Energy Labeling Rule, 62681-62689 [2016-21783]
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Federal Register / Vol. 81, No. 176 / Monday, September 12, 2016 / Proposed Rules
SE–M2/95A.1308/07, Issue 4, dated June
2008.
(h) New Requirement of This AD:
Maintenance or Inspection Program
Revision
Within 3 months the effective date of this
AD: Revise the maintenance program or
inspection program, as applicable, to
incorporate the structural inspections and
inspection intervals defined in Airbus A300
ALS Part 2, Damage-Tolerant Airworthiness
Limitation Items, Revision 02, dated October
3, 2014. The initial compliance time for the
ALI tasks identified in Airbus A300 ALS Part
2, Damage-Tolerant Airworthiness Limitation
Items, Revision 02, dated October 3, 2014, is
at the applicable times specified in Airbus
A300 ALS Part 2, Damage-Tolerant
Airworthiness Limitation Items, Revision 02,
dated October 3, 2014, or within 3 months
after the effective date of this AD, whichever
occurs later. Accomplishing the applicable
initial ALI tasks constitutes terminating
action for the requirements of paragraphs (g)
of this AD for that airplane only.
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(i) No Alternative Actions and Intervals
After the maintenance or inspection
program has been revised as required by
paragraph (h) of this AD, no alternative
actions (e.g., inspections) or intervals may be
used unless the actions or intervals are
approved as an AMOC in accordance with
the procedures specified in paragraph (j)(1) of
this AD.
(j) Other FAA AD Provisions
The following provisions also apply to this
AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, International
Branch, ANM–116, Transport Airplane
Directorate, FAA, has the authority to
approve AMOCs for this AD, if requested
using the procedures found in 14 CFR 39.19.
In accordance with 14 CFR 39.19, send your
request to your principal inspector or local
Flight Standards District Office, as
appropriate. If sending information directly
to the International Branch, send it to ATTN:
Dan Rodina, Aerospace Engineer,
International Branch, ANM–116, FAA,
Transport Airplane Directorate, 1601 Lind
Avenue SW., Renton, WA 98057–3356;
telephone 425–227–2125; fax 425–227–1149.
Information may be emailed to: 9-ANM-116AMOC-REQUESTS@faa.gov.
(i) Before using any approved AMOC,
notify your appropriate principal inspector,
or lacking a principal inspector, the manager
of the local flight standards district office/
certificate holding district office. The AMOC
approval letter must specifically reference
this AD.
(ii) AMOCs approved previously for AD
2011–10–17 are approved as AMOCs for the
corresponding provisions of this AD.
(2) Contacting the Manufacturer: As of the
effective date of this AD, for any requirement
in this AD to obtain corrective actions from
a manufacturer, the action must be
accomplished using a method approved by
the Manager, International Branch, ANM–
116, Transport Airplane Directorate, FAA; or
the European Aviation Safety Agency
(EASA); or Airbus’s EASA Design
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Organization Approval (DOA). If approved by
the DOA, the approval must include the
DOA-authorized signature.
(k) Related Information
(1) Refer to Mandatory Continuing
Airworthiness Information (MCAI) EASA
Airworthiness Directive 2014–0124R1, dated
June 23, 2015, for related information. This
MCAI may be found in the AD docket on the
Internet at https://www.regulations.gov by
searching for and locating Docket No. FAA–
2016–9066.
(2) For service information identified in
this AD, contact Airbus SAS, Airworthiness
Office—EAW, 1 Rond Point Maurice
Bellonte, 31707 Blagnac Cedex, France;
telephone +33 5 61 93 36 96; fax +33 5 61
93 44 51; email account.airwortheas@airbus.com; Internet https://
www.airbus.com. You may view this service
information at the FAA, Transport Airplane
Directorate, 1601 Lind Avenue SW., Renton,
WA. For information on the availability of
this material at the FAA, call 425–227–1221.
Issued in Renton, Washington, on August
24, 2016.
John P. Piccola, Jr.,
Acting Manager, Transport Airplane
Directorate, Aircraft Certification Service.
[FR Doc. 2016–21149 Filed 9–9–16; 8:45 am]
BILLING CODE 4910–13–P
FEDERAL TRADE COMMISSION
16 CFR Part 305
RIN 3084–AB15
Energy Labeling Rule
Federal Trade Commission
(‘‘FTC’’ or ‘‘Commission’’).
ACTION: Notice of proposed rulemaking.
AGENCY:
The Commission proposes
amendments to the Energy Labeling
Rule to require labels for portable air
conditioners, large-diameter and highspeed small diameter ceiling fans, and
instantaneous electric water heaters.
Additionally, it proposes eliminating
certain marking requirements for
plumbing products.
DATES: Written comments must be
received on or before November 14,
2016.
SUMMARY:
Interested parties may file a
comment online or on paper, by
following the instructions in the
Request for Comment part of the
SUPPLEMENTARY INFORMATION section
below. Write ‘‘Energy Labeling
Amendments (16 CFR part 305) (Project
No. R611004)’’ on your comment, and
file your comment online at https://
ftcpublic.commentworks.com/ftc/
plumbingnprm, by following the
instructions on the web-based form. If
you prefer to file your comment on
ADDRESSES:
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paper, mail your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
600 Pennsylvania Avenue NW., Suite
CC–5610 (Annex E), Washington, DC
20580, or deliver your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
Constitution Center, 400 7th Street SW.,
5th Floor, Suite 5610 (Annex E),
Washington, DC 20024.
FOR FURTHER INFORMATION CONTACT:
Hampton Newsome, Attorney, (202)
326–2889, Division of Enforcement,
Bureau of Consumer Protection, Federal
Trade Commission, 600 Pennsylvania
Avenue NW., Washington, DC 20580.
SUPPLEMENTARY INFORMATION:
I. Background
The Commission issued the Energy
Labeling Rule (‘‘Rule’’) in 1979,1
pursuant to the Energy Policy and
Conservation Act of 1975 (EPCA).2 The
Rule requires energy labeling for major
home appliances and other consumer
products to help consumers compare
competing models. It also contains
labeling requirements for refrigerators,
refrigerator-freezers, freezers,
dishwashers, water heaters, clothes
washers, room air conditioners,
furnaces, central air conditioners, heat
pumps, plumbing products, lighting
products, ceiling fans, and televisions.
The Rule requires manufacturers to
attach yellow EnergyGuide labels to
many of the covered products and
prohibits retailers from removing these
labels or rendering them illegible. In
addition, it directs sellers, including
retailers, to post label information on
Web sites and in paper catalogs from
which consumers can order products.
EnergyGuide labels for most covered
products contain three key disclosures:
Estimated annual energy cost, a
product’s energy consumption or energy
efficiency rating as determined by DOE
test procedures, and a comparability
range displaying the highest and lowest
energy costs or efficiency ratings for all
similar models. For cost calculations,
the Rule specifies national average costs
for applicable energy sources (e.g.,
electricity, natural gas, oil) as calculated
by DOE. Under the Rule, the
Commission periodically updates
comparability range and annual energy
cost information based on manufacturer
1 44
FR 66466 (Nov. 19, 1979).
U.S.C. 6294. EPCA also requires the
Department of Energy (DOE) to develop test
procedures that measure how much energy
appliances use, and to determine the representative
average cost a consumer pays for different types of
energy.
2 42
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Federal Register / Vol. 81, No. 176 / Monday, September 12, 2016 / Proposed Rules
data submitted pursuant to the Rule’s
reporting requirements.3
II. Proposed Amendments to the Energy
Labeling Rule
The Commission seeks comments on
issues related to recent DOE regulatory
actions or new issues raised by
commenters in response to a November
2, 2015 Notice of Proposed Rulemaking
(‘‘2015 NPRM’’ or ‘‘NPRM’’) (80 FR
67351), including portable air
conditioner labeling, large-diameter and
high-speed small-diameter ceiling fan
labels, electric instantaneous water
heater labeling, and plumbing
disclosures changes.4
A. Portable Air Conditioners
Background: In the 2015 NPRM, the
Commission sought comment on
labeling for portable air conditioners
(portable ACs) in response to a DOE
proposal designating portable air
conditioners as covered products under
EPCA.5 Given the similarity of portable
air conditioners to room air conditioners
(room ACs), the Commission proposed
requiring the same or similar labeling
for the two products. In addition, the
Commission proposed requiring such
labels after DOE completes its portable
air conditioner test procedure
rulemaking.
In support of this position, the
Commission stated that labels for this
product category are likely to assist
consumers in their purchasing
decisions. It is also stated such labels
would be economically and
technologically feasible.6 Portable air
conditioners are common in the
marketplace, use energy equivalent to
already-covered room air conditioners,
and vary in their energy use.
Specifically, DOE has reported that the
aggregate energy use of portable ACs has
been increasing as these units have
become popular in recent years.7 DOE
3 16
CFR 305.10.
comments received in response to the 2015
NPRM are here: https://www.ftc.gov/policy/publiccomments/initiative-601. The comments included:
Association of Home Appliance Manufacturers
(AHAM) (#00016); CSA Group (#00007); California
Investor Owned Utilities (California IOUs) (#00019);
Earthjustice (‘‘Joint Commenters’’) (#00018);
International Association of Plumbing and
Mechanical Officials (IAPMO) (#00022); NSF
International (#00005); and Plumbing
Manufacturers International (PMI) (#00006).
5 See 78 FR 40403 (July 5, 2013); 42 U.S.C. 6292.
Portable air conditioners are movable units, unlike
room air conditioners, which are permanently
installed on the wall or in a window.
6 See 42 U.S.C. 6294(a)(3).
7 See 78 FR at 40404–05; Technical Support
Document: Energy Efficiency; Program for
Consumer Products and Commercial and Industrial
Equipment: Portable Air Conditioners. U.S.
Department of Energy—Office of Energy Efficiency
and Renewable Energy (Feb. 18, 2015), https://
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4 The
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also estimated that these products have
a large efficiency rating range
(approximately 8.2–14.3 Energy
Efficiency Ratio (EER)). In addition,
DOE estimated average per-household
annual electricity consumption for these
products at approximately 650 kWh/yr
(750 kWh/yr for EER 8.2, and 400 kWh/
yr for EER 14.3). Thus, the Commission
stated in the 2015 NPRM that energy
labeling for these products is likely to
assist consumers with their purchasing
decisions by allowing them to compare
competing models’ energy costs. In
addition, because these products closely
resemble room air conditioners, which
are currently labeled under the Rule, the
burdens and benefits of labeling these
products should not differ significantly
from those already applicable to room
air conditioners.
Therefore, the Commission proposed
requiring labels for portable air
conditioners identical to the current
room air conditioner label in content
and format. The proposed amendments
included the DOE’s proposed definition
of ‘‘portable air conditioner’’ in section
305.3.8 These amendments would
include separate ranges for portable air
conditioners in the Rule’s appendices,
which the Commission would publish
after data becomes available. The
Commission did not propose combining
the ranges with room air conditioners,
stating that it was not clear whether
consumers routinely compare portable
air conditioners to room air
conditioners. In addition, consistent
with requirements applicable to room
air conditioners, the Commission
proposed establishing reporting
requirements identical to DOE’s for
these products. The Commission also
explained that it would not make a final
determination on labeling until DOE
issued a final test procedure and
defined ‘‘portable air conditioner.’’ 9
The NPRM stated that the Commission
would provide manufacturers adequate
time to test their products and report
energy data before they must begin
complying with any labeling
requirements.10
www.regulations.gov/#!documentDetail;D=EERE2013-BT-STD-0033-0007.
8 To effect new labeling requirements, the
proposed amendments insert the term ‘‘portable air
conditioner’’ next to ‘‘room air conditioner’’ into
appropriate sections of 305.2 (definitions), 305.3
(description of covered products), 305.7
(determinations of capacity), 305.8 (submission of
data), 305.11 (labeling for appliances), and 305.20
(catalog requirements).
9 DOE published a proposed test procedure on
February 25, 2015 (80 FR 10212).
10 Under EPCA, any energy representations on the
label must reflect the DOE test results. 42 U.S.C.
6293(c).
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Comments: Commenters generally
supported requiring EnergyGuide labels
for portable air conditioners. For
instance, the Joint Commenters agreed
that requiring EnergyGuide labels for
portable air conditioners will likely
assist consumers in making purchasing
decisions and be economically and
technologically feasible. As discussed
below, the commenters also addressed
the comparative information for these
labels and the timing of the potential
requirements. Although commenters
generally supported labeling for
portable ACs, they differed about the
comparability information on the label.
AHAM agreed with the Commission’s
initial proposal not to combine ranges
for portable and room air conditioners.
The Joint Commenters disagreed and
specifically recommended a second
range bar comparing room and portable
air conditioners of similar capacity.
They explained that consumer questions
posted on shopping Web sites suggest
that many consumers directly compare
the two product types and use portable
units in a manner similar to room air
conditioners. In addition, some retailers
market portable air conditioners as
energy-efficient alternatives to room air
conditioners.
Commenters also addressed the
timing of DOE’s test procedure and the
FTC’s labeling requirement. The
California IOUs agreed that FTC should
wait until DOE finalizes the test
procedure for portable air conditioners
before requiring an EnergyGuide label.
They explained that the DOE procedure
is likely to include new metrics to
address portable air conditioners’
performance comparability, peakdemand performance, and actual usage.
AHAM strongly urged the Commission
to align the label implementation date to
coincide with DOE’s compliance date
for energy conservation standards.
