Airworthiness Directives; International Aero Engines AG Turbofan Engines, 60582-60585 [2016-21061]
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60582
Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Rules and Regulations
2015, 79 FR 58241 (Sept. 29, 2014).
Since the Secretary of Labor extended
the CW program at least until December
31, 2019, DHS decided to preserve the
status quo, or current conditions, rather
than aggressively reduce CW–1 numbers
for FY 2015. DHS therefore reduced the
numerical limitation nominally by one,
resulting in an FY 2015 limit of 13,999.
See id.
On December 16, 2014, Congress
amended the law to extend the
transition period until December 31,
2019. See Consolidated and Further
Continuing Appropriations Act, 2015,
Public Law 113–235, sec. 10, 128 Stat.
2130, 2134 (codified at 48 U.S.C.
1806(d)). Congress also eliminated the
Secretary of Labor’s authority to provide
for future extensions of the CW–1
program, requiring the CW–1 program to
end (or sunset) on December 31, 2019.
See id.
For FY 2016, DHS reduced the
numerical limitation by 1,000 to a limit
of 12,999. See CNMI-Only Transitional
Worker Numerical Limitation for Fiscal
Year 2016, 80 FR 63911 (Oct. 22, 2015).
On May 20, 2016, U.S. Citizenship and
Immigration Services (USCIS) notified
the public that it had received a
sufficient number of petitions to reach
the numerical limit (the ‘‘cap’’) of
12,999 workers who may be issued CW–
1 visas or otherwise provided with CW–
1 status for FY 2016. The USCIS Update
advised stakeholders that May 5, 2016
was the final receipt date for CW–1
worker petitions requesting an
employment start date before October 1,
2016.1
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II. Maximum Number of CW–1
Nonimmigrant Workers for Fiscal Year
2017
The CNRA requires an annual
reduction in the number of transitional
workers but does not mandate a specific
numerical reduction. See 48 U.S.C.
1806(d)(2). In addition, DHS regulations
provide that the numerical limitation for
any fiscal year will be less than the
number established for the previous
fiscal year, and that the adjusted
number will be reasonably calculated to
reduce the number of CW–1
nonimmigrant workers to zero by the
end of the program. 8 CFR
214.2(w)(1)(viii)(C). DHS may adjust the
numerical limitation at any time by
publishing a notice in the Federal
Register, but the Department may only
reduce the figure. See 8 CFR
214.2(w)(1)(viii)(D).
1 See ‘‘USCIS Reaches CW–1 Cap for Fiscal Year
2016,’’ available at https://www.uscis.gov/news/
alerts/uscis-reaches-cw-1-cap-fiscal-year-2016.
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15:05 Sep 01, 2016
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Because the CW–1 numerical limit
was reached for FY 2016 on May 5, DHS
has decided to preserve the status quo,
or current conditions, rather than
aggressively reduce CW–1 numbers for
FY 2017. DHS recognizes that any
numerical limitation must account for
the fact that the CNMI economy
continues to be based on a workforce
composed primarily of foreign workers.
DHS must reduce the annual numerical
limitation as statutorily mandated. At
the same time, DHS should ensure that
there are enough CW–1 workers for
future fiscal years until the end of the
program. DHS therefore is reducing the
numerical limitation nominally by one,
resulting in an FY 2017 limit of 12,998.
This new numerical limitation
preserves access to foreign labor in the
CNMI. Accordingly, DHS is reducing
the maximum number of transitional
workers from the current fiscal year
numerical limitation of 12,999 and
establishing 12,998 as the maximum
number of persons who may be granted
CW–1 nonimmigrant status in FY 2017.
DHS nonetheless emphasizes that the
statute requires the Department to
reduce the annual numerical limitation
to zero no later than the end of calendar
year 2019. It therefore may be prudent
for CNMI employers and CW–1 workers
to plan for more significant reductions
in the annual numerical limitation in
the years ahead.
The FY 2017 numerical limitation for
CW–1 nonimmigrant workers will be in
effect beginning on October 1, 2016.
Consistent with the rules applicable to
other nonimmigrant worker visa
classifications, if the numerical
limitation for the fiscal year is not
reached, the unused numbers do not
carry over to the next fiscal year. See 8
CFR 214.2(w)(1)(viii)(E).
Generally, each CW–1 nonimmigrant
worker with an approved employment
start date that falls within FY 2017
(October 1, 2016—September 30, 2017)
will be counted against the new
numerical limitation of 12,998.
Counting each CW–1 nonimmigrant
worker in this manner will help ensure
that USCIS does not approve requests
that would exceed the numerical
limitation of 12,998 CW–1
nonimmigrant workers granted such
status in FY 2017.
This notice does not affect the current
immigration status of foreign workers
who have CW–1 nonimmigrant status.
Foreign workers, however, will be
affected by this notice when their CNMI
employers file:
• For an extension of their CW–1
nonimmigrant classification, or
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Fmt 4700
Sfmt 4700
• A change of status from another
nonimmigrant status to that of CW–1
nonimmigrant status.
This notice does not affect the status
of any individual currently holding
CW–2 nonimmigrant status as the
spouse or minor child of a CW–1
nonimmigrant worker. This notice also
does not directly affect the ability of any
individual to extend or otherwise obtain
CW–2 status, as the numerical
limitation applies to CW–1 principals
only. This notice, however, may
indirectly affect individuals seeking
CW–2 status since their status depends
on the CW–1 principal’s ability to
obtain or retain CW–1 status.
