Reporting and Recordkeeping Requirements Under OMB Review, 65461-65462 [2016-22857]

Download as PDF Federal Register / Vol. 81, No. 184 / Thursday, September 22, 2016 / Notices asabaliauskas on DSK3SPTVN1PROD with NOTICES comprehensive investment management services subject to the supervision of, and policies established by, each Fund’s board of trustees (‘‘Board’’). The Advisory Agreement permits the Adviser, subject to the approval of the Board, to delegate to one or more subadvisers (each, a ‘‘Sub-Adviser’’ and collectively, the ‘‘Sub-Advisers’’) the responsibility to provide the day-to-day portfolio investment management of each Fund, subject to the supervision and direction of the Adviser. The primary responsibility for managing the Funds will remain vested in the Adviser. The Adviser will hire, evaluate, allocate assets to and oversee the Sub-Advisers, including determining whether a Sub-Adviser should be terminated, at all times subject to the authority of the Board. 2. Applicants request an exemption to permit the Adviser, subject to Board approval, to hire certain Sub-Advisers pursuant to Sub-Advisory Agreements and materially amend existing SubAdvisory Agreements without obtaining the shareholder approval required under Section 15(a) of the Act and Rule 18f– 2 under the Act.2 Applicants also seek an exemption from the Disclosure Requirements to permit a Fund to disclose (as both a dollar amount and a percentage of the Fund’s net assets): (a) The aggregate fees paid to the Adviser; and (b) the aggregate fees paid to SubAdvisers other than Affiliated SubAdvisers; and (c) the fee paid to each Affiliated Sub-Adviser (collectively, ‘‘Aggregate Fee Disclosure’’). 3. Applicants agree that any order granting the requested relief will be subject to the terms and conditions stated in the application. Such terms and conditions provide for, among other safeguards, appropriate disclosure to Fund shareholders and notification about sub-advisory changes and enhanced Board oversight to protect the interests of the Funds’ shareholders. 4. Section 6(c) of the Act provides that the Commission may exempt any person, security, or transaction or any class or classes of persons, securities, or its successor (each, also an ‘‘Adviser’’); (b) uses the manager of managers structure described in the application; and (c) complies with the terms and conditions of the application (any such series, a ‘‘Fund’’ and collectively, the ‘‘Funds’’). For purposes of the requested order, ‘‘successor’’ is limited to an entity that results from a reorganization into another jurisdiction or a change in the type of business organization. 2 The requested relief will not extend to any SubAdviser that is an affiliated person, as defined in Section 2(a)(3) of the Act, of the Trust, a Fund, or the Adviser, other than by reason of serving as a sub-adviser to one or more of the Funds, or as an investment adviser or sub-adviser to any series of the Trust other than the Funds (‘‘Affiliated SubAdviser’’). VerDate Sep<11>2014 18:58 Sep 21, 2016 Jkt 238001 transactions from any provisions of the Act, or any rule thereunder, if such relief is necessary or appropriate in the public interest and consistent with the protection of investors and purposes fairly intended by the policy and provisions of the Act. Applicants believe that the requested relief meets this standard because, as further explained in the application, the Advisory Agreements will remain subject to shareholder approval, while the role of the Sub-Advisers is substantially similar to that of individual portfolio managers, so that requiring shareholder approval of SubAdvisory Agreements would impose unnecessary delays and expenses on the Funds. Applicants believe that the requested relief from the Disclosure Requirements meets this standard because it will improve the Adviser’s ability to negotiate fees paid to the SubAdvisers that are more advantageous for the Funds. For the Commission, by the Division of Investment Management, under delegated authority. Robert W. Errett, Deputy Secretary. 65461 Executive Office Building, Washington, DC 20503. FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, (202) 205–7030 curtis.rich@sba.gov. Copies: A copy of the Form OMB 83– 1, supporting statement, and other documents submitted to OMB for review may be obtained from the Agency Clearance Officer. SUPPLEMENTARY INFORMATION: Small Business Administration Surety Bond Guarantee Program was created to encourage surety companies to provide bonding for small contractor’s. The information collection on this form from surety companies will be used to update status of successfully completed contracts and to provide a final accounting of contrator and surety fees due to SBA. Title: Quarterly Contract Completion Report. Description of Respondents: Surety Companies. Form Number: 2461. Annual Responses: 92. Annual Burden: 92. Curtis B. Rich, Management Analyst. [FR Doc. 2016–22793 Filed 9–21–16; 8:45 am] [FR Doc. 2016–22849 Filed 9–21–16; 8:45 am] BILLING CODE 8011–01–P BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION SMALL BUSINESS ADMINISTRATION Reporting and Recordkeeping Requirements Under OMB Review Reporting and Recordkeeping Requirements Under OMB Review Small Business Administration. 30-day notice. AGENCY: AGENCY: ACTION: ACTION: SUMMARY: Small Business Administration. 