Privacy Act of 1974; System of Records, 65631-65632 [2016-22903]
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Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Notices
Burden Statement: The Commission
estimates that a respondent’s burden for
this information collection will be (i)
1,000 on-going annual burden hours per
respondent registered SEF and (ii) 300
65631
burden hours per respondent applicant
for permanent SEF registration.5
Annual Burden Hours for Registered SEFs
Respondents/Affected Entities: ............................................................................................................................
Estimated number of respondents: ......................................................................................................................
Estimated annual burden hours per respondent: ................................................................................................
Estimated total annual burden on respondents: ..................................................................................................
Frequency of collection: .......................................................................................................................................
Registered SEFs.
23. 1
1,000 burden hours.
23,000 hours. 2
Per trade day. 3
Burden Hours for Applicants for Permanent SEF Registration
Respondents/Affected Entities: ............................................................................................................................
Estimated number of respondents: ......................................................................................................................
Estimated annual burden hours per respondent: ................................................................................................
Estimated total annual burden on respondents: ..................................................................................................
Frequency of collection: .......................................................................................................................................
Applicants for SEF Registration.
4. 4
300 burden hours.
1,200 burden hours. 5
Initial registration.
1 In the part 37 final rule release, the Commission estimated that there would be 35 SEFs. See 78 FR 33476, 33549 (June 4, 2013). The Commission, however, notes that 23 SEFs are currently registered with the Commission. In the 60-Day Renewal Notice, the Commission stated that
there were 22 then-registered SEFs; however, since the pulication of the 60-Day Renewal Notice, the Commission has granted permanent registration to an additional SEF. Accordingly, the revised aggregate burden hour estimate accounts for both the increased annual burden hours estimate to 1,000 hours per SEF as well as the revised number of SEFs to 23.
2 1,000 average annual burden hours per respondent SEF × 23 registered SEFs = 23,000 total burden hours for all registered SEFs.
3 The Commission notes that registered SEFs also are required to provide four quarterly reports and one annual report as part of their annual
information collection obligations.
4 Based on the number of applicants that have applied for permanent SEF registration since the Commission first granted permanent registration status to SEFs on January 22, 2016, the Commission expects to receive four applications per year for permanent SEF registration.
5 300 average initial burden hours per respondent SEF applicant × 4 anticipated SEF applicants = 1,200 total burden hours incurred for all anticipated SEF applicants per year.
Authority 44 U.S.C. 3501 et seq.
Pursuant to the Privacy Act of
1974, 5 U.S.C. 552a, and Office of
Management and Budget (OMB)
Circular No. A–130, notice is hereby
given that the Office of the Secretary of
Defense (OSD) proposes to alter a
system of records, DUSDI 01–DoD,
‘‘Department of Defense (DoD) Insider
Threat Management and Analysis
Center (DITMAC) and DoD Component
Insider Threat Records System,’’ last
published at 81 FR 31614, May 19,
2016.
This system of records exists to:
Analyze, monitor, and audit insider
threat information for insider threat
detection and mitigation within the DoD
on threats that persons who have or had
been granted eligibility for access to
classified information or eligibility to
hold sensitive positions may pose to
DoD and U.S. Government installations,
facilities, personnel, missions, or
resources. The system of records will
support the DITMAC and DoD
Component insider threat programs,
enable the identification of systemic
insider threat issues and challenges, and
provide a basis for the development and
recommendation of solutions to deter,
detect, and/or mitigate potential insider
threats. It will assist in identifying best
practices among other Federal
Government insider threat programs,
through the use of existing DoD
resources and functions and by
leveraging existing authorities, policies,
programs, systems, and architectures.
This alteration reflects a change to the
categories of individuals by removing
the phrase: And who have exhibited
actual, probable, or possible indications
of insider threat behaviors or activities.
Public Law 112–81, 10 U.S.C. 2224 note,
Insider Threat Detection, requires the
Department to detect and prevent
insider threats in order to protect
sensitive information and information
systems. This authority requires the
Department to employ anomaly
detection techniques, which logically
require ingestion of non-anomalous
information in order to identify
anomalous information. Accordingly,
the individuals subject to the DoD
Insider Threat program are those
individuals who had or have been
granted eligibility or access to classified
information.