Jeh Charles Johnson,
Secretary.
[FR Doc. 2016–21325 Filed 8–31–16; 4:15 pm]
BILLING CODE 9111–97–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2016–4123; Directorate
Identifier 2016–NE–06–AD; Amendment 39–
18640; AD 2016–18–10]
RIN 2120–AA64
Airworthiness Directives; International
Aero Engines AG Turbofan Engines
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
We are adopting a new
airworthiness directive (AD) for certain
International Aero Engines AG (IAE)
V2522–A5, V2524–A5, V2525–D5,
V2527–A5, V2527E–A5, V2527M–A5,
V2528–D5, V2530–A5, and V2533–A5
turbofan engines. This AD was
prompted by the fracture of the highpressure turbine (HPT) stage 2 hub
during flight, which resulted in an inflight shutdown (IFSD), undercowl fire,
and smoke in the cabin. This AD
requires inspecting the HPT stage 1 hub
and HPT stage 2 hub, and, if necessary,
their replacement with parts that are
eligible for installation. We are issuing
this AD to prevent failure of the HPT
stage 1 or HPT stage 2 hubs, which
could result in uncontained HPT blade
release, damage to the engine, and
damage to the airplane.
DATES: This AD is effective October 7,
2016.
The Director of the Federal Register
approved the incorporation by reference
of a certain publication listed in this AD
as of October 7, 2016.
SUMMARY:
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02SER1
Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Rules and Regulations
For service information
identified in this final rule, contact
International Aero Engines AG, 400
Main Street, East Hartford, CT 06118;
phone: 800–565–0140; email: help24@
pw.utc.com; Internet: https://
fleetcare.pw.utc.com. You may view this
referenced service information at the
FAA, Engine & Propeller Directorate,
1200 District Avenue, Burlington, MA.
For information on the availability of
this material at the FAA, call 781–238–
7125. It is also available on the internet
at https://www.regulations.gov by
searching for and locating Docket No.
FAA–2016–4123.
ADDRESSES:
Examining the AD Docket
You may examine the AD docket on
the Internet at https://
www.regulations.gov by searching for
and locating Docket No. FAA–2016–
4123; or in person at the Docket
Management Facility between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays. The AD docket
contains this AD, the regulatory
evaluation, any comments received, and
other information. The address for the
Docket Office (phone: 800–647–5527) is
Document Management Facility, U.S.
Department of Transportation, Docket
Operations, M–30, West Building
Ground Floor, Room W12–140, 1200
New Jersey Avenue SE., Washington,
DC 20590.
FOR FURTHER INFORMATION CONTACT:
Brian Kierstead, Aerospace Engineer,
Engine Certification Office, FAA, Engine
& Propeller Directorate, 1200 District
Avenue, Burlington, MA 01803; phone:
781–238–7772; fax: 781–238–7199;
email: brian.kierstead@faa.gov.
SUPPLEMENTARY INFORMATION:
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Discussion
We issued a notice of proposed
rulemaking (NPRM) to amend 14 CFR
part 39 by adding an AD that would
apply to certain IAE V2522–A5, V2524–
A5, V2525–D5, V2527–A5, V2527E–A5,
V2527M–A5, V2528–D5, V2530–A5,
and V2533–A5 turbofan engines. The
NPRM published in the Federal
Register on April 5, 2016 (81 FR 19516).
The NPRM was prompted by the
fracture of the HPT stage 2 hub during
flight, which resulted in an IFSD,
undercowl fire, and smoke in the cabin.
The NPRM proposed to require
inspecting the HPT stage 1 hub and HPT
stage 2 hub, and, if necessary, their
replacement with parts that are eligible
for installation. We are issuing this AD
to prevent failure of the HPT stage 1 or
HPT stage 2 hubs, which could result in
uncontained HPT blade release, damage
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15:05 Sep 01, 2016
Jkt 238001
to the engine, and damage to the
airplane.
Comments
We gave the public the opportunity to
participate in developing this AD. The
following presents the comments
received on the NPRM and the FAA’s
response to each comment.
Request To Add Credit for Previous
Action
IAE and Cathay Pacific requested that
we update this AD to refer to NonModification Service Bulletin (NMSB)
V2500–ENG–72–0661 Revision 2, dated
May 27, 2016, and allow credit for
previous actions to include hubs
inspected and cleared to IAE’s NMSB
V2500–ENG–72–0661, Original issue,
dated November 10, 2015; and Revision
1, dated February 5, 2016.
We agree. We updated this AD to refer
to NMSB V2500–ENG–72–0661,
Revision 2, dated May 27, 2016. We are
also including a Credit for Previous
Actions paragraph that references IAE
NMSB V2500–ENG–72–0661, Original
issue, dated November 10, 2015; and
Revision 1, dated February 5, 2016.
Request To Change Compliance Time
IndiGo and Cathay Pacific stated that
the NPRM uses hub cycles since new
(CSN) to determine when hub
inspections are required. However, the
commenters requested that this AD be
specific as to the date on which CSN of
the hubs are established. The IAE
NMSB, Compliance Section, Table 1
refers to a compliance time within ‘‘Hub
cycles as of February 1, 2016’’, but the
NPRM does not mention any date. One
commenter states that compliance to the
February 1, 2016 date will not provide
adequate planning time to operators for
compliance.
We agree. This AD requires actions
after the effective date of this AD.
