Air Plan Approval; GA; Infrastructure Requirements for the 2012 PM2.5, 57544-57554 [2016-20139]
Download as PDF
57544
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
srobinson on DSK5SPTVN1PROD with PROPOSALS
appropriate operational changes needed
to expeditiously to prevent any future
violation of the NAAQS. Explicit
measures addressed in Florida’s April 3,
2015, SIP submittal are:
• Fuel switching to reduce or
eliminate the use of sulfur-containing
fuels;
• combustion air system
enhancement;
• vent gas scrubber enhancement;
• white liquor scrubber enhancement;
and/or
• physical or operational reduction of
production capacity.
Florida may consider other options
for additional controls if these measures
are not deemed to be the most
appropriate to address air quality issues
in the Area.
Florida would implement the most
appropriate control strategy to address
the exceedances. If a permit
modification might be required to
conform to applicable air quality
standards, Florida will make use of the
State’s authority in Rule 62–4.080,
F.A.C. to require permittees to comply
with new or additional conditions. This
authority would allow Florida to work
directly with the source(s) expeditiously
to make changes to permits.
Subsequently, Florida would submit
any relevant permit change to EPA as a
source-specific SIP revision to make the
change permanent and enforceable. EPA
recognizes this strategy as an acceptable
additional step, but according to CAA
section 172(c)(9), a measure requiring
further action by FL DEP or EPA (e.g.,
necessitating a revised permit and SIP
revision) could not serve as the primary
contingency measure.
EPA is proposing to find that Florida’s
April 3, 2015, SIP submittal includes a
comprehensive program to
expeditiously identify the source of any
violation of the SO2 NAAQS and for
aggressive follow-up. Therefore, EPA
proposes that the contingency measures
submitted by Florida follow the 2014
SO2 Nonattainment Guidance and meet
the section 172(c)(9) . EPA notes that
Florida has further committed to pursue
additional actions that may require a
SIP revision if needed to address the
exceedances.
G. Attainment Date
Florida’s modeling indicates that the
Nassau Area will begin attaining the
2010 SO2 NAAQS by January 1, 2018,
once the control strategy is completely
implemented. This modeling does not
provide for an attaining three-year
design value by the proposed attainment
date of October 4, 2018. However,
expeditious implementation of RACM/
RACT for the Rayonier source, coupled
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
with actual emissions from the
WestRock source, has already provided
for an attaining design value of 58 ppb
considering 2013–2015 data, and in fact
exhibited attaining data since 2011–
2013 with a design value of 70 ppb.25
The recent design value is well under
the NAAQS, and the ongoing
compliance schedule for WestRock
control measures will help to assure that
the area maintains the NAAQS in the
future. Therefore, the area is expected to
attain the NAAQS by the attainment
date.
V. Proposed Action
EPA is proposing to approve Florida’s
SO2 attainment plan for the Nassau
Area. EPA has preliminarily determined
that the SIP meets the applicable
requirements of the CAA. Specifically,
EPA is proposing to approve Florida’s
April 3, 2015, SIP submission, which
includes the base year emissions
inventory, a modeling demonstration of
SO2 attainment, an analysis of RACM/
RACT, a RFP plan, and contingency
measures for the Nassau Area.
Additionally, EPA is proposing to
approve into the Florida SIP specific
SO2 emission limits and compliance
parameters established for the two SO2
point sources impacting the Nassau
Area.
VI. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable federal regulations.
See 42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this proposed
action merely approves state law as
meeting federal requirements and does
not impose additional requirements
beyond those imposed by state law. For
that reason, this proposed action:
• Is not a significant regulatory action
subject to review by the Office of
Management and Budget under
Executive Orders 12866 (58 FR 51735,
October 4, 1993) and 13563 (76 FR 3821,
January 21, 2011);
• does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• is certified as not having a
significant economic impact on a
substantial number of small entities
25 The most recent quality-assured design values
for each NAAQS are publicly available at https://
www.epa.gov/air-trends/air-quality-design-values.
PO 00000
Frm 00052
Fmt 4702
Sfmt 4702
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
• does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
The SIP is not approved to apply on
any Indian reservation land or in any
other area where EPA or an Indian tribe
has demonstrated that a tribe has
jurisdiction. In those areas of Indian
country, the rule does not have tribal
implications as specified by Executive
Order 13175 (65 FR 67249, November 9,
2000), nor will it impose substantial
direct costs on tribal governments or
preempt tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Reporting and recordkeeping
requirements, Sulfur oxides.
Authority: 42 U.S.C. 7401 et seq.
Dated: August 15, 2016.
Heather McTeer Toney,
Regional Administrator, Region 4.
[FR Doc. 2016–20119 Filed 8–22–16; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R04–OAR–2014–0425; FRL–9951–15–
Region 4]
Air Plan Approval; GA; Infrastructure
Requirements for the 2012 PM2.5
National Ambient Air Quality Standard
AGENCY:
Environmental Protection
Agency.
E:\FR\FM\23AUP1.SGM
23AUP1
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
ACTION:
Proposed rule.
The Environmental Protection
Agency (EPA) is proposing to approve
portions of the State Implementation
Plan (SIP) submission, submitted by the
State of Georgia, through the Georgia
Department of Natural Resources (DNR),
Environmental Protection Division
(EPD), on December 14, 2015, to
demonstrate that the State meets the
infrastructure requirements of the Clean
Air Act (CAA or Act) for the 2012
Annual Fine Particulate Matter (PM2.5)
national ambient air quality standard
(NAAQS). The CAA requires that each
state adopt and submit a SIP for the
implementation, maintenance and
enforcement of each NAAQS
promulgated by EPA, which is
commonly referred to as an
‘‘infrastructure’’ SIP. EPD certified that
the Georgia SIP contains provisions to
ensure the 2012 Annual PM2.5 NAAQS
is implemented, enforced, and
maintained in Georgia. EPA is
proposing to determine that portions of
Georgia’s infrastructure submission,
submitted to EPA on December 14,
2015, satisfy certain required
infrastructure elements for the 2012
Annual PM2.5 NAAQS.
DATES: Written comments must be
received on or before September 22,
2016.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R04–
OAR–2014–0425 at https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from Regulations.gov.
EPA may publish any comment received
to its public docket. Do not submit
electronically any information you
consider to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. EPA will generally
not consider comments or comment
contents located outside of the primary
submission (i.e., on the web, cloud, or
other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www2.epa.gov/dockets/
commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT:
Tiereny Bell, Air Regulatory
Management Section, Air Planning and
srobinson on DSK5SPTVN1PROD with PROPOSALS
SUMMARY:
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
57545
On December 14, 2012 (78 FR 3086,
January 15, 2013), EPA promulgated a
revised primary annual PM2.5 NAAQS.
The standard was strengthened from
15.0 micrograms per cubic meter (mg/
m3) to 12.0 mg/m3. Pursuant to section
110(a)(1) of the CAA, states are required
to submit SIPs meeting the applicable
requirements of section 110(a)(2) within
three years after promulgation of a new
or revised NAAQS or within such
shorter period as EPA may prescribe.
Section 110(a)(2) requires states to
address basic SIP elements such as
requirements for monitoring, basic
program requirements and legal
authority that are designed to assure
attainment and maintenance of the
NAAQS. States were required to submit
such SIPs for the 2012 Annual PM2.5
NAAQS to EPA no later than December
14, 2015.1
This rulemaking is proposing to
approve portions of Georgia’s PM2.5
infrastructure SIP submissions 2 for the
applicable requirements of the 2012
Annual PM2.5 NAAQS, with the
exception of the interstate transport
requirements of section 110(a)(2)(D)(i)(I)
and (II) (prongs 1, 2, and 4), for which
EPA is not proposing any action in this
rulemaking regarding these
requirements. For the aspects of
Georgia’s submittal proposed for
approval in this rulemaking, EPA notes
that the Agency is not approving any
specific rule, but rather proposing that
Georgia’s already approved SIP meets
certain CAA requirements.
II. What elements are required under
Sections 110(a)(1) and (2)?
Section 110(a) of the CAA requires
states to submit SIPs to provide for the
implementation, maintenance, and
enforcement of a new or revised
NAAQS within three years following
the promulgation of such NAAQS, or
within such shorter period as EPA may
prescribe. Section 110(a) imposes the
obligation upon states to make a SIP
submission to EPA for a new or revised
NAAQS, but the contents of that
submission may vary depending upon
the facts and circumstances. In
particular, the data and analytical tools
available at the time the state develops
and submits the SIP for a new or revised
NAAQS affect the content of the
submission. The contents of such SIP
submissions may also vary depending
upon what provisions the state’s
existing SIP already contains.
More specifically, section 110(a)(1)
provides the procedural and timing
requirements for SIPs. Section 110(a)(2)
lists specific elements that states must
meet for ‘‘infrastructure’’ SIP
requirements related to a newly
established or revised NAAQS. As
mentioned previously, these
requirements include basic SIP elements
such as requirements for monitoring,
basic program requirements and legal
authority that are designed to assure
attainment and maintenance of the
NAAQS. The requirements are
summarized later on in this preamble
and in EPA’s September 13, 2013,
memorandum entitled ‘‘Guidance on
Infrastructure State Implementation
Plan (SIP) Elements under Clean Air Act
Sections 110(a)(1) and 110(a)(2).’’ 3
• 110(a)(2)(A): Emission Limits and
Other Control Measures
• 110(a)(2)(B): Ambient Air Quality
Monitoring/Data System
• 110(a)(2)(C): Programs for
Enforcement of Control Measures and
for Construction or Modification of
Stationary Sources 4
1 In these infrastructure SIP submissions States
generally certify evidence of compliance with
sections 110(a)(1) and (2) of the CAA through a
combination of state regulations and statutes, some
of which have been incorporated into the federallyapproved SIP. In addition, certain federallyapproved, non-SIP regulations may also be
appropriate for demonstrating compliance with
sections 110(a)(1) and (2). Throughout this
rulemaking, unless otherwise indicated, the term
‘‘State rules’’ or ‘‘State regulations’’ indicate that the
cited regulation has been approved into Georgia’s
federally-approved SIP. The term ‘‘Georgia Air
Quality Act’’ indicates cited Georgia State statutes,
which are not a part of the SIP unless otherwise
indicated.
2 Georgia’s 2012 Annual PM
2.5 NAAQS
infrastructure SIP submission dated December 14,
2015, is referred to as ‘‘Georgia’s PM2.5
infrastructure SIP’’ in this action.
3 Two elements identified in section 110(a)(2) are
not governed by the three year submission deadline
of section 110(a)(1) because SIPs incorporating
necessary local nonattainment area controls are not
due within three years after promulgation of a new
or revised NAAQS, but rather are due at the time
the nonattainment area plan requirements are due
pursuant to section 172. These requirements are: (1)
Submissions required by section 110(a)(2)(C) to the
extent that subsection refers to a permit program as
required in part D, title I of the CAA; and (2)
submissions required by section 110(a)(2)(I) which
pertain to the nonattainment planning requirements
of part D, title I of the CAA. This proposed
rulemaking does not address infrastructure
elements related to section 110(a)(2)(I) or the
nonattainment planning requirements of
110(a)(2)(C).
4 This rulemaking only addresses requirements
for this element as they relate to attainment areas.
Implementation Branch, Air, Pesticides
and Toxics Management Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street SW.,
Atlanta, Georgia 30303–8960. Ms. Bell
can be reached via telephone at (404)
562–9088 or via electronic mail at
bell.tiereny@epa.gov.
I. Background and Overview
PO 00000
Frm 00053
Fmt 4702
Sfmt 4702
E:\FR\FM\23AUP1.SGM
23AUP1
57546
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
• 110(a)(2)(D)(i)(I) and (II): Interstate
Pollution Transport
• 110(a)(2)(D)(ii): Interstate Pollution
Abatement and International Air
Pollution
• 110(a)(2)(E): Adequate Resources
and Authority, Conflict of Interest, and
Oversight of Local Governments and
Regional Agencies
• 110(a)(2)(F): Stationary Source
Monitoring and Reporting
• 110(a)(2)(G): Emergency Powers
• 110(a)(2)(H): SIP Revisions
• 110(a)(2)(I): Plan Revisions for
Nonattainment Areas 5
• 110(a)(2)(J): Consultation with
Government Officials, Public
Notification, and Prevention of
Significant Deterioration (PSD) and
Visibility Protection
• 110(a)(2)(K): Air Quality Modeling
and Submission of Modeling Data
• 110(a)(2)(L): Permitting fees
• 110(a)(2)(M): Consultation and
Participation by Affected Local Entities
srobinson on DSK5SPTVN1PROD with PROPOSALS
III. What is EPA’s approach to the
review of infrastructure SIP
submissions?
EPA is acting upon the SIP
submission from Georgia that addresses
the infrastructure requirements of CAA
sections 110(a)(1) and 110(a)(2) for the
2012 Annual PM2.5 NAAQS. The
requirement for states to make a SIP
submission of this type arises out of
CAA section 110(a)(1). Pursuant to
section 110(a)(1), states must make SIP
submissions ‘‘within 3 years (or such
shorter period as the Administrator may
prescribe) after the promulgation of a
national primary ambient air quality
standard (or any revision thereof),’’ and
these SIP submissions are to provide for
the ‘‘implementation, maintenance, and
enforcement’’ of such NAAQS. The
statute directly imposes on states the
duty to make these SIP submissions,
and the requirement to make the
submissions is not conditioned upon
EPA’s taking any action other than
promulgating a new or revised NAAQS.
Section 110(a)(2) includes a list of
specific elements that ‘‘[e]ach such
plan’’ submission must address.
EPA has historically referred to these
SIP submissions made for the purpose
of satisfying the requirements of CAA
sections 110(a)(1) and 110(a)(2) as
‘‘infrastructure SIP’’ submissions.
Although the term ‘‘infrastructure SIP’’
does not appear in the CAA, EPA uses
the term to distinguish this particular
type of SIP submission from
submissions that are intended to satisfy
other SIP requirements under the CAA,
5 As mentioned previously, this element is not
relevant to this proposed rulemaking.
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
such as ‘‘nonattainment SIP’’ or
‘‘attainment plan SIP’’ submissions to
address the nonattainment planning
requirements of part D of title I of the
CAA, ‘‘regional haze SIP’’ submissions
required by EPA rule to address the
visibility protection requirements of
CAA section 169A, and nonattainment
new source review (NNSR) permit
program submissions to address the
permit requirements of CAA, title I, part
D.
Section 110(a)(1) addresses the timing
and general requirements for
infrastructure SIP submissions, and
section 110(a)(2) provides more details
concerning the required contents of
these submissions. The list of required
elements provided in section 110(a)(2)
contains a wide variety of disparate
provisions, some of which pertain to
required legal authority, some of which
pertain to required substantive program
provisions, and some of which pertain
to requirements for both authority and
substantive program provisions.6 EPA
therefore believes that while the timing
requirement in section 110(a)(1) is
unambiguous, some of the other
statutory provisions are ambiguous. In
particular, EPA believes that the list of
required elements for infrastructure SIP
submissions provided in section
110(a)(2) contains ambiguities
concerning what is required for
inclusion in an infrastructure SIP
submission.
The following examples of
ambiguities illustrate the need for EPA
to interpret some section 110(a)(1) and
section 110(a)(2) requirements with
respect to infrastructure SIP
submissions for a given new or revised
NAAQS. One example of ambiguity is
that section 110(a)(2) requires that
‘‘each’’ SIP submission must meet the
list of requirements therein, while EPA
has long noted that this literal reading
of the statute is internally inconsistent
and would create a conflict with the
nonattainment provisions in part D of
title I of the Act, which specifically
address nonattainment SIP
requirements.7 Section 110(a)(2)(I)
6 For example: Section 110(a)(2)(E)(i) provides
that states must provide assurances that they have
adequate legal authority under state and local law
to carry out the SIP; section 110(a)(2)(C) provides
that states must have a SIP-approved program to
address certain sources as required by part C of title
I of the CAA; and section 110(a)(2)(G) provides that
states must have legal authority to address
emergencies as well as contingency plans that are
triggered in the event of such emergencies.
7 See, e.g., ‘‘Rule To Reduce Interstate Transport
of Fine Particulate Matter and Ozone (Clean Air
Interstate Rule); Revisions to Acid Rain Program;
Revisions to the NOx SIP Call; Final Rule,’’ 70 FR
25162, at 25163–65 (May 12, 2005) (explaining
relationship between timing requirement of section
110(a)(2)(D) versus section 110(a)(2)(I)).
PO 00000
Frm 00054
Fmt 4702
Sfmt 4702
pertains to nonattainment SIP
requirements and part D addresses
when attainment plan SIP submissions
to address nonattainment area
requirements are due. For example,
section 172(b) requires EPA to establish
a schedule for submission of such plans
for certain pollutants when the
Administrator promulgates the
designation of an area as nonattainment,
and section 107(d)(1)(B) allows up to
two years, or in some cases three years,
for such designations to be
promulgated.8 This ambiguity illustrates
that rather than apply all the stated
requirements of section 110(a)(2) in a
strict literal sense, EPA must determine
which provisions of section 110(a)(2)
are applicable for a particular
infrastructure SIP submission.
