Implementation of the Privacy Act of 1974, as Amended; Amended System of Records Notice, Single Family Insurance System (SFIS), 59235-59237 [2016-20695]
Download as PDF
Federal Register / Vol. 81, No. 167 / Monday, August 29, 2016 / Notices
deliberate and vote upon the Water
Resilience Recommendations as
appropriate. All presentations will be
posted at least three working days prior
to the meeting on the Council’s public
Web page—www.dhs.gov/NIAC.
Public Meeting Agenda
I. OPENING OF MEETING
II. ROLL CALL OF MEMBERS
III. OPENING REMARKS AND
INTRODUCTIONS
IV. APPROVAL OF JUNE 2016
MEETING MINUTES
V. PRESENTATIONS ON FUTURE
FOCUS STUDY TOPICS
VI. PUBLIC COMMENT
VII. DISCUSSION OF NEW NIAC
BUSINESS
VIII. CLOSING REMARKS
IX. ADJOURNMENT
[FR Doc. 2016–20561 Filed 8–26–16; 8:45 am]
BILLING CODE 9110–09–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
[Docket No. FR–5921–N–14]
Implementation of the Privacy Act of
1974, as Amended; Amended System
of Records Notice, Single Family
Insurance System (SFIS)
Office of Housing, HUD.
Amended System of Records
AGENCY:
Notice.
In accordance with the
requirements of the Privacy Act of 1974
(5 U.S.C. 552a (e)(4)), as amended, the
Department’s Office of Housing
proposes to amend and reissue a current
system of records notice (SORN): Single
Family Insurance System (SFIS). The
amended notice improves details
published in the Federal Register for
the SORNs categories of individuals
covered, categories of records, authority
for maintenance, storage, safeguards,
retention and disposal, system manager
and address, notification procedures,
records access, contesting records
procedures, and records source
categories. These sections are amended
to reflect the current status of
information pertaining to the system of
records. The existing scope, objectives,
and business processes in place for the
program remain unchanged. The
amended SORN deletes and supersedes
the Single Family Insurance System,
HUD/HS–10, published in the Federal
Register on July 23, 1999 at 64 FR
jstallworth on DSK7TPTVN1PROD with NOTICES
SUMMARY:
VerDate Sep<11>2014
15:27 Aug 26, 2016
Jkt 238001
Interested persons are
invited to submit comments regarding
this notice to the Rules Docket Clerk,
Office of General Counsel, Department
of Housing and Urban Development,
451 Seventh Street SW., Room 10276,
Washington, DC 20410.
Communications should refer to the
above docket number and title. Faxed
comments are not accepted. A copy of
each communication submitted will be
available for public inspection and
copying between 8 a.m. and 5 p.m.
weekdays at the above address.
FOR FURTHER INFORMATION CONTACT:
Helen Goff Foster, Chief Privacy Officer/
Senior Agency Official for Privacy, 451
Seventh Street SW., Room 10139,
Washington, DC 20410, telephone
number 202–402–6836 (this is not a tollfree number). Individuals who are
hearing- and speech-impaired may
access this number via TTY by calling
the Federal Relay Service at 800–877–
8339 (this is a toll-free number).
SUPPLEMENTARY INFORMATION: This
notice refines information published
about the Single Family Insurance
Systems SORN. This notice includes
updated details about the notices name
and location of the record system, the
authority for and manner of its
operations, the categories of individuals
that it covers, the type of records that it
contains, the sources of the information
for the records, the routine uses made of
the records, and the types of exemptions
in place for the records. The notice also
includes the business address of the
HUD officials who will inform
interested persons of how they may gain
access to and/or request amendments to
records pertaining to themselves. The
Privacy Act places on Federal agencies
principal responsibility for compliance
with its provisions, by requiring Federal
agencies to safeguard an individual’s
records against an invasion of personal
privacy; protect the records contained in
an agency system of records from
unauthorized disclosure; ensure that the
records collected are relevant,
necessary, current, and collected only
for their intended use; and adequately
safeguard the records to prevent misuse
of such information.