Therefore, we changed paragraphs
(e)(1)(i), (ii), (iii), and (iv) of this AD to
read ‘‘for hubs with [xxx] CSN on the
effective date of this AD’’.
Request To Change Compliance Time
Germanwings GmbH requested that
the effective date of this AD be aligned
with IAE NMSB V2500–ENG–72–0661,
Revision 2, dated May 27, 2016, which
refers to ‘‘Hub cycles as of February 1,
2016.’’ The commenter states that the
difference in time between the effective
date of this AD and February 1, 2016
listed in the NMSB will cause a
mismatch in the compliance time.
We disagree. Basing the compliance
times on the effective date of this AD is
less restrictive than the IAE NMSB, so
complying with this AD based on hub
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Frm 00003
Fmt 4700
Sfmt 4700
60583
CSN as of the earlier NMSB date, would
satisfy this AD. We did not change this
AD.
Request To Change Shop Visit
Definition
Delta Airlines and one other
commenter requested that we change
the definition of shop visit from
separation of pairs of major mating
engine flanges, to either piece-part
exposure, HPT flange separation, or
disassembly of the HPT rotor and stator
assemblies.
Delta Airlines stated that compliance
at the next shop visit, as defined in this
AD would result in unnecessary cost
and extended shop time. The other
commenter stated that changing the
definition would allow more flexibility
in fleet management. Both commenters
state that inspection at the next shop
visit is not needed, since removal of the
suspect hubs within the proposed cycle
limits will provide an acceptable level
of safety.
We disagree. Allowing all engines to
operate until their respective cycle limit
would not provide an acceptable level
of safety. By inspecting a specific
quantity of engines that will be inducted
into the shop before the cycle limit
occurs, the safety risk assessment is
satisfied. Therefore, waiting until the
piece-part exposure, HPT flange
separation, or the cycle threshold in lieu
of inspection at the next shop visit, does
not meet the requirement of this AD. We
did not change this AD.
Conclusion
We reviewed the relevant data,
considered the comments received, and
determined that air safety and the
public interest require adopting this AD
with the changes described previously.
We have determined that these minor
changes:
• Are consistent with the intent that
was proposed in the NPRM (81 FR
19516, April 5, 2016) for correcting the
unsafe condition; and
• Do not add any additional burden
upon the public than was already
proposed in the NPRM (81 FR 19516,
April 5, 2016).
Related Service Information Under 1
CFR Part 51
We reviewed IAE NMSB V2500–
ENG–72–0661, Revision 2, dated May
27, 2016. The NMSB describes
procedures for inspecting the HPT stage
1 and stage 2 hubs. This service
information is reasonably available
because the interested parties have
access to it through their normal course
of business or by the means identified
in the ADDRESSES section.
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Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Rules and Regulations
Costs of Compliance
We estimate that this AD affects 668
engines with 947 hubs installed on
airplanes of U.S. registry. Some of the
668 engines have two hubs installed.
We estimate that it would take about 8
hours per hub to perform the piece-part
inspection. The average labor rate is $85
per hour. We estimate that 568 hubs
will require replacement. We estimate
the pro-rated cost to replace an HPT
stage 1 hub to be $50,271 and the prorated cost to replace an HPT stage 2 hub
to be $40,063. Based on these figures,
we estimate the cost of this AD on U.S.
operators to be $26,298,816.
Authority for This Rulemaking
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Regulatory Findings
This AD will not have federalism
implications under Executive Order
13132. This AD will not have a
substantial direct effect on the States, on
the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.
For the reasons discussed above, I
certify that this AD:
(1) Is not a ‘‘significant regulatory
action’’ under Executive Order 12866,
(2) Is not a ‘‘significant rule’’ under
DOT Regulatory Policies and Procedures
(44 FR 11034, February 26, 1979),
(3) Will not affect intrastate aviation
in Alaska, and
(4) Will not have a significant
economic impact, positive or negative,
on a substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
15:05 Sep 01, 2016
Jkt 238001
Adoption of the Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA amends 14 CFR part 39 as
follows:
PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
Title 49 of the United States Code
specifies the FAA’s authority to issue
rules on aviation safety. Subtitle I,
section 106, describes the authority of
the FAA Administrator. Subtitle VII:
Aviation Programs, describes in more
detail the scope of the Agency’s
authority.
We are issuing this rulemaking under
the authority described in Subtitle VII,
Part A, Subpart III, Section 44701:
‘‘General requirements.’’ Under that
section, Congress charges the FAA with
promoting safe flight of civil aircraft in
air commerce by prescribing regulations
for practices, methods, and procedures
the Administrator finds necessary for
safety in air commerce. This regulation
is within the scope of that authority
because it addresses an unsafe condition
that is likely to exist or develop on
products identified in this rulemaking
action.
VerDate Sep<11>2014
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation
safety, Incorporation by reference,
Safety.
[Amended]
2. The FAA amends § 39.13 by adding
the following new airworthiness
directive (AD):
■
2016–18–10 International Aero Engines
AG: Amendment 39–18640; Docket No.
FAA–2016–4123; Directorate Identifier
2016–NE–06–AD.
(a) Effective Date
This AD is effective October 7, 2016.
(b) Affected ADs
None.
