Use of the Term “Healthy” in the Labeling of Human Food Products: Guidance for Industry; Availability, 66527-66529 [2016-23367]
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Federal Register / Vol. 81, No. 188 / Wednesday, September 28, 2016 / Rules and Regulations
equivalent or more stringent restrictions
on municipal advisors than rule 206(4)–
5 (the ‘‘SEC Pay to Play Rule) under the
Investment Advisers Act of 1940 (the
‘‘Advisers Act’’) imposes on investment
advisers and is consistent with the
objectives of the SEC Pay to Play Rule.
DATES: This Order was issued by the
Commission on September 20, 2016.
ADDRESSES: Secretary, Securities and
Exchange Commission, 100 F Street NE.,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Sirimal R. Mukerjee, Senior Counsel,
Melissa Roverts Harke, Senior Special
Counsel, or Sara Cortes, Assistant
Director, at (202) 551–6787 or IArules@
sec.gov, Investment Adviser Regulation
Office, Division of Investment
Management, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–8549.
SUPPLEMENTARY INFORMATION: The SEC
Pay to Play Rule [17 CFR 275.206(4)–5]
under the Advisers Act [15 U.S.C. 80b]
prohibits an investment adviser from
providing advisory services for
compensation to a government client for
two years after the adviser or certain of
its executives or employees (‘‘covered
associates’’) make a contribution to
certain elected officials or candidates.
Rule 206(4)–5 also prohibits an adviser
and its covered associates from
providing or agreeing to provide,
directly or indirectly, payment to any
third-party for a solicitation of advisory
business from any government entity on
behalf of such adviser, unless such
third-party is a ‘‘regulated person’’
(‘‘third-party solicitor ban’’). Rule
206(4)–5 defines a ‘‘regulated person’’ as
an SEC-registered investment adviser, a
registered broker or dealer subject to pay
to play restrictions adopted by a
registered national securities association
that prohibit members from engaging in
distribution or solicitation activities if
certain political contributions have been
made, or a registered municipal advisor
subject to pay to play restrictions
adopted by the Municipal Securities
Rulemaking Board (the ‘‘MSRB’’) that
prohibit members from engaging in
distribution or solicitation activities if
certain political contributions have been
made. In addition, in order for a brokerdealer or municipal advisor to be a
regulated person under rule 206(4)–5,
the Commission must find, by order,
that these pay to play rules impose
substantially equivalent or more
stringent restrictions on broker-dealers
or municipal advisors than the SEC Pay
to Play Rule imposes on investment
advisers and are consistent with the
objectives of the SEC Pay to Play Rule.
VerDate Sep<11>2014
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On December 16, 2015, the MSRB
filed with the Commission proposed
amendments to the MSRB Pay to Play
Rule to extend its application to
municipal advisors, which the
Commission published for notice and
comment on December 23, 2015
pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Exchange Act’’) and rule 19b–4
thereunder (Exchange Act Rel. No.
76763 (Dec. 23, 2015) [80 FR 81710
(Dec. 30, 2015)]). On February 17, 2016,
the MSRB published a regulatory notice
announcing that the proposed
amendments to the MSRB Pay to Play
Rule were deemed approved by the
Commission under section 19(b)(2)(D) of
the Exchange Act on February 13, 2016
and that the effective date of the rule
was August 17, 2016.
On August 25, 2016, the Commission
issued a notice of intent to issue an
order (Investment Advisers Act Rel. No.
4512 (Aug. 25, 2016) [81 FR 60651
(Sept. 2, 2016)]) finding that the MSRB
Pay to Play Rule imposes substantially
equivalent or more stringent restrictions
on municipal advisors than the SEC Pay
to Play Rule imposes on investment
advisers and is consistent with the
objectives of the SEC Pay to Play Rule.
The notice gave interested persons an
opportunity to request a hearing and
stated that an order would be issued
unless a hearing was ordered. The
Commission has not received a request
for a hearing.