Another example of ambiguity within
sections 110(a)(1) and 110(a)(2) with
respect to infrastructure SIPs pertains to
whether states must meet all of the
infrastructure SIP requirements in a
single SIP submission, and whether EPA
must act upon such SIP submission in
a single action. Although section
110(a)(1) directs states to submit ‘‘a
plan’’ to meet these requirements, EPA
interprets the CAA to allow states to
make multiple SIP submissions
separately addressing infrastructure SIP
elements for the same NAAQS. If states
elect to make such multiple SIP
submissions to meet the infrastructure
SIP requirements, EPA can elect to act
on such submissions either individually
or in a larger combined action.9
Similarly, EPA interprets the CAA to
allow it to take action on the individual
parts of one larger, comprehensive
infrastructure SIP submission for a
given NAAQS without concurrent
action on the entire submission. For
example, EPA has sometimes elected to
act at different times on various
8 EPA notes that this ambiguity within section
110(a)(2) is heightened by the fact that various
subparts of part D set specific dates for submission
of certain types of SIP submissions in designated
nonattainment areas for various pollutants. Note,
e.g., that section 182(a)(1) provides specific dates
for submission of emissions inventories for the
ozone NAAQS. Some of these specific dates are
necessarily later than three years after promulgation
of the new or revised NAAQS.
9 See, e.g., ‘‘Approval and Promulgation of
Implementation Plans; New Mexico; Revisions to
the New Source Review (NSR) State
Implementation Plan (SIP); Prevention of
Significant Deterioration (PSD) and Nonattainment
New Source Review (NNSR) Permitting,’’ 78 FR
4339 (January 22, 2013) (EPA’s final action
approving the structural PSD elements of the New
Mexico SIP submitted by the State separately to
meet the requirements of EPA’s 2008 PM2.5 NSR
rule), and ‘‘Approval and Promulgation of Air
Quality Implementation Plans; New Mexico;
Infrastructure and Interstate Transport
Requirements for the 2006 PM2.5 NAAQS,’’ (78 FR
4337) (January 22, 2013) (EPA’s final action on the
infrastructure SIP for the 2006 PM2.5 NAAQS).
E:\FR\FM\23AUP1.SGM
23AUP1
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
srobinson on DSK5SPTVN1PROD with PROPOSALS
elements and sub-elements of the same
infrastructure SIP submission.10
Ambiguities within sections 110(a)(1)
and 110(a)(2) may also arise with
respect to infrastructure SIP submission
requirements for different NAAQS.
Thus, EPA notes that not every element
of section 110(a)(2) would be relevant,
or as relevant, or relevant in the same
way, for each new or revised NAAQS.
The states’ attendant infrastructure SIP
submissions for each NAAQS therefore
could be different. For example, the
monitoring requirements that a state
might need to meet in its infrastructure
SIP submission for purposes of section
110(a)(2)(B) could be very different for
different pollutants because the content
and scope of a state’s infrastructure SIP
submission to meet this element might
be very different for an entirely new
NAAQS than for a minor revision to an
existing NAAQS.11
EPA notes that interpretation of
section 110(a)(2) is also necessary when
EPA reviews other types of SIP
submissions required under the CAA.
Therefore, as with infrastructure SIP
submissions, EPA also has to identify
and interpret the relevant elements of
section 110(a)(2) that logically apply to
these other types of SIP submissions.
For example, section 172(c)(7) requires
that attainment plan SIP submissions
required by part D have to meet the
‘‘applicable requirements’’ of section
110(a)(2). Thus, for example, attainment
plan SIP submissions must meet the
requirements of section 110(a)(2)(A)
regarding enforceable emission limits
and control measures and section
110(a)(2)(E)(i) regarding air agency
resources and authority. By contrast, it
is clear that attainment plan SIP
submissions required by part D would
not need to meet the portion of section
110(a)(2)(C) that pertains to the PSD
program required in part C of title I of
the CAA, because PSD does not apply
to a pollutant for which an area is
designated nonattainment and is thus
subject to part D planning requirements.
As this example illustrates, each type of
SIP submission may implicate some
10 For example, on December 14, 2007, the State
of Tennessee, through the Tennessee Department of
Environment and Conservation, made a SIP revision
to EPA demonstrating that the State meets the
requirements of sections 110(a)(1) and (2). EPA
proposed action for infrastructure SIP elements (C)
and (J) on January 23, 2012 (77 FR 3213) and took
final action on March 14, 2012 (77 FR 14976). On
April 16, 2012 (77 FR 22533) and July 23, 2012 (77
FR 42997), EPA took separate proposed and final
actions on all other section 110(a)(2) infrastructure
SIP elements of Tennessee’s December 14, 2007,
submittal.
11 For example, implementation of the 1997 PM
2.5
NAAQS required the deployment of a system of
new monitors to measure ambient levels of that new
indicator species for the new NAAQS.
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
elements of section 110(a)(2) but not
others.
Given the potential for ambiguity in
some of the statutory language of section
110(a)(1) and section 110(a)(2), EPA
believes that it is appropriate to
interpret the ambiguous portions of
section 110(a)(1) and section 110(a)(2)
in the context of acting on a particular
SIP submission. In other words, EPA
assumes that Congress could not have
intended that each and every SIP
submission, regardless of the NAAQS in
question or the history of SIP
development for the relevant pollutant,
would meet each of the requirements, or
meet each of them in the same way.
Therefore, EPA has adopted an
approach under which it reviews
infrastructure SIP submissions against
the list of elements in section 110(a)(2),
but only to the extent each element
applies for that particular NAAQS.
Historically, EPA has elected to use
guidance documents to make
recommendations to states for
infrastructure SIPs, in some cases
conveying needed interpretations on
newly arising issues and in some cases
conveying interpretations that have
already been developed and applied to
individual SIP submissions for
particular elements.12 EPA most
recently issued guidance for
infrastructure SIPs on September 13,
2013 (2013 Guidance).13 EPA developed
this document to provide states with upto-date guidance for infrastructure SIPs
for any new or revised NAAQS. Within
this guidance, EPA describes the duty of
states to make infrastructure SIP
submissions to meet basic structural SIP
requirements within three years of
promulgation of a new or revised
NAAQS. EPA also made
recommendations about many specific
subsections of section 110(a)(2) that are
relevant in the context of infrastructure
SIP submissions.14 The guidance also
12 EPA notes, however, that nothing in the CAA
requires EPA to provide guidance or to promulgate
regulations for infrastructure SIP submissions. The
CAA directly applies to states and requires the
submission of infrastructure SIP submissions,
regardless of whether or not EPA provides guidance
or regulations pertaining to such submissions. EPA
elects to issue such guidance in order to assist
states, as appropriate.
13 ‘‘Guidance on Infrastructure State
Implementation Plan (SIP) Elements under Clean
Air Act sections 110(a)(1) and 110(a)(2),’’
Memorandum from Stephen D. Page, September 13,
2013.
14 EPA’s September 13, 2013, guidance did not
make recommendations with respect to
infrastructure SIP submissions to address section
110(a)(2)(D)(i)(I). EPA issued the guidance shortly
after the U.S. Supreme Court agreed to review the
D.C. Circuit decision in EME Homer City, 696 F.3d7
(D.C. Cir. 2012) which had interpreted the
requirements of section 110(a)(2)(D)(i)(I). In light of
the uncertainty created by ongoing litigation, EPA
PO 00000
Frm 00055
Fmt 4702
Sfmt 4702
57547
discusses the substantively important
issues that are germane to certain
subsections of section 110(a)(2).
Significantly, EPA interprets sections
110(a)(1) and 110(a)(2) such that
infrastructure SIP submissions need to
address certain issues and need not
address others. Accordingly, EPA
reviews each infrastructure SIP
submission for compliance with the
applicable statutory provisions of
section 110(a)(2), as appropriate.
As an example, section 110(a)(2)(E)(ii)
is a required element of section
110(a)(2) for infrastructure SIP
submissions. Under this element, a state
must meet the substantive requirements
of section 128, which pertain to state
boards that approve permits or
enforcement orders and heads of
executive agencies with similar powers.
Thus, EPA reviews infrastructure SIP
submissions to ensure that the state’s
implementation plan appropriately
addresses the requirements of section
110(a)(2)(E)(ii) and section 128. The
2013 Guidance explains EPA’s
interpretation that there may be a
variety of ways by which states can
appropriately address these substantive
statutory requirements, depending on
the structure of an individual state’s
permitting or enforcement program (e.g.,
whether permits and enforcement
orders are approved by a multi-member
board or by a head of an executive
agency). However they are addressed by
the state, the substantive requirements
of section 128 are necessarily included
in EPA’s evaluation of infrastructure SIP
submissions because section
110(a)(2)(E)(ii) explicitly requires that
the state satisfy the provisions of section
128.
As another example, EPA’s review of
infrastructure SIP submissions with
respect to the PSD program
requirements in sections 110(a)(2)(C),
(D)(i)(II), and (J) focuses upon the
structural PSD program requirements
contained in part C and EPA’s PSD
regulations. Structural PSD program
requirements include provisions
necessary for the PSD program to
address all regulated sources and new
source review (NSR) pollutants,
including greenhouse gases (GHGs). By
elected not to provide additional guidance on the
requirements of section 110(a)(2)(D)(i)(I) at that
time. As the guidance is neither binding nor
required by statute, whether EPA elects to provide
guidance on a particular section has no impact on
a state’s CAA obligations. On March 17, 2016, EPA
released a memorandum titled, ‘‘Information on the
Interstate Transport ‘Good Neighbor’ Provision for
the 2012 Fine Particulate Matter National Ambient
Air Quality Standards under Clean Air Act Section
110(a)(2)(D)(i)(I)’’ to provide guidance to states for
interstate transport requirements specific to the
PM2.5 NAAQS.
E:\FR\FM\23AUP1.SGM
23AUP1
srobinson on DSK5SPTVN1PROD with PROPOSALS
57548
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
contrast, structural PSD program
requirements do not include provisions
that are not required under EPA’s
regulations at 40 CFR 51.166 but are
merely available as an option for the
state, such as the option to provide
grandfathering of complete permit
applications with respect to the 2012
Annual PM2.5 NAAQS. Accordingly, the
latter optional provisions are types of
provisions EPA considers irrelevant in
the context of an infrastructure SIP
action.
For other section 110(a)(2) elements,
however, EPA’s review of a state’s
infrastructure SIP submission focuses
on assuring that the state’s
implementation plan meets basic
structural requirements. For example,
section 110(a)(2)(C) includes, inter alia,
the requirement that states have a
program to regulate minor new sources.
Thus, EPA evaluates whether the state
has an EPA-approved minor NSR
program and whether the program
addresses the pollutants relevant to that
NAAQS. In the context of acting on an
infrastructure SIP submission, however,
EPA does not think it is necessary to
conduct a review of each and every
provision of a state’s existing minor
source program (i.e., already in the
existing SIP) for compliance with the
requirements of the CAA and EPA’s
regulations that pertain to such
programs.
With respect to certain other issues,
EPA does not believe that an action on
a state’s infrastructure SIP submission is
necessarily the appropriate type of
action in which to address possible
deficiencies in a state’s existing SIP.
These issues include: (i) Existing
provisions related to excess emissions
from sources during periods of startup,
shutdown, or malfunction that may be
contrary to the CAA and EPA’s policies
addressing such excess emissions
(‘‘SSM’’); (ii) existing provisions related
to ‘‘director’s variance’’ or ‘‘director’s
discretion’’ that may be contrary to the
CAA because they purport to allow
revisions to SIP-approved emissions
limits while limiting public process or
not requiring further approval by EPA;
and (iii) existing provisions for PSD
programs that may be inconsistent with
current requirements of EPA’s ‘‘Final
NSR Improvement Rule,’’ 67 FR 80186
(December 31, 2002), as amended by 72
FR 32526 (June 13, 2007) (‘‘NSR
Reform’’). Thus, EPA believes it may
approve an infrastructure SIP
submission without scrutinizing the
totality of the existing SIP for such
potentially deficient provisions and may
approve the submission even if it is
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
aware of such existing provisions.15 It is
important to note that EPA’s approval of
a state’s infrastructure SIP submission
should not be construed as explicit or
implicit re-approval of any existing
potentially deficient provisions that
relate to the three specific issues just
described.
EPA’s approach to review of
infrastructure SIP submissions is to
identify the CAA requirements that are
logically applicable to that submission.
EPA believes that this approach to the
review of a particular infrastructure SIP
submission is appropriate, because it
would not be reasonable to read the
general requirements of section
110(a)(1) and the list of elements in
110(a)(2) as requiring review of each
and every provision of a state’s existing
SIP against all requirements in the CAA
and EPA regulations merely for
purposes of assuring that the state in
question has the basic structural
elements for a functioning SIP for a new
or revised NAAQS. Because SIPs have
grown by accretion over the decades as
statutory and regulatory requirements
under the CAA have evolved, they may
include some outmoded provisions and
historical artifacts. These provisions,
while not fully up to date, nevertheless
may not pose a significant problem for
the purposes of ‘‘implementation,
maintenance, and enforcement’’ of a
new or revised NAAQS when EPA
evaluates adequacy of the infrastructure
SIP submission. EPA believes that a
better approach is for states and EPA to
focus attention on those elements of
section 110(a)(2) of the CAA most likely
to warrant a specific SIP revision due to
the promulgation of a new or revised
NAAQS or other factors.
For example, EPA’s 2013 Guidance
gives simpler recommendations with
respect to carbon monoxide than other
NAAQS pollutants to meet the visibility
requirements of section
110(a)(2)(D)(i)(II), because carbon
monoxide does not affect visibility. As
a result, an infrastructure SIP
submission for any future new or
revised NAAQS for carbon monoxide
need only state this fact in order to
address the visibility prong of section
110(a)(2)(D)(i)(II).
Finally, EPA believes that its
approach with respect to infrastructure
SIP requirements is based on a
reasonable reading of sections 110(a)(1)
15 By contrast, EPA notes that if a state were to
include a new provision in an infrastructure SIP
submission that contained a legal deficiency, such
as a new exemption for excess emissions during
SSM events, then EPA would need to evaluate that
provision for compliance against the rubric of
applicable CAA requirements in the context of the
action on the infrastructure SIP.
PO 00000
Frm 00056
Fmt 4702
Sfmt 4702
and 110(a)(2) because the CAA provides
other avenues and mechanisms to
address specific substantive deficiencies
in existing SIPs. These other statutory
tools allow EPA to take appropriately
tailored action, depending upon the
nature and severity of the alleged SIP
deficiency. Section 110(k)(5) authorizes
EPA to issue a ‘‘SIP call’’ whenever the
Agency determines that a state’s
implementation plan is substantially
inadequate to attain or maintain the
NAAQS, to mitigate interstate transport,
or to otherwise comply with the CAA.16
Section 110(k)(6) authorizes EPA to
correct errors in past actions, such as
past approvals of SIP submissions.17
Significantly, EPA’s determination that
an action on a state’s infrastructure SIP
submission is not the appropriate time
and place to address all potential
existing SIP deficiencies does not
preclude EPA’s subsequent reliance on
provisions in section 110(a)(2) as part of
the basis for action to correct those
deficiencies at a later time. For example,
although it may not be appropriate to
require a state to eliminate all existing
inappropriate director’s discretion
provisions in the course of acting on an
infrastructure SIP submission, EPA
believes that section 110(a)(2)(A) may be
among the statutory bases that EPA
relies upon in the course of addressing
such deficiency in a subsequent
action.18
IV. What is EPA’s analysis of how
Georgia addressed the elements of
sections 110(a)(1) and (2)
‘‘infrastructure’’ provisions?
The Georgia 2012 Annual PM2.5
infrastructure submission addresses the
16 For example, EPA issued a SIP call to Utah to
address specific existing SIP deficiencies related to
the treatment of excess emissions during SSM
events. See ‘‘Finding of Substantial Inadequacy of
Implementation Plan; Call for Utah State
Implementation Plan Revisions,’’ 74 FR 21639
(April 18, 2011).
17 EPA has used this authority to correct errors in
past actions on SIP submissions related to PSD
programs. See ‘‘Limitation of Approval of
Prevention of Significant Deterioration Provisions
Concerning Greenhouse Gas Emitting-Sources in
State Implementation Plans; Final Rule,’’ 75 FR
82536 (December 30, 2010). EPA has previously
used its authority under CAA section 110(k)(6) to
remove numerous other SIP provisions that the
Agency determined it had approved in error. See,
e.g., 61 FR 38664 (July 25, 1996) and 62 FR 34641
(June 27, 1997) (corrections to American Samoa,
Arizona, California, Hawaii, and Nevada SIPs); 69
FR 67062 (November 16, 2004) (corrections to
California SIP); and 74 FR 57051 (November 3,
2009) (corrections to Arizona and Nevada SIPs).
18 See, e.g., EPA’s disapproval of a SIP submission
from Colorado on the grounds that it would have
included a director’s discretion provision
inconsistent with CAA requirements, including
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344
(July 21, 2010) (proposed disapproval of director’s
discretion provisions); 76 FR 4540 (Jan. 26, 2011)
(final disapproval of such provisions).
E:\FR\FM\23AUP1.SGM
23AUP1
srobinson on DSK5SPTVN1PROD with PROPOSALS
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
provisions of sections 110(a)(1) and (2)
as described below.
1. 110(a)(2)(A): Emission Limits and
Other Control Measures: Section
110(a)(2)(A) requires that each
implementation plan include
enforceable emission limitations and
other control measures, means, or
techniques (including economic
incentives such as fees, marketable
permits, and auctions of emissions
rights), as well as schedules and
timetables for compliance, as may be
necessary or appropriate to meet the
applicable requirements. Several
regulations within Georgia’s SIP are
relevant to air quality control
regulations. The following State
regulations include enforceable
emission limitations and other control
measures: 391–3–1–.01, ‘‘Definitions.
Amended.’’, 391–3–1–.02, ‘‘Provisions.
Amended.’’, and 391–3–1–.03, ‘‘Permits.