(c) Applicability
This AD applies to International Aero
Engines AG (IAE) V2522–A5, V2524–A5,
V2525–D5, V2527–A5, V2527E–A5,
V2527M–A5, V2528–D5, V2530–A5, and
V2533–A5 engines with either of the
following installed:
(1) High-pressure turbine (HPT) stage 1
hub, part number (P/N) 2A5001, with a serial
number (S/N) listed in Table 1, Appendix A,
of IAE Non-Modification Service Bulletin
(NMSB) V2500–ENG–72–0661, Revision 2,
dated May 27, 2016; or
(2) HPT stage 2 hub, P/N 2A4802, with an
S/N listed in Table 2, Appendix A, of IAE
NMSB V2500–ENG–72–0661, Revision 2,
dated May 27, 2016.
(d) Unsafe Condition
This AD was prompted by the fracture of
the HPT stage 2 hub during flight, which
resulted in an in-flight shutdown, undercowl
fire, and smoke in the cabin. We are issuing
this AD to prevent failure of the HPT stage
1 or HPT stage 2 hubs, which could result in
uncontained HPT blade release, damage to
the engine, and damage to the airplane.
(e) Compliance
Comply with this AD within the
compliance times specified, unless already
done.
(1) Inspect the HPT stage 1 hub, P/N
2A5001, and HPT stage 2 hub, P/N 2A4802,
at the next shop visit or as follows,
whichever comes first:
(i) For hubs with 0 to 7,000 CSN on the
effective date of this AD, before accumulating
13,000 CSN;
(ii) For hubs with 7,001 to 11,000 CSN on
the effective date of this AD, within 6,000
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Frm 00004
Fmt 4700
Sfmt 4700
cycles from the effective date of this AD or
before accumulating 15,000 CSN, whichever
occurs first;
(iii) For hubs with 11,001 to 15,500 CSN
on the effective date of this AD, within 4,000
cycles from the effective date of this AD or
before accumulating 17,000 CSN, whichever
occurs first;
(iv) For hubs with 15,501 CSN or more on
the effective date of this AD, within 1,500
cycles from the effective date of this AD.
(2) Use Accomplishment Instructions,
paragraphs 2.A., 2.C., and 2.D., of IAE NMSB
V2500–ENG–72–0661, Revision 2, dated May
27, 2016, to inspect the HPT stage 1 hub, P/
N 2A5001.
(3) Use Accomplishment Instructions,
paragraphs 2.E., 2.G., and 2H., of IAE NMSB
V2500–ENG–72–0661, Revision 2, dated May
27, 2016 to inspect the HPT stage 2 hub, P/
N 2A4802.
(4) Remove from service any HPT stage 1
hub, P/N 2A5001, or HPT stage 2 hub, P/N
2A4802, that fails the inspections required by
paragraphs (e)(2) and (e)(3) of this AD, and
replace with a part that is eligible for
installation.
(f) Definition
For the purpose of this AD, a ‘‘shop visit’’
is the induction of an engine into the shop
for maintenance involving the separation of
pairs of major mating engine flanges, except
that the separation of engine flanges solely
for the purposes of transportation without
subsequent engine maintenance does not
constitute an engine shop visit.
(g) Credit for Previous Actions
If you performed inspection and or
replacement using IAE NMSB V2500–ENG–
72–0661, original issue, dated November 10,
2015 or NMSB V2500–ENG–72–0661,
Revision 1, dated February 5, 2016, you met
the requirements of paragraphs (e)(2) and
(e)(3) of this AD.
(h) Alternative Methods of Compliance
(AMOCs)
The Manager, Engine Certification Office,
FAA, may approve AMOCs for this AD. Use
the procedures found in 14 CFR 39.19 to
make your request. You may email your
request to: ANE-AD-AMOC@faa.gov.
(i) Related Information
For more information about this AD,
contact Brian Kierstead, Aerospace Engineer,
Engine Certification Office, FAA, Engine &
Propeller Directorate, 1200 District Avenue,
Burlington, MA 01803; phone: 781–238–
7772; fax: 781–238–7199; email:
brian.kierstead@faa.gov.
(j) Material Incorporated by Reference
(1) The Director of the Federal Register
approved the incorporation by reference
(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless the AD specifies otherwise.
(i) International Aero Engines AG NonModification Service Bulletin V2500–ENG–
72–0661, Revision 2, dated May 27, 2016.
(ii) Reserved.
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Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Rules and Regulations
(3) For International Aero Engines AG
service information identified in this AD,
contact International Aero Engines AG, 400
Main Street, East Hartford, CT 06118; phone:
800–565–0140; email: help24@pw.utc.com;
Internet: https://fleetcare.pw.utc.com.
(4) You may view this service information
at FAA, Engine & Propeller Directorate, 1200
District Avenue, Burlington, MA. For
information on the availability of this
material at the FAA, call 781–238–7125.
(5) You may view this service information
that is incorporated by reference at the
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA, call
202–741–6030, or go to: https://
www.archives.gov/federal-register/cfr/ibrlocations.html.
Issued in Burlington, Massachusetts, on
August 26, 2016.
Colleen M. D’Alessandro,
Manager, Engine & Propeller Directorate,
Aircraft Certification Service.
[FR Doc. 2016–21061 Filed 9–1–16; 8:45 am]
BILLING CODE 4910–13–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 240
[Release No. 34–78716; File No. S7–15–15]
RIN 3235–AL74
Access to Data Obtained by SecurityBased Swap Data Repositories
Securities and Exchange
Commission.
ACTION: Final rule.