Given the considerable burdens
associated with designing products to
meet such standards, AHAM noted that
EPCA sets a five-year lead-in period for
manufacturers to comply.11 During that
period, companies must ensure that new
and existing products meet the
applicable standard. According to
AHAM, the pre-development,
development, and tooling phases for
new product launches can take years
and require extensive company
resources, time, and coordination.
AHAM cautioned that any requirement
to distribute labels prior to the DOE
standards compliance date will require
companies to divert resources from
developing new, more efficient
11 See
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products.12 In addition, in AHAM’s
view, if FTC requires labels before this
date, manufacturers would have to test
and label all the low-efficiency models
they plan to discontinue because such
models do not meet the DOE
standards.13
Discussion: Consistent with the
comments, the Commission continues to
conclude that labeling for portable air
conditioners will aid consumers in their
purchasing decisions. On June 1, 2016
(81 FR 35242), DOE issued a final test
procedure for these products, thus
establishing a means to test and label
them.
However, the content and timing of
DOE’s new test procedure raises several
new issues. First, in its test procedure
notice, DOE explained that its test
procedures do not generate comparable
results for portable and room air
conditioners. In response to stakeholder
concerns about this inconsistency, DOE
plans to consider amending the room air
conditioner procedure to address this
issue. However, it is not clear when this
change will occur. In the meantime, the
inconsistent results might lead
consumers to draw inaccurate
conclusions regarding comparative
yearly energy cost estimates. However,
such problems will arise only if
consumers consider portable and room
air conditioners to be reasonable
substitutes for one another. The
Commission raised this issue in the
NPRM. In declining to propose
combined portable AC and room AC
comparability ranges, the Commission
stated that ‘‘it is not clear whether
consumers routinely compare portable
air conditioners to room air conditioners
when shopping.’’ 14 As discussed above,
commenters split in their opinions on
this issue. AHAM, without elaboration,
agreed with the Commission’s proposal
12 AHAM also explained that it will take
significant time for manufactures to determine the
list of active models and, out of those models,
identify those that qualify as ‘‘basic models’’ under
DOE and FTC regulations.
13 Finally, AHAM noted that the testing and
labeling involved would be more burdensome than
the estimates included in the Paperwork Reduction
Act analysis of the 2015 NPRM. Specifically,
AHAM estimated: 32 hours per model for testing (8
hours × 4 units, as well as up to 4 hours for
preparing the data); 40 hours per model for
reporting; and 40 hours per model for label
preparation. It is unclear whether AHAM’s
reporting burden estimate refers to annual
certification reports or to new model reports.
Annual reports include all models under current
production (including models previously reported
to the database). It is also unclear whether an
estimate of 40 hours for label drafting is per model
rather than, perhaps more justifiably, per product
type or per manufacturer. As noted in the
Paperwork Reduction Act discussion below, the
Commission seeks clarification regarding these
estimates.
14 80 FR at 67357.
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to keep the ranges separate. In contrast,
the Joint Commenters, citing several
examples, asserted that consumers do,
in fact, make such comparisons.
Likewise, DOE stated in its recent test
procedure Notice that ‘‘comparative
ratings between room ACs and portable
ACs [are] desirable,’’ implying that
consumers do compare these
products.15 Given the possibility that
the two labels would lead consumers to
make inaccurate comparisons between
portable AC and room AC models, the
Commission proposes waiting to issue
final portable air conditioner labels
until the two test procedures are
harmonized. In addition, once such
harmonized data is available, the
Commission proposes combining range
categories for portable ACs and room
ACs given commenter evidence
suggesting consumers do, in fact,
compare the two product types.16 The
Commission seeks comment on all
aspects of this proposal.17
Second, the Commission seeks
comment on the timing and content of
reporting requirements for portable air
conditioners. The NPRM indicated that
the Commission would simply follow
DOE’s reporting requirements for these
products. However, at this time, DOE
has not established such provisions.
Given the current absence of DOE
reporting requirements, commenters
should address the types of information
that FTC should collect pending DOE
reporting rules.
Finally, now that DOE has issued a
final test procedure and is proceeding to
set a compliance date for efficiency
standards, the Commission seeks input
on the overall timing of label
requirements. The 2015 NPRM
explained the Commission would
establish labeling requirements
sometime after the test procedure’s
publication. However, industry
commenters, citing significant burdens
associated with testing and labeling,
urged the Commission to synchronize
any new labeling requirements with the
DOE standards compliance date. In light
of these concerns, the Commission seeks
comments on whether the final label
requirement should coincide with the
future DOE standards compliance date
15 81
FR at 35251. DOE also noted ‘‘the many
similarities between room ACs and portable ACs in
design, cost, functionality, consumer utility, and
applications.’’ See 81 FR at 35250.
16 The Commission proposes to group the ranges
by size only and not by product configuration (e.g.,
reverse cycle or louvered sides).
17 Consistent with the Commission’s recent
decision on room air conditioners, the portable AC
label would appear on the product box, not the unit
itself. In addition, the portable AC label would
disclose the Combined Energy Efficiency Ratio
(CEER). 80 FR 67285, 67292 (Nov. 2, 2015).
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or the Commission should require the
new labels sooner.
B. Large-Diameter and High-Speed
Small Diameter Ceiling Fan Labels
The Commission recently issued
updated ceiling fan labels, which the
Commission will require on all fan
boxes within two years. In publishing
the new label, the Commission excluded
large-diameter fans (i.e., 84 inches or
greater in diameter) and high-speed
small-diameter (HSSD) fans because the
new DOE test procedure prescribes
significantly different operating
assumptions (hours per day) for these
models.18 The DOE test procedure
dictates a 6.4-hour per day operating
assumption for standard fans but a 12hour per day figure for large-diameter
and HSSD models.19 As a result, the
DOE test yields substantially different
yearly cost estimates for fans with the
same power consumption. Absent
adequate disclosures alerting consumers
to the different operating assumptions
on these models, the resulting
inconsistencies could be confusing or
even misleading. Accordingly, the
Commission seeks comment on the need
for, and content of, large-diameter and
HSSD fan labels. Commenters should
address whether EnergyGuide labels or
other required labels for these two fan
types are necessary to help consumers
make purchasing decisions, whether
consumers commonly compare these
fan types to more conventional fans,
and, if so, what information is necessary
on the labels or other disclosures to
prevent confusion.
C. Electric Instantaneous Water Heaters
The Commission also proposes to
require EnergyGuide labels for electric
instantaneous water heaters. Although
the current Rule includes such products
in the ‘‘water heater’’ definition (section
305.3), DOE’s test procedure has not
included provisions for measuring the
annual energy consumption of electric
instantaneous models. Therefore, the
Commission has not required labels for
such products. However, DOE has
updated its test procedure to include
such a measurement.20 Accordingly, the
18 81 FR 48620 (July 25, 2016). In its proposed test
procedure Notice, DOE described a HSSD fan as a
model that has a blade thickness of less than 3.2
mm at the edge or a maximum tip speed greater
than applicable limits set out by DOE and does not
otherwise qualify as ‘‘a very small-diameter ceiling
fan, highly-decorative ceiling fan or belt-driven
ceiling fan.’’ DOE also explained that ‘‘HSSD ceiling
fans generally operate at much higher speeds (in
terms of RPM) than standard or hugger ceiling fans,
and are installed in commercial applications.’’ 81
FR 1688, 1700, and 1703 (Jan. 13, 2016).
19 81 FR at 48645.
20 79 FR 40542 (July 11, 2014).
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Federal Register / Vol. 81, No. 176 / Monday, September 12, 2016 / Proposed Rules
Commission proposes to amend the
Rule to require labeling, and publish
comparability ranges for use on these
products in a final Rule. The labels will
follow the same format and content as
other covered water heaters. The final
Rule will require manufacturers to begin
using labels on their products within
180-days of the final Rule.
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D. Plumbing ASME Reference Update
Background: The Commission also
proposed to update the marking and
labeling requirements in Section 305.16
to reference the current ASME standards
for showerheads and faucets
(‘‘A112.18.1’’), as well as water closets
and urinals (‘‘A112.19.2’’). The
proposed change would update these
references by removing the letter ‘‘M,’’
which appeared in older, obsolete
versions of the standards’ titles (e.g.,
‘‘A112.18.1M’’). Under the proposal, the
Rule would require the markings to read
‘‘A112.18.1’’ and ‘‘A112.19.2’’
respectively, making them consistent
with the current designations referenced
in existing DOE water efficiency
standards (10 CFR part 430). EPCA
directs the Commission to amend the
labeling requirements to be consistent
with any revisions to these ASME
standards, unless the Commission finds
such amendments would be
inconsistent with EPCA’s purposes and
labeling requirements.21 In the proposal,
the Commission indicated it had found
no such inconsistency. Given the
routine nature of this change and the
minimal impact it would have on
consumers, the Commission proposed
providing manufacturers with two years
to revise the marking on their affected
plumbing products to include the
updated reference.
Comments: In response, plumbing
manufacturers and standards
organizations, including CSA, IAPMO,
PMI, and NSF, recommended the
Commission remove this marking
requirement for showerheads and
faucets (A112.18.1), as well as water
closets and urinals (A112.19.2).22 The
commenters offered several different
reasons. First, NSF and PMI argued that
consumers are unaware of the marking’s
relevance. They explained that
consumers do not associate the ASME
21 42
U.S.C. 6294(a)(2)(E).
22 The commenters recommended that, consistent
with EPCA’s requirements (42 U.S.C.
6294(a)(2)(E)(i) and 42 U.S.C. 6294(a)(2)(F)(i)), the
Commission retain the flow rate and water use
disclosures for these products to continue to help
consumers with their purchasing decisions. The
commenters also explained that the ‘‘M’’
designation, a now obsolete reference to metric that
was in the standard’s title when Congress first
required marking, has since been removed from the
titles of both standards.
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markings with product performance.
PMI and CSA also noted that the Energy
Labeling Rule does not require such
markings for most other covered
products, such as appliances, subject to
similar standards.23 Second, the
commenters (e.g., IAPMO, NSF) asserted
that existing requirements, as well any
revisions to them, impose unnecessary
and unreasonable burdens without any
corresponding benefit. NSF explained
that the marking requirements are
particularly burdensome for products
that have limited surface space. Third,
according to the commenters, the Rule’s
marking requirements are no longer
necessary because the ASME standards
themselves no longer require such
markings and all applicable plumbing
codes now impose similar disclosures
and require manufacturers to third-party
certify their products to the current
applicable standard.24
Discussion: The Commission agrees
with commenters that the required
marking appears to have outlived its
usefulness, and that its removal likely
will have no negative impact on
consumers or other market participants.
In addition, as noted in the comments,
the current revisions of both ASME
standards no longer require these
markings. Because the NPRM did not
seek comments on this substantial
change, the Commission has provided
amendatory language in this Notice and
seeks comment on this issue.
III. Request for Comment
You can file a comment online or on
paper. For the Commission to consider
your comment, we must receive it on or
before November 14, 2016. Write
‘‘Energy Labeling Amendments (16 CFR
part 305) (Project No. R611004)’’ on
your comment. Your comment—
including your name and your state—
will be placed on the public record of
this proceeding, including, to the extent
practicable, on the public Commission
Web site, at https://www.ftc.gov/policy/
public-comments. As a matter of
discretion, the Commission tries to
remove individuals’ home contact
information from comments before
placing them on the Commission Web
site.
23 CSA noted that Canada does not require a
similar federal marking requirement, and that this
has not harmed Canadian residents.
24 At the time the Commission promulgated the
marking regulations, no such third-party
requirements existed. According to the commenters,
third-party certification also requires a small
certification mark on the product as well as
periodic product and manufacturing facilities
auditing to ensure ongoing compliance.
Additionally, certifiers maintain public listings on
their Web sites, which allows verification of
product compliance.
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Because your comment will be made
public, you are solely responsible for
making sure that your comment does
not include any sensitive personal
information, such as anyone’s Social
Security number, date of birth, driver’s
license number or other state
identification number or foreign country
equivalent, passport number, financial
account number, or credit or debit card
number. You are also solely responsible
for making sure that your comment does
not include any sensitive health
information, such as medical records or
other individually identifiable health
information. In addition, do not include
any ‘‘[t]rade secret or any commercial or
financial information which is . . .
privileged or confidential,’’ as discussed
in section 6(f) of the FTC Act, 15 U.S.C.
46(f), and FTC Rule 4.10(a)(2), 16 CFR
4.10(a)(2). In particular, do not include
competitively sensitive information
such as costs, sales statistics,
inventories, formulas, patterns, devices,
manufacturing processes, or customer
names.
If you want the Commission to give
your comment confidential treatment,
you must file it in paper form, with a
request for confidential treatment, and
you must follow the procedure
explained in FTC Rule 4.9(c), 16 CFR
4.9(c). Your comment will be kept
confidential only if the FTC General
Counsel grants your request in
accordance with the law and the public
interest.
Postal mail addressed to the
Commission is subject to delay due to
heightened security screening. As a
result, we encourage you to submit your
comments online. To make sure that the
Commission considers your online
comment, you must file it at https://
ftcpublic.commentworks.com/ftc/
plumbingnprm, by following the
instruction on the Web-based form. If
this Notice appears at https://
www.regulations.gov, you also may file
a comment through that Web site.
If you prefer to file your comment on
paper, mail your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
600 Pennsylvania Avenue NW., Suite
CC–5610 (Annex E), Washington, DC
20580, or deliver your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
Constitution Center, 400 7th Street SW.,
5th Floor, Suite 5610 (Annex E),
Washington, DC 20024. If possible,
submit your paper comment to the
Commission by courier or overnight
service.