Accordingly, the Commission hereby
finds that the MSRB Pay to Play Rule
imposes substantially equivalent or
more stringent restrictions on municipal
advisors than the SEC Pay to Play Rule
imposes on investment advisers and is
consistent with the objectives of the SEC
Pay to Play Rule.
By the Commission.
Dated: September 20, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016–23224 Filed 9–27–16; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 101
[Docket No. FDA–2016–D–2335]
Use of the Term ‘‘Healthy’’ in the
Labeling of Human Food Products:
Guidance for Industry; Availability
AGENCY:
Food and Drug Administration,
HHS.
PO 00000
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ACTION:
66527
Notification of availability.
The Food and Drug
Administration (FDA or we) is
announcing the availability of a
guidance for industry entitled ‘‘Use of
the Term ‘Healthy’ in the Labeling of
Human Food Products: Guidance for
Industry.’’ The guidance advises
manufacturers who wish to use the
implied nutrient content claim
‘‘healthy’’ to label their food products as
provided by our regulations. More
specifically, the guidance advises food
manufacturers of our intent to exercise
enforcement discretion with respect to
the implied nutrient content claim
‘‘healthy’’ on foods that have a fat
profile of predominantly mono and
polyunsaturated fats, but do not meet
the regulatory definition of ‘‘low fat’’, or
that contain at least 10 percent of the
Daily Value (DV) per reference amount
customarily consumed (RACC) of
potassium or vitamin D.
DATES: Submit either electronic or
written comments on FDA guidances at
any time.
ADDRESSES: You may submit comments
as follows:
SUMMARY:
Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Comments submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
comment will be made public, you are
solely responsible for ensuring that your
comment does not include any
confidential information that you or a
third party may not wish to be posted,
such as medical information, your or
anyone else’s Social Security number, or
confidential business information, such
as a manufacturing process. Please note
that if you include your name, contact
information, or other information that
identifies you in the body of your
comments, that information will be
posted on https://www.regulations.gov.
• If you want to submit a comment
with confidential information that you
do not wish to be made available to the
public, submit the comment as a
written/paper submission and in the
manner detailed (see ‘‘Written/Paper
Submissions’’ and ‘‘Instructions’’).
Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand delivery/Courier (for
written/paper submissions): Division of
Dockets Management (HFA–305), Food
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Federal Register / Vol. 81, No. 188 / Wednesday, September 28, 2016 / Rules and Regulations
and Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper comments
submitted to the Division of Dockets
Management, FDA will post your
comment, as well as any attachments,
except for information submitted,
marked and identified, as confidential,
if submitted as detailed in
‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2016–D–2335 for ‘‘Use of the Term
‘Healthy’ in the Labeling of Human
Food Products: Guidance for Industry.’’
Received comments will be placed in
the docket and, except for those
submitted as ‘‘Confidential
Submissions,’’ publicly viewable at
https://www.regulations.gov or at the
Division of Dockets Management
between 9 a.m. and 4 p.m., Monday
through Friday.
• Confidential Submissions—To
submit a comment with confidential
information that you do not wish to be
made publicly available, submit your
comments only as a written/paper
submission. You should submit two
copies total. One copy will include the
information you claim to be confidential
with a heading or cover note that states
‘‘THIS DOCUMENT CONTAINS
CONFIDENTIAL INFORMATION.’’ The
Agency will review this copy, including
the claimed confidential information, in
its consideration of comments. The
second copy, which will have the
claimed confidential information
redacted/blacked out, will be available
for public viewing and posted on https://
www.regulations.gov. Submit both
copies to the Division of Dockets
Management. If you do not wish your
name and contact information to be
made publicly available, you can
provide this information on the cover
sheet and not in the body of your
comments and you must identify this
information as ‘‘confidential.’’ Any
information marked as ‘‘confidential’’
will not be disclosed except in
accordance with 21 CFR 10.20 and other
applicable disclosure law. For more
information about FDA’s posting of
comments to public dockets, see 80 FR
56469, September 18, 2015, or access
the information at: https://www.fda.gov/
regulatoryinformation/dockets/
default.htm.