AGENCY:
Pursuant to section 763(i) of
Title VII (‘‘Title VII’’) of the Dodd-Frank
Wall Street Reform and Consumer
Protection Act of 2010 (‘‘Dodd-Frank
Act’’), the Securities and Exchange
Commission (‘‘Commission’’) is
adopting amendments to rule 13n–4
under the Securities Exchange Act of
1934 (‘‘Exchange Act’’) related to
regulatory access to security-based swap
data held by security-based swap data
repositories. The rule amendments
would implement the conditional
Exchange Act requirement that securitybased swap data repositories make data
available to certain regulators and other
authorities.
DATES: Effective November 1, 2016.
FOR FURTHER INFORMATION CONTACT:
Carol McGee, Assistant Director, Joshua
Kans, Senior Special Counsel, or
Kateryna Imus, Special Counsel, at (202)
551–5870; Division of Trading and
Markets, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–7010.
SUPPLEMENTARY INFORMATION: The
Commission is adding paragraphs (b)(9)
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SUMMARY:
VerDate Sep<11>2014
15:05 Sep 01, 2016
Jkt 238001
and (b)(10) to Exchange Act rule 13n–
4 to implement the statutory
requirement that security-based swap
data repositories conditionally provide
data to certain regulators and other
authorities. The Commission also is
adding paragraph (d) to rule 13n–4 to
specify the method to be used to comply
with the associated statutory
notification requirement.
I. Background
A. Statutory Requirements for Access to
Security-Based Swap Data Repository
Information, as Amended
Title VII of the Dodd-Frank Act
amended the Exchange Act to provide a
comprehensive regulatory framework
for security-based swaps, including the
regulation of security-based swap data
repositories.1
Those amendments, among other
things, require that security-based swap
data repositories make data available to
certain regulators and other entities. In
particular, the amendments
conditionally require that security-based
swap data repositories ‘‘on a
confidential basis pursuant to section
24, upon request, and after notifying the
Commission of the request, make
available security-based swap data
obtained by the security-based swap
data repository, including individual
counterparty trade and position data’’ to
specified recipients.2 As provided by
the statute, these recipients include
‘‘each appropriate prudential
regulator’’ 3; the Financial Stability
Oversight Council (‘‘FSOC’’); the
Commodity Futures Trading
Commission (‘‘CFTC’’); the Department
of Justice; and ‘‘any other person that
the Commission determines to be
appropriate,’’ including foreign
1 Public
Law 111–203, section 761(a) (adding
Exchange Act section 3(a)(75) (defining ‘‘securitybased swap data repository’’)) and section 763(i)
(adding Exchange Act section 13(n) (establishing a
regulatory regime for security-based swap data
repositories)).
References in this release to the terms ‘‘data
repository,’’ ‘‘trade repository,’’ ‘‘repository’’ or
‘‘SDR’’ generally address security-based swap data
repositories unless stated otherwise.
2 Exchange Act section 13(n)(5)(G), 15 U.S.C.
78m(n)(5)(G). The confidentiality requirements
addressed by Exchange Act section 24, 15 U.S.C.
78x, are addressed below. See note 83, infra. As
initially adopted, this provision addressed access to
‘‘all’’ data obtained by the security-based swap data
repository. As amended by Congress in 2015, the
reference to ‘‘all’’ was replaced by a reference to
‘‘security-based swap’’ data. See Public Law 114–
94, section 86011(c)(1)(A) (striking ‘‘all’’ and adding
‘‘security-based swap’’ in the introductory part of
Exchange Act section 13(n)(5)(G)).
3 As discussed below, the term ‘‘prudential
regulator’’ encompasses the Board of Governors of
the Federal Reserve System and certain other
regulators, with regard to certain categories of
regulated entities. See note 26, infra.
PO 00000
Frm 00005
Fmt 4700
Sfmt 4700
60585
financial supervisors (including foreign
futures authorities), foreign central
banks, foreign ministries and other
foreign authorities.4
Access to data pursuant to these
provisions is conditioned on the
repository receiving ‘‘a written
agreement from each entity stating that
the entity shall abide by the
confidentiality requirements described
in section 24 relating to the information
on security-based swap transactions that
is provided.’’ 5
As enacted in 2010, moreover, the
data access provisions stated that before
such data is shared, ‘‘each entity shall
agree to indemnify the security-based
swap data repository and the
Commission for any expenses arising
from litigation relating to the
information provided under section
24.’’ 6 Congress repealed the
indemnification requirement in
December 2015.7
B. Proposed Rule Amendments
In 2015, prior to the legislative
revision of the data access provisions,
the Commission proposed rule
amendments to implement the data
access provisions.8 This proposal built
upon two earlier Commission
proposals,9 and specifically set forth
proposed amendments to Exchange Act
rule 13n–4—which the Commission
previously adopted as part of a series of
rules governing the registration process,
duties and core principles applicable to
security-based swap data repositories.10
Key elements of the proposal were:
• Designation of entities eligible to
access data. The proposal: (i)
Specifically identified each of the five
applicable prudential regulators as
being eligible to access data under these
4 Exchange Act section 13(n)(5)(G), 15 U.S.C.
78m(n)(5)(G). As initially adopted this provision
did not reference ‘‘other foreign authorities.’’ That
provision was added by Congress in December
2015. See Public Law 114–94, section
86011(c)(1)(B) (adding paragraph (G)(v)(IV) to
Exchange Act section 13(n)(5)).
