Standards Improvement Project-Phase IV, 68504-68685 [2016-19454]
Download as PDF
68504
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
DEPARTMENT OF LABOR
Occupational Safety and Health
Administration
29 CFR Parts 1904, 1910, 1915, and
1926
[Docket No. OSHA–2012–0007]
RIN 1218–AC67
Standards Improvement Project-Phase
IV
Occupational Safety and Health
Administration (OSHA), Labor.
ACTION: Proposed rule; request for
comments.
AGENCY:
In response to the President’s
Executive Order 13563, ‘‘Improving
Regulations and Regulatory Review,’’
the Occupational Safety and Health
Administration (OSHA) is continuing its
efforts to remove or revise outdated,
duplicative, unnecessary, and
inconsistent requirements in its safety
and health standards. The current
review, the fourth in this ongoing effort,
is called Standards Improvement
Project-Phase IV (SIP–IV). The goal of
the proposed rulemaking is to reduce
regulatory burden while maintaining or
enhancing employees’ safety and health.
SIP–IV focuses primarily on OSHA’s
construction standards.
DATES: Submit comments and hearing
requests by December 5, 2016. All
submissions must bear a postmark or
provide other evidence of the
submission date.
ADDRESSES: Submit comments and
additional material using any of the
following methods:
Electronic. Submit comments and
attachments electronically via the
Federal eRulemaking Portal at https://
www.regulations.gov. Follow the
instructions online for making
electronic submissions.
Facsimile. Commenters may fax
submissions, including any attachments
that are no longer than 10 pages in
length to the OSHA Docket Office at
(202) 693–1648; OSHA does not require
hard copies of these documents.
Commenters must submit lengthy
attachments that supplement these
documents (e.g., studies, journal
articles) to the OSHA Docket Office,
Technical Data Center, Room N–2625,
U.S. Department of Labor, 200
Constitution Ave. NW., Washington, DC
20210. These attachments must clearly
identify the commenter’s name, date,
subject, and docket number (i.e.,
OSHA–2012–0007) so the Agency can
attach them to the appropriate
comments.
mstockstill on DSK3G9T082PROD with PROPOSALS2
SUMMARY:
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
Regular mail, express mail, hand
(courier) delivery, or messenger service.
Submit a copy of comments and any
additional material (e.g., studies, journal
articles) to the OSHA Docket Office,
Docket No. OSHA–2012–0007,
Technical Data Center, Room N–2625,
U.S. Department of Labor, 200
Constitution Avenue NW., Washington,
DC 20210; telephone: (202) 693–2350
(TDY number: (877) 889–5627). Note
that security procedures may result in
significant delays in receiving
comments and other written materials
by regular mail. Contact the OSHA
Docket Office for information about
security procedures concerning delivery
of materials by express mail, hand
delivery, or messenger service. The
hours of operation for the OSHA Docket
Office are 8:15 a.m.–4:45 p.m., e.t.
Instructions. All submissions received
must include the Agency name and the
docket number for this rulemaking (i.e.,
OSHA–2012–0007). OSHA places all
submissions, including any personal
information provided, in the public
docket without change; this information
will be available online at https://
www.regulations.gov. Therefore, the
Agency cautions commenters about
submitting information they do not
want made available to the public, or
submitting comments that contain
personal information (either about
themselves or others) such as Social
Security numbers, birth dates, and
medical data.
OSHA requests comments on all
issues related to this proposed rule,
including whether these revisions will
have any economic, paperwork, or other
regulatory impacts on the regulated
community.
Docket. To read or download
submissions or other material in the
docket (including material referenced in
the preamble), go to https://
www.regulations.gov, or contact the
OSHA Docket Office at the address
listed above. While the Agency lists all
documents in the docket in the https://
www.regulations.gov index, some
information (e.g., copyrighted material)
is not publicly available to read or
download through this Web site. All
submissions, including copyrighted
material, are accessible at the OSHA
Docket Office. Contact the OSHA Docket
Office for assistance in locating docket
submissions.
FOR FURTHER INFORMATION CONTACT:
Press inquiries. Contact Frank
Meilinger, Director, OSHA Office of
Communications, Room N–3647, U.S.
Department of Labor, 200 Constitution
Avenue NW., Washington, DC 20210;
telephone: (202) 693–1999; email:
meilinger.francis2@dol.gov.
PO 00000
Frm 00002
Fmt 4701
Sfmt 4702
General and technical information.
Contact Blake Skogland, Office of
Construction Standards and Guidance,
OSHA Directorate of Construction, U.S.
Department of Labor, 200 Constitution
Avenue NW., Room N–3468,
Washington, DC 20210; telephone: (202)
693–2020; fax: (202) 693–1689; email:
skogland.blake@dol.gov.
Copies of this Federal Register
notice. Electronic copies are available at
https://www.regulations.gov. This
Federal Register notice, as well as news
releases and other relevant information,
also are available at OSHA’s Web page
at https://www.osha.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
III. Summary and Explanation of the
Proposed Rule
IV. Preliminary Economic Analysis and
Regulatory Flexibility Act Analysis
V. Legal Considerations
VI. OMB Review Under the Paperwork
Reduction Act of 1995
VII. Federalism
VIII. State Plans
IX. Unfunded Mandates Reform Act of 1995
X. Review by the Advisory Committee for
Construction Safety and Health
XI. Public Participation
I. Executive Summary
OSHA is proposing 18 revisions to
existing standards in its recordkeeping,
general industry, maritime, and
construction standards, with most of the
revisions to its construction standards.
The purpose of Standards Improvement
Projects (SIPs) is to remove or revise
outdated, duplicative, unnecessary, and
inconsistent requirements in OSHA’s
safety and health standards, which will
permit better compliance by employers
and reduce costs and paperwork
burdens where possible, without
reducing employee protections. OSHA
is conducting SIP–IV in response to the
President’s Executive Order 13563,
‘‘Improving Regulations and Regulatory
Review’’ (76 FR 38210). OSHA would
update three standards to align with
current medical practice, including a
reduction to the number of necessary
employee x-rays, updates to
requirements for pulmonary function
testing, and updates to the table used for
decompression of employees during
underground construction.
Additionally, the proposed revisions
include an update to the consensus
standard incorporated by reference for
signs and devices used to protect
workers near automobile traffic, a
revision to the requirements for rollover protective structures to comply
with current consensus standards,
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
updates for storage of digital x-rays and
the method of calling emergency
services to allow for use of current
technology, and a revision to lockout/
tagout requirements in response to a
court decision, among others. OSHA is
also proposing to remove from its
standards the requirements that
employers include an employee’s social
security number (SSN) on exposure
monitoring, medical surveillance, and
other records in order to protect
employee privacy and prevent identity
fraud.
SIP rulemakings do not address new
significant risks or estimate benefits and
economic impacts of reducing such
risks. Overall, SIP rulemakings are
reasonably necessary under the OSH
Act because they provide cost savings,
or eliminate unnecessary requirements.
The Agency does estimate cost savings
and paperwork reductions for SIP
rulemakings. The Agency has estimated
that one revision (updating the method
of identifying and calling emergency
medical services) may increase
construction employers costs by about
$28,000 per year while two provisions
(reduction in the number of necessary
employee x-rays and elimination of
posting requirements for residential
construction employers) provide
estimated costs savings of $3.2 million
annually. The Agency has not estimated
or quantified benefits to employees from
reduced exposure to x-ray radiation or
to employers for the reduced cost of
storing digital x-rays rather than x-ray
films, among others. The Agency has
preliminarily concluded that the
proposed revisions are economically
feasible and do not have any significant
economic impact on small businesses.
The Preliminary Economic Analysis in
this preamble provides an explanation
of the economic effects of the proposed
revisions.
II. Background
The purpose of the SIP–IV rulemaking
is to remove or revise outdated,
duplicative, unnecessary, and
inconsistent requirements in OSHA’s
safety and health standards. The Agency
believes that improving OSHA
standards will increase employers’
understanding of their obligations,
which will lead to increased
compliance, improve employee safety
and health, and reduce compliance
costs.
In 1995, in response to a Presidential
memorandum to improve government
regulation,1 OSHA began a series of
1 Clinton, W.J. Memorandum for Heads of
Departments and Agencies. Subject: Regulatory
Reinvention Initiative. March 4, 1995.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
rulemakings designed to revise or
remove standards that were confusing,
outdated, duplicative, or inconsistent.
OSHA published the first rulemaking,
‘‘Standards Improvement Project, Phase
I’’ (SIP–I) on June 18, 1998 (63 FR
33450).2 Two additional rounds of SIP
rulemaking followed, with final SIP
rules published in 2005 (SIP–II) (70 FR
1111) and 2011 (SIP–III) (76 FR 33590).3
As stated above, the President’s
Executive Order 13563 (E.O.),
‘‘Improving Regulations and Regulatory
Review,’’ sets out the goals and criteria
for regulatory review, and requires
agencies to review existing standards
and regulations to ensure that these
standards and regulations continue to
protect public health, welfare, and
safety effectively, while promoting
economic growth and job creation. The
E.O. encourages agencies to use the best,
least burdensome means to achieve
regulatory objectives, to perform
periodic reviews of existing standards to
identify outmoded, ineffective, or
burdensome standards, and to modify,
streamline, or repeal such standards
when appropriate.
The Agency believes that the SIP
rulemaking process is an effective
means to improve its standards and
advised the Advisory Committee for
Construction Safety and Health
(ACCSH) at a public meeting held on
December 16, 2011 that it intended to
review its standards under the SIP
criteria, with particular emphasis on
construction standards. A transcription
of these proceedings (ACCSH
Transcript) is available at Docket No.
OSHA–2011–0124–0026.
2 Revisions made by the SIP–I rulemaking
included adjustments to the medical-surveillance
and emergency-response provisions of the Coke
Oven Emissions, Inorganic Arsenic, and Vinyl
Chloride standards, and removal of unnecessary
provisions from the Temporary Labor Camps
standard and the textile industry standards.
3 In the final SIP–II rulemaking published in 2005
(70 FR 1111), OSHA revised a number of provisions
in its health and safety standards identified as
needing improvement either by the Agency or by
commenters during the SIP–I rulemaking. These
included updating or removing notification
requirements from several standards, updating
requirements for first aid kits to reflect newer
consensus standards, updating requirements for
laboratories analyzing samples under the vinyl
chloride standard, making worker exposure
monitoring frequencies consistent under certain
health standards, among other things. The final
SIP–III rule, published in 2011 (76 FR 33590),
updated consensus standards incorporated by
reference in several OSHA rules, deleted provisions
in a number of OSHA standards that required
employers to prepare and maintain written trainingcertification records for personal protective
equipment, revised several sanitation standards to
permit hand drying by high-velocity dryers, and
modified OSHA’s sling standards to require that
employers use only appropriately marked or tagged
slings for lifting capacities.
PO 00000
Frm 00003
Fmt 4701
Sfmt 4702
68505
Recognizing the importance of public
participation in the SIP process, the
Agency published a Request for
Information (RFI) on December 6, 2012
(77 FR 72781) asking the public to
identify standards that were in need of
revision or removal, and to explain how
such action would reduce regulatory
burden while maintaining or increasing
the protection afforded to employees.
The Agency received 26 comments in
response to the RFI. As discussed
below, several of the proposed
amendments contained in this proposed
rule were recommended in the public
comments received in response to the
RFI. Other proposed SIP amendments
were identified by the Agency’s own
internal review and by ACCSH.
III. Summary and Explanation of the
Proposed Rule
OSHA is proposing a number of
actions amending its standards,
including revisions to its general
industry, maritime, and construction
standards. A detailed discussion of each
of the proposed revisions follows,
including a discussion of comments the
Agency received in response to the RFI.
Some of the proposed revisions affect
more than one industry (i.e., general
industry, construction). When proposed
revisions to a general industry standard
would affect additional industries,
OSHA will discuss the revisions fully in
the general industry section and then
reference the provisions affected in the
sections covering the other industries.
A. Proposed Revision in Occupational
Injuries and Illnesses Recording and
Reporting Standards (29 CFR Part 1904)
Subpart C—Recording Forms and
Recording Criteria, Recording Criteria
for Cases Involving Occupational
Hearing Loss in 29 CFR 1904.10
The provisions of 29 CFR part 1904
provide for the recording and reporting
of occupational injuries and illnesses.
Section 1904.10 sets out the
recordkeeping criteria for recording
cases involving occupational hearing
loss. Current § 1904.10(b)(6) provides
that ‘‘[i]f a physician or other licensed
health care professional determines that
a hearing loss is not work-related or has
not been significantly aggravated by
occupational noise exposure, [the
employer is] not required to consider
the case work-related or to record the
case on the OSHA 300 log.’’ Section
1904.5 provides the requirements for
determining whether an injury or illness
is work-related.
To clarify the relationship between
§§ 1904.10(b)(6) and 1904.5, OSHA
incorporated the following language
E:\FR\FM\04OCP2.SGM
04OCP2
68506
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
into the recordkeeping compliance
directive:
Physician or other licensed health care
professional (PLHCP) must follow the rules
set out in 1904.5 to determine if the hearing
loss is work-related. If an event or exposure
in the work environment either caused or
contributed to the hearing loss, or
significantly aggravated a pre-existing
hearing loss, the PLHCP must consider the
case to be work-related. It is not necessary for
work to be the sole cause, or the predominant
cause, or even a substantial cause of the
hearing loss; any contribution from work
makes the case work-related. The employer is
responsible for ensuring that the PLHCP
applies the analysis in Section 1904.5 when
evaluating work-related hearing loss, if the
employer chooses to rely on the PLHCP’s
opinion in determining recordability.
(CPL 02–00–135, Chapter 5, Section IX,
Question 10–4, 01/12/2012.)
In this rulemaking, OSHA is
proposing to add a specific cross
reference to § 1904.5 in paragraph
§ 1904.10(b)(6) to make the language in
§ 1904.10(b)(6) consistent with the
above-quoted language from the
compliance directive. The reference
specifies that employers must comply
with the provisions of § 1904.5 when
making a determination of whether a
worker’s hearing loss is work-related.
OSHA believes the proposed revision
will assist employers in complying with
the hearing-loss recording requirement.
mstockstill on DSK3G9T082PROD with PROPOSALS2
B. Proposed Revisions in General
Industry Standards, Shipyard
Standards, and Construction Standards
(29 CFR Parts 1910, 1915, and 1926)
1. Subpart J of 1910—General
Environmental Controls, Control of
Hazardous Energy (Lockout/Tagout) in
29 CFR 1910.147
The Control of Hazardous Energy
(Lockout/Tagout) standard, 29 CFR
1910.147, establishes requirements for
the control of hazardous energy,
including electrical, pneumatic,
mechanical, hydraulic, chemical or
thermal energy, during the servicing and
maintenance of machinery and
equipment. Workers who service
equipment without preventing the
discharge of this energy can be
electrocuted or suffer burns,
amputations, lacerations, bone fractures,
or crushing injuries, among others.
According to its terms, the lockout/
tagout standard applies to servicing and
maintenance operations ‘‘in which the
unexpected energization or startup of
the machines or equipment, or the
release of stored energy could cause
injury to employees’’ (§ 1910.147(a)(1)(i)
(emphasis in original)). Because OSHA
believes the term ‘‘unexpected’’ has
been misinterpreted to exclude some
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
operations where employees are subject
to injury from startup or the release of
stored energy, the Agency is proposing
to remove the word from
§ 1910.147(a)(1) and several other places
it appears in the standard
(§§ 1910.147(a)(2)(iii)(A), (a)(3)(i), (b),
(c)(1), (c)(4)(i), (f)(4), and in Appendix
A). The lockout/tagout standard was
designed to protect workers from being
injured if a machine or other piece of
equipment they are servicing releases
stored energy, for example, by starting
or moving during the servicing. The
standard protects these employees by
requiring that machines or equipment
be de-energized and locked or tagged
out by the worker performing the
servicing or maintenance before the
work is performed. The essence of the
standard’s protection is that a deenergized machine or piece of
equipment cannot be restarted unless
the worker servicing it personally
removes the lockout or tagout device he
or she has applied.
Thus, OSHA intended the phrase
‘‘unexpected energization’’ to mean any
re-energization or startup that occurs
before the servicing employee removes
the lockout/tagout device from the
energy isolation device or equivalent
energy control mechanism.
In line with this intent, OSHA has
historically interpreted the term
‘‘unexpected energization’’ to mean
energization that is unintended or
unplanned by the servicing employee
(72 FR 72452, 72496, December 20,
2007; CPL 02–00–147). OSHA believes
that preventing this type of unintended
or unplanned energization during
servicing is necessary to fully effectuate
the standard’s purpose of protecting
workers through the control of
hazardous energy. (See CPL 02–00–147,
The Control of Hazardous Energy—
Enforcement Policy and Inspection
Procedures at 3–1 (Feb. 11, 2008)
(‘‘Quite simply, the [lockout/tagout]
standard is violated when an employee
is, or may be, exposed to hazardous
energy that has not been isolated, even
if the employee knows that the energy
has not been controlled and continues
to constitute a hazard.’’))
Several decisions of the Occupational
Safety and Health Review Commission
(OSHRC) support this interpretation. In
Burkes Mechanical, Inc., 21 BNA OSHC
2136, 2139 & n.4 (No. 04–0475, 2007),
OSHRC rejected an argument that the
lockout/tagout standard did not apply to
employees who were servicing conveyor
equipment that was operating. The fact
that they knew the equipment was
moving did not mean that the hazard
fell outside the scope of the standard.
Similarly, OSHRC found the standard
PO 00000
Frm 00004
Fmt 4701
Sfmt 4702
applied in Otis Elevator Co., 24 BNA
OSHC 1081 (No. 09–1278, 2013), aff’d,
762 F.3d 116 (D.C. Cir. 2014), where an
employee was trying to unjam the stuck
gate assembly of an elevator car without
proper energy control measures in
place. The energization was unexpected
because, although the worker knew the
gate assembly would start to move when
unjammed, he could not predict when
it would become unjammed. The United
States Court of Appeals for the District
of Columbia Circuit affirmed OSHRC’s
decision for the same reason. Otis
Elevator Co. v. Secretary of Labor, 762
F.3d 116, 122 (D.C. Cir. 2014).
On the other hand, OSHA’s
understanding of the standard has not
always been accepted. In Reich v.
General Motors Corp., Delco Chassis
Div. (GMC Delco), 17 BNA OSHC 1217
(Nos. 91–2973, 91–3116, 91–3117,
1995); aff’d 89 F.3d 313 (6th Cir. 1996),
both OSHRC and the United States
Court of Appeals for the Sixth Circuit
rejected OSHA’s interpretation. Instead
they held that the lockout/tagout
standard did not apply where a startup
procedure for a machine provided a
warning to a worker servicing it that it
was about to start. In that case, workers
were servicing machines that used an
eight-to-twelve-step startup procedure,
including time delays, and audible or
visual warnings. The court and OSHRC
held that, because these features would
warn the servicing employees that the
machines were about to start, the startup
would not be ‘‘unexpected.’’ According
to the Sixth Circuit, ‘‘the plain language
of the lockout standard unambiguously
renders the rule inapplicable where an
employee is alerted or warned that the
machine being serviced is about to
activate.’’ 89 F.3d at 315.
OSHA believes that the GMC Delco
decisions fundamentally misconstrue
the ‘‘unexpected’’ language of the
lockout/tagout standard by allowing
employers to use warning and delay
systems as alternatives to following the
requirements of the standard. Warning
devices are not as protective as a
lockout/tagout program, and the
standard does not allow them to be used
as an alternative to a lockout/tagout
program. Indeed, the exclusive use of
warning devices subverts the intent of
the standard by removing control over
the hazardous energy from individual
authorized employees and instead
placing the burden on those exposed
employees to become cognizant of and
to recognize the warnings, so that they
can attempt to escape danger zones
before they are injured. In adopting the
standard, OSHA considered this
approach to be impractical and
dangerous. Instead, OSHA intended to
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
protect employees effectively from all
forms of hazardous energy by isolating
machines from their energy sources
during servicing and/or maintenance
and providing the workers who were
servicing them with control over the
energy isolation devices (see CPL 02–
00–147 at 3–3 & ch. 4).
In addition, by holding that work on
a device that gives warning before
startup does not fall within the
standard, the GMC Delco decisions, in
essence, require a case-by-case
assessment of various warning schemes
to determine the applicability of the
standard. To enforce the standard
consistent with those decisions, OSHA
has provided its compliance officers
with 11 different factors to evaluate to
determine whether particular warning
devices are adequate and reliable
enough to allow all employees to escape
all types of hazardous energy in all
circumstances that may occur (see CPL
02–00–147 at 3–5 to 3–6). This creates
a degree of uncertainty about the
applicability of the standard for the
regulated community that OSHA did
not intend.
As a result of the GMC Delco
decisions, OSHA is proposing to remove
the term ‘‘unexpected’’ from the
lockout/tagout standard to revert to its
original understanding of the standard.
The proposal is intended to make clear
that the lockout/tagout standard covers
all equipment servicing activities in
which there are energization, startup, or
stored energy hazards.
This proposal is consistent with the
court’s recognition that the rulemaking
process provides OSHA with the
opportunity to change the application of
the lockout/tagout standard. GMC Delco,
89 F.3d at 316. It will also make the
standard consistent with OSHA’s
shipyard lockout/tagout standard,
which is almost identical to the general
industry standard except that it omits
the word ‘‘unexpected’’ from the scope
provision. 29 CFR 1915.89. The
shipyard lockout/tagout proposal gave
the same reasons for deleting the word
as are provided here (72 FR 72452,
72496, December 20, 2007), and OSHA
finalized the rule after failing to receive
any comments addressing the issue. (76
FR 24576, 24704, May 2, 2011).
Removing the word ‘‘unexpected’’
will improve protection of workers
under the standard, eliminate the
confusion regarding applicability of the
standard caused by the GMC Delco
decisions, and make the lockout/tagout
standard consistent with the lockout/
tagout provisions in the General
Working Conditions in Shipyard
Employment standard.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
2. Subpart Z of 1910, 1915, and 1926—
Toxic and Hazardous Substances,
Asbestos in 29 CFR 1910.1001,
Inorganic Arsenic in 29 CFR 1910.1018,
Cadmium in 29 CFR 1910.27, Coke
Oven Emissions in 29 CFR 1910.29,
Acrylonitrile in 29 CFR 1910.1045,
Asbestos in 29 CFR 1915.1001, Asbestos
in 29 CFR 1926.1101, Cadmium in 29
CFR 1926.1127
OSHA is proposing a series of
revisions to requirements addressing
employee chest X-rays in the Agency’s
health standards. In particular, OSHA is
proposing to remove the requirement in
several of its standards that employers
provide periodic chest X-rays to screen
for lung cancer; to allow employers to
use digital films and other reasonablysized standard films for X-rays; and to
update terminology and references to
ILO guidelines included in its asbestos
standards.
Removing Periodic Chest X-Ray
Requirements for Lung-Cancer
Screening
OSHA requires medical surveillance
in its health standards to detect early
indications of adverse health effects in
exposed workers before symptoms
occur, so that appropriate interventional
measures can be taken. Several OSHA
standards currently require periodic
chest X-rays (CXR), also referred to as
posterior-anterior CXR, radiographs, or
roentgenograms (a term no longer used).
When the Agency published these
standards, routine screening for lung
cancer with CXR was appropriate
clinical practice. However, since then,
large studies with many years of followup have not shown a benefit to CXR
screening, either on lung cancer
incidence or mortality. Therefore,
OSHA is proposing to remove the
requirement for periodic CXR in the
following standards: §§ 1910.1018,
Inorganic Arsenic; 1910.1029, Coke
Oven Emissions; and 1910.1045,
Acrylonitrile. OSHA is not proposing to
remove the requirement for a baseline
CXR in these, or any other, standards.
OSHA is also not proposing to remove
the CXR requirements in standards
where it is used for purposes other than
periodic screening for lung cancer. For
example, the proposal does not affect
periodic CXRs required by OSHA’s
standards to detect or monitor the
progression of pneumoconiosis.
Similarly, OSHA is proposing to
amend Appendix H of the asbestos
standard, § 1910.1001.4 Appendix H
4 OSHA is also proposing the same change for the
parallel appendices in the Maritime and
Construction Asbestos standards, 29 CFR 1915.1001
Appendix I and 1926.1101 Appendix I.
PO 00000
Frm 00005
Fmt 4701
Sfmt 4702
68507
provides non-mandatory guidelines for
asbestos medical exposure, and OSHA
proposes to include the text ‘‘Plural
plaques and thickening may be observed
on chest X-rays.’’ OSHA is retaining
CXRs in the asbestos standard to
continue screening for asbestosis, and
the proposed text notes the changes
related to asbestosis that can be seen on
CXRs. The change thus explains the
purpose of the CXR.
Section 6(b)(7) of the Occupational
Safety and Health Act, 29 U.S.C.
655(b)(7), allows OSHA to modify
medical examination requirements in
existing standards when ‘‘warranted by
experience, information, or medical or
technological developments.’’ OSHA
has used this authority on several
occasions. For example, when
contemporary evidence indicated that
sputum cytology did not improve lungcancer survival rates, OSHA removed
the sputum-cytology-examination
requirements from the Coke Oven and
Inorganic Arsenic standards in the SIP–
I rulemaking (63 FR 33450, 33458–59,
June 18, 1998). In addition, OSHA also
reduced CXR frequencies from semiannual to annual for some workers
exposed to inorganic arsenic and coke
oven emissions in SIP–I. The Agency
based this reduction on data available at
the time indicating that semi-annual xrays provided no additional protection,
when compared to annual x-rays, in
improving the detection of, and survival
from, lung cancer for higher risk persons
(63 FR 33459–60). This eliminated
unnecessary radiation exposure for
employees and reduced the burden on
employers. OSHA retained the medical
history and physical-examination
requirements in these standards.
For the reasons discussed below,
OSHA has made a preliminary
determination that the current literature
shows that there is no evidence of
benefit, either in lung cancer incidence
or mortality, from screening with CXR
in the general population. The primary
goal of population-based screening is to
detect disease at an early stage when
cure or control is possible, thereby
decreasing the number of people who
die from the disease (Black and Welch,
1997; U.S. Preventive Services Task
Force (USPSTF), 2013; Mazzone, 2012).5
Several large-scale, randomized
controlled trials have been conducted
over the years to determine whether
5 Materials referenced are posted on https://
regulations.gov, Docket No. OSHA–2012–0007, and
are accessible at OSHA’s Docket Office, U.S.
Department of Labor, 200 Constitution Avenue
NW., Room N2625, Washington, DC 20210;
telephone (202) 693–2350. (OSHA’s TTY number is
(877) 889–5627.) OSHA Docket Office hours of
operation are 8:15 a.m. to 4:45 p.m., E.T.
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
68508
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
screening with chest x-rays, with or
without the addition of sputum cytology
tests, was effective in reducing mortality
from lung cancer. These studies are
discussed below. The Mayo Lung
Project compared participants in an
‘‘intervention’’ group, who were offered
chest radiography and sputum cytology
every four months, with those in a
‘‘control’’ group offered standard
medical care. Participants were middleaged and older men who were chronic
heavy cigarette smokers and thus at high
risk of developing lung cancer. After the
initial prevalence screening, 9,211 male
smokers aged 45 and older who
completed the prevalence screening
with negative results and who qualified
for incidence rescreening were
randomized to either of the two groups.
The more screening-intensive
intervention group was encouraged (and
reminded) to undergo free chest x-rays
and free sputum cytology tests every
four months for six years. While the
‘‘controls’’ were offered standard
medical care, they also were advised to
undergo annual chest x-rays and
sputum cytology tests, resulting in
significant contamination of the control
group by CXR performed off protocol.
Follow-up ranged from one to five years,
and averaged three years.
At the end of the follow-up (July 1,
1983), the Mayo Clinic study observed
no difference in lung cancer mortality
between the intervention and control
groups, but observed an excess of 46
cases in the intervention group, a
possible indication of over-diagnosis in
lung cancer screening. The excess
number of cases also could have
resulted from short follow-up time (that
is, additional cases may have been
observed in the control group if the
study lasted longer). In summary, this
trial demonstrated significantly
increased lung cancer detection,
resectability, and survivorship after
detection in the group offered screening
every four months compared with the
control group. However, there was no
significant difference in lung cancer
mortality rate between the two groups.
Contamination of the control group,
together with 25 percent noncompliance in the screened group,
limited the statistical power of this trial.
The authors concluded that ‘‘results do
not justify recommending large-scale
radiologic or cytologic screening for
early lung cancer at this time (Fontana,
et al., 1984; Fontana, et al., 1991).’’
The term ‘‘over-diagnosis’’ refers to
identifying through screening a disease
that would otherwise remain
undiagnosed during an individual’s
lifetime (i.e., because symptoms do not
present). Over-diagnosis is a serious
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
potential risk of screening, as the
evaluation and treatment of overdiagnosed cancer can lead to morbidity,
and even to premature mortality (Black,
2000).
In order to assess whether overdiagnosis accompanies lung cancer CXR
screening, Marcus et al. (2006) extended
the follow-up of the same Mayo Clinic
population studied by Fontana et al. for
an additional 16 years using a
randomized controlled trial with a stopscreen feature. A stop-screen study
design (i.e., one in which screening is
terminated after a prespecified number
of years but follow-up continues for
ascertainment of cases of disease and
deaths) provides the best setting in
which to assess whether over-diagnosis
accompanies screening (Marcus et al.,
2006). If over-diagnosis does not occur,
the cumulative number of cases in each
group will be equal after screening stops
and the number of cancers in the control
group identified through symptoms
catches up with those identified earlier
through screening (Marcus et al., 2006).
At the start of the study in 1983,
information on lung cancer status was
available for 6,101 participants. From
1971 through the end of 1999, 585
participants in the more frequently
screened group and 500 in the usualcare group were diagnosed with lung
cancer. Because the number of lung
cancers in the usual care group did not
equalize with those in the more
frequently screened group at the end of
the study period, the study investigators
concluded that ‘‘the persistence of
excess cases in the intervention [group]
after 16 years of additional follow-up
provides continued support for overdiagnosis in lung cancer screening’’
(Marcus et al., 2006).
OSHA identified one study that
included men who were younger than
45. A Czech study, Kubic and Polak
(1986), enrolled 6,364 smokers aged 40
to 64 years. This study compared semiannual screening using x-ray and
sputum cytology to screening at threeyear intervals, and to no screening.
Although it found more earlier-stage
lung cancers in both screened groups,
this study also found no significant
difference in mortality rates. In 1993,
the Prostate, Lung, Colorectal, and
Ovarian (PLCO) Randomized Trial
examined the question whether
screening would reduce mortality rates
from PLCO cancers. In a randomized
controlled study conducted in ten
screening centers in the US, 154,901
participants aged 55 through 74 years
were assigned either to the group that
received annual CXR for three or four
years, or to the ‘‘usual care’’ (no
radiographic intervention) group; 51.6
PO 00000
Frm 00006
Fmt 4701
Sfmt 4702
percent of the participants were current
or former smokers. All diagnosed
cancers, deaths, and causes of death
were ascertained through 13 years of
follow-up or until December 31, 2009,
whichever event occurred earlier (Oken
et al., 2011). The study found no
statistically significant differences in
lung cancer mortality or incidence rates
between the intervention and ‘‘usual
care’’ groups, despite finding a higher
proportion of early stage (potentially
curable) lung cancers in the screened
group (Hocking et al., 2010). Of
particular note is the rate of false
positives in the study; of 13,038
participants with at least one positive
CXR, 12,730, or 97.6 percent, did not
test positive for lung cancer.
Furthermore, 121 participants without
cancer underwent an invasive surgical
procedure (Hocking et al., 2013).
An effective screening measure
should detect a disease in its early
stages before clinical signs and
symptoms appear (Herman, 2006).
Patients who are diagnosed while they
are still asymptomatic tend to have
better outcomes than those who are
symptomatic (In, et al., 2008). It is well
documented in the radiology literature
that initial CXR misses 19–50 percent of
lung cancers (Quekel, 1999). In the past
decades, several technological
innovations have shown improved
sensitivity in detecting lung cancer.
Several small studies have shown that
newer techniques (e.g., dual-energy
subtraction radiology, electronic bone
suppression, temporal subtraction) may
result in fewer missed diagnoses of
pulmonary nodules. However, no largescale randomized or non-randomized
studies are available that assess the
sensitivity of these radiological
techniques.
Baseline screening of general
populations for unsuspected lung
cancer with CXR yields only a small
fraction—less than one percent—of lung
cancer cases (Hocking et al., 2010;
Kubik and Polak, 1986; Fontana et al.,
1984). Currently, the majority
(approximately 85 percent) of patients
with lung cancer present for clinical
evaluation with symptoms (Mazzone, et
al., 2014); detection of lung cancer in
the remaining (asymptomatic) patients
frequently occurs when an x-ray or CT
scan is done for another reason
(Mazzone et al., 2014; PubMed Health).
Several authoritative sources of
health-information do not recommend
CXR for wide-scale screening. For
example, the National Cancer Institute
(NCI) in its online Lung Cancer
Screening PDQ (Physician’s Data Query)
concluded, ‘‘Based on solid evidence,
screening with chest x-ray and/or
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
sputum cytology does not reduce
mortality from lung cancer in the
general population or in ever-smokers.’’
The NCI PDQ goes on to discuss the
harm associated with false-positive
screenings: ‘‘Based on solid evidence, at
least 95 percent of all positive chest xray screening exams (but not all) do not
result in a lung cancer diagnosis. Falsepositive exams result in unnecessary
invasive diagnostic procedures.’’ The
NCI PDQ refers to the Oken (2011) and
Marcus (2006) studies when estimating
the magnitude of over-diagnosis at 6
percent to 17 percent. The Cochrane
Collaboration, a non-profit group that
reviews health-care literature for the
purpose of making empirical
recommendations, updated its original
review article, ‘‘Screening for lung
cancer,’’ in 2013. This latest review
included nine trials (eight randomized
controlled studies and one controlled
trial) with a total of 453,965 subjects.
The review includes many of the studies
discussed here. The authors concluded:
mstockstill on DSK3G9T082PROD with PROPOSALS2
The current evidence does not support
screening for lung cancer with chest
radiography or sputum cytology. Annual
low-dose CT screening is associated with a
reduction in lung cancer mortality in highrisk smokers but further data are required on
the cost effectiveness of screening and the
relative harms and benefits of screening
across a range of different risk groups and
settings.
(Manser et al., 2013).
Screening workers exposed to lung
carcinogens is a complex issue. Current
tools, particularly CXR, have not been
shown to be effective in reducing
mortality in high-risk smoking
populations, and have not been studied
in worker populations (Fontana, 1984;
Oken, 2011; Marcus et al., 2011;
Hocking et al., 2010). However, workers
exposed to lung carcinogens are at a
higher risk for lung cancer than the
general population. OSHA conducts risk
analyses as part of its regulatory
requirements, and has determined that
occupational exposure to each of these:
Inorganic arsenic, coke oven emissions,
and acrylonitrile, was found to be
associated with a ‘‘significant risk’’ of
lung cancer (§§ 1910.1018, Inorganic
Arsenic; 1910.1029, Coke Oven
Emissions; and 1910.1045,
Acrylonitrile).
OSHA has also preliminarily
determined that the existing evidence is
insufficient to justify using alternative
screening methods to CXR. While the
National Institute for Occupational
Safety and Health (NIOSH) is currently
evaluating the applicability of Low-Dose
Computed Tomographic (LDCT) as a
screening tool for workers exposed to
lung carcinogens, it may be years before
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
this research can provide a
recommendation on the efficacy of
LDCT. Additionally, research is needed
on the risks associated with LDCTassociated radiation exposure occurring
during a screening protocol for workers
exposed to lung carcinogens in the
workplace.
As noted earlier in this discussion,
OSHA is proposing to remove the
requirement to use periodic CXR as a
screening tool for lung cancer from the
following standards: §§ 1910.1018,
Inorganic Arsenic; 1910.1029, Coke
Oven Emissions; and 1910.1045,
Acrylonitrile.
Although OSHA is proposing to
remove periodic CXR requirements from
the medical-surveillance sections of
these three standards, the Agency
emphasizes that the Access to Medical
and Exposure Records standard (29 CFR
1910.1020) would still require
employers to maintain all medical
records, including records of CXRs
previously administered. That is, this
proposed rule would not relieve
employers in general industry,
maritime, and construction of the duty
to maintain records of CXRs already
administered under the requirements of
§§ 1910.1018, 1910.1029, 1910.1045,
1915.1018, 1915.1045, 1926.1118, and
1926.1145 6 in accordance with
§ 1910.1020.
OSHA is not proposing to remove the
initial, baseline CXR requirement in
these three standards. The Agency
recognizes that requiring initial,
baseline CXR at pre-placement or at the
initiation of a medical-surveillance
program provides benefits to workers
exposed to lung carcinogens, their
employers, and health-care
professionals evaluating those workers.
For example, even with known
limitations, CXR can serve to document
the absence of disease. Baseline CXR
also can be useful in preventing
additional testing after detecting an
abnormality at a future date. In this
regard, the PLCO Screening Trial found
that ‘‘evaluation stopped after
comparison of the screening radiograph
with a prior CXR in about one-third’’ of
those participants presenting with an
abnormal follow-up CXR (Hocking et
al., 2013). When a worker receives a
CXR prompted by symptoms, physical
examination, or other indicator, and has
an abnormality on that CXR, a baseline
CXR from years before with the same
lesion would reduce the need for
6 The Construction and Maritime Inorganic
Arsenic and Acrylonitrile standards, §§ 1915.1018,
1915.1045, 1926.1118, and 1926.1145, merely
reference the respective general industry standards
(§§ 1910.1018 and 1910.1045), so OSHA is not
proposing to revise them.
PO 00000
Frm 00007
Fmt 4701
Sfmt 4702
68509
additional evaluation (e.g., CT scans,
biopsy); such evaluations can be
invasive, and lead to unnecessary
irradiation for workers and additional
costs for employers. However, workers
receiving baseline CXR also may
undergo invasive, potentially
unnecessary work-ups and diagnostic
testing for CXR-detectable lesions that
may never progress to clinical
significance. OSHA will continue to
monitor the literature on baseline chest
X-rays.
Updating Other Chest X-Ray
Requirements
In recent years, improvements in
medical technology permit screening
with digital CXRs, also referred to as
digital radiographs, in addition to
traditional film-based CXRs. The
medical community is rapidly adopting
the technology, and both the
International Labor Organization (ILO)
and NIOSH recently published
guidelines for digital radiographs (ILO,
2011; NIOSH, 2011).
OSHA is proposing to update the CXR
requirements to allow the use of digital
radiograph in the medical surveillance
provisions of its Coke Oven Emissions,
Acrylonitrile, and Inorganic Arsenic
standards discussed above, and in its
three asbestos standards and two
cadmium standards. The latter
standards are: §§ 1910.1001, Asbestos
(General Industry); 1915.1001, Asbestos
(Maritime); 1926.1101, Asbestos
(Construction); 1910.1027, Cadmium
(General Industry); and 1926.1127
Cadmium (Construction).7 As noted
previously, OSHA is proposing to add
the option of digital radiography
standards to its existing standards
because digital radiography systems are
rapidly replacing traditional analog
film-based systems in medical facilities.
Another Department of Labor Program,
the Office of Workers’ Compensation
Programs, published a final rule
allowing the submission of digital
radiographs in connection with benefit
claims, and set out quality standards for
administering and interpreting digital
radiographs. (See 79 FR 21606; April 17,
2014). OSHA’s proposal will codify
current Agency policy as stated in a
Letter of Interpretation dated September
24, 2012 to Dr. Michael Hodgson, in
which OSHA confirmed that it ‘‘will
allow, but will not require, digital
radiography in place of traditional chest
roentgenograms for medical surveillance
exams under the Asbestos Standards for
7 The Maritime Cadmium standard, § 1915.1027,
is a reference to the general industry standard
(§ 1910.1027), so OSHA is not proposing to revise
it.
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
68510
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
general industry, construction, and
shipyards.’’
Radiographic facilities and the
physicians that are required by OSHA
standards to classify CXR according to
ILO’s classification guidelines and that
employ digital radiographs in their
practice should follow the NIOSH
Guidelines, ‘‘Application of Digital
Radiography for the Detection and
Classification of Pneumoconiosis,’’ or
the most recent NIOSH guidance on
using digital radiography to detect
pneumoconiosis. In its current
guidelines, NIOSH recommends that
‘‘only authorized ILO standard digital
images should be used for classifying
digital chest images for
pneumoconiosis.’’ NIOSH does not
recommend using film-based ILO
reference radiographs for comparison
with digital chest images or printed
hard copies of the images. In this
revision of the chest x-ray requirements,
OSHA is also proposing to allow other
reasonably-sized standard x-rays films,
such as the 16 inch by 17 inch size, to
be used in addition to the 14 inch by 17
inch film specified in some standards.
In these standards, the phrase ‘‘A 14- by
17-inch film or digital posterior-anterior
chest X-ray’’ (or similar) would be
replaced by ‘‘A 14- by 17-inch or other
reasonably-sized standard film or digital
posterior-anterior chest X-ray.’’ This
proposed change will affect the
acrylonitrile standard (§ 1910.1045); the
inorganic arsenic standard
(§ 1910.1018); the coke oven standard
(§ 1910.1029); and the asbestos
standards (§§ 1910.1001, 1915.1001, and
1926.1101).8 Updating this requirement
ensures consistency across standards as
well as conformance with current
medical practice. This proposed change
also would codify existing Agency
policy outlined in a Letter of
Interpretation (February 16, 1993 to
David Lee Sirott) confirming that 16
inch by 17 inch X-rays are generally
acceptable for the purpose of complying
with OSHA standards.
Proposed updates also include
replacement of ‘‘roentgenogram’’ with
‘‘X-ray’’ to reflect current terminology
and corrections to remove references to
semi-annual exams for certain
employees in Coke Ovens Emissions
appendices, § 1910.1029 App. A(VI) and
App. B(II)(A), as these exams were
eliminated in the second SIP
rulemaking (70 FR 1112). In addition,
the proposal makes changes to conform
to the language used in the ILO’s
‘‘Guidelines for the use of the ILO
8 And minor rewording to conform to the
proposed language in the cadmium standards
(1910.1027 and 1926.1127).
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
International Classification of
Radiographs of Pneumoconioses,’’
which specifically refers to a
classification system as applying to
CXR, while interpretation refers to the
information translated by the physician
to the employer. Finally, the proposed
revisions include updating the version
of the ILO Classification of Radiographs
of Pneumoconioses to the 2011 version
(from the 1980 version), and clarifying
that classification must be accordance
with the ILO classification system
(rather than ‘‘a professionally accepted
Classification system’’) in Appendix E
of each of the three asbestos standards.
Statement of Reasonable Availability
As noted above, OSHA is
incorporating the ILO Classification of
Radiographs of Pneumoconioses,
Revised Edition 2011, by reference.
OSHA believes that this classification
document is reasonably available to
interested parties. It is available for
purchase from the International Labour
Organization (ILO), 4 route des
`
Morillons, CH–1211 Geneve 22,
Switzerland; telephone: +41 (0) 22 799
6111; fax: +41 (0) 22 798 8685; Web site:
https://www.ilo.org/. In addition, it is
available in the docket for this
rulemaking and in OSHA’s docket office
for review. If OSHA ultimately finalizes
this rule, the classification document
will be maintained in OSHA’s national
and regional offices for review by the
public.
References
Aberle, R., Adams, A., Berg, C., Black, W.,
Clapp, J., Fagerstrom, R., et al. (2011).
Reduced Lung-Cancer Mortality with LowDose Computed Tomographic Screening.
N. Engl. J. Med. 365(5): 395–409.
Bach, P.B., Mirkin, J.N., Oliver, T.K., Azzoli,
C.G., Berry, D.A., Brawley, O.W., . . . and
Detterbeck, F.C. (2012). Benefits and Harms
of CT Screening for Lung Cancer: A
Systematic Review. JAMA, 307(22): 2418–
2429.
Black, W.C. (2000). Overdiagnosis: An
Underrecognized Cause of Confusion and
Harm in Cancer Screening. Journal of the
National Cancer Institute, Vol 92 (16): 1280
Fasola, G., Belvedere, O., Aita, M., Zanin, T.,
Follador, A., Cassetti, P., et al. (2007). LowDose Computed Tomography Screening for
Lung Cancer and Pleural Mesothelioma in
an Asbestos-Exposed Population: Baseline
Results of a Prospective, Nonrandomized
Feasibility Trial—An Alpe-Adria Thoracic
Oncology Multidisciplinary Group Study
(ATOM 002). The Oncologist, 12: 1215–
1224.
Fontana, R.S., Sanderson, D.R., Taylor, W.F.,
Woolner, L.B., Miller, W.E., Muhm, J.R.,
and Uhlenhopp, M.A. (1984). Early Lung
Cancer Detection: Results of the Initial
(Prevalence) Radiologic and Cytologic
Screening in the Mayo Clinic study. Am.
Rev. Resp. Dis., 130(4): 561. Abstract only.
PO 00000
Frm 00008
Fmt 4701
Sfmt 4702
Fontana, R.S., Sanderson, D.R., Woolner,
L.B., Taylor, W.F., Miller, W.E., Muhm,
J.R., Bernatz, P.E., Payne, W.S, and
Pairolero, P.C. and Bergstralh, E.J., (1991).
Screening for Lung Cancer, A Critique of
the Mayo Lung Project. Cancer,
67(supplement): 1155–1164).
Herman, C. (2006). What Makes a Screening
Exam ‘‘Good’’? AMA Virtual Mentor,
8(1):34–7.
Hocking, W.G., Hu, P., Oken, M.M., Winslow,
S.D., Kvale, P.A., Prorok, P.C., Ragard, L.R.,
et al. (2010). Lung Cancer Screening in the
Randomized Prostate, Lung, Colorectal,
and Ovarian (PLCO) cancer screening trial.
J. Nat. Cancer Inst., 102(10): 722–731.
Hocking, W.G., Tammemagi, M.C., Commins,
J., Oken, M.M., Kvale, P.A., Hu, P., . . .
and Prorok, P.C. (2013). Diagnostic
Evaluation Following a Positive Lung
Screening Chest Radiograph in the
Prostate, Lung, Colorectal, Ovarian (PLCO)
Cancer Screening Trial. Lung Cancer. 82(2):
238.
In, K.H., Kwon, Y.S., Oh, I.J., Kim, K.S., Jung,
M.H., Lee, K.H., Kim, S.Y., Ryu, J.S., Lee,
S.Y., Jeong, E.T., Lee, S.Y., . . . Kim, Y.C.
(2009). Lung cancer patients who are
asymptomatic at diagnosis show favorable
prognosis: a Korean Lung Cancer Registry
Study. Lung Cancer. 64(2): 232–7. Abstract
only.
[ILO] International Labour Organization
(2011). Guidelines for the Use of the ILO
International Classification of Radiographs
of Pneumoconioses, Revised Edition 2011.
Geneva, Switzerland: ILO.
Kubik, A., and Polak, J. (1986). Lung Cancer
Detection Results of a Randomized
Prospective Study in Czechoslovakia.
Cancer, 57(12): 2427–2437.
Manser, R., Lethaby, A., Irving, L., Stone, C.,
Brynes, G., Abramson, M., and Campbell,
D. (2013). Screening for Lung Cancer.
Cochrane Database Syst. Rev., The
Cochrane Library, 6.
Marcus, P., Bergstralh, E.J., Zweig, M., Harris,
A., Offord, K.P., and Fontana, R.S. (2006).
Extended Lung Cancer Incidence Followup in the Mayo Lung Project and
Overdiagnosis. J. Nat. Cancer Inst., 98(11).
Mazzone, P.J., Choi, H.K., and Ha, D. (2014)
Lung Cancer. Cleveland Clinic Center for
Continuing Education, The Disease
Management Project, Chapter on
Pulmonary Disease.
Moyer, V.A. (2014). Screening for Lung
Cancer: U.S. Preventive Services Task
Force Recommendation Statement. Annals
Internal Med, 160 (5).
[NCI] National Cancer Institute (Last
modified 2/2014). Screening for Lung
Cancer With Chest X-Ray and/or Sputum
Cytology. Retrieved from: https://
www.cancer.gov/cancertopics/pdq/
screening/lung/HealthProfessional on
September 16, 2014.
Oken, M., Hocking, W., Kvale, P., Andriole,
G., Buys, S., Church, T., et al. (2011).
Screening by Chest Radiograph and Lung
Cancer Mortality: The Prostate, Lung,
Colorectal, and Ovarian (PLCO)
Randomized Trial. JAMA, 306(17): 1865–
1873.
PubMed Health, Retrieved 9/16/2014 from:
https://www.ncbi.nlm.nih.gov/
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
pubmedhealth/PMH0004529/on September
16, 2014.
Quekel, L.G., Kessels, A.G., Goei, R, and van
Engelshoven, J.M. (1999). Miss rate of lung
´
cancer on the chest radiograph in clinical
practice. Chest. 115(3):720–4.
Toyoda, Y., Nakayama, T., Kusunoki, Y., Iso,
H., and Suzuki, T. (2008). Brit. J. Cancer,
98: 1602–1607.
Screening for Lung Cancer, Topic Page
(2013). U.S. Preventive Services Task
Force. (2013). U.S. Preventive Services
Task Force. Retrieved on September 16,
2014 from: https://
www.uspreventiveservicestaskforce.org/
uspstf/uspslung.htm.
mstockstill on DSK3G9T082PROD with PROPOSALS2
3. Subpart Z of 1910—Toxic and
Hazardous Substances, PulmonaryFunction Testing Requirements for
Cotton Dust in 29 CFR 1910.1043
Background
In 1978, OSHA promulgated the
standard for occupational exposure to
cotton dust at 29 CFR 1910.1043
because workers exposed to cotton dust
are at risk of developing the respiratory
disease, byssinosis (43 FR 27350, June
23, 1978). As described in the preambles
to the proposed and final rules,
byssinosis is characterized by a
continuum of effects (41 FR 56497,
56500–56501, December 28, 1976; 43 FR
27352–27354). Generally, workers who
develop byssinosis first experience an
acute stage (also called the reactor state),
with mild and apparently reversible
symptoms that occur on the first day of
the work week, after one or more days
away from the workplace. Symptoms
include chest tightness, difficulty
breathing, coughing, and possibly
wheezing. Some of those workers also
experience temporary acute declines in
lung function over the course of a
workshift as measured by pulmonaryfunction testing. As the disease
progresses, workers may begin to
experience symptoms on other days of
the work week. Sometimes the disease
progresses into a chronic, irreversible
stage that involves permanent
narrowing of bronchial tubes.
Symptoms during the chronic stage are
similar to symptoms observed with
emphysema and chronic bronchitis, and
include chronic cough with phlegm
production and progressive shortness of
breath. At this stage, impaired lung
function associated with the disease is
clearly detectable by pulmonary
function testing. Byssinosis can lead to
disability or death. Rates of progression
depend on exposure levels and
susceptibility of workers.
The Cotton Dust Standard contains
medical-surveillance provisions at 29
CFR 1910.1043(h). These provisions
require initial and periodic medicalsurveillance examinations that include
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
administration of a medical
questionnaire to determine if workers
are experiencing symptoms
(§§ 1910.1043(h)(2)(ii) and (h)(3)(i)).
Medical surveillance requirements also
include pulmonary function testing (i.e.,
spirometry testing) to objectively
measure lung function and to assess
changes in lung function
(§ 1910.1043(h)(2)(iii)).
The preamble for the final Cotton
Dust standard noted the poor accuracy
and high variability of pulmonary
function tests in the past, resulting from
lack of uniform specifications for
equipment calibration checks, test
procedures, and personnel training (43
FR 27391). To improve the accuracy and
consistency of pulmonary function
testing, OSHA mandated specific
requirements in the Cotton Dust
Standard based on recommendations
from the American Thoracic Society
(ATS) and the National Institute for
Occupational Safety and Health
(NIOSH) (43 FR 27391; 29 CFR
1910.1043, Appendix D). Since 1978,
pulmonary function testing procedures
and technology have evolved
significantly, and some of the mandates
in the Cotton Dust Standard now are
outdated. OSHA is proposing to update
the lung function testing requirements
for the Cotton Dust Standard to make
them consistent with current practices
and technology.
Proposed Revisions
OSHA based the proposed revisions
to the Cotton Dust Standard pulmonary
function testing requirements on current
recommendations from the American
Thoracic Society/European Respiratory
Society (ATS/ERS), NIOSH, and the
American College of Occupational and
Environmental Medicine (ACOEM).
Each of these organizations is a
recognized authority on generally
accepted practices in pulmonary
function testing. In the following
discussion, references to generally
accepted practices refer to only those
practices recommended by ATS/ERS,
NIOSH, or ACOEM.
Like other respiratory diseases,
byssinosis can slow the speed of expired
air and/or reduce the volume of air that
can be inspired and then exhaled. To
detect and monitor these impairments,
spirometry measures the maximal
volume and speed of air that is forcibly
exhaled after taking a maximal
inspiration. Forced Vital Capacity (FVC)
is defined as total exhaled volume after
full inspiration. Speed of expired air is
determined by dividing the volume of
air exhaled in the first second, i.e., the
Forced Expiratory Volume in One
Second (FEV1), by the total FVC to give
PO 00000
Frm 00009
Fmt 4701
Sfmt 4702
68511
the FEV1/FVC ratio. Values obtained
from accurate and repeatable spirometry
testing are then compared to reference
predicted values, which are averages
expected for a person of the same
gender, age, height, and race as the
employee being tested. A spirometry
result that is 100 percent of the
predicted value for a person of the same
gender, age, and height and race
indicates that the individual being
tested has average lung function (OSHA,
2013). Depending upon the race of the
individual and the reference value
group being used, an adjustment may
need to be made on the basis of race.
This issue is discussed at greater length
later in this discussion. Values are also
compared to the employees’ previous
measurements.
Currently, § 1910.1043(h)(2)(iii)
requires that health care providers
conducting medical surveillance
compare the employees’ values to the
predicted values in Appendix C of the
standard. Appendix C currently
contains predicted values derived from
equations published by Knudson et al.
(1976).
OSHA is proposing to revise this
provision to specify use of the third
National Health and Nutrition
Examination Survey (NHANES III)
reference data set and to replace the
values currently in Appendix C with the
NHANES III values, derived from
Spirometric Reference Values from a
Sample of the General U.S. Population
(Hankinson et al., 1999), which will be
incorporated by reference. Currently,
NIOSH (CDC/NIOSH, 2003), ATS/ERS
(Pellegrino et al., 2005), and ACOEM
(Townsend, 2011) all recommend
NHANES III as the most appropriate
reference data set for assessing
spirometry results for individuals in the
U.S. population. The data set from
NHANES III is the most recent and most
representative of the U.S. population
(Hankinson et al., 1999). It lists
reference values for non-smoking,
asymptomatic male and female
Caucasians, African Americans, and
Mexican Americans aged 8- to 80-years
old. Strict adherence to ATS quality
control standards ensured optimal
accuracy in developing this data set of
spirometry values (Hankinson et al.,
1999).
OSHA also proposes to make a
correction to § 1910.1043, Appendix B–
II, Section B, ‘‘Occupational History
Table’’. The table’s column titled
‘‘Tenure of Employment’’ contains
boxes in which dates of employment are
entered. To allow the entry of dates that
occurred later than 1999, OSHA would
change the column’s two sub-headers to
E:\FR\FM\04OCP2.SGM
04OCP2
68512
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Mexican-American values for nonMexican-American Hispanic workers
may be appropriate. Designations of
Statement of Reasonable Availability
race/ethnicity are self-reported by
As noted above, OSHA is
workers, and bi-racial or multi-racial
incorporating the Spirometric Reference workers should select the race category
Values from a Sample of the General
that best describes them. OSHA’s
U.S. Population (Hankinson JL,
guidance document provides some
Odencrantz JR, Fedan KB. American
additional guidance on this topic,
Journal of Respiratory and Critical Care
including a recommendation to use
Medicine, 159(1):179–187, January
Caucasian reference values for Native
1999). These values are also available to American Indians (OSHA, 2013).
interested parties at https://www.cdc.gov/
The software for most spirometers
niosh/topics/spirometry/nhanes.htm. In includes the NHANES III data set,
addition, they are available at
which is identified as the Hankinson
www.regulations.gov in the docket for
1999 data set on some spirometers. If
this rulemaking and in OSHA’s docket
software for older spirometers does not
office for review. If OSHA ultimately
include the NHANES III data set, users
finalizes this rule, the data set will be
of those spirometers would be able to
maintained in OSHA’s national and
access the NHANES III values online
regional offices for review by the public. through the NIOSH calculator (CDC/
Section 1910.1043(h)(2)(iii) currently
NIOSH, 2010). Tables of the NHANES
specifies that FEV1 and FVC predicted
III values are also available in an
values be multiplied by 0.85 to obtain
appendix to OSHA’s spirometry
reference values for blacks because the
guidance for healthcare professionals
Knudson data set contains reference
that is available online (OSHA, 2013).
values only for Caucasians. However,
Therefore, NHANES III values are
such an adjustment for that race/ethnic
group is no longer necessary because the widely available to spirometry
providers, including those providers
NHANES III data set contains reference
values for African Americans. However, using older spirometers.
Currently, paragraph (h)(2)(iii)
the NHANES III data set does not
requires an evaluation of pulmonary
contain reference values for Asian
function testing values using predicted
Americans, who typically have smaller
values of FVC and FEV1, which are the
lung volumes compared to Caucasians
only reference values listed in the tables
of the same age, height, and gender
(Pellegrino et al., 2005). To obtain Asian in current Appendix C. The NHANES III
reference data set includes the lower
American reference values, ATS/ERS
limit of normal (LLN) as well as
(Redlich et al., 2014) and ACOEM
predicted values for FEV1, FVC, and the
(Townsend, 2011) recommend that
Caucasian reference values for FVC and FEV1/FVC ratio. The LLN for these
spirometry measurements represents the
FEV1 be multiplied by a factor of 0.88.
lower fifth percentile of a healthy
Therefore, OSHA is proposing use of a
(normal) population. That is, 95 percent
0.88 correction factor to obtain Asian
of a healthy (normal) population should
American reference values for the FVC
and FEV1. Because race does not appear have spirometry values above the LLN,
to affect FEV1/FVC (ratio), OSHA is not and spirometry values below the LLN
proposing to apply a correction factor to could be abnormal (OSHA, 2013).
Generally accepted practices by ATS/
Caucasian values to derive a ratio for
ERS, NIOSH, and ACOEM currently
Asian Americans. If the NHANES data
compare spirometry values to the LLN
set is updated to include Asian
values to identify impaired pulmonary
American values in the future, and
function.
generally accepted practices endorse
In particular, ATS/ERS (Pellegrino et
that data set for use in the U.S., OSHA
al., 2005) defines airways obstruction as
will consider revising
an FEV1/vital capacity (VC) below the
§ 1910.1043(h)(2)(iii).
LLN. ACOEM (Townsend, 2011) and
OSHA’s proposal to replace the
NIOSH (CDC/NIOSH, 2003) define
Knudson values currently in Appendix
borderline airway obstruction as an
C with the NHANES III data set would
FEV1/FVC below the LLN, with an
simplify interpretation of spirometry
results by providing reference values for FEV1 between the LLN and the
predicted value; they define airways
more race/ethnic groups; however,
obstruction as both FEV1/FVC and an
neither the NHANES III nor the
FEV1 below the LLN. ATS/ERS, NIOSH,
proposed correction factor addresses
and ACOEM indicate that an FVC or VC
every race/ethnic group. Therefore,
less than the LLN could indicate
OSHA is proposing text that indicates
possible restrictive impairment
comparison to ‘‘appropriate’’ race/
ethnicity values for groups not included (Pellegrino et al., 2005; Townsend,
2011; CDC/NIOSH, 2003).
in NHANES III. For example, using
mstockstill on DSK3G9T082PROD with PROPOSALS2
read as follows: ‘‘From 19l or 20l’’
and ‘‘To 19l or 20l’’.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00010
Fmt 4701
Sfmt 4702
Therefore, OSHA is proposing to
update (h)(2)(iii) to require an
evaluation of FEV1, FVC, and FEV1/
FVC against the LLN and percent
predicted values to fully characterize
possible pulmonary impairment in
exposed workers, which is consistent
with generally accepted current
practices described above. OSHA’s
proposal to evaluate the FEV1/FVC ratio
in addition to FEV1 and FVC will not
affect triggers for changes in medical
surveillance frequency or referral for a
detailed pulmonary examination,
because the standard bases those
triggers solely on FEV1 values.
However, OSHA is also proposing to
change the triggers for the frequency of
medical surveillance. Currently,
paragraphs (h)(3)(ii)(A) and (B) of the
standard require frequency of medical
surveillance based in part on whether
the FEV1 is above or below 80 percent
of the predicted value. OSHA is
proposing that the basis for frequency of
medical surveillance be whether the
FEV1 is above or below the LLN. As
noted above, generally accepted
practices currently use the LLN as the
basis for classifying possibly abnormal
lung function. Pulmonary function
normally declines with age, and the
LLN better accounts for age-related
declines than the current standard
(Townsend et al., 2011). There is
evidence that the cut-off point used by
the standard, 80 percent of the predicted
value, can result in erroneous lung
function interpretation in adults
(Pellegrino et al., 2005). Therefore,
OSHA is proposing to use the LLN to
determine the frequency of lungfunction testing.
Section 1910.1043, Appendix D, sets
standards for spirometric measurements
of pulmonary function. OSHA is basing
the proposed changes to Appendix D on
the most recent spirometry
recommendations from ATS/ERS
(Miller et al., 2005). Many of the
proposed changes reflect advances in
spirometry procedures or methods of
interpretation.9 Other proposed changes
reflect technological changes associated
with the current widespread use of
flow-type spirometers, in addition to
volume-type spirometers, which were in
widespread use in 1978 when OSHA
published the current standard, and
remain in use today. The proposed
9 Appendix D provides minimal standards that
must be employed when making spirometry
measurements. Users of Appendix D should also
consult generally accepted practices from ATS/ERS
(Pellegrino et al., 2005; Miller et al., 2005), NIOSH
(CDC/NIOSH, 2003), and ACOEM (Townsend,
2011) for a complete list of current spirometry
standards. OSHA’s spirometry guidance also
outlines those practices (OSHA, 2013).
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
changes would apply only to equipment
purchased one year after OSHA
publishes the final standard in the
Federal Register. This would give time
for distributors to exhaust existing
stocks and allow medical providers to
continue using the older spirometers
until they buy new ones in the normal
course of business.
Current Appendix D(I)(b) specifies
volume capacity for spirometers, and
the proposed revision would change it
from seven to eight liters. Current
Appendix D(I)(e) specifies flow rates for
flow-type spirometers, and the proposed
revision would change it from 12 to 14
liters per second. These proposed
revisions to Appendix D(I)(b) and (e)
reflect current recommendations by
ATS/ERS (Miller et al., 2005).
Current Appendix D(I)(g) requires
either a tracing or display, and OSHA is
proposing to revise this language to
‘‘paper tracing or real-time display.’’
When OSHA published the current
standard in 1978, a pen linked to a
physical strip chart generated tracings of
expiration curves on graph paper during
pulmonary testing. In contrast, most
current flow-type and volume-type
spirometers use computer-generated
displays of expiration curves projected
on the spirometer or on an attached
computer screen.
OSHA is proposing to add size
specifications for computer-generated
displays, the technology most often
used today (Miller et al., 2005). An issue
that was critical for tracings in 1978,
and remains critical for both tracings
and displays today, is that they be large
enough to allow a technician to easily
evaluate the technical acceptability of
the expiration during testing. A large
real-time display allows the technician
to easily view a technically
unacceptable expiration and coach the
worker to achieve optimal expirations in
subsequent attempts. Current Appendix
D(I)(g) also specifies requirements for
paper tracings of the expiration curve,
and requires that the tracings be of
sufficient size for hand measurements to
conform to Appendix D(I)(a). OSHA is
proposing to revise paragraph D(I)(g) to
indicate ‘‘If hand measurements will be
made.’’ OSHA is proposing these
changes because hand measurements
are currently rarely used, and the values
currently shown in the expiration curve
are usually computer generated today.
Appendix D(I)(g) also requires the
spirometer to display flow versus
volume or volume versus time tracings.
The proposed revision would require
the spirometer to display both flowvolume and volume-time curves or
tracings during testing. The flowvolume curve emphasizes early
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
expiration and allows the technician to
detect problems early in the maneuver
(OSHA, 2013). The volume-time curve
emphasizes the end of the expiration
and allows the technician to coach the
patient to achieve a complete expiration
(OSHA, 2013). OSHA is also proposing
to update the paragraph to indicate that
both types of curves or tracings must be
stored and available for recall. This
requirement to store curves will allow
the assessment of results for
acceptability and repeatability, once
testing is concluded, and it will also
make it possible to include the curves
in reports to health care providers who
interpret the results (OSHA, 2013).
Current Appendix D(I)(h) requires
that instruments be capable of
accumulating volume for a minimum of
10 seconds and not stop accumulating
volume before (1) the volume change for
a 0.5-second interval is less than 25
millimeters, or (2) the flow is less than
50 milliliters per second for a 0.5second interval. As noted by ATS in
1987, these end-of-test criteria, which
were first included in the 1979 ATS
statement, caused premature
termination of exhalation and FVCs that
were falsely reduced by as much as 9
percent (ATS, 1987). To avoid such
falsely reduced FVCs, ATS defined endof-test criteria only according to volume
change from 1987 onward (ATS 1987,
1994, 2005). Therefore, OSHA is
proposing to update the first clause by
specifying the currently recommended
volume change of less than 25 milliliters
for a 1-second interval (Miller et al,
2005) and is also proposing to remove
the latter clause, i.e., that the instrument
shall not stop accumulating volume
before the flow is less than 50 milliliters
per second for a 0.5-second interval.
The proposed changes make Appendix
D consistent with current ATS/ERS
recommendations for expiratory end-oftest criteria using volume increment
only, since flow rate criteria were
abandoned in 1987 (ATS, 1987; Miller
et al., 2005). OSHA is also proposing to
update this provision by revising the
time for which the instrument must be
capable of accumulating volume to 15
seconds, the maximum time for which
an exhalation should be done according
to ATS/ERS (Miller et al., 2005). In
1987, ATS stated that they encourage
spirometer designs that allowed patients
to continue exhaling for as long as
possible (ATS, 1987).
Current Appendix D(I)(j), (II)(b), and
(IV)(b) provide requirements for the
calibration of spirometers, and the
proposal updates several of these
requirements. The proposed revisions to
Appendix D(I)(j), (II)(b), and (IV)(b)
clarify that the technician must always
PO 00000
Frm 00011
Fmt 4701
Sfmt 4702
68513
check the calibration of spirometers,
and recalibrate them only if the
spirometer requires the technician to do
so. That change is consistent with
recommendations by ATS/ERS (Miller
et al., 2005). The reason for the
proposed change is that while
technicians cannot recalibrate many
spirometer models in current use, they
nevertheless must check all spirometers
regularly when in use to ensure that the
spirometers are operating within
calibration limits, i.e., that the
spirometers are accurate (OSHA, 2013).
OSHA is proposing to delete the
following text from Appendix D(I)(j)
because it is ambiguous and provides no
useful information: ‘‘. . . with respect
to the FEV1 and FVC. This calibration
of the FEV1 and FVC may be either
directly or indirectly through volume
and time base measurements.’’ OSHA
also is proposing to update paragraph
D(I)(j) to include the current ATS/ERS
requirements for calibration-syringe
accuracy and volume displacement
(Miller et al., 2005). As noted above,
OSHA is proposing to revise the term
‘‘calibration’’ to ‘‘calibration check.’’
Another proposed change to paragraph
D(I)(j) is to revise the term ‘‘calibration
source’’ to ‘‘calibration syringe’’ because
a syringe is the only type of calibration
source currently used, so specifying a
syringe instead of a source would clarify
the requirement.
In addition, OSHA proposes to change
the word ‘‘should’’ in D(I)(j) to ‘‘shall,’’
so the new D(I)(j)(2) would read, ‘‘the
volume-calibration syringe shall provide
a volume displacement of at least 3
liters and shall be accurate to within ±
0.5 percent of 3 liters (15 milliliters).’’
The phrase ‘‘should’’ sounds advisory,
and the current practices that OSHA
proposes to adopt are based on the 3
liter size of the syringe. OSHA seeks
comment on this change to ‘‘shall.’’
Current Appendix D(II)(b) provides
that technicians should perform
calibrations using a syringe or other
source of at least two liters. The
proposed change in the syringe volume
to three liters is consistent with current
practices. OSHA also is proposing to
change the term ‘‘syringe or other
volume source’’ to ‘‘syringe’’ for the
reasons described above in the
discussion of paragraph D(I)(j). Another
proposed change to Appendix D(II)(b)
would be to delete the phrase ‘‘or
method.’’ The meaning of that phrase is
unclear; the sentence is addressing
calibration checks of an instrument (i.e.,
spirometer), not a method. OSHA also is
proposing calibration check procedures
for flow-type and volume-type
spirometers to determine whether a
spirometer is recording 3 liters of air ±
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
68514
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
3.5 percent (Miller et al., 2005; OSHA,
2013). The check of flow-type
spirometers would involve the injection
of air at three different speeds, and the
check of volume-type spirometers
would involve a single injection of air
and a check for spirometer leakage.
Users should refer to generally accepted
practices and other guidance for
complete details about calibration
checks (see, e.g., Miller et al., 2005;
Townsend, 2011; OSHA, 2013). OSHA
also proposes to change the term
‘‘recalibration’’ in this provision to
‘‘calibration checks’’ for the reasons
stated above in the discussion of
paragraph D(I)(j). Finally, OSHA
proposes to change ‘‘should’’ to ‘‘shall’’
in the first sentence of D(II)(B) for the
same reasons as discussed above
regarding paragraph D(I)(j).
Appendix D(II)(a) currently contains
requirements for measuring forced
expirations, including having the
patient make at least three forced
expirations. OSHA is proposing to
update this paragraph to have the
patient perform at least three, but no
more than eight, forced expirations
during testing. This proposed change
would clarify that up to eight forced
expirations can be attempted to obtain
three acceptable forced expirations
(Miller et al., 2005). The same paragraph
currently states that ‘‘The subject may
sit, . . .’’ OSHA proposes that ‘‘subject’’
be changed to ‘‘patient’’ because
‘‘subject’’ implies someone in an
experimental trial, while patient is the
more appropriate term for someone
undergoing screening at a medical
facility, and ‘‘patient’’ is the term used
most often in the standard. OSHA also
is proposing to clarify the text in
paragraph D(II)(a) to indicate that the
expiration must be repeatable. The term
‘‘repeatability,’’ now used by ATS/ERS,
would be an update to the existing term
‘‘reproducibility’’; paragraph D(II)(a)(7)
lists the criteria for repeatable (formerly,
reproducible) results. In addition,
Appendix D(II)(a) lists elements of
‘‘unacceptable’’ efforts in paragraphs
(a)(1)–(a)(7); OSHA proposes to revise
this language to ‘‘technically
unacceptable’’ to make clear that the
problem is not with the worker’s lungs
but with the flaws in how the test is
conducted.
Appendix D(II)(a)(3) currently
specifies that a worker’s efforts during
testing are unacceptable when the
expiration does not continue for at least
five seconds or until an obvious plateau
in the volume-time curve occurs. The
proposed revision to this paragraph
clarifies that results may be acceptable
if the worker attempted to exhale
(versus actually exhaled) for at least six
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
seconds and until an obvious plateau in
the volume-time curve occurs (Miller et
al., 2005). Therefore, the expiration
must meet both of these criteria for a
spirometry result to be technically
acceptable. Many workers who are
young or have small lung volumes can
complete an expiration in less than six
seconds, and their results may be
acceptable if the technician observes an
obvious plateau in the volume-time
curve (OSHA, 2013).
Appendix D(II)(a)(4) provides that the
results are unacceptable when the
worker coughs or closes the glottis
during forced expiration. This proposed
change clarifies that the results are
unacceptable if coughing occurs in the
first second of expiration, a condition
that is consistent with current ATS/ERS
recommendations (Miller et al., 2005).
Coughing in the first second interferes
with measurement of the FEV1 (Miller
et al., 2005), but coughing toward the
end of the expiration does not affect test
results (OSHA, 2013). Glottis closure at
any time may result in premature
termination of the expiration (Miller et
al., 2005).
Appendix D(II)(a)(6) provides that the
results are unacceptable when there is
an unsatisfactory start to expiration
characterized by excessive hesitation,
i.e., one with an extrapolated volume
greater than 10 percent of the FVC on
the volume-time curve. As noted in the
1987 ATS statement, a criterion of 10
percent could result in a falsely elevated
FEV1 from a suboptimal effort (ATS,
1987). The proposed change would
indicate that extrapolated volume must
be less than 150 milliliters or 5 percent
of the FVC, whichever is greater, to be
unacceptable. It would update the
provision to be consistent with the most
recent ATS/ERS recommendation on
criteria for start-of-test so that an
accurate time zero is set (Miller et al,
2005). All ATS or ATS/ERS statements
define acceptable start-of-test criteria
according to volume, as well as percent
FVC, using whichever criterion is larger
for a given patient (ATS, 1979, 1987,
1994; Miller et al., 2005), and it is not
clear why the volume value was
excluded from the current cotton dust
standard. OSHA is proposing to include
the 2005 ATS/ERS recommendations for
volume, in addition to percentage of
FVC, for consistency with ATS/ERS.
Expressing the values as both
percentage of FVC and as a volume, and
using whichever approach gives the
larger allowed extrapolated volume,
aids in the interpretation of results for
individuals with very small or very
large lung volumes. For example, since
5 percent of FVC will be less than 150
milliliters in individuals with FVC <
PO 00000
Frm 00012
Fmt 4701
Sfmt 4702
3.00 L, the 150 milliliter criterion would
be used for those patients. But 5 percent
of FVC would exceed 150 milliliters in
individuals with FVC > 3.00 L, so in
that case the 5 percent of FVC criterion
would be used to evaluate the start-oftest for these patients.
As stated above, Appendix D(II)(a)(7)
contains criteria for acceptable
repeatability. Editorial changes
proposed in Appendix D(II)(a)(7) are for
clarification. Notably, OSHA would
remove the word ‘‘three’’ because
technicians can examine up to eight
acceptable curves to select the two
highest FEV1 and FVC values (Miller et
al., 2005). OSHA is also proposing to
change ‘‘variation’’ to ‘‘difference’’
because ‘‘difference’’ is the more
appropriate mathematical term to use
when comparing only two numbers.
In Appendix D(II)(a)(7), OSHA also is
proposing to revise the maximum
difference between the two largest FVC
values and the two largest FEV1 values
of a satisfactory test to 150 milliliters, a
change from the current maximum
difference of 10 percent or ±100
milliliters, whichever is greater. This
proposed revision to the criteria for
acceptable repeatability reflects current
ATS/ERS recommendations (Miller et
al., 2005). In 2005, ATS/ERS stated that
many patients are able to achieve
repeatability of FEV1 and FVC to within
150 milliliters (Miller et al., 2005). In
1994, the ATS changed its repeatability
criterion from a volume and a
percentage difference between values to
a volume difference only, so that the
criterion was equally stringent for all
lung sizes, and also so that it was easy
to compute during the test if handmeasurements were made (ATS, 1994).
OSHA is also proposing editorial
changes to make it clear that the
difference between the two largest
acceptable FVC values should not
exceed 150 milliliters and the two
largest acceptable FEV1 values should
not exceed 150 milliliters.
The Agency discussed proposed
changes to Appendix D(II)(b) above.
OSHA is proposing to remove
Appendix D(III)(b). The paragraph refers
to a NIOSH guideline that specifies an
outdated evaluation criterion of FEV1/
FVC ratio of 0.75 percent, and OSHA is
unaware of an updated NIOSH cotton
dust guideline that more appropriately
compares the FEV1/FVC ratio to LLN.
As noted above, generally accepted
practices use the LLN as the basis for
classifying possibly abnormal lung
function because it accounts for agerelated declines in lung function
(Townsend, 2011). Appendix D(III)(b)
also refers to a table that OSHA never
included in the final Cotton Dust
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Standard. That table was most likely
Table XII–12 in the NIOSH criteria
document for cotton dust (CDC/NIOSH,
1974). The lack of the table does not
appear to be a pressing issue since no
user complained about the missing table
after OSHA promulgated the standard.
In addition, the information is available
to users in the NIOSH criteria
document.
The proposed updates to paragraphs
D(IV)(a) and (d) would change
‘‘reproducibility’’ to ‘‘repeatability’’ to
conform to the terminology now used by
ATS/ERS (Miller et al., 2005).
‘‘Repeatability’’ would have the same
meaning as ‘‘reproducibility.’’ OSHA
also is proposing to change the term
‘‘calibration’’ in paragraph D(IV)(b) to
‘‘calibration checks’’ for the reasons
stated above in the discussion of
paragraph D(I)(j). OSHA also proposes
to change ‘‘subject’’ to ‘‘patient’’ in
paragraph D(IV)(c) for the reason
discussed above in the discussion of
paragraph D(II)(a).
mstockstill on DSK3G9T082PROD with PROPOSALS2
References
ATS (American Thoracic Society). Medical
Section of the American Lung
Association(1979). ATS Statement—
Snowbird Workshop on Standardization of
Spirometry. American Review of
Respiratory Disease, 119, 831–838.
ATS (American Thoracic Society). Medical
Section of the American Lung
Association(1987). Standardization of
Spirometry—1987 Update. Am Rev Respir
Dis, 136, 1285–1298.
ATS (American Thoracic Society). Medical
Section of the American Lung
Association(1994). Standardization of
Spirometry—1994 Update. Am Resp Crit
Care Med, 152, 1107–1136.
CDC/NIOSH (Centers for Disease Control/
National Institute for Occupational Safety
and Health)(1974). Criteria for a
Recommended Standard: Occupational
Exposure to Cotton Dust. Chapter XII:
Tables and Figures. https://www.cdc.gov/
niosh/pdfs/75-118f.pdf.
CDC/NIOSH (Centers for Disease Control/
National Institute for Occupational Safety
and Health)(2003). Spirometry training
guide. December 1, 2003. https://
www.cdc.gov/niosh/docs/2004-154c/pdfs/
2004-154c.pdf.
CDC/NIOSH (Centers for Disease Control/
National Institute for Occupational Safety
and Health)(2010). Spirometry reference
value calculator. https://www.cdc.gov/
niosh/topics/spirometry/
RefCalculator.html.
Hankinson, J. L., Odencrantz, J. R. and Fedan,
K. B. (1999). Spirometric reference values
from a sample of the general US
population. Am J Respir Crit Care Med.,
159, 179–87.
Hankinson, J. H., Kawut, S. M. and Shahar,
E. (2010). Performance of American
Thoracic Society-recommended spirometry
reference values in a multiethnic sample of
adults. Chest, 137, 138–145.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
Knudson, R. J., Slatin, R. C., Lebowitz, M. D.
and Burrows, B. (1976). The maximal
expiratory flow-volume curve. Normal
standards, variability, and effects of age.
Am Rev Respir Dis, 113, 587–600.
Miller, M. R., Hankinson, J., Brusasco, V.,
Burgos, F., Casaburi, R., Coates, A. . . .
Wanger, J. (2005). American Thoracic
Society/European Respiratory Society
(ATS/ERS) Task Force: Standardisation of
Spirometry. Eur Respir J, 26, 319–33,
https://www.thoracic.org/statements/
resources/pfet/PFT2.pdf.
OSHA (Occupational Safety and Health
Administration) (2013). Spirometry testing
in occupational health programs. Best
practices for healthcare professionals. US
Department of Labor. https://www.osha.gov/
Publications/OSHA3637.pdf.
Pellegrino, R., Viegi, G., Brusasco, V., Crapo,
R. O., Burgos, F., Casaburi, R. . . . Wanger,
J. (2005). ATS/ERS standardisation of lung
function testing. Interpretative strategies
for lung function tests. Eur Respir J., 26,
948–968.
Redlich, C. A., Tarlo, S.M., Hankinson, J.L.,
Townsend, M. C., Eschenbacher, W. L.,
Von Essen, S. G., Sigsgaard, T. and
Weissman, D.N. (2014). American Thoracic
Society Committee on Spirometry in the
Occupational Setting. Official American
Thoracic Society technical standards:
Spirometry in the occupational setting. Am
J Respir Crit Care Med., 189(8), 983–93.
Sanders, C. L., Yesupriya, A. J., and Curtin,
L. R. (undated). Analysis of Population
Structure and Stratification in NHANES III
Self-Reported Race/Ethnicities. https://
www.cdc.gov/genomics/events/file/print/
10year/08_pop_struct_ab.pdf.
Townsend, M. C. (2011). American College of
Occupational and Environmental Medicine
(ACOEM) Occupational and Environmental
Lung Disorders Committee. Spirometry in
the occupational health setting—2011
update. J Occup Environ Med, 53, 569–584.
https://www.acoem.org/uploadedFiles/
Public_Affairs/Policies_And_Position_
Statements/
ACOEM%20Spirometry%20Statement.pdf.
4. Subpart F of 1915—General Working
Conditions, Definitions in 29 CFR
1915.80
Existing requirements in the
sanitation standard for Shipyard
Employment, § 1915.88(j)(1) and (j)(2),
specify that employers must, to the
extent reasonably practicable, clean and
maintain workplaces in a manner that
prevents vermin infestation. When
employers detect vermin, they must
implement and maintain an effective
vermin-control program.
Paragraph (b)(33) of § 1915.80 defines
the term ‘‘vermin’’ as ‘‘insects, birds,
and other animals, such as rodents and
feral cats, that may create safety and
health hazards for employees.’’ OSHA
included this definition in the proposal
for 29 CFR part 1915, subpart F, General
Working Conditions in Shipyard
Employment, on December 20, 2007 (72
FR 72452). In that NPRM, OSHA
PO 00000
Frm 00013
Fmt 4701
Sfmt 4702
68515
requested comment on the proposed
vermin-control provisions, as well as
examples of vermin that are present and
the types of controls employers use to
prevent the harborage of vermin in
shipyard worksites. Id. at 72484. The
Agency cited the hazards associated
with exposure to insects, birds, and
rodents in the preamble discussion, but
did not mention any hazards associated
with feral cats. Id. The Agency received
two comments on these provisions. One
commenter stated that vermin did not
pose a serious hazard to workers and
that OSHA should remove these
provisions from the rulemaking (Ex.
197.1, Docket No. OSHA–S049–2006–
0675). The other commenter explained
that the number and types of vermin are
greater than OSHA indicated in the
proposed discussion, and that ‘‘[t]o
‘implement and maintain an effective
control program’ as required in this
section would probably be very
expensive, near impossible or even
illegal’’ (Ex. 121.1, Docket No. OSHA–
S049–2006–0675). Based on the general
industry sanitation standard that
applied to shipyard employment prior
to the subpart F rulemaking, and these
limited comments, the final standard
adopted the proposed definition 76 FR
24576 (May 2, 2011). The final rule
preamble also did not identify any
hazards associated with feral cats. Id. at
24616.
Recently, stakeholders raised
concerns about including feral cats in
the definition of vermin. These
stakeholders argue that while the
possibility exists for feral cats to pose
safety and health hazards for employees
(e.g., bites, scratches, fecal
contamination), the threat is minor as
the cats tend to avoid human contact.
Further, these stakeholders expressed
concern that including the term ‘‘feral
cats’’ in the definition of vermin
encourages cruel and unnecessary
extermination. OSHA recognizes these
concerns and, therefore, is proposing to
remove the term ‘‘feral cats’’ from the
definition in § 1915.80(b)(33). The
revised provision would define the term
‘‘vermin’’ as ‘‘insects, birds, rodents and
other animals that may create safety and
health hazards for employees.’’ The
Washington State Plan also removed the
term ‘‘feral cats’’ from its definition of
vermin, which is equivalent to OSHA’s
definition in § 1915.80(b)(33) (WAC
296–304–01001). The proposed revision
also is consistent with the general
industry sanitation standard provision
on vermin, which describes vermin as
‘‘rodents, insects, and other vermin’’
(§ 1910.141(a)(5)). OSHA does not
believe that removing the term ‘‘feral
E:\FR\FM\04OCP2.SGM
04OCP2
68516
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
cats’’ from the definition will reduce
worker health and safety, and notes that
feral cats may help reduce the presence
of other vermin. To the extent feral cats
pose a safety or health hazard at any
particular shipyard, OSHA would
consider the cats to be ‘‘other animals’’
under the standard.
5. Subpart D of 1926—Occupational
Health and Environmental Controls,
Medical Services and First Aid in 29
CFR 1926.50
Under 29 CFR 1926.50, employers
must provide specified medical services
and first aid to employees to address
serious injuries that may occur on the
job. Existing § 1926.50(f) requires the
posting of telephone numbers of
physicians, hospitals, or ambulances for
worksites located in areas where 911
emergency service is not available.
OSHA adopted this requirement in 1979
when 911 emergency service was still a
relatively new concept, and was
available only in certain parts of the
country.
Today, 911 emergency service is
available almost everywhere in North
America. In nearly all locations in the
United States and Canada, a 911 call
over a land-line telephone will link the
caller to an emergency-dispatch center.
In the United States, most localities
with 911 service also have so-called
‘‘Enhanced 911,’’ which will not only
connect the land-line caller to a
dispatcher, but also will automatically
provide the caller’s location to the
emergency dispatcher. This automaticlocation information is critical for
emergency responders in cases when
the 911 caller does not know his/her
exact location, or does not have
sufficient time to provide such
information.
Although the automatic transmission
of location information to emergency
dispatchers is customary for land-line
telephones, the task of automatically
transmitting location information is
more complex when the emergency call
originates from a wireless telephone.
Since 1996, the Federal
Communications Commission (FCC) has
been phasing in the requirement that
wireless carriers adopt technologies that
provide 911 caller-location information.
However, carriers are not likely to
complete the phase-in until 2019;
consequently, the FCC established a
procedure for exempting carriers from
the location requirement. As a result, in
some remote areas of the country,
wireless-telephone carriers still are
unable to provide accurate information
about the location of the 911 caller to
911 answering centers. The proposed
revision to § 1926.50(f) updates the 911
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
service-posting requirements consistent
with the current status of land-line and
wireless-telephone technologies.
The proposed standard addresses the
problem of locating callers, usually cellphone callers, in remote areas that do
not have automatic-location capability.
In such areas, the proposed standard
requires employers to post in a
conspicuous location either the latitude
and longitude of the worksite or other
location-identification information that
effectively communicates the location of
the worksite. OSHA notes that when
ACCSH discussed this proposal, one
member stated that he had seen a
contractor provide latitude and
longitude coordinates at a remote site on
stickers given to employees. (ACCSH
Aug. 23, 2013 transcript, p. 85.)
Employers can obtain information about
which counties, or portions of counties,
are exempted from the 911 location
accuracy requirements from FCC PS
Docket No. 07–114, which is publicly
available on the FCC’s Electronic
Comment Filing System (ECFS) Web
page: https://apps.fcc.gov/ecfs/
proceeding/view?name=07-114.
The proposed revision also requires
employers to ensure that the
communication system they use to
contact ambulance service is effective.
Under existing § 1926.50(e), employers
are required to provide a
communication system for contacting
ambulance service, or proper equipment
for transportation of an injured person.
When using wireless telephones as a
communication system, however, that
system’s availability varies based on the
location of the caller. If an employer is
relying upon a communication system
at a worksite, it must be effective at the
worksite. The Agency is retaining the
requirement to post telephone numbers
of physicians, hospitals, or ambulances
for worksites located in areas where 911
emergency service is not available.
6. Subpart D of 1926—Occupational
Health and Environmental Controls,
Gases, Vapors, Fumes, Dusts, and Mists
in 29 CFR 1926.55
The provisions of § 1926.55 establish
permissible exposure limits for
numerous toxic chemicals used during
construction activities. These provisions
are the construction counterpart to the
general industry standard at
§ 1910.1000. However, OSHA believes
that several of these provisions, notably
paragraph (a), paragraph (c), and
Appendix A to § 1926.55, need
clarification. In this regard, OSHA
believes, first, that the use of the phrase
‘‘threshold limit values’’ and the
reference to the American Conference of
Governmental Industrial Hygienists
PO 00000
Frm 00014
Fmt 4701
Sfmt 4702
(ACGIH), in both paragraph (a) and
Appendix A, are confusing. Since these
are OSHA standards, the correct
terminology to express these limits is
‘‘permissible exposure limits,’’ and the
proposed revision makes this revision.
Moreover, while OSHA originally
adopted these limits from ACGIH
recommendations, the limits are OSHA,
not ACGIH, requirements. Therefore, the
proposed revision deletes the references
to ACGIH.
Second, the phrase ‘‘shall be avoided’’
in paragraph (a) has an advisory, rather
than a mandatory, connotation and,
therefore, is not appropriate in
regulatory text. OSHA is proposing to
revise this language to read, ‘‘An
employee’s exposure . . . must at no
time exceed the exposure limit given for
that substance.’’
Third, the words ‘‘inhalation,
ingestion, skin absorption, or contact’’
in paragraph (a) are redundant and
confusing. In addition, the
concentrations listed are airborne
values, and the standard addresses
exposure through any route. Therefore,
the proposed language deletes these
words.
Fourth, Appendix A is not an
appendix but an integral part of the
standard. The proposal, therefore,
would acknowledge this relationship by
revising the heading to read, ‘‘Table A.’’
Fifth, Appendix A (proposed Table A)
has a column labelled ‘‘Skin
Designation’’ under which an ‘‘X’’
demarcates certain substances, although
the appendix provides no definition of
‘‘X.’’ The 1970 ACGIH publication,
however, notes that the ‘‘X’’ identifies
substances that present a dermal hazard.
The proposed revision adds a footnote
to the proposed table that clarifies the
meaning of this designation.
Sixth, Appendix A (proposed Table
A) has two footnotes designated by
asterisks. However, there are no
asterisks in the body of the appendix
referencing these footnotes. The first
footnote, consisting of a single asterisk,
says, ‘‘The PELs are 8-hour TWAs
unless otherwise noted; a (C)
designation denotes a ceiling limit.’’
The second footnote, consisting of two
asterisks, states, ‘‘As determined from
breathing-zone air samples.’’ The
proposed revision deletes these two
footnotes, and moves the content of the
footnotes to proposed paragraphs (a)(1)
and (a)(2) of § 1926.55.
Finally, OSHA is proposing to correct
the cross-references to OSHA’s
construction asbestos standard in
paragraph (c) and in Appendix A
(proposed Table A). The correct cross
reference is: § 1926.1101.
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
7. Subpart D of 1926—Occupational
Health and Environmental Controls,
Process Safety Management of Highly
Hazardous Chemicals in 29 CFR 1926.64
To avoid unnecessary duplication,
OSHA is proposing to replace the entire
31 pages of regulatory text for the
Process Safety Management of Highly
Hazardous Chemicals (PSM) Standard
for construction at § 1926.64 with a
cross reference to the identical general
industry standard at § 1910.119. Other
construction standards have similar
cross references to corresponding
general industry standards; for example,
the Respiratory Protection Standard for
construction at § 1926.103 refers to the
general industry Respiratory Protection
Standard at § 1910.134.