ADDRESSES:
Dated: August 23, 2016.
Ginger Norris,
Designated Federal Officer for the National
Infrastructure Advisory Council.
ACTION:
40032. The updated notice will be
included in the Department’s inventory
of SORNs.
DATES:
Effective Date: This notice action shall
be effective immediately, which will
become effective [30 days after
publication of this notice in the Federal
Register].
Comments Due Date: September 28,
2016.
PO 00000
Frm 00058
Fmt 4703
Sfmt 4703
59235
Pursuant to the Privacy Act and the
Office of Management and Budget
(OMB) guidelines, a report of this new
system of records was submitted to
OMB, the Senate Committee on
Homeland Security and Governmental
Affairs, and the House Committee on
Oversight and Government Reform as
instructed by paragraph 4c of Appendix
l to OMB Circular No. A–130, ‘‘Federal
Agencies Responsibilities for
Maintaining Records About
Individuals,’’ July 25, 1994 November
28, 2000.
Authority: 5 U.S.C. 552a; 88 Stat. 1896; 42
U.S.C. 3535(d).
Dated: August 16, 2016.
Helen Goff Foster,
Chief Privacy Officer/Senior Agency Official
for Privacy.
System of Records No.:
HSNG.SF/HWAFS.01
SYSTEM NAME:
Single Family Insurance System
(SFIS) A43—Insurance-in-force (IIF)
database.
SYSTEM LOCATION:
The system is physically hosted at the
HUD Information Technology Systems
Production Data Center located at 2020
Union Carbide Drive, South Charleston,
West Virginia 25303 and 4701 Forbes
Blvd., Lanham, Maryland, 20706, or at
the locations of the service providers
under contract with HUD. Electronic
records are stored at the VTL storage
center South Charleston, West Virginia
Data Center. External access is from the
following addresses: Housing and Urban
Development (HUD) workstations: 451
Seventh Street SW., Washington, DC
20410; 470 L’Enfant Plaza East, Room
3118, Washington, DC 20026; HUD’s
Atlanta Homeownership Center, Five
Points Plaza, 40 Marietta Street, Atlanta,
GA 30303; Denver Homeownership
Center, UMB Plaza Building, 1670
Broadway, Denver, CO 80202;
Philadelphia Homeownership Center,
The Wanamaker Building, 100 Penn
Square East, Philadelphia, PA 19107;
Santa Ana Homeownership Center,
Santa Ana Federal Building, 34 Civic
Center Plaza, Room 7015, Santa Ana,
CA 92701. See also HUD Regional
Offices located in Seattle, WA; Atlanta,
GA; Ft. Worth, TX; San Francisco, CA;
Denver, CO; Boston, MA; Philadelphia,
PA; Kansas City, KS; Chicago, IL; New
York, NY (see Appendix II 1 for
complete addresses), where records are
accessible.
1 https://portal.hud.gov/hudportal/documents/
huddoc?id=append2.pdf.
E:\FR\FM\29AUN1.SGM
29AUN1
59236
Federal Register / Vol. 81, No. 167 / Monday, August 29, 2016 / Notices
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Mortgagors who assumed or obtained
a mortgage insured under HUD Federal
Housing Administration single family
mortgage insurance programs.
Mortgagors who had Federal Housing
(FHA) mortgage insured loans.
CATEGORIES OF RECORDS IN THE SYSTEM:
The categories of records in the A43/
SFIS system are as follows:
(1) Insurance-in-Force (IIF) Records:
Single Family insurance-in-force
records which include PII data
pertaining to (Mortgagors) borrower’s/
co-borrower’s and their spouses full
names, Social Security numbers,
property addresses, date of birth, race/
ethnicity, gender/sex; case-level details
on the endorsement of the loan to
include status code, FHA case number,
original mortgage amount, beginning of
amortization date, originating lender,
transaction records, initial and monthly
mortgage insurance premiums (IMIP &
MMIP).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Sec. 203, National Housing Act,
Public Law 73–479; The National
Housing Act (12 U.S.C. 1701 et seq.) and
the Department of Housing and Urban
Development Act (42 U.S.C. 3531 et
seq.); 24 CFR parts 202, 203, 206, 241
and 266. The Housing and Community
Development Act of 1987, 42 U.S.C.
