notice throughout the comment period, we do
not see a need for the EPA to define ``the duration of the public
comment period'' as a requirement for uninterrupted access. We support
the flexibility for the permitting authority to enact measures to
address Web site unavailability, including possibly extending the
public comment period. We have addressed this in the ``best practices''
in Section IV of this document.
G. Comments on Documentation/Certification of E-Notices
1. Summary of Proposal
The proposed rule did not specifically address documenting and/or
certifying the posting of an e-notice to a Web site for the duration of
the comment period. However, the EPA received comments on this topic.
2. Brief Summary of Comments
Several commenters supported the need for documentation and/or
certification of the e-notice in the administrative record for the
draft permit, further stating that it is critical that states document
this information in the event the decision is challenged. Two
commenters suggested that the EPA could address this issue in ``best
practices'' and provided specific examples.
3. EPA Response
We agree with commenters that it is important for permitting
authorities to establish a record that they have provided notice of a
draft permit and the opportunity for public comment, but we do not
believe a specific certification requirement is necessary. EPA rules
have not required a certification of public notice and nothing in the
CAA requires it. The EPA has addressed documentation of e-notices in
the ``best practices'' in Section IV of this document. We support
flexibility for permitting authorities to comply with their specific
statutory, policy or regulatory provisions for e-notice and e-access
and to ensure that there is adequate documentation of the notice in the
administrative record for the draft permit.
H. Additional Guidance on E-Notice and E-Access for Minor NSR Permit
Actions
1. Summary of Proposal
In the proposed rule, we indicated our intent to clarify that the
EPA's 2012 Memorandum's interpretation of prominent advertisement in 40
CFR 51.161(b)(3) as media neutral also applies to 40 CFR 51.161(b)(1).
More specifically, we proposed that allowing e-access (i.e., Web site
access) to the information submitted by the owner or operator and
access to the agency's analysis of the effect on air quality would
satisfy the requirement that this information be available for public
inspection in at least one location in the area affected. We believe
this approach is consistent with the EPA's 2012 Memorandum with respect
to allowing the use of electronic and other methods to provide notice
of minor NSR actions, and it is reasonable, for reasons discussed in
this preamble, to allow e-access to permit documents for major NSR
permits.
In addition, in issuing the EPA's 2012 Memorandum, the EPA
indicated that our interpretation of the term prominent
[[Page 71627]]
advertisement in 40 CFR 51.161(b)(3) applies only to minor sources and
not to synthetic minor sources.\32\ Given the statement in the
memorandum, which raised uncertainty about the flexibility to use media
neutral methods for synthetic minor NSR permits, the EPA has now
determined that it is not appropriate to exclude such synthetic minor
permits in this regard, and the Agency proposal clarified that the
limitation established in Footnote 1 of the EPA's 2012 Memorandum is no
longer appropriate.
---------------------------------------------------------------------------
\32\ Synthetic minor sources are those sources that have the
potential to emit regulated NSR pollutants at or above the major
source thresholds, but that have taken enforceable limitations to
restrict their potential to emit below such thresholds.
---------------------------------------------------------------------------
2. Brief Summary of Comments
All commenters supported the extension of the interpretation in the
EPA's 2012 Memorandum to synthetic minor NSR permits. One commenter
recommended that the EPA either propose changes to 40 CFR 51.161(b)(1)
similar to what was proposed for the other sections of the CFR in the
rule proposal or expand the EPA's existing interpretation of ``media
neutral'' notification for minor NSR programs to specifically indicate
that information available electronically meets the requirements of 40
CFR 51.161(b)(1).
3. EPA Response
The EPA agrees that we should revise the text of 40 CFR
51.161(b)(1) similar to what was proposed for other sections of the
CFR. This better communicates our view that Internet posting of this
information is sufficient to meet the subject records availability
requirements under the existing rule language. The EPA does not agree,
however, that it needs to propose the revised text before adopting it
in this final rule. The proposed rule provided adequate notice of the
EPA's intent to clarify that the requirements of 40 CFR 51.161(b)(1)
are satisfied by making the information available electronically. We
received no adverse comments on this point. The text the EPA is adding
to 40 CFR 51.161(b)(1) is similar to the text the EPA proposed to add
to 40 CFR 51.166(q)(2)(ii). We received no adverse comments regarding
that text. Therefore, in this final rule, the EPA is revising 40 CFR
51.161(b)(1) to add the following: ``This requirement may be met by
making these materials available at a physical location or on a public
Web site identified by the State or local agency.''