OSHA believes that it is unnecessary
to reproduce the entire PSM Standard in
29 CFR part 1926 because construction
employers rarely have a PSM program at
their worksites. The PSM standard
affects construction employers mainly
through paragraph (h), Contractors,
when they perform construction work at
refineries or chemical-manufacturing
plants; in these cases, the host employer
generally will have a copy of the
standard available. Should construction
employers require a copy of the PSM
Standard, they can obtain a copy readily
at OSHA’s Web page.
mstockstill on DSK3G9T082PROD with PROPOSALS2
8. Subpart E of 1926—Personal
Protective and Life Saving Equipment,
Criteria for Personal Protective
Equipment in 29 CFR 1926.95
Current § 1926.95(a) of the
construction personal protective
equipment (PPE) standard states that
PPE ‘‘shall be provided, used, and
maintained in a sanitary and reliable
condition wherever it is necessary.’’ PPE
must fit properly in order to provide
adequate protection to employees. This
can be a particular issue for smallstature construction workers, including
some females, who may not be able to
use standard-size PPE. Section
1926.95(c)’s requirement that PPE to be
‘‘of safe design’’ implicitly precludes the
use of ill-fitting equipment. However,
OSHA’s construction standard does not
contain an explicit requirement for PPE
used in construction to fit each affected
employee, like the general industry PPE
standard does (see 29 CFR
1910.132(d)(1)(iii)).
Several commenters responding to the
request for information for this
rulemaking, including the AFL–CIO and
the International Safety Equipment
Association, recommended that the
Agency revise its construction PPE
standards to ensure that PPE fits all
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
construction employees (Exs. OSHA–
2012–0007–0012 and –0018).
Revising § 1926.95(c) to require
employers to select PPE that properly
fits each employee will clarify the
construction PPE requirements on this
point and make them consistent with
general industry PPE requirements. The
Agency believes that providing clear
and explicit language on this point will
help ensure employers provide
employees with properly fitting PPE,
thereby adequately protecting
employees exposed to hazards requiring
PPE. The proposed language, therefore,
merely clarifies, and makes explicit, the
requirement that all PPE used in
construction fit properly.
9. Subpart E of 1926—Personal
Protective and Life Saving Equipment,
Safety Belts, Lifelines, and Lanyards in
29 CFR 1926.104
OSHA is proposing to revise the
minimum breaking-strength
requirement for lifelines in the Safety
belts, lifelines, and lanyards standard,
§ 1926.104(c), to 5,000 pounds. This
proposed revision will bring
§ 1926.104(c) into conformity with the
breaking-strength requirements for
lanyards and vertical lifelines in the Fall
protection systems criteria and practices
(‘‘Fall Protection’’) standard at
§ 1926.502(d)(9). The Agency concludes
that making identical specifications for
the same equipment will avoid
confusion and, thereby, improve
compliance.
The breaking strength of a lifeline is
the maximum load that it can carry
without failing or breaking. Under
existing § 1926.104(c), the minimum
breaking-strength requirement is 5,400
pounds. As noted by OSHA in the
proposed Fall Protection standard
published on November 25, 1986 (51 FR
42718, 42726), the Agency based the
5,400-pound requirement on the
breaking strength of the then-available
3⁄4-inch diameter manila rope used for
body-belt systems and not on the forces
generated in a fall. The basis for the
revised requirement of 5,000 pounds
adopted in the final Fall Protection
standard and proposed now for
§ 1926.104(c) is the force generated by a
250-pound employee experiencing a
force 10 times the force of gravity, plus
a two-fold margin of safety. Id. This
proposed revision also is consistent
with the most recent ANSI/ASSE
standards Z359.1 2007 and A10.32.
10. Subpart G of 1926—Signs, Signals,
and Barricades
The provisions regarding accident
prevention signs, signals, and barricades
in 29 CFR 1926.200(g), 201 and 202,
PO 00000
Frm 00015
Fmt 4701
Sfmt 4702
68517
subpart G (Signs, Signals, and
Barricades), contain requirements for
employers’ use of accident prevention
signs, tags, signaling and barricades.
These provisions require that traffic
control signs and devices used for the
protection of workers, barricades used
for the protection of workers, and
signaling by flaggers and the use of
flaggers, including warning garments
worn by flaggers, comply with the
mandatory provisions of either of two
versions of Part VI of the MUCTD.
Employers may comply with Part VI of
the 1988 Edition, Revision 3, September
3, 1993, MUTCD (‘‘1988 Edition’’) or the
Millennium Edition, December 2000
MUTCD (‘‘Millennium Edition’’).
Several commenters to the SIP–IV
Request for Information (77 FR 72781),
including the AFL–CIO (OSHA–2012–
0007–0012), the Laborers’ Health and
Safety Fund of North America (OSHA–
2012–0007–0011), and the American
Road and Transportation Builders
Association (OSHA–2012–0007–0025),
asked OSHA to update subpart G
because the Department of
Transportation (DOT) updated the
MUTCD in 2009. These revisions aimed
to expedite traffic, promote uniformity,
improve safety, and incorporate
technology advances in traffic control
device application (74 FR 66730). In
addition, DOT issued two revisions to
the MUTCD in 2012 (77 FR 28455 and
77 FR 28460).
OSHA is proposing revisions to
Subpart G, including an update to the
references to the MUTCD to the
November 4, 2009 MUTCD (‘‘2009
Edition’’), including Revision 1 dated
May 2012 and Revision 2 dated May
2012. Updating the reference to the 2009
Edition MUTCD will eliminate
confusion as to which edition
employers must comply with, and will
inform employers that compliance with
DOT regulations will not conflict with
outdated OSHA regulations.
Statement of Reasonable Availability
OSHA believes that the Manual on
Uniform Traffic Control Devices is
reasonably available to interested
parties. It is available from the Federal
Highway Administration, United States
Department of Transportation, 1200
New Jersey Ave. SE., Washington, DC
20590; telephone: 202–366–4000; Web
site: https://www.fhwa.dot.gov/. In
addition, it is available in the docket for
this rulemaking and in OSHA’s docket
office for review. If OSHA ultimately
finalizes this rule, the standards will be
maintained in OSHA’s national and
regional offices for review by the public.
DOT requires that traffic control signs
or devices conform to the 2009 Edition
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
68518
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
(see 23 CFR 655.601 to .603). DOT
regulations recognize that the MUTCD is
the national standard for all traffic
control devices installed on any street,
highway, or bicycle trail open to public
travel (§ 655.603(a)). DOT requires
compliance with the 2009 Edition for all
federal-aid construction areas
(§ 655.603(d)(3)). In addition, each State
must have a highway safety program
that complies with DOT’s designated
national standard, and where State or
other federal agency MUTCDs or
supplements are required, they shall be
in substantial conformance with the
2009 Edition(23 U.S.C. 402(a); 23 CFR
655.603(b)(1)). Substantial conformance
means that the State MUTCD or
supplement shall conform as a
minimum to the standard statements
included in the 2009 Edition
(§ 655.603(b)).
The differences between OSHA’s
standards that reference the 1988
Edition and the Millennium Edition
MUTCDs and DOT’s regulations cause
potential industry confusion and
inefficiency, without advancing worker
safety. Accordingly, in Directive CPL
02–01–054, dated October 16, 2012,
OSHA stated that it would accept
compliance with the 2009 Edition in
lieu of compliance with the 1988
Edition or Millennium Edition MUTCDs
referenced in § 1926.200(g) through its
de minimis policy.
OSHA reviewed the differences
between the 1988 Edition, the
Millennium Edition, and the 2009
Edition, and concluded that the more
recently published manual will provide
greater employee safety benefits than
the older versions. The 2009 revisions to
the MUTCD largely make the document
more accessible and account for
advances in technology. A comparison
of the 1988 and 2009 Editions shows
few new requirements; rather, the
document is easier to use, with more
guidance and supporting material
available. The MUTCD is a complex
document comprised of standards,
guidance, and supporting material.
Under § 1926.6(a), OSHA’s Subpart G
provisions incorporate by reference only
the mandatory provisions of the
MUTCD, i.e., those provisions
containing the word ‘‘shall’’ or other
mandatory language, and only those
provisions that affect worker safety with
regard to the use of signs, devices,
barricades, flaggers and points of
hazard. Often, it was difficult to locate
these provisions, but the 2009 Edition
clearly labels them ‘‘standards.’’
The revisions to the 1988 and
Millennium Editions that affect worker
safety are minimal. DOT identified the
following areas as significant revisions
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
that relate to work safety in the final
rule (74 FR 66730):
• The needs and control of all road
users through a temporary traffic-control
(TTC) zone apply to all public facilities
and private property open to public
travel, in addition to highways.
• Federal Highway Administration
(FHWA) allows non-compliant devices
on existing highways and bikeways to
be brought into compliance with the
current edition of the MUTCD as part of
the systematic upgrading of substandard
traffic control devices (and installation
of new required traffic control devices)
required pursuant to the Highway Safety
Program, 23 U.S.C. 402(a). If the FHWA
establishes a target compliance date for
upgrading such devices, traffic control
devices shall be in compliance by that
date. (These target compliance dates
established by the FHWA are shown in
Table I–2 of the 2009 Edition.)
• Workers within the public right-ofway must use high-visibility safety
apparel.
• There is a new section titled
‘‘Automated Flagger Assistance
Devices’’ (AFAD). These optional
devices enable a flagger to assume a
position out of the lane of traffic when
controlling road users through TTC
zones.
• New requirements that flaggers
shall use a ‘‘STOP/SLOW’’ paddle, flag,
or AFAD to control road users; the 2009
Edition prohibits the use of hand
movements alone. In the previous
editions, it was not clear that hand
signals alone were insufficient.
• All devices used for lane
channelization (i.e., directing vehicles
in a particular direction) must be
crashworthy.
• Temporary traffic barriers,
including their end treatments (such as
an impact attenuator), must be
crashworthy.
There was one major revision to the
MUTCD, the 2003 Edition, between the
Millennium Edition and the 2009
Edition. OSHA is providing a list of the
changes between the 2003 Edition and
the 2009 Edition in the record (find
2009 Edition figure changes at
regulations.gov in Docket No. OSHA–
2012–0007).
Section 1926.200(g)—Traffic signs.
Current paragraph (g)(1) of § 1926.200
states, ‘‘[c]onstruction areas shall be
posted with legible traffic control signs
at points of hazard.’’ Accordingly,
current paragraph (g)(1) does not
explicitly require protection by traffic
control devices. However, existing
paragraph (g)(1) requires legible signs at
points of hazard and paragraph (g)(2)
prohibits misuse of both signs and
devices, by requiring their use to
PO 00000
Frm 00016
Fmt 4701
Sfmt 4702
conform to the MUTCD. Not requiring
employers to use, but prohibiting the
misuse of, protective devices at points of
hazard is an anomaly that causes
unnecessary confusion. Additionally,
current enforcement procedures allow
OSHA to cite an employer for a
violation under paragraph (g)(1) when
the employer exposes an employee to a
hazard resulting from the lack of
protective devices at points of hazard
when the devices (i.e., channelization
devices and warning devices) would
essentially serve as signs. (CPL 02–01–
054, Paragraph XIII.F.2).
The proposed revision explicitly
requires that employers use traffic
control devices at points of hazard.
Accordingly, OSHA is proposing to
revise paragraph (g)(1) to require
employers to use both signs and devices
at points of hazard. While paragraph
(g)(2) would still cover the misuse of
signs and devices, the proposal would
revise this paragraph too. Proposed
paragraph 200(g)(2) would clarify that it
covers the design and use of trafficcontrol devices, and would add a list of
those devices: Signs, signals, markings,
barricades, and other devices.
Consistent with these revisions, OSHA
would also revise the headings of
§ 1926.200 and paragraph (g) by adding
the term ‘‘devices’’ to these headings.
The Agency would retain the
requirement that signs be legible. These
changes would clarify the requirements
for signs and devices.
Section 1926.201—Signaling. The
Agency is limiting proposed revisions to
§ 1926.201 to the 2009 Edition update
discussed above.
Section 1926.202—Barricades. OSHA
is proposing to delete this section
because it would duplicate the
requirements in the proposed revisions
to paragraph (g)(1), which also would
require the use of barricades as traffic
control devices at points of hazard, and
paragraph (g)(2), which would require
that the design and use of barricades
conform to the updated MUTCD.
Section 1926.203—Definitions
applicable to this subpart. OSHA is
proposing to delete this section because
the MUTCD defines or describes most of
the words defined in this section (e.g.,
barricade, signs, signals). If OSHA
retained this section, it would need to
update these definitions to conform to
the MUTCD. To the extent that other
provisions of subpart G use the defined
words but do not reference the MUTCD,
OSHA believes that providing
definitions for these words is
unnecessary because the meanings of
the words are either obvious or defined
clearly in applicable consensus
standards or in other OSHA standards;
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
for example, an adequate description of
a ‘‘tag’’ is in § 1926.200(h).
In summary, OSHA is proposing to
amend the safety and health regulations
for construction to adopt and
incorporate the 2009 Edition of the
MUTCD and clarify the regulatory text.
The revisions would delete the
references in §§ 1926.200(g)(2) and
1926.201(a) to the 1988 Edition and
Millennium Edition of the MUTCD and
insert references to the 2009 Edition.
The revisions also would amend the
regulatory text of paragraphs (g)(1) and
(g)(2) of § 1926.200 to eliminate
confusion regarding OSHA’s
interpretation of the current text. The
proposal deletes § 1926.202 because it
duplicates the requirements in the
proposed revisions to § 1926.200(g) and
§ 1926.203 because the proposed
revisions make this section unnecessary.
mstockstill on DSK3G9T082PROD with PROPOSALS2
11. Subpart H of Part 1926—Materials
Handling, Storage, Use, and Disposal,
General Requirements for Storage in 29
CFR 1926.250
Subpart H of OSHA’s construction
standards governs the handling, storage,
use, and disposal of construction
materials on a work site. Section
1926.250 addresses safe storage of
building materials inside buildings
under construction, and § 1926.250(a)(2)
requires employers to post maximum
safe load limits of floors in storage areas.
This requirement is important in large
buildings under construction because
employers store large, heavy quantities
of building materials in these structures
to accommodate construction staging
and schedules. However, requiring
employers to post safe load limits is
unnecessary in single-family home
construction because employers do not
use these structures for storing heavy
materials that could endanger
employees working at lower levels
should the floor collapse. Therefore,
OSHA is proposing to exclude detached,
single-family residences and
townhouses from the posting
requirement.
OSHA finds that the proposed
revision will lessen the compliance
burden of employers without
jeopardizing the safety of employees.
While OSHA believes that employers
involved in residential-building
construction do not place heavy loads
on the floors of these structures, the
proposed revision does not relieve these
employers of the duty to ensure that any
loads placed on these floors do not
exceed the maximum safe loads of the
floors.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
12. Subpart P of 1926—Excavations,
Specific Excavation Requirements in 29
CFR 1926.651
Paragraphs (j)(1) and (j)(2) of
§ 1926.651 specify requirements for
employers to protect employees from (1)
loose rock or soil in excavations, and (2)
excavated or other materials or
equipment that could fall or roll into an
excavation. Similar provisions were part
of OSHA’s subpart P Excavation
standard originally issued under the
Construction Safety Act in 1971 as 29
CFR 1518.651(h) and (i) (36 FR 7340,
7389, April 17, 1971), and OSHA
retained them when it revised the
standard in 1989 (54 FR 45894, Oct. 31,
1989). The original 1971 standard
placed the burden on employers to
ensure employees’ safety from loose
rock and soil, and excavated or other
materials, in or around excavations (36
FR 7340, 7389). The 1989 revision
added to the paragraphs (j)(1) and (j)(2)
the phrase ‘‘that could pose a hazard’’
when referring to loose rock or soil and
excavated or other materials or
equipment (54 FR 45894, 45924–45925).
A number of decisions by
administrative law judges of the
Occupational Safety and Health Review
Commission (OSHRC) have interpreted
the added phrase in the standard as
placing the burden on OSHA to
establish that loose rock or soil or
excavated or other material or
equipment poses a hazard to employees
before it can establish a violation of
§§ 1926.651(j)(1) and (j)(2). (See, e.g.,
Black Construction Corp., 19 BNA
OSHC 1043 (2000) (ALJ) ((j)(1)); Schaer
Development of Central Florida, Inc.,
No. 11–0371, 2011 WL 3394942
(OSHRC ALJ June 2, 2011) ((j)(2))).
These decisions are contrary to most of
OSHA’s standards, which presume that
a hazard exists unless the employer can
demonstrate otherwise (see, e.g., Austin
Bridge Co., 7 BNA OSHC 1761 (1979)).
Moreover, the preamble to the 1989
revision does not indicate that OSHA
intended to shift the burden when it
revised the 1971 provisions, but only to
clarify the language of the provisions
(54 FR 45894, 45924). Thus, OSHA is
proposing to remove the phrase ‘‘that
could pose a hazard’’ from
§ 1926.651(j)(1) and (j)(2). This revision
would clarify, as originally intended,
employers must protect their employees
from loose rock or soil and excavated or
other materials or equipment, and that
OSHA does not have the burden of
demonstrating the existence of a hazard.
Therefore, the standards presume a
hazard unless an employer complied
with the protections required by
§§ 1926.651(j)(1) and (j)(2).
PO 00000
Frm 00017
Fmt 4701
Sfmt 4702
68519
Section 1926.651(j)(1) applies to loose
rock or soil that can fall from the face
of the excavation. The preamble to the
1989 revision states that this provision
does not apply to all excavations, only
those excavations with loose rock or soil
of ‘‘sufficient volume [to] endanger an
employee’’ (54 FR 45894, 45924). It is
the employer’s duty to assess whether
(1) the rock or soil is loose and (2) of
sufficient volume to potentially
endanger or injure employees in the
excavation. The proposed revision
would remove the phrase ‘‘that could
pose a hazard,’’ but would keep the
language limiting this provision to loose
rock or soil. As noted in the previous
paragraph, removing the language ‘‘that
could pose a hazard’’ from the provision
would preserve the duty of employers to
protect workers from the hazard, while
relieving OSHA of the initial burden of
demonstrating that a hazard exists.
OSHA also is proposing to remove the
language ‘‘by falling or rolling from an’’
from the provision as that language is
unnecessary to describe the hazard;
however, OSHA is proposing to retain
the term ‘‘excavation face’’ in the
provision to clarify the location of the
hazard.
Section 1926.651(j)(2) applies to
excavated materials (‘‘spoil piles’’) or
other materials or equipment that are on
the surface near the excavation.
Employers must keep these piles, and
other materials or equipment, at least
two feet from the edge of the excavation,
or prevent them from moving by using
retaining devices. Excavated soil is
loose and may present a hazard to
workers in an excavation. As explained
in the preamble to the 1989 revision:
The intent of this requirement is to protect
employees from materials, equipment, and
spoil piles which might fall into excavations.
Obviously, materials such as excavated soil
and stored construction supplies can
superimpose loads on the walls of an
excavation. Such loads can be the cause of
cave-ins and must be considered when
determining what protection is necessary to
safeguard employees.
(54 FR 45894, 45925).
The proposed revision would remove
the phrase ‘‘that could pose a hazard by
falling or rolling into excavations,’’ but
would retain the language ‘‘excavated or
other materials or equipment,’’ from the
first sentence in paragraph (j)(2). The
proposed language would keep the
remaining language in the paragraph,
including the two-foot rule, and would
remove from OSHA the burden of
demonstrating that a hazard exists,
while retaining the employers’ duty to
protect employees from the hazards of
excavated or other materials or
E:\FR\FM\04OCP2.SGM
04OCP2
68520
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
equipment placed less than 2 feet from
the edge of the excavation.
13. Subpart S of 1926—Underground
Construction, Caissons, Cofferdams and
Compressed Air, Underground
Construction in 29 CFR 1926.800
Existing regulatory language in
§ 1926.800(k)(10)(ii) requires that
mobile diesel-powered equipment used
in ‘‘other than gassy operations’’
underground be approved by the Mine
Safety and Health Administration
(MSHA) in accordance with the
provisions of 30 CFR part 32, or that the
employer that demonstrate the
equipment is ‘‘fully equivalent’’ to
MSHA-approved equipment. In 1996,
MSHA revoked part 32 and replaced it
with updated provisions in 30 CFR part
7, subpart E and 30 CFR 75.1909 Nonpermissible diesel-powered
equipment; 10 design and performance
requirements, 75.1910 Non-permissible
diesel-powered equipment; electrical
system design and performance
requirements, and 75.1911 Fire
suppression systems for diesel-powered
equipment and fuel transportation units
(61 FR 55411). In 2001, MSHA issued 30
CFR 57.5067, which permits operators
to use engines that meet Environmental
Protection Administration (EPA)
requirements for engines as an
alternative to seeking MSHA approval
under part 7, subpart E (66 FR 5706).
The Agency proposes to update the
regulatory language in
§ 1926.800(k)(10)(ii) to cross-reference
these updated provisions.
OSHA’s existing regulatory language
in § 1926.800(i)(2) requires that mobile
diesel powered equipment used in
‘‘gassy operations’’ underground be
approved by MSHA in accordance with
the provisions of 30 CFR part 36, or that
the employer demonstrate that the
equipment is ‘‘fully equivalent’’ to
MSHA-approved equipment. MSHA has
also updated part 36. However, the
reference in § 1926.800(i)(2) remains
correct, and OSHA does not need to
change the language to ensure
employers are following MSHA’s
updated requirements.
Under 30 CFR 57.5067, all engines
used in underground mines must have
an affixed plate evidencing approval of
the engine pursuant to 30 CFR part 7,
subpart E or meet or exceed the
applicable requirements of the EPA
listed in MSHA Table 57.5067–1. To use
equipment with non-permissible
engines in non-gassy operations, the
employer must ensure it meets the
requirements listed in 30 CFR 75.1909,
10 Non-permissible equipment may not be used in
gassy operations.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
75.1910, and 75.1911 for other machine
features. If the employer wishes to use
equipment with permissible engines, in
gassy operations, it must ensure the
equipment meets the requirements
listed in 30 CFR part 36 for other
machine features.
When MSHA revoked 30 CFR part 32
in 1996, it directed state and federal
agencies that reference 30 CFR part 32
to 30 CFR part 7, subpart E and 30 CFR
75.1909 and 75.1910 (61 FR 55416).
Accordingly, the proposal substitutes
references to those sections for the
reference to part 32. OSHA has also
proposed including 30 CFR 75.1911(a)–
(i) in the cross-reference because
§ 75.1909 requires certain equipment to
have fire suppression systems in
accordance with § 75.1911. To maintain
the scope of 29 CFR 800(k)(10)(ii),
OSHA is not proposing to incorporate
§ 75.1911 paragraphs (j) and (k)
(regarding fire suppression systems on
diesel-powered equipment), which are
training and recordkeeping
requirements that were not contained in
the original 30 CFR part 32. In addition,
OSHA is not proposing to incorporate
§ 75.1911(l), which addresses the
interaction of that section with other
MSHA requirements not relevant here.
Thus, OSHA has not included
paragraphs (j)–(l) in the cross reference.
If adopted, these changes will allow
employers to use diesel-powered
engines on mobile equipment in
underground construction that meets
current MSHA requirements.
The existing OSHA standard allows
employers to use non-MSHA approved
engines if they can demonstrate that
they are fully equivalent. The existing
standard and OSHA give no guidance
how employers can make such a
demonstration. OSHA believes that the
allowance for engines that meet or
exceed EPA requirements in MSHA
Table 57.067–1 is a much more effective
and simple way to allow the use of nonMSHA approved engines. OSHA solicits
comments on whether employers do
make such demonstrations and whether
the use of EPA requirements will better
effectuate a safe and healthful
workplace.
For other machine features, the
proposal requires that equipment with
non-approved engines meeting the
applicable EPA requirements must also
meet the requirements of 30 CFR
75.1909, 75.1910, and 75.1911(a)–(i) for
non-permissible engines used in ‘‘other
than gassy’’ operations. Because these
requirements list features, the only way
for an employer to demonstrate
equivalency is to show that the
equipment has the required features,
rendering the ‘‘fully equivalent’’ clause
PO 00000
Frm 00018
Fmt 4701
Sfmt 4702
unnecessary as to ‘‘other machine
features.’’ Therefore, because OSHA
believes that the function of the current
‘‘fully equivalent’’ clause is captured by
the updates to the referenced MSHA
regulations, the Agency has not retained
the language in the proposal.
Based on available information,
OSHA has determined that currently
manufactured equipment meets the
proposed requirements and is generally
compliant with the more stringent EPA
Tier 3 and Tier 4 emission requirements
(ERG, 2015). The Agency has therefore
preliminarily concluded that all
applicable new equipment currently
available for in the market meets the
proposed requirements. OSHA
recognizes that there may be some
employers using equipment that
predates the newer MSHA standards,
and the EPA requirements referenced in
them. To avoid the costs of replacing
existing equipment in use and are
complaint with the current Standard,
the Agency proposes to allow
equipment purchased before the
effective date of the final rule to
continue to comply with the terms of
existing § 1926.800(k)(10)(ii) (including
having been approved by MSHA under
30 CFR part 32 (1995) or be determined
to be equivalent to such MSHAapproved equipment). OSHA solicits
comment on whether there are engines
in use that meet the existing standard
but will not meet the requirements of
current MSHA standard and, if so,
whether continued use of such
equipment presents a serious safety or
health hazard. OSHA also seeks
comment on whether this proposed
grandfathering is workable.
14. Subpart S in 1926—Underground
Construction, Caissons, Cofferdams and
Compressed Air, Compressed Air in 29
CFR 1926.803
OSHA is proposing to revise subpart
S—Underground Construction,
Caissons, Cofferdams, and Compressed
Air by replacing the decompression
tables currently found in Appendix A to
subpart S with the 1992 French Air and
Oxygen decompression tables. OSHA is
also requesting comment on whether the
following decompression tables should
also be permitted as substitutes for the
existing tables in Appendix A: The
Edel-Kindwall (NIOSH) tables, the
Blackpool (British) tables, and the
German Standard Decompression tables.
OSHA has preliminarily concluded that
the French tables provide safer
decompression practices than the OSHA
decompression tables currently found in
Appendix A to subpart S. OSHA
proposes to revise § 1926.803(f)(1) to
require employers to follow the 1992
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
French Air and Oxygen decompression
tables to decompress employees
exposed to compressed air
environments. OSHA proposes to adopt
the French tables with an incorporation
by reference, while deleting Appendix
A.
The current decompression tables in
OSHA’s subpart S standard were
developed by Washington state.
According to a NIOSH Request for
Information (77 FR 74193), the
Washington state Decompression Tables
were used by several states prior to
1971, when OSHA adopted them as the
federal requirement in Appendix A to
subpart S. These tables were adopted
under section 6(a) of the OSH Act,
which permitted the Agency, for a twoyear period, to adopt then-current
consensus standards as its own without
notice and comment rulemaking. The
tables in Appendix A prescribe
decompression by reducing the pressure
that workers are exposed to at intervals
in accordance with the schedule in the
tables. The current tables address
exposures ranging from half an hour to
over eight hours, with only one
decompression schedule for exposures
of greater than eight hours. Subpart S
prohibits employee exposures to
compressed air environments of greater
than 50 pounds per square inch (p.s.i)
(§ 1926.803(e)(5)).
Employers in the tunneling
construction industry have requested
variances from the underground
construction standards in subpart S
from federal OSHA as well as states
with State Plans. The requests seek a
variance to use decompression tables
other than those found in Appendix A
to subpart S as well as other provisions
in the underground standards. In their
requests, employers in the industry
assert that using other decompression
tables is safer than using OSHA’s
current decompression tables. Also of
note, many of the tunneling projects
have working pressures ahead of the
drill head higher than 50 p.s.i.—so none
of the tables in Appendix A would be
appropriate or safe. The variance
requests suggest that using tables that
provide for decompression from
environments under pressure greater
than 50 p.s.i. and provide staged
decompression (stopping workers at set
depths and pressures to prevent
decompression illness (DCI)), with an
enriched oxygen atmosphere, provide
greater protection to employees from
DCI. The decompression tables that
were developed after the 1970s use
elevated levels of oxygen to aid in the
decompression process.
The ineffectiveness of the current
OSHA tables for preventing DCI is
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
discussed in a 1986 study by Gregory J.
Downs and Edel P. Kindwall. During a
tunneling project in Milwaukee where
pressures ranged from 28 psig to 43 psig
and the current OSHA tables were used
for decompression, 33 percent of
tunneling workers examined
experienced aseptic necrosis, a form of
DCI also known as dysbaric
osteonecrosis that causes portions of the
bone tissue to die.11 The study explains
that parts of the current OSHA tables
‘‘poorly facilitates total nitrogen
elimination,’’ resulting in instances of
aseptic necrosis for a substantial
number of workers decompressed in
accordance with the tables at the
Milwaukee tunneling project.12 Downs
and Kindwall concluded that the OSHA
tables are ‘‘considered inadequate in
efficiently eliminating nitrogen from the
body, and allow bone disease at
pressures in excess of 36.5 psig.’’ 13
Kindwall mentioned in a subsequent
study that there were inconsistencies in
the OSHA tables. For example, the
decompression times at 26 and 44 psig
are the same for six and eight hour
exposures. He believes that this is the
result of a mistake made during the
transcription of the tables.14
On May 23, 2014 OSHA granted a
permanent variance to an underground
construction contractor allowing, among
other things, the employer to use the
1992 French decompression tables (79
FR 29809). In granting this variance,
OSHA found that if the employer
followed the requirements of the
variance, including the French
decompression tables, the working
conditions for employees would be at
least as safe as following OSHA’s
standard (79 FR 29816). OSHA granted
similar variances for other projects on
March 27, 2015 (80 FR 16440), and
August 20, 2015 (80 FR 50652). On July
27, 2015, OSHA published a Federal
Register notice seeking comment on an
employer’s variance request to use the
1992 French decompression tables for
all future tunneling projects it performs,
subject to certain conditions (80 FR
44386). (Note that ‘‘at least as safe’’ is
the main criterion OSHA follows to
evaluate variance requests.)
On December 15, 2011, the Seattle
Tunnel and Tail Team gave a
presentation to the Advisory Committee
on Construction Safety and Health
11 Downs GJ, Kindwall EP (1986) ‘‘Aseptic
necrosis in caisson workers: A new set of
decompression tables,’’ p. 570.
12 Id.
13 Id.
14 Kindwall, EP (1997). Compressed air tunneling
and caisson work decompression procedures:
Development, problems, and solutions. Undersea
and Hyperbaric Medicine, 24(4), p. 342.
PO 00000
Frm 00019
Fmt 4701
Sfmt 4702
68521
(ACCSH), titled Tunnel Advances
(OSHA–2011–0124–0066). The
presentation discussed how technology
and work practices have changed in the
underground construction industry,
particularly since the promulgation of
subpart S. They illustrated this point by
showing the number of variances that
were needed to complete underground
construction projects safely, as many of
the requirements of subpart S have
become outdated. One of the common
variance requests asks to use
decompression tables other than the
current OSHA decompression tables.
1992 French Air and Oxygen
Decompression Tables
The 1992 French decompression
tables replaced an older series of tables
from 1974. The French Ministry of
Labor revised the earlier tables when a
number of cases of DCI occurred during
an underground construction project.15
OSHA conducted a review of the
scientific literature on DCI during work
under higher air pressure to determine
whether use of the decompression
methods in the 1992 French
Decompression Tables was more
effective or safer than following the
tables currently in the standard. Based
on this review, OSHA has preliminarily
concluded that decompression
recoveries performed with these tables
will result in a fewer cases of DCI than
the decompression tables specified by
the current standard.
The review conducted by OSHA
found several studies supporting the
determination that the 1992 French
Decompression Tables result in a lower
rate of DCI than the decompression
tables specified by the standard. For
example, H. L. Andersen studied the
occurrence of DCI at maximum
hyperbaric pressures ranging from 4
p.s.i.g. to 43 p.s.i.g. during construction
of the Great Belt Tunnel in Denmark in
1992–1996.16 This project used the 1992
French Decompression Tables to
decompress the workers during part of
the construction. Anderson observed 6
DCI cases out of 7,220 decompression
events, or a frequency of 0.0008 (0.08
percent). The DCI incidence in the study
by Andersen is substantially less than
the DCI incidence reported by Eric
Kindwall for the decompression tables
specified in Appendix A of the current
standard. In his study, Kindwall
reported 60 treated cases of DCI among
15 Le Pechon, JC, Barre, P, Baudi, JP, Ollivier, F
(1992). Compressed Air Work—French Tables 1992
Operational Results. p. 285.
16 Anderson HL (2002). Decompression sickness
during construction of the Great Belt tunnel,
Denmark. Undersea and Hyperbaric Medicine,
29(3), pp. 172–188.
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
68522
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
4,168 exposures between 19 and 31
p.s.i.g., resulting in a DCI incidence of
1.44 percent using the current OSHA
tables.17 OSHA found no studies in
which the DCI incidence reported for
the 1992 French Decompression Tables
were higher than the DCI incidence
reported for the OSHA decompression
tables. The results of these studies show
that the French tables do a better job of
minimizing the significant risks of
decompression illness than the current
OSHA tables.
During decompressions under the
May 23, 2014 variance to Tully/OHL
USA Joint Venture, which allowed use
of the French decompression tables
during hyperbaric operations, the Tully/
OHL reported no instances of DCI using
the French tables.18 Likewise, during
decompressions under the variance to
Traylor/Skanska/Jay Dee Joint Venture,
which also allowed use of the French
decompression tables, Traylor/Skanska/
Jay Dee reported no instances of DCI.
(Traylor 2015). The French tables also
address decompression at greater
pressures than 50 p.s.i and for durations
longer than eight hours.
State-Plan states have also granted
variances to entities asking to use the
1992 French Air and Oxygen
Decompression tables. On June 25,
2007, Washington state granted a
permanent variance to VCGP/Parsons
RCI/Frontier-Kemper, JV that allowed,
among other things, the use of the 1992
French Air and Oxygen decompression
tables. Based on its research, the state of
Washington determined that
‘‘decompression using oxygen is much
more effective in purging the body of
residual nitrogen,’’ concluding that the
French tables were at least as effective
as the decompression tables in their
standard (OSHA–2012–0036–0009).
Similarly, Nevada (OSHA–2012–0036–
0006) and Oregon (OSHA–2012–0036–
0007) approved variance requests to use
the French tables.
Based on a review of available
evidence, the experience of State-Plan
states (discussed above) that granted
variances (Nevada, Oregon, and
Washington) for hyperbaric exposures
occurring during similar subaqueous
tunnel-construction work, and OSHA’s
previously issued variance allowing use
the French Decompression Tables,
OSHA is proposing to replace the tables
in Appendix A with the 1992 French
Decompression Tables, which will be
17 Kindwall, EP (1997). Compressed air tunneling
and caisson work decompression procedures:
Development, problems, and solutions. Undersea
and Hyperbaric Medicine, 24(4), pp. 337–345.
18 Email from Luis Alonso to Stefan Weisz, RE:
Tully Variance End of Project Effectiveness
Evaulation Report—Reminder, January 21, 2015.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
incorporated by reference into
§ 1926.803(f)(1).
Other Tables
In 2003, Valerie Flook published ‘‘A
comparison of oxygen decompression
tables for use in compressed air work,’’
a Health and Safety Executive study
comparing several oxygen
decompression tables, including the
British, French, German, and EdelKindwall tables. The study ‘‘was
commissioned to compare a number of
tables used for oxygen decompression
from compressed air work in order to
identify the safest set of tables. . . .’’
The study used a mathematical model to
predict the maximum gas volume in
bubbles in the central venous blood at
the end of decompression using each set
of tables. The report noted that the
model used had been verified by
comparison to actual nitrogen gas
bubble counts (measured using Doppler
technology) after various compression
decompression trials in both animal and
human subjects. As explained by
NIOSH, nitrogen gas bubbles in the
body are a precursor to DCI.19
The Flook study concluded that ‘‘[t]he
range of gas volumes predicted for most
exposures is small and it is unlikely that
the different [decompression] profiles
could be distinguished. . . .’’ (Flook,
2003, 34). The British, French, EdelKindwall, and German tables, among
others, all achieved a quantity of
nitrogen gas bubbles that was within the
same range. Similar to the French tables,
the British and German tables also
address decompression at greater
pressures than 50 p.s.i. and for
durations longer than eight hours, while
the Edel-Kindwall tables do not. OSHA
is seeking comment on whether the
Edel-Kindwall, British, and/or German
tables should be included as options in
the OSHA standard. OSHA also seeks
any scientific information beyond the
Flook study demonstrating the
effectiveness of these tables in
preventing DCI. If OSHA were to add
any of these tables (British, EdelKindwall, and/or German) to § 1926.803
in addition to the French tables, then
employers would be able choose any of
the added tables to decompress
employees. OSHA provides more
information about each below.
Edel-Kindwall Tables
OSHA asks for comment on whether
the Edel-Kindwall decompression tables
should (also) be included as a
replacement for the tables in Appendix
19 CDC—Decompression Sickness and Tunnel
Workers, https://www.cdc.gov/niosh/topics/
decompression/default.html.
PO 00000
Frm 00020
Fmt 4701
Sfmt 4702
A of subpart S. The Edel-Kindwall
tables were developed in response to
several tunneling workers experiencing
DCI using the current OSHA
decompression tables. Between 1971
and 1973 during a tunneling project in
Milwaukee, Wisconsin, workers
experienced aseptic necrosis, when
using the current OSHA decompression
tables. This incident prompted NIOSH
to determine if alternate decompression
tables could be developed.20
NIOSH awarded a contract to Eric
Kindwall to develop staged
decompression tables. The tables, later
known as the Edel-Kindwall
decompression tables, included the use
of oxygen because it shortened
decompression time considerably, from
over 10 hours to less than four hours. A
1986 study by Kindwall and Gregory J.
Downs tested the effectiveness of the
Edel-Kindwall tables to eliminate
nitrogen from the body and reduce
instances of DCI. Six human subjects
were compressed for this experiment.
While compressed, each subject
simulated work conditions for four
hours. After performing many activities
to establish baseline information for
each subject, they were decompressed
in accordance with the OSHA or EdelKindwall air and oxygen tables. The
comparison of the OSHA tables and the
Edel-Kindwall air table ability to
eliminate nitrogen from the body
resulted in ‘‘no statistical difference’’
between the two tables. The comparison
of the OSHA tables and the EdelKindwall oxygen table showed that the
Edel-Kindwall oxygen table was ‘‘more
efficient in eliminating nitrogen’’ than
the OSHA tables. Kindwall and Downs
concluded that their ‘‘data is definitive
enough to for immediate acceptance of
this table for use by the construction
industry.’’ Although Kindwall and
Downs expressed some concerns
regarding the cost of equipment, oxygen
toxicity and flammability, they did not
believe these potential concerns
outweighed the ‘‘shorter decompression
times and reduced morbidity’’ offered
by the Edel-Kindwall tables.21
The Edel-Kindwall tables have been
approved as part of variance requests in
some State Plan states. In its December
15, 2011 presentation, the Seattle
Tunnel and Tail Team presented
permanent variances—one from Oregon
in 2004 and another from Washington in
2007—that approved the use of the
Edel-Kindwall tables for underground
20 CDC—Decompression Sickness and Tunnel
Workers, https://www.cdc.gov/niosh/topics/
decompression/history.html.
21 Downs GJ, Kindwall EP ‘‘Aseptic necrosis in
caisson workers: A new set of decompression
tables,’’ 1986.
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
construction projects within those states
(OSHA–2011–0124–0066).
German Decompression Tables
OSHA asks for comment on whether
to (also) include the German
decompression tables as a replacement
for the tables in Appendix A of subpart
S. These decompression tables were
developed by Dr. Max Hahn.22 These
tables were approved for use in Oregon,
along with the French tables, in 2006
(OSHA–2012–0036–0007). The
information from the Flook study
discussed above resulted in the German
decompression tables being approved by
the Health and Safety Executive for use
in the United Kingdom, ‘‘the first time
non-UK tables had been used on a UK
contract.’’ 23
mstockstill on DSK3G9T082PROD with PROPOSALS2
British Blackpool Tables
OSHA asks for comment on whether
the British Blackpool decompression
tables should (also) be included as a
replacement for the tables in Appendix
A of subpart S. The Blackpool
decompression tables were published in
1973 with air as the breathing gas for
decompression.24 The Blackpool
decompression tables are included in
the United Kingdom’s Health and Safety
Executive’s ‘‘A Guide to Compressed
Air Work 1996,’’ The Guide updated the
‘‘Work in Compressed Air Special
Regulations 1958.’’ 25 In 2001, oxygen
decompression became mandatory in
the United Kingdom, using a modified
Blackpool table that required ‘‘oxygen
breathing from 0.6 bar downwards.’’ 26
A year later, the Health and Safety
Executive reprinted ‘‘A Guide to
Compressed Air Work 1996’’ to reflect
the change in policy. The modified
Blackpool Tables were compared to
other oxygen decompression tables in
the Flook study discussed above.
Insofar as the Agency can find,
underground projects which incorporate
new tunneling technology have not
followed OSHA’s existing
decompression tables, but have
followed more recently developed
tables. In each case, federal OSHA or a
State Plan state has been persuaded by
the available research and studies on the
matter that the newer decompression
22 Huggins, Karl E ‘‘The Dynamics of
Decompression Workbook’’, 1992.
23 Lamont, DR, Flook, V ‘‘A Comparison of
Oxygen Decompression Tables for Use in
Hyperbaric Tunnelling’’.
24 Lamont, DR, Flook, V ‘‘A Comparison of
Oxygen Decompression Tables for Use in
Hyperbaric Tunnelling’’.
25 A guide to the Work In Compressed Air
Regulations 1996, Health and Safety Executive.
26 Lamont, DR, Flook, V ‘‘A Comparison of
Oxygen Decompression Tables for Use in
Hyperbaric Tunnelling’’.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
methods better protect underground
workers. (The states have either granted
variances (discussed above) or
promulgated a new standard
(California 27)). Many of these tunneling
projects also require work in
atmospheres above the 50 p.s.i. limit in
OSHA’s construction subpart S, as
current tunneling technology, when
there are gaseous or wet underground
conditions particularly, require higher
pressures. (OSHA is not proposing to
change the 50 p.s.i. limit in the SIP–IV
rulemaking.)
SIP–IV Request for Information
Given the evidence suggesting that
other decompression tables are at least
as safe and in many cases safer than
OSHA’s current decompression tables,
OSHA asked for comment on this topic
in its Standards Improvement Project—
Phase IV, Request for Information (77
FR 72781; Dec. 6, 2012). OSHA received
comments from various groups
requesting that OSHA update or revise
its decompression tables (OSHA–2012–
0007–0011, –0016, –0017). All of the
commenters stated that OSHA’s current
decompression tables were outdated
and did not address the hazard of DCI
as well as more recently developed
decompression tables. NIOSH argues
that updating the decompression tables
in Appendix A will shorten the time
needed for decompression and reduce
the instances of decompression sickness
(OSHA–2012–0007–0017). NIOSH
recommended that OSHA take the
following steps when updating its
decompression tables: Require staged
decompression, allow 100 percent
oxygen use during decompression, vary
the decompression schedule based on
exposure time, and allow for greater
pressures in underground construction
projects. NIOSH also recommended that
OSHA adopt the Edel-Kindwall tables.
The Laborers’ Health and Safety Fund of
North America recommended that
OSHA adopt the French and Tri-mix 28
tables, with a certifying physician and
variances from OSHA above 8 bars (116
p.s.i.) of pressure (OSHA–2012–0007–
0011).
OSHA must set safety standards that
provide a high degree of worker
protection (Int’l Union, UAW v. OSHA,
37 F.3d 665,669 (D.C. Cir. 1994); 58 FR
16612, 16615 (Mar. 30, 1993)). Such
27 California incorporates the Navy Diving
Manual by reference. Because these tables are
specifically for diving, conversions are necessary to
use the tables in a non-diving application. See
https://www.dir.ca.gov/title8/6085.html. For this
reason, OSHA is not proposing to add, or seeking
comment on, the Navy Diving Manual.
28 Tri-mix is a mixture of three breathing gases:
Oxygen, nitrogen, and helium. The mixture of the
gases is usually proprietary.
PO 00000
Frm 00021
Fmt 4701
Sfmt 4702
68523
standards must also be feasible and costeffective. Based on the evidence
discussed above, OSHA preliminarily
determines that the best available
evidence shows that the decompression
tables in Appendix A to subpart S are
not highly protective and that the
French tables are more protective of
worker health. OSHA is seeking
comment on whether the EdelKindwall, British, and German tables
should be included as options in the
OSHA standard. In addition, OSHA
requests comment on NIOSH’s
statement that staged decompression
will shorten the time needed for
decompression.
Therefore, OSHA proposes to remove
the decompression tables found in
Appendix A of Subpart S and replace
them with the 1992 French Air and
Oxygen decompression tables. The
French tables have been used most often
in the U.S., and the Agency has
collected more information on their
safety. Regarding the request for
comment on other identified tables,
OSHA also asks whether it would be
less confusing and easier for the
tunneling industry to use one set of
tables, rather than include more
alternatives in the OSHA standard?
The tables will be posted in the
docket of this proposal for commenters
to view.
Alternative Regulatory Structure
OSHA seeks comment on an
alternative regulatory structure for
regulating which decompression tables
will be used to decompress workers
from a compressed air environment.
Under this structure, in addition to
removing its current decompression
tables, OSHA would also revise
§ 1926.803(f) to allow employers to use
any decompression table that a qualified
person determines will protect workers
from instances of DCI on the project.
The table used would have to meet
accepted industry practices for prevent
DCI in workers.
As discussed earlier, OSHA adopted
the Washington state decompression
tables into its regulations under section
6(a) of the Occupational Safety and
Health Act. Although used by several
states prior to their adoption, few, if
any, studies regarding the effectiveness
of the Washington state decompression
tables were done prior to their adoption
by OSHA. Instances of DCI using the
current OSHA tables led NIOSH to
support research that resulted in the
creation of the Edel-Kindwall tables.
Since then, several other tables have
been developed that when used result in
a lower incidence of DCI.
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
68524
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
OSHA has granted variance requests
from members of the underground
construction industry asking, among
other things, to use decompression
tables that they believe are at least as
effective as the current OSHA tables
found in Appendix A of subpart S. On
May 23, 2014, OSHA granted the
variance request of Tully/OHL USA
Joint Venture (79 FR 29809). Tully/OHL
USA requested to use the 1992 French
decompression tables, which permit
both air and oxygen decompression.
OSHA granted a variance to Traylor/
Skanska/Jay Dee Joint Venture in which
they also requested to use the 1992
French decompression tables, as well as
the proprietary Trimix tables, in their
variance application (80 FR 16440).29
OSHA also granted a permanent
variance to Impreglio Healy Parsons
Joint Venture on August 20, 2015 (80 FR
50652). Their variance application also
requested to use the 1992 French
decompression tables (OSHA–2014–
0011–0001). Several occupational safety
and health programs have approved of
various decompression tables for
underground construction work. In the
Seattle Tunnel and Tail Team’s
presentation to ACCSH, they included
variances from Washington that
approved the use of the 1992 French
decompression tables, Trimix tables,
and modified NIOSH (Edel-Kindwall)
tables (OSHA–2011–0124–0066). The
presentation also included a variance
from Oregon that approved the use of
the DCIEM Oxygen Decompression
tables, also known as the Canadian
Navy Tables, the 1992 French
Decompression Tables, and the NIOSH
(Edel-Kindwall) Oxygen Decompression
tables (OSHA–2011–0124–0066). In
their comment to the Request for
Information, the Laborer’s health and
Safety Fund of North America
recommended OSHA adopt the French
tables, but listed four other
decompression tables—the EdelKindwall tables, the U.S. Navy Tables
(Revision 6), the Canadian Navy Tables
(1992), and the Trimix tables (for
pressures over 4.8 bar)—that had been
approved by variance in several states.
(OSHA–2012–0007–0011). Furthermore,
the Flook study suggests that many of
the oxygen decompression tables
provide virtually the same protection
from DCI.
29 Although Traylor/Skanska/Jay Dee Joint
Venture requested the use of Trimix tables in their
variance application for the Blue Plains Tunneling
(BPT) project, they later explained to OSHA that
‘‘[a]t the Blue Plains Tunnel, Traylor will not
experience hyperbaric pressures greater than 3.6
bar. Therefore we do not plan on using trimix at the
BPT project.’’ OSHA–2012–0035–0013.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
Given the numerous decompression
tables that employers requests to use in
variance applications, it appears that the
industry does not believe there is one
table that is applicable for all
underground construction projects
where workers may need to be
decompressed. OSHA believes using a
performance standard rather than
specifying which table an employer
must use may allow employers greater
flexibility in providing safe
decompression for their workers. OSHA
requests comment on this regulatory
approach.
Statement of Reasonable Availability
OSHA believes that the 1992 French
Decompression Tables included in this
proposal are reasonably available to
interested parties. The tables are
published in the Official Journal of the
French Republic, titled ‘‘Travaux en
milieu hyperbare, measures
`
particulieres de prevention’’ (Work in
hyperbaric environment, specific
prevention measures). J. O. Rep. Franc.
¸
Brochure n° 1636, June 1992. The tables
are available for purchase from the
French government at https://
www.journal-officiel.gouv.fr/. In
addition, it is available in the docket for
this rulemaking and in OSHA’s docket
office for review. If OSHA ultimately
finalizes this rule, the tables will be
maintained in OSHA’s national and
regional offices for review by the public.
Subpart S—Underground
Construction, Caissons, Cofferdams and
Compressed Air also has several
provisions that limit the quantities of
oxygen that may be taken below ground
and kept there. OSHA asks for comment
on providing an exception to those
requirements for purposes of
maintaining oxygen on hand for
decompression purposes, which would
be necessary in a final rule as the
updated tables discussed above require
the use of oxygen.
15. Subpart W of 1926—Rollover
Protective Structures; Overhead
Protection
Provisions in subpart W specify
minimum performance criteria for
rollover protective structures (ROPS)
and overhead protection on
construction equipment. The Agency is
proposing to amend the existing
standards 29 CFR 1926.1000, 1926.1001,
1926.1002 and 1926.1003 by removing
the provisions that specify the test
procedures and performance
requirements, and replacing those
provisions with references to the
underlying consensus standards from
which they were derived. The
substantive differences between the
PO 00000
Frm 00022
Fmt 4701
Sfmt 4702
consensus standards and OSHA’s
standards are minimal. The Agency is
also proposing to remove irrelevant text
from § 1926.1000.
The original source standards for the
current subpart W requirements are the
Society of Automotive Engineers
Standards (‘‘SAE’’) J320a–1971, J394–
1971, J395–1971, J396–1971, J334a–
1970, J167–1970, J168–1970, and J397–
1969. The American National Standards
Institute and SAE subsequently
canceled these standards. To design and
develop new equipment the industry
now uses the most recent International
Organization for Standardization
(‘‘ISO’’) standards: ISO 3471–2008; ISO
5700–2013; and ISO 27850–2013.
Though the names of the construction
equipment covered by the consensus
standards have changed over time,
OSHA believes that all the equipment
listed in current § 1926.1001(a) is
covered by one of those ISO standards.
A comment from a representative of
Caterpillar, Inc. stated that the SAE
standards have either been cancelled or
superseded by new ISO standards
(OSHA–2012–0007–0009). OSHA
reviewed the relevant standards and
believes that the standards identified in
the proposed revisions reflect the
current design and development of
ROPS for equipment covered by subpart
W. OSHA preliminarily concludes that
using the proposed ISO standards will
be as protective as using the current
OSHA standards. Therefore, OSHA is
proposing that, for new equipment
manufactured after the effective date of
the revised standard, the performance
measures for testing ROPS meet the ISO
standards. This proposed incorporation
by reference will eliminate over 20
pages of text and diagrams in the CFR.
OSHA proposes to rename
§ 1926.1000 as ‘‘Scope’’ because this
more accurately describes what follows
in this section. Proposed paragraph (a)
lists the types of equipment currently
covered by subpart W. It also adds
compactors and rubber-tired skid-steer
equipment manufactured after the
effective date of the final rule, which
existing § 1926.1000(a)(2) anticipates as
a possible expansion of the scope. The
most recent ISO standards apply to
compactors and skid-steer loaders as
well as the equipment included in the
current standard, and based on
interviews with several manufacturers
OSHA preliminarily concludes that all
compactors and skid steer loaders
currently produced meet those
requirements. Proposed paragraph (b)
states which standards apply to
equipment manufactured before the
publication of a final rule. Proposed
paragraph (c) states which standards
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
apply to equipment manufactured after
the publication of a final rule.
Paragraphs (d) through (f) remain
unchanged in the proposal, but OSHA
solicits comment on whether paragraphs
(d), ‘‘Remounting,’’ (e), ‘‘Labeling,’’ and
(f), ‘‘Machines meeting certain existing
governmental requirements’’ are
necessary or are obsolete (due to
adoption of modern consensus
standards) and should be deleted.
Currently, § 1926.1000(c) limits the
application of the requirements of
§§ 1926.1001 and 1926.1002 to
equipment manufactured after July 1,
1969. The proposal eliminates this
limitation because it is OHSA’s
understanding that there are not any
pieces of covered equipment in
operation today that are more than 45
years old and do not meet the SAE
standards. OSHA seeks comment on
whether this is so, and any data on the
types and numbers of pre-1969, nonSAE compliant equipment currently in
use.
Current § 1926.1001 provides ROPS
requirements for rubber-tired selfpropelled scrapers, rubber-tired front
end loaders, rubber-tired dozers, crawler
tractors, crawler-type loaders, and motor
graders. The proposed rule deletes the
current ROPS specifications for this
equipment, and replaces it with a
requirement that covered equipment
manufactured before the effective date
of the final rule comply with SAE J397–
1969—Critical Zone—Characteristics
and Dimensions for Operators of
Construction and Industrial Machinery,
SAE 320a–1970—Minimum
Performance Criteria for Roll-Over
Protective Structure for Rubber-Tired,
Self-Propelled Scrapers, SAE J394–
1970—Minimum Performance Criteria
for Roll-Over Protective Structures for
Rubber-Tired Front End Loaders and
Rubber-Tired Dozers, SAE J395–1970—
Minium Performance Criteria for RollOver Protective Structure for Crawler
Tractors and Crawler-Type Loaders, and
SAE J396–1970—Minimum
Performance Criteria for Roll-Over
Protective Structure for Motor Graders,
as applicable. The proposal requires
equipment manufactured after the
effective date of the final rule (including
compactors and rubber-tired skid steer
equipment) to meet the requirements of
ISO 3471–2008, Earth-moving
machinery—Roll-over protective
structures—Laboratory tests and
performance requirements. This
standard contains specifications for
ROPS to protect employees. Because, as
noted above, OSHA believes that
covered equipment is already being
manufactured to the requirements of
ISO 3471–2008, the proposal provides
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
the option for equipment manufactured
before the effective date of the final rule
to comply with the ISO standard rather
than the SAE standards.
Current § 1926.1002 provides ROPS
requirements for wheel-type agricultural
equipment and industrial tractors used
in construction. The proposed rule
deletes the current ROPS specifications
for this equipment, and replaces it with
a requirement that covered equipment
manufactured before the effective date
of the final rule comply with SAE J168–
1970-Protective Enclosures—Test
Procedures and Performance
Requirement and SAE J334a-1970Protective Frame Test Procedures and
Performance Requirements, as
applicable. The proposal requires
equipment manufactured after the
effective date of the final rule meet the
requirements of ISO 5700–2013,
Tractors for agriculture and forestry—
Roll-over protective structures—Static
test method and acceptance conditions.
This standard contains specifications for
ROPS to protect employees. Because, as
noted above, OSHA believes that
covered equipment is already being
manufactured to the requirements of
ISO 5700–2013, the proposal provides
the option for equipment manufactured
before the effective date of the final rule
to comply with the ISO standard rather
than the SAE standards.
OSHA solicits comment on whether
any equipment covered by § 1926.1002
that complies with ISO 3471–2008, the
standard for earth-moving machinery
should be considered in compliance for
ROPS. OSHA asks this because ISO
3471–2008 requires testing at higher
levels of energy than ISO–5700.
Current § 1926.1003 provides design
and installation requirements for the use
of overhead protection for operators of
agricultural and industrial tractors used
in construction. The proposed rule
deletes the current overhead protection
specifications for this equipment, and
replaces it with a requirement that
covered equipment manufactured before
the effective date of the final rule
comply with SAE J167–1970-Overhead
Protection for Agricultural TractorsTest Procedures and Performance
Requirements when using overhead
protection. The proposal requires
equipment manufactured after the
effective date of the final rule meet the
requirements of ISO 27850–2013,
Tractors for agriculture and forestry—
Falling object protective structures—
Test procedures and performance
requirements when using overhead
protection. This standard contains
specifications for overhead protection to
protect employees. Because, as noted
above, OSHA preliminarily concludes
PO 00000
Frm 00023
Fmt 4701
Sfmt 4702
68525
that overhead protection, when used, is
manufactured to the requirements of
ISO 27850–2013, the proposal provides
the option for equipment manufactured
before the effective date of the final rule
to comply with the ISO standard rather
than the SAE standards.
Statement of Reasonable Availability
As noted above, OSHA is continuing
to incorporate by reference Society of
Automotive Engineers (SAE) standards.
OSHA believes that these standards are
reasonably available to interested
parties. They are available for purchase
the Society of Automotive Engineers
(SAE), 400 Commonwealth Drive,
Warrendale, PA 15096; telephone: 1–
877–606–7323; fax: 724– 776–0790;
Web site: https://www.sae.org/. OSHA
proposes to incorporate by reference
International Organization for
Standardization (ISO) standards. OSHA
believes that these standards are
reasonably available to interested
parties. They are available for purchase
from the International Organization for
Standardization (ISO), 1, ch. de la VoieCreuse, Case postale 56, CH–1211
Geneva 20, Switzerland; telephone: +41
22 749 01 11; fax: +41 22 733 34 30;
Web site: https://www.iso.org/. In
addition, it is available in the docket for
this rulemaking and in OSHA’s docket
office for review. If OSHA ultimately
finalizes this rule, the standards will be
maintained in OSHA’s national and
regional offices for review by the public.
16. Subpart Z of 1926—Toxic and
Hazardous Substances, Coke Oven
Emissions in 29 CFR 1926.1129.
Section 1926.1129 regulates exposure
to coke oven emissions in construction.
OSHA incorporated this standard into
part 1926 in 1993 (58 FR 35256, June 30,
1993) and revised it to be just a
reference to the identical general
industry standard in 1996 (61 FR 31428,
June 20, 1996). In neither rulemaking
did OSHA discuss, in particular, the
application of the coke oven standard to
construction, as it was only one of many
standards involved in each rulemaking.
However, the provisions of this
standard do not fit construction work.
Much of the standard regulates exposure
in the ‘‘regulated area.’’ (See 29 CFR
1910.1029(d)). But this ‘‘regulated area’’
is limited, including only ‘‘[t]he coke
oven battery including topside and its
machinery, pushside and its machinery,
coke side and its machinery, and the
battery ends; the wharf; and the
screening station [and the] beehive oven
and its machinery’’ (§ 1910.1029(d)(2)(i)
and (ii)). As stated in an interpretation
issued nearly contemporaneously with
the general industry coke oven
E:\FR\FM\04OCP2.SGM
04OCP2
68526
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
emissions standard, ‘‘[t]he ground level
around the base of the coke oven battery
is not generally considered in the
regulated area unless work related to
coke oven operations take place. The
coke oven regulation, 29 CFR
1910.1029, does not apply to employees
walking past coke ovens or between
them.’’ (Interpretation memorandum to
White, May 17, 1977). Any work
operating the coke ovens would be
general industry work, and it is unlikely
that any workers doing construction
work, even if within a facility with an
operating coke oven, would be so close
to the coke oven as to be covered under
the standard. OSHA recognized this
issue in the 1990s, when it stated that
the coke oven construction standard
was ‘‘invalid,’’ and would be removed
from the Code of Federal Regulations.
(Interpretation letter to Katz, June 22,
1999). OSHA also advised its Regional
Offices of this interpretation and that
they should not enforce § 1926.1129 in
2005. OSHA’s inspection database
contains no record of a citation under
this standard since 1997.30
Since, in effect, the standard does not
address construction worker exposures
to coke oven emissions, there would be
no reduction in the level of protection.
To the extent any construction workers
would in the future be exposed to coke
oven emissions, OSHA could cite the
employer under the General Duty
Clause (29 U.S.C. 654(a)(1)). Thus,
OSHA is now proposing to delete
§ 1926.1129. OSHA is also proposing to
delete the reference to § 1926.1129 in
§ 1926.55, Appendix A (proposed Table
A).
17. Additional Proposed Revisions to
Paragraphs and Appendices in 29 CFR
Parts 1910, 1915, and 1926 To Remove
Social Security Number Collection
Requirements
In addition to the revisions described
above, OSHA is proposing a series of
revisions to various standards in 29 CFR
parts 1910, 1915, and 1926, to remove
the requirements that employers include
an employee’s social security number
(SSN) on exposure monitoring, medical
surveillance, and other records. OSHA
believes that these revisions will protect
employees’ privacy and prevent identity
fraud.
Many of OSHA’s standards—
particularly, its substance-specific
standards—require that exposure
monitoring, medical surveillance, and
other records include the employee’s
SSN. OSHA has historically required
SSNs on these records because SSNs,
30 There were a few citations between 1993 and
1997.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
which are assigned at birth and do not
change over time, are unique and
constant personal identifiers that offer a
useful method for linking records with
individual employees. OSHA explained
in a 1999 letter of interpretation
regarding the asbestos standard for
construction that only using an
employee’s name to match a record with
an employee is undesirable because
‘‘[m]any employees have identical or
similar names.’’ (Mr. Shawn T. Christon,
April 16, 1999). Similarly, in the
preamble to the final methylene
chloride standard (62 FR 1494, January
10, 1997), OSHA explained that a SSN
is a more useful identifier than an
employer-generated employee
identification number because each SSN
is ‘‘unique to an individual for a lifetime
and does not change as an employee
changes employers.’’ (62 FR 1494,
1598).
However, increasingly widespread
concerns about identity theft have
prompted OSHA to reexamine whether
requiring SSNs on records is still
appropriate. Identity theft has emerged
as one of the fastest growing crimes in
the United States, and the Social
Security Administration (SSA) has
alerted the public that repetitive use and
disclosure of SSNs in organizational
recordkeeping systems should be
avoided, as doing so multiplies the
susceptibility of persons to potential
identity theft (SSA, Identity Theft and
Social Security, SSA Publication No.
05–10064 (Sept. 2015)), available at:
https://www.ssa.gov/pubs/EN-0510064.pdf). OSHA recognizes that
limiting the use and transmission of
SSNs is a key strategy for preventing
identity theft, and acknowledges that
requiring employers to include
employee SSNs on exposure
monitoring, medical surveillance, and
other records does not further that
effort.
OSHA previously requested public
comments on its SSN collection
requirements in the Standards
Improvement Project Phase II (SIP II)
proposal (67 FR 66494–66501, October
31, 2002), and the comments that the
Agency received reflected mixed
opinions on the usefulness of, and the
privacy risks created by, including
employee SSNs on monitoring and
surveillance records. As discussed in
the SIP II final rule (70 FR 1112, January
5, 2005), several commenters supported
maintaining the requirements to collect
employee SSNs, citing, among other
reasons, SSNs’ common use in other
employee records and their suitability
for tracking employees in large
epidemiological studies of workplace
populations (e.g., Exs. 3–9, 3–16, 3–14,
PO 00000
Frm 00024
Fmt 4701
Sfmt 4702
OSHA Docket No. S–778–A). Several
other commenters, however, expressed
interest in replacing SSNs with
alternative identification numbers that
would pose a less serious risk to
employee privacy and security if
acquired by a third party (e.g., Exs. 3–
1, 3–7, 3–28, 4–7, OSHA Docket No. S–
778–A). OSHA ultimately decided not
to take action in the SIP II final rule
concerning the use of SSNs in its
standards, concluding that the Agency
needed to further investigate the issue
(70 FR 1112, 1126–27).
OSHA subsequently clarified in two
letters of interpretation that employers
are permitted under its current
standards to maintain a second set of
records that use alternative
identification numbers in place of SSNs
(Mr. Sutherland, Feb. 5, 2007; Mr.
Mayo, March 27, 2008). In the 2008
letter, which responded to an inquiry
about the SSN requirements in the
recordkeeping provisions of the lead
standard (29 CFR 1910.1025(d)(5)),
OSHA clarified that employers are
permitted to keep a second set of
records with alternative identification
numbers in place of SSNs so long as
‘‘those unique identification numbers
[can] be easily cross referenced to the
employee’s SSN,’’ because ‘‘such a
system would ensure that the
employees’ privacy is maintained, while
also satisfying the intent of the Lead
Standard’’ (Mr. Mayo, March 27, 2008).
The letter also emphasized that the lead
standard only requires employers to
assure access to complete exposure
records that contain SSNs when
requested by an employee, a designated
employee representative, or a
representative of OSHA or NIOSH.
OSHA also considered its SSN
collection requirements after it
published the Notice of Proposed
Rulemaking for Occupational Exposure
to Respirable Crystalline Silica (78 FR
56273, September 12, 2013). OSHA
received many comments on the
recordkeeping provisions in the
proposed paragraphs (j)(1)(ii)(G) (Air
monitoring data) and (j)(3)(i)(A)
(Medical surveillance) which, consistent
with the recordkeeping requirements in
OSHA’s other health standards, required
the employer to include the employee’s
SSN in the standard’s monitoring and
surveillance records. More than a dozen
commenters addressed the SSN
collection requirements and all of those
commenters expressed opposition to
including the requirements in the
standard (e.g., Document ID 1772, p.1;
1785, pp. 9–10; 2185, pp. 8; 2267, p. 7;
2270, p. 3; 2291, p. 26; 2301,
Attachment 1, pp. 80–81; 2311, p. 3;
2315, p. 7; 2348, Attachment 1, p. 39;
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
2357, pp. 36–37; 2363, p. 7; 2379,
Appendix 1, p. 73; 2107, p. 4; 1963, p.
3, Docket No. OSHA–2010–0034).
Commenters generally viewed the
inclusion of a SSN on the records as
creating an unnecessary risk to
employee privacy and security, and
sought the flexibility to use alternate
personal identifiers in place of SSNs.
Several commenters explained that
companies currently use alternative
identifiers—such as employee
identification numbers—to link
monitoring and surveillance records
with specific employees, and stated that
these identifiers can be internally linked
back to an employee’s SSN if that
information is needed (e.g., Docket ID
2379, Appendix 1, p. 73; 2357, pp. 36–
37; 2270, p.3, 2348, Attachment 1, p. 39;
2301, Attachment 1, pp. 80–81; 2291, p.
26, Docket No. OSHA–2010–0034).
Commenters acknowledged that SSNs
must be used on some government
reports (e.g., payroll reports to the IRS)
and are therefore present in some
employer records, but stated that access
to those records is usually more
restricted than to air monitoring records.
OSHA ultimately decided to retain
the requirements to include the
employee’s SSN in the recordkeeping
paragraphs of the silica final rule,
stating that including the employee
SSNs on such records is ‘‘long-standing
OSHA practice, based on the fact that it
is a number that is both unique to an
individual and is retained for a lifetime,
and does not change as an employee
changes employers’’ (81 FR 16285,
16852, March 25, 2016). OSHA
acknowledged the commenters’
concerns about employee privacy and
identity theft, but explained that any
change to the Agency’s requirements for
including employee SSNs on exposure
records should be done
comprehensively, rather than on a
standard-by-standard basis. OSHA
stated that it intended to examine the
SSN requirements in all of its substancespecific health standards in a future
rulemaking.
OSHA originally required collection
of employee SSNs in its standards
because SSNs are assigned at birth and
do not change over time, which makes
SSNs useful for linking records with
individual employees. As unique and
constant personal identifiers, SSNs are
also suitable for researchers who track
employees in large epidemiological
studies of workplace populations.
However, other tracking methods have
emerged that allow researchers to
conduct these studies without the use of
SSNs.
OMB requires all federal agencies to
identify and eliminate unnecessary
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
collection and use of SSNs in agency
systems and programs (see
Memorandum from Clay Johnson III,
Deputy Director for Management, Office
of Management and Budget, to the
Heads of Executive Departments and
Agencies Regarding Safeguarding
Against and Responding to the Breach
of Personal Identifiable Information (M–
01–16), May 22, 2007 (available at:
www.whitehouse.gov/omb/memoranda/
fy2007/m07-16.pdf). Recognizing the
seriousness of the threat of identity theft
and the availability of other methods for
tracking employees for research
purposes, if needed, OSHA has
reexamined the SSN collection
requirements in its standards, and now
proposes to comprehensively remove all
requirements to include employee SSNs
on exposure monitoring, medical
surveillance, or other records.
Specifically, OSHA proposes to delete
the requirement to include an
employee’s SSN in records employers
must maintain under the following
standards:
• Hazardous Waste Operations and
Emergency Response—
§§ 1910.120(f)(8)(ii)(A) and
1926.65(f)(8)(ii)(A);
• Asbestos—
§§ 1910.1001(m)(1)(ii)(F), (m)(3)(ii)(A),
and Appendix D, 1915.1001(n)(2)(ii)(F),
(n)(3)(ii)(A), and Appendix D, and
1926.1101(n)(2)(ii)(F), (n)(3)(ii)(A), and
Appendix D;
• Vinyl Chloride—§ 1910.1017(m)(1);
• Inorganic Arsenic—
§ 1910.1018(q)(1)(ii)(D) and (q)(2)(ii)(A);
• Lead—§§ 1910.1025(d)(5),
(n)(1)(ii)(D), (n)(2)(ii)(A), (n)(3)(ii)(A),
and Appendix B, and 1926.62(d)(5),
(n)(1)(ii)(D), (n)(2)(ii)(A), (n)(3)(ii)(A),
and Appendix B;
• Chromium (VI)—
§§ 1910.1026(m)(1)(ii)(F) and
(m)(4)(ii)(A), 1915.1026(k)(1)(ii)(F) and
(k)(4)(ii)(A), and 1926.1126(k)(1)(ii)(F)
and (k)(4)(ii)(A);
• Cadmium—
§§ 1910.1027(n)(1)(ii)(B), (n)(3)(ii)(A),
and Appendix D, and
1926.1127(d)(2)(iv), (n)(1)(ii)(B), and
(n)(3)(ii)(A);
• Benzene—§§ 1910.1028(k)(1)(ii)(D)
and (k)(2)(ii)(A);
• Coke Oven Emissions—
§§ 1910.1029(m)(1)(i)(a) and (m)(2)(i)(a);
• Bloodborne Pathogens—
§ 1910.1030(h)(1)(ii)(A);
• Cotton Dust—
§§ 1910.1043(k)(1)(ii)(C), (k)(2)(ii)(A),
and Appendices B–I, B–II, and B–III;
• 1,2 Dibromo-3-Chloropoane—
§§ 1910.1044(p)(1)(ii)(d) and (p)(2)(ii)(a);
• Acrylonitrile—
§ 1910.1045(q)(2)(ii)(D);
PO 00000
Frm 00025
Fmt 4701
Sfmt 4702
68527
• Ethylene Oxide—
§§ 1910.1047(k)(2)(ii)(F) and
(k)(3)(ii)(A);
• Formaldehyde—
§§ 1910.1048(o)(1)(vi), (o)(3)(i),
(o)(4)(ii)(D), and Appendix D;
• Methylenedianiline—
§§ 1910.1050(n)(3)(ii)(D), (n)(4)(ii)(A),
and (n)(5)(ii)(A), and 1926.60(o)(4)(ii)(F)
and (o)(5)(ii)(A).
• 1,3-Butadiene—
§§ 1910.1051(m)(2)(ii)(F), (m)(4)(ii)(A),
and Appendix F;
• Methylene Chloride—
§§ 1910.1052(m)(2)(ii)(F), (m)(2)(iii)(C),
(m)(3)(ii)(A), and Appendix B;
• Respirable crystalline silica—
§§ 1910.1053(k)(1)(ii)(G) and
(k)(3)(ii)(A), and 1926.1153(j)(1)(ii)(G)
and (j)(3)(ii)(A).
The Agency believes that removing
these requirements will facilitate
employers’ efforts to safeguard
employee privacy. Based on the
comments that it received in response to
the SIP II request and the proposed
silica rule, OSHA understands that
some employers use a unique employee
identification number to identify
employees, and because these numbers
are not used in commerce, they pose a
less serious risk to employee privacy
than SSNs if they are acquired by an
authorized third party. Alternatively,
some employers use other personal
identifying information, either alone or
in combination, to identify employees,
such as first and last name, date of birth,
government issued identification or
driver’s license number, passport
number, or the last four digits of the
SSN. Although some of this personal
information, such as date of birth, may
be used in commerce, exposure of that
information may also be less damaging
to employee privacy than exposure of an
employee’s SSN.
The proposed revisions would not
otherwise alter OSHA’s requirements for
maintaining records, and employers
would thus be expected to continue
handling previously-generated records
that contain SSNs as they currently do.
The proposal does not require the
deletion of employee SSNs from
existing records, and it does not require
employers to use an alternative unique
employee identifier on those records.
The proposal allows employers, who
wish to do so, to continue using SSNs
on records developed in compliance
with the standards noted above.
Accordingly, OSHA believes that these
proposed revisions will not increase an
employer’s compliance burden under
any of the revised standards.
OSHA sought and received a
recommendation from the Advisory
Committee on Construction Safety and
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
68528
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Health (ACCSH) to proceed with its
proposal to remove the SSN collection
requirements from its standards. At a
public meeting held on December 2,
2015, ACCSH unanimously
recommended that OSHA proceed with
the proposal (ACCSH Dec. 2, 2016
transcript, pp. 83–98, available at
Docket No. OSHA–2015–0002–0113).
However, members of ACCSH also
requested that OSHA provide guidance
to employers whether they could
continue using SSNs, and as noted
above the proposal would allow them to
do so.
OSHA seeks comments on all aspects
of this proposal. In addition, the Agency
seeks comments on potential alternative
approaches, including a requirement
that the employer implement an
alternative unique employee identifier,
and that the employer remove all
employee SSNs from all existing records
maintained under the standards noted
above. In particular, OSHA seeks
comments on whether employers
currently use alternatives to SSNs to
identify employees in the records
required by OSHA’s standards, and if
so, which alternative identifiers
employers use, and whether employers
maintain two sets of records or just a
single set. OSHA would appreciate
detailed information on any alternatives
to SSNs. The Agency also requests
comments on how removing the SSN
requirements from exposure monitoring
and surveillance records would affect
employers’ ability to identify employees
on records, and whether the proposed
revisions would affect the way that
employers conduct business.
Regarding the handling of existing
records, OSHA requests information on
whether employers currently maintain
the records required under OSHA’s
standards electronically, in hard copy,
or both. For those employers that store
records electronically, OSHA seeks
information on whether employers store
those records in a database, and if so,
whether OSHA’s proposed revisions
would require employers to modify or
reprogram their databases. OSHA also
requests information on the feasibility of
removing SSNs from existing records,
including any obstacles that might
prevent employers from removing SSNs
from electronic records, and whether it
would be practicable to remove SSNs
from existing hard copy records.
This proposal would impact several
forms that are contained in appendices
to OSHA’s standards, and when
reviewing those forms to remove their
SSN collection requirements, OSHA
noticed that several forms from older
standards do not comport with OMB’s
Standards for Maintaining, Collecting,
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
and Presenting Federal Data on Race
and Ethnicity, as updated on October
30, 1997 (62 FR 58782–58790). The
Agency is considering revising the
forms to either update the language to
ensure compliance with OMB’s
standards or remove the question
altogether. For example, Part 1 (‘‘Initial
Medical Questionnaire’’) of Appendix D
of the asbestos standard for general
industry (29 CFR 1910.1001) includes a
question (currently, #15) that states:
Race:
1. White ll
2. Black ll
3. Asian ll
4. Hispanic ll
5. Indian ll
6. Otherll
To reflect a combined race and
ethnicity format (see 62 FR 58782,
58789), OSHA is considering revising
the language to state:
Race:
1. White ll
2. Black or African American ll
3. Asian ll
4. Hispanic or Latino ll
5. American Indian or Alaska Native ll
6. Native Hawaiian or ll
Other Pacific Islander ll
Other forms impacted by the removal
of SSN collection requirements that
have questions that would be similarly
affected are: Asbestos in Construction
(§ 1926.1101, Appendix D) and
Maritime (§ 1915.1001 Appendix D);
Cotton Dust (§ 1910.1043, Appendix B–
1, Appendix B–II, and Appendix B–III)
and Methylene Chloride (§ 1910.1052,
Appendix B)
OSHA requests comments on revising
the appendices as indicated above and
particularly on whether revising the
language of race and ethnicity questions
would impose any additional burden
hours or costs on the respondents.
IV. Preliminary Economic Analysis and
Regulatory Flexibility Act Certification
A. Overview
Executive Orders 12866 and 13563
require that OSHA estimate the benefits,
costs, and net benefits of proposed
regulations. Executive Orders 12866 and
13563, the Regulatory Flexibility Act (5
U.S.C. 601–612), and the Unfunded
Mandates Reform Act (UMRA) (2 U.S.C.
1532(a)) also require OSHA to estimate
the costs, assess the benefits, and
analyze the impacts of certain rules that
the Agency promulgates. Executive
Order 13563 emphasizes the importance
of quantifying both costs and benefits,
reducing costs, harmonizing rules, and
promoting flexibility.
The proposed rule is not an
‘‘economically significant regulatory
PO 00000
Frm 00026
Fmt 4701
Sfmt 4702
action’’ under Executive Order 12866 or
UMRA, and it is not a ‘‘major rule’’
under the Congressional Review Act (5
U.S.C. 801 et seq.). This proposed rule
has estimated annual costs of $27,899
and would lead to approximately $3.2
million per year in cost savings to
regulated entities. Thus, neither the
benefits nor the costs of this rule exceed
$100 million. In addition, it does not
meet any of the other criteria specified
by UMRA or the Congressional Review
Act for a significant regulatory action or
major rule. This Preliminary Economic
Analysis (PEA) addresses the costs, cost
savings benefits, and potential economic
impacts of the proposed rule.
The purpose of the proposed
provisions in this standard was to
reduce the burden on employers, or
provide employers with compliance
flexibility, by removing or revising
confusing, outdated, duplicative, or
inconsistent requirements, while
maintaining the same level of protection
for employees. This proposed standard
deletes and revises a number of
provisions in existing OSHA standards.
In most instances, the Agency chose to
revise outdated provisions to improve
clarity, as well as consistency, with
standards more recently promulgated by
the Agency or current consensus
standards. In other instances, the
proposed provisions revise standards to
improve consistency with current
technology or research, and to restore
OSHA’s original intent to standards.
Because of the reduction or removal of
current requirements and because many
of the updates reflect what is already
practiced in the applicable industry,
OSHA has preliminarily concluded that
the proposed rule is technologically
feasible.
B. Costs, Cost Savings, and Benefits
Work-Related Hearing Loss
OSHA is proposing to add a specific
cross-reference to 29 CFR 1904.5—
Determination of Work-Relatedness—in
§ 1904.10—Recording Criteria for Cases
Involving Occupational Hearing Loss—
paragraph (b)(6). This cross-reference
specifies that employers must comply
with the provisions of § 1904.5 when
making a determination as to whether a
worker’s hearing loss is work-related.
OSHA is not changing any requirements
of 29 CFR 1904.10, but merely clarifying
the Agency’s intent. Since this change
does not change the requirements of this
standard, OSHA has preliminarily
determined that neither new costs nor
compliance burdens would be incurred.
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
Lockout/Tagout
OSHA is proposing to remove the
word ‘‘unexpected’’ from the phrase
‘‘unexpected energization’’ in its general
industry standard regulating the control
of hazardous energy (lockout/tagout) at
29 CFR 1910.147. As described in the
Summary and Explanation, because
removing the word ‘‘unexpected’’ from
the language of this standard would not
represent any revision in OSHA policy,
but instead clarify the Agency’s original
meaning of the term ‘‘energization’’ in
the standard, OSHA preliminary
concludes that this action would not
result in any costs, compliance burdens,
or additional employer responsibility
other than what the Final Economic
Analysis already considered for original
§ 1910.147 (OSHA, 1989).
This revision would respond to the
interpretation of the lockout/tagout of
the Occupational Safety and Health
Review Commission and the U.S. Court
of Appeals for the Sixth Circuit in Reich
v. General Motors Corp., Delco Chassis
Div. (GMC Delco), 17 BNA OSHC 1217
(Nos. 91–2973, 91–3116, 91–3117,
1995); aff’d 89 F.3d 313 (6th Cir. 1996).
In that case, both OSHRC and the Court
of Appeals found that a machine with
a multi-step procedure, time delays, and
a warning system before reenergization
was not covered by the standard
because its reenergization was not
‘‘unexpected.’’ OSHA does not agree
with this decision, and its consistent
interpretation of the standard is that
such equipment is covered by the
standard. As explained in the summary
and explanation, the phrase
‘‘unexpected energization’’ was
intended to mean any re-energization or
startup that was not authorized by the
servicing employee removing her
personal lockout/tagout device from the
energy isolation device or equivalent
energy control mechanism. Moreover, to
implement the GMC Delco decision,
OSHA’s directive on the lockout/tagout
standard lists 11 different factors for
compliance officers to use to evaluate
and document whether equipment is
covered by the standard or not. This
case-by-case analysis creates a degree of
uncertainty about the applicability of
the standard for the regulated
community that OSHA did not intend.
Though this proposed revision may
change the frequency or number of
violations cited and the amount of fines
assessed due to improved employer
understanding of the revised language,
these are not material effects that would
serve as a basis for estimating new costs
to comply with the standard, and such
costs can be avoided by adherence to
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
the standard, whose costs OSHA has
already estimated.
In addition, removing the word
‘‘unexpected’’ from the text of
§ 1910.147 also would harmonize this
standard with a recent OSHA lockout/
tagout standard which does not include
the term ‘‘unexpected.’’ See OSHA’s
General Working Conditions in
Shipyard Employment standard at 29
CFR 1915.89.
Chest X-Ray Requirements
Medical surveillance requirements in
health standards are designed primarily
to detect the early onset of adverse
health effects so that appropriate
interventions can be taken. In certain
OSHA standards, the Agency currently
requires periodic chest X-rays (CXRs) as
a form of early lung cancer detection. At
the time these standards were
promulgated, routine screening for lung
cancer with CXR was considered
appropriate; however, recent studies
with many years of follow-up have not
shown a benefit from CXR screening for
either lung cancer incidence or
mortality. As a result, OSHA is
proposing to remove the requirement for
periodic CXR in the following
standards: § 1910.1029—Coke Oven
Emissions, § 1910.1045—Acrylonitrile,
and § 1910.1018—Inorganic Arsenic.
As OSHA has become increasingly
aware of the ineffectiveness of CXR in
reducing lung cancer mortality, the
Agency has moved to decrease CXR
requirements to eliminate unnecessary
radiation to workers as well as reduce
the cost to employers to provide CXR as
part of medical examinations, which it
did previously in the first phase of the
Standards Improvement Process (63 FR
33450, June 18, 1998). Not only does
OSHA preliminarily conclude that the
removal of this requirement would
result in a cost savings to employers, but
the Agency also believes it would prove
to be beneficial to employees by
decreasing their exposure to radiation as
well as decreasing the rate of false
positive results. Although OSHA has
not attempted to quantify these benefits
in this preliminary analysis, the Agency
invites comment from the public on
these issues.
To estimate the annual cost savings to
employers if the requirement for
periodic CXRs were removed from the
listed standards, OSHA, with the
assistance of Eastern Research Group
(ERG), estimated the number of
unnecessary CXRs that would be
eliminated by this proposed change by
drawing on estimates of the affected
number of workers for each standard in
the Agency’s most recent Information
Collection Requests for each affected
PO 00000
Frm 00027
Fmt 4701
Sfmt 4702
68529
standard (ERG, 2015). OSHA then
analyzed data from the Centers for
Medicare and Medicaid Services’ (CMS)
Physician Fee Schedule. Summarizing
data from around the United States
indicated a national average price of
$68.42 for a CXR (ERG, 2015). Finally,
the Agency multiplied the average price
of a CXR by the number of CXRs to be
eliminated, providing an estimate of
$245,148 of exam cost savings. This
information is detailed as follows:
Coke Oven Emissions (§ 1910.1029):
Reduced Exam Costs: 2,324 exams × $68.42
CXR cost per exam = $159,008
Acrylonitrile (§ 1910.1045):
Reduced Exam Costs: 467 exams × $68.42
CXR cost per exam = $31,952
Inorganic Arsenic (§ 1910.1018):
Reduced Exam Costs: 792 exams × $68.42
CXR cost per exam = $54,188
Total Reduced Exam Cost:
$159,008+$31,952+$54,188 = $245,148
Reducing the time of the medical
exam, by removing the CXR
requirement, would also save employers
money because the employee is away
from work for a shorter period of time.
Based on information from
RadiologyInfo.org, the Agency
conservatively estimates that the time
employees would be away from work is
reduced by 15 minutes when the CXR
component of the exam is eliminated
(ERG, 2015). OSHA seeks comment on
this time estimate. As indicated, OSHA
estimates this change would save 896
hours of worker time that would have
been spent during their recurring exams.
Multiplying the reduced exam time by
employee hourly wages of $24.05,31 the
Agency estimates a cost savings of
$21,549 in employee time. This
information is detailed as follows:
Coke Oven Emissions (§ 1910.1029):
Time saved: 2,324 exams × .25 hours = 581
hours 32
Reduced Cost: 581 hours × $24.05
employee wage = $13,973
Acrylonitrile (§ 1910.1045):
Time saved: 467 exams × .25 hours = 117
hours
Reduced Cost: 117 hours × $24.05
employee wage = $2,814
Inorganic Arsenic (§ 1910.1018):
31 Wages are based on data from the May 2013
National Occupational Employment and Wage
Estimates for Standard Occupational Classification
Code 51–000—Production Operation, which lists
average base compensation of $16.79. A private
industry Fringe Benefit rate of 30.20 percent was
from Source: Bureau of Labor Statistics. Employer
Costs for Employee Compensation—June 2014.
(https://www.bls.gov/news.release/archives/ecec_
09102014.htm). The multiplier applied to base
compensation to determine loaded wages is 1.43 [1/
(1–30.20 percent)]. Applying the multiplier (1.43) to
base compensation ($16.79) results in loaded wages
of $24.05.
32 Numbers rounded to the nearest whole dollar
here and elsewhere in the Preliminary Economic
Analysis.
E:\FR\FM\04OCP2.SGM
04OCP2
68530
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
Time saved: 792 exams × .25 hours = 198
hours
Reduced Cost: 198 hours × $24.05
employee wage = $4,762
Total Employee Time Savings from fewer
CXRs:
581 hours + 117 hours + 198 hours = 896
hours
Total Value of Time Savings from fewer
CXRs:
$13,973 + $2,814 + $4,762 = $21,549
Combining the value of saved worker
time of $21,549 with the decreased
exam cost of $245,148 nets a total
potential cost savings to employers of
$266,697. OSHA seeks comment on
these estimates.
OSHA is also proposing to update
other CXR requirements in its Coke
Oven Emissions, Acrylonitrile, and
Inorganic Arsenic standards discussed
above, as well as in its three Asbestos
standards—§ 1910.1001 Asbestos
(General Industry), § 1915.1001
Asbestos (Maritime), and § 1926.1101
Asbestos (Construction)—and two
Cadmium standards—§ 1910.1027
Cadmium (General Industry), and
§ 1926.1127 Cadmium (Construction).
In recent years, innovation in medical
technology has allowed for screening
with digital CXRs. Reflecting this,
OSHA is proposing to add the option of
digital radiography to its existing
standards. As a practical matter, digital
radiography systems are rapidly
replacing traditional analog film-based
systems in medical facilities.
There are cost savings to using digital
CXRs over analog CXRs. Traditional
analog film-based CXRs are much larger
than standard-sized office documents
and weigh more than a piece of paper
of the same size. As such, storing
traditional CXRs requires an investment
in specialized storage cabinets, which in
turn may require reinforcement of the
floor. Digital CXRs, however, can be
stored on a computer. Due to continuing
advances in technology and the
emergence of inexpensive and largecapacity storage devices, digital CXRs
can be stored for just a fraction of a cent
each. Digital CXRs also save time and
materials because they can be instantly
processed and ready for use as soon as
the CXR is taken.
OSHA believes that digital storage of
CXRs is so common that most
employers are already realizing this cost
savings and would thus not incur any
additional savings as a result of this
proposal. As a practical matter, OSHA
already allows digital storage of CXRs as
a matter of enforcement discretion. In a
letter of interpretation released on
September 24, 2012, entitled ‘‘OSHA’s
position on the acceptability of digital
radiography in place of traditional chest
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
roentgenograms,’’ OSHA stated: ‘‘OSHA
would allow, but would not require,
digital radiography in place of
traditional chest roentgenograms for
medical surveillance exams under the
Asbestos Standards for general industry,
construction, and shipyards.’’ Although
OSHA has not released interpretations
specifically allowing for digital storage
of CXRs in other standards, it has
become the Agency’s practice not to cite
or otherwise penalize employers for
storing CXRs digitally. Because it is now
current OSHA enforcement practice to
waive the formal requirement for
employers to keep analog copies of
CXRs when they store them digitally,
the Agency preliminarily concludes that
there would be no realized cost savings
by changing this requirement. This
proposed change simply formalizes and
thereby clarifies what the Agency has
already accommodated in practice.
Revisions in these standards also
include replacements of antiquated
terminology such as ‘‘roentgenogram,’’
correction of misspellings in the
existing standards, an update to the
current ILO classification guidance, and
revisions where inaccuracies exist in
clinical diagnostic language. OSHA is
proposing to update the regulatory text
to better distinguish between the
appropriate uses of classification and
interpretation of CXRs. The Agency
believes these changes are merely
editorial in nature and reflect current
practices, and therefore would not
create new costs or cost savings for
employers.
Cotton Dust—Pulmonary Function
Testing
As explained in greater detail in the
Summary and Explanation, OSHA is
proposing to make revisions to its
medical surveillance program
requirements—more specifically, its
pulmonary function testing
requirements of the Cotton Dust
standard (29 CFR 1910.1043). Exposure
to cotton dust places employees at risk
of developing the respiratory disease
byssinosis. Since the publication of the
Cotton Dust standard in 1978, OSHA
has not updated its pulmonary function
testing requirements to match those of
current technology and practices. As a
result, OSHA is basing its proposed
revisions on current recommendations
from organizations recognized as
authorities on generally accepted
practices in pulmonary-function testing:
The American Thoracic Society/
European Respiratory Society (ATS/
ERS), the National Institute for
Occupational Safety and Health
(NIOSH), and the American College of
PO 00000
Frm 00028
Fmt 4701
Sfmt 4702
Occupational and Environmental
Medicine (ACOEM).
OSHA is proposing to revise
paragraph (h) and Appendix D of its
Cotton Dust standard. Many of the
revisions are simply editorial, to clarify
existing language, as well as to update
outdated pulmonary function
measurements. However, for those
revisions that may suggest a potential
need to upgrade pulmonary testing
equipment, OSHA investigated the
characteristics of equipment currently
available in the United States and
whether such equipment met the
specifications of OSHA’s proposed
revisions.