§ 3543, titled ‘‘Preventing fraud and
abuse in Department of Housing and
Urban Development programs’’ and
enacted as part of the Housing and
Community Development Act of 1987,
which permits the collection of SSN.
jstallworth on DSK7TPTVN1PROD with NOTICES
PURPOSE(S):
Single Family Insurance System
(SFIS) has been used to maintain IIF
database, which contains accurate and
detailed case information on FHAinsured single family properties. The IIF
was initially loaded with information
about several million active and
terminated FHA cases in the single
family mortgage insurance inventory.
SFIS allows on-line access to FHA case
information and is used to make
inquiries and process actions on single
family forward mortgages guaranteed by
HUD. The system produces daily,
weekly, monthly, quarterly, and
annually reports upon request. The SFIS
process begins with the endorsement of
a case and continues through
termination of the case and throughout
the maintenance phase of posttermination cases. Online access to case
information and reports is only
available internally to HUD employees.
The information in this system of
VerDate Sep<11>2014
15:27 Aug 26, 2016
Jkt 238001
records enables FHA to operate the
single family mortgage insurance
program (e.g., maintain data on the
endorsement of single family loans and
loan guarantees); record and calculate
the collection of upfront and periodic
mortgage insurance premiums (UFMIP
and Periodic MIP); refund the unearned
portion of the UFMIP’s to homeowners;
and respond to inquiries regarding
insured mortgages. The Department
utilizes its Distributive Shares and
Refund System (DSRS) to authorize
payment of the UFMIP refunds and SFIS
system to maintain schedules showing
the remaining amount of the UFMIP
credit available each month.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES.
In addition to those disclosures
generally permitted under 5 U.S.C.
522a(b) of the Privacy Act, other routine
uses may include:
(1) To appropriate agencies, entities,
and persons to the extent such
disclosures are compatible with the
purpose for which the records in this
system were collected, as set forth by
Appendix I, HUD’s Routine Use
Inventory Notice,2 published in the
Federal Register.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are stored on magnetic tape/
disc/drum. No hard copy records are
maintained by SFIS that require storage.
Electronic records are stored on DASD—
Direct Access Storage Device and
Virtual Tape Library (VTL).
RETRIEVABILITY:
Records are retrieved by name, coborrower name, Social Security
Number, property address, home
address, and FHA Case number.
SAFEGUARDS:
Automated records are maintained in
secured areas. Access is limited to
authorized personnel. Access to the
system is granted through a user ID and
password. Users are required to sign a
Rules of Behavior before accessing the
system.
RETENTION AND DISPOSAL:
Records are held in accordance with
HUD’s Records Disposition Schedules
Handbook (2225.6), Appendix 20
(Single Family Home Mortgage
Insurance Program Records) and
Appendix 21 (Financial Management
2 https://portal.hud.gov/hudportal/documents/
huddoc?id=routine_use_inventory.pdf.
PO 00000
Frm 00059
Fmt 4703
Sfmt 4703
Information Systems). Current retention
periods for Single Family Case files are
twelve years after close of the calendar
year in which endorsed. Electronic
records are maintained and destroyed as
instructed by guidelines outlined in
HUD’s IT Security Handbook (2400.25),
pursuant to NIST Special Publication
800–88 ‘‘Guidelines for Media
Sanitization.’’
SYSTEM MANAGER(S) AND ADDRESS:
Branch Chief, Single Family
Insurance Operations Division,
Department of Housing and Urban
Development, 470 East L’Enfant Plaza
SW., Room 3118, Washington, DC
20410.