Docket: For access to the docket to
read background documents or the
electronic and written/paper comments
received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
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Jkt 238001
Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
Submit written requests for single
copies of the guidance to the Office of
Nutrition and Food Labeling, Center for
Food Safety and Applied Nutrition
(HFS–830), Food and Drug
Administration, 5001 Campus Dr.,
College Park, MD 20740. Send two selfaddressed adhesive labels to assist that
office in processing your request. See
the SUPPLEMENTARY INFORMATION section
for electronic access to the guidance.
FOR FURTHER INFORMATION CONTACT:
Vincent de Jesus, Center for Food Safety
and Applied Nutrition (HFS–830), Food
and Drug Administration, 5001 Campus
Dr., College Park, MD 20740, 240–402–
1450.
SUPPLEMENTARY INFORMATION:
I. Background
We are announcing the availability of
a guidance for industry entitled ‘‘Use of
the Term ‘Healthy’ in the Labeling of
Human Food Products: Guidance for
Industry.’’ We are issuing this guidance
consistent with our good guidance
practices regulation (21 CFR 10.115).
The guidance represents the current
thinking of FDA on this topic. It does
not establish any rights for any person
and is not binding on FDA or the public.
You can use an alternative approach if
it satisfies the requirements of the
applicable statutes and regulations.
Under section 403(r)(1)(A) of the
Federal Food, Drug, and Cosmetic Act
(the FD&C Act) (21 U.S.C. 343(r)(1)(A)),
a food is misbranded if it bears claims,
either express or implied, that
characterize the level of a nutrient
which is of a type required to be
declared in nutrition labeling unless the
claim is made in accordance with a
regulatory definition established by
FDA (see section 403(r)(2) of the FD&C
Act). Our food labeling regulations at
§ 101.65(d) (21 CFR 101.65(d)) provide
the regulatory definition for use of the
term ‘‘healthy’’ or related terms (such as
‘‘health,’’ ‘‘healthful,’’ ‘‘healthfully,’’
‘‘healthfulness,’’ ‘‘healthier,’’
‘‘healthiest,’’ ‘‘healthily,’’ and
‘‘healthiness’’) as an implied nutrient
content claim on the label or in labeling
of a food. This definition establishes the
following nutrient conditions for
bearing a ‘‘healthy’’ claim: (1) Specific
criteria for nutrients to limit in the diet,
such as total fat, saturated fat,
cholesterol, and sodium; and (2)
requirements for nutrients to encourage
in the diet, including vitamin A,
vitamin C, calcium, iron, protein, and
fiber. The criteria are linked to elements
in the Nutrition Facts label and serving
size regulations (see §§ 101.9 and
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101.12). The nutrient criteria to use the
claim can vary for different food
categories (e.g., fruits and vegetables, or
seafood and game meat) (§ 101.65(d)(2)).
In the Federal Register of May 27,
2016, we issued final rules updating the
Nutrition Facts label and serving size
information for packaged foods to reflect
new scientific information, including
the link between diet and chronic
diseases such as obesity and heart
disease (see 81 FR 33742, ‘‘Food
Labeling: Revision of the Nutrition and
Supplement Facts Labels’’; 81 FR 34000
‘‘Food Labeling: Serving Sizes of Foods
That Can Reasonably Be Consumed At
One Eating Occasion; Dual-Column
Labeling; Updating, Modifying, and
Establishing Certain Reference Amounts
Customarily Consumed; Serving Size for
Breath Mints; and Technical
Amendments’’). Updates to the
Nutrition Facts label include changes in
the individual nutrients that must be
declared and also changes to the DV of
other individual nutrients, reflecting
changes in recommended intake levels,
based on current science.