Paragraphs 1043(h)(2)(iii) and
(h)(3)(ii)(A) and (B) give instructions for
pulmonary function testing, measuring
forced vital capacity (FVC) and forced
expiratory volume in one second (FEV1)
against the Spirometry Prediction
Tables for Normal Males and Females
(Appendix C), adjusting those
measurements based on ethnicity, and
from the outcome of such
measurements, determining the
frequency of medical surveillance
provided to employees. OSHA is
proposing to revise this provision to
specify use of the National Health and
Nutrition Examination Survey
(NHANES) III reference data set and to
replace the values currently in
Appendix C with the NHANES III
values.
Software for most spirometers
includes the NHANES III data set,
which is identified as the Hankinson
data set on some spirometers. If software
for older spirometers does not include
the NHANES III data set, users of those
spirometers would be able to access the
NHANES III values online through the
NIOSH calculator. Tables of the
NHANES III values are also available in
an appendix of OSHA’s spirometry
guidance for healthcare professionals
that is also available online. Therefore,
NHANES III values are widely available
to spirometry providers, including those
providers using older spirometers.
OSHA’s proposal to use the NHANES
III data set in place of the Knudson
values currently in Appendix C would
simplify interpretation of spirometry
results by providing reference values for
more race/ethnic groups, thereby
reducing the need to adjust values for
race/ethnic groups not included in the
Knudson data set. This revision as to
how pulmonary functioning should be
tested and measured falls in line with
current generally accepted practices;
therefore OSHA does not believe this
proposed revision should pose a
compliance burden to affected
employers.
E:\FR\FM\04OCP2.SGM
04OCP2
mstockstill on DSK3G9T082PROD with PROPOSALS2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
OSHA is also proposing to update
paragraph (h)(2)(iii) to require an
evaluation of FEV1, FVC, and FEV1/
FVC against the lower limit of normal
(LLN) for each race/ethnic group, by
age. Similarly, OSHA is proposing that
the basis for frequency of medical
surveillance in paragraphs (h)(3)(ii)(A)
and (B) be whether the FEV1 is above
or below the LLN. This would
technically change the required triggers
for medical surveillance from the
existing standard, but is consistent with
generally accepted current practices.
The Agency believes the changes would
reduce confusion and have little other
practical effect. The proposed revision
to evaluate the FEV1/FVC ratio in
addition to FEV1 and FVC would not
affect the triggers for other medical
monitoring requirements such as
changes in medical-surveillance
frequency or referral for a detailed
pulmonary examination because the
standard bases those triggers solely on
FEV1 values.
Proposed revisions to Appendix D
address updates to the specifications of
spirometry equipment used in
performing pulmonary functioning tests.
To assess whether current readily
available spirometry equipment met the
Agency’s proposed specifications,
OSHA investigated the market for
spirometry equipment, with the
assistance of its contractor, Eastern
Research Group (ERG). OSHA found
that the market has been adapting to
similar consensus standards in this area
as far back as 1994. In its research of
spirometry product specifications
collected through internet searches,
interviews with manufacturers, and the
consultation of peer-reviewed literature
and voluntary standards published by
respiratory health groups, the Agency
found that spirometry models currently
sold in the United States, Europe and
Australia meet the potential
specification revisions of spirometry
equipment to be used in the cotton dust
standard. More specifically, ERG looked
at a sample of 12 spirometry models
from various manufacturers and found
that 11 out of the 12 models were
already complaint with the volume,
accuracy, and minimum duration
requirements of the 2005 spirometry
specification standard jointly published
by ATS/ERS (ERG, 2015).
The Agency estimates that this
spirometry equipment has a working life
of approximately ten years. To prevent
a potential burden to employers from
having to prematurely purchase new
equipment, OSHA is proposing that the
revised spirometry specifications apply
only to equipment newly purchased one
year or more after OSHA publishes the
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
final standard in the Federal Register.
Combined with evidence that the large
majority of the equipment already on
the market is already compliant, OSHA
does not believe that the proposed
revisions to the spirometry equipment
specifications would impose additional
costs or compliance burdens to
employers. OSHA welcomes comment
on the possible impacts of these
requirements.
Shipyard Employment: Feral Cats
As stated in the Summary and
Explanation, OSHA is proposing to
remove feral cats from its definition of
vermin in paragraph (b)(33) of
§ 1915.80—Subpart F—Shipyard
General Working Conditions. 29 CFR
1915.88—Sanitation, paragraphs (j)(1)
and (j)(2), specify that employers must,
to the extent reasonably practicable,
clean and maintain workplaces in a
manner that prevents vermin
infestation. When employers detect
vermin, they must implement and
maintain an effective vermin-control
program.
OSHA has determined that, although
the possibility exists for feral cats to
pose safety and health hazards for
employees, the threat is minor as the
cats tend to avoid human contact.
Further, stakeholders have expressed
concern that including the term ‘‘feral
cats’’ in the definition of vermin
encourages cruel and unnecessary
extermination. OSHA does not believe
that removing the term ‘‘feral cats’’ from
the definition would reduce worker
health and safety, and notes that feral
cats may help reduce the presence of
other vermin. To the extent feral cats
pose a safety or health hazard at any
particular shipyard, OSHA would
consider the cats to be ‘‘other animals’’
under the standard. Removing a
perceived obligation to exterminate feral
cats should not have any costs to
employers.
911 Emergency Medical Services
OSHA is proposing to revise
paragraph (f) in 29 CFR 1926.50—
Medical Services and First Aid. Existing
§ 1926.50(e) requires employers to
provide a communication system for
contacting ambulance service, or proper
equipment for transportation of an
injured person. Existing § 1926.50(f)
requires the posting of telephone
numbers of physicians, hospitals, or
ambulances for work sites located in
areas where 911 emergency service is
not available. OSHA is proposing to
retain both of these this requirements.
The Agency would add to paragraph (f)
a requirement that when an employer
uses a communication system for
PO 00000
Frm 00029
Fmt 4701
Sfmt 4702
68531
contacting 911 services, the employer
must ensure that the communication
system can effectively do so, and, if the
system is in an area that does not
automatically supply the caller’s
latitude and longitude to the 911
dispatcher, post or otherwise provide to
employees the latitude and longitude of
the work site or other information that
communicates the location of the
worksite.
OSHA has preliminarily concluded
that this proposed requirement would
result in annual costs of $27,899 until
2019, when the FCC expects enhanced
911 wireless services to be universal, at
which time these costs would
disappear.
OSHA calculated the burden hours
and wage hour costs for employers to
post the latitude and longitude of the
work site location based on the number
of new construction projects started in
a given year. To estimate the number of
project sites, OSHA reviewed the most
recent data provided by request from
Dodge Data and Analytics.33 The Dodge
data show a total of 660,469 new
construction projects starts in 2012 of
which 537,997 were residential
buildings, 58,754 were non-residential
buildings, and 63,718 were nonbuildings. Of the 537,997 residential
buildings, 516,363 were single-family
homes, 7,388 were two-family houses,
and 14,246 were apartments.34
OSHA notes that more than one
single-family home may be built at a
project site. The Agency determined
that construction contractors build
approximately one-half of single-family
houses at single house project sites and
the other half at project sites holding
multiple single-family homes. As a
result, OSHA estimated the number of
single-family homes completed at single
house project sites in 2012 to be
258,182, and 129,091 to be the total of
project sites holding two single familyhomes (one-half of single-family houses
at single project sites: 516,363/2 =
33 For the purpose of this section, in conformance
with previous ICRs on this provision, OSHA deems
the Dodge data to be the best source of information
for new construction projects. This stands in
contrast to U.S. Census construction data used later
in the PEA in the context of Load Limit Posting
provision because OSHA is interested in all
construction projects started, but not necessarily
completed, in a given year. While Census
construction data provides lists more detailed
information on residential housing starts and
completions, and total value of construction put in
place, it does not provide information on the total
number of construction projects started in a given
year.
34 Dodge defines single-family homes as singlefamily detached, stand-alone units. Single-family
attached structures, including such buildings as
condominiums and townhomes, are included in
Dodge’s multi-family category.
E:\FR\FM\04OCP2.SGM
04OCP2
68532
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
258,182; one-half of single-family homes
at project sites holding two houses:
258,182/2 = 129,091).
As shown below in Table IV–1, the
total number of construction project
sites covered by this provision is:
531,379.
TABLE IV–1—ESTIMATED TOTAL CONSTRUCTION SITES IN THE UNITED
STATES, 2012
Type of construction site
Non-Residential Buildings ....
Non-Buildings Construction
Projects .............................
Residential Buildings ............
One Single-Family Home Per
Site ....................................
Multiple Single-Family
Homes Per Site .................
Multi-Family Residential
Buildings ............................
Two-Family Houses ..............
Apartments ...........................
mstockstill on DSK3G9T082PROD with PROPOSALS2
Total Construction Sites ....
Total number
of construction
projects
58,754
63,718
408,907
258,182
129,091
21,634
7,388
14,246
531,379
In the United States, when a 9–1–1
call is made from a traditional telephone
or wireline, the call is routed to a Public
Safety Answering Point (PSAP) that is
responsible for assisting people in a
particular geographic area or
community. Depending on the type of
9–1–1 service available, the telephone
number of the caller and the location or
address of the emergency is either
communicated by the caller to the
emergency dispatcher (Basic 9–1–1); or
automatically displayed to the
dispatcher through the use of equipment
and database information (Enhanced 9–
1–1). According to a 2001 report
produced by the RCN Commission and
the National Emergency Number
Association (NENA) titled, Report Card
to the Nation: The Effectiveness,
Accessibility and Future of America’s 9–
1–1 Service,35 wireline 9–1–1 coverage
is available to 97.8 percent of the U.S.
population; however only 93 percent of
all U.S. counties have either Basic or
Enhanced wireline 9–1–1 coverage
while 7 percent of U.S. counties are
without any 9–1–1 services. NENA
reported that these areas without any
wireline 9–1–1 coverage are primarily
rural in character with sparse
population and generally high poverty
35 Report Card to the Nation (RCN)—An RCN
Commission was formed by the National Emergency
Number Association (NENA) to review and grade
the performance of 9–1–1. NENA serves its
members and the greater public safety community
as the only professional organization solely focused
on 9–1–1 policy, technology, operations, and
education issues.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
levels; as well as inclusive of Native
American lands and military
installations (NENA, 2001).
In the December 5, 2014 version of the
Federal Communications Commission’s
(FCC) 911 Wireless Service Guide, it
was estimated that about 70 percent of
9–1–1 calls were placed from wireless
phones (FCC, 2014). The FCC finds
using wireless phones create unique
challenges for emergency response
personnel because wireless or mobile
phones are not associated with one
fixed location or address. Although the
location of the cell site closest to the 9–
1–1 caller may provide a general
indication of the caller’s location, the
FCC finds that the information is not
always specific enough for rescue
personnel to deliver assistance to the
caller quickly (FCC, 2014). As a result,
the FCC is now requiring wireless
service carriers to implement its
wireless Enhanced 9–1–1 program
which will provide 9–1–1 dispatchers
with additional information on wireless
9–1–1 calls. The FCC is allowing the
implementation of its wireless
Enhanced 9–1–1 program in two parts—
Phase I and Phase II. Phase I requires
carriers to provide the PSAP with the
telephone number of the 9–1–1 wireless
caller as well as the location of the cell
site or base station transmitting the call.
Phase II however, requires carriers to
provide more precise information to the
PSAP, such as the latitude and
longitude of the caller whereby the
accuracy of the geographical coordinates
must be within 50 to 300 meters of the
caller’s location (FCC, 2014).
With the implementation of the
wireless Enhanced 9–1–1 program, the
total number of U.S. counties with 9–1–
1 coverage has increased from 93
percent to nearly 97 percent. As of
March 2015, NENA reported a total
number of 3,135 U.S. counties, which
include parishes, independent cities,
boroughs and Census areas. Of these
counties, 96.9 percent (3,038) of them
are now capable of receiving some 36
Phase I location information and 95.7
percent (3,000) are capable of receiving
some Phase II. All wireless carriers,
however, are expected to comply with
Phase II of the FCCs requirements by
2019.37
36 The term ‘some,’’ as defined by the National
Emergency Number Association, means that some
or all wireless carriers have implemented either
Phase I or Phase II service in the County or the
PSAPs. In order for any carrier to provide service,
the County or PSAP must be capable of receiving
the service. In most cases, all carriers are
implemented in a County or PSAP, but one or more
may be in the process of completing the
implementation. See https://www.nena.org/
?page=911Statistics.
37 See 47 CFR 20.18—911 Service
PO 00000
Frm 00030
Fmt 4701
Sfmt 4702
Since all 9–1–1 emergency calls made
are routed to a PSAP or call center based
on the geographic location in which the
call was made, for the purpose of this
analysis, OSHA is interested in those
U.S. counties where Enhanced 9–1–1 is
neither available by wireline nor
wireless device. Using the data provided
by NENA, OSHA estimates that of the
3,135 recorded U.S. counties, 4.3
percent (135) neither have wireline nor
wireless Enhanced 9–1–1 capabilities.
By extension, for this analysis, OSHA
further assumes that 4.3 percent of all
construction project sites (22,849 of
531,379 construction project sites) are
located within those counties without
wireline and wireless Enhanced 9–1–1
capabilities and would therefore be
covered by this provision whereby
employers must either post the latitude
and longitude of the work site or other
location-identification information that
effectively communicates the location of
the work site to the 9–1–1 emergency
medical service dispatcher. The Agency
believes this is likely an overestimate of
the number of construction sites
affected by this provision of the
proposal, as construction activity will
generally parallel population
concentration. Enhanced cell service, in
turn, is more concentrated around
population centers. NENA estimates
that 98.4 percent of the population now
has Phase II wireless service; 98.1
percent of PSAPs have Phase II service.
The Agency, however, requests
comment on this aspect of analysis, as
well as the distribution of wireline and
wireless service at construction sites.
OSHA estimates that it takes the
average construction employee affected
by this requirement 3 minutes (.05 hour)
to obtain the latitude and longitude of
worksite locations, write the
information on material, and then to
prominently post the information, as
required by proposed § 1926.50(f). This
would not pose an issue of
technological feasibility as the
information could be easily downloaded
from the Internet before the crew leaves
for the site; in the large majority of cases
this information should be also be
available onsite via common
applications for smartphones. The
Bureau of Labor Statistics’ (BLS) 2013
Occupational Employment Statistics
(OES) data indicate that the most
common construction occupation is
‘‘construction laborer.’’ Partly for that
reason, the Agency believes this
occupation is most representative of the
workers actually posting the latitude
and longitude load requirements at
construction project sites. Consistent
with that, OSHA, based on the OES
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
data, estimates a wage of $16.84 per
hour for the average affected
construction worker (BLS, 2013a). BLS
also estimates in their 2013 Employer
Cost for Employee Compensation report
that employers pay an additional 45
percent in employee benefits,38
implying a total employer cost for
employee compensation of $24.42 per
hour.
Therefore, the estimated annual
burden hours and wage hour cost of this
proposed requirement are:
Burden hours: 22,849 construction
project sites × .05 hour = 1,142.45 hours.
Cost: 1,142.45 hours × $24.42 =
$27,899.
Based on these costs, OSHA
preliminary determines that the
proposed provision is economically
feasible. OSHA notes that a member of
ACCSH stated that he had seen a firm
provide location information at remote
sites. (ACCSH Aug. 23, 2013 transcript,
p. 85.) As noted previously, the task of
communicating relevant site
information to rescue services is
gradually being made easier by the
spread of advanced telecommunications
technology, such that in the near future
the existing burden should be
eliminated. However, OSHA seeks
comments on this estimate and how
long the costs will remain in effect.
mstockstill on DSK3G9T082PROD with PROPOSALS2
Permissible Exposure Limits Table
As discussed in the Summary and
Explanation, 29 CFR 1926.55—Gases,
Vapors, Fumes, Dusts, and Mists—is the
Construction counterpart to 29 CFR
1910.1000—Air Contaminants, which
enumerates hundreds of Permissible
Exposure Limits (PELs) in its Z tables.
Because 29 CFR 1926.55 is not as clear
as its General Industry counterpart,
OSHA is proposing to update section
1926.55(a) and Appendix A to help
clarify the construction PELs. These
proposed changes would: (1) Change the
term ‘‘Threshold Limit Values’’ to
‘‘Permissible Exposure Limits’’; (2)
eliminate language that sounds
advisory; (3) eliminate confusing
language; (4) correct several noted errors
in Appendix A; and (5) correct crossreferences to the asbestos standard.
OSHA deems these changes to be simple
clarifications which would not change
the substantive effect this rule.
Therefore, OSHA has preliminarily
38 BLS, 2013b. Employer costs for employee
benefits (other than wage and salary) were
estimated to be 31 percent of total compensation for
workers employed in construction. The fringe
benefit factor is calculated by 1/(1—percent of total
compensation attributable to employee benefits, or
1/(1¥.3) = 1.45. Total employer cost for employee
compensation is calculated by multiplying the base
wages ($16.84) by the fringe benefits factor (1.45).
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
concluded that these revisions would
not result in changes to the cost or
impact of 29 CFR 1926.55; however,
OSHA seeks comment on this
preliminary conclusion.
Process Safety Management of Highly
Hazardous Chemicals
OSHA is proposing to replace the
regulatory text of its Process Safety
Management (PSM) of Highly
Hazardous Chemicals construction
regulation, § 1926.64, with a crossreference to the corresponding general
industry regulation in 29 CFR 1910.119.
The requirements applicable to
construction work in 29 CFR 1926.64
are identical to those set forth in 29 CFR
1910.119. This change would only serve
to eliminate duplicative regulatory text
and as such, OSHA has preliminarily
determined that it has no cost.
Personal Protective Equipment Fit
OSHA is proposing to amend Section
§ 1926.95—Criteria for Personal
Protective Equipment (PPE), paragraph
(c), to clarify that PPE must properly fit
each employee. The existing regulatory
text states that PPE ‘‘shall be of safe
design and construction for the work to
be performed’’ and current paragraph (a)
states that PPE ‘‘shall be provided, used,
and maintained in a sanitary and
reliable condition wherever it is
necessary. . . .’’ It is the agency’s
opinion that for PPE to provide
protection against the hazards for which
it is designed, it must fit properly.
OSHA views this change as a
clarification of the existing language and
thus preliminarily determines that it
would not increase costs or compliance
burdens to employers.
Lanyard/Lifeline Break Strength
OSHA is proposing to lower the
minimum breaking strength requirement
in § 1926.104—Safety Belts, Lifelines
and Lanyards, paragraph (c)—from
5,400 pounds to 5,000 pounds. As
discussed in the Summary and
Explanation of that section, the Agency
believes a 5,000 pound requirement
would still provide a more than
sufficient safety factor. Because this
change lowers the minimum
requirement, employers would not be
required to purchase new equipment.
When employers do replace their
equipment, they could continue to
purchase lifelines with a breaking
strength of 5,400 pounds, or with a
breaking strength of 5,000 pound. This
proposed revision also would bring
§ 104(c) into conformance with the
lanyard and lifeline breaking strength
requirement in the Fall Protection
standard, at § 1926.502(d)(9). As a
PO 00000
Frm 00031
Fmt 4701
Sfmt 4702
68533
result, OSHA has preliminarily
concluded that this change would not
add any new compliance costs for
employers.
Manual on Uniform Traffic Control
Devices
Under 29 CFR part 1926 subpart G—
Signs, Signals, and Barricades, OSHA
requires that employers comply with the
mandatory provisions of Part VI of the
Manual on Uniform Traffic Control
Devices (MUTCD). Currently, employers
comply with Part VI when they use one
of two versions of MUCTD: the 1988
Edition, Revision 3, September 3, 1993
MUTCD (‘‘1988 Edition’’) or the
Millennium Edition, December 2000
MUTCD (‘‘Millennium Edition’’). Since
OSHA’s last published update to
subpart G, requiring employers to follow
one of the two MUTCD editions above,
the Department of Transportation (DOT)
has then updated 23 CFR 655.601
through 655.603 to require adherence to
the 2009 Edition, November 4, 2009,
MUTCD (‘‘2009 Edition’’). The Agency
is proposing to update subpart G to
require employers to follow the MUTCD
2009 Edition.
23 CFR 655.603 states that the
MUTCD is the national standard for all
traffic control devices installed on any
street, highway, or bicycle trail open to
public travel. It also requires all States,
within two years after a new national
MUTCD edition is issued or any
national MUTCD amendments are
made, to adopt the new MUTCD in the
State, adopt the national MUTCD with
a State Supplement that is in substantial
conformance with the new MUTCD, or
adopt a State MUTCD that is in
substantial conformance with the new
MUTCD.
Each State enacts its own laws
regarding compliance with standards for
traffic control devices in that State. If
the State law has adopted a State
Supplement or a State MUTCD that the
Federal Highway Administration
(FHWA) has found to be in substantial
conformance with the national MUTCD,
then those State requirements are what
the local road agencies (as well as the
State DOT) must abide by. The
exception is traffic control devices
installed on a federally aided project, in
which case 23 CFR 655.603(d)(2)
specifically requires those devices to
comply with the national MUTCD
before the road can be opened or
reopened to the public for unrestricted
use.
The Agency believes any employer
costs related to incorporating the
updated MUCTD reference into subpart
G are very limited because, first, the
updated DOT rules are already currently
E:\FR\FM\04OCP2.SGM
04OCP2
68534
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
in force for all public roads. Second,
even in the limited circumstances of
construction on private roads, the
MUCTD rules are already likely
followed. Finally, the changes from the
prior editions are minor and could
easily be outweighed by eliminating the
burden created by having conflicting
DOT and OSHA requirements.
Private roads open to public travel are
now subject to the same traffic control
standards as public streets and
highways. However, the FHWA does not
require State and/or local highway
agencies to have specific authority or
enforcement responsibility for traffic
control devices on private roads to
ensure compliance with the MUTCD.
Owners or parties responsible for such
private roads are encouraged to bring
the traffic control devices into
compliance with the MUTCD and other
applicable State Manuals, and those
who do not may find themselves
exposed to increased tort liability. State
and local jurisdictions can encourage
MUTCD compliance on private roads by
incorporating pertinent language into
zoning requirements, building and
occupancy permits, and similar controls
that they exercise over private
properties.
As a practical matter, available data
on private road construction indicate
that it represents a very small portion of
total road construction activity. Data
from the Census Construction Spending
Survey indicate that it represents less
than 1 percent of all funds dedicated to
highway and street construction
(Census, 2014).39 This leaves a very
limited scope of construction signage
not already governed by the updated
DOT rules.
Since all contractors engaged in
construction of public roads are now
required to follow the current MUTCD,
only those firms that work exclusively
on private roads would incur costs
associated with this proposal.
Contractors that work on both public
and private roads should not see an
increased burden because they would
already need to be in compliance with
the MUTCD to work on public roads.
Considering that there is pressure, both
from a regulatory and liability
perspective, for firms that work
exclusively on private roads to follow
the MUTCD, OSHA believes the total
39 Since private spending on Highway and Street
construction is relatively small in comparison to
other categories of spending, it does not appear as
a separate item, but can be derived from subtracting
Total Public Construction spending on Highway
and Street construction from Total Construction
spending on Highway and Street construction. 2013
data indicates private spending was well below 1
percent of total spending in this category. This
pattern was consistent at least as far back as 2002.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
number of these firms potentially
incurring costs as a result of this
proposal would be very small. To better
understand how often these situations
occur, OSHA seeks comment on the
number of contractors that work
exclusively on private roads and are
therefore not required to follow the
MUTCD. To the extent that situation
occurs, the Agency also seeks comment
on the extent to which such contractors
already follow the updated MUTCD.
For any firms not already complying
with the updated MUTCD, the cost of
compliance would be very limited. As
explained in the Summary and
Explanation, the revisions to the
MUTCD make the document more user
friendly and account for advances in
technology. A comparison of the 1998
and 2009 updates shows fewer and less
burdensome new requirements, but
more guidance and support material
which makes the document easier to
use. This proposed change to the OSHA
rule should decrease the burden on
employers by eliminating confusion as
to which edition they must comply
with. It would also inform employers
that compliance with DOT regulations
would not run afoul of outdated OSHA
regulations. Most of the new provisions
provide more options to employers,
which should either increase safety or
reduce the burden to employers.
Nonetheless, the Agency has
identified two proposed changes in the
2009 Edition that could have a very
small cost for those employers doing
construction work exclusively on
private roads that are not already
following the updated MUTCD for these
items.
One change is a requirement to use a
new symbol and additional sign for a
shoulder drop-off. OSHA has estimated
that the average price of a shoulder
drop-off sign at $32.74, depending on
size and finish. A second change
prohibits contractors from relying on
hand-signs alone to control traffic. This
burden would only apply to a subset of
contractors that use flaggers to control
traffic (as opposed to something like
automated flagger assistance device) and
choose to only use hand signals to
accomplish this task. Each of these
contractors would need to purchase at
least one stop sign or flag. OSHA has
determined that a flag would cost, on
average, $7.96 each, dependent on size
(ERG, 2015).
The number of signs or flags a
contractor needs for these situations
would presumably be dependent on the
number of simultaneous projects that
the road construction firm engages in
during a typical season, or how large
and complex such projects are. While
PO 00000
Frm 00032
Fmt 4701
Sfmt 4702
smaller contractors may be more likely
to engage solely in private road
operations, larger, more complex
projects demanding more equipment
would almost certainly fall to larger
contractors also employed in public
road construction. Considering the very
limited number of contractors and
situations that would likely be impacted
by this proposal, the Agency believes
that most of the potentially affected
firms would not need more than a
handful of either signs or flags. The
Agency seeks comment on what the
likely impact of these changes would be,
both in terms of the number of signs
and/or flags potentially affected
contractors might need, as well as
whether other changes to MUCTD might
have a cost associated with them, or
ultimately whether the clarity provided
by a government-wide reference to a
single set of standards may provide a
cost savings to employers.
It is not clear whether any firm would
incur new costs as a result of this this
proposed update to the 2009 Edition,
but as shown, any such costs would be
very limited in nature and would be an
insignificant portion of a contractor’s
annual profit. OSHA therefore does not
believe these changes would have a
significant impact to any firm or raise an
issue of economic feasibility. The
Agency, however, welcomes comment
on this preliminary assessment.
Load Limit Postings
OSHA is proposing to remove the
load limit posting requirement for single
family dwellings or townhouses in 29
CFR 1926.250—General Requirements
for Storage, paragraph (a)(2). OSHA has
preliminarily estimated that removing
the requirement for employers to post
maximum safe load limits of floors in
storage areas when constructing single
family dwellings or townhouses would
result in a cost savings to employers
engaged in these construction activities
of approximately $2,948,715.
OSHA estimates that it takes the
average construction employee affected
by this requirement 15 minutes (0.25
hours) to develop and post the currently
required signs, assuming the
information is readily available from
current engineering estimates. The
Bureau of Labor Statistics’ (BLS) 2013
Occupational Employment Statistics
(OES) data indicate that the most
common construction occupation is
‘‘construction laborer.’’ Partly for that
reason, the Agency believes this
occupation is most representative of the
workers actually posting the load limit
requirement at such dwellings.
Consistent with that, OSHA, based on
the OES data, estimates a wage of $16.84
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
of determining whether loose rock or
soil and excavated or other material or
equipment poses a hazard to employees
to OSHA, before OSHA can establish a
violation. These rulings are inconsistent
with what OSHA intended, as the
preamble to the 1989 revision does not
indicate that OSHA intended to shift the
burden when it revised the 1971
provisions, but rather intended to clarify
the language of the provisions. Thus, the
Agency is proposing to remove the
phrase ‘‘that could pose a hazard’’ from
§ 1926.651(j)(1) and (j)(2).
OSHA believes that this revision
would clarify its original intent that the
burden is on employers to protect their
employees from loose rock or soil and
excavated or other materials or
equipment, and that OSHA does not
have the initial burden of demonstrating
the existence of a hazard. Consistent
with the Agency’s intent, no estimated
costs or cost savings were attributed to
this additional language in the 1989
update to the original 1971 rule (54 FR
45894). Hence, OSHA has preliminarily
determined that no cost or compliance
burdens would be associated with the
proposed removal of this language.
Excavation Hazards
In 1989, OSHA updated
§ 1926.651(j)—Specific Excavation
Requirements—Protection of Employees
from Loose Rock or Soil, to add the
phrase ‘‘that could pose a hazard’’ when
referring to loose rock or soil and
excavated or other materials or
equipment. A number of Administrative
Law Judges of the Occupational Safety
and Health Review Commission
(OSHRC) later ruled that the added
phrase in the standard shifts the burden
mstockstill on DSK3G9T082PROD with PROPOSALS2
per hour for the average affected
construction worker (BLS, 2013a). BLS
also estimates in their 2013 Employer
Cost for Employee Compensation report
that employers pay an additional 45
percent in employee benefits,40
implying a total employer cost for
employee compensation of $24.42 per
hour. According to the U.S. Census, in
2012 there were 483,000 single family
houses constructed, including
townhouses (Census, 2012).41 OSHA
estimates, that on average, each project
would have one storage area, producing
one required posting. Using this data,
OSHA preliminarily estimates that the
yearly burden on employers affected by
this proposed revision would be
reduced by $6.105 ($24.42/hour × 0.25
hours) for a total cost savings of
$2,948,715 ($6.105 cost per posting ×
483,000 single family homes) to the
industry. Therefore, the estimated
reduction in burden hours and wage
hour costs of this proposed requirement
are:
Reduced burden hours: 483,000
houses × .25 hours = 120,750 hours.
Reduced cost: 120,750 hours × $24.42
= $2,948,715.
Decompression Tables
OSHA is proposing to replace the
current decompression tables found in
Appendix A to subpart S of part 1926—
Underground Construction, Caissons,
Cofferdams and Compressed Air—with
the 1992 French Air and Oxygen
decompression tables, which are an
updated industry standard, and are
therefore preferred over the Agency’s
existing tables. The information
available to the Agency currently
indicates that underground projects
which incorporate new tunneling
technology have not followed OSHA’s
existing decompression tables, but
instead, have followed the French or
other updated tables. In each case,
federal OSHA or a state plan state had
been persuaded by the available
research and studies that the new
decompression methods provide better
protection for underground workers and
has issued a variance.
Since underground tunneling projects
currently already use these proposed
tables, OSHA has preliminary
determined that the replacement of its
existing Decompression Tables in
Appendix A to subpart S of part 1926
with the French tables would not result
in an increase of cost to affected
employers. OSHA seeks comment
regarding any establishment that does
not currently use the French tables and/
or uses any other updated tables. This
should provide some relief for
employers who currently wish to use
40 BLS, 2013b. Employer costs for employee
benefits (other than wage and salary) were
estimated to be 31 percent of total compensation for
workers employed in construction. The fringe
benefit factor is calculated by 1/(1—percent of total
compensation attributable to employee benefits, or
1/(1 ¥ .3) = 1.45. Total employer cost for employee
compensation is calculated by multiplying the base
wages ($16.84) by the fringe benefits factor (1.45).
41 In the 911 Emergency Medical Services section
of PEA presented earlier, the Agency examined total
construction starts, which were estimated using
Dodge data. Included within that total were new
home starts. However, as has historically been the
case when examining the paperwork burden for 29
CFR 1926.250, the Agency is using U.S. Census data
rather than the Dodge report. The Dodge report does
not include data on townhomes separate from
condominiums; townhomes and condominiums are
both grouped together in the Dodge report’s
multifamily category. For the purposes of analyzing
the change to this provision, OSHA needs to be able
to separate condominiums from townhomes; the
U.S. Census’ definition of a single family homes
identically matches the new home constructions
that the Agency needs to measure. Therefore, OSHA
believes the data provided from the U.S. Census is
the best available for analyzing the proposed update
to 29 CFR 1926.250(a)(2).
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00033
Fmt 4701
Sfmt 4702
68535
the newer tables, in that they would no
longer need to apply for a variance from
the Agency. The Agency however, has
not quantified a cost savings associated
with this reduced burden to employers.
Rollover Protective Structures
OSHA is proposing to amend the
existing standards in 29 CFR part 1926
subpart W—Rollover Protective
Structures; Overhead Protection
(§ 1926.1001, 1002, and 1003). The
existing standards, which are based on
consensus standards from 1970, will be
amended to remove the provisions that
specify test procedures and performance
requirements. The revised provisions
will reference the 1970 consensus
standards for equipment manufactured
prior to the effective date of the final
rule. They will also reference the most
recent ISO standards: ISO 3471–2008,
ISO 5700–2013 and ISO 3449–2005, for
new equipment manufactured after the
effective date of the final rule. It is
OSHA’s understanding that all
industries affected by this change are
already following the new ISO
standards, and therefore has
preliminarily concluded that this
change would not create any new costs
for employers. However, OSHA seeks
comments on this conclusion and on
current adherence to the ISO standards
in the affected industries.
The Agency also proposes to expand
the existing regulatory language of
§ 1926.1000 and 1001 to cover
compactors and skid-steer loaders, as
telegraphed previously by reserving
existing paragraph 1000(a)(2). OSHA
believes that this new equipment, as
with the equipment currently covered
by the existing standard, already
adheres to the minimum performance
criteria for ROPS as set forth in the
recent ISO standards, but seeks further
comment. If OSHA is correct about the
current compliance for this new
equipment, then OSHA preliminarily
concludes that this change would not
add any new compliance cost to
employers. OSHA seeks comments on
this issue as well.
Underground Construction—Diesel
Engine
Existing regulatory language in
§ 1926.800(k)(10)(ii) requires that
mobile diesel-powered equipment used
underground comply with the Mine
Safety Health Administration’s (MSHA)
provisions of 30 CFR part 32. In 1996,
MSHA revoked part 32 and replaced it
with updated provisions in 30 CFR part
7, subpart E and 30 CFR 75.1909 Nonpermissible diesel-powered equipment;
design and performance requirements,
75.1910 Non-permissible diesel-
E:\FR\FM\04OCP2.SGM
04OCP2
68536
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
powered equipment; electrical system
design and performance requirements,
and 75.1911 Fire suppression systems
for diesel-powered equipment and fuel
transportation units (61 FR 55411). In
2001, MSHA issued 30 CFR 57.5067 to
allow engines that meet Environmental
Protection Administration (EPA)
requirements to be used as an
alternative to seeking MSHA approval
under part 7, subpart E (66 FR 5706).
The Agency proposes to update the
regulatory language in
§ 1926.800(k)(10)(ii) to cross-reference
these updated provisions.
If adopted, these changes will allow
employers who use diesel-powered
engines on mobile equipment in
underground construction to use current
MSHA procedures to obtain approval
plates to affix to the engines or meet or
exceed the applicable EPA requirements
listed at MSHA Table 57.5067–1, and
meet the requirements for other
machine features in 30 CFR 75.1909,
75.1910, and 75.1911(a)–(i) for nonpermissible diesel-powered engines.
Based on available information, OSHA
has determined that currently
manufactured equipment meets the
proposed requirements and are
generally compliant with the more
stringent EPA Tier 3 and Tier 4
emission requirements (ERG, 2015). The
Agency has therefore preliminarily
concluded that all applicable new
equipment currently available for in the
market meets the proposed
requirements.
OSHA recognizes that there may be
some employers using equipment that
predates the newer MSHA standards,
and the EPA requirements referenced in
them. To avoid the costs of replacing
existing equipment in use, the Agency
proposes to allow equipment purchased
before the effective date of the final rule
to continue to comply with the terms of
existing § 1926.800(k)(10)(ii) (including
having been approved by MSHA under
30 CFR part 32 (1995) or be determined
to be equivalent to such MSHAapproved equipment). OSHA solicits
comment on the number of engines in
use that meet the existing standard but
will not meet the requirements of the
new MSHA standard and whether
continued use of such equipment
presents a serious safety or health
hazard. OSHA also seeks comment on
whether this proposed grandfathering is
workable.
The Agency observes that some parts
of the updated MSHA regulations have
additional requirements, such as the
potential need for training on fire
suppression systems. However, as
discussed in the Summary and
Explanation, OSHA proposes to carry
over the reference to only equipment
requirements in the MSHA standards.
Therefore, as explained, these other
elements of the MSHA standards would
not apply here and would therefore
carry no cost.
In summary, because diesel
equipment manufactured for
underground construction apparently
conforms with the newer MSHA
standards, and the proposal would
‘‘grandfather’’ in existing equipment,
the Agency believes employers will not
have additional expenses in complying
with the this proposed change to the
Underground Construction standard.
OSHA welcomes comments on this
preliminary conclusion.
Coke Oven Emissions
Section 1926.1129 regulates exposure
to coke oven emissions in construction.
In the Summary and Explanation, the
point was made that the provisions of
this standard do not fit construction
work. Therefore OSHA is proposing to
delete 29 CFR 1926.1129 (and the
reference to it in 29 CFR 1926.55).
An interpretation letter to Mr. Katz
from Assistant Secretary Charles Jeffress
on June 22, 1999 stated, ‘‘We will
remove 29 CFR 1926.1129 from OSHA’s
Internet Web site; the standard will be
deleted from Part 1926 Code of Federal
Regulations, and we [OSHA] will
formally notify OSHA field offices that
§ 1926.1129 is not to be enforced.’’
Since OSHA is not enforcing
§ 1926.1129 and it has no applicability
to construction, this change will have
no cost.
Removal of Social Security Number
Collection Requirements From OSHA’s
Standards
As discussed in the Summary and
Explanation, OSHA is proposing to
delete the requirements in its standards
for employers to use social security
numbers to identify employees on
exposure monitoring, medical
surveillance, and other records. The
Agency believes that while this change
will help employers to protect their
employees from identity theft, it will
not impose new costs upon employers.
The proposed changes would not
require employers to delete social
security numbers from existing records,
nor would they prohibit employers from
continuing to use them to identify
employees; employers would simply no
longer be required to include employee
social security numbers on the records.
The Agency believes that these changes
have the potential to provide benefits to
both employees and employers and
potential cost savings, but OSHA has
not quantified those potential benefits
and savings for this preliminary
analysis.
C. Summary
OSHA preliminarily concludes that
the proposed provisions do not impose
costs of any significance on any
employer, and therefore concludes that
the proposed rule is economically
feasible. Table IV–2 provides a brief
summary of the cost savings and
benefits OSHA estimates would result
from the proposed rule.
TABLE IV–2
Item
Cost savings/benefits
mstockstill on DSK3G9T082PROD with PROPOSALS2
Cost Savings
Remove the load limit posting requirement for single family dwellings or
townhouses in § 1926.250 (a)(2).
Remove the requirement for periodic CXR in § 1910.1029,
§ 1910.1045, and § 1910.1018.
Revise paragraph (f) in 29 CFR 1926.50—Medical Services and First
Aid.
$2,948,715.
Total ...................................................................................................
Allow digital storage of chest roentgenograms in § 1910.1029,
§ 1910.1045, § 1910.1018, § 1910.1001, § 1915.1001, § 1926.1101,
§ 1910.1027,and § 1926.1127.
3,187,513.
Reduces storage costs, brings standard up to date, simplifies.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00034
Fmt 4701
266,697.
¥27,899.
Sfmt 4702
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68537
TABLE IV–2—Continued
Item
Cost savings/benefits
Benefits
Remove the requirement for periodic CXR in § 1910.1029,
§ 1910.1045, and § 1910.1018.
Update required pulmonary function testing requirements in
§ 1910.1043.
Revise decompression tables to require adherence to 1992 French Air
and Oxygen Decompression tables in Subpart S of Part 1926.
D. Regulatory Flexibility Analysis
In accordance with the Regulatory
Flexibility Act, 5 U.S.C. 601 et seq. (as
amended), OSHA examined the
regulatory requirements of the proposed
rule to determine whether these
proposed requirements would have a
significant economic impact on a
substantial number of small entities.
This proposed rule has estimated
annual costs of $27,899 and would lead
to approximately $3.2 million per year
in cost savings to regulated entities.
Since the costs related to this proposal
(from posting location information in
limited circumstances) amount to a few
dollars per construction project, and are
widely dispersed geographically and
throughout the industry, the Agency
believes the proposed rule does not
possess potential to have a significant
impact on a substantial number of small
entities. The Agency therefore certifies
that the proposed rule would not have
a significant economic impact on a
substantial number of small entities.
mstockstill on DSK3G9T082PROD with PROPOSALS2
References
BLS, 2013a. Bureau of Labor Statistics
Occupational Employment Survey. May
2013. BLS Occupational Code:
Construction Laborer 47–2061. Found at:
https://www.bls.gov/oes/current/
oes472061.htm.
BLS, 2013b. Employer Cost for Employee
Compensation, December 2013.
Economic News Release March 12th
2014. Found at: https://www.bls.gov/
news.release/ecec.t06.htm.
Census, 2012. U.S. Census Bureau,
‘‘Characteristics of New Housing 2012.’’
Found at: https://www.census.gov/
construction/chars/highlights.html.
Census, 2014. U.S. Census Bureau,
Construction Spending Survey data,
accessed from https://www.census.gov/
econ/currentdata.
Dodge Data and Analytics, data run, 2 Penn
Plaza New York, New York 10121.
ERG, 2015. Eastern Research Group,
‘‘Supporting Information for Standard
Improvement Project 4,’’.September,
2015.
FCC, 2014. Federal Communications
Commission, ‘‘911 Wireless Services
Guide,’’ December 2014.
NENA, 2001. RCN Commission and the
National Emergency Number Association
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
Reduced radiation, fewer false positives.
Brings OSHA standards up to current technology and medical practices.
Better protect employees, reduce cases of decompression illness, bring
OSHA standard up to current medical guidelines.
(NENA), ‘‘Report Card to the Nation: The
Effectiveness, Accessibility and Future of
America’s 9–1–1 Service,’’ September
2001. Found at: https://c.ymcdn.com/
sites/www.nena.org/resource/collection/
7F122EC0-BC5A-46DD-9A65B39A035E87D5/NENA_Report_to_the_
Nation_1.pdf.
OSHA, 1989. U.S. Department of Labor,
Occupational Safety and Health
Administration, Office of Regulatory
Analysis. Regulatory Impact and
Regulatory Flexibility Analysis of 29 CFR
190.147 (The Control of Hazardous
Energy Sources—Lockout/Tagout)
August, 1989. Found at: https://
www.regulations.gov/
#!documentDetail;D=OSHA-S012A2006-0642-0266.
V. Legal Considerations
The purpose of the Occupational
Safety and Health Act of 1970 (OSH Act;
29 U.S.C. 651 et al.) is ‘‘to assure so far
as possible every working man and
woman in the Nation safe and healthful
working conditions and to preserve our
human resources . . .’’ (29 U.S.C.
651(b).) To achieve this goal, Congress
authorized the Secretary of Labor to
promulgate and enforce occupational
safety and health standards; authorized
summary adoption of existing national
consensus and established Federal
standards within two years of the
effective date of the OSH Act (29 U.S.C.
655(a)); authorizing promulgation of
standards pursuant to notice and
comment (29 U.S.C. 655(b)); and
required employers to comply with
OSHA standards (29 U.S.C. 654(b)).
An occupational safety or health
standard is a standard ‘‘which requires
conditions, or the adoption or use of one
or more practices, means, methods,
operations, or processes, reasonably
necessary or appropriate to provide safe
or healthful employment and places of
employment.’’ (29 U.S.C. 652(8)). A
standard is reasonably necessary or
appropriate within the meaning of
Section 652(8) if it substantially reduces
or eliminates significant risk. In
addition, it must be technologically and
economically feasible, cost effective,
and consistent with prior Agency
action, or a justified departure. A
PO 00000
Frm 00035
Fmt 4701
Sfmt 4702
standard must be supported by
substantial evidence, and be better able
to effectuate the OSH Act’s purposes
than any national consensus standard it
supersedes. (See 58 FR 16612–16616,
March 30, 1993.)
A standard is technologically feasible
if the protective measures it requires
already exist, can be brought into
existence with available technology, or
can be created with technology that can
reasonably be expected to be developed.
(See American Textile Mfrs. Institute v.
OSHA, 452 U.S. 490, 513 (1981) (ATMI);
American Iron and Steel Institute v.
OSHA, 939 F.2d 975, 980 (D.C. Cir.
1991) (AISI).)
A standard is economically feasible if
industry can absorb or pass on the costs
of compliance without threatening its
long-term profitability or competitive
structure. See ATMI, 452 U.S. at 530 n.
55; AISI, 939 F.2d at 980. A standard is
cost effective if the protective measures
it requires are the least costly of the
available alternatives that achieve the
same level of protection. ATMI, 452
U.S. at 514 n. 32; International Union,
UAW v. OSHA, 37 F.3d 665, 668 (D.C.
Cir. 1994) (LOTO II). Section 6(b)(7) of
the OSH Act authorizes OSHA to
include among a standard’s
requirements labeling, monitoring,
medical testing, and other informationgathering and transmittal provisions. (29
U.S.C. 655(b)(7).) OSHA safety
standards also must be highly
protective. (See 58 FR at 16614–16615;
LOTO II, 37 F.3d at 668–669.) Finally,
whenever practical, standards shall ‘‘be
expressed in terms of objective criteria
and of the performance desired.’’ (29
U.S.C. 655(b)(5).)
VI. OMB Review Under the Paperwork
Reduction Act of 1995
A. Overview
The purposes of the Paperwork
Reduction Act 1995 (PRA), 44 U.S.C.
3501 et seq., include enhancing the
quality and utility of information the
Federal government requires and
minimizing the paperwork and
reporting burden on affected entities.
The PRA requires certain actions before
E:\FR\FM\04OCP2.SGM
04OCP2
68538
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
an agency can adopt or revise a
collection of information (paperwork),
including publishing a summary of the
collection of information and a brief
description of the need for and
proposed use of the information. PRA
defines ‘‘collection of information’’ as
‘‘the obtaining, causing to be obtained,
soliciting, or requiring the disclosure to
third parties or the public, of facts or
opinions by or for an agency, regardless
of form or format’’ (44 U.S.C.
3502(3)(A)). Under PRA, a Federal
agency may not conduct or sponsor a
collection of information unless it is
approved by OMB under the PRA, and
displays a currently valid OMB control
number, and the public is not required
to respond to a collection of information
unless it displays a currently valid OMB
control number (44 U.S.C. 3507). Also,
notwithstanding any other provisions of
law, no person shall be subject to
penalty for failing to comply with a
collection of information if the
collection of information does not
display a currently valid OMB control
number (44 U.S.C. 3512).
The Standards Improvement ProjectPhase IV (SIP–IV) proposal would
modify a number of Information
Collections currently approved by the
Office of Management and Budget
(OMB) under the PRA.
B. Solicitation of Comments
Concurrent with publication of this
proposed rule, the Department is
submitting a series of Information
Collection Requests (ICRs) to revise the
collections in accordance with this
NPRM, as required by the PRA. See 44
U.S.C. 3507(d). Some of these revisions,
if adopted, would result in changes to
the existing burden hour and/or cost
estimates. Other revisions may be less
significant and would not change the
ICR burden hour and cost estimates.42
The Agency solicits comments on the
information collection requirements
contained in this NPRM. The Agency is
particularly interested in comments on
the collections of information
requirements that:
• Evaluate whether the proposed
collection of information requirements
are necessary for the proper
performance of the Agency’s functions,
including whether the information is
useful;
• Evaluate the accuracy of OSHA’s
estimate of the burden (time and cost)
of the information collection
requirements, including the validity of
the methodology and assumptions used;
• Enhance the quality, utility, and
clarity of the information collected; and
• Minimize the compliance burden
on employers, for example, by using
automated or other technological
techniques for collecting and
transmitting information.
C. Proposed Revisions to the Collection
of Information Requirements
As required by 5 CFR 1320.5(a)(1)(iv)
and 1320.8(d)(2), the following
paragraphs provide information about
the ICRs, including the changes in
burden associated with the proposed
revisions to information collection
requirements.
1. Title: Standards Improvement
Project-Phase IV (SIP–IV)
2. Description of revisions to the ICRs:
The SIP–IV proposal adds, removes, or
revises collection of information
requirements, as further explained in
Table 1(a) that identifies those ICRs
where the proposal will change burden
hours and costs. For those ICRs, Table
1(b) itemizes the responses, frequencies,
time, burden hours, and cost as a result
of the program change. Table 2
identifies those ICRs where the proposal
will add to or revise the text of
standards, but do not result in a burden
or cost change as result.
TABLE 1(a)—ICRS WITH PROPOSED BURDEN HOUR CHANGES
OMB control
No.
ICR title
CFR
1218–0128
Acrylonitrile (29 CFR 1910.1045) .............
1218–0126
Inorganic Arsenic (29 CFR 1910.1018) ....
1218–0104
Construction Standards on Posting Emergency Telephone Numbers and Floor
Load Limits (29 CFR 1926.50 and 29
CFR 1926.250).
mstockstill on DSK3G9T082PROD with PROPOSALS2
Coke
Oven
1910.1029).
Emissions
(29
1218–0093
42 The proposal would revise to existing standard
provisions that are not collections of information.
These revisions are not addressed in this preamble
section. However some revisions will modify
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
Provisions being modified
OSHA is proposing to remove the requirement for periodic chest x-rays as part of
the medical exams for employees. In addition, OSHA is proposing to add the option of digital radiography to its existing standards because digital radiography
systems are rapidly replacing traditional analog film-based systems in medical facilities.
OSHA is proposing to remove the requirement for periodic chest x-rays as part of
the medical exams for employees. OSHA is proposing to add the option of digital
radiography to its existing standards because digital radiography systems are
rapidly replacing traditional analog film-based systems in medical facilities.
OSHA is proposing to remove the requirement for periodic chest x-rays as part of
the medical exams for employees. OSHA is proposing to add the option of digital
radiography to its existing standards because digital radiography systems are
rapidly replacing traditional analog film-based systems in medical facilities.
OSHA is proposing to add to 29 CFR 1926.50(f) a requirement that when an employer uses a communication system for contacting 911 services, if the communication system is in an area that does not automatically supply the caller’s latitude and longitude to the 911 dispatcher, the employer must post or otherwise
provide to employees the latitude and longitude of the work site or other information that communicates the location of the worksite. In addition, OSHA is proposing to remove the load limit posting requirement for single family dwellings or
townhouses in 29 CFR 1926.250.
language contained in a currently OMB approved
information collection (paperwork analysis), though
they will not change burden hour or cost estimates.
These information collections, referenced by OMB
PO 00000
Frm 00036
Fmt 4701
Sfmt 4702
Control number, are included in this section since
the Agency will prepare and submit an ICR to OMB
to incorporate the revised language into the existing
information collection.
E:\FR\FM\04OCP2.SGM
04OCP2
68539
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
TABLE 1(b)—ESTIMATED BURDEN HOURS AND COST
ICR Title and paragraph
modified
OMB control
No.
Number of
respondents
Coke Oven Emissions (29 CFR 1910.1029) (§ 1910.1029(j))
Acrylonitrile (29 CFR 1910.1045) (§ 1910.1045(n)) ...............
Inorganic Arsenic (29 CFR 1910.1018) (§ 1910.1018(n)) .....
Construction Standard on Posting Emergency Telephone
Numbers (29 CFR 1926.50) 43 (§ 1926.50(f)).
Construction Standard on Floor Load Limits (29 CFR
1926.250) (§ 1926.250 (a)).
1218–0128
1218–0126
1218–0104
1218–0093
2,324
467
792
22,849
2,324
467
792
22,849
1218–0093
483,000
Grand Total ............................................................................
....................
509,432
Average
time
per response
(hours)
Frequency
per
response
Number of
responses
Estimated
burden hour
/program
change
Estimated
cost
(capitaloperation
and
maintenance)
change
..........
..........
..........
..........
1.42
1.25
1.42
.05
¥581
¥117
¥198
1,142
¥$159,008
¥31,952
¥54,188
27,899
483,000
Annual ..........
0.25
¥120,750
¥2,948,715
509,432
.......................
....................
¥120,504
¥3,165,964
Annual
Annual
Annual
Annual
TABLE 2—ICRS WITH NO PROPOSED BURDEN HOUR CHANGES
OMB control
No.
ICR title
Provisions being modified
Asbestos in General Industry
(29 CFR 1910.1001).
1218–0133
Asbestos in Construction (29
CFR 1926.1101).
1218–0134
Asbestos in Shipyards (29 CFR
1915.1001).
1218–0195
Cadmium in Construction (29
CFR 1926.1127).
1218–0186
Cadmium in General Industry
(29 CFR 1910.1027).
1218–0185
Cotton Dust (29 CFR
1910.1043).
1218–0061
This proposal will also have an
impact on the provisions in OSHA’s
standards that currently require
employers to include employee SSNs on
exposure monitoring, medical
surveillance, and other records. As
explained above in the Summary and
Explanation of the Proposed Rule
section (see Section III.B.17.), the
OSHA is proposing to add the option of digital radiography to its existing standards because
digital radiography systems are rapidly replacing traditional analog film-based systems in
medical facilities.
OSHA is proposing to add the option of digital radiography to its existing standards because
digital radiography systems are rapidly replacing traditional analog film-based systems in
medical facilities.
OSHA is proposing to add the option of digital radiography to its existing standards because
digital radiography systems are rapidly replacing traditional analog film-based systems in
medical facilities.
OSHA is proposing to add the option of digital radiography to its existing standards because
digital radiography systems are rapidly replacing traditional analog film-based systems in
medical facilities.
OSHA is proposing to add the option of digital radiography to its existing standards because
digital radiography systems are rapidly replacing traditional analog film-based systems in
medical facilities.
OSHA is proposing to revise paragraph (h) and Appendix D of its Cotton Dust standard.
Many of the revisions are simply editorial, to clarify existing language, as well as to update
outdated pulmonary function measurements. OSHA is also proposing to update paragraph
(h)(2)(iii) to require a determination of the FEV1/FVC ration, and the evaluation of FEV1,
FVC, and FEV1/FVC against the lower limit of normal (LLN) for each race/ethnic group, by
age, which is consistent with generally accepted practices.
Agency previously considered
stakeholder comments regarding the
SSN collection requirements in OSHA’s
standards during the SIP II (70 FR 1112,
January 5, 2005) and Respirable
Crystalline Silica (81 FR 16285, March
25, 2016) rulemakings. Eliminating SSN
collection requirements from OSHA’s
standards will affect several of the ICRs
covered under the PRA. Table 3 shows
the control number, title, and paragraph
or appendix modified for each of the
ICRs that will be affected. The agency
believes removing the social security
numbers will have no measureable
impact on employer burden.
TABLE 3—ICRS AFFECTED BY SOCIAL SECURITY REMOVAL
mstockstill on DSK3G9T082PROD with PROPOSALS2
OMB control No.
Title
Paragraph/appendix modified
1218–0202 .................
1218–0133 .................
Hazardous Waste Operations and Emergency Response for General Industry (29 CFR 1910.120) and Construction (29 CFR 1926.65).
Asbestos in General Industry (29 CFR 1910.1001) ........................................
1218–0010 .................
1218–0104 .................
Vinyl Chloride Standard (29 CFR 1910.1017) ................................................
Inorganic Arsenic (29 CFR 1910.1018) ..........................................................
1910.120(f)(8)(ii)(A), 1926.65(f)(8)(ii)(A).
1910.1001(m)(1)(ii)(F),
1910.1001(m)(3)(ii)(A), Appendix D.
1910.1017(m)(1).
1910.1018(q)(1)(ii)(D),
1910.1018(q)(2)(ii)(A).
43 Both 29 CFR 1926.50 and 1926.250 are covered
by the same ICR, 1218–0093.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00037
Fmt 4701
Sfmt 4702
E:\FR\FM\04OCP2.SGM
04OCP2
68540
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
TABLE 3—ICRS AFFECTED BY SOCIAL SECURITY REMOVAL—Continued
OMB control No.
Title
Paragraph/appendix modified
1218–0092 .................
Lead Standard in General Industry (29 CFR 1910.1025) ...............................
1218–0252 .................
Hexavalent Chromium Standards for General Industry (29 CFR 1910.1026),
Shipyard Employment (29 CFR 1915.1026), and Construction (29 CFR
1926.1126).
1218–0185 .................
Cadmium in General Industry Standard (29 CFR 1910.1027) .......................
1218–0129 .................
Benzene (29 CFR 1910.1028) ........................................................................
1218–0128 .................
Coke Oven Emissions (29 CFR 1910.1029) ...................................................
1218–0180 .................
1218–0061 .................
Bloodborne Pathogens Standard (29 CFR 1910.1030) ..................................
Cotton Dust (29 CFR 1910.1043) ...................................................................
1218–0101 .................
1,2-Dibromo-3-Choropropane (DBCP) Standard (29 CFR 1910.1044) ..........
1218–0126 .................
1218–0108 .................
Acrylonitrile Standard (29 CFR 1910.1045) ....................................................
Ethylene Oxide (EtO) Standard (29 CFR 1910.1047) ....................................
1218–0145 .................
Formaldehyde Standard (29 CFR 1910.1048) ................................................
1218–0184 .................
4,4′-Methylenedianiline (MDA) for General Industry (29 CFR 1910.1050) .....
1218–0170 .................
1,3-Butadiene Standard (29 CFR 1910.1051) ................................................
1218–0179 .................
Methylene Chloride (29 CFR 1910.1052) .......................................................
1910.1025(d)(5), 1910.1025(n)(1)(ii)(D),
1910.1025(n)(2)(ii)(A),
1910.1025(n)(3)(ii)(A), Appendix B.
1910.1026(m)(1)(ii)(F),
1910.1026(m)(4)(ii)(A),
1915.1026(k)(1)(ii)(F),
1915.1026(k)(4)(ii)(A),
1926.1126(k)(1)(ii)(F),
1926.1126(k)(4)(ii)(A).
1910.1027(n)(1)(ii)(B),
1910.1027(n)(3)(ii)(A), Appendix D.
1910.1028(k)(1)(ii)(D),
1910.1028(k)(2)(ii)(A).
1910.1029(m)(1)(i)(a),
1910.1029(m)(2)(i)(a).
1910.1030(h)(1)(ii)(A).
1910.1043(k)(1)(ii)(C),
1910.1043(k)(2)(ii)(A), Appendices B–I,
B–II, B–III.
1910.1044(p)(1)(ii)(d),
1910.1044(p)(2)(ii)(a).
1910.1045(q)(2)(ii)(D).
1910.1047(k)(2)(ii)(F),
1910.1047(k)(3)(ii)(A).
1910.1048(o)(1)(vi), 1910.1048(o)(3)(i),
1910.1048(o)(4)(ii)(D), Appendix D.
1910.1050(n)(3)(ii)(D),
1910.1050(n)(4)(ii)(A),
1910.1050(n)(5)(ii)(A).
1910.1051(m)(2)(ii)(F),
1910.1051(m)(4)(ii)(A), Appendix F.
1910.1052(m)(2)(ii)(F),
1910.1052(m)(2)(iii)(C),
1910.1052(m)(3)(ii)(A), Appendix B.
1218–0266 .................
1218–0195 .................
Respirable Crystalline Silica Standards for General Industry, Shipyard Employment and Marine Terminals (29 CFR 1910.1053) and Construction
(29 CFR 1926.1153) 1910.1053(k)(1)(ii)(G), 1910.1053(k)(3)(ii)(A),
1926.1153(j)(1)(ii)(G), 1926.1153(j)(3)(ii)(A).
Asbestos in Shipyards Standard (29 CFR 1915.1001) ...................................
1218–0134 .................
Asbestos in Construction (29 CFR 1926.1101) ..............................................
1218–0186 .................
Cadmium in Construction Standard (29 CFR 1926.1127) ..............................
1218–0183 .................
1218–0189 .................
4,4′-Methylenedianiline (MDA) in Construction (29 CFR 1926.60) .................
Lead in Construction Standard (29 CFR 1926.62) .........................................
In addition to the above-described
changes, the Agency will make
adjustments to the some of the ICRs to
reflect on-going PRA interpretations that
will result in changes to the burden
hours and costs; these changes are not
a result of this rulemaking.
mstockstill on DSK3G9T082PROD with PROPOSALS2
D. Submitting Comments
Members of the public who wish to
comment on the paperwork
requirements in this proposal must send
their written comments to the Office of
Information and Regulatory Affairs,
Attn: OMB Desk Officer for the DOL–
OSHA, Office of Management and
Budget, Room 10235, Washington, DC
20503. You may also submit comments
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
to OMB by email at OIRA_submission@
omb.eop.gov. Please reference the ICR’s
OMB control number in order to help
ensure proper consideration. The
Agency encourages commenters also to
submit their comments on these
paperwork requirements to the
rulemaking docket (Docket Number
OSHA–2012–0007), along with their
comments on other parts of the
proposed rule. For instructions on
submitting these comments to the
rulemaking docket, see the sections of
this Federal Register notice titled DATES
and ADDRESSES.
PO 00000
Frm 00038
Fmt 4701
Sfmt 4702
1915.1001(n)(2)(ii)(F),
1915.1001(n)(3)(ii)(A), Appendix D.
1926.1101(n)(2)(ii)(F),
1926.1101(n)(3)(ii)(A), Appendix D.
1926.1127(d)(2)(iv),
1926.1127(n)(1)(ii)(B),
1926.1127(n)(3)(ii)(A).
1926.60(o)(4)(ii)(F), 1926.60(o)(5)(ii)(A).
1926.62(d)(5), 1926.62(n)(1)(ii)(D),
1926.62(n)(2)(ii)(A),
1926.62(n)(3)(ii)(A), Appendix B.
E. Docket and Inquiries
To access the docket to read or
download comments and other
materials related to these paperwork
determination, including the ICR
(containing the Supporting Statement
with attachments describing the
paperwork determinations in detail) use
the procedures described under the
section of this notice titled ADDRESSES.
You also may obtain an electronic copy
of the complete ICRs by visiting the Web
page at https://www.reginfo.gov/public/
do/PRAMain, scroll under ‘‘Currently
Under Review’’ to ‘‘Department of Labor
(DOL)’’ to view all of the DOL’s ICRs,
including those ICRs submitted for
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
proposed rulemakings. To make
inquiries, or to request other
information, contact Mr. Todd Owen,
Directorate of Standards and Guidance,
OSHA, Room N–3609, U.S. Department
of Labor, 200 Constitution Avenue NW.,
Washington, DC 20210; telephone (202)
693–2222.
VII. Federalism
OSHA reviewed this proposed rule in
accordance with the Executive Order on
Federalism (Executive Order 13132, 64
FR 43255, August 10, 1999), which
requires that Federal agencies, to the
extent possible, refrain from limiting
State policy options, consult with States
prior to taking any actions that would
restrict State policy options, and take
such actions only when clear
constitutional authority exists and the
problem is national in scope. Executive
Order 13132 provides for preemption of
State law only with the expressed
consent of Congress. Agencies must
limit any such preemption to the extent
possible.
Under Section 18 of the OSH Act,
Congress expressly provides that States
may adopt, with Federal approval, a
plan for the development and
enforcement of occupational safety and
health standards; States that obtain
Federal approval for such a plan are
referred to as ‘‘State Plan States.’’ (29
U.S.C. 667). Occupational safety and
health standards developed by State
Plan States must be at least as effective
in providing safe and healthful
employment and places of employment
as the Federal standards.
While OSHA drafted this proposed
rule to protect employees in every State,
Section 18(c)(2) of the OSH Act permits
State Plan States and Territories to
develop and enforce their own
standards, provided the requirements in
these standards are at least as safe and
healthful as the requirements specified
in this proposed rule.
In summary, this proposed rule
complies with Executive Order 13132.
In States without OSHA-approved State
Plans, any standard developed from this
proposed rule would limit State policy
options in the same manner as every
standard promulgated by OSHA. In
States with OSHA-approved State Plans,
this rulemaking would not significantly
limit State policy options.
VIII. State Plans
When Federal OSHA promulgates a
new standard or a more stringent
amendment to an existing standard, the
28 States and U.S. territories with their
own OSHA-approved occupational
safety and health plans (‘‘State Plan
States’’) must revise their standards to
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
reflect the new standard or amendment.
The State standard must be at least as
effective as the final Federal standard or
amendment, and must be promulgated
within six months of the publication
date of the final Federal rule (29 U.S.C.
667(c)(2); 29 CFR 1953.5(a)).
A State-Plan State may demonstrate
that a standard change is unnecessary
because the State standard is already the
same as or at least as effective as the
new or amended Federal standard. In
order to avoid delays in worker
protection, the effective date of the State
standard and any of its delayed
provisions must be the date of State
promulgation or the Federal effective
date, whichever is later. The Assistant
Secretary may permit a longer time
period if the State timely demonstrates
that good cause exists for extending the
time limitation (29 CFR 1953.5(a)). Of
the 28 States and territories with OSHAapproved State plans, 22 cover public
and private-sector employees: Alaska,
Arizona, California, Hawaii, Indiana,
Iowa, Kentucky, Maryland, Michigan,
Minnesota, Nevada, New Mexico, North
Carolina, Oregon, Puerto Rico, South
Carolina, Tennessee, Utah, Vermont,
Virginia, Washington, and Wyoming.
Six States and territories cover only
public-sector employees: Connecticut,
Illinois, Maine, New Jersey, New York,
and the Virgin Islands.
When OSHA promulgates a new
standard or amendment that does not
impose additional or more stringent
requirements than the existing standard,
State Plan States are not required to
amend their standards, although OSHA
may encourage them to do so.
OSHA concludes that this final rule,
by revising confusing, outdated,
duplicative, or inconsistent standards,
will increase the protection afforded to
employees while reducing the
compliance burden of employers.
Therefore, States and Territories with
approved State Plans must adopt
comparable amendments to their
standards within six months of the
promulgation date of this rule unless
they demonstrate that such amendments
are not necessary because their existing
standards are at least as effective in
protecting workers as this final rule.
IX. Unfunded Mandates Reform Act of
1995
OSHA reviewed this proposed rule in
accordance with the Unfunded
Mandates Reform Act of 1995 (UMRA;
2 U.S.C. 1501 et seq.) and Executive
Order 12875 (56 FR 58093). As
discussed in section IV (‘‘Preliminary
Economic Analysis and Regulatory
Flexibility Act Certification’’) of this
notice, the Agency determined that this
PO 00000
Frm 00039
Fmt 4701
Sfmt 4702
68541
proposed rule has one revision with
estimated annual new costs of $27,899,
but all proposed revisions would result
in approximately $3.2 million per year
in overall (net) cost savings to regulated
entities.
As noted under section VIII (‘‘State
Plans’’) of this notice, the Agency’s
standards do not apply to State and
local governments except in States that
elect voluntarily to adopt a State Plan
approved by the Agency. Consequently,
this proposed rule does not meet the
definition of a ‘‘Federal
intergovernmental mandate’’ (see
Section 421(5) of the UMRA (2 U.S.C.
658(5)). Therefore, for the purposes of
the UMRA, the Agency certifies that this
proposed rule does not mandate that
State, local, or tribal governments adopt
new, unfunded regulatory obligations,
or increase expenditures by the private
sector of more than $100 million in any
year.
X. Review by the Advisory Committee
for Construction Safety and Health
OSHA must to consult with the
ACCSH whenever the Agency proposes
a rulemaking that involves the
occupational safety and health of
construction employees (29 CFR
1911.10, 1912.3). Accordingly, prior to
the dates of meetings listed below,
OSHA distributed to the ACCSH
members for their review, a copy of the
proposed revisions that applied to
construction, as well as a brief summary
and explanation of these revisions. At
the regular meetings on December 15–
16, 2011, May 10–11 2012, November
29, 2012, March 18, 2013, May 23, 2013,
August 22, 2013, May 7–8 2014,
December 3–4, 2014, and December 2,
2015, OSHA staff made presentations to
the ACCSH members that summarized
the material provided to them earlier,
and then responded to their questions.
The ACCSH subsequently
recommended that OSHA publish the
proposal.
XI. Public Participation
A. Submission of Comments and Access
to the Docket
OSHA invites comments on the
proposed revisions described, and the
specific issues raised, in this notice.
These comments should include
supporting information and data. OSHA
will carefully review and evaluate these
comments, information, and data, as
well as any other information in the
rulemaking record, to determine how to
proceed.
When submitting comments, parties
must follow the procedures specified in
the previous sections titled DATES and
E:\FR\FM\04OCP2.SGM
04OCP2
68542
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
ADDRESSES. The comments must
provide the name of the commenter and
docket number. The comments also
should identify clearly the provision of
the proposal each comment is
addressing, the position taken with
respect to the proposed provision or
issue, and the basis for that position.
Comments, along with supporting data
and references, submitted on or before
the end of the specified comment period
will become part of the proceedings
record, and will be available for public
inspection and copying at https://
www.regulations.gov.
B. Requests for an Informal Public
Hearing
Under section 6(b)(3) of the OSH Act
and 29 CFR 1911.11, members of the
public may request an informal public
hearing by following the instructions
under the section of this Federal
Register notice titled ADDRESSES.
Hearing requests must include the name
and address of the party requesting the
hearing, and submitted (e.g.,
postmarked, transmitted, sent) on or
before December 5, 2016. All
submissions must bear a postmark or
provide other evidence of the
submission date.
List of Subjects
29 CFR Part 1915
Chest X-ray requirements, Reporting
and recordkeeping requirements,
Sanitation.
mstockstill on DSK3G9T082PROD with PROPOSALS2
Signed at Washington, DC, on August 10,
2016.
David Michaels,
Assistant Secretary of Labor for Occupational
Safety and Health.
■
Proposed Amendments to Standards
For the reasons stated in the preamble
of this proposed rule, the Occupational
Safety and Health Administration is
proposing to amend 29 CFR parts 1904,
1910, 1915, and 1926 as set forth below:
PART 1904—RECORDING AND
REPORTING OCCUPATIONAL
INJURIES AND ILLNESSES
1. Revise the authority citation for part
1904 to read as follows:
■
Authority: 29 U.S.C. 657, 658, 660, 666,
669, 673, Secretary of Labor’s Orders No. 3–
2000 (65 FR 50017) and 1–2012 (77 FR 3912),
as applicable, and 5 U.S.C. 553.
Subpart C—Recordkeeping Forms and
Recording Criteria
2. Revise paragraph (b)(6) of § 1904.10
to read as follows:
■
*
29 CFR Part 1910
Chest X-ray requirements,
Incorporation by reference, Lockout/
tagout, Pulmonary-function testing,
Reporting and recordkeeping
requirements.
29 CFR Part 1926
Airborne contaminants, Construction,
Chest X-ray requirements, Coke oven
emissions, Diesel equipment,
Decompression table, Excavations,
Emergency services, Incorporation by
reference, Lanyards, Load limits,
Manual on Uniform Traffic Control
Devices (MUCTD), Personal protective
equipment, Process safety management,
Reporting and recordkeeping
requirements, Roll-over protective
structures (ROPs).
Authority and Signature
David Michaels, Ph.D., MPH,
Assistant Secretary of Labor for
Occupational Safety and Health, U.S.
Department of Labor, authorized the
preparation of this notice pursuant to
19:27 Oct 03, 2016
(dated July 8, 1993) (58 FR 38142, July 15,
1993).
§ 1904.10 Recording criteria for cases
involving occupational hearing loss.
29 CFR Part 1904
Recordkeeping.
VerDate Sep<11>2014
Sections 4, 6, and 8 of the Occupational
Safety and Health Act of 1970 (29 U.S.C.
653, 655, 657), 29 CFR part 1911, and
Secretary’s Order 1–2012 (77 FR 3912).
Jkt 241001
*
*
*
*
(b) * * *
(6) If a physician or other licensed
health care professional determines the
hearing loss is not work-related, do I
still need to record the case? If a
physician or other licensed health care
professional determines, following the
rules set out in § 1904.5, that the hearing
loss is not work-related or that
occupational noise exposure did not
significantly aggravate the hearing loss,
you do not have to consider the case
work-related or record the case on the
OSHA 300 Log.
*
*
*
*
*
PART 1910—OCCUPATIONAL SAFETY
AND HEALTH STANDARDS
3. The authority section for part 1910
continues to read as follows:
■
Authority: 29 U.S.C. 653, 655, 657;
Secretary of Labor’s Order No. 12–71 (36 FR
8754), 8–76 (41 FR 25059), 9–83 (48 FR
35736), 1–90 (55 FR 9033), 6–96 (62 FR 111),
3–2000 (65 FR 50017), 5–2002 (67 FR 65008),
5–2007 (72 FR 31159), 4–2010 (75 FR 55355),
or 1–2012 (77 FR 3912), as applicable.
Sections 1910.6, 1910.7, 1910.8, and
1910.9 also issued under 29 CFR 1911.
Section 1910.7(f) also issued under 31 U.S.C.
9701, 29 U.S.C. 9a, 5 U.S.C. 553; Public Law
106–113 (113 Stat. 1501A–222); Public Law
11–8 and 111–317; and OMB Circular A–25
PO 00000
Frm 00040
Fmt 4701
Sfmt 4702
Subpart A—General
4. Add paragraphs (aa) and (bb) to
§ 1910.6 to read as follows:
§ 1910.6
Incorporation by reference.
*
*
*
*
*
(aa) The following material is
available for purchase at the American
Thoracic Society (ATS), 25 Broadway,
18th Floor New York, NY 10004; Web
site: https://www.atsjournals.org/.
(1) Spirometric Reference Values from
a Sample of the General U.S.
Population. Hankinson JL, Odencrantz
JR, Fedan KB. American Journal of
Respiratory and Critical Care Medicine,
159(1):179–187, January 1999, IBR
approved for § 1910.1043(h).
(2) [Reserved]
(bb) The following material is
available for purchase from the
International Labour Organization (ILO),
`
4 route des Morillons, CH–1211 Geneve
22, Switzerland; telephone: +41 (0) 22
799 6111; fax: +41 (0) 22 798 8685; Web
site: https://www.ilo.org/.
(1) Guidelines for the Use of the ILO
International Classification of
Radiographs of Pneumoconioses,
Revised Edition 2011, Occupational
safety and health series; 22 (Rev.2011),
IBR approved for § 1910.1001,
Appendix E.
(2) [Reserved]
Subpart J—General Environmental
Controls
5. The authority section for subpart J
continues to read as follows:
■
Authority: 29 U.S.C. 653, 655, 657;
Secretary of Labor’s Order No. 12–71 (36 FR
8754), 8–76 (41 FR 25059), 9–83 (48 FR
35736), 1–90 (55 FR 9033), 6–96 (62 FR 111),
3–2000 (65 FR 50017), 5–2007 (72 FR 31159),
4–2010 (75 FR 55355), or 1–2012 (77 FR
3912), as applicable.
6. Amend § 1910.147 by:
a. Revising paragraphs (a)(1)(i),
(a)(2)(iii)(A), and (a)(3)(i);
■ b. Revising the definition of
‘‘Servicing and/or maintenance’’ in
paragraph (b);
■ c. Revising paragraphs (c)(1) and
(c)(4)(i) note;
■ d. Revising paragraph (f)(4);
■ e. Revising Appendix A.
The revisions read as follows:
■
■
§ 1910.147 The control of hazardous
energy (lockout/tagout).
(a) * * *
(1) * * *
(i) This standard covers the servicing
and maintenance of machines and
equipment in which the energization or
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
startup of the machines or equipment,
or release of stored energy could cause
injury to employees. This standard
establishes minimum performance
requirements for the control of such
hazardous energy.
*
*
*
*
*
(2) * * *
(iii) * * *
(A) Work on cord and plug connected
electric equipment for which exposure
to the hazards of energization or startup
of the equipment is controlled by the
unplugging of the equipment from the
energy source and by the plug being
under the exclusive control of the
employee performing the servicing or
maintenance.
*
*
*
*
*
(3) * * *
(i) This section requires employers to
establish a program and utilize
procedures for affixing appropriate
lockout devices or tagout devices to
energy isolating devices, and to
otherwise disable machines or
equipment to prevent energization,
startup or release of stored energy in
order to prevent injury to employees.
*
*
*
*
*
(b) * * *
Servicing and/or maintenance.
Workplace activities such as
constructing, installing, setting up,
adjusting, inspecting, modifying, and
maintaining and/or servicing machines
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
or equipment. These activities include
lubrication, cleaning or unjamming of
machines or equipment and making
adjustments or tool changes, where the
employee may be exposed to the
energization or startup of the equipment
or release of hazardous energy.
*
*
*
*
*
(c) * * *
(1) Energy control program. The
employer shall establish a program
consisting of energy control procedures,
employee training and periodic
inspections to ensure that before any
employee performs any servicing or
maintenance on a machine or
equipment where the energizing, startup
or release of stored energy could occur
and cause injury, the machine or
equipment shall be isolated from the
energy source and rendered inoperative.
*
*
*
*
*
(4) * * *
(i) * * *
Note: Exception: The employer need
not document the required procedure
for a particular machine or equipment,
when all of the following elements exist:
(1) The machine or equipment has no
potential for stored or residual energy or
reaccumulation of stored energy after
shut down which could endanger
employees; (2) the machine or
equipment has a single energy source
which can be readily identified and
isolated; (3) the isolation and locking
PO 00000
Frm 00041
Fmt 4701
Sfmt 4702
68543
out of that energy source will
completely deenergize and deactivate
the machine or equipment; (4) the
machine or equipment is isolated from
that energy source and locked out
during servicing or maintenance; (5) a
single lockout device will achieve a
locked-out condition; (6) the lockout
device is under the exclusive control of
the authorized employee performing the
servicing or maintenance; (7) the
servicing or maintenance does not
create hazards for other employees; and
(8) the employer, in utilizing this
exception, has had no accidents
involving the activation or
reenergization of the machine or
equipment during servicing or
maintenance.
*
*
*
*
*
(f) * * *
(4) Shift or personnel changes.
Specific procedures shall be utilized
during shift or personnel changes to
ensure the continuity of lockout or
tagout protection, including provision
for the orderly transfer of lockout or
tagout device protection between offgoing and oncoming employees, to
minimize exposure to hazards from the
energization or startup of the machine
or equipment, or the release of stored
energy.
*
*
*
*
*
E:\FR\FM\04OCP2.SGM
04OCP2
68544
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX A TO §1910.147-TYPICAL MINIMAL LOCKOUT PROCEDURE
General
The following simple lockout procedure is provided to assist employers in
developing their procedures so they meet the requirements of this standard. When the
energy isolating devices are not lockable, tagout may be used, provided the employer
complies with the provisions of the standard which require additional training and more
rigorous periodic inspections. When tagout is used and the energy isolating devices are
lockable, the employer must provide full employee protection (see paragraph (c)(3)) and
additional training and more rigorous periodic inspections are required. For more
complex systems, more comprehensive procedures may need to be developed,
documented and utilized.
Lockout Procedure
Lockout procedure for
(Name of Company for single procedure or identification of equipment if multiple
procedures are used)
Purpose
This procedure establishes the minimum requirements for the lockout of energy
isolating devices whenever maintenance or servicing is done on machines or equipment.
It shall be used to ensure that the machine or equipment is stopped, isolated from all
servicing or maintenance where the energization or start-up of the machine or equipment
or release of stored energy could cause injury.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00042
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.000
mstockstill on DSK3G9T082PROD with PROPOSALS2
potentially hazardous energy sources and locked out before employees perform any
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68545
Compliance with This Program
All employees are required to comply with the restrictions and limitations
imposed upon them during the use of lockout. The authorized employees are required to
perform the lockout in accordance with this procedure. All employees, upon observing a
machine or piece of equipment which is locked out to perform servicing or maintenance
shall not attempt to start, energize or use that machine or equipment.
Type of compliance enforcement to be taken for violation of the above.
Sequence of Lockout
(1) Notify all affected employees that servicing or maintenance is required on a
machine or equipment and that the machine or equipment must be shut down and locked
out to perform the servicing or maintenance.
Name(s)/Job Title(s) of affected employees and how to notify.
(2) The authorized employee shall refer to the company procedure to identify the
type and magnitude of the energy that the machine or equipment utilizes, shall understand
the hazards of the energy, and shall know the methods to control the energy.
Type(s) and magnitude(s) of energy, its hazards and the methods to control the energy.
(3) If the machine or equipment is operating, shut it down by the normal stopping
Type(s) and location(s) of machine or equipment operating controls.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00043
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.001
mstockstill on DSK3G9T082PROD with PROPOSALS2
procedure (depress stop button, open switch, close valve, etc.).
68546
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
(4) De-activate the energy isolating device(s) so that the machine or equipment is
isolated from the energy source(s).
Type(s) and location(s) of energy isolating devices.
(5) Lock out the energy isolating device(s) with assigned individuallock(s).
(6) Stored or residual energy (such as that in capacitors, springs, elevated machine
members, rotating flywheels, hydraulic systems, and air, gas, steam, or water pressure,
etc.) must be dissipated or restrained by methods such as grounding, repositioning,
blocking, bleeding down, etc.
Type(s) of stored energy-methods to dissipate or restrain.
(7) Ensure that the equipment is disconnected from the energy source(s) by first
checking that no personnel are exposed, then verify the isolation of the equipment by
operating the push button or other normal operating control(s) or by testing to make
certain the equipment will not operate.
CAUTION: Return operating control(s) to neutral or "off' position after verifying
the isolation of the equipment.
Method of verifying the isolation of the equipment.
(8) The machine or equipment is now locked out.
Restoring Equipment to Service. When the servicing or maintenance is completed
following steps shall be taken.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00044
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.002
mstockstill on DSK3G9T082PROD with PROPOSALS2
and the machine or equipment is ready to return to normal operating condition, the
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
7. Revise the authority citation for
subpart Z to read as follows:
■
mstockstill on DSK3G9T082PROD with PROPOSALS2
Authority: Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970
(29 U.S.C. 653, 655, 657); Secretary of Labor’s
Order No. 12–71 (36 FR 8754), 8–76 (41 FR
25059), 9–83 (48 FR 35736), 1–90 (55 FR
9033), 6–96 (62 FR 111), 3–2000 (65 FR
50017), or 5–2007 (72 FR 31159), 4–2010 (75
FR 55355) or 1–2012 (77 FR 3912), as
applicable; and 29 CFR part 1911.
All of subpart Z issued under section 6(b)
of the Occupational Safety and Health Act of
1970, except those substances that have
exposure limits listed in Tables Z–1, Z–2,
and Z–3 of 29 CFR 1910.1000. The latter
were issued under section 6(a) (29 U.S.C.
655(a)).
Section 1910.1000, Tables Z–1, Z–2 and Z–
3 also issued under 5 U.S.C. 553, but not
under 29 CFR part 1911 except for the
arsenic (organic compounds), benzene,
cotton dust, and chromium (VI) listings.
Section 1910.1001 also issued under
section 107 of the Contract Work Hours and
Safety Standards Act (40 U.S.C. 3704) and 5
U.S.C. 553.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
Section 1910.1002 also issued under 5
U.S.C. 553, but not under 29 U.S.C. 655 or
29 CFR part 1911.
Sections 1910.1018, 1910.1029, and
1910.1200 also issued under 29 U.S.C. 653.
Section 1910.1030 also issued under Pub.
L. 106–430, 114 Stat. 1901.
Section 1910.1201 also issued under 49
U.S.C. 1801–1819 and 5 U.S.C. 553.
8. Amend § 1910.1001 by:
a. Revising paragraphs (l)(2)(ii) and
(l)(3)(ii);
■ b. Revising the heading to Table 1;
■ c. Revising Appendix D;
■ d. Revising Appendix E;
■ e. Revising Appendix H, sections III
and IV(iii).
The revisions read as follows:
■
■
§ 1910.1001
Asbestos.
*
*
*
*
*
(l) * * *
(2) * * *
(ii) Such examination shall include,
as a minimum, a medical and work
history; a complete physical
examination of all systems with
emphasis on the respiratory system, the
cardiovascular system and digestive
PO 00000
Frm 00045
Fmt 4701
Sfmt 4702
tract; completion of the respiratory
disease standardized questionnaire in
Appendix D to this section, part 1; a 14by 17-inch or other reasonably-sized
standard film or digital posterioranterior chest X-ray; pulmonary
function tests to include forced vital
capacity (FVC) and forced expiratory
volume at 1 second (FEV(1.0)); and any
additional tests deemed appropriate by
the examining physician. Classification
of all chest X-rays shall be conducted in
accordance with Appendix E to this
section.
(3) * * *
(ii) The scope of the medical
examination shall be in conformance
with the protocol established in
paragraph (l)(2)(ii) of this section,
except that the frequency of chest X-rays
shall be conducted in accordance with
Table 1, and the abbreviated
standardized questionnaire contained in
part 2 of Appendix D to this section
shall be administered to the employee.
Table 1—Frequency of Chest X-ray
*
*
*
*
*
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.003
Subpart Z—Toxic and Hazardous
Substances
68547
68548
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX D TO§ 1910.1001-MEDICAL QUESTIONNAIRES; MANDATORY
This mandatory appendix contains the medical questionnaires that must be
administered to all employees who are exposed to asbestos above permissible exposure
limit, and who will therefore be included in their employer's medical surveillance
program. Part 1 of the appendix contains the Initial Medical Questionnaire, which must
be obtained for all new hires who will be covered by the medical surveillance
requirements. Part 2 includes the abbreviated Periodical Medical Questionnaire, which
must be administered to all employees who are provided periodic medical examinations
under the medical surveillance provisions of the standard.
Part 1
INITIAL MEDICAL QUESTIONNAIRE
1. NAME___________________________________________________
2. CLOCK NUMBER- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 3. PRESENT OCCUPATION- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 4. PLANT - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
5. ADDRESS ______________________________________________
6.
(Zip Code)
7. TELEPHONENUMBER_____________________________________
8. INTERVIEWER- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 9. DATE - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 10. Date ofBirth - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Month
Day
Year
11. Place of Birth - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 12. Sex
1. Male
2. Female
13. What is your marital status?
1. Single
4. Separated/
2. Married
Divorced
3. Widowed
14. Race
1. White
4. Hispanic_
5. Indian
6. Other
15. What is the highest grade completed in school? __________________
(For example 12 years is completion of high school)
2. Black
3. Asian
16A. Have you ever worked full time (3 0 hours per
week or more) for 6 months or more?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00046
Fmt 4701
Sfmt 4725
1. Yes
E:\FR\FM\04OCP2.SGM
04OCP2
2.No
EP04OC16.004
mstockstill on DSK3G9T082PROD with PROPOSALS2
OCCUPATIONAL HISTORY
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68549
IF YES TO 16A:
B. Have you ever worked for a year or more in any
dusty job?
1. Yes
2. No
3. Does Not Apply_
Specify job/industry _ _ _ _ _ _ _ _ _ __
Was dust exposure:
Total Years Worked
1. Mild
2. Moderate
C. Have you ever been exposed to gas or
chemical fumes in your work?
1. Yes
Specify job/industry _ _ _ _ _ _ _ __
Was exposure:
3. Severe
2.No
Total Years Worked
1. Mild
2. Moderate
3. Severe
D. What has been your usual occupation or job-- the one you have worked at the
longest?
1. Job occupation _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
2. Number of years employed in this occupation _ _ _ _ _ _ _ _ _ _ _ __
3. Position/job title _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
4. Business, field or industry _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
(Record on lines the years in which you have worked in any of these industries, e.g.
1960-1969)
Have you ever worked:
YES
NO
YES
NO
E. In a mine? ................................. .
F. In a quarry? ............................... .
G. In a foundry? ............................ .
H. In a pottery? ............................. .
I.
In a cotton, flax or hemp mill? ....
J.
With asbestos? .......................... .
A Do you consider yourself to be in
good health?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00047
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.005
mstockstill on DSK3G9T082PROD with PROPOSALS2
17. PASTMEDICALHISTORY
68550
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
If "NO" state reason - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - B. Have you any defect ofvision?
If "YES" state nature of defect - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - C. Have you any hearing defect?
If "YES" state nature of defect - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - YES
D. Are you suffering from or
have you ever suffered
from:
NO
a. Epilepsy (or fits, seizures,
convulsions)?
b. Rheumatic fever?
c. Kidney disease?
d. Bladder disease?
e. Diabetes?
f. Jaundice?
18. CHEST COLDS AND CHEST ILLNESSES
18A. If you get a cold, does it "usually"
go to your chest? (Usually means more
than 1/2 the time)
1. Yes
2. No
3. Don't get colds
19A. During the past 3 years, have you
had any chest illnesses that have kept you
off work, indoors at home, or in bed?
1. Yes
2. No
IF YES TO 19A:
1. Yes
2. No
3. Does Not Apply
C. In the last 3 years, how many such
illnesses with (increased) phlegm did you
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00048
Fmt 4701
Sfmt 4725
Number of illnesses
No such illnesses
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.006
mstockstill on DSK3G9T082PROD with PROPOSALS2
B. Did you produce phlegm with any of
these chest illnesses?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68551
have which lasted a week or more?
20. Did you have any lung trouble before the
age of 16?
1. Yes
2.No
1. Yes
2.No
21. Have you ever had any of the following?
1A. Attacks ofbronchitis?
IF YES TO 1A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
C. At what age was your first attack?
Age in Years
Does Not Apply
2A. Pneumonia (include
bronchopneumonia)?
1. Yes
2.No
IF YES TO 2A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
C. At what age did you first have it?
Age in Years
Does Not Apply
3A. Hay Fever?
1. Yes
2.No
IF YES TO 3A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
C. At what age did it start?
Age in Years
Does Not Apply
22A. Have you ever had chronic bronchitis?
1. Yes
2.No
B. Do you still have it?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
1. Yes
2. No
3. Does Not Apply
Frm 00049
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.007
mstockstill on DSK3G9T082PROD with PROPOSALS2
IF YES TO 22A:
68552
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
C. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
D. At what age did it start?
1. Yes
23A. Have you ever had emphysema?
2.No
IF YES TO 23A:
B. Do you still have it?
1. Yes
2. No
3. Does Not Apply
C. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
D. At what age did it start?
1. Yes
24A. Have you ever had asthma?
2.No
IF YES TO 24A:
B. Do you still have it?
2. No
3. Does Not Apply
C. Was it confirmed by a doctor?
1. Yes
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
D. At what age did it start?
E. If you no longer have it, at what age did
it stop?
Age stopped
Does Not Apply
25. Have you ever had:
1. Yes
2.No
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
B. Any chest operations?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
1. Yes
Frm 00050
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
2.No
04OCP2
EP04OC16.008
mstockstill on DSK3G9T082PROD with PROPOSALS2
A Any other chest illness?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68553
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
1. Yes
C. Any chest injuries?
2.No
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
26A. Has a doctor ever told
you that you had heart
trouble?
1. Yes
2.No
1. Yes
2. No
IF YES TO 26A:
B. Have you ever had
treatment for heart
trouble in the past 10
years?
3. Does Not Apply
27 A Has a doctor told you
that you had high blood
pressure?
1. Yes
2.No
IF YES TO 27 A:
B. Have you had any
treatment for high
blood pressure
(hypertension) in the
past 10 years?
1. Yes
2. No
3. Does Not Apply
28. When did you last have your chest X-rayed?
(Year) _ _ _ _
29. Where did you last have
your chest X-rayed (if
known)?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00051
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.009
mstockstill on DSK3G9T082PROD with PROPOSALS2
What was the outcome?
68554
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
FAMILY HISTORY
30. Were either of your natural
parents ever told by a doctor
that they had a chronic lung
condition such as:
FATHER
1. Yes 2. No 3. Don't
know
MOTHER
1. Yes 2. No 3. Don't
know
A Chronic Bronchitis?
B. Emphysema?
C. Asthma?
D. Lung cancer?
E. Other chest conditions?
F. Is parent currently alive?
G. Please Specify
_Age if Living
_Age at Death
Don't Know
_Age if Living
_Age at Death
Don't Know
H. Please specify cause of
death
COUGH
1. Yes
2.No
1. Yes
2.No
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00052
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.010
2.No
C. Do you usually cough at all on getting up
or first thing in the morning?