Amended.’’ These regulations
collectively establish enforceable
emissions limitations and other control
measures, means or techniques for
activities that contribute to PM2.5
concentrations in the ambient air, and
provide authority for EPD to establish
such limits and measures as well as
schedules for compliance through SIPapproved permits to meet the applicable
requirements of the CAA. EPA has made
the preliminary determination that the
provisions contained in these State rules
are adequate to satisfy section
110(a)(2)(A) for the 2012 Annual PM2.5
NAAQS in the State.
In this action, EPA is not proposing to
approve or disapprove any existing state
provisions with regard to excess
emissions during SSM operations at a
facility. EPA believes that a number of
states have SSM provisions which are
contrary to the CAA and existing EPA
guidance, ‘‘State Implementation Plans:
Policy Regarding Excess Emissions
During Malfunctions, Startup, and
Shutdown’’ (September 20, 1999), and
the Agency is addressing such state
regulations in a separate action.19
Additionally, in this action, EPA is
not proposing to approve or disapprove
any existing state rules with regard to
director’s discretion or variance
provisions. EPA believes that a number
of states have such provisions which are
contrary to the CAA and existing EPA
guidance (52 FR 45109 (November 24,
1987)), and the Agency plans to take
19 On June 12, 2015, EPA published a final action
entitled, ‘‘State Implementation Plans: Response to
Petition for Rulemaking; Restatement and Update of
EPA’s SSM Policy Applicable to SIPs; Findings of
Substantial Inadequacy; and SIP Calls to Amend
Provisions Applying to Excess Emissions During
Periods of Startup, Shutdown, and Malfunction.’’
See 80 FR 33840.
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
action in the future to address such state
regulations. In the meantime, EPA
encourages any state having a director’s
discretion or variance provision which
is contrary to the CAA and EPA
guidance to take steps to correct the
deficiency as soon as possible.
2. 110(a)(2)(B) Ambient Air Quality
Monitoring/Data System: Section
110(a)(2)(B) requires SIPs to provide for
establishment and operation of
appropriate devices, methods, systems,
and procedures necessary to: (i)
Monitor, compile, and analyze data on
ambient air quality, and (ii) upon
request, make such data available to the
Administrator. Georgia’s authority to
monitor ambient air quality is found in
the Georgia Air Quality Act Article 1:
Air Quality (O.C.G.A. Section 12–9–
6(b)(13)). Annually, states develop and
submit to EPA for approval statewide
ambient monitoring network plans
consistent with the requirements of 40
CFR parts 50, 53, and 58. The annual
network plan involves an evaluation of
any proposed changes to the monitoring
network, includes the annual ambient
monitoring network design plan, and
includes a certified evaluation of the
agency’s ambient monitors and auxiliary
support equipment.20 On June 15, 2015,
EPA received Georgia’s plan for FY
2016. On October 13, 2015, EPA
approved Georgia’s monitoring network
plan. Georgia’s approved monitoring
network plan can be accessed at
www.regulations.gov using Docket ID
No. EPA–R04–OAR–2014–0425. This
State statute, along with Georgia’s
Ambient Air Monitoring Network Plan,
provide for the establishment and
operation of ambient air quality
monitors, the compilation and analysis
of ambient air quality data, and the
submission of these data to EPA upon
request. EPD states that no specific
statutory or regulatory authority is
necessary for EPD to authorize data
analysis or the submission of such data
to EPA, or to provide data submissions
in response to federal regulations. EPA
has made the preliminary determination
that Georgia’s SIP and practices are
adequate for the ambient air quality
monitoring and data system
requirements related to the 2012 Annual
PM2.5 NAAQS.
3. 110(a)(2)(C) Programs for
Enforcement of Control Measures and
for Construction or Modification of
Stationary Sources: This element
consists of three sub-elements:
Enforcement, state-wide regulation of
20 On
occasion, proposed changes to the
monitoring network are evaluated outside of the
network plan approval process in accordance with
40 CFR part 58.
PO 00000
Frm 00057
Fmt 4702
Sfmt 4702
57549
new and modified minor sources and
minor modifications of major sources,
and preconstruction permitting of major
sources and major modifications in
areas designated attainment or
unclassifiable for the subject NAAQS as
required by CAA title I part C (i.e., the
major source PSD program).
Enforcement: Georgia’s Enforcement
Program covers mobile and stationary
sources, consumer products, and fuels.
The enforcement requirements are met
through two Georgia Rules for Air
Quality: 391–3–1–.07—‘‘Inspections and
Investigations. Amended.’’ and 391–3–
1–.09—‘‘Enforcement. Amended.’’
Georgia also cites to enforcement
authority found in Georgia Air Quality
Act Article 1: Air Quality (O.C.G.A.
Section 12–9–13) in its submittal.
Collectively, these regulations and State
statute provide for enforcement of PM2.5
emission limits and control measures.
PSD Permitting for Major Sources:
EPA interprets the PSD sub-element to
require that a state’s infrastructure SIP
submission for a particular NAAQS
demonstrate that the state has a
complete PSD permitting program in
place covering the structural PSD
requirements for all regulated NSR
pollutants. A state’s PSD permitting
program is complete for this subelement (and prong 3 of D(i) and J
related to PSD) if EPA has already
approved or is simultaneously
approving the state’s implementation
plan with respect to all structural PSD
requirements that are due under the
EPA regulations or the CAA on or before
the date of the EPA’s proposed action on
the infrastructure SIP submission. The
following Georgia Rules for Air Quality
collectively establish a preconstruction,
new source permitting program in the
State that meets the PSD requirements
of the CAA for PM2.5 emissions sources:
391–3–1–.02.—‘‘Provisions. Amended,’’
which includes PSD requirements under
391–3–1–.02(7), and 391–3–1–.03.—
‘‘Permits. Amended,’’ which includes
NNSR requirements under 391–3–l–
.03(8)(c) and (g). Georgia’s infrastructure
SIP demonstrates that new major
sources and major modifications in
areas of the State designated attainment
or unclassifiable for the specified
NAAQS are subject to a federallyapproved PSD permitting program
meeting all the current structural
requirements of part C of title I of the
CAA to satisfy the infrastructure SIP
PSD elements.21
21 For more information on the structural PSD
program requirements that are relevant to EPA’s
review of infrastructure SIPs in connection with the
current PSD-related infrastructure SIP
E:\FR\FM\23AUP1.SGM
Continued
23AUP1
srobinson on DSK5SPTVN1PROD with PROPOSALS
57550
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
Regulation of minor sources and
modifications: Section 110(a)(2)(C) also
requires the SIP to include provisions
that govern the minor source program
that regulates emissions of the 2012
Annual PM2.5 NAAQS. Georgia’s SIP
approved Air Quality Control Rule 391–
3–1–.03(1)—‘‘Construction (SIP)
Permit.’’ governs the preconstruction
permitting of modifications,
construction of minor stationary
sources, and minor modifications of
major stationary sources. EPA has made
the preliminary determination that
Georgia’s SIP is adequate for program
enforcement of control measures, PSD
permitting for major sources, and
regulation of new minor sources and
modifications related to the 2012
Annual PM2.5 NAAQS.
4. 110(a)(2)(D)(i)(I) and (II) Interstate
Pollution Transport: Section
110(a)(2)(D)(i) has two components:
110(a)(2)(D)(i)(I) and 110(a)(2)(D)(i)(II).
Each of these components has two
subparts resulting in four distinct
components, commonly referred to as
‘‘prongs,’’ that must be addressed in
infrastructure SIP submissions. The first
two prongs, which are codified in
section 110(a)(2)(D)(i)(I), are provisions
that prohibit any source or other type of
emissions activity in one state from
contributing significantly to
nonattainment of the NAAQS in another
state (‘‘prong 1’’), and interfering with
maintenance of the NAAQS in another
state (‘‘prong 2’’). The third and fourth
prongs, which are codified in section
110(a)(2)(D)(i)(II), are provisions that
prohibit emissions activity in one state
from interfering with measures required
to prevent significant deterioration of air
quality in another state (‘‘prong 3’’), or
to protect visibility in another state
(‘‘prong 4’’).
110(a)(2)(D)(i)(I)—prongs 1 and 2:
EPA is not proposing any action related
to the provisions that prohibit any
source or other type of emissions
activity in one state from contributing
significantly to nonattainment of the
NAAQS in another state (‘‘prong 1’’),
and interfering with maintenance of the
NAAQS in another state (‘‘prong 2’’) of
section 110(a)(2)(D)(i)(I) (prongs 1 and
2). EPA will consider these
requirements in relation to Georgia’s
2012 Annual PM2.5 NAAQS
infrastructure submission in a separate
rulemaking.
110(a)(2)(D)(i)(II)—prong 3: With
regard to section 110(a)(2)(D)(i)(II), the
PSD element, referred to as prong 3, this
requirement may be met by a state’s
confirmation in an infrastructure SIP
requirements, see the technical support document
in the docket for this rulemaking.
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
submission that new major sources and
major modifications in the state are
subject to: A PSD program meeting all
the current structural requirements of
part C of title I of the CAA, or (if the
state contains a nonattainment area that
has the potential to impact PSD in
another state) to a NNSR program. As
discussed in more detail previously
under section 110(a)(2)(C), Georgia’s SIP
contains provisions for the State’s PSD
program that reflects the required
structural PSD requirements to satisfy
the requirement of prong 3 of section
110(a)(2)(D)(i)(II). Georgia addresses
prong 3 through rules 391–3–1–.02.—
‘‘Provisions. Amended,’’ and 391–3–1–
.03.—‘‘Permits. Amended,’’ which
include the PSD and NNSR
requirements, respectively. EPA has
made the preliminary determination
that Georgia’s SIP is adequate for
interstate transport for PSD permitting
of major sources and major
modifications related to the 2012
Annual PM2.5 NAAQS for section
110(a)(2)(D)(i)(II) (prong 3).
110(a)(2)(D)(i)(II)—prong 4: EPA is not
proposing any action in this rulemaking
related to provisions pertaining to
visibility protection in other states of
section 110(a)(2)(D)(i)(II) (prong 4) and
will consider this requirement in
relation to Georgia’s 2012 Annual PM2.5
NAAQS infrastructure submission in a
separate rulemaking.
5. 110(a)(2)(D)(ii) Interstate Pollution
Abatement and International Air
Pollution: Section 110(a)(2)(D)(ii)
requires SIPs to include provisions
ensuring compliance with sections 115
and 126 of the Act, relating to interstate
and international pollution abatement.
The following two Georgia Rules for Air
Quality provide Georgia the authority to
conduct certain actions in support of
this infrastructure element: 391–3–1–
.02(7) for the State’s PSD regulation and
391–3–1–.03 for the State’s permitting
regulations. As described previously,
Georgia Rules for Air Quality 391–3–1–
.02.—‘‘Provisions. Amended,’’ and 391–
3–1–.03.—‘‘Permits. Amended,’’
collectively require any new major
source or major modification to undergo
PSD or nonattainment new source
review (NNSR) permitting and thereby
provide notification to other potentially
affected Federal, state, and local
government agencies.
Additionally, Georgia does not have
any pending obligation under section
115 and 126 of the CAA. EPA has made
the preliminary determination that
Georgia’s SIP and practices are adequate
for ensuring compliance with the
applicable requirements relating to
interstate and international pollution
PO 00000
Frm 00058
Fmt 4702
Sfmt 4702
abatement for the 2012 Annual PM2.5
NAAQS.
6. 110(a)(2)(E) Adequate Resources
and Authority, Conflict of Interest, and
Oversight of Local Governments and
Regional Agencies: Section 110(a)(2)(E)
requires that each implementation plan
provide: (i) Necessary assurances that
the state will have adequate personnel,
funding, and authority under state law
to carry out its implementation plan, (ii)
that the state comply with the
requirements respecting state boards
pursuant to section 128 of the Act, and
(iii) necessary assurances that, where
the state has relied on a local or regional
government, agency, or instrumentality
for the implementation of any plan
provision, the state has responsibility
for ensuring adequate implementation
of such plan provisions. EPA’s analysis
of sub-elements 110(a)(2)(E)(i), (ii), and
(iii) is described below.
In support of EPA’s proposal to
approve sub-elements 110(a)(2)(E)(i) and
(iii), Georgia’s infrastructure SIP
demonstrates that it is responsible for
promulgating rules and regulations for
the NAAQS, emissions standards and
general policies, a system of permits, fee
schedules for the review of plans, and
other planning needs. In its SIP
submittal, Georgia describes its
authority for section 110(a)(2)(E)(i) as
the CAA section 105 grant process, the
Georgia Air Quality Act Article 1: Air
Quality (O.C.G.A. 12–9–10), and Georgia
Rule for Air Quality 391–3–1–.03(9)
which establishes Georgia’s Air Permit
Fee System. For section 110(a)(2)(E)(iii),
the State does not rely on localities in
Georgia for specific SIP implementation.
As evidence of the adequacy of EPD’s
resources with respect to sub-elements
(i) and (iii), EPA submitted a letter to
Georgia on April 19, 2016, outlining
CAA section 105 grant commitments
and the current status of these
commitments for fiscal year 2015. The
letter EPA submitted to EPD can be
accessed at www.regulations.gov using
Docket ID No. EPA–R04–OAR–2014–
0425. Annually, states update these
grant commitments based on current SIP
requirements, air quality planning, and
applicable requirements related to the
NAAQS. There were no outstanding
issues in relation to the SIP for fiscal
year 2015, therefore, EPD’s grants were
finalized and closed out. In addition,
the requirements of 110(a)(2)(E)(i) and
(iii) are evaluated when EPA performs a
completeness determination for each
SIP submittal. This determination
ensures that each submittal includes
information addressing the adequacy of
personnel, funding, and legal authority
under state law used to carry out the
state’s implementation plan and related
E:\FR\FM\23AUP1.SGM
23AUP1
srobinson on DSK5SPTVN1PROD with PROPOSALS
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
issues. Georgia’s authority is included
in all prehearing and final SIP submittal
packages for approval by EPA. EPD is
responsible for submitting all revisions
to the Georgia SIP to EPA for approval.
EPA has made the preliminary
determination that Georgia has adequate
resources for implementation of the
2012 Annual PM2.5 NAAQS.
Section 110(a)(2)(E)(ii) requires that
the state comply with section 128 of the
CAA. Section 128 requires that the SIP
provide: (1) The majority of members of
the state board or body which approves
permits or enforcement orders represent
the public interest and do not derive
any significant portion of their income
from persons subject to permitting or
enforcement orders under the CAA; and
(2) any potential conflicts of interest by
such board or body, or the head of an
executive agency with similar powers be
adequately disclosed. With respect to
the requirements of section
110(a)(2)(E)(ii) pertaining the state board
requirements of CAA section 128,
Georgia’s infrastructure SIP submission
cites Georgia Air Quality Act Article 1:
Air Quality (O.C.G.A. Section 12–9–5)
Powers and duties of Board of Natural
Resources as to air quality generally)
which provides the powers and duties
of the Board of Natural Resources as to
air quality and provides that at least a
majority of members of this board
represent the public interest and not
derive any significant portion of income
from persons subject to permits or
enforcement orders and that potential
conflicts of interest will be adequately
disclosed. This provision has been
incorporated into the federallyapproved SIP.
EPA has made the preliminary
determination that the State has
adequately addressed the requirements
of section 128(a), and accordingly has
met the requirements of section
110(a)(2)(E)(ii) with respect to
infrastructure SIP requirements.
Therefore, EPA is proposing to approve
Georgia’s infrastructure SIP submission
as meeting the requirements of subelements 110(a)(2)(E)(i), (ii) and (iii).
7. 110(a)(2)(F) Stationary Source
Monitoring and Reporting: Section
110(a)(2)(F) requires SIPs to meet
applicable requirements addressing: (i)
The installation, maintenance, and
replacement of equipment, and the
implementation of other necessary
steps, by owners or operators of
stationary sources to monitor emissions
from such sources, (ii) periodic reports
on the nature and amounts of emissions
and emissions related data from such
sources, and (iii) correlation of such
reports by the state agency with any
emission limitations or standards
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
established pursuant to this section,
which reports shall be available at
reasonable times for public inspection.
Georgia’s SIP submission identifies how
the major source and minor source
emission inventory programs collect
emission data throughout the State and
ensure the quality of such data. These
data are used to compare against current
emission limits and to meet
requirements of EPA’s Air Emissions
Reporting Rule (AERR). The following
State rules enable Georgia to meet the
requirements of this element: Georgia
Rule for Air Quality 391–3–1–.02(3)—
‘‘Sampling.’’; 22 391–3–1–.02(6)(b)—
‘‘Source Monitoring.’’; 391–3–1–.02(7)—
‘‘Prevention of Significant Deterioration
of Air Quality.’’; 391–3–1–.02(8)—‘‘New
Source Performance Standards.’’; 391–
3–1–.02(9)—‘‘Emission Standards for
Hazardous Air Pollutants.’’; 391–3–1–
.02(11)—‘‘Compliance Assurance
Monitoring.’’; and 391–3–1–.03—
‘‘Permits. Amended.’’ Also, the Georgia
Air Quality Act Article I: Air Quality
(O.C.G.A. 12–9–5(b)(6)) provides the
State with the authority to conduct
actions regarding stationary source
emissions monitoring and reporting in
support of this infrastructure element.
These rules collectively require
emissions monitoring and reporting for
activities that contribute to PM2.5
concentrations in the air, including
requirements for the installation,
calibration, maintenance, and operation
of equipment for continuously
monitoring or recording emissions, and
provide authority for EPD to establish
such emissions monitoring and
reporting requirements through SIPapproved permits and require reporting
of 2012 Annual PM2.5 emissions.