This final rule preamble also serves to extend the EPA's media
neutral interpretation of prominent advertisement under 40 CFR 51.161
to synthetic minor permits. The EPA will attach a notification to the
electronic version of the EPA's 2012 Memorandum indicating that the
media neutral interpretation also applies to synthetic minor permits.
VI. Environmental Justice Considerations
The 1990 CAA Amendments generally require that the EPA or the
permitting authority provide adequate procedural opportunities for the
general public to have informed participation in the air permitting
process in the areas affected by a proposed permit. These areas include
EJ communities.
The effectiveness of noticing methods for reaching underserved and
EJ communities is a substantial concern to the EPA. A 2011 report
issued by the NEJAC found that publication in the legal section of a
regional newspaper is antiquated and ineffective, and is not ideal for
providing notice to affected EJ communities. Regarding public
participation, the report recommends the following to the EPA: ``To
ensure meaningful public participation, the public notice and outreach
process must include direct communication in appropriate languages
through telephone calls and mailings to EJ and tribal communities,
press releases, radio announcements, electronic and regular mail, Web
site postings and the posting of signs.'' \33\ Thus, the NEJAC
specifically listed Web site postings as a method to ensure meaningful
public participation. Furthermore, several comments received on the
proposed rule, including comments from air agencies with practical
experience implementing e-notice and e-access, strongly supported these
mechanisms as more effective in providing public notice of permitting
actions to EJ communities. However, notwithstanding our conclusion that
e-notice and e-access are a viable and effective means of making
information widely available to the public, including EJ communities,
we strongly encourage permitting authorities to provide additional
notice and access to the draft permit (and other elements of the
administrative records for which they choose to provide e-access) where
they determine that a specific jurisdiction or population would be
better served with supplemental notice in the newspaper and/or another
noticing method, such as those suggested by the NEJAC, and access to
elements of the administrative record (for which e-access was provided)
at a physical location.
---------------------------------------------------------------------------
\33\ ``Enhancing Environmental Justice in EPA Permitting
Programs,'' National Environmental Justice Advisory Council (April,
2011), pages 20-21, available at https://www.epa.gov/sites/production/files/2015-02/documents/ej-in-permitting-report-2011.pdf.
---------------------------------------------------------------------------
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a significant action and was, therefore, not
submitted to the OMB for review.
B. Paperwork Reduction Act (PRA)
This action does not impose any new information collection burden
under the PRA. This final rule revises regulations to address public
noticing method requirements for draft permits for certain sources of
air pollution. It is important to note that the final rule revisions do
not require air agencies that implement the permitting program through
an EPA-approved title V program or SIP to use e-notice. These agencies
may continue to provide notice by newspaper publication or they may
adopt e-notice as their consistent notification method. Only in the
latter case would an air agency be required to revise the title V
program rules or undertake a SIP revision. For EPA-delegated agencies,
and for agencies that incorporate by reference the federal rules and
their rules automatically update, no rulemaking action is required by
the agency to adopt the e-notice requirements. However, if any of these
agencies decides to retain newspaper publication as their consistent
notification method, they could request removal of delegation, revise
their program rules consistent with the rules for state programs (e.g.,
40 CFR 51.166), and undertake a SIP revision. In addition, an agency
delegated a 40 CFR part 71 program may need to update its delegation
agreement. An air agency delegated the 40 CFR part 71 program may have
to choose between implementing e-notice, obtaining approval for
implementing a 40 CFR part 70 program, or relinquishing their title V
program. To the extent that a SIP revision or a title V program
revision is necessary to effect the changes being proposed, we believe
that the burden to revise SIPs is already accounted for under the PSD
and NNSR information collection request (ICR) No. 1230.29 (OMB Control
No. 2060-0003) and the burden to revise title V programs is included in
ICR Nos. 1587.13 and 1713.11 (OMB Control Nos. 2060-0243 and 2060-
0336).