VerDate Sep<11>2014
1. Yes
B. Do you usually cough as much as 4 to 6
times a day 4 or more days out of the
week?
mstockstill on DSK3G9T082PROD with PROPOSALS2
31A. Do you usually have a cough? (Count a
cough with first smoke or on first going
out of doors. Exclude clearing of throat.)
(Ifno, skip to question 31C.)
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
D. Do you usually cough at all during the
rest of the day or at night?
1. Yes
68555
2.No
IF YES TO ANY OF ABOVE (31A, B, C, OR D), ANSWER THE FOLLOWING. IF
NO TO ALL, CHECK "DOES NOT APPLY" AND SKIP TO NEXT PAGE
E. Do you usually cough like this on most
days for 3 consecutive months or more
during the year?
1. Yes
2. No
3. Does not apply
F. For how many years have you had the
cough?
Number of years
Does not apply
32A. Do you usually bring up phlegm from
your chest?
Count phlegm with the first smoke or on
first going out of doors. Exclude phlegm
from the nose. Count swallowed phlegm.)
(If no, skip to 32C)
1. Yes
2.No
B. Do you usually bring up phlegm like this
as much as twice a day 4 or more days out
of the week?
1. Yes
2.No
C. Do you usually bring up phlegm at all on
getting up or first thing in the morning?
1. Yes
2.No
D. Do you usually bring up phlegm at all on
during the rest of the day or at night?
1. Yes
2.No
IF YES TO ANY OF THE ABOVE (32A, B, C, OR D), ANSWER THE FOLLOWING:
IF NO TO ALL, CHECK "DOES NOT APPLY" AND SKIP TO 33A
E. Do you bring up phlegm like
this on most days for 3
consecutive months or more
during the year?
1. Yes
2. No
3. Does not apply
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00053
Number of years
Does not apply
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.011
mstockstill on DSK3G9T082PROD with PROPOSALS2
F. For how many years have you
had trouble with phlegm?
68556
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
EPISODES OF COUGH AND PHLEGM
33A. Have you had periods or
episodes of (increased*) cough
and phlegm lasting for 3 weeks
or more each year?
*(For persons who usually have
cough and/or phlegm)
1. Yes
2.No
IF YES TO 33A
B. For how long have you had at
least 1 such episode per year?
Number of years
Does not apply
WHEEZING
34A. Does your chest ever sound
wheezy or whistling
1. When you have a cold?
1. Yes
2.No
2. Occasionally apart from colds?
1. Yes
2.No
3. Most days or nights?
1. Yes
2.No
B. For how many years has this
been present?
Number of years
Does not apply
35A. Have you ever had an attack of
wheezing that has made you
feel short of breath?
1. Yes
2.No
IF YES TO 35A
1. Yes
2. No
3. Does not apply
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00054
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.012
1. Yes
2. No
3. Does not apply
D. Have you ever required
medicine or treatment for
the( se) attack( s)?
VerDate Sep<11>2014
Age in years
Does not apply
C. Have you had 2 or more such
episodes?
mstockstill on DSK3G9T082PROD with PROPOSALS2
B. How old were you when you
had your first such attack?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68557
BREATHLESSNESS
36. If disabled from walking by any
condition other than heart or
lung disease, please describe
and proceed to question 38A.
Nature of condition(s)
3 7A Are you troubled by shortness
of breath when hurrying on the
level or walking up a slight hill?
1. Yes
2.No
IF YES TO 37A
B. Do you have to walk slower
than people of your age on the
level because of
breathlessness?
1. Yes
2. No
3. Does not apply
C. Do you ever have to stop for
breath when walking at your
own pace on the level?
1. Yes
2. No
3. Does not apply
D. Do you ever have to stop for
breath after walking about 100
yards (or after a few minutes)
on the level?
1. Yes
2. No
3. Does not apply
E. Are you too breathless to leave
the house or breathless on
dressing or climbing one flight
of stairs?
1. Yes
2. No
3. Does not apply
TOBACCO SMOKING
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00055
1. Yes
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
2.No
04OCP2
EP04OC16.013
mstockstill on DSK3G9T082PROD with PROPOSALS2
3 8A. Have you ever smoked
cigarettes?
(No means less than 20 packs
of cigarettes or 12 oz. of
tobacco in a lifetime or less
than 1 cigarette a day for 1
year.)
68558
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
IF YES TO 38A
B. Do you now smoke cigarettes
(as of one month ago)
1. Yes
2. No
3. Does not apply
C. How old were you when you
first started regular cigarette
smoking?
Age in years
Does not apply
D. If you have stopped smoking
cigarettes completely, how old
were you when you stopped?
Age stopped
Check if still
smoking
Does not apply
E. How many cigarettes do you
smoke per day now?
Cigarettes
per day
Does not apply
F. On the average of the entire
time you smoked, how many
cigarettes did you smoke per
day?
Cigarettes
per day
Does not apply
G. Do or did you inhale the
1. Does not apply
cigarette smoke?
2. Not at all
3. Slightly
4. Moderately
5. Deeply
39A. Have you ever smoked a pipe
regularly?
(Yes means more than 12 oz. of
tobacco in a lifetime.)
1. Yes
2.No
IF YES TO 39A:
FOR PERSONS WHO HAVE EVER SMOKED A PIPE
Age_
2. If you have stopped
smoking a pipe completely,
how old were you when
you stopped?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00056
Fmt 4701
Age stopped
Check if still smoking pipe
Does not apply
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.014
mstockstill on DSK3G9T082PROD with PROPOSALS2
B. 1. How old were you when
you started to smoke a pipe
regularly?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
C. On the average over the
entire time you smoked a
pipe, how much pipe
tobacco did you smoke per
week?
_ oz. per week (a standard pouch of
tobacco contains 1 1/2 oz.)
D. How much pipe tobacco are
you smoking now?
68559
oz. per week
Not currently smoking a pipe _
_Does not apply
E. Do you or did you inhale
the pipe smoke?
1. Never smoked
2. Not at all
3. Slightly
4. Moderately
5. Deeply
40A. Have you ever smoked cigars
regularly?
1. Yes
2.No
(Yes means more than 1 cigar a week
for a year)
IF YES TO 40A
FOR PERSONS WHO HAVE EVER SMOKED A PIPE
B. 1. How old were you when you
started smoking cigars
regularly?
Age_
2. If you have stopped smoking
cigars completely, how old were
you when you stopped smoking
cigars?
Age stopped
Check if still
Does not apply
D. How many cigars are you
smoking per week now?
VerDate Sep<11>2014
Cigars per week
Does not apply
Cigars per week
Check if not smoking
cigars currently
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00057
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.015
mstockstill on DSK3G9T082PROD with PROPOSALS2
C. On the average over the entire
time you smoked cigars, how
many cigars did you smoke per
week?
68560
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
E. Do or did you inhale the cigar
smoke?
1. Never smoked
2. Not at all
3. Slightly
4. Moderately
5. Deeply
Signature _ _ _ _ _ _ _ _ _ __
Date - - - - - - - - - -
2
PERIODIC MEDICAL QUESTIONNAIRE
NAME _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
CLOCK NUMBER
PRESENT OCCUPATION - - - - - - - - - - - - - - - - - - - - PLANT - - - - - - - - - - - - - - - - - - - - - - - - - - - ADDRESS - - - - - - - - - - - - - - - - - - - - - - - - -
I.
2.
3.
4.
5.
6.
7.
8.
9.
10.
(Zip Code)
TELEPHONE NUMBER - - - - - - - - - - - - - - - - - - - - INTERVIEWER _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
DATE - - - - - - - - - - - - - - - - - - - - - - - What is your marital status? 1. Single
4. Separated/
2. Married
Divorced
3. Widowed
11. OCCUPATIONAL HISTORY
llA. In the past year, did you work
full time (30 hours per week
or more) for 6 months or more?
1. Yes
2.No
IF YES TO llA:
llC. Was dust exposure:
1. Yes
2. No
3. Does not Apply
1. Mild
mstockstill on DSK3G9T082PROD with PROPOSALS2
liD. In the past year, were you
exposed to gas or chemical
fumes in your work?
liE. Was exposure:
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
1. Yes
1. Mild
PO 00000
Frm 00058
2. Moderate
Fmt 4701
2.No
2. Moderate
Sfmt 4725
3. Severe
E:\FR\FM\04OCP2.SGM
3. Severe
04OCP2
EP04OC16.016
liB. In the past year, did you work
in a dusty job?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
11F. In the past year,
what was your:
68561
1. Job/occupation? _ _ _ _ _ _ _ _ _ __
2. Position/job title? _ _ _ _ _ _ _ _ _ __
12. RECENT MEDICAL HISTORY
12A. Do you consider yourself to
be in good health?
Yes
No
IfNO, state reason _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
12B. In the past year, have you developed:
Yes
No
Epilepsy?
Rheumatic fever?
Kidney disease?
Bladder disease?
Diabetes?
Jaundice?
Cancer?
13. CHEST COLDS AND CHEST ILLNESSES
13A. If you get a cold, does it "usually" go to your chest? (usually means more than 1/2
the time)
1. Yes
2. No
3. Don't get colds _
14A. During the past year, have you had
any chest illnesses that have kept you
off work, indoors at home, or in bed?
1. Yes
2. No
3. Does Not Apply_
IF YES TO 14A:
14B. Did you produce phlegm with any
of these chest illnesses?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00059
Number of illnesses
No such illnesses
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.017
mstockstill on DSK3G9T082PROD with PROPOSALS2
14C. In the past year, how many such
illnesses with (increased) phlegm
did you have which lasted a week
or more?
1. Yes
2. No
3. Does Not Apply_
68562
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
15. RESPIRATORY SYSTEM
In the past year have you had:
Yes or No
Further Comment on Positive
Answers
Yes or No
Further Comment on Positive
Answers
Yes or No
Further Comment on Positive
Answers
Asthma
Bronchitis
Hay Fever
Other Allergies
Pneumonia
Tuberculosis
Chest Surgery
Other Lung Problems
Heart Disease
Do you have:
Frequent colds
Chronic cough
Shortness of breath
when walking or
climbing one flight
or stairs
Do you:
Wheeze
Cough up phlegm
Smoke cigarettes
Packs per day _ _ How many years _
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Signature _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
Frm 00060
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.018
mstockstill on DSK3G9T082PROD with PROPOSALS2
Date _ _ _ _ _ __
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68563
APPENDIX E TO§ 1910.1001-CLASSIFICATION OF CHEST X-RAY8-MANDATORY
(a) Chest X-rays shall be classified in accordance with the International Labour
Organization (ILO) Classification ofRadiographs ofPneumoconioses (revised edition
2011) (incorporated by reference, see§ 1910.6), and recorded on a classification form
following the format of the CDC/NIOSH (M) 2.8 form. As a minimum, the content
within the bold lines of this form (items 1 through 4) shall be included. This form is not
to be submitted to NIOSH.
(b) All X-rays shall be classified only by a B-Reader, a board eligible/certified
radiologist, or an experienced physician with known expertise in pneumoconioses.
(c) Whenever classifying chest X-rays made under this section, the physician shall
have immediately available for reference a complete set of the ILO Classification of
Radiographs for Pneumoconioses (revised edition 2011) and the Guidelines for the use of
the ILO International Classification ofRadiographs ofPneumoconioses (revised edition
2011).
VerDate Sep<11>2014
*
19:27 Oct 03, 2016
*
Jkt 241001
*
PO 00000
*
Frm 00061
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.019
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
68564
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX H TO§ 1910.1001-MEDICAL SURVEILLANCE GUIDELINES FOR ASBESTOS
NON-MANDATORY
*
*
*
*
*
Ill Signs and Symptoms of Exposure-Related Disease
The signs and symptoms of lung cancer or gastrointestinal cancer induced by
exposure to asbestos are not unique, except that a chest X-ray of an exposed patient with
lung cancer may show pleural plaques, pleural calcification, or pleural fibrosis, and may
also show asbestosis (i.e., small irregular parenchymal opacities). Symptoms
characteristic of mesothelioma include shortness of breath, pain in the chest or abdominal
pain. Mesothelioma has a much longer average latency period compared with lung
cancer (40 years versus 15-20 years), and mesothelioma is therefore more likely to be
found among workers who were first exposed to asbestos at an early age. Mesothelioma
is a fatal disease.
Asbestosis is pulmonary fibrosis caused by the accumulation of asbestos fibers in
the lungs. Symptoms include shortness ofbreath, coughing, fatigue, and vague feelings
of sickness. When the fibrosis worsens, shortness of breath occurs even at rest. The
diagnosis of asbestosis is most commonly based on a history of exposure to asbestos, the
presence of characteristic radiologic abnormalities, end-inspiratory crackles (rales), and
other clinical features offibrosing lung disease. Pleural plaques and thickening may be
observed on chest X-rays. Asbestosis is often a progressive disease even in the absence
of continued exposure, although this appears to be a highly individualized characteristic.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00062
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.020
mstockstill on DSK3G9T082PROD with PROPOSALS2
In severe cases, death may be caused by respiratory or cardiac failure.
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
§ 1910.1018
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
*
*
(n) * * *
VerDate Sep<11>2014
Inorganic arsenic.
*
*
19:27 Oct 03, 2016
Jkt 241001
(2) * * *
(ii) * * *
(A) A standard film or digital
posterior-anterior chest X-ray;
*
*
*
*
*
(3) * * *
(i) Examinations must be provided in
accordance with paragraphs (n)(2)(i) and
(n)(2)(ii)(B) and (C) of this section at
least annually.
PO 00000
Frm 00063
Fmt 4701
Sfmt 4702
(ii) Whenever a covered employee has
not taken the examinations specified in
paragraphs (n)(2)(i) and (n)(2)(ii)(B) and
(C) of this section within six (6) months
preceding the termination of
employment, the employer shall
provide such examinations to the
employee upon termination of
employment.
*
*
*
*
*
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.021
9. Amend § 1910.1018 by:
a. Revising paragraphs (n)(2)(ii)(A)
and, (n)(3)(i) and (ii);
■ b. Revising Appendix A, section VI;
■ c. Revising Appendix C, sections I(2)
and (4).
The revisions read as follows:
■
■
68565
68566
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX A TO§ 1910.1018-INORGANIC ARSENIC SUBSTANCE INFORMATION SHEET
*
*
*
*
*
VI. MEDICAL EXAMINATIONS
If your exposure to arsenic is over the Action Level (5 llg/m3) --(including all
persons working in regulated areas) at least 30 days per year, or you have been exposed
to arsenic for more than 10 years over the Action Level, your employer is required to
provide you with a medical examination. The examination shall be every 6 months for
employees over 45 years old or with more than 10 years exposure over the Action Level
and annually for other covered employees. The medical examination must include a
medical history; a chest X-ray (during initial examination only); skin examination and a
nasal examination. The examining physician will provide a written opinion to your
employer containing the results of the medical exams. You should also receive a copy of
this opinion. The physician must not tell your employer any conditions he detects
unrelated to occupational exposure to arsenic but must tell you those conditions.
VerDate Sep<11>2014
*
19:27 Oct 03, 2016
*
*
*
Jkt 241001
PO 00000
Frm 00064
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.022
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68567
APPENDIX C TO§ 1910.1018-MEDICAL SURVEILLANCE GUIDELINES
I.
*
*
*
*
GENERAL
*
(2) A 14" by 17" or other reasonably-sized standard film or digital posterioranterior chest X-ray;
*
*
*
*
*
(4) Other examinations which the physician believes appropriate because of the
employee's exposure to inorganic arsenic or because of required respirator use.
Periodic examinations are also to be provided to the employees listed above. The
periodic examinations shall be given annually for those covered employees 45 years of
age or less with fewer than 10 years employment in areas where employee exposure
exceeds the action level (5 11g/m3). Periodic examinations need not include sputum
cytology or chest X-ray and only an updated medical history is required.
Periodic examinations for other covered employees shall be provided every six
(6) months. These examinations shall include all tests required in the initial examination,
except the chest X-ray, and the medical history need only be updated.
The examination contents are minimum requirements. Additional tests such as
lateral and oblique X-rays or pulmonary function tests may be useful. For workers
exposed to three arsenicals which are associated with lymphatic cancer, copper
acetoarsenite, potassium arsenite, or sodium arsenite the examination should also include
palpation of superficial lymph nodes and complete blood count.
■
■
■
*
*
10. Amend § 1910.1027 by:
a. Revising paragraph (l)(4)(ii)(C);
b. Revising Appendix D.
The revisions read as follows:
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
*
*
§ 1910.1027
Cadmium.
(l) * * *
(4) * * *
(ii) * * *
(C) A 14 inch by 17 inch or other
reasonably-sized standard film or digital
PO 00000
Frm 00065
Fmt 4701
Sfmt 4702
posterior-anterior chest X-ray (after the
initial X-ray, the frequency of chest Xrays is to be determined by the
examining physician);
*
*
*
*
*
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.023
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
68568
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX D TO§ 1910.1027-0CCUPATIONAL HEALTH HISTORY INTERVIEW WITH
REFERENCE TO CADMIUM EXPOSURE
Directions
(To be read by employee and signed prior to the interview)
Please answer the questions you will be asked as completely and carefully as you
can. These questions are asked of everyone who works with cadmium. You will also be
asked to give blood and urine samples. The doctor will give your employer a written
opinion on whether you are physically capable of working with cadmium. Legally, the
doctor cannot share personal information you may tell him/her with your employer. The
following information is considered strictly confidential. The results of the tests will go to
you, your doctor and your employer. You will also receive an information sheet
explaining the results of any biological monitoring or physical examinations performed.
If you are just being hired, the results of this interview and examination will be used to:
(1) Establish your health status and see if working with cadmium might be expected
to cause unusual problems,
(2) Determine your health status today and see if there are changes over time,
(3) See if you can wear a respirator safely.
If you are not a new hire:
OSHA says that everyone who works with cadmium can have periodic medical
examinations performed by a doctor. The reasons for this are:
a) If there are changes in your health, either because of cadmium or some other
reason, to find them early,
b) to prevent kidney damage.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00066
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.024
mstockstill on DSK3G9T082PROD with PROPOSALS2
I
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68569
[]
[]
[]
[]
I.
[]
[]
2.
etc.
3.
ever
a
ever
a
[]
[]
[]
[]
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00067
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.025
mstockstill on DSK3G9T082PROD with PROPOSALS2
4.
68570
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
[]
[]
ever
5.
a
a
6.
[]
[]
[]
[]
one
[] 1
[] 2
ever
7.
VerDate Sep<11>2014
2
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00068
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.026
mstockstill on DSK3G9T082PROD with PROPOSALS2
[]
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68571
[]
8.
[]
9.
[]
[]
[]
[]
[]
a
10.
or
tract
[]
di
ever
stones ....................................................................... [ ]
[]
Jkt 241001
]
[]
]
[]
........................................... [
19:27 Oct 03, 2016
[]
.............................................................. [
VerDate Sep<11>2014
]
...................................................................... [
mstockstill on DSK3G9T082PROD with PROPOSALS2
.................................................................... [
]
[]
PO 00000
Frm 00069
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.027
11.
68572
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
care
12.
[]
ever
13.
to
[]
[]
15.
[]
or
17.
VerDate Sep<11>2014
19:27 Oct 03, 2016
ever
Jkt 241001
or
a
PO 00000
Frm 00070
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.028
mstockstill on DSK3G9T082PROD with PROPOSALS2
16.
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68573
[]
see a
[]
[]
[]
[]
[]
ever
18.
a
[]
[]
[]
[]
or run out
19.
sooner
or sooner
[]
[]
[]
[]
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00071
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.029
mstockstill on DSK3G9T082PROD with PROPOSALS2
[]
68574
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
[]
[]
21.
[]
[]
[]
seen
or
a
[]
a test
[]
test
[]
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00072
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.030
mstockstill on DSK3G9T082PROD with PROPOSALS2
ever
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68575
[]
treatment were
ever
a
[]
[]
[]
[]
ever
a
[]
[]
[]
ever
[]
[]
[]
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00073
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.031
mstockstill on DSK3G9T082PROD with PROPOSALS2
it
68576
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
[]
[]
matter
ever
a
ever
a
ever
a
ever
a
[]
or
[]
[]
31.
or a
[]
[]
or
a
a
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00074
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.032
mstockstill on DSK3G9T082PROD with PROPOSALS2
[]
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68577
[]
[]
[]
[]
35.
a
a
[]
[]
[]
[]
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00075
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.033
mstockstill on DSK3G9T082PROD with PROPOSALS2
outcome was a
68578
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
[]
occurrences: _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
38.
or
IS
[]
[]
[]
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00076
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.034
mstockstill on DSK3G9T082PROD with PROPOSALS2
was
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
§ 1910.1029
Coke oven emissions.
*
*
*
*
(j) * * *
(2) * * *
(ii) 14- by 17-inch or other reasonablysized standard film or digital posterioranterior chest X-ray;
*
*
*
*
*
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
(3) Periodic examinations. (i) The
employer shall provide the
examinations specified in paragraphs
(j)(2)(i) and (j)(2)(iii) through (vi) of this
section at least annually for employees
covered under paragraph (j)(1)(i) of this
section.
(ii) The employer must provide the
examinations specified in paragraphs
(j)(2)(i) and (j)(2)(iii) through (vii) of this
section at least annually for employees
45 years of age or older or with five (5)
or more years employment in the
regulated area.
PO 00000
Frm 00077
Fmt 4701
Sfmt 4702
(iii) Whenever an employee who is 45
years of age or older or with five (5) or
more years employment in a regulated
area transfers or is transferred from
employment in a regulated area, the
employer must continue to provide the
examinations specified in paragraphs
(j)(2)(i) and (j)(2)(iii) through (vii) of this
section at least annually as long as that
employee is employed by the same
employer or a successor employer.
*
*
*
*
*
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.035
11. Amend § 1910.1029 by:
a. Revising paragraphs (j)(2)(ii) and
(j)(3);
■ b. Revising Appendix A, section VI;
■ c. Revising Appendix B, section II(A).
The revisions read as follows:
■
■
68579
68580
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX A To§ 1910.1029-COKE OVEN EMISSIONS SUBSTANCE INFORMATION
SHEET
*
*
*
*
*
VI. MEDICAL EXAMINATIONS
If you work in a regulated area at least 30 days per year, your employer is
required to provide you with a medical examination every year. The initial medical
examination must include a medical history, a chest X-ray, pulmonary function test,
weight comparison, skin examination, a urinalysis, and a urine cytology exam for early
detection ofurinary cancer. Periodic examinations shall include all tests required in the
initial examination, except that (1) the x-ray is to be performed during initial examination
only and (2) the urine cytologic test is to be performed only on those employees who are
45 years or older or who have worked for 5 or more years in the regulated area. The
examining physician will provide a written opinion to your employer containing the
results of the medical exams. You should also receive a copy of this opinion.
VerDate Sep<11>2014
*
19:27 Oct 03, 2016
*
*
*
Jkt 241001
PO 00000
Frm 00078
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.036
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
12. Amend § 1910.1043 by:
a. Revising paragraphs (h)(2)(iii) and
(h)(3)(ii);
■ b. Revising paragraph (n)(1);
■ c. Revising Appendices B–I, B–II, and
B–III;
■ d. Removing and reserving Appendix
C;
■ e. Revising Appendix D.
The revisions read as follows:
mstockstill on DSK3G9T082PROD with PROPOSALS2
■
■
§ 1910.1043
Cotton Dust.
*
*
*
*
*
(h) * * *
(2) * * *
(iii) A pulmonary function
measurement, including forced vital
capacity (FVC) and forced expiratory
volume in one second (FEV1), and
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
determination of the FEV1/FVC ratio
shall be made. FVC, FEV1, and FEV1/
FVC ratio values shall be compared to
appropriate race/ethnicity-specific
Lower Limit of Normal (LLN) values
and predicted values published in
Spirometric Reference Values from a
Sample of the General U.S. Population,
American Journal of Respiratory and
Critical Care Medicine, 159(1):179–187,
January 1999 (incorporated by reference,
see § 1910.6). To obtain reference values
for Asian-Americans, Spirometric
Reference Values FEV1 and FVC
predicted and LLN values for
Caucasians shall be multiplied by 0.88
to adjust for ethnic differences. These
determinations shall be made for each
employee before the employee enters
PO 00000
Frm 00079
Fmt 4701
Sfmt 4702
68581
the workplace on the first day of the
work week, preceded by at least 35
hours of no exposure to cotton dust. The
tests shall be repeated during the shift,
no less than 4 and no more than 10
hours after the beginning of the work
shift; and, in any event, no more than
one hour after cessation of exposure.
Such exposure shall be typical of the
employee’s usual workplace exposure.
*
*
*
*
*
(3) * * *
(ii) Medical surveillance as required
in paragraph (h)(3)(i) of this section
shall be provided every six months for
all employees in the following
categories:
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.037
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68582
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
(A) An FEV1 greater than the LLN, but
with an FEV1 decrement of 5 percent or
200 ml. on a first working day;
and the contents of these appendices are
mandatory.
*
*
*
*
*
(B) An FEV1 of less than the LLN; or
*
*
*
*
(n) * * *
(1) Appendices B and D of this section
are incorporated as part of this section
*
APPENDIX B-I
RESPIRATORY QUESTIONNAIRE
A IDENTIFICATION DATA
PLANT - - - - - - - - - - - - - - - -
DAY MONTH
YEAR
(figures) (last 2 digits)
NAME - - - - - - - - - - - - - - - DATE OF INTERVIEW - - - - - - - - - - - - - - - - (Surname)
_____________________ DATE OF BIRTH _________________
(First Names)
M
F
ADDRESS _ _ _ _ _ _ _ _ AGE_ (8, 9) SEX _ _ _ _ _(10)
w
N
IND
OTHER
_____________________ RACE
_ _ _ (11)
INTERVIEWER: 1 2 3 4 5 6 7 8
(12)
2nd
(13)
3rd
STANDING HEIGHT - - - - - - - - - - - - - - - - - - -
WEIGHT - - - - - - - - - - - - - - - - - - - - - - - - - - -
VerDate Sep<11>2014
(14, 15)
(16, 18)
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00080
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.038
mstockstill on DSK3G9T082PROD with PROPOSALS2
WORK SHIFT: 1st
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68583
PRESENT WORK AREA
If working in more than one specified work area, X area where most ofthe work
shift is spent. If "other," but spending 25% of the work shift in one of the specified work
areas, classify in that work area. If carding department employee, check area within that
department where most of the work shift is spent (if in doubt, check "throughout"). For
work areas such as spinning and weaving where many work rooms may be involved, be
sure to check to specific work room to which the employee is assigned - if he works in
more than one work room within a department classify as 7 (all) for that department.
(20)
(21)
(22)
(19)
(23)
(24)
(25)
WorkCard
room
Number
Open
Pick
Area
#1
#2
Spin
Wind Twist
AT
1
Cards
RISK
2
Draw
(cotton
&
cotton
blend)
3
Comb
4
Thru
Out
5
6
7
(all)
Control
8
(synthetic & wo
ol)
Ex-
9
Worker
(cotton)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00081
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.039
mstockstill on DSK3G9T082PROD with PROPOSALS2
Continued-
68584
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Work-
(26)
(27)
(28)
(29)
(30)
Spool
Warp
Slash
Weave
Other
Room
Number
AT
1
RISK
2
(cotton &
cotton
blend)
3
4
5
6
7
(all)
Control
8
(synthetic
& wool)
ExWorker
(cotton)
9
Use actual wording of each question. Put X in appropriate square after each question.
When in doubt record "No". When no square, circle appropriate answer.
B. COUGH
(on getting up)
Do you usually cough first thing in the morning?
(Count a cough with first smoke or on "first going
out of doors." Exclude clearing throat or a single
cough.)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00082
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.040
mstockstill on DSK3G9T082PROD with PROPOSALS2
Yes _ _ _ No _ _ _ (31)
68585
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Yes _ _ _ No _ _ _ (32)
Do you usually cough during the day or at night?
(Ignore an occasional cough.)
If 'Yes' to either question (31-32):
Do you cough like this on most days for as much as
three months a year?
Yes _ _ _ No _ _ _ (33)
Do you cough on any particular day of the week?
Yes _ _ _ No _ _ _ (34)
(1)
If'Yes': Which day?
(2)
(3)
(4)
(5) (6) (7)
Mon
Tues
Wed
Thur
Fri
Sat
Sun
(35)
C. PHLEGM or alternative word to suit local custom.
(on getting up)
Do you usually bring up any phlegm from your
chest first thing in the morning? (Count phlegm
with the first smoke or on "first going out of
doors." Exclude phlegm from the nose. Count
swallowed phlegm.)
Yes - - - No - - - (36)
Do you usually bring up any phlegm from your
chest during the day or at night?
(Accept twice or more.)
Yes - - - No - - - (37)
If'Yes' to question (36) or (37):
Do you bring up any phlegm like this on most
days for as much as three months each year?
Yes - - - No - - - (38)
If'Yes' to question (33) or (38):
How long have you had this phlegm?
(Write in number of years)
VerDate Sep<11>2014
(1) _ _ 2 years or less
(2) _ _ More than 2 year-9 years
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00083
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
(39)
EP04OC16.041
mstockstill on DSK3G9T082PROD with PROPOSALS2
(cough)
68586
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
(3) __ 10-19 years
(4) __ 20+ years
*These words are for subjects who work at night
D. CHEST ILLNESSES
In the past three years, have you had a period
of (increased) *cough and phlegm lasting for
3 weeks or more?
(1)_No
(40)
(2) __ Yes, only one period
(3) __ Yes, two or more periods
*For subjects who usually have phlegm
During the past 3 years have you had any chest
illness which has kept you off work, indoors at
home or in bed? (For as long as one week, flu?)
Yes - - - No - - - (41)
If'Yes' to (41):
Did you bring up (more) phlegm than usual in
any of these illnesses?
Yes - - - No - - - (42)
If'Yes' to (42):
During the past three years have you had:
Only one such illness
with increased
phlegm?
(1) _ _ (43)
More than
one such illness: (2)
(44)
Br. Grade - - E. TIGHTNESS
Is your chest tight or your breathing difficult on any
particular day ofthe week? (after a week or 10 days
from the mill)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00084
Fmt 4701
Sfmt 4725
Yes _ _ _ No _ _ _ (45)
Yes _ _ _ No _ _ _ (46)
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.042
mstockstill on DSK3G9T082PROD with PROPOSALS2
Does your chest ever feel tight or your breathing
become difficult?
68587
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
If'Yes': Which day?
(4)
(3)
Mon.
(1) I
1\
(5)
(6) (7)
(8)
Tues. Wed. Thur. Fri. Sat. Sun.
(47)
\ (2)
Sometimes Always
If'Yes' Monday: At what time on
Monday does your chest feel tight or your
breathing difficult?
(1) _Before entering the mill (48)
(2) _After entering the mill
(Ask only ifNO to Question (45))
In the past, has your chest ever been tight or
your breathing difficult on any particular day
of the week?
Yes - - - No - - -
(3)
If'Yes': Which day?
Mon.
(5)
(6) (7)
Tues. Wed. Thur. Fri. Sat.
1\
(1)/
(4)
(49)
(8)
Sun.
(50)
\ (2)
Sometimes Always
F. BREATHLESSNESS
If disabled from walking by any condition other
than heart or lung disease put "X" here and
leave questions (52-60) unasked.
_ _ _ _ _ _ _(51)
Are you ever troubled by shortness of breath,
when hurrying on the level or walking up a slight
hill?
Yes
No
---
( )
- - - 52
If 'No', grade is 1.
If 'Yes', proceed to next question.
Yes _ _ _ No _ _ _ (53)
If 'No', grade is 2.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00085
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.043
mstockstill on DSK3G9T082PROD with PROPOSALS2
Do you get short of breath walking with other
people at an ordinary pace on the level?
68588
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
If 'Yes', proceed to next question.
Do you have to stop for breath when walking at
your own pace on the level?
Yes _ _ _ No _ _ _ (54)
If 'No', grade is 3.
If 'Yes', proceed to next question.
Are you short of breath on washing or dressing?
Yes
No
(55)
If 'No', grade is 4.
If 'Yes' grade is 5.
Dyspnea Grd.
(56)
ON MONDAYS
Are you ever troubled by shortness of breath,
when hurrying on the level or walking up a
slight hill?
Yes
No
(57)
Yes
No
(58)
Yes
No
(59)
Yes
No
(60)
If 'No', grade is 1.
If 'Yes', proceed to next question.
Do you get short of breath walking with other
people at ordinary pace on the level?
If 'No', grade is 2.
If 'Yes', proceed to next question.
Do you have to stop for breath when walking at
your own pace on level ground?
If 'No', grade is 3.
If 'Yes', proceed to next question.
Are you short of breath on washing or dressing?
If 'No', grade is 4.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
B. Grd.
PO 00000
Frm 00086
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
(61)
04OCP2
EP04OC16.044
mstockstill on DSK3G9T082PROD with PROPOSALS2
If'Yes', grade is 5.
68589
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
G. OTHER ILLNESSES AND ALLERGY HISTORY
Do you have a heart condition for which you are
under a doctor's care?
Yes
Before age 30
After age 30
Yes
No
(64)
Yes
Have you ever had hay fever or other allergies
(other than above)?
(63)
(2)
If'Yes' before 30 did you have asthma before ever
going to work in a textile mill?
No
(1)
If' Yes', did it begin:
(62)
Yes
Have you ever had asthma?
No
No
(65)
H. TOBACCO SMOKING*
Do you smoke?
Record 'Yes', if regular smoker up
to one month ago (Cigarettes, cigar
or pipe)
Yes _ _ _ No _ _ _ (66)
If 'No' to (63)
Have you ever smoked? (Cigarettes, cigars, pipe.
Record 'No' if subject has never smoked as much
as one cigarette a day, or 1 oz of tobacco a
month, for as long as one year.)
Yes _ _ _ No _ _ _ (67)
If'Yes' to (63) or (64), what have you smoked and for how many years?
(Write in specific number of years in the appropriate square)
(1)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
<5
5-9
10-14
15-19
20-24
25-29
30-34
35-39
>40
Cigarettes
Pipe
VerDate Sep<11>2014
(68)
(69)
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00087
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.045
mstockstill on DSK3G9T082PROD with PROPOSALS2
Years
(2)
68590
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
~Ic_i_g_ar_s__~--~--~----~----~--~----~----~--~--~1 (70)
If cigarettes, how many packs per day?
(Write in number of cigarettes)
(1) _ _ Less than 1/2 pack
(71)
1/2 pack, but less than 1 pack
(3)
1 pack, but less than 1 Yz packs
(4)
Number of years
(2)
1 1/2 packs or more
_ _ _ _ _ _ _ _ _ (72, 73)
If an ex smoker (cigarettes, cigar or pipe),
how long since you stopped?
(Write in number of years)
_ _ _ _ _ _ _ _ _ (74)
(1) _ _ 0-1 year
(2)
1-4 years
(3)
5-9 years
(4)
10+ years
* Have you changed your smoking habits since last interview? If yes, specify what
changes.
I.
OCCUPATIONAL HISTORY**
Have you ever worked in:
Yes _ _ _ No _ _ _ (75)
A foundry? (As long as one year)
Stone or mineral mining, quarry or processing?
(As long as one year)
Yes _ _ _ No _ _ _ (76)
Asbestos milling or processing?
Yes _ _ _ No _ _ _ (77)
Other dusts, fumes or smoke?
Yes _ _ _ No _ _ _ (78)
If yes, specify.
Length of exposure
** Ask only on first interview.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00088
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.046
mstockstill on DSK3G9T082PROD with PROPOSALS2
Type of exposure
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68591
At what age did you first go to work in a textile mill?
(Write in specific age in appropriate square)
(1)
(2)
(3)
(4)
(5)
(6)
<20
20-24
25-29
30-34
35-39
40+
When you first worked in a textile mill, did
you work with:
(1) _ _ _ Cotton or cotton blend (79)
(2) _ _ _ Synthetic or wool
(80)
APPENDIX B-11
Respiratory Questionnaire for Non-Textile Workers for the
Cotton Industry
Identification No.
Interviewer Code
Location
Date of Interview
A.
1. NAME
(Last)
IDENTIFICATION
(First)
(Middle Initial)
3. PHONENUMBER AREACODE NO.
( ___ ) _ _ _ - _ _ _ _
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00089
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.047
mstockstill on DSK3G9T082PROD with PROPOSALS2
2. CURRENT ADDRESS (Number, Street, or Rural Route, City or Town,
County, State, Zip Code)
68592
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
4. BIRTHDATE
(Mo., Day, Yr.)
5. AGELASTBIRTHDAY
6.
SEX
1. _ __
Male
2.
---
Female
7. ETHNIC GROUP OR ANCESTRY
1. _ _ White, not of Hispanic Origin
2. _ _ Black, not of Hispanic Origin
3. _ _ Hispanic
4.
American Indian or Alaskan Native
5.
Asian or Pacific Islander
Other: - - - - - - - - - - - -
6.
8.
STANDING HEIGHT
_ _ _ _ _ _ _ (em)
9. WEIGHT
10. WORK SHIFT
1st - - -
2nd - - -
3rd - - -
11. PRESENT WORK AREA
Please indicate primary assigned work area and percent of time spent at that site.
If at other locations, please indicate and note percent of time for each.
PRIMARYWORKAREA
12. APPROPRIATE INDUSTRY
1. _ _ Gametting
2.
Cottonseed Oil Mill
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00090
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.048
mstockstill on DSK3G9T082PROD with PROPOSALS2
SPECIFIC JOB
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68593
3.
Cotton Warehouse
4.
Utilization
5.
Cotton Classification
6. _ _ Cotton Ginning
B. OCCUPATIONAL HISTORY TABLE
Complete the following table showing the entire work history of the individual from
present to initial employment. Sporadic, part-time periods of employment, each of no
significant duration, should be grouped if possible.
AVERINDUSTRY
TENURE OF
SPECIFIC
AGE
HAZARDOUS
AND
EMPLOYMENT OCCUPATION
HEALTH EXPOSURE
NO.
LOCATION
DAYS
ASSOCIATED WITH
WORKWORK
ED PER YES NO IF YES,
FROM TO
WEEK
1919DESCRor
or
IBE
20
20
C.
SYMPTOMS
Use actual wording of each question. Put X in appropriate square after each question.
When in doubt record "No.".
COUGH
1.
Yes
2.
No
in the morning? (on getting up)*
(Count a cough with first smoke
or on "first going out of doors".
Exclude clearing throat or a
single cough.)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00091
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.049
mstockstill on DSK3G9T082PROD with PROPOSALS2
1. Do you usually cough first thing
68594
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
2. Do you usually cough during the
day or at night? (Ignore an
occasional cough.)
1.
Yes
2.
No
3. Do you cough like this on days
for as much as three months a
year?
1.
3.
Yes
NA
2.
No
4. Do you cough on any particular
day of the week?
1.
Yes
If YES to either 1 or 2:
2.
No
If YES:
5. Which day?
Mon. Tue. Wed. Thur. Fri. Sat. Sun.
PHLEGM
6. Do you usually bring up any
phlegm from your chest first
thing in the morning? (on
getting up)* (Count phlegm
with the first smoke or on "first
going out of doors." Exclude
phlegm from the nose. Count
swallowed phlegm.
1.
Yes
2.
No
7. Do you usually bring up any
phlegm from your chest during
the day or at night?
(Accept twice or more.)
1.
Yes
2.
No
1.
Yes
2.
No
If YES to either question 6 or 7:
8. Do you bring up phlegm like
this on most days for as much as
three months each year?
9. How long have you had this
phlegm?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00092
(1) _ _ 2 years or less
(2) _ _ More than 2 years - 9 years
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.050
mstockstill on DSK3G9T082PROD with PROPOSALS2
If YES to question 3 or 8:
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68595
(3) _ _ 10-19 years
(4) _ _ 20+ years
(cough)
(Write in number of years)
* These words are for subjects who work at night.
CHEST ILLNESS
10. In the past three years, have
you had a period of (increased)
cough and phlegm lasting for 3
weeks or more?
(1)_No
(2) _ _ Yes, only one period
(3) _ _ Yes, two or more periods
For subjects who usually have
phlegm:
11. During the past 3 years have
you had any chest illness
which has kept you off work,
indoors at home or in bed? (For
as long as one week, flu?)
1.
Yes
2.
No
12. Did you bring up (more)
phlegm than usual in any of
these illnesses?
1.
Yes
2.
No
13. Only one such illness with
increased phlegm?
1.
Yes
2.
No
1.
Yes
2.
No
2.
No
IfYES to 11:
If YES to 12: During the past three
years have you had:
14. More than one such illness:
Br. Grade
15. Does your chest ever feel
tight or your breathing become
difficult?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00093
Fmt 4701
1.
Sfmt 4725
Yes
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.051
mstockstill on DSK3G9T082PROD with PROPOSALS2
TIGHTNESS
68596
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
16. Is your chest tight or your
breathing difficult on any
particular day of the week?
(after a week or 10 days away
from the mill)
1.
Yes
2.
(3)
17. If'Yes': Which day?
No
(4)
(5) (6) (7) (8)
Mon. 1\
Tues. Wed. Thur. Fri. Sat. Sun.
(1) I \ (2)
Sometimes Always
18. IfYES Monday:
At what time on Monday
does your chest feel tight or
your breathing difficult?
_ _ Before entering mill
_ _ After entering mill
(ASK ONLY IF NO TO QUESTION 15)
19. In the past, has your chest ever
been tight or your breathing
difficult on any particular day of
the week?
Yes
1.
20. If'Yes': Which day?
2.
(3)
Mon.
1\
Tues.
No
(4)
(5)
(6)
(7)
(8)
Wed. Thur. Fri. Sat. Sun.
(1)/ \(2)
Sometimes
Always
BREATHLESSNESS
21. If disabled from walking by any condition
other than heart or lung disease put "X" in
the space and leave questions (22-30)
unasked.
22. Are you ever troubled by shortness of
1.
Yes 2.
No
IfNO, grade is 1. If YES, proceed to next
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00094
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.052
mstockstill on DSK3G9T082PROD with PROPOSALS2
breath, when hurrying on the level or
walking up a slight hill?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68597
question.
23. Do you get short of breath walking with
other people at an ordinary pace on the
level?
1.
Yes 2.
No
1.
Yes 2.
No
1.
Yes
No
If NO, grade is 2. If YES, proceed to next
question.
24. Do you have to stop for breath when
walking at your own pace on the level?
IfNO, grade is 3. If YES, proceed to next
question.
25. Are you short of breath on washing or
2.
dressing?
IfNO, grade is 4, If YES, grade is 5.
Dyspnea Grd.
26.
ON MONDAYS:
27. Are you ever troubled by shortness of
1.
Yes 2.
No
1.
Yes 2.
No
1.
Yes 2.
No
breath, when hurrying on the level or
walking up a slight hill?
IfNO, grade is 1, If YES, proceed to next
question.
28. Do you get short of breath walking with
other people at an ordinary pace on the
level?
29. Do you have to stop for breath when
walking at your own pace on the level?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00095
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.053
mstockstill on DSK3G9T082PROD with PROPOSALS2
If NO, grade is 2, If YES, proceed to next
question.
68598
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
If NO, grade is 3, If YES, proceed to next
question.
30. Are you short of breath on washing or
dressing?
1.
Yes 2.
No
IfNO, grade is 4, If YES, grade is 5.
B. Grd.
OTHER ILLNESSES AND ALLERGY HISTORY
32. Do you have a heart condition for which
you are under a doctor's care?
1.
Yes 2.
No
33. Have you ever had asthma?
1.
Yes 2.
No
If yes, did it begin:
(1) Before age 30
(2) After age 30
34. If yes before 30: did you have asthma
before ever going to work in a textile mill?
1.
Yes 2.
No
3 5. Have you ever had hay fever or other
allergies (other than above)?
1.
Yes 2.
No
1.
Yes 2.
No
1.
Yes 2.
No
TOBACCO SMOKING
36. Do you smoke?
Record Yes if regular smoker up to one
month ago. (Cigarettes, cigar or pipe)
mstockstill on DSK3G9T082PROD with PROPOSALS2
3 7. Have you ever smoked?
(Cigarettes, cigars, pipe. Record NO if
subject has never smoked as much as one
cigarette a day, or 1 oz. of tobacco a month,
for as long as one year.)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00096
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.054
IfNO to (33).
68599
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
If YES to (33) or (34); what have you smoked for how many years?
(Write in specific number ofyears in the appropriate square)
(1)
Years
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
<5
5-9
10-14
15-19
20-24
25-29
30-34
35-39
>40
Cigarettes
(38)
Pipe
(39)
Cigars
(40)
41. If cigarettes, how many packs per day?
Write in number of cigarettes
_ _ Less than 1/2 pack
1/2 pack, but less than 1 pack
1 pack, but less than 1 1/2 packs
1-1/2 packs or more
42. Number of pack years:
43. If an ex-smoker (Cigarettes, cigar or
pipe), how long since you stopped? (Write
in number of years.)
__
__
__
__
0-1 year
1-4 years
5-9years
10+years
44. A foundry?
(As long as one year)
1.
Yes 2.
No
45. Stone or mineral mining, quarrying or
processing?
(As long as one year)
1.
Yes 2.
No
OCCUPATIONAL HISTORY
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00097
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.055
mstockstill on DSK3G9T082PROD with PROPOSALS2
Have you ever worked in:
68600
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
46. Asbestos milling or processing?
(Ever)
1.
Yes 2.
No
47. Cotton or cotton blend mill?
(For controls only)
1.
Yes 2.
No
48. Other dusts, fumes or smoke?
Ifyes, specify.
1.
Yes 2.
No
Type of exposure
Length of exposure
A. IDENTIFICATION DATA
PLANT - - - - - - - - - - - - - - - - - - DAY MONTH
YEAR
(figures) (last 2 digits)
NAME - - - - - - - - - - - - - - - - DATE OF INTERVIEW - - - - - - - - - - - - - - - - - - (Surname)
-------------------------
DATE OF BIRTH - - - - - - - - - - - - - - - - - -
(First Names)
M
F
W
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00098
Fmt 4701
Sfmt 4725
N
IND
OTHER
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.056
mstockstill on DSK3G9T082PROD with PROPOSALS2
ADDRESS __________________ AGE_ (8, 9) SEX ________(1 0)
68601
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
------------------------
RACE - - - -
(11)
---- ----
INTERVIEWER: 1 2 3 4 5 6 7 8
(12)
WORK SHIFT: 1st
(13)
2nd
3rd
STANDING HEIGHT _ _ _ _ _ _ _ _ __
(14, 15)
WEIGHT ___________________________
(16, 18)
PRESENT WORK AREA
If working in more than one specified work area, X area where most ofthe work
shift is spent. If "other," but spending 25% of the work shift in one of the specified work
areas, classify in that work area. If carding department employee, check area within that
department where most of the work shift is spent (if in doubt, check "throughout"). For
work areas such as spinning and weaving where many work rooms may be involved, be
sure to check to specific work room to which the employee is assigned - if he works in
more than one work room within a department classify as 7 (all) for that department.
(19)
Workroom
Number
(20)
(21)
(22)
(23)
(24)
(25)
#2
Spin
Wind
Twist
Card
Open
Pick
Area
AT
1
Cards
RISK
2
Draw
(cotton &
Cotton
blend)
3
Comb
4
#1
Thru
Out
5
7
(all)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00099
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.057
mstockstill on DSK3G9T082PROD with PROPOSALS2
6
68602
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Control
8
(synthetic
& wool)
Ex-
9
Worker
(cotton)
Continued-
(26)
Work-
(27)
(28)
(29)
(30)
Spool
Warp
Slash
Weave
Other
Room
Number
AT
1
RISK
2
(cotton &
cotton
blend)
3
4
5
6
7
(all)
Control
8
(synthetic
& wool)
VerDate Sep<11>2014
19:27 Oct 03, 2016
9
Jkt 241001
PO 00000
Frm 00100
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.058
mstockstill on DSK3G9T082PROD with PROPOSALS2
ExWorker
(cotton)
68603
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Use actual wording of each question. Put X in appropriate square after each question.
When in doubt record 'No'. When no square, circle appropriate answer.
B. COUGH
(on getting up)
Do you usually cough first thing in the morning?
Yes _ _ _ No _ _ _ (31)
(Count a cough with first smoke or on "first going
out of doors." Exclude clearing throat or a single
cough.)
Do you usually cough during the day or at night?
Yes _ _ _ No _ _ _ (32)
(Ignore an occasional cough.)
If 'Yes' to either question (31-32):
Do you cough like this on most days for as much
as three months a year?
Do you cough on any particular day of the week?
(1)
If'Yes': Which day?
(2)
(3)
(4)
Mon
Tues
Wed
Thur
Yes _ _ _ No _ _ _ (33)
Yes _ _ _ No _ _ _ (34)
(5) (6) (7)
Fri
Sat
Sun
(35)
C. PHLEGM or alternative word to suit local custom.
Do you usually bring up any phlegm from your
chest first thing in the morning? (Count phlegm
with the first smoke or on "first going out of
doors." Exclude phlegm from the nose. Count
swallowed phlegm.)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00101
Fmt 4701
Sfmt 4725
Yes _ _ _ No _ _ (36)
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.059
mstockstill on DSK3G9T082PROD with PROPOSALS2
(on getting up)
68604
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Do you usually bring up any phlegm from your
chest during the day or at night?
(Accept twice or more.)
Yes _ _ _ No ___ (37)
If'Yes' to question (36) or (37):
Yes _ _ _ No ___ (38)
Do you bring up any phlegm like this on most
days for as much as three months each year?
If'Yes' to question (33) or (38):
(cough)
How long have you had this phlegm?
(1) __ 2 years or less
(Write in number of years)
(2) __ More than 2 years-9 years
(3) __ 10-19 years
(4) __ 20+ years
*These words are for subjects who work at night
D. TIGHTNESS
Does your chest ever feel tight or your breathing
become difficult?
Yes _ _ _ No _ _ _ (39)
Is your chest tight or your breathing difficult on any
particular day ofthe week? (after a week or 10 days
from the mill)
If'Yes': Which day?
(3)
Mon.
1\
(1) I
(4)
(5)
Yes _ _ _ No _ _ _ (40)
(6) (7)
(8)
Tues. Wed. Thur. Fri. Sat. Sun.
(41)
\ (2)
If' Yes' Monday At what time on
Monday does your chest feel tight or your
breathing difficult?
(1) _Before entering the mill (42)
(2) _After entering the mill
(Ask only ifNO to Question (45)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00102
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.060
mstockstill on DSK3G9T082PROD with PROPOSALS2
Sometimes Always
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68605
In the past, has your chest ever been tight or your
breathing difficult on any particular
day of the week?
Yes _ _ _ No _ _ _ (43)
If'Yes': Which day?
(3)
Mon.
1\
(1)/
(4)
(5)
(6) (7)
Tues. Wed. Thur. Fri. Sat.
(8)
Sun.
(44)
\(2)
Sometimes Always
E. TOBACCO SMOKING
* Have you changed your smoking habits since last interview?
If yes, specify what changes.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00103
§1910.1043 [Reserved]
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.061
mstockstill on DSK3G9T082PROD with PROPOSALS2
APPENDIX C TO
68606
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX D TO
§1910.1043- PULMONARY FUNCTION STANDARDS FOR COTTON DUST
STANDARD
The spirometric measurements of pulmonary function shall conform to the
following minimum standards, and these standards are not intended to preclude additional
testing or alternate methods which can be determined to be superior.
I. APPARATUS
a. The instrument shall be accurate to within ±50 milliliters or within ±3 percent
of reading, whichever is greater.
b. 1. Instruments purchased on or before [DATE ONE YEAR AFTER
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] should be capable
of measuring vital capacity from 0 to 7 liters BTPS
2. Instruments purchased after [DATE ONE YEAR AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER] should be capable of measuring vital
capacity from 0 to 8 liters BTPS.
c. The instrument shall have a low inertia and offer low resistance to airflow such
that the resistance to airflow at 12liters per second must be less than 1.5 em H 2
0/(liter/sec).
d. The zero time point for the purpose of timing the FEV 1 shall be determined by
extrapolating the steepest portion of the volume time curve back to the maximal
inspiration volume (1, 2, 3, 4) or by an equivalent method.
e. 1. Instruments purchased on or before [DATE ONE YEAR AFTER
measurements of airflow to determine volume shall conform to the same volume
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00104
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.062
mstockstill on DSK3G9T082PROD with PROPOSALS2
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] that incorporate
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68607
accuracy stated in (a) of this section when presented with flow rates from at least 0 to 12
liters per second.
2. Instruments purchased after [DATE ONE YEAR AFTER PUBLICATION OF
FINAL RULEIN THE FEDERAL REGISTER] that incorporate measurements of airflow
to determine volume shall conform to the same volume accuracy stated in (a) of this
section when presented with flow rates from at least 0 to 14 liters per second.
f. The instrument or user of the instrument must have a means of correcting
volumes to body temperature saturated with water vapor (BTPS) under conditions of
varying ambient spirometer temperatures and barometric pressures.
g. 1. Instruments purchased on or before [DATE ONE YEAR AFTER
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] shall provide a
tracing or display of either flow versus volume or volume versus time during the entire
forced expiration. A tracing or display is necessary to determine whether the patient has
performed the test properly. The tracing must be stored and available for recall and must
be of sufficient size that hand measurements may be made within requirement of
paragraph (a) of this section. If a paper record is made it must have a paper speed of at
least 2 em/sec and a volume sensitivity of at least 10.0 mm of chart per liter of volume.
2. Instruments purchased after [DATE ONE YEAR AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER] shall provide during testing a paper
tracing or real-time display of flow versus volume and volume versus time for the entire
forced expiration. Such a tracing or display is necessary to determine whether the patient
and available for recall. Real-time displays shall have a volume scale of at least 5 mm/L,
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00105
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.063
mstockstill on DSK3G9T082PROD with PROPOSALS2
has performed the test properly. Flow-volume and volume-time curves must be stored
68608
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
a time scale of at least 10 mm/s, and a flow scale of at least 2.5 mm/L/s, when both flowvolume and volume-time displays are visible. If hand measurements will be made, paper
tracings must be of sufficient size to allow those measurements to be made within
requirement of paragraph (a) of this section. If a paper record is made it must have a
paper speed of at least 2 em/sec and a volume sensitivity of at least 10.0 mm of chart per
liter of volume.
h. 1. Instruments purchased on or before [DATE ONE YEAR AFTER
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] shall be capable of
accumulating volume for a minimum of 10 seconds and shall not stop accumulating
volume before (i) the volume change for a 0.5-second interval is less than 25 milliliters,
or (2) the flow is less than 50 milliliters per second for a 0.5 second interval.
2. Instruments purchased after [DATE ONE YEAR AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER] shall be capable of accumulating
volume for a minimum of 15 seconds and shall not stop accumulating volume before the
volume change for a 1-second interval is less than 25 milliliters.
i. The forced vital capacity (FVC) and forced expiratory volume in 1 second
(FEV1.o) measurements shall comply with the accuracy requirements stated in paragraph
(a) of this section. That is, they should be accurately measured to within ±50 ml or within
±3 percent of reading, whichever is greater.
j. 1. Instruments purchased on or before [DATE ONE YEAR AFTER
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] must be capable of
FEV(1) and FVC may be either directly or indirectly through volume and time base
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00106
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.064
mstockstill on DSK3G9T082PROD with PROPOSALS2
being calibrated in the field with respect to the FEV(1) and FVC. This calibration of the
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68609
measurements. The volume calibration source should provide a volume displacement of
at least 2 liters and should be accurate to within+ or- 30 milliliters.
2. Instruments purchased after [DATE ONE YEAR AFTER PUBLICATION OF
FINAL RULE IN THE FEDERAL REGISTER] must be capable of having its calibration
checked in the field and be recalibrated, if necessary, if the spirometer requires the
technician to do so. The volume-calibration syringe shall provide a volume displacement
of at least 3 liters and shall be accurate to within± 0.5 percent of 3 liters (15 milliliters).
II. TECHNIQUE FOR MEASUREMENT OF FORCED VITAL CAP A CITY
MANEUVER
a. Use of a nose clip is recommended but not required. The procedures shall be
explained in simple terms to the patient who shall be instructed to loosen any tight
clothing and stand in front of the apparatus. The patient may sit, but care should be taken
on repeat testing that the same position be used and, if possible, the same spirometer.
Particular attention shall be given to ensure that the chin is slightly elevated with the neck
slightly extended. The patient shall be instructed to make a full inspiration from a normal
breathing pattern and then blow into the apparatus, without interruption, as hard, fast, and
completely as possible. At least three and no more than eight forced expirations shall be
carried out. During the maneuvers, the patient shall be observed for compliance with
instruction. The expirations shall be checked visually for technical acceptability and
repeatability from flow-volume or volume-time tracings or displays. The following
efforts shall be judged technically unacceptable when the patient:
2. Has not used maximal effort during the entire forced expiration,
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00107
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.065
mstockstill on DSK3G9T082PROD with PROPOSALS2
1. Has not reached full inspiration preceding the forced expiration,
68610
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
3. Has not tried to exhale continuously for at least 6 seconds and until an obvious
plateau in the volume time curve has occurred,
4. Has coughed in the first second or closed the glottis,
5. Has an obstructed mouthpiece or a leak around the mouthpiece (obstruction due
to tongue being placed in front of mouthpiece, false teeth falling in front of mouthpiece,
etc.),
6. Has an unsatisfactory start of expiration, one characterized by excessive
hesitation (or false starts), and, therefore, not allowing back extrapolation of time 0
(extrapolated volume on the volume-time tracing must be less than 150 milliliters or 5
percent of the FVC, whichever is greater.)
7. Has an excessive variability between the acceptable curves. The difference
between the two largest FVCs from the satisfactory tracings should not exceed 150
milliliters and the difference between the two largest FEV1 s of the satisfactory tracings
should not exceed 150 milliliters.
b. Periodic and routine calibration checks of the instrument for recording FVC
and FEV1.0 shall be performed using a 3-liter syringe. Calibration checks to ensure that
the spirometer is recording 3 liters of injected air to within± 3. 5 percent, or 2. 90 to 3.10
liters, shall be conducted. Calibration checks of flow-type spirometers shall include
injection of 3 liters air over a range of speeds, with injection times of 0.5 second, 3
seconds, and 6 or more seconds. Checks of volume-type spirometers shall include a
single calibration check and a check to verify that the spirometer is not leaking more than
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00108
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.066
mstockstill on DSK3G9T082PROD with PROPOSALS2
30 milliliters/minute air.
13. Revise paragraphs (n)(2)(iii), and
(n)(3)(i) and (ii) of § 1910.1045 to read
as follows:
mstockstill on DSK3G9T082PROD with PROPOSALS2
■
§ 1910.1045
*
*
*
(n) * * *
(2) * * *
VerDate Sep<11>2014
Acrylonitrile.
*
*
19:27 Oct 03, 2016
Jkt 241001
(iii) 14- by 17-inch or other
reasonably-sized standard film or digital
posterior-anterior chest X-ray; and
*
*
*
*
*
(3) * * *
(i) The employer shall provide the
examinations specified in paragraphs
(n)(2)(i), (ii), and (iv) of this section at
least annually for all employees
specified in paragraph (n)(1) of this
section.
PO 00000
Frm 00109
Fmt 4701
Sfmt 4702
68611
(ii) If an employee has not had the
examination specified in paragraphs
(n)(2)(i), (ii), and (iv) of this section
within 6 months preceding termination
of employment, the employer shall
make such examination available to the
employee prior to such termination.
*
*
*
*
*
■ 14. Revise Appendix D of § 1910.1048
to read as follows:
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.067
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68612
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
§ 1910.1048
*
*
Formaldehyde.
*
*
*
APPENDIX D TO §1910.1048-NONMANDATORY MEDICAL DISEASE QUESTIONNAIRE
A. Identification
ever
1.
as a
em were
2.
3.
IS
causes
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00110
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.068
mstockstill on DSK3G9T082PROD with PROPOSALS2
or
to
4.
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68613
5.
or
6.
7.
ever
8.
ever
9.
ever
10.
OrJ
11.
ever
12.
ever
or
a
1.
as a
so,
care
2.
a
so,
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00111
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.069
mstockstill on DSK3G9T082PROD with PROPOSALS2
3.
68614
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
4.
5.
or are
now
on a
ar
c.
1.
2.
were
3.
a
4.
most
5.
was
to
6.
VerDate Sep<11>2014
or
to
7.
19:27 Oct 03, 2016
Jkt 241001
to
PO 00000
Frm 00112
at
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.070
mstockstill on DSK3G9T082PROD with PROPOSALS2
or cause
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
ever
8.
I.
are
3.
a
to:
on
2.
as
were
to on
are
was
4.
to
so,
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00113
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.071
mstockstill on DSK3G9T082PROD with PROPOSALS2
68615
68616
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
5.
so, can
I.
2.
..,
or contact
-'·
to
4.
J
so,
5.
as
1.
VerDate Sep<11>2014
s
ever
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00114
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.072
mstockstill on DSK3G9T082PROD with PROPOSALS2
or
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
on
own
a
as
distance
to
rest
to
2.
68617
or
as
out
more
two
ever
to
3.
or
a
on
or
occurs at
to
ever
4.
VerDate Sep<11>2014
worse
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00115
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.073
mstockstill on DSK3G9T082PROD with PROPOSALS2
IS
68618
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
or
to
5.
are at
or
so,
sore or
6.
or
or
nose
are at
so,
or
7.
or
8.
9.
J
ever
a
to
or
se
are not
11.
or
mstockstill on DSK3G9T082PROD with PROPOSALS2
occur at
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
or
Frm 00116
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.074
10.
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68619
nervousness or
12.
or
to
13.
or
14.
ever
15.
or
16.
or
or
or
17.
or
18.
to
not wear
or
19.
or
a
21.
on
a
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00117
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.075
mstockstill on DSK3G9T082PROD with PROPOSALS2
are
68620
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
*
1,3-Butadiene.
*
VerDate Sep<11>2014
*
*
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00118
Fmt 4701
Sfmt 4702
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.076
§ 1910.1051
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68621
APPENDIX F TO §1910.1051-MEDICAL QUESTIONNAIRES (NON-MANDATORY))
1
DIRECTIONS:
You have been asked to answer the questions on this form because you work with BD
(butadiene). These questions are about your work, medical history, and health concerns.
Please do your best to answer all of the questions. If you need help, please tell the doctor
or health care professional who reviews this form.
This form is a confidential medical record. Only information directly related to your
health and safety on the job may be given to your employer. Personal health information
will not be given to anyone without your consent.
:( )
I.
Chemical~
1.
2.
3.
4.
5.
7.
8.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00119
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.077
mstockstill on DSK3G9T082PROD with PROPOSALS2
6.
68622
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
2.
3.
cutters
di
cement
mstockstill on DSK3G9T082PROD with PROPOSALS2
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00120
Fmt 4701
now:
use at
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.078
or
4.
68623
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
answer
or no.
5.
or
no
6.
ever
or
to
it
no
were not
to
7.
or
no
are at
8.
or
9.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00121
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
at
04OCP2
EP04OC16.079
mstockstill on DSK3G9T082PROD with PROPOSALS2
answer.
68624
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
no
to
10.
or
s
no
11.
or
no
are
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00122
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.080
mstockstill on DSK3G9T082PROD with PROPOSALS2
no
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68625
disease name,
1.
answer.
no
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00123
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.081
mstockstill on DSK3G9T082PROD with PROPOSALS2
1.
68626
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
2.
no
ever
3.
no
reason: _____________________________________________
or
4.
no
mstockstill on DSK3G9T082PROD with PROPOSALS2
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00124
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.082
ever
5.
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68627
cancer
sweats
s
answer.
or
6.
to
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00125
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.083
mstockstill on DSK3G9T082PROD with PROPOSALS2
no
68628
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
7.
no
or
nose,
8.
no
nausea, or
9.
no
or
10.
no
or
to
11.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00126
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.084
mstockstill on DSK3G9T082PROD with PROPOSALS2
no
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68629
12.
no
13.
no
DIRECTIONS:
You have been asked to answer the questions on this form because you work with BD
(butadiene). These questions ask about changes in your work, medical history, and health
concerns since the last time you were evaluated. Please do your best to answer all of the
questions. If you need help, please tell the doctor or health care professional who reviews
this form.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00127
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.085
mstockstill on DSK3G9T082PROD with PROPOSALS2
This form is a confidential medical record. Only information directly related to your
health and safety on the job may be given to your employer. Personal health information
will not be given to anyone without your consent.
68630
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
:(
I.
at
2.
) _ _ _ _ __
J
J
answer.
were
are: _________________________________________
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00128
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.086
mstockstill on DSK3G9T082PROD with PROPOSALS2
no
68631
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
4.
no
5.
to
or
s
it
no
were not
to
6.
or
no
to
7.
s at
or
on
no
are: ____________________________________________
new
8.
or
no
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00129
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.087
mstockstill on DSK3G9T082PROD with PROPOSALS2
are
68632
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
1.
current
lS
2.
no
are: ____________________________________________
or
3.
no
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00130
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.088
mstockstill on DSK3G9T082PROD with PROPOSALS2
VerDate Sep<11>2014
to
a
4.
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68633
cancer
sweats
can
answer.
or
5.
to
no
or
6.
no
nose,
or
no
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00131
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.089
mstockstill on DSK3G9T082PROD with PROPOSALS2
7.
68634
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
nausea, or
8.
no
or
9.
no
or
10.
no
no
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00132
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.090
mstockstill on DSK3G9T082PROD with PROPOSALS2
11.
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
mstockstill on DSK3G9T082PROD with PROPOSALS2
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
§ 1910.1052
*
PO 00000
*
Methylene chloride.
*
Frm 00133
*
Fmt 4701
*
Sfmt 4702
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.091
16. Revise Appendix B, section IV., of
§1910.1052 to read as follows:
■
68635
68636
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX B TO SECTION 1910.1052-MEDICAL SURVEILLANCE FOR
METHYLENE CHLORIDE
*
*
*
*
*
IV. SURVEILLANCE AND PREVENTIVE CONSIDERATIONS
As discussed above, MC is classified as a suspect or potential human carcinogen.
It is a central nervous system (CNS) depressant and a skin, eye and respiratory tract
irritant. At extremely high concentrations, MC has caused liver damage in animals. MC
principally affects the CNS, where it acts as a narcotic. The observation of the symptoms
characteristic of CNS depression, along with a physical examination, provides the best
detection of early neurological disorders. Since exposure to MC also increases the
carboxyhemoglobin level in the blood, ambient carbon monoxide levels would have an
additive effect on that carboxyhemoglobin level. Based on such information, a periodic
post-shift carboxyhemoglobin test as an index of the presence of carbon monoxide in the
blood is recommended, but not required, for medical surveillance.
Based on the animal evidence and three epidemiologic studies previously
mentioned, OSHA concludes that MC is a suspect human carcinogen. The medical
surveillance program is designed to observe exposed workers on a regular basis. While
the medical surveillance program cannot detect MC-induced cancer at a preneoplastic
stage, OSHA anticipates that, as in the past, early detection and treatments of cancers
leading to enhanced survival rates will continue to evolve.
The medical and occupational work history plays an important role in the initial
evaluation of workers exposed to MC. It is therefore extremely important for the
examining physician or other licensed health care professional to evaluate the Meexposed worker carefully and completely and to focus the examination on MC's
potentially associated health hazards. The medical evaluation must include an annual
detailed work and medical history with special emphasis on cardiac history and
neurological symptoms.
An important goal of the medical history is to elicit information from the worker
regarding potential signs or symptoms associated with increased levels of
carboxyhemoglobin due to the presence of carbon monoxide in the blood. Physicians or
other licensed health care professionals should ensure that the smoking history of all MC
exposed employees is known. Exposure to MC may cause a significant increase in
carboxyhemoglobin level in all exposed persons. However, smokers as well as workers
with anemia or heart disease and those concurrently exposed to carbon monoxide are at
especially high risk of toxic effects because of an already reduced oxygen carrying
capacity of the blood.
A comprehensive or interim medical and work history should also include
occurrence of headache, dizziness, fatigue, chest pain, shortness of breath, pain in the
limbs, and irritation of the skin and eyes.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00134
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.092
mstockstill on DSK3G9T082PROD with PROPOSALS2
A Medical and Occupational History:
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68637
In addition, it is important for the physician or other licensed health care
professional to become familiar with the operating conditions in which exposure to MC is
likely to occur. The physician or other licensed health care professional also must become
familiar with the signs and symptoms that may indicate that a worker is receiving
otherwise unrecognized and exceptionally high exposure levels ofMC.
An example of a medical and work history that would satisfy the requirement for
a comprehensive or interim work history is represented by the following:
The following is a list of recommended questions and issues for the selfadministered questionnaire for methylene chloride exposure.
QUESTIONNAIRE FOR METHYLENE CHLORIDE EXPOSURE
I.
Demographic Information
1. Name
2. Date
3. Date of Birth
4. Age
5. Present occupation
6. Sex
7. Race
II. Occupational History
1. Have you ever worked with methylene chloride, dichloromethane, methylene
dichloride, or CH(2)Cl(2) (all are different names for the same chemical)? Please
list which on the occupational history form if you have not already.
2. If you have worked in any of the following industries and have not listed them on
the occupational history form, please do so.
3. If you have not listed hobbies or household projects on the occupational history
form, especially furniture refinishing, spray painting, or paint stripping, please do
SO.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00135
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.093
mstockstill on DSK3G9T082PROD with PROPOSALS2
Furniture stripping
Polyurethane foam manufacturing
Chemical manufacturing or formulation
Pharmaceutical manufacturing
Any industry in which you used solvents to clean and degrease equipment or parts
Construction, especially painting and refinishing
Aerosol manufacturing
Any industry in which you used aerosol adhesives
68638
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
III. Medical History
A General
1. Do you consider yourself to be in good health? If no, state reason(s).
2. Do you or have you ever had:
a.
b.
c.
d.
Persistent thirst
Frequent urination (three times or more at night)
Dermatitis or irritated skin
Non-healing wounds
3. What prescription or non-prescription medications do you take, and for what reasons?
4. Are you allergic to any medications, and what type of reaction do you have?
B. Respiratory
1. Do you have or have you ever had any chest illnesses or diseases? Explain.
2. Do you have or have you ever had any of the following:
a. Asthma
b. Wheezing
c. Shortness of breath
3. Have you ever had an abnormal chest X-ray? If so, when, where, and what were the
findings?
4. Have you ever had difficulty using a respirator or breathing apparatus? Explain.
5. Do any chest or lung diseases run in your family? Explain.
6. Have you ever smoked cigarettes, cigars, or a pipe? Age started:
7. Do you now smoke?
9. On the average of the entire time you smoked, how many packs of cigarettes, cigars,
or bowls of tobacco did you smoke per day?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00136
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.094
mstockstill on DSK3G9T082PROD with PROPOSALS2
8. If you have stopped smoking completely, how old were you when you stopped?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68639
C. Cardiovascular
1. Have you ever been diagnosed with any of the following: Which of the following
apply to you now or did apply to you at some time in the past, even if the problem is
controlled by medication? Please explain any yes answers (i.e., when problem was
diagnosed, length of time on medication).
a. High cholesterol or triglyceride level
b. Hypertension (high blood pressure)
c. Diabetes
d. Family history of heart attack, stroke, or blocked arteries
2. Have you ever had chest pain? If so, answer the next five questions.
a. What was the quality of the pain (i.e., crushing, stabbing, squeezing)?
b. Did the pain go anywhere (i.e., into jaw, left arm)?
c. What brought the pain out?
d. How long did it last?
e. What made the pain go away?
3. Have you ever had heart disease, a heart attack, stroke, aneurysm, or blocked arteries
anywhere in your body? Explain (when, treatment).
4. Have you ever had bypass surgery for blocked arteries in your heart or anywhere
else? Explain.
5. Have you ever had any other procedures done to open up a blocked artery (balloon
angioplasty, carotid endarterectomy, clot-dissolving drug)?
a.
b.
c.
d.
e.
VerDate Sep<11>2014
Heart murmur
Irregular heartbeat
Shortness of breath while lying flat
Congestive heart failure
Ankle swelling
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00137
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.095
mstockstill on DSK3G9T082PROD with PROPOSALS2
6. Do you have or have you ever had (explain each):
68640
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
f.
Recurrent pain anywhere below the waist while walking
7. Have you ever had an electrocardiogram (EKG)? When?
8. Have you ever had an abnormal EKG? If so, when, where, and what were the
findings?
9. Do any heart diseases, high blood pressure, diabetes, high cholesterol, or high
triglycerides run in your family? Explain.
D. Hepatobiliary and Pancreas
1. Do you now or have you ever drunk alcoholic beverages?
Age started:
Age stopped: _ _ __
2. Average numbers per week:
a. Beers:
, ounces in usual container:
b. Glasses ofwine:
, ounces per glass:
c. Drinks: - - - -, ounces in usual container:
3. Do you have or have you ever had (explain each):
a.
b.
c.
d.
Hepatitis (infectious, autoimmune, drug-induced, or chemical)
Jaundice
Elevated liver enzymes or elevated bilirubin
Liver disease or cancer
E. Central Nervous System
a. Headache
a. Dizziness
b. Fainting
C. Loss of consciousness
d. Garbled speech
e. Lack of balance
f. Mental/psychiatric illness
g. Forgetfulness
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00138
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.096
mstockstill on DSK3G9T082PROD with PROPOSALS2
1. Do you or have you ever had (explain each):
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68641
F. Hematologic
1. Do you have, or have you ever had (explain each):
a.
b.
c.
d.
Anemia
Sickle cell disease or trait
Glucose-6-phosphate dehydrogenase deficiency
Bleeding tendency disorder
2. If not already mentioned previously, have you ever had a reaction to sulfa drugs or to
drugs used to prevent or treat malaria? What was the drug? Describe the reaction.
B. Physical Examination
The complete physical examination, when coupled with the medical and occupational
history, assists the physician or other licensed health care professional in detecting preexisting conditions that might place the employee at increased risk, and establishes a
baseline for future health monitoring. These examinations should include:
1. Clinical impressions of the nervous system, cardiovascular function and
pulmonary function, with additional tests conducted where indicated or
determined by the examining physician or other licensed health care professional
to be necessary.
Because of the importance of lung function to workers required to wear certain
types of respirators to protect themselves from MC exposure, these workers must
receive an assessment of pulmonary function before they begin to wear a negative
pressure respirator and at least annually thereafter. The recommended pulmonary
function tests include measurement of the employee's forced vital capacity (FVC),
forced expiratory volume at one second (FEV(l)), as well as calculation of the
ratios ofFEV(l) to FVC, and the ratios of measured FVC and measured FEV(l)
to expected respective values corrected for variation due to age, sex, race, and
height. Pulmonary function evaluation must be conducted by a physician or other
licensed health care professional experienced in pulmonary function tests.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00139
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.097
mstockstill on DSK3G9T082PROD with PROPOSALS2
2. An evaluation of the advisability of the worker using a respirator, because the use
of certain respirators places an additional burden on the cardiopulmonary system.
It is necessary for the attending physician or other licensed health care
professional to evaluate the cardiopulmonary function of these workers, in order
to inform the employer in a written medical opinion of the worker's ability or
fitness to work in an area requiring the use of certain types of respiratory
protective equipment. The presence of facial hair or scars that might interfere with
the worker's ability to wear certain types of respirators should also be noted
during the examination and in the written medical opinion.
68642
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
The following is a summary of the elements of a physical exam which would
fulfill the requirements under the MC standard:
PHYSICAL EXAM
I.
1.
2.
3.
4.
5.
Skin and appendages
Irritated or broken skin
Jaundice
Clubbing cyanosis, edema
Capillary refill time
Pallor
II. Head
1. Facial deformities
2. Scars
3. Hair growth
III. Eyes
1.
2.
3.
4.
Scleral icterus
Corneal arcus
Pupillary size and response
Fundoscopic exam
IV Chest
1. Standard exam
V Heart
1. Standard exam
2. Jugular vein distension
3. Peripheral pulses
VI. Abdomen
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00140
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.098
mstockstill on DSK3G9T082PROD with PROPOSALS2
1. Liver span
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
VII.
68643
Nervous System
1. Complete standard neurologic exam
VIII.
Laboratory
1. Hemoglobin and hematocrit
2. Alanine aminotransferase (ALT, SGPT)
3. Post-shift carboxyhemoglobin
IX Studies
1. Pulmonary function testing
2. Electrocardiogram
An evaluation of the oxygen carrying capacity of the blood of employees (for
example by measured red blood cell volume) is considered useful, especially for workers
acutely exposed to MC.
It is also recommended, but not required, that end of shift carboxyhemoglobin
levels be determined periodically, and any level above 3% for non-smokers and above
10% for smokers should prompt an investigation of the worker and his workplace. This
test is recommended because MC is metabolized to CO, which combines strongly with
hemoglobin, resulting in a reduced capacity of the blood to transport oxygen in the body.
This is of particular concern for cigarette smokers because they already have a
diminished hemoglobin capacity due to the presence of CO in cigarette smoke.
C. Additional Examinations and Referrals
1. Examination by a Specialist
The final rule requires additional investigations to be covered and it also permits
physicians or other licensed health care professionals to add appropriate or necessary
tests to improve the diagnosis of disease should such tests become available in the future.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00141
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.099
mstockstill on DSK3G9T082PROD with PROPOSALS2
When a worker examination reveals unexplained symptoms or signs (i.e. in the
physical examination or in the laboratory tests), follow-up medical examinations are
necessary to assure that MC exposure is not adversely affecting the worker's health.
When the examining physician or other licensed health care professional finds it
necessary, additional tests should be included to determine the nature of the medical
problem and the underlying cause. Where relevant, the worker should be sent to a
specialist for further testing and treatment as deemed necessary.
68644
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
2. Emergencies
The examination of workers exposed to MC in an emergency should be directed
at the organ systems most likely to be affected. If the worker has received a severe acute
exposure, hospitalization may be required to assure proper medical intervention. It is not
possible to precisely define "severe," but the physician or other licensed health care
professional's judgement should not merely rest on hospitalization. If the worker has
suffered significant conjunctival, oral, or nasal irritation, respiratory distress, or
discomfort, the physician or other licensed health care professional should instigate
appropriate follow-up procedures. These include attention to the eyes, lungs and the
neurological system. The frequency of follow-up examinations should be determined by
the attending physician or other licensed health care professional. This testing permits the
early identification essential to proper medical management of such workers.
D. Employer Obligations
The employer is required to provide the responsible physician or other licensed
health care professional and any specialists involved in a diagnosis with the following
information: a copy of the MC standard including relevant appendices, a description of
the affected employee's duties as they relate to his or her exposure to MC; an estimate of
the employee's exposure including duration (e.g., 15hr/wk, three 8-hour shifts/wk, full
time); a description of any personal protective equipment used by the employee,
including respirators; and the results of any previous medical determinations for the
affected employee related to MC exposure to the extent that this information is within the
employer's control.
The standard requires the employer to ensure that the physician or other licensed
health care professional provides a written statement to the employee and the employer.
This statement should contain the physician's or licensed health care professional's
opinion as to whether the employee has any medical condition placing him or her at
increased risk of impaired health from exposure to MC or use of respirators, as
appropriate. The physician or other licensed health care professional should also state his
or her opinion regarding any restrictions that should be placed on the employee's
exposure to MC or upon the use of protective clothing or equipment such as respirators.
If the employee wears a respirator as a result of his or her exposure to MC, the physician
or other licensed health care professional's opinion should also contain a statement
regarding the suitability of the employee to wear the type of respirator assigned.
Furthermore, the employee should be informed by the physician or other licensed health
care professional about the cancer risk ofMC and about risk factors for heart disease, and
the potential for exacerbation of underlying heart disease by exposure to MC through its
metabolism to carbon monoxide. Finally, the physician or other licensed health care
professional should inform the employer that the employee has been told the results of
the medical examination and of any medical conditions which require further explanation
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00142
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.100
mstockstill on DSK3G9T082PROD with PROPOSALS2
E. Physicians' or Other Licensed Health Care Professionals' Obligations
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
17. The authority citation for part
1915 continues to read as follows:
■
Authority: Section 41, Longshore and
Harbor Workers’ Compensation Act (33
U.S.C. 941); Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970
(29 U.S.C. 653, 655, 657); Secretary of Labor’s
Order No. 12–71 (36 FR 8754), 8–76 (41 FR
25059), 9–83 (48 FR 35736), 1–90 (55 FR
9033), 6–96 (62 FR 111), 3–2000 (65 FR
50017), 5–2002 (67 FR 65008), 5–2007 (72 FR
31160), 4–2010 (75 FR 55355), or 1–2012 (77
FR 3912), as applicable; 29 CFR part 1911.
Sections 1915.120 and 1915.152 of 29 CFR
also issued under 29 CFR part 1911.
Subpart A—General Provisions
18. Add paragraph (d)(6) to § 1915.5 to
read as follows:
■
§ 1915.5
Incorporation by reference.
*
*
*
*
(d) * * *
(6) The following material is available
for purchase from the International
Labour Organization (ILO), 4 route des
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
`
Morillons, CH–1211 Geneve 22,
Switzerland; telephone: +41 (0) 22 799
6111; fax: +41 (0) 22 798 8685; Web site:
https://www.ilo.org/.
(i) Guidelines for the Use of the ILO
International Classification of
Radiographs of Pneumoconioses,
Revised Edition 2011, Occupational
safety and health series; 22 (Rev.2011),
IBR approved for § 1915.1001,
Appendix E.
*
*
*
*
*
Subpart F—General Working
Conditions
19. Revise paragraph (b)(33) of
§ 1915.80 to read as follows:
■
§ 1915.80 Scope, application, definitions,
and effective dates.
*
*
*
*
*
(b) * * *
(33) Vermin. Insects, birds, rodents
and other animals that may create safety
and health hazards for employees.
*
*
*
*
*
PO 00000
Frm 00143
Fmt 4701
Sfmt 4702
Subpart Z—Toxic and Hazardous
Substances
20. Amend § 1915.1001 by:
a. Revising paragraph (m)(2)(ii)(C);
b. Revising Appendix D;
c. Revising Appendix E;
d. Revising Appendix I, sections III
and IV(iii).
The revisions read as follows:
■
■
■
■
■
§ 1915.1001
Asbestos.
*
*
*
*
*
(m) * * *
(2) * * *
(ii) * * *
(C) A physical examination directed
to the pulmonary and gastrointestinal
systems, including a 14- by 17-inch or
other reasonably-sized standard film or
digital posterior-anterior chest X-ray to
be administered at the discretion of the
physician, and pulmonary function tests
of forced vital capacity (FVC) and forced
expiratory volume at one second
(FEV(1)). Classification of all chest Xrays shall be conducted in accordance
with Appendix E to this section.
*
*
*
*
*
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.101
PART 1915—OCCUPATIONAL SAFETY
AND HEALTH STANDARDS FOR
SHIPYARD EMPLOYMENT
68645
68646
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX D TO§ 1915.1001-MEDICAL QUESTIONNAIRES; MANDATORY
This mandatory appendix contains the medical questionnaires that must be
administered to all employees who are exposed to asbestos, tremolite, anthophyllite,
actinolite, or a combination of these minerals above the permissible exposure limit (0.1
flee), and who will therefore be included in their employer's medical surveillance
program. Part 1 of the appendix contains the Initial Medical Questionnaire, which must
be obtained for all new hires who will be covered by the medical surveillance
requirements. Part 2 includes the abbreviated Periodical Medical Questionnaire, which
must be administered to all employees who are provided periodic medical examinations
under the medical surveillance provisions of the standard.
Part 1
INITIAL MEDICAL QUESTIONNAIRE
1. NAME_____________________________________________________
2.
3.
4.
5.
CLOCKNLmJBER~--------------------------------------PRESENT OCCUPATION- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - PLANT - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - ADDRESS ______________________________________________
6.
(Zip Code)
7. TELEPHONE NLmJBER- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 8. INTERVIEWER- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 9. DATE ___________________________________________________
10. Date ofBirth - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Month
Day
Year
11. Place of Birth - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 12. Sex
1. Male
2. Female
13. What is your marital status?
1. Single
2. Married
3. Widowed
4. Separated/
Divorced
14. Race
1. White
2. Black
3. Asian
4. Hispanic ___
5. Indian
6. Other
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00144
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.102
mstockstill on DSK3G9T082PROD with PROPOSALS2
15. What is the highest grade completed in school? __________________
(For example 12 years is completion of high school)
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68647
OCCUPATIONAL HISTORY
16A. Have you ever worked full time (3 0 hours per
week or more) for 6 months or more?
1. Yes
2.No
IF YES TO 16A:
B. Have you ever worked for a year or more in any
dusty job?
1. Yes
2. No
3. Does Not Apply_
Specify job/industry _ _ _ _ _ _ _ _ _ __
Was dust exposure:
Total Years Worked
1. Mild
2. Moderate
C. Have you ever been exposed to gas or
chemical fumes in your work?
1. Yes
Specify job/industry _ _ _ _ _ _ _ __
Was exposure:
3. Severe
2.No
Total Years Worked
1. Mild
2. Moderate
3. Severe
D. What has been your usual occupation or job-- the one you have worked at the
longest?
1. Job occupation _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
2. Number of years employed in this occupation _ _ _ _ _ _ _ _ _ _ _ __
3. Position/job title _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
4. Business, field or industry _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
(Record on lines the years in which you have worked in any of these industries, e.g.
1960-1969)
Have you ever worked:
YES
NO
E. In a mine? ................................. .
F. In a quarry? ............................... .
G. In a foundry? ............................ .
I.
J.
VerDate Sep<11>2014
In a cotton, flax or hemp mill? ....
With asbestos? .......................... .
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00145
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.103
mstockstill on DSK3G9T082PROD with PROPOSALS2
H. In a pottery? ............................. .
68648
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
17. PASTMEDICALHISTORY
YES
NO
A Do you consider yourself to be in
good health?
If "NO" state reason - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - B. Have you any defect ofvision?
If "YES" state nature of defect - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - C. Have you any hearing defect?
If "YES" state nature of defect - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - D. Are you suffering from or
have you ever suffered
from:
YES
NO
a. Epilepsy (or fits, seizures,
convulsions)?
b. Rheumatic fever?
c. Kidney disease?
d. Bladder disease?
e. Diabetes?
f. Jaundice?
18. CHEST COLDS AND CHEST ILLNESSES
1. Yes
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00146
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
2. No
04OCP2
EP04OC16.104
VerDate Sep<11>2014
1. Yes
2. No
3. Don't get colds
19A. During the past 3 years, have you
had any chest illnesses that have kept you
off work, indoors at home, or in bed?
mstockstill on DSK3G9T082PROD with PROPOSALS2
18A. If you get a cold, does it "usually"
go to your chest? (Usually means more
than 1/2 the time)
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68649
IF YES TO 19A:
B. Did you produce phlegm with any of
these chest illnesses?
1. Yes
2. No
3. Does Not Apply
C. In the last 3 years, how many such
illnesses with (increased) phlegm did you
have which lasted a week or more?
20. Did you have any lung trouble before the
age of 16?
Number of illnesses
No such illnesses
1. Yes
2.No
1. Yes
2.No
21. Have you ever had any of the following?
1A. Attacks ofbronchitis?
IF YES TO 1A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
C. At what age was your first attack?
1. Yes
2A. Pneumonia (include
bronchopneumonia)?
2.No
IF YES TO 2A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
C. At what age did you first have it?
3A. Hay Fever?
1. Yes
2.No
IF YES TO 3A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00147
Age in Years
Does Not Apply
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.105
mstockstill on DSK3G9T082PROD with PROPOSALS2
C. At what age did it start?
68650
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
22A. Have you ever had chronic bronchitis?
1. Yes
2.No
IF YES TO 22A:
B. Do you still have it?
1. Yes
2. No
3. Does Not Apply
C. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
D. At what age did it start?
Age in Years
Does Not Apply
23A. Have you ever had emphysema?
1. Yes
2.No
IF YES TO 23A:
B. Do you still have it?
1. Yes
2. No
3. Does Not Apply
C. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
D. At what age did it start?
Age in Years
Does Not Apply
24A. Have you ever had asthma?
1. Yes
2.No
IF YES TO 24A:
B. Do you still have it?
1. Yes
2. No
3. Does Not Apply
C. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
mstockstill on DSK3G9T082PROD with PROPOSALS2
E. If you no longer have it, at what age did
it stop?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00148
Fmt 4701
Sfmt 4725
Age stopped
Does Not Apply
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.106
D. At what age did it start?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68651
25. Have you ever had:
A Any other chest illness?
1. Yes
2.No
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
B. Any chest operations?
1. Yes
2.No
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
C. Any chest injuries?
1. Yes
2.No
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
26A Has a doctor ever told
you that you had heart
trouble?
1. Yes
2.No
IF YES TO 26A:
B. Have you ever had
treatment for heart
trouble in the past 10
years?
1. Yes
2. No
3. Does Not Apply
27 A Has a doctor told you
that you had high blood
pressure?
1. Yes
2.No
IF YES TO 27 A:
B. Have you had any
treatment for high
blood pressure
(hypertension) in the
past 10 years?
1. Yes
2. No
3. Does Not Apply
28. When did you last have your chest X-rayed?
(Year) _ _ _ _
What was the outcome?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00149
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.107
mstockstill on DSK3G9T082PROD with PROPOSALS2
29. Where did you last have
your chest X-rayed (if
known)?
68652
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
FAMILY HISTORY
30. Were either of your natural
parents ever told by a doctor
that they had a chronic lung
condition such as:
FATHER
1. Yes 2. No 3. Don't
know
MOTHER
1. Yes 2. No 3. Don't
know
A Chronic Bronchitis?
B. Emphysema?
C. Asthma?
D. Lung cancer?
E. Other chest conditions?
F. Is parent currently alive?
G. Please Specify
_Age if Living
_Age at Death
Don't Know
_Age if Living
_Age at Death
Don't Know
H. Please specify cause
of death
COUGH
1. Yes
2.No
1. Yes
2.No
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00150
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.108
2.No
C. Do you usually cough at all on getting up
or first thing in the morning?
VerDate Sep<11>2014
1. Yes
B. Do you usually cough as much as 4 to 6
times a day 4 or more days out of the
week?
mstockstill on DSK3G9T082PROD with PROPOSALS2
31A. Do you usually have a cough? (Count a
cough with first smoke or on first going
out of doors. Exclude clearing of throat.)
(Ifno, skip to question 31C.)
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
D. Do you usually cough at all during the
rest of the day or at night?
1. Yes
68653
2.No
IF YES TO ANY OF ABOVE (31A, B, C, OR D), ANSWER THE FOLLOWING. IF
NO TO ALL, CHECK "DOES NOT APPLY" AND SKIP TO NEXT PAGE
E. Do you usually cough like this on most
days for 3 consecutive months or more
during the year?
1. Yes
2. No
3. Does not apply
F. For how many years have you had the
cough?
Number of years
Does not apply
32A. Do you usually bring up phlegm from
your chest?
Count phlegm with the first smoke or on
first going out of doors. Exclude phlegm
from the nose. Count swallowed phlegm.)
(If no, skip to 32C)
1. Yes
2.No
B. Do you usually bring up phlegm like this
as much as twice a day 4 or more days out
of the week?
1. Yes
2.No
C. Do you usually bring up phlegm at all on
getting up or first thing in the morning?
1. Yes
2.No
D. Do you usually bring up phlegm at all on
during the rest of the day or at night?
1. Yes
2.No
IF YES TO ANY OF THE ABOVE (32A, B, C, OR D), ANSWER THE FOLLOWING:
IF NO TO ALL, CHECK "DOES NOT APPLY" AND SKIP TO 33A
E. Do you bring up phlegm like
this on most days for 3
consecutive months or more
during the year?