NOTIFICATION AND RECORD ACCESS
PROCEDURES:
For Information, assistance, or
inquiries about the existence of records
contact Helen Goff Foster, Chief Privacy
Officer/Senior Agency Official for
Privacy, 451 Seventh Street SW., Room
10139, Washington, DC 20410,
telephone number 202–402–6836. When
seeking records about yourself from this
system of records or any other HUD
system of records, your request must
conform with the Privacy Act
regulations set forth in 24 CFR part 16.
You must first verify your identity by
providing your full name, current
address, and date and place of birth.
You must sign your request, and your
signature must either be notarized or
submitted under 28 U.S.C. 1746, a law
that permits statements to be made
under penalty of perjury as a substitute
for notarization. In addition, your
request should:
(1) Explain why you believe HUD
would have information on you.
(2) Identify which HUD office you
believe has the records about you.
(3) Specify when you believe the
records would have been created.
(4) Provide any other information that
will help the Freedom of Information
Act (FOIA) staff determine which HUD
office may have responsive records.
If you are seeking records pertaining
to another living individual, you must
obtain a statement from that individual
certifying their agreement for you to
access their records. Without the above
information, the HUD FOIA Office may
not be able to conduct an effective
search, and your request may be denied
due to lack of specificity or lack of
compliance with applicable regulations.
CONTESTING RECORD PROCEDURES:
The Department’s rules for contesting
contents of records and appealing initial
denials appear in 24 CFR part 16,
Procedures for Inquiries. Additional
E:\FR\FM\29AUN1.SGM
29AUN1
Federal Register / Vol. 81, No. 167 / Monday, August 29, 2016 / Notices
assistance may be obtained by
contacting the Department’s Chief
Privacy Officer/Senior Agency Official
for Privacy, 451 Seventh Street SW.,
Room 10139, Washington, DC 20410, or
the HUD Departmental Privacy Appeals
Officers, Office of General Counsel,
Department of Housing and Urban
Development, 451 Seventh Street SW.,
Room 10110, Washington, DC 20410.
RECORD SOURCE CATEGORIES:
Record Source categories are obtained
from lenders who enter information into
HUD’s FHA Connection and/or
submitted through the HUD
Homeownership Centers who endorse
loans using HUD’s Computerized
Homes Underwriting Management
System (CHUMS) System, which
transmits information to SFIS.
SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS
OF THE ACT:
None.
[FR Doc. 2016–20695 Filed 8–26–16; 8:45 am]
BILLING CODE 4210–67–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
[Docket No. FR–5913–N–20]
60-Day Notice of Proposed Information
Collection: Multifamily Mortgagee’s
Application for Insurance Benefits
Office of the Assistant
Secretary for Housing—Federal Housing
Commissioner, HUD.
ACTION: Notice.
AGENCY:
HUD is seeking approval from
the Office of Management and Budget
(OMB) for the information collection
described below. In accordance with the
Paperwork Reduction Act, HUD is
requesting comment from all interested
parties on the proposed collection of
information. The purpose of this notice
is to allow for 60 days of public
comment.
SUMMARY:
DATES:
Comments Due Date: October 28,
2016.
Interested persons are
invited to submit comments regarding
this proposal. Comments should refer to
the proposal by name and/or OMB
Control Number and should be sent to:
Colette Pollard, Reports Management
Officer, QDAM, Department of Housing
and Urban Development, 451 7th Street
SW., Room 4176, Washington, DC
20410–5000; telephone 202–402–3400
(this is not a toll-free number) or email
at Colette.Pollard@hud.gov for a copy of
the proposed forms or other available
information. Persons with hearing or
speech impairments may access this
jstallworth on DSK7TPTVN1PROD with NOTICES
ADDRESSES:
VerDate Sep<11>2014
15:27 Aug 26, 2016
Jkt 238001
number through TTY by calling the tollfree Federal Relay Service at (800) 877–
8339.
FOR FURTHER INFORMATION CONTACT:
Alabama Brumskine, Accountant,
Multifamily Claims Branch, Department
of Housing and Urban Development,
451 7th Street SW., Washington, DC
20410, telephone number 202–402–
3472. (This is not a toll-free number).
