Generic Drug User Fees; Public Meeting; Request for Comments, 66035-66039 [2016-23111]
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Federal Register / Vol. 81, No. 186 / Monday, September 26, 2016 / Notices
1503), Silver Spring, MD 20993.
Entrance for the public meeting
participants (non-FDA employees) is
through Building 1, where routine
security check procedures will be
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information, refer to https://
www.fda.gov/AboutFDA/Workingat
FDA/BuildingsandFacilities/WhiteOak
CampusInformation/ucm241740.htm.
You may submit comments as
follows:
Administration for Children and
Families.
Robert Sargis,
Reports Clearance Officer.
[FR Doc. 2016–23058 Filed 9–23–16; 8:45 am]
BILLING CODE P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2012–N–0882]
Generic Drug User Fees; Public
Meeting; Request for Comments
AGENCY:
Food and Drug Administration,
HHS.
Notice of public meeting;
request for comments.
ACTION:
The Food and Drug
Administration (FDA) is announcing a
public meeting to discuss proposed
recommendations for the
reauthorization of the Generic Drug User
Fee Amendments of 2012 (GDUFA),
which authorizes FDA to collect fees
and use them for the review of certain
generic human drug applications and
associated Type II active pharmaceutical
ingredient (API) drug master files
(DMFs), and for conducting associated
inspections for fiscal years (FYs) 2018
through 2022. The legislative authority
for GDUFA expires at the end of
September 2017. At that time, new
legislation will be required for FDA to
continue to collect generic drug user
fees for future fiscal years. Following
discussions with the regulated industry
and periodic consultations with public
stakeholders, the Federal Food, Drug,
and Cosmetic Act (the FD&C Act)
directs FDA to present the
recommendations to the relevant
Congressional committees, publish the
recommendations for the reauthorized
program in the Federal Register,
provide for a period of 30 days for the
public to provide written comments on
such recommendations, and hold a
meeting at which the public may
present its views on such
recommendations. FDA will then
consider such public views and
comments and revise such
recommendations as necessary.
DATES: The public meeting will be held
on October 21, 2016, from 9 a.m. to 5
p.m. Submit electronic or written
comments to the public docket by
November 7, 2016.
ADDRESSES: The meeting will be held at
the FDA White Oak Campus, 10903
New Hampshire Ave., Bldg. 31
Conference Center, the Great Room (Rm.
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Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Comments submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
comment will be made public, you are
solely responsible for ensuring that your
comment does not include any
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anyone else’s Social Security number, or
confidential business information, such
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comments, that information will be
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• If you want to submit a comment
with confidential information that you
do not wish to be made available to the
public, submit the comment as a
written/paper submission and in the
manner detailed (see ‘‘Written/Paper
Submissions’’ and ‘‘Instructions’’).
Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand delivery/Courier (for
written/paper submissions): Division of
Dockets Management (HFA–305), Food
and Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper comments
submitted to the Division of Dockets
Management, FDA will post your
comment, as well as any attachments,
except for information submitted,
marked and identified, as confidential,
if submitted as detailed in
‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2012–N–0882 for ‘‘Generic Drug User
Fees; Public Meeting; Request for
Comments.’’ Received comments will be
placed in the docket and, except for
those submitted as ‘‘Confidential
Submissions,’’ publicly viewable at
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https://www.regulations.gov or at the
Division of Dockets Management
between 9 a.m. and 4 p.m., Monday
through Friday.
• Confidential Submissions—To
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comments only as a written/paper
submission. You should submit two
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‘‘THIS DOCUMENT CONTAINS
CONFIDENTIAL INFORMATION.’’ The
Agency will review this copy, including
the claimed confidential information, in
its consideration of comments. The
second copy, which will have the
claimed confidential information
redacted/blacked out, will be available
for public viewing and posted on https://
www.regulations.gov. Submit both
copies to the Division of Dockets
Management. If you do not wish your
name and contact information to be
made publicly available, you can
provide this information on the cover
sheet and not in the body of your
comments and you must identify this
information as ‘‘confidential.’’ Any
information marked as ‘‘confidential’’
will not be disclosed except in
accordance with 21 CFR 10.20 and other
applicable disclosure law. For more
information about FDA’s posting of
comments to public dockets, see 80 FR
56469, September 18, 2015, or access
the information at: https://www.fda.gov/
regulatoryinformation/dockets/
default.htm.
Docket: For access to the docket to
read background documents or the
electronic and written/paper comments
received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
FDA will post the agenda
approximately 5 days before the meeting
at www.fda.gov/gdufa.
FOR FURTHER INFORMATION CONTACT:
Derek Griffing, Center for Drug
Evaluation and Research, Food and
Drug Administration, 10903 New
Hampshire Ave., Bldg. 75, Rm. 1673,
Silver Spring, MD 20993, 240–402–
6980, email: GenericDrugPolicy@
fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
FDA is announcing a public meeting
to discuss proposed recommendations
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for the reauthorization of GDUFA,
which authorizes FDA to collect user
fees related to human generic drugs and
use them for the process of the review
of certain generic human drug
applications and associated
submissions, to conduct related
inspections, and to engage in other
related activities for FYs 2018 to 2022.
Without new legislation, FDA will no
longer be able to collect user fees to
fund the human generic drug review
process for future fiscal years. Section
744(C)(d)(4) (21 U.S.C. 379j–43(d)(4)) of
the FD&C Act requires that after FDA
holds negotiations with regulated
industry and periodic consultations
with stakeholders, we do the following:
(1) Present the recommendations to the
relevant Congressional committees, (2)
publish such recommendations in the
Federal Register, (3) provide for a
period of 30 days for the public to
provide written comments on such
recommendations, (4) hold a meeting at
which the public may present its views
on such recommendations, and (5)
consider such public views and
comments and revise such
recommendations as necessary. This
notice, the 30-day comment period, and
the public meeting will satisfy some of
these requirements. After the public
meeting, we will revise the
recommendations as necessary and
present our proposed recommendations
to the Congressional committees.
II. What is GDUFA and what does it
do?
GDUFA is a law that authorizes FDA
to collect fees from drug companies that
submit marketing applications for
certain generic human drug
applications, certain DMFs, and certain
facilities. It was originally enacted as
part of the Food and Drug
Administration Safety and Innovation
Act (FDASIA) (Pub. L. 112–144) for a
period of 5 years.
GDUFA’s intent is to provide
additional revenues so that FDA can
hire more staff, improve systems, and
establish a better-managed generic drug
review process to improve access to
quality, affordable generic medicines.