1. Yes
2. No
3. Does not apply
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00151
Number of years
Does not apply
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.109
mstockstill on DSK3G9T082PROD with PROPOSALS2
F. For how many years have you
had trouble with phlegm?
68654
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
EPISODES OF COUGH AND PHLEGM
33A. Have you had periods or
episodes of (increased*) cough
and phlegm lasting for 3 weeks
or more each year?
*(For persons who usually have
cough and/or phlegm)
1. Yes
2.No
IF YES TO 33A
B. For how long have you had at
least 1 such episode per year?
Number of years
Does not apply
WHEEZING
34A. Does your chest ever sound
wheezy or whistling
1. When you have a cold?
1. Yes
2.No
2. Occasionally apart from colds?
1. Yes
2.No
3. Most days or nights?
1. Yes
2.No
B. For how many years has this
been present?
Number of years
Does not apply
35A. Have you ever had an attack of
wheezing that has made you
feel short of breath?
1. Yes
2.No
IF YES TO 35A
1. Yes
2. No
3. Does not apply
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00152
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.110
1. Yes
2. No
3. Does not apply
D. Have you ever required
medicine or treatment for
the( se) attack( s)?
VerDate Sep<11>2014
Age in years
Does not apply
C. Have you had 2 or more such
episodes?
mstockstill on DSK3G9T082PROD with PROPOSALS2
B. How old were you when you
had your first such attack?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68655
BREATHLESSNESS
36. If disabled from walking by any
condition other than heart or
lung disease, please describe
and proceed to question 38A.
Nature of condition(s)
3 7A Are you troubled by shortness
of breath when hurrying on the
level or walking up a slight hill?
1. Yes
2.No
IF YES TO 37A
B. Do you have to walk slower
than people of your age on the
level because of
breathlessness?
1. Yes
2. No
3. Does not apply
C. Do you ever have to stop for
breath when walking at your
own pace on the level?
1. Yes
2. No
3. Does not apply
D. Do you ever have to stop for
breath after walking about 100
yards (or after a few minutes)
on the level?
1. Yes
2. No
3. Does not apply
E. Are you too breathless to leave
the house or breathless on
dressing or climbing one flight
of stairs?
1. Yes
2. No
3. Does not apply
TOBACCO SMOKING
3 8A. Have you ever smoked
cigarettes?
(No means less than 20 packs
of cigarettes or 12 oz. of
tobacco in a lifetime or less
than 1 cigarette a day for 1
year.)
1. Yes
2.No
B. Do you now smoke cigarettes
(as of one month ago)
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00153
1. Yes
2. No
3. Does not apply
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.111
mstockstill on DSK3G9T082PROD with PROPOSALS2
IF YES TO 38A
68656
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
C. How old were you when you
first started regular cigarette
smoking?
Age in years
Does not apply
D. If you have stopped smoking
cigarettes completely, how old
were you when you stopped?
Age stopped
Check if still
smoking
Does not apply
E. How many cigarettes do you
smoke per day now?
Cigarettes
per day
Does not apply
F. On the average of the entire
time you smoked, how many
cigarettes did you smoke per
day?
Cigarettes
per day
Does not apply
G. Do or did you inhale the
cigarette smoke?
1. Does not apply
2. Not at all
3. Slightly
4. Moderately
5. Deeply
39A. Have you ever smoked a pipe
regularly?
(Yes means more than 12 oz. of
tobacco in a lifetime.)
1. Yes
2.No
IF YES TO 39A:
FOR PERSONS WHO HAVE EVER SMOKED A PIPE
B. 1. How old were you when
you started to smoke a pipe
regularly?
Age_
Age stopped
Check if still smoking pipe
Does not apply
C. On the average over the
entire time you smoked a
pipe, how much pipe tobacco
did you smoke per week?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00154
_ oz. per week (a standard pouch of
tobacco contains 1 1/2 oz.)
_Does not apply
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.112
mstockstill on DSK3G9T082PROD with PROPOSALS2
2. If you have stopped
smoking a pipe completely,
how old were you when
you stopped?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
D. How much pipe tobacco are
you smoking now?
68657
oz. per week
Not currently smoking a pipe _
E. Do you or did you inhale the
pipe smoke?
1. Never smoked
2. Not at all
3. Slightly
4. Moderately
5. Deeply
40A. Have you ever smoked cigars
regularly?
1. Yes
2.No
(Yes means more than 1 cigar a week
for a year)
IF YES TO 40A
FOR PERSONS WHO HAVE EVER SMOKED A PIPE
B. 1. How old were you when you
started smoking cigars
regularly?
Age_
2. If you have stopped smoking
cigars completely, how old were
you when you stopped smoking
cigars?
Age stopped
Check if still
Does not apply
C. On the average over the entire
time you smoked cigars, how
many cigars did you smoke per
week?
Cigars per week
Does not apply
D. How many cigars are you
smoking per week now?
Cigars per week
Check if not smoking
cigars currently
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00155
Fmt 4701
1.
2.
3.
4.
5.
Sfmt 4725
Never smoked
Not at all
Slightly
Moderately
Deeply
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.113
mstockstill on DSK3G9T082PROD with PROPOSALS2
E. Do or did you inhale the cigar
smoke?
68658
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Signature _ _ _ _ _ _ _ _ _ __
Date - - - - - - - - - -
Part 2
PERIODIC MEDICAL QUESTIONNAIRE
1.
2.
3.
4.
5.
NAME - - - - - - - - - - - - - - - - - - - - - - - - - - - CLOCK NUMBER
PRESENT OCCUPATION - - - - - - - - - - - - - - - - - - PLANT - - - - - - - - - - - - - - - - - - - - - - - - - ADDRESS - - - - - - - - - - - - - - - - - - - - - - - - -
6.
7.
8.
9.
10.
(Zip Code)
TELEPHONE NUMBER - - - - - - - - - - - - - - - - - - - - INTERVIEWER _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
DATE _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
What is your marital status? 1. Single
4. Separated/
Divorced
2. Married
3. Widowed
11. OCCUPATIONAL HISTORY
llA. In the past year, did you work
full time (30 hours per week
or more) for 6 months or more?
1. Yes
IF YES TO llA:
liB. In the past year, did you work
in a dusty job?
llC. Was dust exposure:
1. Yes
2. No
3. Does not Apply
1. Mild
liD. In the past year, were you
exposed to gas or chemical
fumes in your work?
liE. Was exposure:
19:27 Oct 03, 2016
Jkt 241001
3. Severe
2.No
2. Moderate
3. Severe
1. Job/occupation? _ _ _ _ _ _ _ _ _ __
2. Position/job title? _ _ _ _ _ _ _ _ __
PO 00000
Frm 00156
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.114
mstockstill on DSK3G9T082PROD with PROPOSALS2
VerDate Sep<11>2014
2. Moderate
1. Yes
1. Mild
llF. In the past year,
what was your:
2.No
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68659
12. RECENT MEDICAL HISTORY
12A. Do you consider yourself to
be in good health?
Yes
No
IfNO, state reason _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
12B. In the past year, have you developed:
Yes
No
Epilepsy?
Rheumatic fever?
Kidney disease?
Bladder disease?
Diabetes?
Jaundice?
Cancer?
13. CHEST COLDS AND CHEST ILLNESSES
13A. If you get a cold, does it "usually" go to your chest? (usually means more than 1/2
the time)
1. Yes
2. No
3. Don't get colds _
14A. During the past year, have you had
any chest illnesses that have kept you
off work, indoors at home, or in bed?
1. Yes
2. No
3. Does Not Apply_
IF YES TO 14A:
14B. Did you produce phlegm with any
of these chest illnesses?
1. Yes
2. No
3. Does Not Apply_
14C. In the past year, how many such
illnesses with (increased) phlegm
did you have which lasted a week
or more?
Number of illnesses
No such illnesses
15. RESPIRATORY SYSTEM
Further Comment on Positive
Answers
Asthma
Bronchitis
Hay Fever
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00157
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.115
mstockstill on DSK3G9T082PROD with PROPOSALS2
In the past year have you had:
Yes or No
68660
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Other Allergies
Yes or No
Further Comment on Positive
Answers
Yes or No
Further Comment on Positive
Answers
Pneumonia
Tuberculosis
Chest Surgery
Other Lung Problems
Heart Disease
Do you have:
Frequent colds
Chronic cough
Shortness of breath
when walking or
climbing one flight
or stairs
Do you:
Wheeze
Cough up phlegm
Smoke cigarettes
Packs per day _ _ How many years _
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Signature _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
Frm 00158
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.116
mstockstill on DSK3G9T082PROD with PROPOSALS2
Date---~---
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68661
APPENDIX E TO §1915.1001-CLASSIFICATION OF CHEST X-RAYS.
MANDATORY
(a) Chest X-rays shall be classified in accordance with the International Labour
Organization (ILO) Classification ofRadiographs ofPneumoconioses (revised edition
2011) (incorporated by reference, see§ 1915.5), and recorded on a classification form
following the format of the CDC/NIOSH (M) 2.8 form. As a minimum, the content
within the bold lines of this form (items 1 through 4) shall be included. This form is not
to be submitted to NIOSH.
(b) All X-rays shall be classified only by a B-reader, a board eligible/certified
radiologist, or an experienced physician with known expertise in pneumoconioses.
(c) Whenever classifying chest X-rays made under this section, the physician shall
have immediately available for reference a complete set of the ILO Classification of
Radiographs for Pneumoconioses (revised edition 2011) and the Guidelines for the use of
the ILO International Classification ofRadiographs ofPneumoconioses (revised edition
2011).
VerDate Sep<11>2014
*
19:27 Oct 03, 2016
*
Jkt 241001
*
PO 00000
*
Frm 00159
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.117
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
68662
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Appendix I TO §1915.1001-MEDICAL SURVEILLANCE GUIDELINES FOR ASBESTOS,
NON-MANDATORY
*
*
*
*
*
Ill Signs and Symptoms of Exposure-Related Disease
The signs and symptoms of lung cancer or gastrointestinal cancer induced by
exposure to asbestos are not unique, except that a chest X-ray of an exposed patient with
lung cancer may show pleural plaques, pleural calcification, or pleural fibrosis, and may
also show asbestosis (i.e., small irregular parenchymal opacities). Symptoms
characteristic of mesothelioma include shortness of breath, pain in the chest or abdominal
pain. Mesothelioma has a much longer average latency period compared with lung
cancer (40 years versus 15-20 years), and mesothelioma is therefore more likely to be
found among workers who were first exposed to asbestos at an early age. Mesothelioma
is a fatal disease.
Asbestosis is pulmonary fibrosis caused by the accumulation of asbestos fibers in
the lungs. Symptoms include shortness ofbreath, coughing, fatigue, and vague feelings
of sickness. When the fibrosis worsens, shortness of breath occurs even at rest. The
diagnosis of asbestosis is most commonly based on a history of exposure to asbestos, the
presence of characteristic radiologic abnormalities, end-inspiratory crackles (rales), and
other clinical features of fibrosing lung disease. Pleural plaques and thickening may be
observed on chest X-rays. Asbestosis is often a progressive disease even in the absence
of continued exposure, although this appears to be a highly individualized characteristic.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00160
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.118
mstockstill on DSK3G9T082PROD with PROPOSALS2
In severe cases, death may be caused by respiratory or cardiac failure.
PART 1926—SAFETY AND HEALTH
REGULATIONS FOR CONSTRUCTION
Subpart A—General
21. The authority citation for subpart
A continues to read as follows:
■
Authority: 40 U.S.C. 3701 et seq.; 29 U.S.C.
653, 655, 657; Secretary of Labor’s Order No.
12–71 (36 FR 8754), 8–76 (41 FR 25059), 9–
83 (48 FR 35736), 1–90 (55 FR 9033), 6–96
(62 FR 111), 3–2000 (65 FR 50017), 5–2002
(67 FR 65008), or 5–2007 (72 FR 31160), 5–
2007 (72 FR 31160), 4–2010 (75 FR 55355),
or 1–2012 (77 FR 3912), as applicable; and
29 CFR part 1911.
22. Amend § 1926.6 by:
a. Revising paragraph (u)(1) and
removing and reserving (u)(2);
■ b. Redesignating paragraphs (x)(1)
through (3) as paragraphs (x)(4) through
(6), and adding new paragraphs (x)(1)
through (3);
■ c. Revising paragraph (dd); and
■ d. Adding paragraphs (gg) and (hh).
The revisions and additions read as
follows:
■
■
§ 1926.6
Incorporation by reference.
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
*
*
*
*
(u) * * *
(1) Manual on Uniform Traffic Control
Devices, 2009 Edition, Part 6, May 2012,
IBR approved for §§ 1926.200(g) and
1926.201(a).
*
*
*
*
*
(x) * * *
(1) ISO 27850:2013, Tractors for
agriculture and forestry—Falling object
protective structures—Test procedures
and performance requirements, First
Edition, May.01, 2013 (‘‘ISO
27850:2013’’), IBR approved for
§ 1926.1003(c).
(2) ISO 3471:2008, Earth-moving
machinery—Roll-over protective
structures—Laboratory tests and
performance requirements, Fourth
Edition, Aug. 8, 2008 (‘‘ISO
3471:2008’’), IBR approved for
§ 1926.1001(c).
(3) ISO 5700:2013, Tractors for
agriculture and forestry—Roll-over
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
protective structures—Static test
method and conditions, Fifth Edition,
May 1, 2013 (‘‘ISO 5700:2013’’), IBR
approved for § 1926.1002(c).
*
*
*
*
*
(dd) The following material is
available for purchase from the Society
of Automotive Engineers (SAE), 400
Commonwealth Drive, Warrendale, PA
15096; telephone: 1–877–606–7323; fax:
724–776–0790; Web site: https://
www.sae.org/:
(1) SAE 1970 Handbook, IBR
approved for § 1926.602(b).
(2) SAE J166–1971, Trucks and
Wagons, IBR approved for § 1926.602(a).
(3) SAE J167–1970, Protective Frame
with Overhead Protection-Test
Procedures and Performance
Requirements, IBR approved for
§ 1926.1003(b).
(4) SAE J168–1970, Protective
Enclosures-Test Procedures and
Performance Requirements, IBR
approved for § 1926.1002(b).
(5) SAE J185 (reaf. May 2003), Access
Systems for Off-Road Machines,
reaffirmed May 2003 (‘‘SAE J185 (May
1993)’’), IBR approved for
§ 1926.1423(c).
(6) SAE J236–1971, Self-Propelled
Graders, IBR approved for § 1926.602(a).
(7) SAE J237–1971, Front End Loaders
and Dozers, IBR approved for
§ 1926.602(a).
(8) SAE J319b–1971, Self-Propelled
Scrapers, IBR approved for
§ 1926.602(a).
(9) SAE J320a–1971, Minimum
Performance Criteria for Roll-Over
Protective Structure for Rubber-Tired,
Self-Propelled Scrapers, IBR approved
for § 1926.1001(b).
(10) SAE J321a–1970, Fenders for
Pneumatic-Tired Earthmoving Haulage
Equipment, IBR approved for
§ 1926.602(a).
(11) SAE J333a–1970, Operator
Protection for Agricultural and Light
Industrial Tractors, IBR approved for
§ 1926.602(a).
(12) SAE J334a–1970, Protective
Frame Test Procedures and Performance
PO 00000
Frm 00161
Fmt 4701
Sfmt 4702
68663
Requirements, IBR approved for
§ 1926.1002(b).
(13) SAE J386–1969, Seat Belts for
Construction Equipment, IBR approved
for § 1926.602(a).
(14) SAE J394–1971, Minimum
Performance Criteria for Roll-Over
Protective Structure for Rubber-Tired
Front End Loaders and Robber-Tired
Dozers, IBR approved for 1926.1001(b).
(15) SAE J395–1971, Minimum
Performance Criteria for Roll-Over
Protective Structure for Crawler Tractors
and Crawler-Type Loaders, IBR
approved for § 1926.1001(b).
(16) SAE J396–1971, Minimum
Performance Criteria for Roll-Over
Protective Structure for Motor Graders,
IBR approved for § 1926.1001(b).
(17) SAE J397–1969, Critical Zone
Characteristics and Dimensions for
Operators of Construction and Industrial
Machinery, IBR approved for
§ 1926.1001(b).
(18) SAE J743a–1964, Tractor
Mounted Side Boom, 1964 (‘‘SAE
J743a–1964’’), IBR approved for
§ 1926.1501(a).
(19) SAE J959–1966, Lifting Crane
Wire-Rope Strength Factors, 1966 (‘‘SAE
J959–1966’’), IBR approved for
§ 1926.1501(a).
(20) SAE J987 (rev. Jun. 2003), Lattice
Boom Cranes—Method of Test, revised
Jun. 2003 (‘‘SAE J987 (Jun. 2003)’’), IBR
approved for § 1926.1433(c).
(21) SAE J1063 (rev. Nov. 1993),
Cantilevered Boom Crane Structures—
Method of Test, revised Nov. 1993
(‘‘SAE J1063 (Nov. 1993)’’), IBR
approved for § 1926.1433(c).
*
*
*
*
*
(gg) The following material is
available for purchase from the French
government at https://www.journalofficiel.gouv.fr/.
(1) Travaux en milieu hyperbare,
`
´
measures particulieres de prevention
(Work in hyperbaric environment,
specific prevention measures). J.O. Rep.
Franc. Brochure n° 1636, June 1992.
¸
(2) [Reserved]
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.119
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68664
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
(hh) The following material is
available for purchase from the
International Labour Organization (ILO),
`
4 route des Morillons, CH–1211 Geneve
22, Switzerland; telephone: +41 (0) 22
799 6111; fax: +41 (0) 22 798 8685; Web
site: https://www.ilo.org/.
(1) Guidelines for the Use of the ILO
International Classification of
Radiographs of Pneumoconioses,
Revised Edition 2011, Occupational
safety and health series; 22 (Rev. 2011),
IBR approved for § 1926.1101,
Appendix E.
(2) [Reserved]
Subpart D—Occupational Health and
Environmental Controls
23. Revise the authority citation for
subpart D to read as follows:
■
Authority: Section 107 of the Contract
Work Hours and Safety Standards Act (40
U.S.C. 3704); Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970
(29 U.S.C. 653, 655, and 657); and Secretary
of Labor’s Order No. 12–71 (36 FR 8754), 8–
76 (41 FR 25059), 9–83 (48 FR 35736), 1–90
(55 FR 9033), 6–96 (62 FR 111), 3–2000 (65
FR 50017), 5–2002 (67 FR 65008), 5–2007 (72
FR 31159), 4–2010 (75 FR 55355), or 1–2012
(77 FR 3912) as applicable; and 29 CFR part
1911.
Sections 1926.59, 1926.60, and 1926.65
also issued under 5 U.S.C. 553 and 29 CFR
part 1911.
Section 1926.61 also issued under 49
U.S.C. 1801–1819 and 5 U.S.C. 553.
Section 1926.62 also issued under section
1031 of the Housing and Community
Development Act of 1992 (42 U.S.C. 4853).
Section 1926.65 also issued under section
126 of the Superfund Amendments and
Reauthorization Act of 1986, as amended
(reprinted at 29 U.S.C.A. 655 Note), and 5
U.S.C. 553.
24. Revise paragraph (f) of § 1926.50
to read as follows:
■
§ 1926.50
Medical services and first aid.
*
*
*
*
*
(f)(1) In areas where 911 emergency
dispatch services are not available, the
telephone numbers of the physicians,
hospitals, or ambulances shall be
conspicuously posted.
(2) In areas where 911 emergency
dispatch services are available and an
employer uses a communication system
for contacting necessary emergencymedical service, the employer must:
(i) Ensure that the communication
system is effective in contacting the
emergency-medical service; and
(ii) When using a communication
system in an area that does not
automatically supply the caller’s
latitude and longitude information to
the 911 emergency dispatcher, the
employer must post in a conspicuous
location at the worksite either:
(A) The latitude and longitude of the
worksite; or
(B) Other location-identification
information that communicates
effectively to employees the location of
the worksite.
Note to paragraph (f)(2)(ii) of this
section: The requirement specified in
paragraph (f)(2)(ii) of this section does
not apply to worksites with readily
available telephone land lines that have
911 emergency service that
automatically identifies the location of
the caller.
*
*
*
*
*
■ 25. Amend § 1926.55 by:
■ a. Revising paragraph (a);
■ b. Revising paragraph (c);
■ c. In appendix A:
■ i. Revising the heading;
■ ii. Removing the entry for ‘‘Coke Oven
Emissions’’;
■ iii. Revising entries for ‘‘Asbestos’’;
‘‘Talc (containing asbestos); use asbestos
limit’’; ‘‘Tremolite, asbestiform’’;
Footnote 3; and the footnote designated
by a single asterisk;
■ iv. Removing Footnote 4 and the
footnote designated by double asterisks.
The revisions read as follows:
§ 1926.55 Gases, vapors, fumes, dusts,
and mists.
(a) Permissible Exposure Limits.
Employers must limit an employee’s
exposure to any substance listed in
Table A of this section in accordance
with the following:
(1) Substances with limits preceded
by (C)—Ceiling Values. An employee’s
exposure, as determined from breathingzone air samples, to any substance in
Table A with a permissible exposure
limit preceded by (C) must at no time
exceed the exposure limit specified for
that substance. If instantaneous
monitoring is not feasible, then the
employer must assess the ceiling as a
15-minute time-weighted average
exposure that the employer cannot
exceed at any time during the working
day.
(2) Other substances—8-hour Time
Weighted Averages. An employee’s
exposure, as determined from breathingzone air samples, to any substance in
Table A with a permissible exposure
limit not preceded by (C) must not
exceed the limit specified for that
substance measured as an 8-hour timeweighted average in any work shift.
*
*
*
*
*
(c) Paragraphs (a) and (b) of this
section do not apply to the exposure of
employees to airborne asbestos,
tremolite, anthophyllite, or actinolite
dust. Whenever any employee is
exposed to airborne asbestos, tremolite,
anthophyllite, or actinolite dust, the
requirements of § 1926.1101 of this title
shall apply.
*
*
*
*
*
TABLE A TO § 1926.55—PERMISSIBLE EXPOSURE LIMITS FOR AIRBORNE CONTAMINANTS
CAS No. d
Substance
*
*
*
*
*
*
*
*
*
Tremolite, asbestiform; see § 1926.1101.
*
*
*
*
*
*
*
*
*
*
Footnotes
*
*
*
VerDate Sep<11>2014
*
Skin
designation
*
*
*
mg/m3, b
*
*
*
Talc (containing asbestos); use asbestos limit; see § 1926.1101.
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
Asbestos; see § 1926.1101.
ppm a
*
3 Use
*
*
19:27 Oct 03, 2016
*
Jkt 241001
PO 00000
*
Asbestos Limit § 1926.1101.
*
*
*
Frm 00162
Fmt 4701
Sfmt 4702
* An ‘‘X’’ designation in the ‘‘Skin
Designation’’ column indicates that the
substance is a dermal hazard.
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
a Parts of vapor or gas per million
parts of contaminated air by volume at
25 °C and 760 torr.
b Milligrams of substance per cubic
meter of air. When entry is in this
column only, the value is exact; when
listed with a ppm entry, it is
approximate.
*
*
*
*
*
d The CAS number is for information
only. Enforcement is based on the
substance name. For an entry covering
more than one metal compound,
measured as the metal, the CAS number
for the metal is given—not CAS
numbers for the individual compounds.
*
*
*
*
*
■ 26. Revise § 1926.64 to read as
follows:
§ 1926.64 Process safety management of
highly hazardous chemicals.
For requirements regarding the
process safety management of highly
hazardous chemicals as it pertains to
construction work, follow the
requirements in 29 CFR 1910.119 of this
chapter.
Subpart E—Personal Protective and
Life Saving Equipment
27. The authority citation for subpart
E continues to read as follows:
■
Authority: 40 U.S.C. 3701 et seq.; 29
U.S.C. 653, 655, 657; Secretary of Labor’s
Order No. 12–71 (36 FR 8754), 8–76 (41 FR
25059), 9–83 (48 FR 35736), 1–90 (55 FR
9033), 6–96 (62 FR 111), 5–2002 (67 FR
65008), 5–2007 (72 FR 31160), 4–2010 (75 FR
55355), or 1–2012 (77 FR 3912), as
applicable; and 29 CFR part 1911.
28. Revise paragraph (c) of § 1926.95
to read as follows:
■
§ 1926.95 Criteria for personal protective
equipment.
*
*
*
*
(c) Design and selection. Employers
must ensure that all personal protective
equipment:
(1) Is of safe design and construction
for the work to be performed; and
(2) Is selected to ensure that it
properly fits each affected employee.
*
*
*
*
*
■ 29. Revise paragraph (c) of § 1926.104
to read as follows:
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
§ 1926.104
lanyards.
Safety belts, lifelines, and
*
19:27 Oct 03, 2016
Jkt 241001
Subpart G—Signs, Signals, and
Barricades
36. Revise paragraph (a)(2) of
§ 1926.250 to read as follows:
■
§ 1926.250
storage.
General requirements for
§ 1926.200 Accident prevention signs,
devices, and tags.
(a) * * *
(2) Employers must:
(i) Post the maximum safe load limits
of the floors within buildings and
structures, in pounds per square foot,
conspicuously in all storage areas,
except for floors or slabs on grade, and
except that employers need not post
limits in detached single-family
dwellings or townhouses that are under
construction; and
(ii) Ensure that loads on floors do not
exceed the maximum safe loads of the
floors.
*
*
*
*
*
*
Subpart P—Excavations
30. The authority citation for subpart
G continues to read as follows:
■
Authority: 40 U.S.C. 333; 29 U.S.C. 653,
655, 657; Secretary of Labor’s Order No. 12–
71 (36 FR 8754), 8–76 (41 FR 25059), 9–83
(48 FR 35736), 3–2000 (65 FR 50017), 5–2002
(67 FR 65008), 5–2007 (72 FR 31159), 4–2010
(75 FR 55355), or 1–2012 (77 FR 3912), as
applicable; and 29 CFR part 1911.
31. Revise paragraph (g) of § 1926.200
to read as follows:
■
*
*
*
*
(g) Traffic control signs and devices.
(1) At points of hazard, construction
areas shall be posted with legible traffic
control signs and protected by traffic
control devices.
(2) The design and use of all traffic
control devices, including signs, signals,
markings, barricades, and other devices,
for protection of construction workers
shall conform to Part VI of the MUTCD,
2009 Edition, including Revision 1
dated May 2012 and Revision 2 dated
May 2012, FHWA (incorporated by
reference, see § 1926.6).
*
*
*
*
*
■ 32. Revise paragraph (a) of § 1926.201
to read as follows:
§ 1926.201
Signaling.
(a) Flaggers. Signaling by flaggers and
the use of flaggers, including warning
garments worn by flaggers, shall
conform to Part VI of the Manual on
Uniform Traffic Control Devices, 2009
Edition, including Revision 1 dated May
2012 and Revision 2 dated May 2012,
FHWA (incorporated by reference, see
§ 1926.6).
*
*
*
*
*
§ 1926.202
■
§ 1926.203
■
[Removed]
33. Remove § 1926.202.
[Removed]
34. Remove § 1926.203.
Subpart H—Materials Handling,
Storage, Use, and Disposal
35. The authority citation for subpart
H continues to read as follows:
37. The authority citation for subpart
P is revised to read as follows:
■
Authority: Sec. 107, Contract Worker
Hours and Safety Standards Act
(Construction Safety Act) (40 U.S.C. 333);
Secs. 4, 6, 8, Occupational Safety and Health
Act of 1970 (29 U.S.C. 653, 655, 657);
Secretary of Labor’s Order No. 12–71 (36 FR
8754), 8–76 (41 FR 25059), 9–83 (48 FR
35736), 1–90 (55 FR 9033), or 1–2012 (77 FR
3912), as applicable.
38. Revise paragraph (j) of § 1926.651
to read as follows:
■
§ 1926.651 Specific excavation
requirements.
*
*
*
*
*
(j) Protection of employees from loose
rock or soil. (1) Where there is loose
rock or soil on the excavation face,
employers must use scaling to remove
the loose material; install protective
barricades at intervals as necessary on
the face to stop and contain falling
material; or use other means that
provide equivalent protection.
(2) Protection from excavated or other
materials or equipment shall be
provided by placing and keeping
excavated or other materials or
equipment at least 2 feet (.61 m) from
the edge of excavations, or by the use of
retaining devices that are sufficient to
prevent materials or equipment from
falling or rolling into excavations, or by
a combination of both if necessary.
*
*
*
*
*
■
*
*
*
*
(c) Lifelines used on rock-scaling
operations, or in areas where the lifeline
may be subjected to cutting or abrasion,
shall be a minimum of 7/8-inch wire
core manila rope. For all other lifeline
applications, a minimum of 3/4-inch
manila or equivalent, with a minimum
VerDate Sep<11>2014
breaking strength of 5,000 pounds, shall
be used.
*
*
*
*
*
68665
Authority: 40 U.S.C. 3701; 29 U.S.C. 653,
655, 657; and Secretary of Labor’s Order No.
12–71 (36 FR 8754), 8–76 (41 FR 25059), 9–
83 (48 FR 35736), 1–90 (55 FR 9033), 4–2010
(75 FR 55355), or 1–2012 (77 FR 3912), as
applicable.
Section 1926.250 also issued under 29 CFR
part 1911.
PO 00000
Frm 00163
Fmt 4701
Sfmt 4702
Subpart S—Underground
Construction, Caissons, Cofferdams,
and Compressed Air
39. The authority citation for subpart
S continues to read as follows:
■
Authority: 40 U.S.C. 3701; 29 U.S.C. 653,
655, 657; and Secretary of Labor’s Orders 12–
71 (36 FR 8754), 8–76 (41 FR 25059), 9–83
E:\FR\FM\04OCP2.SGM
04OCP2
68666
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
(48 FR 35736), 1–90 (55 FR 9033), 6–96 (62
FR 111), 5–2007 (72 FR 31159), or 1–2012 (77
FR 3912), as applicable.
40. Revise paragraph (k)(10) of
§ 1926.800 to read as follows:
■
§ 1926.800
Underground construction.
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
*
*
*
*
(k) * * *
(10)(i) Internal combustion engines,
except diesel-powered engines on
mobile equipment, are prohibited
underground.
(ii) Mobile diesel-powered equipment
used underground in atmospheres other
than gassy operations purchased on or
before [DATE OF PUBLICATION OF
FINAL RULE IN THE FEDERAL
REGISTER] shall
(A) Comply with paragraph
(k)(10)(iii); or
(B) Have been approved by MSHA
under 30 CFR part 32 (formerly
Schedule 24) (1995), or be demonstrated
by the employer to be fully equivalent
to such MSHA-approved equipment,
and be operated in accordance with that
part. For purposes of this subsection,
when an applicable MSHA provision
uses the term ‘‘mine,’’ use the phrase
‘‘underground construction site.’’ (Each
brake horsepower of a diesel engine
requires at least 100 cubic feet (28.32
m3) of air per minute for suitable
operation in addition to the air
requirements for personnel. Some
engines may require a greater amount of
air to ensure that the allowable levels of
carbon monoxide, nitric oxide, and
nitrogen dioxide are not exceeded.)
(iii) Mobile diesel-powered
equipment used underground in
atmospheres other than gassy operations
purchased after [DATE OF
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] shall comply
with MSHA provisions 30 CFR 57.5067,
75.1909, 75.1910, and 75.1911(a)
through (i) and shall be operated in
accordance with those provisions. For
purposes of this subsection, when an
applicable MSHA provision uses the
term ‘‘mine,’’ use the phrase
‘‘underground construction site.’’ (Each
brake horsepower of a diesel engine
requires at least 100 cubic feet (28.32
m3) of air per minute for suitable
operation in addition to the air
requirements for personnel. Some
engines may require a greater amount of
air to ensure that the allowable levels of
carbon monoxide, nitric oxide, and
nitrogen dioxide are not exceeded.)
*
*
*
*
*
■ 41. Revise paragraph (f)(1) of
§ 1926.803 to read as follows:
§ 1926.803
Compressed Air.
*
*
*
VerDate Sep<11>2014
*
*
19:27 Oct 03, 2016
Jkt 241001
(f) * * *
(1) Decompression to normal
condition shall be in accordance with
the 1992 French Air and Oxygen
decompression tables (incorporated by
reference, see § 1926.6).
*
*
*
*
*
Appendix A to Subpart S of Part 1926
[Removed]
■ 42. Remove appendix A to subpart S
of part 1926.
Subpart W—Rollover Protective
Structures; Overhead Protection
43. The authority citation for subpart
W is revised to read as follows:
■
Authority: Section 3704 of the Contract
Work Hours and Safety Standards Act (40
U.S.C. 3701); Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970
(29 U.S.C. 653, 655, 657); and Secretary of
Labor’s Order No. 12–71 (36 FR 8754), 8–76
(41 FR 25059), 9–83 (48 FR 35736), 1–90 (55
FR 9033), 6–96 (62 FR 111), 3–2000 (65 FR
50017), 5–2002 (67 FR 65008), or 1–2012 (77
FR 3912), as applicable.
■
■
■
44. Amend § 1926.1000 by:
a. Revising the section heading;
b. Revising paragraphs (a) through (c).
The revisions read as follows:
§ 1926.1000
Scope.
(a) Coverage. This subpart applies to
the following types of material handling
equipment: All rubber-tired, selfpropelled scrapers, rubber-tired frontend loaders, rubber-tired dozers, wheeltype agricultural and industrial tractors,
crawler tractors, crawler-type loaders,
and motor graders, with or without
attachments, that are used in
construction work. This subpart also
applies to compactors and rubber-tired
skid-steer equipment, with or without
attachments, manufactured after
[EFFECTIVE DATE OF FINAL RULE],
that are used in construction work. This
subpart does not apply to sideboom
pipelaying tractors.
(b) Equipment manufactured before
[EFFECTIVE DATE OF FINAL RULE].
Material handling equipment described
in paragraph (a) of this section
(excluding compactors and rubber-tired
skid-steer equipment) manufactured
before [EFFECTIVE DATE OF FINAL
RULE], shall be equipped with rollover
protective structures that meet the
minimum performance standards
prescribed in § 1926.1001(b), as
applicable. Agricultural and industrial
tractors used in construction shall be
equipped with rollover protective
structures that meet the minimum
performance standards prescribed in
§ 1926.1002(b), as applicable. When
overhead protection is provided on
agricultural and industrial tractors, the
PO 00000
Frm 00164
Fmt 4701
Sfmt 4702
overhead protection shall meet the
minimum performance standards
prescribed in § 1926.1003(b), as
applicable.
(c) Equipment manufactured on or
after [EFFECTIVE DATE OF FINAL
RULE]. Material handling machinery
described in paragraph (a) of this
section manufactured on or after
[EFFECTIVE DATE OF FINAL RULE],
shall be equipped with rollover
protective structures that meet the
minimum performance standards
prescribed in § 1926.1001(c).
Agricultural and industrial tractors used
in construction shall be equipped with
rollover protective structures that meet
the minimum performance standards
prescribed in § 1926.1002(c). When
overhead protection is provided on
agricultural and industrial tractors, the
overhead protection shall meet the
minimum performance standards
prescribed in § 1926.1003(c).
*
*
*
*
*
■ 45. Section 1926.1001 is revised to
read as follows:
§ 1926.1001 Minimum performance criteria
for rollover protective structures for
designated scrapers, loaders, dozers,
graders, crawler tractors, compactors, and
rubber-tired skid steer equipment.
(a) General. This section prescribes
minimum performance criteria for rollover protective structures (ROPS) for
rubber-tired self-propelled scrapers;
rubber-tired front end loaders and
rubber-tired dozers; crawler tractors and
crawler-type loaders, motor graders,
compactors, and rubber-tired skid steer
equipment.
(b) Equipment manufactured before
[EFFECTIVE DATE OF FINAL RULE].
For equipment listed in paragraph (a) of
this section (excluding compactors and
rubber-tired skid steer equipment)
manufactured before [EFFECTIVE DATE
OF FINAL RULE], the protective frames
shall conform to the following Society
of Automotive Engineers Recommended
Practices as applicable: SAE J320a,
Minimum Performance Criteria for RollOver Protective Structure for RubberTired, Self-Propelled Scrapers; SAE
J394, Minimum Performance Criteria for
Roll-Over Protective Structure for
Rubber-Tired Front End Loaders and
Rubber-Tired Dozers; SAE J395,
Minimum Performance Criteria for RollOver Protective Structure for Crawler
Tractors and Crawler-Type Loaders;
SAE J396, Minimum Performance
Criteria for Roll-Over Protective
Structure for Motor Graders; and SAE
J397–1969, Critical Zone Characteristics
and Dimensions for Operators of
Construction and Industrial Machinery,
as applicable (each incorporated by
E:\FR\FM\04OCP2.SGM
04OCP2
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
reference, see § 1926.6), or comply with
the consensus standard (ISO 3471–2008)
listed in paragraph (c) of this section.
(c) Equipment manufactured on or
after [EFFECTIVE DATE OF FINAL
RULE]. For equipment listed in
paragraph (a) of this section
manufactured on or after [EFFECTIVE
DATE OF FINAL RULE], the protective
frames shall meet the test and
performance requirements of the
International Organization for
Standardization (ISO) standard ISO
3471–2008 Earth-Moving Machinery—
Roll-over protective structures—
Laboratory tests and performance
requirements (incorporated by
reference, see § 1926.6).
■ 46. Amend § 1926.1002 by:
■ a. Revising paragraphs (a) through (d);
■ b. Removing paragraphs (e) through
(i);
■ c. Redesignating paragraphs (j)(1) and
(2) as (e)(1) and (2), respectively;
■ d. Removing paragraphs (j)(3) and (k).
The revisions read as follows:
mstockstill on DSK3G9T082PROD with PROPOSALS2
§ 1926.1002 Protective frames (roll-over
protective structures, known as ROPS) for
wheel-type agricultural and industrial
tractors used in construction.
(a) General. This section sets forth
requirements for frames used to protect
operators of wheel-type agricultural and
industrial tractors used in construction
work that will minimize the possibility
of operator injury resulting from
accidental upsets during normal
operation. See paragraph (e) of this
section for definitions of agricultural
and industrial tractors.
(b) Equipment manufactured before
[EFFECTIVE DATE OF FINAL RULE].
For equipment manufactured before
[EFFECTIVE DATE OF FINAL RULE],
the protective frames shall meet the test
and performance requirements of the
Society of Automotive Engineers
Standard J334a–1970, Protective Frame
Test Procedures and Performance
Requirements and J168–1970, Protective
enclosures-test procedures and
performance requirements, as applicable
(incorporated by reference, see
§ 1926.6), or comply with the consensus
standard (ISO 5700–2013) listed in
paragraph (c) of this section.
(c) Equipment manufactured on or
after [EFFECTIVE DATE OF FINAL
RULE]. For equipment manufactured on
or after [EFFECTIVE DATE OF FINAL
RULE], the protective frames shall meet
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
the test and performance requirements
of the International Organization for
Standardization (ISO) standard ISO
5700–2013, Tractors for agriculture and
forestry—Roll-over protective
structures—static test method and
acceptance conditions (incorporated by
reference, see § 1926.6).
(d) For overhead protection
requirements, see 29 CFR 1926.1003.
*
*
*
*
*
■ 47. Section 1926.1003 is revised to
read as follows:
§ 1926.1003 Overhead protection for
operators of agricultural and industrial
tractors used in construction.
(a) General. This section sets forth
requirements for overhead protection
used to protect operators of wheel-type
agricultural and industrial tractors used
in construction work that will minimize
the possibility of operator injury
resulting from overhead objects such as
flying or falling objection, and from the
cover itself in the event of accidental
upset.
(b) Equipment manufactured before
[EFFECTIVE DATE OF FINAL RULE].
When overhead protection is provided
on wheel-type agricultural and
industrial tractors manufactured before
[EFFECTIVE DATE OF FINAL RULE],
the overhead protection shall be
designed and installed according to the
requirements contained in the test and
performance requirements of Society of
Automotive Engineers Standard J167–
1970, Protective Frame with Overhead
Protection-Test Procedures and
Performance Requirements, which
pertains to overhead protection
requirements (incorporated by
reference, see § 1926.6) or comply with
the consensus standard (ISO 3449–2005)
listed in paragraph (c) of this section.
(c) Equipment manufactured on or
after [EFFECTIVE DATE OF FINAL
RULE]. When overhead protection is
provided on wheel-type agricultural and
industrial tractors manufactured on or
after [insert effective date of the final
rule], the overhead protection shall be
designed and installed according to the
requirements contained in the test and
performance requirements of the
International Organization for
Standardization (‘‘ISO’’) standard ISO
27850–2013, Tractors for agriculture
and forestry—Falling object protective
structures—Test procedures and
performance requirements, which
PO 00000
Frm 00165
Fmt 4701
Sfmt 4702
68667
pertains to overhead protection
requirements (incorporated by
reference, see § 1926.6).
(d) Site clearing. In the case of
machines to which 29 CFR 1926.604
(relating to site clearing) also applies,
the overhead protection may be either
the type of protection provided in 29
CFR 1926.604, or the type of protection
provided by this section.
Appendix A to Subpart W of Part 1926
[Removed]
48. Remove appendix A to subpart W
of part 1926.
■
Subpart Z—Toxic and Hazardous
Substances
49. The authority citation for subpart
Z continues to read as follows:
■
Authority: Section 107 of the Contract
Work Hours and Safety Standards Act (40
U.S.C. 3704); Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970
(29 U.S.C. 653, 655, 657); and Secretary of
Labor’s Order No. 12–71 (36 FR 8754), 8–76
(41 FR 25059), 9–83 (48 FR 35736), 1–90 (55
FR 9033), 6–96 (62 FR 111), 3–2000 (65 FR
50017), 5–2002 (67 FR 65008), 5–2007 (72 FR
31160), 4–2010 (75 FR 55355), or 1–2012 (77
FR 3912) as applicable; and 29 CFR part
1911.
Section 1926.1102 not issued under 29
U.S.C. 655 or 29 CFR part 1911; also issued
under 5 U.S.C. 553.
50. Amend § 1926.1101 by:
a. Revising paragraph (m)(2)(ii)(C);
b. Revising Appendix D;
c. Revising Appendix E;
d. Revising Appendix I, sections III
and IV(iii).
The revisions read as follows:
■
■
■
■
■
§ 1926.1101
*
Asbestos.
*
*
*
*
(m) * * *
(2) * * *
(ii) * * *
(C) A physical examination directed
to the pulmonary and gastrointestinal
systems, including a 14- by 17-inch or
other reasonably-sized standard film or
digital posterior-anterior chest X-ray to
be administered at the discretion of the
physician, and pulmonary function tests
of forced vital capacity (FVC) and forced
expiratory volume at one second
(FEV(1)). Classification of all chest Xrays shall be conducted in accordance
with Appendix E to this section.
*
*
*
*
*
E:\FR\FM\04OCP2.SGM
04OCP2
68668
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX D TO §1926.1101-MEDICAL QUESTIONNAIRES; MANDATORY
This mandatory appendix contains the medical questionnaires that must be administered
to all employees who are exposed to asbestos above permissible exposure limit, and who
will therefore be included in their employer's medical surveillance program. Part 1 of the
appendix contains the Initial Medical Questionnaire, which must be obtained for all new
hires who will be covered by the medical surveillance requirements. Part 2 includes the
abbreviated Periodical Medical Questionnaire, which must be administered to all
employees who are provided periodic medical examinations under the medical
surveillance provisions of the standard.
1
INITIAL MEDICAL QUESTIONNAIRE
1. NAME_____________________________________________________
2. CLOCK NUMBER- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 3. PRESENT OCCUPATION- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 4. PLANT - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
5. ADDRESS ______________________________________________
6.
(Zip Code)
7. TELEPHONENUMBER_____________________________________
8. INTERVIEWER- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 9. DATE - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 10. Date ofBirth - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Month
Day
Year
11. Place of Birth - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 12. Sex
1. Male
2. Female
13. What is your marital status?
4. Separated/
1. White
4. Hispanic_
2. Black
3. Asian
14. Race
1. Single
2. Married
3. Widowed
5. Indian
6. Other
Divorced
15. What is the highest grade completed in school? __________________
(For example 12 years is completion of high school)
16A. Have you ever worked full time (3 0 hours per
week or more) for 6 months or more?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00166
Fmt 4701
Sfmt 4725
1. Yes
E:\FR\FM\04OCP2.SGM
04OCP2
2.No
EP04OC16.120
mstockstill on DSK3G9T082PROD with PROPOSALS2
OCCUPATIONAL HISTORY
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68669
IF YES TO 16A:
B. Have you ever worked for a year or more in any
dusty job?
1. Yes
2. No
3. Does Not Apply_
Specify job/industry _ _ _ _ _ _ _ _ _ __
Was dust exposure:
Total Years Worked
1. Mild
2. Moderate
C. Have you ever been exposed to gas or
1. Yes
3. Severe
2.No
chemical fumes in your work?
Specify job/industry _ _ _ _ _ _ _ __
Was exposure:
Total Years Worked
1. Mild
2. Moderate
3. Severe
D. What has been your usual occupation or job-- the one you have worked at the
longest?
1. Job occupation _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
2. Number of years employed in this occupation _ _ _ _ _ _ _ _ _ _ _ __
3. Position/job title _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
4. Business, field or industry - - - - - - - - - - - - - - - - - - - (Record on lines the years in which you have worked in any of these industries, e.g.
1960-1969)
Have you ever worked:
YES
NO
E. In a mine? ................................. .
F. In a quarry? ............................... .
G. In a foundry? ............................ .
H. In a pottery? ............................. .
With asbestos? .......................... .
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00167
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.121
VerDate Sep<11>2014
In a cotton, flax or hemp mill? ....
J.
mstockstill on DSK3G9T082PROD with PROPOSALS2
I.
68670
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
17. PASTMEDICALHISTORY
YES
NO
A Do you consider yourself to be in
good health?
If "NO" state reason - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - B. Have you any defect ofvision?
If "YES" state nature of defect - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - C. Have you any hearing defect?
If "YES" state nature of defect - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - D. Are you suffering from or
have you ever suffered
from:
YES
NO
a. Epilepsy (or fits, seizures,
convulsions)?
b. Rheumatic fever?
c. Kidney disease?
d. Bladder disease?
e. Diabetes?
f. Jaundice?
18. CHEST COLDS AND CHEST ILLNESSES
1. Yes
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00168
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
2. No
04OCP2
EP04OC16.122
VerDate Sep<11>2014
1. Yes
2. No
3. Don't get colds
19A. During the past 3 years, have you
had any chest illnesses that have kept you
off work, indoors at home, or in bed?
mstockstill on DSK3G9T082PROD with PROPOSALS2
18A. If you get a cold, does it "usually"
go to your chest? (Usually means more
than 1/2 the time)
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68671
IF YES TO 19A:
B. Did you produce phlegm with any of
these chest illnesses?
1. Yes
2. No
3. Does Not Apply
C. In the last 3 years, how many such
illnesses with (increased) phlegm did you
have which lasted a week or more?
20. Did you have any lung trouble before the
age of 16?
Number of illnesses
No such illnesses
1. Yes
2.No
1. Yes
2.No
21. Have you ever had any of the following?
1A. Attacks ofbronchitis?
IF YES TO 1A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
C. At what age was your first attack?
1. Yes
2A. Pneumonia (include
bronchopneumonia)?
2.No
IF YES TO 2A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
C. At what age did you first have it?
3A. Hay Fever?
1. Yes
2.No
IF YES TO 3A:
B. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00169
Age in Years
Does Not Apply
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.123
mstockstill on DSK3G9T082PROD with PROPOSALS2
C. At what age did it start?
68672
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
22A. Have you ever had chronic bronchitis?
1. Yes
2.No
IF YES TO 22A:
B. Do you still have it?
1. Yes
2. No
3. Does Not Apply
C. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
D. At what age did it start?
Age in Years
Does Not Apply
23A. Have you ever had emphysema?
1. Yes
2.No
IF YES TO 23A:
B. Do you still have it?
1. Yes
2. No
3. Does Not Apply
C. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
D. At what age did it start?
Age in Years
Does Not Apply
24A. Have you ever had asthma?
1. Yes
2.No
IF YES TO 24A:
B. Do you still have it?
1. Yes
2. No
3. Does Not Apply
C. Was it confirmed by a doctor?
1. Yes
2. No
3. Does Not Apply
Age in Years
Does Not Apply
E. If you no longer have it, at what age
did it stop?
Age stopped
Does Not Apply
25. Have you ever had:
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00170
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.124
mstockstill on DSK3G9T082PROD with PROPOSALS2
D. At what age did it start?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
A Any other chest illness?
1. Yes
68673
2.No
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
B. Any chest operations?
1. Yes
2.No
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
1. Yes
C. Any chest injuries?
2.No
If yes, please specify _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
26A Has a doctor ever told
you that you had heart
trouble?
1. Yes
2.No
IF YES TO 26A:
B. Have you ever had
treatment for heart
trouble in the past 10
years?
1. Yes
2. No
3. Does Not Apply
27 A Has a doctor told you
that you had high blood
pressure?
1. Yes
2.No
IF YES TO 27 A:
B. Have you had any
treatment for high
blood pressure
(hypertension) in the
past 10 years?
1. Yes
2. No
3. Does Not Apply
28. When did you last have your chest X-rayed?
(Year) _ _ _ _
29. Where did you last have
your chest X-rayed (if
known)?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00171
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.125
mstockstill on DSK3G9T082PROD with PROPOSALS2
What was the outcome?
68674
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
FAMILY HISTORY
30. Were either of your natural
parents ever told by a doctor
that they had a chronic lung
condition such as:
FATHER
1. Yes 2. No 3. Don't
know
MOTHER
1. Yes 2. No 3. Don't
know
A Chronic Bronchitis?
B. Emphysema?
C. Asthma?
D. Lung cancer?
E. Other chest conditions?
F. Is parent currently alive?
G. Please Specify
_Age if Living
_Age at Death
Don't Know
_Age if Living
_Age at Death
Don't Know
H. Please specify cause of
death
COUGH
1. Yes
2.No
1. Yes
2.No
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00172
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.126
2.No
C. Do you usually cough at all on getting up
or first thing in the morning?
VerDate Sep<11>2014
1. Yes
B. Do you usually cough as much as 4 to 6
times a day 4 or more days out of the
week?
mstockstill on DSK3G9T082PROD with PROPOSALS2
31A. Do you usually have a cough? (Count a
cough with first smoke or on first going
out of doors. Exclude clearing of throat.)
(Ifno, skip to question 31C.)
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
D. Do you usually cough at all during the
rest of the day or at night?
1. Yes
68675
2.No
IF YES TO ANY OF ABOVE (31A, B, C, OR D), ANSWER THE FOLLOWING. IF
NO TO ALL, CHECK "DOES NOT APPLY" AND SKIP TO NEXT PAGE
E. Do you usually cough like this on most
days for 3 consecutive months or more
during the year?
1. Yes
2. No
3. Does not apply
F. For how many years have you had the
cough?
Number of years
Does not apply
32A. Do you usually bring up phlegm from
your chest?
Count phlegm with the first smoke or on
first going out of doors. Exclude phlegm
from the nose. Count swallowed phlegm.)
(If no, skip to 32C)
1. Yes
2.No
B. Do you usually bring up phlegm like this
as much as twice a day 4 or more days out
of the week?
1. Yes
2.No
C. Do you usually bring up phlegm at all on
getting up or first thing in the morning?
1. Yes
2.No
D. Do you usually bring up phlegm at all on
during the rest of the day or at night?
1. Yes
2.No
IF YES TO ANY OF THE ABOVE (32A, B, C, OR D), ANSWER THE FOLLOWING:
IF NO TO ALL, CHECK "DOES NOT APPLY" AND SKIP TO 33A
E. Do you bring up phlegm like
this on most days for 3
consecutive months or more
during the year?
1. Yes
2. No
3. Does not apply
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00173
Number of years
Does not apply
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.127
mstockstill on DSK3G9T082PROD with PROPOSALS2
F. For how many years have you
had trouble with phlegm?
68676
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
EPISODES OF COUGH AND PHLEGM
33A. Have you had periods or
episodes of (increased*) cough
and phlegm lasting for 3 weeks
or more each year?
*(For persons who usually have
cough and/or phlegm)
1. Yes
2.No
IF YES TO 33A
B. For how long have you had at
least 1 such episode per year?
Number of years
Does not apply
WHEEZING
34A. Does your chest ever sound
wheezy or whistling
1. When you have a cold?
1. Yes
2.No
2. Occasionally apart from colds?
1. Yes
2.No
3. Most days or nights?
1. Yes
2.No
B. For how many years has this
been present?
Number of years
Does not apply
35A. Have you ever had an attack of
wheezing that has made you
feel short of breath?
1. Yes
2.No
IF YES TO 35A
1. Yes
2. No
3. Does not apply
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00174
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.128
1. Yes
2. No
3. Does not apply
D. Have you ever required
medicine or treatment for
the( se) attack( s)?
VerDate Sep<11>2014
Age in years
Does not apply
C. Have you had 2 or more such
episodes?
mstockstill on DSK3G9T082PROD with PROPOSALS2
B. How old were you when you
had your first such attack?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
68677
BREATHLESSNESS
36. If disabled from walking by any
condition other than heart or
lung disease, please describe
and proceed to question 38A.
Nature of condition(s)
3 7A Are you troubled by shortness
of breath when hurrying on the
level or walking up a slight hill?
1. Yes
2.No
IF YES TO 37A
B. Do you have to walk slower
than people of your age on the
level because of
breathlessness?
1. Yes
2. No
3. Does not apply
C. Do you ever have to stop for
breath when walking at your
own pace on the level?
1. Yes
2. No
3. Does not apply
D. Do you ever have to stop for
breath after walking about 100
yards (or after a few minutes)
on the level?
1. Yes
2. No
3. Does not apply
E. Are you too breathless to leave
the house or breathless on
dressing or climbing one flight
of stairs?
1. Yes
2. No
3. Does not apply
TOBACCO SMOKING
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00175
1. Yes
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
2.No
04OCP2
EP04OC16.129
mstockstill on DSK3G9T082PROD with PROPOSALS2
3 8A. Have you ever smoked
cigarettes?
(No means less than 20 packs
of cigarettes or 12 oz. of
tobacco in a lifetime or less
than 1 cigarette a day for 1
year.)
68678
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
IF YES TO 38A
B. Do you now smoke cigarettes
(as of one month ago)
1. Yes
2. No
3. Does not apply
C. How old were you when you
first started regular cigarette
smoking?
Age in years
Does not apply
D. If you have stopped smoking
cigarettes completely, how old
were you when you stopped?
Age stopped
Check if still
smoking
Does not apply
E. How many cigarettes do you
smoke per day now?
Cigarettes
per day
Does not apply
F. On the average of the entire
time you smoked, how many
cigarettes did you smoke per
day?
Cigarettes
per day
Does not apply
G. Do or did you inhale the
1. Does not apply
cigarette smoke?
2. Not at all
3. Slightly
4. Moderately
5. Deeply
39A. Have you ever smoked a pipe
regularly?
(Yes means more than 12 oz. of
tobacco in a lifetime.)
1. Yes
2.No
IF YES TO 39A:
FOR PERSONS WHO HAVE EVER SMOKED A PIPE
Age_
2. If you have stopped
smoking a pipe completely,
how old were you when
you stopped?
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00176
Fmt 4701
Age stopped
Check if still smoking pipe
Does not apply
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.130
mstockstill on DSK3G9T082PROD with PROPOSALS2
B. 1. How old were you when
you started to smoke a pipe
regularly?
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
C. On the average over the
entire time you smoked a
pipe, how much pipe
tobacco did you smoke per
week?
_ oz. per week (a standard pouch of
tobacco contains 1 1/2 oz.)
D. How much pipe tobacco are
you smoking now?
68679
oz. per week
Not currently smoking a pipe _
_Does not apply
E. Do you or did you inhale
the pipe smoke?
1. Never smoked
2. Not at all
3. Slightly
4. Moderately
5. Deeply
40A. Have you ever smoked cigars
regularly?
1. Yes
2.No
(Yes means more than 1 cigar a week
for a year)
IF YES TO 40A
FOR PERSONS WHO HAVE EVER SMOKED A PIPE
B. 1. How old were you when you
started smoking cigars
regularly?
Age_
2. If you have stopped smoking
cigars completely, how old were
you when you stopped smoking
cigars?
Age stopped
Check if still
Does not apply
D. How many cigars are you
smoking per week now?
VerDate Sep<11>2014
Cigars per week
Does not apply
Cigars per week
Check if not smoking
cigars currently
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00177
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.131
mstockstill on DSK3G9T082PROD with PROPOSALS2
C. On the average over the entire
time you smoked cigars, how
many cigars did you smoke per
week?
68680
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
E. Do or did you inhale the cigar
smoke?
1. Never smoked
2. Not at all
3. Slightly
4. Moderately
5. Deeply
Signature _ _ _ _ _ _ _ _ _ __
Date - - - - - - - - - - - 2
PERIODIC MEDICAL QUESTIONNAIRE
1. NAME- - - - - - - - - - - - - - - - - - - - - - - - - - - -
2. CLOCK NUMBER
3. PRESENT OCCUPATION- - - - - - - - - - - - - - - - - - - - 4. PLANT - - - - - - - - - - - - - - - - - - - - - - - - - - - -
5. ADDRESS
---------------------------
6.
7.
8.
9.
10.
(Zip Code)
TELEPHONE NUMBER - - - - - - - - - - - - - - - - - - - - - INTERVIEWER _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
DATE _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ____
What is your marital status?
1. Single
4. Separated/
2. Married
Divorced
3. Widowed
11. OCCUPATIONAL HISTORY
llA. In the past year, did you work
full time (30 hours per week
or more) for 6 months or more?
1. Yes
2. No
IF YES TO llA:
liB. In the past year, did you work
in a dusty job?
1. Yes
2. No
3. Does not Apply
llC. Was dust exposure:
1. Mild
liE. Was exposure:
1. Yes
1. Mild
3. Severe
2. No
2. Moderate
3. Severe
llF. In the past year,
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00178
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.132
mstockstill on DSK3G9T082PROD with PROPOSALS2
liD. In the past year, were you
exposed to gas or chemical
fumes in your work?
2. Moderate
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
what was your:
68681
1. Job/occupation? _ _ _ _ _ _ _ _ _ __
2. Position/job title? _ _ _ _ _ _ _ _ _ __
12. RECENT MEDICAL HISTORY
12A. Do you consider yourself to
be in good health?
Yes
No
IfNO, state reason - - - - - - - - - - - - - - - - - - - - 12B. In the past year, have you developed:
Yes
No
Epilepsy?
Rheumatic fever?
Kidney disease?
Bladder disease?
Diabetes?
Jaundice?
Cancer?
13. CHEST COLDS AND CHEST ILLNESSES
13A. If you get a cold, does it "usually" go to your chest? (usually means more than 1/2
the time)
1. Yes
2. No
3. Don't get colds _
14A. During the past year, have you had
any chest illnesses that have kept you
off work, indoors at home, or in bed?
1. Yes
2. No
3. Does Not Apply_
IF YES TO 14A:
14B. Did you produce phlegm with any
of these chest illnesses?
1. Yes
2. No
3. Does Not Apply_
14C. In the past year, how many such
illnesses with (increased) phlegm
did you have which lasted a week
or more?
Number of illnesses
No such illnesses
In the past year have you had:
Yes or No
Further Comment on Positive
Answers
Asthma
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00179
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.133
mstockstill on DSK3G9T082PROD with PROPOSALS2
15. RESPIRATORY SYSTEM
68682
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
Bronchitis
Hay Fever
Other Allergies
Yes or No
Further Comment on Positive
Answers
Yes or No
Further Comment on Positive
Answers
Pneumonia
Tuberculosis
Chest Surgery
Other Lung Problems
Heart Disease
Do you have:
Frequent colds
Chronic cough
Shortness of breath
when walking or
climbing one flight
or stairs
Do you:
Wheeze
Cough up phlegm
Smoke cigarettes
VerDate Sep<11>2014
---~---
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Signature - - - - - - - - - - - - - - - - -
Frm 00180
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.134
mstockstill on DSK3G9T082PROD with PROPOSALS2
Date
Packs per day _ _ How many years _
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX
68683
E TO §1926.1101-CLASSIFICATION OF CHEST X-RAYS-MANDATORY
(a) Chest X-rays shall be classified in accordance with the International Labour
Organization (ILO) Classification ofRadiographs ofPneumoconioses (revised edition
2011) (incorporated by reference, see §1926.6), and recorded on a classification form
following the format of the CDC/NIOSH (M) 2.8 form. As a minimum, the content
within the bold lines of this form (items 1 through 4) shall be included. This form is not
to be submitted to NIOSH.
(b) All X-rays shall be classified only by a B-reader, a board eligible/certified
radiologist, or an experienced physician with known expertise in pneumoconioses.
(c) Whenever classifying chest X-rays made under this section, the physician shall
have immediately available for reference a complete set of the ILO Classification of
Radiographs for Pneumoconioses (revised edition 2011) and the Guidelines for the use of
the ILO International Classification ofRadiographs ofPneumoconioses (revised edition
2011).
VerDate Sep<11>2014
*
19:27 Oct 03, 2016
*
Jkt 241001
*
PO 00000
*
Frm 00181
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.135
mstockstill on DSK3G9T082PROD with PROPOSALS2
*
68684
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
APPENDIX I TO §1926.1101-MEDICAL SURVEILLANCE GUIDELINES FOR ASBESTOS,
NON-MANDATORY
*
*
*
*
*
Ill Signs and Symptoms of Exposure-Related Disease
The signs and symptoms of lung cancer or gastrointestinal cancer induced by
exposure to asbestos are not unique, except that a chest X-ray of an exposed patient with
lung cancer may show pleural plaques, pleural calcification, or pleural fibrosis, and may
also show asbestosis (i.e., small irregular parenchymal opacities). Symptoms
characteristic of mesothelioma include shortness of breath, pain in the chest or abdominal
pain. Mesothelioma has a much longer average latency period compared with lung
cancer (40 years versus 15-20 years), and mesothelioma is therefore more likely to be
found among workers who were first exposed to asbestos at an early age. Mesothelioma
is a fatal disease.
Asbestosis is pulmonary fibrosis caused by the accumulation of asbestos fibers in
the lungs. Symptoms include shortness ofbreath, coughing, fatigue, and vague feelings
of sickness. When the fibrosis worsens, shortness of breath occurs even at rest. The
diagnosis of asbestosis is most commonly based on a history of exposure to asbestos, the
presence of characteristic radiologic abnormalities, end-inspiratory crackles (rales), and
other clinical features of fibrosing lung disease. Pleural plaques and thickening may be
observed on chest X-rays. Asbestosis is often a progressive disease even in the absence
of continued exposure, although this appears to be a highly individualized characteristic.
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00182
Fmt 4701
Sfmt 4725
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.136
mstockstill on DSK3G9T082PROD with PROPOSALS2
In severe cases, death may be caused by respiratory or cardiac failure.
Federal Register / Vol. 81, No. 192 / Tuesday, October 4, 2016 / Proposed Rules
51. Revise paragraph (l)(4)(ii)(C) of
§ 1926.1127 to read as follows:
■
§ 1926.1127
Cadmium.
*
*
*
*
*
(l) * * *
(4) * * *
(ii) * * *
(C) A 14 inch by 17 inch or other
reasonably-sized standard film or digital
posterior-anterior chest X-ray (after the
initial X-ray, the frequency of chest Xrays is to be determined by the
examining physician);
*
*
*
*
*
§ 1926.1129
■
[Removed and Reserved]
52. Remove and reserve § 1926.1129.
68685
Parts 1910, 1915, and 1926 [Amended]
53. In addition to the revisions and
amendments set forth above, in 29 CFR
parts 1910, 1915, and 1926, remove
words and punctuation from the
following paragraphs and appendices as
follows:
■
29 CFR
Words and punctuation to remove
Part 1910
and social security number ............
social security numbers, ................
social security number, ..................
social security number ...................
Part 1926
1910.120(f)(8)(ii)(A) ......................
1910.1001(m)(3)(ii)(A) ..................
1910.1017(m)(1) ...........................
1910.1025(d)(5) ............................
1910.1025(n)(3)(ii)(A) ...................
1910.1025 App. B, ........................
Sec. XII. ........................................
1910.1026(m)(4)(ii)(A) ..................
1910.1028(k)(2)(ii)(A) ...................
1910.1030(h)(1)(ii)(A) ...................
1910.1043(k)(2)(ii)(A) ...................
1910.1044(p)(2)(ii)(a) ....................
1910.1047(k)(3)(ii)(A) ...................
1910.1048(o)(3)(i) .........................
1910.1048(o)(4)(ii)(D) ...................
1910.1050(n)(5)(ii)(A) ...................
1910.1051(m)(4)(ii)(A) ..................
1910.1053(k)(3)(ii)(A) ...................
1910.1043(k)(1)(ii)(C) ...................
1910.1048(o)(1)(vi).
1910.1028(k)(1)(ii)(D) ...................
1910.1050(n)(3)(ii)(D) ...................
1910.1052(m)(2)(ii)(F) ..................
1910.1052(m)(2)(iii)(C).
1910.1001(m)(1)(ii)(F) ..................
1910.1047(k)(2)(ii)(F) ....................
1910.1050(n)(4)(ii)(A) ...................
1910.1051(m)(2)(ii)(F) ..................
1910.1052(m)(3)(ii)(A).
1910.1018(q)(1)(ii)(D) ...................
1910.1018(q)(2)(ii)(A) ...................
1910.1025(n)(1)(ii)(D) ...................
1910.1025(n)(2)(ii)(A) ...................
1910.1026(m)(1)(ii)(F) ..................
1910.1027(n)(1)(ii)(B) ...................
1910.1027(n)(3)(ii)(A) ...................
1910.1029(m)(1)(i)(a) ...................
1910.1029(m)(2)(i)(a) ...................
1910.1044(p)(1)(ii)(d) ....................
1910.1045(q)(2)(ii)(D) ...................
1910.1053(k)(1)(ii)(G) ...................
1915.1001(n)(3)(ii)(A) ...................
1915.1026(k)(4)(ii)(A) ...................
1926.60(o)(5)(ii)(A)
1926.62(d)(5)
1926.62(n)(3)(ii)(A)
1926.62 App. B,
Sec. XII.
1926.65(f)(8)(ii)(A)
1926.1101(n)(3)(ii)(A)
1926.1126(k)(4)(ii)(A)
1926.1127(d)(2)(iv)
1926.1153(j)(3)(ii)(A)
1915.1001(n)(2)(ii)(F) ...................
1915.1026(k)(1)(ii)(F) ....................
1926.60(o)(4)(ii)(F)
1926.62(n)(1)(ii)(D)
1926.62(n)(2)(ii)(A)
1926.1101(n)(2)(ii)(F)
1926.1126(k)(1)(ii)(F)
1926.1127(n)(1)(ii)(B)
1926.1127(n)(3)(ii)(A)
1926.1153(j)(1)(ii)(G)
[FR Doc. 2016–19454 Filed 10–3–16; 8:45 am]
BILLING CODE 4510–26–P
VerDate Sep<11>2014
19:27 Oct 03, 2016
Jkt 241001
PO 00000
Frm 00183
Fmt 4701
Sfmt 9990
E:\FR\FM\04OCP2.SGM
04OCP2
EP04OC16.137
mstockstill on DSK3G9T082PROD with PROPOSALS2
social security number, ..................
Part 1915
Agencies
[Federal Register Volume 81, Number 192 (Tuesday, October 4, 2016)]
[Proposed Rules]
[Pages 68504-68685]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-19454]
[[Page 68503]]
Vol. 81
Tuesday,
No. 192
October 4, 2016
Part II
Department of Labor
-----------------------------------------------------------------------
Occupational Safety and Health Administration
-----------------------------------------------------------------------
29 CFR Parts 1904, 1910, 1915, and 1926
Standards Improvement Project-Phase IV; Proposed Rule
Federal Register / Vol. 81 , No. 192 / Tuesday, October 4, 2016 /
Proposed Rules
[[Page 68504]]
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Occupational Safety and Health Administration
29 CFR Parts 1904, 1910, 1915, and 1926
[Docket No. OSHA-2012-0007]
RIN 1218-AC67
Standards Improvement Project-Phase IV
AGENCY: Occupational Safety and Health Administration (OSHA), Labor.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: In response to the President's Executive Order 13563,
``Improving Regulations and Regulatory Review,'' the Occupational
Safety and Health Administration (OSHA) is continuing its efforts to
remove or revise outdated, duplicative, unnecessary, and inconsistent
requirements in its safety and health standards. The current review,
the fourth in this ongoing effort, is called Standards Improvement
Project-Phase IV (SIP-IV). The goal of the proposed rulemaking is to
reduce regulatory burden while maintaining or enhancing employees'
safety and health. SIP-IV focuses primarily on OSHA's construction
standards.
DATES: Submit comments and hearing requests by December 5, 2016. All
submissions must bear a postmark or provide other evidence of the
submission date.
ADDRESSES: Submit comments and additional material using any of the
following methods:
Electronic. Submit comments and attachments electronically via the
Federal eRulemaking Portal at https://www.regulations.gov. Follow the
instructions online for making electronic submissions.
Facsimile. Commenters may fax submissions, including any
attachments that are no longer than 10 pages in length to the OSHA
Docket Office at (202) 693-1648; OSHA does not require hard copies of
these documents. Commenters must submit lengthy attachments that
supplement these documents (e.g., studies, journal articles) to the
OSHA Docket Office, Technical Data Center, Room N-2625, U.S. Department
of Labor, 200 Constitution Ave. NW., Washington, DC 20210. These
attachments must clearly identify the commenter's name, date, subject,
and docket number (i.e., OSHA-2012-0007) so the Agency can attach them
to the appropriate comments.
Regular mail, express mail, hand (courier) delivery, or messenger
service. Submit a copy of comments and any additional material (e.g.,
studies, journal articles) to the OSHA Docket Office, Docket No. OSHA-
2012-0007, Technical Data Center, Room N-2625, U.S. Department of
Labor, 200 Constitution Avenue NW., Washington, DC 20210; telephone:
(202) 693-2350 (TDY number: (877) 889-5627). Note that security
procedures may result in significant delays in receiving comments and
other written materials by regular mail. Contact the OSHA Docket Office
for information about security procedures concerning delivery of
materials by express mail, hand delivery, or messenger service. The
hours of operation for the OSHA Docket Office are 8:15 a.m.-4:45 p.m.,
e.t.
Instructions. All submissions received must include the Agency name
and the docket number for this rulemaking (i.e., OSHA-2012-0007). OSHA
places all submissions, including any personal information provided, in
the public docket without change; this information will be available
online at https://www.regulations.gov. Therefore, the Agency cautions
commenters about submitting information they do not want made available
to the public, or submitting comments that contain personal information
(either about themselves or others) such as Social Security numbers,
birth dates, and medical data.
OSHA requests comments on all issues related to this proposed rule,
including whether these revisions will have any economic, paperwork, or
other regulatory impacts on the regulated community.
Docket. To read or download submissions or other material in the
docket (including material referenced in the preamble), go to https://www.regulations.gov, or contact the OSHA Docket Office at the address
listed above. While the Agency lists all documents in the docket in the
https://www.regulations.gov index, some information (e.g., copyrighted
material) is not publicly available to read or download through this
Web site. All submissions, including copyrighted material, are
accessible at the OSHA Docket Office. Contact the OSHA Docket Office
for assistance in locating docket submissions.
FOR FURTHER INFORMATION CONTACT:
Press inquiries. Contact Frank Meilinger, Director, OSHA Office of
Communications, Room N-3647, U.S. Department of Labor, 200 Constitution
Avenue NW., Washington, DC 20210; telephone: (202) 693-1999; email:
meilinger.francis2@dol.gov.
General and technical information. Contact Blake Skogland, Office
of Construction Standards and Guidance, OSHA Directorate of
Construction, U.S. Department of Labor, 200 Constitution Avenue NW.,
Room N-3468, Washington, DC 20210; telephone: (202) 693-2020; fax:
(202) 693-1689; email: skogland.blake@dol.gov.
Copies of this Federal Register notice. Electronic copies are
available at https://www.regulations.gov. This Federal Register notice,
as well as news releases and other relevant information, also are
available at OSHA's Web page at https://www.osha.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
III. Summary and Explanation of the Proposed Rule
IV. Preliminary Economic Analysis and Regulatory Flexibility Act
Analysis
V. Legal Considerations
VI. OMB Review Under the Paperwork Reduction Act of 1995
VII. Federalism
VIII. State Plans
IX. Unfunded Mandates Reform Act of 1995
X. Review by the Advisory Committee for Construction Safety and
Health
XI. Public Participation
I. Executive Summary
OSHA is proposing 18 revisions to existing standards in its
recordkeeping, general industry, maritime, and construction standards,
with most of the revisions to its construction standards. The purpose
of Standards Improvement Projects (SIPs) is to remove or revise
outdated, duplicative, unnecessary, and inconsistent requirements in
OSHA's safety and health standards, which will permit better compliance
by employers and reduce costs and paperwork burdens where possible,
without reducing employee protections. OSHA is conducting SIP-IV in
response to the President's Executive Order 13563, ``Improving
Regulations and Regulatory Review'' (76 FR 38210). OSHA would update
three standards to align with current medical practice, including a
reduction to the number of necessary employee x-rays, updates to
requirements for pulmonary function testing, and updates to the table
used for decompression of employees during underground construction.
Additionally, the proposed revisions include an update to the consensus
standard incorporated by reference for signs and devices used to
protect workers near automobile traffic, a revision to the requirements
for roll-over protective structures to comply with current consensus
standards,
[[Page 68505]]
updates for storage of digital x-rays and the method of calling
emergency services to allow for use of current technology, and a
revision to lockout/tagout requirements in response to a court
decision, among others. OSHA is also proposing to remove from its
standards the requirements that employers include an employee's social
security number (SSN) on exposure monitoring, medical surveillance, and
other records in order to protect employee privacy and prevent identity
fraud.
SIP rulemakings do not address new significant risks or estimate
benefits and economic impacts of reducing such risks. Overall, SIP
rulemakings are reasonably necessary under the OSH Act because they
provide cost savings, or eliminate unnecessary requirements. The Agency
does estimate cost savings and paperwork reductions for SIP
rulemakings. The Agency has estimated that one revision (updating the
method of identifying and calling emergency medical services) may
increase construction employers costs by about $28,000 per year while
two provisions (reduction in the number of necessary employee x-rays
and elimination of posting requirements for residential construction
employers) provide estimated costs savings of $3.2 million annually.
The Agency has not estimated or quantified benefits to employees from
reduced exposure to x-ray radiation or to employers for the reduced
cost of storing digital x-rays rather than x-ray films, among others.
The Agency has preliminarily concluded that the proposed revisions are
economically feasible and do not have any significant economic impact
on small businesses. The Preliminary Economic Analysis in this preamble
provides an explanation of the economic effects of the proposed
revisions.
II. Background
The purpose of the SIP-IV rulemaking is to remove or revise
outdated, duplicative, unnecessary, and inconsistent requirements in
OSHA's safety and health standards. The Agency believes that improving
OSHA standards will increase employers' understanding of their
obligations, which will lead to increased compliance, improve employee
safety and health, and reduce compliance costs.
In 1995, in response to a Presidential memorandum to improve
government regulation,\1\ OSHA began a series of rulemakings designed
to revise or remove standards that were confusing, outdated,
duplicative, or inconsistent. OSHA published the first rulemaking,
``Standards Improvement Project, Phase I'' (SIP-I) on June 18, 1998 (63
FR 33450).\2\ Two additional rounds of SIP rulemaking followed, with
final SIP rules published in 2005 (SIP-II) (70 FR 1111) and 2011 (SIP-
III) (76 FR 33590).\3\
---------------------------------------------------------------------------
\1\ Clinton, W.J. Memorandum for Heads of Departments and
Agencies. Subject: Regulatory Reinvention Initiative. March 4, 1995.
\2\ Revisions made by the SIP-I rulemaking included adjustments
to the medical-surveillance and emergency-response provisions of the
Coke Oven Emissions, Inorganic Arsenic, and Vinyl Chloride
standards, and removal of unnecessary provisions from the Temporary
Labor Camps standard and the textile industry standards.
\3\ In the final SIP-II rulemaking published in 2005 (70 FR
1111), OSHA revised a number of provisions in its health and safety
standards identified as needing improvement either by the Agency or
by commenters during the SIP-I rulemaking. These included updating
or removing notification requirements from several standards,
updating requirements for first aid kits to reflect newer consensus
standards, updating requirements for laboratories analyzing samples
under the vinyl chloride standard, making worker exposure monitoring
frequencies consistent under certain health standards, among other
things. The final SIP-III rule, published in 2011 (76 FR 33590),
updated consensus standards incorporated by reference in several
OSHA rules, deleted provisions in a number of OSHA standards that
required employers to prepare and maintain written training-
certification records for personal protective equipment, revised
several sanitation standards to permit hand drying by high-velocity
dryers, and modified OSHA's sling standards to require that
employers use only appropriately marked or tagged slings for lifting
capacities.
---------------------------------------------------------------------------
As stated above, the President's Executive Order 13563 (E.O.),
``Improving Regulations and Regulatory Review,'' sets out the goals and
criteria for regulatory review, and requires agencies to review
existing standards and regulations to ensure that these standards and
regulations continue to protect public health, welfare, and safety
effectively, while promoting economic growth and job creation. The E.O.
encourages agencies to use the best, least burdensome means to achieve
regulatory objectives, to perform periodic reviews of existing
standards to identify outmoded, ineffective, or burdensome standards,
and to modify, streamline, or repeal such standards when appropriate.
The Agency believes that the SIP rulemaking process is an effective
means to improve its standards and advised the Advisory Committee for
Construction Safety and Health (ACCSH) at a public meeting held on
December 16, 2011 that it intended to review its standards under the
SIP criteria, with particular emphasis on construction standards. A
transcription of these proceedings (ACCSH Transcript) is available at
Docket No. OSHA-2011-0124-0026.
Recognizing the importance of public participation in the SIP
process, the Agency published a Request for Information (RFI) on
December 6, 2012 (77 FR 72781) asking the public to identify standards
that were in need of revision or removal, and to explain how such
action would reduce regulatory burden while maintaining or increasing
the protection afforded to employees. The Agency received 26 comments
in response to the RFI. As discussed below, several of the proposed
amendments contained in this proposed rule were recommended in the
public comments received in response to the RFI. Other proposed SIP
amendments were identified by the Agency's own internal review and by
ACCSH.
III. Summary and Explanation of the Proposed Rule
OSHA is proposing a number of actions amending its standards,
including revisions to its general industry, maritime, and construction
standards. A detailed discussion of each of the proposed revisions
follows, including a discussion of comments the Agency received in
response to the RFI. Some of the proposed revisions affect more than
one industry (i.e., general industry, construction). When proposed
revisions to a general industry standard would affect additional
industries, OSHA will discuss the revisions fully in the general
industry section and then reference the provisions affected in the
sections covering the other industries.
A. Proposed Revision in Occupational Injuries and Illnesses Recording
and Reporting Standards (29 CFR Part 1904)
Subpart C--Recording Forms and Recording Criteria, Recording Criteria
for Cases Involving Occupational Hearing Loss in 29 CFR 1904.10
The provisions of 29 CFR part 1904 provide for the recording and
reporting of occupational injuries and illnesses. Section 1904.10 sets
out the recordkeeping criteria for recording cases involving
occupational hearing loss. Current Sec. 1904.10(b)(6) provides that
``[i]f a physician or other licensed health care professional
determines that a hearing loss is not work-related or has not been
significantly aggravated by occupational noise exposure, [the employer
is] not required to consider the case work-related or to record the
case on the OSHA 300 log.'' Section 1904.5 provides the requirements
for determining whether an injury or illness is work-related.
To clarify the relationship between Sec. Sec. 1904.10(b)(6) and
1904.5, OSHA incorporated the following language
[[Page 68506]]
into the recordkeeping compliance directive:
Physician or other licensed health care professional (PLHCP)
must follow the rules set out in 1904.5 to determine if the hearing
loss is work-related. If an event or exposure in the work
environment either caused or contributed to the hearing loss, or
significantly aggravated a pre-existing hearing loss, the PLHCP must
consider the case to be work-related. It is not necessary for work
to be the sole cause, or the predominant cause, or even a
substantial cause of the hearing loss; any contribution from work
makes the case work-related. The employer is responsible for
ensuring that the PLHCP applies the analysis in Section 1904.5 when
evaluating work-related hearing loss, if the employer chooses to
rely on the PLHCP's opinion in determining recordability.
(CPL 02-00-135, Chapter 5, Section IX, Question 10-4, 01/12/2012.)
In this rulemaking, OSHA is proposing to add a specific cross
reference to Sec. 1904.5 in paragraph Sec. 1904.10(b)(6) to make the
language in Sec. 1904.10(b)(6) consistent with the above-quoted
language from the compliance directive. The reference specifies that
employers must comply with the provisions of Sec. 1904.5 when making a
determination of whether a worker's hearing loss is work-related. OSHA
believes the proposed revision will assist employers in complying with
the hearing-loss recording requirement.
B. Proposed Revisions in General Industry Standards, Shipyard
Standards, and Construction Standards (29 CFR Parts 1910, 1915, and
1926)
1. Subpart J of 1910--General Environmental Controls, Control of
Hazardous Energy (Lockout/Tagout) in 29 CFR 1910.147
The Control of Hazardous Energy (Lockout/Tagout) standard, 29 CFR
1910.147, establishes requirements for the control of hazardous energy,
including electrical, pneumatic, mechanical, hydraulic, chemical or
thermal energy, during the servicing and maintenance of machinery and
equipment. Workers who service equipment without preventing the
discharge of this energy can be electrocuted or suffer burns,
amputations, lacerations, bone fractures, or crushing injuries, among
others.
According to its terms, the lockout/tagout standard applies to
servicing and maintenance operations ``in which the unexpected
energization or startup of the machines or equipment, or the release of
stored energy could cause injury to employees'' (Sec.
1910.147(a)(1)(i) (emphasis in original)). Because OSHA believes the
term ``unexpected'' has been misinterpreted to exclude some operations
where employees are subject to injury from startup or the release of
stored energy, the Agency is proposing to remove the word from Sec.
1910.147(a)(1) and several other places it appears in the standard
(Sec. Sec. 1910.147(a)(2)(iii)(A), (a)(3)(i), (b), (c)(1), (c)(4)(i),
(f)(4), and in Appendix A). The lockout/tagout standard was designed to
protect workers from being injured if a machine or other piece of
equipment they are servicing releases stored energy, for example, by
starting or moving during the servicing. The standard protects these
employees by requiring that machines or equipment be de-energized and
locked or tagged out by the worker performing the servicing or
maintenance before the work is performed. The essence of the standard's
protection is that a de-energized machine or piece of equipment cannot
be restarted unless the worker servicing it personally removes the
lockout or tagout device he or she has applied.
Thus, OSHA intended the phrase ``unexpected energization'' to mean
any re-energization or startup that occurs before the servicing
employee removes the lockout/tagout device from the energy isolation
device or equivalent energy control mechanism.
In line with this intent, OSHA has historically interpreted the
term ``unexpected energization'' to mean energization that is
unintended or unplanned by the servicing employee (72 FR 72452, 72496,
December 20, 2007; CPL 02-00-147). OSHA believes that preventing this
type of unintended or unplanned energization during servicing is
necessary to fully effectuate the standard's purpose of protecting
workers through the control of hazardous energy. (See CPL 02-00-147,
The Control of Hazardous Energy--Enforcement Policy and Inspection
Procedures at 3-1 (Feb. 11, 2008) (``Quite simply, the [lockout/tagout]
standard is violated when an employee is, or may be, exposed to
hazardous energy that has not been isolated, even if the employee knows
that the energy has not been controlled and continues to constitute a
hazard.''))
Several decisions of the Occupational Safety and Health Review
Commission (OSHRC) support this interpretation. In Burkes Mechanical,
Inc., 21 BNA OSHC 2136, 2139 & n.4 (No. 04-0475, 2007), OSHRC rejected
an argument that the lockout/tagout standard did not apply to employees
who were servicing conveyor equipment that was operating. The fact that
they knew the equipment was moving did not mean that the hazard fell
outside the scope of the standard. Similarly, OSHRC found the standard
applied in Otis Elevator Co., 24 BNA OSHC 1081 (No. 09-1278, 2013),
aff'd, 762 F.3d 116 (D.C. Cir. 2014), where an employee was trying to
unjam the stuck gate assembly of an elevator car without proper energy
control measures in place. The energization was unexpected because,
although the worker knew the gate assembly would start to move when
unjammed, he could not predict when it would become unjammed. The
United States Court of Appeals for the District of Columbia Circuit
affirmed OSHRC's decision for the same reason. Otis Elevator Co. v.
Secretary of Labor, 762 F.3d 116, 122 (D.C. Cir. 2014).
On the other hand, OSHA's understanding of the standard has not
always been accepted. In Reich v. General Motors Corp., Delco Chassis
Div. (GMC Delco), 17 BNA OSHC 1217 (Nos. 91-2973, 91-3116, 91-3117,
1995); aff'd 89 F.3d 313 (6th Cir. 1996), both OSHRC and the United
States Court of Appeals for the Sixth Circuit rejected OSHA's
interpretation. Instead they held that the lockout/tagout standard did
not apply where a startup procedure for a machine provided a warning to
a worker servicing it that it was about to start. In that case, workers
were servicing machines that used an eight-to-twelve-step startup
procedure, including time delays, and audible or visual warnings. The
court and OSHRC held that, because these features would warn the
servicing employees that the machines were about to start, the startup
would not be ``unexpected.'' According to the Sixth Circuit, ``the
plain language of the lockout standard unambiguously renders the rule
inapplicable where an employee is alerted or warned that the machine
being serviced is about to activate.'' 89 F.3d at 315.
OSHA believes that the GMC Delco decisions fundamentally
misconstrue the ``unexpected'' language of the lockout/tagout standard
by allowing employers to use warning and delay systems as alternatives
to following the requirements of the standard. Warning devices are not
as protective as a lockout/tagout program, and the standard does not
allow them to be used as an alternative to a lockout/tagout program.
Indeed, the exclusive use of warning devices subverts the intent of the
standard by removing control over the hazardous energy from individual
authorized employees and instead placing the burden on those exposed
employees to become cognizant of and to recognize the warnings, so that
they can attempt to escape danger zones before they are injured. In
adopting the standard, OSHA considered this approach to be impractical
and dangerous. Instead, OSHA intended to
[[Page 68507]]
protect employees effectively from all forms of hazardous energy by
isolating machines from their energy sources during servicing and/or
maintenance and providing the workers who were servicing them with
control over the energy isolation devices (see CPL 02-00-147 at 3-3 &
ch. 4).
In addition, by holding that work on a device that gives warning
before startup does not fall within the standard, the GMC Delco
decisions, in essence, require a case-by-case assessment of various
warning schemes to determine the applicability of the standard. To
enforce the standard consistent with those decisions, OSHA has provided
its compliance officers with 11 different factors to evaluate to
determine whether particular warning devices are adequate and reliable
enough to allow all employees to escape all types of hazardous energy
in all circumstances that may occur (see CPL 02-00-147 at 3-5 to 3-6).
This creates a degree of uncertainty about the applicability of the
standard for the regulated community that OSHA did not intend.
As a result of the GMC Delco decisions, OSHA is proposing to remove
the term ``unexpected'' from the lockout/tagout standard to revert to
its original understanding of the standard. The proposal is intended to
make clear that the lockout/tagout standard covers all equipment
servicing activities in which there are energization, startup, or
stored energy hazards.
This proposal is consistent with the court's recognition that the
rulemaking process provides OSHA with the opportunity to change the
application of the lockout/tagout standard. GMC Delco, 89 F.3d at 316.
It will also make the standard consistent with OSHA's shipyard lockout/
tagout standard, which is almost identical to the general industry
standard except that it omits the word ``unexpected'' from the scope
provision. 29 CFR 1915.89. The shipyard lockout/tagout proposal gave
the same reasons for deleting the word as are provided here (72 FR
72452, 72496, December 20, 2007), and OSHA finalized the rule after
failing to receive any comments addressing the issue. (76 FR 24576,
24704, May 2, 2011).
Removing the word ``unexpected'' will improve protection of workers
under the standard, eliminate the confusion regarding applicability of
the standard caused by the GMC Delco decisions, and make the lockout/
tagout standard consistent with the lockout/tagout provisions in the
General Working Conditions in Shipyard Employment standard.
2. Subpart Z of 1910, 1915, and 1926--Toxic and Hazardous Substances,
Asbestos in 29 CFR 1910.1001, Inorganic Arsenic in 29 CFR 1910.1018,
Cadmium in 29 CFR 1910.27, Coke Oven Emissions in 29 CFR 1910.29,
Acrylonitrile in 29 CFR 1910.1045, Asbestos in 29 CFR 1915.1001,
Asbestos in 29 CFR 1926.1101, Cadmium in 29 CFR 1926.1127
OSHA is proposing a series of revisions to requirements addressing
employee chest X-rays in the Agency's health standards. In particular,
OSHA is proposing to remove the requirement in several of its standards
that employers provide periodic chest X-rays to screen for lung cancer;
to allow employers to use digital films and other reasonably-sized
standard films for X-rays; and to update terminology and references to
ILO guidelines included in its asbestos standards.
Removing Periodic Chest X-Ray Requirements for Lung-Cancer Screening
OSHA requires medical surveillance in its health standards to
detect early indications of adverse health effects in exposed workers
before symptoms occur, so that appropriate interventional measures can
be taken. Several OSHA standards currently require periodic chest X-
rays (CXR), also referred to as posterior-anterior CXR, radiographs, or
roentgenograms (a term no longer used). When the Agency published these
standards, routine screening for lung cancer with CXR was appropriate
clinical practice. However, since then, large studies with many years
of follow-up have not shown a benefit to CXR screening, either on lung
cancer incidence or mortality. Therefore, OSHA is proposing to remove
the requirement for periodic CXR in the following standards: Sec. Sec.
1910.1018, Inorganic Arsenic; 1910.1029, Coke Oven Emissions; and
1910.1045, Acrylonitrile. OSHA is not proposing to remove the
requirement for a baseline CXR in these, or any other, standards. OSHA
is also not proposing to remove the CXR requirements in standards where
it is used for purposes other than periodic screening for lung cancer.
For example, the proposal does not affect periodic CXRs required by
OSHA's standards to detect or monitor the progression of
pneumoconiosis.
Similarly, OSHA is proposing to amend Appendix H of the asbestos
standard, Sec. 1910.1001.\4\ Appendix H provides non-mandatory
guidelines for asbestos medical exposure, and OSHA proposes to include
the text ``Plural plaques and thickening may be observed on chest X-
rays.'' OSHA is retaining CXRs in the asbestos standard to continue
screening for asbestosis, and the proposed text notes the changes
related to asbestosis that can be seen on CXRs. The change thus
explains the purpose of the CXR.
---------------------------------------------------------------------------
\4\ OSHA is also proposing the same change for the parallel
appendices in the Maritime and Construction Asbestos standards, 29
CFR 1915.1001 Appendix I and 1926.1101 Appendix I.