Additionally, Georgia is required to
submit emissions data to EPA for
purposes of the National Emissions
Inventory (NEI). The NEI is EPA’s
central repository for air emissions data.
EPA published the AERR on December
5, 2008, which modified the
requirements for collecting and
reporting air emissions data (73 FR
76539). The AERR shortened the time
states had to report emissions data from
17 to 12 months, giving states one
calendar year to submit emissions data.
All states are required to submit a
comprehensive emissions inventory
every three years and report emissions
for certain larger sources annually
through EPA’s online Emissions
Inventory System. States report
emissions data for the six criteria
pollutants and their associated
22 Georgia Rule for Air Quality 391–3–1–.02(3)—
‘‘Sampling.’’ is not approved into Georgia’s
federally-approved SIP.
PO 00000
Frm 00059
Fmt 4702
Sfmt 4702
57551
precursors—nitrogen oxides, sulfur
dioxide, ammonia, lead, carbon
monoxide, particulate matter, and
volatile organic compounds. Many
states also voluntarily report emissions
of hazardous air pollutants. Georgia
made its latest update to the 2011 NEI
on December 12, 2014. EPA compiles
the emissions data, supplementing it
where necessary, and releases it to the
general public through the Web site
https://www.epa.gov/ttn/chief/
eiinformation.html. EPA has made the
preliminary determination that
Georgia’s SIP and practices are adequate
for the stationary source monitoring
systems related to the 2012 Annual
PM2.5 NAAQS. Accordingly, EPA is
proposing to approve Georgia’s
infrastructure SIP submission with
respect to section 110(a)(2)(F).
Georgia Rule for Air Quality 391–3–1–
.02(3), ‘‘Sampling,’’ 23 specifically, in
‘‘Procedures for Testing and Monitoring
Sources of Air Pollutants’’ under
Compliance with Standards and
Maintenance Requirements allows the
use of all available information to
determine compliance, and EPA is
unaware of any provision preventing the
use of credible evidence in the Georgia
SIP.24 EPA is unaware of any provision
preventing the use of credible evidence
in the Georgia SIP.
8. 110(a)(2)(G) Emergency Powers:
Section 110(a)(2)(G) of the Act requires
that states demonstrate authority
comparable with section 303 of the CAA
and adequate contingency plans to
implement such authority. Georgia’s
infrastructure SIP submission cites air
pollution emergency episodes and
preplanned abatement strategies in the
Georgia Air Quality Act: Article 1: Air
Quality (O.C.G.A. Sections 12–9–2
Declaration of public policy, 12–9–6
Powers and duties of director as to air
quality generally, 12–9–12 Injunctive
relief, 12–9–13 Proceedings for
enforcement, and 12–9–14 Powers of
director in situations involving
imminent and substantial danger to
public health), and Rule 391–3–1-.04
‘‘Air Pollution Episodes.’’ O.C.G.A.
Section 12–9–2 provides ‘‘[i]t is
declared to be the public policy of the
state of Georgia to preserve, protect, and
improve air quality . . . to attain and
23 Georgia Rule for Air Quality 391–3–1–.02(3)—
‘‘Sampling.’’ is not approved into Georgia’s
federally-approved SIP.
24 ‘‘Credible Evidence,’’ makes allowances for
owners and/or operators to utilize ‘‘any credible
evidence or information relevant’’ to demonstrate
compliance with applicable requirements if the
appropriate performance or compliance test had
been performed, for the purpose of submitting
compliance certification, and can be used to
establish whether or not an owner or operator has
violated or is in violation of any rule or standard.
E:\FR\FM\23AUP1.SGM
23AUP1
srobinson on DSK5SPTVN1PROD with PROPOSALS
57552
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
maintain ambient air quality standards
so as to safeguard the public health,
safety, and welfare.’’ O.C.G.A. Section
12–9–6(b)(10) provides the Director of
EPD authority to ‘‘issue orders as may
be necessary to enforce compliance with
[the Georgia Air Quality Act Article 1:
Air Quality (O.C.G.A)] and all rules and
regulations of this article.’’ O.C.G.A.
Section 12–9–12 provides that
‘‘[w]henever in the judgment of the
director any person has engaged in or is
about to engage in any act or practice
which constitutes or will constitute an
unlawful action under [the Georgia Air
Quality Act Article 1: Air Quality
(O.C.G.A)], he may make application to
the superior court of the county in
which the unlawful act or practice has
been or is about to be engaged in, or in
which jurisdiction is appropriate, for an
order enjoining such act or practice or
for an order requiring compliance with
this article. Upon a showing by the
director that such person has engaged in
or is about to engage in any such act or
practice, a permanent or temporary
injunction, restraining order, or other
order shall be granted without the
necessity of showing lack of an adequate
remedy of law.’’ O.C.G.A. Section 12–
19–13 specifically pertains to
enforcement proceedings when the
Director of EPD has reason to believe
that a violation of any provision of the
Georgia Air Quality Act Article 1: Air
Quality (O.C.G.A), or environmental
rules, regulations or orders have
occurred. O.C.G.A. Section 12–9–14 also
provides that the Governor may issue
orders as necessary to protect the health
of persons who are, or may be, affected
by a pollution source or facility after
‘‘consult[ation] with local authorities in
order to confirm the correctness of the
information on which action proposed
to be taken is based and to ascertain the
action which such authorities are or will
be taking.’’
Rule 391–3–1–.04 ‘‘Air Pollution
Episodes’’ provides that the Director of
EPD ‘‘will proclaim that an Air
Pollution Alert, Air Pollution Warning,
or Air Pollution Emergency exists when
the meteorological conditions are such
that an air stagnation condition is in
existence and/or the accumulation of air
contaminants in any place is attaining
or has attained levels which could, if
such levels are sustained or exceeded,
lead to a substantial threat to the health
of persons in the specific area affected.’’
Collectively the cited provisions
provide that Georgia demonstrates
authority comparable with section 303
of the CAA and adequate contingency
plans to implement such authority in
the State. EPA has made the preliminary
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
determination that Georgia’s SIP, and
State laws are adequate for emergency
powers related to the 2012 Annual PM2.5
NAAQS. Accordingly, EPA is proposing
to approve Georgia’s infrastructure SIP
submission with respect to section
110(a)(2)(G).
9. 110(a)(2)(H) SIP Revisions: Section
110(a)(2)(H), in summary, requires each
SIP to provide for revisions of such
plan: (i) As may be necessary to take
account of revisions of such national
primary or secondary ambient air
quality standard or the availability of
improved or more expeditious methods
of attaining such standard, and (ii)
whenever the Administrator finds that
the plan is substantially inadequate to
attain the NAAQS or to otherwise
comply with any additional applicable
requirements. EPD is responsible for
adopting air quality rules and revising
SIPs as needed to attain or maintain the
NAAQS in Georgia. The State has the
ability and authority to respond to calls
for SIP revisions, and has provided a
number of SIP revisions over the years
for implementation of the NAAQS.
Initially, eight areas in Georgia were
designated deferred for the 2012 Annual
PM2.5 NAAQS. See 80 FR 2205 (January
15, 2015). As of March 31, 2015, five
areas in Georgia were designated
unclassifiable/attainment. See 80 FR
18535 (April 7, 2015). Currently, based
on early quality-assured, certified air
quality monitoring data for 2013–2015,
it appears that the remaining areas are
attaining the 2012 Annual PM2.5
NAAQS.
The Georgia Air Quality Act Article 1:
Air Quality (O.C.G.A. Section 12–9–
6(b)(12) and 12–9–6(b)(13)) provide
Georgia the authority to conduct certain
actions in support of this infrastructure
element. Section 12–9–6(b)(12) of the
Georgia Air Quality Act requires EPD to
submit SIP revisions whenever revised
air quality standards are promulgated by
EPA. EPA has made the preliminary
determination that Georgia adequately
demonstrates a commitment to provide
future SIP revisions related to the 2012
Annual PM2.5 NAAQS when necessary.
Accordingly, EPA is proposing to
approve Georgia’s infrastructure SIP
submission for the 2012 Annual PM2.5
NAAQS with respect to section
110(a)(2)(H).
10. 110(a)(2)(J) Consultation With
Government Officials, Public
Notification, and PSD and Visibility
Protection: EPA is proposing to approve
Georgia’s infrastructure SIP submission
for the 2012 Annual PM2.5 NAAQS with
respect to the general requirement in
section 110(a)(2)(J) to include a program
in the SIP that complies with the
applicable consultation requirements of
PO 00000
Frm 00060
Fmt 4702
Sfmt 4702
section 121, the public notification
requirements of section 127, PSD and
visibility protection. EPA’s rationale for
applicable consultation requirements of
section 121, the public notification
requirements of section 127, PSD, and
visibility is described below.
Consultation with government
officials (121 consultation): Section
110(a)(2)(J) of the CAA requires states to
provide a process for consultation with
local governments, designated
organizations, and Federal Land
Managers (FLMs) carrying out NAAQS
implementation requirements pursuant
to section 121 relative to consultation.
The following State rules and statutes,
as well as the State’s Regional Haze
Implementation Plan (which allows for
consultation between appropriate state,
local, and tribal air pollution control
agencies as well as the corresponding
FLMs), provide for consultation with
government officials whose jurisdictions
might be affected by SIP development
activities: Georgia Air Quality Act
Article 1: Air Quality (O.C.G.A. Section
12–9–5(b)(17)); Georgia Administrative
Procedures Act (O.C.G.A. § 50–13–4);
and Georgia Rule 391–3–1–.02(7) as it
relates to Class I areas. Section 12–9–
5(b)(17) of the Georgia Air Quality Act
states that the DNR Board is to
‘‘establish satisfactory processes of
consultation and cooperation with local
governments or other designated
organizations of elected officials or
federal agencies for the purpose of
planning, implementing, and
determining requirements under this
article to the extent required by the
federal act.’’
Additionally, Georgia adopted statewide consultation procedures for the
implementation of transportation
conformity which includes the
development of mobile inventories for
SIP development.25 Required partners
covered by Georgia’s consultation
procedures include federal, state and
local transportation and air quality
agency officials. EPA has made the
preliminary determination that
Georgia’s SIP and practices adequately
demonstrate consultation with
government officials related to the 2012
Annual PM2.5 NAAQS when necessary.
Accordingly, EPA is proposing to
approve Georgia’s infrastructure SIP
submission with respect to section
110(a)(2)(J) consultation with
government officials.
Public notification (127 public
notification): EPD has public notice
25 Georgia rule 391–3–1–.15, Georgia
Transportation Conformity and Consultation
Interagency Rule, is approved into the State’s SIP.
See 77 FR 35866.
E:\FR\FM\23AUP1.SGM
23AUP1
srobinson on DSK5SPTVN1PROD with PROPOSALS
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
mechanisms in place to notify the
public of instances or areas exceeding
the NAAQS along with associated
health effects through the Air Quality
Index reporting system in required
areas. EPD’s Ambient Monitoring Web
page (www.georgiaair.org/amp) provides
information regarding current and
historical air quality across the State.
Daily air quality forecasts may be
disseminated to the public in Atlanta
through the Georgia Department of
Transportation’s electronic billboards.
In its SIP submission, Georgia also notes
that the non-profit organization in
Georgia, ‘‘Clean Air Campaign,’’
disseminates statewide air quality
information and ways to reduce air
pollution. Georgia rule 391–3–1–.04
‘‘Air Pollution Episodes’’ enables the
State to conduct certain actions in
support of this infrastructure element.
In addition, the following State statutes
provide Georgia the authority to make
public declarations about air pollution
episodes in support of this
infrastructure element. OCGA 12–9–
6(b)(8) provides authority to the Georgia
Board of Natural Resources ‘‘To collect
and disseminate information and to
provide for public notification in
matters relating to air quality . . .’’. EPA
has made the preliminary determination
that Georgia’s SIP and practices
adequately demonstrate the State’s
ability to provide public notification
related to the 2012 Annual PM2.5
NAAQS when necessary. Accordingly,
EPA is proposing to approve Georgia’s
infrastructure SIP submission with
respect to section 110(a)(2)(J) public
notification.
PSD: With regard to the PSD element
of section 110(a)(2)(J), this requirement
is met by a state’s confirmation in an
infrastructure SIP submission that it has
a SIP-approved PSD program meeting
all the current structural requirements
of part C of title I of the CAA for all
regulated NSR pollutants. As discussed
in more detail previously in this
preamble under section 110(a)(2)(C),
Georgia’s SIP contains provisions for the
State’s PSD program that reflect the
required structural PSD requirements to
satisfy the PSD element of section
110(a)(2)(J). EPA has made the
preliminary determination that
Georgia’s SIP and practices are adequate
for the 2012 Annual PM2.5 NAAQS for
the PSD element of section 110(a)(2)(J).
Visibility protection: EPA’s 2013
Guidance notes that it does not treat the
visibility protection aspects of section
110(a)(2)(J) as applicable for purposes of
the infrastructure SIP approval process.
EPA recognizes that states are subject to
visibility protection and regional haze
program requirements under part C of
VerDate Sep<11>2014
17:24 Aug 22, 2016
Jkt 238001
the Act (which includes sections 169A
and 169B). However, there are no newly
applicable visibility protection
obligations after the promulgation of a
new or revised NAAQS. Thus, EPA has
determined that states do not need to
address the visibility component of
110(a)(2)(J) in infrastructure SIP
submittals to fulfill its obligations under
section 110(a)(2)(J). As such, EPA has
made the preliminary determination
that it does not need to address the
visibility protection element of section
110(a)(2)(J) in Georgia’s infrastructure
SIP submission related to the 2012
Annual PM2.5 NAAQS.
11. 110(a)(2)(K) Air Quality Modeling
and Submission of Modeling Data:
Section 110(a)(2)(K) of the CAA requires
that SIPs provide for performing air
quality modeling so that effects on air
quality of emissions from NAAQS
pollutants can be predicted and
submission of such data to the EPA can
be made. The Georgia Air Quality Act
Article 1: Air Quality (O.C.G.A. Section
12–9–6(b)(13)) provides EPD the
authority to conduct modeling actions
and to submit air quality modeling data
to EPA in support of this element. EPD
maintains personnel with training and
experience to conduct source-oriented
dispersion modeling with models such
as AERMOD that would likely be used
for modeling PM2.5 emissions from
sources. The State also notes that its
SIP-approved PSD program, which
includes specific (dispersion) modeling
provisions, provides further support of
Georgia’s ability to address this element.
All such modeling is conducted in
accordance with the provisions of 40
CFR part 51, Appendix W, ‘‘Guideline
on Air Quality Models.’’
Additionally, Georgia supports a
regional effort to coordinate the
development of emissions inventories
and conduct regional modeling for
several NAAQS, including the 2012
Annual PM2.5 NAAQS, for the
Southeastern states. Taken as a whole,
Georgia’s air quality regulations and
practices demonstrate that Georgia has
the authority to provide relevant data
for the purpose of predicting the effect
on ambient air quality of the 2012
Annual PM2.5 NAAQS. EPA has made
the preliminary determination that
Georgia’s SIP and practices adequately
demonstrate the State’s ability to
provide for air quality and modeling,
along with analysis of the associated
data, related to the 2012 Annual PM2.5
NAAQS. Accordingly, EPA is proposing
to approve Georgia’s infrastructure SIP
submission with respect to section
110(a)(2)(K).
12. 110(a)(2)(L) Permitting Fees:
Section 110(a)(2)(L) requires the owner
PO 00000
Frm 00061
Fmt 4702
Sfmt 4702
57553
or operator of each major stationary
source to pay to the permitting
authority, as a condition of any permit
required under the CAA, a fee sufficient
to cover: (i) The reasonable costs of
reviewing and acting upon any
application for such a permit, and (ii) if
the owner or operator receives a permit
for such source, the reasonable costs of
implementing and enforcing the terms
and conditions of any such permit (not
including any court costs or other costs
associated with any enforcement
action), until such fee requirement is
superseded with respect to such sources
by the Administrator’s approval of a fee
program under title V.
Georgia’s PSD and NNSR permitting
programs are funded with title V fees.
The Georgia Rule for Air Quality 391–
3–1–.03(9) ‘‘Permit Fees.’’ incorporates
the EPA-approved title V fee program
and fees for synthetic minor sources.
Georgia’s authority to mandate funding
for processing PSD and NNSR permits is
found in Georgia Air Quality Act Article
1: Air Quality (O.C.G.A. 12–9–10). The
State notes that these title V operating
program fees cover the reasonable cost
of implementation and enforcement of
PSD and NNSR permits after they have
been issued. EPA has made the
preliminary determination that
Georgia’s SIP and practices adequately
provide for permitting fees related to the
2012 Annual PM2.5 NAAQS, when
necessary. Accordingly, EPA is
proposing to approve Georgia’s
infrastructure SIP submission with
respect to section 110(a)(2)(L).
13. 110(a)(2)(M) Consultation/
participation by affected local entities:
Section 110(a)(2)(M) of the Act requires
states to provide for consultation and
participation in SIP development by
local political subdivisions affected by
the SIP. Consultation and participation
by affected local entities is authorized
by the Georgia Air Quality Act: Article
1: Air Quality (O.C.G.A. 12–9–5(b)(17))
and the Georgia Rule for Air Quality
391–3–1–.15—‘‘Transportation
Conformity’’, which defines the
consultation procedures for areas
subject to transportation conformity.
Furthermore, EPD has demonstrated
consultation with, and participation by,
affected local entities through its work
with local political subdivisions during
the developing of its Transportation
Conformity SIP and has worked with
the FLMs as a requirement of the
regional haze rule. EPA has made the
preliminary determination that
Georgia’s SIP and practices adequately
demonstrate consultation with affected
local entities related to the 2012 Annual
PM2.5 NAAQS when necessary.