5 Exchange Act section 13(n)(5)(H), 15 U.S.C.
78m(n)(5)(H).
6 See Dodd Frank Act section 763(i) (adding
former Exchange Act section 13(n)(5)(H)(ii)).
7 See Public Law 114–94, section 86011(c)(2).
8 See Exchange Act Release No. 75845 (Sept. 4,
2015), 80 FR 55182 (Sept. 14, 2015) (‘‘Proposing
Release’’).
9 See generally Proposing Release, 80 FR at
55182–84 (discussing relevant provisions of 2010
proposed rules regarding security-based swap data
repositories, and 2013 proposed rules regarding
cross-border application of Title VII).
10 See Exchange Act Release No. 74246 (Feb. 11,
2015), 80 FR 14438 (Mar. 19, 2015) (‘‘SDR Adopting
Release’’). Those rules did not address the data
access requirements applicable to data repositories,
and the Commission stated that final resolution of
the issue would benefit from further consideration
and public comment. See SDR Adopting Release, 80
FR at 14487–88.
E:\FR\FM\02SER1.SGM
02SER1
Agencies
[Federal Register Volume 81, Number 171 (Friday, September 2, 2016)]
[Rules and Regulations]
[Pages 60582-60585]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-21061]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA-2016-4123; Directorate Identifier 2016-NE-06-AD;
Amendment 39-18640; AD 2016-18-10]
RIN 2120-AA64
Airworthiness Directives; International Aero Engines AG Turbofan
Engines
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We are adopting a new airworthiness directive (AD) for certain
International Aero Engines AG (IAE) V2522-A5, V2524-A5, V2525-D5,
V2527-A5, V2527E-A5, V2527M-A5, V2528-D5, V2530-A5, and V2533-A5
turbofan engines. This AD was prompted by the fracture of the high-
pressure turbine (HPT) stage 2 hub during flight, which resulted in an
in-flight shutdown (IFSD), undercowl fire, and smoke in the cabin. This
AD requires inspecting the HPT stage 1 hub and HPT stage 2 hub, and, if
necessary, their replacement with parts that are eligible for
installation. We are issuing this AD to prevent failure of the HPT
stage 1 or HPT stage 2 hubs, which could result in uncontained HPT
blade release, damage to the engine, and damage to the airplane.
DATES: This AD is effective October 7, 2016.
The Director of the Federal Register approved the incorporation by
reference of a certain publication listed in this AD as of October 7,
2016.
[[Page 60583]]
ADDRESSES: For service information identified in this final rule,
contact International Aero Engines AG, 400 Main Street, East Hartford,
CT 06118; phone: 800-565-0140; email: help24@pw.utc.com; Internet:
https://fleetcare.pw.utc.com. You may view this referenced service
information at the FAA, Engine & Propeller Directorate, 1200 District
Avenue, Burlington, MA. For information on the availability of this
material at the FAA, call 781-238-7125. It is also available on the
internet at https://www.regulations.gov by searching for and locating
Docket No. FAA-2016-4123.
Examining the AD Docket
You may examine the AD docket on the Internet at https://www.regulations.gov by searching for and locating Docket No. FAA-2016-
4123; or in person at the Docket Management Facility between 9 a.m. and
5 p.m., Monday through Friday, except Federal holidays. The AD docket
contains this AD, the regulatory evaluation, any comments received, and
other information. The address for the Docket Office (phone: 800-647-
5527) is Document Management Facility, U.S. Department of
Transportation, Docket Operations, M-30, West Building Ground Floor,
Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT: Brian Kierstead, Aerospace Engineer,
Engine Certification Office, FAA, Engine & Propeller Directorate, 1200
District Avenue, Burlington, MA 01803; phone: 781-238-7772; fax: 781-
238-7199; email: brian.kierstead@faa.gov.
SUPPLEMENTARY INFORMATION:
Discussion
We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR
part 39 by adding an AD that would apply to certain IAE V2522-A5,
V2524-A5, V2525-D5, V2527-A5, V2527E-A5, V2527M-A5, V2528-D5, V2530-A5,
and V2533-A5 turbofan engines. The NPRM published in the Federal
Register on April 5, 2016 (81 FR 19516). The NPRM was prompted by the
fracture of the HPT stage 2 hub during flight, which resulted in an
IFSD, undercowl fire, and smoke in the cabin. The NPRM proposed to
require inspecting the HPT stage 1 hub and HPT stage 2 hub, and, if
necessary, their replacement with parts that are eligible for
installation. We are issuing this AD to prevent failure of the HPT
stage 1 or HPT stage 2 hubs, which could result in uncontained HPT
blade release, damage to the engine, and damage to the airplane.
Comments
We gave the public the opportunity to participate in developing
this AD. The following presents the comments received on the NPRM and
the FAA's response to each comment.
Request To Add Credit for Previous Action
IAE and Cathay Pacific requested that we update this AD to refer to
Non-Modification Service Bulletin (NMSB) V2500-ENG-72-0661 Revision 2,
dated May 27, 2016, and allow credit for previous actions to include
hubs inspected and cleared to IAE's NMSB V2500-ENG-72-0661, Original
issue, dated November 10, 2015; and Revision 1, dated February 5, 2016.
We agree. We updated this AD to refer to NMSB V2500-ENG-72-0661,
Revision 2, dated May 27, 2016. We are also including a Credit for
Previous Actions paragraph that references IAE NMSB V2500-ENG-72-0661,
Original issue, dated November 10, 2015; and Revision 1, dated February
5, 2016.