[[Page 71628]]
This action has no burden on industry sources since permitting
authorities are responsible for the noticing of permits. Therefore, the
final rule revisions do not contain any information collection
activities.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements directly on small entities.
This final rule revises regulations to address public noticing method
requirements for draft permits for certain sources of air pollution.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded federal mandate as
described in UMRA, 2 U.S.C. 1531-1538, and does not significantly
affect small governments. This final action imposes no enforceable duty
on any state, local or tribal governments, or the private sector.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This final action does not have tribal implications, as specified
in Executive Order 13175. It will not have substantial direct effect on
tribal governments, on the relationship between the federal government
and Indian tribes, or on the distribution of power and responsibilities
between the federal government and Indian tribes, as specified in
Executive Order 13175. Thus, Executive Order 13175 does not apply to
this action.
G. Executive Order 13045: Protection of Children From Environmental
Health and Safety Risks
The EPA interprets Executive Order 13045 as applying to those
regulatory actions that concern environmental health or safety risks
that the EPA has reason to believe may disproportionately affect
children, per the definition of ``covered regulatory action'' in
section 2-202 of the Executive Order. This action is not subject to
Executive Order 13045 because it does not concern an environmental
health risk or safety risk.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 because it is
not a significant regulatory action under Executive Order 12866.
I. National Technology Transfer and Advancement Act
The final rulemaking does not involve technical standards.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes the human health or environmental risk addressed
by this action will not have potential disproportionately high and
adverse human health or environmental effects on minority, low-income
or indigenous populations. The results of this evaluation are contained
in Section VI of this document titled ``Environmental Justice
Considerations.''
K. Congressional Review Act (CRA)
This action is subject to the CRA, and the EPA will submit a rule
report to each House of Congress and to the Comptroller General of the
United States. This action is not a ``major rule'' as defined by 5
U.S.C. 804(2).
L. Judicial Review
Under section 307(b)(1) of the CAA, petitions for judicial review
of any nationally applicable regulation, or any action the
Administrator ``finds and publishes'' as based on a determination of
nationwide scope or effect must be filed in the United States Court of
Appeals for the District of Columbia Circuit within 60 days of the date
the promulgation, approval, or action appears in the Federal Register.
This final rule is nationally applicable, as it revises the rules for
public notice under the minor NSR, PSD, NNSR, title V and OCS
permitting programs in 40 CFR 51.161, 40 CFR 51.166, 40 CFR 51.165, 40
CFR 52.21, 40 CFR part 124, 40 CFR part 70, 40 CFR part 71 and 40 CFR
part 55. As a result, petitions for review of this rule must be filed
in the United States Court of Appeals for the District of Columbia
Circuit within December 19, 2016. CAA section 307(d)(7)(B) further
provides that ``[o]nly an objection to a rule or procedure that was
raised with reasonable specificity during the period for public comment
(including any public hearing) may be raised during judicial review.''
This section also provides a mechanism for the EPA to reconsider the
rule ``[i]f the person raising an objection can demonstrate to the
Administrator that it was impracticable to raise such objection within
[the period for public comment] or if the grounds for such objection
arose after the period for public comment (but within the time
specified for judicial review) and if such objection is of central
relevance to the outcome of the rule.'' Any person seeking to make such
a demonstration should submit a Petition for Reconsideration to the
Office of the Administrator, U.S. EPA, Room 3000, EPA WJC, 1200
Pennsylvania Ave. NW., Washington, DC 20460, with a copy to all
person(s) listed in the preceding FOR FURTHER INFORMATION CONTACT
section of this final rule, and the Associate General Counsel for the
Air and Radiation Law Office, Office of General Counsel (Mail Code
2344A), U.S. EPA, 1200 Pennsylvania Ave. NW., Washington, DC 20460.
Filing a petition for reconsideration by the Administrator of this
final action does not affect the finality of this action for the
purposes of judicial review, nor does it extend the time within which a
petition for judicial review must be filed, and shall not postpone the
effectiveness of this action.