E:\FR\FM\23AUP1.SGM
23AUP1
57554
Federal Register / Vol. 81, No. 163 / Tuesday, August 23, 2016 / Proposed Rules
V. Proposed Action
With the exception of interstate
transport provisions pertaining to the
contribution to nonattainment or
interference with maintenance in other
states and visibility protection
requirements of section 110(a)(2)(D)(i)(I)
and (II) (prongs 1, 2, and 4), EPA is
proposing to approve Georgia’s
December 14, 2015, SIP submission, for
the 2012 Annual PM2.5 NAAQS for the
above described infrastructure SIP
requirements. EPA is proposing to
approve Georgia’s infrastructure SIP
submission for the 2012 Annual PM2.5
NAAQS because the submission is
consistent with section 110 of the CAA.
srobinson on DSK5SPTVN1PROD with PROPOSALS
VI. Statutory and Executive Order
Reviews
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable Federal regulations.
See 42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this proposed
action merely approves state law as
meeting federal requirements and does
not impose additional requirements
beyond those imposed by state law. For
that reason, this proposed action:
• Is not a significant regulatory action
subject to review by the Office of
Management and Budget under
Executive Orders 12866 (58 FR 51735,
October 4, 1993) and 13563 (76 FR 3821,
January 21, 2011);
• does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
VerDate Sep<11>2014
19:01 Aug 22, 2016
Jkt 238001
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
• does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, the SIP is not approved
to apply on any Indian reservation land
or in any other area where EPA or an
Indian tribe has demonstrated that a
tribe has jurisdiction. In those areas of
Indian country, the rule does not have
tribal implications as specified by
Executive Order 13175 (65 FR 67249,
November 9, 2000), nor will it impose
substantial direct costs on tribal
governments or preempt tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Volatile organic
compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: August 9, 2016.
Heather McTeer Toney,
Regional Administrator, Region 4.
[FR Doc. 2016–20139 Filed 8–22–16; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
42 CFR Part 402, 420, and, 455
[CMS–6074–NC]
RIN 0938–ZB31
Request for Information: Inappropriate
Steering of Individuals Eligible for or
Receiving Medicare and Medicaid
Benefits to Individual Market Plans
Centers for Medicare &
Medicaid Services (CMS), HHS.
ACTION: Request for information.
AGENCY:
This request for information
seeks public comment regarding
concerns about health care providers
and provider-affiliated organizations
steering people eligible for or receiving
Medicare and/or Medicaid benefits to an
individual market plan for the purpose
of obtaining higher payment rates. CMS
is concerned about reports of this
practice and is requesting comments on
SUMMARY:
PO 00000
Frm 00062
Fmt 4702
Sfmt 4702
the frequency and impact of this issue
from the public. We believe this practice
not only could raise overall health
system costs, but could potentially be
harmful to patient care and service
coordination because of changes to
provider networks and drug formularies,
result in higher out-of-pocket costs for
enrollees, and have a negative impact on
the individual market single risk pool
(or the combined risk pool in states that
have chosen to merge their risk pools).
We are seeking input from stakeholders
and the public regarding the frequency
and impact of this practice, and options
to limit this practice.
DATES: To be assured consideration,
comments must be received at one of
the addresses provided below, no later
than 5 p.m. on September 22, 2016.
ADDRESSES: In commenting, refer to file
code CMS–6074–NC. Because of staff
and resource limitations, we cannot
accept comments by facsimile (FAX)
transmission.
You may submit comments in one of
four ways (please choose only one of the
ways listed):
1. Electronically. You may submit
electronic comments on this regulation
to https://www.regulations.gov. Follow
the ‘‘Submit a comment’’ instructions.
2. By regular mail. You may mail
written comments to the following
address ONLY: Centers for Medicare &
Medicaid Services, Department of
Health and Human Services, Attention:
CMS–6074–NC, P.O. Box 8010,
Baltimore, MD 21244–8010.
Please allow sufficient time for mailed
comments to be received before the
close of the comment period.
3. By express or overnight mail. You
may send written comments to the
following address ONLY: Centers for
Medicare & Medicaid Services,
Department of Health and Human
Services, Attention: CMS–6074–NC,
Mail Stop C4–26–05, 7500 Security
Boulevard, Baltimore, MD 21244–1850.
4. By hand or courier. Alternatively,
you may deliver (by hand or courier)
your written comments ONLY to the
following addresses:
a. For delivery in Washington, DC—
Centers for Medicare & Medicaid
Services, Department of Health and
Human Services, Room 445–G, Hubert
H. Humphrey Building, 200
Independence Avenue SW.,
Washington, DC 20201.
(Because access to the interior of the
Hubert H. Humphrey Building is not
readily available to persons without
Federal government identification,
commenters are encouraged to leave
their comments in the CMS drop slots
E:\FR\FM\23AUP1.SGM
23AUP1
Agencies
[Federal Register Volume 81, Number 163 (Tuesday, August 23, 2016)]
[Proposed Rules]
[Pages 57544-57554]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-20139]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R04-OAR-2014-0425; FRL-9951-15-Region 4]
Air Plan Approval; GA; Infrastructure Requirements for the 2012
PM2.5 National Ambient Air Quality Standard
AGENCY: Environmental Protection Agency.
[[Page 57545]]
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing to
approve portions of the State Implementation Plan (SIP) submission,
submitted by the State of Georgia, through the Georgia Department of
Natural Resources (DNR), Environmental Protection Division (EPD), on
December 14, 2015, to demonstrate that the State meets the
infrastructure requirements of the Clean Air Act (CAA or Act) for the
2012 Annual Fine Particulate Matter (PM2.5) national ambient
air quality standard (NAAQS). The CAA requires that each state adopt
and submit a SIP for the implementation, maintenance and enforcement of
each NAAQS promulgated by EPA, which is commonly referred to as an
``infrastructure'' SIP. EPD certified that the Georgia SIP contains
provisions to ensure the 2012 Annual PM2.5 NAAQS is
implemented, enforced, and maintained in Georgia. EPA is proposing to
determine that portions of Georgia's infrastructure submission,
submitted to EPA on December 14, 2015, satisfy certain required
infrastructure elements for the 2012 Annual PM2.5 NAAQS.
DATES: Written comments must be received on or before September 22,
2016.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R04-
OAR-2014-0425 at https://www.regulations.gov. Follow the online
instructions for submitting comments. Once submitted, comments cannot
be edited or removed from Regulations.gov. EPA may publish any comment
received to its public docket. Do not submit electronically any
information you consider to be Confidential Business Information (CBI)
or other information whose disclosure is restricted by statute.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. EPA will
generally not consider comments or comment contents located outside of
the primary submission (i.e., on the web, cloud, or other file sharing
system). For additional submission methods, the full EPA public comment
policy, information about CBI or multimedia submissions, and general
guidance on making effective comments, please visit https://www2.epa.gov/dockets/commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT: Tiereny Bell, Air Regulatory
Management Section, Air Planning and Implementation Branch, Air,
Pesticides and Toxics Management Division, U.S. Environmental
Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia
30303-8960. Ms. Bell can be reached via telephone at (404) 562-9088 or
via electronic mail at bell.tiereny@epa.gov.
I. Background and Overview
On December 14, 2012 (78 FR 3086, January 15, 2013), EPA
promulgated a revised primary annual PM2.5 NAAQS. The
standard was strengthened from 15.0 micrograms per cubic meter ([mu]g/
m\3\) to 12.0 [mu]g/m\3\. Pursuant to section 110(a)(1) of the CAA,
states are required to submit SIPs meeting the applicable requirements
of section 110(a)(2) within three years after promulgation of a new or
revised NAAQS or within such shorter period as EPA may prescribe.
Section 110(a)(2) requires states to address basic SIP elements such as
requirements for monitoring, basic program requirements and legal
authority that are designed to assure attainment and maintenance of the
NAAQS. States were required to submit such SIPs for the 2012 Annual
PM2.5 NAAQS to EPA no later than December 14, 2015.\1\
---------------------------------------------------------------------------
\1\ In these infrastructure SIP submissions States generally
certify evidence of compliance with sections 110(a)(1) and (2) of
the CAA through a combination of state regulations and statutes,
some of which have been incorporated into the federally-approved
SIP. In addition, certain federally-approved, non-SIP regulations
may also be appropriate for demonstrating compliance with sections
110(a)(1) and (2). Throughout this rulemaking, unless otherwise
indicated, the term ``State rules'' or ``State regulations''
indicate that the cited regulation has been approved into Georgia's
federally-approved SIP. The term ``Georgia Air Quality Act''
indicates cited Georgia State statutes, which are not a part of the
SIP unless otherwise indicated.
---------------------------------------------------------------------------
This rulemaking is proposing to approve portions of Georgia's
PM2.5 infrastructure SIP submissions \2\ for the applicable
requirements of the 2012 Annual PM2.5 NAAQS, with the
exception of the interstate transport requirements of section
110(a)(2)(D)(i)(I) and (II) (prongs 1, 2, and 4), for which EPA is not
proposing any action in this rulemaking regarding these requirements.
For the aspects of Georgia's submittal proposed for approval in this
rulemaking, EPA notes that the Agency is not approving any specific
rule, but rather proposing that Georgia's already approved SIP meets
certain CAA requirements.
---------------------------------------------------------------------------
\2\ Georgia's 2012 Annual PM2.5 NAAQS infrastructure
SIP submission dated December 14, 2015, is referred to as
``Georgia's PM2.5 infrastructure SIP'' in this action.
---------------------------------------------------------------------------
II. What elements are required under Sections 110(a)(1) and (2)?
Section 110(a) of the CAA requires states to submit SIPs to provide
for the implementation, maintenance, and enforcement of a new or
revised NAAQS within three years following the promulgation of such
NAAQS, or within such shorter period as EPA may prescribe. Section
110(a) imposes the obligation upon states to make a SIP submission to
EPA for a new or revised NAAQS, but the contents of that submission may
vary depending upon the facts and circumstances. In particular, the
data and analytical tools available at the time the state develops and
submits the SIP for a new or revised NAAQS affect the content of the
submission. The contents of such SIP submissions may also vary
depending upon what provisions the state's existing SIP already
contains.
More specifically, section 110(a)(1) provides the procedural and
timing requirements for SIPs. Section 110(a)(2) lists specific elements
that states must meet for ``infrastructure'' SIP requirements related
to a newly established or revised NAAQS. As mentioned previously, these
requirements include basic SIP elements such as requirements for
monitoring, basic program requirements and legal authority that are
designed to assure attainment and maintenance of the NAAQS. The
requirements are summarized later on in this preamble and in EPA's
September 13, 2013, memorandum entitled ``Guidance on Infrastructure
State Implementation Plan (SIP) Elements under Clean Air Act Sections
110(a)(1) and 110(a)(2).'' \3\
---------------------------------------------------------------------------
\3\ Two elements identified in section 110(a)(2) are not
governed by the three year submission deadline of section 110(a)(1)
because SIPs incorporating necessary local nonattainment area
controls are not due within three years after promulgation of a new
or revised NAAQS, but rather are due at the time the nonattainment
area plan requirements are due pursuant to section 172. These
requirements are: (1) Submissions required by section 110(a)(2)(C)
to the extent that subsection refers to a permit program as required
in part D, title I of the CAA; and (2) submissions required by
section 110(a)(2)(I) which pertain to the nonattainment planning
requirements of part D, title I of the CAA. This proposed rulemaking
does not address infrastructure elements related to section
110(a)(2)(I) or the nonattainment planning requirements of
110(a)(2)(C).
---------------------------------------------------------------------------
110(a)(2)(A): Emission Limits and Other Control Measures
110(a)(2)(B): Ambient Air Quality Monitoring/Data System
110(a)(2)(C): Programs for Enforcement of Control Measures
and for Construction or Modification of Stationary Sources \4\
---------------------------------------------------------------------------
\4\ This rulemaking only addresses requirements for this element
as they relate to attainment areas.
---------------------------------------------------------------------------
[[Page 57546]]
110(a)(2)(D)(i)(I) and (II): Interstate Pollution
Transport
110(a)(2)(D)(ii): Interstate Pollution Abatement and
International Air Pollution
110(a)(2)(E): Adequate Resources and Authority, Conflict
of Interest, and Oversight of Local Governments and Regional Agencies
110(a)(2)(F): Stationary Source Monitoring and Reporting
110(a)(2)(G): Emergency Powers
110(a)(2)(H): SIP Revisions
110(a)(2)(I): Plan Revisions for Nonattainment Areas \5\
---------------------------------------------------------------------------
\5\ As mentioned previously, this element is not relevant to
this proposed rulemaking.
---------------------------------------------------------------------------
110(a)(2)(J): Consultation with Government Officials,
Public Notification, and Prevention of Significant Deterioration (PSD)
and Visibility Protection
110(a)(2)(K): Air Quality Modeling and Submission of
Modeling Data
110(a)(2)(L): Permitting fees
110(a)(2)(M): Consultation and Participation by Affected
Local Entities
III. What is EPA's approach to the review of infrastructure SIP
submissions?
EPA is acting upon the SIP submission from Georgia that addresses
the infrastructure requirements of CAA sections 110(a)(1) and 110(a)(2)
for the 2012 Annual PM2.5 NAAQS. The requirement for states
to make a SIP submission of this type arises out of CAA section
110(a)(1). Pursuant to section 110(a)(1), states must make SIP
submissions ``within 3 years (or such shorter period as the
Administrator may prescribe) after the promulgation of a national
primary ambient air quality standard (or any revision thereof),'' and
these SIP submissions are to provide for the ``implementation,
maintenance, and enforcement'' of such NAAQS. The statute directly
imposes on states the duty to make these SIP submissions, and the
requirement to make the submissions is not conditioned upon EPA's
taking any action other than promulgating a new or revised NAAQS.
Section 110(a)(2) includes a list of specific elements that ``[e]ach
such plan'' submission must address.
EPA has historically referred to these SIP submissions made for the
purpose of satisfying the requirements of CAA sections 110(a)(1) and
110(a)(2) as ``infrastructure SIP'' submissions. Although the term
``infrastructure SIP'' does not appear in the CAA, EPA uses the term to
distinguish this particular type of SIP submission from submissions
that are intended to satisfy other SIP requirements under the CAA, such
as ``nonattainment SIP'' or ``attainment plan SIP'' submissions to
address the nonattainment planning requirements of part D of title I of
the CAA, ``regional haze SIP'' submissions required by EPA rule to
address the visibility protection requirements of CAA section 169A, and
nonattainment new source review (NNSR) permit program submissions to
address the permit requirements of CAA, title I, part D.
Section 110(a)(1) addresses the timing and general requirements for
infrastructure SIP submissions, and section 110(a)(2) provides more
details concerning the required contents of these submissions. The list
of required elements provided in section 110(a)(2) contains a wide
variety of disparate provisions, some of which pertain to required
legal authority, some of which pertain to required substantive program
provisions, and some of which pertain to requirements for both
authority and substantive program provisions.\6\ EPA therefore believes
that while the timing requirement in section 110(a)(1) is unambiguous,
some of the other statutory provisions are ambiguous. In particular,
EPA believes that the list of required elements for infrastructure SIP
submissions provided in section 110(a)(2) contains ambiguities
concerning what is required for inclusion in an infrastructure SIP
submission.
---------------------------------------------------------------------------
\6\ For example: Section 110(a)(2)(E)(i) provides that states
must provide assurances that they have adequate legal authority
under state and local law to carry out the SIP; section 110(a)(2)(C)
provides that states must have a SIP-approved program to address
certain sources as required by part C of title I of the CAA; and
section 110(a)(2)(G) provides that states must have legal authority
to address emergencies as well as contingency plans that are
triggered in the event of such emergencies.
---------------------------------------------------------------------------
The following examples of ambiguities illustrate the need for EPA
to interpret some section 110(a)(1) and section 110(a)(2) requirements
with respect to infrastructure SIP submissions for a given new or
revised NAAQS. One example of ambiguity is that section 110(a)(2)
requires that ``each'' SIP submission must meet the list of
requirements therein, while EPA has long noted that this literal
reading of the statute is internally inconsistent and would create a
conflict with the nonattainment provisions in part D of title I of the
Act, which specifically address nonattainment SIP requirements.\7\
Section 110(a)(2)(I) pertains to nonattainment SIP requirements and
part D addresses when attainment plan SIP submissions to address
nonattainment area requirements are due. For example, section 172(b)
requires EPA to establish a schedule for submission of such plans for
certain pollutants when the Administrator promulgates the designation
of an area as nonattainment, and section 107(d)(1)(B) allows up to two
years, or in some cases three years, for such designations to be
promulgated.\8\ This ambiguity illustrates that rather than apply all
the stated requirements of section 110(a)(2) in a strict literal sense,
EPA must determine which provisions of section 110(a)(2) are applicable
for a particular infrastructure SIP submission.
---------------------------------------------------------------------------
\7\ See, e.g., ``Rule To Reduce Interstate Transport of Fine
Particulate Matter and Ozone (Clean Air Interstate Rule); Revisions
to Acid Rain Program; Revisions to the NOx SIP Call; Final Rule,''
70 FR 25162, at 25163-65 (May 12, 2005) (explaining relationship
between timing requirement of section 110(a)(2)(D) versus section
110(a)(2)(I)).
