Taking of Marine Mammals Incidental to Specified Activities; Construction of the East Span of the San Francisco-Oakland Bay Bridge, 67313-67326 [2016-23602]
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Federal Register / Vol. 81, No. 190 / Friday, September 30, 2016 / Notices
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Authority: 16 U.S.C. 1801 et seq.
Dated: September 27, 2016.
Tracey L. Thompson,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2016–23698 Filed 9–29–16; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XE671
Taking of Marine Mammals Incidental
to Specified Activities; Construction of
the East Span of the San FranciscoOakland Bay Bridge
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that we have issued an incidental
harassment authorization (IHA) to
California Department of Transportation
(CALTRANS) to incidentally harass, by
Level B harassment only, seven species
of marine mammals during activities
associated with the East Span of the San
Francisco-Oakland Bay Bridge (SFOBB)
in the San Francisco Bay (SFB),
California.
DATES: This authorization is effective
from September 19, 2016 through
September 18, 2017.
FOR FURTHER INFORMATION CONTACT:
Shane Guan, Office of Protected
Resources, NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
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upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
impact on the species or stock(s), will
not have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (where
relevant), and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth. NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as ‘‘. . . an
impact resulting from the specified
activity that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the U.S. can apply for
a one-year authorization to incidentally
take small numbers of marine mammals
by harassment, provided that there is no
potential for serious injury or mortality
to result from the activity. Section
101(a)(5)(D) establishes a 45-day time
limit for NMFS review of an application
followed by a 30-day public notice and
comment period on any proposed
authorizations for the incidental
harassment of marine mammals. Within
45 days of the close of the comment
period, NMFS must either issue or deny
the authorization.
Summary of Request
On March 11, 2016, CALTRANS
submitted a request to NMFS for the
potential harassment of a small number
of marine mammals incidental to the
dismantling of the East Span of the
original SFOBB in SFB, California,
between July 16, 2016, and July 15,
2017. On May 16, 2016, CALTRANS
submitted a revision of its IHA
application based on NMFS comments.
NMFS determined that the IHA
application was complete on May 19,
2016.
Description of the Specified Activity
CALTRANS proposes removal of the
East Span of the original SFOBB by
mechanical dismantling and by use of
controlled charges to implode the pier
into its open cellular chambers below
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mudline. Activities associated with
dismantling the original East Span
potentially may result in incidental take
of marine mammals. These activities
include vibratory pile driving, vibratory
pile extraction/removal, impact pile
driving, and the use of highly controlled
charges to dismantle the Pier E4 and
Pier E5 marine foundations.
A one-year IHA was previously issued
to CALTRANS for pile driving/removal
and mechanical dismantling activities
on July 17, 2015 (80 FR 43710; July 23,
2015), based on activities described on
CALTRANS’ IHA application dated
April 13, 2013. This IHA is valid until
July 16, 2016. On September 9, 2015,
NMFS issued another IHA to
CALTRANS for demolition of Pier E3 of
the original SFOBB by highly controlled
explosives (80 FR 57584; September 24,
2015). This IHA expired on December
30, 2015. Since the construction
activities related with the original
SFOBB dismantling will last for another
two years, CALTRANS is requesting an
IHA that covers take of marine
mammals from both pile driving/
removal and confined explosion.
Construction activities for the
replacement of the SFOBB east span
commenced in 2002 and are expected to
be completed in 2016 with the
completion of the bike/pedestrian path
and eastbound on ramp from Yerba
Buena Island. The new east span is now
open to traffic. On November 10, 2003,
NMFS issued the first project-related
IHA to CALTRANS, authorizing the take
of small numbers of marine mammals
incidental to the construction of the
SFOBB Project. Over the years,
CALTRANS has been issued a total of
nine IHAs for the SFOBB Project to date,
excluding the application currently
under review.
The demolition of Piers E4 and E5
through controlled implosion are
planned to occur in October, November,
or December 2016, and pile driving and
pile removal activities may occur at any
time of the year.
The SFOBB project area is located in
the central San Francisco Bay (SFB or
Bay), between Yerba Buena Island (YBI)
and the city of Oakland. The western
limit of the project area is the east portal
of the YBI tunnel, located in the city of
San Francisco. The eastern limit of the
project area is located approximately
1,312 ft (400 m) west of the Bay Bridge
toll plaza, where the new and former
spans connect with land at the Oakland
Touchdown in the city of Oakland.
Detailed description of CALTRANS East
Span Removal Project is provided in the
Federal Register notice for the proposed
IHA (81 FR 48745; July 24, 2016). No
changes have been made since the
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publication of that notice. A summary of
CALTRANS activities is provided
below.
1. Vibratory and Impact Driving of
Temporary Piles
CALTRANS anticipates temporary
access trestles, in-water falsework, and
cofferdams may be required to
dismantle the existing bridge.
Temporary access trestles, supported by
temporary marine piles, and cofferdams
may be needed to provide construction
access. CALTRANS estimates that a
maximum of 200 temporary piles may
be installed during the 1-year period of
IHA coverage. Types of temporary piles
to be installed may include sheet piles,
14-in (0.34-m) H-piles, and steel pipe
piles, equal to or less than 36-in (0.91m) in diameter. A maximum of 132 days
of pile driving may be required to install
and/or remove piles during the one-year
period of IHA coverage.
2. Removal of Piers E4 and E5
CALTRANS proposes the removal of
Piers E4 and E5 of the original East Span
by use of controlled charges to implode
each pier into its open cellular
chambers below the mudline. A Blast
Attenuation System (BAS) will be used
to minimize potential impacts on
biological resources in the Bay. Both
NMFS and CALTRANS believe that the
results from the Pier E3 Demonstration
Project support the use of controlled
charges as a more expedient method of
removal that will cause less
environmental impact as compared to
approved mechanical methods using a
dry (fully dewatered) cofferdam.
Piers E4 and E5 of the original East
Span are located between the OTD area
and YBI, and just south of the SFOBB
new East Span. These piers are concrete
cellular structures that occupy areas
deep below the mudline, within the
water column, and above the water line
of the Bay.
Comments and Responses
A notice of NMFS’ proposal to issue
an IHA was published in the Federal
Register on July 24, 2016 (81 FR 48745).
During the 30-day public comment
period, NMFS received a comment letter
from the Marine Mammal Commission
(Commission). Specific comments and
responses are provided below.
Comment 1: The Commission states
that the method used to estimate the
numbers of takes, which sums fractions
of takes for each species across days,
does not account for NMFS’s 24-hour
reset policy. The Commission states that
instead of summing fractions of takes
across days and then rounding to
estimate total takes, NMFS should have
calculated a daily take estimate
(determined by multiplying the
estimated density of marine mammals
in the area by the daily ensonified area)
and then rounding that to a whole
number before multiplying it by the
number of days that activities would
occur. Thus, the Commission
recommends that NMFS (1) follow its
policy of a 24-hour reset for
enumerating the number of each species
that could be taken, (2) apply standard
rounding rules before summing the
numbers of estimated takes across days,
and (3) for species that have the
potential to be taken but modelestimated or calculated takes round to
zero, use group size to inform the take
estimates—these methods should be
used consistently for all future
incidental take authorizations.
Response: While for certain projects
NMFS has rounded to the whole
number for daily takes, the
circumstance for projects like this one
when the objective of take estimation is
to provide more accurate assessments
for potential impacts to marine
mammals for the entire project, the
rounding in the middle of calculation
will introduce large errors into the
process. In addition, while NMFS uses
a 24-hour reset for its take calculation to
ensure that individual animals are not
counted as a take more than once per
day, that fact does not make the
calculation of take across the entire
activity period inherently incorrect.
There is no need for daily (24-hour)
rounding in this case because there is no
daily limit of takes, so long as total
authorized takes of marine mammal are
not exceeded. In short, the calculation
of predicted take is not an exact science
and there are arguments for taking
different mathematical approaches in
different situations, and for making
qualitative adjustments in other
situations. NMFS is currently engaged
in developing a protocol to guide more
consistent take calculation given certain
circumstances. We believe, however,
that the prediction for this action
remains appropriate.
Comment 2: The Commission notes
that in the proposed IHA NMFS would
require protected species observers
(PSOs) to implement 100 percent
monitoring for Level A harassment
zones of all pile driving, but only 20
percent monitoring for Level B
harassment zones for vibratory pile
driving and removal. The Commission
recommends that NMFS require
CALTRANS to implement full-time
monitoring of Level A and B harassment
zones during all pile driving and pile
removal activities.
Response: NMFS agrees with the
Commission’s recommendation, and
discussed it with CALTRANS.
CALTRANS agrees that 100 percent
monitoring is feasible and will conduct
visual monitoring for all pile driving
and pile removal activities. The IHA
issued to CALTRANS includes such
measures.
Description of Marine Mammals in the
Area of the Specified Activity
Seven species of marine mammals
regularly inhabit or rarely or seasonally
enter the San Francisco Bay (Table 1).
The two most common species observed
are the Pacific harbor seal (Phoca
vitulina richardii) and the California sea
lion (Zalophus californianus). Juvenile
northern elephant seals (Mirounga
angustirostris) seasonally enter the Bay
(spring and fall), while harbor porpoises
(Phocoena phocoena) may enter the
western side of the Bay throughout the
year, but rarely occur near the SFOBB
east span. Gray whales (Eschrichtius
robustus) may enter the Bay during their
northward migration in the late winter
and spring. In addition, though rare,
northern fur seals (Callorhinus ursinus)
and bottlenose dolphins (Tursiops
truncatus) have also been sighted in the
Bay. None of these species are listed as
endangered or threatened under the
Endangered Species Act (ESA), or as
depleted or a strategic stock under the
MMPA.
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TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN REGION OF ACTIVITY
Common name
Scientific name
Status
Occurrence
Seasonality
Harbor seal ......................
California sea lion ............
Northern fur seal .............
Northern elephant seal ....
Gray whale ......................
Phoca vitulina richardii ....
Zalophus californianus ....
Callorhinus ursinus ..........
Mirounga angustirostris ...
Eschrichtius robustus ......
...........
...........
...........
...........
(*) ......
Common .....
Common .....
Rare ............
Occasional ..
Rare ............
Year round .........
Year round .........
Year round .........
Spring & fall .......
Spring & fall .......
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Range
California
California
California
California
Mexico to
Ocean.
E:\FR\FM\30SEN1.SGM
.........................
.........................
.........................
.........................
the U.S. Arctic
30SEN1
Abundance
30,968
296,750
12,844
179,000
20,990
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TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN REGION OF ACTIVITY—Continued
Common name
Scientific name
Status
Occurrence
Seasonality
Range
Harbor porpoise ...............
Coastal Bottlenose dolphin.
Phocoena phocoena .......
Tursiops truncatus ...........
...........
...........
Rare ............
Rare ............
Year round .........
Year round .........
California .........................
California .........................
Abundance
9,886
323
* The E. North Pacific population is not listed under the ESA.
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More detailed information on the
marine mammal species found in the
vicinity of the SFOBB construction site
can be found in CALTRANS IHA
application, and in NMFS stock
assessment report (Caretta et al., 2015),
which is available at the following URL:
https://www.nmfs.noaa.gov/pr/sars/pdf/
pacific_sars_2014_final_noaa_swfsc_
tm_549.pdf. Refer to these documents
for additional information on these
species.
Potential Effects of the Specified
Activity on Marine Mammals
This section includes a summary and
discussion of the ways that the types of
stressors associated with the specified
activity (e.g., pile removal and pile
driving) have been observed to impact
marine mammals. This discussion may
also include reactions that we consider
to rise to the level of a take and those
that we do not consider to rise to the
level of a take (for example, with
acoustics, we may include a discussion
of studies that showed animals not
reacting at all to sound or exhibiting
barely measurable avoidance). This
section is intended as a background of
potential effects and does not consider
either the specific manner in which this
activity will be carried out or the
mitigation that will be implemented,
and how either of those will shape the
anticipated impacts from this specific
activity. The ‘‘Estimated Take by
Incidental Harassment’’ section later in
this document will include a
quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The ‘‘Analysis and
Determinations’’ section will include
the analysis of how this specific activity
will impact marine mammals and will
consider the content of this section, the
‘‘Estimated Take by Incidental
Harassment’’ section, the ‘‘Mitigation’’
section, and the ‘‘Anticipated Effects on
Marine Mammal Habitat’’ section to
draw conclusions regarding the likely
impacts of this activity on the
reproductive success or survivorship of
individuals and from that on the
affected marine mammal populations or
stocks.
When considering the influence of
various kinds of sound on the marine
environment, it is necessary to
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understand that different kinds of
marine life are sensitive to different
frequencies of sound. Based on available
behavioral data, audiograms have been
derived using auditory evoked
potentials, anatomical modeling, and
other data, NMFS (2016) designate
‘‘marine mammal hearing groups’’ for
marine mammals and estimate the lower
and upper frequencies of hearing of the
groups. The marine mammal groups and
the associated frequencies are indicated
below (though animals are less sensitive
to sounds at the outer edge of their
functional range and most sensitive to
sounds of frequencies within a smaller
range somewhere in the middle of their
hearing range):
• Low frequency cetaceans (13
species of mysticetes): Functional
hearing is estimated to occur between
approximately 7 hertz (Hz) and 35
kilohertz (kHz);
• Mid-frequency cetaceans (32
species of dolphins, seven species of
larger toothed whales, and 19 species of
beaked and bottlenose whales):
Functional hearing is estimated to occur
between approximately 150 Hz and 160
kHz;
• High frequency cetaceans (eight
species of true porpoises, seven species
of river dolphins, Kogia, the franciscana,
and four species of cephalorhynchids):
Functional hearing is estimated to occur
between approximately 275 Hz and 160
kHz;
• Phocid pinnipeds in Water:
Functional hearing is estimated to occur
between approximately 50 Hz and 86
kHz; and
• Otariid pinnipeds in Water:
Functional hearing is estimated to occur
between approximately 60 Hz and 39
kHz.
As mentioned previously in this
document, seven marine mammal
species (three cetacean and four
pinniped species) are likely to occur in
the vicinity of the SFOBB pile driving/
removal and controlled pier detonation
area. Of the two cetacean species, one
belongs to low-frequency cetacean (gray
whale), one mid-frequency cetacean
(bottlenose dolphin), and one highfrequency cetacean (harbor porpoise).
two species of pinniped are phocid
(Pacific harbor seal and northern
elephant seal), and two species of
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pinniped is otariid (California sea lion
and northern fur seal). A species’
functional hearing group is a
consideration when we analyze the
effects of exposure to sound on marine
mammals.
Potential Effects From In-Water Pile
Driving and Pile Removal
The CALTRANS SFOBB construction
work using in-water pile driving and
pile removal could adversely affect
marine mammal species and stocks by
exposing them to elevated noise levels
in the vicinity of the activity area.
Exposure to high intensity sound for
a sufficient duration may result in
auditory effects such as a noise-induced
threshold shift—an increase in the
auditory threshold after exposure to
noise (Finneran et al., 2005). Factors
that influence the amount of threshold
shift include the amplitude, duration,
frequency content, temporal pattern,
and energy distribution of noise
exposure. The magnitude of hearing
threshold shift normally decreases over
time following cessation of the noise
exposure. The amount of threshold shift
just after exposure is the initial
threshold shift. If the threshold shift
eventually returns to zero (i.e., the
threshold returns to the pre-exposure
value), it is a temporary threshold shift
(Southall et al., 2007).
Threshold Shift (noise-induced loss of
hearing)—When animals exhibit
reduced hearing sensitivity (i.e., sounds
must be louder for an animal to detect
them) following exposure to an intense
sound or sound for long duration, it is
referred to as a noise-induced threshold
shift (TS). An animal can experience
temporary threshold shift (TTS) or
permanent threshold shift (PTS). TTS
can last from minutes or hours to days
(i.e., there is complete recovery), can
occur in specific frequency ranges (i.e.,
an animal might only have a temporary
loss of hearing sensitivity between the
frequencies of 1 and 10 kHz), and can
be of varying amounts (for example, an
animal’s hearing sensitivity might be
reduced initially by only 6 decibel (dB)
or reduced by 30 dB). PTS is permanent,
but some recovery is possible. PTS can
also occur in a specific frequency range
and amount as mentioned above for
TTS.
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For marine mammals, published data
are limited to the captive bottlenose
dolphin, beluga, harbor porpoise, and
Yangtze finless porpoise (Finneran et
al., 2000, 2002, 2003, 2005, 2007, 2010a,
2010b; Finneran and Schlundt, 2010;
Lucke et al., 2009; Mooney et al., 2009a,
2009b; Popov et al., 2011a, 2011b;
Kastelein et al., 2012a; Schlundt et al.,
2000; Nachtigall et al., 2003, 2004). For
pinnipeds in water, data are limited to
measurements of TTS in harbor seals, an
elephant seal, and California sea lions
(Kastak et al., 1999, 2005; Kastelein et
al., 2012b).
Lucke et al. (2009) found a threshold
shift (TS) of a harbor porpoise after
exposing it to airgun noise with a
received sound pressure level (SPL) at
200.2 dB (peak-to-peak) re: 1
micropascal (mPa), which corresponds to
a sound exposure level of 164.5 dB re:
1 mPa2 s after integrating exposure.
NMFS currently uses the root-meansquare (rms) of received SPL at 180 dB
and 190 dB re: 1 mPa as the threshold
above which permanent threshold shift
(PTS) could occur for cetaceans and
pinnipeds, respectively. Because the
airgun noise is a broadband impulse,
one cannot directly determine the
equivalent of rms SPL from the reported
peak-to-peak SPLs. However, applying a
conservative conversion factor of 16 dB
for broadband signals from seismic
surveys (McCauley, et al., 2000) to
correct for the difference between peakto-peak levels reported in Lucke et al.
(2009) and rms SPLs, the rms SPL for
TTS would be approximately 184 dB re:
1 mPa, and the received levels associated
with PTS (Level A harassment) would
be higher. This is still above NMFS’
current 180 dB rms re: 1 mPa threshold
for injury. However, NMFS recognizes
that TTS of harbor porpoises is lower
than other cetacean species empirically
tested (Finneran & Schlundt, 2010;
Finneran et al., 2002; Kastelein and
Jennings, 2012).