VIII. Statutory Authority
The statutory authority for this action is provided by 23 U.S.C.
101; 42 U.S.C. 6901, et seq.; 42 U.S.C. 300f, et seq. 33 U.S.C. 1251,
et seq.; 42 U.S.C. 7401, et seq.
List of Subjects
40 CFR Part 51
Environmental protection, Administrative practice and procedure,
Air pollution control, Reporting and recordkeeping requirements.
40 CFR Part 52
Environmental protection, Administrative practice and procedure,
Air pollution control, Incorporation by reference, Reporting and
recordkeeping requirements.
40 CFR Part 55
Environmental protection, Administrative practice and procedure,
Air pollution control, Incorporation by reference, Reporting and
recordkeeping requirements.
40 CFR Part 70
Environmental protection, Administrative practice and procedure,
Air pollution control, Reporting and recordkeeping requirements.
[[Page 71629]]
40 CFR Part 71
Environmental protection, Administrative practice and procedure,
Air pollution control, Reporting and recordkeeping requirements.
40 CFR Part 124
Environmental protection, Administrative practice and procedure,
Air pollution control, Reporting and recordkeeping requirements.
Dated: October 5, 2016.
Gina McCarthy,
Administrator.
For the reasons stated in the preamble, title 40, chapter I of the
Code of Federal Regulations is amended as follows:
PART 51--REQUIREMENTS FOR PREPARATION, ADOPTION, AND SUBMITTAL OF
IMPLEMENTATION PLANS
0
1. The authority citation for part 51 continues to read as follows:
Authority: 23 U.S.C. 101; 42 U.S.C. 7401-7671q.
Subpart I--Review of New Sources and Modifications
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2. Section 51.161 is amended by revising paragraph (b)(1) to read as
follows:
Sec. 51.161 Public availability of information.
* * * * *
(b) * * *
(1) Availability for public inspection in at least one location in
the area affected of the information submitted by the owner or operator
and of the State or local agency's analysis of the effect on air
quality. This requirement may be met by making these materials
available at a physical location or on a public Web site identified by
the State or local agency;
* * * * *
0
3. Section 51.165 is amended by adding paragraph (i) to read as
follows:
Sec. 51.165 Permit requirements.
* * * * *
(i) Public participation requirements. The reviewing authority
shall notify the public of a draft permit by a method described in
either paragraph (i)(1) or (2) of this section. The selected method,
known as the ``consistent noticing method,'' shall comply with the
public participation procedural requirements of Sec. 51.161 of this
chapter and be used for all permits issued under this section and may,
when appropriate, be supplemented by other noticing methods on
individual permits.
(1) Post the information in paragraphs (i)(1)(i) through (iii) of
this section, for the duration of the public comment period, on a
public Web site identified by the reviewing authority.
(i) A notice of availability of the draft permit for public
comment;
(ii) The draft permit; and
(iii) Information on how to access the administrative record for
the draft permit.
(2) Publish a notice of availability of the draft permit for public
comment in a newspaper of general circulation in the area where the
source is located. The notice shall include information on how to
access the draft permit and the administrative record for the draft
permit.
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4. Section 51.166 is amended by revising paragraphs (q)(2)(ii), (iii),
(vi), and (viii) to read as follows:
Sec. 51.166 Prevention of significant deterioration of air quality.
* * * * *
(q) * * *
(2) * * *
(ii) Make available in at least one location in each region in
which the proposed source would be constructed, a copy of all materials
the applicant submitted, a copy of the preliminary determination, and a
copy or summary of other materials, if any, considered in making the
preliminary determination. This requirement may be met by making these
materials available at a physical location or on a public Web site
identified by the reviewing authority.
(iii) Notify the public, by advertisement in a newspaper of general
circulation in each region in which the proposed source would be
constructed, of the application, the preliminary determination, the
degree of increment consumption that is expected from the source or
modification, and of the opportunity for comment at a public hearing as
well as through written public comment. Alternatively, these
notifications may be made on a public Web site identified by the
reviewing authority. However, the reviewing authority's selected
notification method (i.e., either newspaper or Web site), known as the
``consistent noticing method,'' shall be used for all permits subject
to notice under this section and may, when appropriate, be supplemented
by other noticing methods on individual permits. If the reviewing
authority selects Web site notice as its consistent noticing method,
the notice shall be available for the duration of the public comment
period and shall include the notice of public comment, the draft
permit, information on how to access the administrative record for the
draft permit and how to request and/or attend a public hearing on the
draft permit.