As part of FDA’s agreement with
industry, the Agency agreed to certain
performance goals. Major goals of
GDUFA included: (1) Review and act on
90 percent of complete, electronic
abbreviated new drug applications
(ANDAs) submitted in FY 2017 within
10 months after the date of submission;
(2) review and act on 90 percent of all
ANDAs, ANDA amendments, and
ANDA prior approval supplements
(PASs) pending as of October 1, 2012
(i.e., pre-GDUFA ‘‘backlog’’
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submissions) by the end of FY 2017; (3)
achieve risk-based inspection parity
with respect to foreign and domestic
generic API and generic finished dosage
form manufacturers in FY 2017; (4)
implement various efficiency
enhancements on October 1, 2012; and
(5) continue to undertake certain
regulatory science initiatives. To date,
FDA has met or exceeded all of its
GDUFA commitments. The funding
provided by GDUFA has enabled FDA
to modernize the generic drug review
process.
III. Proposed GDUFA II
Recommendations
In preparing the proposed
recommendations to Congress for
GDUFA reauthorization (GDUFA II), we
have conducted discussions with the
regulated industry, and we have
consulted with stakeholders as required
by the law. We began the GDUFA
reauthorization process with a public
meeting held on June 15, 2015 (80 FR
22204, April 21, 2015). The meeting
included presentations by FDA and a
series of presentations from different
stakeholder groups, including patient
advocates, consumer groups, regulated
industry, health professionals, and
academic researchers. The stakeholders
were asked to respond to the following
questions:
• What is your assessment of the
overall performance of the GDUFA
program to date?
• What aspects of GDUFA should be
retained, changed, or discontinued to
further strengthen and improve the
program?
Following the June 2015 public
meeting, FDA conducted negotiations
with regulated industry and continued
monthly consultations with public
stakeholders from October 2015 through
August 2016. As directed by Congress,
FDA posted minutes of these
discussions on its Web site at https://
www.fda.gov/ForIndustry/UserFees/
GenericDrugUserFees/default.htm
(Under GDUFA Federal Register
Notices). The proposed enhancements
for GDUFA II address many of the top
priorities identified by public
stakeholders, the top concerns
identified by regulated industry, and the
most important challenges identified
within FDA. These include the new
submission review performance goals,
review program enhancements,
proposals to enhance regulatory science
and expedite drug development for
complex products, and proposals to
enhance facility assessments. The full
descriptions of these proposed
recommendations can be found in the
proposed GDUFA II Commitment Letter
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(proposed Commitment Letter) which
will be posted prior to the public
meeting on FDA’s Web site at
www.fda.gov/gdufa.
The enhancements are described
below with reference to the section of
the draft Commitment Letter where
more detailed information can be found.
A. Submission Review Performance
Goals
The GDUFA submission review
performance goals were very complex.
Different cohorts and tiers of
submissions received very different
review goals. The first cohort was the
pre-GDUFA ‘‘backlog.’’ FDA agreed to
take a first action on 90 percent of
ANDAs pending as of the date of
enactment (i.e., ANDAs in the preGDUFA ‘‘backlog’’) by the end of FY
2017. However, none of these individual
ANDAs received goal dates; FDA’s
metric goal applied to the pre-GDUFA
‘‘backlog’’ cohort as a whole. Moreover,
there were no goals for any subsequent
amendments submitted in response to
FDA first actions on the backlog
ANDAs. The second cohort comprised
ANDAs submitted in Years 1 and 2 of
the program (FYs 2013 and 2014). They
also did not receive goal dates; FDA
agreed to maintain pre-GDUFA levels of
productivity in Years 1 and 2. The third,
fourth, and fifth cohorts were ANDAs
submitted in Years 3, 4, and 5 of the
program (FYs 2015, 2016, and 2017).
They obtained goal dates, which became
more rigorous for each FY cohort. There
was also, as a practical matter, an
effective sixth cohort: In the course of
implementing GDUFA, FDA informally
committed to assign ‘‘Target Action
Dates’’ to ‘‘pre-Year 3’’ ANDAs and
ANDA amendments, which had not
obtained formal goal dates under
GDUFA. Target Action Dates were
aspirational deadlines for action on
these submissions.
For GDUFA II, FDA proposes two
major changes to the submission review
goals: First, all ANDAs and ANDA
amendments would fall within a single,
consolidated, review goals scheme to
simplify and streamline program
administration, promote review
efficiency, and ensure that ‘‘no
submission is left behind.’’ Second,
GDUFA II would create faster review
goals for priority submissions. For an
ANDA, standard review would be 10
months from submission and priority
review would be 8 months from
submission. Priority review would be
available for submissions that FDA
considers to be public health priorities
pursuant to CDER’s Manual of Policies
and Procedures (MAPP) 5240.3 Rev.2,
‘‘Prioritization of the Review of Original
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ANDAs, Amendments and
Supplements,’’ as revised (the CDER
Prioritization MAPP),1 if the applicant
submits a pre-submission facility
correspondence 2 months prior to the
date of ANDA submission and the presubmission facility correspondence is
found to be complete and accurate and
remains unchanged. The purpose of the
pre-submission facility correspondence
is to give the Agency lead time to
conduct planning for a high volume of
facility assessments, which frequently
impact ANDA approvability. ‘‘PreSubmission Facility Correspondence’’ is
defined in section VII(S) of the proposed
Commitment Letter.
The proposed submission review
performance goals and procedures are
set forth in section I of the proposed
Commitment Letter.
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B. Original ANDA Review Program
Enhancements
GDUFA I contained several
enhancements of a general nature
related to review efficiency and
communications transparency, such as
the adoption of complete response
letters (CRLs) and continuing
communication of easily correctible
deficiencies. These enhancements, as
operationalized, did not meet industry’s
expectations and were reportedly
commercially disruptive. The regulated
industry expressed strong concerns. In
response, during Years 2 and 3 of
GDUFA I, FDA further developed and
refined its ANDA review and
communications procedures. These
newly developed procedures, along
with additional procedures developed
in GDUFA II discussions with the
regulated industry, are set forth in the
proposed Commitment Letter. GDUFA
II’s ANDA review enhancements are
substantially more specific and
programmatic than corresponding
elements of GDUFA I. They would
refine and enhance the efficiency of the
ANDA review process from start to
finish.
The GDUFA II ANDA review program
would start with submission of an
ANDA. FDA would strive to determine
whether to receive an ANDA within 60
days of the date of ANDA submission.
The Agency would also issue a MAPP
setting forth procedures for filing
reviewers on communication of minor
technical deficiencies and on
deficiencies potentially resolved with
information in the ANDA at original
submission, in order to provide
1 https://www.fda.gov/downloads/AboutFDA/
CentersOffices/OfficeofMedicalProductsand
Tobacco/CDER/ManualofPoliciesProcedures/
UCM407849.pdf.
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applicants with an opportunity for
resolution within 7 calendar days. If
such a deficiency is resolved within 7
calendar days, that deficiency would
not be a basis for a refuse-to-receive
decision. These ANDA receipt
enhancements are set forth in section
II(A) of the proposed Commitment
Letter.