Persons with hearing or speech
impairments may access this number
through TTY by calling the toll-free
Federal Relay Service at (800) 877–8339.
Copies of available documents
submitted to OMB may be obtained
from Ms. Colette Pollard.
SUPPLEMENTARY INFORMATION: This
notice informs the public that HUD is
seeking approval from OMB for the
information collection described in
Section A.
A. Overview of Information Collection
Title of Information Collection:
Multifamily Mortgagee’s Application for
Insurance Benefits.
OMB Approval Number: 2502–0419.
Type of Request: Extension of
currently approved collection.
Form Number: Form HUD 2747,
Application for Insurance Benefits,
Multifamily Mortgage.
Description of the need for the
information and proposed use: A lender
with an insured multifamily mortgage
pays an annual insurance premium to
the Department. When and if the
mortgage goes into default, the lender
may elect to file a claim for insurance
benefits with the Department. A
requirement of the claims process is the
submission of an application for
insurance benefits. Form HUD 2747,
Mortgagee’s Application for Insurance
Benefits (Multifamily Mortgage),
satisfies this requirement.
Respondents (i.e. affected public):
Not-for -profit institutions, State, local
or Tribal Government.
Estimated Number of Respondents:
110.
Estimated Number of Responses: 110.
Frequency of Response: Occasion.
Average Hours per Response: 9.
Total Estimated Burden: 990.
B. Solicitation of Public Comment
This notice is soliciting comments
from members of the public and affected
parties concerning the collection of
information described in Section A on
the following:
(1) Whether the proposed collection
of information is necessary for the
proper performance of the functions of
the agency, including whether the
information will have practical utility;
PO 00000
Frm 00060
Fmt 4703
Sfmt 4703
59237
(2) The accuracy of the agency’s
estimate of the burden of the proposed
collection of information;
(3) Ways to enhance the quality,
utility, and clarity of the information to
be collected; and
(4) Ways to minimize the burden of
the collection of information on those
who are to respond; including through
the use of appropriate automated
collection techniques or other forms of
information technology, e.g., permitting
electronic submission of responses.
HUD encourages interested parties to
submit comment in response to these
questions.
Authority: Section 3507 of the Paperwork
Reduction Act of 1995, 44 U.S.C. Chapter 35.
Dated: August 18, 2016.
Janet M. Golrick,
Associate General Deputy Assistant Secretary
for Housing—Associate Deputy Federal
Housing Commissioner.
[FR Doc. 2016–20698 Filed 8–26–16; 8:45 am]
BILLING CODE 4210–67–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
[Docket No. FR–5913–N–22]
Notice of Proposed Information
Collection: The Housing Counseling
Federal Advisory Committee
Membership Application
Office of the Assistant
Secretary for Housing, Federal Housing
Commissioner, HUD.
ACTION: Notice.
AGENCY:
HUD is seeking approval from
the Office of Management and Budget
(OMB) for the information collection
described below. In accordance with the
Paperwork Reduction Act, HUD is
requesting comment from all interested
parties on the proposed collection of
information. The purpose of this notice
is to allow for 60 days of public
comment.
DATES: Comments Due Date: October 28,
2016.
ADDRESSES: Interested persons are
invited to submit comments regarding
this proposal. Comments should refer to
the proposal by name and/or OMB
Control Number and should be sent to:
Colette Pollard, Reports Management
Office, QDAM, Department of Housing
and Urban Development, 451 7th Street
SW., Washington, DC 20410, Room
94176; telephone 202/402–3400 (this is
not a toll-free number) or email at
Colette.Pollard@hud.gov for a copy of
the proposed form(s) or other available
information. Persons with hearing or
speech impairments may access this
SUMMARY:
E:\FR\FM\29AUN1.SGM
29AUN1
Agencies
[Federal Register Volume 81, Number 167 (Monday, August 29, 2016)]
[Notices]
[Pages 59235-59237]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-20695]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
[Docket No. FR-5921-N-14]
Implementation of the Privacy Act of 1974, as Amended; Amended
System of Records Notice, Single Family Insurance System (SFIS)
AGENCY: Office of Housing, HUD.