Visit the Commission Web site at
https://www.ftc.gov to read this NPRM
and the news release describing it. The
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FTC Act and other laws that the
Commission administers permit the
collection of public comments to
consider and use in this proceeding, as
appropriate. The Commission will
consider all timely and responsive
public comments that it receives on or
before November 14, 2016. You can find
more information, including routine
uses permitted by the Privacy Act, in
the Commission’s privacy policy, at
https://www.ftc.gov/ftc/privacy.htm.
Because written comments appear
adequate to present the views of all
interested parties, the Commission has
not scheduled an oral hearing regarding
these proposed amendments. Interested
parties may request an opportunity to
present views orally. If such a request is
made, the Commission will publish a
document in the Federal Register
stating the time and place for such oral
presentation(s) and describing the
procedures that will be followed.
Interested parties who wish to present
oral views must submit a hearing
request, on or before October 4, 2016, in
the form of a written comment that
describes the issues on which the party
wishes to speak. If there is no oral
hearing, the Commission will base its
decision on the written rulemaking
record.
IV. Paperwork Reduction Act
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS
The current Rule contains
recordkeeping, disclosure, testing, and
reporting requirements that constitute
information collection requirements as
defined by 5 CFR 1320.3(c), the
definitional provision within the Office
of Management and Budget (OMB)
regulations that implement the
Paperwork Reduction Act (PRA). OMB
has approved the Rule’s existing
information collection requirements
through May 31, 2017 (OMB Control No.
3084–0069). The proposed amendments
make changes in the Rule’s labeling
requirements that will increase the PRA
burden as detailed below.25
Accordingly, FTC staff will submit this
notice of proposed rulemaking and
associated Supporting Statement to
OMB for review under the PRA.26
25 The proposed changes to plumbing should
impose no additional burden beyond existing
estimates because such changes either impose no or
de minimis additional burdens, or manufacturers
should be able to incorporate the proposed changes
into their normally scheduled package or label
revisions without incurring additional burdens
beyond those already accounted for.
26 The PRA analysis for this rulemaking focuses
strictly on the information collection requirements
created by and/or otherwise affected by the
amendments. Unaffected information collection
provisions have previously been accounted for in
past FTC analyses under the Rule and are covered
by the current PRA clearance from OMB.
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Burden estimates below are based on
Census data, DOE figures and estimates,
general knowledge of manufacturing
practices, and trade association advice
and figures. The FTC estimates that
there are about 450 basic models (i.e.,
units with essentially identical physical
and electrical characteristics) affected
by these amendments, including 100
electric instantaneous water heater
models, 130 large-diameter and 70 highspeed small diameter fan models, and
150 portable air conditioner models. In
addition, FTC staff estimates that there
are 6 instantaneous water heater
manufacturers, 20 ceiling fan
manufacturers (of large-diameter and
high-speed small diameter models), and
45 portable air conditioner
manufacturers. The FTC estimates that
there are approximately 2,700,000
ceiling fan units (of the type relevant
here), 1,000,000 portable air conditioner
units, and 100,000 electric
instantaneous water heaters shipped
each year in the U.S.
Reporting: FTC staff estimates that the
average reporting burden for
manufacturers will be approximately
two minutes to enter label data per basic
model. Subject to further public
comment, including AHAM clarification
regarding its reporting burden estimate,
the FTC estimates that annual reporting
burden is approximately 15 hours [(2
minutes × 450 models)].
Labeling: The FTC additionally seeks
further public comment on its burden
estimate for labeling, including AHAM
clarification of its proffered estimate for
portable AC labeling. Provisionally, and
tied to prior FTC burden estimates for
labeling focused on the time to affix
product labels, FTC staff estimates
burden to be six seconds per unit;
accordingly, 6,334 hours (six seconds ×
3,800,000 total annual product
shipments).
Testing: Manufacturers will require
approximately 3 hours to test each new
basic ceiling fan model, 24 hours for
each water heater, and 36 hours for
portable air conditioners.27 The FTC
estimates that, on average, 50% of the
total basic models are tested each year.
Accordingly, the estimated annual
testing burden for the three affected
products categories is 4,200 hours
[ceiling fans—300 hours (3 hours × 200
× .5); water heaters—1,200 hours (24
hours × 100 × .5); and PACs—2,700
hours (36 hours × 150 × .5)].
27 For portable ACs, the estimate assumes 3 units
tested at 8 hours apiece consistent with DOE
requirements, with an additional 4 hours for data
analysis. See DOE’s Compliance Certification
Management System at https://
www.regulations.doe.gov/ccms.
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62685
Recordkeeping: The Rule also requires
ceiling fan manufacturers to keep
records of test data generated in
performing the tests to derive
information included on labels. The
FTC estimates that it will take
manufacturers one minute per record
(i.e., per model) to store the data.
Accordingly, the estimated annual
recordkeeping burden would be
approximately 8 hours, rounded up (1
minute × 450 basic models).
Catalog Disclosures: Based upon FTC
staff research concerning the number of
manufacturers and online retailers, staff
estimates that there are an additional
300 catalog sellers who are subject to
the Rule’s catalog disclosure
requirements. Staff estimates further
that these sellers each require
approximately 3 hours per year to
incorporate the data into their catalogs.
This estimate is based on the
assumptions that entry of the required
information takes on average one
minute per covered product and that the
average online catalog contains
approximately 200 covered products
relevant here. Given that there is great
variety among sellers in the volume of
products that they offer online, it is very
difficult to estimate such numbers with
precision. In addition, this analysis
assumes that information for all 200
covered products is entered into the
catalog each year. This is a conservative
assumption because the number of
incremental additions to the catalog
from year to year is likely to be much
lower after initial start-up efforts have
been completed. Thus, the total annual
disclosure burden for all catalog sellers
of ceiling fans covered by the Rule is
900 hours (300 sellers × 3 hours).
Thus, estimated annual burden
attributable to the proposed
amendments is 11,457 hours (15 hours
for reporting + 6,334 hours for affixing
labels + 4,200 hours for testing + 8 hours
for recordkeeping + 900 disclosure
hours for catalog sellers).
Annual Labor Costs
Staff derived labor costs by applying
assumed hourly wages 28 to the burden
hours described above. In calculating
labor costs, the FTC assumes that
electrical engineers perform test
procedures, electronic equipment
installers affix labels, and data entry
workers enter label data, catalog
28 The mean hourly wages that follow are drawn
from ‘‘Occupational Employment and Wages—May
2015,’’ Bureau of Labor Statistics (‘‘BLS’’), U.S.
Department of Labor, Table 1, released March 30,
2016 (‘‘National employment and wage data from
the Occupational Employment Statistics survey by
occupation, May 2015’’), available at https://
www.bls.gov/news.release/ocwage.t01.htm.
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disclosures, and perform recordkeeping.
Average hourly wages for these labor
categories, based on BLS data, are as
follows: (1) Electrical engineers
($46.80); (2) electronic equipment
installers ($24.22); and (3) data entry
workers ($15.79).
Based on the above estimates and
assumptions, the total annual labor cost
for the five different categories of
burden under the Rule, applied to the
affected product categories, is derived as
follows:
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS
Reporting (Data Entry): 15 hours (450 basic
models × 2 minutes) × $15.79/hour (data
entry workers) = $237
Labeling (Affixing Labels): 6,334 hours ×
$24.22 (electronic equipment installers) =
$153,409
Testing: 4,200 hours × $46.80/hour (electrical
engineers) = $196,560
Recordkeeping: 8 hours × $15.79/hour (data
entry workers) = $126
Catalog Disclosures: 1,200 hours × $15.79/
hour (data entry workers) = $18,948
Thus, the total annual labor cost is
approximately $369,280.
Estimated annual non-labor cost
burden: Manufacturers are not likely to
require any significant capital costs to
comply with the proposed amendments.
Industry members, however, will incur
the cost of printing labels for each
covered unit. The estimated label cost,
based on $.03 per label, is $114,000
(3,800,000 × $.03).
Total Estimate: Accordingly, the
estimated total hour burden of the
proposed amendments is 11,457 with
associated labor costs of $369,280 and
annualized capital or other non-labor
costs totaling $114,000.
Pursuant to section 3506(c)(2)(A) of
the PRA, the FTC invites comments on:
(1) Whether the proposed information
collection is necessary, including
whether the information will be
practically useful; (2) the accuracy of
our burden estimates, including
whether the methodology and
assumptions used are valid; (3) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(4) ways to minimize the burden of the
collection of information. All comments
should be filed as prescribed in the
ADDRESSES section above, and must be
received on November 14, 2016.
Comments on the proposed
recordkeeping, disclosure, and reporting
requirements subject to review under
the PRA should additionally be
submitted to OMB. If sent by U.S. mail,
they should be addressed to Office of
Information and Regulatory Affairs,
Office of Management and Budget,
Attention: Desk Officer for the Federal
Trade Commission, New Executive
Office Building, Docket Library, Room
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21:07 Sep 09, 2016
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10102, 725 17th Street NW.,
Washington, DC 20503. Comments sent
to OMB by U.S. postal mail, however,
are subject to delays due to heightened
security precautions. Thus, comments
instead should be sent by facsimile to
(202) 395–5806.
V. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
5 U.S.C. 601 through 612, requires that
the Commission provide an Initial
Regulatory Flexibility Analysis (IRFA)
with a proposed rule and a Final
Regulatory Flexibility Analysis (FRFA),
if any, with the final rule, unless the
Commission certifies that the rule will
not have a significant economic impact
on a substantial number of small
entities. See 5 U.S.C. 603 through 605.
The Commission does not anticipate
that the proposed rule will have a
significant economic impact on a
substantial number of small entities.
The Commission recognizes that some
of the affected manufacturers may
qualify as small businesses under the
relevant thresholds. However, the
Commission does not expect that the
economic impact of the proposed
amendments will be significant because
these amendments involved routine
labeling requirements commonly
implemented by the affected entities
and the burden of the requirements is
not large as discussed in the Paperwork
Reduction Act section of this Notice.
FTC staff estimates that the
amendments will apply to 200 online
and paper catalog sellers of covered
products and about 71 product
manufacturers. Staff expects that
approximately 150 qualify as small
businesses, all of which are online or
paper catalog sellers.
Accordingly, this document serves as
notice to the Small Business
Administration of the FTC’s
certification of no effect. To ensure the
accuracy of this certification, however,
the Commission requests comment on
whether the proposed rule will have a
significant impact on a substantial
number of small entities, including
specific information on the number of
entities that would be covered by the
proposed rule, the number of these
companies that are small entities, and
the average annual burden for each
entity. Although the Commission
certifies under the RFA that the rule
proposed in this notice would not, if
promulgated, have a significant impact
on a substantial number of small
entities, the Commission has
determined, nonetheless, that it is
appropriate to publish an IRFA in order
to inquire into the impact of the
proposed rule on small entities.
PO 00000
Frm 00019
Fmt 4702
Sfmt 4702
Therefore, the Commission has prepared
the following analysis:
A. Description of the Reasons That
Action by the Agency Is Being Taken
The Commission is proposing
expanded product coverage and
additional improvements to the Rule to
help consumers in their purchasing
decisions for high efficiency products.
B. Statement of the Objectives of, and
Legal Basis for, the Proposed Rule
The objective of the rule is to improve
the effectiveness of the current labeling
program. The legal basis for the Rule is
the Energy Policy and Conservation Act
(42 U.S.C. 6292 et seq).
C. Small Entities to Which the Proposed
Rule Will Apply
Under the Small Business Size
Standards issued by the Small Business
Administration, appliance
manufacturers qualify as small
businesses if they have fewer than 1,000
employees (for other household
appliances the figure is 500 employees).
Catalog sellers qualify as small
businesses if their sales are less than
$8.0 million annually. FTC staff
estimates that there are approximately
150 catalog sellers subject to the
proposed rule’s requirements that
qualify as small businesses.29 The FTC
seeks comment and information
regarding the estimated number or
nature of small business entities for
which the proposed rule would have a
significant economic impact.
D. Projected Reporting, Recordkeeping
and Other Compliance Requirements
The changes under consideration
would slightly increase reporting or
recordkeeping requirements associated
with the Commission’s labeling rules as
discussed above. The amendments
likely will increase compliance burdens
by extending the labeling requirements
to portable air conditioners,
instantaneous electric water heaters,
and certain ceiling fan types. The
Commission assumes that the label
design change will be implemented by
data entry workers and underlying
testing done by electrical engineers.
E. Duplicative, Overlapping, or
Conflicting Federal Rules
The Commission has not identified
any other federal statutes, rules, or
policies that would duplicate, overlap,
or conflict with the proposed rule. The
Commission invites comment and
information on this issue.
29 See
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75 FR at 41712 (July 19, 2010).
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F. Significant Alternatives to the
Proposed Rule
The Commission seeks comment and
information on the need, if any, for
alternative compliance methods that,
consistent with the statutory
requirements, would reduce the
economic impact of the rule on small
entities. For example, the Commission
is currently unaware of the need to
adopt any special provisions for small
entities. However, if such issues are
identified, the Commission could
consider alternative approaches such as
extending the effective date of these
amendments for catalog sellers to allow
them additional time to comply beyond
the labeling deadline set for
manufacturers. Nonetheless, if the
comments filed in response to this
notice identify small entities that are
affected by the proposed rule, as well as
alternative methods of compliance that
would reduce the economic impact of
the rule on such entities, the
Commission will consider the feasibility
of such alternatives and determine
whether they should be incorporated
into the final rule.
