Public Notice; Culturally Significant Objects Imported for Exhibition Determinations: “Pierre Gouthière: Virtuoso Gilder at the French Court” Exhibition, 70735-70736 [2016-24896]
Download as PDF
Lhorne on DSK30JT082PROD with NOTICES
Federal Register / Vol. 81, No. 198 / Thursday, October 13, 2016 / Notices
subsidiary of Bats Global Markets, Inc.24
Apparent violations of any Bats
Exchanges rules by any broker-dealer
subsidiary of Bats Global Markets, Inc.
will be processed by, and enforcement
proceedings in respect thereto will be
conducted by, FINRA.25 The effect of
these provisions is that regulatory
oversight and enforcement
responsibilities for any broker-dealer
subsidiary of Bats Global Markets, Inc.,
which is the parent company of the Bats
Exchanges, will be vested with FINRA.
These provisions should help avoid any
potential conflicts of interest that could
arise if a Bats Exchange was primarily
responsible for regulating its affiliated
broker-dealers.
According to the Plan, the Bats
Exchanges will review the Certification,
at least annually, or more frequently if
required by changes in either the rules
of the Bats Exchanges or FINRA, and, if
necessary, submit to FINRA an updated
list of Common Rules to add the Bats
Exchanges rules not included on the
then-current list of Common Rules that
are substantially similar to FINRA rules;
delete the Bats Exchanges rules
included in the then-current list of
Common Rules that are no longer
substantially similar to FINRA rules;
and confirm that the remaining rules on
the list of Common Rules continue to be
the Bats Exchanges rules that are
substantially similar to FINRA rules.26
FINRA will then confirm in writing
whether the rules listed in any updated
list are Common Rules as defined in the
Plan. Under the Plan, each Bats
Exchange will also provide FINRA with
a current list of Common Members and
shall update the list no less frequently
than once each quarter.27
The Commission is hereby declaring
effective a plan that, among other
things, allocates regulatory
responsibility to FINRA for the
oversight and enforcement of all the
Bats Exchanges rules that are
substantially similar to the rules of
FINRA for Common Members of the
Bats Exchanges and FINRA. Therefore,
modifications to the Certification need
not be filed with the Commission as an
amendment to the Plan, provided that
the Parties are only adding to, deleting
from, or confirming changes to the Bats
Exchanges rules in the Certification in
conformance with the definition of
Common Rules provided in the Plan.
However, should the Parties decide to
add a rule of the Bats Exchanges to the
Certification that is not substantially
24 See
paragraph 2 of the proposed 17d–2 Plan.
paragraph 6 of the proposed 17d–2 Plan.
26 See paragraph 2 of the proposed 17d–2 Plan.
27 See paragraph 3 of the proposed 17d–2 Plan.
25 See
VerDate Sep<11>2014
14:07 Oct 12, 2016
Jkt 241001
similar to a FINRA rule; delete a rule of
the Bats Exchanges from the
Certification that is substantially similar
to a FINRA rule; or leave on the
Certification a rule of the Bats Exchange
that is no longer substantially similar to
a FINRA rule, then such a change would
constitute an amendment to the Plan,
which must be filed with the
Commission pursuant to Rule 17d–2
under the Act and noticed for public
comment.28
The Plan also permits the Bats
Exchanges and FINRA to terminate the
Plan, subject to notice.29 The
Commission notes, however, that while
the Plan permits the Parties to terminate
the Plan, the Parties cannot by
themselves reallocate the regulatory
responsibilities set forth in the Plan,
since Rule 17d–2 under the Act requires
that any allocation or re-allocation of
regulatory responsibilities be filed with
the Commission.30
Under paragraph (c) of Rule 17d–2,
the Commission may, after appropriate
notice and comment, declare a plan, or
any part of a plan, effective. In this
instance, the Commission believes that
appropriate notice and comment can
take place after the proposed plan is
effective. In particular, the purpose of
the proposed Plan is to consolidate, for
administrative ease, the separate
bilateral Plans between FINRA and each
Bats Exchange into one combined Plan.