ACTION: Amended System of Records Notice.
-----------------------------------------------------------------------
SUMMARY: In accordance with the requirements of the Privacy Act of 1974
(5 U.S.C. 552a (e)(4)), as amended, the Department's Office of Housing
proposes to amend and reissue a current system of records notice
(SORN): Single Family Insurance System (SFIS). The amended notice
improves details published in the Federal Register for the SORNs
categories of individuals covered, categories of records, authority for
maintenance, storage, safeguards, retention and disposal, system
manager and address, notification procedures, records access,
contesting records procedures, and records source categories. These
sections are amended to reflect the current status of information
pertaining to the system of records. The existing scope, objectives,
and business processes in place for the program remain unchanged. The
amended SORN deletes and supersedes the Single Family Insurance System,
HUD/HS-10, published in the Federal Register on July 23, 1999 at 64 FR
40032. The updated notice will be included in the Department's
inventory of SORNs.
DATES:
Effective Date: This notice action shall be effective immediately,
which will become effective [30 days after publication of this notice
in the Federal Register].
Comments Due Date: September 28, 2016.
ADDRESSES: Interested persons are invited to submit comments regarding
this notice to the Rules Docket Clerk, Office of General Counsel,
Department of Housing and Urban Development, 451 Seventh Street SW.,
Room 10276, Washington, DC 20410. Communications should refer to the
above docket number and title. Faxed comments are not accepted. A copy
of each communication submitted will be available for public inspection
and copying between 8 a.m. and 5 p.m. weekdays at the above address.
FOR FURTHER INFORMATION CONTACT: Helen Goff Foster, Chief Privacy
Officer/Senior Agency Official for Privacy, 451 Seventh Street SW.,
Room 10139, Washington, DC 20410, telephone number 202-402-6836 (this
is not a toll-free number). Individuals who are hearing- and speech-
impaired may access this number via TTY by calling the Federal Relay
Service at 800-877-8339 (this is a toll-free number).
SUPPLEMENTARY INFORMATION: This notice refines information published
about the Single Family Insurance Systems SORN. This notice includes
updated details about the notices name and location of the record
system, the authority for and manner of its operations, the categories
of individuals that it covers, the type of records that it contains,
the sources of the information for the records, the routine uses made
of the records, and the types of exemptions in place for the records.
The notice also includes the business address of the HUD officials who
will inform interested persons of how they may gain access to and/or
request amendments to records pertaining to themselves. The Privacy Act
places on Federal agencies principal responsibility for compliance with
its provisions, by requiring Federal agencies to safeguard an
individual's records against an invasion of personal privacy; protect
the records contained in an agency system of records from unauthorized
disclosure; ensure that the records collected are relevant, necessary,
current, and collected only for their intended use; and adequately
safeguard the records to prevent misuse of such information.
Pursuant to the Privacy Act and the Office of Management and Budget
(OMB) guidelines, a report of this new system of records was submitted
to OMB, the Senate Committee on Homeland Security and Governmental
Affairs, and the House Committee on Oversight and Government Reform as
instructed by paragraph 4c of Appendix l to OMB Circular No. A-130,
``Federal Agencies Responsibilities for Maintaining Records About
Individuals,'' July 25, 1994 November 28, 2000.
Authority: 5 U.S.C. 552a; 88 Stat. 1896; 42 U.S.C. 3535(d).
Dated: August 16, 2016.
Helen Goff Foster,
Chief Privacy Officer/Senior Agency Official for Privacy.
System of Records No.:
HSNG.SF/HWAFS.01
SYSTEM NAME:
Single Family Insurance System (SFIS) A43--Insurance-in-force (IIF)
database.