Because the science supporting public
health recommendations for intake of
various nutrients has evolved, as
reflected in the updated Nutrition Facts
Label, FDA intends to exercise
enforcement discretion with respect to
some of the criteria for bearing the
implied nutrient content claim
‘‘healthy.’’ In particular, we intend to
exercise enforcement discretion with
respect to the current requirement that
any food bearing the nutrient content
claim ‘‘healthy’’ meet the low fat
requirement provided that: (1) The
amounts of mono- and polyunsaturated
fats are declared on the label; and (2) the
amounts declared constitute the
majority of the fat content.
Similarly, we intend to exercise
enforcement discretion with respect to
the current requirement that any food
bearing the nutrient content claim
‘‘healthy’’ contain at least 10 percent of
the DV per RACC of vitamin A, vitamin
C, calcium, iron, protein, or fiber, if the
food instead contains at least 10 percent
of the DV per RACC of potassium or
vitamin D.
We are issuing this guidance without
prior public comment under 21 CFR
10.115(g)(2) because we have
determined that prior public
participation is not feasible or
appropriate, as this guidance
implements a temporary enforcement
policy while we update our regulations
to be consistent with the final Nutrition
Facts Label rule. However, as with all
Agency guidances, the public may
comment on the guidance at any time.
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Federal Register / Vol. 81, No. 188 / Wednesday, September 28, 2016 / Rules and Regulations
AGENCY:
without change, including any business
or personal information provided, such
as names, addresses, email addresses, or
telephone numbers. Treasury also will
make such comments available for
public inspection and copying in
Treasury’s Library, Department of the
Treasury, 1500 Pennsylvania Avenue
NW., Washington, DC 20220, on official
business days between the hours of
10:00 a.m. and 5:00 p.m. Eastern Time.
All comments received, including
attachments and other supporting
materials, will be part of the public
record and subject to public disclosure.
You should submit only information
that you wish to make publicly
available.
FOR FURTHER INFORMATION CONTACT:
Janet Vail, Office of Gulf Coast
Restoration, restoreact@treasury.gov or
202–622–6873.
SUPPLEMENTARY INFORMATION:
The Department of the
Treasury is issuing this Interim Final
Rule to change when the statutory three
percent cap on administrative expenses
is applied to the Gulf Coast Ecosystem
Restoration Council (Council) under the
Resources and Ecosystem Sustainability,
Tourist Opportunities, and Revived
Economies of the Gulf Coast States Act
of 2012 (RESTORE Act or Act).
DATES: Effective date for the Interim
Final Rule: September 28, 2016. Written
comments on the Interim Final Rule
must be received on or before:
November 14, 2016.
ADDRESSES: Treasury invites comments
on the topic addressed in this Interim
Final Rule. Comments may be submitted
by any of the following methods:
Electronic Submission of Comments:
Interested persons may submit
comments electronically through the
Federal eRulemaking Portal at https://
www.regulations.gov. Electronic
submission of comments allows the
commenter maximum time to prepare
and submit a comment, ensures timely
receipt, and enables the Department to
make them available to the public.
Comments submitted electronically
through the https://www.regulations.gov
Web site can be viewed by other
commenters and interested members of
the public.
Mail: Send to Department of the
Treasury, Attention Janet Vail, Office of
Gulf Coast Restoration, Office of the
Fiscal Assistant Secretary, Room 2112;
1500 Pennsylvania Avenue NW.,
Washington, DC 20220.
In general, Treasury will post all
comments to https://www.regulations.gov
I. Background
The Act makes funds available for the
restoration and protection of the Gulf
Coast region, and certain programs with
respect to the Gulf of Mexico, through
a trust fund in the Treasury of the
United States known as the Gulf Coast
Restoration Trust Fund (trust fund). The
trust fund holds 80 percent of the
administrative and civil penalties paid
after July 6, 2012, under the Federal
Water Pollution Control Act in
connection with the Deepwater Horizon
Oil Spill. The Act gives Treasury several
roles in administering the trust fund.