---------------------------------------------------------------------------
Section 6(b)(7) of the Occupational Safety and Health Act, 29
U.S.C. 655(b)(7), allows OSHA to modify medical examination
requirements in existing standards when ``warranted by experience,
information, or medical or technological developments.'' OSHA has used
this authority on several occasions. For example, when contemporary
evidence indicated that sputum cytology did not improve lung-cancer
survival rates, OSHA removed the sputum-cytology-examination
requirements from the Coke Oven and Inorganic Arsenic standards in the
SIP-I rulemaking (63 FR 33450, 33458-59, June 18, 1998). In addition,
OSHA also reduced CXR frequencies from semi-annual to annual for some
workers exposed to inorganic arsenic and coke oven emissions in SIP-I.
The Agency based this reduction on data available at the time
indicating that semi-annual x-rays provided no additional protection,
when compared to annual x-rays, in improving the detection of, and
survival from, lung cancer for higher risk persons (63 FR 33459-60).
This eliminated unnecessary radiation exposure for employees and
reduced the burden on employers. OSHA retained the medical history and
physical-examination requirements in these standards.
For the reasons discussed below, OSHA has made a preliminary
determination that the current literature shows that there is no
evidence of benefit, either in lung cancer incidence or mortality, from
screening with CXR in the general population. The primary goal of
population-based screening is to detect disease at an early stage when
cure or control is possible, thereby decreasing the number of people
who die from the disease (Black and Welch, 1997; U.S. Preventive
Services Task Force (USPSTF), 2013; Mazzone, 2012).\5\ Several large-
scale, randomized controlled trials have been conducted over the years
to determine whether
[[Page 68508]]
screening with chest x-rays, with or without the addition of sputum
cytology tests, was effective in reducing mortality from lung cancer.
These studies are discussed below. The Mayo Lung Project compared
participants in an ``intervention'' group, who were offered chest
radiography and sputum cytology every four months, with those in a
``control'' group offered standard medical care. Participants were
middle-aged and older men who were chronic heavy cigarette smokers and
thus at high risk of developing lung cancer. After the initial
prevalence screening, 9,211 male smokers aged 45 and older who
completed the prevalence screening with negative results and who
qualified for incidence rescreening were randomized to either of the
two groups. The more screening-intensive intervention group was
encouraged (and reminded) to undergo free chest x-rays and free sputum
cytology tests every four months for six years. While the ``controls''
were offered standard medical care, they also were advised to undergo
annual chest x-rays and sputum cytology tests, resulting in significant
contamination of the control group by CXR performed off protocol.
Follow-up ranged from one to five years, and averaged three years.
---------------------------------------------------------------------------
\5\ Materials referenced are posted on https://regulations.gov,
Docket No. OSHA-2012-0007, and are accessible at OSHA's Docket
Office, U.S. Department of Labor, 200 Constitution Avenue NW., Room
N2625, Washington, DC 20210; telephone (202) 693-2350. (OSHA's TTY
number is (877) 889-5627.) OSHA Docket Office hours of operation are
8:15 a.m. to 4:45 p.m., E.T.
---------------------------------------------------------------------------
At the end of the follow-up (July 1, 1983), the Mayo Clinic study
observed no difference in lung cancer mortality between the
intervention and control groups, but observed an excess of 46 cases in
the intervention group, a possible indication of over-diagnosis in lung
cancer screening. The excess number of cases also could have resulted
from short follow-up time (that is, additional cases may have been
observed in the control group if the study lasted longer). In summary,
this trial demonstrated significantly increased lung cancer detection,
resectability, and survivorship after detection in the group offered
screening every four months compared with the control group. However,
there was no significant difference in lung cancer mortality rate
between the two groups. Contamination of the control group, together
with 25 percent non-compliance in the screened group, limited the
statistical power of this trial. The authors concluded that ``results
do not justify recommending large-scale radiologic or cytologic
screening for early lung cancer at this time (Fontana, et al., 1984;
Fontana, et al., 1991).''
The term ``over-diagnosis'' refers to identifying through screening
a disease that would otherwise remain undiagnosed during an
individual's lifetime (i.e., because symptoms do not present). Over-
diagnosis is a serious potential risk of screening, as the evaluation
and treatment of over-diagnosed cancer can lead to morbidity, and even
to premature mortality (Black, 2000).
In order to assess whether over-diagnosis accompanies lung cancer
CXR screening, Marcus et al. (2006) extended the follow-up of the same
Mayo Clinic population studied by Fontana et al. for an additional 16
years using a randomized controlled trial with a stop-screen feature. A
stop-screen study design (i.e., one in which screening is terminated
after a prespecified number of years but follow-up continues for
ascertainment of cases of disease and deaths) provides the best setting
in which to assess whether over-diagnosis accompanies screening (Marcus
et al., 2006). If over-diagnosis does not occur, the cumulative number
of cases in each group will be equal after screening stops and the
number of cancers in the control group identified through symptoms
catches up with those identified earlier through screening (Marcus et
al., 2006).
At the start of the study in 1983, information on lung cancer
status was available for 6,101 participants. From 1971 through the end
of 1999, 585 participants in the more frequently screened group and 500
in the usual-care group were diagnosed with lung cancer. Because the
number of lung cancers in the usual care group did not equalize with
those in the more frequently screened group at the end of the study
period, the study investigators concluded that ``the persistence of
excess cases in the intervention [group] after 16 years of additional
follow-up provides continued support for over-diagnosis in lung cancer
screening'' (Marcus et al., 2006).
OSHA identified one study that included men who were younger than
45. A Czech study, Kubic and Polak (1986), enrolled 6,364 smokers aged
40 to 64 years. This study compared semi-annual screening using x-ray
and sputum cytology to screening at three-year intervals, and to no
screening. Although it found more earlier-stage lung cancers in both
screened groups, this study also found no significant difference in
mortality rates. In 1993, the Prostate, Lung, Colorectal, and Ovarian
(PLCO) Randomized Trial examined the question whether screening would
reduce mortality rates from PLCO cancers. In a randomized controlled
study conducted in ten screening centers in the US, 154,901
participants aged 55 through 74 years were assigned either to the group
that received annual CXR for three or four years, or to the ``usual
care'' (no radiographic intervention) group; 51.6 percent of the
participants were current or former smokers. All diagnosed cancers,
deaths, and causes of death were ascertained through 13 years of
follow-up or until December 31, 2009, whichever event occurred earlier
(Oken et al., 2011). The study found no statistically significant
differences in lung cancer mortality or incidence rates between the
intervention and ``usual care'' groups, despite finding a higher
proportion of early stage (potentially curable) lung cancers in the
screened group (Hocking et al., 2010). Of particular note is the rate
of false positives in the study; of 13,038 participants with at least
one positive CXR, 12,730, or 97.6 percent, did not test positive for
lung cancer. Furthermore, 121 participants without cancer underwent an
invasive surgical procedure (Hocking et al., 2013).
An effective screening measure should detect a disease in its early
stages before clinical signs and symptoms appear (Herman, 2006).
Patients who are diagnosed while they are still asymptomatic tend to
have better outcomes than those who are symptomatic (In, et al., 2008).
It is well documented in the radiology literature that initial CXR
misses 19-50 percent of lung cancers (Quekel, 1999). In the past
decades, several technological innovations have shown improved
sensitivity in detecting lung cancer. Several small studies have shown
that newer techniques (e.g., dual-energy subtraction radiology,
electronic bone suppression, temporal subtraction) may result in fewer
missed diagnoses of pulmonary nodules. However, no large-scale
randomized or non-randomized studies are available that assess the
sensitivity of these radiological techniques.
Baseline screening of general populations for unsuspected lung
cancer with CXR yields only a small fraction--less than one percent--of
lung cancer cases (Hocking et al., 2010; Kubik and Polak, 1986; Fontana
et al., 1984). Currently, the majority (approximately 85 percent) of
patients with lung cancer present for clinical evaluation with symptoms
(Mazzone, et al., 2014); detection of lung cancer in the remaining
(asymptomatic) patients frequently occurs when an x-ray or CT scan is
done for another reason (Mazzone et al., 2014; PubMed Health).
Several authoritative sources of health-information do not
recommend CXR for wide-scale screening. For example, the National
Cancer Institute (NCI) in its online Lung Cancer Screening PDQ
(Physician's Data Query) concluded, ``Based on solid evidence,
screening with chest x-ray and/or
[[Page 68509]]
sputum cytology does not reduce mortality from lung cancer in the
general population or in ever-smokers.'' The NCI PDQ goes on to discuss
the harm associated with false-positive screenings: ``Based on solid
evidence, at least 95 percent of all positive chest x-ray screening
exams (but not all) do not result in a lung cancer diagnosis. False-
positive exams result in unnecessary invasive diagnostic procedures.''
The NCI PDQ refers to the Oken (2011) and Marcus (2006) studies when
estimating the magnitude of over-diagnosis at 6 percent to 17 percent.
The Cochrane Collaboration, a non-profit group that reviews health-care
literature for the purpose of making empirical recommendations, updated
its original review article, ``Screening for lung cancer,'' in 2013.
This latest review included nine trials (eight randomized controlled
studies and one controlled trial) with a total of 453,965 subjects. The
review includes many of the studies discussed here. The authors
concluded:
The current evidence does not support screening for lung cancer
with chest radiography or sputum cytology. Annual low-dose CT
screening is associated with a reduction in lung cancer mortality in
high-risk smokers but further data are required on the cost
effectiveness of screening and the relative harms and benefits of
screening across a range of different risk groups and settings.
(Manser et al., 2013).
Screening workers exposed to lung carcinogens is a complex issue.
Current tools, particularly CXR, have not been shown to be effective in
reducing mortality in high-risk smoking populations, and have not been
studied in worker populations (Fontana, 1984; Oken, 2011; Marcus et
al., 2011; Hocking et al., 2010). However, workers exposed to lung
carcinogens are at a higher risk for lung cancer than the general
population. OSHA conducts risk analyses as part of its regulatory
requirements, and has determined that occupational exposure to each of
these: Inorganic arsenic, coke oven emissions, and acrylonitrile, was
found to be associated with a ``significant risk'' of lung cancer
(Sec. Sec. 1910.1018, Inorganic Arsenic; 1910.1029, Coke Oven
Emissions; and 1910.1045, Acrylonitrile).
OSHA has also preliminarily determined that the existing evidence
is insufficient to justify using alternative screening methods to CXR.
While the National Institute for Occupational Safety and Health (NIOSH)
is currently evaluating the applicability of Low-Dose Computed
Tomographic (LDCT) as a screening tool for workers exposed to lung
carcinogens, it may be years before this research can provide a
recommendation on the efficacy of LDCT. Additionally, research is
needed on the risks associated with LDCT-associated radiation exposure
occurring during a screening protocol for workers exposed to lung
carcinogens in the workplace.
As noted earlier in this discussion, OSHA is proposing to remove
the requirement to use periodic CXR as a screening tool for lung cancer
from the following standards: Sec. Sec. 1910.1018, Inorganic Arsenic;
1910.1029, Coke Oven Emissions; and 1910.1045, Acrylonitrile.
Although OSHA is proposing to remove periodic CXR requirements from
the medical-surveillance sections of these three standards, the Agency
emphasizes that the Access to Medical and Exposure Records standard (29
CFR 1910.1020) would still require employers to maintain all medical
records, including records of CXRs previously administered. That is,
this proposed rule would not relieve employers in general industry,
maritime, and construction of the duty to maintain records of CXRs
already administered under the requirements of Sec. Sec. 1910.1018,
1910.1029, 1910.1045, 1915.1018, 1915.1045, 1926.1118, and 1926.1145
\6\ in accordance with Sec. 1910.1020.
---------------------------------------------------------------------------
\6\ The Construction and Maritime Inorganic Arsenic and
Acrylonitrile standards, Sec. Sec. 1915.1018, 1915.1045, 1926.1118,
and 1926.1145, merely reference the respective general industry
standards (Sec. Sec. 1910.1018 and 1910.1045), so OSHA is not
proposing to revise them.
---------------------------------------------------------------------------
OSHA is not proposing to remove the initial, baseline CXR
requirement in these three standards. The Agency recognizes that
requiring initial, baseline CXR at pre-placement or at the initiation
of a medical-surveillance program provides benefits to workers exposed
to lung carcinogens, their employers, and health-care professionals
evaluating those workers. For example, even with known limitations, CXR
can serve to document the absence of disease. Baseline CXR also can be
useful in preventing additional testing after detecting an abnormality
at a future date. In this regard, the PLCO Screening Trial found that
``evaluation stopped after comparison of the screening radiograph with
a prior CXR in about one-third'' of those participants presenting with
an abnormal follow-up CXR (Hocking et al., 2013). When a worker
receives a CXR prompted by symptoms, physical examination, or other
indicator, and has an abnormality on that CXR, a baseline CXR from
years before with the same lesion would reduce the need for additional
evaluation (e.g., CT scans, biopsy); such evaluations can be invasive,
and lead to unnecessary irradiation for workers and additional costs
for employers. However, workers receiving baseline CXR also may undergo
invasive, potentially unnecessary work-ups and diagnostic testing for
CXR-detectable lesions that may never progress to clinical
significance. OSHA will continue to monitor the literature on baseline
chest X-rays.
Updating Other Chest X-Ray Requirements
In recent years, improvements in medical technology permit
screening with digital CXRs, also referred to as digital radiographs,
in addition to traditional film-based CXRs. The medical community is
rapidly adopting the technology, and both the International Labor
Organization (ILO) and NIOSH recently published guidelines for digital
radiographs (ILO, 2011; NIOSH, 2011).
OSHA is proposing to update the CXR requirements to allow the use
of digital radiograph in the medical surveillance provisions of its
Coke Oven Emissions, Acrylonitrile, and Inorganic Arsenic standards
discussed above, and in its three asbestos standards and two cadmium
standards. The latter standards are: Sec. Sec. 1910.1001, Asbestos
(General Industry); 1915.1001, Asbestos (Maritime); 1926.1101, Asbestos
(Construction); 1910.1027, Cadmium (General Industry); and 1926.1127
Cadmium (Construction).\7\ As noted previously, OSHA is proposing to
add the option of digital radiography standards to its existing
standards because digital radiography systems are rapidly replacing
traditional analog film-based systems in medical facilities. Another
Department of Labor Program, the Office of Workers' Compensation
Programs, published a final rule allowing the submission of digital
radiographs in connection with benefit claims, and set out quality
standards for administering and interpreting digital radiographs. (See
79 FR 21606; April 17, 2014). OSHA's proposal will codify current
Agency policy as stated in a Letter of Interpretation dated September
24, 2012 to Dr. Michael Hodgson, in which OSHA confirmed that it ``will
allow, but will not require, digital radiography in place of
traditional chest roentgenograms for medical surveillance exams under
the Asbestos Standards for
[[Page 68510]]
general industry, construction, and shipyards.''
---------------------------------------------------------------------------
\7\ The Maritime Cadmium standard, Sec. 1915.1027, is a
reference to the general industry standard (Sec. 1910.1027), so
OSHA is not proposing to revise it.
---------------------------------------------------------------------------
Radiographic facilities and the physicians that are required by
OSHA standards to classify CXR according to ILO's classification
guidelines and that employ digital radiographs in their practice should
follow the NIOSH Guidelines, ``Application of Digital Radiography for
the Detection and Classification of Pneumoconiosis,'' or the most
recent NIOSH guidance on using digital radiography to detect
pneumoconiosis. In its current guidelines, NIOSH recommends that ``only
authorized ILO standard digital images should be used for classifying
digital chest images for pneumoconiosis.'' NIOSH does not recommend
using film-based ILO reference radiographs for comparison with digital
chest images or printed hard copies of the images. In this revision of
the chest x-ray requirements, OSHA is also proposing to allow other
reasonably-sized standard x-rays films, such as the 16 inch by 17 inch
size, to be used in addition to the 14 inch by 17 inch film specified
in some standards. In these standards, the phrase ``A 14- by 17-inch
film or digital posterior-anterior chest X-ray'' (or similar) would be
replaced by ``A 14- by 17-inch or other reasonably-sized standard film
or digital posterior-anterior chest X-ray.'' This proposed change will
affect the acrylonitrile standard (Sec. 1910.1045); the inorganic
arsenic standard (Sec. 1910.1018); the coke oven standard (Sec.
1910.1029); and the asbestos standards (Sec. Sec. 1910.1001,
1915.1001, and 1926.1101).\8\ Updating this requirement ensures
consistency across standards as well as conformance with current
medical practice. This proposed change also would codify existing
Agency policy outlined in a Letter of Interpretation (February 16, 1993
to David Lee Sirott) confirming that 16 inch by 17 inch X-rays are
generally acceptable for the purpose of complying with OSHA standards.
---------------------------------------------------------------------------
\8\ And minor rewording to conform to the proposed language in
the cadmium standards (1910.1027 and 1926.1127).
---------------------------------------------------------------------------
Proposed updates also include replacement of ``roentgenogram'' with
``X-ray'' to reflect current terminology and corrections to remove
references to semi-annual exams for certain employees in Coke Ovens
Emissions appendices, Sec. 1910.1029 App. A(VI) and App. B(II)(A), as
these exams were eliminated in the second SIP rulemaking (70 FR 1112).
In addition, the proposal makes changes to conform to the language used
in the ILO's ``Guidelines for the use of the ILO International
Classification of Radiographs of Pneumoconioses,'' which specifically
refers to a classification system as applying to CXR, while
interpretation refers to the information translated by the physician to
the employer. Finally, the proposed revisions include updating the
version of the ILO Classification of Radiographs of Pneumoconioses to
the 2011 version (from the 1980 version), and clarifying that
classification must be accordance with the ILO classification system
(rather than ``a professionally accepted Classification system'') in
Appendix E of each of the three asbestos standards.
Statement of Reasonable Availability
As noted above, OSHA is incorporating the ILO Classification of
Radiographs of Pneumoconioses, Revised Edition 2011, by reference. OSHA
believes that this classification document is reasonably available to
interested parties. It is available for purchase from the International
Labour Organization (ILO), 4 route des Morillons, CH-1211 Gen[egrave]ve
22, Switzerland; telephone: +41 (0) 22 799 6111; fax: +41 (0) 22 798
8685; Web site: https://www.ilo.org/. In addition, it is available in
the docket for this rulemaking and in OSHA's docket office for review.
If OSHA ultimately finalizes this rule, the classification document
will be maintained in OSHA's national and regional offices for review
by the public.
References
Aberle, R., Adams, A., Berg, C., Black, W., Clapp, J., Fagerstrom,
R., et al. (2011). Reduced Lung-Cancer Mortality with Low-Dose
Computed Tomographic Screening. N. Engl. J. Med. 365(5): 395-409.
Bach, P.B., Mirkin, J.N., Oliver, T.K., Azzoli, C.G., Berry, D.A.,
Brawley, O.W., . . . and Detterbeck, F.C. (2012). Benefits and Harms
of CT Screening for Lung Cancer: A Systematic Review. JAMA, 307(22):
2418-2429.
Black, W.C. (2000). Overdiagnosis: An Underrecognized Cause of
Confusion and Harm in Cancer Screening. Journal of the National
Cancer Institute, Vol 92 (16): 1280
Fasola, G., Belvedere, O., Aita, M., Zanin, T., Follador, A.,
Cassetti, P., et al. (2007). Low-Dose Computed Tomography Screening
for Lung Cancer and Pleural Mesothelioma in an Asbestos-Exposed
Population: Baseline Results of a Prospective, Nonrandomized
Feasibility Trial--An Alpe-Adria Thoracic Oncology Multidisciplinary
Group Study (ATOM 002). The Oncologist, 12: 1215-1224.
Fontana, R.S., Sanderson, D.R., Taylor, W.F., Woolner, L.B., Miller,
W.E., Muhm, J.R., and Uhlenhopp, M.A. (1984). Early Lung Cancer
Detection: Results of the Initial (Prevalence) Radiologic and
Cytologic Screening in the Mayo Clinic study. Am. Rev. Resp. Dis.,
130(4): 561. Abstract only.
Fontana, R.S., Sanderson, D.R., Woolner, L.B., Taylor, W.F., Miller,
W.E., Muhm, J.R., Bernatz, P.E., Payne, W.S, and Pairolero, P.C. and
Bergstralh, E.J., (1991). Screening for Lung Cancer, A Critique of
the Mayo Lung Project. Cancer, 67(supplement): 1155-1164).
Herman, C. (2006). What Makes a Screening Exam ``Good''? AMA Virtual
Mentor, 8(1):34-7.
Hocking, W.G., Hu, P., Oken, M.M., Winslow, S.D., Kvale, P.A.,
Prorok, P.C., Ragard, L.R., et al. (2010). Lung Cancer Screening in
the Randomized Prostate, Lung, Colorectal, and Ovarian (PLCO) cancer
screening trial. J. Nat. Cancer Inst., 102(10): 722-731.
Hocking, W.G., Tammemagi, M.C., Commins, J., Oken, M.M., Kvale,
P.A., Hu, P., . . . and Prorok, P.C. (2013). Diagnostic Evaluation
Following a Positive Lung Screening Chest Radiograph in the
Prostate, Lung, Colorectal, Ovarian (PLCO) Cancer Screening Trial.
Lung Cancer. 82(2): 238.
In, K.H., Kwon, Y.S., Oh, I.J., Kim, K.S., Jung, M.H., Lee, K.H.,
Kim, S.Y., Ryu, J.S., Lee, S.Y., Jeong, E.T., Lee, S.Y., . . . Kim,
Y.C. (2009). Lung cancer patients who are asymptomatic at diagnosis
show favorable prognosis: a Korean Lung Cancer Registry Study. Lung
Cancer. 64(2): 232-7. Abstract only.
[ILO] International Labour Organization (2011). Guidelines for the
Use of the ILO International Classification of Radiographs of
Pneumoconioses, Revised Edition 2011. Geneva, Switzerland: ILO.
Kubik, A., and Polak, J. (1986). Lung Cancer Detection Results of a
Randomized Prospective Study in Czechoslovakia. Cancer, 57(12):
2427-2437.
Manser, R., Lethaby, A., Irving, L., Stone, C., Brynes, G.,
Abramson, M., and Campbell, D. (2013). Screening for Lung Cancer.
Cochrane Database Syst. Rev., The Cochrane Library, 6.
Marcus, P., Bergstralh, E.J., Zweig, M., Harris, A., Offord, K.P.,
and Fontana, R.S. (2006). Extended Lung Cancer Incidence Follow-up
in the Mayo Lung Project and Overdiagnosis. J. Nat. Cancer Inst.,
98(11).
Mazzone, P.J., Choi, H.K., and Ha, D. (2014) Lung Cancer. Cleveland
Clinic Center for Continuing Education, The Disease Management
Project, Chapter on Pulmonary Disease.
Moyer, V.A. (2014). Screening for Lung Cancer: U.S. Preventive
Services Task Force Recommendation Statement. Annals Internal Med,
160 (5).
[NCI] National Cancer Institute (Last modified 2/2014). Screening
for Lung Cancer With Chest X-Ray and/or Sputum Cytology. Retrieved
from: https://www.cancer.gov/cancertopics/pdq/screening/lung/HealthProfessional on September 16, 2014.
Oken, M., Hocking, W., Kvale, P., Andriole, G., Buys, S., Church,
T., et al. (2011). Screening by Chest Radiograph and Lung Cancer
Mortality: The Prostate, Lung, Colorectal, and Ovarian (PLCO)
Randomized Trial. JAMA, 306(17): 1865-1873.
PubMed Health, Retrieved 9/16/2014 from: https://
www.ncbi.nlm.nih.gov/
[[Page 68511]]
pubmedhealth/PMH0004529/on September 16, 2014.
Quekel, L.G., Kessels, A.G., Goei, R, and van Engelshoven, J.M.
(1999). Miss rate of lung c[aacute]ncer on the chest radiograph in
clinical practice. Chest. 115(3):720-4.
Toyoda, Y., Nakayama, T., Kusunoki, Y., Iso, H., and Suzuki, T.
(2008). Brit. J. Cancer, 98: 1602-1607.
Screening for Lung Cancer, Topic Page (2013). U.S. Preventive
Services Task Force. (2013). U.S. Preventive Services Task Force.
Retrieved on September 16, 2014 from: https://www.uspreventiveservicestaskforce.org/uspstf/uspslung.htm.
3. Subpart Z of 1910--Toxic and Hazardous Substances, Pulmonary-
Function Testing Requirements for Cotton Dust in 29 CFR 1910.1043
Background
In 1978, OSHA promulgated the standard for occupational exposure to
cotton dust at 29 CFR 1910.1043 because workers exposed to cotton dust
are at risk of developing the respiratory disease, byssinosis (43 FR
27350, June 23, 1978). As described in the preambles to the proposed
and final rules, byssinosis is characterized by a continuum of effects
(41 FR 56497, 56500-56501, December 28, 1976; 43 FR 27352-27354).
Generally, workers who develop byssinosis first experience an acute
stage (also called the reactor state), with mild and apparently
reversible symptoms that occur on the first day of the work week, after
one or more days away from the workplace. Symptoms include chest
tightness, difficulty breathing, coughing, and possibly wheezing. Some
of those workers also experience temporary acute declines in lung
function over the course of a workshift as measured by pulmonary-
function testing. As the disease progresses, workers may begin to
experience symptoms on other days of the work week. Sometimes the
disease progresses into a chronic, irreversible stage that involves
permanent narrowing of bronchial tubes. Symptoms during the chronic
stage are similar to symptoms observed with emphysema and chronic
bronchitis, and include chronic cough with phlegm production and
progressive shortness of breath. At this stage, impaired lung function
associated with the disease is clearly detectable by pulmonary function
testing. Byssinosis can lead to disability or death. Rates of
progression depend on exposure levels and susceptibility of workers.
The Cotton Dust Standard contains medical-surveillance provisions
at 29 CFR 1910.1043(h). These provisions require initial and periodic
medical-surveillance examinations that include administration of a
medical questionnaire to determine if workers are experiencing symptoms
(Sec. Sec. 1910.1043(h)(2)(ii) and (h)(3)(i)). Medical surveillance
requirements also include pulmonary function testing (i.e., spirometry
testing) to objectively measure lung function and to assess changes in
lung function (Sec. 1910.1043(h)(2)(iii)).
The preamble for the final Cotton Dust standard noted the poor
accuracy and high variability of pulmonary function tests in the past,
resulting from lack of uniform specifications for equipment calibration
checks, test procedures, and personnel training (43 FR 27391). To
improve the accuracy and consistency of pulmonary function testing,
OSHA mandated specific requirements in the Cotton Dust Standard based
on recommendations from the American Thoracic Society (ATS) and the
National Institute for Occupational Safety and Health (NIOSH) (43 FR
27391; 29 CFR 1910.1043, Appendix D). Since 1978, pulmonary function
testing procedures and technology have evolved significantly, and some
of the mandates in the Cotton Dust Standard now are outdated. OSHA is
proposing to update the lung function testing requirements for the
Cotton Dust Standard to make them consistent with current practices and
technology.
Proposed Revisions
OSHA based the proposed revisions to the Cotton Dust Standard
pulmonary function testing requirements on current recommendations from
the American Thoracic Society/European Respiratory Society (ATS/ERS),
NIOSH, and the American College of Occupational and Environmental
Medicine (ACOEM). Each of these organizations is a recognized authority
on generally accepted practices in pulmonary function testing. In the
following discussion, references to generally accepted practices refer
to only those practices recommended by ATS/ERS, NIOSH, or ACOEM.
Like other respiratory diseases, byssinosis can slow the speed of
expired air and/or reduce the volume of air that can be inspired and
then exhaled. To detect and monitor these impairments, spirometry
measures the maximal volume and speed of air that is forcibly exhaled
after taking a maximal inspiration. Forced Vital Capacity (FVC) is
defined as total exhaled volume after full inspiration. Speed of
expired air is determined by dividing the volume of air exhaled in the
first second, i.e., the Forced Expiratory Volume in One Second (FEV1),
by the total FVC to give the FEV1/FVC ratio. Values obtained from
accurate and repeatable spirometry testing are then compared to
reference predicted values, which are averages expected for a person of
the same gender, age, height, and race as the employee being tested. A
spirometry result that is 100 percent of the predicted value for a
person of the same gender, age, and height and race indicates that the
individual being tested has average lung function (OSHA, 2013).
Depending upon the race of the individual and the reference value group
being used, an adjustment may need to be made on the basis of race.
This issue is discussed at greater length later in this discussion.
Values are also compared to the employees' previous measurements.
Currently, Sec. 1910.1043(h)(2)(iii) requires that health care
providers conducting medical surveillance compare the employees' values
to the predicted values in Appendix C of the standard. Appendix C
currently contains predicted values derived from equations published by
Knudson et al. (1976).
OSHA is proposing to revise this provision to specify use of the
third National Health and Nutrition Examination Survey (NHANES III)
reference data set and to replace the values currently in Appendix C
with the NHANES III values, derived from Spirometric Reference Values
from a Sample of the General U.S. Population (Hankinson et al., 1999),
which will be incorporated by reference. Currently, NIOSH (CDC/NIOSH,
2003), ATS/ERS (Pellegrino et al., 2005), and ACOEM (Townsend, 2011)
all recommend NHANES III as the most appropriate reference data set for
assessing spirometry results for individuals in the U.S. population.
The data set from NHANES III is the most recent and most representative
of the U.S. population (Hankinson et al., 1999). It lists reference
values for non-smoking, asymptomatic male and female Caucasians,
African Americans, and Mexican Americans aged 8- to 80-years old.
Strict adherence to ATS quality control standards ensured optimal
accuracy in developing this data set of spirometry values (Hankinson et
al., 1999).
OSHA also proposes to make a correction to Sec. 1910.1043,
Appendix B-II, Section B, ``Occupational History Table''. The table's
column titled ``Tenure of Employment'' contains boxes in which dates of
employment are entered. To allow the entry of dates that occurred later
than 1999, OSHA would change the column's two sub-headers to
[[Page 68512]]
read as follows: ``From 19_ or 20_'' and ``To 19_ or 20_''.
Statement of Reasonable Availability
As noted above, OSHA is incorporating the Spirometric Reference
Values from a Sample of the General U.S. Population (Hankinson JL,
Odencrantz JR, Fedan KB. American Journal of Respiratory and Critical
Care Medicine, 159(1):179-187, January 1999). These values are also
available to interested parties at https://www.cdc.gov/niosh/topics/spirometry/nhanes.htm. In addition, they are available at
www.regulations.gov in the docket for this rulemaking and in OSHA's
docket office for review. If OSHA ultimately finalizes this rule, the
data set will be maintained in OSHA's national and regional offices for
review by the public.
Section 1910.1043(h)(2)(iii) currently specifies that FEV1 and FVC
predicted values be multiplied by 0.85 to obtain reference values for
blacks because the Knudson data set contains reference values only for
Caucasians. However, such an adjustment for that race/ethnic group is
no longer necessary because the NHANES III data set contains reference
values for African Americans. However, the NHANES III data set does not
contain reference values for Asian Americans, who typically have
smaller lung volumes compared to Caucasians of the same age, height,
and gender (Pellegrino et al., 2005). To obtain Asian American
reference values, ATS/ERS (Redlich et al., 2014) and ACOEM (Townsend,
2011) recommend that Caucasian reference values for FVC and FEV1 be
multiplied by a factor of 0.88. Therefore, OSHA is proposing use of a
0.88 correction factor to obtain Asian American reference values for
the FVC and FEV1. Because race does not appear to affect FEV1/FVC
(ratio), OSHA is not proposing to apply a correction factor to
Caucasian values to derive a ratio for Asian Americans. If the NHANES
data set is updated to include Asian American values in the future, and
generally accepted practices endorse that data set for use in the U.S.,
OSHA will consider revising Sec. 1910.1043(h)(2)(iii).
OSHA's proposal to replace the Knudson values currently in Appendix
C with the NHANES III data set would simplify interpretation of
spirometry results by providing reference values for more race/ethnic
groups; however, neither the NHANES III nor the proposed correction
factor addresses every race/ethnic group. Therefore, OSHA is proposing
text that indicates comparison to ``appropriate'' race/ethnicity values
for groups not included in NHANES III. For example, using Mexican-
American values for non-Mexican-American Hispanic workers may be
appropriate. Designations of race/ethnicity are self-reported by
workers, and bi-racial or multi-racial workers should select the race
category that best describes them. OSHA's guidance document provides
some additional guidance on this topic, including a recommendation to
use Caucasian reference values for Native American Indians (OSHA,
2013).
The software for most spirometers includes the NHANES III data set,
which is identified as the Hankinson 1999 data set on some spirometers.
If software for older spirometers does not include the NHANES III data
set, users of those spirometers would be able to access the NHANES III
values online through the NIOSH calculator (CDC/NIOSH, 2010). Tables of
the NHANES III values are also available in an appendix to OSHA's
spirometry guidance for healthcare professionals that is available
online (OSHA, 2013). Therefore, NHANES III values are widely available
to spirometry providers, including those providers using older
spirometers.
Currently, paragraph (h)(2)(iii) requires an evaluation of
pulmonary function testing values using predicted values of FVC and
FEV1, which are the only reference values listed in the tables in
current Appendix C. The NHANES III reference data set includes the
lower limit of normal (LLN) as well as predicted values for FEV1, FVC,
and the FEV1/FVC ratio. The LLN for these spirometry measurements
represents the lower fifth percentile of a healthy (normal) population.
That is, 95 percent of a healthy (normal) population should have
spirometry values above the LLN, and spirometry values below the LLN
could be abnormal (OSHA, 2013). Generally accepted practices by ATS/
ERS, NIOSH, and ACOEM currently compare spirometry values to the LLN
values to identify impaired pulmonary function.
In particular, ATS/ERS (Pellegrino et al., 2005) defines airways
obstruction as an FEV1/vital capacity (VC) below the LLN. ACOEM
(Townsend, 2011) and NIOSH (CDC/NIOSH, 2003) define borderline airway
obstruction as an FEV1/FVC below the LLN, with an FEV1 between the LLN
and the predicted value; they define airways obstruction as both FEV1/
FVC and an FEV1 below the LLN. ATS/ERS, NIOSH, and ACOEM indicate that
an FVC or VC less than the LLN could indicate possible restrictive
impairment (Pellegrino et al., 2005; Townsend, 2011; CDC/NIOSH, 2003).
Therefore, OSHA is proposing to update (h)(2)(iii) to require an
evaluation of FEV1, FVC, and FEV1/FVC against the LLN and percent
predicted values to fully characterize possible pulmonary impairment in
exposed workers, which is consistent with generally accepted current
practices described above. OSHA's proposal to evaluate the FEV1/FVC
ratio in addition to FEV1 and FVC will not affect triggers for changes
in medical surveillance frequency or referral for a detailed pulmonary
examination, because the standard bases those triggers solely on FEV1
values.
However, OSHA is also proposing to change the triggers for the
frequency of medical surveillance. Currently, paragraphs (h)(3)(ii)(A)
and (B) of the standard require frequency of medical surveillance based
in part on whether the FEV1 is above or below 80 percent of the
predicted value. OSHA is proposing that the basis for frequency of
medical surveillance be whether the FEV1 is above or below the LLN. As
noted above, generally accepted practices currently use the LLN as the
basis for classifying possibly abnormal lung function. Pulmonary
function normally declines with age, and the LLN better accounts for
age-related declines than the current standard (Townsend et al., 2011).
There is evidence that the cut-off point used by the standard, 80
percent of the predicted value, can result in erroneous lung function
interpretation in adults (Pellegrino et al., 2005). Therefore, OSHA is
proposing to use the LLN to determine the frequency of lung-function
testing.
Section 1910.1043, Appendix D, sets standards for spirometric
measurements of pulmonary function. OSHA is basing the proposed changes
to Appendix D on the most recent spirometry recommendations from ATS/
ERS (Miller et al., 2005). Many of the proposed changes reflect
advances in spirometry procedures or methods of interpretation.\9\
Other proposed changes reflect technological changes associated with
the current widespread use of flow-type spirometers, in addition to
volume-type spirometers, which were in widespread use in 1978 when OSHA
published the current standard, and remain in use today. The proposed
[[Page 68513]]
changes would apply only to equipment purchased one year after OSHA
publishes the final standard in the Federal Register. This would give
time for distributors to exhaust existing stocks and allow medical
providers to continue using the older spirometers until they buy new
ones in the normal course of business.
---------------------------------------------------------------------------
\9\ Appendix D provides minimal standards that must be employed
when making spirometry measurements. Users of Appendix D should also
consult generally accepted practices from ATS/ERS (Pellegrino et
al., 2005; Miller et al., 2005), NIOSH (CDC/NIOSH, 2003), and ACOEM
(Townsend, 2011) for a complete list of current spirometry
standards. OSHA's spirometry guidance also outlines those practices
(OSHA, 2013).
---------------------------------------------------------------------------
Current Appendix D(I)(b) specifies volume capacity for spirometers,
and the proposed revision would change it from seven to eight liters.
Current Appendix D(I)(e) specifies flow rates for flow-type
spirometers, and the proposed revision would change it from 12 to 14
liters per second. These proposed revisions to Appendix D(I)(b) and (e)
reflect current recommendations by ATS/ERS (Miller et al., 2005).
Current Appendix D(I)(g) requires either a tracing or display, and
OSHA is proposing to revise this language to ``paper tracing or real-
time display.'' When OSHA published the current standard in 1978, a pen
linked to a physical strip chart generated tracings of expiration
curves on graph paper during pulmonary testing. In contrast, most
current flow-type and volume-type spirometers use computer-generated
displays of expiration curves projected on the spirometer or on an
attached computer screen.
OSHA is proposing to add size specifications for computer-generated
displays, the technology most often used today (Miller et al., 2005).
An issue that was critical for tracings in 1978, and remains critical
for both tracings and displays today, is that they be large enough to
allow a technician to easily evaluate the technical acceptability of
the expiration during testing. A large real-time display allows the
technician to easily view a technically unacceptable expiration and
coach the worker to achieve optimal expirations in subsequent attempts.
Current Appendix D(I)(g) also specifies requirements for paper tracings
of the expiration curve, and requires that the tracings be of
sufficient size for hand measurements to conform to Appendix D(I)(a).
OSHA is proposing to revise paragraph D(I)(g) to indicate ``If hand
measurements will be made.'' OSHA is proposing these changes because
hand measurements are currently rarely used, and the values currently
shown in the expiration curve are usually computer generated today.
Appendix D(I)(g) also requires the spirometer to display flow
versus volume or volume versus time tracings. The proposed revision
would require the spirometer to display both flow-volume and volume-
time curves or tracings during testing. The flow-volume curve
emphasizes early expiration and allows the technician to detect
problems early in the maneuver (OSHA, 2013). The volume-time curve
emphasizes the end of the expiration and allows the technician to coach
the patient to achieve a complete expiration (OSHA, 2013). OSHA is also
proposing to update the paragraph to indicate that both types of curves
or tracings must be stored and available for recall. This requirement
to store curves will allow the assessment of results for acceptability
and repeatability, once testing is concluded, and it will also make it
possible to include the curves in reports to health care providers who
interpret the results (OSHA, 2013).
Current Appendix D(I)(h) requires that instruments be capable of
accumulating volume for a minimum of 10 seconds and not stop
accumulating volume before (1) the volume change for a 0.5-second
interval is less than 25 millimeters, or (2) the flow is less than 50
milliliters per second for a 0.5-second interval. As noted by ATS in
1987, these end-of-test criteria, which were first included in the 1979
ATS statement, caused premature termination of exhalation and FVCs that
were falsely reduced by as much as 9 percent (ATS, 1987). To avoid such
falsely reduced FVCs, ATS defined end-of-test criteria only according
to volume change from 1987 onward (ATS 1987, 1994, 2005). Therefore,
OSHA is proposing to update the first clause by specifying the
currently recommended volume change of less than 25 milliliters for a
1-second interval (Miller et al, 2005) and is also proposing to remove
the latter clause, i.e., that the instrument shall not stop
accumulating volume before the flow is less than 50 milliliters per
second for a 0.5-second interval. The proposed changes make Appendix D
consistent with current ATS/ERS recommendations for expiratory end-of-
test criteria using volume increment only, since flow rate criteria
were abandoned in 1987 (ATS, 1987; Miller et al., 2005). OSHA is also
proposing to update this provision by revising the time for which the
instrument must be capable of accumulating volume to 15 seconds, the
maximum time for which an exhalation should be done according to ATS/
ERS (Miller et al., 2005). In 1987, ATS stated that they encourage
spirometer designs that allowed patients to continue exhaling for as
long as possible (ATS, 1987).
Current Appendix D(I)(j), (II)(b), and (IV)(b) provide requirements
for the calibration of spirometers, and the proposal updates several of
these requirements. The proposed revisions to Appendix D(I)(j),
(II)(b), and (IV)(b) clarify that the technician must always check the
calibration of spirometers, and recalibrate them only if the spirometer
requires the technician to do so. That change is consistent with
recommendations by ATS/ERS (Miller et al., 2005). The reason for the
proposed change is that while technicians cannot recalibrate many
spirometer models in current use, they nevertheless must check all
spirometers regularly when in use to ensure that the spirometers are
operating within calibration limits, i.e., that the spirometers are
accurate (OSHA, 2013).
OSHA is proposing to delete the following text from Appendix
D(I)(j) because it is ambiguous and provides no useful information: ``.
. . with respect to the FEV1 and FVC. This calibration of the FEV1 and
FVC may be either directly or indirectly through volume and time base
measurements.'' OSHA also is proposing to update paragraph D(I)(j) to
include the current ATS/ERS requirements for calibration-syringe
accuracy and volume displacement (Miller et al., 2005). As noted above,
OSHA is proposing to revise the term ``calibration'' to ``calibration
check.'' Another proposed change to paragraph D(I)(j) is to revise the
term ``calibration source'' to ``calibration syringe'' because a
syringe is the only type of calibration source currently used, so
specifying a syringe instead of a source would clarify the requirement.
In addition, OSHA proposes to change the word ``should'' in D(I)(j)
to ``shall,'' so the new D(I)(j)(2) would read, ``the volume-
calibration syringe shall provide a volume displacement of at least 3
liters and shall be accurate to within 0.5 percent of 3
liters (15 milliliters).'' The phrase ``should'' sounds advisory, and
the current practices that OSHA proposes to adopt are based on the 3
liter size of the syringe. OSHA seeks comment on this change to
``shall.''
Current Appendix D(II)(b) provides that technicians should perform
calibrations using a syringe or other source of at least two liters.
The proposed change in the syringe volume to three liters is consistent
with current practices. OSHA also is proposing to change the term
``syringe or other volume source'' to ``syringe'' for the reasons
described above in the discussion of paragraph D(I)(j). Another
proposed change to Appendix D(II)(b) would be to delete the phrase ``or
method.'' The meaning of that phrase is unclear; the sentence is
addressing calibration checks of an instrument (i.e., spirometer), not
a method. OSHA also is proposing calibration check procedures for flow-
type and volume-type spirometers to determine whether a spirometer is
recording 3 liters of air
[[Page 68514]]
3.5 percent (Miller et al., 2005; OSHA, 2013). The check of flow-type
spirometers would involve the injection of air at three different
speeds, and the check of volume-type spirometers would involve a single
injection of air and a check for spirometer leakage. Users should refer
to generally accepted practices and other guidance for complete details
about calibration checks (see, e.g., Miller et al., 2005; Townsend,
2011; OSHA, 2013). OSHA also proposes to change the term
``recalibration'' in this provision to ``calibration checks'' for the
reasons stated above in the discussion of paragraph D(I)(j). Finally,
OSHA proposes to change ``should'' to ``shall'' in the first sentence
of D(II)(B) for the same reasons as discussed above regarding paragraph
D(I)(j).
Appendix D(II)(a) currently contains requirements for measuring
forced expirations, including having the patient make at least three
forced expirations. OSHA is proposing to update this paragraph to have
the patient perform at least three, but no more than eight, forced
expirations during testing. This proposed change would clarify that up
to eight forced expirations can be attempted to obtain three acceptable
forced expirations (Miller et al., 2005). The same paragraph currently
states that ``The subject may sit, . . .'' OSHA proposes that
``subject'' be changed to ``patient'' because ``subject'' implies
someone in an experimental trial, while patient is the more appropriate
term for someone undergoing screening at a medical facility, and
``patient'' is the term used most often in the standard. OSHA also is
proposing to clarify the text in paragraph D(II)(a) to indicate that
the expiration must be repeatable. The term ``repeatability,'' now used
by ATS/ERS, would be an update to the existing term
``reproducibility''; paragraph D(II)(a)(7) lists the criteria for
repeatable (formerly, reproducible) results. In addition, Appendix
D(II)(a) lists elements of ``unacceptable'' efforts in paragraphs
(a)(1)-(a)(7); OSHA proposes to revise this language to ``technically
unacceptable'' to make clear that the problem is not with the worker's
lungs but with the flaws in how the test is conducted.
Appendix D(II)(a)(3) currently specifies that a worker's efforts
during testing are unacceptable when the expiration does not continue
for at least five seconds or until an obvious plateau in the volume-
time curve occurs. The proposed revision to this paragraph clarifies
that results may be acceptable if the worker attempted to exhale
(versus actually exhaled) for at least six seconds and until an obvious
plateau in the volume-time curve occurs (Miller et al., 2005).
Therefore, the expiration must meet both of these criteria for a
spirometry result to be technically acceptable. Many workers who are
young or have small lung volumes can complete an expiration in less
than six seconds, and their results may be acceptable if the technician
observes an obvious plateau in the volume-time curve (OSHA, 2013).
Appendix D(II)(a)(4) provides that the results are unacceptable
when the worker coughs or closes the glottis during forced expiration.
This proposed change clarifies that the results are unacceptable if
coughing occurs in the first second of expiration, a condition that is
consistent with current ATS/ERS recommendations (Miller et al., 2005).
Coughing in the first second interferes with measurement of the FEV1
(Miller et al., 2005), but coughing toward the end of the expiration
does not affect test results (OSHA, 2013). Glottis closure at any time
may result in premature termination of the expiration (Miller et al.,
2005).
Appendix D(II)(a)(6) provides that the results are unacceptable
when there is an unsatisfactory start to expiration characterized by
excessive hesitation, i.e., one with an extrapolated volume greater
than 10 percent of the FVC on the volume-time curve. As noted in the
1987 ATS statement, a criterion of 10 percent could result in a falsely
elevated FEV1 from a suboptimal effort (ATS, 1987). The proposed change
would indicate that extrapolated volume must be less than 150
milliliters or 5 percent of the FVC, whichever is greater, to be
unacceptable. It would update the provision to be consistent with the
most recent ATS/ERS recommendation on criteria for start-of-test so
that an accurate time zero is set (Miller et al, 2005). All ATS or ATS/
ERS statements define acceptable start-of-test criteria according to
volume, as well as percent FVC, using whichever criterion is larger for
a given patient (ATS, 1979, 1987, 1994; Miller et al., 2005), and it is
not clear why the volume value was excluded from the current cotton
dust standard. OSHA is proposing to include the 2005 ATS/ERS
recommendations for volume, in addition to percentage of FVC, for
consistency with ATS/ERS. Expressing the values as both percentage of
FVC and as a volume, and using whichever approach gives the larger
allowed extrapolated volume, aids in the interpretation of results for
individuals with very small or very large lung volumes. For example,
since 5 percent of FVC will be less than 150 milliliters in individuals
with FVC < 3.00 L, the 150 milliliter criterion would be used for those
patients. But 5 percent of FVC would exceed 150 milliliters in
individuals with FVC > 3.00 L, so in that case the 5 percent of FVC
criterion would be used to evaluate the start-of-test for these
patients.
As stated above, Appendix D(II)(a)(7) contains criteria for
acceptable repeatability. Editorial changes proposed in Appendix
D(II)(a)(7) are for clarification. Notably, OSHA would remove the word
``three'' because technicians can examine up to eight acceptable curves
to select the two highest FEV1 and FVC values (Miller et al., 2005).
OSHA is also proposing to change ``variation'' to ``difference''
because ``difference'' is the more appropriate mathematical term to use
when comparing only two numbers.
In Appendix D(II)(a)(7), OSHA also is proposing to revise the
maximum difference between the two largest FVC values and the two
largest FEV1 values of a satisfactory test to 150 milliliters, a change
from the current maximum difference of 10 percent or 100
milliliters, whichever is greater. This proposed revision to the
criteria for acceptable repeatability reflects current ATS/ERS
recommendations (Miller et al., 2005). In 2005, ATS/ERS stated that
many patients are able to achieve repeatability of FEV1 and FVC to
within 150 milliliters (Miller et al., 2005). In 1994, the ATS changed
its repeatability criterion from a volume and a percentage difference
between values to a volume difference only, so that the criterion was
equally stringent for all lung sizes, and also so that it was easy to
compute during the test if hand-measurements were made (ATS, 1994).
OSHA is also proposing editorial changes to make it clear that the
difference between the two largest acceptable FVC values should not
exceed 150 milliliters and the two largest acceptable FEV1 values
should not exceed 150 milliliters.
The Agency discussed proposed changes to Appendix D(II)(b) above.
OSHA is proposing to remove Appendix D(III)(b). The paragraph
refers to a NIOSH guideline that specifies an outdated evaluation
criterion of FEV1/FVC ratio of 0.75 percent, and OSHA is unaware of an
updated NIOSH cotton dust guideline that more appropriately compares
the FEV1/FVC ratio to LLN. As noted above, generally accepted practices
use the LLN as the basis for classifying possibly abnormal lung
function because it accounts for age-related declines in lung function
(Townsend, 2011). Appendix D(III)(b) also refers to a table that OSHA
never included in the final Cotton Dust
[[Page 68515]]
Standard. That table was most likely Table XII-12 in the NIOSH criteria
document for cotton dust (CDC/NIOSH, 1974). The lack of the table does
not appear to be a pressing issue since no user complained about the
missing table after OSHA promulgated the standard. In addition, the
information is available to users in the NIOSH criteria document.
The proposed updates to paragraphs D(IV)(a) and (d) would change
``reproducibility'' to ``repeatability'' to conform to the terminology
now used by ATS/ERS (Miller et al., 2005). ``Repeatability'' would have
the same meaning as ``reproducibility.'' OSHA also is proposing to
change the term ``calibration'' in paragraph D(IV)(b) to ``calibration
checks'' for the reasons stated above in the discussion of paragraph
D(I)(j). OSHA also proposes to change ``subject'' to ``patient'' in
paragraph D(IV)(c) for the reason discussed above in the discussion of
paragraph D(II)(a).
References
ATS (American Thoracic Society). Medical Section of the American
Lung Association(1979). ATS Statement--Snowbird Workshop on
Standardization of Spirometry. American Review of Respiratory
Disease, 119, 831-838.
ATS (American Thoracic Society). Medical Section of the American
Lung Association(1987). Standardization of Spirometry--1987 Update.
Am Rev Respir Dis, 136, 1285-1298.
ATS (American Thoracic Society). Medical Section of the American
Lung Association(1994). Standardization of Spirometry--1994 Update.
Am Resp Crit Care Med, 152, 1107-1136.
CDC/NIOSH (Centers for Disease Control/National Institute for
Occupational Safety and Health)(1974). Criteria for a Recommended
Standard: Occupational Exposure to Cotton Dust. Chapter XII: Tables
and Figures. https://www.cdc.gov/niosh/pdfs/75-118f.pdf.
CDC/NIOSH (Centers for Disease Control/National Institute for
Occupational Safety and Health)(2003). Spirometry training guide.
December 1, 2003. https://www.cdc.gov/niosh/docs/2004-154c/pdfs/2004-154c.pdf.
CDC/NIOSH (Centers for Disease Control/National Institute for
Occupational Safety and Health)(2010). Spirometry reference value
calculator. https://www.cdc.gov/niosh/topics/spirometry/RefCalculator.html.
Hankinson, J. L., Odencrantz, J. R. and Fedan, K. B. (1999).
Spirometric reference values from a sample of the general US
population. Am J Respir Crit Care Med., 159, 179-87.
Hankinson, J. H., Kawut, S. M. and Shahar, E. (2010). Performance of
American Thoracic Society-recommended spirometry reference values in
a multiethnic sample of adults. Chest, 137, 138-145.
Knudson, R. J., Slatin, R. C., Lebowitz, M. D. and Burrows, B.
(1976). The maximal expiratory flow-volume curve. Normal standards,
variability, and effects of age. Am Rev Respir Dis, 113, 587-600.
Miller, M. R., Hankinson, J., Brusasco, V., Burgos, F., Casaburi,
R., Coates, A. . . . Wanger, J. (2005). American Thoracic Society/
European Respiratory Society (ATS/ERS) Task Force: Standardisation
of Spirometry. Eur Respir J, 26, 319-33, https://www.thoracic.org/statements/resources/pfet/PFT2.pdf.
OSHA (Occupational Safety and Health Administration) (2013).
Spirometry testing in occupational health programs. Best practices
for healthcare professionals. US Department of Labor. https://www.osha.gov/Publications/OSHA3637.pdf.
Pellegrino, R., Viegi, G., Brusasco, V., Crapo, R. O., Burgos, F.,
Casaburi, R. . . . Wanger, J. (2005). ATS/ERS standardisation of
lung function testing. Interpretative strategies for lung function
tests. Eur Respir J., 26, 948-968.
Redlich, C. A., Tarlo, S.M., Hankinson, J.L., Townsend, M. C.,
Eschenbacher, W. L., Von Essen, S. G., Sigsgaard, T. and Weissman,
D.N. (2014). American Thoracic Society Committee on Spirometry in
the Occupational Setting. Official American Thoracic Society
technical standards: Spirometry in the occupational setting. Am J
Respir Crit Care Med., 189(8), 983-93.
Sanders, C. L., Yesupriya, A. J., and Curtin, L. R. (undated).
Analysis of Population Structure and Stratification in NHANES III
Self-Reported Race/Ethnicities. https://www.cdc.gov/genomics/events/file/print/10year/08_pop_struct_ab.pdf.
Townsend, M. C. (2011). American College of Occupational and
Environmental Medicine (ACOEM) Occupational and Environmental Lung
Disorders Committee. Spirometry in the occupational health setting--
2011 update. J Occup Environ Med, 53, 569-584. https://www.acoem.org/uploadedFiles/Public_Affairs/Policies_And_Position_Statements/ACOEM%20Spirometry%20Statement.pdf.
4. Subpart F of 1915--General Working Conditions, Definitions in 29 CFR
1915.80
Existing requirements in the sanitation standard for Shipyard
Employment, Sec. 1915.88(j)(1) and (j)(2), specify that employers
must, to the extent reasonably practicable, clean and maintain
workplaces in a manner that prevents vermin infestation. When employers
detect vermin, they must implement and maintain an effective vermin-
control program.
Paragraph (b)(33) of Sec. 1915.80 defines the term ``vermin'' as
``insects, birds, and other animals, such as rodents and feral cats,
that may create safety and health hazards for employees.'' OSHA
included this definition in the proposal for 29 CFR part 1915, subpart
F, General Working Conditions in Shipyard Employment, on December 20,
2007 (72 FR 72452). In that NPRM, OSHA requested comment on the
proposed vermin-control provisions, as well as examples of vermin that
are present and the types of controls employers use to prevent the
harborage of vermin in shipyard worksites. Id. at 72484. The Agency
cited the hazards associated with exposure to insects, birds, and
rodents in the preamble discussion, but did not mention any hazards
associated with feral cats. Id. The Agency received two comments on
these provisions. One commenter stated that vermin did not pose a
serious hazard to workers and that OSHA should remove these provisions
from the rulemaking (Ex. 197.1, Docket No. OSHA-S049-2006-0675). The
other commenter explained that the number and types of vermin are
greater than OSHA indicated in the proposed discussion, and that ``[t]o
`implement and maintain an effective control program' as required in
this section would probably be very expensive, near impossible or even
illegal'' (Ex. 121.1, Docket No. OSHA-S049-2006-0675). Based on the
general industry sanitation standard that applied to shipyard
employment prior to the subpart F rulemaking, and these limited
comments, the final standard adopted the proposed definition 76 FR
24576 (May 2, 2011). The final rule preamble also did not identify any
hazards associated with feral cats. Id. at 24616.
Recently, stakeholders raised concerns about including feral cats
in the definition of vermin. These stakeholders argue that while the
possibility exists for feral cats to pose safety and health hazards for
employees (e.g., bites, scratches, fecal contamination), the threat is
minor as the cats tend to avoid human contact. Further, these
stakeholders expressed concern that including the term ``feral cats''
in the definition of vermin encourages cruel and unnecessary
extermination. OSHA recognizes these concerns and, therefore, is
proposing to remove the term ``feral cats'' from the definition in
Sec. 1915.80(b)(33). The revised provision would define the term
``vermin'' as ``insects, birds, rodents and other animals that may
create safety and health hazards for employees.'' The Washington State
Plan also removed the term ``feral cats'' from its definition of
vermin, which is equivalent to OSHA's definition in Sec.
1915.80(b)(33) (WAC 296-304-01001). The proposed revision also is
consistent with the general industry sanitation standard provision on
vermin, which describes vermin as ``rodents, insects, and other
vermin'' (Sec. 1910.141(a)(5)). OSHA does not believe that removing
the term ``feral
[[Page 68516]]
cats'' from the definition will reduce worker health and safety, and
notes that feral cats may help reduce the presence of other vermin. To
the extent feral cats pose a safety or health hazard at any particular
shipyard, OSHA would consider the cats to be ``other animals'' under
the standard.
5. Subpart D of 1926--Occupational Health and Environmental Controls,
Medical Services and First Aid in 29 CFR 1926.50
Under 29 CFR 1926.50, employers must provide specified medical
services and first aid to employees to address serious injuries that
may occur on the job. Existing Sec. 1926.50(f) requires the posting of
telephone numbers of physicians, hospitals, or ambulances for worksites
located in areas where 911 emergency service is not available. OSHA
adopted this requirement in 1979 when 911 emergency service was still a
relatively new concept, and was available only in certain parts of the
country.
Today, 911 emergency service is available almost everywhere in
North America. In nearly all locations in the United States and Canada,
a 911 call over a land-line telephone will link the caller to an
emergency-dispatch center. In the United States, most localities with
911 service also have so-called ``Enhanced 911,'' which will not only
connect the land-line caller to a dispatcher, but also will
automatically provide the caller's location to the emergency
dispatcher. This automatic-location information is critical for
emergency responders in cases when the 911 caller does not know his/her
exact location, or does not have sufficient time to provide such
information.
Although the automatic transmission of location information to
emergency dispatchers is customary for land-line telephones, the task
of automatically transmitting location information is more complex when
the emergency call originates from a wireless telephone. Since 1996,
the Federal Communications Commission (FCC) has been phasing in the
requirement that wireless carriers adopt technologies that provide 911
caller-location information. However, carriers are not likely to
complete the phase-in until 2019; consequently, the FCC established a
procedure for exempting carriers from the location requirement. As a
result, in some remote areas of the country, wireless-telephone
carriers still are unable to provide accurate information about the
location of the 911 caller to 911 answering centers. The proposed
revision to Sec. 1926.50(f) updates the 911 service-posting
requirements consistent with the current status of land-line and
wireless-telephone technologies.
The proposed standard addresses the problem of locating callers,
usually cell-phone callers, in remote areas that do not have automatic-
location capability. In such areas, the proposed standard requires
employers to post in a conspicuous location either the latitude and
longitude of the worksite or other location-identification information
that effectively communicates the location of the worksite. OSHA notes
that when ACCSH discussed this proposal, one member stated that he had
seen a contractor provide latitude and longitude coordinates at a
remote site on stickers given to employees. (ACCSH Aug. 23, 2013
transcript, p. 85.) Employers can obtain information about which
counties, or portions of counties, are exempted from the 911 location
accuracy requirements from FCC PS Docket No. 07-114, which is publicly
available on the FCC's Electronic Comment Filing System (ECFS) Web
page: https://apps.fcc.gov/ecfs/proceeding/view?name=07-114.
The proposed revision also requires employers to ensure that the
communication system they use to contact ambulance service is
effective. Under existing Sec. 1926.50(e), employers are required to
provide a communication system for contacting ambulance service, or
proper equipment for transportation of an injured person. When using
wireless telephones as a communication system, however, that system's
availability varies based on the location of the caller. If an employer
is relying upon a communication system at a worksite, it must be
effective at the worksite. The Agency is retaining the requirement to
post telephone numbers of physicians, hospitals, or ambulances for
worksites located in areas where 911 emergency service is not
available.
6. Subpart D of 1926--Occupational Health and Environmental Controls,
Gases, Vapors, Fumes, Dusts, and Mists in 29 CFR 1926.55
The provisions of Sec. 1926.55 establish permissible exposure
limits for numerous toxic chemicals used during construction
activities. These provisions are the construction counterpart to the
general industry standard at Sec. 1910.1000. However, OSHA believes
that several of these provisions, notably paragraph (a), paragraph (c),
and Appendix A to Sec. 1926.55, need clarification. In this regard,
OSHA believes, first, that the use of the phrase ``threshold limit
values'' and the reference to the American Conference of Governmental
Industrial Hygienists (ACGIH), in both paragraph (a) and Appendix A,
are confusing. Since these are OSHA standards, the correct terminology
to express these limits is ``permissible exposure limits,'' and the
proposed revision makes this revision. Moreover, while OSHA originally
adopted these limits from ACGIH recommendations, the limits are OSHA,
not ACGIH, requirements. Therefore, the proposed revision deletes the
references to ACGIH.
Second, the phrase ``shall be avoided'' in paragraph (a) has an
advisory, rather than a mandatory, connotation and, therefore, is not
appropriate in regulatory text. OSHA is proposing to revise this
language to read, ``An employee's exposure . . . must at no time exceed
the exposure limit given for that substance.''
Third, the words ``inhalation, ingestion, skin absorption, or
contact'' in paragraph (a) are redundant and confusing. In addition,
the concentrations listed are airborne values, and the standard
addresses exposure through any route. Therefore, the proposed language
deletes these words.
Fourth, Appendix A is not an appendix but an integral part of the
standard. The proposal, therefore, would acknowledge this relationship
by revising the heading to read, ``Table A.''
Fifth, Appendix A (proposed Table A) has a column labelled ``Skin
Designation'' under which an ``X'' demarcates certain substances,
although the appendix provides no definition of ``X.'' The 1970 ACGIH
publication, however, notes that the ``X'' identifies substances that
present a dermal hazard. The proposed revision adds a footnote to the
proposed table that clarifies the meaning of this designation.
Sixth, Appendix A (proposed Table A) has two footnotes designated
by asterisks. However, there are no asterisks in the body of the
appendix referencing these footnotes. The first footnote, consisting of
a single asterisk, says, ``The PELs are 8-hour TWAs unless otherwise
noted; a (C) designation denotes a ceiling limit.'' The second
footnote, consisting of two asterisks, states, ``As determined from
breathing-zone air samples.'' The proposed revision deletes these two
footnotes, and moves the content of the footnotes to proposed
paragraphs (a)(1) and (a)(2) of Sec. 1926.55.
Finally, OSHA is proposing to correct the cross-references to
OSHA's construction asbestos standard in paragraph (c) and in Appendix
A (proposed Table A). The correct cross reference is: Sec. 1926.1101.
[[Page 68517]]
7. Subpart D of 1926--Occupational Health and Environmental Controls,
Process Safety Management of Highly Hazardous Chemicals in 29 CFR
1926.64
To avoid unnecessary duplication, OSHA is proposing to replace the
entire 31 pages of regulatory text for the Process Safety Management of
Highly Hazardous Chemicals (PSM) Standard for construction at Sec.
1926.64 with a cross reference to the identical general industry
standard at Sec. 1910.119. Other construction standards have similar
cross references to corresponding general industry standards; for
example, the Respiratory Protection Standard for construction at Sec.
1926.103 refers to the general industry Respiratory Protection Standard
at Sec. 1910.134.
OSHA believes that it is unnecessary to reproduce the entire PSM
Standard in 29 CFR part 1926 because construction employers rarely have
a PSM program at their worksites. The PSM standard affects construction
employers mainly through paragraph (h), Contractors, when they perform
construction work at refineries or chemical-manufacturing plants; in
these cases, the host employer generally will have a copy of the
standard available. Should construction employers require a copy of the
PSM Standard, they can obtain a copy readily at OSHA's Web page.
8. Subpart E of 1926--Personal Protective and Life Saving Equipment,
Criteria for Personal Protective Equipment in 29 CFR 1926.95
Current Sec. 1926.95(a) of the construction personal protective
equipment (PPE) standard states that PPE ``shall be provided, used, and
maintained in a sanitary and reliable condition wherever it is
necessary.'' PPE must fit properly in order to provide adequate
protection to employees. This can be a particular issue for small-
stature construction workers, including some females, who may not be
able to use standard-size PPE. Section 1926.95(c)'s requirement that
PPE to be ``of safe design'' implicitly precludes the use of ill-
fitting equipment. However, OSHA's construction standard does not
contain an explicit requirement for PPE used in construction to fit
each affected employee, like the general industry PPE standard does
(see 29 CFR 1910.132(d)(1)(iii)).
Several commenters responding to the request for information for
this rulemaking, including the AFL-CIO and the International Safety
Equipment Association, recommended that the Agency revise its
construction PPE standards to ensure that PPE fits all construction
employees (Exs. OSHA-2012-0007-0012 and -0018).
Revising Sec. 1926.95(c) to require employers to select PPE that
properly fits each employee will clarify the construction PPE
requirements on this point and make them consistent with general
industry PPE requirements. The Agency believes that providing clear and
explicit language on this point will help ensure employers provide
employees with properly fitting PPE, thereby adequately protecting
employees exposed to hazards requiring PPE. The proposed language,
therefore, merely clarifies, and makes explicit, the requirement that
all PPE used in construction fit properly.
9. Subpart E of 1926--Personal Protective and Life Saving Equipment,
Safety Belts, Lifelines, and Lanyards in 29 CFR 1926.104
OSHA is proposing to revise the minimum breaking-strength
requirement for lifelines in the Safety belts, lifelines, and lanyards
standard, Sec. 1926.104(c), to 5,000 pounds. This proposed revision
will bring Sec. 1926.104(c) into conformity with the breaking-strength
requirements for lanyards and vertical lifelines in the Fall protection
systems criteria and practices (``Fall Protection'') standard at Sec.
1926.502(d)(9). The Agency concludes that making identical
specifications for the same equipment will avoid confusion and,
thereby, improve compliance.
The breaking strength of a lifeline is the maximum load that it can
carry without failing or breaking. Under existing Sec. 1926.104(c),
the minimum breaking-strength requirement is 5,400 pounds. As noted by
OSHA in the proposed Fall Protection standard published on November 25,
1986 (51 FR 42718, 42726), the Agency based the 5,400-pound requirement
on the breaking strength of the then-available \3/4\-inch diameter
manila rope used for body-belt systems and not on the forces generated
in a fall. The basis for the revised requirement of 5,000 pounds
adopted in the final Fall Protection standard and proposed now for
Sec. 1926.104(c) is the force generated by a 250-pound employee
experiencing a force 10 times the force of gravity, plus a two-fold
margin of safety. Id. This proposed revision also is consistent with
the most recent ANSI/ASSE standards Z359.1 2007 and A10.32.
10. Subpart G of 1926--Signs, Signals, and Barricades
The provisions regarding accident prevention signs, signals, and
barricades in 29 CFR 1926.200(g), 201 and 202, subpart G (Signs,
Signals, and Barricades), contain requirements for employers' use of
accident prevention signs, tags, signaling and barricades. These
provisions require that traffic control signs and devices used for the
protection of workers, barricades used for the protection of workers,
and signaling by flaggers and the use of flaggers, including warning
garments worn by flaggers, comply with the mandatory provisions of
either of two versions of Part VI of the MUCTD. Employers may comply
with Part VI of the 1988 Edition, Revision 3, September 3, 1993, MUTCD
(``1988 Edition'') or the Millennium Edition, December 2000 MUTCD
(``Millennium Edition'').
Several commenters to the SIP-IV Request for Information (77 FR
72781), including the AFL-CIO (OSHA-2012-0007-0012), the Laborers'
Health and Safety Fund of North America (OSHA-2012-0007-0011), and the
American Road and Transportation Builders Association (OSHA-2012-0007-
0025), asked OSHA to update subpart G because the Department of
Transportation (DOT) updated the MUTCD in 2009. These revisions aimed
to expedite traffic, promote uniformity, improve safety, and
incorporate technology advances in traffic control device application
(74 FR 66730). In addition, DOT issued two revisions to the MUTCD in
2012 (77 FR 28455 and 77 FR 28460).
OSHA is proposing revisions to Subpart G, including an update to
the references to the MUTCD to the November 4, 2009 MUTCD (``2009
Edition''), including Revision 1 dated May 2012 and Revision 2 dated
May 2012. Updating the reference to the 2009 Edition MUTCD will
eliminate confusion as to which edition employers must comply with, and
will inform employers that compliance with DOT regulations will not
conflict with outdated OSHA regulations.
Statement of Reasonable Availability
OSHA believes that the Manual on Uniform Traffic Control Devices is
reasonably available to interested parties. It is available from the
Federal Highway Administration, United States Department of
Transportation, 1200 New Jersey Ave. SE., Washington, DC 20590;
telephone: 202-366-4000; Web site: https://www.fhwa.dot.gov/. In
addition, it is available in the docket for this rulemaking and in
OSHA's docket office for review. If OSHA ultimately finalizes this
rule, the standards will be maintained in OSHA's national and regional
offices for review by the public.
DOT requires that traffic control signs or devices conform to the
2009 Edition
[[Page 68518]]
(see 23 CFR 655.601 to .603). DOT regulations recognize that the MUTCD
is the national standard for all traffic control devices installed on
any street, highway, or bicycle trail open to public travel (Sec.
655.603(a)). DOT requires compliance with the 2009 Edition for all
federal-aid construction areas (Sec. 655.603(d)(3)). In addition, each
State must have a highway safety program that complies with DOT's
designated national standard, and where State or other federal agency
MUTCDs or supplements are required, they shall be in substantial
conformance with the 2009 Edition(23 U.S.C. 402(a); 23 CFR
655.603(b)(1)). Substantial conformance means that the State MUTCD or
supplement shall conform as a minimum to the standard statements
included in the 2009 Edition (Sec. 655.603(b)).
The differences between OSHA's standards that reference the 1988
Edition and the Millennium Edition MUTCDs and DOT's regulations cause
potential industry confusion and inefficiency, without advancing worker
safety. Accordingly, in Directive CPL 02-01-054, dated October 16,
2012, OSHA stated that it would accept compliance with the 2009 Edition
in lieu of compliance with the 1988 Edition or Millennium Edition
MUTCDs referenced in Sec. 1926.200(g) through its de minimis policy.
OSHA reviewed the differences between the 1988 Edition, the
Millennium Edition, and the 2009 Edition, and concluded that the more
recently published manual will provide greater employee safety benefits
than the older versions. The 2009 revisions to the MUTCD largely make
the document more accessible and account for advances in technology. A
comparison of the 1988 and 2009 Editions shows few new requirements;
rather, the document is easier to use, with more guidance and
supporting material available. The MUTCD is a complex document
comprised of standards, guidance, and supporting material. Under Sec.
1926.6(a), OSHA's Subpart G provisions incorporate by reference only
the mandatory provisions of the MUTCD, i.e., those provisions
containing the word ``shall'' or other mandatory language, and only
those provisions that affect worker safety with regard to the use of
signs, devices, barricades, flaggers and points of hazard. Often, it
was difficult to locate these provisions, but the 2009 Edition clearly
labels them ``standards.''
The revisions to the 1988 and Millennium Editions that affect
worker safety are minimal. DOT identified the following areas as
significant revisions that relate to work safety in the final rule (74
FR 66730):
The needs and control of all road users through a
temporary traffic-control (TTC) zone apply to all public facilities and
private property open to public travel, in addition to highways.
Federal Highway Administration (FHWA) allows non-compliant
devices on existing highways and bikeways to be brought into compliance
with the current edition of the MUTCD as part of the systematic
upgrading of substandard traffic control devices (and installation of
new required traffic control devices) required pursuant to the Highway
Safety Program, 23 U.S.C. 402(a). If the FHWA establishes a target
compliance date for upgrading such devices, traffic control devices
shall be in compliance by that date. (These target compliance dates
established by the FHWA are shown in Table I-2 of the 2009 Edition.)
Workers within the public right-of-way must use high-
visibility safety apparel.
There is a new section titled ``Automated Flagger
Assistance Devices'' (AFAD). These optional devices enable a flagger to
assume a position out of the lane of traffic when controlling road
users through TTC zones.
New requirements that flaggers shall use a ``STOP/SLOW''
paddle, flag, or AFAD to control road users; the 2009 Edition prohibits
the use of hand movements alone. In the previous editions, it was not
clear that hand signals alone were insufficient.
All devices used for lane channelization (i.e., directing
vehicles in a particular direction) must be crashworthy.
Temporary traffic barriers, including their end treatments
(such as an impact attenuator), must be crashworthy.
There was one major revision to the MUTCD, the 2003 Edition,
between the Millennium Edition and the 2009 Edition. OSHA is providing
a list of the changes between the 2003 Edition and the 2009 Edition in
the record (find 2009 Edition figure changes at regulations.gov in
Docket No. OSHA-2012-0007).
Section 1926.200(g)--Traffic signs. Current paragraph (g)(1) of
Sec. 1926.200 states, ``[c]onstruction areas shall be posted with
legible traffic control signs at points of hazard.'' Accordingly,
current paragraph (g)(1) does not explicitly require protection by
traffic control devices. However, existing paragraph (g)(1) requires
legible signs at points of hazard and paragraph (g)(2) prohibits misuse
of both signs and devices, by requiring their use to conform to the
MUTCD. Not requiring employers to use, but prohibiting the misuse of,
protective devices at points of hazard is an anomaly that causes
unnecessary confusion. Additionally, current enforcement procedures
allow OSHA to cite an employer for a violation under paragraph (g)(1)
when the employer exposes an employee to a hazard resulting from the
lack of protective devices at points of hazard when the devices (i.e.,
channelization devices and warning devices) would essentially serve as
signs. (CPL 02-01-054, Paragraph XIII.F.2).
The proposed revision explicitly requires that employers use
traffic control devices at points of hazard. Accordingly, OSHA is
proposing to revise paragraph (g)(1) to require employers to use both
signs and devices at points of hazard. While paragraph (g)(2) would
still cover the misuse of signs and devices, the proposal would revise
this paragraph too. Proposed paragraph 200(g)(2) would clarify that it
covers the design and use of traffic-control devices, and would add a
list of those devices: Signs, signals, markings, barricades, and other
devices. Consistent with these revisions, OSHA would also revise the
headings of Sec. 1926.200 and paragraph (g) by adding the term
``devices'' to these headings. The Agency would retain the requirement
that signs be legible. These changes would clarify the requirements for
signs and devices.
Section 1926.201--Signaling. The Agency is limiting proposed
revisions to Sec. 1926.201 to the 2009 Edition update discussed above.
Section 1926.202--Barricades. OSHA is proposing to delete this
section because it would duplicate the requirements in the proposed
revisions to paragraph (g)(1), which also would require the use of
barricades as traffic control devices at points of hazard, and
paragraph (g)(2), which would require that the design and use of
barricades conform to the updated MUTCD.
Section 1926.203--Definitions applicable to this subpart. OSHA is
proposing to delete this section because the MUTCD defines or describes
most of the words defined in this section (e.g., barricade, signs,
signals). If OSHA retained this section, it would need to update these
definitions to conform to the MUTCD. To the extent that other
provisions of subpart G use the defined words but do not reference the
MUTCD, OSHA believes that providing definitions for these words is
unnecessary because the meanings of the words are either obvious or
defined clearly in applicable consensus standards or in other OSHA
standards;
[[Page 68519]]
for example, an adequate description of a ``tag'' is in Sec.
1926.200(h).
In summary, OSHA is proposing to amend the safety and health
regulations for construction to adopt and incorporate the 2009 Edition
of the MUTCD and clarify the regulatory text. The revisions would
delete the references in Sec. Sec. 1926.200(g)(2) and 1926.201(a) to
the 1988 Edition and Millennium Edition of the MUTCD and insert
references to the 2009 Edition. The revisions also would amend the
regulatory text of paragraphs (g)(1) and (g)(2) of Sec. 1926.200 to
eliminate confusion regarding OSHA's interpretation of the current
text. The proposal deletes Sec. 1926.202 because it duplicates the
requirements in the proposed revisions to Sec. 1926.200(g) and Sec.
1926.203 because the proposed revisions make this section unnecessary.
11. Subpart H of Part 1926--Materials Handling, Storage, Use, and
Disposal, General Requirements for Storage in 29 CFR 1926.250
Subpart H of OSHA's construction standards governs the handling,
storage, use, and disposal of construction materials on a work site.
Section 1926.250 addresses safe storage of building materials inside
buildings under construction, and Sec. 1926.250(a)(2) requires
employers to post maximum safe load limits of floors in storage areas.
This requirement is important in large buildings under construction
because employers store large, heavy quantities of building materials
in these structures to accommodate construction staging and schedules.
However, requiring employers to post safe load limits is unnecessary in
single-family home construction because employers do not use these
structures for storing heavy materials that could endanger employees
working at lower levels should the floor collapse. Therefore, OSHA is
proposing to exclude detached, single-family residences and townhouses
from the posting requirement.
OSHA finds that the proposed revision will lessen the compliance
burden of employers without jeopardizing the safety of employees. While
OSHA believes that employers involved in residential-building
construction do not place heavy loads on the floors of these
structures, the proposed revision does not relieve these employers of
the duty to ensure that any loads placed on these floors do not exceed
the maximum safe loads of the floors.
12. Subpart P of 1926--Excavations, Specific Excavation Requirements in
29 CFR 1926.651
Paragraphs (j)(1) and (j)(2) of Sec. 1926.651 specify requirements
for employers to protect employees from (1) loose rock or soil in
excavations, and (2) excavated or other materials or equipment that
could fall or roll into an excavation. Similar provisions were part of
OSHA's subpart P Excavation standard originally issued under the
Construction Safety Act in 1971 as 29 CFR 1518.651(h) and (i) (36 FR
7340, 7389, April 17, 1971), and OSHA retained them when it revised the
standard in 1989 (54 FR 45894, Oct. 31, 1989). The original 1971
standard placed the burden on employers to ensure employees' safety
from loose rock and soil, and excavated or other materials, in or
around excavations (36 FR 7340, 7389). The 1989 revision added to the
paragraphs (j)(1) and (j)(2) the phrase ``that could pose a hazard''
when referring to loose rock or soil and excavated or other materials
or equipment (54 FR 45894, 45924-45925).
A number of decisions by administrative law judges of the
Occupational Safety and Health Review Commission (OSHRC) have
interpreted the added phrase in the standard as placing the burden on
OSHA to establish that loose rock or soil or excavated or other
material or equipment poses a hazard to employees before it can
establish a violation of Sec. Sec. 1926.651(j)(1) and (j)(2). (See,
e.g., Black Construction Corp., 19 BNA OSHC 1043 (2000) (ALJ) ((j)(1));
Schaer Development of Central Florida, Inc., No. 11-0371, 2011 WL
3394942 (OSHRC ALJ June 2, 2011) ((j)(2))). These decisions are
contrary to most of OSHA's standards, which presume that a hazard
exists unless the employer can demonstrate otherwise (see, e.g., Austin
Bridge Co., 7 BNA OSHC 1761 (1979)). Moreover, the preamble to the 1989
revision does not indicate that OSHA intended to shift the burden when
it revised the 1971 provisions, but only to clarify the language of the
provisions (54 FR 45894, 45924). Thus, OSHA is proposing to remove the
phrase ``that could pose a hazard'' from Sec. 1926.651(j)(1) and
(j)(2). This revision would clarify, as originally intended, employers
must protect their employees from loose rock or soil and excavated or
other materials or equipment, and that OSHA does not have the burden of
demonstrating the existence of a hazard. Therefore, the standards
presume a hazard unless an employer complied with the protections
required by Sec. Sec. 1926.651(j)(1) and (j)(2).
Section 1926.651(j)(1) applies to loose rock or soil that can fall
from the face of the excavation. The preamble to the 1989 revision
states that this provision does not apply to all excavations, only
those excavations with loose rock or soil of ``sufficient volume [to]
endanger an employee'' (54 FR 45894, 45924). It is the employer's duty
to assess whether (1) the rock or soil is loose and (2) of sufficient
volume to potentially endanger or injure employees in the excavation.
The proposed revision would remove the phrase ``that could pose a
hazard,'' but would keep the language limiting this provision to loose
rock or soil. As noted in the previous paragraph, removing the language
``that could pose a hazard'' from the provision would preserve the duty
of employers to protect workers from the hazard, while relieving OSHA
of the initial burden of demonstrating that a hazard exists. OSHA also
is proposing to remove the language ``by falling or rolling from an''
from the provision as that language is unnecessary to describe the
hazard; however, OSHA is proposing to retain the term ``excavation
face'' in the provision to clarify the location of the hazard.
Section 1926.651(j)(2) applies to excavated materials (``spoil
piles'') or other materials or equipment that are on the surface near
the excavation. Employers must keep these piles, and other materials or
equipment, at least two feet from the edge of the excavation, or
prevent them from moving by using retaining devices. Excavated soil is
loose and may present a hazard to workers in an excavation. As
explained in the preamble to the 1989 revision:
The intent of this requirement is to protect employees from
materials, equipment, and spoil piles which might fall into
excavations. Obviously, materials such as excavated soil and stored
construction supplies can superimpose loads on the walls of an
excavation. Such loads can be the cause of cave-ins and must be
considered when determining what protection is necessary to
safeguard employees.
(54 FR 45894, 45925).
The proposed revision would remove the phrase ``that could pose a
hazard by falling or rolling into excavations,'' but would retain the
language ``excavated or other materials or equipment,'' from the first
sentence in paragraph (j)(2). The proposed language would keep the
remaining language in the paragraph, including the two-foot rule, and
would remove from OSHA the burden of demonstrating that a hazard
exists, while retaining the employers' duty to protect employees from
the hazards of excavated or other materials or
[[Page 68520]]
equipment placed less than 2 feet from the edge of the excavation.
13. Subpart S of 1926--Underground Construction, Caissons, Cofferdams
and Compressed Air, Underground Construction in 29 CFR 1926.800
Existing regulatory language in Sec. 1926.800(k)(10)(ii) requires
that mobile diesel-powered equipment used in ``other than gassy
operations'' underground be approved by the Mine Safety and Health
Administration (MSHA) in accordance with the provisions of 30 CFR part
32, or that the employer that demonstrate the equipment is ``fully
equivalent'' to MSHA-approved equipment. In 1996, MSHA revoked part 32
and replaced it with updated provisions in 30 CFR part 7, subpart E and
30 CFR 75.1909 Non-permissible diesel-powered equipment; \10\ design
and performance requirements, 75.1910 Non-permissible diesel-powered
equipment; electrical system design and performance requirements, and
75.1911 Fire suppression systems for diesel-powered equipment and fuel
transportation units (61 FR 55411). In 2001, MSHA issued 30 CFR
57.5067, which permits operators to use engines that meet Environmental
Protection Administration (EPA) requirements for engines as an
alternative to seeking MSHA approval under part 7, subpart E (66 FR
5706). The Agency proposes to update the regulatory language in Sec.
1926.800(k)(10)(ii) to cross-reference these updated provisions.
---------------------------------------------------------------------------
\10\ Non-permissible equipment may not be used in gassy
operations.
---------------------------------------------------------------------------
OSHA's existing regulatory language in Sec. 1926.800(i)(2)
requires that mobile diesel powered equipment used in ``gassy
operations'' underground be approved by MSHA in accordance with the
provisions of 30 CFR part 36, or that the employer demonstrate that the
equipment is ``fully equivalent'' to MSHA-approved equipment. MSHA has
also updated part 36. However, the reference in Sec. 1926.800(i)(2)
remains correct, and OSHA does not need to change the language to
ensure employers are following MSHA's updated requirements.
Under 30 CFR 57.5067, all engines used in underground mines must
have an affixed plate evidencing approval of the engine pursuant to 30
CFR part 7, subpart E or meet or exceed the applicable requirements of
the EPA listed in MSHA Table 57.5067-1. To use equipment with non-
permissible engines in non-gassy operations, the employer must ensure
it meets the requirements listed in 30 CFR 75.1909, 75.1910, and
75.1911 for other machine features. If the employer wishes to use
equipment with permissible engines, in gassy operations, it must ensure
the equipment meets the requirements listed in 30 CFR part 36 for other
machine features.
When MSHA revoked 30 CFR part 32 in 1996, it directed state and
federal agencies that reference 30 CFR part 32 to 30 CFR part 7,
subpart E and 30 CFR 75.1909 and 75.1910 (61 FR 55416). Accordingly,
the proposal substitutes references to those sections for the reference
to part 32. OSHA has also proposed including 30 CFR 75.1911(a)-(i) in
the cross-reference because Sec. 75.1909 requires certain equipment to
have fire suppression systems in accordance with Sec. 75.1911. To
maintain the scope of 29 CFR 800(k)(10)(ii), OSHA is not proposing to
incorporate Sec. 75.1911 paragraphs (j) and (k) (regarding fire
suppression systems on diesel-powered equipment), which are training
and recordkeeping requirements that were not contained in the original
30 CFR part 32. In addition, OSHA is not proposing to incorporate Sec.
75.1911(l), which addresses the interaction of that section with other
MSHA requirements not relevant here. Thus, OSHA has not included
paragraphs (j)-(l) in the cross reference.
If adopted, these changes will allow employers to use diesel-
powered engines on mobile equipment in underground construction that
meets current MSHA requirements.
The existing OSHA standard allows employers to use non-MSHA
approved engines if they can demonstrate that they are fully
equivalent. The existing standard and OSHA give no guidance how
employers can make such a demonstration. OSHA believes that the
allowance for engines that meet or exceed EPA requirements in MSHA
Table 57.067-1 is a much more effective and simple way to allow the use
of non-MSHA approved engines. OSHA solicits comments on whether
employers do make such demonstrations and whether the use of EPA
requirements will better effectuate a safe and healthful workplace.
For other machine features, the proposal requires that equipment
with non-approved engines meeting the applicable EPA requirements must
also meet the requirements of 30 CFR 75.1909, 75.1910, and 75.1911(a)-
(i) for non-permissible engines used in ``other than gassy''
operations. Because these requirements list features, the only way for
an employer to demonstrate equivalency is to show that the equipment
has the required features, rendering the ``fully equivalent'' clause
unnecessary as to ``other machine features.'' Therefore, because OSHA
believes that the function of the current ``fully equivalent'' clause
is captured by the updates to the referenced MSHA regulations, the
Agency has not retained the language in the proposal.
Based on available information, OSHA has determined that currently
manufactured equipment meets the proposed requirements and is generally
compliant with the more stringent EPA Tier 3 and Tier 4 emission
requirements (ERG, 2015). The Agency has therefore preliminarily
concluded that all applicable new equipment currently available for in
the market meets the proposed requirements. OSHA recognizes that there
may be some employers using equipment that predates the newer MSHA
standards, and the EPA requirements referenced in them. To avoid the
costs of replacing existing equipment in use and are complaint with the
current Standard, the Agency proposes to allow equipment purchased
before the effective date of the final rule to continue to comply with
the terms of existing Sec. 1926.800(k)(10)(ii) (including having been
approved by MSHA under 30 CFR part 32 (1995) or be determined to be
equivalent to such MSHA-approved equipment). OSHA solicits comment on
whether there are engines in use that meet the existing standard but
will not meet the requirements of current MSHA standard and, if so,
whether continued use of such equipment presents a serious safety or
health hazard. OSHA also seeks comment on whether this proposed
grandfathering is workable.
14. Subpart S in 1926--Underground Construction, Caissons, Cofferdams
and Compressed Air, Compressed Air in 29 CFR 1926.803
OSHA is proposing to revise subpart S--Underground Construction,
Caissons, Cofferdams, and Compressed Air by replacing the decompression
tables currently found in Appendix A to subpart S with the 1992 French
Air and Oxygen decompression tables. OSHA is also requesting comment on
whether the following decompression tables should also be permitted as
substitutes for the existing tables in Appendix A: The Edel-Kindwall
(NIOSH) tables, the Blackpool (British) tables, and the German Standard
Decompression tables. OSHA has preliminarily concluded that the French
tables provide safer decompression practices than the OSHA
decompression tables currently found in Appendix A to subpart S. OSHA
proposes to revise Sec. 1926.803(f)(1) to require employers to follow
the 1992
[[Page 68521]]
French Air and Oxygen decompression tables to decompress employees
exposed to compressed air environments. OSHA proposes to adopt the
French tables with an incorporation by reference, while deleting
Appendix A.
The current decompression tables in OSHA's subpart S standard were
developed by Washington state. According to a NIOSH Request for
Information (77 FR 74193), the Washington state Decompression Tables
were used by several states prior to 1971, when OSHA adopted them as
the federal requirement in Appendix A to subpart S. These tables were
adopted under section 6(a) of the OSH Act, which permitted the Agency,
for a two-year period, to adopt then-current consensus standards as its
own without notice and comment rulemaking. The tables in Appendix A
prescribe decompression by reducing the pressure that workers are
exposed to at intervals in accordance with the schedule in the tables.
The current tables address exposures ranging from half an hour to over
eight hours, with only one decompression schedule for exposures of
greater than eight hours. Subpart S prohibits employee exposures to
compressed air environments of greater than 50 pounds per square inch
(p.s.i) (Sec. 1926.803(e)(5)).
Employers in the tunneling construction industry have requested
variances from the underground construction standards in subpart S from
federal OSHA as well as states with State Plans. The requests seek a
variance to use decompression tables other than those found in Appendix
A to subpart S as well as other provisions in the underground
standards. In their requests, employers in the industry assert that
using other decompression tables is safer than using OSHA's current
decompression tables. Also of note, many of the tunneling projects have
working pressures ahead of the drill head higher than 50 p.s.i.--so
none of the tables in Appendix A would be appropriate or safe. The
variance requests suggest that using tables that provide for
decompression from environments under pressure greater than 50 p.s.i.
and provide staged decompression (stopping workers at set depths and
pressures to prevent decompression illness (DCI)), with an enriched
oxygen atmosphere, provide greater protection to employees from DCI.
The decompression tables that were developed after the 1970s use
elevated levels of oxygen to aid in the decompression process.
The ineffectiveness of the current OSHA tables for preventing DCI
is discussed in a 1986 study by Gregory J. Downs and Edel P. Kindwall.
During a tunneling project in Milwaukee where pressures ranged from 28
psig to 43 psig and the current OSHA tables were used for
decompression, 33 percent of tunneling workers examined experienced
aseptic necrosis, a form of DCI also known as dysbaric osteonecrosis
that causes portions of the bone tissue to die.\11\ The study explains
that parts of the current OSHA tables ``poorly facilitates total
nitrogen elimination,'' resulting in instances of aseptic necrosis for
a substantial number of workers decompressed in accordance with the
tables at the Milwaukee tunneling project.\12\ Downs and Kindwall
concluded that the OSHA tables are ``considered inadequate in
efficiently eliminating nitrogen from the body, and allow bone disease
at pressures in excess of 36.5 psig.'' \13\ Kindwall mentioned in a
subsequent study that there were inconsistencies in the OSHA tables.
For example, the decompression times at 26 and 44 psig are the same for
six and eight hour exposures. He believes that this is the result of a
mistake made during the transcription of the tables.\14\
---------------------------------------------------------------------------
\11\ Downs GJ, Kindwall EP (1986) ``Aseptic necrosis in caisson
workers: A new set of decompression tables,'' p. 570.
\12\ Id.