30-Day notice. The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA) (44 U.S.C. Chapter 35), which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments. DATES: Submit comments on or before October 24, 2016. ADDRESSES: Comments should refer to the information collection by name and/ or OMB Control Number and should be sent to: Agency Clearance Officer, Curtis Rich, Small Business Administration, 409 3rd Street SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of Information and Regulatory Affairs, Office of Management and Budget, New SUMMARY: PO 00000 Frm 00127 Fmt 4703 Sfmt 4703 The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA) (44 U.S.C. chapter 35), which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments. DATES: Submit comments on or before October 24, 2016. ADDRESSES: Comments should refer to the information collection by name and/ or OMB Control Number and should be sent to: Agency Clearance Officer, Curtis Rich, Small Business Administration, 409 3rd Street SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Washington, DC 20503. E:\FR\FM\22SEN1.SGM 22SEN1 65462 Federal Register / Vol. 81, No. 184 / Thursday, September 22, 2016 / Notices FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, (202) 205–7030 curtis.rich@sba.gov. Copies: A copy of the Form OMB 83–1, supporting statement, and other documents submitted to OMB for review may be obtained from the Agency Clearance Officer. SUPPLEMENTARY INFORMATION: SBA Forms 1405 and 1405A are used by Small Business Administration (SBA) examiners as part of their examination of licensed small business investment companies (SBICs). This information is collected from SBIC’S Stockholders and partners and provides independent third party confirmation of an SBIC’s representations concerning its owners. The information helps SBA to evaluate the SBIC’S with applicable laws and regulations concerning capital requirements. Title: Stockholders Confirmation Corporation Ownership, Confirmation Partnership. Description of Respondents: Investment Companies. Form Numbers: 1405, 1405A. Annual Responses: 500. Annual Burden: 500. Curtis B. Rich, Management Analyst. DEPARTMENT OF TRANSPORTATION Federal Aviation Administration Thirty Second RTCA SC–213 Enhanced Flight Vision Systems/Synthetic Vision Systems (EFVS/SVS) Federal Aviation Administration (FAA), U.S. Department of Transportation (DOT). ACTION: Notice. AGENCY: The FAA is issuing this notice to advise the public of a meeting of Thirty Second RTCA SC–213 Enhanced Flight Vision Systems/Synthetic Vision Systems (EFVS/SVS). DATES: The meeting will be held October 24, 2016 from 09:00 a.m.–05:00 p.m. and October 25–27 from 8:30 a.m.– 05:00 p.m. ADDRESSES: The meeting will be held at: RTCA Headquarters, 1150 18th Street NW., Suite 910, Washington, DC 20036. FOR FURTHER INFORMATION CONTACT: Rebecca Morrison at rmorrison@rtca.org or 202–330–0654, or The RTCA Secretariat, 1150 18th Street NW., Suite 910, Washington, DC 20036, or by telephone at (202) 833–9339, fax at (202) SUMMARY: asabaliauskas on DSK3SPTVN1PROD with NOTICES Monday, October 24 Working Group meetings Jkt 238001 Federal Aviation Administration Plenary discussion (sign-in at 08:00 a.m.) 1. Introductions and administrative items 2. Review and approve minutes from last full plenary meeting 3. Review of terms of reference and update work product dates 4. WG1, WG2, WG3 and WG4 status updates 5. Industry updates 6. Working group discussion Thursday, October 27 Plenary discussion 1. Working group discussion 2. Administrative items (new meeting location/dates, action items etc.) Attendance is open to the interested public but limited to space availability. With the approval of the chairman, members of the public may present oral statements at the meeting. Persons wishing to present statements or obtain information should contact the person listed in the FOR FURTHER INFORMATION CONTACT section. Members of the public may present a written statement to the committee at any time. Issued in Washington, DC, on September 19, 2016. Mohannad Dawoud, Management & Program Analyst, Partnership Contracts Branch, ANG–A17 NextGen, Procurement Services Division, Federal Aviation Administration. [FR Doc. 2016–22825 Filed 9–21–16; 8:45 am] BILLING CODE 4910–13–P PO 00000 Frm 00128 Fmt 4703 Sfmt 4703 Twentieth RTCA SC–223 Aeronautical Mobile Airport Communication System Plenary Calling Notice Federal Aviation Administration (FAA), U.S. Department of Transportation (DOT). ACTION: Twentieth RTCA SC–223 Aeronautical Mobile Airport Communication System Plenary Calling Notice. AGENCY: The FAA is issuing this notice to advise the public of a meeting of Twentieth RTCA SC–223 Aeronautical Mobile Airport Communication System Plenary Calling Notice. DATES: The meeting will be held November 08–09, 2016, 09:00 a.m.– 05:00 p.m. and November 10, 2016 09:00 a.m.–12:00 p.m. ADDRESSES: The meeting will be held at: RTCA Headquarters, 1150 18th Street NW., Suite 910, Washington, DC 20036. FOR FURTHER INFORMATION CONTACT: Rebecca Morrison at rmorrison@rtca.org or (202) 330–0654, or The RTCA Secretariat, 1150 18th Street NW., Suite 910, Washington, DC 20036, or by telephone at (202) 833–9339, fax at (202) 833–9434, or Web site at https:// www.rtca.org. SUPPLEMENTARY INFORMATION: Pursuant to section 10(a)(2) of the Federal Advisory Committee Act (Pub. L. 92– 463, 5 U.S.C., App.), notice is hereby given for a meeting of the Twentieth RTCA SC–223 Aeronautical Mobile Airport Communication System Plenary Calling Notice. The agenda will include the following: SUMMARY: Tuesday, October 25 Plenary discussion 1. Working group discussions BILLING CODE 8025–01–P 18:58 Sep 21, 2016 Pursuant to section 10(a)(2) of the Federal Advisory Committee Act (Pub. L. 92– 463, 5 U.S.C., App.), notice is hereby given for a meeting of the Thirty Second RTCA SC–213 Enhanced Flight Vision Systems/Synthetic Vision Systems (EFVS/SVS). The agenda will include the following: DEPARTMENT OF TRANSPORTATION SUPPLEMENTARY INFORMATION: Wednesday, October 26 [FR Doc. 2016–22857 Filed 9–21–16; 8:45 am] VerDate Sep<11>2014 833–9434, or Web site at https:// www.rtca.org. November 8 & 9, 9:00 a.m. to 5:00 p.m., November 10, 9:00 a.m. to 12:00 p.m. 1. Welcome, Introductions, Administrative Remarks 2. Review of Previous Meeting Notes and Action Items 3. Review of Current State of Industry Standards a. ICAO WG–I b. AEEC IPS Sub Committee 4. Current State of Industry Activities a. SESAR Programs b. ESA IRIS Precursor c. Any Other Activities 5. IPS Technical Discussions a. Review of Profiling Report on IPv6 Functions and Corresponding RFCs b. Review of IPS RFC Profiles c. Prioritization of Additional IETF RFCs for Profiling 6. Any Other Topics of Interest 7. Plans for Next Meetings 8. Review of Action Items and Meeting Summary E:\FR\FM\22SEN1.SGM 22SEN1