When FDA has received the ANDA
and it is under review, FDA would use
information requests (IRs) and/or
discipline review letters (DRLs) to
communicate review deficiencies
beginning at about the mid-point of the
review. Following the IR and/or DRL at
about the mid-point of the review, IRs
and/or DRLs would, as appropriate,
continue for each review discipline on
a rolling basis. Neither IRs nor DRLs
would stop the review clock or add to
a GDUFA goal. If an applicant is unable
to completely respond within the
timeframe requested by FDA, including
any extensions that may be granted by
FDA, then FDA would generally issue a
CRL. FDA would continue to issue IRs
and/or DRLs late in the review cycle,
until it is no longer feasible, within the
current review cycle, for the applicant
to develop and FDA to review a
complete response to the IR and/or DRL.
FDA should continue to work through
the goal date if in FDA’s judgment
continued work would likely result in
an imminent tentative approval that
could prevent forfeiture of 180-day
exclusivity or an imminent approval.
FDA would strive to act prior to a goal
date when the review is done and there
are no longer any outstanding issues.
These program enhancements are set
forth in sections II(B)(1)–(7). They
would result in more opportunities for
applicants to address deficiencies
within the current review cycle, instead
of waiting to receive them in a laterissued CRL. Such ‘‘rolling review’’
would promote a more efficient and
effective review process and increase
the overall rate of ANDA approval.
During the review, to provide
transparency concerning review status
and the potential timing of FDA action,
regulatory project managers would
timely provide review status updates
upon request of an applicant’s
authorized representative, notify
applicants of certain likely forthcoming
major deficiencies, and notify
applicants if FDA is likely to miss the
goal date for a submission. These
program enhancements are set forth in
sections II(B)(8)–(10). They would
support product launches and other
types of business planning that can
improve consumer access to generic
drugs. ‘‘Review Status Update’’ is
defined in section VII(W).
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To facilitate timely approvals and
tentative approvals, GDUFA II would
provide that if applicants submit and
maintain ANDAs consistent with the
statutory requirements for approval
under 505(j); respond to IRs and DRLs
completely and within the timeframes
requested by FDA, and timely submit all
required information under 21 CFR
parts 314 and 210, including
information concerning notice
(§ 314.95), litigation status (§ 314.107),
and commercial marketing (§ 314.107);
then FDA will strive to approve
approvable ANDAs in the first review
cycle; to approve potential first generics
on the earliest lawful approval date, if
known to FDA; and to tentatively
approve first to file paragraph IV
ANDAs so as to avoid forfeiture of 180day exclusivity. This is set forth in
section II(D) of the proposed
Commitment Letter.
If the applicant receives a CRL rather
than an approval, post-CRL
teleconferences would be available.
They would enable applicants to seek
clarification concerning deficiencies
identified in a CRL. FDA would grant
appropriate requests for teleconferences
concerning first cycle major and
subsequent CRLs. There are metric goals
for FDA to schedule and conduct postCRL teleconferences. These program
enhancements are set forth in sections
II(B)(11)–(12).
With respect to dispute resolution, the
proposed Commitment Letter would
provide that applicants may review
requests for reconsideration at the
Division level or original signatory
authority, as needed. Following requests
for reconsideration, applicants may
pursue formal dispute resolution above
the Division level. There would be
metric goals for FDA to respond to
appeals above the Division level. This is
set forth in section II(E).
The purpose of the proposed ANDA
review transparency and
communications enhancements is to
improve predictability and
transparency, promote the efficiency
and effectiveness of the review process,
minimize the number of review cycles
necessary for approval, increase the
overall rate of approval, and facilitate
greater consumer access to generic drug
products.
C. Pre-ANDA Program and Subsequent
Mid-Review Cycle Meetings for Complex
Products
The proposed GDUFA II pre-ANDA
program for complex products is new.
‘‘Complex Products’’ is defined in
section VII(I) of the proposed
Commitment Letter and would generally
include products with complex active
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ingredients, formulations, routes of
delivery, or dosage forms; complex
drug-device combination products; and
other products where complexity or
uncertainty concerning the approval
pathway or possible alternative
approach would benefit from early
scientific engagement.
The pre-ANDA program would build
an enhanced pathway for complex
products, with product development,
pre-submission, and mid-review-cycle
meetings as set forth in sections III(D)–
(F) of the proposed Commitment Letter.
FDA would issue a guidance concerning
the pathway. A prospective ANDA
applicant granted a product
development meeting would have the
option of a pre-submission meeting and
also the option of a mid-review-cycle
meeting, subject to policies and
procedures to be set forth in the
guidance. A product development
meeting would involve scientific
exchange to discuss specific issues (for
example, a proposed study design,
alternative approach, or additional
study expectations) or questions. In a
product development meeting, FDA
would provide targeted advice
concerning an ongoing ANDA
development program. A presubmission meeting would give an
applicant an opportunity to discuss and
explain the content and format of an
ANDA to be submitted, but would not
include substantive review of summary
data or full study reports. Postsubmission, after the last key discipline
has issued its IR and/or DRL, the
Agency would schedule a
teleconference with the applicant to
discuss current concerns with the
application and next steps. There would
be metric goals for FDA to grant or deny
and to conduct product development
and pre-submission meetings.
The GDUFA II pre-ANDA program for
complex products would also include
metric goals for the issuance of productspecific guidance. Specifically, FDA
would issue product-specific guidance
identifying the methodology for
developing drugs and generating
evidence needed to support ANDA
approval, for 90 percent of new
chemical entity new drug applications
that are approved on or after October 1,
2017, at least 2 years prior to the earliest
lawful approval date. This goal would
not apply to complex products. (The
pre-ANDA program would have
meetings for complex products for
which product-specific guidance has
not been issued.) FDA would strive to
issue product-specific guidance for
complex products as soon as scientific
recommendations are available. In
addition, FDA would continue to
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develop and issue product-specific
guidance based on requests from the
regulated industry and public health
priorities as set forth in the CDER
Prioritization MAPP. These
enhancements are set forth in section
III.C of the proposed Commitment
Letter.
The pre-ANDA program would also
include enhancements concerning
controlled correspondence, regulatory
science, the Inactive Ingredient
Database, and safety determination
letters. Notably, there would be separate
review goals for complex controlled
correspondence, to provide answers
concerning discrete complex product
development questions.
The purpose of the proposed GDUFA
II pre-ANDA program for complex
products is to clarify regulatory
expectations for prospective applicants
early in product development, help
applicants develop more complete
submissions, promote a more efficient
and effective review process, and reduce
the number of review cycles to obtain
ANDA approval of complex products.
D. DMF Review Program Enhancements
GDUFA II also proposes targeted
enhancements of current DMF review
procedures. DMF review comments
submitted to the DMF holder would be
issued at least in parallel with the
issuance of review comments relating to
the DMF for the ANDA. The proposed
Commitment Letter would also establish
procedures and timelines for
teleconferences to clarify DMF firstcycle review deficiencies. Once a DMF
has undergone a full scientific review
and has no open issues related to the
review of the referencing ANDA, FDA
would issue a First Adequate Letter.