\8\ EPA notes that this ambiguity within section 110(a)(2) is
heightened by the fact that various subparts of part D set specific
dates for submission of certain types of SIP submissions in
designated nonattainment areas for various pollutants. Note, e.g.,
that section 182(a)(1) provides specific dates for submission of
emissions inventories for the ozone NAAQS. Some of these specific
dates are necessarily later than three years after promulgation of
the new or revised NAAQS.
---------------------------------------------------------------------------
Another example of ambiguity within sections 110(a)(1) and
110(a)(2) with respect to infrastructure SIPs pertains to whether
states must meet all of the infrastructure SIP requirements in a single
SIP submission, and whether EPA must act upon such SIP submission in a
single action. Although section 110(a)(1) directs states to submit ``a
plan'' to meet these requirements, EPA interprets the CAA to allow
states to make multiple SIP submissions separately addressing
infrastructure SIP elements for the same NAAQS. If states elect to make
such multiple SIP submissions to meet the infrastructure SIP
requirements, EPA can elect to act on such submissions either
individually or in a larger combined action.\9\ Similarly, EPA
interprets the CAA to allow it to take action on the individual parts
of one larger, comprehensive infrastructure SIP submission for a given
NAAQS without concurrent action on the entire submission. For example,
EPA has sometimes elected to act at different times on various
[[Page 57547]]
elements and sub-elements of the same infrastructure SIP
submission.\10\
---------------------------------------------------------------------------
\9\ See, e.g., ``Approval and Promulgation of Implementation
Plans; New Mexico; Revisions to the New Source Review (NSR) State
Implementation Plan (SIP); Prevention of Significant Deterioration
(PSD) and Nonattainment New Source Review (NNSR) Permitting,'' 78 FR
4339 (January 22, 2013) (EPA's final action approving the structural
PSD elements of the New Mexico SIP submitted by the State separately
to meet the requirements of EPA's 2008 PM2.5 NSR rule),
and ``Approval and Promulgation of Air Quality Implementation Plans;
New Mexico; Infrastructure and Interstate Transport Requirements for
the 2006 PM2.5 NAAQS,'' (78 FR 4337) (January 22, 2013)
(EPA's final action on the infrastructure SIP for the 2006
PM2.5 NAAQS).
\10\ For example, on December 14, 2007, the State of Tennessee,
through the Tennessee Department of Environment and Conservation,
made a SIP revision to EPA demonstrating that the State meets the
requirements of sections 110(a)(1) and (2). EPA proposed action for
infrastructure SIP elements (C) and (J) on January 23, 2012 (77 FR
3213) and took final action on March 14, 2012 (77 FR 14976). On
April 16, 2012 (77 FR 22533) and July 23, 2012 (77 FR 42997), EPA
took separate proposed and final actions on all other section
110(a)(2) infrastructure SIP elements of Tennessee's December 14,
2007, submittal.
---------------------------------------------------------------------------
Ambiguities within sections 110(a)(1) and 110(a)(2) may also arise
with respect to infrastructure SIP submission requirements for
different NAAQS. Thus, EPA notes that not every element of section
110(a)(2) would be relevant, or as relevant, or relevant in the same
way, for each new or revised NAAQS. The states' attendant
infrastructure SIP submissions for each NAAQS therefore could be
different. For example, the monitoring requirements that a state might
need to meet in its infrastructure SIP submission for purposes of
section 110(a)(2)(B) could be very different for different pollutants
because the content and scope of a state's infrastructure SIP
submission to meet this element might be very different for an entirely
new NAAQS than for a minor revision to an existing NAAQS.\11\
---------------------------------------------------------------------------
\11\ For example, implementation of the 1997 PM2.5
NAAQS required the deployment of a system of new monitors to measure
ambient levels of that new indicator species for the new NAAQS.
---------------------------------------------------------------------------
EPA notes that interpretation of section 110(a)(2) is also
necessary when EPA reviews other types of SIP submissions required
under the CAA. Therefore, as with infrastructure SIP submissions, EPA
also has to identify and interpret the relevant elements of section
110(a)(2) that logically apply to these other types of SIP submissions.
For example, section 172(c)(7) requires that attainment plan SIP
submissions required by part D have to meet the ``applicable
requirements'' of section 110(a)(2). Thus, for example, attainment plan
SIP submissions must meet the requirements of section 110(a)(2)(A)
regarding enforceable emission limits and control measures and section
110(a)(2)(E)(i) regarding air agency resources and authority. By
contrast, it is clear that attainment plan SIP submissions required by
part D would not need to meet the portion of section 110(a)(2)(C) that
pertains to the PSD program required in part C of title I of the CAA,
because PSD does not apply to a pollutant for which an area is
designated nonattainment and is thus subject to part D planning
requirements. As this example illustrates, each type of SIP submission
may implicate some elements of section 110(a)(2) but not others.
Given the potential for ambiguity in some of the statutory language
of section 110(a)(1) and section 110(a)(2), EPA believes that it is
appropriate to interpret the ambiguous portions of section 110(a)(1)
and section 110(a)(2) in the context of acting on a particular SIP
submission. In other words, EPA assumes that Congress could not have
intended that each and every SIP submission, regardless of the NAAQS in
question or the history of SIP development for the relevant pollutant,
would meet each of the requirements, or meet each of them in the same
way. Therefore, EPA has adopted an approach under which it reviews
infrastructure SIP submissions against the list of elements in section
110(a)(2), but only to the extent each element applies for that
particular NAAQS.
Historically, EPA has elected to use guidance documents to make
recommendations to states for infrastructure SIPs, in some cases
conveying needed interpretations on newly arising issues and in some
cases conveying interpretations that have already been developed and
applied to individual SIP submissions for particular elements.\12\ EPA
most recently issued guidance for infrastructure SIPs on September 13,
2013 (2013 Guidance).\13\ EPA developed this document to provide states
with up-to-date guidance for infrastructure SIPs for any new or revised
NAAQS. Within this guidance, EPA describes the duty of states to make
infrastructure SIP submissions to meet basic structural SIP
requirements within three years of promulgation of a new or revised
NAAQS. EPA also made recommendations about many specific subsections of
section 110(a)(2) that are relevant in the context of infrastructure
SIP submissions.\14\ The guidance also discusses the substantively
important issues that are germane to certain subsections of section
110(a)(2). Significantly, EPA interprets sections 110(a)(1) and
110(a)(2) such that infrastructure SIP submissions need to address
certain issues and need not address others. Accordingly, EPA reviews
each infrastructure SIP submission for compliance with the applicable
statutory provisions of section 110(a)(2), as appropriate.
---------------------------------------------------------------------------
\12\ EPA notes, however, that nothing in the CAA requires EPA to
provide guidance or to promulgate regulations for infrastructure SIP
submissions. The CAA directly applies to states and requires the
submission of infrastructure SIP submissions, regardless of whether
or not EPA provides guidance or regulations pertaining to such
submissions. EPA elects to issue such guidance in order to assist
states, as appropriate.
\13\ ``Guidance on Infrastructure State Implementation Plan
(SIP) Elements under Clean Air Act sections 110(a)(1) and
110(a)(2),'' Memorandum from Stephen D. Page, September 13, 2013.
\14\ EPA's September 13, 2013, guidance did not make
recommendations with respect to infrastructure SIP submissions to
address section 110(a)(2)(D)(i)(I). EPA issued the guidance shortly
after the U.S. Supreme Court agreed to review the D.C. Circuit
decision in EME Homer City, 696 F.3d7 (D.C. Cir. 2012) which had
interpreted the requirements of section 110(a)(2)(D)(i)(I). In light
of the uncertainty created by ongoing litigation, EPA elected not to
provide additional guidance on the requirements of section
110(a)(2)(D)(i)(I) at that time. As the guidance is neither binding
nor required by statute, whether EPA elects to provide guidance on a
particular section has no impact on a state's CAA obligations. On
March 17, 2016, EPA released a memorandum titled, ``Information on
the Interstate Transport `Good Neighbor' Provision for the 2012 Fine
Particulate Matter National Ambient Air Quality Standards under
Clean Air Act Section 110(a)(2)(D)(i)(I)'' to provide guidance to
states for interstate transport requirements specific to the
PM2.5 NAAQS.
---------------------------------------------------------------------------
As an example, section 110(a)(2)(E)(ii) is a required element of
section 110(a)(2) for infrastructure SIP submissions. Under this
element, a state must meet the substantive requirements of section 128,
which pertain to state boards that approve permits or enforcement
orders and heads of executive agencies with similar powers. Thus, EPA
reviews infrastructure SIP submissions to ensure that the state's
implementation plan appropriately addresses the requirements of section
110(a)(2)(E)(ii) and section 128. The 2013 Guidance explains EPA's
interpretation that there may be a variety of ways by which states can
appropriately address these substantive statutory requirements,
depending on the structure of an individual state's permitting or
enforcement program (e.g., whether permits and enforcement orders are
approved by a multi-member board or by a head of an executive agency).
However they are addressed by the state, the substantive requirements
of section 128 are necessarily included in EPA's evaluation of
infrastructure SIP submissions because section 110(a)(2)(E)(ii)
explicitly requires that the state satisfy the provisions of section
128.
As another example, EPA's review of infrastructure SIP submissions
with respect to the PSD program requirements in sections 110(a)(2)(C),
(D)(i)(II), and (J) focuses upon the structural PSD program
requirements contained in part C and EPA's PSD regulations. Structural
PSD program requirements include provisions necessary for the PSD
program to address all regulated sources and new source review (NSR)
pollutants, including greenhouse gases (GHGs). By
[[Page 57548]]
contrast, structural PSD program requirements do not include provisions
that are not required under EPA's regulations at 40 CFR 51.166 but are
merely available as an option for the state, such as the option to
provide grandfathering of complete permit applications with respect to
the 2012 Annual PM2.5 NAAQS. Accordingly, the latter
optional provisions are types of provisions EPA considers irrelevant in
the context of an infrastructure SIP action.
For other section 110(a)(2) elements, however, EPA's review of a
state's infrastructure SIP submission focuses on assuring that the
state's implementation plan meets basic structural requirements. For
example, section 110(a)(2)(C) includes, inter alia, the requirement
that states have a program to regulate minor new sources. Thus, EPA
evaluates whether the state has an EPA-approved minor NSR program and
whether the program addresses the pollutants relevant to that NAAQS. In
the context of acting on an infrastructure SIP submission, however, EPA
does not think it is necessary to conduct a review of each and every
provision of a state's existing minor source program (i.e., already in
the existing SIP) for compliance with the requirements of the CAA and
EPA's regulations that pertain to such programs.
With respect to certain other issues, EPA does not believe that an
action on a state's infrastructure SIP submission is necessarily the
appropriate type of action in which to address possible deficiencies in
a state's existing SIP. These issues include: (i) Existing provisions
related to excess emissions from sources during periods of startup,
shutdown, or malfunction that may be contrary to the CAA and EPA's
policies addressing such excess emissions (``SSM''); (ii) existing
provisions related to ``director's variance'' or ``director's
discretion'' that may be contrary to the CAA because they purport to
allow revisions to SIP-approved emissions limits while limiting public
process or not requiring further approval by EPA; and (iii) existing
provisions for PSD programs that may be inconsistent with current
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80186
(December 31, 2002), as amended by 72 FR 32526 (June 13, 2007) (``NSR
Reform''). Thus, EPA believes it may approve an infrastructure SIP
submission without scrutinizing the totality of the existing SIP for
such potentially deficient provisions and may approve the submission
even if it is aware of such existing provisions.\15\ It is important to
note that EPA's approval of a state's infrastructure SIP submission
should not be construed as explicit or implicit re-approval of any
existing potentially deficient provisions that relate to the three
specific issues just described.
---------------------------------------------------------------------------
\15\ By contrast, EPA notes that if a state were to include a
new provision in an infrastructure SIP submission that contained a
legal deficiency, such as a new exemption for excess emissions
during SSM events, then EPA would need to evaluate that provision
for compliance against the rubric of applicable CAA requirements in
the context of the action on the infrastructure SIP.
---------------------------------------------------------------------------
EPA's approach to review of infrastructure SIP submissions is to
identify the CAA requirements that are logically applicable to that
submission. EPA believes that this approach to the review of a
particular infrastructure SIP submission is appropriate, because it
would not be reasonable to read the general requirements of section
110(a)(1) and the list of elements in 110(a)(2) as requiring review of
each and every provision of a state's existing SIP against all
requirements in the CAA and EPA regulations merely for purposes of
assuring that the state in question has the basic structural elements
for a functioning SIP for a new or revised NAAQS. Because SIPs have
grown by accretion over the decades as statutory and regulatory
requirements under the CAA have evolved, they may include some outmoded
provisions and historical artifacts. These provisions, while not fully
up to date, nevertheless may not pose a significant problem for the
purposes of ``implementation, maintenance, and enforcement'' of a new
or revised NAAQS when EPA evaluates adequacy of the infrastructure SIP
submission. EPA believes that a better approach is for states and EPA
to focus attention on those elements of section 110(a)(2) of the CAA
most likely to warrant a specific SIP revision due to the promulgation
of a new or revised NAAQS or other factors.
For example, EPA's 2013 Guidance gives simpler recommendations with
respect to carbon monoxide than other NAAQS pollutants to meet the
visibility requirements of section 110(a)(2)(D)(i)(II), because carbon
monoxide does not affect visibility. As a result, an infrastructure SIP
submission for any future new or revised NAAQS for carbon monoxide need
only state this fact in order to address the visibility prong of
section 110(a)(2)(D)(i)(II).
Finally, EPA believes that its approach with respect to
infrastructure SIP requirements is based on a reasonable reading of
sections 110(a)(1) and 110(a)(2) because the CAA provides other avenues
and mechanisms to address specific substantive deficiencies in existing
SIPs. These other statutory tools allow EPA to take appropriately
tailored action, depending upon the nature and severity of the alleged
SIP deficiency. Section 110(k)(5) authorizes EPA to issue a ``SIP
call'' whenever the Agency determines that a state's implementation
plan is substantially inadequate to attain or maintain the NAAQS, to
mitigate interstate transport, or to otherwise comply with the CAA.\16\
Section 110(k)(6) authorizes EPA to correct errors in past actions,
such as past approvals of SIP submissions.\17\ Significantly, EPA's
determination that an action on a state's infrastructure SIP submission
is not the appropriate time and place to address all potential existing
SIP deficiencies does not preclude EPA's subsequent reliance on
provisions in section 110(a)(2) as part of the basis for action to
correct those deficiencies at a later time. For example, although it
may not be appropriate to require a state to eliminate all existing
inappropriate director's discretion provisions in the course of acting
on an infrastructure SIP submission, EPA believes that section
110(a)(2)(A) may be among the statutory bases that EPA relies upon in
the course of addressing such deficiency in a subsequent action.\18\
---------------------------------------------------------------------------
\16\ For example, EPA issued a SIP call to Utah to address
specific existing SIP deficiencies related to the treatment of
excess emissions during SSM events. See ``Finding of Substantial
Inadequacy of Implementation Plan; Call for Utah State
Implementation Plan Revisions,'' 74 FR 21639 (April 18, 2011).
\17\ EPA has used this authority to correct errors in past
actions on SIP submissions related to PSD programs. See ``Limitation
of Approval of Prevention of Significant Deterioration Provisions
Concerning Greenhouse Gas Emitting-Sources in State Implementation
Plans; Final Rule,'' 75 FR 82536 (December 30, 2010). EPA has
previously used its authority under CAA section 110(k)(6) to remove
numerous other SIP provisions that the Agency determined it had
approved in error. See, e.g., 61 FR 38664 (July 25, 1996) and 62 FR
34641 (June 27, 1997) (corrections to American Samoa, Arizona,
California, Hawaii, and Nevada SIPs); 69 FR 67062 (November 16,
2004) (corrections to California SIP); and 74 FR 57051 (November 3,
2009) (corrections to Arizona and Nevada SIPs).
\18\ See, e.g., EPA's disapproval of a SIP submission from
Colorado on the grounds that it would have included a director's
discretion provision inconsistent with CAA requirements, including
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344 (July 21,
2010) (proposed disapproval of director's discretion provisions); 76
FR 4540 (Jan. 26, 2011) (final disapproval of such provisions).
---------------------------------------------------------------------------
IV. What is EPA's analysis of how Georgia addressed the elements of
sections 110(a)(1) and (2) ``infrastructure'' provisions?
The Georgia 2012 Annual PM2.5 infrastructure submission
addresses the
[[Page 57549]]
provisions of sections 110(a)(1) and (2) as described below.
1. 110(a)(2)(A): Emission Limits and Other Control Measures:
Section 110(a)(2)(A) requires that each implementation plan include
enforceable emission limitations and other control measures, means, or
techniques (including economic incentives such as fees, marketable
permits, and auctions of emissions rights), as well as schedules and
timetables for compliance, as may be necessary or appropriate to meet
the applicable requirements. Several regulations within Georgia's SIP
are relevant to air quality control regulations. The following State
regulations include enforceable emission limitations and other control
measures: 391-3-1-.01, ``Definitions. Amended.'', 391-3-1-.02,
``Provisions. Amended.'', and 391-3-1-.03, ``Permits. Amended.'' These
regulations collectively establish enforceable emissions limitations
and other control measures, means or techniques for activities that
contribute to PM2.5 concentrations in the ambient air, and
provide authority for EPD to establish such limits and measures as well
as schedules for compliance through SIP-approved permits to meet the
applicable requirements of the CAA. EPA has made the preliminary
determination that the provisions contained in these State rules are
adequate to satisfy section 110(a)(2)(A) for the 2012 Annual
PM2.5 NAAQS in the State.