Marine mammal hearing plays a
critical role in communication with
conspecifics, and interpretation of
environmental cues for purposes such
as predator avoidance and prey capture.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that occurs during a
time where ambient noise is lower and
there are not as many competing sounds
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present. Alternatively, a larger amount
and longer duration of TTS sustained
during time when communication is
critical for successful mother/calf
interactions could have more serious
impacts. Also, depending on the degree
and frequency range, the effects of PTS
on an animal could range in severity,
although it is considered generally more
serious because it is a permanent
condition. Of note, reduced hearing
sensitivity as a simple function of aging
has been observed in marine mammals,
as well as humans and other taxa
(Southall et al., 2007), so one can infer
that strategies exist for coping with this
condition to some degree, though likely
not without cost.
In addition, chronic exposure to
excessive, though not high-intensity,
noise could cause masking at particular
frequencies for marine mammals that
utilize sound for vital biological
functions (Clark et al., 2009). Acoustic
masking is when other noises such as
from human sources interfere with
animal detection of acoustic signals
such as communication calls,
echolocation sounds, and
environmental sounds important to
marine mammals. Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction.
Masking occurs at the frequency band
that the animals utilize. Therefore, since
noise generated from vessels dynamic
positioning activity is mostly
concentrated at low frequency ranges, it
may have less effect on high frequency
echolocation sounds by odontocetes
(toothed whales). However, lower
frequency man-made noises are more
likely to affect detection of
communication calls and other
potentially important natural sounds
such as surf and prey noise. It may also
affect communication signals when they
occur near the noise band and thus
reduce the communication space of
animals (e.g., Clark et al., 2009) and
cause increased stress levels (e.g., Foote
et al., 2004; Holt et al., 2009).
Unlike TS, masking, which can occur
over large temporal and spatial scales,
can potentially affect the species at
population, community, or even
ecosystem levels, as well as individual
levels. Masking affects both senders and
receivers of the signals and could have
long-term chronic effects on marine
mammal species and populations.
Recent science suggests that low
frequency ambient sound levels have
increased by as much as 20 dB (more
than three times in terms of sound
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pressure level) in the world’s ocean
from pre-industrial periods, and most of
these increases are from distant
shipping (Hildebrand 2009). For
CALTRANS’ SFOBB construction
activities, noises from vibratory pile
driving contribute to the elevated
ambient noise levels in the project area,
thus increasing potential for or severity
of masking. Baseline ambient noise
levels in the Bay are very high due to
ongoing shipping, construction and
other activities in the Bay.
Finally, marine mammals’ exposure to
certain sounds could lead to behavioral
disturbance (Richardson et al., 1995),
such as: Changing durations of surfacing
and dives, number of blows per
surfacing, or moving direction and/or
speed; reduced/increased vocal
activities; changing/cessation of certain
behavioral activities (such as socializing
or feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where noise sources are located;
and/or flight responses (e.g., pinnipeds
flushing into water from haulouts or
rookeries).
The onset of behavioral disturbance
from anthropogenic noise depends on
both external factors (characteristics of
noise sources and their paths) and the
receiving animals (hearing, motivation,
experience, demography) and is also
difficult to predict (Southall et al.,
2007). Currently NMFS uses a received
level of 160 dB re 1 mPa (rms) to predict
the onset of behavioral harassment from
impulse noises (such as impact pile
driving), and 120 dB re 1 mPa (rms) for
continuous noises (such as vibratory
pile driving). For the CALTRANS
SFOBB construction activities, both of
these noise levels are considered for
effects analysis because CALTRANS
plans to use both impact and vibratory
pile driving, as well as vibratory pile
removal.
The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could be biologically
significant if the change affects growth,
survival, and/or reproduction, which
depends on the severity, duration, and
context of the effects.
Potential Effects From Controlled Pier
Implosion
It is expected that an intense impulse
from the Piers E4 and E5 controlled
implosion would have the potential to
impact marine mammals in the vicinity.
The majority of impacts would be startle
behavior and temporary behavioral
modification from marine mammals.
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However, a few individual animals
could be exposed to sound levels that
would cause TTS.
The underwater explosion would
send a shock wave and blast noise
through the water, release gaseous byproducts, create an oscillating bubble,
and cause a plume of water to shoot up
from the water surface. The shock wave
and blast noise are of most concern to
marine animals. The effects of an
underwater explosion on a marine
mammal depends on many factors,
including the size, type, and depth of
both the animal and the explosive
charge; the depth of the water column;
and the standoff distance between the
charge and the animal, as well as the
sound propagation properties of the
environment. Potential impacts can
range from brief effects (such as
behavioral disturbance), tactile
perception, physical discomfort, slight
injury of the internal organs and the
auditory system, to death of the animal
(Yelverton et al., 1973; DoN, 2001).
Non-lethal injury includes slight injury
to internal organs and the auditory
system; however, delayed lethality can
be a result of individual or cumulative
sublethal injuries (DoN, 2001).
Immediate lethal injury would be a
result of massive combined trauma to
internal organs as a direct result of
proximity to the point of detonation
(DoN, 2001). Generally, the higher the
level of impulse and pressure level
exposure, the more severe the impact to
an individual.
Injuries resulting from a shock wave
take place at boundaries between tissues
of different density. Different velocities
are imparted to tissues of different
densities, and this can lead to their
physical disruption. Blast effects are
greatest at the gas-liquid interface
(Landsberg 2000). Gas-containing
organs, particularly the lungs and
gastrointestinal tract, are especially
susceptible (Goertner 1982; Hill 1978;
Yelverton et al., 1973). In addition, gascontaining organs including the nasal
sacs, larynx, pharynx, trachea, and
lungs may be damaged by compression/
expansion caused by the oscillations of
the blast gas bubble. Intestinal walls can
bruise or rupture, with subsequent
hemorrhage and escape of gut contents
into the body cavity. Less severe
gastrointestinal tract injuries include
contusions, petechiae (small red or
purple spots caused by bleeding in the
skin), and slight hemorrhaging
(Yelverton et al., 1973).
Because the ears are the most
sensitive to pressure, they are the organs
most sensitive to injury (Ketten 2000).
Sound-related damage associated with
blast noise can be theoretically distinct
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from injury from the shock wave,
particularly farther from the explosion.
If an animal is able to hear a noise, at
some level it can damage its hearing by
causing decreased sensitivity (Ketten
1995). Sound-related trauma can be
lethal or sublethal. Lethal impacts are
those that result in immediate death or
serious debilitation in or near an intense
source and are not, technically, pure
acoustic trauma (Ketten 1995). Sublethal
impacts include hearing loss, which is
caused by exposures to perceptible
sounds. Severe damage (from the shock
wave) to the ears includes tympanic
membrane rupture, fracture of the
ossicles, damage to the cochlea,
hemorrhage, and cerebrospinal fluid
leakage into the middle ear. Moderate
injury implies partial hearing loss due
to tympanic membrane rupture and
blood in the middle ear. Permanent
hearing loss also can occur when the
hair cells are damaged by one very loud
event, as well as by prolonged exposure
to a loud noise or chronic exposure to
noise. The level of impact from blasts
depends on both an animal’s location
and, at outer zones, on its sensitivity to
the residual noise (Ketten 1995).
However, the above discussion
concerning underwater explosion only
pertains to open water detonation in a
free field. CALTRANS’ Pier E4 and E5
demolition project using controlled
implosion uses a confined detonation
method, meaning that the charges
would be placed within the structure.
Therefore, most energy from the
explosive shock wave would be
absorbed through the destruction of the
structure itself, and would not
propagate through the open water.
Measurements and modeling from
confined underwater detonation for
structure removal showed that energy
from shock waves and noise impulses
were greatly reduced in the water
column (Hempen et al., 2007;
CALTRANS 2016). Therefore, with
monitoring and mitigation measures
discussed above, CALTRANS Pier E4
and E5 controlled implosions are not
likely to cause injury or mortality to
marine mammals in the project vicinity.
Instead, NMFS believes that
CALTRANS’ Pier E4 and E5 controlled
implosions in the San Francisco Bay are
most like to cause Level B behavioral
harassment and maybe TTS in a few
individual of marine mammals, as
discussed below.
Changes in marine mammal behavior
are expected to result from an acute
stress response. This expectation is
based on the idea that some sort of
physiological trigger must exist to
change any behavior that is already
being performed. The exception to this
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rule is the case of auditory masking,
which is not likely since the
CALTRANS’ controlled implosion is
only two short, sequential detonations
that last for approximately 3–4 seconds.
Potential Effects on Marine Mammal
Habitat
The removal of the SFOBB East Span
is not likely to negatively affect the
habitat of marine mammal populations
because no permanent loss of habitat
will occur, and only a minor, temporary
modification of habitat will occur. The
original SFOBB area is not used as a
haul-out site by pinnipeds or as a major
foraging area. Therefore, demolition of
the concrete marine foundations and
pile installation and removal activities
are unlikely to permanently decrease
fish populations in the area and are
unlikely to affect marine mammal
populations.
Project activities will not affect any
pinniped haul-out sites or pupping
sites. The YBI harbor seal haul-out site
is on the opposite site of the island from
the SFOBB Project area. Because of the
distance and the island blocking the
sound, underwater noise and pressure
levels from the SFOBB Project will not
reach the haul-out. Other haul-out sites
for sea lions and harbor seals are at a
sufficient distance from the SFOBB
Project area that they will not be
affected. The closest recognized harbor
seal pupping site is at Castro Rocks,
approximately 8.7 mi (14 km) from the
SFOBB Project area. No sea lion
rookeries are found in the Bay.
The addition of underwater sound
from SFOBB Project activities to
background noise levels can constitute a
potential cumulative impact on marine
mammals. However, these potential
cumulative noise impacts will be short
in duration.
SPLs from impact pile driving and
pier implosion have the potential to
injure or kill fish in the immediate area.
During previous pier implosion and pile
driving activities, CALTRANS has
reported mortality to marine mammals’
prey species, including northern
anchovies and Pacific herring
(CALTRANS 2016). These few isolated
fish mortality events are not anticipated
to have a substantial effect on prey
species population or their availability
as a food resource for marine mammals.
Studies also suggest that larger fish
are generally less susceptible to death or
injury than small fish. Moreover,
elongated forms that are round in cross
section are less at risk than deep-bodied
forms. Orientation of fish relative to the
shock wave may also affect the extent of
injury. Open water pelagic fish (e.g.,
mackerel) seem to be less affected than
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reef fishes. The results of most studies
are dependent upon specific biological,
environmental, explosive, and data
recording factors.
The huge variation in fish
populations, including numbers,
species, sizes, and orientation and range
from the detonation point, makes it very
difficult to accurately predict mortalities
at any specific site of detonation. Most
fish species experience a large number
of natural mortalities, especially during
early life-stages, and any small level of
mortality caused by the CALTRANS’
two controlled implosions will likely be
insignificant to the population as a
whole.
Mitigation Measures
In order to issue an incidental take
authorization under section 101(a)(5)(D)
of the MMPA, NMFS must set forth the
permissible methods of taking pursuant
to such activity, and other means of
effecting the least practicable adverse
impact on such species or stock and its
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stock for
taking for certain subsistence uses.
method (e.g., dewatered cofferdam) for
all impact pile driving, with the
exception of pile proofing and H-piles.
1. Mitigation Measures for In-Water Pile
Driving and Pile Removal
For the CALTRANS SFOBB
construction activities, NMFS requires
the following mitigation measures to
minimize the potential impacts to
marine mammals in the project vicinity.
The primary purpose of these mitigation
measures is to detect marine mammals
within or about to enter designated
exclusion zones corresponding to NMFS
current injury thresholds and to initiate
immediate shutdown or power down of
the piling hammer, making it very
unlikely potential injury or TTS to
marine mammals would occur, and to
reduce the intensity of Level B
behavioral harassment.
Establishment of Exclusion and Level B
Harassment Zones
Use of Noise Attenuation Devices
To reduce impact on marine
mammals, CALTRANS shall use a
marine pile driving energy attenuator
(i.e., air bubble curtain system), or other
equally effective sound attenuation
Before the commencement of in-water
construction activities, which include
impact pile driving and vibratory pile
driving, CALTRANS shall establish
‘‘exclusion zones’’ where received
underwater SPLs are higher than 180 dB
(rms) and 190 dB (rms) re 1 mPa for
cetaceans and pinnipeds, respectively,
and ‘‘Level B behavioral harassment
zones’’ where received underwater
sound pressure levels (SPLs) are higher
than 160 dB (rms) and 120 dB (rms) re
1 mPa for impulse noise sources (impact
pile driving) and non-impulses noise
sources (vibratory pile driving),
respectively. Before the sizes of actual
zones are determined based on
hydroacoustic measurements,
CALTRANS shall establish these zones
based on prior measurements conducted
during SFOBB constructions, as
described in Table 2 of this document.
TABLE 2—TEMPORARY EXCLUSION AND LEVEL B HARASSMENT ZONES FOR VARIOUS PILE DRIVING ACTIVITIES
Distance to
120 dB re 1
μPa
(rms) (m)
Pile driving/dismantling activities
Pile size
(m)
Vibratory Driving ...............................
24 .....................................................
36 .....................................................
Sheet pile .........................................
24 .....................................................
36 .....................................................
24 .....................................................
36 .....................................................
H-pile ................................................
Attenuated Impact Driving ................
Unattenuated Proofing ......................
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Unattenuated Impact Driving ............
Once the underwater acoustic
measurements are conducted during
initial test pile driving, CALTRANS
shall adjust the size of the exclusion
zones and Level B behavioral
harassment zones, and monitor these
zones accordingly.
NMFS-approved protected species
observers (PSO) shall conduct initial
survey of the exclusion zones to ensure
that no marine mammals are seen
within the zones before impact pile
driving of a pile segment begins. If
marine mammals are found within the
exclusion zone, impact pile driving of
the segment would be delayed until
they move out of the area. If a marine
mammal is seen above water and then
dives below, the contractor would wait
15 minutes for pinnipeds and small
cetaceans (harbor porpoises and
bottlenose dolphins), and 30 minutes for
gray whales. If no marine mammals are
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2,000
2,000
NA
NA
NA
NA
NA
seen by the observer in that time it can
be assumed that the animal has moved
beyond the exclusion zone.
If pile driving of a segment ceases for
30 minutes or more and a marine
mammal is sighted within the
designated exclusion zone prior to
commencement of pile driving, the
observer(s) must notify the Resident
Engineer (or other authorized
individual) immediately and continue
to monitor the exclusion zone.
Operations may not resume until the
marine mammal has exited the
exclusion zone.
Soft Start
In order to provide additional
protection to marine mammals near the
project area by allowing marine
mammals to vacate the area prior to
receiving a higher noise exposure,
CALTRANS and its contractor will also
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Distance to
160 dB re 1
μPa
(rms) (m)
Distance to
180 dB re 1
μPa
(rms) (m)
NA
NA
NA
1,000
1,000
1,000
1,000
1,000
NA
NA
NA
235
235
235
235
235
Distance to
190 dB re 1
μPa
(rms) (m)
NA
NA
NA
95
95
95
95
95
‘‘soft start’’ the hammer prior to
operating at full capacity. This should
expose fewer animals to loud sounds
both underwater and above water. This
would also ensure that, although not
expected, any pinnipeds and cetaceans
that are missed during the initial
exclusion zone monitoring will not be
injured.
Shut-Down Measure
CALTRANS shall implement
shutdown measures if a marine mammal
is sighted approaching the Level A
exclusion zone, or within 10 m of the
pile driving and pile removal
equipment, whichever is smaller. Inwater construction activities shall be
suspended until the marine mammal is
sighted moving away from the exclusion
zone, or if a pinniped, harbor porpoise,
or bottlenose dolphin is not sighted for
15 minutes after the shutdown, or if a
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gray whale is not sighted for 30 minutes
after the shutdown.
CALTRANS shall implement
shutdown if a species for which
authorization has not been granted
(including but not limited to Guadalupe
fur seals) or if a species for which
authorization has been granted but the
authorized takes are met, approaches or
is observed within the Level B
harassment zone.
2. Mitigation Measures for Confined
Implosion
For CALTRANS’ Piers E4 and E5
controlled implosion, NMFS requires
the following mitigation measures to
minimize the potential impacts to
marine mammals in the project vicinity.
The primary purposes of these
mitigation measures are to minimize
sound levels from the activities, to
monitor marine mammals within
designated exclusion zones and zones of
influence (ZOI). Specific mitigation
measures are described below.
Time Restriction
Implosion of Piers E4 and E5 would
only be conducted during daylight
hours and with enough time for pre and
post implosion monitoring, and with
good visibility when the largest
exclusion zone can be visually
monitored.
Installation of Blast Attenuation System
Prior to the Piers E4 and E5
demolition, CALTRANS shall install a
Blast Attenuation System (BAS) as
described above to reduce the
shockwave from the implosion.
Establishment of Level A Exclusion
Zone
Due to the different hearing
sensitivities among different taxa of
marine mammals, NMFS has
established a series of take thresholds
from underwater explosions for marine
mammals belonging to different
functional hearing groups (Table 3).
Under these criteria, marine mammals
from different taxa will have different
impact zones (exclusion zones and
zones of influence).
CALTRANS will establish an
exclusion zone for both the mortality
and Level A harassment zone
(permanent hearing threshold shift or
PTS, GI track injury, and slight lung
injury) using the largest radius
estimated harbor and northern elephant
seals. CALTRANS will use measured
distances to marine mammal threshold
distances from the implosion of Pier E3
as predicted distances to the thresholds
for the implosions of Piers E4 and E5
(Table 4). The use of measured peak
pressure, cumulative sound exposure
level (SEL), and impulse levels from the
Pier E3 implosion provide a
conservative estimate for the implosions
of Piers E4 and E5. The Piers E4 and E5
caisson structures are smaller than the
Pier E3 caisson structure and will
require fewer explosive charges to
implode. The maximum charge weight
for the implosions of Piers E4 and E5 is
35 pounds/delay, the same as used for
the implosion of Pier E3. However, the
total explosive weight, number of
individual detonations, and total time of
implosion event will be less for these
smaller piers.
TABLE 3—NMFS TAKE THRESHOLDS FOR MARINE MAMMALS FROM UNDERWATER IMPLOSIONS
Level B harassment
Group
Species
Level A
harassment
Behavioral
TTS
Serious injury
Mortality
Gastrointestinal tract
PTS
Mid-freq cetacean.
Bottlenose dolphin.
167 dB SEL .....
172 dB SEL or
224 dB
SPLpk.
187 dB SEL or
230 dB
SPLpk.
High-freq cetacean.
Harbor porpoise.
141 dB SEL .....
Phocidae ...........
Harbor seal &
northern elephant seal.
California sea
lion & northern fur seal.
172 dB SEL .....