* * * * *
(vi) Consider all written comments submitted within a time
specified in the notice of public comment and all comments received at
any public hearing in making a final decision on the approvability of
the application. The reviewing authority shall make all comments
available for public inspection at the same physical location or on the
same Web site where the reviewing authority made available
preconstruction information relating to the proposed source or
modification.
* * * * *
(viii) Notify the applicant in writing of the final determination
and make such notification available for public inspection at the same
location or on the same Web site where the reviewing authority made
available preconstruction information and public comments relating to
the proposed source or modification.
* * * * *
PART 52--APPROVAL AND PROMULGATION OF IMPLEMENTATION PLANS
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5. The authority citation for part 52 continues to read as follows:
Authority: 42 U.S.C. 7401, et seq.
Subpart A--General Provisions
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6. Section 52.21 is amended by revising paragraphs (q) and (w)(4) to
read as follows:
Sec. 52.21 Prevention of significant deterioration of air quality.
* * * * *
(q) Public participation. The administrator shall follow the
applicable procedures of 40 CFR part 124 in processing applications
under this section.
* * * * *
(w) * * *
(4) If the Administrator rescinds a permit under this paragraph,
the Administrator shall post a notice of the rescission determination
on a public Web site identified by the Administrator within 60 days of
the rescission.
* * * * *
PART 55--OUTER CONTINENTAL SHELF AIR REGULATIONS
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7. The authority citation for part 55 continues to read as follows:
Authority: Section 328 of the Clean Air Act (42 U.S.C. 7401, et
seq.) as amended by Public Law 101-549.
[[Page 71630]]
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8. Section 55.5 is amended by revising paragraphs (f)(1)(i) and (ii) to
read as follows:
Sec. 55.5 Corresponding onshore area designation.
* * * * *
(f) * * *
(1) * * *
(i) Make available, in at least one location in the NOA and in the
area requesting COA designation, which may be a public Web site
identified by the Administrator, a copy of all materials submitted by
the requester, a copy of the Administrator's preliminary determination,
and a copy or summary of other materials, if any, considered by the
Administrator in making the preliminary determination; and
(ii) Notify the public, by prominent advertisement in a newspaper
of general circulation in the NOA and the area requesting COA
designation or on a public Web site identified by the Administrator, of
a 30-day opportunity for written public comment on the available
information and the Administrator's preliminary COA designation.
* * * * *
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9. Section 55.6 is amended by revising paragraph (a)(3) to read as
follows:
Sec. 55.6 Permit requirements.
(a) * * *
(3) Administrative procedures and public participation. The
Administrator will follow the applicable procedures of 40 CFR part 71
or 40 CFR part 124 in processing applications under this part. When
using 40 CFR part 124, the Administrator will follow the procedures
used to issue Prevention of Significant Deterioration (``PSD'')
permits.
* * * * *
0
10. Section 55.7 is amended by revising paragraphs (f)(4)(ii) and (iii)
to read as follows:
Sec. 55.7 Exemptions.
* * * * *
(f) * * *
(4) * * *
(ii) Make available, in at least one location in the COA and NOA,
which may be a public Web site identified by the Administrator or
delegated agency, a copy of all materials submitted by the requester, a
copy of the preliminary determination, and a copy or summary of other
materials, if any, considered in making the preliminary determination.
(iii) Notify the public, by prominent advertisement in a newspaper
of general circulation in the COA and NOA or on a public Web site
identified by the Administrator or delegated agency, of a 30-day
opportunity for written public comment on the information submitted by
the owner or operator and on the preliminary determination.
* * * * *
PART 70--STATE OPERATING PERMIT PROGRAMS
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11. The authority citation for part 70 continues to read as follows:
Authority: 42 U.S.C. 7401, et seq.