SYSTEM LOCATION:
The system is physically hosted at the HUD Information Technology
Systems Production Data Center located at 2020 Union Carbide Drive,
South Charleston, West Virginia 25303 and 4701 Forbes Blvd., Lanham,
Maryland, 20706, or at the locations of the service providers under
contract with HUD. Electronic records are stored at the VTL storage
center South Charleston, West Virginia Data Center. External access is
from the following addresses: Housing and Urban Development (HUD)
workstations: 451 Seventh Street SW., Washington, DC 20410; 470
L'Enfant Plaza East, Room 3118, Washington, DC 20026; HUD's Atlanta
Homeownership Center, Five Points Plaza, 40 Marietta Street, Atlanta,
GA 30303; Denver Homeownership Center, UMB Plaza Building, 1670
Broadway, Denver, CO 80202; Philadelphia Homeownership Center, The
Wanamaker Building, 100 Penn Square East, Philadelphia, PA 19107; Santa
Ana Homeownership Center, Santa Ana Federal Building, 34 Civic Center
Plaza, Room 7015, Santa Ana, CA 92701. See also HUD Regional Offices
located in Seattle, WA; Atlanta, GA; Ft. Worth, TX; San Francisco, CA;
Denver, CO; Boston, MA; Philadelphia, PA; Kansas City, KS; Chicago, IL;
New York, NY (see Appendix II \1\ for complete addresses), where
records are accessible.
---------------------------------------------------------------------------
\1\ https://portal.hud.gov/hudportal/documents/huddoc?id=append2.pdf.
---------------------------------------------------------------------------
[[Page 59236]]
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Mortgagors who assumed or obtained a mortgage insured under HUD
Federal Housing Administration single family mortgage insurance
programs. Mortgagors who had Federal Housing (FHA) mortgage insured
loans.
CATEGORIES OF RECORDS IN THE SYSTEM:
The categories of records in the A43/SFIS system are as follows:
(1) Insurance-in-Force (IIF) Records: Single Family insurance-in-
force records which include PII data pertaining to (Mortgagors)
borrower's/co-borrower's and their spouses full names, Social Security
numbers, property addresses, date of birth, race/ethnicity, gender/sex;
case-level details on the endorsement of the loan to include status
code, FHA case number, original mortgage amount, beginning of
amortization date, originating lender, transaction records, initial and
monthly mortgage insurance premiums (IMIP & MMIP).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Sec. 203, National Housing Act, Public Law 73-479; The National
Housing Act (12 U.S.C. 1701 et seq.) and the Department of Housing and
Urban Development Act (42 U.S.C. 3531 et seq.); 24 CFR parts 202, 203,
206, 241 and 266. The Housing and Community Development Act of 1987, 42
U.S.C. Sec. 3543, titled ``Preventing fraud and abuse in Department of
Housing and Urban Development programs'' and enacted as part of the
Housing and Community Development Act of 1987, which permits the
collection of SSN.
PURPOSE(S):
Single Family Insurance System (SFIS) has been used to maintain IIF
database, which contains accurate and detailed case information on FHA-
insured single family properties. The IIF was initially loaded with
information about several million active and terminated FHA cases in
the single family mortgage insurance inventory. SFIS allows on-line
access to FHA case information and is used to make inquiries and
process actions on single family forward mortgages guaranteed by HUD.
The system produces daily, weekly, monthly, quarterly, and annually
reports upon request. The SFIS process begins with the endorsement of a
case and continues through termination of the case and throughout the
maintenance phase of post-termination cases. Online access to case
information and reports is only available internally to HUD employees.
The information in this system of records enables FHA to operate the
single family mortgage insurance program (e.g., maintain data on the
endorsement of single family loans and loan guarantees); record and
calculate the collection of upfront and periodic mortgage insurance
premiums (UFMIP and Periodic MIP); refund the unearned portion of the
UFMIP's to homeowners; and respond to inquiries regarding insured
mortgages. The Department utilizes its Distributive Shares and Refund
System (DSRS) to authorize payment of the UFMIP refunds and SFIS system
to maintain schedules showing the remaining amount of the UFMIP credit
available each month.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES.
In addition to those disclosures generally permitted under 5 U.S.C.