146 dB SEL or
195 dB
SPLpk.
177 dB SEL or
212 dB
SPLpk.
200 dB SEL or
212 dBpk.
Lung
237 dB SPL or
104 psi.
39.1M 1⁄3 (1+[D/
10.081]) 1⁄2
Pa-sec.
where: M =
mass of the
animals in kg.
D = depth of
animal in m.
161 dB SEL or
201 dB
SPLpk.
192 dB SEL or
218 dB
SPLpk.
215 dB SEL or
218 dB
SPLpk.
Otariidae ...........
195 dB SEL .....
91.4M 1⁄3 (1+[D/
10.081]) 1⁄2
Pa-sec
where: M =
mass of the
animals in kg
D = depth of
animal in m.
* Note: All dB values are referenced to 1 μPa. SPLpk = Peak sound pressure level; psi = pounds per square inch.
TABLE 4—MEASURED DISTANCES TO UNDERWATER BLASTING THRESHOLD CRITERIA FOR LEVELS A AND B HARASSMENT
AND MORTALITY FROM THE PIER E3 IMPLOSION
Level B criteria
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Species
Level A criteria
Mortality
Behavioral
response
TTS dual criteria *
PTS dual criteria *
Gastro-intestinal
track
Lung injury
Harbor Seal ............
2,460 ft (750 m) ..
<100 ft (30 m) .....
<100 ft (30 m).
387 ft (118 m) .....
<100 ft (30 m) .....
<100 ft (30 m) .....
<100 ft (30 m).
Northern Elephant
Seal.
Northern fur seal ....
2,460 ft (750 m) ..
507 ft (155 m) .....
65 ft (20 m).
80 ft (24 m) .........
65 ft (20 m).
507 ft (155 m) .....
65 ft (20 m).
80 ft (24 m) .........
65 ft (20 m).
<100 ft (30 m) .....
California Sea Lion
1,658 ft (505 m) ..
104 ft (32 m) .......
261 ft (80 m) .......
104 ft (32 m) .......
1,658 ft (505 m) ..
104 ft (32 m) .......
261 ft (80 m) .......
104 ft (32 m) .......
<100 ft (30 m) .....
<100 ft (30 m) .....
<100 ft (30 m).
<100 ft (30 m) .....
<100 ft (30 m) .....
<100 ft (30 m).
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TABLE 4—MEASURED DISTANCES TO UNDERWATER BLASTING THRESHOLD CRITERIA FOR LEVELS A AND B HARASSMENT
AND MORTALITY FROM THE PIER E3 IMPLOSION—Continued
Level B criteria
Species
Level A criteria
Mortality
Behavioral
response
TTS dual criteria *
PTS dual criteria *
Gastro-intestinal
track
Lung injury
Harbor Porpoise .....
8,171 ft (2,491 m)
<100 ft (30 m) .....
<100 ft (30 m).
1,255 ft (383 m) ..
1,777 ft (542 m) ..
249 ft (76 m).
271 ft (83 m) .......
112 ft (34 m).
<100 ft (30 m) .....
Bottlenose Dolphin
5,580 ft (1,701 m)
400 ft (122 m) .....
855 ft (261 m) .....
202 ft (62 m) .......
<100 ft (30 m) .....
<100 ft (30 m) .....
<100 ft (30 m).
Note: * For the TTS and PTS criteria thresholds with dual criteria, the largest criteria distances (i.e., more conservative) are shown in bold.
Establishment of Level B Temporary
Hearing Threshold Shift (TTS) Zone of
Influence
As shown in Table 3, for harbor and
northern elephant seals, this will cover
the area out to 212 dB peak SPL or 177
dB SEL, whichever extends out the
furthest. Hydroacoustic modeling
indicates this isopleth would extend out
to 1,658 ft (505 m) from the pier. For
harbor porpoises, this will cover the
area out to 195 dB peak SPL or 146 dB
SEL, whichever extends out the furthest,
to 5,580 ft (1,701 m) from the pier. As
discussed previously, the presence of
harbor porpoises in this area is unlikely
but monitoring will be employed to
confirm their absence. For California sea
lions, the distance to the Level B TTS
zone of influence will cover the area out
to 212 dB peak SPL or 200 dB SEL. This
distance was calculated at 261 ft (80 m)
from Pier E3, well within the exclusion
zone previously described. Hearing
group specific Level B TTS zone of
influence ranges are provided in Table
4.
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Establishment of Level B Behavioral
Zone of Influence
As shown in Table 3, for harbor seals
and northern elephant seals, this will
cover the area out to 172 dB SEL.
Hydroacoustic measurement indicates
this isopleth would extend out to 2,460
ft (750 m) from the pier. For harbor
porpoises, this will cover the area out to
141 dB SEL. Hydroacoustic
measurement indicates this isopleth
would extend out to 8,171 ft (2,941 m)
from the pier. As discussed previously,
the presence of harbor porpoises in this
area is unlikely but monitoring will be
employed to confirm their absence. For
California sea lions, the distance to the
Level B behavioral harassment ZOI will
cover the area out to 195 dB SEL. This
distance was calculated at 387 ft (118 m)
from the pier, well within the exclusion
zone previously described. Hearing
group specific Level B TTS zone of
influence ranges are provided in Table
4.
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Communication
All PSOs will be equipped with
mobile phones and a VHF radio as a
backup. One person will be designated
as the Lead PSO and will be in constant
contact with the Resident Engineer on
site and the blasting crew. The Lead
PSO will coordinate marine mammal
sightings with the other PSOs. PSOs
will contact the other PSOs when a
sighting is made within the exclusion
zone or near the exclusion zone so that
the PSOs within overlapping areas of
responsibility can continue to track the
animal and the Lead PSO is aware of the
animal. If it is within 30 minutes of
blasting and an animal has entered the
exclusion zone or is near it, the Lead
PSO will notify the Resident Engineer
and blasting crew. The Lead PSO will
keep them informed of the disposition
of the animal.
Mitigation Conclusions
NMFS has carefully evaluated the
mitigation measures and considered a
range of other measures in the context
of ensuring that NMFS prescribes the
means of effecting the least practicable
impact on the affected marine mammal
species and stocks and their habitat. Our
evaluation of potential measures
included consideration of the following
factors in relation to one another:
• The manner in which, and the
degree to which, the successful
implementation of the measure is
expected to minimize adverse impacts
to marine mammals.
• The proven or likely efficacy of the
specific measure to minimize adverse
impacts as planned.
• The practicability of the measure
for applicant implementation.
Any mitigation measure(s) prescribed
by NMFS should be able to accomplish,
have a reasonable likelihood of
accomplishing (based on current
science), or contribute to the
accomplishment of one or more of the
general goals listed below:
(1) Avoidance or minimization of
injury or death of marine mammals
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wherever possible (goals 2, 3, and 4 may
contribute to this goal).
(2) A reduction in the numbers of
marine mammals (total number or
number at biologically important time
or location) exposed to received levels
of pile driving and pile removal or other
activities expected to result in the take
of marine mammals (this goal may
contribute to 1, above, or to reducing
harassment takes only).
(3) A reduction in the number of
times (total number or number at
biologically important time or location)
individuals would be exposed to
received levels of pile driving and pile
removal, or other activities expected to
result in the take of marine mammals
(this goal may contribute to 1, above, or
to reducing harassment takes only).
(4) A reduction in the intensity of
exposures (either total number or
number at biologically important time
or location) to received levels of pile
driving, or other activities expected to
result in the take of marine mammals
(this goal may contribute to (1) above, or
to reducing the severity of harassment
takes only).
(5) Avoidance or minimization of
adverse effects to marine mammal
habitat, paying special attention to the
food base, activities that block or limit
passage to or from biologically
important areas, permanent destruction
of habitat, or temporary destruction/
disturbance of habitat during a
biologically important time.
(6) For monitoring directly related to
mitigation—an increase in the
probability of detecting marine
mammals, thus allowing for more
effective implementation of the
mitigation.
Based on our evaluation of the
applicant’s proposed mitigation
measures, as well as other measures
considered by NMFS, NMFS has
determined that the mitigation measures
provide the means of effecting the least
practicable adverse impact on marine
mammal species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
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Monitoring and Reporting
In order to issue an incidental take
authorization (ITA) for an activity,
section 101(a)(5)(D) of the MMPA states
that NMFS must set forth,
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ The MMPA implementing
regulations at 50 CFR 216.104(a)(13)
indicate that requests for ITAs must
include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the proposed
action area. CALTRANS has proposed
marine mammal monitoring measures as
part of the IHA application. It can be
found at https://www.nmfs.noaa.gov/pr/
permits/incidental.htm.
Monitoring measures prescribed by
NMFS should accomplish one or more
of the following general goals:
(1) An increase in the probability of
detecting marine mammals, both within
the mitigation zone (thus allowing for
more effective implementation of the
mitigation) and in general to generate
more data to contribute to the analyses
mentioned below;
(2) An increase in our understanding
of how many marine mammals are
likely to be exposed to levels of pile
driving that we associate with specific
adverse effects, such as behavioral
harassment, TTS, or PTS;
(3) An increase in our understanding
of how marine mammals respond to
stimuli expected to result in take and
how anticipated adverse effects on
individuals (in different ways and to
varying degrees) may impact the
population, species, or stock
(specifically through effects on annual
rates of recruitment or survival) through
any of the following methods:
D Behavioral observations in the
presence of stimuli compared to
observations in the absence of stimuli
(need to be able to accurately predict
received level, distance from source,
and other pertinent information);
D Physiological measurements in the
presence of stimuli compared to
observations in the absence of stimuli
(need to be able to accurately predict
received level, distance from source,
and other pertinent information);
D Distribution and/or abundance
comparisons in times or areas with
concentrated stimuli versus times or
areas without stimuli;
(4) An increased knowledge of the
affected species; and
(5) An increase in our understanding
of the effectiveness of certain mitigation
and monitoring measures.
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Monitoring Measures
1. Monitoring for Pile Driving and Pile
Removal
(1) Visual Monitoring
NMFS made changes to the visual
monitoring protocol during CALTRANS’
pile driving and pile removal activities
based, on a comment from the Marine
Mammal Commission. Specifically, the
revised visual monitoring protocol
requires that PSOs conduct 100 percent
visual monitoring of marine mammals
during all pile driving and pile removal
activities. In the proposed IHA, only 20
percent visual monitoring would have
been required for Level B harassment
zones during vibratory pile driving and
pile removal activities. A complete
description of the monitoring measure is
provided below.
Besides using monitoring for
implementing mitigation (ensuring
exclusion zones are clear of marine
mammals before pile driving begins and
after shutdown measures), marine
mammal monitoring will also be
conducted to assess potential impacts
from CALTRANS construction
activities. CALTRANS will implement
onsite marine mammal monitoring for
all unattenuated impact pile driving of
H-piles for 180– and 190–dB re 1 mPa
exclusion zones and 160–dB re 1 mPa
Level B harassment zone and attenuated
impact pile driving (except pile
proofing) for 180– and 190–dB re 1 mPa
exclusion zones. CALTRANS will also
monitor all attenuated impact pile
driving for the 160–dB re 1 mPa Level B
harassment zone, and all vibratory pile
driving for the 120–dB re 1 mPa Level B
harassment zone.
(2) Protected Species Observers
Monitoring of the pinniped and
cetacean exclusion zones shall be
conducted by a minimum of three
qualified NMFS-approved PSOs.
Observations will be made using highquality binoculars (e.g., Zeiss, 10 × 42
power). PSOs will be equipped with
radios or cell phones for maintaining
contact with other observers and
CALTRANS engineers, and range
finders to determine distance to marine
mammals, boats, buoys, and
construction equipment.
(3) Data Collection
Data on all observations will be
recorded and will include the following
information:
• Location of sighting;
• Species;
• Number of individuals;
• Number of calves present;
• Duration of sighting;
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• Behavior of marine animals sighted;
• Direction of travel; and
• When in relation to construction
activities did the sighting occur (e.g.,
before, ‘‘soft-start’’, during, or after the
pile driving or removal).
2. Monitoring for Confined Implosion of
Piers E4 and E5
Monitoring for implosion impacts to
marine mammals will be based on the
SFOBB pile driving monitoring
protocol. Pile driving has been
conducted for the SFOBB construction
project since 2000 with development of
several NMFS-approved marine
mammal monitoring plans (CALTRANS
2004; 2013). Most elements of these
marine mammal monitoring plans are
similar to what would be required for
underwater implosions. These
monitoring plans would include
monitoring an exclusion zone and ZOIs
for TTS and behavioral harassment
described above.
(1) Protected Species Observers
A minimum of 8–10 PSOs would be
required during the Piers E4 and E5
controlled implosion so that the
exclusion zone, Level B Harassment
TTS and Behavioral ZOIs, and
surrounding area can be monitored. One
PSO would be designated as the Lead
PSO and would receive updates from
other PSOs on the presence or absence
of marine mammals within the
exclusion zone and would notify the
Environmental Compliance Manager of
a cleared exclusion zone prior to the
implosion.
(2) Monitoring Protocol
Implosions of Piers E4 and E5 will be
conducted only during daylight hours
and with enough time for pre and postimplosion monitoring, and with good
weather (i.e., clear skies and no high
winds). This work will be conducted so
that PSOs will be able to detect marine
mammals within the exclusion zones
and beyond. The Lead PSO will be in
contact with other PSOs. If any marine
mammals enter an exclusion zone
within 30 minutes of blasting, the Lead
PSO will notify the Environmental
Compliance Manager that the implosion
may need to be delayed. The Lead PSO
will keep the Environmental
Compliance Manager informed about
the disposition of the animal. If the
animal remains in the exclusion zone,
blasting will be delayed until it has left
the exclusion zone. If the animal dives
and is not seen again, blasting will be
delayed at least 15 minutes. After the
implosion has occurred, the PSOs will
continue to monitor the area for at least
60 minutes.
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(3) Data Collection
Each PSO will record the observation
position, start and end times of
observations, and weather conditions
(i.e., sunny/cloudy, wind speed, fog,
visibility). For each marine mammal
sighting, the following will be recorded,
if possible:
• Species.
• Number of animals (with or without
pup/calf).
• Age class (pup/calf, juvenile, adult).
• Identifying marks or color (e.g.,
scars, red pelage, damaged dorsal fin).
• Position relative to Piers E4 or E5
(distance and direction).
• Movement (direction and relative
speed).
• Behavior (e.g., logging [resting at
the surface], swimming, spy-hopping
[raising above the water surface to view
the area], foraging).
(4) Post-Implosion Survey
Although any injury or mortality from
the implosions of Piers E4 and E5 is
very unlikely, boat or shore surveys will
be conducted for three days following
the event, to determine whether any
injured or stranded marine mammals
are in the area. If an injured or dead
animal is discovered during these
surveys or by other means, the NMFSdesignated stranding team will be
contacted to pick up the animal.
Veterinarians will treat the animal or
will conduct a necropsy to attempt to
determine whether it stranded because
of the Piers E4 and E5 implosions.
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Reporting Measures
CALTRANS would be required to
submit a draft monitoring report within
90 days after completion of the
construction work or the expiration of
the IHA, whichever comes earlier. This
draft report would detail the monitoring
protocol, summarize the data recorded
during monitoring, and estimate the
number of marine mammals that may
have been harassed. NMFS would have
an opportunity to provide comments on
the draft report within 30 days, and if
NMFS has comments, CALTRANS
would address the comments and
submit a final report to NMFS within 30
days. If no comments are provided by
NMFS after 30 days receiving the report,
the draft report is considered to be final.
Marine Mammal Stranding Plan
A stranding plan for the Pier E3
implosion was prepared in cooperation
with the local NMFS-designated marine
mammal stranding, rescue, and
rehabilitation center. An updated
version of this plan will be
implemented during implosions of Piers
E4 and E5. Although avoidance and
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minimization measures likely will
prevent any injuries, preparations will
be made in the unlikely event that
marine mammals are injured. Elements
of the plan will include the following:
1. The stranding crew will prepare
treatment areas at an NMFS-designated
facility for cetaceans or pinnipeds that
may be injured from the implosions.
Preparation will include equipment to
treat lung injuries, auditory testing
equipment, dry and wet caged areas to
hold animals, and operating rooms if
surgical procedures are necessary.
2. A stranding crew and a veterinarian
will be on call near the Piers E4 and E5
area at the time of the implosions, to
quickly recover any injured marine
mammals, provide emergency
veterinary care, stabilize the animal’s
condition, and transport individuals to
an NMFS-designated facility. If an
injured or dead animal is found, NMFS
(both the regional office and
headquarters) will be notified
immediately, even if the animal appears
to be sick or injured from causes other
than the implosions.
3. Post-implosion surveys will be
conducted immediately after the event
and over the following three days to
determine whether any injured or dead
marine mammals are in the area.
4. Any veterinarian procedures,
euthanasia, rehabilitation decisions, and
time of release or disposition of the
animal will be at the discretion of the
NMFS-designated facility staff and the
veterinarians treating the animals. Any
necropsies to determine whether the
injuries or death of an animal was the
result of an implosion or other
anthropogenic or natural causes will be
conducted at an NMFS-designated
facility by the stranding crew and
veterinarians. The results will be
communicated to both the CALTRANS
and to NMFS as soon as possible,
followed by a written report within a
month.
Estimated Take by Incidental
Harassment
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: Any act of
pursuit, torment, or annoyance, which
(i) has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment) or (ii) has the
potential to disturb a marine mammal or
marine mammal stock in the wild by
causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
The distance to marine mammal
threshold criteria for pile driving and
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blasting activities, and corresponding
ZOI have been determined based on
underwater sound and pressure
measurements collected during pervious
activities in the SFOBB Project area. The
numbers of marine mammals by species
that may be taken by each type of take
were calculated based on distance to the
specific marine mammal harassment
thresholds, number of days of the
activity, and the estimated density of
each species in the ZOI.
Estimates of Species Densities of Marine
Mammals
No systematic line transect surveys of
marine mammals have been performed
in the San Francisco Bay. Therefore, the
in-water densities of harbor seals,
California sea lions, and harbor
porpoises were calculated based on 15
years of observations during monitoring
for the SFOBB construction and
demolition. The amount of monitoring
performed per year varied depending on
the frequency and duration of
construction activities with the
potential to affect marine mammals.
During the 237 days of monitoring from
2000 through 2015 (including 15 days of
baseline monitoring in 2003), 822
harbor seals, 77 California sea lions, and
nine harbor porpoises were observed
within the waters of the SFOBB east
span. Density estimates for other species
were made from stranding data,
provided by the Marine Mammal Center
(MMC).