Once the DMF has undergone a
complete review and the ANDA
referencing it has been approved or
tentatively approved, FDA would issue
a No Further Comments Letter. By FY
2019, FDA would issue a guidance
regarding post-approval changes to a
Type II DMF and submission
mechanisms for ANDA applicants who
reference it. These enhancements are set
forth in section IV of the proposed
Commitment Letter.
E. Facility Assessment
FDASIA eliminated long-standing
minimum inspection frequency
requirements and directed FDA instead
to inspect drug facilities globally on the
basis of risk. Industry sources have
asserted that the transition to a new
paradigm has been commercially
disruptive for the regulated industry,
which over time had developed
procedures and expectations based on
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the old model. While facility assessment
cuts across multiple FDA drug
programs, GDUFA II contains several
facility-related enhancements targeted
to generic industry-specific challenges.
To mitigate export related challenges
identified by U.S.-based API
manufacturers, FDA would issue a
guidance explaining the risk-based site
selection model, undertake outreach to
foreign regulators on the risk-based site
selection model, and support the export
of safe and effective pharmaceutical
products by the U.S.-based
pharmaceutical industry, including
through the issuance of communications
conveying the current compliance status
of U.S. manufacturing facilities to
foreign regulators. These enhancements
are set forth in sections V(A)–(D).
To mitigate ANDA sponsor concerns
regarding the transparency and speed of
facility assessment and its impact on
ANDA approvability and product
launch, FDA would communicate
outstanding facility issues that could
prevent approval of an ANDA or PAS
through an IR, DRL, or CRL; and
communicate to the facility owner final
inspection classifications that do not
negatively impact approvability of any
pending application within 90 days of
the end of the inspection. In addition,
FDA would provide updates to and seek
feedback from industry stakeholders
regarding facility assessment. These
enhancements would occur in FYs 2018
and 2019. They are described in section
V(E).
To enhance transparency concerning
the compliance status of GDUFA selfidentified facilities and sites, FDA
would update its existing, publicly
available database beginning in FY
2019. This is described in section V(F).
F. Enhanced Accountability and
Reporting
FDA proposes to build internal
capacity to enable improved
productivity and performance through
regular assessment of progress towards
GDUFA II goals, consistent
methodologies for and timely reporting
of GDUFA II metrics, transparent and
efficient administration, and allocation
and reporting of user fee resources.
FDA would conduct activities to
develop a resource management
planning function and a modernized
time reporting approach to GDUFA II.
This is described in section VI(A) of the
proposed Commitment Letter.
FDA would also conduct activities to
evaluate the financial administration of
the GDUFA II program to help identify
areas to enhance operational and fiscal
efficiency, and to enhance transparency
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of how GDUFA program resources are
used. This is described in section VI(B).
The Agency would also expand its
performance reporting by publishing
robust monthly, quarterly and annual
program performance metrics, as
described in section VI(C). Enhanced
performance reporting would enable
Congress, the regulated industry, patient
and consumer groups, and other
stakeholders to better gauge the generic
drug program’s performance.
G. Enhancements to Fee Structure and
Related Mechanisms To Provide Small
Business Relief and Increase
Predictability, Stability, and Efficiency
The proposed GDUFA II fee structure
was designed to provide FDA with
predictable, adequate funding for its
human generic drug review programs,
divide fee responsibilities equitably
across different segments of the
industry, and provide for small business
considerations in a number of ways.
GDUFA II will be funded at a level
commensurate with the amount of work
associated with incoming ANDAs, since
ANDAs are the primary workload driver
of GDUFA. In order to provide a more
predictable revenue base, GDUFA II will
include an annualized ‘‘program fee’’ for
ANDA holders. This annual fee will
help offset the fluctuations in
application fees from 1 year to another.
An ANDA sponsor will pay a fee based
on the total number of approved ANDAs
that it and its affiliates own. ANDA
sponsors will be split into three tiers
based on ANDA ownership. The
proposed tier cutoffs were determined
by industry and are meant to reflect a
firm’s size, position in the market, and
reliance on the program. With the
introduction of the program fee, FDA
has eliminated the fee for PASs.
In addition to program fees based on
total ANDA ownership, the proposed
fee structure includes two other distinct
considerations for small businesses.
First, under GDUFA I, a facility would
pay an annual fee if it was listed in an
ANDA, regardless of whether it was
listed in any approved ANDAs. As a
result, a facility that is listed only in
pending applications is charged an
annual GDUFA fee even though it has
no generic drug revenue stream. Under
GDUFA II, no facility or ANDA sponsor
would be charged an annual fee until an
ANDA in which it is listed is approved.
Second, the proposed structure adds a
facility category for contract
manufacturing organizations (CMOs).
CMOs are generally small businesses
that are hired by ANDA sponsors to
manufacture their generic drugs.
Alternatively, some ANDA sponsors
manufacture their own drugs. Under the
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19:40 Sep 23, 2016
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GDUFA II fee structure, CMOs will pay
one-third the annual fee paid by firms
that manufacture under ANDAs which
they or their affiliates own.
The full descriptions of these
proposed recommendations will be
posted prior to the public meeting on
FDA’s Web site at www.fda.gov/gdufa.
IV. Purpose and Scope of the Meeting
If you wish to attend this meeting,
please email your registration
information to Derek Griffing (see FOR
FURTHER INFORMATION CONTACT) by
October 7, 2016. Your email should
contain complete contact information
for each attendee, including name, title,
affiliation, address, email address, and
telephone number. Registration is free
and is on a first-come, first-served basis.
However, FDA may limit the number of
participants from each organization
based on space limitations. Registrants
will receive confirmation once they
have been accepted. Onsite registration
on the day of the meeting will be based
on space availability. If you need special
accommodations because of a disability,
please contact Derek Griffing (see FOR
FURTHER INFORMATION CONTACT) at least 7
days before the meeting.
The meeting will include a
presentation by FDA and a series of
invited panels representing different
stakeholder groups identified in the
statute (such as patient advocacy
groups, consumer advocacy groups,
health professionals, and regulated
industry). We will also provide an
opportunity for other organizations and
individuals to make presentations at the
meeting or to submit written comments
to the docket before the meeting.
If you wish to present at the meeting,
please include your presentation
materials along with your registration
information to Derek Griffing (see FOR
FURTHER INFORMATION CONTACT) by
October 7, 2016. Early requests for oral
presentations are recommended due to
possible space and time limitations.
FDA will accommodate as many
requests for oral presentations as
possible and will do so on a first-come,
first-served basis. The time allotted for
presentations may depend on the
number of persons who wish to speak.
Those requesting to present will receive
confirmation once they have been
accepted. Onsite requests for oral
presentations on the day of the meeting
will be based on time and space
availability. If the entire meeting time is
not needed, FDA may end the public
meeting early.
V. Transcript Request
Please be advised that as soon as a
transcript is available, it will be
PO 00000
Frm 00045
Fmt 4703
Sfmt 4703
66039
accessible at www.fda.gov/gdufa and in
this docket at https://
www.regulations.gov.
It may be viewed at the Division of
Dockets Management, Food and Drug
Administration, 5630 Fishers Lane, Rm.