0
12. Section 70.7 is amended by revising paragraphs (h)(1) and (2) to
read as follows:
Sec. 70.7 Permit issuance, renewal, reopenings, and revisions.
* * * * *
(h) * * *
(1) Notice shall be given by one of the following methods: By
publishing the notice in a newspaper of general circulation in the area
where the source is located (or in a State publication designed to give
general public notice) or by posting the notice, for the duration of
the public comment period, on a public Web site identified by the
permitting authority, if the permitting authority has selected Web site
noticing as its ``consistent noticing method.'' The consistent noticing
method shall be used for all draft permits subject to notice under this
paragraph. If Web site noticing is selected as the consistent noticing
method, the draft permit shall also be posted, for the duration of the
public comment period, on a public Web site identified by the
permitting authority. In addition, notice shall be given to persons on
a mailing list developed by the permitting authority using generally
accepted methods (e.g., hyperlink sign-up function or radio button on
an agency Web site, sign-up sheet at a public hearing, etc.) that
enable interested parties to subscribe to the mailing list. The
permitting authority may update the mailing list from time to time by
requesting written indication of continued interest from those listed.
The permitting authority may delete from the list the name of any
person who fails to respond to such a request within a reasonable
timeframe. The permitting authority may use other means to provide
adequate notice to the affected public;
(2) The notice shall identify the affected facility; the name and
address of the permittee; the name and address of the permitting
authority processing the permit; the activity or activities involved in
the permit action; the emissions change involved in any permit
modification; the name, address, and telephone number of a person (or
an email or Web site address) from whom interested persons may obtain
additional information, including copies of the permit draft, the
application, all relevant supporting materials, including those set
forth in Sec. 70.4(b)(3)(viii) of this part, and all other materials
available to the permitting authority (except for publicly-available
materials and publications) that are relevant to the permit decision; a
brief description of the comment procedures required by this part; and
the time and place of any hearing that may be held, including a
statement of procedures to request a hearing (unless a hearing has
already been scheduled);
* * * * *
PART 71--FEDERAL OPERATING PERMIT PROGRAMS
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13. The authority citation for part 71 continues to read as follows:
Authority: 42 U.S.C. 7401, et seq.
Subpart A--Operating Permits
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14. Section 71.4 is amended by revising paragraph (g) to read as
follows:
Sec. 71.4 Program implementation.
* * * * *
(g) Public notice of part 71 programs. In taking action to
administer and enforce an operating permits program under this part,
the Administrator will publish a notice in the Federal Register
informing the public of such action and the effective date of any part
71 program as set forth in Sec. 71.4(a), (b), (c), or (d)(1)(ii). The
publication of this part in the Federal Register on July 1, 1996 serves
as the notice for the part 71 permit programs described in Sec.
71.4(d)(1)(i) and (e). The EPA will also publish a notice in the
Federal Register of any delegation of a portion of the part 71 program
to a State, eligible Tribe, or local agency pursuant to the provisions
of Sec. 71.10. In addition to notices published in the Federal
Register under this paragraph (g), the Administrator will, to the
extent practicable, post a notice on a public Web site identified by
the Administrator of the part 71 program effectiveness or delegation,
and will send a letter to the Tribal governing body for an Indian Tribe
or the Governor (or his or her designee) of the affected area to
provide notice of such effectiveness or delegation.
* * * * *
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15. Section 71.11 is amended by revising paragraphs (d)(3)(i)(E),
(d)(3)(ii), and (d)(4)(i)(G) to read as follows:
[[Page 71631]]
Sec. 71.11 Administrative record, public participation, and
administrative review.
* * * * *
(d) * * *
(3) * * *
(i) * * *
(E) Persons on a mailing list, including those who request in
writing to be on the list. As part of this requirement, the permitting
authority shall notify the public of the opportunity to be put on the
mailing list by way of generally accepted methods (e.g., hyperlink
sign-up function or radio button on an agency Web site, sign-up sheet
at a public hearing, etc.) that enable interested parties to subscribe
to the mailing list. The permitting authority may update the mailing
list from time to time by requesting written indication of continued
interest from those listed. The permitting authority may delete from
the list the name of any person who fails to respond to such a request
within a reasonable timeframe.