The Commission notes that the original
bilateral Plans between FINRA and each
Bats Exchange were published for
comment and the Commission did not
receive any comments thereon.31
Further, as noted above, the proposed
combined Plan preserves the general
framework of each of the current
bilateral Plans while expanding the list
of Common Rules allocated under the
agreement. Accordingly, the
Commission believes that the proposed
plan does not raise any new regulatory
issues that the Commission has not
previously considered, and therefore
believes that the Plan should become
effective without any undue delay.
V. Conclusion
This Order gives effect to the Plan
filed with the Commission in File No.
28 The Commission also notes that the addition to
or deletion from the Certification of any federal
securities laws, rules, and regulations for which
FINRA would bear responsibility under the Plan for
examining, and enforcing compliance by, Common
Members, also would constitute an amendment to
the Plan.
29 See paragraph 12 of the proposed 17d–2 Plan.
30 The Commission notes that paragraph 12 of the
Plan reflects the fact that FINRA’s responsibilities
under the Plan will continue in effect until the
Commission approves any termination of the Plan.
31 See supra notes 3–6.
PO 00000
Frm 00072
Fmt 4703
Sfmt 4703
70735
4–705. The Parties shall notify all
members affected by the Plan of their
rights and obligations under the Plan.
It is therefore ordered, pursuant to
Section 17(d) of the Act, that the Plan
in File No. 4–705, between FINRA, BZX,
BYX, EDGA, and EDGX, filed pursuant
to Rule 17d–2 under the Act, is
approved and declared effective.
It is further ordered that BZX, BYX,
EDGA, and EDGX are relieved of those
responsibilities allocated to FINRA
under the Plan in File No. 4–705.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.32
Brent J. Fields,
Secretary.
[FR Doc. 2016–24709 Filed 10–12–16; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
Public Notice; Culturally Significant
Objects Imported for Exhibition
`
Determinations: ‘‘Pierre Gouthiere:
Virtuoso Gilder at the French Court’’
Exhibition
Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), E.O. 12047 of March 27, 1978, the
Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, Delegation of Authority
No. 236–3 of August 28, 2000 (and, as
appropriate, Delegation of Authority No.
257 of April 15, 2003), I hereby
determine that the objects to be
included in the exhibition ‘‘Pierre
`
Gouthiere: Virtuoso Gilder at the French
Court,’’ imported from abroad for
temporary exhibition within the United
States, are of cultural significance. The
objects are imported pursuant to loan
agreements with the foreign owners or
custodians. I also determine that the
exhibition or display of the exhibit
objects at The Frick Collection, New
York, New York, from on or about
November 16, 2016, until on or about
February 19, 2017, and at possible
additional exhibitions or venues yet to
be determined, is in the national
interest. I have ordered that Public
Notice of these Determinations be
published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: For
further information, including a list of
the imported objects, contact the Office
of Public Diplomacy and Public Affairs
SUMMARY:
32 17
E:\FR\FM\13OCN1.SGM
CFR 200.30–3(a)(34).
13OCN1
70736
Federal Register / Vol. 81, No. 198 / Thursday, October 13, 2016 / Notices
in the Office of the Legal Adviser, U.S.
Department of State (telephone: 202–
632–6471; email: section2459@
state.gov). The mailing address is U.S.
Department of State, L/PD, SA–5, Suite
5H03, Washington, DC 20522–0505.
Dated: October 3, 2016.
Mark Taplin,
Principal Deputy Assistant Secretary, Bureau
of Educational and Cultural Affairs,
Department of State.