Request To Change Compliance Time
IndiGo and Cathay Pacific stated that the NPRM uses hub cycles
since new (CSN) to determine when hub inspections are required.
However, the commenters requested that this AD be specific as to the
date on which CSN of the hubs are established. The IAE NMSB, Compliance
Section, Table 1 refers to a compliance time within ``Hub cycles as of
February 1, 2016'', but the NPRM does not mention any date. One
commenter states that compliance to the February 1, 2016 date will not
provide adequate planning time to operators for compliance.
We agree. This AD requires actions after the effective date of this
AD. Therefore, we changed paragraphs (e)(1)(i), (ii), (iii), and (iv)
of this AD to read ``for hubs with [xxx] CSN on the effective date of
this AD''.
Request To Change Compliance Time
Germanwings GmbH requested that the effective date of this AD be
aligned with IAE NMSB V2500-ENG-72-0661, Revision 2, dated May 27,
2016, which refers to ``Hub cycles as of February 1, 2016.'' The
commenter states that the difference in time between the effective date
of this AD and February 1, 2016 listed in the NMSB will cause a
mismatch in the compliance time.
We disagree. Basing the compliance times on the effective date of
this AD is less restrictive than the IAE NMSB, so complying with this
AD based on hub CSN as of the earlier NMSB date, would satisfy this AD.
We did not change this AD.
Request To Change Shop Visit Definition
Delta Airlines and one other commenter requested that we change the
definition of shop visit from separation of pairs of major mating
engine flanges, to either piece-part exposure, HPT flange separation,
or disassembly of the HPT rotor and stator assemblies.
Delta Airlines stated that compliance at the next shop visit, as
defined in this AD would result in unnecessary cost and extended shop
time. The other commenter stated that changing the definition would
allow more flexibility in fleet management. Both commenters state that
inspection at the next shop visit is not needed, since removal of the
suspect hubs within the proposed cycle limits will provide an
acceptable level of safety.
We disagree. Allowing all engines to operate until their respective
cycle limit would not provide an acceptable level of safety. By
inspecting a specific quantity of engines that will be inducted into
the shop before the cycle limit occurs, the safety risk assessment is
satisfied. Therefore, waiting until the piece-part exposure, HPT flange
separation, or the cycle threshold in lieu of inspection at the next
shop visit, does not meet the requirement of this AD. We did not change
this AD.
Conclusion
We reviewed the relevant data, considered the comments received,
and determined that air safety and the public interest require adopting
this AD with the changes described previously. We have determined that
these minor changes:
Are consistent with the intent that was proposed in the
NPRM (81 FR 19516, April 5, 2016) for correcting the unsafe condition;
and
Do not add any additional burden upon the public than was
already proposed in the NPRM (81 FR 19516, April 5, 2016).
Related Service Information Under 1 CFR Part 51
We reviewed IAE NMSB V2500-ENG-72-0661, Revision 2, dated May 27,
2016. The NMSB describes procedures for inspecting the HPT stage 1 and
stage 2 hubs. This service information is reasonably available because
the interested parties have access to it through their normal course of
business or by the means identified in the ADDRESSES section.
[[Page 60584]]
Costs of Compliance
We estimate that this AD affects 668 engines with 947 hubs
installed on airplanes of U.S. registry. Some of the 668 engines have
two hubs installed. We estimate that it would take about 8 hours per
hub to perform the piece-part inspection. The average labor rate is $85
per hour. We estimate that 568 hubs will require replacement. We
estimate the pro-rated cost to replace an HPT stage 1 hub to be $50,271
and the pro-rated cost to replace an HPT stage 2 hub to be $40,063.
Based on these figures, we estimate the cost of this AD on U.S.
operators to be $26,298,816.
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. Subtitle VII: Aviation Programs,
describes in more detail the scope of the Agency's authority.
We are issuing this rulemaking under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701: ``General
requirements.'' Under that section, Congress charges the FAA with
promoting safe flight of civil aircraft in air commerce by prescribing
regulations for practices, methods, and procedures the Administrator
finds necessary for safety in air commerce. This regulation is within
the scope of that authority because it addresses an unsafe condition
that is likely to exist or develop on products identified in this
rulemaking action.
Regulatory Findings
This AD will not have federalism implications under Executive Order
13132. This AD will not have a substantial direct effect on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government.
For the reasons discussed above, I certify that this AD:
(1) Is not a ``significant regulatory action'' under Executive
Order 12866,
(2) Is not a ``significant rule'' under DOT Regulatory Policies and
Procedures (44 FR 11034, February 26, 1979),
(3) Will not affect intrastate aviation in Alaska, and
(4) Will not have a significant economic impact, positive or
negative, on a substantial number of small entities under the criteria
of the Regulatory Flexibility Act.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.
Adoption of the Amendment
Accordingly, under the authority delegated to me by the
Administrator, the FAA amends 14 CFR part 39 as follows:
PART 39--AIRWORTHINESS DIRECTIVES
0
1. The authority citation for part 39 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
Sec. 39.13 [Amended]
0
2. The FAA amends Sec. 39.13 by adding the following new airworthiness
directive (AD):
2016-18-10 International Aero Engines AG: Amendment 39-18640; Docket
No. FAA-2016-4123; Directorate Identifier 2016-NE-06-AD.
(a) Effective Date
This AD is effective October 7, 2016.
