Northcreek Mezzanine Fund II, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 67044 [2016-23485]

Download as PDF 67044 Federal Register / Vol. 81, No. 189 / Thursday, September 29, 2016 / Notices including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– ISE–2016–21 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. mstockstill on DSK3G9T082PROD with NOTICES All submissions should refer to File Number SR–ISE–2016–21. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–ISE– 2016–21, and should be submitted on or before October 20, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.20 Brent J. Fields, Secretary. [FR Doc. 2016–23498 Filed 9–28–16; 8:45 am] BILLING CODE 8011–01–P 20 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 18:51 Sep 28, 2016 Jkt 238001 SMALL BUSINESS ADMINISTRATION [License No. 05/05–0315] Northcreek Mezzanine Fund II, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Northcreek Mezzanine Fund II, L.P., 312 Walnut Street, Suite 2310 Cincinnati, OH 45202, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Northcreek Mezzanine Fund I, L.P. and Northcreek Mezzanine Fund II, L.P. propose to provide debt and equity financing to Alpha Sintered Metals, LLC, 95 Mason Run Road, Ridgway, PA 15853. The financing is brought within the purview of § 107.730(a)(2) of the Regulations because Northcreek Mezzanine Fund I, L.P. is currently invested in Alpha Sintered Metals, LLC and because of its level of ownership, Alpha Sintered Metals, LLC is an Associate. Northcreek Mezzanine Fund I, L.P. and Northcreek Mezzanine Fund II, L.P. are also Associates and are seeking to co-invest in Alpha Sintered Metals, LLC. Therefore this transaction is considered financing an Associate, requiring prior SBA exemption. Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Dated: September 14, 2016. Mark L. Walsh, Associate Administrator for Office of Investment and Innovation. [FR Doc. 2016–23485 Filed 9–28–16; 8:45 am] BILLING CODE P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #14871 and #14872] Kentucky Disaster #KY–00061 U.S. Small Business Administration. ACTION: Notice. AGENCY: PO 00000 Frm 00126 Fmt 4703 Sfmt 4703 This is a notice of an Administrative declaration of a disaster for the Commonwealth of Kentucky dated 09/22/2016. Incident: Severe Storms, Torrential Rains, Tornadoes, Severe Wind, Hail and Flooding. Incident Period: 07/03/2016 through 07/09/2016. Effective Date: 09/22/2016. Physical Loan Application Deadline Date: 11/21/2016. Economic Injury (EIDL) Loan Application Deadline Date: 06/22/2017. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the Administrator’s disaster declaration, applications for disaster loans may be filed at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Counties: Marshall, Todd Contiguous Counties: Kentucky: Calloway, Christian, Graves, Livingston, Logan, Lyon, McCracken, Muhlenberg, Trigg Tennessee: Montgomery, Robertson The Interest Rates are: SUMMARY: Percent For Physical Damage: Homeowners With Credit Available Elsewhere ...................... Homeowners Without Credit Available Elsewhere .............. Businesses With Credit Available Elsewhere ...................... Businesses Without Credit Available Elsewhere .............. Non-Profit Organizations With Credit Available Elsewhere ... Non-Profit Organizations Without Credit Available Elsewhere ..................................... For Economic Injury: Businesses & Small Agricultural Cooperatives Without Credit Available Elsewhere .............. Non-Profit Organizations Without Credit Available Elsewhere ..................................... 3.250 1.625 6.250 4.000 2.625 2.625 4.000 2.625 The number assigned to this disaster for physical damage is 14871 B and for economic injury is 14872 0. The States which received an EIDL Declaration # are Kentucky, Tennessee. E:\FR\FM\29SEN1.SGM 29SEN1

Agencies

[Federal Register Volume 81, Number 189 (Thursday, September 29, 2016)]
[Notices]
[Page 67044]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-23485]


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SMALL BUSINESS ADMINISTRATION

[License No. 05/05-0315]


Northcreek Mezzanine Fund II, L.P.; Notice Seeking Exemption 
Under Section 312 of the Small Business Investment Act, Conflicts of 
Interest

    Notice is hereby given that Northcreek Mezzanine Fund II, L.P., 312 
Walnut Street, Suite 2310 Cincinnati, OH 45202, a Federal Licensee 
under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern, has sought 
an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Northcreek Mezzanine Fund I, L.P. and Northcreek Mezzanine Fund II, 
L.P. propose to provide debt and equity financing to Alpha Sintered 
Metals, LLC, 95 Mason Run Road, Ridgway, PA 15853.
    The financing is brought within the purview of Sec.  107.730(a)(2) 
of the Regulations because Northcreek Mezzanine Fund I, L.P. is 
currently invested in Alpha Sintered Metals, LLC and because of its 
level of ownership, Alpha Sintered Metals, LLC is an Associate. 
Northcreek Mezzanine Fund I, L.P. and Northcreek Mezzanine Fund II, 
L.P. are also Associates and are seeking to co-invest in Alpha Sintered 
Metals, LLC. Therefore this transaction is considered financing an 
Associate, requiring prior SBA exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator for Investment, U.S. 
Small Business Administration, 409 Third Street SW., Washington, DC 
20416.

    Dated: September 14, 2016.
Mark L. Walsh,
Associate Administrator for Office of Investment and Innovation.
[FR Doc. 2016-23485 Filed 9-28-16; 8:45 am]
BILLING CODE P
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