BILLING CODE 4710–05–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Agency Information Collection
Activities: Requests for Comments;
Clearance of Renewed Approval of
Information Collection: Pilot Records
Improvement Act of 1996 (PRIA)/Pilot
Records Database (PRD)
Federal Aviation
Administration (FAA), DOT
ACTION: Notice and request for
comments.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, FAA
invites public comments about our
intention to request the Office of
Management and Budget (OMB)
approval to renew a previously
approved information collection. Title
49 United States Code (49 U.S.C.)
44703(h): Records of Employment of
Pilot Applicants, which was established
by the Pilot Records Improvement Act
of 1996 (PRIA), mandates that air
carriers who have been issued a part 119
air carrier certificate and are authorized
to conduct operations under Title 14 of
the Code of Federal Regulations (14
CFR) part 121 or part 135 as well as part
125 and 135 operators, request and
receive FAA records, air carrier and
other operator records, and the National
Driver Register records before allowing
an individual to begin service as a pilot.
DATES: Written comments should be
submitted by December 12, 2016.
ADDRESSES: Send comments to the FAA
at the following address: Ronda
Thompson, Federal Aviation
Administration, ASP–110, 800
Independence Ave. SW., Washington,
DC 20591.
PUBLIC COMMENTS INVITED: You are asked
to comment on any aspect of this
information collection, including (a)
Whether the proposed collection of
information is necessary for FAA’s
performance; (b) the accuracy of the
estimated burden; (c) ways for FAA to
Lhorne on DSK30JT082PROD with NOTICES
VerDate Sep<11>2014
14:07 Oct 12, 2016
Jkt 241001
Issued in Washington, DC, on October 6,
2016.
Ronda Thompson,
FAA Information Collection Clearance
Officer, Performance, Policy, and Records
Management Branch, ASP–110.
[FR Doc. 2016–24771 Filed 10–12–16; 8:45 am]
BILLING CODE 4910–13–P
FOR FURTHER INFORMATION CONTACT:
Ronda Thompson by email at:
Ronda.Thompson@faa.gov.
DEPARTMENT OF TRANSPORTATION
SUPPLEMENTARY INFORMATION:
[FR Doc. 2016–24896 Filed 10–12–16; 8:45 am]
SUMMARY:
enhance the quality, utility and clarity
of the information collection; and (d)
ways that the burden could be
minimized without reducing the quality
of the collected information. The agency
will summarize and/or include your
comments in the request for OMB’s
clearance of this information collection.
Federal Aviation Administration
OMB Control Number: 2120–0607.
Title: Pilot Records Improvement Act
(PRIA)/Pilot Records Database (PRD).
Form Numbers: FAA Forms 8060–10,
8060–10A, 8060–11, 8060–11A, 8060–
12, 8060–13.
Type of Review: Renewal of an
information collection
Background: Title 49 United States
Code (49 U.S.C.) 44703(h): Records of
Employment of Pilot Applicants, which
was established by the Pilot Records
Improvement Act of 1996 (PRIA),
mandates that air carriers who have
been issued a part 119 air carrier
certificate and are authorized to conduct
operations under Title 14 of the Code of
Federal Regulations (14 CFR) part 121 or
part 135 as well as part 125 and 135
operators, request and receive FAA
records, air carrier and other operator
records, and the National Driver
Register records before allowing an
individual to begin service as a pilot.
Additionally, fractional ownerships
operating in accordance with subpart K
of part 91 are required to complete a
pilot safety background check before
allowing an individual to begin service
as a pilot (reference § 91.1051).
Furthermore, air tour operators
operating in accordance with § 91.147
are required to obtain an individual’s
previous drug and/or alcohol testing
records before allowing an individual to
begin service as a pilot. All requestors
are heretofore referred to as ‘‘air
carriers.’’ The FAA is also deploying a
web-based online application called the
Pilot Records Database (PRD) in
December 2016 that is expected to
benefit hiring air carriers, operators, and
pilots required to comply with PRIA.
This application automates the current
PRIA process and provides an air carrier
with immediate access to a consenting
pilot’s FAA records.