DATES: Comments will be accepted on or
before October 24, 2016. This proposed
action will be effective the day
following the end of the comment
5 The Commission notes that SEFs did not exist
prior to either the Dodd-Frank Act or the
Commission’s original submission of this OMB
Control Number, and so the Commission is revising
its burden estimate now that it has had the
opportunity to observe SEFs’ operations and receive
feedback from market participants. The
Commission notes that while its revised estimate of
1,000 annual burden hours per respondent SEF is
an increase from its original estimate of 308 burden
hours per respondent SEF, the Commission’s
estimate does not represent any new information
collection burdens or adjustments to existing
information collections. See 78 FR 33476, 33551
(June 4, 2013) (discussing the Commission’s
original PRA estimate).
The Commission further notes that the separate
estimate of 300 burden hours for applicants for
permanent SEF registration does not represent new
information collection burdens or adjustments to
existing information collections. Rather, while the
Commission did consider the burden hours related
to the SEF application process in its original
information collection submission for this OMB
Control Number, the Commission did not explicitly
distinguish the burden hours related to the
registration process for SEF applicants from the
Commission’s estimate of the on-going annual
burden hours for registered SEFs, but rather
provided an aggregate number. See id. at 33549–51.
For the sake of clarity, the Commission is explicitly
distinguishing in this notice between the burden
hours for registered SEFs and for applicants for SEF
registration.
Dated: September 20, 2016.
Robert N. Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2016–22957 Filed 9–22–16; 8:45 am]
BILLING CODE 6351–01–P
DEPARTMENT OF DEFENSE
Office of the Secretary
[Docket ID: DOD–2016–OS–0093]
Privacy Act of 1974; System of
Records
Office of the Secretary of
Defense, DoD.
ACTION: Notice to alter a System of
Records.
AGENCY:
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SUMMARY:
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65632
Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Notices
period unless comments are received
which result in a contrary
determination.
ADDRESSES: You may submit comments,
identified by docket number and title,
by any of the following methods:
* Federal Rulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
* Mail: Department of Defense, Office
of the Deputy Chief Management
Officer, Directorate for Oversight and
Compliance, 4800 Mark Center Drive,
Mailbox #24, Alexandria, VA 22350–
1700.
Instructions: All submissions received
must include the agency name and
docket number for this Federal Register
document. The general policy for
comments and other submissions from
members of the public is to make these
submissions available for public
viewing on the Internet at https://
www.regulations.gov as they are
received without change, including any
personal identifiers or contact
information.
FOR FURTHER INFORMATION CONTACT:
Cindy Allard, Chief of the Defense
Privacy, Civil Liberties, and
Transparency Division, 703–571–0070.
SUPPLEMENTARY INFORMATION: The Office
of the Secretary of Defense notices for
systems of records subject to the Privacy
Act of 1974 (5 U.S.C. 552a), as amended,
have been published in the Federal
Register and are available from the
address in FOR FURTHER INFORMATION
CONTACT or at the Defense Privacy, Civil
Liberties, and Transparency Division
Web site at https://dpcld.defense.gov/.
The proposed system report, as
required by 5 U.S.C. 552a(r) of the
Privacy Act of 1974, as amended, was
submitted on September 2, 2016, to the
House Committee on Oversight and
Government Reform, the Senate
Committee on Governmental Affairs,
and the Office of Management and
Budget (OMB) pursuant to paragraph 4
of Appendix I to OMB Circular No.
A–130, ‘‘Federal Agency
Responsibilities for Maintaining
Records About Individuals,’’ revised
November 28, 2000 (December 12, 2000,
65 FR 77677).
The Department received comments
from five submitters related to the initial
publication of the Privacy Act System of
Records Notice for the Department of
Defense (DoD) Insider Threat
Management and Analysis Center
(DITMAC) and DoD Component Insider
Threat Records System. A response to
the comments received has been posted
to the electronic docket under docket ID
DOD–2016–OS–0060 on https://
www.regulations.gov.
VerDate Sep<11>2014
18:22 Sep 22, 2016
Jkt 238001
Although a change is being published
to the categories of individuals, this
resulted from further review of the
published system of records notice and
not the comments received.
Dated: September 19, 2016.
Aaron Siegel,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
DUSDI 01–DoD
SYSTEM NAME:
Department of Defense (DoD) Insider
Threat Management and Analysis
Center (DITMAC) and DoD Component
Insider Threat Records System (May 19,
2016, 81 FR 31614).
CHANGES:
1. In the Federal Register of May 19,
2016, in FR Doc. 2016–11703, on page
31615, in the first column, lines 5
through 8 of the first paragraph under
the section title Categories of
Individuals Covered by the System,
remove the phrase ‘‘, and who have
exhibited actual, probable, or possible
indications of insider threat behaviors
or activities’’.