(b) Affected ADs
None.
(c) Applicability
This AD applies to International Aero Engines AG (IAE) V2522-A5,
V2524-A5, V2525-D5, V2527-A5, V2527E-A5, V2527M-A5, V2528-D5, V2530-
A5, and V2533-A5 engines with either of the following installed:
(1) High-pressure turbine (HPT) stage 1 hub, part number (P/N)
2A5001, with a serial number (S/N) listed in Table 1, Appendix A, of
IAE Non-Modification Service Bulletin (NMSB) V2500-ENG-72-0661,
Revision 2, dated May 27, 2016; or
(2) HPT stage 2 hub, P/N 2A4802, with an S/N listed in Table 2,
Appendix A, of IAE NMSB V2500-ENG-72-0661, Revision 2, dated May 27,
2016.
(d) Unsafe Condition
This AD was prompted by the fracture of the HPT stage 2 hub
during flight, which resulted in an in-flight shutdown, undercowl
fire, and smoke in the cabin. We are issuing this AD to prevent
failure of the HPT stage 1 or HPT stage 2 hubs, which could result
in uncontained HPT blade release, damage to the engine, and damage
to the airplane.
(e) Compliance
Comply with this AD within the compliance times specified,
unless already done.
(1) Inspect the HPT stage 1 hub, P/N 2A5001, and HPT stage 2
hub, P/N 2A4802, at the next shop visit or as follows, whichever
comes first:
(i) For hubs with 0 to 7,000 CSN on the effective date of this
AD, before accumulating 13,000 CSN;
(ii) For hubs with 7,001 to 11,000 CSN on the effective date of
this AD, within 6,000 cycles from the effective date of this AD or
before accumulating 15,000 CSN, whichever occurs first;
(iii) For hubs with 11,001 to 15,500 CSN on the effective date
of this AD, within 4,000 cycles from the effective date of this AD
or before accumulating 17,000 CSN, whichever occurs first;
(iv) For hubs with 15,501 CSN or more on the effective date of
this AD, within 1,500 cycles from the effective date of this AD.
(2) Use Accomplishment Instructions, paragraphs 2.A., 2.C., and
2.D., of IAE NMSB V2500-ENG-72-0661, Revision 2, dated May 27, 2016,
to inspect the HPT stage 1 hub, P/N 2A5001.
(3) Use Accomplishment Instructions, paragraphs 2.E., 2.G., and
2H., of IAE NMSB V2500-ENG-72-0661, Revision 2, dated May 27, 2016
to inspect the HPT stage 2 hub, P/N 2A4802.
(4) Remove from service any HPT stage 1 hub, P/N 2A5001, or HPT
stage 2 hub, P/N 2A4802, that fails the inspections required by
paragraphs (e)(2) and (e)(3) of this AD, and replace with a part
that is eligible for installation.
(f) Definition
For the purpose of this AD, a ``shop visit'' is the induction of
an engine into the shop for maintenance involving the separation of
pairs of major mating engine flanges, except that the separation of
engine flanges solely for the purposes of transportation without
subsequent engine maintenance does not constitute an engine shop
visit.
(g) Credit for Previous Actions
If you performed inspection and or replacement using IAE NMSB
V2500-ENG-72-0661, original issue, dated November 10, 2015 or NMSB
V2500-ENG-72-0661, Revision 1, dated February 5, 2016, you met the
requirements of paragraphs (e)(2) and (e)(3) of this AD.
(h) Alternative Methods of Compliance (AMOCs)
The Manager, Engine Certification Office, FAA, may approve AMOCs
for this AD. Use the procedures found in 14 CFR 39.19 to make your
request. You may email your request to: ANE-AD-AMOC@faa.gov.
(i) Related Information
For more information about this AD, contact Brian Kierstead,
Aerospace Engineer, Engine Certification Office, FAA, Engine &
Propeller Directorate, 1200 District Avenue, Burlington, MA 01803;
phone: 781-238-7772; fax: 781-238-7199; email:
brian.kierstead@faa.gov.
(j) Material Incorporated by Reference
(1) The Director of the Federal Register approved the
incorporation by reference (IBR) of the service information listed
in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.
(2) You must use this service information as applicable to do
the actions required by this AD, unless the AD specifies otherwise.
(i) International Aero Engines AG Non-Modification Service
Bulletin V2500-ENG-72-0661, Revision 2, dated May 27, 2016.
(ii) Reserved.
[[Page 60585]]
(3) For International Aero Engines AG service information
identified in this AD, contact International Aero Engines AG, 400
Main Street, East Hartford, CT 06118; phone: 800-565-0140; email:
help24@pw.utc.com; Internet: https://fleetcare.pw.utc.com.
(4) You may view this service information at FAA, Engine &
Propeller Directorate, 1200 District Avenue, Burlington, MA. For
information on the availability of this material at the FAA, call
781-238-7125.
(5) You may view this service information that is incorporated
by reference at the National Archives and Records Administration
(NARA). For information on the availability of this material at
NARA, call 202-741-6030, or go to: https://www.archives.gov/federal-register/cfr/ibr-locations.html.
Issued in Burlington, Massachusetts, on August 26, 2016.
Colleen M. D'Alessandro,
Manager, Engine & Propeller Directorate, Aircraft Certification
Service.
[FR Doc. 2016-21061 Filed 9-1-16; 8:45 am]
BILLING CODE 4910-13-P