1. Pacific Harbor Seal Density Estimates
Harbor seal density was calculated
from all observations of animals in
water during SFOBB Project monitoring
from 2000 to 2015, divided by the size
of the project area. These observations
included data from baseline, pre-,
during and post-pile driving,
mechanical dismantling, onshore
blasting, and offshore implosion
activities. During this time, the
population of harbor seals in the Bay
remained stable (Manugian 2013).
Therefore, substantial differences in
numbers or behaviors of seals hauling
out, foraging, or in their movements are
not anticipated. All harbor seal
observations within a 1 km2 area were
used in the estimate. Distances were
recorded using a laser range finder
(Bushnell Yardage Pro Elite 1500; ± 1.0
yard accuracy). Care was taken to
eliminate multiple observations of the
same animal, although this was difficult
when more than three seals were
foraging in the same area.
Density of harbor seals was highest
near YBI and Treasure Island, probably
because of the haul-out site and nearby
foraging areas in Coast Guard and
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Clipper coves. Therefore, density
estimates were calculated for a higher
density area within 4,921 ft (1,500 m)
west of Piers E4 and E5, which included
the two foraging coves. A lower density
estimate was calculated from the areas
east of Piers E4 and E5, and beyond
4,921 ft (1,500 m) north and south of the
bridge. Harbor seal densities in these
two areas in spring-summer and fallwinter seasons are provided in Table 5.
2. California Sea Lion Density Estimates
Within the SFOBB Project area,
California sea lion density was
calculated from all observations of
animals in water during SFOBB Project
monitoring from 2000 to 2015, divided
by the size of the project area. These
observations included data from
baseline, pre, during, and post-pile
driving, mechanical dismantling,
onshore blasting, and offshore
implosion activities. All sea lion
observations within a 1 km2 area were
used in the estimate. Distances were
recorded using a laser range finder
(Bushnell Yardage Pro Elite 1500; ± 1.0
yard accuracy). Care was taken to
eliminate multiple observations of the
same animal, although most sea lion
observations involve a single animal.
California sea lion densities in late
spring-early summer and late summerfall seasons are provided in Table 5.
3. Northern Elephant Seal Density
Estimates
Northern elephant seal density in the
project area was calculated from the
stranding records of the MMC, from
2004 to 2014. These data included both
injured or sick seals and healthy seals.
Approximately 100 elephant seals were
reported in the Bay during this time;
most of these hauled out and likely were
sick or starving. The actual number of
individuals in the Bay may have been
higher because not all individuals
would necessarily have hauled out.
Some individuals may have simply left
the Bay soon after entering. Data from
the MMC show several elephant seals
stranding on Treasure Island, and one
healthy elephant seal was observed
resting on the beach in Clipper Cove in
2012. Elephant seal pups or juveniles
also may have stranded after weaning in
the spring and when they returned to
California in the fall (September through
November). Density of northern
elephant seal is estimated as the number
of stranded seals over the SFOBB
project area, which is 0.03 animal/km2
(Table 5).
4. Harbor Porpoise Density Estimates
Harbor porpoise density was
calculated from all observations during
SFOBB Project monitoring, from 2000 to
2015. These observations included data
from baseline, pre, during and post-pile
driving, and onshore implosion
activities. Over this period, the number
of harbor porpoises that were observed
entering and using the Bay increased.
During the 15 years of monitoring in the
SFOBB Project area, only nine harbor
porpoises were observed, and all
occurred between 2006 and 2015
(including two in 2014 and five in
2015). Density of harbor porpoise is
estimated to be 0.021 animal/km2 (Table
5).
5. Gray Whale Density Estimate
Gray whale density was estimated for
the entire Bay as no observations have
occurred of gray whales in the SFOBB
Project area. Each year, two to six gray
whales enter the Bay, presumably to
feed, in the late winter through spring
(February through April), per the MMC.
Gray whales rarely occur in the Bay
from October through December. The
gray whale density was estimated based
on a maximum of 6 whales occurring
within the main area of San Francisco
Bay, which yielded a density of
0.00004/km2 (Thorson, pers. comm.,
2014).
TABLE 5—ESTIMATED IN-WATER DENSITY OF MARINE MAMMALS IN THE SFOBB PROJECT AREA
Density west
of piers E4
and E5 within
1,500 m of
SFOBB
(animals/km2)
Species
Main season of occurrence
Harbor Seal ..................................................................
Harbor Seal ..................................................................
California Sea Lion .......................................................
California Sea Lion .......................................................
Northern Elephant Seal ................................................
Harbor Porpoise ...........................................................
Gray Whale ...................................................................
Spring–Summer ............................................................
Fall–Winter ....................................................................
Late Summer–Fall (post breeding season) ..................
Late Spring–Early Summer (breeding season) ............
Late Spring–Early Winter .............................................
All Year .........................................................................
Late Winter and Spring ................................................
Density east
of piers E4
and E5 and/or
beyond
1,500 m of
SFOBB
(animals/km2)
0.32
0.83
0.09
0.04
0.03
0.021
0.00004
0.17
0.17
0.09
0.04
0.03
0.021
0.00004
Note: Densities for Pacific harbor seals, California sea lions and harbor porpoises are based on monitoring for the east span of the SFOBB
from 2000 to 2013. Gray whale and elephant seal densities are estimated from sighting and stranding data from the MMC.
mstockstill on DSK3G9T082PROD with NOTICES
Estimated Takes by Pile Driving and Pile
Removal
The numbers of marine mammals by
species that may be taken by pile
driving were calculated by multiplying
the ensonified area above a specific
species exposure threshold by the days
of the activity and by the estimated
density of each species in the ensonified
area. As discussed above, threshold
distances were determined based on
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previously measured distances to
thresholds during the driving of 42inch-diameter (1.07 meters) pipe piles.
The same threshold distances have been
applied to all types and sizes of piles
proposed for installation and removal
(i.e., H-piles, and pipe piles equal to or
less than 36 inches (0.91 meter)). The
take estimate is based on 132 days of
pile driving to install 200 piles.
For rare species of which the density
estimates are unknown, such as
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northern fur seal and bottlenose
dolphin, NMFS worked with
CALTRANS and allotted 20 northern fur
seals and 10 bottlenose dolphin for
incidental take by Level B behavioral
harassment to cover the chance
encounter in case these animals happen
to occur in the project area.
A summary of estimated takes by inwater pile driving and pile removal is
provided in Table 6.
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TABLE 6—ESTIMATED TAKE OF MARINE MAMMALS FROM PILE DRIVING AND PILE REMOVAL ACTIVITIES
Level B
harassment
(behavioral
response)
Species
Pacific Harbor Seal ..................................................................................................................................................
California Sea Lion ..................................................................................................................................................
Northern Elephant Seal ...........................................................................................................................................
Harbor Porpoise .......................................................................................................................................................
Gray Whale ..............................................................................................................................................................
Northern fur seal ......................................................................................................................................................
Bottlenose dolphin ...................................................................................................................................................
The number of marine mammals by
species that may be taken by implosion
of Piers E4 and E5 were calculated
based on distances to the marine
mammal threshold for explosions (Table
4) and the estimated density of each
species in the ensonified areas (Table 5).
A summary of estimated and requested
Level A
harassment
862
108
13
13
1
20
10
0
0
0
0
0
0
0
takes by controlled implosion is
provided in Table 8.
TABLE 7—ESTIMATED EXPOSURES OF MARINE MAMMALS TO THE PIER E4 AND E5 IMPLOSIONS FOR LEVELS A AND B,
AND MORTALITY
Level B exposures
Species
Behavioral
response
Pacific Harbor Seal ..................................
California Sea Lion ..................................
Northern Elephant Seal ...........................
Harbor Porpoise .......................................
TTS
1
0
0
0
However, the number of marine
mammals in the area at any given time
is highly variable. Animal movement
depends on time of day, tide levels,
weather, and availability and
distribution of prey species. Therefore,
Level A exposures
Gastrointestinal
track
injury
PTS
1
0
0
0
0
0
0
0
to account for potential high animal
density that could occur during the
short window of controlled implosion,
NMFS worked with CALTRANS and
adjusted the estimated number upwards
for the requested takes. These
Mortality
Slight lung
injury
0
0
0
0
0
0
0
0
0
0
0
0
adjustments were based on likely group
sizes of these animals.
A summary of estimated takes by
implosion of Piers E4 and E5 is
provided in Table 8.
TABLE 8—SUMMARY OF REQUESTED TAKES OF MARINE MAMMALS FOR THE PIER E4 AND E5 IMPLOSIONS
Level B
behavioral
Species
Pacific harbor seal ...................................................................................................................................................
California sea lion ....................................................................................................................................................
Northern elephant seal ............................................................................................................................................
Harbor porpoise .......................................................................................................................................................
Northern fur seal ......................................................................................................................................................
Bottlenose dolphin ...................................................................................................................................................
A summary of the request incidental
takes of marine mammals for
CALTRANS SFOBB construction
activity, including from in-water pile
driving/pile removal and controlled
implosion for Piers E4 and E5 is
provided in Table 9. These take
estimates represent ‘‘instances’’ of take
and are likely overestimates of the
number of individual animals taken,
Level B TTS
12
3
2
6
1
2
6
2
1
3
1
2
since some individuals are likely taken
on multiple days. The more likely the
individuals are to remain in the action
area for multiple days, the greater the
overestimate of individuals.
mstockstill on DSK3G9T082PROD with NOTICES
TABLE 9—SUMMARY OF AUTHORIZED TAKES OF MARINE MAMMALS FOR CALTRANS SFOBB PROJECT
Level B
behavioral
Species
Pacific harbor seal ...........................................................................................
California sea lion ............................................................................................
Northern elephant seal ....................................................................................
Harbor porpoise ...............................................................................................
Northern fur seal ..............................................................................................
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Level B TTS
874
111
15
19
21
E:\FR\FM\30SEN1.SGM
Population
6
2
1
3
1
30SEN1
30,968
296,750
179,000
9,886
12,844
% take
population
2.84
0.04
0.01
0.22
0.17
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TABLE 9—SUMMARY OF AUTHORIZED TAKES OF MARINE MAMMALS FOR CALTRANS SFOBB PROJECT—Continued
Level B
behavioral
Species
Gray whale .......................................................................................................
Bottlenose dolphin ...........................................................................................
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Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing
On August 4, 2016, NMFS released its
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Guidance).
This new guidance established new
thresholds for predicting auditory
injury, which equates to Level A
harassment under the MMPA. In the
Federal Register notice (81 FR 51694),
NMFS explained the approach it would
take during a transition period, wherein
we balance the need to consider this
new best available science with the fact
that some applicants have already
committed time and resources to the
development of analyses based on our
previous guidance and have constraints
that preclude the recalculation of take
estimates, as well as where the action is
in the agency’s decision-making
pipeline. In that Notice, we included a
non-exhaustive list of factors that would
inform the most appropriate approach
for considering the new Guidance,
including: The scope of effects; how far
in the process the applicant has
progressed; when the authorization is
needed; the cost and complexity of the
analysis; and the degree to which the
guidance is expected to affect our
analysis. In this case, CALTRANS
submitted an adequate and complete
application in a timely manner and
indicated that they would need to
receive an IHA (if issued) by early
September 2016. The CALTRANS
analysis put forth in the proposed IHA
contemplated the potential for small
numbers of permanent or temporary
threshold shift, but ultimately
concluded that permanent threshold
shift will not occur. Consideration of the
new Guidance suggested that in the
absence of mitigation a small number of
Level A takes could potentially occur to
one harbor seal. However, CALTRANS
has a robust and practicable monitoring
and mitigation program—and in
addition they enlarged the exclusion
zone for pile driving from 95 m to 156
m for 14″ H-pile and to 183 m for 36″
steel pipe when driven by an impact
hammer, providing further protection.
When this mitigation is considered in
combination with the fact that a fair
number of marine mammals are
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1
12
expected to intentionally avoid
approaching within distances of this
slow-moving source that would result in
injury, we believe that injury is
unlikely. In summary, we have
considered the new Guidance and
believe that the likelihood of injury is
adequately addressed in the analysis
and appropriate protective measures are
in place in the IHA.
Analysis and Determinations
Negligible Impact
Negligible impact is ‘‘an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival’’
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of Level B harassment takes, alone, is
not enough information on which to
base an impact determination. In
addition to considering estimates of the
number of marine mammals that might
be ‘‘taken’’ through behavioral
harassment, NMFS must consider other
factors, such as the likely nature of any
responses (their intensity, duration,
etc.), the context of any responses
(critical reproductive time or location,
migration, etc.), as well as the number
and nature of estimated Level A
harassment takes, the number of
estimated mortalities, and effects on
habitat.
To avoid repetition, this introductory
discussion of our analyses applies to all
the species listed in Table 9, given that
the anticipated effects of CALTRANS’
SFOBB construction activities involving
pile driving and pile removal and
controlled implosions for Piers E4 and
E5 on marine mammals are expected to
be relatively similar in nature. There is
no information about the nature or
severity of the impacts, or the size,
status, or structure of any species or
stock that would lead to a different
analysis for this activity, or else speciesspecific factors would be identified and
analyzed.
No injuries or mortalities are
anticipated to occur as a result of
CALTRANS’ SFOBB construction
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Level B TTS
Population
0
2
20,990
323
% take
population
0.00
4.33
activity associated with pile driving and
pile removal and controlled implosion
to demolish Piers E4 and E5, and none
are authorized. The relatively low
marine mammal density, relatively
small Level A harassment zones, and
robust mitigation plan make injury takes
of marine mammals unlikely, based on
take calculation described above. In
addition, the Level A exclusion zones
would be thoroughly monitored before
the implosion, and detonation activity
would be postponed if an marine
mammal is sighted within the exclusion
zone.
The takes that are anticipated and
authorized are expected to be limited to
short-term Level B harassment
(behavioral and TTS). Marine mammals
(Pacific harbor seal, northern elephant
seal, California sea lion, northern fur
seal, gray whale, harbor porpoise, and
bottlenose dolphin) present in the
vicinity of the action area and taken by
Level B harassment would most likely
show overt brief disturbance (startle
reaction) and avoidance of the area from
elevated noise level during pile driving
and pile removal and the implosion
noise. A few marine mammals could
experience TTS if they occur within the
Level B TTS ZOI during the two
implosion events. However, as
discussed early in this document, TTS
is a temporary loss of hearing sensitivity
when exposed to loud sound, and the
hearing threshold is expected to recover
completely within minutes to hours.
Therefore, it is not considered an injury.
In addition, even if an animal receives
a TTS, the TTS would be a one-time
event from a brief impulse noise (about
5 seconds), making it unlikely that the
TTS would involve into PTS. Finally,
there is no critical habitat or other
biologically important areas in the
vicinity of CALTRANS’ Pier E4 and E5
controlled implosion areas
(Calambokidis et al., 2015).
The project also is not expected to
have significant adverse effects on
affected marine mammals’ habitat, as
analyzed in detail in the ‘‘Anticipated
Effects on Marine Mammal Habitat’’
section. There is no biologically
important area in the vicinity of the
SFOBB project area. The project
activities would not permanently
modify existing marine mammal habitat.
The activities may kill some fish and
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Federal Register / Vol. 81, No. 190 / Friday, September 30, 2016 / Notices
cause other fish to leave the area
temporarily, thus impacting marine
mammals’ foraging opportunities in a
limited portion of the foraging range;
but, because of the short duration of the
activities and the relatively small area of
the habitat that may be affected, the
impacts to marine mammal habitat are
not expected to cause significant or
long-term negative consequences.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
monitoring and mitigation measures,
NMFS finds that the total marine
mammal take from CALTRANS’s
SFOBB construction activity and the
associated Piers E4 and E5 demolition
via controlled implosion will have a
negligible impact on the affected marine
mammal species or stocks.
Small Numbers
The requested takes represent less
than 4.33 percent of all populations or
stocks potentially impacted (see Table 9
in this document). These take estimates
represent the percentage of each species
or stock that could be taken by Level B
behavioral harassment and TTS (Level B
harassment). The numbers of marine
mammals estimated to be taken are
small proportions of the total
populations of the affected species or
stocks. In addition, the mitigation and
monitoring measures (described
previously in this document) prescribed
in the IHA are expected to reduce even
further any potential disturbance to
marine mammals.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
mitigation and monitoring measures,
NMFS finds that small numbers of
marine mammals will be taken relative
to the populations of the affected
species or stocks.
mstockstill on DSK3G9T082PROD with NOTICES
Impact on Availability of Affected
Species for Taking for Subsistence Uses
There are no subsistence uses of
marine mammals in the project area;
and, thus, no subsistence uses impacted
by this action. Therefore, NMFS has
determined that the total taking of
affected species or stocks would not
have an unmitigable adverse impact on
the availability of such species or stocks
for taking for subsistence purposes.
Endangered Species Act
NMFS has determined that issuance
of the IHA will have no effect on listed
VerDate Sep<11>2014
20:49 Sep 29, 2016
Jkt 238001
marine mammals, as none are known to
occur in the action area.
National Environmental Policy Act
NMFS prepared an Environmental
Assessment (EA) for the take of marine
mammals incidental to construction of
the East Span of the SFOBB and made
a Finding of No Significant Impact
(FONSI) on November 4, 2003. Due to
the modification of part of the
construction project and the mitigation
measures, NMFS reviewed additional
information from CALTRANS regarding
empirical measurements of pile driving
noises for the smaller temporary piles
without an air bubble curtain system
and the use of vibratory pile driving.
NMFS prepared a Supplemental
Environmental Assessment (SEA) and
analyzed the potential impacts to
marine mammals that would result from
the modification of the action. A FONSI
was signed on August 5, 2009. In
addition, for CALTRANS’ Piers E4 and
E5 demolition using controlled
implosion, NMFS prepared an SEA and
analyzed the potential impacts to
marine mammals that would result from
the modification. A FONSI was signed
on September 3, 2015. The activity and
expected impacts remain within what
was previously analyzed in the EA and
SEAs. Therefore, no additional NEPA
analysis is warranted. A copy of the
SEA and FONSI is available upon
request (see ADDRESSES).
Authorization
As a result of these determinations,
NMFS has issued an IHA to CALTRANS
for the take of marine mammals, by
Level B harassment, incidental to
conducting SFOBB project in the San
Francisco Bay, which also includes the
mitigation, monitoring, and reporting
requirements described in this Notice.