1061, Rockville, MD. A transcript will
also be available in either hardcopy or
on CD–ROM, after submission of a
Freedom of Information request. The
Freedom of Information office address is
available on the Agency’s Web site at
https://www.fda.gov.
Dated: September 21, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016–23111 Filed 9–23–16; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2016–N–2610]
A List of Biomarkers Used as
Outcomes in Development of FDAApproved New Molecular Entities and
New Biological Therapeutics (October
2007 to December 2015);
Establishment of a Public Docket;
Correction
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice; correction.
The Food and Drug
Administration is correcting a notice
entitled ‘‘A List of Biomarkers Used as
Outcomes in Development of FDAApproved New Molecular Entities and
New Biological Therapeutics (October
2007 to December 2015); Establishment
of a Public Docket’’ that appeared in the
Federal Register of September 19, 2016
(81 FR 64177). The document
announced the establishment of a
docket to receive suggestions,
recommendations, and comments from
interested parties (such as academic
researchers, regulated industries,
consortia, and patient groups) on a list
of biomarkers that were used as
outcomes to develop FDA-approved
new molecular entities (NMEs) and New
Biological Therapeutics from October
2007 to December 2015. The document
was published without an active Web
link. This document corrects that error.
FOR FURTHER INFORMATION CONTACT: Lisa
Granger, Food and Drug Administration,
10903 New Hampshire Ave., Bldg. 32,
Rm. 3330, Silver Spring MD 20993–
0002, 301–796–9115, lisa.granger@
fda.hhs.gov.
SUMMARY:
E:\FR\FM\26SEN1.SGM
26SEN1
Agencies
[Federal Register Volume 81, Number 186 (Monday, September 26, 2016)]
[Notices]
[Pages 66035-66039]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-23111]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA-2012-N-0882]
Generic Drug User Fees; Public Meeting; Request for Comments
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice of public meeting; request for comments.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is announcing a public
meeting to discuss proposed recommendations for the reauthorization of
the Generic Drug User Fee Amendments of 2012 (GDUFA), which authorizes
FDA to collect fees and use them for the review of certain generic
human drug applications and associated Type II active pharmaceutical
ingredient (API) drug master files (DMFs), and for conducting
associated inspections for fiscal years (FYs) 2018 through 2022. The
legislative authority for GDUFA expires at the end of September 2017.
At that time, new legislation will be required for FDA to continue to
collect generic drug user fees for future fiscal years. Following
discussions with the regulated industry and periodic consultations with
public stakeholders, the Federal Food, Drug, and Cosmetic Act (the FD&C
Act) directs FDA to present the recommendations to the relevant
Congressional committees, publish the recommendations for the
reauthorized program in the Federal Register, provide for a period of
30 days for the public to provide written comments on such
recommendations, and hold a meeting at which the public may present its
views on such recommendations. FDA will then consider such public views
and comments and revise such recommendations as necessary.
DATES: The public meeting will be held on October 21, 2016, from 9 a.m.
to 5 p.m. Submit electronic or written comments to the public docket by
November 7, 2016.
ADDRESSES: The meeting will be held at the FDA White Oak Campus, 10903
New Hampshire Ave., Bldg. 31 Conference Center, the Great Room (Rm.
1503), Silver Spring, MD 20993. Entrance for the public meeting
participants (non-FDA employees) is through Building 1, where routine
security check procedures will be performed. For parking and security
information, refer to https://www.fda.gov/AboutFDA/WorkingatFDA/BuildingsandFacilities/WhiteOakCampusInformation/ucm241740.htm.
You may submit comments as follows:
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Comments submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your comment will be
made public, you are solely responsible for ensuring that your comment
does not include any confidential information that you or a third party
may not wish to be posted, such as medical information, your or anyone
else's Social Security number, or confidential business information,
such as a manufacturing process. Please note that if you include your
name, contact information, or other information that identifies you in
the body of your comments, that information will be posted on https://www.regulations.gov.
If you want to submit a comment with confidential
information that you do not wish to be made available to the public,
submit the comment as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').
Written/Paper Submissions
Submit written/paper submissions as follows:
Mail/Hand delivery/Courier (for written/paper
submissions): Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
For written/paper comments submitted to the Division of
Dockets Management, FDA will post your comment, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2012-N-0882 for ``Generic Drug User Fees; Public Meeting; Request
for Comments.'' Received comments will be placed in the docket and,
except for those submitted as ``Confidential Submissions,'' publicly
viewable at https://www.regulations.gov or at the Division of Dockets
Management between 9 a.m. and 4 p.m., Monday through Friday.
Confidential Submissions--To submit a comment with
confidential information that you do not wish to be made publicly
available, submit your comments only as a written/paper submission. You
should submit two copies total. One copy will include the information
you claim to be confidential with a heading or cover note that states
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will
review this copy, including the claimed confidential information, in
its consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on https://www.regulations.gov.
Submit both copies to the Division of Dockets Management. If you do not
wish your name and contact information to be made publicly available,
you can provide this information on the cover sheet and not in the body
of your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: https://www.fda.gov/regulatoryinformation/dockets/default.htm.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Division of Dockets Management, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
FDA will post the agenda approximately 5 days before the meeting at
www.fda.gov/gdufa.
FOR FURTHER INFORMATION CONTACT: Derek Griffing, Center for Drug
Evaluation and Research, Food and Drug Administration, 10903 New
Hampshire Ave., Bldg. 75, Rm. 1673, Silver Spring, MD 20993, 240-402-
6980, email: GenericDrugPolicy@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
FDA is announcing a public meeting to discuss proposed
recommendations
[[Page 66036]]
for the reauthorization of GDUFA, which authorizes FDA to collect user
fees related to human generic drugs and use them for the process of the
review of certain generic human drug applications and associated
submissions, to conduct related inspections, and to engage in other
related activities for FYs 2018 to 2022. Without new legislation, FDA
will no longer be able to collect user fees to fund the human generic
drug review process for future fiscal years. Section 744(C)(d)(4) (21
U.S.C. 379j-43(d)(4)) of the FD&C Act requires that after FDA holds
negotiations with regulated industry and periodic consultations with
stakeholders, we do the following: (1) Present the recommendations to
the relevant Congressional committees, (2) publish such recommendations
in the Federal Register, (3) provide for a period of 30 days for the
public to provide written comments on such recommendations, (4) hold a
meeting at which the public may present its views on such
recommendations, and (5) consider such public views and comments and
revise such recommendations as necessary. This notice, the 30-day
comment period, and the public meeting will satisfy some of these
requirements. After the public meeting, we will revise the
recommendations as necessary and present our proposed recommendations
to the Congressional committees.
II. What is GDUFA and what does it do?
GDUFA is a law that authorizes FDA to collect fees from drug
companies that submit marketing applications for certain generic human
drug applications, certain DMFs, and certain facilities. It was
originally enacted as part of the Food and Drug Administration Safety
and Innovation Act (FDASIA) (Pub. L. 112-144) for a period of 5 years.