VI. Communications by Outside Parties
to the Commissioners or Their Advisors
Written communications and
summaries or transcripts of oral
communications respecting the merits
of this proceeding, from any outside
party to any Commissioner or
Commissioner’s advisor, will be placed
on the public record. See 16 CFR
1.26(b)(5).
VII. Proposed Rule
List of Subjects in 16 CFR Part 305
Advertising, Energy conservation,
Household appliances, Labeling,
Reporting and recordkeeping
requirements.
For the reasons discussed above, the
Commission proposes to amend part
305 of title 16, Code of Federal
Regulations, as follows:
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS
PART 305—ENERGY AND WATER USE
LABELING FOR CONSUMER
PRODUCTS UNDER THE ENERGY
POLICY AND CONSERVATION ACT
(‘‘ENERGY LABELING RULE’’)
1. The authority citation for Part 305
continues to read as follows:
■
Authority: 42 U.S.C. 6294.
2. In § 305.2, redesignate paragraph
(l)(23) as (l)(24), add new paragraph
(l)(23), and revise paragraph (p) to read
as follows:
■
§ 305.2
*
*
Definitions.
*
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*
*
21:07 Sep 09, 2016
Jkt 238001
(l) * * *
(23) Portable air conditioners,
*
*
*
*
*
(p) Energy efficiency rating means the
following product-specific energy usage
descriptors: Annual fuel utilization
efficiency (AFUE) for furnaces; energy
efficiency ratio (EER) for room air
conditioners and portable air
conditioners; seasonal energy efficiency
ratio (SEER) for the cooling function of
central air conditioners and heat pumps;
heating seasonal performance factor
(HSPF) for the heating function of heat
pumps; airflow efficiency for ceiling
fans; and, thermal efficiency (TE) for
pool heaters, as these descriptors are
determined in accordance with tests
prescribed under section 323 of the Act
(42 U.S.C. 6293). These product-specific
energy usage descriptors shall be used
in satisfying all the requirements of this
part.
*
*
*
*
*
■ 3. In § 305.3, add paragraph (z) to read
as follows:
§ 305.3
*
*
*
*
(z) Portable air conditioner means a
portable encased assembly, other than a
‘‘packaged terminal air conditioner,’’
‘‘room air conditioner,’’ or
‘‘dehumidifier,’’ that delivers cooled,
conditioned air to an enclosed space,
and is powered by single-phase electric
current. It includes a source of
refrigeration and may include additional
means for air circulation and heating.
■ 4. Amend § 305.7 by revising
paragraph (f) to read as follows:
Determinations of capacity.
*
*
*
*
*
(f) Room air conditioners and portable
air conditioners. The capacity shall be
the cooling capacity in Btu’s per hour,
as determined according to appendix F
to 10 CFR part 430, subpart B, but
rounded to the nearest value ending in
hundreds that will satisfy the
relationship that the value of EER used
in representations equals the rounded
value of capacity divided by the value
of input power in watts. If a value
ending in hundreds will not satisfy this
relationship, the capacity may be
rounded to the nearest value ending in
50 that will.
*
*
*
*
*
■ 5. In § 305.8, revise paragraph (b)(1) to
read as follows:
§ 305.8
Submission of data.
*
*
*
*
*
(b)(1) All data required by § 305.8(a)
except serial numbers shall be
submitted to the Commission annually,
on or before the following dates:
PO 00000
Refrigerators ...............................
Refrigerators-freezers .................
Freezers ......................................
Central air conditioners ..............
Heat pumps ................................
Dishwashers ...............................
Water heaters .............................
Room and portable air conditioners.
Furnaces .....................................
Pool heaters ...............................
Clothes washers .........................
Fluorescent lamp ballasts ...........
Showerheads ..............................
Faucets .......................................
Water closets ..............................
Ceiling fans .................................
Urinals .........................................
Metal halide lamp fixtures ..........
General service fluorescent
lamps.
Medium base compact fluorescent lamps.
General service incandescent
lamps.
Televisions ..................................
Deadline
for data
submission
Aug. 1.
Aug. 1.
Aug. 1.
July 1.
July 1.
June 1.
May 1.
July 1.
May 1.
May 1.
Oct. 1.
Mar. 1.
Mar. 1.
Mar. 1.
Mar. 1.
Mar. 1.
Mar. 1.
Sept. 1.
Mar. 1.
Mar. 1.
Mar. 1.
June 1.
Description of covered products.
*
§ 305.7
Product category
62687
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*
*
*
*
*
6. Amend § 305.11 by revising the
section heading and paragraphs (f)(5)
and (8) to read as follows:
■
§ 305.11 Labeling for refrigerators,
refrigerator-freezers, freezers, dishwashers,
clothes washers, water heaters, room air
conditioners, portable air conditioners, and
pool heaters.
*
*
*
*
*
(f) * * *
(5) Unless otherwise indicated in this
paragraph, estimated annual operating
costs for refrigerators, refrigeratorfreezers, freezers, clothes washers,
dishwashers, room air conditioners,
portable air conditioners, and water
heaters are as determined in accordance
with §§ 305.5 and 305.10. Thermal
efficiencies for pool heaters are as
determined in accordance with § 305.5.
Labels for clothes washers and
dishwashers must disclose estimated
annual operating cost for both electricity
and natural gas as illustrated in the
sample labels in appendix L to this part.
Labels for dual-mode refrigeratorfreezers that can operate as either a
refrigerator or a freezer must reflect the
estimated energy cost of the model’s
most energy-intensive configuration.
*
*
*
*
*
(8) Labels for refrigerators,
refrigerator-freezers, freezers,
dishwashers, clothes washers, and water
heaters must contain the model’s
estimated annual energy consumption
as determined in accordance with
§ 305.5, and as indicated on the sample
labels in appendix L to this part. Labels
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for room air conditioners, portable air
conditioners, and pool heaters must
contain the model’s energy efficiency
rating or thermal efficiency, as
applicable, as determined in accordance
with § 305.5 and as indicated on the
sample labels in appendix L to this part.
*
*
*
*
*
■ 7. Amend § 305.13 by revising
paragraph (a) to read as follows:
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS
§ 305.13
Labeling for ceiling fans.
(a) Ceiling fans.—(1) Content. Any
covered product that is a ceiling fan
shall be labeled clearly and
conspicuously on the package’s
principal display panel with the
following information on the label
consistent with the sample label in
Appendix L to this part:
(i) Headlines, including the title
‘‘EnergyGuide,’’ and text as illustrated
in the sample labels in Appendix L to
this part;
(ii) The product’s estimated yearly
energy cost based on [12 hours per day
for fans greater than 84 inches in
diameter and for high velocity smalldiameter fans, and 6.4 hours for all
other covered models] hours use per day
and 12 cents per kWh;
(iii) The product’s airflow expressed
in cubic feet per minute and determined
pursuant to § 305.5 of this part;
(iv) The product’s energy use
expressed in watts and determined
pursuant to § 305.5 of this part as
indicated in the sample label in
appendix L of this part;
(v) The statement ‘‘Based on 12 cents
per kWh and [12 hours per day for fans
greater than 84 inches in diameter and
for high velocity small-diameter fans,
and 6.4 hours for all other covered
models] use per day’’;
(vi) The statement ‘‘Your cost
depends on rates and use’’;
(vii) The statement ‘‘All estimates
based on typical use, excluding lights’’;
(viii) The statement ‘‘The higher the
airflow, the more air the fan will move;’’
(ix) The statement ‘‘Airflow
Efficiency: ___Cubic Feet Per Minute
Per Watt’’;
(x) The address ftc.gov/energy;
(xi) For fans less than 19 inches in
diameter, the label shall display a cost
range of $10 to $50 along with the
statement underneath the range ‘‘Cost
Range of Similar Models (18″ or
smaller)’’;
(xii) For fans from 19 or more inches
and less than 84 inches in diameter, the
label shall display a cost range of $3 to
$34 along with the statement
underneath the range ‘‘Cost Range of
Similar Models (19″–83″).
(xiii) For fans more than 83 inches in
diameter, the label shall display a cost
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21:07 Sep 09, 2016
Jkt 238001
range of $49 to $734 along with the
statement underneath the range ‘‘Cost
Range of Similar Models (greater than
83″).’’
(xiv) For high velocity, small diameter
fans, the label shall display a cost range
of $8 to $85 along with the statement
underneath the range ‘‘Cost Range of
Similar Models.’’
(xv) Placement of the labeled product
on the scale proportionate to the lowest
and highest estimated annual energy
costs as illustrated in the Sample Labels
in appendix L. When the estimated
annual energy cost of a given model
falls outside the limits of the current
range for that product, the manufacturer
shall place the product at the end of the
range closest to the model’s energy cost.
(xvi) The ENERGY STAR logo as
illustrated on the ceiling fan label
illustration in Appendix L for qualified
products, if desired by the
manufacturer. Only manufacturers that
have signed a Memorandum of
Understanding with the Department of
Energy or the Environmental Protection
Agency may add the ENERGY STAR
logo to labels on qualifying covered
products; such manufacturers may add
the ENERGY STAR logo to labels only
on those products that are covered by
the Memorandum of Understanding;
(2) Label size, color, and text font. The
label shall be four inches wide and three
inches high. The label colors shall be
black text on a process yellow or other
neutral contrasting background. The text
font shall be Arial or another equivalent
font. The label’s text size, format,
content, and the order of the required
disclosures shall be consistent with the
ceiling fan label illustration of appendix
L of this part.
(3) Placement. The ceiling fan label
shall be printed on or affixed to the
principal display panel of the product’s
packaging.
(4) Additional information. No marks
or information other than that specified
in this part shall appear on this label,
except a model name, number, or
similar identifying information.
(5) Labeling for ‘‘multi-mount’’ fans.
For ‘‘multi-mount’’ fan models that can
be installed either extended from the
ceiling or flush with the ceiling, the
label content must reflect the lowest
efficiency (cubic feet per watt)
configuration. Manufacturers may
provide a second label depicting the
efficiency at the other configuration.
*
*
*
*
*
■ 8. Amend § 305.16 by revising
paragraphs (a)(3), (a)(4), (b)(3), and (b)(4)
to read as follows:
PO 00000
Frm 00021
Fmt 4702
Sfmt 4702
§ 305.16 Labeling and marking for
plumbing products.
(a) * * *
(3) The package for each showerhead
and faucet shall disclose the
manufacturer’s name and the model
number.
(4) The package or any label attached
to the package for each showerhead or
faucet shall contain at least the
following: The flow rate expressed in
gallons per minute (gpm) or gallons per
cycle (gpc), and the flow rate value shall
be the actual flow rate or the maximum
flow rate specified by the standards
established in subsection (j) of section
325 of the Act, 42 U.S.C. 6295(j). Each
flow rate disclosure shall also be given
in liters per minute (L/min) or liters per
cycle (L/cycle).
(b) * * *
(3) The package, and any labeling
attached to the package, for each water
closet and urinal shall disclose the flow
rate, expressed in gallons per flush (gpf),
and the water use value shall be the
actual water use or the maximum water
use specified by the standards
established in subsection (k) of section
325 of the Act, 42 U.S.C. 6295(k). Each
flow rate disclosure shall also be given
in liters per flush (Lpf).
(4) With respect to any gravity tanktype white 2-piece toilet offered for sale
or sold before January 1, 1997, which
has a water use greater than 1.6 gallons
per flush (gpf), any printed matter
distributed or displayed in connection
with such product (including packaging
and point-of-sale material, catalog
material, and print advertising) shall
include, in a conspicuous manner, the
words ‘‘For Commercial Use Only.’’
*
*
*
*
*
§ 305.20
[Amended]
9. In § 305.20, remove the term ‘‘room
air conditioners’’ wherever it appears
and add, in its place, the term ‘‘room
and portable air conditioners.’’
■ 10. Add Appendix D6 to read as
follows:
■
Appendix D5 to Part305—Water
Heaters—Instantaneous–Electric
RANGE INFORMATION
Capacity
Capacity
(maximum
flow rate);
gallons per
minute (gpm)
‘‘Very Small’’—
less than 1.6
‘‘Low’’—1.7 to
2.7 .................
E:\FR\FM\12SEP1.SGM
12SEP1
Range of estimated
annual energy costs
(dollars/year)
Low
High
*
*
*
*
Federal Register / Vol. 81, No. 176 / Monday, September 12, 2016 / Proposed Rules
amendments would also require that
registrants submit all such filings in
HyperText Markup Language (‘‘HTML’’)
format.
DATES: Comments should be received on
or before October 27, 2016.
ADDRESSES: Comments may be
submitted by any of the following
methods:
RANGE INFORMATION—Continued
Capacity
Range of estimated
annual energy costs
(dollars/year)
Capacity
(maximum
flow rate);
gallons per
minute (gpm)
Low
‘‘Medium’’—2.8
to 3.9 .............
‘‘High’’—over 4.0
High
*
*
*
*
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/proposed.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number S7–
19–16 on the subject line; or
• Use the Federal eRulemaking Portal
(https://www.regulations.gov). Follow the
instructions for submitting comments.
11. Revise Appendix E to read as
follows:
■
Appendix E to Part 305—Room and
Portable Air Conditioners
RANGE INFORMATION
Manufacturer’s
rated cooling
capacity in
Btu’s/hr
Less than 6,000
Btu .................