Dated: September 26, 2016.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2016–23602 Filed 9–29–16; 8:45 am]
BILLING CODE 3510–22–P
COMMISSION OF FINE ARTS
Notice of Meeting
The next meeting of the U.S.
Commission of Fine Arts is scheduled
for 20 October 2016, at 9:00 a.m. in the
Commission offices at the National
Building Museum, Suite 312, Judiciary
Square, 401 F Street NW., Washington,
DC 20001–2728. Items of discussion
may include buildings, parks and
memorials.
PO 00000
Frm 00038
Fmt 4703
Sfmt 4703
Draft agendas and additional
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are available on our Web site:
www.cfa.gov. Inquiries regarding the
agenda and requests to submit written
or oral statements should be addressed
to Thomas Luebke, Secretary, U.S.
Commission of Fine Arts, at the above
address; by emailing staff@cfa.gov; or by
calling 202–504–2200. Individuals
requiring sign language interpretation
for the hearing impaired should contact
the Secretary at least 10 days before the
meeting date.
Dated September 19, 2016 in Washington,
DC.
Thomas Luebke,
Secretary.
[FR Doc. 2016–23120 Filed 9–29–16; 8:45 am]
BILLING CODE 6330–01–M
COMMITTEE FOR PURCHASE FROM
PEOPLE WHO ARE BLIND OR
SEVERELY DISABLED
Procurement List; Deletions
Committee for Purchase From
People Who Are Blind or Severely
Disabled.
ACTION: Deletions from the Procurement
List.
AGENCY:
This action deletes products
from the Procurement List previously
furnished by nonprofit agencies
employing persons who are blind or
have other severe disabilities.
DATES: Effective Date: 10/30/2016.
ADDRESSES: Committee for Purchase
From People Who Are Blind or Severely
Disabled, 1401 S. Clark Street, Suite
715, Arlington, Virginia, 22202–4149.
FOR FURTHER INFORMATION CONTACT:
Barry S. Lineback, Telephone: (703)
603–7740, Fax: (703) 603–0655, or email
CMTEFedReg@AbilityOne.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Deletions
On 7/22/2016 (81 FR 47777–47778),
the Committee for Purchase From
People Who Are Blind or Severely
Disabled published notice of proposed
deletions from the Procurement List.
After consideration of the relevant
matter presented, the Committee has
determined that the products listed
below are no longer suitable for
procurement by the Federal Government
under 41 U.S.C. 8501–8506 and 41 CFR
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Regulatory Flexibility Act Certification
I certify that the following action will
not have a significant impact on a
substantial number of small entities.
E:\FR\FM\30SEN1.SGM
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Agencies
[Federal Register Volume 81, Number 190 (Friday, September 30, 2016)]
[Notices]
[Pages 67313-67326]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-23602]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XE671
Taking of Marine Mammals Incidental to Specified Activities;
Construction of the East Span of the San Francisco-Oakland Bay Bridge
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that we have issued an incidental harassment authorization (IHA) to
California Department of Transportation (CALTRANS) to incidentally
harass, by Level B harassment only, seven species of marine mammals
during activities associated with the East Span of the San Francisco-
Oakland Bay Bridge (SFOBB) in the San Francisco Bay (SFB), California.
DATES: This authorization is effective from September 19, 2016 through
September 18, 2017.
FOR FURTHER INFORMATION CONTACT: Shane Guan, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
An authorization for incidental takings shall be granted if NMFS
finds that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as ``. . . an impact resulting from the specified activity that cannot
be reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the U.S. can apply for a one-year authorization to
incidentally take small numbers of marine mammals by harassment,
provided that there is no potential for serious injury or mortality to
result from the activity. Section 101(a)(5)(D) establishes a 45-day
time limit for NMFS review of an application followed by a 30-day
public notice and comment period on any proposed authorizations for the
incidental harassment of marine mammals. Within 45 days of the close of
the comment period, NMFS must either issue or deny the authorization.
Summary of Request
On March 11, 2016, CALTRANS submitted a request to NMFS for the
potential harassment of a small number of marine mammals incidental to
the dismantling of the East Span of the original SFOBB in SFB,
California, between July 16, 2016, and July 15, 2017. On May 16, 2016,
CALTRANS submitted a revision of its IHA application based on NMFS
comments. NMFS determined that the IHA application was complete on May
19, 2016.
Description of the Specified Activity
CALTRANS proposes removal of the East Span of the original SFOBB by
mechanical dismantling and by use of controlled charges to implode the
pier into its open cellular chambers below mudline. Activities
associated with dismantling the original East Span potentially may
result in incidental take of marine mammals. These activities include
vibratory pile driving, vibratory pile extraction/removal, impact pile
driving, and the use of highly controlled charges to dismantle the Pier
E4 and Pier E5 marine foundations.
A one-year IHA was previously issued to CALTRANS for pile driving/
removal and mechanical dismantling activities on July 17, 2015 (80 FR
43710; July 23, 2015), based on activities described on CALTRANS' IHA
application dated April 13, 2013. This IHA is valid until July 16,
2016. On September 9, 2015, NMFS issued another IHA to CALTRANS for
demolition of Pier E3 of the original SFOBB by highly controlled
explosives (80 FR 57584; September 24, 2015). This IHA expired on
December 30, 2015. Since the construction activities related with the
original SFOBB dismantling will last for another two years, CALTRANS is
requesting an IHA that covers take of marine mammals from both pile
driving/removal and confined explosion.
Construction activities for the replacement of the SFOBB east span
commenced in 2002 and are expected to be completed in 2016 with the
completion of the bike/pedestrian path and eastbound on ramp from Yerba
Buena Island. The new east span is now open to traffic. On November 10,
2003, NMFS issued the first project-related IHA to CALTRANS,
authorizing the take of small numbers of marine mammals incidental to
the construction of the SFOBB Project. Over the years, CALTRANS has
been issued a total of nine IHAs for the SFOBB Project to date,
excluding the application currently under review.
The demolition of Piers E4 and E5 through controlled implosion are
planned to occur in October, November, or December 2016, and pile
driving and pile removal activities may occur at any time of the year.
The SFOBB project area is located in the central San Francisco Bay
(SFB or Bay), between Yerba Buena Island (YBI) and the city of Oakland.
The western limit of the project area is the east portal of the YBI
tunnel, located in the city of San Francisco. The eastern limit of the
project area is located approximately 1,312 ft (400 m) west of the Bay
Bridge toll plaza, where the new and former spans connect with land at
the Oakland Touchdown in the city of Oakland. Detailed description of
CALTRANS East Span Removal Project is provided in the Federal Register
notice for the proposed IHA (81 FR 48745; July 24, 2016). No changes
have been made since the
[[Page 67314]]
publication of that notice. A summary of CALTRANS activities is
provided below.
1. Vibratory and Impact Driving of Temporary Piles
CALTRANS anticipates temporary access trestles, in-water falsework,
and cofferdams may be required to dismantle the existing bridge.
Temporary access trestles, supported by temporary marine piles, and
cofferdams may be needed to provide construction access. CALTRANS
estimates that a maximum of 200 temporary piles may be installed during
the 1-year period of IHA coverage. Types of temporary piles to be
installed may include sheet piles, 14-in (0.34-m) H-piles, and steel
pipe piles, equal to or less than 36-in (0.91-m) in diameter. A maximum
of 132 days of pile driving may be required to install and/or remove
piles during the one-year period of IHA coverage.
2. Removal of Piers E4 and E5
CALTRANS proposes the removal of Piers E4 and E5 of the original
East Span by use of controlled charges to implode each pier into its
open cellular chambers below the mudline. A Blast Attenuation System
(BAS) will be used to minimize potential impacts on biological
resources in the Bay. Both NMFS and CALTRANS believe that the results
from the Pier E3 Demonstration Project support the use of controlled
charges as a more expedient method of removal that will cause less
environmental impact as compared to approved mechanical methods using a
dry (fully dewatered) cofferdam.
Piers E4 and E5 of the original East Span are located between the
OTD area and YBI, and just south of the SFOBB new East Span. These
piers are concrete cellular structures that occupy areas deep below the
mudline, within the water column, and above the water line of the Bay.
Comments and Responses
A notice of NMFS' proposal to issue an IHA was published in the
Federal Register on July 24, 2016 (81 FR 48745). During the 30-day
public comment period, NMFS received a comment letter from the Marine
Mammal Commission (Commission). Specific comments and responses are
provided below.
Comment 1: The Commission states that the method used to estimate
the numbers of takes, which sums fractions of takes for each species
across days, does not account for NMFS's 24-hour reset policy. The
Commission states that instead of summing fractions of takes across
days and then rounding to estimate total takes, NMFS should have
calculated a daily take estimate (determined by multiplying the
estimated density of marine mammals in the area by the daily ensonified
area) and then rounding that to a whole number before multiplying it by
the number of days that activities would occur. Thus, the Commission
recommends that NMFS (1) follow its policy of a 24-hour reset for
enumerating the number of each species that could be taken, (2) apply
standard rounding rules before summing the numbers of estimated takes
across days, and (3) for species that have the potential to be taken
but model-estimated or calculated takes round to zero, use group size
to inform the take estimates--these methods should be used consistently
for all future incidental take authorizations.
Response: While for certain projects NMFS has rounded to the whole
number for daily takes, the circumstance for projects like this one
when the objective of take estimation is to provide more accurate
assessments for potential impacts to marine mammals for the entire
project, the rounding in the middle of calculation will introduce large
errors into the process. In addition, while NMFS uses a 24-hour reset
for its take calculation to ensure that individual animals are not
counted as a take more than once per day, that fact does not make the
calculation of take across the entire activity period inherently
incorrect. There is no need for daily (24-hour) rounding in this case
because there is no daily limit of takes, so long as total authorized
takes of marine mammal are not exceeded. In short, the calculation of
predicted take is not an exact science and there are arguments for
taking different mathematical approaches in different situations, and
for making qualitative adjustments in other situations. NMFS is
currently engaged in developing a protocol to guide more consistent
take calculation given certain circumstances. We believe, however, that
the prediction for this action remains appropriate.
Comment 2: The Commission notes that in the proposed IHA NMFS would
require protected species observers (PSOs) to implement 100 percent
monitoring for Level A harassment zones of all pile driving, but only
20 percent monitoring for Level B harassment zones for vibratory pile
driving and removal. The Commission recommends that NMFS require
CALTRANS to implement full-time monitoring of Level A and B harassment
zones during all pile driving and pile removal activities.
Response: NMFS agrees with the Commission's recommendation, and
discussed it with CALTRANS. CALTRANS agrees that 100 percent monitoring
is feasible and will conduct visual monitoring for all pile driving and
pile removal activities. The IHA issued to CALTRANS includes such
measures.
Description of Marine Mammals in the Area of the Specified Activity
Seven species of marine mammals regularly inhabit or rarely or
seasonally enter the San Francisco Bay (Table 1). The two most common
species observed are the Pacific harbor seal (Phoca vitulina richardii)
and the California sea lion (Zalophus californianus). Juvenile northern
elephant seals (Mirounga angustirostris) seasonally enter the Bay
(spring and fall), while harbor porpoises (Phocoena phocoena) may enter
the western side of the Bay throughout the year, but rarely occur near
the SFOBB east span. Gray whales (Eschrichtius robustus) may enter the
Bay during their northward migration in the late winter and spring. In
addition, though rare, northern fur seals (Callorhinus ursinus) and
bottlenose dolphins (Tursiops truncatus) have also been sighted in the
Bay. None of these species are listed as endangered or threatened under
the Endangered Species Act (ESA), or as depleted or a strategic stock
under the MMPA.
Table 1--Marine Mammal Species Potentially Present in Region of Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
Common name Scientific name Status Occurrence Seasonality Range Abundance
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor seal...................... Phoca vitulina ............. Common.............. Year round.......... California.......... 30,968
richardii.
California sea lion.............. Zalophus ............. Common.............. Year round.......... California.......... 296,750
californianus.
Northern fur seal................ Callorhinus ursinus. ............. Rare................ Year round.......... California.......... 12,844
Northern elephant seal........... Mirounga ............. Occasional.......... Spring & fall....... California.......... 179,000
angustirostris.
Gray whale....................... Eschrichtius (*).......... Rare................ Spring & fall....... Mexico to the U.S. 20,990
robustus. Arctic Ocean.
[[Page 67315]]
Harbor porpoise.................. Phocoena phocoena... ............. Rare................ Year round.......... California.......... 9,886
Coastal Bottlenose dolphin....... Tursiops truncatus.. ............. Rare................ Year round.......... California.......... 323
--------------------------------------------------------------------------------------------------------------------------------------------------------
* The E. North Pacific population is not listed under the ESA.
More detailed information on the marine mammal species found in the
vicinity of the SFOBB construction site can be found in CALTRANS IHA
application, and in NMFS stock assessment report (Caretta et al.,
2015), which is available at the following URL: https://www.nmfs.noaa.gov/pr/sars/pdf/pacific_sars_2014_final_noaa_swfsc_tm_549.pdf. Refer to these documents
for additional information on these species.
Potential Effects of the Specified Activity on Marine Mammals
This section includes a summary and discussion of the ways that the
types of stressors associated with the specified activity (e.g., pile
removal and pile driving) have been observed to impact marine mammals.
This discussion may also include reactions that we consider to rise to
the level of a take and those that we do not consider to rise to the
level of a take (for example, with acoustics, we may include a
discussion of studies that showed animals not reacting at all to sound
or exhibiting barely measurable avoidance). This section is intended as
a background of potential effects and does not consider either the
specific manner in which this activity will be carried out or the
mitigation that will be implemented, and how either of those will shape
the anticipated impacts from this specific activity. The ``Estimated
Take by Incidental Harassment'' section later in this document will
include a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The ``Analysis and
Determinations'' section will include the analysis of how this specific
activity will impact marine mammals and will consider the content of
this section, the ``Estimated Take by Incidental Harassment'' section,
the ``Mitigation'' section, and the ``Anticipated Effects on Marine
Mammal Habitat'' section to draw conclusions regarding the likely
impacts of this activity on the reproductive success or survivorship of
individuals and from that on the affected marine mammal populations or
stocks.
When considering the influence of various kinds of sound on the
marine environment, it is necessary to understand that different kinds
of marine life are sensitive to different frequencies of sound. Based
on available behavioral data, audiograms have been derived using
auditory evoked potentials, anatomical modeling, and other data, NMFS
(2016) designate ``marine mammal hearing groups'' for marine mammals
and estimate the lower and upper frequencies of hearing of the groups.
The marine mammal groups and the associated frequencies are indicated
below (though animals are less sensitive to sounds at the outer edge of
their functional range and most sensitive to sounds of frequencies
within a smaller range somewhere in the middle of their hearing range):
Low frequency cetaceans (13 species of mysticetes):
Functional hearing is estimated to occur between approximately 7 hertz
(Hz) and 35 kilohertz (kHz);
Mid-frequency cetaceans (32 species of dolphins, seven
species of larger toothed whales, and 19 species of beaked and
bottlenose whales): Functional hearing is estimated to occur between
approximately 150 Hz and 160 kHz;
High frequency cetaceans (eight species of true porpoises,
seven species of river dolphins, Kogia, the franciscana, and four
species of cephalorhynchids): Functional hearing is estimated to occur
between approximately 275 Hz and 160 kHz;
Phocid pinnipeds in Water: Functional hearing is estimated
to occur between approximately 50 Hz and 86 kHz; and
Otariid pinnipeds in Water: Functional hearing is
estimated to occur between approximately 60 Hz and 39 kHz.
As mentioned previously in this document, seven marine mammal
species (three cetacean and four pinniped species) are likely to occur
in the vicinity of the SFOBB pile driving/removal and controlled pier
detonation area. Of the two cetacean species, one belongs to low-
frequency cetacean (gray whale), one mid-frequency cetacean (bottlenose
dolphin), and one high-frequency cetacean (harbor porpoise). two
species of pinniped are phocid (Pacific harbor seal and northern
elephant seal), and two species of pinniped is otariid (California sea
lion and northern fur seal). A species' functional hearing group is a
consideration when we analyze the effects of exposure to sound on
marine mammals.
Potential Effects From In-Water Pile Driving and Pile Removal
The CALTRANS SFOBB construction work using in-water pile driving
and pile removal could adversely affect marine mammal species and
stocks by exposing them to elevated noise levels in the vicinity of the
activity area.
Exposure to high intensity sound for a sufficient duration may
result in auditory effects such as a noise-induced threshold shift--an
increase in the auditory threshold after exposure to noise (Finneran et
al., 2005). Factors that influence the amount of threshold shift
include the amplitude, duration, frequency content, temporal pattern,
and energy distribution of noise exposure. The magnitude of hearing
threshold shift normally decreases over time following cessation of the
noise exposure. The amount of threshold shift just after exposure is
the initial threshold shift. If the threshold shift eventually returns
to zero (i.e., the threshold returns to the pre-exposure value), it is
a temporary threshold shift (Southall et al., 2007).
Threshold Shift (noise-induced loss of hearing)--When animals
exhibit reduced hearing sensitivity (i.e., sounds must be louder for an
animal to detect them) following exposure to an intense sound or sound
for long duration, it is referred to as a noise-induced threshold shift
(TS). An animal can experience temporary threshold shift (TTS) or
permanent threshold shift (PTS). TTS can last from minutes or hours to
days (i.e., there is complete recovery), can occur in specific
frequency ranges (i.e., an animal might only have a temporary loss of
hearing sensitivity between the frequencies of 1 and 10 kHz), and can
be of varying amounts (for example, an animal's hearing sensitivity
might be reduced initially by only 6 decibel (dB) or reduced by 30 dB).
PTS is permanent, but some recovery is possible. PTS can also occur in
a specific frequency range and amount as mentioned above for TTS.
[[Page 67316]]
For marine mammals, published data are limited to the captive
bottlenose dolphin, beluga, harbor porpoise, and Yangtze finless
porpoise (Finneran et al., 2000, 2002, 2003, 2005, 2007, 2010a, 2010b;
Finneran and Schlundt, 2010; Lucke et al., 2009; Mooney et al., 2009a,
2009b; Popov et al., 2011a, 2011b; Kastelein et al., 2012a; Schlundt et
al., 2000; Nachtigall et al., 2003, 2004). For pinnipeds in water, data
are limited to measurements of TTS in harbor seals, an elephant seal,
and California sea lions (Kastak et al., 1999, 2005; Kastelein et al.,
2012b).