One role is to establish procedures, in
consultation with the Departments of
the Interior and Commerce, concerning
the expenditure of amounts from the
trust fund and compliance measures for
the programs and activities carried out
under the Act. On December 14, 2015,
Treasury promulgated final regulations
on the RESTORE Act, 80 FR 77239,
which became effective on February 12,
2016.
The Act established an independent
Federal entity, the Gulf Coast Ecosystem
Restoration Council (Council), to
administer certain components of the
Act, including the Comprehensive Plan
Component. The Council is comprised
of members from six Federal agencies or
departments and the five Gulf Coast
States. One of the Federal members,
currently the Secretary of Agriculture,
serves as Chairperson of the Council.
The authority for the Council terminates
on the date all funds in the trust fund
have been expended.
The Council is responsible for
developing and implementing a
Comprehensive Plan to restore and
protect the natural resources,
II. Electronic Access
Persons with access to the Internet
may obtain the guidance at either https://
www.fda.gov/FoodGuidances or https://
www.regulations.gov. Use the FDA Web
sites listed in the previous sentence to
find the most current version of the
guidance.
Dated: September 23, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016–23367 Filed 9–27–16; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF THE TREASURY
31 CFR Part 34
RIN 1505–AC52
Gulf Coast Restoration Trust Fund
Office of the Fiscal Assistant
Secretary, Treasury.
ACTION: Interim Final Rule.
sradovich on DSK3GMQ082PROD with RULES
SUMMARY:
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66529
ecosystems, fisheries, marine and
wildlife habitats, beaches, and coastal
wetlands of the Gulf Coast region. To
carry out the Comprehensive Plan, the
Act makes available to the Council, 30
percent of penalties deposited into the
trust fund plus one half of interest
earned on trust fund investments.
The Act provides that ‘‘[o]f the
amounts received by the Council . . . ,
not more than 3 percent may be used for
administrative expenses, including
staff,’’ to carry out the Comprehensive
Plan. 33 U.S.C. 1321(t)(2)(B)(iii).
The Act does not specify when the
statutory three percent cap on
administrative expenses is applied to
the Council.1 In its final regulations,
Treasury specified that ‘‘the three
percent limit is applied to the total
amount of funds received by the
Council, beginning with the first fiscal
year the Council receives funds through
the end of the fourth, or most recent
fiscal year, whichever is later.’’ 31 CFR
34.204(b). The final regulations
recognized that as a new independent
Federal entity, the Council’s startup
administrative expenses would be
greater in its initial years, and as a result
the final regulations apply the three
percent cap for administrative expenses
at the end of the fourth fiscal year, and
at the end of each fiscal year thereafter.
However, in the Supplementary
Information section of the final
regulations, Treasury stated that it ‘‘will
propose to cap the Council’s
administrative expenses at three percent
of amounts the Council receives under
the Comprehensive Plan Component
before the termination of the Trust
Fund,’’ and open this proposal for a 45
day comment period.2 Under this
formulation, the application of the three
percent limit to the Council’s
administrative expenses would be
extended from the end of the fourth
fiscal year to the date that the trust fund
terminates. Treasury expects that the
trust fund will terminate after 2032.
Treasury included this language because
the Council expressed a need for more
flexibility on when the statutory three
1 Treasury considered whether the three percent
limitation applies at any time, but determined that
Congress did not provide for such a requirement.
Specifically, the Act was enacted as part of Moving
Ahead for Progress in the 21st Century Act (MAP–
21). MAP–21 contains non-RESTORE Act sections
that include limitations that apply ‘‘at any time.’’
See MAP–21 § 100121. Treasury believes that if
Congress had intended the three percent limitation
on administrative expenses to apply ‘‘at any time,’’
Congress would have included those words in the
RESTORE Act just as it did elsewhere in MAP–21.
Moreover, such a requirement would undermine
the RESTORE Act’s purpose of ensuring effective
and long-term planning in the restoration of the
Gulf Coast.
2 80 FR 77239, 77241.