522a(b) of the Privacy Act, other routine uses may include:
(1) To appropriate agencies, entities, and persons to the extent
such disclosures are compatible with the purpose for which the records
in this system were collected, as set forth by Appendix I, HUD's
Routine Use Inventory Notice,\2\ published in the Federal Register.
---------------------------------------------------------------------------
\2\ https://portal.hud.gov/hudportal/documents/huddoc?id=routine_use_inventory.pdf.
---------------------------------------------------------------------------
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are stored on magnetic tape/disc/drum. No hard copy records
are maintained by SFIS that require storage. Electronic records are
stored on DASD--Direct Access Storage Device and Virtual Tape Library
(VTL).
RETRIEVABILITY:
Records are retrieved by name, co-borrower name, Social Security
Number, property address, home address, and FHA Case number.
SAFEGUARDS:
Automated records are maintained in secured areas. Access is
limited to authorized personnel. Access to the system is granted
through a user ID and password. Users are required to sign a Rules of
Behavior before accessing the system.
RETENTION AND DISPOSAL:
Records are held in accordance with HUD's Records Disposition
Schedules Handbook (2225.6), Appendix 20 (Single Family Home Mortgage
Insurance Program Records) and Appendix 21 (Financial Management
Information Systems). Current retention periods for Single Family Case
files are twelve years after close of the calendar year in which
endorsed. Electronic records are maintained and destroyed as instructed
by guidelines outlined in HUD's IT Security Handbook (2400.25),
pursuant to NIST Special Publication 800-88 ``Guidelines for Media
Sanitization.''
SYSTEM MANAGER(S) AND ADDRESS:
Branch Chief, Single Family Insurance Operations Division,
Department of Housing and Urban Development, 470 East L'Enfant Plaza
SW., Room 3118, Washington, DC 20410.
NOTIFICATION AND RECORD ACCESS PROCEDURES:
For Information, assistance, or inquiries about the existence of
records contact Helen Goff Foster, Chief Privacy Officer/Senior Agency
Official for Privacy, 451 Seventh Street SW., Room 10139, Washington,
DC 20410, telephone number 202-402-6836. When seeking records about
yourself from this system of records or any other HUD system of
records, your request must conform with the Privacy Act regulations set
forth in 24 CFR part 16. You must first verify your identity by
providing your full name, current address, and date and place of birth.
You must sign your request, and your signature must either be notarized
or submitted under 28 U.S.C. 1746, a law that permits statements to be
made under penalty of perjury as a substitute for notarization. In
addition, your request should:
(1) Explain why you believe HUD would have information on you.
(2) Identify which HUD office you believe has the records about
you.
(3) Specify when you believe the records would have been created.
(4) Provide any other information that will help the Freedom of
Information Act (FOIA) staff determine which HUD office may have
responsive records.
If you are seeking records pertaining to another living individual,
you must obtain a statement from that individual certifying their
agreement for you to access their records. Without the above
information, the HUD FOIA Office may not be able to conduct an
effective search, and your request may be denied due to lack of
specificity or lack of compliance with applicable regulations.
CONTESTING RECORD PROCEDURES:
The Department's rules for contesting contents of records and
appealing initial denials appear in 24 CFR part 16, Procedures for
Inquiries. Additional
[[Page 59237]]
assistance may be obtained by contacting the Department's Chief Privacy
Officer/Senior Agency Official for Privacy, 451 Seventh Street SW.,
Room 10139, Washington, DC 20410, or the HUD Departmental Privacy
Appeals Officers, Office of General Counsel, Department of Housing and
Urban Development, 451 Seventh Street SW., Room 10110, Washington, DC
20410.
RECORD SOURCE CATEGORIES:
Record Source categories are obtained from lenders who enter
information into HUD's FHA Connection and/or submitted through the HUD
Homeownership Centers who endorse loans using HUD's Computerized Homes
Underwriting Management System (CHUMS) System, which transmits
information to SFIS.
SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS OF THE ACT:
None.
[FR Doc. 2016-20695 Filed 8-26-16; 8:45 am]
BILLING CODE 4210-67-P