Lucke et al. (2009) found a threshold shift (TS) of a harbor
porpoise after exposing it to airgun noise with a received sound
pressure level (SPL) at 200.2 dB (peak-to-peak) re: 1 micropascal
([mu]Pa), which corresponds to a sound exposure level of 164.5 dB re: 1
[mu]Pa\2\ s after integrating exposure. NMFS currently uses the root-
mean-square (rms) of received SPL at 180 dB and 190 dB re: 1 [mu]Pa as
the threshold above which permanent threshold shift (PTS) could occur
for cetaceans and pinnipeds, respectively. Because the airgun noise is
a broadband impulse, one cannot directly determine the equivalent of
rms SPL from the reported peak-to-peak SPLs. However, applying a
conservative conversion factor of 16 dB for broadband signals from
seismic surveys (McCauley, et al., 2000) to correct for the difference
between peak-to-peak levels reported in Lucke et al. (2009) and rms
SPLs, the rms SPL for TTS would be approximately 184 dB re: 1 [mu]Pa,
and the received levels associated with PTS (Level A harassment) would
be higher. This is still above NMFS' current 180 dB rms re: 1 [mu]Pa
threshold for injury. However, NMFS recognizes that TTS of harbor
porpoises is lower than other cetacean species empirically tested
(Finneran & Schlundt, 2010; Finneran et al., 2002; Kastelein and
Jennings, 2012).
Marine mammal hearing plays a critical role in communication with
conspecifics, and interpretation of environmental cues for purposes
such as predator avoidance and prey capture. Depending on the degree
(elevation of threshold in dB), duration (i.e., recovery time), and
frequency range of TTS, and the context in which it is experienced, TTS
can have effects on marine mammals ranging from discountable to serious
(similar to those discussed in auditory masking, below). For example, a
marine mammal may be able to readily compensate for a brief, relatively
small amount of TTS in a non-critical frequency range that occurs
during a time where ambient noise is lower and there are not as many
competing sounds present. Alternatively, a larger amount and longer
duration of TTS sustained during time when communication is critical
for successful mother/calf interactions could have more serious
impacts. Also, depending on the degree and frequency range, the effects
of PTS on an animal could range in severity, although it is considered
generally more serious because it is a permanent condition. Of note,
reduced hearing sensitivity as a simple function of aging has been
observed in marine mammals, as well as humans and other taxa (Southall
et al., 2007), so one can infer that strategies exist for coping with
this condition to some degree, though likely not without cost.
In addition, chronic exposure to excessive, though not high-
intensity, noise could cause masking at particular frequencies for
marine mammals that utilize sound for vital biological functions (Clark
et al., 2009). Acoustic masking is when other noises such as from human
sources interfere with animal detection of acoustic signals such as
communication calls, echolocation sounds, and environmental sounds
important to marine mammals. Therefore, under certain circumstances,
marine mammals whose acoustical sensors or environment are being
severely masked could also be impaired from maximizing their
performance fitness in survival and reproduction.
Masking occurs at the frequency band that the animals utilize.
Therefore, since noise generated from vessels dynamic positioning
activity is mostly concentrated at low frequency ranges, it may have
less effect on high frequency echolocation sounds by odontocetes
(toothed whales). However, lower frequency man-made noises are more
likely to affect detection of communication calls and other potentially
important natural sounds such as surf and prey noise. It may also
affect communication signals when they occur near the noise band and
thus reduce the communication space of animals (e.g., Clark et al.,
2009) and cause increased stress levels (e.g., Foote et al., 2004; Holt
et al., 2009).
Unlike TS, masking, which can occur over large temporal and spatial
scales, can potentially affect the species at population, community, or
even ecosystem levels, as well as individual levels. Masking affects
both senders and receivers of the signals and could have long-term
chronic effects on marine mammal species and populations. Recent
science suggests that low frequency ambient sound levels have increased
by as much as 20 dB (more than three times in terms of sound pressure
level) in the world's ocean from pre-industrial periods, and most of
these increases are from distant shipping (Hildebrand 2009). For
CALTRANS' SFOBB construction activities, noises from vibratory pile
driving contribute to the elevated ambient noise levels in the project
area, thus increasing potential for or severity of masking. Baseline
ambient noise levels in the Bay are very high due to ongoing shipping,
construction and other activities in the Bay.
Finally, marine mammals' exposure to certain sounds could lead to
behavioral disturbance (Richardson et al., 1995), such as: Changing
durations of surfacing and dives, number of blows per surfacing, or
moving direction and/or speed; reduced/increased vocal activities;
changing/cessation of certain behavioral activities (such as
socializing or feeding); visible startle response or aggressive
behavior (such as tail/fluke slapping or jaw clapping); avoidance of
areas where noise sources are located; and/or flight responses (e.g.,
pinnipeds flushing into water from haulouts or rookeries).
The onset of behavioral disturbance from anthropogenic noise
depends on both external factors (characteristics of noise sources and
their paths) and the receiving animals (hearing, motivation,
experience, demography) and is also difficult to predict (Southall et
al., 2007). Currently NMFS uses a received level of 160 dB re 1 [mu]Pa
(rms) to predict the onset of behavioral harassment from impulse noises
(such as impact pile driving), and 120 dB re 1 [mu]Pa (rms) for
continuous noises (such as vibratory pile driving). For the CALTRANS
SFOBB construction activities, both of these noise levels are
considered for effects analysis because CALTRANS plans to use both
impact and vibratory pile driving, as well as vibratory pile removal.
The biological significance of many of these behavioral
disturbances is difficult to predict, especially if the detected
disturbances appear minor. However, the consequences of behavioral
modification could be biologically significant if the change affects
growth, survival, and/or reproduction, which depends on the severity,
duration, and context of the effects.
Potential Effects From Controlled Pier Implosion
It is expected that an intense impulse from the Piers E4 and E5
controlled implosion would have the potential to impact marine mammals
in the vicinity. The majority of impacts would be startle behavior and
temporary behavioral modification from marine mammals.
[[Page 67317]]
However, a few individual animals could be exposed to sound levels that
would cause TTS.
The underwater explosion would send a shock wave and blast noise
through the water, release gaseous by-products, create an oscillating
bubble, and cause a plume of water to shoot up from the water surface.
The shock wave and blast noise are of most concern to marine animals.
The effects of an underwater explosion on a marine mammal depends on
many factors, including the size, type, and depth of both the animal
and the explosive charge; the depth of the water column; and the
standoff distance between the charge and the animal, as well as the
sound propagation properties of the environment. Potential impacts can
range from brief effects (such as behavioral disturbance), tactile
perception, physical discomfort, slight injury of the internal organs
and the auditory system, to death of the animal (Yelverton et al.,
1973; DoN, 2001). Non-lethal injury includes slight injury to internal
organs and the auditory system; however, delayed lethality can be a
result of individual or cumulative sublethal injuries (DoN, 2001).
Immediate lethal injury would be a result of massive combined trauma to
internal organs as a direct result of proximity to the point of
detonation (DoN, 2001). Generally, the higher the level of impulse and
pressure level exposure, the more severe the impact to an individual.
Injuries resulting from a shock wave take place at boundaries
between tissues of different density. Different velocities are imparted
to tissues of different densities, and this can lead to their physical
disruption. Blast effects are greatest at the gas-liquid interface
(Landsberg 2000). Gas-containing organs, particularly the lungs and
gastrointestinal tract, are especially susceptible (Goertner 1982; Hill
1978; Yelverton et al., 1973). In addition, gas-containing organs
including the nasal sacs, larynx, pharynx, trachea, and lungs may be
damaged by compression/expansion caused by the oscillations of the
blast gas bubble. Intestinal walls can bruise or rupture, with
subsequent hemorrhage and escape of gut contents into the body cavity.
Less severe gastrointestinal tract injuries include contusions,
petechiae (small red or purple spots caused by bleeding in the skin),
and slight hemorrhaging (Yelverton et al., 1973).
Because the ears are the most sensitive to pressure, they are the
organs most sensitive to injury (Ketten 2000). Sound-related damage
associated with blast noise can be theoretically distinct from injury
from the shock wave, particularly farther from the explosion. If an
animal is able to hear a noise, at some level it can damage its hearing
by causing decreased sensitivity (Ketten 1995). Sound-related trauma
can be lethal or sublethal. Lethal impacts are those that result in
immediate death or serious debilitation in or near an intense source
and are not, technically, pure acoustic trauma (Ketten 1995). Sublethal
impacts include hearing loss, which is caused by exposures to
perceptible sounds. Severe damage (from the shock wave) to the ears
includes tympanic membrane rupture, fracture of the ossicles, damage to
the cochlea, hemorrhage, and cerebrospinal fluid leakage into the
middle ear. Moderate injury implies partial hearing loss due to
tympanic membrane rupture and blood in the middle ear. Permanent
hearing loss also can occur when the hair cells are damaged by one very
loud event, as well as by prolonged exposure to a loud noise or chronic
exposure to noise. The level of impact from blasts depends on both an
animal's location and, at outer zones, on its sensitivity to the
residual noise (Ketten 1995).
However, the above discussion concerning underwater explosion only
pertains to open water detonation in a free field. CALTRANS' Pier E4
and E5 demolition project using controlled implosion uses a confined
detonation method, meaning that the charges would be placed within the
structure. Therefore, most energy from the explosive shock wave would
be absorbed through the destruction of the structure itself, and would
not propagate through the open water. Measurements and modeling from
confined underwater detonation for structure removal showed that energy
from shock waves and noise impulses were greatly reduced in the water
column (Hempen et al., 2007; CALTRANS 2016). Therefore, with monitoring
and mitigation measures discussed above, CALTRANS Pier E4 and E5
controlled implosions are not likely to cause injury or mortality to
marine mammals in the project vicinity. Instead, NMFS believes that
CALTRANS' Pier E4 and E5 controlled implosions in the San Francisco Bay
are most like to cause Level B behavioral harassment and maybe TTS in a
few individual of marine mammals, as discussed below.
Changes in marine mammal behavior are expected to result from an
acute stress response. This expectation is based on the idea that some
sort of physiological trigger must exist to change any behavior that is
already being performed. The exception to this rule is the case of
auditory masking, which is not likely since the CALTRANS' controlled
implosion is only two short, sequential detonations that last for
approximately 3-4 seconds.
Potential Effects on Marine Mammal Habitat
The removal of the SFOBB East Span is not likely to negatively
affect the habitat of marine mammal populations because no permanent
loss of habitat will occur, and only a minor, temporary modification of
habitat will occur. The original SFOBB area is not used as a haul-out
site by pinnipeds or as a major foraging area. Therefore, demolition of
the concrete marine foundations and pile installation and removal
activities are unlikely to permanently decrease fish populations in the
area and are unlikely to affect marine mammal populations.
Project activities will not affect any pinniped haul-out sites or
pupping sites. The YBI harbor seal haul-out site is on the opposite
site of the island from the SFOBB Project area. Because of the distance
and the island blocking the sound, underwater noise and pressure levels
from the SFOBB Project will not reach the haul-out. Other haul-out
sites for sea lions and harbor seals are at a sufficient distance from
the SFOBB Project area that they will not be affected. The closest
recognized harbor seal pupping site is at Castro Rocks, approximately
8.7 mi (14 km) from the SFOBB Project area. No sea lion rookeries are
found in the Bay.
The addition of underwater sound from SFOBB Project activities to
background noise levels can constitute a potential cumulative impact on
marine mammals. However, these potential cumulative noise impacts will
be short in duration.
SPLs from impact pile driving and pier implosion have the potential
to injure or kill fish in the immediate area. During previous pier
implosion and pile driving activities, CALTRANS has reported mortality
to marine mammals' prey species, including northern anchovies and
Pacific herring (CALTRANS 2016). These few isolated fish mortality
events are not anticipated to have a substantial effect on prey species
population or their availability as a food resource for marine mammals.
Studies also suggest that larger fish are generally less
susceptible to death or injury than small fish. Moreover, elongated
forms that are round in cross section are less at risk than deep-bodied
forms. Orientation of fish relative to the shock wave may also affect
the extent of injury. Open water pelagic fish (e.g., mackerel) seem to
be less affected than
[[Page 67318]]
reef fishes. The results of most studies are dependent upon specific
biological, environmental, explosive, and data recording factors.
The huge variation in fish populations, including numbers, species,
sizes, and orientation and range from the detonation point, makes it
very difficult to accurately predict mortalities at any specific site
of detonation. Most fish species experience a large number of natural
mortalities, especially during early life-stages, and any small level
of mortality caused by the CALTRANS' two controlled implosions will
likely be insignificant to the population as a whole.
Mitigation Measures
In order to issue an incidental take authorization under section
101(a)(5)(D) of the MMPA, NMFS must set forth the permissible methods
of taking pursuant to such activity, and other means of effecting the
least practicable adverse impact on such species or stock and its
habitat, paying particular attention to rookeries, mating grounds, and
areas of similar significance, and on the availability of such species
or stock for taking for certain subsistence uses.
1. Mitigation Measures for In-Water Pile Driving and Pile Removal
For the CALTRANS SFOBB construction activities, NMFS requires the
following mitigation measures to minimize the potential impacts to
marine mammals in the project vicinity. The primary purpose of these
mitigation measures is to detect marine mammals within or about to
enter designated exclusion zones corresponding to NMFS current injury
thresholds and to initiate immediate shutdown or power down of the
piling hammer, making it very unlikely potential injury or TTS to
marine mammals would occur, and to reduce the intensity of Level B
behavioral harassment.
Use of Noise Attenuation Devices
To reduce impact on marine mammals, CALTRANS shall use a marine
pile driving energy attenuator (i.e., air bubble curtain system), or
other equally effective sound attenuation method (e.g., dewatered
cofferdam) for all impact pile driving, with the exception of pile
proofing and H-piles.
Establishment of Exclusion and Level B Harassment Zones
Before the commencement of in-water construction activities, which
include impact pile driving and vibratory pile driving, CALTRANS shall
establish ``exclusion zones'' where received underwater SPLs are higher
than 180 dB (rms) and 190 dB (rms) re 1 [micro]Pa for cetaceans and
pinnipeds, respectively, and ``Level B behavioral harassment zones''
where received underwater sound pressure levels (SPLs) are higher than
160 dB (rms) and 120 dB (rms) re 1 [micro]Pa for impulse noise sources
(impact pile driving) and non-impulses noise sources (vibratory pile
driving), respectively. Before the sizes of actual zones are determined
based on hydroacoustic measurements, CALTRANS shall establish these
zones based on prior measurements conducted during SFOBB constructions,
as described in Table 2 of this document.
Table 2--Temporary Exclusion and Level B Harassment Zones for Various Pile Driving Activities
----------------------------------------------------------------------------------------------------------------
Distance to Distance to Distance to Distance to
Pile driving/dismantling 120 dB re 1 160 dB re 1 180 dB re 1 190 dB re 1
activities Pile size (m) [micro]Pa [micro]Pa [micro]Pa [micro]Pa
(rms) (m) (rms) (m) (rms) (m) (rms) (m)
----------------------------------------------------------------------------------------------------------------
Vibratory Driving............. 24.............. 2,000 NA NA NA
36.............. 2,000 NA NA NA
Sheet pile...... 2,000 NA NA NA
Attenuated Impact Driving..... 24.............. NA 1,000 235 95
36.............. NA 1,000 235 95
Unattenuated Proofing......... 24.............. NA 1,000 235 95
36.............. NA 1,000 235 95
Unattenuated Impact Driving... H-pile.......... NA 1,000 235 95
----------------------------------------------------------------------------------------------------------------
Once the underwater acoustic measurements are conducted during
initial test pile driving, CALTRANS shall adjust the size of the
exclusion zones and Level B behavioral harassment zones, and monitor
these zones accordingly.
NMFS-approved protected species observers (PSO) shall conduct
initial survey of the exclusion zones to ensure that no marine mammals
are seen within the zones before impact pile driving of a pile segment
begins. If marine mammals are found within the exclusion zone, impact
pile driving of the segment would be delayed until they move out of the
area. If a marine mammal is seen above water and then dives below, the
contractor would wait 15 minutes for pinnipeds and small cetaceans
(harbor porpoises and bottlenose dolphins), and 30 minutes for gray
whales. If no marine mammals are seen by the observer in that time it
can be assumed that the animal has moved beyond the exclusion zone.
If pile driving of a segment ceases for 30 minutes or more and a
marine mammal is sighted within the designated exclusion zone prior to
commencement of pile driving, the observer(s) must notify the Resident
Engineer (or other authorized individual) immediately and continue to
monitor the exclusion zone. Operations may not resume until the marine
mammal has exited the exclusion zone.
Soft Start
In order to provide additional protection to marine mammals near
the project area by allowing marine mammals to vacate the area prior to
receiving a higher noise exposure, CALTRANS and its contractor will
also ``soft start'' the hammer prior to operating at full capacity.
This should expose fewer animals to loud sounds both underwater and
above water. This would also ensure that, although not expected, any
pinnipeds and cetaceans that are missed during the initial exclusion
zone monitoring will not be injured.
Shut-Down Measure
CALTRANS shall implement shutdown measures if a marine mammal is
sighted approaching the Level A exclusion zone, or within 10 m of the
pile driving and pile removal equipment, whichever is smaller. In-water
construction activities shall be suspended until the marine mammal is
sighted moving away from the exclusion zone, or if a pinniped, harbor
porpoise, or bottlenose dolphin is not sighted for 15 minutes after the
shutdown, or if a
[[Page 67319]]
gray whale is not sighted for 30 minutes after the shutdown.
CALTRANS shall implement shutdown if a species for which
authorization has not been granted (including but not limited to
Guadalupe fur seals) or if a species for which authorization has been
granted but the authorized takes are met, approaches or is observed
within the Level B harassment zone.
2. Mitigation Measures for Confined Implosion
For CALTRANS' Piers E4 and E5 controlled implosion, NMFS requires
the following mitigation measures to minimize the potential impacts to
marine mammals in the project vicinity. The primary purposes of these
mitigation measures are to minimize sound levels from the activities,
to monitor marine mammals within designated exclusion zones and zones
of influence (ZOI). Specific mitigation measures are described below.
Time Restriction
Implosion of Piers E4 and E5 would only be conducted during
daylight hours and with enough time for pre and post implosion
monitoring, and with good visibility when the largest exclusion zone
can be visually monitored.
Installation of Blast Attenuation System
Prior to the Piers E4 and E5 demolition, CALTRANS shall install a
Blast Attenuation System (BAS) as described above to reduce the
shockwave from the implosion.