\13\ Id.
\14\ Kindwall, EP (1997). Compressed air tunneling and caisson
work decompression procedures: Development, problems, and solutions.
Undersea and Hyperbaric Medicine, 24(4), p. 342.
---------------------------------------------------------------------------
On May 23, 2014 OSHA granted a permanent variance to an underground
construction contractor allowing, among other things, the employer to
use the 1992 French decompression tables (79 FR 29809). In granting
this variance, OSHA found that if the employer followed the
requirements of the variance, including the French decompression
tables, the working conditions for employees would be at least as safe
as following OSHA's standard (79 FR 29816). OSHA granted similar
variances for other projects on March 27, 2015 (80 FR 16440), and
August 20, 2015 (80 FR 50652). On July 27, 2015, OSHA published a
Federal Register notice seeking comment on an employer's variance
request to use the 1992 French decompression tables for all future
tunneling projects it performs, subject to certain conditions (80 FR
44386). (Note that ``at least as safe'' is the main criterion OSHA
follows to evaluate variance requests.)
On December 15, 2011, the Seattle Tunnel and Tail Team gave a
presentation to the Advisory Committee on Construction Safety and
Health (ACCSH), titled Tunnel Advances (OSHA-2011-0124-0066). The
presentation discussed how technology and work practices have changed
in the underground construction industry, particularly since the
promulgation of subpart S. They illustrated this point by showing the
number of variances that were needed to complete underground
construction projects safely, as many of the requirements of subpart S
have become outdated. One of the common variance requests asks to use
decompression tables other than the current OSHA decompression tables.
1992 French Air and Oxygen Decompression Tables
The 1992 French decompression tables replaced an older series of
tables from 1974. The French Ministry of Labor revised the earlier
tables when a number of cases of DCI occurred during an underground
construction project.\15\ OSHA conducted a review of the scientific
literature on DCI during work under higher air pressure to determine
whether use of the decompression methods in the 1992 French
Decompression Tables was more effective or safer than following the
tables currently in the standard. Based on this review, OSHA has
preliminarily concluded that decompression recoveries performed with
these tables will result in a fewer cases of DCI than the decompression
tables specified by the current standard.
---------------------------------------------------------------------------
\15\ Le Pechon, JC, Barre, P, Baudi, JP, Ollivier, F (1992).
Compressed Air Work--French Tables 1992 Operational Results. p. 285.
---------------------------------------------------------------------------
The review conducted by OSHA found several studies supporting the
determination that the 1992 French Decompression Tables result in a
lower rate of DCI than the decompression tables specified by the
standard. For example, H. L. Andersen studied the occurrence of DCI at
maximum hyperbaric pressures ranging from 4 p.s.i.g. to 43 p.s.i.g.
during construction of the Great Belt Tunnel in Denmark in 1992-
1996.\16\ This project used the 1992 French Decompression Tables to
decompress the workers during part of the construction. Anderson
observed 6 DCI cases out of 7,220 decompression events, or a frequency
of 0.0008 (0.08 percent). The DCI incidence in the study by Andersen is
substantially less than the DCI incidence reported by Eric Kindwall for
the decompression tables specified in Appendix A of the current
standard. In his study, Kindwall reported 60 treated cases of DCI among
[[Page 68522]]
4,168 exposures between 19 and 31 p.s.i.g., resulting in a DCI
incidence of 1.44 percent using the current OSHA tables.\17\ OSHA found
no studies in which the DCI incidence reported for the 1992 French
Decompression Tables were higher than the DCI incidence reported for
the OSHA decompression tables. The results of these studies show that
the French tables do a better job of minimizing the significant risks
of decompression illness than the current OSHA tables.
---------------------------------------------------------------------------
\16\ Anderson HL (2002). Decompression sickness during
construction of the Great Belt tunnel, Denmark. Undersea and
Hyperbaric Medicine, 29(3), pp. 172-188.
\17\ Kindwall, EP (1997). Compressed air tunneling and caisson
work decompression procedures: Development, problems, and solutions.
Undersea and Hyperbaric Medicine, 24(4), pp. 337-345.
---------------------------------------------------------------------------
During decompressions under the May 23, 2014 variance to Tully/OHL
USA Joint Venture, which allowed use of the French decompression tables
during hyperbaric operations, the Tully/OHL reported no instances of
DCI using the French tables.\18\ Likewise, during decompressions under
the variance to Traylor/Skanska/Jay Dee Joint Venture, which also
allowed use of the French decompression tables, Traylor/Skanska/Jay Dee
reported no instances of DCI. (Traylor 2015). The French tables also
address decompression at greater pressures than 50 p.s.i and for
durations longer than eight hours.
---------------------------------------------------------------------------
\18\ Email from Luis Alonso to Stefan Weisz, RE: Tully Variance
End of Project Effectiveness Evaulation Report--Reminder, January
21, 2015.
---------------------------------------------------------------------------
State-Plan states have also granted variances to entities asking to
use the 1992 French Air and Oxygen Decompression tables. On June 25,
2007, Washington state granted a permanent variance to VCGP/Parsons
RCI/Frontier-Kemper, JV that allowed, among other things, the use of
the 1992 French Air and Oxygen decompression tables. Based on its
research, the state of Washington determined that ``decompression using
oxygen is much more effective in purging the body of residual
nitrogen,'' concluding that the French tables were at least as
effective as the decompression tables in their standard (OSHA-2012-
0036-0009). Similarly, Nevada (OSHA-2012-0036-0006) and Oregon (OSHA-
2012-0036-0007) approved variance requests to use the French tables.
Based on a review of available evidence, the experience of State-
Plan states (discussed above) that granted variances (Nevada, Oregon,
and Washington) for hyperbaric exposures occurring during similar
subaqueous tunnel-construction work, and OSHA's previously issued
variance allowing use the French Decompression Tables, OSHA is
proposing to replace the tables in Appendix A with the 1992 French
Decompression Tables, which will be incorporated by reference into
Sec. 1926.803(f)(1).
Other Tables
In 2003, Valerie Flook published ``A comparison of oxygen
decompression tables for use in compressed air work,'' a Health and
Safety Executive study comparing several oxygen decompression tables,
including the British, French, German, and Edel-Kindwall tables. The
study ``was commissioned to compare a number of tables used for oxygen
decompression from compressed air work in order to identify the safest
set of tables. . . .'' The study used a mathematical model to predict
the maximum gas volume in bubbles in the central venous blood at the
end of decompression using each set of tables. The report noted that
the model used had been verified by comparison to actual nitrogen gas
bubble counts (measured using Doppler technology) after various
compression decompression trials in both animal and human subjects. As
explained by NIOSH, nitrogen gas bubbles in the body are a precursor to
DCI.\19\
---------------------------------------------------------------------------
\19\ CDC--Decompression Sickness and Tunnel Workers, https://www.cdc.gov/niosh/topics/decompression/default.html.
---------------------------------------------------------------------------
The Flook study concluded that ``[t]he range of gas volumes
predicted for most exposures is small and it is unlikely that the
different [decompression] profiles could be distinguished. . . .''
(Flook, 2003, 34). The British, French, Edel-Kindwall, and German
tables, among others, all achieved a quantity of nitrogen gas bubbles
that was within the same range. Similar to the French tables, the
British and German tables also address decompression at greater
pressures than 50 p.s.i. and for durations longer than eight hours,
while the Edel-Kindwall tables do not. OSHA is seeking comment on
whether the Edel-Kindwall, British, and/or German tables should be
included as options in the OSHA standard. OSHA also seeks any
scientific information beyond the Flook study demonstrating the
effectiveness of these tables in preventing DCI. If OSHA were to add
any of these tables (British, Edel-Kindwall, and/or German) to Sec.
1926.803 in addition to the French tables, then employers would be able
choose any of the added tables to decompress employees. OSHA provides
more information about each below.
Edel-Kindwall Tables
OSHA asks for comment on whether the Edel-Kindwall decompression
tables should (also) be included as a replacement for the tables in
Appendix A of subpart S. The Edel-Kindwall tables were developed in
response to several tunneling workers experiencing DCI using the
current OSHA decompression tables. Between 1971 and 1973 during a
tunneling project in Milwaukee, Wisconsin, workers experienced aseptic
necrosis, when using the current OSHA decompression tables. This
incident prompted NIOSH to determine if alternate decompression tables
could be developed.\20\
---------------------------------------------------------------------------
\20\ CDC--Decompression Sickness and Tunnel Workers, https://www.cdc.gov/niosh/topics/decompression/history.html.
---------------------------------------------------------------------------
NIOSH awarded a contract to Eric Kindwall to develop staged
decompression tables. The tables, later known as the Edel-Kindwall
decompression tables, included the use of oxygen because it shortened
decompression time considerably, from over 10 hours to less than four
hours. A 1986 study by Kindwall and Gregory J. Downs tested the
effectiveness of the Edel-Kindwall tables to eliminate nitrogen from
the body and reduce instances of DCI. Six human subjects were
compressed for this experiment. While compressed, each subject
simulated work conditions for four hours. After performing many
activities to establish baseline information for each subject, they
were decompressed in accordance with the OSHA or Edel-Kindwall air and
oxygen tables. The comparison of the OSHA tables and the Edel-Kindwall
air table ability to eliminate nitrogen from the body resulted in ``no
statistical difference'' between the two tables. The comparison of the
OSHA tables and the Edel-Kindwall oxygen table showed that the Edel-
Kindwall oxygen table was ``more efficient in eliminating nitrogen''
than the OSHA tables. Kindwall and Downs concluded that their ``data is
definitive enough to for immediate acceptance of this table for use by
the construction industry.'' Although Kindwall and Downs expressed some
concerns regarding the cost of equipment, oxygen toxicity and
flammability, they did not believe these potential concerns outweighed
the ``shorter decompression times and reduced morbidity'' offered by
the Edel-Kindwall tables.\21\
---------------------------------------------------------------------------
\21\ Downs GJ, Kindwall EP ``Aseptic necrosis in caisson
workers: A new set of decompression tables,'' 1986.
---------------------------------------------------------------------------
The Edel-Kindwall tables have been approved as part of variance
requests in some State Plan states. In its December 15, 2011
presentation, the Seattle Tunnel and Tail Team presented permanent
variances--one from Oregon in 2004 and another from Washington in
2007--that approved the use of the Edel-Kindwall tables for underground
[[Page 68523]]
construction projects within those states (OSHA-2011-0124-0066).
German Decompression Tables
OSHA asks for comment on whether to (also) include the German
decompression tables as a replacement for the tables in Appendix A of
subpart S. These decompression tables were developed by Dr. Max
Hahn.\22\ These tables were approved for use in Oregon, along with the
French tables, in 2006 (OSHA-2012-0036-0007). The information from the
Flook study discussed above resulted in the German decompression tables
being approved by the Health and Safety Executive for use in the United
Kingdom, ``the first time non-UK tables had been used on a UK
contract.'' \23\
---------------------------------------------------------------------------
\22\ Huggins, Karl E ``The Dynamics of Decompression Workbook'',
1992.
\23\ Lamont, DR, Flook, V ``A Comparison of Oxygen Decompression
Tables for Use in Hyperbaric Tunnelling''.
---------------------------------------------------------------------------
British Blackpool Tables
OSHA asks for comment on whether the British Blackpool
decompression tables should (also) be included as a replacement for the
tables in Appendix A of subpart S. The Blackpool decompression tables
were published in 1973 with air as the breathing gas for
decompression.\24\ The Blackpool decompression tables are included in
the United Kingdom's Health and Safety Executive's ``A Guide to
Compressed Air Work 1996,'' The Guide updated the ``Work in Compressed
Air Special Regulations 1958.'' \25\ In 2001, oxygen decompression
became mandatory in the United Kingdom, using a modified Blackpool
table that required ``oxygen breathing from 0.6 bar downwards.'' \26\ A
year later, the Health and Safety Executive reprinted ``A Guide to
Compressed Air Work 1996'' to reflect the change in policy. The
modified Blackpool Tables were compared to other oxygen decompression
tables in the Flook study discussed above.
---------------------------------------------------------------------------
\24\ Lamont, DR, Flook, V ``A Comparison of Oxygen Decompression
Tables for Use in Hyperbaric Tunnelling''.
\25\ A guide to the Work In Compressed Air Regulations 1996,
Health and Safety Executive.
\26\ Lamont, DR, Flook, V ``A Comparison of Oxygen Decompression
Tables for Use in Hyperbaric Tunnelling''.
---------------------------------------------------------------------------
Insofar as the Agency can find, underground projects which
incorporate new tunneling technology have not followed OSHA's existing
decompression tables, but have followed more recently developed tables.
In each case, federal OSHA or a State Plan state has been persuaded by
the available research and studies on the matter that the newer
decompression methods better protect underground workers. (The states
have either granted variances (discussed above) or promulgated a new
standard (California \27\)). Many of these tunneling projects also
require work in atmospheres above the 50 p.s.i. limit in OSHA's
construction subpart S, as current tunneling technology, when there are
gaseous or wet underground conditions particularly, require higher
pressures. (OSHA is not proposing to change the 50 p.s.i. limit in the
SIP-IV rulemaking.)
---------------------------------------------------------------------------
\27\ California incorporates the Navy Diving Manual by
reference. Because these tables are specifically for diving,
conversions are necessary to use the tables in a non-diving
application. See https://www.dir.ca.gov/title8/6085.html. For this
reason, OSHA is not proposing to add, or seeking comment on, the
Navy Diving Manual.
---------------------------------------------------------------------------
SIP-IV Request for Information
Given the evidence suggesting that other decompression tables are
at least as safe and in many cases safer than OSHA's current
decompression tables, OSHA asked for comment on this topic in its
Standards Improvement Project--Phase IV, Request for Information (77 FR
72781; Dec. 6, 2012). OSHA received comments from various groups
requesting that OSHA update or revise its decompression tables (OSHA-
2012-0007-0011, -0016, -0017). All of the commenters stated that OSHA's
current decompression tables were outdated and did not address the
hazard of DCI as well as more recently developed decompression tables.
NIOSH argues that updating the decompression tables in Appendix A will
shorten the time needed for decompression and reduce the instances of
decompression sickness (OSHA-2012-0007-0017). NIOSH recommended that
OSHA take the following steps when updating its decompression tables:
Require staged decompression, allow 100 percent oxygen use during
decompression, vary the decompression schedule based on exposure time,
and allow for greater pressures in underground construction projects.
NIOSH also recommended that OSHA adopt the Edel-Kindwall tables. The
Laborers' Health and Safety Fund of North America recommended that OSHA
adopt the French and Tri-mix \28\ tables, with a certifying physician
and variances from OSHA above 8 bars (116 p.s.i.) of pressure (OSHA-
2012-0007-0011).
---------------------------------------------------------------------------
\28\ Tri-mix is a mixture of three breathing gases: Oxygen,
nitrogen, and helium. The mixture of the gases is usually
proprietary.
---------------------------------------------------------------------------
OSHA must set safety standards that provide a high degree of worker
protection (Int'l Union, UAW v. OSHA, 37 F.3d 665,669 (D.C. Cir. 1994);
58 FR 16612, 16615 (Mar. 30, 1993)). Such standards must also be
feasible and cost-effective. Based on the evidence discussed above,
OSHA preliminarily determines that the best available evidence shows
that the decompression tables in Appendix A to subpart S are not highly
protective and that the French tables are more protective of worker
health. OSHA is seeking comment on whether the Edel-Kindwall, British,
and German tables should be included as options in the OSHA standard.
In addition, OSHA requests comment on NIOSH's statement that staged
decompression will shorten the time needed for decompression.
Therefore, OSHA proposes to remove the decompression tables found
in Appendix A of Subpart S and replace them with the 1992 French Air
and Oxygen decompression tables. The French tables have been used most
often in the U.S., and the Agency has collected more information on
their safety. Regarding the request for comment on other identified
tables, OSHA also asks whether it would be less confusing and easier
for the tunneling industry to use one set of tables, rather than
include more alternatives in the OSHA standard?
The tables will be posted in the docket of this proposal for
commenters to view.
Alternative Regulatory Structure
OSHA seeks comment on an alternative regulatory structure for
regulating which decompression tables will be used to decompress
workers from a compressed air environment. Under this structure, in
addition to removing its current decompression tables, OSHA would also
revise Sec. 1926.803(f) to allow employers to use any decompression
table that a qualified person determines will protect workers from
instances of DCI on the project. The table used would have to meet
accepted industry practices for prevent DCI in workers.
As discussed earlier, OSHA adopted the Washington state
decompression tables into its regulations under section 6(a) of the
Occupational Safety and Health Act. Although used by several states
prior to their adoption, few, if any, studies regarding the
effectiveness of the Washington state decompression tables were done
prior to their adoption by OSHA. Instances of DCI using the current
OSHA tables led NIOSH to support research that resulted in the creation
of the Edel-Kindwall tables. Since then, several other tables have been
developed that when used result in a lower incidence of DCI.
[[Page 68524]]
OSHA has granted variance requests from members of the underground
construction industry asking, among other things, to use decompression
tables that they believe are at least as effective as the current OSHA
tables found in Appendix A of subpart S. On May 23, 2014, OSHA granted
the variance request of Tully/OHL USA Joint Venture (79 FR 29809).
Tully/OHL USA requested to use the 1992 French decompression tables,
which permit both air and oxygen decompression. OSHA granted a variance
to Traylor/Skanska/Jay Dee Joint Venture in which they also requested
to use the 1992 French decompression tables, as well as the proprietary
Trimix tables, in their variance application (80 FR 16440).\29\ OSHA
also granted a permanent variance to Impreglio Healy Parsons Joint
Venture on August 20, 2015 (80 FR 50652). Their variance application
also requested to use the 1992 French decompression tables (OSHA-2014-
0011-0001). Several occupational safety and health programs have
approved of various decompression tables for underground construction
work. In the Seattle Tunnel and Tail Team's presentation to ACCSH, they
included variances from Washington that approved the use of the 1992
French decompression tables, Trimix tables, and modified NIOSH (Edel-
Kindwall) tables (OSHA-2011-0124-0066). The presentation also included
a variance from Oregon that approved the use of the DCIEM Oxygen
Decompression tables, also known as the Canadian Navy Tables, the 1992
French Decompression Tables, and the NIOSH (Edel-Kindwall) Oxygen
Decompression tables (OSHA-2011-0124-0066). In their comment to the
Request for Information, the Laborer's health and Safety Fund of North
America recommended OSHA adopt the French tables, but listed four other
decompression tables--the Edel-Kindwall tables, the U.S. Navy Tables
(Revision 6), the Canadian Navy Tables (1992), and the Trimix tables
(for pressures over 4.8 bar)--that had been approved by variance in
several states. (OSHA-2012-0007-0011). Furthermore, the Flook study
suggests that many of the oxygen decompression tables provide virtually
the same protection from DCI.
---------------------------------------------------------------------------
\29\ Although Traylor/Skanska/Jay Dee Joint Venture requested
the use of Trimix tables in their variance application for the Blue
Plains Tunneling (BPT) project, they later explained to OSHA that
``[a]t the Blue Plains Tunnel, Traylor will not experience
hyperbaric pressures greater than 3.6 bar. Therefore we do not plan
on using trimix at the BPT project.'' OSHA-2012-0035-0013.
---------------------------------------------------------------------------
Given the numerous decompression tables that employers requests to
use in variance applications, it appears that the industry does not
believe there is one table that is applicable for all underground
construction projects where workers may need to be decompressed. OSHA
believes using a performance standard rather than specifying which
table an employer must use may allow employers greater flexibility in
providing safe decompression for their workers. OSHA requests comment
on this regulatory approach.
Statement of Reasonable Availability
OSHA believes that the 1992 French Decompression Tables included in
this proposal are reasonably available to interested parties. The
tables are published in the Official Journal of the French Republic,
titled ``Travaux en milieu hyperbare, measures particuli[egrave]res de
prevention'' (Work in hyperbaric environment, specific prevention
measures). J. O. Rep. Fran[ccedil]. Brochure n[deg] 1636, June 1992.
The tables are available for purchase from the French government at
https://www.journal-officiel.gouv.fr/. In addition, it is available in
the docket for this rulemaking and in OSHA's docket office for review.
If OSHA ultimately finalizes this rule, the tables will be maintained
in OSHA's national and regional offices for review by the public.
Subpart S--Underground Construction, Caissons, Cofferdams and
Compressed Air also has several provisions that limit the quantities of
oxygen that may be taken below ground and kept there. OSHA asks for
comment on providing an exception to those requirements for purposes of
maintaining oxygen on hand for decompression purposes, which would be
necessary in a final rule as the updated tables discussed above require
the use of oxygen.
15. Subpart W of 1926--Rollover Protective Structures; Overhead
Protection
Provisions in subpart W specify minimum performance criteria for
rollover protective structures (ROPS) and overhead protection on
construction equipment. The Agency is proposing to amend the existing
standards 29 CFR 1926.1000, 1926.1001, 1926.1002 and 1926.1003 by
removing the provisions that specify the test procedures and
performance requirements, and replacing those provisions with
references to the underlying consensus standards from which they were
derived. The substantive differences between the consensus standards
and OSHA's standards are minimal. The Agency is also proposing to
remove irrelevant text from Sec. 1926.1000.
The original source standards for the current subpart W
requirements are the Society of Automotive Engineers Standards
(``SAE'') J320a-1971, J394-1971, J395-1971, J396-1971, J334a-1970,
J167-1970, J168-1970, and J397-1969. The American National Standards
Institute and SAE subsequently canceled these standards. To design and
develop new equipment the industry now uses the most recent
International Organization for Standardization (``ISO'') standards: ISO
3471-2008; ISO 5700-2013; and ISO 27850-2013. Though the names of the
construction equipment covered by the consensus standards have changed
over time, OSHA believes that all the equipment listed in current Sec.
1926.1001(a) is covered by one of those ISO standards. A comment from a
representative of Caterpillar, Inc. stated that the SAE standards have
either been cancelled or superseded by new ISO standards (OSHA-2012-
0007-0009). OSHA reviewed the relevant standards and believes that the
standards identified in the proposed revisions reflect the current
design and development of ROPS for equipment covered by subpart W. OSHA
preliminarily concludes that using the proposed ISO standards will be
as protective as using the current OSHA standards. Therefore, OSHA is
proposing that, for new equipment manufactured after the effective date
of the revised standard, the performance measures for testing ROPS meet
the ISO standards. This proposed incorporation by reference will
eliminate over 20 pages of text and diagrams in the CFR.
OSHA proposes to rename Sec. 1926.1000 as ``Scope'' because this
more accurately describes what follows in this section. Proposed
paragraph (a) lists the types of equipment currently covered by subpart
W. It also adds compactors and rubber-tired skid-steer equipment
manufactured after the effective date of the final rule, which existing
Sec. 1926.1000(a)(2) anticipates as a possible expansion of the scope.
The most recent ISO standards apply to compactors and skid-steer
loaders as well as the equipment included in the current standard, and
based on interviews with several manufacturers OSHA preliminarily
concludes that all compactors and skid steer loaders currently produced
meet those requirements. Proposed paragraph (b) states which standards
apply to equipment manufactured before the publication of a final rule.
Proposed paragraph (c) states which standards
[[Page 68525]]
apply to equipment manufactured after the publication of a final rule.
Paragraphs (d) through (f) remain unchanged in the proposal, but OSHA
solicits comment on whether paragraphs (d), ``Remounting,'' (e),
``Labeling,'' and (f), ``Machines meeting certain existing governmental
requirements'' are necessary or are obsolete (due to adoption of modern
consensus standards) and should be deleted.
Currently, Sec. 1926.1000(c) limits the application of the
requirements of Sec. Sec. 1926.1001 and 1926.1002 to equipment
manufactured after July 1, 1969. The proposal eliminates this
limitation because it is OHSA's understanding that there are not any
pieces of covered equipment in operation today that are more than 45
years old and do not meet the SAE standards. OSHA seeks comment on
whether this is so, and any data on the types and numbers of pre-1969,
non-SAE compliant equipment currently in use.
Current Sec. 1926.1001 provides ROPS requirements for rubber-tired
self-propelled scrapers, rubber-tired front end loaders, rubber-tired
dozers, crawler tractors, crawler-type loaders, and motor graders. The
proposed rule deletes the current ROPS specifications for this
equipment, and replaces it with a requirement that covered equipment
manufactured before the effective date of the final rule comply with
SAE J397-1969--Critical Zone--Characteristics and Dimensions for
Operators of Construction and Industrial Machinery, SAE 320a-1970--
Minimum Performance Criteria for Roll-Over Protective Structure for
Rubber-Tired, Self-Propelled Scrapers, SAE J394-1970--Minimum
Performance Criteria for Roll-Over Protective Structures for Rubber-
Tired Front End Loaders and Rubber-Tired Dozers, SAE J395-1970--Minium
Performance Criteria for Roll-Over Protective Structure for Crawler
Tractors and Crawler-Type Loaders, and SAE J396-1970--Minimum
Performance Criteria for Roll-Over Protective Structure for Motor
Graders, as applicable. The proposal requires equipment manufactured
after the effective date of the final rule (including compactors and
rubber-tired skid steer equipment) to meet the requirements of ISO
3471-2008, Earth-moving machinery--Roll-over protective structures--
Laboratory tests and performance requirements. This standard contains
specifications for ROPS to protect employees. Because, as noted above,
OSHA believes that covered equipment is already being manufactured to
the requirements of ISO 3471-2008, the proposal provides the option for
equipment manufactured before the effective date of the final rule to
comply with the ISO standard rather than the SAE standards.
Current Sec. 1926.1002 provides ROPS requirements for wheel-type
agricultural equipment and industrial tractors used in construction.
The proposed rule deletes the current ROPS specifications for this
equipment, and replaces it with a requirement that covered equipment
manufactured before the effective date of the final rule comply with
SAE J168-1970-Protective Enclosures--Test Procedures and Performance
Requirement and SAE J334a-1970-Protective Frame Test Procedures and
Performance Requirements, as applicable. The proposal requires
equipment manufactured after the effective date of the final rule meet
the requirements of ISO 5700-2013, Tractors for agriculture and
forestry--Roll-over protective structures--Static test method and
acceptance conditions. This standard contains specifications for ROPS
to protect employees. Because, as noted above, OSHA believes that
covered equipment is already being manufactured to the requirements of
ISO 5700-2013, the proposal provides the option for equipment
manufactured before the effective date of the final rule to comply with
the ISO standard rather than the SAE standards.
OSHA solicits comment on whether any equipment covered by Sec.
1926.1002 that complies with ISO 3471-2008, the standard for earth-
moving machinery should be considered in compliance for ROPS. OSHA asks
this because ISO 3471-2008 requires testing at higher levels of energy
than ISO-5700.
Current Sec. 1926.1003 provides design and installation
requirements for the use of overhead protection for operators of
agricultural and industrial tractors used in construction. The proposed
rule deletes the current overhead protection specifications for this
equipment, and replaces it with a requirement that covered equipment
manufactured before the effective date of the final rule comply with
SAE J167-1970-Overhead Protection for Agricultural Tractors- Test
Procedures and Performance Requirements when using overhead protection.
The proposal requires equipment manufactured after the effective date
of the final rule meet the requirements of ISO 27850-2013, Tractors for
agriculture and forestry-- Falling object protective structures-- Test
procedures and performance requirements when using overhead protection.
This standard contains specifications for overhead protection to
protect employees. Because, as noted above, OSHA preliminarily
concludes that overhead protection, when used, is manufactured to the
requirements of ISO 27850-2013, the proposal provides the option for
equipment manufactured before the effective date of the final rule to
comply with the ISO standard rather than the SAE standards.
Statement of Reasonable Availability
As noted above, OSHA is continuing to incorporate by reference
Society of Automotive Engineers (SAE) standards. OSHA believes that
these standards are reasonably available to interested parties. They
are available for purchase the Society of Automotive Engineers (SAE),
400 Commonwealth Drive, Warrendale, PA 15096; telephone: 1-877-606-
7323; fax: 724- 776-0790; Web site: https://www.sae.org/. OSHA proposes
to incorporate by reference International Organization for
Standardization (ISO) standards. OSHA believes that these standards are
reasonably available to interested parties. They are available for
purchase from the International Organization for Standardization (ISO),
1, ch. de la Voie-Creuse, Case postale 56, CH-1211 Geneva 20,
Switzerland; telephone: +41 22 749 01 11; fax: +41 22 733 34 30; Web
site: https://www.iso.org/. In addition, it is available in the docket
for this rulemaking and in OSHA's docket office for review. If OSHA
ultimately finalizes this rule, the standards will be maintained in
OSHA's national and regional offices for review by the public.
16. Subpart Z of 1926--Toxic and Hazardous Substances, Coke Oven
Emissions in 29 CFR 1926.1129.
Section 1926.1129 regulates exposure to coke oven emissions in
construction. OSHA incorporated this standard into part 1926 in 1993
(58 FR 35256, June 30, 1993) and revised it to be just a reference to
the identical general industry standard in 1996 (61 FR 31428, June 20,
1996). In neither rulemaking did OSHA discuss, in particular, the
application of the coke oven standard to construction, as it was only
one of many standards involved in each rulemaking.
However, the provisions of this standard do not fit construction
work. Much of the standard regulates exposure in the ``regulated
area.'' (See 29 CFR 1910.1029(d)). But this ``regulated area'' is
limited, including only ``[t]he coke oven battery including topside and
its machinery, pushside and its machinery, coke side and its machinery,
and the battery ends; the wharf; and the screening station [and the]
beehive oven and its machinery'' (Sec. 1910.1029(d)(2)(i) and (ii)).
As stated in an interpretation issued nearly contemporaneously with the
general industry coke oven
[[Page 68526]]
emissions standard, ``[t]he ground level around the base of the coke
oven battery is not generally considered in the regulated area unless
work related to coke oven operations take place. The coke oven
regulation, 29 CFR 1910.1029, does not apply to employees walking past
coke ovens or between them.'' (Interpretation memorandum to White, May
17, 1977). Any work operating the coke ovens would be general industry
work, and it is unlikely that any workers doing construction work, even
if within a facility with an operating coke oven, would be so close to
the coke oven as to be covered under the standard. OSHA recognized this
issue in the 1990s, when it stated that the coke oven construction
standard was ``invalid,'' and would be removed from the Code of Federal
Regulations. (Interpretation letter to Katz, June 22, 1999). OSHA also
advised its Regional Offices of this interpretation and that they
should not enforce Sec. 1926.1129 in 2005. OSHA's inspection database
contains no record of a citation under this standard since 1997.\30\
---------------------------------------------------------------------------
\30\ There were a few citations between 1993 and 1997.
---------------------------------------------------------------------------
Since, in effect, the standard does not address construction worker
exposures to coke oven emissions, there would be no reduction in the
level of protection. To the extent any construction workers would in
the future be exposed to coke oven emissions, OSHA could cite the
employer under the General Duty Clause (29 U.S.C. 654(a)(1)). Thus,
OSHA is now proposing to delete Sec. 1926.1129. OSHA is also proposing
to delete the reference to Sec. 1926.1129 in Sec. 1926.55, Appendix A
(proposed Table A).
17. Additional Proposed Revisions to Paragraphs and Appendices in 29
CFR Parts 1910, 1915, and 1926 To Remove Social Security Number
Collection Requirements
In addition to the revisions described above, OSHA is proposing a
series of revisions to various standards in 29 CFR parts 1910, 1915,
and 1926, to remove the requirements that employers include an
employee's social security number (SSN) on exposure monitoring, medical
surveillance, and other records. OSHA believes that these revisions
will protect employees' privacy and prevent identity fraud.
Many of OSHA's standards--particularly, its substance-specific
standards--require that exposure monitoring, medical surveillance, and
other records include the employee's SSN. OSHA has historically
required SSNs on these records because SSNs, which are assigned at
birth and do not change over time, are unique and constant personal
identifiers that offer a useful method for linking records with
individual employees. OSHA explained in a 1999 letter of interpretation
regarding the asbestos standard for construction that only using an
employee's name to match a record with an employee is undesirable
because ``[m]any employees have identical or similar names.'' (Mr.
Shawn T. Christon, April 16, 1999). Similarly, in the preamble to the
final methylene chloride standard (62 FR 1494, January 10, 1997), OSHA
explained that a SSN is a more useful identifier than an employer-
generated employee identification number because each SSN is ``unique
to an individual for a lifetime and does not change as an employee
changes employers.'' (62 FR 1494, 1598).
However, increasingly widespread concerns about identity theft have
prompted OSHA to reexamine whether requiring SSNs on records is still
appropriate. Identity theft has emerged as one of the fastest growing
crimes in the United States, and the Social Security Administration
(SSA) has alerted the public that repetitive use and disclosure of SSNs
in organizational recordkeeping systems should be avoided, as doing so
multiplies the susceptibility of persons to potential identity theft
(SSA, Identity Theft and Social Security, SSA Publication No. 05-10064
(Sept. 2015)), available at: https://www.ssa.gov/pubs/EN-05-10064.pdf).
OSHA recognizes that limiting the use and transmission of SSNs is a key
strategy for preventing identity theft, and acknowledges that requiring
employers to include employee SSNs on exposure monitoring, medical
surveillance, and other records does not further that effort.
OSHA previously requested public comments on its SSN collection
requirements in the Standards Improvement Project Phase II (SIP II)
proposal (67 FR 66494-66501, October 31, 2002), and the comments that
the Agency received reflected mixed opinions on the usefulness of, and
the privacy risks created by, including employee SSNs on monitoring and
surveillance records. As discussed in the SIP II final rule (70 FR
1112, January 5, 2005), several commenters supported maintaining the
requirements to collect employee SSNs, citing, among other reasons,
SSNs' common use in other employee records and their suitability for
tracking employees in large epidemiological studies of workplace
populations (e.g., Exs. 3-9, 3-16, 3-14, OSHA Docket No. S-778-A).
Several other commenters, however, expressed interest in replacing SSNs
with alternative identification numbers that would pose a less serious
risk to employee privacy and security if acquired by a third party
(e.g., Exs. 3-1, 3-7, 3-28, 4-7, OSHA Docket No. S-778-A). OSHA
ultimately decided not to take action in the SIP II final rule
concerning the use of SSNs in its standards, concluding that the Agency
needed to further investigate the issue (70 FR 1112, 1126-27).
OSHA subsequently clarified in two letters of interpretation that
employers are permitted under its current standards to maintain a
second set of records that use alternative identification numbers in
place of SSNs (Mr. Sutherland, Feb. 5, 2007; Mr. Mayo, March 27, 2008).
In the 2008 letter, which responded to an inquiry about the SSN
requirements in the recordkeeping provisions of the lead standard (29
CFR 1910.1025(d)(5)), OSHA clarified that employers are permitted to
keep a second set of records with alternative identification numbers in
place of SSNs so long as ``those unique identification numbers [can] be
easily cross referenced to the employee's SSN,'' because ``such a
system would ensure that the employees' privacy is maintained, while
also satisfying the intent of the Lead Standard'' (Mr. Mayo, March 27,
2008). The letter also emphasized that the lead standard only requires
employers to assure access to complete exposure records that contain
SSNs when requested by an employee, a designated employee
representative, or a representative of OSHA or NIOSH.
OSHA also considered its SSN collection requirements after it
published the Notice of Proposed Rulemaking for Occupational Exposure
to Respirable Crystalline Silica (78 FR 56273, September 12, 2013).
OSHA received many comments on the recordkeeping provisions in the
proposed paragraphs (j)(1)(ii)(G) (Air monitoring data) and
(j)(3)(i)(A) (Medical surveillance) which, consistent with the
recordkeeping requirements in OSHA's other health standards, required
the employer to include the employee's SSN in the standard's monitoring
and surveillance records. More than a dozen commenters addressed the
SSN collection requirements and all of those commenters expressed
opposition to including the requirements in the standard (e.g.,
Document ID 1772, p.1; 1785, pp. 9-10; 2185, pp. 8; 2267, p. 7; 2270,
p. 3; 2291, p. 26; 2301, Attachment 1, pp. 80-81; 2311, p. 3; 2315, p.
7; 2348, Attachment 1, p. 39;
[[Page 68527]]
2357, pp. 36-37; 2363, p. 7; 2379, Appendix 1, p. 73; 2107, p. 4; 1963,
p. 3, Docket No. OSHA-2010-0034). Commenters generally viewed the
inclusion of a SSN on the records as creating an unnecessary risk to
employee privacy and security, and sought the flexibility to use
alternate personal identifiers in place of SSNs. Several commenters
explained that companies currently use alternative identifiers--such as
employee identification numbers--to link monitoring and surveillance
records with specific employees, and stated that these identifiers can
be internally linked back to an employee's SSN if that information is
needed (e.g., Docket ID 2379, Appendix 1, p. 73; 2357, pp. 36-37; 2270,
p.3, 2348, Attachment 1, p. 39; 2301, Attachment 1, pp. 80-81; 2291, p.
26, Docket No. OSHA-2010-0034). Commenters acknowledged that SSNs must
be used on some government reports (e.g., payroll reports to the IRS)
and are therefore present in some employer records, but stated that
access to those records is usually more restricted than to air
monitoring records.
OSHA ultimately decided to retain the requirements to include the
employee's SSN in the recordkeeping paragraphs of the silica final
rule, stating that including the employee SSNs on such records is
``long-standing OSHA practice, based on the fact that it is a number
that is both unique to an individual and is retained for a lifetime,
and does not change as an employee changes employers'' (81 FR 16285,
16852, March 25, 2016). OSHA acknowledged the commenters' concerns
about employee privacy and identity theft, but explained that any
change to the Agency's requirements for including employee SSNs on
exposure records should be done comprehensively, rather than on a
standard-by-standard basis. OSHA stated that it intended to examine the
SSN requirements in all of its substance-specific health standards in a
future rulemaking.
OSHA originally required collection of employee SSNs in its
standards because SSNs are assigned at birth and do not change over
time, which makes SSNs useful for linking records with individual
employees. As unique and constant personal identifiers, SSNs are also
suitable for researchers who track employees in large epidemiological
studies of workplace populations. However, other tracking methods have
emerged that allow researchers to conduct these studies without the use
of SSNs.
OMB requires all federal agencies to identify and eliminate
unnecessary collection and use of SSNs in agency systems and programs
(see Memorandum from Clay Johnson III, Deputy Director for Management,
Office of Management and Budget, to the Heads of Executive Departments
and Agencies Regarding Safeguarding Against and Responding to the
Breach of Personal Identifiable Information (M-01-16), May 22, 2007
(available at: www.whitehouse.gov/omb/memoranda/fy2007/m07-16.pdf).
Recognizing the seriousness of the threat of identity theft and the
availability of other methods for tracking employees for research
purposes, if needed, OSHA has reexamined the SSN collection
requirements in its standards, and now proposes to comprehensively
remove all requirements to include employee SSNs on exposure
monitoring, medical surveillance, or other records. Specifically, OSHA
proposes to delete the requirement to include an employee's SSN in
records employers must maintain under the following standards:
Hazardous Waste Operations and Emergency Response--
Sec. Sec. 1910.120(f)(8)(ii)(A) and 1926.65(f)(8)(ii)(A);
Asbestos--Sec. Sec. 1910.1001(m)(1)(ii)(F),
(m)(3)(ii)(A), and Appendix D, 1915.1001(n)(2)(ii)(F), (n)(3)(ii)(A),
and Appendix D, and 1926.1101(n)(2)(ii)(F), (n)(3)(ii)(A), and Appendix
D;
Vinyl Chloride--Sec. 1910.1017(m)(1);
Inorganic Arsenic--Sec. 1910.1018(q)(1)(ii)(D) and
(q)(2)(ii)(A);
Lead--Sec. Sec. 1910.1025(d)(5), (n)(1)(ii)(D),
(n)(2)(ii)(A), (n)(3)(ii)(A), and Appendix B, and 1926.62(d)(5),
(n)(1)(ii)(D), (n)(2)(ii)(A), (n)(3)(ii)(A), and Appendix B;
Chromium (VI)--Sec. Sec. 1910.1026(m)(1)(ii)(F) and
(m)(4)(ii)(A), 1915.1026(k)(1)(ii)(F) and (k)(4)(ii)(A), and
1926.1126(k)(1)(ii)(F) and (k)(4)(ii)(A);
Cadmium--Sec. Sec. 1910.1027(n)(1)(ii)(B), (n)(3)(ii)(A),
and Appendix D, and 1926.1127(d)(2)(iv), (n)(1)(ii)(B), and
(n)(3)(ii)(A);
Benzene--Sec. Sec. 1910.1028(k)(1)(ii)(D) and
(k)(2)(ii)(A);
Coke Oven Emissions--Sec. Sec. 1910.1029(m)(1)(i)(a) and
(m)(2)(i)(a);
Bloodborne Pathogens--Sec. 1910.1030(h)(1)(ii)(A);
Cotton Dust--Sec. Sec. 1910.1043(k)(1)(ii)(C),
(k)(2)(ii)(A), and Appendices B-I, B-II, and B-III;
1,2 Dibromo-3-Chloropoane--Sec. Sec.
1910.1044(p)(1)(ii)(d) and (p)(2)(ii)(a);
Acrylonitrile--Sec. 1910.1045(q)(2)(ii)(D);
Ethylene Oxide--Sec. Sec. 1910.1047(k)(2)(ii)(F) and
(k)(3)(ii)(A);
Formaldehyde--Sec. Sec. 1910.1048(o)(1)(vi), (o)(3)(i),
(o)(4)(ii)(D), and Appendix D;
Methylenedianiline--Sec. Sec. 1910.1050(n)(3)(ii)(D),
(n)(4)(ii)(A), and (n)(5)(ii)(A), and 1926.60(o)(4)(ii)(F) and
(o)(5)(ii)(A).
1,3-Butadiene--Sec. Sec. 1910.1051(m)(2)(ii)(F),
(m)(4)(ii)(A), and Appendix F;
Methylene Chloride--Sec. Sec. 1910.1052(m)(2)(ii)(F),
(m)(2)(iii)(C), (m)(3)(ii)(A), and Appendix B;
Respirable crystalline silica--Sec. Sec.
1910.1053(k)(1)(ii)(G) and (k)(3)(ii)(A), and 1926.1153(j)(1)(ii)(G)
and (j)(3)(ii)(A).
The Agency believes that removing these requirements will
facilitate employers' efforts to safeguard employee privacy. Based on
the comments that it received in response to the SIP II request and the
proposed silica rule, OSHA understands that some employers use a unique
employee identification number to identify employees, and because these
numbers are not used in commerce, they pose a less serious risk to
employee privacy than SSNs if they are acquired by an authorized third
party. Alternatively, some employers use other personal identifying
information, either alone or in combination, to identify employees,
such as first and last name, date of birth, government issued
identification or driver's license number, passport number, or the last
four digits of the SSN. Although some of this personal information,
such as date of birth, may be used in commerce, exposure of that
information may also be less damaging to employee privacy than exposure
of an employee's SSN.
The proposed revisions would not otherwise alter OSHA's
requirements for maintaining records, and employers would thus be
expected to continue handling previously-generated records that contain
SSNs as they currently do. The proposal does not require the deletion
of employee SSNs from existing records, and it does not require
employers to use an alternative unique employee identifier on those
records. The proposal allows employers, who wish to do so, to continue
using SSNs on records developed in compliance with the standards noted
above. Accordingly, OSHA believes that these proposed revisions will
not increase an employer's compliance burden under any of the revised
standards.
OSHA sought and received a recommendation from the Advisory
Committee on Construction Safety and
[[Page 68528]]
Health (ACCSH) to proceed with its proposal to remove the SSN
collection requirements from its standards. At a public meeting held on
December 2, 2015, ACCSH unanimously recommended that OSHA proceed with
the proposal (ACCSH Dec. 2, 2016 transcript, pp. 83-98, available at
Docket No. OSHA-2015-0002-0113). However, members of ACCSH also
requested that OSHA provide guidance to employers whether they could
continue using SSNs, and as noted above the proposal would allow them
to do so.
OSHA seeks comments on all aspects of this proposal. In addition,
the Agency seeks comments on potential alternative approaches,
including a requirement that the employer implement an alternative
unique employee identifier, and that the employer remove all employee
SSNs from all existing records maintained under the standards noted
above. In particular, OSHA seeks comments on whether employers
currently use alternatives to SSNs to identify employees in the records
required by OSHA's standards, and if so, which alternative identifiers
employers use, and whether employers maintain two sets of records or
just a single set. OSHA would appreciate detailed information on any
alternatives to SSNs. The Agency also requests comments on how removing
the SSN requirements from exposure monitoring and surveillance records
would affect employers' ability to identify employees on records, and
whether the proposed revisions would affect the way that employers
conduct business.
Regarding the handling of existing records, OSHA requests
information on whether employers currently maintain the records
required under OSHA's standards electronically, in hard copy, or both.
For those employers that store records electronically, OSHA seeks
information on whether employers store those records in a database, and
if so, whether OSHA's proposed revisions would require employers to
modify or reprogram their databases. OSHA also requests information on
the feasibility of removing SSNs from existing records, including any
obstacles that might prevent employers from removing SSNs from
electronic records, and whether it would be practicable to remove SSNs
from existing hard copy records.
This proposal would impact several forms that are contained in
appendices to OSHA's standards, and when reviewing those forms to
remove their SSN collection requirements, OSHA noticed that several
forms from older standards do not comport with OMB's Standards for
Maintaining, Collecting, and Presenting Federal Data on Race and
Ethnicity, as updated on October 30, 1997 (62 FR 58782-58790). The
Agency is considering revising the forms to either update the language
to ensure compliance with OMB's standards or remove the question
altogether. For example, Part 1 (``Initial Medical Questionnaire'') of
Appendix D of the asbestos standard for general industry (29 CFR
1910.1001) includes a question (currently, #15) that states:
Race:
1. White __
2. Black __
3. Asian __
4. Hispanic __
5. Indian __
6. Other__
To reflect a combined race and ethnicity format (see 62 FR 58782,
58789), OSHA is considering revising the language to state:
Race:
1. White __
2. Black or African American __
3. Asian __
4. Hispanic or Latino __
5. American Indian or Alaska Native __
6. Native Hawaiian or __
Other Pacific Islander __
Other forms impacted by the removal of SSN collection requirements
that have questions that would be similarly affected are: Asbestos in
Construction (Sec. 1926.1101, Appendix D) and Maritime (Sec.
1915.1001 Appendix D); Cotton Dust (Sec. 1910.1043, Appendix B-1,
Appendix B-II, and Appendix B-III) and Methylene Chloride (Sec.
1910.1052, Appendix B)
OSHA requests comments on revising the appendices as indicated
above and particularly on whether revising the language of race and
ethnicity questions would impose any additional burden hours or costs
on the respondents.
IV. Preliminary Economic Analysis and Regulatory Flexibility Act
Certification
A. Overview
Executive Orders 12866 and 13563 require that OSHA estimate the
benefits, costs, and net benefits of proposed regulations. Executive
Orders 12866 and 13563, the Regulatory Flexibility Act (5 U.S.C. 601-
612), and the Unfunded Mandates Reform Act (UMRA) (2 U.S.C. 1532(a))
also require OSHA to estimate the costs, assess the benefits, and
analyze the impacts of certain rules that the Agency promulgates.
Executive Order 13563 emphasizes the importance of quantifying both
costs and benefits, reducing costs, harmonizing rules, and promoting
flexibility.
The proposed rule is not an ``economically significant regulatory
action'' under Executive Order 12866 or UMRA, and it is not a ``major
rule'' under the Congressional Review Act (5 U.S.C. 801 et seq.). This
proposed rule has estimated annual costs of $27,899 and would lead to
approximately $3.2 million per year in cost savings to regulated
entities. Thus, neither the benefits nor the costs of this rule exceed
$100 million. In addition, it does not meet any of the other criteria
specified by UMRA or the Congressional Review Act for a significant
regulatory action or major rule. This Preliminary Economic Analysis
(PEA) addresses the costs, cost savings benefits, and potential
economic impacts of the proposed rule.
The purpose of the proposed provisions in this standard was to
reduce the burden on employers, or provide employers with compliance
flexibility, by removing or revising confusing, outdated, duplicative,
or inconsistent requirements, while maintaining the same level of
protection for employees. This proposed standard deletes and revises a
number of provisions in existing OSHA standards. In most instances, the
Agency chose to revise outdated provisions to improve clarity, as well
as consistency, with standards more recently promulgated by the Agency
or current consensus standards. In other instances, the proposed
provisions revise standards to improve consistency with current
technology or research, and to restore OSHA's original intent to
standards. Because of the reduction or removal of current requirements
and because many of the updates reflect what is already practiced in
the applicable industry, OSHA has preliminarily concluded that the
proposed rule is technologically feasible.
B. Costs, Cost Savings, and Benefits
Work-Related Hearing Loss
OSHA is proposing to add a specific cross-reference to 29 CFR
1904.5--Determination of Work-Relatedness--in Sec. 1904.10--Recording
Criteria for Cases Involving Occupational Hearing Loss--paragraph
(b)(6). This cross-reference specifies that employers must comply with
the provisions of Sec. 1904.5 when making a determination as to
whether a worker's hearing loss is work-related. OSHA is not changing
any requirements of 29 CFR 1904.10, but merely clarifying the Agency's
intent. Since this change does not change the requirements of this
standard, OSHA has preliminarily determined that neither new costs nor
compliance burdens would be incurred.
[[Page 68529]]
Lockout/Tagout
OSHA is proposing to remove the word ``unexpected'' from the phrase
``unexpected energization'' in its general industry standard regulating
the control of hazardous energy (lockout/tagout) at 29 CFR 1910.147. As
described in the Summary and Explanation, because removing the word
``unexpected'' from the language of this standard would not represent
any revision in OSHA policy, but instead clarify the Agency's original
meaning of the term ``energization'' in the standard, OSHA preliminary
concludes that this action would not result in any costs, compliance
burdens, or additional employer responsibility other than what the
Final Economic Analysis already considered for original Sec. 1910.147
(OSHA, 1989).
This revision would respond to the interpretation of the lockout/
tagout of the Occupational Safety and Health Review Commission and the
U.S. Court of Appeals for the Sixth Circuit in Reich v. General Motors
Corp., Delco Chassis Div. (GMC Delco), 17 BNA OSHC 1217 (Nos. 91-2973,
91-3116, 91-3117, 1995); aff'd 89 F.3d 313 (6th Cir. 1996). In that
case, both OSHRC and the Court of Appeals found that a machine with a
multi-step procedure, time delays, and a warning system before
reenergization was not covered by the standard because its
reenergization was not ``unexpected.'' OSHA does not agree with this
decision, and its consistent interpretation of the standard is that
such equipment is covered by the standard. As explained in the summary
and explanation, the phrase ``unexpected energization'' was intended to
mean any re-energization or startup that was not authorized by the
servicing employee removing her personal lockout/tagout device from the
energy isolation device or equivalent energy control mechanism.
Moreover, to implement the GMC Delco decision, OSHA's directive on the
lockout/tagout standard lists 11 different factors for compliance
officers to use to evaluate and document whether equipment is covered
by the standard or not. This case-by-case analysis creates a degree of
uncertainty about the applicability of the standard for the regulated
community that OSHA did not intend. Though this proposed revision may
change the frequency or number of violations cited and the amount of
fines assessed due to improved employer understanding of the revised
language, these are not material effects that would serve as a basis
for estimating new costs to comply with the standard, and such costs
can be avoided by adherence to the standard, whose costs OSHA has
already estimated.
In addition, removing the word ``unexpected'' from the text of
Sec. 1910.147 also would harmonize this standard with a recent OSHA
lockout/tagout standard which does not include the term ``unexpected.''
See OSHA's General Working Conditions in Shipyard Employment standard
at 29 CFR 1915.89.
Chest X-Ray Requirements
Medical surveillance requirements in health standards are designed
primarily to detect the early onset of adverse health effects so that
appropriate interventions can be taken. In certain OSHA standards, the
Agency currently requires periodic chest X-rays (CXRs) as a form of
early lung cancer detection. At the time these standards were
promulgated, routine screening for lung cancer with CXR was considered
appropriate; however, recent studies with many years of follow-up have
not shown a benefit from CXR screening for either lung cancer incidence
or mortality. As a result, OSHA is proposing to remove the requirement
for periodic CXR in the following standards: Sec. 1910.1029--Coke Oven
Emissions, Sec. 1910.1045--Acrylonitrile, and Sec. 1910.1018--
Inorganic Arsenic.
As OSHA has become increasingly aware of the ineffectiveness of CXR
in reducing lung cancer mortality, the Agency has moved to decrease CXR
requirements to eliminate unnecessary radiation to workers as well as
reduce the cost to employers to provide CXR as part of medical
examinations, which it did previously in the first phase of the
Standards Improvement Process (63 FR 33450, June 18, 1998). Not only
does OSHA preliminarily conclude that the removal of this requirement
would result in a cost savings to employers, but the Agency also
believes it would prove to be beneficial to employees by decreasing
their exposure to radiation as well as decreasing the rate of false
positive results. Although OSHA has not attempted to quantify these
benefits in this preliminary analysis, the Agency invites comment from
the public on these issues.
To estimate the annual cost savings to employers if the requirement
for periodic CXRs were removed from the listed standards, OSHA, with
the assistance of Eastern Research Group (ERG), estimated the number of
unnecessary CXRs that would be eliminated by this proposed change by
drawing on estimates of the affected number of workers for each
standard in the Agency's most recent Information Collection Requests
for each affected standard (ERG, 2015). OSHA then analyzed data from
the Centers for Medicare and Medicaid Services' (CMS) Physician Fee
Schedule. Summarizing data from around the United States indicated a
national average price of $68.42 for a CXR (ERG, 2015). Finally, the
Agency multiplied the average price of a CXR by the number of CXRs to
be eliminated, providing an estimate of $245,148 of exam cost savings.
This information is detailed as follows:
Coke Oven Emissions (Sec. 1910.1029):
Reduced Exam Costs: 2,324 exams x $68.42 CXR cost per exam =
$159,008
Acrylonitrile (Sec. 1910.1045):
Reduced Exam Costs: 467 exams x $68.42 CXR cost per exam =
$31,952
Inorganic Arsenic (Sec. 1910.1018):
Reduced Exam Costs: 792 exams x $68.42 CXR cost per exam =
$54,188
Total Reduced Exam Cost:
$159,008+$31,952+$54,188 = $245,148
Reducing the time of the medical exam, by removing the CXR
requirement, would also save employers money because the employee is
away from work for a shorter period of time. Based on information from
RadiologyInfo.org, the Agency conservatively estimates that the time
employees would be away from work is reduced by 15 minutes when the CXR
component of the exam is eliminated (ERG, 2015). OSHA seeks comment on
this time estimate. As indicated, OSHA estimates this change would save
896 hours of worker time that would have been spent during their
recurring exams. Multiplying the reduced exam time by employee hourly
wages of $24.05,\31\ the Agency estimates a cost savings of $21,549 in
employee time. This information is detailed as follows:
---------------------------------------------------------------------------
\31\ Wages are based on data from the May 2013 National
Occupational Employment and Wage Estimates for Standard Occupational
Classification Code 51-000--Production Operation, which lists
average base compensation of $16.79. A private industry Fringe
Benefit rate of 30.20 percent was from Source: Bureau of Labor
Statistics. Employer Costs for Employee Compensation--June 2014.
(https://www.bls.gov/news.release/archives/ecec_09102014.htm). The
multiplier applied to base compensation to determine loaded wages is
1.43 [1/(1-30.20 percent)]. Applying the multiplier (1.43) to base
compensation ($16.79) results in loaded wages of $24.05.
Coke Oven Emissions (Sec. 1910.1029):
Time saved: 2,324 exams x .25 hours = 581 hours \32\
---------------------------------------------------------------------------
\32\ Numbers rounded to the nearest whole dollar here and
elsewhere in the Preliminary Economic Analysis.
---------------------------------------------------------------------------
Reduced Cost: 581 hours x $24.05 employee wage = $13,973
Acrylonitrile (Sec. 1910.1045):
Time saved: 467 exams x .25 hours = 117 hours
Reduced Cost: 117 hours x $24.05 employee wage = $2,814
Inorganic Arsenic (Sec. 1910.1018):
[[Page 68530]]
Time saved: 792 exams x .25 hours = 198 hours
Reduced Cost: 198 hours x $24.05 employee wage = $4,762
Total Employee Time Savings from fewer CXRs:
581 hours + 117 hours + 198 hours = 896 hours
Total Value of Time Savings from fewer CXRs:
$13,973 + $2,814 + $4,762 = $21,549
Combining the value of saved worker time of $21,549 with the
decreased exam cost of $245,148 nets a total potential cost savings to
employers of $266,697. OSHA seeks comment on these estimates.
OSHA is also proposing to update other CXR requirements in its Coke
Oven Emissions, Acrylonitrile, and Inorganic Arsenic standards
discussed above, as well as in its three Asbestos standards--Sec.
1910.1001 Asbestos (General Industry), Sec. 1915.1001 Asbestos
(Maritime), and Sec. 1926.1101 Asbestos (Construction)--and two
Cadmium standards--Sec. 1910.1027 Cadmium (General Industry), and
Sec. 1926.1127 Cadmium (Construction).
In recent years, innovation in medical technology has allowed for
screening with digital CXRs. Reflecting this, OSHA is proposing to add
the option of digital radiography to its existing standards. As a
practical matter, digital radiography systems are rapidly replacing
traditional analog film-based systems in medical facilities.
There are cost savings to using digital CXRs over analog CXRs.
Traditional analog film-based CXRs are much larger than standard-sized
office documents and weigh more than a piece of paper of the same size.
As such, storing traditional CXRs requires an investment in specialized
storage cabinets, which in turn may require reinforcement of the floor.
Digital CXRs, however, can be stored on a computer. Due to continuing
advances in technology and the emergence of inexpensive and large-
capacity storage devices, digital CXRs can be stored for just a
fraction of a cent each. Digital CXRs also save time and materials
because they can be instantly processed and ready for use as soon as
the CXR is taken.
OSHA believes that digital storage of CXRs is so common that most
employers are already realizing this cost savings and would thus not
incur any additional savings as a result of this proposal. As a
practical matter, OSHA already allows digital storage of CXRs as a
matter of enforcement discretion. In a letter of interpretation
released on September 24, 2012, entitled ``OSHA's position on the
acceptability of digital radiography in place of traditional chest
roentgenograms,'' OSHA stated: ``OSHA would allow, but would not
require, digital radiography in place of traditional chest
roentgenograms for medical surveillance exams under the Asbestos
Standards for general industry, construction, and shipyards.'' Although
OSHA has not released interpretations specifically allowing for digital
storage of CXRs in other standards, it has become the Agency's practice
not to cite or otherwise penalize employers for storing CXRs digitally.
Because it is now current OSHA enforcement practice to waive the formal
requirement for employers to keep analog copies of CXRs when they store
them digitally, the Agency preliminarily concludes that there would be
no realized cost savings by changing this requirement. This proposed
change simply formalizes and thereby clarifies what the Agency has
already accommodated in practice.
Revisions in these standards also include replacements of
antiquated terminology such as ``roentgenogram,'' correction of
misspellings in the existing standards, an update to the current ILO
classification guidance, and revisions where inaccuracies exist in
clinical diagnostic language. OSHA is proposing to update the
regulatory text to better distinguish between the appropriate uses of
classification and interpretation of CXRs. The Agency believes these
changes are merely editorial in nature and reflect current practices,
and therefore would not create new costs or cost savings for employers.
Cotton Dust--Pulmonary Function Testing
As explained in greater detail in the Summary and Explanation, OSHA
is proposing to make revisions to its medical surveillance program
requirements--more specifically, its pulmonary function testing
requirements of the Cotton Dust standard (29 CFR 1910.1043). Exposure
to cotton dust places employees at risk of developing the respiratory
disease byssinosis. Since the publication of the Cotton Dust standard
in 1978, OSHA has not updated its pulmonary function testing
requirements to match those of current technology and practices. As a
result, OSHA is basing its proposed revisions on current
recommendations from organizations recognized as authorities on
generally accepted practices in pulmonary-function testing: The
American Thoracic Society/European Respiratory Society (ATS/ERS), the
National Institute for Occupational Safety and Health (NIOSH), and the
American College of Occupational and Environmental Medicine (ACOEM).
OSHA is proposing to revise paragraph (h) and Appendix D of its
Cotton Dust standard. Many of the revisions are simply editorial, to
clarify existing language, as well as to update outdated pulmonary
function measurements. However, for those revisions that may suggest a
potential need to upgrade pulmonary testing equipment, OSHA
investigated the characteristics of equipment currently available in
the United States and whether such equipment met the specifications of
OSHA's proposed revisions.
Paragraphs 1043(h)(2)(iii) and (h)(3)(ii)(A) and (B) give
instructions for pulmonary function testing, measuring forced vital
capacity (FVC) and forced expiratory volume in one second (FEV1)
against the Spirometry Prediction Tables for Normal Males and Females
(Appendix C), adjusting those measurements based on ethnicity, and from
the outcome of such measurements, determining the frequency of medical
surveillance provided to employees. OSHA is proposing to revise this
provision to specify use of the National Health and Nutrition
Examination Survey (NHANES) III reference data set and to replace the
values currently in Appendix C with the NHANES III values.
Software for most spirometers includes the NHANES III data set,
which is identified as the Hankinson data set on some spirometers. If
software for older spirometers does not include the NHANES III data
set, users of those spirometers would be able to access the NHANES III
values online through the NIOSH calculator. Tables of the NHANES III
values are also available in an appendix of OSHA's spirometry guidance
for healthcare professionals that is also available online. Therefore,
NHANES III values are widely available to spirometry providers,
including those providers using older spirometers.
OSHA's proposal to use the NHANES III data set in place of the
Knudson values currently in Appendix C would simplify interpretation of
spirometry results by providing reference values for more race/ethnic
groups, thereby reducing the need to adjust values for race/ethnic
groups not included in the Knudson data set. This revision as to how
pulmonary functioning should be tested and measured falls in line with
current generally accepted practices; therefore OSHA does not believe
this proposed revision should pose a compliance burden to affected
employers.
[[Page 68531]]
OSHA is also proposing to update paragraph (h)(2)(iii) to require
an evaluation of FEV1, FVC, and FEV1/FVC against the lower limit of
normal (LLN) for each race/ethnic group, by age. Similarly, OSHA is
proposing that the basis for frequency of medical surveillance in
paragraphs (h)(3)(ii)(A) and (B) be whether the FEV1 is above or below
the LLN. This would technically change the required triggers for
medical surveillance from the existing standard, but is consistent with
generally accepted current practices. The Agency believes the changes
would reduce confusion and have little other practical effect. The
proposed revision to evaluate the FEV1/FVC ratio in addition to FEV1
and FVC would not affect the triggers for other medical monitoring
requirements such as changes in medical-surveillance frequency or
referral for a detailed pulmonary examination because the standard
bases those triggers solely on FEV1 values.
Proposed revisions to Appendix D address updates to the
specifications of spirometry equipment used in performing pulmonary
functioning tests. To assess whether current readily available
spirometry equipment met the Agency's proposed specifications, OSHA
investigated the market for spirometry equipment, with the assistance
of its contractor, Eastern Research Group (ERG). OSHA found that the
market has been adapting to similar consensus standards in this area as
far back as 1994. In its research of spirometry product specifications
collected through internet searches, interviews with manufacturers, and
the consultation of peer-reviewed literature and voluntary standards
published by respiratory health groups, the Agency found that
spirometry models currently sold in the United States, Europe and
Australia meet the potential specification revisions of spirometry
equipment to be used in the cotton dust standard. More specifically,
ERG looked at a sample of 12 spirometry models from various
manufacturers and found that 11 out of the 12 models were already
complaint with the volume, accuracy, and minimum duration requirements
of the 2005 spirometry specification standard jointly published by ATS/
ERS (ERG, 2015).
The Agency estimates that this spirometry equipment has a working
life of approximately ten years. To prevent a potential burden to
employers from having to prematurely purchase new equipment, OSHA is
proposing that the revised spirometry specifications apply only to
equipment newly purchased one year or more after OSHA publishes the
final standard in the Federal Register. Combined with evidence that the
large majority of the equipment already on the market is already
compliant, OSHA does not believe that the proposed revisions to the
spirometry equipment specifications would impose additional costs or
compliance burdens to employers. OSHA welcomes comment on the possible
impacts of these requirements.
Shipyard Employment: Feral Cats
As stated in the Summary and Explanation, OSHA is proposing to
remove feral cats from its definition of vermin in paragraph (b)(33) of
Sec. 1915.80--Subpart F--Shipyard General Working Conditions. 29 CFR
1915.88--Sanitation, paragraphs (j)(1) and (j)(2), specify that
employers must, to the extent reasonably practicable, clean and
maintain workplaces in a manner that prevents vermin infestation. When
employers detect vermin, they must implement and maintain an effective
vermin-control program.
OSHA has determined that, although the possibility exists for feral
cats to pose safety and health hazards for employees, the threat is
minor as the cats tend to avoid human contact. Further, stakeholders
have expressed concern that including the term ``feral cats'' in the
definition of vermin encourages cruel and unnecessary extermination.
OSHA does not believe that removing the term ``feral cats'' from the
definition would reduce worker health and safety, and notes that feral
cats may help reduce the presence of other vermin. To the extent feral
cats pose a safety or health hazard at any particular shipyard, OSHA
would consider the cats to be ``other animals'' under the standard.
Removing a perceived obligation to exterminate feral cats should not
have any costs to employers.
911 Emergency Medical Services
OSHA is proposing to revise paragraph (f) in 29 CFR 1926.50--
Medical Services and First Aid. Existing Sec. 1926.50(e) requires
employers to provide a communication system for contacting ambulance
service, or proper equipment for transportation of an injured person.
Existing Sec. 1926.50(f) requires the posting of telephone numbers of
physicians, hospitals, or ambulances for work sites located in areas
where 911 emergency service is not available. OSHA is proposing to
retain both of these this requirements. The Agency would add to
paragraph (f) a requirement that when an employer uses a communication
system for contacting 911 services, the employer must ensure that the
communication system can effectively do so, and, if the system is in an
area that does not automatically supply the caller's latitude and
longitude to the 911 dispatcher, post or otherwise provide to employees
the latitude and longitude of the work site or other information that
communicates the location of the worksite.
OSHA has preliminarily concluded that this proposed requirement
would result in annual costs of $27,899 until 2019, when the FCC
expects enhanced 911 wireless services to be universal, at which time
these costs would disappear.
OSHA calculated the burden hours and wage hour costs for employers
to post the latitude and longitude of the work site location based on
the number of new construction projects started in a given year. To
estimate the number of project sites, OSHA reviewed the most recent
data provided by request from Dodge Data and Analytics.\33\ The Dodge
data show a total of 660,469 new construction projects starts in 2012
of which 537,997 were residential buildings, 58,754 were non-
residential buildings, and 63,718 were non-buildings. Of the 537,997
residential buildings, 516,363 were single-family homes, 7,388 were
two-family houses, and 14,246 were apartments.\34\
---------------------------------------------------------------------------
\33\ For the purpose of this section, in conformance with
previous ICRs on this provision, OSHA deems the Dodge data to be the
best source of information for new construction projects. This
stands in contrast to U.S. Census construction data used later in
the PEA in the context of Load Limit Posting provision because OSHA
is interested in all construction projects started, but not
necessarily completed, in a given year. While Census construction
data provides lists more detailed information on residential housing
starts and completions, and total value of construction put in
place, it does not provide information on the total number of
construction projects started in a given year.
\34\ Dodge defines single-family homes as single-family
detached, stand-alone units. Single-family attached structures,
including such buildings as condominiums and townhomes, are included
in Dodge's multi-family category.
---------------------------------------------------------------------------
OSHA notes that more than one single-family home may be built at a
project site. The Agency determined that construction contractors build
approximately one-half of single-family houses at single house project
sites and the other half at project sites holding multiple single-
family homes. As a result, OSHA estimated the number of single-family
homes completed at single house project sites in 2012 to be 258,182,
and 129,091 to be the total of project sites holding two single family-
homes (one-half of single-family houses at single project sites:
516,363/2 =
[[Page 68532]]
258,182; one-half of single-family homes at project sites holding two
houses: 258,182/2 = 129,091).
As shown below in Table IV-1, the total number of construction
project sites covered by this provision is: 531,379.
Table IV-1--Estimated Total Construction Sites in the United States,
2012
------------------------------------------------------------------------
Total number
of
Type of construction site construction
projects
------------------------------------------------------------------------
Non-Residential Buildings............................... 58,754
Non-Buildings Construction Projects..................... 63,718
Residential Buildings................................... 408,907
One Single-Family Home Per Site......................... 258,182
Multiple Single-Family Homes Per Site................... 129,091
Multi-Family Residential Buildings...................... 21,634
Two-Family Houses....................................... 7,388
Apartments.............................................. 14,246
---------------
Total Construction Sites.............................. 531,379
------------------------------------------------------------------------
In the United States, when a 9-1-1 call is made from a traditional
telephone or wireline, the call is routed to a Public Safety Answering
Point (PSAP) that is responsible for assisting people in a particular
geographic area or community. Depending on the type of 9-1-1 service
available, the telephone number of the caller and the location or
address of the emergency is either communicated by the caller to the
emergency dispatcher (Basic 9-1-1); or automatically displayed to the
dispatcher through the use of equipment and database information
(Enhanced 9-1-1). According to a 2001 report produced by the RCN
Commission and the National Emergency Number Association (NENA) titled,
Report Card to the Nation: The Effectiveness, Accessibility and Future
of America's 9-1-1 Service,\35\ wireline 9-1-1 coverage is available to
97.8 percent of the U.S. population; however only 93 percent of all
U.S. counties have either Basic or Enhanced wireline 9-1-1 coverage
while 7 percent of U.S. counties are without any 9-1-1 services. NENA
reported that these areas without any wireline 9-1-1 coverage are
primarily rural in character with sparse population and generally high
poverty levels; as well as inclusive of Native American lands and
military installations (NENA, 2001).
---------------------------------------------------------------------------
\35\ Report Card to the Nation (RCN)--An RCN Commission was
formed by the National Emergency Number Association (NENA) to review
and grade the performance of 9-1-1. NENA serves its members and the
greater public safety community as the only professional
organization solely focused on 9-1-1 policy, technology, operations,
and education issues.
---------------------------------------------------------------------------
In the December 5, 2014 version of the Federal Communications
Commission's (FCC) 911 Wireless Service Guide, it was estimated that
about 70 percent of 9-1-1 calls were placed from wireless phones (FCC,
2014). The FCC finds using wireless phones create unique challenges for
emergency response personnel because wireless or mobile phones are not
associated with one fixed location or address. Although the location of
the cell site closest to the 9-1-1 caller may provide a general
indication of the caller's location, the FCC finds that the information
is not always specific enough for rescue personnel to deliver
assistance to the caller quickly (FCC, 2014). As a result, the FCC is
now requiring wireless service carriers to implement its wireless
Enhanced 9-1-1 program which will provide 9-1-1 dispatchers with
additional information on wireless 9-1-1 calls. The FCC is allowing the
implementation of its wireless Enhanced 9-1-1 program in two parts--
Phase I and Phase II. Phase I requires carriers to provide the PSAP
with the telephone number of the 9-1-1 wireless caller as well as the
location of the cell site or base station transmitting the call. Phase
II however, requires carriers to provide more precise information to
the PSAP, such as the latitude and longitude of the caller whereby the
accuracy of the geographical coordinates must be within 50 to 300
meters of the caller's location (FCC, 2014).
With the implementation of the wireless Enhanced 9-1-1 program, the
total number of U.S. counties with 9-1-1 coverage has increased from 93
percent to nearly 97 percent. As of March 2015, NENA reported a total
number of 3,135 U.S. counties, which include parishes, independent
cities, boroughs and Census areas. Of these counties, 96.9 percent
(3,038) of them are now capable of receiving some \36\ Phase I location
information and 95.7 percent (3,000) are capable of receiving some
Phase II. All wireless carriers, however, are expected to comply with
Phase II of the FCCs requirements by 2019.\37\
---------------------------------------------------------------------------
\36\ The term `some,'' as defined by the National Emergency
Number Association, means that some or all wireless carriers have
implemented either Phase I or Phase II service in the County or the
PSAPs. In order for any carrier to provide service, the County or
PSAP must be capable of receiving the service. In most cases, all
carriers are implemented in a County or PSAP, but one or more may be
in the process of completing the implementation. See https://www.nena.org/?page=911Statistics.
\37\ See 47 CFR 20.18--911 Service
---------------------------------------------------------------------------
Since all 9-1-1 emergency calls made are routed to a PSAP or call
center based on the geographic location in which the call was made, for
the purpose of this analysis, OSHA is interested in those U.S. counties
where Enhanced 9-1-1 is neither available by wireline nor wireless
device. Using the data provided by NENA, OSHA estimates that of the
3,135 recorded U.S. counties, 4.3 percent (135) neither have wireline
nor wireless Enhanced 9-1-1 capabilities. By extension, for this
analysis, OSHA further assumes that 4.3 percent of all construction
project sites (22,849 of 531,379 construction project sites) are
located within those counties without wireline and wireless Enhanced 9-
1-1 capabilities and would therefore be covered by this provision
whereby employers must either post the latitude and longitude of the
work site or other location-identification information that effectively
communicates the location of the work site to the 9-1-1 emergency
medical service dispatcher. The Agency believes this is likely an
overestimate of the number of construction sites affected by this
provision of the proposal, as construction activity will generally
parallel population concentration. Enhanced cell service, in turn, is
more concentrated around population centers. NENA estimates that 98.4
percent of the population now has Phase II wireless service; 98.1
percent of PSAPs have Phase II service. The Agency, however, requests
comment on this aspect of analysis, as well as the distribution of
wireline and wireless service at construction sites.
OSHA estimates that it takes the average construction employee
affected by this requirement 3 minutes (.05 hour) to obtain the
latitude and longitude of worksite locations, write the information on
material, and then to prominently post the information, as required by
proposed Sec. 1926.50(f). This would not pose an issue of
technological feasibility as the information could be easily downloaded
from the Internet before the crew leaves for the site; in the large
majority of cases this information should be also be available onsite
via common applications for smartphones. The Bureau of Labor
Statistics' (BLS) 2013 Occupational Employment Statistics (OES) data
indicate that the most common construction occupation is ``construction
laborer.'' Partly for that reason, the Agency believes this occupation
is most representative of the workers actually posting the latitude and
longitude load requirements at construction project sites. Consistent
with that, OSHA, based on the OES
[[Page 68533]]
data, estimates a wage of $16.84 per hour for the average affected
construction worker (BLS, 2013a). BLS also estimates in their 2013
Employer Cost for Employee Compensation report that employers pay an
additional 45 percent in employee benefits,\38\ implying a total
employer cost for employee compensation of $24.42 per hour.
---------------------------------------------------------------------------
\38\ BLS, 2013b. Employer costs for employee benefits (other
than wage and salary) were estimated to be 31 percent of total
compensation for workers employed in construction. The fringe
benefit factor is calculated by 1/(1--percent of total compensation
attributable to employee benefits, or 1/(1-.3) = 1.45. Total
employer cost for employee compensation is calculated by multiplying
the base wages ($16.84) by the fringe benefits factor (1.45).
---------------------------------------------------------------------------
Therefore, the estimated annual burden hours and wage hour cost of
this proposed requirement are:
Burden hours: 22,849 construction project sites x .05 hour =
1,142.45 hours.
Cost: 1,142.45 hours x $24.42 = $27,899.
Based on these costs, OSHA preliminary determines that the proposed
provision is economically feasible. OSHA notes that a member of ACCSH
stated that he had seen a firm provide location information at remote
sites. (ACCSH Aug. 23, 2013 transcript, p. 85.) As noted previously,
the task of communicating relevant site information to rescue services
is gradually being made easier by the spread of advanced
telecommunications technology, such that in the near future the
existing burden should be eliminated. However, OSHA seeks comments on
this estimate and how long the costs will remain in effect.
Permissible Exposure Limits Table
As discussed in the Summary and Explanation, 29 CFR 1926.55--Gases,
Vapors, Fumes, Dusts, and Mists--is the Construction counterpart to 29
CFR 1910.1000--Air Contaminants, which enumerates hundreds of
Permissible Exposure Limits (PELs) in its Z tables. Because 29 CFR
1926.55 is not as clear as its General Industry counterpart, OSHA is
proposing to update section 1926.55(a) and Appendix A to help clarify
the construction PELs. These proposed changes would: (1) Change the
term ``Threshold Limit Values'' to ``Permissible Exposure Limits''; (2)
eliminate language that sounds advisory; (3) eliminate confusing
language; (4) correct several noted errors in Appendix A; and (5)
correct cross-references to the asbestos standard. OSHA deems these
changes to be simple clarifications which would not change the
substantive effect this rule. Therefore, OSHA has preliminarily
concluded that these revisions would not result in changes to the cost
or impact of 29 CFR 1926.55; however, OSHA seeks comment on this
preliminary conclusion.
Process Safety Management of Highly Hazardous Chemicals
OSHA is proposing to replace the regulatory text of its Process
Safety Management (PSM) of Highly Hazardous Chemicals construction
regulation, Sec. 1926.64, with a cross-reference to the corresponding
general industry regulation in 29 CFR 1910.119. The requirements
applicable to construction work in 29 CFR 1926.64 are identical to
those set forth in 29 CFR 1910.119. This change would only serve to
eliminate duplicative regulatory text and as such, OSHA has
preliminarily determined that it has no cost.
Personal Protective Equipment Fit
OSHA is proposing to amend Section Sec. 1926.95--Criteria for
Personal Protective Equipment (PPE), paragraph (c), to clarify that PPE
must properly fit each employee. The existing regulatory text states
that PPE ``shall be of safe design and construction for the work to be
performed'' and current paragraph (a) states that PPE ``shall be
provided, used, and maintained in a sanitary and reliable condition
wherever it is necessary. . . .'' It is the agency's opinion that for
PPE to provide protection against the hazards for which it is designed,
it must fit properly. OSHA views this change as a clarification of the
existing language and thus preliminarily determines that it would not
increase costs or compliance burdens to employers.
Lanyard/Lifeline Break Strength
OSHA is proposing to lower the minimum breaking strength
requirement in Sec. 1926.104--Safety Belts, Lifelines and Lanyards,
paragraph (c)--from 5,400 pounds to 5,000 pounds. As discussed in the
Summary and Explanation of that section, the Agency believes a 5,000
pound requirement would still provide a more than sufficient safety
factor. Because this change lowers the minimum requirement, employers
would not be required to purchase new equipment. When employers do
replace their equipment, they could continue to purchase lifelines with
a breaking strength of 5,400 pounds, or with a breaking strength of
5,000 pound. This proposed revision also would bring Sec. 104(c) into
conformance with the lanyard and lifeline breaking strength requirement
in the Fall Protection standard, at Sec. 1926.502(d)(9). As a result,
OSHA has preliminarily concluded that this change would not add any new
compliance costs for employers.
Manual on Uniform Traffic Control Devices
Under 29 CFR part 1926 subpart G--Signs, Signals, and Barricades,
OSHA requires that employers comply with the mandatory provisions of
Part VI of the Manual on Uniform Traffic Control Devices (MUTCD).
Currently, employers comply with Part VI when they use one of two
versions of MUCTD: the 1988 Edition, Revision 3, September 3, 1993
MUTCD (``1988 Edition'') or the Millennium Edition, December 2000 MUTCD
(``Millennium Edition''). Since OSHA's last published update to subpart
G, requiring employers to follow one of the two MUTCD editions above,
the Department of Transportation (DOT) has then updated 23 CFR 655.601
through 655.603 to require adherence to the 2009 Edition, November 4,
2009, MUTCD (``2009 Edition''). The Agency is proposing to update
subpart G to require employers to follow the MUTCD 2009 Edition.
23 CFR 655.603 states that the MUTCD is the national standard for
all traffic control devices installed on any street, highway, or
bicycle trail open to public travel. It also requires all States,
within two years after a new national MUTCD edition is issued or any
national MUTCD amendments are made, to adopt the new MUTCD in the
State, adopt the national MUTCD with a State Supplement that is in
substantial conformance with the new MUTCD, or adopt a State MUTCD that
is in substantial conformance with the new MUTCD.
Each State enacts its own laws regarding compliance with standards
for traffic control devices in that State. If the State law has adopted
a State Supplement or a State MUTCD that the Federal Highway
Administration (FHWA) has found to be in substantial conformance with
the national MUTCD, then those State requirements are what the local
road agencies (as well as the State DOT) must abide by. The exception
is traffic control devices installed on a federally aided project, in
which case 23 CFR 655.603(d)(2) specifically requires those devices to
comply with the national MUTCD before the road can be opened or
reopened to the public for unrestricted use.
The Agency believes any employer costs related to incorporating the
updated MUCTD reference into subpart G are very limited because, first,
the updated DOT rules are already currently
[[Page 68534]]
in force for all public roads. Second, even in the limited
circumstances of construction on private roads, the MUCTD rules are
already likely followed. Finally, the changes from the prior editions
are minor and could easily be outweighed by eliminating the burden
created by having conflicting DOT and OSHA requirements.
Private roads open to public travel are now subject to the same
traffic control standards as public streets and highways. However, the
FHWA does not require State and/or local highway agencies to have
specific authority or enforcement responsibility for traffic control
devices on private roads to ensure compliance with the MUTCD. Owners or
parties responsible for such private roads are encouraged to bring the
traffic control devices into compliance with the MUTCD and other
applicable State Manuals, and those who do not may find themselves
exposed to increased tort liability. State and local jurisdictions can
encourage MUTCD compliance on private roads by incorporating pertinent
language into zoning requirements, building and occupancy permits, and
similar controls that they exercise over private properties.
As a practical matter, available data on private road construction
indicate that it represents a very small portion of total road
construction activity. Data from the Census Construction Spending
Survey indicate that it represents less than 1 percent of all funds
dedicated to highway and street construction (Census, 2014).\39\ This
leaves a very limited scope of construction signage not already
governed by the updated DOT rules.
---------------------------------------------------------------------------
\39\ Since private spending on Highway and Street construction
is relatively small in comparison to other categories of spending,
it does not appear as a separate item, but can be derived from
subtracting Total Public Construction spending on Highway and Street
construction from Total Construction spending on Highway and Street
construction. 2013 data indicates private spending was well below 1
percent of total spending in this category. This pattern was
consistent at least as far back as 2002.
---------------------------------------------------------------------------
Since all contractors engaged in construction of public roads are
now required to follow the current MUTCD, only those firms that work
exclusively on private roads would incur costs associated with this
proposal. Contractors that work on both public and private roads should
not see an increased burden because they would already need to be in
compliance with the MUTCD to work on public roads. Considering that
there is pressure, both from a regulatory and liability perspective,
for firms that work exclusively on private roads to follow the MUTCD,
OSHA believes the total number of these firms potentially incurring
costs as a result of this proposal would be very small. To better
understand how often these situations occur, OSHA seeks comment on the
number of contractors that work exclusively on private roads and are
therefore not required to follow the MUTCD. To the extent that
situation occurs, the Agency also seeks comment on the extent to which
such contractors already follow the updated MUTCD.
For any firms not already complying with the updated MUTCD, the
cost of compliance would be very limited. As explained in the Summary
and Explanation, the revisions to the MUTCD make the document more user
friendly and account for advances in technology. A comparison of the
1998 and 2009 updates shows fewer and less burdensome new requirements,
but more guidance and support material which makes the document easier
to use. This proposed change to the OSHA rule should decrease the
burden on employers by eliminating confusion as to which edition they
must comply with. It would also inform employers that compliance with
DOT regulations would not run afoul of outdated OSHA regulations. Most
of the new provisions provide more options to employers, which should
either increase safety or reduce the burden to employers.
Nonetheless, the Agency has identified two proposed changes in the
2009 Edition that could have a very small cost for those employers
doing construction work exclusively on private roads that are not
already following the updated MUTCD for these items.
One change is a requirement to use a new symbol and additional sign
for a shoulder drop-off. OSHA has estimated that the average price of a
shoulder drop-off sign at $32.74, depending on size and finish. A
second change prohibits contractors from relying on hand-signs alone to
control traffic. This burden would only apply to a subset of
contractors that use flaggers to control traffic (as opposed to
something like automated flagger assistance device) and choose to only
use hand signals to accomplish this task. Each of these contractors
would need to purchase at least one stop sign or flag. OSHA has
determined that a flag would cost, on average, $7.96 each, dependent on
size (ERG, 2015).
The number of signs or flags a contractor needs for these
situations would presumably be dependent on the number of simultaneous
projects that the road construction firm engages in during a typical
season, or how large and complex such projects are. While smaller
contractors may be more likely to engage solely in private road
operations, larger, more complex projects demanding more equipment
would almost certainly fall to larger contractors also employed in
public road construction. Considering the very limited number of
contractors and situations that would likely be impacted by this
proposal, the Agency believes that most of the potentially affected
firms would not need more than a handful of either signs or flags. The
Agency seeks comment on what the likely impact of these changes would
be, both in terms of the number of signs and/or flags potentially
affected contractors might need, as well as whether other changes to
MUCTD might have a cost associated with them, or ultimately whether the
clarity provided by a government-wide reference to a single set of
standards may provide a cost savings to employers.
It is not clear whether any firm would incur new costs as a result
of this this proposed update to the 2009 Edition, but as shown, any
such costs would be very limited in nature and would be an
insignificant portion of a contractor's annual profit. OSHA therefore
does not believe these changes would have a significant impact to any
firm or raise an issue of economic feasibility. The Agency, however,
welcomes comment on this preliminary assessment.
Load Limit Postings
OSHA is proposing to remove the load limit posting requirement for
single family dwellings or townhouses in 29 CFR 1926.250--General
Requirements for Storage, paragraph (a)(2). OSHA has preliminarily
estimated that removing the requirement for employers to post maximum
safe load limits of floors in storage areas when constructing single
family dwellings or townhouses would result in a cost savings to
employers engaged in these construction activities of approximately
$2,948,715.
OSHA estimates that it takes the average construction employee
affected by this requirement 15 minutes (0.25 hours) to develop and
post the currently required signs, assuming the information is readily
available from current engineering estimates. The Bureau of Labor
Statistics' (BLS) 2013 Occupational Employment Statistics (OES) data
indicate that the most common construction occupation is ``construction
laborer.'' Partly for that reason, the Agency believes this occupation
is most representative of the workers actually posting the load limit
requirement at such dwellings. Consistent with that, OSHA, based on the
OES data, estimates a wage of $16.84
[[Page 68535]]
per hour for the average affected construction worker (BLS, 2013a). BLS
also estimates in their 2013 Employer Cost for Employee Compensation
report that employers pay an additional 45 percent in employee
benefits,\40\ implying a total employer cost for employee compensation
of $24.42 per hour. According to the U.S. Census, in 2012 there were
483,000 single family houses constructed, including townhouses (Census,
2012).\41\ OSHA estimates, that on average, each project would have one
storage area, producing one required posting. Using this data, OSHA
preliminarily estimates that the yearly burden on employers affected by
this proposed revision would be reduced by $6.105 ($24.42/hour x 0.25
hours) for a total cost savings of $2,948,715 ($6.105 cost per posting
x 483,000 single family homes) to the industry. Therefore, the
estimated reduction in burden hours and wage hour costs of this
proposed requirement are:
---------------------------------------------------------------------------
\40\ BLS, 2013b. Employer costs for employee benefits (other
than wage and salary) were estimated to be 31 percent of total
compensation for workers employed in construction. The fringe
benefit factor is calculated by 1/(1--percent of total compensation
attributable to employee benefits, or 1/(1 - .3) = 1.45. Total
employer cost for employee compensation is calculated by multiplying
the base wages ($16.84) by the fringe benefits factor (1.45).
\41\ In the 911 Emergency Medical Services section of PEA
presented earlier, the Agency examined total construction starts,
which were estimated using Dodge data. Included within that total
were new home starts. However, as has historically been the case
when examining the paperwork burden for 29 CFR 1926.250, the Agency
is using U.S. Census data rather than the Dodge report. The Dodge
report does not include data on townhomes separate from
condominiums; townhomes and condominiums are both grouped together
in the Dodge report's multifamily category. For the purposes of
analyzing the change to this provision, OSHA needs to be able to
separate condominiums from townhomes; the U.S. Census' definition of
a single family homes identically matches the new home constructions
that the Agency needs to measure. Therefore, OSHA believes the data
provided from the U.S. Census is the best available for analyzing
the proposed update to 29 CFR 1926.250(a)(2).
---------------------------------------------------------------------------
Reduced burden hours: 483,000 houses x .25 hours = 120,750 hours.
Reduced cost: 120,750 hours x $24.42 = $2,948,715.
Excavation Hazards
In 1989, OSHA updated Sec. 1926.651(j)--Specific Excavation
Requirements--Protection of Employees from Loose Rock or Soil, to add
the phrase ``that could pose a hazard'' when referring to loose rock or
soil and excavated or other materials or equipment. A number of
Administrative Law Judges of the Occupational Safety and Health Review
Commission (OSHRC) later ruled that the added phrase in the standard
shifts the burden of determining whether loose rock or soil and
excavated or other material or equipment poses a hazard to employees to
OSHA, before OSHA can establish a violation. These rulings are
inconsistent with what OSHA intended, as the preamble to the 1989
revision does not indicate that OSHA intended to shift the burden when
it revised the 1971 provisions, but rather intended to clarify the
language of the provisions. Thus, the Agency is proposing to remove the
phrase ``that could pose a hazard'' from Sec. 1926.651(j)(1) and
(j)(2).
OSHA believes that this revision would clarify its original intent
that the burden is on employers to protect their employees from loose
rock or soil and excavated or other materials or equipment, and that
OSHA does not have the initial burden of demonstrating the existence of
a hazard. Consistent with the Agency's intent, no estimated costs or
cost savings were attributed to this additional language in the 1989
update to the original 1971 rule (54 FR 45894). Hence, OSHA has
preliminarily determined that no cost or compliance burdens would be
associated with the proposed removal of this language.
Decompression Tables
OSHA is proposing to replace the current decompression tables found
in Appendix A to subpart S of part 1926--Underground Construction,
Caissons, Cofferdams and Compressed Air--with the 1992 French Air and
Oxygen decompression tables, which are an updated industry standard,
and are therefore preferred over the Agency's existing tables. The
information available to the Agency currently indicates that
underground projects which incorporate new tunneling technology have
not followed OSHA's existing decompression tables, but instead, have
followed the French or other updated tables. In each case, federal OSHA
or a state plan state had been persuaded by the available research and
studies that the new decompression methods provide better protection
for underground workers and has issued a variance.
Since underground tunneling projects currently already use these
proposed tables, OSHA has preliminary determined that the replacement
of its existing Decompression Tables in Appendix A to subpart S of part
1926 with the French tables would not result in an increase of cost to
affected employers. OSHA seeks comment regarding any establishment that
does not currently use the French tables and/or uses any other updated
tables. This should provide some relief for employers who currently
wish to use the newer tables, in that they would no longer need to
apply for a variance from the Agency. The Agency however, has not
quantified a cost savings associated with this reduced burden to
employers.
Rollover Protective Structures
OSHA is proposing to amend the existing standards in 29 CFR part
1926 subpart W--Rollover Protective Structures; Overhead Protection
(Sec. 1926.1001, 1002, and 1003). The existing standards, which are
based on consensus standards from 1970, will be amended to remove the
provisions that specify test procedures and performance requirements.
The revised provisions will reference the 1970 consensus standards for
equipment manufactured prior to the effective date of the final rule.