(ii) By posting a notice on a public Web site identified by the
permitting authority for the duration of the public comment period. The
notice shall be consistent with paragraph (d)(4)(i) of this section and
be accompanied by a copy of the draft permit.
* * * * *
(4) * * *
(i) * * *
(G) The physical location and/or Web site address of the
administrative record, the times at which the record will be open for
public inspection, and a statement that all data submitted by the
applicant are available as part of the administrative record; and
* * * * *
Subpart B--Permits for Early Reductions Sources
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16. Section 71.27 is amended by revising paragraphs (d)(3)(i)(E),
(d)(3)(ii), and (d)(4)(i)(F) and (G) and adding paragraph (d)(4)(i)(H)
to read as follows:
Sec. 71.27 Public participation and appeal.
* * * * *
(d) * * *
(3) * * *
(i) * * *
(E) Persons on a mailing list, including those who request in
writing to be on the list. As part of this requirement, the
Administrator shall notify the public of the opportunity to be put on
the mailing list by way of generally accepted methods (e.g., hyperlink
sign-up function or radio button on an agency Web site, sign-up sheet
at a public hearing, etc.) that enable interested parties to subscribe
to the mailing list. The Administrator may update the mailing list from
time to time by requesting written indication of continued interest
from those listed. The Administrator may delete from the list the name
of any person who fails to respond to such a request within a
reasonable timeframe;
* * * * *
(ii) By posting a notice on a public Web site identified by the
Administrator for the duration of the public comment period. The notice
shall be consistent with paragraph (d)(4)(i) of this section and be
accompanied by a copy of the draft permit.
* * * * *
(4) * * *
(i) * * *
(F) A brief description of the comment procedures required by
paragraphs (e) and (f) of this section and the time and place of any
hearing that will be held, including a statement of procedures to
request a hearing (unless a hearing has already been scheduled) and
other procedures by which the public may participate in the final
permit decision;
(G) Any additional information considered necessary or proper; and
(H) The physical location and/or Web site address of the
administrative record, the times at which the record will be open for
public inspection and a statement that all data submitted by the
applicant are available as part of the administrative record.
* * * * *
PART 124--PROCEDURES FOR DECISIONMAKING
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17. The authority citation for part 124 continues to read as follows:
Authority: Resource Conservation and Recovery Act, 42 U.S.C.
6901 et seq.; Safe Drinking Water Act, 42 U.S.C. 300f et seq.; Clean
Water Act, 33 U.S.C. 1251 et seq.; Clean Air Act, 42 U.S.C. 7401 et
seq.
Subpart A--General Program Requirements
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18. Section 124.10 is amended by adding paragraph (c)(2)(iii) to read
as follows:
Sec. 124.10 Public notice of permit actions and public comment
period.
* * * * *
(c) * * *
(2) * * *
(iii) For PSD permits:
(A) In lieu of the requirement in paragraphs (c)(1)(ix)(B) and (C)
of this section regarding soliciting persons for ``area lists'' and
notifying the public of the opportunity to be on a mailing list, the
Director may use generally accepted methods (e.g., hyperlink sign-up
function or radio button on an agency Web site, sign-up sheet at a
public hearing, etc.) that enable interested parties to subscribe to a
mailing list. The Director may update the mailing list from time to
time by requesting written indication of continued interest from those
listed. The Director may delete from the list the name of any person
who fails to respond to such a request within a reasonable timeframe.
(B) In lieu of the requirement in paragraph (c)(2)(i) of this
section to publish a notice in a daily or weekly newspaper, the
Director shall notify the public by posting the following information,
for the duration of the public comment period, on a public Web site
identified by the Director: A notice of availability of the draft
permit for public comment (or the denial of the permit application),
the draft permit, information on how to access the administrative
record, and information on how to request and/or attend a public
hearing on the draft permit.
(C) In lieu of the requirement in paragraph (d)(1)(vi) of this
section to specify a location of the administrative record for the
draft permit, the Director may post the administrative record on an
identified public Web site.
* * * * *
[FR Doc. 2016-24911 Filed 10-17-16; 8:45 am]
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