Establishment of Level A Exclusion Zone
Due to the different hearing sensitivities among different taxa of
marine mammals, NMFS has established a series of take thresholds from
underwater explosions for marine mammals belonging to different
functional hearing groups (Table 3). Under these criteria, marine
mammals from different taxa will have different impact zones (exclusion
zones and zones of influence).
CALTRANS will establish an exclusion zone for both the mortality
and Level A harassment zone (permanent hearing threshold shift or PTS,
GI track injury, and slight lung injury) using the largest radius
estimated harbor and northern elephant seals. CALTRANS will use
measured distances to marine mammal threshold distances from the
implosion of Pier E3 as predicted distances to the thresholds for the
implosions of Piers E4 and E5 (Table 4). The use of measured peak
pressure, cumulative sound exposure level (SEL), and impulse levels
from the Pier E3 implosion provide a conservative estimate for the
implosions of Piers E4 and E5. The Piers E4 and E5 caisson structures
are smaller than the Pier E3 caisson structure and will require fewer
explosive charges to implode. The maximum charge weight for the
implosions of Piers E4 and E5 is 35 pounds/delay, the same as used for
the implosion of Pier E3. However, the total explosive weight, number
of individual detonations, and total time of implosion event will be
less for these smaller piers.
Table 3--NMFS Take Thresholds for Marine Mammals From Underwater Implosions
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B harassment Level A Serious injury
------------------------------------ harassment ----------------------------------
Group Species ------------------ Gastro- Mortality
Behavioral TTS intestinal Lung
PTS tract
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mid-freq cetacean............ Bottlenose 167 dB SEL...... 172 dB SEL or 187 dB SEL or 237 dB SPL or 39.1M \1/3\ 91.4M \1/3\
dolphin. 224 dB SPLpk. 230 dB SPLpk. 104 psi. (1+[D/10.081]) (1+[D/10.081])
\1/2\ Pa-sec. \1/2\ Pa-sec
where: M = mass where: M = mass
of the animals of the animals
in kg. in kg
D = depth of D = depth of
animal in m. animal in m.
High-freq cetacean........... Harbor porpoise. 141 dB SEL...... 146 dB SEL or 161 dB SEL or
195 dB SPLpk. 201 dB SPLpk.
Phocidae..................... Harbor seal & 172 dB SEL...... 177 dB SEL or 192 dB SEL or
northern 212 dB SPLpk. 218 dB SPLpk.
elephant seal.
Otariidae.................... California sea 195 dB SEL...... 200 dB SEL or 215 dB SEL or
lion & northern 212 dBpk. 218 dB SPLpk.
fur seal.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Note: All dB values are referenced to 1 [micro]Pa. SPLpk = Peak sound pressure level; psi = pounds per square inch.
Table 4--Measured Distances to Underwater Blasting Threshold Criteria for Levels A and B Harassment and Mortality From the Pier E3 Implosion
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B criteria Level A criteria
----------------------------------------------------------------------------------------------------
Species Behavioral TTS dual criteria PTS dual criteria Gastro-intestinal Mortality
response * * track Lung injury
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor Seal..................... 2,460 ft (750 m).. 1,658 ft (505 m).. 507 ft (155 m).... <100 ft (30 m).... <100 ft (30 m).... <100 ft (30 m).
104 ft (32 m)..... 65 ft (20 m)......
California Sea Lion............. 387 ft (118 m).... 261 ft (80 m)..... 80 ft (24 m)...... <100 ft (30 m).... <100 ft (30 m).... <100 ft (30 m).
104 ft (32 m)..... 65 ft (20 m)......
Northern Elephant Seal.......... 2,460 ft (750 m).. 1,658 ft (505 m).. 507 ft (155 m).... <100 ft (30 m).... <100 ft (30 m).... <100 ft (30 m).
104 ft (32 m)..... 65 ft (20 m)......
Northern fur seal............... 387 ft (118 m).... 261 ft (80 m)..... 80 ft (24 m)...... <100 ft (30 m).... <100 ft (30 m).... <100 ft (30 m).
104 ft (32 m)..... 65 ft (20 m)......
[[Page 67320]]
Harbor Porpoise................. 8,171 ft (2,491 m) 5,580 ft (1,701 m) 1,777 ft (542 m).. <100 ft (30 m).... <100 ft (30 m).... <100 ft (30 m).
400 ft (122 m).... 249 ft (76 m).....
Bottlenose Dolphin.............. 1,255 ft (383 m).. 855 ft (261 m).... 271 ft (83 m)..... <100 ft (30 m).... <100 ft (30 m).... <100 ft (30 m).
202 ft (62 m)..... 112 ft (34 m).....
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: * For the TTS and PTS criteria thresholds with dual criteria, the largest criteria distances (i.e., more conservative) are shown in bold.
Establishment of Level B Temporary Hearing Threshold Shift (TTS) Zone
of Influence
As shown in Table 3, for harbor and northern elephant seals, this
will cover the area out to 212 dB peak SPL or 177 dB SEL, whichever
extends out the furthest. Hydroacoustic modeling indicates this
isopleth would extend out to 1,658 ft (505 m) from the pier. For harbor
porpoises, this will cover the area out to 195 dB peak SPL or 146 dB
SEL, whichever extends out the furthest, to 5,580 ft (1,701 m) from the
pier. As discussed previously, the presence of harbor porpoises in this
area is unlikely but monitoring will be employed to confirm their
absence. For California sea lions, the distance to the Level B TTS zone
of influence will cover the area out to 212 dB peak SPL or 200 dB SEL.
This distance was calculated at 261 ft (80 m) from Pier E3, well within
the exclusion zone previously described. Hearing group specific Level B
TTS zone of influence ranges are provided in Table 4.
Establishment of Level B Behavioral Zone of Influence
As shown in Table 3, for harbor seals and northern elephant seals,
this will cover the area out to 172 dB SEL. Hydroacoustic measurement
indicates this isopleth would extend out to 2,460 ft (750 m) from the
pier. For harbor porpoises, this will cover the area out to 141 dB SEL.
Hydroacoustic measurement indicates this isopleth would extend out to
8,171 ft (2,941 m) from the pier. As discussed previously, the presence
of harbor porpoises in this area is unlikely but monitoring will be
employed to confirm their absence. For California sea lions, the
distance to the Level B behavioral harassment ZOI will cover the area
out to 195 dB SEL. This distance was calculated at 387 ft (118 m) from
the pier, well within the exclusion zone previously described. Hearing
group specific Level B TTS zone of influence ranges are provided in
Table 4.
Communication
All PSOs will be equipped with mobile phones and a VHF radio as a
backup. One person will be designated as the Lead PSO and will be in
constant contact with the Resident Engineer on site and the blasting
crew. The Lead PSO will coordinate marine mammal sightings with the
other PSOs. PSOs will contact the other PSOs when a sighting is made
within the exclusion zone or near the exclusion zone so that the PSOs
within overlapping areas of responsibility can continue to track the
animal and the Lead PSO is aware of the animal. If it is within 30
minutes of blasting and an animal has entered the exclusion zone or is
near it, the Lead PSO will notify the Resident Engineer and blasting
crew. The Lead PSO will keep them informed of the disposition of the
animal.
Mitigation Conclusions
NMFS has carefully evaluated the mitigation measures and considered
a range of other measures in the context of ensuring that NMFS
prescribes the means of effecting the least practicable impact on the
affected marine mammal species and stocks and their habitat. Our
evaluation of potential measures included consideration of the
following factors in relation to one another:
The manner in which, and the degree to which, the
successful implementation of the measure is expected to minimize
adverse impacts to marine mammals.
The proven or likely efficacy of the specific measure to
minimize adverse impacts as planned.
The practicability of the measure for applicant
implementation.
Any mitigation measure(s) prescribed by NMFS should be able to
accomplish, have a reasonable likelihood of accomplishing (based on
current science), or contribute to the accomplishment of one or more of
the general goals listed below:
(1) Avoidance or minimization of injury or death of marine mammals
wherever possible (goals 2, 3, and 4 may contribute to this goal).
(2) A reduction in the numbers of marine mammals (total number or
number at biologically important time or location) exposed to received
levels of pile driving and pile removal or other activities expected to
result in the take of marine mammals (this goal may contribute to 1,
above, or to reducing harassment takes only).
(3) A reduction in the number of times (total number or number at
biologically important time or location) individuals would be exposed
to received levels of pile driving and pile removal, or other
activities expected to result in the take of marine mammals (this goal
may contribute to 1, above, or to reducing harassment takes only).
(4) A reduction in the intensity of exposures (either total number
or number at biologically important time or location) to received
levels of pile driving, or other activities expected to result in the
take of marine mammals (this goal may contribute to (1) above, or to
reducing the severity of harassment takes only).
(5) Avoidance or minimization of adverse effects to marine mammal
habitat, paying special attention to the food base, activities that
block or limit passage to or from biologically important areas,
permanent destruction of habitat, or temporary destruction/disturbance
of habitat during a biologically important time.
(6) For monitoring directly related to mitigation--an increase in
the probability of detecting marine mammals, thus allowing for more
effective implementation of the mitigation.
Based on our evaluation of the applicant's proposed mitigation
measures, as well as other measures considered by NMFS, NMFS has
determined that the mitigation measures provide the means of effecting
the least practicable adverse impact on marine mammal species or stocks
and their habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance.
[[Page 67321]]
Monitoring and Reporting
In order to issue an incidental take authorization (ITA) for an
activity, section 101(a)(5)(D) of the MMPA states that NMFS must set
forth, ``requirements pertaining to the monitoring and reporting of
such taking.'' The MMPA implementing regulations at 50 CFR
216.104(a)(13) indicate that requests for ITAs must include the
suggested means of accomplishing the necessary monitoring and reporting
that will result in increased knowledge of the species and of the level
of taking or impacts on populations of marine mammals that are expected
to be present in the proposed action area. CALTRANS has proposed marine
mammal monitoring measures as part of the IHA application. It can be
found at https://www.nmfs.noaa.gov/pr/permits/incidental.htm.
Monitoring measures prescribed by NMFS should accomplish one or
more of the following general goals:
(1) An increase in the probability of detecting marine mammals,
both within the mitigation zone (thus allowing for more effective
implementation of the mitigation) and in general to generate more data
to contribute to the analyses mentioned below;
(2) An increase in our understanding of how many marine mammals are
likely to be exposed to levels of pile driving that we associate with
specific adverse effects, such as behavioral harassment, TTS, or PTS;
(3) An increase in our understanding of how marine mammals respond
to stimuli expected to result in take and how anticipated adverse
effects on individuals (in different ways and to varying degrees) may
impact the population, species, or stock (specifically through effects
on annual rates of recruitment or survival) through any of the
following methods:
[ssquf] Behavioral observations in the presence of stimuli compared
to observations in the absence of stimuli (need to be able to
accurately predict received level, distance from source, and other
pertinent information);
[ssquf] Physiological measurements in the presence of stimuli
compared to observations in the absence of stimuli (need to be able to
accurately predict received level, distance from source, and other
pertinent information);
[ssquf] Distribution and/or abundance comparisons in times or areas
with concentrated stimuli versus times or areas without stimuli;
(4) An increased knowledge of the affected species; and
(5) An increase in our understanding of the effectiveness of
certain mitigation and monitoring measures.
Monitoring Measures
1. Monitoring for Pile Driving and Pile Removal
(1) Visual Monitoring
NMFS made changes to the visual monitoring protocol during
CALTRANS' pile driving and pile removal activities based, on a comment
from the Marine Mammal Commission. Specifically, the revised visual
monitoring protocol requires that PSOs conduct 100 percent visual
monitoring of marine mammals during all pile driving and pile removal
activities. In the proposed IHA, only 20 percent visual monitoring
would have been required for Level B harassment zones during vibratory
pile driving and pile removal activities. A complete description of the
monitoring measure is provided below.
Besides using monitoring for implementing mitigation (ensuring
exclusion zones are clear of marine mammals before pile driving begins
and after shutdown measures), marine mammal monitoring will also be
conducted to assess potential impacts from CALTRANS construction
activities. CALTRANS will implement onsite marine mammal monitoring for
all unattenuated impact pile driving of H-piles for 180- and 190-dB re
1 [micro]Pa exclusion zones and 160-dB re 1 [micro]Pa Level B
harassment zone and attenuated impact pile driving (except pile
proofing) for 180- and 190-dB re 1 [micro]Pa exclusion zones. CALTRANS
will also monitor all attenuated impact pile driving for the 160-dB re
1 [micro]Pa Level B harassment zone, and all vibratory pile driving for
the 120-dB re 1 [micro]Pa Level B harassment zone.
(2) Protected Species Observers
Monitoring of the pinniped and cetacean exclusion zones shall be
conducted by a minimum of three qualified NMFS-approved PSOs.
Observations will be made using high-quality binoculars (e.g., Zeiss,
10 x 42 power). PSOs will be equipped with radios or cell phones for
maintaining contact with other observers and CALTRANS engineers, and
range finders to determine distance to marine mammals, boats, buoys,
and construction equipment.
(3) Data Collection
Data on all observations will be recorded and will include the
following information:
Location of sighting;
Species;
Number of individuals;
Number of calves present;
Duration of sighting;
Behavior of marine animals sighted;
Direction of travel; and
When in relation to construction activities did the
sighting occur (e.g., before, ``soft-start'', during, or after the pile
driving or removal).
2. Monitoring for Confined Implosion of Piers E4 and E5
Monitoring for implosion impacts to marine mammals will be based on
the SFOBB pile driving monitoring protocol. Pile driving has been
conducted for the SFOBB construction project since 2000 with
development of several NMFS-approved marine mammal monitoring plans
(CALTRANS 2004; 2013). Most elements of these marine mammal monitoring
plans are similar to what would be required for underwater implosions.
These monitoring plans would include monitoring an exclusion zone and
ZOIs for TTS and behavioral harassment described above.
(1) Protected Species Observers
A minimum of 8-10 PSOs would be required during the Piers E4 and E5
controlled implosion so that the exclusion zone, Level B Harassment TTS
and Behavioral ZOIs, and surrounding area can be monitored. One PSO
would be designated as the Lead PSO and would receive updates from
other PSOs on the presence or absence of marine mammals within the
exclusion zone and would notify the Environmental Compliance Manager of
a cleared exclusion zone prior to the implosion.
(2) Monitoring Protocol
Implosions of Piers E4 and E5 will be conducted only during
daylight hours and with enough time for pre and post-implosion
monitoring, and with good weather (i.e., clear skies and no high
winds). This work will be conducted so that PSOs will be able to detect
marine mammals within the exclusion zones and beyond. The Lead PSO will
be in contact with other PSOs. If any marine mammals enter an exclusion
zone within 30 minutes of blasting, the Lead PSO will notify the
Environmental Compliance Manager that the implosion may need to be
delayed. The Lead PSO will keep the Environmental Compliance Manager
informed about the disposition of the animal. If the animal remains in
the exclusion zone, blasting will be delayed until it has left the
exclusion zone. If the animal dives and is not seen again, blasting
will be delayed at least 15 minutes. After the implosion has occurred,
the PSOs will continue to monitor the area for at least 60 minutes.
[[Page 67322]]
(3) Data Collection
Each PSO will record the observation position, start and end times
of observations, and weather conditions (i.e., sunny/cloudy, wind
speed, fog, visibility). For each marine mammal sighting, the following
will be recorded, if possible:
Species.
Number of animals (with or without pup/calf).
Age class (pup/calf, juvenile, adult).
Identifying marks or color (e.g., scars, red pelage,
damaged dorsal fin).
Position relative to Piers E4 or E5 (distance and
direction).
Movement (direction and relative speed).
Behavior (e.g., logging [resting at the surface],
swimming, spy-hopping [raising above the water surface to view the
area], foraging).
(4) Post-Implosion Survey
Although any injury or mortality from the implosions of Piers E4
and E5 is very unlikely, boat or shore surveys will be conducted for
three days following the event, to determine whether any injured or
stranded marine mammals are in the area. If an injured or dead animal
is discovered during these surveys or by other means, the NMFS-
designated stranding team will be contacted to pick up the animal.
Veterinarians will treat the animal or will conduct a necropsy to
attempt to determine whether it stranded because of the Piers E4 and E5
implosions.
Reporting Measures
CALTRANS would be required to submit a draft monitoring report
within 90 days after completion of the construction work or the
expiration of the IHA, whichever comes earlier. This draft report would
detail the monitoring protocol, summarize the data recorded during
monitoring, and estimate the number of marine mammals that may have
been harassed. NMFS would have an opportunity to provide comments on
the draft report within 30 days, and if NMFS has comments, CALTRANS
would address the comments and submit a final report to NMFS within 30
days. If no comments are provided by NMFS after 30 days receiving the
report, the draft report is considered to be final.
Marine Mammal Stranding Plan
A stranding plan for the Pier E3 implosion was prepared in
cooperation with the local NMFS-designated marine mammal stranding,
rescue, and rehabilitation center. An updated version of this plan will
be implemented during implosions of Piers E4 and E5. Although avoidance
and minimization measures likely will prevent any injuries,
preparations will be made in the unlikely event that marine mammals are
injured. Elements of the plan will include the following:
1. The stranding crew will prepare treatment areas at an NMFS-
designated facility for cetaceans or pinnipeds that may be injured from
the implosions. Preparation will include equipment to treat lung
injuries, auditory testing equipment, dry and wet caged areas to hold
animals, and operating rooms if surgical procedures are necessary.
2. A stranding crew and a veterinarian will be on call near the
Piers E4 and E5 area at the time of the implosions, to quickly recover
any injured marine mammals, provide emergency veterinary care,
stabilize the animal's condition, and transport individuals to an NMFS-
designated facility. If an injured or dead animal is found, NMFS (both
the regional office and headquarters) will be notified immediately,
even if the animal appears to be sick or injured from causes other than
the implosions.
3. Post-implosion surveys will be conducted immediately after the
event and over the following three days to determine whether any
injured or dead marine mammals are in the area.
4. Any veterinarian procedures, euthanasia, rehabilitation
decisions, and time of release or disposition of the animal will be at
the discretion of the NMFS-designated facility staff and the
veterinarians treating the animals. Any necropsies to determine whether
the injuries or death of an animal was the result of an implosion or
other anthropogenic or natural causes will be conducted at an NMFS-
designated facility by the stranding crew and veterinarians. The
results will be communicated to both the CALTRANS and to NMFS as soon
as possible, followed by a written report within a month.