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Agencies
[Federal Register Volume 81, Number 188 (Wednesday, September 28, 2016)]
[Rules and Regulations]
[Pages 66527-66529]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-23367]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 101
[Docket No. FDA-2016-D-2335]
Use of the Term ``Healthy'' in the Labeling of Human Food
Products: Guidance for Industry; Availability
AGENCY: Food and Drug Administration, HHS.
ACTION: Notification of availability.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or we) is announcing the
availability of a guidance for industry entitled ``Use of the Term
`Healthy' in the Labeling of Human Food Products: Guidance for
Industry.'' The guidance advises manufacturers who wish to use the
implied nutrient content claim ``healthy'' to label their food products
as provided by our regulations. More specifically, the guidance advises
food manufacturers of our intent to exercise enforcement discretion
with respect to the implied nutrient content claim ``healthy'' on foods
that have a fat profile of predominantly mono and polyunsaturated fats,
but do not meet the regulatory definition of ``low fat'', or that
contain at least 10 percent of the Daily Value (DV) per reference
amount customarily consumed (RACC) of potassium or vitamin D.
DATES: Submit either electronic or written comments on FDA guidances at
any time.
ADDRESSES: You may submit comments as follows:
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Comments submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your comment will be
made public, you are solely responsible for ensuring that your comment
does not include any confidential information that you or a third party
may not wish to be posted, such as medical information, your or anyone
else's Social Security number, or confidential business information,
such as a manufacturing process. Please note that if you include your
name, contact information, or other information that identifies you in
the body of your comments, that information will be posted on https://www.regulations.gov.
If you want to submit a comment with confidential
information that you do not wish to be made available to the public,
submit the comment as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').
Written/Paper Submissions
Submit written/paper submissions as follows:
Mail/Hand delivery/Courier (for written/paper
submissions): Division of Dockets Management (HFA-305), Food
[[Page 66528]]
and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD
20852.
For written/paper comments submitted to the Division of
Dockets Management, FDA will post your comment, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2016-D-2335 for ``Use of the Term `Healthy' in the Labeling of
Human Food Products: Guidance for Industry.'' Received comments will be
placed in the docket and, except for those submitted as ``Confidential
Submissions,'' publicly viewable at https://www.regulations.gov or at
the Division of Dockets Management between 9 a.m. and 4 p.m., Monday
through Friday.
Confidential Submissions--To submit a comment with
confidential information that you do not wish to be made publicly
available, submit your comments only as a written/paper submission. You
should submit two copies total. One copy will include the information
you claim to be confidential with a heading or cover note that states
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will
review this copy, including the claimed confidential information, in
its consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on https://www.regulations.gov.
Submit both copies to the Division of Dockets Management. If you do not
wish your name and contact information to be made publicly available,
you can provide this information on the cover sheet and not in the body
of your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: https://www.fda.gov/regulatoryinformation/dockets/default.htm.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Division of Dockets Management, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
Submit written requests for single copies of the guidance to the
Office of Nutrition and Food Labeling, Center for Food Safety and
Applied Nutrition (HFS-830), Food and Drug Administration, 5001 Campus
Dr., College Park, MD 20740. Send two self-addressed adhesive labels to
assist that office in processing your request. See the SUPPLEMENTARY
INFORMATION section for electronic access to the guidance.
FOR FURTHER INFORMATION CONTACT: Vincent de Jesus, Center for Food
Safety and Applied Nutrition (HFS-830), Food and Drug Administration,
5001 Campus Dr., College Park, MD 20740, 240-402-1450.
SUPPLEMENTARY INFORMATION:
I. Background
We are announcing the availability of a guidance for industry
entitled ``Use of the Term `Healthy' in the Labeling of Human Food
Products: Guidance for Industry.'' We are issuing this guidance
consistent with our good guidance practices regulation (21 CFR 10.115).