6,000 to 7,999
Btu .................
8,000 to 13,999
Btu .................
14,000 to 19,999
Btu .................
20,000 and
more Btu .......
Range of estimated
annual energy costs
(dollars/year)
Low
High
*
*
*
*
*
*
*
*
*
Paper Comments
*
* No data submitted.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2016–21783 Filed 9–9–16; 8:45 am]
BILLING CODE 6750–01–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Parts 229, 232, 239 and 249
[Release Nos. 33–10201; 34–78737; File No.
S7–19–16]
RIN 3235–AL95
Exhibit Hyperlinks and HTML Format
Securities and Exchange
Commission.
ACTION: Proposed rule.
AGENCY:
We are proposing
amendments that would require
registrants that file registration
statements and periodic and current
reports that are subject to the exhibit
requirements under Item 601 of
Regulation S–K, or that file on Forms F–
10 or 20–F, to include a hyperlink to
each exhibit listed in the exhibit index
of these filings. To enable the inclusion
of such hyperlinks, the proposed
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS
SUMMARY:
VerDate Sep<11>2014
21:07 Sep 09, 2016
Jkt 238001
• Send paper comments to Brent J.
Fields, Secretary, Securities and
Exchange Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number S7–19–16. This file number
should be included on the subject line
if email is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/
proposed.shtml). Comments are also
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. All comments
received will be posted without change;
we do not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly.
Studies, memoranda or other
substantive items may be added by the
Commission or staff to the comment file
during this rulemaking. A notification of
the inclusion in the comment file of any
such materials will be made available
on the SEC’s Web site. To ensure direct
electronic receipt of such notifications,
sign up through the ‘‘Stay Connected’’
option at www.sec.gov to receive
notifications by email.
FOR FURTHER INFORMATION CONTACT: N.
Sean Harrison, Special Counsel, at (202)
551–3430, in the Office of Rulemaking,
Division of Corporation Finance, U.S.
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549.
We are
proposing amendments to Item 601 of
SUPPLEMENTARY INFORMATION:
PO 00000
Frm 00022
Fmt 4702
Sfmt 4702
62689
Regulation S–K,1 Forms 20–F 2 and F–
10,3 and Rules 11,4 102 5 and 105 6 of
Regulation S–T.7
I. Introduction
Since the Commission’s
implementation of the Electronic Data
Gathering, Analysis, and Retrieval
system (‘‘EDGAR’’) in 1984 to automate
the receipt, processing, and
dissemination of documents required to
be filed under the federal securities
laws,8 we have sought to make EDGAR
more efficient and comprehensive. For
example, in 2000, we adopted rule and
form amendments in connection with
the modernization of EDGAR that
allowed registrants to file EDGAR
documents in the HTML format.9 In
addition, we expanded the permissible
use of hyperlinks in EDGAR filings to
allow filers to hyperlink to other
documents within the same filing and to
hyperlink to documents contained in
other filings in the EDGAR database.
Recently, we issued a concept release
examining the business and financial
information Regulation S–K requires
registrants to disclose, how this
information is presented, where and
how this information is disclosed and
how we can leverage technology as part
of these efforts.10 The S–K Concept
Release was a product of the staff’s work
on the Disclosure Effectiveness
Initiative, which is part of a
comprehensive evaluation of the
Commission’s disclosure requirements
recommended in the staff’s Report on
Review of Disclosure Requirements in
Regulation S–K (‘‘S–K Study’’).11 In
furtherance of the objectives of the
Disclosure Effectiveness Initiative, we
are proposing rule amendments to Item
1 17
CFR 229.601.
CFR 249.20f.
3 17 CFR 239.40.
4 17 CFR 232.11.
5 17 CFR 232.102.
6 17 CFR 232.105.
7 17 CFR 232.10 et seq.
8 See Electronic Filing, Processing and
Information Dissemination System, Release No. 33–
6519 (Mar. 30, 1984) [49 FR 12707].
9 See Rulemaking for EDGAR System, Release No.
33–7855 (Apr. 24, 2000) [65 FR 24788]. Filers also
may submit unofficial copies of filings in Portable
Document Format (‘‘PDF’’). See Rule 104 of
Regulation S–T [17 CFR 232.104].
10 See Business and Financial Disclosure
Required by Regulation S–K, Release No. 33–10064
(Apr. 13, 2016) [81 FR 23916] (‘‘S–K Concept
Release’’). The Division of Corporation Finance is
reviewing the disclosure requirements in
Regulation S–K [17 CFR 229 et seq.] and Regulation
S–X [17 CFR 210 et seq.], and is considering ways
to improve the disclosure regime for the benefit of
both public companies and investors.
11 The S–K Study was mandated by Section 108
of the Jumpstart Our Business Startups Act. See
Public Law 112–106, Sec. 108, 126 Stat. 306 (2012).
2 17
E:\FR\FM\12SEP1.SGM
12SEP1
Agencies
[Federal Register Volume 81, Number 176 (Monday, September 12, 2016)]
[Proposed Rules]
[Pages 62681-62689]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-21783]
=======================================================================
-----------------------------------------------------------------------
FEDERAL TRADE COMMISSION
16 CFR Part 305
RIN 3084-AB15
Energy Labeling Rule
AGENCY: Federal Trade Commission (``FTC'' or ``Commission'').
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Commission proposes amendments to the Energy Labeling Rule
to require labels for portable air conditioners, large-diameter and
high-speed small diameter ceiling fans, and instantaneous electric
water heaters. Additionally, it proposes eliminating certain marking
requirements for plumbing products.
DATES: Written comments must be received on or before November 14,
2016.
ADDRESSES: Interested parties may file a comment online or on paper, by
following the instructions in the Request for Comment part of the
SUPPLEMENTARY INFORMATION section below. Write ``Energy Labeling
Amendments (16 CFR part 305) (Project No. R611004)'' on your comment,
and file your comment online at https://ftcpublic.commentworks.com/ftc/plumbingnprm, by following the instructions on the web-based form. If
you prefer to file your comment on paper, mail your comment to the
following address: Federal Trade Commission, Office of the Secretary,
600 Pennsylvania Avenue NW., Suite CC-5610 (Annex E), Washington, DC
20580, or deliver your comment to the following address: Federal Trade
Commission, Office of the Secretary, Constitution Center, 400 7th
Street SW., 5th Floor, Suite 5610 (Annex E), Washington, DC 20024.
FOR FURTHER INFORMATION CONTACT: Hampton Newsome, Attorney, (202) 326-
2889, Division of Enforcement, Bureau of Consumer Protection, Federal
Trade Commission, 600 Pennsylvania Avenue NW., Washington, DC 20580.
SUPPLEMENTARY INFORMATION:
I. Background
The Commission issued the Energy Labeling Rule (``Rule'') in
1979,\1\ pursuant to the Energy Policy and Conservation Act of 1975
(EPCA).\2\ The Rule requires energy labeling for major home appliances
and other consumer products to help consumers compare competing models.
It also contains labeling requirements for refrigerators, refrigerator-
freezers, freezers, dishwashers, water heaters, clothes washers, room
air conditioners, furnaces, central air conditioners, heat pumps,
plumbing products, lighting products, ceiling fans, and televisions.
---------------------------------------------------------------------------
\1\ 44 FR 66466 (Nov. 19, 1979).
\2\ 42 U.S.C. 6294. EPCA also requires the Department of Energy
(DOE) to develop test procedures that measure how much energy
appliances use, and to determine the representative average cost a
consumer pays for different types of energy.
---------------------------------------------------------------------------
The Rule requires manufacturers to attach yellow EnergyGuide labels
to many of the covered products and prohibits retailers from removing
these labels or rendering them illegible. In addition, it directs
sellers, including retailers, to post label information on Web sites
and in paper catalogs from which consumers can order products.
EnergyGuide labels for most covered products contain three key
disclosures: Estimated annual energy cost, a product's energy
consumption or energy efficiency rating as determined by DOE test
procedures, and a comparability range displaying the highest and lowest
energy costs or efficiency ratings for all similar models. For cost
calculations, the Rule specifies national average costs for applicable
energy sources (e.g., electricity, natural gas, oil) as calculated by
DOE. Under the Rule, the Commission periodically updates comparability
range and annual energy cost information based on manufacturer
[[Page 62682]]
data submitted pursuant to the Rule's reporting requirements.\3\
---------------------------------------------------------------------------
\3\ 16 CFR 305.10.
---------------------------------------------------------------------------
II. Proposed Amendments to the Energy Labeling Rule
The Commission seeks comments on issues related to recent DOE
regulatory actions or new issues raised by commenters in response to a
November 2, 2015 Notice of Proposed Rulemaking (``2015 NPRM'' or
``NPRM'') (80 FR 67351), including portable air conditioner labeling,
large-diameter and high-speed small-diameter ceiling fan labels,
electric instantaneous water heater labeling, and plumbing disclosures
changes.\4\
---------------------------------------------------------------------------
\4\ The comments received in response to the 2015 NPRM are here:
https://www.ftc.gov/policy/public-comments/initiative-601. The
comments included: Association of Home Appliance Manufacturers
(AHAM) (#00016); CSA Group (#00007); California Investor Owned
Utilities (California IOUs) (#00019); Earthjustice (``Joint
Commenters'') (#00018); International Association of Plumbing and
Mechanical Officials (IAPMO) (#00022); NSF International (#00005);
and Plumbing Manufacturers International (PMI) (#00006).
---------------------------------------------------------------------------
A. Portable Air Conditioners
Background: In the 2015 NPRM, the Commission sought comment on
labeling for portable air conditioners (portable ACs) in response to a
DOE proposal designating portable air conditioners as covered products
under EPCA.\5\ Given the similarity of portable air conditioners to
room air conditioners (room ACs), the Commission proposed requiring the
same or similar labeling for the two products. In addition, the
Commission proposed requiring such labels after DOE completes its
portable air conditioner test procedure rulemaking.
---------------------------------------------------------------------------
\5\ See 78 FR 40403 (July 5, 2013); 42 U.S.C. 6292. Portable air
conditioners are movable units, unlike room air conditioners, which
are permanently installed on the wall or in a window.
---------------------------------------------------------------------------
In support of this position, the Commission stated that labels for
this product category are likely to assist consumers in their
purchasing decisions. It is also stated such labels would be
economically and technologically feasible.\6\ Portable air conditioners
are common in the marketplace, use energy equivalent to already-covered
room air conditioners, and vary in their energy use. Specifically, DOE
has reported that the aggregate energy use of portable ACs has been
increasing as these units have become popular in recent years.\7\ DOE
also estimated that these products have a large efficiency rating range
(approximately 8.2-14.3 Energy Efficiency Ratio (EER)). In addition,
DOE estimated average per-household annual electricity consumption for
these products at approximately 650 kWh/yr (750 kWh/yr for EER 8.2, and
400 kWh/yr for EER 14.3). Thus, the Commission stated in the 2015 NPRM
that energy labeling for these products is likely to assist consumers
with their purchasing decisions by allowing them to compare competing
models' energy costs. In addition, because these products closely
resemble room air conditioners, which are currently labeled under the
Rule, the burdens and benefits of labeling these products should not
differ significantly from those already applicable to room air
conditioners.
---------------------------------------------------------------------------
\6\ See 42 U.S.C. 6294(a)(3).
\7\ See 78 FR at 40404-05; Technical Support Document: Energy
Efficiency; Program for Consumer Products and Commercial and
Industrial Equipment: Portable Air Conditioners. U.S. Department of
Energy--Office of Energy Efficiency and Renewable Energy (Feb. 18,
2015), https://www.regulations.gov/#!documentDetail;D=EERE-2013-BT-
STD-0033-0007.
---------------------------------------------------------------------------
Therefore, the Commission proposed requiring labels for portable
air conditioners identical to the current room air conditioner label in
content and format. The proposed amendments included the DOE's proposed
definition of ``portable air conditioner'' in section 305.3.\8\ These
amendments would include separate ranges for portable air conditioners
in the Rule's appendices, which the Commission would publish after data
becomes available. The Commission did not propose combining the ranges
with room air conditioners, stating that it was not clear whether
consumers routinely compare portable air conditioners to room air
conditioners. In addition, consistent with requirements applicable to
room air conditioners, the Commission proposed establishing reporting
requirements identical to DOE's for these products. The Commission also
explained that it would not make a final determination on labeling
until DOE issued a final test procedure and defined ``portable air
conditioner.'' \9\ The NPRM stated that the Commission would provide
manufacturers adequate time to test their products and report energy
data before they must begin complying with any labeling
requirements.\10\
---------------------------------------------------------------------------
\8\ To effect new labeling requirements, the proposed amendments
insert the term ``portable air conditioner'' next to ``room air
conditioner'' into appropriate sections of 305.2 (definitions),
305.3 (description of covered products), 305.7 (determinations of
capacity), 305.8 (submission of data), 305.11 (labeling for
appliances), and 305.20 (catalog requirements).
\9\ DOE published a proposed test procedure on February 25, 2015
(80 FR 10212).
\10\ Under EPCA, any energy representations on the label must
reflect the DOE test results. 42 U.S.C. 6293(c).