Estimated Take by Incidental Harassment
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as: Any act of pursuit, torment, or
annoyance, which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild (Level A harassment) or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns, including, but not
limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
The distance to marine mammal threshold criteria for pile driving
and blasting activities, and corresponding ZOI have been determined
based on underwater sound and pressure measurements collected during
pervious activities in the SFOBB Project area. The numbers of marine
mammals by species that may be taken by each type of take were
calculated based on distance to the specific marine mammal harassment
thresholds, number of days of the activity, and the estimated density
of each species in the ZOI.
Estimates of Species Densities of Marine Mammals
No systematic line transect surveys of marine mammals have been
performed in the San Francisco Bay. Therefore, the in-water densities
of harbor seals, California sea lions, and harbor porpoises were
calculated based on 15 years of observations during monitoring for the
SFOBB construction and demolition. The amount of monitoring performed
per year varied depending on the frequency and duration of construction
activities with the potential to affect marine mammals. During the 237
days of monitoring from 2000 through 2015 (including 15 days of
baseline monitoring in 2003), 822 harbor seals, 77 California sea
lions, and nine harbor porpoises were observed within the waters of the
SFOBB east span. Density estimates for other species were made from
stranding data, provided by the Marine Mammal Center (MMC).
1. Pacific Harbor Seal Density Estimates
Harbor seal density was calculated from all observations of animals
in water during SFOBB Project monitoring from 2000 to 2015, divided by
the size of the project area. These observations included data from
baseline, pre-, during and post-pile driving, mechanical dismantling,
onshore blasting, and offshore implosion activities. During this time,
the population of harbor seals in the Bay remained stable (Manugian
2013). Therefore, substantial differences in numbers or behaviors of
seals hauling out, foraging, or in their movements are not anticipated.
All harbor seal observations within a 1 km\2\ area were used in the
estimate. Distances were recorded using a laser range finder (Bushnell
Yardage Pro Elite 1500; 1.0 yard accuracy). Care was taken
to eliminate multiple observations of the same animal, although this
was difficult when more than three seals were foraging in the same
area.
Density of harbor seals was highest near YBI and Treasure Island,
probably because of the haul-out site and nearby foraging areas in
Coast Guard and
[[Page 67323]]
Clipper coves. Therefore, density estimates were calculated for a
higher density area within 4,921 ft (1,500 m) west of Piers E4 and E5,
which included the two foraging coves. A lower density estimate was
calculated from the areas east of Piers E4 and E5, and beyond 4,921 ft
(1,500 m) north and south of the bridge. Harbor seal densities in these
two areas in spring-summer and fall-winter seasons are provided in
Table 5.
2. California Sea Lion Density Estimates
Within the SFOBB Project area, California sea lion density was
calculated from all observations of animals in water during SFOBB
Project monitoring from 2000 to 2015, divided by the size of the
project area. These observations included data from baseline, pre,
during, and post-pile driving, mechanical dismantling, onshore
blasting, and offshore implosion activities. All sea lion observations
within a 1 km\2\ area were used in the estimate. Distances were
recorded using a laser range finder (Bushnell Yardage Pro Elite 1500;
1.0 yard accuracy). Care was taken to eliminate multiple
observations of the same animal, although most sea lion observations
involve a single animal.
California sea lion densities in late spring-early summer and late
summer-fall seasons are provided in Table 5.
3. Northern Elephant Seal Density Estimates
Northern elephant seal density in the project area was calculated
from the stranding records of the MMC, from 2004 to 2014. These data
included both injured or sick seals and healthy seals. Approximately
100 elephant seals were reported in the Bay during this time; most of
these hauled out and likely were sick or starving. The actual number of
individuals in the Bay may have been higher because not all individuals
would necessarily have hauled out. Some individuals may have simply
left the Bay soon after entering. Data from the MMC show several
elephant seals stranding on Treasure Island, and one healthy elephant
seal was observed resting on the beach in Clipper Cove in 2012.
Elephant seal pups or juveniles also may have stranded after weaning in
the spring and when they returned to California in the fall (September
through November). Density of northern elephant seal is estimated as
the number of stranded seals over the SFOBB project area, which is 0.03
animal/km\2\ (Table 5).
4. Harbor Porpoise Density Estimates
Harbor porpoise density was calculated from all observations during
SFOBB Project monitoring, from 2000 to 2015. These observations
included data from baseline, pre, during and post-pile driving, and
onshore implosion activities. Over this period, the number of harbor
porpoises that were observed entering and using the Bay increased.
During the 15 years of monitoring in the SFOBB Project area, only nine
harbor porpoises were observed, and all occurred between 2006 and 2015
(including two in 2014 and five in 2015). Density of harbor porpoise is
estimated to be 0.021 animal/km\2\ (Table 5).
5. Gray Whale Density Estimate
Gray whale density was estimated for the entire Bay as no
observations have occurred of gray whales in the SFOBB Project area.
Each year, two to six gray whales enter the Bay, presumably to feed, in
the late winter through spring (February through April), per the MMC.
Gray whales rarely occur in the Bay from October through December. The
gray whale density was estimated based on a maximum of 6 whales
occurring within the main area of San Francisco Bay, which yielded a
density of 0.00004/km\2\ (Thorson, pers. comm., 2014).
Table 5--Estimated In-Water Density of Marine Mammals in the SFOBB Project Area
----------------------------------------------------------------------------------------------------------------
Density east
Density west of piers E4
of piers E4 and E5 and/or
Species Main season of occurrence and E5 within beyond 1,500 m
1,500 m of of SFOBB
SFOBB (animals/ (animals/
km\2\) km\2\)
----------------------------------------------------------------------------------------------------------------
Harbor Seal................................... Spring-Summer................... 0.32 0.17
Harbor Seal................................... Fall-Winter..................... 0.83 0.17
California Sea Lion........................... Late Summer-Fall (post breeding 0.09 0.09
season).
California Sea Lion........................... Late Spring-Early Summer 0.04 0.04
(breeding season).
Northern Elephant Seal........................ Late Spring-Early Winter........ 0.03 0.03
Harbor Porpoise............................... All Year........................ 0.021 0.021
Gray Whale.................................... Late Winter and Spring.......... 0.00004 0.00004
----------------------------------------------------------------------------------------------------------------
Note: Densities for Pacific harbor seals, California sea lions and harbor porpoises are based on monitoring for
the east span of the SFOBB from 2000 to 2013. Gray whale and elephant seal densities are estimated from
sighting and stranding data from the MMC.
Estimated Takes by Pile Driving and Pile Removal
The numbers of marine mammals by species that may be taken by pile
driving were calculated by multiplying the ensonified area above a
specific species exposure threshold by the days of the activity and by
the estimated density of each species in the ensonified area. As
discussed above, threshold distances were determined based on
previously measured distances to thresholds during the driving of 42-
inch-diameter (1.07 meters) pipe piles. The same threshold distances
have been applied to all types and sizes of piles proposed for
installation and removal (i.e., H-piles, and pipe piles equal to or
less than 36 inches (0.91 meter)). The take estimate is based on 132
days of pile driving to install 200 piles.
For rare species of which the density estimates are unknown, such
as northern fur seal and bottlenose dolphin, NMFS worked with CALTRANS
and allotted 20 northern fur seals and 10 bottlenose dolphin for
incidental take by Level B behavioral harassment to cover the chance
encounter in case these animals happen to occur in the project area.
A summary of estimated takes by in-water pile driving and pile
removal is provided in Table 6.
[[Page 67324]]
Table 6--Estimated Take of Marine Mammals From Pile Driving and Pile
Removal Activities
------------------------------------------------------------------------
Level B
harassment Level A
Species (behavioral harassment
response)
------------------------------------------------------------------------
Pacific Harbor Seal..................... 862 0
California Sea Lion..................... 108 0
Northern Elephant Seal.................. 13 0
Harbor Porpoise......................... 13 0
Gray Whale.............................. 1 0
Northern fur seal....................... 20 0
Bottlenose dolphin...................... 10 0
------------------------------------------------------------------------
The number of marine mammals by species that may be taken by
implosion of Piers E4 and E5 were calculated based on distances to the
marine mammal threshold for explosions (Table 4) and the estimated
density of each species in the ensonified areas (Table 5). A summary of
estimated and requested takes by controlled implosion is provided in
Table 8.
Table 7--Estimated Exposures of Marine Mammals to the Pier E4 and E5 Implosions for Levels A and B, and Mortality
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B exposures Level A exposures
--------------------------------------------------------------------------------
Species Gastro- Mortality
Behavioral TTS PTS intestinal Slight lung
response track injury injury
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pacific Harbor Seal..................................... 1 1 0 0 0 0
California Sea Lion..................................... 0 0 0 0 0 0
Northern Elephant Seal.................................. 0 0 0 0 0 0
Harbor Porpoise......................................... 0 0 0 0 0 0
--------------------------------------------------------------------------------------------------------------------------------------------------------
However, the number of marine mammals in the area at any given time
is highly variable. Animal movement depends on time of day, tide
levels, weather, and availability and distribution of prey species.
Therefore, to account for potential high animal density that could
occur during the short window of controlled implosion, NMFS worked with
CALTRANS and adjusted the estimated number upwards for the requested
takes. These adjustments were based on likely group sizes of these
animals.
A summary of estimated takes by implosion of Piers E4 and E5 is
provided in Table 8.
Table 8--Summary of Requested Takes of Marine Mammals for the Pier E4
and E5 Implosions
------------------------------------------------------------------------
Level B
Species behavioral Level B TTS
------------------------------------------------------------------------
Pacific harbor seal..................... 12 6
California sea lion..................... 3 2
Northern elephant seal.................. 2 1
Harbor porpoise......................... 6 3
Northern fur seal....................... 1 1
Bottlenose dolphin...................... 2 2
------------------------------------------------------------------------
A summary of the request incidental takes of marine mammals for
CALTRANS SFOBB construction activity, including from in-water pile
driving/pile removal and controlled implosion for Piers E4 and E5 is
provided in Table 9. These take estimates represent ``instances'' of
take and are likely overestimates of the number of individual animals
taken, since some individuals are likely taken on multiple days. The
more likely the individuals are to remain in the action area for
multiple days, the greater the overestimate of individuals.
Table 9--Summary of Authorized Takes of Marine Mammals for CALTRANS SFOBB Project
----------------------------------------------------------------------------------------------------------------
Level B % take
Species behavioral Level B TTS Population population
----------------------------------------------------------------------------------------------------------------
Pacific harbor seal............................. 874 6 30,968 2.84
California sea lion............................. 111 2 296,750 0.04
Northern elephant seal.......................... 15 1 179,000 0.01
Harbor porpoise................................. 19 3 9,886 0.22
Northern fur seal............................... 21 1 12,844 0.17
[[Page 67325]]
Gray whale...................................... 1 0 20,990 0.00
Bottlenose dolphin.............................. 12 2 323 4.33
----------------------------------------------------------------------------------------------------------------
Technical Guidance for Assessing the Effects of Anthropogenic Sound on
Marine Mammal Hearing
On August 4, 2016, NMFS released its Technical Guidance for
Assessing the Effects of Anthropogenic Sound on Marine Mammal Hearing
(Guidance). This new guidance established new thresholds for predicting
auditory injury, which equates to Level A harassment under the MMPA. In
the Federal Register notice (81 FR 51694), NMFS explained the approach
it would take during a transition period, wherein we balance the need
to consider this new best available science with the fact that some
applicants have already committed time and resources to the development
of analyses based on our previous guidance and have constraints that
preclude the recalculation of take estimates, as well as where the
action is in the agency's decision-making pipeline. In that Notice, we
included a non-exhaustive list of factors that would inform the most
appropriate approach for considering the new Guidance, including: The
scope of effects; how far in the process the applicant has progressed;
when the authorization is needed; the cost and complexity of the
analysis; and the degree to which the guidance is expected to affect
our analysis. In this case, CALTRANS submitted an adequate and complete
application in a timely manner and indicated that they would need to
receive an IHA (if issued) by early September 2016. The CALTRANS
analysis put forth in the proposed IHA contemplated the potential for
small numbers of permanent or temporary threshold shift, but ultimately
concluded that permanent threshold shift will not occur. Consideration
of the new Guidance suggested that in the absence of mitigation a small
number of Level A takes could potentially occur to one harbor seal.
However, CALTRANS has a robust and practicable monitoring and
mitigation program--and in addition they enlarged the exclusion zone
for pile driving from 95 m to 156 m for 14'' H-pile and to 183 m for
36'' steel pipe when driven by an impact hammer, providing further
protection. When this mitigation is considered in combination with the
fact that a fair number of marine mammals are expected to intentionally
avoid approaching within distances of this slow-moving source that
would result in injury, we believe that injury is unlikely. In summary,
we have considered the new Guidance and believe that the likelihood of
injury is adequately addressed in the analysis and appropriate
protective measures are in place in the IHA.
Analysis and Determinations
Negligible Impact
Negligible impact is ``an impact resulting from the specified
activity that cannot be reasonably expected to, and is not reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival'' (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of Level B harassment takes,
alone, is not enough information on which to base an impact
determination. In addition to considering estimates of the number of
marine mammals that might be ``taken'' through behavioral harassment,
NMFS must consider other factors, such as the likely nature of any
responses (their intensity, duration, etc.), the context of any
responses (critical reproductive time or location, migration, etc.), as
well as the number and nature of estimated Level A harassment takes,
the number of estimated mortalities, and effects on habitat.
To avoid repetition, this introductory discussion of our analyses
applies to all the species listed in Table 9, given that the
anticipated effects of CALTRANS' SFOBB construction activities
involving pile driving and pile removal and controlled implosions for
Piers E4 and E5 on marine mammals are expected to be relatively similar
in nature. There is no information about the nature or severity of the
impacts, or the size, status, or structure of any species or stock that
would lead to a different analysis for this activity, or else species-
specific factors would be identified and analyzed.
No injuries or mortalities are anticipated to occur as a result of
CALTRANS' SFOBB construction activity associated with pile driving and
pile removal and controlled implosion to demolish Piers E4 and E5, and
none are authorized. The relatively low marine mammal density,
relatively small Level A harassment zones, and robust mitigation plan
make injury takes of marine mammals unlikely, based on take calculation
described above. In addition, the Level A exclusion zones would be
thoroughly monitored before the implosion, and detonation activity
would be postponed if an marine mammal is sighted within the exclusion
zone.
The takes that are anticipated and authorized are expected to be
limited to short-term Level B harassment (behavioral and TTS). Marine
mammals (Pacific harbor seal, northern elephant seal, California sea
lion, northern fur seal, gray whale, harbor porpoise, and bottlenose
dolphin) present in the vicinity of the action area and taken by Level
B harassment would most likely show overt brief disturbance (startle
reaction) and avoidance of the area from elevated noise level during
pile driving and pile removal and the implosion noise. A few marine
mammals could experience TTS if they occur within the Level B TTS ZOI
during the two implosion events. However, as discussed early in this
document, TTS is a temporary loss of hearing sensitivity when exposed
to loud sound, and the hearing threshold is expected to recover
completely within minutes to hours. Therefore, it is not considered an
injury. In addition, even if an animal receives a TTS, the TTS would be
a one-time event from a brief impulse noise (about 5 seconds), making
it unlikely that the TTS would involve into PTS. Finally, there is no
critical habitat or other biologically important areas in the vicinity
of CALTRANS' Pier E4 and E5 controlled implosion areas (Calambokidis et
al., 2015).
The project also is not expected to have significant adverse
effects on affected marine mammals' habitat, as analyzed in detail in
the ``Anticipated Effects on Marine Mammal Habitat'' section. There is
no biologically important area in the vicinity of the SFOBB project
area. The project activities would not permanently modify existing
marine mammal habitat. The activities may kill some fish and
[[Page 67326]]
cause other fish to leave the area temporarily, thus impacting marine
mammals' foraging opportunities in a limited portion of the foraging
range; but, because of the short duration of the activities and the
relatively small area of the habitat that may be affected, the impacts
to marine mammal habitat are not expected to cause significant or long-
term negative consequences.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS finds that the total marine mammal take from CALTRANS's
SFOBB construction activity and the associated Piers E4 and E5
demolition via controlled implosion will have a negligible impact on
the affected marine mammal species or stocks.
Small Numbers
The requested takes represent less than 4.33 percent of all
populations or stocks potentially impacted (see Table 9 in this
document). These take estimates represent the percentage of each
species or stock that could be taken by Level B behavioral harassment
and TTS (Level B harassment). The numbers of marine mammals estimated
to be taken are small proportions of the total populations of the
affected species or stocks. In addition, the mitigation and monitoring
measures (described previously in this document) prescribed in the IHA
are expected to reduce even further any potential disturbance to marine
mammals.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the mitigation and monitoring
measures, NMFS finds that small numbers of marine mammals will be taken
relative to the populations of the affected species or stocks.
Impact on Availability of Affected Species for Taking for Subsistence
Uses
There are no subsistence uses of marine mammals in the project
area; and, thus, no subsistence uses impacted by this action.
Therefore, NMFS has determined that the total taking of affected
species or stocks would not have an unmitigable adverse impact on the
availability of such species or stocks for taking for subsistence
purposes.
Endangered Species Act
NMFS has determined that issuance of the IHA will have no effect on
listed marine mammals, as none are known to occur in the action area.
National Environmental Policy Act
NMFS prepared an Environmental Assessment (EA) for the take of
marine mammals incidental to construction of the East Span of the SFOBB
and made a Finding of No Significant Impact (FONSI) on November 4,
2003. Due to the modification of part of the construction project and
the mitigation measures, NMFS reviewed additional information from
CALTRANS regarding empirical measurements of pile driving noises for
the smaller temporary piles without an air bubble curtain system and
the use of vibratory pile driving. NMFS prepared a Supplemental
Environmental Assessment (SEA) and analyzed the potential impacts to
marine mammals that would result from the modification of the action. A
FONSI was signed on August 5, 2009. In addition, for CALTRANS' Piers E4
and E5 demolition using controlled implosion, NMFS prepared an SEA and
analyzed the potential impacts to marine mammals that would result from
the modification. A FONSI was signed on September 3, 2015. The activity
and expected impacts remain within what was previously analyzed in the
EA and SEAs. Therefore, no additional NEPA analysis is warranted. A
copy of the SEA and FONSI is available upon request (see ADDRESSES).
Authorization
As a result of these determinations, NMFS has issued an IHA to
CALTRANS for the take of marine mammals, by Level B harassment,
incidental to conducting SFOBB project in the San Francisco Bay, which
also includes the mitigation, monitoring, and reporting requirements
described in this Notice.
Dated: September 26, 2016.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2016-23602 Filed 9-29-16; 8:45 am]
BILLING CODE 3510-22-P