They will also reference the most recent ISO standards: ISO 3471-2008,
ISO 5700-2013 and ISO 3449-2005, for new equipment manufactured after
the effective date of the final rule. It is OSHA's understanding that
all industries affected by this change are already following the new
ISO standards, and therefore has preliminarily concluded that this
change would not create any new costs for employers. However, OSHA
seeks comments on this conclusion and on current adherence to the ISO
standards in the affected industries.
The Agency also proposes to expand the existing regulatory language
of Sec. 1926.1000 and 1001 to cover compactors and skid-steer loaders,
as telegraphed previously by reserving existing paragraph 1000(a)(2).
OSHA believes that this new equipment, as with the equipment currently
covered by the existing standard, already adheres to the minimum
performance criteria for ROPS as set forth in the recent ISO standards,
but seeks further comment. If OSHA is correct about the current
compliance for this new equipment, then OSHA preliminarily concludes
that this change would not add any new compliance cost to employers.
OSHA seeks comments on this issue as well.
Underground Construction--Diesel Engine
Existing regulatory language in Sec. 1926.800(k)(10)(ii) requires
that mobile diesel-powered equipment used underground comply with the
Mine Safety Health Administration's (MSHA) provisions of 30 CFR part
32. In 1996, MSHA revoked part 32 and replaced it with updated
provisions in 30 CFR part 7, subpart E and 30 CFR 75.1909 Non-
permissible diesel-powered equipment; design and performance
requirements, 75.1910 Non-permissible diesel-
[[Page 68536]]
powered equipment; electrical system design and performance
requirements, and 75.1911 Fire suppression systems for diesel-powered
equipment and fuel transportation units (61 FR 55411). In 2001, MSHA
issued 30 CFR 57.5067 to allow engines that meet Environmental
Protection Administration (EPA) requirements to be used as an
alternative to seeking MSHA approval under part 7, subpart E (66 FR
5706). The Agency proposes to update the regulatory language in Sec.
1926.800(k)(10)(ii) to cross-reference these updated provisions.
If adopted, these changes will allow employers who use diesel-
powered engines on mobile equipment in underground construction to use
current MSHA procedures to obtain approval plates to affix to the
engines or meet or exceed the applicable EPA requirements listed at
MSHA Table 57.5067-1, and meet the requirements for other machine
features in 30 CFR 75.1909, 75.1910, and 75.1911(a)-(i) for non-
permissible diesel-powered engines. Based on available information,
OSHA has determined that currently manufactured equipment meets the
proposed requirements and are generally compliant with the more
stringent EPA Tier 3 and Tier 4 emission requirements (ERG, 2015). The
Agency has therefore preliminarily concluded that all applicable new
equipment currently available for in the market meets the proposed
requirements.
OSHA recognizes that there may be some employers using equipment
that predates the newer MSHA standards, and the EPA requirements
referenced in them. To avoid the costs of replacing existing equipment
in use, the Agency proposes to allow equipment purchased before the
effective date of the final rule to continue to comply with the terms
of existing Sec. 1926.800(k)(10)(ii) (including having been approved
by MSHA under 30 CFR part 32 (1995) or be determined to be equivalent
to such MSHA-approved equipment). OSHA solicits comment on the number
of engines in use that meet the existing standard but will not meet the
requirements of the new MSHA standard and whether continued use of such
equipment presents a serious safety or health hazard. OSHA also seeks
comment on whether this proposed grandfathering is workable.
The Agency observes that some parts of the updated MSHA regulations
have additional requirements, such as the potential need for training
on fire suppression systems. However, as discussed in the Summary and
Explanation, OSHA proposes to carry over the reference to only
equipment requirements in the MSHA standards. Therefore, as explained,
these other elements of the MSHA standards would not apply here and
would therefore carry no cost.
In summary, because diesel equipment manufactured for underground
construction apparently conforms with the newer MSHA standards, and the
proposal would ``grandfather'' in existing equipment, the Agency
believes employers will not have additional expenses in complying with
the this proposed change to the Underground Construction standard. OSHA
welcomes comments on this preliminary conclusion.
Coke Oven Emissions
Section 1926.1129 regulates exposure to coke oven emissions in
construction. In the Summary and Explanation, the point was made that
the provisions of this standard do not fit construction work. Therefore
OSHA is proposing to delete 29 CFR 1926.1129 (and the reference to it
in 29 CFR 1926.55).
An interpretation letter to Mr. Katz from Assistant Secretary
Charles Jeffress on June 22, 1999 stated, ``We will remove 29 CFR
1926.1129 from OSHA's Internet Web site; the standard will be deleted
from Part 1926 Code of Federal Regulations, and we [OSHA] will formally
notify OSHA field offices that Sec. 1926.1129 is not to be enforced.''
Since OSHA is not enforcing Sec. 1926.1129 and it has no applicability
to construction, this change will have no cost.
Removal of Social Security Number Collection Requirements From OSHA's
Standards
As discussed in the Summary and Explanation, OSHA is proposing to
delete the requirements in its standards for employers to use social
security numbers to identify employees on exposure monitoring, medical
surveillance, and other records. The Agency believes that while this
change will help employers to protect their employees from identity
theft, it will not impose new costs upon employers. The proposed
changes would not require employers to delete social security numbers
from existing records, nor would they prohibit employers from
continuing to use them to identify employees; employers would simply no
longer be required to include employee social security numbers on the
records. The Agency believes that these changes have the potential to
provide benefits to both employees and employers and potential cost
savings, but OSHA has not quantified those potential benefits and
savings for this preliminary analysis.
C. Summary
OSHA preliminarily concludes that the proposed provisions do not
impose costs of any significance on any employer, and therefore
concludes that the proposed rule is economically feasible. Table IV-2
provides a brief summary of the cost savings and benefits OSHA
estimates would result from the proposed rule.
TABLE IV-2
------------------------------------------------------------------------
Item Cost savings/benefits
------------------------------------------------------------------------
Cost Savings
------------------------------------------------------------------------
Remove the load limit posting $2,948,715.
requirement for single family
dwellings or townhouses in Sec.
1926.250 (a)(2).
Remove the requirement for periodic CXR 266,697.
in Sec. 1910.1029, Sec. 1910.1045,
and Sec. 1910.1018.
Revise paragraph (f) in 29 CFR 1926.50-- -27,899.
Medical Services and First Aid.
--------------------------------
Total.............................. 3,187,513.
Allow digital storage of chest Reduces storage costs, brings
roentgenograms in Sec. 1910.1029, standard up to date,
Sec. 1910.1045, Sec. 1910.1018, simplifies.
Sec. 1910.1001, Sec. 1915.1001,
Sec. 1926.1101, Sec. 1910.1027,and
Sec. 1926.1127.
------------------------------------------------------------------------
[[Page 68537]]
Benefits
------------------------------------------------------------------------
Remove the requirement for periodic CXR Reduced radiation, fewer false
in Sec. 1910.1029, Sec. 1910.1045, positives.
and Sec. 1910.1018.
Update required pulmonary function Brings OSHA standards up to
testing requirements in Sec. current technology and medical
1910.1043. practices.
Revise decompression tables to require Better protect employees,
adherence to 1992 French Air and reduce cases of decompression
Oxygen Decompression tables in Subpart illness, bring OSHA standard
S of Part 1926. up to current medical
guidelines.
------------------------------------------------------------------------
D. Regulatory Flexibility Analysis
In accordance with the Regulatory Flexibility Act, 5 U.S.C. 601 et
seq. (as amended), OSHA examined the regulatory requirements of the
proposed rule to determine whether these proposed requirements would
have a significant economic impact on a substantial number of small
entities. This proposed rule has estimated annual costs of $27,899 and
would lead to approximately $3.2 million per year in cost savings to
regulated entities. Since the costs related to this proposal (from
posting location information in limited circumstances) amount to a few
dollars per construction project, and are widely dispersed
geographically and throughout the industry, the Agency believes the
proposed rule does not possess potential to have a significant impact
on a substantial number of small entities. The Agency therefore
certifies that the proposed rule would not have a significant economic
impact on a substantial number of small entities.
References
BLS, 2013a. Bureau of Labor Statistics Occupational Employment
Survey. May 2013. BLS Occupational Code: Construction Laborer 47-
2061. Found at: https://www.bls.gov/oes/current/oes472061.htm.
BLS, 2013b. Employer Cost for Employee Compensation, December 2013.
Economic News Release March 12th 2014. Found at: https://www.bls.gov/news.release/ecec.t06.htm.
Census, 2012. U.S. Census Bureau, ``Characteristics of New Housing
2012.'' Found at: https://www.census.gov/construction/chars/highlights.html.
Census, 2014. U.S. Census Bureau, Construction Spending Survey data,
accessed from https://www.census.gov/econ/currentdata.
Dodge Data and Analytics, data run, 2 Penn Plaza New York, New York
10121.
ERG, 2015. Eastern Research Group, ``Supporting Information for
Standard Improvement Project 4,''.September, 2015.
FCC, 2014. Federal Communications Commission, ``911 Wireless
Services Guide,'' December 2014.
NENA, 2001. RCN Commission and the National Emergency Number
Association (NENA), ``Report Card to the Nation: The Effectiveness,
Accessibility and Future of America's 9-1-1 Service,'' September
2001. Found at: https://c.ymcdn.com/sites/www.nena.org/resource/collection/7F122EC0-BC5A-46DD-9A65-B39A035E87D5/NENA_Report_to_the_Nation_1.pdf.
OSHA, 1989. U.S. Department of Labor, Occupational Safety and Health
Administration, Office of Regulatory Analysis. Regulatory Impact and
Regulatory Flexibility Analysis of 29 CFR 190.147 (The Control of
Hazardous Energy Sources--Lockout/Tagout) August, 1989. Found at:
https://www.regulations.gov/#!documentDetail;D=OSHA-S012A-2006-0642-
0266.
V. Legal Considerations
The purpose of the Occupational Safety and Health Act of 1970 (OSH
Act; 29 U.S.C. 651 et al.) is ``to assure so far as possible every
working man and woman in the Nation safe and healthful working
conditions and to preserve our human resources . . .'' (29 U.S.C.
651(b).) To achieve this goal, Congress authorized the Secretary of
Labor to promulgate and enforce occupational safety and health
standards; authorized summary adoption of existing national consensus
and established Federal standards within two years of the effective
date of the OSH Act (29 U.S.C. 655(a)); authorizing promulgation of
standards pursuant to notice and comment (29 U.S.C. 655(b)); and
required employers to comply with OSHA standards (29 U.S.C. 654(b)).
An occupational safety or health standard is a standard ``which
requires conditions, or the adoption or use of one or more practices,
means, methods, operations, or processes, reasonably necessary or
appropriate to provide safe or healthful employment and places of
employment.'' (29 U.S.C. 652(8)). A standard is reasonably necessary or
appropriate within the meaning of Section 652(8) if it substantially
reduces or eliminates significant risk. In addition, it must be
technologically and economically feasible, cost effective, and
consistent with prior Agency action, or a justified departure. A
standard must be supported by substantial evidence, and be better able
to effectuate the OSH Act's purposes than any national consensus
standard it supersedes. (See 58 FR 16612-16616, March 30, 1993.)
A standard is technologically feasible if the protective measures
it requires already exist, can be brought into existence with available
technology, or can be created with technology that can reasonably be
expected to be developed. (See American Textile Mfrs. Institute v.
OSHA, 452 U.S. 490, 513 (1981) (ATMI); American Iron and Steel
Institute v. OSHA, 939 F.2d 975, 980 (D.C. Cir. 1991) (AISI).)
A standard is economically feasible if industry can absorb or pass
on the costs of compliance without threatening its long-term
profitability or competitive structure. See ATMI, 452 U.S. at 530 n.
55; AISI, 939 F.2d at 980. A standard is cost effective if the
protective measures it requires are the least costly of the available
alternatives that achieve the same level of protection. ATMI, 452 U.S.
at 514 n. 32; International Union, UAW v. OSHA, 37 F.3d 665, 668 (D.C.
Cir. 1994) (LOTO II). Section 6(b)(7) of the OSH Act authorizes OSHA to
include among a standard's requirements labeling, monitoring, medical
testing, and other information-gathering and transmittal provisions.
(29 U.S.C. 655(b)(7).) OSHA safety standards also must be highly
protective. (See 58 FR at 16614-16615; LOTO II, 37 F.3d at 668-669.)
Finally, whenever practical, standards shall ``be expressed in terms of
objective criteria and of the performance desired.'' (29 U.S.C.
655(b)(5).)
VI. OMB Review Under the Paperwork Reduction Act of 1995
A. Overview
The purposes of the Paperwork Reduction Act 1995 (PRA), 44 U.S.C.
3501 et seq., include enhancing the quality and utility of information
the Federal government requires and minimizing the paperwork and
reporting burden on affected entities. The PRA requires certain actions
before
[[Page 68538]]
an agency can adopt or revise a collection of information (paperwork),
including publishing a summary of the collection of information and a
brief description of the need for and proposed use of the information.
PRA defines ``collection of information'' as ``the obtaining, causing
to be obtained, soliciting, or requiring the disclosure to third
parties or the public, of facts or opinions by or for an agency,
regardless of form or format'' (44 U.S.C. 3502(3)(A)). Under PRA, a
Federal agency may not conduct or sponsor a collection of information
unless it is approved by OMB under the PRA, and displays a currently
valid OMB control number, and the public is not required to respond to
a collection of information unless it displays a currently valid OMB
control number (44 U.S.C. 3507). Also, notwithstanding any other
provisions of law, no person shall be subject to penalty for failing to
comply with a collection of information if the collection of
information does not display a currently valid OMB control number (44
U.S.C. 3512).
The Standards Improvement Project-Phase IV (SIP-IV) proposal would
modify a number of Information Collections currently approved by the
Office of Management and Budget (OMB) under the PRA.
B. Solicitation of Comments
Concurrent with publication of this proposed rule, the Department
is submitting a series of Information Collection Requests (ICRs) to
revise the collections in accordance with this NPRM, as required by the
PRA. See 44 U.S.C. 3507(d). Some of these revisions, if adopted, would
result in changes to the existing burden hour and/or cost estimates.
Other revisions may be less significant and would not change the ICR
burden hour and cost estimates.\42\
---------------------------------------------------------------------------
\42\ The proposal would revise to existing standard provisions
that are not collections of information. These revisions are not
addressed in this preamble section. However some revisions will
modify language contained in a currently OMB approved information
collection (paperwork analysis), though they will not change burden
hour or cost estimates. These information collections, referenced by
OMB Control number, are included in this section since the Agency
will prepare and submit an ICR to OMB to incorporate the revised
language into the existing information collection.
---------------------------------------------------------------------------
The Agency solicits comments on the information collection
requirements contained in this NPRM. The Agency is particularly
interested in comments on the collections of information requirements
that:
Evaluate whether the proposed collection of information
requirements are necessary for the proper performance of the Agency's
functions, including whether the information is useful;
Evaluate the accuracy of OSHA's estimate of the burden
(time and cost) of the information collection requirements, including
the validity of the methodology and assumptions used;
Enhance the quality, utility, and clarity of the
information collected; and
Minimize the compliance burden on employers, for example,
by using automated or other technological techniques for collecting and
transmitting information.
C. Proposed Revisions to the Collection of Information Requirements
As required by 5 CFR 1320.5(a)(1)(iv) and 1320.8(d)(2), the
following paragraphs provide information about the ICRs, including the
changes in burden associated with the proposed revisions to information
collection requirements.
1. Title: Standards Improvement Project-Phase IV (SIP-IV)
2. Description of revisions to the ICRs: The SIP-IV proposal adds,
removes, or revises collection of information requirements, as further
explained in Table 1(a) that identifies those ICRs where the proposal
will change burden hours and costs. For those ICRs, Table 1(b) itemizes
the responses, frequencies, time, burden hours, and cost as a result of
the program change. Table 2 identifies those ICRs where the proposal
will add to or revise the text of standards, but do not result in a
burden or cost change as result.
Table 1(a)--ICRs With Proposed Burden Hour Changes
------------------------------------------------------------------------
OMB control Provisions being
ICR title No. modified
------------------------------------------------------------------------
Coke Oven Emissions (29 CFR 1218-0128 OSHA is proposing to
1910.1029). remove the requirement
for periodic chest x-
rays as part of the
medical exams for
employees. In
addition, OSHA is
proposing to add the
option of digital
radiography to its
existing standards
because digital
radiography systems
are rapidly replacing
traditional analog
film-based systems in
medical facilities.
Acrylonitrile (29 CFR 1218-0126 OSHA is proposing to
1910.1045). remove the requirement
for periodic chest x-
rays as part of the
medical exams for
employees. OSHA is
proposing to add the
option of digital
radiography to its
existing standards
because digital
radiography systems
are rapidly replacing
traditional analog
film-based systems in
medical facilities.
Inorganic Arsenic (29 CFR 1218-0104 OSHA is proposing to
1910.1018). remove the requirement
for periodic chest x-
rays as part of the
medical exams for
employees. OSHA is
proposing to add the
option of digital
radiography to its
existing standards
because digital
radiography systems
are rapidly replacing
traditional analog
film-based systems in
medical facilities.
Construction Standards on 1218-0093 OSHA is proposing to
Posting Emergency Telephone add to 29 CFR
Numbers and Floor Load Limits 1926.50(f) a
(29 CFR 1926.50 and 29 CFR requirement that when
1926.250). an employer uses a
communication system
for contacting 911
services, if the
communication system
is in an area that
does not automatically
supply the caller's
latitude and longitude
to the 911 dispatcher,
the employer must post
or otherwise provide
to employees the
latitude and longitude
of the work site or
other information that
communicates the
location of the
worksite. In addition,
OSHA is proposing to
remove the load limit
posting requirement
for single family
dwellings or
townhouses in 29 CFR
1926.250.
------------------------------------------------------------------------
[[Page 68539]]
Table 1(b)--Estimated Burden Hours and Cost
--------------------------------------------------------------------------------------------------------------------------------------------------------
Estimated
cost
Average Estimated (capital-
ICR Title and paragraph modified OMB control Number of Number of Frequency per response time per burden hour operation
No. respondents responses response /program and
(hours) change maintenance)
change
--------------------------------------------------------------------------------------------------------------------------------------------------------
Coke Oven Emissions (29 CFR 1910.1029) 1218-0128 2,324 2,324 Annual....................... 1.42 -581 -$159,008
(Sec. 1910.1029(j)).
Acrylonitrile (29 CFR 1910.1045) (Sec. 1218-0126 467 467 Annual....................... 1.25 -117 -31,952
1910.1045(n)).
Inorganic Arsenic (29 CFR 1910.1018) (Sec. 1218-0104 792 792 Annual....................... 1.42 -198 -54,188
1910.1018(n)).
Construction Standard on Posting Emergency 1218-0093 22,849 22,849 Annual....................... .05 1,142 27,899
Telephone Numbers (29 CFR 1926.50) \43\
(Sec. 1926.50(f)).
Construction Standard on Floor Load Limits 1218-0093 483,000 483,000 Annual....................... 0.25 -120,750 -2,948,715
(29 CFR 1926.250) (Sec. 1926.250 (a)).
-------------------------------------------------------------------------------------------------------------
Grand Total............................... ........... 509,432 509,432 ............................. ........... -120,504 -3,165,964
--------------------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------
\43\ Both 29 CFR 1926.50 and 1926.250 are covered by the same
ICR, 1218-0093.
Table 2--ICRs With No Proposed Burden Hour Changes
----------------------------------------------------------------------------------------------------------------
OMB control
ICR title No. Provisions being modified
----------------------------------------------------------------------------------------------------------------
Asbestos in General Industry (29 CFR 1218-0133 OSHA is proposing to add the option of digital
1910.1001). radiography to its existing standards because
digital radiography systems are rapidly
replacing traditional analog film-based systems
in medical facilities.
Asbestos in Construction (29 CFR 1926.1101)... 1218-0134 OSHA is proposing to add the option of digital
radiography to its existing standards because
digital radiography systems are rapidly
replacing traditional analog film-based systems
in medical facilities.
Asbestos in Shipyards (29 CFR 1915.1001)...... 1218-0195 OSHA is proposing to add the option of digital
radiography to its existing standards because
digital radiography systems are rapidly
replacing traditional analog film-based systems
in medical facilities.
Cadmium in Construction (29 CFR 1926.1127).... 1218-0186 OSHA is proposing to add the option of digital
radiography to its existing standards because
digital radiography systems are rapidly
replacing traditional analog film-based systems
in medical facilities.
Cadmium in General Industry (29 CFR 1910.1027) 1218-0185 OSHA is proposing to add the option of digital
radiography to its existing standards because
digital radiography systems are rapidly
replacing traditional analog film-based systems
in medical facilities.
Cotton Dust (29 CFR 1910.1043)................ 1218-0061 OSHA is proposing to revise paragraph (h) and
Appendix D of its Cotton Dust standard. Many of
the revisions are simply editorial, to clarify
existing language, as well as to update
outdated pulmonary function measurements. OSHA
is also proposing to update paragraph
(h)(2)(iii) to require a determination of the
FEV1/FVC ration, and the evaluation of FEV1,
FVC, and FEV1/FVC against the lower limit of
normal (LLN) for each race/ethnic group, by
age, which is consistent with generally
accepted practices.
----------------------------------------------------------------------------------------------------------------
This proposal will also have an impact on the provisions in OSHA's
standards that currently require employers to include employee SSNs on
exposure monitoring, medical surveillance, and other records. As
explained above in the Summary and Explanation of the Proposed Rule
section (see Section III.B.17.), the Agency previously considered
stakeholder comments regarding the SSN collection requirements in
OSHA's standards during the SIP II (70 FR 1112, January 5, 2005) and
Respirable Crystalline Silica (81 FR 16285, March 25, 2016)
rulemakings. Eliminating SSN collection requirements from OSHA's
standards will affect several of the ICRs covered under the PRA. Table
3 shows the control number, title, and paragraph or appendix modified
for each of the ICRs that will be affected. The agency believes
removing the social security numbers will have no measureable impact on
employer burden.
Table 3--ICRs Affected by Social Security Removal
------------------------------------------------------------------------
Paragraph/
OMB control No. Title appendix modified
------------------------------------------------------------------------
1218-0202.................... Hazardous Waste 1910.120(f)(8)(ii
Operations and )(A),
Emergency Response 1926.65(f)(8)(ii
for General Industry )(A).
(29 CFR 1910.120) and
Construction (29 CFR
1926.65).
1218-0133.................... Asbestos in General 1910.1001(m)(1)(i
Industry (29 CFR i)(F),
1910.1001). 1910.1001(m)(3)(
ii)(A), Appendix
D.
1218-0010.................... Vinyl Chloride 1910.1017(m)(1).
Standard (29 CFR
1910.1017).
1218-0104.................... Inorganic Arsenic (29 1910.1018(q)(1)(i
CFR 1910.1018). i)(D),
1910.1018(q)(2)(
ii)(A).
[[Page 68540]]
1218-0092.................... Lead Standard in 1910.1025(d)(5),
General Industry (29 1910.1025(n)(1)(
CFR 1910.1025). ii)(D),
1910.1025(n)(2)(
ii)(A),
1910.1025(n)(3)(
ii)(A), Appendix
B.
1218-0252.................... Hexavalent Chromium 1910.1026(m)(1)(i
Standards for General i)(F),
Industry (29 CFR 1910.1026(m)(4)(
1910.1026), Shipyard ii)(A),
Employment (29 CFR 1915.1026(k)(1)(
1915.1026), and ii)(F),
Construction (29 CFR 1915.1026(k)(4)(
1926.1126). ii)(A),
1926.1126(k)(1)(
ii)(F),
1926.1126(k)(4)(
ii)(A).
1218-0185.................... Cadmium in General 1910.1027(n)(1)(i
Industry Standard (29 i)(B),
CFR 1910.1027). 1910.1027(n)(3)(
ii)(A), Appendix
D.
1218-0129.................... Benzene (29 CFR 1910.1028(k)(1)(i
1910.1028). i)(D),
1910.1028(k)(2)(
ii)(A).
1218-0128.................... Coke Oven Emissions 1910.1029(m)(1)(i
(29 CFR 1910.1029). )(a),
1910.1029(m)(2)(
i)(a).
1218-0180.................... Bloodborne Pathogens 1910.1030(h)(1)(i
Standard (29 CFR i)(A).
1910.1030).
1218-0061.................... Cotton Dust (29 CFR 1910.1043(k)(1)(i
1910.1043). i)(C),
1910.1043(k)(2)(
ii)(A),
Appendices B-I,
B-II, B-III.
1218-0101.................... 1,2-Dibromo-3- 1910.1044(p)(1)(i
Choropropane (DBCP) i)(d),
Standard (29 CFR 1910.1044(p)(2)(
1910.1044). ii)(a).
1218-0126.................... Acrylonitrile Standard 1910.1045(q)(2)(i
(29 CFR 1910.1045). i)(D).
1218-0108.................... Ethylene Oxide (EtO) 1910.1047(k)(2)(i
Standard (29 CFR i)(F),
1910.1047). 1910.1047(k)(3)(
ii)(A).
1218-0145.................... Formaldehyde Standard 1910.1048(o)(1)(v
(29 CFR 1910.1048). i),
1910.1048(o)(3)(
i),
1910.1048(o)(4)(
ii)(D), Appendix
D.
1218-0184.................... 4,4'- 1910.1050(n)(3)(i
Methylenedianiline i)(D),
(MDA) for General 1910.1050(n)(4)(
Industry (29 CFR ii)(A),
1910.1050). 1910.1050(n)(5)(
ii)(A).
1218-0170.................... 1,3-Butadiene Standard 1910.1051(m)(2)(i
(29 CFR 1910.1051). i)(F),
1910.1051(m)(4)(
ii)(A), Appendix
F.
1218-0179.................... Methylene Chloride (29 1910.1052(m)(2)(i
CFR 1910.1052). i)(F),
1910.1052(m)(2)(
iii)(C),
1910.1052(m)(3)(
ii)(A), Appendix
B.
1218-0266.................... Respirable Crystalline
Silica Standards for
General Industry,
Shipyard Employment
and Marine Terminals
(29 CFR 1910.1053)
and Construction (29
CFR 1926.1153)
1910.1053(k)(1)(ii)(G
),
1910.1053(k)(3)(ii)(A
),
1926.1153(j)(1)(ii)(G
),
1926.1153(j)(3)(ii)(A
).
1218-0195.................... Asbestos in Shipyards 1915.1001(n)(2)(i
Standard (29 CFR i)(F),
1915.1001). 1915.1001(n)(3)(
ii)(A), Appendix
D.
1218-0134.................... Asbestos in 1926.1101(n)(2)(i
Construction (29 CFR i)(F),
1926.1101). 1926.1101(n)(3)(
ii)(A), Appendix
D.
1218-0186.................... Cadmium in 1926.1127(d)(2)(i
Construction Standard v),
(29 CFR 1926.1127). 1926.1127(n)(1)(
ii)(B),
1926.1127(n)(3)(
ii)(A).
1218-0183.................... 4,4'- 1926.60(o)(4)(ii)
Methylenedianiline (F),
(MDA) in Construction 1926.60(o)(5)(ii
(29 CFR 1926.60). )(A).
1218-0189.................... Lead in Construction 1926.62(d)(5),
Standard (29 CFR 1926.62(n)(1)(ii
1926.62). )(D),
1926.62(n)(2)(ii
)(A),
1926.62(n)(3)(ii
)(A), Appendix
B.
------------------------------------------------------------------------
In addition to the above-described changes, the Agency will make
adjustments to the some of the ICRs to reflect on-going PRA
interpretations that will result in changes to the burden hours and
costs; these changes are not a result of this rulemaking.
D. Submitting Comments
Members of the public who wish to comment on the paperwork
requirements in this proposal must send their written comments to the
Office of Information and Regulatory Affairs, Attn: OMB Desk Officer
for the DOL-OSHA, Office of Management and Budget, Room 10235,
Washington, DC 20503. You may also submit comments to OMB by email at
OIRA_submission@omb.eop.gov. Please reference the ICR's OMB control
number in order to help ensure proper consideration. The Agency
encourages commenters also to submit their comments on these paperwork
requirements to the rulemaking docket (Docket Number OSHA-2012-0007),
along with their comments on other parts of the proposed rule. For
instructions on submitting these comments to the rulemaking docket, see
the sections of this Federal Register notice titled DATES and
ADDRESSES.
E. Docket and Inquiries
To access the docket to read or download comments and other
materials related to these paperwork determination, including the ICR
(containing the Supporting Statement with attachments describing the
paperwork determinations in detail) use the procedures described under
the section of this notice titled ADDRESSES. You also may obtain an
electronic copy of the complete ICRs by visiting the Web page at https://www.reginfo.gov/public/do/PRAMain, scroll under ``Currently Under
Review'' to ``Department of Labor (DOL)'' to view all of the DOL's
ICRs, including those ICRs submitted for
[[Page 68541]]
proposed rulemakings. To make inquiries, or to request other
information, contact Mr. Todd Owen, Directorate of Standards and
Guidance, OSHA, Room N-3609, U.S. Department of Labor, 200 Constitution
Avenue NW., Washington, DC 20210; telephone (202) 693-2222.
VII. Federalism
OSHA reviewed this proposed rule in accordance with the Executive
Order on Federalism (Executive Order 13132, 64 FR 43255, August 10,
1999), which requires that Federal agencies, to the extent possible,
refrain from limiting State policy options, consult with States prior
to taking any actions that would restrict State policy options, and
take such actions only when clear constitutional authority exists and
the problem is national in scope. Executive Order 13132 provides for
preemption of State law only with the expressed consent of Congress.
Agencies must limit any such preemption to the extent possible.
Under Section 18 of the OSH Act, Congress expressly provides that
States may adopt, with Federal approval, a plan for the development and
enforcement of occupational safety and health standards; States that
obtain Federal approval for such a plan are referred to as ``State Plan
States.'' (29 U.S.C. 667). Occupational safety and health standards
developed by State Plan States must be at least as effective in
providing safe and healthful employment and places of employment as the
Federal standards.
While OSHA drafted this proposed rule to protect employees in every
State, Section 18(c)(2) of the OSH Act permits State Plan States and
Territories to develop and enforce their own standards, provided the
requirements in these standards are at least as safe and healthful as
the requirements specified in this proposed rule.
In summary, this proposed rule complies with Executive Order 13132.
In States without OSHA-approved State Plans, any standard developed
from this proposed rule would limit State policy options in the same
manner as every standard promulgated by OSHA. In States with OSHA-
approved State Plans, this rulemaking would not significantly limit
State policy options.
VIII. State Plans
When Federal OSHA promulgates a new standard or a more stringent
amendment to an existing standard, the 28 States and U.S. territories
with their own OSHA-approved occupational safety and health plans
(``State Plan States'') must revise their standards to reflect the new
standard or amendment. The State standard must be at least as effective
as the final Federal standard or amendment, and must be promulgated
within six months of the publication date of the final Federal rule (29
U.S.C. 667(c)(2); 29 CFR 1953.5(a)).
A State-Plan State may demonstrate that a standard change is
unnecessary because the State standard is already the same as or at
least as effective as the new or amended Federal standard. In order to
avoid delays in worker protection, the effective date of the State
standard and any of its delayed provisions must be the date of State
promulgation or the Federal effective date, whichever is later. The
Assistant Secretary may permit a longer time period if the State timely
demonstrates that good cause exists for extending the time limitation
(29 CFR 1953.5(a)). Of the 28 States and territories with OSHA-approved
State plans, 22 cover public and private-sector employees: Alaska,
Arizona, California, Hawaii, Indiana, Iowa, Kentucky, Maryland,
Michigan, Minnesota, Nevada, New Mexico, North Carolina, Oregon, Puerto
Rico, South Carolina, Tennessee, Utah, Vermont, Virginia, Washington,
and Wyoming. Six States and territories cover only public-sector
employees: Connecticut, Illinois, Maine, New Jersey, New York, and the
Virgin Islands.
When OSHA promulgates a new standard or amendment that does not
impose additional or more stringent requirements than the existing
standard, State Plan States are not required to amend their standards,
although OSHA may encourage them to do so.
OSHA concludes that this final rule, by revising confusing,
outdated, duplicative, or inconsistent standards, will increase the
protection afforded to employees while reducing the compliance burden
of employers. Therefore, States and Territories with approved State
Plans must adopt comparable amendments to their standards within six
months of the promulgation date of this rule unless they demonstrate
that such amendments are not necessary because their existing standards
are at least as effective in protecting workers as this final rule.
IX. Unfunded Mandates Reform Act of 1995
OSHA reviewed this proposed rule in accordance with the Unfunded
Mandates Reform Act of 1995 (UMRA; 2 U.S.C. 1501 et seq.) and Executive
Order 12875 (56 FR 58093). As discussed in section IV (``Preliminary
Economic Analysis and Regulatory Flexibility Act Certification'') of
this notice, the Agency determined that this proposed rule has one
revision with estimated annual new costs of $27,899, but all proposed
revisions would result in approximately $3.2 million per year in
overall (net) cost savings to regulated entities.
As noted under section VIII (``State Plans'') of this notice, the
Agency's standards do not apply to State and local governments except
in States that elect voluntarily to adopt a State Plan approved by the
Agency. Consequently, this proposed rule does not meet the definition
of a ``Federal intergovernmental mandate'' (see Section 421(5) of the
UMRA (2 U.S.C. 658(5)). Therefore, for the purposes of the UMRA, the
Agency certifies that this proposed rule does not mandate that State,
local, or tribal governments adopt new, unfunded regulatory
obligations, or increase expenditures by the private sector of more
than $100 million in any year.
X. Review by the Advisory Committee for Construction Safety and Health
OSHA must to consult with the ACCSH whenever the Agency proposes a
rulemaking that involves the occupational safety and health of
construction employees (29 CFR 1911.10, 1912.3). Accordingly, prior to
the dates of meetings listed below, OSHA distributed to the ACCSH
members for their review, a copy of the proposed revisions that applied
to construction, as well as a brief summary and explanation of these
revisions. At the regular meetings on December 15-16, 2011, May 10-11
2012, November 29, 2012, March 18, 2013, May 23, 2013, August 22, 2013,
May 7-8 2014, December 3-4, 2014, and December 2, 2015, OSHA staff made
presentations to the ACCSH members that summarized the material
provided to them earlier, and then responded to their questions. The
ACCSH subsequently recommended that OSHA publish the proposal.
XI. Public Participation
A. Submission of Comments and Access to the Docket
OSHA invites comments on the proposed revisions described, and the
specific issues raised, in this notice. These comments should include
supporting information and data. OSHA will carefully review and
evaluate these comments, information, and data, as well as any other
information in the rulemaking record, to determine how to proceed.
When submitting comments, parties must follow the procedures
specified in the previous sections titled DATES and
[[Page 68542]]
ADDRESSES. The comments must provide the name of the commenter and
docket number. The comments also should identify clearly the provision
of the proposal each comment is addressing, the position taken with
respect to the proposed provision or issue, and the basis for that
position. Comments, along with supporting data and references,
submitted on or before the end of the specified comment period will
become part of the proceedings record, and will be available for public
inspection and copying at https://www.regulations.gov.
B. Requests for an Informal Public Hearing
Under section 6(b)(3) of the OSH Act and 29 CFR 1911.11, members of
the public may request an informal public hearing by following the
instructions under the section of this Federal Register notice titled
ADDRESSES. Hearing requests must include the name and address of the
party requesting the hearing, and submitted (e.g., postmarked,
transmitted, sent) on or before December 5, 2016. All submissions must
bear a postmark or provide other evidence of the submission date.
List of Subjects
29 CFR Part 1904
Recordkeeping.
29 CFR Part 1910
Chest X-ray requirements, Incorporation by reference, Lockout/
tagout, Pulmonary-function testing, Reporting and recordkeeping
requirements.
29 CFR Part 1915
Chest X-ray requirements, Reporting and recordkeeping requirements,
Sanitation.
29 CFR Part 1926
Airborne contaminants, Construction, Chest X-ray requirements, Coke
oven emissions, Diesel equipment, Decompression table, Excavations,
Emergency services, Incorporation by reference, Lanyards, Load limits,
Manual on Uniform Traffic Control Devices (MUCTD), Personal protective
equipment, Process safety management, Reporting and recordkeeping
requirements, Roll-over protective structures (ROPs).
Authority and Signature
David Michaels, Ph.D., MPH, Assistant Secretary of Labor for
Occupational Safety and Health, U.S. Department of Labor, authorized
the preparation of this notice pursuant to Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970 (29 U.S.C. 653, 655, 657),
29 CFR part 1911, and Secretary's Order 1-2012 (77 FR 3912).
Signed at Washington, DC, on August 10, 2016.
David Michaels,
Assistant Secretary of Labor for Occupational Safety and Health.
Proposed Amendments to Standards
For the reasons stated in the preamble of this proposed rule, the
Occupational Safety and Health Administration is proposing to amend 29
CFR parts 1904, 1910, 1915, and 1926 as set forth below:
PART 1904--RECORDING AND REPORTING OCCUPATIONAL INJURIES AND
ILLNESSES
0
1. Revise the authority citation for part 1904 to read as follows:
Authority: 29 U.S.C. 657, 658, 660, 666, 669, 673, Secretary of
Labor's Orders No. 3-2000 (65 FR 50017) and 1-2012 (77 FR 3912), as
applicable, and 5 U.S.C. 553.
Subpart C--Recordkeeping Forms and Recording Criteria
0
2. Revise paragraph (b)(6) of Sec. 1904.10 to read as follows:
Sec. 1904.10 Recording criteria for cases involving occupational
hearing loss.
* * * * *
(b) * * *
(6) If a physician or other licensed health care professional
determines the hearing loss is not work-related, do I still need to
record the case? If a physician or other licensed health care
professional determines, following the rules set out in Sec. 1904.5,
that the hearing loss is not work-related or that occupational noise
exposure did not significantly aggravate the hearing loss, you do not
have to consider the case work-related or record the case on the OSHA
300 Log.
* * * * *
PART 1910--OCCUPATIONAL SAFETY AND HEALTH STANDARDS
0
3. The authority section for part 1910 continues to read as follows:
Authority: 29 U.S.C. 653, 655, 657; Secretary of Labor's Order
No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR 35736), 1-90
(55 FR 9033), 6-96 (62 FR 111), 3-2000 (65 FR 50017), 5-2002 (67 FR
65008), 5-2007 (72 FR 31159), 4-2010 (75 FR 55355), or 1-2012 (77 FR
3912), as applicable.
Sections 1910.6, 1910.7, 1910.8, and 1910.9 also issued under 29
CFR 1911. Section 1910.7(f) also issued under 31 U.S.C. 9701, 29
U.S.C. 9a, 5 U.S.C. 553; Public Law 106-113 (113 Stat. 1501A-222);
Public Law 11-8 and 111-317; and OMB Circular A-25 (dated July 8,
1993) (58 FR 38142, July 15, 1993).
Subpart A--General
0
4. Add paragraphs (aa) and (bb) to Sec. 1910.6 to read as follows:
Sec. 1910.6 Incorporation by reference.
* * * * *
(aa) The following material is available for purchase at the
American Thoracic Society (ATS), 25 Broadway, 18th Floor New York, NY
10004; Web site: https://www.atsjournals.org/.
(1) Spirometric Reference Values from a Sample of the General U.S.
Population. Hankinson JL, Odencrantz JR, Fedan KB. American Journal of
Respiratory and Critical Care Medicine, 159(1):179-187, January 1999,
IBR approved for Sec. 1910.1043(h).
(2) [Reserved]
(bb) The following material is available for purchase from the
International Labour Organization (ILO), 4 route des Morillons, CH-1211
Gen[egrave]ve 22, Switzerland; telephone: +41 (0) 22 799 6111; fax: +41
(0) 22 798 8685; Web site: https://www.ilo.org/.
(1) Guidelines for the Use of the ILO International Classification
of Radiographs of Pneumoconioses, Revised Edition 2011, Occupational
safety and health series; 22 (Rev.2011), IBR approved for Sec.
1910.1001, Appendix E.
(2) [Reserved]
Subpart J--General Environmental Controls
0
5. The authority section for subpart J continues to read as follows:
Authority: 29 U.S.C. 653, 655, 657; Secretary of Labor's Order
No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR 35736), 1-90
(55 FR 9033), 6-96 (62 FR 111), 3-2000 (65 FR 50017), 5-2007 (72 FR
31159), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912), as applicable.
0
6. Amend Sec. 1910.147 by:
0
a. Revising paragraphs (a)(1)(i), (a)(2)(iii)(A), and (a)(3)(i);
0
b. Revising the definition of ``Servicing and/or maintenance'' in
paragraph (b);
0
c. Revising paragraphs (c)(1) and (c)(4)(i) note;
0
d. Revising paragraph (f)(4);
0
e. Revising Appendix A.
The revisions read as follows:
Sec. 1910.147 The control of hazardous energy (lockout/tagout).
(a) * * *
(1) * * *
(i) This standard covers the servicing and maintenance of machines
and equipment in which the energization or
[[Page 68543]]
startup of the machines or equipment, or release of stored energy could
cause injury to employees. This standard establishes minimum
performance requirements for the control of such hazardous energy.
* * * * *
(2) * * *
(iii) * * *
(A) Work on cord and plug connected electric equipment for which
exposure to the hazards of energization or startup of the equipment is
controlled by the unplugging of the equipment from the energy source
and by the plug being under the exclusive control of the employee
performing the servicing or maintenance.
* * * * *
(3) * * *
(i) This section requires employers to establish a program and
utilize procedures for affixing appropriate lockout devices or tagout
devices to energy isolating devices, and to otherwise disable machines
or equipment to prevent energization, startup or release of stored
energy in order to prevent injury to employees.
* * * * *
(b) * * *
Servicing and/or maintenance. Workplace activities such as
constructing, installing, setting up, adjusting, inspecting, modifying,
and maintaining and/or servicing machines or equipment. These
activities include lubrication, cleaning or unjamming of machines or
equipment and making adjustments or tool changes, where the employee
may be exposed to the energization or startup of the equipment or
release of hazardous energy.
* * * * *
(c) * * *
(1) Energy control program. The employer shall establish a program
consisting of energy control procedures, employee training and periodic
inspections to ensure that before any employee performs any servicing
or maintenance on a machine or equipment where the energizing, startup
or release of stored energy could occur and cause injury, the machine
or equipment shall be isolated from the energy source and rendered
inoperative.
* * * * *
(4) * * *
(i) * * *
Note: Exception: The employer need not document the required
procedure for a particular machine or equipment, when all of the
following elements exist: (1) The machine or equipment has no potential
for stored or residual energy or reaccumulation of stored energy after
shut down which could endanger employees; (2) the machine or equipment
has a single energy source which can be readily identified and
isolated; (3) the isolation and locking out of that energy source will
completely deenergize and deactivate the machine or equipment; (4) the
machine or equipment is isolated from that energy source and locked out
during servicing or maintenance; (5) a single lockout device will
achieve a locked-out condition; (6) the lockout device is under the
exclusive control of the authorized employee performing the servicing
or maintenance; (7) the servicing or maintenance does not create
hazards for other employees; and (8) the employer, in utilizing this
exception, has had no accidents involving the activation or
reenergization of the machine or equipment during servicing or
maintenance.
* * * * *
(f) * * *
(4) Shift or personnel changes. Specific procedures shall be
utilized during shift or personnel changes to ensure the continuity of
lockout or tagout protection, including provision for the orderly
transfer of lockout or tagout device protection between off- going and
oncoming employees, to minimize exposure to hazards from the
energization or startup of the machine or equipment, or the release of
stored energy.
* * * * *
[[Page 68544]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.000
[[Page 68545]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.001
[[Page 68546]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.002
[[Page 68547]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.003
Subpart Z--Toxic and Hazardous Substances
0
7. Revise the authority citation for subpart Z to read as follows:
Authority: Sections 4, 6, and 8 of the Occupational Safety and
Health Act of 1970 (29 U.S.C. 653, 655, 657); Secretary of Labor's
Order No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48 FR
35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 3-2000 (65 FR 50017),
or 5-2007 (72 FR 31159), 4-2010 (75 FR 55355) or 1-2012 (77 FR
3912), as applicable; and 29 CFR part 1911.
All of subpart Z issued under section 6(b) of the Occupational
Safety and Health Act of 1970, except those substances that have
exposure limits listed in Tables Z-1, Z-2, and Z-3 of 29 CFR
1910.1000. The latter were issued under section 6(a) (29 U.S.C.
655(a)).
Section 1910.1000, Tables Z-1, Z-2 and Z-3 also issued under 5
U.S.C. 553, but not under 29 CFR part 1911 except for the arsenic
(organic compounds), benzene, cotton dust, and chromium (VI)
listings.
Section 1910.1001 also issued under section 107 of the Contract
Work Hours and Safety Standards Act (40 U.S.C. 3704) and 5 U.S.C.
553.
Section 1910.1002 also issued under 5 U.S.C. 553, but not under
29 U.S.C. 655 or 29 CFR part 1911.
Sections 1910.1018, 1910.1029, and 1910.1200 also issued under
29 U.S.C. 653.
Section 1910.1030 also issued under Pub. L. 106-430, 114 Stat.
1901.
Section 1910.1201 also issued under 49 U.S.C. 1801-1819 and 5
U.S.C. 553.
0
8. Amend Sec. 1910.1001 by:
0
a. Revising paragraphs (l)(2)(ii) and (l)(3)(ii);
0
b. Revising the heading to Table 1;
0
c. Revising Appendix D;
0
d. Revising Appendix E;
0
e. Revising Appendix H, sections III and IV(iii).
The revisions read as follows:
Sec. 1910.1001 Asbestos.
* * * * *
(l) * * *
(2) * * *
(ii) Such examination shall include, as a minimum, a medical and
work history; a complete physical examination of all systems with
emphasis on the respiratory system, the cardiovascular system and
digestive tract; completion of the respiratory disease standardized
questionnaire in Appendix D to this section, part 1; a 14- by 17-inch
or other reasonably-sized standard film or digital posterior-anterior
chest X-ray; pulmonary function tests to include forced vital capacity
(FVC) and forced expiratory volume at 1 second (FEV(1.0)); and any
additional tests deemed appropriate by the examining physician.
Classification of all chest X-rays shall be conducted in accordance
with Appendix E to this section.
(3) * * *
(ii) The scope of the medical examination shall be in conformance
with the protocol established in paragraph (l)(2)(ii) of this section,
except that the frequency of chest X-rays shall be conducted in
accordance with Table 1, and the abbreviated standardized questionnaire
contained in part 2 of Appendix D to this section shall be administered
to the employee.
Table 1--Frequency of Chest X-ray
* * * * *
[[Page 68548]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.004
[[Page 68549]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.005
[[Page 68550]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.006
[[Page 68551]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.007
[[Page 68552]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.008
[[Page 68553]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.009
[[Page 68554]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.010
[[Page 68555]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.011
[[Page 68556]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.012
[[Page 68557]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.013
[[Page 68558]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.014
[[Page 68559]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.015
[[Page 68560]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.016
[[Page 68561]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.017
[[Page 68562]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.018
[[Page 68563]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.019
[[Page 68564]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.020
[[Page 68565]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.021
0
9. Amend Sec. 1910.1018 by:
0
a. Revising paragraphs (n)(2)(ii)(A) and, (n)(3)(i) and (ii);
0
b. Revising Appendix A, section VI;
0
c. Revising Appendix C, sections I(2) and (4).
The revisions read as follows:
Sec. 1910.1018 Inorganic arsenic.
* * * * *
(n) * * *
(2) * * *
(ii) * * *
(A) A standard film or digital posterior-anterior chest X-ray;
* * * * *
(3) * * *
(i) Examinations must be provided in accordance with paragraphs
(n)(2)(i) and (n)(2)(ii)(B) and (C) of this section at least annually.
(ii) Whenever a covered employee has not taken the examinations
specified in paragraphs (n)(2)(i) and (n)(2)(ii)(B) and (C) of this
section within six (6) months preceding the termination of employment,
the employer shall provide such examinations to the employee upon
termination of employment.
* * * * *
[[Page 68566]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.022
[[Page 68567]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.023
0
10. Amend Sec. 1910.1027 by:
0
a. Revising paragraph (l)(4)(ii)(C);
0
b. Revising Appendix D.
The revisions read as follows:
Sec. 1910.1027 Cadmium.
(l) * * *
(4) * * *
(ii) * * *
(C) A 14 inch by 17 inch or other reasonably-sized standard film or
digital posterior-anterior chest X-ray (after the initial X-ray, the
frequency of chest X-rays is to be determined by the examining
physician);
* * * * *
[[Page 68568]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.024
[[Page 68569]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.025
[[Page 68570]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.026
[[Page 68571]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.027
[[Page 68572]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.028
[[Page 68573]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.029
[[Page 68574]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.030
[[Page 68575]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.031
[[Page 68576]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.032
[[Page 68577]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.033
[[Page 68578]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.034
[[Page 68579]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.035
0
11. Amend Sec. 1910.1029 by:
0
a. Revising paragraphs (j)(2)(ii) and (j)(3);
0
b. Revising Appendix A, section VI;
0
c. Revising Appendix B, section II(A).
The revisions read as follows:
Sec. 1910.1029 Coke oven emissions.
* * * * *
(j) * * *
(2) * * *
(ii) 14- by 17-inch or other reasonably-sized standard film or
digital posterior-anterior chest X-ray;
* * * * *
(3) Periodic examinations. (i) The employer shall provide the
examinations specified in paragraphs (j)(2)(i) and (j)(2)(iii) through
(vi) of this section at least annually for employees covered under
paragraph (j)(1)(i) of this section.
(ii) The employer must provide the examinations specified in
paragraphs (j)(2)(i) and (j)(2)(iii) through (vii) of this section at
least annually for employees 45 years of age or older or with five (5)
or more years employment in the regulated area.
(iii) Whenever an employee who is 45 years of age or older or with
five (5) or more years employment in a regulated area transfers or is
transferred from employment in a regulated area, the employer must
continue to provide the examinations specified in paragraphs (j)(2)(i)
and (j)(2)(iii) through (vii) of this section at least annually as long
as that employee is employed by the same employer or a successor
employer.
* * * * *
[[Page 68580]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.036
[[Page 68581]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.037
0
12. Amend Sec. 1910.1043 by:
0
a. Revising paragraphs (h)(2)(iii) and (h)(3)(ii);
0
b. Revising paragraph (n)(1);
0
c. Revising Appendices B-I, B-II, and B-III;
0
d. Removing and reserving Appendix C;
0
e. Revising Appendix D.
The revisions read as follows:
Sec. 1910.1043 Cotton Dust.
* * * * *
(h) * * *
(2) * * *
(iii) A pulmonary function measurement, including forced vital
capacity (FVC) and forced expiratory volume in one second (FEV1), and
determination of the FEV1/FVC ratio shall be made. FVC, FEV1, and FEV1/
FVC ratio values shall be compared to appropriate race/ethnicity-
specific Lower Limit of Normal (LLN) values and predicted values
published in Spirometric Reference Values from a Sample of the General
U.S. Population, American Journal of Respiratory and Critical Care
Medicine, 159(1):179-187, January 1999 (incorporated by reference, see
Sec. 1910.6). To obtain reference values for Asian-Americans,
Spirometric Reference Values FEV1 and FVC predicted and LLN values for
Caucasians shall be multiplied by 0.88 to adjust for ethnic
differences. These determinations shall be made for each employee
before the employee enters the workplace on the first day of the work
week, preceded by at least 35 hours of no exposure to cotton dust. The
tests shall be repeated during the shift, no less than 4 and no more
than 10 hours after the beginning of the work shift; and, in any event,
no more than one hour after cessation of exposure. Such exposure shall
be typical of the employee's usual workplace exposure.
* * * * *
(3) * * *
(ii) Medical surveillance as required in paragraph (h)(3)(i) of
this section shall be provided every six months for all employees in
the following categories:
[[Page 68582]]
(A) An FEV1 greater than the LLN, but with an FEV1 decrement of 5
percent or 200 ml. on a first working day;
(B) An FEV1 of less than the LLN; or
* * * * *
(n) * * *
(1) Appendices B and D of this section are incorporated as part of
this section and the contents of these appendices are mandatory.
* * * * *
[GRAPHIC] [TIFF OMITTED] TP04OC16.038
[[Page 68583]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.039
[[Page 68584]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.040
[[Page 68585]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.041
[[Page 68586]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.042
[[Page 68587]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.043
[[Page 68588]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.044
[[Page 68589]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.045
[[Page 68590]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.046
[[Page 68591]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.047
[[Page 68592]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.048
[[Page 68593]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.049
[[Page 68594]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.050
[[Page 68595]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.051
[[Page 68596]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.052
[[Page 68597]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.053
[[Page 68598]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.054
[[Page 68599]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.055
[[Page 68600]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.056
[[Page 68601]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.057
[[Page 68602]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.058
[[Page 68603]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.059
[[Page 68604]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.060
[[Page 68605]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.061
[[Page 68606]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.062
[[Page 68607]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.063
[[Page 68608]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.064
[[Page 68609]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.065
[[Page 68610]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.066
[[Page 68611]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.067
0
13. Revise paragraphs (n)(2)(iii), and (n)(3)(i) and (ii) of Sec.
1910.1045 to read as follows:
Sec. 1910.1045 Acrylonitrile.
* * * * *
(n) * * *
(2) * * *
(iii) 14- by 17-inch or other reasonably-sized standard film or
digital posterior-anterior chest X-ray; and
* * * * *
(3) * * *
(i) The employer shall provide the examinations specified in
paragraphs (n)(2)(i), (ii), and (iv) of this section at least annually
for all employees specified in paragraph (n)(1) of this section.
(ii) If an employee has not had the examination specified in
paragraphs (n)(2)(i), (ii), and (iv) of this section within 6 months
preceding termination of employment, the employer shall make such
examination available to the employee prior to such termination.
* * * * *
0
14. Revise Appendix D of Sec. 1910.1048 to read as follows:
[[Page 68612]]
Sec. 1910.1048 Formaldehyde.
* * * * *
[GRAPHIC] [TIFF OMITTED] TP04OC16.068
[[Page 68613]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.069
[[Page 68614]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.070
[[Page 68615]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.071
[[Page 68616]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.072
[[Page 68617]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.073
[[Page 68618]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.074
[[Page 68619]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.075
[[Page 68620]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.076
Sec. 1910.1051 1,3-Butadiene.
* * * * *
[[Page 68621]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.077
[[Page 68622]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.078
[[Page 68623]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.079
[[Page 68624]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.080
[[Page 68625]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.081
[[Page 68626]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.082
[[Page 68627]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.083
[[Page 68628]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.084
[[Page 68629]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.085
[[Page 68630]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.086
[[Page 68631]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.087
[[Page 68632]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.088
[[Page 68633]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.089
[[Page 68634]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.090
[[Page 68635]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.091
0
16. Revise Appendix B, section IV., of Sec. 1910.1052 to read as
follows:
Sec. 1910.1052 Methylene chloride.
* * * * *
[[Page 68636]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.092
[[Page 68637]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.093
[[Page 68638]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.094
[[Page 68639]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.095
[[Page 68640]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.096
[[Page 68641]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.097
[[Page 68642]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.098
[[Page 68643]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.099
[[Page 68644]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.100
[[Page 68645]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.101
PART 1915--OCCUPATIONAL SAFETY AND HEALTH STANDARDS FOR SHIPYARD
EMPLOYMENT
0
17. The authority citation for part 1915 continues to read as follows:
Authority: Section 41, Longshore and Harbor Workers'
Compensation Act (33 U.S.C. 941); Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970 (29 U.S.C. 653, 655,
657); Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR
25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 3-
2000 (65 FR 50017), 5-2002 (67 FR 65008), 5-2007 (72 FR 31160), 4-
2010 (75 FR 55355), or 1-2012 (77 FR 3912), as applicable; 29 CFR
part 1911.
Sections 1915.120 and 1915.152 of 29 CFR also issued under 29
CFR part 1911.
Subpart A--General Provisions
0
18. Add paragraph (d)(6) to Sec. 1915.5 to read as follows:
Sec. 1915.5 Incorporation by reference.
* * * * *
(d) * * *
(6) The following material is available for purchase from the
International Labour Organization (ILO), 4 route des Morillons, CH-1211
Gen[egrave]ve 22, Switzerland; telephone: +41 (0) 22 799 6111; fax: +41
(0) 22 798 8685; Web site: https://www.ilo.org/.
(i) Guidelines for the Use of the ILO International Classification
of Radiographs of Pneumoconioses, Revised Edition 2011, Occupational
safety and health series; 22 (Rev.2011), IBR approved for Sec.
1915.1001, Appendix E.
* * * * *
Subpart F--General Working Conditions
0
19. Revise paragraph (b)(33) of Sec. 1915.80 to read as follows:
Sec. 1915.80 Scope, application, definitions, and effective dates.
* * * * *
(b) * * *
(33) Vermin. Insects, birds, rodents and other animals that may
create safety and health hazards for employees.
* * * * *
Subpart Z--Toxic and Hazardous Substances
0
20. Amend Sec. 1915.1001 by:
0
a. Revising paragraph (m)(2)(ii)(C);
0
b. Revising Appendix D;
0
c. Revising Appendix E;
0
d. Revising Appendix I, sections III and IV(iii).
The revisions read as follows:
Sec. 1915.1001 Asbestos.
* * * * *
(m) * * *
(2) * * *
(ii) * * *
(C) A physical examination directed to the pulmonary and
gastrointestinal systems, including a 14- by 17-inch or other
reasonably-sized standard film or digital posterior-anterior chest X-
ray to be administered at the discretion of the physician, and
pulmonary function tests of forced vital capacity (FVC) and forced
expiratory volume at one second (FEV(1)). Classification of all chest
X-rays shall be conducted in accordance with Appendix E to this
section.
* * * * *
[[Page 68646]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.102
[[Page 68647]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.103
[[Page 68648]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.104
[[Page 68649]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.105
[[Page 68650]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.106
[[Page 68651]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.107
[[Page 68652]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.108
[[Page 68653]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.109
[[Page 68654]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.110
[[Page 68655]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.111
[[Page 68656]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.112
[[Page 68657]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.113
[[Page 68658]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.114
[[Page 68659]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.115
[[Page 68660]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.116
[[Page 68661]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.117
[[Page 68662]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.118
[[Page 68663]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.119
PART 1926--SAFETY AND HEALTH REGULATIONS FOR CONSTRUCTION
Subpart A--General
0
21. The authority citation for subpart A continues to read as follows:
Authority: 40 U.S.C. 3701 et seq.; 29 U.S.C. 653, 655, 657;
Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR
25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 3-
2000 (65 FR 50017), 5-2002 (67 FR 65008), or 5-2007 (72 FR 31160),
5-2007 (72 FR 31160), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912),
as applicable; and 29 CFR part 1911.
0
22. Amend Sec. 1926.6 by:
0
a. Revising paragraph (u)(1) and removing and reserving (u)(2);
0
b. Redesignating paragraphs (x)(1) through (3) as paragraphs (x)(4)
through (6), and adding new paragraphs (x)(1) through (3);
0
c. Revising paragraph (dd); and
0
d. Adding paragraphs (gg) and (hh).
The revisions and additions read as follows:
Sec. 1926.6 Incorporation by reference.
* * * * *
(u) * * *
(1) Manual on Uniform Traffic Control Devices, 2009 Edition, Part
6, May 2012, IBR approved for Sec. Sec. 1926.200(g) and 1926.201(a).
* * * * *
(x) * * *
(1) ISO 27850:2013, Tractors for agriculture and forestry--Falling
object protective structures--Test procedures and performance
requirements, First Edition, May.01, 2013 (``ISO 27850:2013''), IBR
approved for Sec. 1926.1003(c).
(2) ISO 3471:2008, Earth-moving machinery--Roll-over protective
structures--Laboratory tests and performance requirements, Fourth
Edition, Aug. 8, 2008 (``ISO 3471:2008''), IBR approved for Sec.
1926.1001(c).
(3) ISO 5700:2013, Tractors for agriculture and forestry--Roll-over
protective structures--Static test method and conditions, Fifth
Edition, May 1, 2013 (``ISO 5700:2013''), IBR approved for Sec.
1926.1002(c).
* * * * *
(dd) The following material is available for purchase from the
Society of Automotive Engineers (SAE), 400 Commonwealth Drive,
Warrendale, PA 15096; telephone: 1-877-606-7323; fax: 724-776-0790; Web
site: https://www.sae.org/:
(1) SAE 1970 Handbook, IBR approved for Sec. 1926.602(b).
(2) SAE J166-1971, Trucks and Wagons, IBR approved for Sec.
1926.602(a).
(3) SAE J167-1970, Protective Frame with Overhead Protection-Test
Procedures and Performance Requirements, IBR approved for Sec.
1926.1003(b).
(4) SAE J168-1970, Protective Enclosures-Test Procedures and
Performance Requirements, IBR approved for Sec. 1926.1002(b).
(5) SAE J185 (reaf. May 2003), Access Systems for Off-Road
Machines, reaffirmed May 2003 (``SAE J185 (May 1993)''), IBR approved
for Sec. 1926.1423(c).
(6) SAE J236-1971, Self-Propelled Graders, IBR approved for Sec.
1926.602(a).
(7) SAE J237-1971, Front End Loaders and Dozers, IBR approved for
Sec. 1926.602(a).
(8) SAE J319b-1971, Self-Propelled Scrapers, IBR approved for Sec.
1926.602(a).
(9) SAE J320a-1971, Minimum Performance Criteria for Roll-Over
Protective Structure for Rubber-Tired, Self-Propelled Scrapers, IBR
approved for Sec. 1926.1001(b).
(10) SAE J321a-1970, Fenders for Pneumatic-Tired Earthmoving
Haulage Equipment, IBR approved for Sec. 1926.602(a).
(11) SAE J333a-1970, Operator Protection for Agricultural and Light
Industrial Tractors, IBR approved for Sec. 1926.602(a).
(12) SAE J334a-1970, Protective Frame Test Procedures and
Performance Requirements, IBR approved for Sec. 1926.1002(b).
(13) SAE J386-1969, Seat Belts for Construction Equipment, IBR
approved for Sec. 1926.602(a).
(14) SAE J394-1971, Minimum Performance Criteria for Roll-Over
Protective Structure for Rubber-Tired Front End Loaders and Robber-
Tired Dozers, IBR approved for 1926.1001(b).
(15) SAE J395-1971, Minimum Performance Criteria for Roll-Over
Protective Structure for Crawler Tractors and Crawler-Type Loaders, IBR
approved for Sec. 1926.1001(b).
(16) SAE J396-1971, Minimum Performance Criteria for Roll-Over
Protective Structure for Motor Graders, IBR approved for Sec.
1926.1001(b).
(17) SAE J397-1969, Critical Zone Characteristics and Dimensions
for Operators of Construction and Industrial Machinery, IBR approved
for Sec. 1926.1001(b).
(18) SAE J743a-1964, Tractor Mounted Side Boom, 1964 (``SAE J743a-
1964''), IBR approved for Sec. 1926.1501(a).
(19) SAE J959-1966, Lifting Crane Wire-Rope Strength Factors, 1966
(``SAE J959-1966''), IBR approved for Sec. 1926.1501(a).
(20) SAE J987 (rev. Jun. 2003), Lattice Boom Cranes--Method of
Test, revised Jun. 2003 (``SAE J987 (Jun. 2003)''), IBR approved for
Sec. 1926.1433(c).
(21) SAE J1063 (rev. Nov. 1993), Cantilevered Boom Crane
Structures--Method of Test, revised Nov. 1993 (``SAE J1063 (Nov.
1993)''), IBR approved for Sec. 1926.1433(c).
* * * * *
(gg) The following material is available for purchase from the
French government at https://www.journal-officiel.gouv.fr/.
(1) Travaux en milieu hyperbare, measures particuli[egrave]res de
pr[eacute]vention (Work in hyperbaric environment, specific prevention
measures). J.O. Rep. Fran[ccedil]. Brochure n[deg] 1636, June 1992.
(2) [Reserved]
[[Page 68664]]
(hh) The following material is available for purchase from the
International Labour Organization (ILO), 4 route des Morillons, CH-1211
Gen[egrave]ve 22, Switzerland; telephone: +41 (0) 22 799 6111; fax: +41
(0) 22 798 8685; Web site: https://www.ilo.org/.
(1) Guidelines for the Use of the ILO International Classification
of Radiographs of Pneumoconioses, Revised Edition 2011, Occupational
safety and health series; 22 (Rev. 2011), IBR approved for Sec.
1926.1101, Appendix E.
(2) [Reserved]
Subpart D--Occupational Health and Environmental Controls
0
23. Revise the authority citation for subpart D to read as follows:
Authority: Section 107 of the Contract Work Hours and Safety
Standards Act (40 U.S.C. 3704); Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970 (29 U.S.C. 653, 655, and
657); and Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76
(41 FR 25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR
111), 3-2000 (65 FR 50017), 5-2002 (67 FR 65008), 5-2007 (72 FR
31159), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912) as applicable;
and 29 CFR part 1911.
Sections 1926.59, 1926.60, and 1926.65 also issued under 5
U.S.C. 553 and 29 CFR part 1911.
Section 1926.61 also issued under 49 U.S.C. 1801-1819 and 5
U.S.C. 553.
Section 1926.62 also issued under section 1031 of the Housing
and Community Development Act of 1992 (42 U.S.C. 4853).
Section 1926.65 also issued under section 126 of the Superfund
Amendments and Reauthorization Act of 1986, as amended (reprinted at
29 U.S.C.A. 655 Note), and 5 U.S.C. 553.
0
24. Revise paragraph (f) of Sec. 1926.50 to read as follows:
Sec. 1926.50 Medical services and first aid.
* * * * *
(f)(1) In areas where 911 emergency dispatch services are not
available, the telephone numbers of the physicians, hospitals, or
ambulances shall be conspicuously posted.
(2) In areas where 911 emergency dispatch services are available
and an employer uses a communication system for contacting necessary
emergency-medical service, the employer must:
(i) Ensure that the communication system is effective in contacting
the emergency-medical service; and
(ii) When using a communication system in an area that does not
automatically supply the caller's latitude and longitude information to
the 911 emergency dispatcher, the employer must post in a conspicuous
location at the worksite either:
(A) The latitude and longitude of the worksite; or
(B) Other location-identification information that communicates
effectively to employees the location of the worksite.
Note to paragraph (f)(2)(ii) of this section: The requirement
specified in paragraph (f)(2)(ii) of this section does not apply to
worksites with readily available telephone land lines that have 911
emergency service that automatically identifies the location of the
caller.
* * * * *
0
25. Amend Sec. 1926.55 by:
0
a. Revising paragraph (a);
0
b. Revising paragraph (c);
0
c. In appendix A:
0
i. Revising the heading;
0
ii. Removing the entry for ``Coke Oven Emissions'';
0
iii. Revising entries for ``Asbestos''; ``Talc (containing asbestos);
use asbestos limit''; ``Tremolite, asbestiform''; Footnote 3; and the
footnote designated by a single asterisk;
0
iv. Removing Footnote 4 and the footnote designated by double
asterisks.
The revisions read as follows:
Sec. 1926.55 Gases, vapors, fumes, dusts, and mists.
(a) Permissible Exposure Limits. Employers must limit an employee's
exposure to any substance listed in Table A of this section in
accordance with the following:
(1) Substances with limits preceded by (C)--Ceiling Values. An
employee's exposure, as determined from breathing-zone air samples, to
any substance in Table A with a permissible exposure limit preceded by
(C) must at no time exceed the exposure limit specified for that
substance. If instantaneous monitoring is not feasible, then the
employer must assess the ceiling as a 15-minute time-weighted average
exposure that the employer cannot exceed at any time during the working
day.
(2) Other substances--8-hour Time Weighted Averages. An employee's
exposure, as determined from breathing-zone air samples, to any
substance in Table A with a permissible exposure limit not preceded by
(C) must not exceed the limit specified for that substance measured as
an 8-hour time-weighted average in any work shift.
* * * * *
(c) Paragraphs (a) and (b) of this section do not apply to the
exposure of employees to airborne asbestos, tremolite, anthophyllite,
or actinolite dust. Whenever any employee is exposed to airborne
asbestos, tremolite, anthophyllite, or actinolite dust, the
requirements of Sec. 1926.1101 of this title shall apply.
* * * * *
Table A to Sec. 1926.55--Permissible Exposure Limits for Airborne Contaminants
----------------------------------------------------------------------------------------------------------------
Skin
Substance CAS No. \d\ ppm \a\ mg/m3, b designation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Asbestos; see Sec. 1926.1101..................
* * * * * * *
Talc (containing asbestos); use asbestos limit;
see Sec. 1926.1101...........................
* * * * * * *
Tremolite, asbestiform; see Sec. 1926.1101....
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Footnotes
* * * * *
\3\ Use Asbestos Limit Sec. 1926.1101.
* * * * *
* An ``X'' designation in the ``Skin Designation'' column indicates
that the substance is a dermal hazard.
[[Page 68665]]
\a\ Parts of vapor or gas per million parts of contaminated air by
volume at 25 [deg]C and 760 torr.
\b\ Milligrams of substance per cubic meter of air. When entry is
in this column only, the value is exact; when listed with a ppm entry,
it is approximate.
* * * * *
\d\ The CAS number is for information only. Enforcement is based on
the substance name. For an entry covering more than one metal compound,
measured as the metal, the CAS number for the metal is given--not CAS
numbers for the individual compounds.
* * * * *
0
26. Revise Sec. 1926.64 to read as follows:
Sec. 1926.64 Process safety management of highly hazardous chemicals.
For requirements regarding the process safety management of highly
hazardous chemicals as it pertains to construction work, follow the
requirements in 29 CFR 1910.119 of this chapter.
Subpart E--Personal Protective and Life Saving Equipment
0
27. The authority citation for subpart E continues to read as follows:
Authority: 40 U.S.C. 3701 et seq.; 29 U.S.C. 653, 655, 657;
Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR
25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 5-
2002 (67 FR 65008), 5-2007 (72 FR 31160), 4-2010 (75 FR 55355), or
1-2012 (77 FR 3912), as applicable; and 29 CFR part 1911.
0
28. Revise paragraph (c) of Sec. 1926.95 to read as follows:
Sec. 1926.95 Criteria for personal protective equipment.
* * * * *
(c) Design and selection. Employers must ensure that all personal
protective equipment:
(1) Is of safe design and construction for the work to be
performed; and
(2) Is selected to ensure that it properly fits each affected
employee.
* * * * *
0
29. Revise paragraph (c) of Sec. 1926.104 to read as follows:
Sec. 1926.104 Safety belts, lifelines, and lanyards.
* * * * *
(c) Lifelines used on rock-scaling operations, or in areas where
the lifeline may be subjected to cutting or abrasion, shall be a
minimum of 7/8-inch wire core manila rope. For all other lifeline
applications, a minimum of 3/4-inch manila or equivalent, with a
minimum breaking strength of 5,000 pounds, shall be used.
* * * * *
Subpart G--Signs, Signals, and Barricades
0
30. The authority citation for subpart G continues to read as follows:
Authority: 40 U.S.C. 333; 29 U.S.C. 653, 655, 657; Secretary of
Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR 25059), 9-83 (48
FR 35736), 3-2000 (65 FR 50017), 5-2002 (67 FR 65008), 5-2007 (72 FR
31159), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912), as applicable;
and 29 CFR part 1911.
0
31. Revise paragraph (g) of Sec. 1926.200 to read as follows:
Sec. 1926.200 Accident prevention signs, devices, and tags.
* * * * *
(g) Traffic control signs and devices. (1) At points of hazard,
construction areas shall be posted with legible traffic control signs
and protected by traffic control devices.
(2) The design and use of all traffic control devices, including
signs, signals, markings, barricades, and other devices, for protection
of construction workers shall conform to Part VI of the MUTCD, 2009
Edition, including Revision 1 dated May 2012 and Revision 2 dated May
2012, FHWA (incorporated by reference, see Sec. 1926.6).
* * * * *
0
32. Revise paragraph (a) of Sec. 1926.201 to read as follows:
Sec. 1926.201 Signaling.
(a) Flaggers. Signaling by flaggers and the use of flaggers,
including warning garments worn by flaggers, shall conform to Part VI
of the Manual on Uniform Traffic Control Devices, 2009 Edition,
including Revision 1 dated May 2012 and Revision 2 dated May 2012, FHWA
(incorporated by reference, see Sec. 1926.6).
* * * * *
Sec. 1926.202 [Removed]
0
33. Remove Sec. 1926.202.
Sec. 1926.203 [Removed]
0
34. Remove Sec. 1926.203.
Subpart H--Materials Handling, Storage, Use, and Disposal
0
35. The authority citation for subpart H continues to read as follows:
Authority: 40 U.S.C. 3701; 29 U.S.C. 653, 655, 657; and
Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR
25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 4-2010 (75 FR 55355),
or 1-2012 (77 FR 3912), as applicable.
Section 1926.250 also issued under 29 CFR part 1911.
0
36. Revise paragraph (a)(2) of Sec. 1926.250 to read as follows:
Sec. 1926.250 General requirements for storage.
(a) * * *
(2) Employers must:
(i) Post the maximum safe load limits of the floors within
buildings and structures, in pounds per square foot, conspicuously in
all storage areas, except for floors or slabs on grade, and except that
employers need not post limits in detached single-family dwellings or
townhouses that are under construction; and
(ii) Ensure that loads on floors do not exceed the maximum safe
loads of the floors.
* * * * *
Subpart P--Excavations
0
37. The authority citation for subpart P is revised to read as follows:
Authority: Sec. 107, Contract Worker Hours and Safety Standards
Act (Construction Safety Act) (40 U.S.C. 333); Secs. 4, 6, 8,
Occupational Safety and Health Act of 1970 (29 U.S.C. 653, 655,
657); Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76 (41 FR
25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), or 1-2012 (77 FR
3912), as applicable.
0
38. Revise paragraph (j) of Sec. 1926.651 to read as follows:
Sec. 1926.651 Specific excavation requirements.
* * * * *
(j) Protection of employees from loose rock or soil. (1) Where
there is loose rock or soil on the excavation face, employers must use
scaling to remove the loose material; install protective barricades at
intervals as necessary on the face to stop and contain falling
material; or use other means that provide equivalent protection.
(2) Protection from excavated or other materials or equipment shall
be provided by placing and keeping excavated or other materials or
equipment at least 2 feet (.61 m) from the edge of excavations, or by
the use of retaining devices that are sufficient to prevent materials
or equipment from falling or rolling into excavations, or by a
combination of both if necessary.
* * * * *
Subpart S--Underground Construction, Caissons, Cofferdams, and
Compressed Air
0
39. The authority citation for subpart S continues to read as follows:
Authority: 40 U.S.C. 3701; 29 U.S.C. 653, 655, 657; and
Secretary of Labor's Orders 12- 71 (36 FR 8754), 8-76 (41 FR 25059),
9-83
[[Page 68666]]
(48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR 111), 5-2007 (72 FR
31159), or 1-2012 (77 FR 3912), as applicable.
0
40. Revise paragraph (k)(10) of Sec. 1926.800 to read as follows:
Sec. 1926.800 Underground construction.
* * * * *
(k) * * *
(10)(i) Internal combustion engines, except diesel-powered engines
on mobile equipment, are prohibited underground.
(ii) Mobile diesel-powered equipment used underground in
atmospheres other than gassy operations purchased on or before [DATE OF
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] shall
(A) Comply with paragraph (k)(10)(iii); or
(B) Have been approved by MSHA under 30 CFR part 32 (formerly
Schedule 24) (1995), or be demonstrated by the employer to be fully
equivalent to such MSHA-approved equipment, and be operated in
accordance with that part. For purposes of this subsection, when an
applicable MSHA provision uses the term ``mine,'' use the phrase
``underground construction site.'' (Each brake horsepower of a diesel
engine requires at least 100 cubic feet (28.32 m\3\) of air per minute
for suitable operation in addition to the air requirements for
personnel. Some engines may require a greater amount of air to ensure
that the allowable levels of carbon monoxide, nitric oxide, and
nitrogen dioxide are not exceeded.)
(iii) Mobile diesel-powered equipment used underground in
atmospheres other than gassy operations purchased after [DATE OF
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] shall comply with
MSHA provisions 30 CFR 57.5067, 75.1909, 75.1910, and 75.1911(a)
through (i) and shall be operated in accordance with those provisions.
For purposes of this subsection, when an applicable MSHA provision uses
the term ``mine,'' use the phrase ``underground construction site.''
(Each brake horsepower of a diesel engine requires at least 100 cubic
feet (28.32 m\3\) of air per minute for suitable operation in addition
to the air requirements for personnel. Some engines may require a
greater amount of air to ensure that the allowable levels of carbon
monoxide, nitric oxide, and nitrogen dioxide are not exceeded.)
* * * * *
0
41. Revise paragraph (f)(1) of Sec. 1926.803 to read as follows:
Sec. 1926.803 Compressed Air.
* * * * *
(f) * * *
(1) Decompression to normal condition shall be in accordance with
the 1992 French Air and Oxygen decompression tables (incorporated by
reference, see Sec. 1926.6).
* * * * *
Appendix A to Subpart S of Part 1926 [Removed]
0
42. Remove appendix A to subpart S of part 1926.
Subpart W--Rollover Protective Structures; Overhead Protection
0
43. The authority citation for subpart W is revised to read as follows:
Authority: Section 3704 of the Contract Work Hours and Safety
Standards Act (40 U.S.C. 3701); Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970 (29 U.S.C. 653, 655,
657); and Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76
(41 FR 25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR
111), 3-2000 (65 FR 50017), 5-2002 (67 FR 65008), or 1-2012 (77 FR
3912), as applicable.
0
44. Amend Sec. 1926.1000 by:
0
a. Revising the section heading;
0
b. Revising paragraphs (a) through (c).
The revisions read as follows:
Sec. 1926.1000 Scope.
(a) Coverage. This subpart applies to the following types of
material handling equipment: All rubber-tired, self-propelled scrapers,
rubber-tired front-end loaders, rubber-tired dozers, wheel-type
agricultural and industrial tractors, crawler tractors, crawler-type
loaders, and motor graders, with or without attachments, that are used
in construction work. This subpart also applies to compactors and
rubber-tired skid-steer equipment, with or without attachments,
manufactured after [EFFECTIVE DATE OF FINAL RULE], that are used in
construction work. This subpart does not apply to sideboom pipelaying
tractors.
(b) Equipment manufactured before [EFFECTIVE DATE OF FINAL RULE].
Material handling equipment described in paragraph (a) of this section
(excluding compactors and rubber-tired skid-steer equipment)
manufactured before [EFFECTIVE DATE OF FINAL RULE], shall be equipped
with rollover protective structures that meet the minimum performance
standards prescribed in Sec. 1926.1001(b), as applicable. Agricultural
and industrial tractors used in construction shall be equipped with
rollover protective structures that meet the minimum performance
standards prescribed in Sec. 1926.1002(b), as applicable. When
overhead protection is provided on agricultural and industrial
tractors, the overhead protection shall meet the minimum performance
standards prescribed in Sec. 1926.1003(b), as applicable.
(c) Equipment manufactured on or after [EFFECTIVE DATE OF FINAL
RULE]. Material handling machinery described in paragraph (a) of this
section manufactured on or after [EFFECTIVE DATE OF FINAL RULE], shall
be equipped with rollover protective structures that meet the minimum
performance standards prescribed in Sec. 1926.1001(c). Agricultural
and industrial tractors used in construction shall be equipped with
rollover protective structures that meet the minimum performance
standards prescribed in Sec. 1926.1002(c). When overhead protection is
provided on agricultural and industrial tractors, the overhead
protection shall meet the minimum performance standards prescribed in
Sec. 1926.1003(c).
* * * * *
0
45. Section 1926.1001 is revised to read as follows:
Sec. 1926.1001 Minimum performance criteria for rollover protective
structures for designated scrapers, loaders, dozers, graders, crawler
tractors, compactors, and rubber-tired skid steer equipment.
(a) General. This section prescribes minimum performance criteria
for roll-over protective structures (ROPS) for rubber-tired self-
propelled scrapers; rubber-tired front end loaders and rubber-tired
dozers; crawler tractors and crawler-type loaders, motor graders,
compactors, and rubber-tired skid steer equipment.
(b) Equipment manufactured before [EFFECTIVE DATE OF FINAL RULE].
For equipment listed in paragraph (a) of this section (excluding
compactors and rubber-tired skid steer equipment) manufactured before
[EFFECTIVE DATE OF FINAL RULE], the protective frames shall conform to
the following Society of Automotive Engineers Recommended Practices as
applicable: SAE J320a, Minimum Performance Criteria for Roll-Over
Protective Structure for Rubber-Tired, Self-Propelled Scrapers; SAE
J394, Minimum Performance Criteria for Roll-Over Protective Structure
for Rubber-Tired Front End Loaders and Rubber-Tired Dozers; SAE J395,
Minimum Performance Criteria for Roll-Over Protective Structure for
Crawler Tractors and Crawler-Type Loaders; SAE J396, Minimum
Performance Criteria for Roll-Over Protective Structure for Motor
Graders; and SAE J397-1969, Critical Zone Characteristics and
Dimensions for Operators of Construction and Industrial Machinery, as
applicable (each incorporated by
[[Page 68667]]
reference, see Sec. 1926.6), or comply with the consensus standard
(ISO 3471-2008) listed in paragraph (c) of this section.
(c) Equipment manufactured on or after [EFFECTIVE DATE OF FINAL
RULE]. For equipment listed in paragraph (a) of this section
manufactured on or after [EFFECTIVE DATE OF FINAL RULE], the protective
frames shall meet the test and performance requirements of the
International Organization for Standardization (ISO) standard ISO 3471-
2008 Earth-Moving Machinery--Roll-over protective structures--
Laboratory tests and performance requirements (incorporated by
reference, see Sec. 1926.6).
0
46. Amend Sec. 1926.1002 by:
0
a. Revising paragraphs (a) through (d);
0
b. Removing paragraphs (e) through (i);
0
c. Redesignating paragraphs (j)(1) and (2) as (e)(1) and (2),
respectively;
0
d. Removing paragraphs (j)(3) and (k).
The revisions read as follows:
Sec. 1926.1002 Protective frames (roll-over protective structures,
known as ROPS) for wheel-type agricultural and industrial tractors used
in construction.
(a) General. This section sets forth requirements for frames used
to protect operators of wheel-type agricultural and industrial tractors
used in construction work that will minimize the possibility of
operator injury resulting from accidental upsets during normal
operation. See paragraph (e) of this section for definitions of
agricultural and industrial tractors.
(b) Equipment manufactured before [EFFECTIVE DATE OF FINAL RULE].
For equipment manufactured before [EFFECTIVE DATE OF FINAL RULE], the
protective frames shall meet the test and performance requirements of
the Society of Automotive Engineers Standard J334a-1970, Protective
Frame Test Procedures and Performance Requirements and J168-1970,
Protective enclosures-test procedures and performance requirements, as
applicable (incorporated by reference, see Sec. 1926.6), or comply
with the consensus standard (ISO 5700-2013) listed in paragraph (c) of
this section.
(c) Equipment manufactured on or after [EFFECTIVE DATE OF FINAL
RULE]. For equipment manufactured on or after [EFFECTIVE DATE OF FINAL
RULE], the protective frames shall meet the test and performance
requirements of the International Organization for Standardization
(ISO) standard ISO 5700-2013, Tractors for agriculture and forestry--
Roll-over protective structures--static test method and acceptance
conditions (incorporated by reference, see Sec. 1926.6).
(d) For overhead protection requirements, see 29 CFR 1926.1003.
* * * * *
0
47. Section 1926.1003 is revised to read as follows:
Sec. 1926.1003 Overhead protection for operators of agricultural and
industrial tractors used in construction.
(a) General. This section sets forth requirements for overhead
protection used to protect operators of wheel-type agricultural and
industrial tractors used in construction work that will minimize the
possibility of operator injury resulting from overhead objects such as
flying or falling objection, and from the cover itself in the event of
accidental upset.
(b) Equipment manufactured before [EFFECTIVE DATE OF FINAL RULE].
When overhead protection is provided on wheel-type agricultural and
industrial tractors manufactured before [EFFECTIVE DATE OF FINAL RULE],
the overhead protection shall be designed and installed according to
the requirements contained in the test and performance requirements of
Society of Automotive Engineers Standard J167-1970, Protective Frame
with Overhead Protection-Test Procedures and Performance Requirements,
which pertains to overhead protection requirements (incorporated by
reference, see Sec. 1926.6) or comply with the consensus standard (ISO
3449-2005) listed in paragraph (c) of this section.
(c) Equipment manufactured on or after [EFFECTIVE DATE OF FINAL
RULE]. When overhead protection is provided on wheel-type agricultural
and industrial tractors manufactured on or after [insert effective date
of the final rule], the overhead protection shall be designed and
installed according to the requirements contained in the test and
performance requirements of the International Organization for
Standardization (``ISO'') standard ISO 27850-2013, Tractors for
agriculture and forestry--Falling object protective structures--Test
procedures and performance requirements, which pertains to overhead
protection requirements (incorporated by reference, see Sec. 1926.6).
(d) Site clearing. In the case of machines to which 29 CFR 1926.604
(relating to site clearing) also applies, the overhead protection may
be either the type of protection provided in 29 CFR 1926.604, or the
type of protection provided by this section.
Appendix A to Subpart W of Part 1926 [Removed]
0
48. Remove appendix A to subpart W of part 1926.
Subpart Z--Toxic and Hazardous Substances
0
49. The authority citation for subpart Z continues to read as follows:
Authority: Section 107 of the Contract Work Hours and Safety
Standards Act (40 U.S.C. 3704); Sections 4, 6, and 8 of the
Occupational Safety and Health Act of 1970 (29 U.S.C. 653, 655,
657); and Secretary of Labor's Order No. 12-71 (36 FR 8754), 8-76
(41 FR 25059), 9-83 (48 FR 35736), 1-90 (55 FR 9033), 6-96 (62 FR
111), 3-2000 (65 FR 50017), 5-2002 (67 FR 65008), 5-2007 (72 FR
31160), 4-2010 (75 FR 55355), or 1-2012 (77 FR 3912) as applicable;
and 29 CFR part 1911.
Section 1926.1102 not issued under 29 U.S.C. 655 or 29 CFR part
1911; also issued under 5 U.S.C. 553.
0
50. Amend Sec. 1926.1101 by:
0
a. Revising paragraph (m)(2)(ii)(C);
0
b. Revising Appendix D;
0
c. Revising Appendix E;
0
d. Revising Appendix I, sections III and IV(iii).
The revisions read as follows:
Sec. 1926.1101 Asbestos.
* * * * *
(m) * * *
(2) * * *
(ii) * * *
(C) A physical examination directed to the pulmonary and
gastrointestinal systems, including a 14- by 17-inch or other
reasonably-sized standard film or digital posterior-anterior chest X-
ray to be administered at the discretion of the physician, and
pulmonary function tests of forced vital capacity (FVC) and forced
expiratory volume at one second (FEV(1)). Classification of all chest
X-rays shall be conducted in accordance with Appendix E to this
section.
* * * * *
[[Page 68668]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.120
[[Page 68669]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.121
[[Page 68670]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.122
[[Page 68671]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.123
[[Page 68672]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.124
[[Page 68673]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.125
[[Page 68674]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.126
[[Page 68675]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.127
[[Page 68676]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.128
[[Page 68677]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.129
[[Page 68678]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.130
[[Page 68679]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.131
[[Page 68680]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.132
[[Page 68681]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.133
[[Page 68682]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.134
[[Page 68683]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.135
[[Page 68684]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.136
[[Page 68685]]
[GRAPHIC] [TIFF OMITTED] TP04OC16.137
0
51. Revise paragraph (l)(4)(ii)(C) of Sec. 1926.1127 to read as
follows:
Sec. 1926.1127 Cadmium.
* * * * *
(l) * * *
(4) * * *
(ii) * * *
(C) A 14 inch by 17 inch or other reasonably-sized standard film or
digital posterior-anterior chest X-ray (after the initial X-ray, the
frequency of chest X-rays is to be determined by the examining
physician);
* * * * *
Sec. 1926.1129 [Removed and Reserved]
0
52. Remove and reserve Sec. 1926.1129.
Parts 1910, 1915, and 1926 [Amended]
0
53. In addition to the revisions and amendments set forth above, in 29
CFR parts 1910, 1915, and 1926, remove words and punctuation from the
following paragraphs and appendices as follows:
----------------------------------------------------------------------------------------------------------------
29 CFR
Words and punctuation to remove --------------------------------------------------------------------------
Part 1910 Part 1915 Part 1926
----------------------------------------------------------------------------------------------------------------
and social security number........... 1910.120(f)(8)(ii)(A).. 1915.1001(n)(3)(ii)(A). 1926.60(o)(5)(ii)(A)
1910.1001(m)(3)(ii)(A). 1915.1026(k)(4)(ii)(A). 1926.62(d)(5)
1910.1017(m)(1)........ 1926.62(n)(3)(ii)(A)
1910.1025(d)(5)........ 1926.62 App. B,
1910.1025(n)(3)(ii)(A). Sec. XII.
1910.1025 App. B,...... 1926.65(f)(8)(ii)(A)
Sec. XII............... 1926.1101(n)(3)(ii)(A)
1910.1026(m)(4)(ii)(A). 1926.1126(k)(4)(ii)(A)
1910.1028(k)(2)(ii)(A). 1926.1127(d)(2)(iv)
1910.1030(h)(1)(ii)(A). 1926.1153(j)(3)(ii)(A)
1910.1043(k)(2)(ii)(A).
1910.1044(p)(2)(ii)(a).
1910.1047(k)(3)(ii)(A).
1910.1048(o)(3)(i).....
1910.1048(o)(4)(ii)(D).
1910.1050(n)(5)(ii)(A).
1910.1051(m)(4)(ii)(A).
1910.1053(k)(3)(ii)(A).
social security numbers,............. 1910.1043(k)(1)(ii)(C).
1910.1048(o)(1)(vi)....
social security number,.............. 1910.1028(k)(1)(ii)(D).
1910.1050(n)(3)(ii)(D).
1910.1052(m)(2)(ii)(F).
1910.1052(m)(2)(iii)(C)
social security number............... 1910.1001(m)(1)(ii)(F).
1910.1047(k)(2)(ii)(F).
1910.1050(n)(4)(ii)(A).
1910.1051(m)(2)(ii)(F).
1910.1052(m)(3)(ii)(A).
social security number,.............. 1910.1018(q)(1)(ii)(D). 1915.1001(n)(2)(ii)(F). 1926.60(o)(4)(ii)(F)
1910.1018(q)(2)(ii)(A). 1915.1026(k)(1)(ii)(F). 1926.62(n)(1)(ii)(D)
1910.1025(n)(1)(ii)(D). 1926.62(n)(2)(ii)(A)
1910.1025(n)(2)(ii)(A). 1926.1101(n)(2)(ii)(F)
1910.1026(m)(1)(ii)(F). 1926.1126(k)(1)(ii)(F)
1910.1027(n)(1)(ii)(B). 1926.1127(n)(1)(ii)(B)
1910.1027(n)(3)(ii)(A). 1926.1127(n)(3)(ii)(A)
1910.1029(m)(1)(i)(a).. 1926.1153(j)(1)(ii)(G)
1910.1029(m)(2)(i)(a)..
1910.1044(p)(1)(ii)(d).
1910.1045(q)(2)(ii)(D).
1910.1053(k)(1)(ii)(G).
----------------------------------------------------------------------------------------------------------------
[FR Doc. 2016-19454 Filed 10-3-16; 8:45 am]
BILLING CODE 4510-26-P