GDUFA's intent is to provide additional revenues so that FDA can
hire more staff, improve systems, and establish a better-managed
generic drug review process to improve access to quality, affordable
generic medicines. As part of FDA's agreement with industry, the Agency
agreed to certain performance goals. Major goals of GDUFA included: (1)
Review and act on 90 percent of complete, electronic abbreviated new
drug applications (ANDAs) submitted in FY 2017 within 10 months after
the date of submission; (2) review and act on 90 percent of all ANDAs,
ANDA amendments, and ANDA prior approval supplements (PASs) pending as
of October 1, 2012 (i.e., pre-GDUFA ``backlog'' submissions) by the end
of FY 2017; (3) achieve risk-based inspection parity with respect to
foreign and domestic generic API and generic finished dosage form
manufacturers in FY 2017; (4) implement various efficiency enhancements
on October 1, 2012; and (5) continue to undertake certain regulatory
science initiatives. To date, FDA has met or exceeded all of its GDUFA
commitments. The funding provided by GDUFA has enabled FDA to modernize
the generic drug review process.
III. Proposed GDUFA II Recommendations
In preparing the proposed recommendations to Congress for GDUFA
reauthorization (GDUFA II), we have conducted discussions with the
regulated industry, and we have consulted with stakeholders as required
by the law. We began the GDUFA reauthorization process with a public
meeting held on June 15, 2015 (80 FR 22204, April 21, 2015). The
meeting included presentations by FDA and a series of presentations
from different stakeholder groups, including patient advocates,
consumer groups, regulated industry, health professionals, and academic
researchers. The stakeholders were asked to respond to the following
questions:
What is your assessment of the overall performance of the
GDUFA program to date?
What aspects of GDUFA should be retained, changed, or
discontinued to further strengthen and improve the program?
Following the June 2015 public meeting, FDA conducted negotiations
with regulated industry and continued monthly consultations with public
stakeholders from October 2015 through August 2016. As directed by
Congress, FDA posted minutes of these discussions on its Web site at
https://www.fda.gov/ForIndustry/UserFees/GenericDrugUserFees/default.htm
(Under GDUFA Federal Register Notices). The proposed enhancements for
GDUFA II address many of the top priorities identified by public
stakeholders, the top concerns identified by regulated industry, and
the most important challenges identified within FDA. These include the
new submission review performance goals, review program enhancements,
proposals to enhance regulatory science and expedite drug development
for complex products, and proposals to enhance facility assessments.
The full descriptions of these proposed recommendations can be found in
the proposed GDUFA II Commitment Letter (proposed Commitment Letter)
which will be posted prior to the public meeting on FDA's Web site at
www.fda.gov/gdufa.
The enhancements are described below with reference to the section
of the draft Commitment Letter where more detailed information can be
found.
A. Submission Review Performance Goals
The GDUFA submission review performance goals were very complex.
Different cohorts and tiers of submissions received very different
review goals. The first cohort was the pre-GDUFA ``backlog.'' FDA
agreed to take a first action on 90 percent of ANDAs pending as of the
date of enactment (i.e., ANDAs in the pre-GDUFA ``backlog'') by the end
of FY 2017. However, none of these individual ANDAs received goal
dates; FDA's metric goal applied to the pre-GDUFA ``backlog'' cohort as
a whole. Moreover, there were no goals for any subsequent amendments
submitted in response to FDA first actions on the backlog ANDAs. The
second cohort comprised ANDAs submitted in Years 1 and 2 of the program
(FYs 2013 and 2014). They also did not receive goal dates; FDA agreed
to maintain pre-GDUFA levels of productivity in Years 1 and 2. The
third, fourth, and fifth cohorts were ANDAs submitted in Years 3, 4,
and 5 of the program (FYs 2015, 2016, and 2017). They obtained goal
dates, which became more rigorous for each FY cohort. There was also,
as a practical matter, an effective sixth cohort: In the course of
implementing GDUFA, FDA informally committed to assign ``Target Action
Dates'' to ``pre-Year 3'' ANDAs and ANDA amendments, which had not
obtained formal goal dates under GDUFA. Target Action Dates were
aspirational deadlines for action on these submissions.
For GDUFA II, FDA proposes two major changes to the submission
review goals: First, all ANDAs and ANDA amendments would fall within a
single, consolidated, review goals scheme to simplify and streamline
program administration, promote review efficiency, and ensure that ``no
submission is left behind.'' Second, GDUFA II would create faster
review goals for priority submissions. For an ANDA, standard review
would be 10 months from submission and priority review would be 8
months from submission. Priority review would be available for
submissions that FDA considers to be public health priorities pursuant
to CDER's Manual of Policies and Procedures (MAPP) 5240.3 Rev.2,
``Prioritization of the Review of Original
[[Page 66037]]
ANDAs, Amendments and Supplements,'' as revised (the CDER
Prioritization MAPP),\1\ if the applicant submits a pre-submission
facility correspondence 2 months prior to the date of ANDA submission
and the pre-submission facility correspondence is found to be complete
and accurate and remains unchanged. The purpose of the pre-submission
facility correspondence is to give the Agency lead time to conduct
planning for a high volume of facility assessments, which frequently
impact ANDA approvability. ``Pre-Submission Facility Correspondence''
is defined in section VII(S) of the proposed Commitment Letter.
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\1\ https://www.fda.gov/downloads/AboutFDA/CentersOffices/OfficeofMedicalProductsandTobacco/CDER/ManualofPoliciesProcedures/UCM407849.pdf.
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The proposed submission review performance goals and procedures are
set forth in section I of the proposed Commitment Letter.
B. Original ANDA Review Program Enhancements
GDUFA I contained several enhancements of a general nature related
to review efficiency and communications transparency, such as the
adoption of complete response letters (CRLs) and continuing
communication of easily correctible deficiencies. These enhancements,
as operationalized, did not meet industry's expectations and were
reportedly commercially disruptive. The regulated industry expressed
strong concerns. In response, during Years 2 and 3 of GDUFA I, FDA
further developed and refined its ANDA review and communications
procedures. These newly developed procedures, along with additional
procedures developed in GDUFA II discussions with the regulated
industry, are set forth in the proposed Commitment Letter. GDUFA II's
ANDA review enhancements are substantially more specific and
programmatic than corresponding elements of GDUFA I. They would refine
and enhance the efficiency of the ANDA review process from start to
finish.
The GDUFA II ANDA review program would start with submission of an
ANDA. FDA would strive to determine whether to receive an ANDA within
60 days of the date of ANDA submission. The Agency would also issue a
MAPP setting forth procedures for filing reviewers on communication of
minor technical deficiencies and on deficiencies potentially resolved
with information in the ANDA at original submission, in order to
provide applicants with an opportunity for resolution within 7 calendar
days. If such a deficiency is resolved within 7 calendar days, that
deficiency would not be a basis for a refuse-to-receive decision. These
ANDA receipt enhancements are set forth in section II(A) of the
proposed Commitment Letter.