In this action, EPA is not proposing to approve or disapprove any
existing state provisions with regard to excess emissions during SSM
operations at a facility. EPA believes that a number of states have SSM
provisions which are contrary to the CAA and existing EPA guidance,
``State Implementation Plans: Policy Regarding Excess Emissions During
Malfunctions, Startup, and Shutdown'' (September 20, 1999), and the
Agency is addressing such state regulations in a separate action.\19\
---------------------------------------------------------------------------
\19\ On June 12, 2015, EPA published a final action entitled,
``State Implementation Plans: Response to Petition for Rulemaking;
Restatement and Update of EPA's SSM Policy Applicable to SIPs;
Findings of Substantial Inadequacy; and SIP Calls to Amend
Provisions Applying to Excess Emissions During Periods of Startup,
Shutdown, and Malfunction.'' See 80 FR 33840.
---------------------------------------------------------------------------
Additionally, in this action, EPA is not proposing to approve or
disapprove any existing state rules with regard to director's
discretion or variance provisions. EPA believes that a number of states
have such provisions which are contrary to the CAA and existing EPA
guidance (52 FR 45109 (November 24, 1987)), and the Agency plans to
take action in the future to address such state regulations. In the
meantime, EPA encourages any state having a director's discretion or
variance provision which is contrary to the CAA and EPA guidance to
take steps to correct the deficiency as soon as possible.
2. 110(a)(2)(B) Ambient Air Quality Monitoring/Data System: Section
110(a)(2)(B) requires SIPs to provide for establishment and operation
of appropriate devices, methods, systems, and procedures necessary to:
(i) Monitor, compile, and analyze data on ambient air quality, and (ii)
upon request, make such data available to the Administrator. Georgia's
authority to monitor ambient air quality is found in the Georgia Air
Quality Act Article 1: Air Quality (O.C.G.A. Section 12-9-6(b)(13)).
Annually, states develop and submit to EPA for approval statewide
ambient monitoring network plans consistent with the requirements of 40
CFR parts 50, 53, and 58. The annual network plan involves an
evaluation of any proposed changes to the monitoring network, includes
the annual ambient monitoring network design plan, and includes a
certified evaluation of the agency's ambient monitors and auxiliary
support equipment.\20\ On June 15, 2015, EPA received Georgia's plan
for FY 2016. On October 13, 2015, EPA approved Georgia's monitoring
network plan. Georgia's approved monitoring network plan can be
accessed at www.regulations.gov using Docket ID No. EPA-R04-OAR-2014-
0425. This State statute, along with Georgia's Ambient Air Monitoring
Network Plan, provide for the establishment and operation of ambient
air quality monitors, the compilation and analysis of ambient air
quality data, and the submission of these data to EPA upon request. EPD
states that no specific statutory or regulatory authority is necessary
for EPD to authorize data analysis or the submission of such data to
EPA, or to provide data submissions in response to federal regulations.
EPA has made the preliminary determination that Georgia's SIP and
practices are adequate for the ambient air quality monitoring and data
system requirements related to the 2012 Annual PM2.5 NAAQS.
---------------------------------------------------------------------------
\20\ On occasion, proposed changes to the monitoring network are
evaluated outside of the network plan approval process in accordance
with 40 CFR part 58.
---------------------------------------------------------------------------
3. 110(a)(2)(C) Programs for Enforcement of Control Measures and
for Construction or Modification of Stationary Sources: This element
consists of three sub-elements: Enforcement, state-wide regulation of
new and modified minor sources and minor modifications of major
sources, and preconstruction permitting of major sources and major
modifications in areas designated attainment or unclassifiable for the
subject NAAQS as required by CAA title I part C (i.e., the major source
PSD program).
Enforcement: Georgia's Enforcement Program covers mobile and
stationary sources, consumer products, and fuels. The enforcement
requirements are met through two Georgia Rules for Air Quality: 391-3-
1-.07--``Inspections and Investigations. Amended.'' and 391-3-1-.09--
``Enforcement. Amended.'' Georgia also cites to enforcement authority
found in Georgia Air Quality Act Article 1: Air Quality (O.C.G.A.
Section 12-9-13) in its submittal. Collectively, these regulations and
State statute provide for enforcement of PM2.5 emission
limits and control measures.
PSD Permitting for Major Sources: EPA interprets the PSD sub-
element to require that a state's infrastructure SIP submission for a
particular NAAQS demonstrate that the state has a complete PSD
permitting program in place covering the structural PSD requirements
for all regulated NSR pollutants. A state's PSD permitting program is
complete for this sub-element (and prong 3 of D(i) and J related to
PSD) if EPA has already approved or is simultaneously approving the
state's implementation plan with respect to all structural PSD
requirements that are due under the EPA regulations or the CAA on or
before the date of the EPA's proposed action on the infrastructure SIP
submission. The following Georgia Rules for Air Quality collectively
establish a preconstruction, new source permitting program in the State
that meets the PSD requirements of the CAA for PM2.5
emissions sources: 391-3-1-.02.--``Provisions. Amended,'' which
includes PSD requirements under 391-3-1-.02(7), and 391-3-1-.03.--
``Permits. Amended,'' which includes NNSR requirements under 391-3-
l-.03(8)(c) and (g). Georgia's infrastructure SIP demonstrates that new
major sources and major modifications in areas of the State designated
attainment or unclassifiable for the specified NAAQS are subject to a
federally-approved PSD permitting program meeting all the current
structural requirements of part C of title I of the CAA to satisfy the
infrastructure SIP PSD elements.\21\
---------------------------------------------------------------------------
\21\ For more information on the structural PSD program
requirements that are relevant to EPA's review of infrastructure
SIPs in connection with the current PSD-related infrastructure SIP
requirements, see the technical support document in the docket for
this rulemaking.
---------------------------------------------------------------------------
[[Page 57550]]
Regulation of minor sources and modifications: Section 110(a)(2)(C)
also requires the SIP to include provisions that govern the minor
source program that regulates emissions of the 2012 Annual
PM2.5 NAAQS. Georgia's SIP approved Air Quality Control Rule
391-3-1-.03(1)--``Construction (SIP) Permit.'' governs the
preconstruction permitting of modifications, construction of minor
stationary sources, and minor modifications of major stationary
sources. EPA has made the preliminary determination that Georgia's SIP
is adequate for program enforcement of control measures, PSD permitting
for major sources, and regulation of new minor sources and
modifications related to the 2012 Annual PM2.5 NAAQS.
4. 110(a)(2)(D)(i)(I) and (II) Interstate Pollution Transport:
Section 110(a)(2)(D)(i) has two components: 110(a)(2)(D)(i)(I) and
110(a)(2)(D)(i)(II). Each of these components has two subparts
resulting in four distinct components, commonly referred to as
``prongs,'' that must be addressed in infrastructure SIP submissions.
The first two prongs, which are codified in section 110(a)(2)(D)(i)(I),
are provisions that prohibit any source or other type of emissions
activity in one state from contributing significantly to nonattainment
of the NAAQS in another state (``prong 1''), and interfering with
maintenance of the NAAQS in another state (``prong 2''). The third and
fourth prongs, which are codified in section 110(a)(2)(D)(i)(II), are
provisions that prohibit emissions activity in one state from
interfering with measures required to prevent significant deterioration
of air quality in another state (``prong 3''), or to protect visibility
in another state (``prong 4'').
110(a)(2)(D)(i)(I)--prongs 1 and 2: EPA is not proposing any action
related to the provisions that prohibit any source or other type of
emissions activity in one state from contributing significantly to
nonattainment of the NAAQS in another state (``prong 1''), and
interfering with maintenance of the NAAQS in another state (``prong
2'') of section 110(a)(2)(D)(i)(I) (prongs 1 and 2). EPA will consider
these requirements in relation to Georgia's 2012 Annual
PM2.5 NAAQS infrastructure submission in a separate
rulemaking.
110(a)(2)(D)(i)(II)--prong 3: With regard to section
110(a)(2)(D)(i)(II), the PSD element, referred to as prong 3, this
requirement may be met by a state's confirmation in an infrastructure
SIP submission that new major sources and major modifications in the
state are subject to: A PSD program meeting all the current structural
requirements of part C of title I of the CAA, or (if the state contains
a nonattainment area that has the potential to impact PSD in another
state) to a NNSR program. As discussed in more detail previously under
section 110(a)(2)(C), Georgia's SIP contains provisions for the State's
PSD program that reflects the required structural PSD requirements to
satisfy the requirement of prong 3 of section 110(a)(2)(D)(i)(II).
Georgia addresses prong 3 through rules 391-3-1-.02.--``Provisions.
Amended,'' and 391-3-1-.03.--``Permits. Amended,'' which include the
PSD and NNSR requirements, respectively. EPA has made the preliminary
determination that Georgia's SIP is adequate for interstate transport
for PSD permitting of major sources and major modifications related to
the 2012 Annual PM2.5 NAAQS for section 110(a)(2)(D)(i)(II)
(prong 3).
110(a)(2)(D)(i)(II)--prong 4: EPA is not proposing any action in
this rulemaking related to provisions pertaining to visibility
protection in other states of section 110(a)(2)(D)(i)(II) (prong 4) and
will consider this requirement in relation to Georgia's 2012 Annual
PM2.5 NAAQS infrastructure submission in a separate
rulemaking.
5. 110(a)(2)(D)(ii) Interstate Pollution Abatement and
International Air Pollution: Section 110(a)(2)(D)(ii) requires SIPs to
include provisions ensuring compliance with sections 115 and 126 of the
Act, relating to interstate and international pollution abatement. The
following two Georgia Rules for Air Quality provide Georgia the
authority to conduct certain actions in support of this infrastructure
element: 391-3-1-.02(7) for the State's PSD regulation and 391-3-1-.03
for the State's permitting regulations. As described previously,
Georgia Rules for Air Quality 391-3-1-.02.--``Provisions. Amended,''
and 391-3-1-.03.--``Permits. Amended,'' collectively require any new
major source or major modification to undergo PSD or nonattainment new
source review (NNSR) permitting and thereby provide notification to
other potentially affected Federal, state, and local government
agencies.
Additionally, Georgia does not have any pending obligation under
section 115 and 126 of the CAA. EPA has made the preliminary
determination that Georgia's SIP and practices are adequate for
ensuring compliance with the applicable requirements relating to
interstate and international pollution abatement for the 2012 Annual
PM2.5 NAAQS.
6. 110(a)(2)(E) Adequate Resources and Authority, Conflict of
Interest, and Oversight of Local Governments and Regional Agencies:
Section 110(a)(2)(E) requires that each implementation plan provide:
(i) Necessary assurances that the state will have adequate personnel,
funding, and authority under state law to carry out its implementation
plan, (ii) that the state comply with the requirements respecting state
boards pursuant to section 128 of the Act, and (iii) necessary
assurances that, where the state has relied on a local or regional
government, agency, or instrumentality for the implementation of any
plan provision, the state has responsibility for ensuring adequate
implementation of such plan provisions. EPA's analysis of sub-elements
110(a)(2)(E)(i), (ii), and (iii) is described below.
In support of EPA's proposal to approve sub-elements
110(a)(2)(E)(i) and (iii), Georgia's infrastructure SIP demonstrates
that it is responsible for promulgating rules and regulations for the
NAAQS, emissions standards and general policies, a system of permits,
fee schedules for the review of plans, and other planning needs. In its
SIP submittal, Georgia describes its authority for section
110(a)(2)(E)(i) as the CAA section 105 grant process, the Georgia Air
Quality Act Article 1: Air Quality (O.C.G.A. 12-9-10), and Georgia Rule
for Air Quality 391-3-1-.03(9) which establishes Georgia's Air Permit
Fee System. For section 110(a)(2)(E)(iii), the State does not rely on
localities in Georgia for specific SIP implementation. As evidence of
the adequacy of EPD's resources with respect to sub-elements (i) and
(iii), EPA submitted a letter to Georgia on April 19, 2016, outlining
CAA section 105 grant commitments and the current status of these
commitments for fiscal year 2015. The letter EPA submitted to EPD can
be accessed at www.regulations.gov using Docket ID No. EPA-R04-OAR-
2014-0425. Annually, states update these grant commitments based on
current SIP requirements, air quality planning, and applicable
requirements related to the NAAQS. There were no outstanding issues in
relation to the SIP for fiscal year 2015, therefore, EPD's grants were
finalized and closed out. In addition, the requirements of
110(a)(2)(E)(i) and (iii) are evaluated when EPA performs a
completeness determination for each SIP submittal. This determination
ensures that each submittal includes information addressing the
adequacy of personnel, funding, and legal authority under state law
used to carry out the state's implementation plan and related
[[Page 57551]]
issues. Georgia's authority is included in all prehearing and final SIP
submittal packages for approval by EPA. EPD is responsible for
submitting all revisions to the Georgia SIP to EPA for approval. EPA
has made the preliminary determination that Georgia has adequate
resources for implementation of the 2012 Annual PM2.5 NAAQS.
Section 110(a)(2)(E)(ii) requires that the state comply with
section 128 of the CAA. Section 128 requires that the SIP provide: (1)
The majority of members of the state board or body which approves
permits or enforcement orders represent the public interest and do not
derive any significant portion of their income from persons subject to
permitting or enforcement orders under the CAA; and (2) any potential
conflicts of interest by such board or body, or the head of an
executive agency with similar powers be adequately disclosed. With
respect to the requirements of section 110(a)(2)(E)(ii) pertaining the
state board requirements of CAA section 128, Georgia's infrastructure
SIP submission cites Georgia Air Quality Act Article 1: Air Quality
(O.C.G.A. Section 12-9-5) Powers and duties of Board of Natural
Resources as to air quality generally) which provides the powers and
duties of the Board of Natural Resources as to air quality and provides
that at least a majority of members of this board represent the public
interest and not derive any significant portion of income from persons
subject to permits or enforcement orders and that potential conflicts
of interest will be adequately disclosed. This provision has been
incorporated into the federally-approved SIP.
EPA has made the preliminary determination that the State has
adequately addressed the requirements of section 128(a), and
accordingly has met the requirements of section 110(a)(2)(E)(ii) with
respect to infrastructure SIP requirements. Therefore, EPA is proposing
to approve Georgia's infrastructure SIP submission as meeting the
requirements of sub-elements 110(a)(2)(E)(i), (ii) and (iii).
7. 110(a)(2)(F) Stationary Source Monitoring and Reporting: Section
110(a)(2)(F) requires SIPs to meet applicable requirements addressing:
(i) The installation, maintenance, and replacement of equipment, and
the implementation of other necessary steps, by owners or operators of
stationary sources to monitor emissions from such sources, (ii)
periodic reports on the nature and amounts of emissions and emissions
related data from such sources, and (iii) correlation of such reports
by the state agency with any emission limitations or standards
established pursuant to this section, which reports shall be available
at reasonable times for public inspection. Georgia's SIP submission
identifies how the major source and minor source emission inventory
programs collect emission data throughout the State and ensure the
quality of such data. These data are used to compare against current
emission limits and to meet requirements of EPA's Air Emissions
Reporting Rule (AERR). The following State rules enable Georgia to meet
the requirements of this element: Georgia Rule for Air Quality 391-3-
1-.02(3)--``Sampling.''; \22\ 391-3-1-.02(6)(b)--``Source
Monitoring.''; 391-3-1-.02(7)--``Prevention of Significant
Deterioration of Air Quality.''; 391-3-1-.02(8)--``New Source
Performance Standards.''; 391-3-1-.02(9)--``Emission Standards for
Hazardous Air Pollutants.''; 391-3-1-.02(11)--``Compliance Assurance
Monitoring.''; and 391-3-1-.03--``Permits. Amended.'' Also, the Georgia
Air Quality Act Article I: Air Quality (O.C.G.A. 12-9-5(b)(6)) provides
the State with the authority to conduct actions regarding stationary
source emissions monitoring and reporting in support of this
infrastructure element. These rules collectively require emissions
monitoring and reporting for activities that contribute to
PM2.5 concentrations in the air, including requirements for
the installation, calibration, maintenance, and operation of equipment
for continuously monitoring or recording emissions, and provide
authority for EPD to establish such emissions monitoring and reporting
requirements through SIP-approved permits and require reporting of 2012
Annual PM2.5 emissions.
---------------------------------------------------------------------------
\22\ Georgia Rule for Air Quality 391-3-1-.02(3)--``Sampling.''
is not approved into Georgia's federally-approved SIP.
---------------------------------------------------------------------------
Additionally, Georgia is required to submit emissions data to EPA
for purposes of the National Emissions Inventory (NEI). The NEI is
EPA's central repository for air emissions data. EPA published the AERR
on December 5, 2008, which modified the requirements for collecting and
reporting air emissions data (73 FR 76539). The AERR shortened the time
states had to report emissions data from 17 to 12 months, giving states
one calendar year to submit emissions data. All states are required to
submit a comprehensive emissions inventory every three years and report
emissions for certain larger sources annually through EPA's online
Emissions Inventory System. States report emissions data for the six
criteria pollutants and their associated precursors--nitrogen oxides,
sulfur dioxide, ammonia, lead, carbon monoxide, particulate matter, and
volatile organic compounds. Many states also voluntarily report
emissions of hazardous air pollutants. Georgia made its latest update
to the 2011 NEI on December 12, 2014. EPA compiles the emissions data,
supplementing it where necessary, and releases it to the general public
through the Web site https://www.epa.gov/ttn/chief/eiinformation.html.
EPA has made the preliminary determination that Georgia's SIP and
practices are adequate for the stationary source monitoring systems
related to the 2012 Annual PM2.5 NAAQS. Accordingly, EPA is
proposing to approve Georgia's infrastructure SIP submission with
respect to section 110(a)(2)(F).