2. In the Federal Register of May 19,
2016, in FR Doc. 2016–11703, on page
31615, in the second column, lines 6
through 8 of the second paragraph
under the section title Categories of
Individuals Covered by the System,
remove the phrase ‘‘, and who have
exhibited actual, probable, or possible
indications of insider threat behaviors
or activities’’.
3. In the Federal Register of May 19,
2016, in FR Doc. 2016–11703, on page
31615, in the second column, lines 10
through 12 of the third paragraph under
the section title Categories of
Individuals Covered by the System,
remove the phrase ‘‘, who have
exhibited actual, probable, or possible
indications of insider threat behaviors
or activities’’.
[FR Doc. 2016–22903 Filed 9–22–16; 8:45 am]
BILLING CODE 5001–06–P
DEPARTMENT OF ENERGY
Environmental Management SiteSpecific Advisory Board, Portsmouth
Department of Energy (DOE).
Notice of open meeting.
AGENCY:
ACTION:
This notice announces a
meeting of the Environmental
Management Site-Specific Advisory
Board (EM SSAB), Portsmouth. The
Federal Advisory Committee Act (Pub.
L. 92–463, 86 Stat. 770) requires that
public notice of this meeting be
announced in the Federal Register.
SUMMARY:
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Fmt 4703
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DATES:
Thursday, October 6, 2016, 6:00
p.m.
Ohio State University,
Endeavor Center, 1862 Shyville Road,
Piketon, Ohio 45661.
FOR FURTHER INFORMATION CONTACT: Greg
Simonton, Alternate Deputy Designated
Federal Officer, Department of Energy
Portsmouth/Paducah Project Office, Post
Office Box 700, Piketon, Ohio 45661,
(740) 897–3737, Greg.Simonton@
lex.doe.gov.
ADDRESSES:
SUPPLEMENTARY INFORMATION:
Purpose of the Board: The purpose of
the Board is to make recommendations
to DOE–EM and site management in the
areas of environmental restoration,
waste management and related
activities.
Tentative Agenda
• Call to Order, Introductions, Review
of Agenda
• Approval of May Minutes
• Deputy Designated Federal Officer’s
Comments
• Federal Coordinator’s Comments
• Liaison’s Comments
• Presentation
• Administrative Issues
Æ Draft Recommendation 16–02:
Priorities for the President’s Fiscal
Year 2018 Budget Request
D Public Comments on
Recommendation
D Board Comments on Recommendation
Æ Update on Annual Executive
Planning and Leadership Training
Session
• EM SSAB Chairs Meeting Update
• Election of Chair and Vice Chair
• Adoption of Fiscal Year 2017 Work
Plan
• Subcommittee Updates
• Public Comments
• Final Comments from the Board
• Adjourn
Public Participation: The meeting is
open to the public. The EM SSAB,
Portsmouth, welcomes the attendance of
the public at its advisory committee
meetings and will make every effort to
accommodate persons with physical
disabilities or special needs. If you
require special accommodations due to
a disability, please contact Greg
Simonton at least seven days in advance
of the meeting at the phone number
listed above. Written statements may be
filed with the Board either before or
after the meeting. Individuals who wish
to make oral statements pertaining to
agenda items should contact Greg
Simonton at the address or telephone
number listed above. Requests must be
received five days prior to the meeting
and reasonable provision will be made
to include the presentation in the
E:\FR\FM\23SEN1.SGM
23SEN1
Agencies
[Federal Register Volume 81, Number 185 (Friday, September 23, 2016)]
[Notices]
[Pages 65631-65632]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-22903]
=======================================================================
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DEPARTMENT OF DEFENSE
Office of the Secretary
[Docket ID: DOD-2016-OS-0093]
Privacy Act of 1974; System of Records
AGENCY: Office of the Secretary of Defense, DoD.
ACTION: Notice to alter a System of Records.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the Privacy Act of 1974, 5 U.S.C. 552a, and Office
of Management and Budget (OMB) Circular No. A-130, notice is hereby
given that the Office of the Secretary of Defense (OSD) proposes to
alter a system of records, DUSDI 01-DoD, ``Department of Defense (DoD)
Insider Threat Management and Analysis Center (DITMAC) and DoD
Component Insider Threat Records System,'' last published at 81 FR
31614, May 19, 2016.
This system of records exists to: Analyze, monitor, and audit
insider threat information for insider threat detection and mitigation
within the DoD on threats that persons who have or had been granted
eligibility for access to classified information or eligibility to hold
sensitive positions may pose to DoD and U.S. Government installations,
facilities, personnel, missions, or resources. The system of records
will support the DITMAC and DoD Component insider threat programs,
enable the identification of systemic insider threat issues and
challenges, and provide a basis for the development and recommendation
of solutions to deter, detect, and/or mitigate potential insider
threats. It will assist in identifying best practices among other
Federal Government insider threat programs, through the use of existing
DoD resources and functions and by leveraging existing authorities,
policies, programs, systems, and architectures.