When FDA has received the ANDA and it is under review, FDA would
use information requests (IRs) and/or discipline review letters (DRLs)
to communicate review deficiencies beginning at about the mid-point of
the review. Following the IR and/or DRL at about the mid-point of the
review, IRs and/or DRLs would, as appropriate, continue for each review
discipline on a rolling basis. Neither IRs nor DRLs would stop the
review clock or add to a GDUFA goal. If an applicant is unable to
completely respond within the timeframe requested by FDA, including any
extensions that may be granted by FDA, then FDA would generally issue a
CRL. FDA would continue to issue IRs and/or DRLs late in the review
cycle, until it is no longer feasible, within the current review cycle,
for the applicant to develop and FDA to review a complete response to
the IR and/or DRL. FDA should continue to work through the goal date if
in FDA's judgment continued work would likely result in an imminent
tentative approval that could prevent forfeiture of 180-day exclusivity
or an imminent approval. FDA would strive to act prior to a goal date
when the review is done and there are no longer any outstanding issues.
These program enhancements are set forth in sections II(B)(1)-(7). They
would result in more opportunities for applicants to address
deficiencies within the current review cycle, instead of waiting to
receive them in a later-issued CRL. Such ``rolling review'' would
promote a more efficient and effective review process and increase the
overall rate of ANDA approval.
During the review, to provide transparency concerning review status
and the potential timing of FDA action, regulatory project managers
would timely provide review status updates upon request of an
applicant's authorized representative, notify applicants of certain
likely forthcoming major deficiencies, and notify applicants if FDA is
likely to miss the goal date for a submission. These program
enhancements are set forth in sections II(B)(8)-(10). They would
support product launches and other types of business planning that can
improve consumer access to generic drugs. ``Review Status Update'' is
defined in section VII(W).
To facilitate timely approvals and tentative approvals, GDUFA II
would provide that if applicants submit and maintain ANDAs consistent
with the statutory requirements for approval under 505(j); respond to
IRs and DRLs completely and within the timeframes requested by FDA, and
timely submit all required information under 21 CFR parts 314 and 210,
including information concerning notice (Sec. 314.95), litigation
status (Sec. 314.107), and commercial marketing (Sec. 314.107); then
FDA will strive to approve approvable ANDAs in the first review cycle;
to approve potential first generics on the earliest lawful approval
date, if known to FDA; and to tentatively approve first to file
paragraph IV ANDAs so as to avoid forfeiture of 180-day exclusivity.
This is set forth in section II(D) of the proposed Commitment Letter.
If the applicant receives a CRL rather than an approval, post-CRL
teleconferences would be available. They would enable applicants to
seek clarification concerning deficiencies identified in a CRL. FDA
would grant appropriate requests for teleconferences concerning first
cycle major and subsequent CRLs. There are metric goals for FDA to
schedule and conduct post-CRL teleconferences. These program
enhancements are set forth in sections II(B)(11)-(12).
With respect to dispute resolution, the proposed Commitment Letter
would provide that applicants may review requests for reconsideration
at the Division level or original signatory authority, as needed.
Following requests for reconsideration, applicants may pursue formal
dispute resolution above the Division level. There would be metric
goals for FDA to respond to appeals above the Division level. This is
set forth in section II(E).
The purpose of the proposed ANDA review transparency and
communications enhancements is to improve predictability and
transparency, promote the efficiency and effectiveness of the review
process, minimize the number of review cycles necessary for approval,
increase the overall rate of approval, and facilitate greater consumer
access to generic drug products.
C. Pre-ANDA Program and Subsequent Mid-Review Cycle Meetings for
Complex Products
The proposed GDUFA II pre-ANDA program for complex products is new.
``Complex Products'' is defined in section VII(I) of the proposed
Commitment Letter and would generally include products with complex
active
[[Page 66038]]
ingredients, formulations, routes of delivery, or dosage forms; complex
drug-device combination products; and other products where complexity
or uncertainty concerning the approval pathway or possible alternative
approach would benefit from early scientific engagement.
The pre-ANDA program would build an enhanced pathway for complex
products, with product development, pre-submission, and mid-review-
cycle meetings as set forth in sections III(D)-(F) of the proposed
Commitment Letter. FDA would issue a guidance concerning the pathway. A
prospective ANDA applicant granted a product development meeting would
have the option of a pre-submission meeting and also the option of a
mid-review-cycle meeting, subject to policies and procedures to be set
forth in the guidance. A product development meeting would involve
scientific exchange to discuss specific issues (for example, a proposed
study design, alternative approach, or additional study expectations)
or questions. In a product development meeting, FDA would provide
targeted advice concerning an ongoing ANDA development program. A pre-
submission meeting would give an applicant an opportunity to discuss
and explain the content and format of an ANDA to be submitted, but
would not include substantive review of summary data or full study
reports. Post-submission, after the last key discipline has issued its
IR and/or DRL, the Agency would schedule a teleconference with the
applicant to discuss current concerns with the application and next
steps. There would be metric goals for FDA to grant or deny and to
conduct product development and pre-submission meetings.
The GDUFA II pre-ANDA program for complex products would also
include metric goals for the issuance of product-specific guidance.
Specifically, FDA would issue product-specific guidance identifying the
methodology for developing drugs and generating evidence needed to
support ANDA approval, for 90 percent of new chemical entity new drug
applications that are approved on or after October 1, 2017, at least 2
years prior to the earliest lawful approval date. This goal would not
apply to complex products. (The pre-ANDA program would have meetings
for complex products for which product-specific guidance has not been
issued.) FDA would strive to issue product-specific guidance for
complex products as soon as scientific recommendations are available.
In addition, FDA would continue to develop and issue product-specific
guidance based on requests from the regulated industry and public
health priorities as set forth in the CDER Prioritization MAPP. These
enhancements are set forth in section III.C of the proposed Commitment
Letter.
The pre-ANDA program would also include enhancements concerning
controlled correspondence, regulatory science, the Inactive Ingredient
Database, and safety determination letters. Notably, there would be
separate review goals for complex controlled correspondence, to provide
answers concerning discrete complex product development questions.
The purpose of the proposed GDUFA II pre-ANDA program for complex
products is to clarify regulatory expectations for prospective
applicants early in product development, help applicants develop more
complete submissions, promote a more efficient and effective review
process, and reduce the number of review cycles to obtain ANDA approval
of complex products.
D. DMF Review Program Enhancements
GDUFA II also proposes targeted enhancements of current DMF review
procedures. DMF review comments submitted to the DMF holder would be
issued at least in parallel with the issuance of review comments
relating to the DMF for the ANDA. The proposed Commitment Letter would
also establish procedures and timelines for teleconferences to clarify
DMF first-cycle review deficiencies. Once a DMF has undergone a full
scientific review and has no open issues related to the review of the
referencing ANDA, FDA would issue a First Adequate Letter. Once the DMF
has undergone a complete review and the ANDA referencing it has been
approved or tentatively approved, FDA would issue a No Further Comments
Letter. By FY 2019, FDA would issue a guidance regarding post-approval
changes to a Type II DMF and submission mechanisms for ANDA applicants
who reference it. These enhancements are set forth in section IV of the
proposed Commitment Letter.