Agencies

[Federal Register Volume 81, Number 184 (Thursday, September 22, 2016)]
[Notices]
[Pages 65461-65462]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-22857]


-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements Under OMB Review

AGENCY: Small Business Administration.

ACTION: 30-day notice.

-----------------------------------------------------------------------

SUMMARY: The Small Business Administration (SBA) is publishing this 
notice to comply with requirements of the Paperwork Reduction Act (PRA) 
(44 U.S.C. chapter 35), which requires agencies to submit proposed 
reporting and recordkeeping requirements to OMB for review and 
approval, and to publish a notice in the Federal Register notifying the 
public that the agency has made such a submission. This notice also 
allows an additional 30 days for public comments.

DATES: Submit comments on or before October 24, 2016.

ADDRESSES: Comments should refer to the information collection by name 
and/or OMB Control Number and should be sent to: Agency Clearance 
Officer, Curtis Rich, Small Business Administration, 409 3rd Street 
SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of 
Information and Regulatory Affairs, Office of Management and Budget, 
New Executive Office Building, Washington, DC 20503.

[[Page 65462]]


FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, 
(202) 205-7030 curtis.rich@sba.gov.
    Copies: A copy of the Form OMB 83-1, supporting statement, and 
other documents submitted to OMB for review may be obtained from the 
Agency Clearance Officer.

SUPPLEMENTARY INFORMATION: SBA Forms 1405 and 1405A are used by Small 
Business Administration (SBA) examiners as part of their examination of 
licensed small business investment companies (SBICs). This information 
is collected from SBIC'S Stockholders and partners and provides 
independent third party confirmation of an SBIC's representations 
concerning its owners. The information helps SBA to evaluate the SBIC'S 
with applicable laws and regulations concerning capital requirements.
    Title: Stockholders Confirmation Corporation Ownership, 
Confirmation Partnership.
    Description of Respondents: Investment Companies.
    Form Numbers: 1405, 1405A.
    Annual Responses: 500.
    Annual Burden: 500.

Curtis B. Rich,
Management Analyst.
[FR Doc. 2016-22857 Filed 9-21-16; 8:45 am]
BILLING CODE 8025-01-P
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.