Respondents: Approximately 14,974.
Frequency: On occasion.
Estimated Average Burden per
Response: 2.5 hours.
Estimated Total Annual Burden:
37,432 hours.
Agency Information Collection
Activities: Requests for Comments;
Revision of a Currently Approved
Information Collection: Air Traffic Slots
Management
PO 00000
Frm 00073
Fmt 4703
Sfmt 4703
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
In accordance with the
Paperwork Reduction Act of 1995, the
FAA invites public comments about our
intention to request approval from the
Office of Management and Budget
(OMB) to revise a currently approved
information collection. The FAA
collects information to allocate slots and
maintain accurate records of slot
transfers at slot-controlled and
schedule-facilitated airports. The
information is provided by air carriers
and other operators at all impacted
airports.
SUMMARY:
Written comments should be
submitted by December 12, 2016.
ADDRESSES: Send comments to the FAA
at the following address: Ronda
Thompson, Federal Aviation
Administration, ASP–110, 800
Independence Ave. SW., Washington,
DC 20591.
Public Comments Invited: You are
asked to comment on any aspect of this
information collection, including (a)
Whether the proposed collection of
information is necessary for FAA’s
performance; (b) the accuracy of the
estimated burden; (c) ways for FAA to
enhance the quality, utility and clarity
of the information collection; and (d)
ways that the burden could be
minimized without reducing the quality
of the collected information. The agency
will summarize and/or include your
comments in the request for OMB’s
clearance of this information collection.
FOR FURTHER INFORMATION CONTACT:
Ronda Thompson by email at:
Ronda.Thompson@faa.gov.
SUPPLEMENTARY INFORMATION:
OMB Control Number: 2120–0524.
Title: Air Traffic Slots Management.
DATES:
E:\FR\FM\13OCN1.SGM
13OCN1
Agencies
[Federal Register Volume 81, Number 198 (Thursday, October 13, 2016)]
[Notices]
[Pages 70735-70736]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-24896]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF STATE
Public Notice; Culturally Significant Objects Imported for
Exhibition Determinations: ``Pierre Gouthi[egrave]re: Virtuoso Gilder
at the French Court'' Exhibition
SUMMARY: Notice is hereby given of the following determinations:
Pursuant to the authority vested in me by the Act of October 19, 1965
(79 Stat. 985; 22 U.S.C. 2459), E.O. 12047 of March 27, 1978, the
Foreign Affairs Reform and Restructuring Act of 1998 (112 Stat. 2681,
et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of Authority No. 234
of October 1, 1999, Delegation of Authority No. 236-3 of August 28,
2000 (and, as appropriate, Delegation of Authority No. 257 of April 15,
2003), I hereby determine that the objects to be included in the
exhibition ``Pierre Gouthi[egrave]re: Virtuoso Gilder at the French
Court,'' imported from abroad for temporary exhibition within the
United States, are of cultural significance. The objects are imported
pursuant to loan agreements with the foreign owners or custodians. I
also determine that the exhibition or display of the exhibit objects at
The Frick Collection, New York, New York, from on or about November 16,
2016, until on or about February 19, 2017, and at possible additional
exhibitions or venues yet to be determined, is in the national
interest. I have ordered that Public Notice of these Determinations be
published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: For further information, including a
list of the imported objects, contact the Office of Public Diplomacy
and Public Affairs
[[Page 70736]]
in the Office of the Legal Adviser, U.S. Department of State
(telephone: 202-632-6471; email: section2459@state.gov). The mailing
address is U.S. Department of State, L/PD, SA-5, Suite 5H03,
Washington, DC 20522-0505.
Dated: October 3, 2016.
Mark Taplin,
Principal Deputy Assistant Secretary, Bureau of Educational and
Cultural Affairs, Department of State.
[FR Doc. 2016-24896 Filed 10-12-16; 8:45 am]
BILLING CODE 4710-05-P