The guidance represents the current thinking of FDA on this topic. It
does not establish any rights for any person and is not binding on FDA
or the public. You can use an alternative approach if it satisfies the
requirements of the applicable statutes and regulations.
Under section 403(r)(1)(A) of the Federal Food, Drug, and Cosmetic
Act (the FD&C Act) (21 U.S.C. 343(r)(1)(A)), a food is misbranded if it
bears claims, either express or implied, that characterize the level of
a nutrient which is of a type required to be declared in nutrition
labeling unless the claim is made in accordance with a regulatory
definition established by FDA (see section 403(r)(2) of the FD&C Act).
Our food labeling regulations at Sec. 101.65(d) (21 CFR 101.65(d))
provide the regulatory definition for use of the term ``healthy'' or
related terms (such as ``health,'' ``healthful,'' ``healthfully,''
``healthfulness,'' ``healthier,'' ``healthiest,'' ``healthily,'' and
``healthiness'') as an implied nutrient content claim on the label or
in labeling of a food. This definition establishes the following
nutrient conditions for bearing a ``healthy'' claim: (1) Specific
criteria for nutrients to limit in the diet, such as total fat,
saturated fat, cholesterol, and sodium; and (2) requirements for
nutrients to encourage in the diet, including vitamin A, vitamin C,
calcium, iron, protein, and fiber. The criteria are linked to elements
in the Nutrition Facts label and serving size regulations (see
Sec. Sec. 101.9 and 101.12). The nutrient criteria to use the claim
can vary for different food categories (e.g., fruits and vegetables, or
seafood and game meat) (Sec. 101.65(d)(2)).
In the Federal Register of May 27, 2016, we issued final rules
updating the Nutrition Facts label and serving size information for
packaged foods to reflect new scientific information, including the
link between diet and chronic diseases such as obesity and heart
disease (see 81 FR 33742, ``Food Labeling: Revision of the Nutrition
and Supplement Facts Labels''; 81 FR 34000 ``Food Labeling: Serving
Sizes of Foods That Can Reasonably Be Consumed At One Eating Occasion;
Dual-Column Labeling; Updating, Modifying, and Establishing Certain
Reference Amounts Customarily Consumed; Serving Size for Breath Mints;
and Technical Amendments''). Updates to the Nutrition Facts label
include changes in the individual nutrients that must be declared and
also changes to the DV of other individual nutrients, reflecting
changes in recommended intake levels, based on current science.
Because the science supporting public health recommendations for
intake of various nutrients has evolved, as reflected in the updated
Nutrition Facts Label, FDA intends to exercise enforcement discretion
with respect to some of the criteria for bearing the implied nutrient
content claim ``healthy.'' In particular, we intend to exercise
enforcement discretion with respect to the current requirement that any
food bearing the nutrient content claim ``healthy'' meet the low fat
requirement provided that: (1) The amounts of mono- and polyunsaturated
fats are declared on the label; and (2) the amounts declared constitute
the majority of the fat content.
Similarly, we intend to exercise enforcement discretion with
respect to the current requirement that any food bearing the nutrient
content claim ``healthy'' contain at least 10 percent of the DV per
RACC of vitamin A, vitamin C, calcium, iron, protein, or fiber, if the
food instead contains at least 10 percent of the DV per RACC of
potassium or vitamin D.
We are issuing this guidance without prior public comment under 21
CFR 10.115(g)(2) because we have determined that prior public
participation is not feasible or appropriate, as this guidance
implements a temporary enforcement policy while we update our
regulations to be consistent with the final Nutrition Facts Label rule.
However, as with all Agency guidances, the public may comment on the
guidance at any time.
[[Page 66529]]
II. Electronic Access
Persons with access to the Internet may obtain the guidance at
either https://www.fda.gov/FoodGuidances or https://www.regulations.gov.
Use the FDA Web sites listed in the previous sentence to find the most
current version of the guidance.
Dated: September 23, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-23367 Filed 9-27-16; 8:45 am]
BILLING CODE 4164-01-P