E. Facility Assessment
FDASIA eliminated long-standing minimum inspection frequency
requirements and directed FDA instead to inspect drug facilities
globally on the basis of risk. Industry sources have asserted that the
transition to a new paradigm has been commercially disruptive for the
regulated industry, which over time had developed procedures and
expectations based on the old model. While facility assessment cuts
across multiple FDA drug programs, GDUFA II contains several facility-
related enhancements targeted to generic industry-specific challenges.
To mitigate export related challenges identified by U.S.-based API
manufacturers, FDA would issue a guidance explaining the risk-based
site selection model, undertake outreach to foreign regulators on the
risk-based site selection model, and support the export of safe and
effective pharmaceutical products by the U.S.-based pharmaceutical
industry, including through the issuance of communications conveying
the current compliance status of U.S. manufacturing facilities to
foreign regulators. These enhancements are set forth in sections V(A)-
(D).
To mitigate ANDA sponsor concerns regarding the transparency and
speed of facility assessment and its impact on ANDA approvability and
product launch, FDA would communicate outstanding facility issues that
could prevent approval of an ANDA or PAS through an IR, DRL, or CRL;
and communicate to the facility owner final inspection classifications
that do not negatively impact approvability of any pending application
within 90 days of the end of the inspection. In addition, FDA would
provide updates to and seek feedback from industry stakeholders
regarding facility assessment. These enhancements would occur in FYs
2018 and 2019. They are described in section V(E).
To enhance transparency concerning the compliance status of GDUFA
self-identified facilities and sites, FDA would update its existing,
publicly available database beginning in FY 2019. This is described in
section V(F).
F. Enhanced Accountability and Reporting
FDA proposes to build internal capacity to enable improved
productivity and performance through regular assessment of progress
towards GDUFA II goals, consistent methodologies for and timely
reporting of GDUFA II metrics, transparent and efficient
administration, and allocation and reporting of user fee resources.
FDA would conduct activities to develop a resource management
planning function and a modernized time reporting approach to GDUFA II.
This is described in section VI(A) of the proposed Commitment Letter.
FDA would also conduct activities to evaluate the financial
administration of the GDUFA II program to help identify areas to
enhance operational and fiscal efficiency, and to enhance transparency
[[Page 66039]]
of how GDUFA program resources are used. This is described in section
VI(B).
The Agency would also expand its performance reporting by
publishing robust monthly, quarterly and annual program performance
metrics, as described in section VI(C). Enhanced performance reporting
would enable Congress, the regulated industry, patient and consumer
groups, and other stakeholders to better gauge the generic drug
program's performance.
G. Enhancements to Fee Structure and Related Mechanisms To Provide
Small Business Relief and Increase Predictability, Stability, and
Efficiency
The proposed GDUFA II fee structure was designed to provide FDA
with predictable, adequate funding for its human generic drug review
programs, divide fee responsibilities equitably across different
segments of the industry, and provide for small business considerations
in a number of ways.
GDUFA II will be funded at a level commensurate with the amount of
work associated with incoming ANDAs, since ANDAs are the primary
workload driver of GDUFA. In order to provide a more predictable
revenue base, GDUFA II will include an annualized ``program fee'' for
ANDA holders. This annual fee will help offset the fluctuations in
application fees from 1 year to another. An ANDA sponsor will pay a fee
based on the total number of approved ANDAs that it and its affiliates
own. ANDA sponsors will be split into three tiers based on ANDA
ownership. The proposed tier cutoffs were determined by industry and
are meant to reflect a firm's size, position in the market, and
reliance on the program. With the introduction of the program fee, FDA
has eliminated the fee for PASs.
In addition to program fees based on total ANDA ownership, the
proposed fee structure includes two other distinct considerations for
small businesses. First, under GDUFA I, a facility would pay an annual
fee if it was listed in an ANDA, regardless of whether it was listed in
any approved ANDAs. As a result, a facility that is listed only in
pending applications is charged an annual GDUFA fee even though it has
no generic drug revenue stream. Under GDUFA II, no facility or ANDA
sponsor would be charged an annual fee until an ANDA in which it is
listed is approved. Second, the proposed structure adds a facility
category for contract manufacturing organizations (CMOs). CMOs are
generally small businesses that are hired by ANDA sponsors to
manufacture their generic drugs. Alternatively, some ANDA sponsors
manufacture their own drugs. Under the GDUFA II fee structure, CMOs
will pay one-third the annual fee paid by firms that manufacture under
ANDAs which they or their affiliates own.
The full descriptions of these proposed recommendations will be
posted prior to the public meeting on FDA's Web site at www.fda.gov/gdufa.
IV. Purpose and Scope of the Meeting
If you wish to attend this meeting, please email your registration
information to Derek Griffing (see FOR FURTHER INFORMATION CONTACT) by
October 7, 2016. Your email should contain complete contact information
for each attendee, including name, title, affiliation, address, email
address, and telephone number. Registration is free and is on a first-
come, first-served basis. However, FDA may limit the number of
participants from each organization based on space limitations.
Registrants will receive confirmation once they have been accepted.
Onsite registration on the day of the meeting will be based on space
availability. If you need special accommodations because of a
disability, please contact Derek Griffing (see FOR FURTHER INFORMATION
CONTACT) at least 7 days before the meeting.
The meeting will include a presentation by FDA and a series of
invited panels representing different stakeholder groups identified in
the statute (such as patient advocacy groups, consumer advocacy groups,
health professionals, and regulated industry). We will also provide an
opportunity for other organizations and individuals to make
presentations at the meeting or to submit written comments to the
docket before the meeting.
If you wish to present at the meeting, please include your
presentation materials along with your registration information to
Derek Griffing (see FOR FURTHER INFORMATION CONTACT) by October 7,
2016. Early requests for oral presentations are recommended due to
possible space and time limitations. FDA will accommodate as many
requests for oral presentations as possible and will do so on a first-
come, first-served basis. The time allotted for presentations may
depend on the number of persons who wish to speak. Those requesting to
present will receive confirmation once they have been accepted. Onsite
requests for oral presentations on the day of the meeting will be based
on time and space availability. If the entire meeting time is not
needed, FDA may end the public meeting early.
V. Transcript Request
Please be advised that as soon as a transcript is available, it
will be accessible at www.fda.gov/gdufa and in this docket at https://www.regulations.gov.
It may be viewed at the Division of Dockets Management, Food and
Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD. A
transcript will also be available in either hardcopy or on CD-ROM,
after submission of a Freedom of Information request. The Freedom of
Information office address is available on the Agency's Web site at
https://www.fda.gov.
Dated: September 21, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-23111 Filed 9-23-16; 8:45 am]
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