---------------------------------------------------------------------------
Comments: Commenters generally supported requiring EnergyGuide
labels for portable air conditioners. For instance, the Joint
Commenters agreed that requiring EnergyGuide labels for portable air
conditioners will likely assist consumers in making purchasing
decisions and be economically and technologically feasible. As
discussed below, the commenters also addressed the comparative
information for these labels and the timing of the potential
requirements. Although commenters generally supported labeling for
portable ACs, they differed about the comparability information on the
label. AHAM agreed with the Commission's initial proposal not to
combine ranges for portable and room air conditioners. The Joint
Commenters disagreed and specifically recommended a second range bar
comparing room and portable air conditioners of similar capacity. They
explained that consumer questions posted on shopping Web sites suggest
that many consumers directly compare the two product types and use
portable units in a manner similar to room air conditioners. In
addition, some retailers market portable air conditioners as energy-
efficient alternatives to room air conditioners.
Commenters also addressed the timing of DOE's test procedure and
the FTC's labeling requirement. The California IOUs agreed that FTC
should wait until DOE finalizes the test procedure for portable air
conditioners before requiring an EnergyGuide label. They explained that
the DOE procedure is likely to include new metrics to address portable
air conditioners' performance comparability, peak-demand performance,
and actual usage. AHAM strongly urged the Commission to align the label
implementation date to coincide with DOE's compliance date for energy
conservation standards. Given the considerable burdens associated with
designing products to meet such standards, AHAM noted that EPCA sets a
five-year lead-in period for manufacturers to comply.\11\ During that
period, companies must ensure that new and existing products meet the
applicable standard. According to AHAM, the pre-development,
development, and tooling phases for new product launches can take years
and require extensive company resources, time, and coordination. AHAM
cautioned that any requirement to distribute labels prior to the DOE
standards compliance date will require companies to divert resources
from developing new, more efficient
[[Page 62683]]
products.\12\ In addition, in AHAM's view, if FTC requires labels
before this date, manufacturers would have to test and label all the
low-efficiency models they plan to discontinue because such models do
not meet the DOE standards.\13\
---------------------------------------------------------------------------
\11\ See 42 U.S.C. 6295(l).
\12\ AHAM also explained that it will take significant time for
manufactures to determine the list of active models and, out of
those models, identify those that qualify as ``basic models'' under
DOE and FTC regulations.
\13\ Finally, AHAM noted that the testing and labeling involved
would be more burdensome than the estimates included in the
Paperwork Reduction Act analysis of the 2015 NPRM. Specifically,
AHAM estimated: 32 hours per model for testing (8 hours x 4 units,
as well as up to 4 hours for preparing the data); 40 hours per model
for reporting; and 40 hours per model for label preparation. It is
unclear whether AHAM's reporting burden estimate refers to annual
certification reports or to new model reports. Annual reports
include all models under current production (including models
previously reported to the database). It is also unclear whether an
estimate of 40 hours for label drafting is per model rather than,
perhaps more justifiably, per product type or per manufacturer. As
noted in the Paperwork Reduction Act discussion below, the
Commission seeks clarification regarding these estimates.
---------------------------------------------------------------------------
Discussion: Consistent with the comments, the Commission continues
to conclude that labeling for portable air conditioners will aid
consumers in their purchasing decisions. On June 1, 2016 (81 FR 35242),
DOE issued a final test procedure for these products, thus establishing
a means to test and label them.
However, the content and timing of DOE's new test procedure raises
several new issues. First, in its test procedure notice, DOE explained
that its test procedures do not generate comparable results for
portable and room air conditioners. In response to stakeholder concerns
about this inconsistency, DOE plans to consider amending the room air
conditioner procedure to address this issue. However, it is not clear
when this change will occur. In the meantime, the inconsistent results
might lead consumers to draw inaccurate conclusions regarding
comparative yearly energy cost estimates. However, such problems will
arise only if consumers consider portable and room air conditioners to
be reasonable substitutes for one another. The Commission raised this
issue in the NPRM. In declining to propose combined portable AC and
room AC comparability ranges, the Commission stated that ``it is not
clear whether consumers routinely compare portable air conditioners to
room air conditioners when shopping.'' \14\ As discussed above,
commenters split in their opinions on this issue. AHAM, without
elaboration, agreed with the Commission's proposal to keep the ranges
separate. In contrast, the Joint Commenters, citing several examples,
asserted that consumers do, in fact, make such comparisons. Likewise,
DOE stated in its recent test procedure Notice that ``comparative
ratings between room ACs and portable ACs [are] desirable,'' implying
that consumers do compare these products.\15\ Given the possibility
that the two labels would lead consumers to make inaccurate comparisons
between portable AC and room AC models, the Commission proposes waiting
to issue final portable air conditioner labels until the two test
procedures are harmonized. In addition, once such harmonized data is
available, the Commission proposes combining range categories for
portable ACs and room ACs given commenter evidence suggesting consumers
do, in fact, compare the two product types.\16\ The Commission seeks
comment on all aspects of this proposal.\17\
---------------------------------------------------------------------------
\14\ 80 FR at 67357.
\15\ 81 FR at 35251. DOE also noted ``the many similarities
between room ACs and portable ACs in design, cost, functionality,
consumer utility, and applications.'' See 81 FR at 35250.
\16\ The Commission proposes to group the ranges by size only
and not by product configuration (e.g., reverse cycle or louvered
sides).
\17\ Consistent with the Commission's recent decision on room
air conditioners, the portable AC label would appear on the product
box, not the unit itself. In addition, the portable AC label would
disclose the Combined Energy Efficiency Ratio (CEER). 80 FR 67285,
67292 (Nov. 2, 2015).
---------------------------------------------------------------------------
Second, the Commission seeks comment on the timing and content of
reporting requirements for portable air conditioners. The NPRM
indicated that the Commission would simply follow DOE's reporting
requirements for these products. However, at this time, DOE has not
established such provisions. Given the current absence of DOE reporting
requirements, commenters should address the types of information that
FTC should collect pending DOE reporting rules.
Finally, now that DOE has issued a final test procedure and is
proceeding to set a compliance date for efficiency standards, the
Commission seeks input on the overall timing of label requirements. The
2015 NPRM explained the Commission would establish labeling
requirements sometime after the test procedure's publication. However,
industry commenters, citing significant burdens associated with testing
and labeling, urged the Commission to synchronize any new labeling
requirements with the DOE standards compliance date. In light of these
concerns, the Commission seeks comments on whether the final label
requirement should coincide with the future DOE standards compliance
date or the Commission should require the new labels sooner.
B. Large-Diameter and High-Speed Small Diameter Ceiling Fan Labels
The Commission recently issued updated ceiling fan labels, which
the Commission will require on all fan boxes within two years. In
publishing the new label, the Commission excluded large-diameter fans
(i.e., 84 inches or greater in diameter) and high-speed small-diameter
(HSSD) fans because the new DOE test procedure prescribes significantly
different operating assumptions (hours per day) for these models.\18\
The DOE test procedure dictates a 6.4-hour per day operating assumption
for standard fans but a 12-hour per day figure for large-diameter and
HSSD models.\19\ As a result, the DOE test yields substantially
different yearly cost estimates for fans with the same power
consumption. Absent adequate disclosures alerting consumers to the
different operating assumptions on these models, the resulting
inconsistencies could be confusing or even misleading. Accordingly, the
Commission seeks comment on the need for, and content of, large-
diameter and HSSD fan labels. Commenters should address whether
EnergyGuide labels or other required labels for these two fan types are
necessary to help consumers make purchasing decisions, whether
consumers commonly compare these fan types to more conventional fans,
and, if so, what information is necessary on the labels or other
disclosures to prevent confusion.
---------------------------------------------------------------------------
\18\ 81 FR 48620 (July 25, 2016). In its proposed test procedure
Notice, DOE described a HSSD fan as a model that has a blade
thickness of less than 3.2 mm at the edge or a maximum tip speed
greater than applicable limits set out by DOE and does not otherwise
qualify as ``a very small-diameter ceiling fan, highly-decorative
ceiling fan or belt-driven ceiling fan.'' DOE also explained that
``HSSD ceiling fans generally operate at much higher speeds (in
terms of RPM) than standard or hugger ceiling fans, and are
installed in commercial applications.'' 81 FR 1688, 1700, and 1703
(Jan. 13, 2016).
\19\ 81 FR at 48645.
---------------------------------------------------------------------------
C. Electric Instantaneous Water Heaters
The Commission also proposes to require EnergyGuide labels for
electric instantaneous water heaters. Although the current Rule
includes such products in the ``water heater'' definition (section
305.3), DOE's test procedure has not included provisions for measuring
the annual energy consumption of electric instantaneous models.
Therefore, the Commission has not required labels for such products.
However, DOE has updated its test procedure to include such a
measurement.\20\ Accordingly, the
[[Page 62684]]
Commission proposes to amend the Rule to require labeling, and publish
comparability ranges for use on these products in a final Rule. The
labels will follow the same format and content as other covered water
heaters. The final Rule will require manufacturers to begin using
labels on their products within 180-days of the final Rule.
---------------------------------------------------------------------------
\20\ 79 FR 40542 (July 11, 2014).
---------------------------------------------------------------------------
D. Plumbing ASME Reference Update
Background: The Commission also proposed to update the marking and
labeling requirements in Section 305.16 to reference the current ASME
standards for showerheads and faucets (``A112.18.1''), as well as water
closets and urinals (``A112.19.2''). The proposed change would update
these references by removing the letter ``M,'' which appeared in older,
obsolete versions of the standards' titles (e.g., ``A112.18.1M'').
Under the proposal, the Rule would require the markings to read
``A112.18.1'' and ``A112.19.2'' respectively, making them consistent
with the current designations referenced in existing DOE water
efficiency standards (10 CFR part 430). EPCA directs the Commission to
amend the labeling requirements to be consistent with any revisions to
these ASME standards, unless the Commission finds such amendments would
be inconsistent with EPCA's purposes and labeling requirements.\21\ In
the proposal, the Commission indicated it had found no such
inconsistency. Given the routine nature of this change and the minimal
impact it would have on consumers, the Commission proposed providing
manufacturers with two years to revise the marking on their affected
plumbing products to include the updated reference.
---------------------------------------------------------------------------
\21\ 42 U.S.C. 6294(a)(2)(E).
---------------------------------------------------------------------------
Comments: In response, plumbing manufacturers and standards
organizations, including CSA, IAPMO, PMI, and NSF, recommended the
Commission remove this marking requirement for showerheads and faucets
(A112.18.1), as well as water closets and urinals (A112.19.2).\22\ The
commenters offered several different reasons. First, NSF and PMI argued
that consumers are unaware of the marking's relevance. They explained
that consumers do not associate the ASME markings with product
performance. PMI and CSA also noted that the Energy Labeling Rule does
not require such markings for most other covered products, such as
appliances, subject to similar standards.\23\ Second, the commenters
(e.g., IAPMO, NSF) asserted that existing requirements, as well any
revisions to them, impose unnecessary and unreasonable burdens without
any corresponding benefit. NSF explained that the marking requirements
are particularly burdensome for products that have limited surface
space. Third, according to the commenters, the Rule's marking
requirements are no longer necessary because the ASME standards
themselves no longer require such markings and all applicable plumbing
codes now impose similar disclosures and require manufacturers to
third-party certify their products to the current applicable
standard.\24\
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\22\ The commenters recommended that, consistent with EPCA's
requirements (42 U.S.C. 6294(a)(2)(E)(i) and 42 U.S.C.
6294(a)(2)(F)(i)), the Commission retain the flow rate and water use
disclosures for these products to continue to help consumers with
their purchasing decisions. The commenters also explained that the
``M'' designation, a now obsolete reference to metric that was in
the standard's title when Congress first required marking, has since
been removed from the titles of both standards.
\23\ CSA noted that Canada does not require a similar federal
marking requirement, and that this has not harmed Canadian
residents.
\24\ At the time the Commission promulgated the marking
regulations, no such third-party requirements existed. According to
the commenters, third-party certification also requires a small
certification mark on the product as well as periodic product and
manufacturing facilities auditing to ensure ongoing compliance.
Additionally, certifiers maintain public listings on their Web
sites, which allows verification of product compliance.
---------------------------------------------------------------------------
Discussion: The Commission agrees with commenters that the required
marking appears to have outlived its usefulness, and that its removal
likely will have no negative impact on consumers or other market
participants. In addition, as noted in the comments, the current
revisions of both ASME standards no longer require these markings.
Because the NPRM did not seek comments on this substantial change, the
Commission has provided amendatory language in this Notice and seeks
comment on this issue.
III. Request for Comment
You can file a comment online or on paper. For the Commission to
consider your comment, we must receive it on or before November 14,
2016. Write ``Energy Labeling Amendments (16 CFR part 305) (Project No.
R611004)'' on your comment. Your comment--including your name and your
state--will be placed on the public record of this proceeding,
including, to the extent practicable, on the public Commission Web
site, at https://www.ftc.gov/policy/public-comments. As a matter of
discretion, the Commission tries to remove individuals' home contact
information from comments before placing them on the Commission Web
site.
Because your comment will be made public, you are solely
responsible for making sure that your comment does not include any
sensitive personal information, such as anyone's Social Security
number, date of birth, driver's license number or other state
identification number or foreign country equivalent, passport number,
financial account number, or credit or debit card number. You are also
solely responsible for making sure that your comment does not include
any sensitive health information, such as medical records or other
individually identifiable health information. In addition, do not
include any ``[t]rade secret or any commercial or financial information
which is . . . privileged or confidential,'' as discussed in section
6(f) of the FTC Act, 15 U.S.C. 46(f), and FTC Rule 4.10(a)(2), 16 CFR
4.10(a)(2). In particular, do not include competitively sensitive
information such as costs, sales statistics, inventories, formulas,
patterns, devices, manufacturing processes, or customer names.