Georgia Rule for Air Quality 391-3-1-.02(3), ``Sampling,'' \23\
specifically, in ``Procedures for Testing and Monitoring Sources of Air
Pollutants'' under Compliance with Standards and Maintenance
Requirements allows the use of all available information to determine
compliance, and EPA is unaware of any provision preventing the use of
credible evidence in the Georgia SIP.\24\ EPA is unaware of any
provision preventing the use of credible evidence in the Georgia SIP.
---------------------------------------------------------------------------
\23\ Georgia Rule for Air Quality 391-3-1-.02(3)--``Sampling.''
is not approved into Georgia's federally-approved SIP.
\24\ ``Credible Evidence,'' makes allowances for owners and/or
operators to utilize ``any credible evidence or information
relevant'' to demonstrate compliance with applicable requirements if
the appropriate performance or compliance test had been performed,
for the purpose of submitting compliance certification, and can be
used to establish whether or not an owner or operator has violated
or is in violation of any rule or standard.
---------------------------------------------------------------------------
8. 110(a)(2)(G) Emergency Powers: Section 110(a)(2)(G) of the Act
requires that states demonstrate authority comparable with section 303
of the CAA and adequate contingency plans to implement such authority.
Georgia's infrastructure SIP submission cites air pollution emergency
episodes and preplanned abatement strategies in the Georgia Air Quality
Act: Article 1: Air Quality (O.C.G.A. Sections 12-9-2 Declaration of
public policy, 12-9-6 Powers and duties of director as to air quality
generally, 12-9-12 Injunctive relief, 12-9-13 Proceedings for
enforcement, and 12-9-14 Powers of director in situations involving
imminent and substantial danger to public health), and Rule 391-3-1-.04
``Air Pollution Episodes.'' O.C.G.A. Section 12-9-2 provides ``[i]t is
declared to be the public policy of the state of Georgia to preserve,
protect, and improve air quality . . . to attain and
[[Page 57552]]
maintain ambient air quality standards so as to safeguard the public
health, safety, and welfare.'' O.C.G.A. Section 12-9-6(b)(10) provides
the Director of EPD authority to ``issue orders as may be necessary to
enforce compliance with [the Georgia Air Quality Act Article 1: Air
Quality (O.C.G.A)] and all rules and regulations of this article.''
O.C.G.A. Section 12-9-12 provides that ``[w]henever in the judgment of
the director any person has engaged in or is about to engage in any act
or practice which constitutes or will constitute an unlawful action
under [the Georgia Air Quality Act Article 1: Air Quality (O.C.G.A)],
he may make application to the superior court of the county in which
the unlawful act or practice has been or is about to be engaged in, or
in which jurisdiction is appropriate, for an order enjoining such act
or practice or for an order requiring compliance with this article.
Upon a showing by the director that such person has engaged in or is
about to engage in any such act or practice, a permanent or temporary
injunction, restraining order, or other order shall be granted without
the necessity of showing lack of an adequate remedy of law.'' O.C.G.A.
Section 12-19-13 specifically pertains to enforcement proceedings when
the Director of EPD has reason to believe that a violation of any
provision of the Georgia Air Quality Act Article 1: Air Quality
(O.C.G.A), or environmental rules, regulations or orders have occurred.
O.C.G.A. Section 12-9-14 also provides that the Governor may issue
orders as necessary to protect the health of persons who are, or may
be, affected by a pollution source or facility after ``consult[ation]
with local authorities in order to confirm the correctness of the
information on which action proposed to be taken is based and to
ascertain the action which such authorities are or will be taking.''
Rule 391-3-1-.04 ``Air Pollution Episodes'' provides that the
Director of EPD ``will proclaim that an Air Pollution Alert, Air
Pollution Warning, or Air Pollution Emergency exists when the
meteorological conditions are such that an air stagnation condition is
in existence and/or the accumulation of air contaminants in any place
is attaining or has attained levels which could, if such levels are
sustained or exceeded, lead to a substantial threat to the health of
persons in the specific area affected.'' Collectively the cited
provisions provide that Georgia demonstrates authority comparable with
section 303 of the CAA and adequate contingency plans to implement such
authority in the State. EPA has made the preliminary determination that
Georgia's SIP, and State laws are adequate for emergency powers related
to the 2012 Annual PM2.5 NAAQS. Accordingly, EPA is
proposing to approve Georgia's infrastructure SIP submission with
respect to section 110(a)(2)(G).
9. 110(a)(2)(H) SIP Revisions: Section 110(a)(2)(H), in summary,
requires each SIP to provide for revisions of such plan: (i) As may be
necessary to take account of revisions of such national primary or
secondary ambient air quality standard or the availability of improved
or more expeditious methods of attaining such standard, and (ii)
whenever the Administrator finds that the plan is substantially
inadequate to attain the NAAQS or to otherwise comply with any
additional applicable requirements. EPD is responsible for adopting air
quality rules and revising SIPs as needed to attain or maintain the
NAAQS in Georgia. The State has the ability and authority to respond to
calls for SIP revisions, and has provided a number of SIP revisions
over the years for implementation of the NAAQS. Initially, eight areas
in Georgia were designated deferred for the 2012 Annual
PM2.5 NAAQS. See 80 FR 2205 (January 15, 2015). As of March
31, 2015, five areas in Georgia were designated unclassifiable/
attainment. See 80 FR 18535 (April 7, 2015). Currently, based on early
quality-assured, certified air quality monitoring data for 2013-2015,
it appears that the remaining areas are attaining the 2012 Annual
PM2.5 NAAQS.
The Georgia Air Quality Act Article 1: Air Quality (O.C.G.A.
Section 12-9-6(b)(12) and 12-9-6(b)(13)) provide Georgia the authority
to conduct certain actions in support of this infrastructure element.
Section 12-9-6(b)(12) of the Georgia Air Quality Act requires EPD to
submit SIP revisions whenever revised air quality standards are
promulgated by EPA. EPA has made the preliminary determination that
Georgia adequately demonstrates a commitment to provide future SIP
revisions related to the 2012 Annual PM2.5 NAAQS when
necessary. Accordingly, EPA is proposing to approve Georgia's
infrastructure SIP submission for the 2012 Annual PM2.5
NAAQS with respect to section 110(a)(2)(H).
10. 110(a)(2)(J) Consultation With Government Officials, Public
Notification, and PSD and Visibility Protection: EPA is proposing to
approve Georgia's infrastructure SIP submission for the 2012 Annual
PM2.5 NAAQS with respect to the general requirement in
section 110(a)(2)(J) to include a program in the SIP that complies with
the applicable consultation requirements of section 121, the public
notification requirements of section 127, PSD and visibility
protection. EPA's rationale for applicable consultation requirements of
section 121, the public notification requirements of section 127, PSD,
and visibility is described below.
Consultation with government officials (121 consultation): Section
110(a)(2)(J) of the CAA requires states to provide a process for
consultation with local governments, designated organizations, and
Federal Land Managers (FLMs) carrying out NAAQS implementation
requirements pursuant to section 121 relative to consultation. The
following State rules and statutes, as well as the State's Regional
Haze Implementation Plan (which allows for consultation between
appropriate state, local, and tribal air pollution control agencies as
well as the corresponding FLMs), provide for consultation with
government officials whose jurisdictions might be affected by SIP
development activities: Georgia Air Quality Act Article 1: Air Quality
(O.C.G.A. Section 12-9-5(b)(17)); Georgia Administrative Procedures Act
(O.C.G.A. Sec. 50-13-4); and Georgia Rule 391-3-1-.02(7) as it relates
to Class I areas. Section 12-9-5(b)(17) of the Georgia Air Quality Act
states that the DNR Board is to ``establish satisfactory processes of
consultation and cooperation with local governments or other designated
organizations of elected officials or federal agencies for the purpose
of planning, implementing, and determining requirements under this
article to the extent required by the federal act.''
Additionally, Georgia adopted state-wide consultation procedures
for the implementation of transportation conformity which includes the
development of mobile inventories for SIP development.\25\ Required
partners covered by Georgia's consultation procedures include federal,
state and local transportation and air quality agency officials. EPA
has made the preliminary determination that Georgia's SIP and practices
adequately demonstrate consultation with government officials related
to the 2012 Annual PM2.5 NAAQS when necessary. Accordingly,
EPA is proposing to approve Georgia's infrastructure SIP submission
with respect to section 110(a)(2)(J) consultation with government
officials.
---------------------------------------------------------------------------
\25\ Georgia rule 391-3-1-.15, Georgia Transportation Conformity
and Consultation Interagency Rule, is approved into the State's SIP.
See 77 FR 35866.
---------------------------------------------------------------------------
Public notification (127 public notification): EPD has public
notice
[[Page 57553]]
mechanisms in place to notify the public of instances or areas
exceeding the NAAQS along with associated health effects through the
Air Quality Index reporting system in required areas. EPD's Ambient
Monitoring Web page (www.georgiaair.org/amp) provides information
regarding current and historical air quality across the State. Daily
air quality forecasts may be disseminated to the public in Atlanta
through the Georgia Department of Transportation's electronic
billboards. In its SIP submission, Georgia also notes that the non-
profit organization in Georgia, ``Clean Air Campaign,'' disseminates
statewide air quality information and ways to reduce air pollution.
Georgia rule 391-3-1-.04 ``Air Pollution Episodes'' enables the State
to conduct certain actions in support of this infrastructure element.
In addition, the following State statutes provide Georgia the authority
to make public declarations about air pollution episodes in support of
this infrastructure element. OCGA 12-9-6(b)(8) provides authority to
the Georgia Board of Natural Resources ``To collect and disseminate
information and to provide for public notification in matters relating
to air quality . . .''. EPA has made the preliminary determination that
Georgia's SIP and practices adequately demonstrate the State's ability
to provide public notification related to the 2012 Annual
PM2.5 NAAQS when necessary. Accordingly, EPA is proposing to
approve Georgia's infrastructure SIP submission with respect to section
110(a)(2)(J) public notification.
PSD: With regard to the PSD element of section 110(a)(2)(J), this
requirement is met by a state's confirmation in an infrastructure SIP
submission that it has a SIP-approved PSD program meeting all the
current structural requirements of part C of title I of the CAA for all
regulated NSR pollutants. As discussed in more detail previously in
this preamble under section 110(a)(2)(C), Georgia's SIP contains
provisions for the State's PSD program that reflect the required
structural PSD requirements to satisfy the PSD element of section
110(a)(2)(J). EPA has made the preliminary determination that Georgia's
SIP and practices are adequate for the 2012 Annual PM2.5
NAAQS for the PSD element of section 110(a)(2)(J).
Visibility protection: EPA's 2013 Guidance notes that it does not
treat the visibility protection aspects of section 110(a)(2)(J) as
applicable for purposes of the infrastructure SIP approval process. EPA
recognizes that states are subject to visibility protection and
regional haze program requirements under part C of the Act (which
includes sections 169A and 169B). However, there are no newly
applicable visibility protection obligations after the promulgation of
a new or revised NAAQS. Thus, EPA has determined that states do not
need to address the visibility component of 110(a)(2)(J) in
infrastructure SIP submittals to fulfill its obligations under section
110(a)(2)(J). As such, EPA has made the preliminary determination that
it does not need to address the visibility protection element of
section 110(a)(2)(J) in Georgia's infrastructure SIP submission related
to the 2012 Annual PM2.5 NAAQS.
11. 110(a)(2)(K) Air Quality Modeling and Submission of Modeling
Data: Section 110(a)(2)(K) of the CAA requires that SIPs provide for
performing air quality modeling so that effects on air quality of
emissions from NAAQS pollutants can be predicted and submission of such
data to the EPA can be made. The Georgia Air Quality Act Article 1: Air
Quality (O.C.G.A. Section 12-9-6(b)(13)) provides EPD the authority to
conduct modeling actions and to submit air quality modeling data to EPA
in support of this element. EPD maintains personnel with training and
experience to conduct source-oriented dispersion modeling with models
such as AERMOD that would likely be used for modeling PM2.5
emissions from sources. The State also notes that its SIP-approved PSD
program, which includes specific (dispersion) modeling provisions,
provides further support of Georgia's ability to address this element.
All such modeling is conducted in accordance with the provisions of 40
CFR part 51, Appendix W, ``Guideline on Air Quality Models.''
Additionally, Georgia supports a regional effort to coordinate the
development of emissions inventories and conduct regional modeling for
several NAAQS, including the 2012 Annual PM2.5 NAAQS, for
the Southeastern states. Taken as a whole, Georgia's air quality
regulations and practices demonstrate that Georgia has the authority to
provide relevant data for the purpose of predicting the effect on
ambient air quality of the 2012 Annual PM2.5 NAAQS. EPA has
made the preliminary determination that Georgia's SIP and practices
adequately demonstrate the State's ability to provide for air quality
and modeling, along with analysis of the associated data, related to
the 2012 Annual PM2.5 NAAQS. Accordingly, EPA is proposing
to approve Georgia's infrastructure SIP submission with respect to
section 110(a)(2)(K).
12. 110(a)(2)(L) Permitting Fees: Section 110(a)(2)(L) requires the
owner or operator of each major stationary source to pay to the
permitting authority, as a condition of any permit required under the
CAA, a fee sufficient to cover: (i) The reasonable costs of reviewing
and acting upon any application for such a permit, and (ii) if the
owner or operator receives a permit for such source, the reasonable
costs of implementing and enforcing the terms and conditions of any
such permit (not including any court costs or other costs associated
with any enforcement action), until such fee requirement is superseded
with respect to such sources by the Administrator's approval of a fee
program under title V.
Georgia's PSD and NNSR permitting programs are funded with title V
fees. The Georgia Rule for Air Quality 391-3-1-.03(9) ``Permit Fees.''
incorporates the EPA-approved title V fee program and fees for
synthetic minor sources. Georgia's authority to mandate funding for
processing PSD and NNSR permits is found in Georgia Air Quality Act
Article 1: Air Quality (O.C.G.A. 12-9-10). The State notes that these
title V operating program fees cover the reasonable cost of
implementation and enforcement of PSD and NNSR permits after they have
been issued. EPA has made the preliminary determination that Georgia's
SIP and practices adequately provide for permitting fees related to the
2012 Annual PM2.5 NAAQS, when necessary. Accordingly, EPA is
proposing to approve Georgia's infrastructure SIP submission with
respect to section 110(a)(2)(L).
13. 110(a)(2)(M) Consultation/participation by affected local
entities: Section 110(a)(2)(M) of the Act requires states to provide
for consultation and participation in SIP development by local
political subdivisions affected by the SIP. Consultation and
participation by affected local entities is authorized by the Georgia
Air Quality Act: Article 1: Air Quality (O.C.G.A. 12-9-5(b)(17)) and
the Georgia Rule for Air Quality 391-3-1-.15--``Transportation
Conformity'', which defines the consultation procedures for areas
subject to transportation conformity. Furthermore, EPD has demonstrated
consultation with, and participation by, affected local entities
through its work with local political subdivisions during the
developing of its Transportation Conformity SIP and has worked with the
FLMs as a requirement of the regional haze rule. EPA has made the
preliminary determination that Georgia's SIP and practices adequately
demonstrate consultation with affected local entities related to the
2012 Annual PM2.5 NAAQS when necessary.
[[Page 57554]]
V. Proposed Action
With the exception of interstate transport provisions pertaining to
the contribution to nonattainment or interference with maintenance in
other states and visibility protection requirements of section
110(a)(2)(D)(i)(I) and (II) (prongs 1, 2, and 4), EPA is proposing to
approve Georgia's December 14, 2015, SIP submission, for the 2012
Annual PM2.5 NAAQS for the above described infrastructure
SIP requirements. EPA is proposing to approve Georgia's infrastructure
SIP submission for the 2012 Annual PM2.5 NAAQS because the
submission is consistent with section 110 of the CAA.
VI. Statutory and Executive Order Reviews
Under the CAA, the Administrator is required to approve a SIP
submission that complies with the provisions of the Act and applicable
Federal regulations. See 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in
reviewing SIP submissions, EPA's role is to approve state choices,
provided that they meet the criteria of the CAA. Accordingly, this
proposed action merely approves state law as meeting federal
requirements and does not impose additional requirements beyond those
imposed by state law. For that reason, this proposed action:
Is not a significant regulatory action subject to review
by the Office of Management and Budget under Executive Orders 12866 (58
FR 51735, October 4, 1993) and 13563 (76 FR 3821, January 21, 2011);
does not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
is certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
does not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4);
does not have Federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
is not an economically significant regulatory action based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
is not a significant regulatory action subject to
Executive Order 13211 (66 FR 28355, May 22, 2001);
is not subject to requirements of Section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) because application of those requirements would be inconsistent
with the CAA; and
does not provide EPA with the discretionary authority to
address, as appropriate, disproportionate human health or environmental
effects, using practicable and legally permissible methods, under
Executive Order 12898 (59 FR 7629, February 16, 1994).
In addition, the SIP is not approved to apply on any Indian
reservation land or in any other area where EPA or an Indian tribe has
demonstrated that a tribe has jurisdiction. In those areas of Indian
country, the rule does not have tribal implications as specified by
Executive Order 13175 (65 FR 67249, November 9, 2000), nor will it
impose substantial direct costs on tribal governments or preempt tribal
law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Incorporation by
reference, Intergovernmental relations, Nitrogen dioxide, Ozone,
Particulate matter, Reporting and recordkeeping requirements, Volatile
organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: August 9, 2016.
Heather McTeer Toney,
Regional Administrator, Region 4.
[FR Doc. 2016-20139 Filed 8-22-16; 8:45 am]
BILLING CODE 6560-50-P