This alteration reflects a change to the categories of individuals
by removing the phrase: And who have exhibited actual, probable, or
possible indications of insider threat behaviors or activities. Public
Law 112-81, 10 U.S.C. 2224 note, Insider Threat Detection, requires the
Department to detect and prevent insider threats in order to protect
sensitive information and information systems. This authority requires
the Department to employ anomaly detection techniques, which logically
require ingestion of non-anomalous information in order to identify
anomalous information. Accordingly, the individuals subject to the DoD
Insider Threat program are those individuals who had or have been
granted eligibility or access to classified information.
DATES: Comments will be accepted on or before October 24, 2016. This
proposed action will be effective the day following the end of the
comment
[[Page 65632]]
period unless comments are received which result in a contrary
determination.
ADDRESSES: You may submit comments, identified by docket number and
title, by any of the following methods:
* Federal Rulemaking Portal: https://www.regulations.gov. Follow the
instructions for submitting comments.
* Mail: Department of Defense, Office of the Deputy Chief
Management Officer, Directorate for Oversight and Compliance, 4800 Mark
Center Drive, Mailbox #24, Alexandria, VA 22350-1700.
Instructions: All submissions received must include the agency name
and docket number for this Federal Register document. The general
policy for comments and other submissions from members of the public is
to make these submissions available for public viewing on the Internet
at https://www.regulations.gov as they are received without change,
including any personal identifiers or contact information.
FOR FURTHER INFORMATION CONTACT: Cindy Allard, Chief of the Defense
Privacy, Civil Liberties, and Transparency Division, 703-571-0070.
SUPPLEMENTARY INFORMATION: The Office of the Secretary of Defense
notices for systems of records subject to the Privacy Act of 1974 (5
U.S.C. 552a), as amended, have been published in the Federal Register
and are available from the address in FOR FURTHER INFORMATION CONTACT
or at the Defense Privacy, Civil Liberties, and Transparency Division
Web site at https://dpcld.defense.gov/.
The proposed system report, as required by 5 U.S.C. 552a(r) of the
Privacy Act of 1974, as amended, was submitted on September 2, 2016, to
the House Committee on Oversight and Government Reform, the Senate
Committee on Governmental Affairs, and the Office of Management and
Budget (OMB) pursuant to paragraph 4 of Appendix I to OMB Circular No.
A-130, ``Federal Agency Responsibilities for Maintaining Records About
Individuals,'' revised November 28, 2000 (December 12, 2000, 65 FR
77677).
The Department received comments from five submitters related to
the initial publication of the Privacy Act System of Records Notice for
the Department of Defense (DoD) Insider Threat Management and Analysis
Center (DITMAC) and DoD Component Insider Threat Records System. A
response to the comments received has been posted to the electronic
docket under docket ID DOD-2016-OS-0060 on https://www.regulations.gov.
Although a change is being published to the categories of
individuals, this resulted from further review of the published system
of records notice and not the comments received.
Dated: September 19, 2016.
Aaron Siegel,
Alternate OSD Federal Register Liaison Officer, Department of Defense.
DUSDI 01-DoD
System name:
Department of Defense (DoD) Insider Threat Management and Analysis
Center (DITMAC) and DoD Component Insider Threat Records System (May
19, 2016, 81 FR 31614).
Changes:
1. In the Federal Register of May 19, 2016, in FR Doc. 2016-11703,
on page 31615, in the first column, lines 5 through 8 of the first
paragraph under the section title Categories of Individuals Covered by
the System, remove the phrase ``, and who have exhibited actual,
probable, or possible indications of insider threat behaviors or
activities''.
2. In the Federal Register of May 19, 2016, in FR Doc. 2016-11703,
on page 31615, in the second column, lines 6 through 8 of the second
paragraph under the section title Categories of Individuals Covered by
the System, remove the phrase ``, and who have exhibited actual,
probable, or possible indications of insider threat behaviors or
activities''.
3. In the Federal Register of May 19, 2016, in FR Doc. 2016-11703,
on page 31615, in the second column, lines 10 through 12 of the third
paragraph under the section title Categories of Individuals Covered by
the System, remove the phrase ``, who have exhibited actual, probable,
or possible indications of insider threat behaviors or activities''.
[FR Doc. 2016-22903 Filed 9-22-16; 8:45 am]
BILLING CODE 5001-06-P