If you want the Commission to give your comment confidential
treatment, you must file it in paper form, with a request for
confidential treatment, and you must follow the procedure explained in
FTC Rule 4.9(c), 16 CFR 4.9(c). Your comment will be kept confidential
only if the FTC General Counsel grants your request in accordance with
the law and the public interest.
Postal mail addressed to the Commission is subject to delay due to
heightened security screening. As a result, we encourage you to submit
your comments online. To make sure that the Commission considers your
online comment, you must file it at https://ftcpublic.commentworks.com/ftc/plumbingnprm, by following the instruction on the Web-based form.
If this Notice appears at https://www.regulations.gov, you also may file
a comment through that Web site.
If you prefer to file your comment on paper, mail your comment to
the following address: Federal Trade Commission, Office of the
Secretary, 600 Pennsylvania Avenue NW., Suite CC-5610 (Annex E),
Washington, DC 20580, or deliver your comment to the following address:
Federal Trade Commission, Office of the Secretary, Constitution Center,
400 7th Street SW., 5th Floor, Suite 5610 (Annex E), Washington, DC
20024. If possible, submit your paper comment to the Commission by
courier or overnight service.
Visit the Commission Web site at https://www.ftc.gov to read this
NPRM and the news release describing it. The
[[Page 62685]]
FTC Act and other laws that the Commission administers permit the
collection of public comments to consider and use in this proceeding,
as appropriate. The Commission will consider all timely and responsive
public comments that it receives on or before November 14, 2016. You
can find more information, including routine uses permitted by the
Privacy Act, in the Commission's privacy policy, at https://www.ftc.gov/ftc/privacy.htm. Because written comments appear adequate to present
the views of all interested parties, the Commission has not scheduled
an oral hearing regarding these proposed amendments. Interested parties
may request an opportunity to present views orally. If such a request
is made, the Commission will publish a document in the Federal Register
stating the time and place for such oral presentation(s) and describing
the procedures that will be followed. Interested parties who wish to
present oral views must submit a hearing request, on or before October
4, 2016, in the form of a written comment that describes the issues on
which the party wishes to speak. If there is no oral hearing, the
Commission will base its decision on the written rulemaking record.
IV. Paperwork Reduction Act
The current Rule contains recordkeeping, disclosure, testing, and
reporting requirements that constitute information collection
requirements as defined by 5 CFR 1320.3(c), the definitional provision
within the Office of Management and Budget (OMB) regulations that
implement the Paperwork Reduction Act (PRA). OMB has approved the
Rule's existing information collection requirements through May 31,
2017 (OMB Control No. 3084-0069). The proposed amendments make changes
in the Rule's labeling requirements that will increase the PRA burden
as detailed below.\25\ Accordingly, FTC staff will submit this notice
of proposed rulemaking and associated Supporting Statement to OMB for
review under the PRA.\26\
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\25\ The proposed changes to plumbing should impose no
additional burden beyond existing estimates because such changes
either impose no or de minimis additional burdens, or manufacturers
should be able to incorporate the proposed changes into their
normally scheduled package or label revisions without incurring
additional burdens beyond those already accounted for.
\26\ The PRA analysis for this rulemaking focuses strictly on
the information collection requirements created by and/or otherwise
affected by the amendments. Unaffected information collection
provisions have previously been accounted for in past FTC analyses
under the Rule and are covered by the current PRA clearance from
OMB.
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Burden estimates below are based on Census data, DOE figures and
estimates, general knowledge of manufacturing practices, and trade
association advice and figures. The FTC estimates that there are about
450 basic models (i.e., units with essentially identical physical and
electrical characteristics) affected by these amendments, including 100
electric instantaneous water heater models, 130 large-diameter and 70
high-speed small diameter fan models, and 150 portable air conditioner
models. In addition, FTC staff estimates that there are 6 instantaneous
water heater manufacturers, 20 ceiling fan manufacturers (of large-
diameter and high-speed small diameter models), and 45 portable air
conditioner manufacturers. The FTC estimates that there are
approximately 2,700,000 ceiling fan units (of the type relevant here),
1,000,000 portable air conditioner units, and 100,000 electric
instantaneous water heaters shipped each year in the U.S.
Reporting: FTC staff estimates that the average reporting burden
for manufacturers will be approximately two minutes to enter label data
per basic model. Subject to further public comment, including AHAM
clarification regarding its reporting burden estimate, the FTC
estimates that annual reporting burden is approximately 15 hours [(2
minutes x 450 models)].
Labeling: The FTC additionally seeks further public comment on its
burden estimate for labeling, including AHAM clarification of its
proffered estimate for portable AC labeling. Provisionally, and tied to
prior FTC burden estimates for labeling focused on the time to affix
product labels, FTC staff estimates burden to be six seconds per unit;
accordingly, 6,334 hours (six seconds x 3,800,000 total annual product
shipments).
Testing: Manufacturers will require approximately 3 hours to test
each new basic ceiling fan model, 24 hours for each water heater, and
36 hours for portable air conditioners.\27\ The FTC estimates that, on
average, 50% of the total basic models are tested each year.
Accordingly, the estimated annual testing burden for the three affected
products categories is 4,200 hours [ceiling fans--300 hours (3 hours x
200 x .5); water heaters--1,200 hours (24 hours x 100 x .5); and PACs--
2,700 hours (36 hours x 150 x .5)].
---------------------------------------------------------------------------
\27\ For portable ACs, the estimate assumes 3 units tested at 8
hours apiece consistent with DOE requirements, with an additional 4
hours for data analysis. See DOE's Compliance Certification
Management System at https://www.regulations.doe.gov/ccms.
---------------------------------------------------------------------------
Recordkeeping: The Rule also requires ceiling fan manufacturers to
keep records of test data generated in performing the tests to derive
information included on labels. The FTC estimates that it will take
manufacturers one minute per record (i.e., per model) to store the
data. Accordingly, the estimated annual recordkeeping burden would be
approximately 8 hours, rounded up (1 minute x 450 basic models).
Catalog Disclosures: Based upon FTC staff research concerning the
number of manufacturers and online retailers, staff estimates that
there are an additional 300 catalog sellers who are subject to the
Rule's catalog disclosure requirements. Staff estimates further that
these sellers each require approximately 3 hours per year to
incorporate the data into their catalogs. This estimate is based on the
assumptions that entry of the required information takes on average one
minute per covered product and that the average online catalog contains
approximately 200 covered products relevant here. Given that there is
great variety among sellers in the volume of products that they offer
online, it is very difficult to estimate such numbers with precision.
In addition, this analysis assumes that information for all 200 covered
products is entered into the catalog each year. This is a conservative
assumption because the number of incremental additions to the catalog
from year to year is likely to be much lower after initial start-up
efforts have been completed. Thus, the total annual disclosure burden
for all catalog sellers of ceiling fans covered by the Rule is 900
hours (300 sellers x 3 hours).
Thus, estimated annual burden attributable to the proposed
amendments is 11,457 hours (15 hours for reporting + 6,334 hours for
affixing labels + 4,200 hours for testing + 8 hours for recordkeeping +
900 disclosure hours for catalog sellers).
Annual Labor Costs
Staff derived labor costs by applying assumed hourly wages \28\ to
the burden hours described above. In calculating labor costs, the FTC
assumes that electrical engineers perform test procedures, electronic
equipment installers affix labels, and data entry workers enter label
data, catalog
[[Page 62686]]
disclosures, and perform recordkeeping. Average hourly wages for these
labor categories, based on BLS data, are as follows: (1) Electrical
engineers ($46.80); (2) electronic equipment installers ($24.22); and
(3) data entry workers ($15.79).
---------------------------------------------------------------------------
\28\ The mean hourly wages that follow are drawn from
``Occupational Employment and Wages--May 2015,'' Bureau of Labor
Statistics (``BLS''), U.S. Department of Labor, Table 1, released
March 30, 2016 (``National employment and wage data from the
Occupational Employment Statistics survey by occupation, May
2015''), available at https://www.bls.gov/news.release/ocwage.t01.htm.
---------------------------------------------------------------------------
Based on the above estimates and assumptions, the total annual
labor cost for the five different categories of burden under the Rule,
applied to the affected product categories, is derived as follows:
Reporting (Data Entry): 15 hours (450 basic models x 2 minutes) x
$15.79/hour (data entry workers) = $237
Labeling (Affixing Labels): 6,334 hours x $24.22 (electronic
equipment installers) = $153,409
Testing: 4,200 hours x $46.80/hour (electrical engineers) = $196,560
Recordkeeping: 8 hours x $15.79/hour (data entry workers) = $126
Catalog Disclosures: 1,200 hours x $15.79/hour (data entry workers)
= $18,948
Thus, the total annual labor cost is approximately $369,280.
Estimated annual non-labor cost burden: Manufacturers are not
likely to require any significant capital costs to comply with the
proposed amendments. Industry members, however, will incur the cost of
printing labels for each covered unit. The estimated label cost, based
on $.03 per label, is $114,000 (3,800,000 x $.03).
Total Estimate: Accordingly, the estimated total hour burden of the
proposed amendments is 11,457 with associated labor costs of $369,280
and annualized capital or other non-labor costs totaling $114,000.
Pursuant to section 3506(c)(2)(A) of the PRA, the FTC invites
comments on: (1) Whether the proposed information collection is
necessary, including whether the information will be practically
useful; (2) the accuracy of our burden estimates, including whether the
methodology and assumptions used are valid; (3) ways to enhance the
quality, utility, and clarity of the information to be collected; and
(4) ways to minimize the burden of the collection of information. All
comments should be filed as prescribed in the ADDRESSES section above,
and must be received on November 14, 2016.
Comments on the proposed recordkeeping, disclosure, and reporting
requirements subject to review under the PRA should additionally be
submitted to OMB. If sent by U.S. mail, they should be addressed to
Office of Information and Regulatory Affairs, Office of Management and
Budget, Attention: Desk Officer for the Federal Trade Commission, New
Executive Office Building, Docket Library, Room 10102, 725 17th Street
NW., Washington, DC 20503. Comments sent to OMB by U.S. postal mail,
however, are subject to delays due to heightened security precautions.
Thus, comments instead should be sent by facsimile to (202) 395-5806.
V. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA), 5 U.S.C. 601 through 612,
requires that the Commission provide an Initial Regulatory Flexibility
Analysis (IRFA) with a proposed rule and a Final Regulatory Flexibility
Analysis (FRFA), if any, with the final rule, unless the Commission
certifies that the rule will not have a significant economic impact on
a substantial number of small entities. See 5 U.S.C. 603 through 605.
The Commission does not anticipate that the proposed rule will have
a significant economic impact on a substantial number of small
entities. The Commission recognizes that some of the affected
manufacturers may qualify as small businesses under the relevant
thresholds. However, the Commission does not expect that the economic
impact of the proposed amendments will be significant because these
amendments involved routine labeling requirements commonly implemented
by the affected entities and the burden of the requirements is not
large as discussed in the Paperwork Reduction Act section of this
Notice.
FTC staff estimates that the amendments will apply to 200 online
and paper catalog sellers of covered products and about 71 product
manufacturers. Staff expects that approximately 150 qualify as small
businesses, all of which are online or paper catalog sellers.
Accordingly, this document serves as notice to the Small Business
Administration of the FTC's certification of no effect. To ensure the
accuracy of this certification, however, the Commission requests
comment on whether the proposed rule will have a significant impact on
a substantial number of small entities, including specific information
on the number of entities that would be covered by the proposed rule,
the number of these companies that are small entities, and the average
annual burden for each entity. Although the Commission certifies under
the RFA that the rule proposed in this notice would not, if
promulgated, have a significant impact on a substantial number of small
entities, the Commission has determined, nonetheless, that it is
appropriate to publish an IRFA in order to inquire into the impact of
the proposed rule on small entities. Therefore, the Commission has
prepared the following analysis:
A. Description of the Reasons That Action by the Agency Is Being Taken
The Commission is proposing expanded product coverage and
additional improvements to the Rule to help consumers in their
purchasing decisions for high efficiency products.
B. Statement of the Objectives of, and Legal Basis for, the Proposed
Rule
The objective of the rule is to improve the effectiveness of the
current labeling program. The legal basis for the Rule is the Energy
Policy and Conservation Act (42 U.S.C. 6292 et seq).
C. Small Entities to Which the Proposed Rule Will Apply
Under the Small Business Size Standards issued by the Small
Business Administration, appliance manufacturers qualify as small
businesses if they have fewer than 1,000 employees (for other household
appliances the figure is 500 employees). Catalog sellers qualify as
small businesses if their sales are less than $8.0 million annually.
FTC staff estimates that there are approximately 150 catalog sellers
subject to the proposed rule's requirements that qualify as small
businesses.\29\ The FTC seeks comment and information regarding the
estimated number or nature of small business entities for which the
proposed rule would have a significant economic impact.
---------------------------------------------------------------------------
\29\ See 75 FR at 41712 (July 19, 2010).
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D. Projected Reporting, Recordkeeping and Other Compliance Requirements
The changes under consideration would slightly increase reporting
or recordkeeping requirements associated with the Commission's labeling
rules as discussed above. The amendments likely will increase
compliance burdens by extending the labeling requirements to portable
air conditioners, instantaneous electric water heaters, and certain
ceiling fan types. The Commission assumes that the label design change
will be implemented by data entry workers and underlying testing done
by electrical engineers.
E. Duplicative, Overlapping, or Conflicting Federal Rules
The Commission has not identified any other federal statutes,
rules, or policies that would duplicate, overlap, or conflict with the
proposed rule. The Commission invites comment and information on this
issue.
[[Page 62687]]
F. Significant Alternatives to the Proposed Rule
The Commission seeks comment and information on the need, if any,
for alternative compliance methods that, consistent with the statutory
requirements, would reduce the economic impact of the rule on small
entities. For example, the Commission is currently unaware of the need
to adopt any special provisions for small entities. However, if such
issues are identified, the Commission could consider alternative
approaches such as extending the effective date of these amendments for
catalog sellers to allow them additional time to comply beyond the
labeling deadline set for manufacturers. Nonetheless, if the comments
filed in response to this notice identify small entities that are
affected by the proposed rule, as well as alternative methods of
compliance that would reduce the economic impact of the rule on such
entities, the Commission will consider the feasibility of such
alternatives and determine whether they should be incorporated into the
final rule.
VI. Communications by Outside Parties to the Commissioners or Their
Advisors
Written communications and summaries or transcripts of oral
communications respecting the merits of this proceeding, from any
outside party to any Commissioner or Commissioner's advisor, will be
placed on the public record. See 16 CFR 1.26(b)(5).
VII. Proposed Rule
List of Subjects in 16 CFR Part 305
Advertising, Energy conservation, Household appliances, Labeling,
Reporting and recordkeeping requirements.
For the reasons discussed above, the Commission proposes to amend
part 305 of title 16, Code of Federal Regulations, as follows:
PART 305--ENERGY AND WATER USE LABELING FOR CONSUMER PRODUCTS UNDER
THE ENERGY POLICY AND CONSERVATION ACT (``ENERGY LABELING RULE'')
0
1. The authority citation for Part 305 continues to read as follows:
Authority: 42 U.S.C. 6294.
0
2. In Sec. 305.2, redesignate paragraph (l)(23) as (l)(24), add new
paragraph (l)(23), and revise paragraph (p) to read as follows:
Sec. 305.2 Definitions.
* * * * *
(l) * * *
(23) Portable air conditioners,
* * * * *
(p) Energy efficiency rating means the following product-specific
energy usage descriptors: Annual fuel utilization efficiency (AFUE) for
furnaces; energy efficiency ratio (EER) for room air conditioners and
portable air conditioners; seasonal energy efficiency ratio (SEER) for
the cooling function of central air conditioners and heat pumps;
heating seasonal performance factor (HSPF) for the heating function of
heat pumps; airflow efficiency for ceiling fans; and, thermal
efficiency (TE) for pool heaters, as these descriptors are determined
in accordance with tests prescribed under section 323 of the Act (42
U.S.C. 6293). These product-specific energy usage descriptors shall be
used in satisfying all the requirements of this part.
* * * * *
0
3. In Sec. 305.3, add paragraph (z) to read as follows:
Sec. 305.3 Description of covered products.
* * * * *
(z) Portable air conditioner means a portable encased assembly,
other than a ``packaged terminal air conditioner,'' ``room air
conditioner,'' or ``dehumidifier,'' that delivers cooled, conditioned
air to an enclosed space, and is powered by single-phase electric
current. It includes a source of refrigeration and may include
additional means for air circulation and heating.
0
4. Amend Sec. 305.7 by revising paragraph (f) to read as follows:
Sec. 305.7 Determinations of capacity.
* * * * *
(f) Room air conditioners and portable air conditioners. The
capacity shall be the cooling capacity in Btu's per hour, as determined
according to appendix F to 10 CFR part 430, subpart B, but rounded to
the nearest value ending in hundreds that will satisfy the relationship
that the value of EER used in representations equals the rounded value
of capacity divided by the value of input power in watts. If a value
ending in hundreds will not satisfy this relationship, the capacity may
be rounded to the nearest value ending in 50 that will.
* * * * *
0
5. In Sec. 305.8, revise paragraph (b)(1) to read as follows:
Sec. 305.8 Submission of data.
* * * * *
(b)(1) All data required by Sec. 305.8(a) except serial numbers
shall be submitted to the Commission annually, on or before the
following dates:
------------------------------------------------------------------------
Deadline for data
Product category submission
------------------------------------------------------------------------
Refrigerators.............................. Aug. 1.
Refrigerators-freezers..................... Aug. 1.
Freezers................................... Aug. 1.
Central air conditioners................... July 1.
Heat pumps................................. July 1.
Dishwashers................................ June 1.
Water heaters.............................. May 1.
Room and portable air conditioners......... July 1.
Furnaces................................... May 1.
Pool heaters............................... May 1.
Clothes washers............................ Oct. 1.
Fluorescent lamp ballasts.................. Mar. 1.
Showerheads................................ Mar. 1.
Faucets.................................... Mar. 1.
Water closets.............................. Mar. 1.
Ceiling fans............................... Mar. 1.
Urinals.................................... Mar. 1.
Metal halide lamp fixtures................. Sept. 1.
General service fluorescent lamps.......... Mar. 1.
Medium base compact fluorescent lamps...... Mar. 1.
General service incandescent lamps......... Mar. 1.
Televisions................................ June 1.
------------------------------------------------------------------------
* * * * *
0
6. Amend Sec. 305.11 by revising the section heading and paragraphs
(f)(5) and (8) to read as follows:
Sec. 305.11 Labeling for refrigerators, refrigerator-freezers,
freezers, dishwashers, clothes washers, water heaters, room air
conditioners, portable air conditioners, and pool heaters.
* * * * *
(f) * * *
(5) Unless otherwise indicated in this paragraph, estimated annual
operating costs for refrigerators, refrigerator-freezers, freezers,
clothes washers, dishwashers, room air conditioners, portable air
conditioners, and water heaters are as determined in accordance with
Sec. Sec. 305.5 and 305.10. Thermal efficiencies for pool heaters are
as determined in accordance with Sec. 305.5. Labels for clothes
washers and dishwashers must disclose estimated annual operating cost
for both electricity and natural gas as illustrated in the sample
labels in appendix L to this part. Labels for dual-mode refrigerator-
freezers that can operate as either a refrigerator or a freezer must
reflect the estimated energy cost of the model's most energy-intensive
configuration.
* * * * *
(8) Labels for refrigerators, refrigerator-freezers, freezers,
dishwashers, clothes washers, and water heaters must contain the
model's estimated annual energy consumption as determined in accordance
with Sec. 305.5, and as indicated on the sample labels in appendix L
to this part. Labels
[[Page 62688]]
for room air conditioners, portable air conditioners, and pool heaters
must contain the model's energy efficiency rating or thermal
efficiency, as applicable, as determined in accordance with Sec. 305.5
and as indicated on the sample labels in appendix L to this part.
* * * * *
0
7. Amend Sec. 305.13 by revising paragraph (a) to read as follows:
Sec. 305.13 Labeling for ceiling fans.
(a) Ceiling fans.--(1) Content. Any covered product that is a
ceiling fan shall be labeled clearly and conspicuously on the package's
principal display panel with the following information on the label
consistent with the sample label in Appendix L to this part:
(i) Headlines, including the title ``EnergyGuide,'' and text as
illustrated in the sample labels in Appendix L to this part;
(ii) The product's estimated yearly energy cost based on [12 hours
per day for fans greater than 84 inches in diameter and for high
velocity small-diameter fans, and 6.4 hours for all other covered
models] hours use per day and 12 cents per kWh;
(iii) The product's airflow expressed in cubic feet per minute and
determined pursuant to Sec. 305.5 of this part;
(iv) The product's energy use expressed in watts and determined
pursuant to Sec. 305.5 of this part as indicated in the sample label
in appendix L of this part;
(v) The statement ``Based on 12 cents per kWh and [12 hours per day
for fans greater than 84 inches in diameter and for high velocity
small-diameter fans, and 6.4 hours for all other covered models] use
per day'';
(vi) The statement ``Your cost depends on rates and use'';
(vii) The statement ``All estimates based on typical use, excluding
lights'';
(viii) The statement ``The higher the airflow, the more air the fan
will move;''
(ix) The statement ``Airflow Efficiency: ___Cubic Feet Per Minute
Per Watt'';
(x) The address ftc.gov/energy;
(xi) For fans less than 19 inches in diameter, the label shall
display a cost range of $10 to $50 along with the statement underneath
the range ``Cost Range of Similar Models (18'' or smaller)'';
(xii) For fans from 19 or more inches and less than 84 inches in
diameter, the label shall display a cost range of $3 to $34 along with
the statement underneath the range ``Cost Range of Similar Models
(19''-83'').
(xiii) For fans more than 83 inches in diameter, the label shall
display a cost range of $49 to $734 along with the statement underneath
the range ``Cost Range of Similar Models (greater than 83'').''
(xiv) For high velocity, small diameter fans, the label shall
display a cost range of $8 to $85 along with the statement underneath
the range ``Cost Range of Similar Models.''
(xv) Placement of the labeled product on the scale proportionate to
the lowest and highest estimated annual energy costs as illustrated in
the Sample Labels in appendix L. When the estimated annual energy cost
of a given model falls outside the limits of the current range for that
product, the manufacturer shall place the product at the end of the
range closest to the model's energy cost.
(xvi) The ENERGY STAR logo as illustrated on the ceiling fan label
illustration in Appendix L for qualified products, if desired by the
manufacturer. Only manufacturers that have signed a Memorandum of
Understanding with the Department of Energy or the Environmental
Protection Agency may add the ENERGY STAR logo to labels on qualifying
covered products; such manufacturers may add the ENERGY STAR logo to
labels only on those products that are covered by the Memorandum of
Understanding;
(2) Label size, color, and text font. The label shall be four
inches wide and three inches high. The label colors shall be black text
on a process yellow or other neutral contrasting background. The text
font shall be Arial or another equivalent font. The label's text size,
format, content, and the order of the required disclosures shall be
consistent with the ceiling fan label illustration of appendix L of
this part.
(3) Placement. The ceiling fan label shall be printed on or affixed
to the principal display panel of the product's packaging.
(4) Additional information. No marks or information other than that
specified in this part shall appear on this label, except a model name,
number, or similar identifying information.
(5) Labeling for ``multi-mount'' fans. For ``multi-mount'' fan
models that can be installed either extended from the ceiling or flush
with the ceiling, the label content must reflect the lowest efficiency
(cubic feet per watt) configuration. Manufacturers may provide a second
label depicting the efficiency at the other configuration.
* * * * *
0
8. Amend Sec. 305.16 by revising paragraphs (a)(3), (a)(4), (b)(3),
and (b)(4) to read as follows:
Sec. 305.16 Labeling and marking for plumbing products.
(a) * * *
(3) The package for each showerhead and faucet shall disclose the
manufacturer's name and the model number.
(4) The package or any label attached to the package for each
showerhead or faucet shall contain at least the following: The flow
rate expressed in gallons per minute (gpm) or gallons per cycle (gpc),
and the flow rate value shall be the actual flow rate or the maximum
flow rate specified by the standards established in subsection (j) of
section 325 of the Act, 42 U.S.C. 6295(j). Each flow rate disclosure
shall also be given in liters per minute (L/min) or liters per cycle
(L/cycle).
(b) * * *
(3) The package, and any labeling attached to the package, for each
water closet and urinal shall disclose the flow rate, expressed in
gallons per flush (gpf), and the water use value shall be the actual
water use or the maximum water use specified by the standards
established in subsection (k) of section 325 of the Act, 42 U.S.C.
6295(k). Each flow rate disclosure shall also be given in liters per
flush (Lpf).
(4) With respect to any gravity tank-type white 2-piece toilet
offered for sale or sold before January 1, 1997, which has a water use
greater than 1.6 gallons per flush (gpf), any printed matter
distributed or displayed in connection with such product (including
packaging and point-of-sale material, catalog material, and print
advertising) shall include, in a conspicuous manner, the words ``For
Commercial Use Only.''
* * * * *
Sec. 305.20 [Amended]
0
9. In Sec. 305.20, remove the term ``room air conditioners'' wherever
it appears and add, in its place, the term ``room and portable air
conditioners.''
0
10. Add Appendix D6 to read as follows:
Appendix D5 to Part305--Water Heaters--Instantaneous-Electric
Range Information
------------------------------------------------------------------------
Capacity Range of estimated annual
--------------------------------------------- energy costs (dollars/
year)
Capacity (maximum flow rate); gallons per ---------------------------
minute (gpm) Low High
------------------------------------------------------------------------
``Very Small''--less than 1.6............... * *
``Low''--1.7 to 2.7......................... * *
[[Page 62689]]
``Medium''--2.8 to 3.9...................... * *
``High''--over 4.0.......................... * *
------------------------------------------------------------------------
0
11. Revise Appendix E to read as follows:
Appendix E to Part 305--Room and Portable Air Conditioners
Range Information
------------------------------------------------------------------------
Range of estimated annual
energy costs (dollars/
Manufacturer's rated cooling capacity in year)
Btu's/hr ---------------------------
Low High
------------------------------------------------------------------------
Less than 6,000 Btu......................... * *
6,000 to 7,999 Btu.......................... * *
8,000 to 13,999 Btu......................... * *
14,000 to 19,999 Btu........................ * *
20,000 and more Btu......................... * *
------------------------------------------------------------------------
* No data submitted.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2016-21783 Filed 9-9-16; 8:45 am]
BILLING CODE 6750-01-P